| Owner | Title | From | %Ownership |
|---|---|---|---|
| Rogers, Joshua, Dean | President | 11/2007 | 25-50% |
| Arete Wealth Inc. | Managing Member | 07/2007 | > 75% |
| Jdrogers & Company, LLC | Member | 11/2008 | 25-50% |
| Arete Wealth Inc. | Managing Member | 11/2007 | > 75% |
| Chung, Unbo | Chief Compliance Officer | 01/2014 | < 5% |
| Rogers, Joshua, Dean | Member | 11/2008 | 25-50% |
| Rogers, Joshua, Dean | Managing Member | 11/2007 | 25-50% |
| Hock, David, Carl | Managing Member | 11/2008 | 25-50% |
| Scoby, Corrie, Faulk Davis | Senior Director, Compliance | 01/2020 | < 5% |
