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13F-HR Filing
B. Riley Financial (RILY) 13F-HRQuarterly holdings report by institutional manager
Filed: 14 Nov 24, 5:29pm
The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ROYALTY MGMT HLDG CORP | CLASS A COM | 02369M102 | 19,360 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
BABCOCK & WILCOX ENTERPRISES | COM | 05614L209 | 55,990,905 | 27,446,522 | SH | DFND | 27,446,522 | 0 | 0 | ||
CADIZ INC | COM NEW | 127537207 | 567,877 | 187,418 | SH | DFND | 187,418 | 0 | 0 | ||
COMTECH TELECOMMUNICATIONS C | COM NEW | 205826209 | 155,171 | 32,260 | SH | DFND | 32,260 | 0 | 0 | ||
DOUBLEDOWN INTERACTIVE CO LT | ADS | 25862B109 | 66,538,395 | 4,032,325 | SH | DFND | 4,032,325 | 0 | 0 | ||
8X8 INC NEW | COM | 282914100 | 1,997,152 | 978,996 | SH | DFND | 978,996 | 0 | 0 | ||
EOS ENERGY ENTERPRISES INC | *W EXP 11/17/202 | 29415C119 | 53,508 | 274,400 | SH | DFND | 274,400 | 0 | 0 | ||
GAMESQUARE HLDGS INC | COM | 36468G103 | 900,151 | 1,233,083 | SH | DFND | 1,233,083 | 0 | 0 | ||
THE LION ELECTRIC COMPANY | *W EXP 12/16/202 | 536221120 | 98,070 | 1,399,006 | SH | DFND | 1,399,006 | 0 | 0 | ||
THE REAL GOOD FOOD COMPANY I | COM CL A | 75601G109 | 376,192 | 940,479 | SH | DFND | 940,479 | 0 | 0 | ||
SYNCHRONOSS TECHNOLOGIES INC | COM NEW | 87157B400 | 11,512,893 | 753,222 | SH | DFND | 753,222 | 0 | 0 | ||
TRANSACT TECHNOLOGIES INC | COM | 892918103 | 4,544,795 | 935,143 | SH | DFND | 935,143 | 0 | 0 | ||
URGENTLY INC | COM | 916931108 | 226,931 | 333,771 | SH | DFND | 333,771 | 0 | 0 | ||
ALTISOURCE PORTFOLIO SOLNS S | REG SHS | L0175J104 | 320,896 | 267,413 | SH | DFND | 267,413 | 0 | 0 | ||
LILIUM N V | CLASS A ORD SHS | N52586109 | 6,494,145 | 8,388,201 | SH | DFND | 8,388,201 | 0 | 0 |