| Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
|---|---|---|---|---|---|---|---|
| Guggenheim Strategic Opportunities Fund | – | -1.12 | -1.32 | 4.65 | 2.06 bn | 1,489 | Nov 2023 |
| 13F holders | Current |
|---|---|
| Total holders | 145 |
| Opened positions | 19 |
| Closed positions | 25 |
| Increased positions | 64 |
| Reduced positions | 37 |
| 13F shares | Current |
|---|---|
| Total value | 327.68 bn |
| Total shares | 23.53 mm |
| Total puts | 0.00 |
| Total calls | 0.00 |
| Total put/call ratio | – |
| Largest owners | Shares | Value |
|---|---|---|
| MS Morgan Stanley | 7.31 mm | $115.19 bn |
| LPL Financial | 1.59 mm | $25.09 bn |
| UBS UBS | 1.21 mm | $19.07 bn |
| RY Royal Bank of Canada | 806.67 k | $12.71 bn |
| Verus Capital Partners | 720.54 k | $11.36 bn |
| Prime Capital Investment Advisors | 686.32 k | $10.82 bn |
| Change Path | 559.38 k | $8.82 bn |
| Advisor | 530.89 k | $8.37 bn |
| CNS Cohen & Steers | 499.96 k | $7.88 mm |
| International Assets Investment Management | 473.60 k | $30.05 mm |
| Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
|---|---|---|---|---|---|---|---|---|---|---|
| 3 Sep 24 | Angela Brock-Kyle | Common Stock | Buy | Acquire P | No | No | 15.365 | 500 | 7.68 k | 2,431.925 |
| 3 Sep 24 | Angela Brock-Kyle | Common Stock | Buy | Acquire P | No | No | 15.37 | 0.847 | 13.02 | 1,931.925 |
| 3 Sep 24 | Angela Brock-Kyle | Common Stock | Buy | Acquire P | No | No | 15.36 | 443 | 6.80 k | 1,931.078 |
| 2 Jul 24 | Barnes Randall C | Common Stock | Sell | Dispose S | No | No | 15.02 | 5,849 | 87.85 k | 0 |
| 1 Feb 24 | Barnes Randall C | Common Stock | Sell | Dispose S | No | No | 13.95 | 10,000 | 139.50 k | 5,849.152 |
| 5 Jan 24 | Barnes Randall C | Common Stock | Sell | Dispose S | No | No | 13.6 | 20,000 | 272.00 k | 15,849 |
