| Owner | Title | From | %Ownership |
|---|---|---|---|
| Rosalez, Louie, Alan | SR. Vice President | 02/2012 | < 5% |
| Mackay, Todd, Christopher | President/board Member | 07/2020 | < 5% |
| Rod, Chris, G | Secretary/treasurer | 07/2020 | < 5% |
| Spirit Acquisitions, LLC. | Sole Shareholder | 07/2020 | > 75% |
| Avantax WM Holdings, Inc. | Managing Member | 07/2020 | |
| Project Baseball Sub, Inc. | Sole Shareholder | 09/2015 | > 75% |
| Avantax, Inc. | Shareholder | 10/2022 | > 75% |
| Avantax Holdings, LLC | Shareholder | 10/2022 | > 75% |
| Allen, Jason, Jeffrey | Vice President | 04/2022 | < 5% |
| Loner, Melissa, Rilynn | Chief Compliance Officer | 02/2023 | < 5% |
