| Owner | Title | From | %Ownership |
|---|---|---|---|
| Elwyn, Tashtego Spring | President - Chief Executive Officer Director | 02/2014 | < 5% |
| Raymond James Financial, Inc. | Holding Company | 02/1972 | > 75% |
| Santelli, Jonathan | General Counsel / Secretary | 05/2016 | < 5% |
| Campagnoli, Vincent John | Chief Information Officer | 06/2016 | < 5% |
| Barko, Shawn Joseph | Chief Compliance Officer | 12/2017 | < 5% |
| Ollia, Marshall Farrokh | Principal Financial Officer / Finop | 04/2018 | < 5% |
| Shoukry, Paul Marone | Director; Treasurer | 04/2018 | < 5% |
| Jenson, Kim Rachelle | Chief Operating Officer | 07/2017 | < 5% |
| Bunn, James Edward | Director | 03/2019 | < 5% |
| Curtis, Scott | Director | 03/2019 | < 5% |
| Helal, Tarek | Director | 03/2019 | < 5% |
| Sickling, James Philip | Director | 03/2019 | < 5% |
| Martin, Philip Roger | Ria Chief Compliance Officer | 12/2019 | < 5% |
| Auletta, Suzanne Elizabeth | Director | 08/2021 | < 5% |
| Rust, Keith G | Director, Principal Operations Officer | 10/2021 | < 5% |
