What's new? Log in Free sign up

Legacy Wealth Asset Management

Company Profile

Company profile

Website

www.legacywealthwisdom.com

Incorporated

Fiscal year end

SEC CIK

IRS number

844557824

SEC advisor number

801-118042

FINRA CRD number

306732

AUM ?

$355.70 mm (as of 2 May 23)

Accounts

982 (as of 2 May 23)

Employees

10 (5 investment advisory or research)

Office hours

Monday - Friday, 8 AM - 5 PM

Brochures

Ownership

Owner	Title	From	%Ownership
Brocker, Michael, Douglas	CEO & Managing Member	02/2020	< 5%
Brocker, Benjamin, Michael	CFO & Managing Member	02/2020	< 5%
Brocker, Johnathan, Michael	Chief Compliance Officer & CIO	10/2020	< 5%
Legacy Wealth, LLC	Managing Member	02/2020	> 75%
Brocker, Michael, Douglas	Managing Member	02/2020	> 75%
Brocker, Benjamin, Michael	Managing Member	02/2020
Brocker, Matthew, Michael	Managing Member	02/2020
Brocker, Joshua, Michael	Managing Member	02/2020
Brocker, Johnathan, Michael	Managing Member	02/2020

Latest filings (excl ownership)

Annual report of proxy voting record

Latest ownership filings

View all

Quarterly holdings report by institutional manager

Quarterly holdings report by institutional manager

Quarterly holdings report by institutional manager

Quarterly holdings report by institutional manager

Quarterly holdings report by institutional manager

Quarterly holdings report by institutional manager

Quarterly holdings report by institutional manager

Quarterly holdings report by institutional manager

Quarterly holdings report by institutional manager

Quarterly holdings report by institutional manager

We use cookies on this site to provide a more responsive and personalized service. Continuing to browse, clicking I Agree, or closing this banner indicates agreement. See our Cookie Policy for more information.