As filed with the Securities and Exchange Commission on October 13, 2020.
Registration No. 333-249290
Delaware | | | 6770 | | | 85-2646550 |
(State or other jurisdiction of incorporation or organization) | | | (Primary Standard Industrial Classification Code Number) | | | (I.R.S. Employer Identification Number) |
Paul D. Tropp, Esq. Christopher J. Capuzzi, Esq. Ropes & Gray LLP 1211 Avenue of the Americas New York, NY 10036 (212) 596-9000 | | | Samir A. Gandhi, Esq. Michael P. Heinz, Esq. Sidley Austin LLP 787 Seventh Avenue New York, New York 10019 (212) 839-5300 |
Large accelerated filer ☐ | | | Accelerated filer ☐ | | | Non-accelerated filer ☒ | | | Smaller reporting company ☒ |
| | | | | | Emerging growth company ☒ |
Title of Each Class of Security Being Registered | | | Amount Being Registered | | | Proposed Maximum Offering Price per Security(1) | | | Proposed Maximum Aggregate Offering Price(1) | | | Amount of Registration Fee |
Units, each consisting of one share of Class A common stock, $0.0001 par value, and one-third of one redeemable warrant(2) | | | 25,875,000 Units | | | $10.00 | | | $258,750,000 | | | $28,229.63 |
Shares of Class A common stock included as part of the Units(3) | | | 25,875,000 Shares | | | — | | | — | | | —(4) |
Redeemable warrants included as part of the Units(3) | | | 8,625,000 Warrants | | | — | | | — | | | —(4) |
Total | | | | | | | $258,750,000 | | | $28,229.63(5) |
(1) | Estimated solely for the purpose of calculating the registration fee. |
(2) | Includes 3,375,000 units, consisting of 3,375,000 shares of Class A common stock and 1,125,000 redeemable warrants that may be issued upon exercise of a 45-day option granted to the underwriter to cover over-allotments, if any. |
(3) | Pursuant to Rule 416, there are also being registered an indeterminable number of additional securities as may be issued to prevent dilution resulting from stock splits, stock dividends or similar transactions. |
(4) | No fee pursuant to Rule 457(g) under the Securities Act. |
(5) | Previously paid. |
Item 16. | Exhibits and Financial Statement Schedules. |
(a) | Exhibits. The following exhibits are filed as part of this registration statement: |
Exhibit No. | | | Description |
| | Form of Underwriting Agreement | |
| | Amended and Restated Certificate of Incorporation | |
| | Form of Second Amended and Restated Certificate of Incorporation | |
| | Bylaws | |
| | Specimen Unit Certificate | |
| | Specimen Class A Common Stock Certificate | |
| | Specimen Warrant Certificate (included in Exhibit 4.4) | |
| | Form of Warrant Agreement between Continental Stock Transfer & Trust Company and the Registrant | |
| | Opinion of Ropes & Gray LLP | |
| | Form of Letter Agreement among the Registrant, Lefteris Holdings LLC and each of the officers and directors of the Registrant | |
| | Form of Investment Management Trust Agreement between Continental Stock Transfer & Trust Company and the Registrant | |
| | Founder Shares Subscription Agreement, dated August 28, 2020, between the Registrant and Lefteris Holdings LLC | |
| | Form of Warrant Purchase Agreement between the Registrant and Lefteris Holdings LLC | |
| | Form of Registration and Stockholder Rights Agreement between the Registrant and certain securityholders | |
| | Form of Indemnity Agreement | |
| | Promissory Note issued in favor of Lefteris Holdings LLC, dated August 28, 2020 | |
| | Strategic Services Agreement between the Registrant and Jon Isaacson | |
| | Consent of WithumSmith+Brown, PC | |
| | Consent of Ropes & Gray LLP (included in Exhibit 5.1) | |
| | Power of Attorney (included on the signature page of this Registration Statement) | |
| | Consent of Asiff Hirji, Director Nominee | |
| | Consent of Charles Roame, Director Nominee | |
| | Consent of April Rudin, Director Nominee |
* | Previously filed. |
** | Filed herewith. |
| | Lefteris Acquisition Corp. | ||||
| | | | |||
| | By: | | | /s/ Karl Roessner | |
| | | | Name: Karl Roessner | ||
| | | | Title: Chief Executive Officer |
Signature | | | Title | | | Date |
| | | | |||
* | | | Chairman of the Board of Directors | | | October 13, 2020 |
Mark Casady | | |||||
| | | | |||
/s/ Karl Roessner | | | Chief Executive Officer and Director (Principal Executive Officer) | | | October 13, 2020 |
Karl Roessner | | |||||
| | | | |||
* | | | Chief Financial Officer and Chief Corporate Development Officer (Principal Financial Officer and Principal Accounting Officer) | | | October 13, 2020 |
Jon Isaacson | | |||||
|
*By: | | | /s/ Karl Roessner | | | |
| | Karl Roessner Attorney-in-Fact | | |