| Fund Manager | Fund Series | # Fund Positions | $ Fund Size (mm) | # Shares Held (mm) | $ Holding (mm) | % of Fund | Position | As Of |
|---|---|---|---|---|---|---|---|---|
| SARATOGA ADVANTAGE TRUST | James Alpha Multi Strategy Alternative Income Portfolio JAIMX, JAAMX, JACMX, JASMX |
281 | 19.61 | 0.00 | 0.07 | 0.47 | Long | Feb 2021 |
| MAINSTAY FUNDS TRUST | MainStay MacKay U.S. Equity Opportunities Fund MYCNX, MYCTX, MYCCX, MYCIX |
425 | 154.21 | 0.01 | 0.65 | 0.47 | Long | Jan 2021 |
| Amplify ETF Trust | Amplify CrowdBureau(R) Online Lending and Digital Banking ETF LEND |
50 | 1.29 | 0.00 | 0.00 | 0.29 | Long | Apr 2021 |
| VALIC Co I | Small Cap Fund VCSMX |
843 | 369.61 | 0.01 | 0.87 | 0.24 | Long | Feb 2021 |
| VANGUARD MALVERN FUNDS | VANGUARD U.S. VALUE FUND VUVLX |
259 | 1,056.18 | 0.03 | 2.34 | 0.22 | Long | Dec 2020 |
| DFA INVESTMENT DIMENSIONS GROUP INC | TAX-MANAGED U.S. SMALL CAP PORTFOLIO DFTSX |
1,942 | 4,321.51 | 0.08 | 6.56 | 0.17 | Long | Apr 2021 |
| DFA INVESTMENT DIMENSIONS GROUP INC | Tax-Managed U.S. Targeted Value Portfolio DTMVX |
1,362 | 6,131.98 | 0.07 | 5.73 | 0.10 | Long | Apr 2021 |
| Stone Ridge Trust | Elements U.S. Portfolio ELUSX, EYUSX |
620 | 998.56 | 0.01 | 0.57 | 0.06 | Long | Feb 2020 |
| DFA INVESTMENT DIMENSIONS GROUP INC | T.A. U.S. Core Equity 2 Portfolio |
2,466 | 13,228.25 | 0.09 | 7.07 | 0.05 | Long | Apr 2021 |
| DFA INVESTMENT DIMENSIONS GROUP INC | TAX-MANAGED U.S. EQUITY PORTFOLIO DTMEX |
1,937 | 5,452.61 | 0.01 | 0.94 | 0.02 | Long | Apr 2021 |
| John Hancock Funds II | Strategic Equity Allocation Fund |
4,367 | 6,806.30 | 0.02 | 1.06 | 0.02 | Long | May 2020 |
| OBERWEIS FUNDS | Oberweis Small-Cap Value Fund OBVLX, OBIVX |
78 | 25.62 | 0.00 | 0.18 | 0.01 | Long | Sep 2019 |
