| Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
|---|---|---|---|---|---|---|---|
| Herzfeld Caribbean Basin Fund, Inc. | – | 4.23 | -5.79 | -6.56 | 32.73 mm | 45 | Sep 2023 |
| 13F holders | Current |
|---|---|
| Total holders | 12 |
| Opened positions | 3 |
| Closed positions | 11 |
| Increased positions | 7 |
| Reduced positions | 2 |
| 13F shares | Current |
|---|---|
| Total value | 4.78 bn |
| Total shares | 2.09 mm |
| Total puts | 0.00 |
| Total calls | 0.00 |
| Total put/call ratio | – |
| Largest owners | Shares | Value |
|---|---|---|
| Matisse Capital | 986.55 k | $2.32 bn |
| CSS | 666.00 k | $1.57 bn |
| Logan Stone Capital | 161.43 k | $379.36 mm |
| Quarry | 104.34 k | $245.21 mm |
| Cambridge Investment Research Advisors | 52.02 k | $122.00 k |
| Hunting Hill Global Capital | 40.50 k | $95.18 mm |
| Susquehanna International | 27.73 k | $65.18 mm |
| Emfo | 21.74 k | $51.08 mm |
| International Assets Investment Management | 12.17 k | $28.59 mm |
| RY Royal Bank of Canada | 9.40 k | $22.00 mm |
| Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
|---|---|---|---|---|---|---|---|---|---|---|
| 15 Nov 24 | Herzfeld Thomas J | Common stock | Sale back to company | Dispose D | No | No | 3.2273 | 112,420 | 362.81 k | 1,477,691 |
| 15 Nov 24 | Ryan M Paylor | Common stock | Sale back to company | Dispose D | No | No | 3.2273 | 1,776 | 5.73 k | 23,357 |
| 15 Nov 24 | Herzfeld Erik Mervin | Common stock | Sale back to company | Dispose D | No | No | 3.2273 | 31,268 | 100.91 k | 411,001 |
| 15 Nov 24 | Herzfeld Erik Mervin | Common stock | Sale back to company | Dispose D | No | No | 3.2273 | 31,315 | 101.06 k | 410,955 |
| 15 Nov 24 | Herzfeld Thomas J | Common stock | Sale back to company | Dispose D | No | No | 3.2273 | 112,588 | 363.36 k | 1,477,523 |
