| Owner | Title | From | %Ownership |
|---|---|---|---|
| United Capital Financial Partners, Inc. | Sole Member and Manager | 11/2004 | > 75% |
| Duran, Joseph, John | President | 07/2019 | < 5% |
| Pfeiffer, Natasha, Irina | Counsel & Secretary | 07/2019 | < 5% |
| the Goldman Sachs Group, Inc. | Sole Member and Manager | 07/2019 | > 75% |
| Imd Holdings, LLC | Sole Member and Manager | 07/2019 | > 75% |
| Spencer, Steven | Chief Compliance Officer | 10/2019 | < 5% |
| Hemstead, Christopher | Vice President | 01/2021 | < 5% |
| Luks, Shelley, M | Treasurer | 07/2019 | < 5% |
| Restieri, Lawrence, Joseph | Vice President | 01/2022 | < 5% |
| Poulson, Nicole, Marie | Chief Operating Officer | 05/2022 | < 5% |
