| Owner | Title | From | %Ownership |
|---|---|---|---|
| Cannon, James, Richard | Chief Executive Officer | 12/2008 | < 5% |
| Morningstar, Craig, Paul | Chief Operating Officer | 07/2012 | < 5% |
| Dwa Management LLC | Manager of Dynamic Advisor Solutions | 01/2014 | > 75% |
| Cannon, Susan, Mcchesney | Trustee | 05/2003 | 50-75% |
| Cannon, James, Richard | Trustee | 05/2003 | 50-75% |
| Cannon Family Trust | Member | 12/2013 | > 75% |
| Jolly, Cherie, Jean | Chief Compliance Officer | 11/2016 | < 5% |
| Kulesza, Steven, Philip | Chief Business Development Officer | 10/2022 | < 5% |
| Etus, Konstantin, Grigoryevich | Chief Investment Officer | 02/2023 | < 5% |
| Patrick, Justin | Chief Technology Officer | 12/2019 | < 5% |
