| Owner | Title | From | %Ownership |
|---|---|---|---|
| Swedroe, Larry, Edward | Member of Board of Directors of Bam Management LLC, Director of Research | 02/2007 | < 5% |
| Focus Operating, LLC | Member (Manager) | 02/2007 | > 75% |
| Focus Financial Partners, LLC | Member | 01/2007 | > 75% |
| Birenbaum, Adam, Lawrence | Chairman of Board of Directors of Bam Management LLC, Chief Executive Officer | 01/2009 | < 5% |
| Remming, Jeffrey, Scott | Member of Board of Directors of Bam Management LLC, Chief Innovation Officer | 01/2011 | < 5% |
| Anderson, Daniel, Mark | Member of Board of Directors of Bam Management LLC, Chief Financial Officer | 01/2014 | < 5% |
| Levin, David, William | Member of Board of Directors of Bam Management LLC, Chief Operating Officer | 03/2013 | < 5% |
| Kuhlman, Shannon, O'toole | Member of Board of Directors of Bam Management LLC, Chief Talent Officer | 01/2013 | < 5% |
| Kizer, Jared, Hardin | Chief Investment Officer | 01/2015 | < 5% |
| Papa, Salvatore, John | Member of Board of Directors of Bam Management LLC, General Counsel and Chief Compliance Officer | 06/2016 | < 5% |
| Focus Financial Partners Inc. | Member | 07/2018 | > 75% |
| Potts, Alexander, Bennett | Member of Board of Directors of Bam Management LLC, Chairman- Advisor Services | 12/2018 | < 5% |
| Clinton, Michael, Ray | Member of Board of Directors of Bam Management LLC, President- Advisor Services | 12/2018 | < 5% |
| Hartman, Wendy, Louise | Member of Board of Directors of Bam Management LLC, President- Buckingham | 05/2019 | < 5% |
| Ferri, Justin, Christopher | Member of Board of Directors of Bam Management LLC, Chairman - Buckingham | 05/2019 | < 5% |
