| Owner | Title | From | %Ownership |
|---|---|---|---|
| Sun Life of Canada (U.s.) Financial Services Holdings, Inc. | Shareholder | 12/1997 | > 75% |
| Sun Life Financial (U.s.) Investments LLC | Shareholder | 10/2001 | > 75% |
| Sun Life Financial (U.s.) Holdings, Inc. | Shareholder | 10/2001 | > 75% |
| Sun Life Assurance Company of Canada - U.s.operations Holdings, Inc. | Shareholder | 10/2001 | > 75% |
| Sun Life Global Investments Inc. | Shareholder | 11/2016 | > 75% |
| Sun Life Financial Inc. | Shareholder | 11/2004 | > 75% |
| Kanwal, Amrit, Bir-singh | Director, Executive Vice President and Chief Financial Officer | 01/2022 | < 5% |
| Roberge, Michael, William | Director, Chairman of the Board, Chairman and Chief Executive Officer | 01/2022 | < 5% |
| Sun Life 2007-1 Financing Corp. | Shareholder | 11/2016 | > 75% |
| Hardin, Heidi, Walter | Executive Vice President, General Counsel, and Secretary | 03/2017 | < 5% |
| Strain, Kevin, D. | Director | 06/2017 | < 5% |
| Geremia, Carol, William | Director and President | 01/2018 | < 5% |
| Kennedy, Melissa, Jane | Director | 01/2020 | < 5% |
| Singh, Manjit | Director | 06/2021 | < 5% |
| Licea-mailloux, Rosa, Esmeralda | Chief Compliance Officer | 03/2022 | < 5% |
