As filed with the Securities and Exchange Commission on March 4, 2021.
Registration No. 333-
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM S-3
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
BALL CORPORATION
(Exact name of registrant as specified in its charter)
| Indiana (State or other jurisdiction of incorporation or organization) | | | 35-0160610 (I.R.S. Employer Identification Number) | |
9200 W. 108th Circle, P.O. Box 5000
Westminster, CO 80021-2510
(303) 469-3131
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)
Charles E. Baker
Vice President, General Counsel and Corporate Secretary
Ball Corporation
9200 W. 108th Circle, P.O. Box 5000
Westminster, CO 80021-2510
(303) 469-3131
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Copy to:
Shilpi Gupta
Skadden, Arps, Slate, Meagher & Flom LLP
155 North Wacker Drive
Chicago, Illinois 60606
(312) 407-0700
From time to time after the effective date of this Registration Statement
(Approximate date of commencement of proposed sale to the public)
If the only securities being registered on this Form are being offered pursuant to dividend or interest reinvestment plans, check the following box. ☐
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than securities offered only in connection with dividend or interest reinvestment plans, check the following box. ☒
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If this Form is a registration statement pursuant to General Instruction I.D. or a post-effective amendment thereto that shall become effective upon filing with the Commission pursuant to Rule 462(e) under the Securities Act, check the following box. ☒
If this Form is a post-effective amendment to a registration statement filed pursuant to General Instruction I.D. filed to register additional securities or additional classes of securities pursuant to Rule 413(b) under the Securities Act, check the following box. ☐
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company.
| Large accelerated filer ☒ | | | Accelerated filer ☐ | | | Non-accelerated filer ☐ (do not check if smaller reporting company) | | | Smaller reporting company ☐ | |
| Emerging growth company ☐ | | | | | | | | | | |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of Securities Act. ☐
CALCULATION OF REGISTRATION FEE
| |
Title of Each Class of Securities to be Registered(1) | | | | Amount to be Registered(2) | | | | Proposed Maximum Offering Price per Security(2) | | | | Proposed Maximum Aggregate Offering Price(2) | | | | Amount of Registration Fee(3) | |
Debt Securities | | | | | | — | | | | | | | — | | | | | | | — | | | | | | | — | | |
Common Stock, without par value | | | | | | — | | | | | | | — | | | | | | | — | | | | | | | — | | |
Preferred Stock | | | | | | — | | | | | | | — | | | | | | | — | | | | | | | — | | |
Warrants | | | | | | — | | | | | | | — | | | | | | | — | | | | | | | — | | |
Guarantees of the Debt Securities(4) | | | | | | — | | | | | | | — | | | | | | | — | | | | | | | — | | |
(1)
Securities registered hereunder may be sold separately, together or as units with other securities registered hereunder.
(2)
An indeterminate aggregate initial offering price, principal amount or number of the securities of each identified class is being registered as may from time to time be issued at indeterminate prices or upon conversion, exchange or exercise of securities registered hereunder to the extent any such securities are, by their terms, convertible into, or exchangeable or exercisable for, such securities, including such shares of common stock or preferred stock as may be issued pursuant to anti-dilution adjustments determined at the time of offering. Separate consideration may or may not be received for securities that are issuable on exercise, conversion or exchange of other securities.
(3)
In accordance with Rule 456(b) and Rule 457(r), the Registrant is deferring payment of the entire registration fee.
(4)
Guarantees of the debt securities may be issued by subsidiaries of Ball Corporation that are listed on the following page under the caption “Table of Additional Registrants.” Pursuant to Rule 457(n), no separate registration fee is payable in respect of the registration of the guarantees.