ALPS Clean Energy ETF (ACES)

Series	Ticker	%Monthly Return ?			$Assets	#Holdings	As of
Alerian Energy Infrastructure ETF	ENFR	-0.81	-0.54	6.97	133.75 mm	28	Nov 2023
Alerian MLP ETF	AMLP	2.43	-0.38	7.38	7.99 bn	12	Nov 2023
ALPS \| OShares Europe Quality Dividend ETF	–	-4.67	-2.79	9.70	36.43 mm	51	Nov 2023
ALPS \| OShares Global Internet Giants ETF	–	-5.41	-3.16	15.07	136.36 mm	81	Nov 2023
ALPS \| OShares U.S. Quality Dividend ETF	–	-4.95	-1.02	7.34	656.47 mm	101	Nov 2023
ALPS \| OShares U.S. Small-Cap Quality Dividend ETF	–	-3.82	-3.47	7.36	389.30 mm	109	Nov 2023
ALPS Active Equity Opportunity ETF	RFFC	-4.03	-1.84	8.38	23.97 mm	61	Nov 2023
ALPS Active REIT ETF	REIT	-6.05	-4.96	10.95	18.85 mm	28	Nov 2023
ALPS Clean Energy ETF	ACES	-11.65	-19.26	5.91	269.02 mm	45	Nov 2023
ALPS Disruptive Technologies ETF	DTEC	-6.18	-7.24	16.79	97.15 mm	99	Nov 2023
ALPS Emerging Sector Dividend Dogs ETF	EDOG	-3.20	-3.01	6.05	30.26 mm	54	Nov 2023
ALPS Equal Sector Weight ETF	EQL	-4.24	-2.51	7.82	326.93 mm	13	Nov 2023
ALPS Global Travel Beneficiaries ETF	–	-6.56	-6.45	10.90	6.10 mm	77	Nov 2023
ALPS Hillman Active Value ETF	–	2.55	0.93	-0.48	5.70 mm	47	May 2023
ALPS Intermediate Municipal Bond ETF	–	-2.08	-0.56	4.79	31.91 mm	97	Nov 2023
ALPS International Sector Dividend Dogs ETF	IDOG	-1.94	-3.37	8.92	240.35 mm	52	Nov 2023
ALPS Medical Breakthroughs ETF	SBIO	-8.27	-10.12	7.55	83.72 mm	107	Nov 2023
ALPS REIT Dividend Dogs ETF	RDOG	-7.55	-4.03	11.67	11.66 mm	46	Nov 2023
ALPS Sector Dividend Dogs ETF	SDOG	-5.51	-4.08	7.98	1.10 bn	51	Nov 2023
Barrons 400 ETF	BFOR	-4.03	-4.50	7.74	132.06 mm	398	Nov 2023
Level Four Large Cap Growth Active ETF	–	-5.84	-3.41	11.99	66.62 mm	48	Nov 2023
RiverFront Dynamic Core Income ETF	RFCI	-2.07	-1.12	4.05	26.75 mm	44	Nov 2023
RiverFront Dynamic Unconstrained Income ETF	RFUN	0.94	0.01	0.45	14.16 mm	113	Aug 2021
RiverFront Dynamic US Dividend Advantage ETF	RFDA	-4.34	-2.47	7.27	73.11 mm	79	Nov 2023
RiverFront Strategic Income Fund	RIGS	-1.77	-0.88	3.54	112.55 mm	99	Nov 2023

Institutional ownership, Q3 2024

ACES institutional ownership history Ownership history

13F holders	Current	Prev Q	Change
Total holders	628	627	+0.2%
Opened positions	58	57	+1.8%
Closed positions	57	50	+14.0%
Increased positions	291	282	+3.2%
Reduced positions	161	176	-8.5%

13F shares	Current	Prev Q	Change
Total value	4.03 tn	3.95 tn	+2.1%
Total shares	88.51 mm	85.68 mm	+3.3%
Total puts	453.10 k	337.50 k	+34.3%
Total calls	324.80 k	234.00 k	+38.8%
Total put/call ratio	1.4	1.4	-3.3%

Largest owners	Shares	Value	Change
MS Morgan Stanley	12.30 mm	$579.47 bn	+0.9%
GS The Goldman Sachs Group, Inc.	7.72 mm	$363.71 bn	+2.3%
BAC Bank of America	7.08 mm	$333.62 bn	+3.2%
WFC Wells Fargo & Company	5.28 mm	$248.66 bn	-0.2%
UBS UBS	2.60 mm	$122.49 bn	-6.3%
LPL Financial	2.40 mm	$113.11 bn	+13.0%
Envestnet Asset Management	2.35 mm	$110.79 bn	+17.1%
Creative Planning	2.33 mm	$109.95 bn	-0.6%
Allen Investment Management	1.84 mm	$86.94 bn	+40.2%
1832 Asset Management	1.81 mm	$85.48 bn	-0.4%

Largest transactions	Shares	Bought/sold	Change
Wright Fund Managment	0.00	-931.64 k	EXIT
Hilton Capital Management	669.67 k	+669.67 k	NEW
Allen Investment Management	1.84 mm	+529.34 k	+40.2%
EP Wealth Advisors	511.44 k	+506.58 k	+10423.5%
Envestnet Asset Management	2.35 mm	+343.29 k	+17.1%
School Employees Retirement Board Of Ohio	310.70 k	+310.70 k	NEW
LPL Financial	2.40 mm	+275.25 k	+13.0%
Enclave Advisors	269.02 k	+269.02 k	NEW
BAC Bank of America	7.08 mm	+220.41 k	+3.2%
Reuter James Wealth Management	226.09 k	+206.21 k	+1037.3%

Data from 13F filings, for the last complete 13F reporting period. For most recent data, click the ownership history button. Values as filed, not updated for current price. Long positions only.