UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-22509
NAME OF REGISTRANT: LoCorr Investment Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 687 Excelsior Blvd.
Excelsior, MN 55331
NAME AND ADDRESS OF AGENT FOR SERVICE: CT Corporation System
1300 East Ninth Street
Cleveland, OH 44114
REGISTRANT'S TELEPHONE NUMBER: 952-767-2920
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2019 - 06/30/2020
LoCorr Dynamic Equity Fund
--------------------------------------------------------------------------------------------------------------------------
ALBIREO PHARMA INC. Agenda Number: 935195479
--------------------------------------------------------------------------------------------------------------------------
Security: 01345P106
Meeting Type: Annual
Meeting Date: 12-Jun-2020
Ticker: ALBO
ISIN: US01345P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael Gutch, Ph.D. Mgmt For For
Roger A. Jeffs, Ph.D. Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Albireo's independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of Albireo's named executive
officers as disclosed in the proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
ALPHABET INC. Agenda Number: 935196762
--------------------------------------------------------------------------------------------------------------------------
Security: 02079K305
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: GOOGL
ISIN: US02079K3059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Larry Page Mgmt For For
Sergey Brin Mgmt For For
Sundar Pichai Mgmt For For
John L. Hennessy Mgmt For For
Frances H. Arnold Mgmt For For
L. John Doerr Mgmt For For
Roger W. Ferguson, Jr. Mgmt For For
Ann Mather Mgmt For For
Alan R. Mulally Mgmt For For
K. Ram Shriram Mgmt For For
Robin L. Washington Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. An amendment to Alphabet's Amended and Mgmt For For
Restated 2012 Stock Plan to increase the
share reserve by 8,500,000 shares of Class
C capital stock.
4. Advisory vote to approve named executive Mgmt For For
officer compensation.
5. A stockholder proposal regarding equal Shr Against For
shareholder voting, if properly presented
at the meeting.
6. A stockholder proposal regarding a report Shr Against For
on arbitration of employment-related
claims, if properly presented at the
meeting.
7. A stockholder proposal regarding the Shr Against For
establishment of a human rights risk
oversight committee, if properly presented
at the meeting.
8. A stockholder proposal regarding Shr Against For
non-binding vote on amendment of bylaws, if
properly presented at the meeting.
9. A stockholder proposal regarding a report Shr Against For
on sustainability metrics, if properly
presented at the meeting.
10. A stockholder proposal regarding a report Shr Against For
on takedown requests, if properly presented
at the meeting.
11. A stockholder proposal regarding majority Shr Against For
vote for election of directors, if properly
presented at the meeting.
12. A stockholder proposal regarding a report Shr Against For
on gender/racial pay equity, if properly
presented at the meeting.
13. A stockholder proposal regarding the Shr Against For
nomination of human rights and/or civil
rights expert to the board, if properly
presented at the meeting.
14. A stockholder proposal regarding a report Shr Against For
on whistleblower policies and practices, if
properly presented at the meeting
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EAGLE OUTFITTERS, INC. Agenda Number: 935193021
--------------------------------------------------------------------------------------------------------------------------
Security: 02553E106
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: AEO
ISIN: US02553E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Sujatha Mgmt For For
Chandrasekaran
1.2 Election of Director: Jay L. Schottenstein Mgmt For For
2. Proposal Two. Ratify the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for the fiscal year ending January 30,
2021.
3. Proposal Three. Approve the Company's 2020 Mgmt For For
Stock Award and Incentive Plan.
4. Proposal Four. Hold an advisory vote on the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
APACHE CORPORATION Agenda Number: 935152885
--------------------------------------------------------------------------------------------------------------------------
Security: 037411105
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: APA
ISIN: US0374111054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Annell R. Bay Mgmt For For
1B Election of Director: John J. Christmann IV Mgmt For For
1C Election of Director: Juliet S. Ellis Mgmt For For
1D Election of Director: Chansoo Joung Mgmt For For
1E Election of Director: Rene R. Joyce Mgmt For For
1F Election of Director: John E. Lowe Mgmt For For
1G Election of Director: William C. Montgomery Mgmt For For
1H Election of Director: Amy H. Nelson Mgmt For For
1I Election of Director: Daniel W. Rabun Mgmt For For
1J Election of Director: Peter A. Ragauss Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
Apache's Independent Auditors.
3. Advisory Vote to Approve Compensation of Mgmt For For
Apache's Named Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
BALL CORPORATION Agenda Number: 935141731
--------------------------------------------------------------------------------------------------------------------------
Security: 058498106
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: BLL
ISIN: US0584981064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John A. Hayes Mgmt For For
Cathy D. Ross Mgmt For For
Betty Sapp Mgmt For For
Stuart A. Taylor II Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the Corporation for 2020.
3. To approve, by non-binding vote, the Mgmt For For
compensation paid to the named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
CABOT OIL & GAS CORPORATION Agenda Number: 935139712
--------------------------------------------------------------------------------------------------------------------------
Security: 127097103
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: COG
ISIN: US1270971039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dorothy M. Ables Mgmt For For
Rhys J. Best Mgmt For For
Robert S. Boswell Mgmt For For
Amanda M. Brock Mgmt For For
Peter B. Delaney Mgmt For For
Dan O. Dinges Mgmt For For
Robert Kelley Mgmt For For
W. Matt Ralls Mgmt For For
Marcus A. Watts Mgmt For For
2. To ratify the appointment of the firm Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the Company for its 2020 fiscal
year.
3. To approve, by non-binding advisory vote, Mgmt For For
the compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
CARMAX, INC. Agenda Number: 935212390
--------------------------------------------------------------------------------------------------------------------------
Security: 143130102
Meeting Type: Annual
Meeting Date: 23-Jun-2020
Ticker: KMX
ISIN: US1431301027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one year term: Mgmt For For
Peter J. Bensen
1B. Election of Director for a one year term: Mgmt For For
Ronald E. Blaylock
1C. Election of Director for a one year term: Mgmt For For
Sona Chawla
1D. Election of Director for a one year term: Mgmt For For
Thomas J. Folliard
1E. Election of Director for a one year term: Mgmt For For
Shira Goodman
1F. Election of Director for a one year term: Mgmt For For
Robert J. Hombach
1G. Election of Director for a one year term: Mgmt For For
David W. McCreight
1H. Election of Director for a one year term: Mgmt For For
William D. Nash
1I. Election of Director for a one year term: Mgmt For For
Mark F. O'Neil
1J. Election of Director for a one year term: Mgmt For For
Pietro Satriano
1K. Election of Director for a one year term: Mgmt For For
Marcella Shinder
1L. Election of Director for a one year term: Mgmt For For
Mitchell D. Steenrod
2. To ratify the appointment of KPMG LLP as Mgmt For For
independent registered public accounting
firm.
3. To vote on an advisory resolution to Mgmt For For
approve the compensation of our named
executive officers.
4. To approve the CarMax, Inc. 2002 Stock Mgmt For For
Incentive Plan, as amended and restated.
--------------------------------------------------------------------------------------------------------------------------
DISH NETWORK CORPORATION Agenda Number: 935149321
--------------------------------------------------------------------------------------------------------------------------
Security: 25470M109
Meeting Type: Annual
Meeting Date: 01-May-2020
Ticker: DISH
ISIN: US25470M1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kathleen Q. Abernathy Mgmt For For
George R. Brokaw Mgmt For For
James DeFranco Mgmt For For
Cantey M. Ergen Mgmt For For
Charles W. Ergen Mgmt For For
Afshin Mohebbi Mgmt For For
Tom A. Ortolf Mgmt For For
Joseph T. Proietti Mgmt For For
Carl E. Vogel Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
3. To amend and restate our Employee Stock Mgmt For For
Purchase Plan.
4. To conduct a non-binding advisory vote on Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
ENERSYS Agenda Number: 935053986
--------------------------------------------------------------------------------------------------------------------------
Security: 29275Y102
Meeting Type: Annual
Meeting Date: 01-Aug-2019
Ticker: ENS
ISIN: US29275Y1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Class III Director: Howard I. Mgmt For For
Hoffen
1B Election of Class III Director: David M. Mgmt For For
Shaffer
1C Election of Class III Director: Ronald P. Mgmt For For
Vargo
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for fiscal year
ending March 31, 2020.
3. An advisory vote to approve the Mgmt For For
compensation of EnerSys' named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
EQT CORPORATION Agenda Number: 935037540
--------------------------------------------------------------------------------------------------------------------------
Security: 26884L109
Meeting Type: Annual
Meeting Date: 10-Jul-2019
Ticker: EQT
ISIN: US26884L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Company Nominee: Philip G. Mgmt For For
Behrman, Ph.D. You may only vote "FOR" 12
Nominees in proposals 1A to 1R. The Board
of Directors recommends a 'FOR' vote for
this Nominee
1B Election of Company Nominee: Janet L. Mgmt For For
Carrig You may only vote "FOR" 12 Nominees
in proposals 1A to 1R. The Board of
Directors recommends a 'FOR' vote for this
Nominee
1C Election of Company Nominee: Christina A. Mgmt For For
Cassotis You may only vote "FOR" 12
Nominees in proposals 1A to 1R. The Board
of Directors recommends a 'FOR' vote for
this Nominee
1D Election of Company Nominee: William M. Mgmt For For
Lambert You may only vote "FOR" 12 Nominees
in proposals 1A to 1R. The Board of
Directors recommends a 'FOR' vote for this
Nominee
1E Election of Company Nominee: Gerald F. Mgmt For For
MacCleary You may only vote "FOR" 12
Nominees in proposals 1A to 1R. The Board
of Directors recommends a 'FOR' vote for
this Nominee
1F Election of Company Nominee: James T. Mgmt For For
McManus II You may only vote "FOR" 12
Nominees in proposals 1A to 1R. The Board
of Directors recommends a 'FOR' vote for
this Nominee
1G Election of Company Nominee: Valerie A. Mgmt For For
Mitchell You may only vote "FOR" 12
Nominees in proposals 1A to 1R. The Board
of Directors recommends a 'FOR' vote for
this Nominee
1H Election of Company Nominee: Robert J. Mgmt For For
McNally You may only vote "FOR" 12 Nominees
in proposals 1A to 1R. The Board of
Directors recommends a 'FOR' vote for this
Nominee
1I Election of Company Nominee: Anita M. Mgmt For For
Powers You may only vote "FOR" 12 Nominees
in proposals 1A to 1R. The Board of
Directors recommends a 'FOR' vote for this
Nominee
1J Election of Company Nominee: Daniel J. Rice Mgmt For For
IV You may only vote "FOR" 12 Nominees in
proposals 1A to 1R. The Board of Directors
recommends a 'FOR' vote for this Nominee
1K Election of Company Nominee: Stephen A. Mgmt Take No Action
Thorington You may only vote "FOR" 12
Nominees in proposals 1A to 1R. The Board
of Directors recommends a 'FOR' vote for
this Nominee
1L Election of Company Nominee: Christine J. Mgmt For For
Toretti You may only vote "FOR" 12 Nominees
in proposals 1A to 1R. The Board of
Directors recommends a 'FOR' vote for this
Nominee
1M Election of Rice Group Nominee: Lydia I. Mgmt Abstain
Beebe You may only vote "FOR" 12 Nominees
in proposals 1A to 1R. The Board of
Directors makes NO Recommendation for this
Nominee
1N Election of Rice Group Nominee: Lee M. Mgmt Abstain
Canaan You may only vote "FOR" 12 Nominees
in proposals 1A to 1R. The Board of
Directors makes NO Recommendation for this
Nominee
1O Election of Rice Group Nominee: Dr. Kathryn Mgmt Abstain
J. Jackson You may only vote "FOR" 12
Nominees in proposals 1A to 1R. The Board
of Directors makes NO Recommendation for
this Nominee
1P Election of Rice Group Nominee: John F. Mgmt Abstain
McCartney You may only vote "FOR" 12
Nominees in proposals 1A to 1R. The Board
of Directors makes NO Recommendation for
this Nominee
1Q Election of Rice Group Nominee: Toby Z. Mgmt Abstain
Rice You may only vote "FOR" 12 Nominees in
proposals 1A to 1R. The Board of Directors
makes NO Recommendation for this Nominee
1R Election of Rice Group Nominee: Hallie A. Mgmt For
Vanderhider You may only vote "FOR" 12
Nominees in proposals 1A to 1R. The Board
of Directors makes NO Recommendation for
this Nominee
2 Approval of a Non-Binding Resolution Mgmt For For
Regarding the Compensation of the Company's
Named Executive Officers for 2018
(Say-on-Pay)
3 Approval of the EQT Corporation 2019 Mgmt For For
Long-Term Incentive Plan
4 Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's Independent
registered public accounting firm for 2019
--------------------------------------------------------------------------------------------------------------------------
ESSENT GROUP LTD Agenda Number: 935193552
--------------------------------------------------------------------------------------------------------------------------
Security: G3198U102
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: ESNT
ISIN: BMG3198U1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark A. Casale Mgmt For For
Douglas J. Pauls Mgmt For For
William Spiegel Mgmt For For
2. REAPPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDED DECEMBER 31, 2020
AND UNTIL THE 2021 ANNUAL GENERAL MEETING
OF SHAREHOLDERS, AND TO REFER THE
DETERMINATION OF THE AUDITORS' COMPENSATION
TO THE BOARD OF DIRECTORS.
3. PROVIDE A NON-BINDING, ADVISORY VOTE ON OUR Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
EVERCORE INC. Agenda Number: 935199009
--------------------------------------------------------------------------------------------------------------------------
Security: 29977A105
Meeting Type: Annual
Meeting Date: 16-Jun-2020
Ticker: EVR
ISIN: US29977A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roger C. Altman Mgmt For For
Richard I. Beattie Mgmt For For
Pamela G. Carlton Mgmt For For
Ellen V. Futter Mgmt For For
Gail B. Harris Mgmt For For
Robert B. Millard Mgmt For For
Willard J. Overlock, Jr Mgmt For For
Sir Simon M. Robertson Mgmt For For
Ralph L. Schlosstein Mgmt For For
John S. Weinberg Mgmt For For
William J. Wheeler Mgmt For For
Sarah K. Williamson Mgmt For For
Kendrick R. Wilson III Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
executive compensation of our Named
Executive Officers.
3. To approve the Amended and Restated 2016 Mgmt For For
Evercore Inc. Stock Incentive Plan.
4. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
EXTENDED STAY AMERICA, INC. Agenda Number: 935196053
--------------------------------------------------------------------------------------------------------------------------
Security: 30224P200
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: STAY
ISIN: US30224P2002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bruce N. Haase Mgmt For For
Douglas G. Geoga Mgmt For For
Kapila K. Anand Mgmt For For
Ellen Keszler Mgmt For For
Jodie W. McLean Mgmt For For
Thomas F. O'Toole Mgmt For For
Richard F. Wallman Mgmt For For
2. The approval, on an advisory basis, of the Mgmt For For
Corporation's executive compensation
3. "EVERY YEAR" on the frequency of an Mgmt 1 Year For
advisory vote on the Corporation's
executive compensation
4. The ratification of the appointment of Mgmt For For
Deloitte & Touche LLP as the Corporation's
independent registered public accounting
firm for 2020
--------------------------------------------------------------------------------------------------------------------------
EXTENDED STAY AMERICA, INC. Agenda Number: 935196065
--------------------------------------------------------------------------------------------------------------------------
Security: 30224P211
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bruce N. Haase Mgmt For For
Douglas G. Geoga Mgmt For For
Kapila K. Anand Mgmt For For
Neil T. Brown Mgmt For For
Lisa Palmer Mgmt For For
Steven E. Kent Mgmt For For
Simon M. Turner Mgmt For For
2. The approval, on an advisory basis, of the Mgmt For For
Corporation's executive compensation
3. "EVERY YEAR" on the frequency of an Mgmt 1 Year For
advisory vote on ESH REIT's executive
compensation
4. The ratification of the appointment of Mgmt For For
Deloitte & Touche LLP as ESH REIT's
independent registered public accounting
firm for 2020
--------------------------------------------------------------------------------------------------------------------------
FIRSTENERGY CORP. Agenda Number: 935157342
--------------------------------------------------------------------------------------------------------------------------
Security: 337932107
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: FE
ISIN: US3379321074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael J. Anderson Mgmt For For
1B. Election of Director: Steven J. Demetriou Mgmt For For
1C. Election of Director: Julia L. Johnson Mgmt For For
1D. Election of Director: Charles E. Jones Mgmt For For
1E. Election of Director: Donald T. Misheff Mgmt For For
1F. Election of Director: Thomas N. Mitchell Mgmt For For
1G. Election of Director: James F. O'Neil III Mgmt For For
1H. Election of Director: Christopher D. Pappas Mgmt For For
1I. Election of Director: Sandra Pianalto Mgmt For For
1J. Election of Director: Luis A. Reyes Mgmt For For
1K. Election of Director: Leslie M. Turner Mgmt For For
2. Ratify the Appointment of the Independent Mgmt For For
Registered Public Accounting Firm for 2020.
3. Approve, on an Advisory Basis, Named Mgmt For For
Executive Officer Compensation.
4. Approve the FirstEnergy Corp. 2020 Mgmt For For
Incentive Compensation Plan.
5. Approve a Management Proposal to Amend the Mgmt For For
Company's Amended and Restated Code of
Regulations to authorize the Board of
Directors to make certain future amendments
to the Company's Amended and Restated Code
of Regulations.
6. Shareholder Proposal Requesting Removal of Shr Against For
Aggregation Limit for Proxy Access Groups.
--------------------------------------------------------------------------------------------------------------------------
FRONTDOOR, INC. Agenda Number: 935163802
--------------------------------------------------------------------------------------------------------------------------
Security: 35905A109
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: FTDR
ISIN: US35905A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director to serve for Mgmt No vote
a one-year term: Richard P. Fox
1B. Election of Class II Director to serve for Mgmt No vote
a one-year term: Brian P. McAndrews
1C. Election of Class II Director to serve for Mgmt No vote
a one-year term: Rexford J. Tibbens
2. To ratify the selection of Deloitte & Mgmt No vote
Touche LLP as the Company's independent
registered public accounting firm for
fiscal 2020.
3. Advisory vote to approve the Company's Mgmt No vote
named executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
G-III APPAREL GROUP, LTD. Agenda Number: 935212756
--------------------------------------------------------------------------------------------------------------------------
Security: 36237H101
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: GIII
ISIN: US36237H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Morris Goldfarb Mgmt For For
Sammy Aaron Mgmt For For
Thomas J. Brosig Mgmt For For
Alan Feller Mgmt For For
Jeffrey Goldfarb Mgmt For For
Victor Herrero Mgmt For For
Jeanette Nostra Mgmt For For
Laura Pomerantz Mgmt For For
Willem van Bokhorst Mgmt For For
Cheryl L. Vitali Mgmt For For
Richard White Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of named executive officers.
3. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP.
--------------------------------------------------------------------------------------------------------------------------
GLU MOBILE INC. Agenda Number: 935205282
--------------------------------------------------------------------------------------------------------------------------
Security: 379890106
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: GLUU
ISIN: US3798901068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Darla Anderson Mgmt For For
Ben Feder Mgmt For For
Hany M. Nada Mgmt For For
Benjamin T. Smith, IV Mgmt For For
2. Approval of an amendment and restatement of Mgmt For For
Glu's 2007 Equity Incentive Plan.
3. An advisory vote to approve the Mgmt For For
compensation paid to Glu's named executive
officers.
4. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Glu's
independent registered public accounting
firm for the year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
INTELSAT S.A. Agenda Number: 935065664
--------------------------------------------------------------------------------------------------------------------------
Security: L5140P101
Meeting Type: Special
Meeting Date: 11-Sep-2019
Ticker: I
ISIN: LU0914713705
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of New Director: Ellen Pawlikowski Mgmt For For
1b. Election of New Director: Jacqueline Reses Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MARRIOTT VACATIONS WORLDWIDE CORPORATION Agenda Number: 935161240
--------------------------------------------------------------------------------------------------------------------------
Security: 57164Y107
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: VAC
ISIN: US57164Y1073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C.E. Andrews Mgmt No vote
William W. McCarten Mgmt No vote
William J. Shaw Mgmt No vote
2. Ratification of the appointment of Ernst & Mgmt No vote
Young LLP as the Company's independent
registered public accounting firm for its
2020 fiscal year.
3. Advisory vote to approve named executive Mgmt No vote
officer compensation.
4. Approval of the Marriott Vacations Mgmt No vote
Worldwide Corporation 2020 Equity Incentive
Plan.
--------------------------------------------------------------------------------------------------------------------------
MASTEC, INC. Agenda Number: 935168965
--------------------------------------------------------------------------------------------------------------------------
Security: 576323109
Meeting Type: Annual
Meeting Date: 15-May-2020
Ticker: MTZ
ISIN: US5763231090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ernst N. Csiszar Mgmt For For
Julia L. Johnson Mgmt For For
Jorge Mas Mgmt For For
2. Ratification of the appointment of BDO USA, Mgmt For For
LLP as our independent registered public
accounting firm for 2020.
3. Approval of a non-binding advisory Mgmt For For
resolution regarding the compensation of
our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY INCORPORATED Agenda Number: 935061185
--------------------------------------------------------------------------------------------------------------------------
Security: 595017104
Meeting Type: Annual
Meeting Date: 20-Aug-2019
Ticker: MCHP
ISIN: US5950171042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Steve Sanghi Mgmt For For
1.2 Election of Director: Matthew W. Chapman Mgmt For For
1.3 Election of Director: L.B. Day Mgmt For For
1.4 Election of Director: Esther L. Johnson Mgmt For For
1.5 Election of Director: Wade F. Meyercord Mgmt For For
2. Proposal to approve a French sub-plan under Mgmt For For
our 2004 Equity Incentive Plan.
3. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as the independent registered
public accounting firm of Microchip for the
fiscal year ending March 31, 2020.
4. Proposal to approve, on an advisory Mgmt For For
(non-binding) basis, the compensation of
our named executives.
5. Stockholder proposal requesting our Board Shr Abstain Against
to report on our processes for identifying
and analyzing human rights risks to workers
in our operations and supply chain.
--------------------------------------------------------------------------------------------------------------------------
MOHAWK INDUSTRIES, INC. Agenda Number: 935164638
--------------------------------------------------------------------------------------------------------------------------
Security: 608190104
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: MHK
ISIN: US6081901042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of three Mgmt For For
years: Karen A. Smith Bogart
1B. Election of Director for a term of three Mgmt For For
years: Jeffrey S. Lorberbaum
2. The ratification of the selection of KPMG Mgmt For For
LLP as the Company's independent registered
public accounting firm.
3. Advisory vote to approve executive Mgmt For For
compensation, as disclosed in the Company's
Proxy Statement for the 2020 Annual Meeting
of Stockholders.
--------------------------------------------------------------------------------------------------------------------------
MYLAN N.V. Agenda Number: 935132047
--------------------------------------------------------------------------------------------------------------------------
Security: N59465109
Meeting Type: Special
Meeting Date: 15-Jun-2020
Ticker: MYL
ISIN: NL0011031208
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Combination Proposal: (A) Mgmt For For
Approval of the Mylan Merger; (B) Approval
of the Share Sale; (C) Approval of the
Mylan Newco Liquidation; (D) Approval of
the Alternative Transaction Structure; and
(E) Approval of the Discharge of Directors
(in each case with the foregoing
capitalized terms as defined in the
accompanying proxy statement).
2. Adoption of a non-binding, advisory Mgmt For For
resolution to adopt the compensation that
will or may be paid or become payable to
Mylan's named executive officers in
connection with, or following, the
consummation of the Combination as
described in the proxy statement.
3. Adoption of a non-binding, advisory Mgmt For For
resolution to adopt certain features of
Newco's governance which will replace the
corresponding features of Mylan's
governance, effective upon the closing of
the Combination, relating to (i) the right
of stockholders to nominate directors and
make other stockholder proposals at
stockholder meetings and (ii) director
terms and stockholder removal of directors.
4. Adoption of a non-binding, advisory Mgmt For For
resolution to adopt certain features of
Newco's governance which will replace the
corresponding features of Mylan's
governance, effective upon the closing of
the Combination, relating to the right of
stockholders to call special meetings of
stockholders.
--------------------------------------------------------------------------------------------------------------------------
NCR CORPORATION Agenda Number: 935139661
--------------------------------------------------------------------------------------------------------------------------
Security: 62886E108
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: NCR
ISIN: US62886E1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark W. Begor Mgmt For For
Gregory R. Blank Mgmt For For
Catherine L. Burke Mgmt For For
Chinh E. Chu Mgmt For For
Deborah A. Farrington Mgmt For For
Michael D. Hayford Mgmt For For
Georgette D. Kiser Mgmt For For
Kirk T. Larsen Mgmt For For
Frank R. Martire Mgmt For For
Matthew A. Thompson Mgmt For For
2. To approve, on an advisory basis, Mgmt For For
compensation of the named executive
officers as more particularly described in
the proxy materials.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2020 as more particularly described in
the proxy materials.
4. To approve the proposal to amend the NCR Mgmt For For
Corporation 2017 Stock Incentive Plan as
more particularly described in the proxy
materials.
5. To approve the Directors' proposal to amend Mgmt For For
and restate the charter of the Company to
eliminate the supermajority provisions as
more particularly described in the proxy
materials.
--------------------------------------------------------------------------------------------------------------------------
NEXSTAR MEDIA GROUP, INC. Agenda Number: 935212996
--------------------------------------------------------------------------------------------------------------------------
Security: 65336K103
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: NXST
ISIN: US65336K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dennis A. Miller Mgmt For For
John R. Muse Mgmt For For
I. Martin Pompadur Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
3. Approval, by an advisory vote, of executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
NISOURCE INC. Agenda Number: 935187573
--------------------------------------------------------------------------------------------------------------------------
Security: 65473P105
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: NI
ISIN: US65473P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter A. Altabef Mgmt For For
1B. Election of Director: Theodore H. Bunting, Mgmt For For
Jr.
1C. Election of Director: Eric L. Butler Mgmt For For
1D. Election of Director: Aristides S. Candris Mgmt For For
1E. Election of Director: Wayne S. DeVeydt Mgmt For For
1F. Election of Director: Joseph Hamrock Mgmt For For
1G. Election of Director: Deborah A. Henretta Mgmt For For
1H. Election of Director: Deborah A. P. Hersman Mgmt For For
1I. Election of Director: Michael E. Jesanis Mgmt For For
1J. Election of Director: Kevin T. Kabat Mgmt For For
1K. Election of Director: Carolyn Y. Woo Mgmt For For
1L. Election of Director: Lloyd M. Yates Mgmt For For
2. To approve named executive officer Mgmt For For
compensation on an advisory basis.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for 2020.
4. To approve the NiSource Inc. 2020 Omnibus Mgmt For For
Incentive Plan.
5. To consider a stockholder proposal Shr Against For
regarding stockholder right to act by
written consent.
--------------------------------------------------------------------------------------------------------------------------
NUCOR CORPORATION Agenda Number: 935155487
--------------------------------------------------------------------------------------------------------------------------
Security: 670346105
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: NUE
ISIN: US6703461052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lloyd J. Austin III Mgmt For For
Patrick J. Dempsey Mgmt For For
Christopher J. Kearney Mgmt For For
Laurette T. Koellner Mgmt For For
Joseph D. Rupp Mgmt For For
Leon J. Topalian Mgmt For For
John H. Walker Mgmt For For
Nadja Y. West Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP to serve as
Nucor's independent registered public
accounting firm for 2020.
3. Approval, on an advisory basis, of Nucor's Mgmt For For
named executive officer compensation in
2019.
4. Approval of the amendment and restatement Mgmt For For
of the Nucor Corporation 2014 Omnibus
Incentive Compensation Plan.
--------------------------------------------------------------------------------------------------------------------------
O-I GLASS, INC. Agenda Number: 935160399
--------------------------------------------------------------------------------------------------------------------------
Security: 67098H104
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: OI
ISIN: US67098H1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel R. Chapin Mgmt For For
1B. Election of Director: Gordon J. Hardie Mgmt For For
1C. Election of Director: Peter S. Hellman Mgmt For For
1D. Election of Director: John Humphrey Mgmt For For
1E. Election of Director: Anastasia D. Kelly Mgmt For For
1F. Election of Director: Andres A. Lopez Mgmt For For
1G. Election of Director: Alan J. Murray Mgmt For For
1H. Election of Director: Hari N. Nair Mgmt For For
1I. Election of Director: Joseph D. Rupp Mgmt For For
1J. Election of Director: Catherine I. Slater Mgmt For For
1K. Election of Director: John H. Walker Mgmt For For
1L. Election of Director: Carol A. Williams Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for 2020.
3. To approve, by advisory vote, the Company's Mgmt For For
named executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
SERVICEMASTER GLOBAL HOLDINGS INC. Agenda Number: 935202224
--------------------------------------------------------------------------------------------------------------------------
Security: 81761R109
Meeting Type: Annual
Meeting Date: 26-May-2020
Ticker: SERV
ISIN: US81761R1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Deborah H. Caplan Mgmt For For
1B. Election of Director: Naren K. Gursahaney Mgmt For For
1C. Election of Director: Mark E. Tomkins Mgmt For For
2. To hold a non-binding advisory vote Mgmt For For
approving executive compensation.
3. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
SKYWORKS SOLUTIONS, INC. Agenda Number: 935156516
--------------------------------------------------------------------------------------------------------------------------
Security: 83088M102
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: SWKS
ISIN: US83088M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David J. Aldrich Mgmt For For
1B. Election of Director: Alan S. Batey Mgmt For For
1C. Election of Director: Kevin L. Beebe Mgmt For For
1D. Election of Director: Timothy R. Furey Mgmt For For
1E. Election of Director: Liam K. Griffin Mgmt For For
1F. Election of Director: Christine King Mgmt For For
1G. Election of Director: David P. McGlade Mgmt For For
1H. Election of Director: Robert A. Schriesheim Mgmt For For
1I. Election of Director: Kimberly S. Stevenson Mgmt For For
2. To ratify the selection by the Company's Mgmt For For
Audit Committee of KPMG LLP as the
independent registered public accounting
firm for the Company for fiscal year 2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers, as described in the
Company's Proxy Statement.
4. To approve an amendment to the Company's Mgmt For For
2002 Employee Stock Purchase Plan, as
Amended.
5. To approve an amendment to the Company's Mgmt For For
Restated Certificate of Incorporation to
eliminate the supermajority vote provisions
relating to stockholder approval of a
merger or consolidation, disposition of all
or substantially all of the Company's
assets, or issuance of a substantial amount
of the Company's securities.
6. To approve an amendment to the Company's Mgmt For For
Restated Certificate of Incorporation to
eliminate the supermajority vote provisions
relating to stockholder approval of a
business combination with any related
person.
7. To approve an amendment to the Company's Mgmt For For
Restated Certificate of Incorporation to
eliminate the supermajority vote provision
relating to stockholder amendment of
charter provisions governing directors.
8. To approve an amendment to the Company's Mgmt For For
Restated Certificate of Incorporation to
eliminate the supermajority vote provision
relating to stockholder amendment of the
charter provision governing action by
stockholders.
9. To approve a stockholder proposal regarding Shr Against For
a right by stockholders to act by written
consent.
--------------------------------------------------------------------------------------------------------------------------
TAKE-TWO INTERACTIVE SOFTWARE, INC. Agenda Number: 935065842
--------------------------------------------------------------------------------------------------------------------------
Security: 874054109
Meeting Type: Annual
Meeting Date: 18-Sep-2019
Ticker: TTWO
ISIN: US8740541094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Strauss Zelnick Mgmt For For
1B. Election of Director: Michael Dornemann Mgmt For For
1C. Election of Director: J Moses Mgmt For For
1D. Election of Director: Michael Sheresky Mgmt For For
1E. Election of Director: LaVerne Srinivasan Mgmt For For
1F. Election of Director: Susan Tolson Mgmt For For
1G. Election of Director: Paul Viera Mgmt For For
1H. Election of Director: Roland Hernandez Mgmt For For
2. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of the Company's "named
executive officers" as disclosed in the
Proxy Statement.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our Independent registered
public accounting firm for the fiscal year
ending March 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
TCF FINANCIAL CORPORATION Agenda Number: 935151415
--------------------------------------------------------------------------------------------------------------------------
Security: 872307103
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: TCF
ISIN: US8723071036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peter Bell Mgmt For For
Craig R. Dahl Mgmt For For
Karen L. Grandstrand Mgmt For For
Richard H. King Mgmt For For
Ronald A. Klein Mgmt For For
Barbara J. Mahone Mgmt For For
Barbara L. McQuade Mgmt For For
Vance K. Opperman Mgmt For For
David T. Provost Mgmt For For
Roger J. Sit Mgmt For For
Julie H. Sullivan Mgmt For For
Jeffrey L. Tate Mgmt For For
Gary Torgow Mgmt For For
Arthur A. Weiss Mgmt For For
Franklin C. Wheatlake Mgmt For For
Theresa M. H. Wise Mgmt For For
2. Advisory (Non-Binding) Vote to Approve Mgmt For For
Executive Compensation as Disclosed in the
Proxy Statement.
3. Advisory (Non-Binding) Vote to Ratify the Mgmt For For
Appointment of KPMG LLP as Independent
Registered Public Accountants for 2020.
--------------------------------------------------------------------------------------------------------------------------
TENABLE HOLDINGS, INC. Agenda Number: 935179502
--------------------------------------------------------------------------------------------------------------------------
Security: 88025T102
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: TENB
ISIN: US88025T1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John C. Huffard, Jr. Mgmt For For
A. Brooke Seawell Mgmt For For
Richard Wells Mgmt For For
2. The ratification of the selection of Ernst Mgmt For For
& Young LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2020.
3. The advisory vote on the frequency of Mgmt 1 Year For
solicitation of future advisory stockholder
approval of named executive officer
compensation.
--------------------------------------------------------------------------------------------------------------------------
ULTA BEAUTY, INC. Agenda Number: 935183892
--------------------------------------------------------------------------------------------------------------------------
Security: 90384S303
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: ULTA
ISIN: US90384S3031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michelle L. Collins Mgmt For For
Patricia A. Little Mgmt For For
Michael C. Smith Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year 2020,
ending January 30, 2021
3. To vote on an advisory resolution to Mgmt For For
approve the Company's executive
compensation
--------------------------------------------------------------------------------------------------------------------------
URBAN OUTFITTERS, INC. Agenda Number: 935192372
--------------------------------------------------------------------------------------------------------------------------
Security: 917047102
Meeting Type: Annual
Meeting Date: 02-Jun-2020
Ticker: URBN
ISIN: US9170471026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Edward N. Antoian Mgmt For For
1B. Election of Director: Sukhinder Singh Mgmt For For
Cassidy
1C. Election of Director: Harry S. Cherken, Jr. Mgmt For For
1D. Election of Director: Scott Galloway Mgmt For For
1E. Election of Director: Margaret A. Hayne Mgmt For For
1F. Election of Director: Richard A. Hayne Mgmt For For
1G. Election of Director: Elizabeth Ann Lambert Mgmt For For
1H. Election of Director: Wesley S. McDonald Mgmt For For
1I. Election of Director: Todd R. Morgenfeld Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for
Fiscal Year 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 935148406
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Shellye L. Archambeau Mgmt For For
1b. Election of Director: Mark T. Bertolini Mgmt For For
1c. Election of Director: Vittorio Colao Mgmt For For
1d. Election of Director: Melanie L. Healey Mgmt For For
1e. Election of Director: Clarence Otis, Jr. Mgmt For For
1f. Election of Director: Daniel H. Schulman Mgmt For For
1g. Election of Director: Rodney E. Slater Mgmt For For
1h. Election of Director: Hans E. Vestberg Mgmt For For
1i. Election of Director: Gregory G. Weaver Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation
3. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm
4. Nonqualified Savings Plan Earnings Shr Against For
5. Special Shareholder Meetings Shr Against For
6. Lobbying Activities Report Shr Against For
7. User Privacy Metric Shr Against For
8. Amend Severance Approval Policy Shr Against For
--------------------------------------------------------------------------------------------------------------------------
VONAGE HOLDINGS CORP. Agenda Number: 935196320
--------------------------------------------------------------------------------------------------------------------------
Security: 92886T201
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: VG
ISIN: US92886T2015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Hamid Akhavan Mgmt For For
1B. Election of Director: Jan Hauser Mgmt For For
1C. Election of Director: Priscilla Hung Mgmt For For
1D. Election of Director: Carolyn Katz Mgmt For For
1E. Election of Director: Alan Masarek Mgmt For For
1F. Election of Director: Michael McConnell Mgmt For For
1G. Election of Director: John Roberts Mgmt For For
1H. Election of Director: Gary Steele Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
3. To approve our named executive officers' Mgmt For For
compensation in an advisory vote.
--------------------------------------------------------------------------------------------------------------------------
WYNN RESORTS, LIMITED Agenda Number: 935208175
--------------------------------------------------------------------------------------------------------------------------
Security: 983134107
Meeting Type: Annual
Meeting Date: 25-Jun-2020
Ticker: WYNN
ISIN: US9831341071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard J. Byrne Mgmt For For
Patricia Mulroy Mgmt For For
Clark T. Randt, Jr. Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for 2020.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers as described in the
proxy statement.
4. To approve an amendment to our 2014 Omnibus Mgmt For For
Incentive Plan to increase the authorized
shares by 1,500,000 shares.
LoCorr Long/Short Commodities Strategy Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
LoCorr Macro Strategies Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
LoCorr Market Trend Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
LoCorr Specturm Income Fund
--------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY EMERGING MKTS Agenda Number: 935219522
--------------------------------------------------------------------------------------------------------------------------
Security: 617477104
Meeting Type: Annual
Meeting Date: 25-Jun-2020
Ticker: EDD
ISIN: US6174771047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kathleen A. Dennis Mgmt Withheld Against
Joseph J. Kearns Mgmt Withheld Against
Michael E. Nugent Mgmt Withheld Against
--------------------------------------------------------------------------------------------------------------------------
ABBVIE INC. Agenda Number: 935152138
--------------------------------------------------------------------------------------------------------------------------
Security: 00287Y109
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: ABBV
ISIN: US00287Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert J. Alpern Mgmt Withheld Against
Edward M. Liddy Mgmt Withheld Against
Melody B. Meyer Mgmt Withheld Against
Frederick H. Waddell Mgmt Withheld Against
2. Ratification of Ernst & Young LLP as Mgmt Abstain Against
AbbVie's independent registered public
accounting firm for 2020
3. Say on Pay - An advisory vote on the Mgmt Abstain Against
approval of executive compensation
4. Approval of a management proposal regarding Mgmt Abstain Against
amendment of the certificate of
incorporation to eliminate supermajority
voting
5. Stockholder Proposal - to Issue an Annual Shr Abstain Against
Report on Lobbying
6. Stockholder Proposal - to Adopt a Policy to Shr Abstain Against
Require Independent Chairman
7. Stockholder Proposal - to Issue a Shr Abstain Against
Compensation Committee Report on Drug
Pricing
--------------------------------------------------------------------------------------------------------------------------
ABERDEEN ASIA-PACIFIC INCOME FUND, INC. Agenda Number: 935168143
--------------------------------------------------------------------------------------------------------------------------
Security: 003009107
Meeting Type: Special
Meeting Date: 10-Jun-2020
Ticker: FAX
ISIN: US0030091070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. To amend the fundamental policy regarding Mgmt Abstain Against
investment of up to 80% in Asian Debt
securities so that the Fund would normally
invest at least 80% of its net assets, plus
the amount of any borrowings for investment
purposes, in "Asia-Pacific debt".
1B. To eliminate the Fund's fundamental Mgmt Abstain Against
investment policy that the maximum country
exposure to any one Asian Country (other
than Korea) is limited to 20% of the Fund's
total assets.
1C. To eliminate the Fund's fundamental Mgmt Abstain Against
investment policy that at least 20% of the
Fund's total assets will be invested in
"Australian debt securities".
1D. To eliminate the Fund's fundamental Mgmt Abstain Against
investment policy that the maximum country
exposure for Korea is limited to 40% of the
Fund's total assets.
1E. To eliminate the Fund's fundamental Mgmt Abstain Against
investment policy that the maximum country
exposure for New Zealand is limited to 35%
of the Fund's total assets.
1F. To eliminate the Fund's fundamental Mgmt Abstain Against
investment policy that the maximum currency
exposure to any one Asian currency (other
than Korea) is limited to 10% of total
assets.
1G. To eliminate the Fund's fundamental Mgmt Abstain Against
investment policy that the maximum currency
exposure for Korea is 25% of the Fund's
total assets.
1H. To eliminate the Fund's fundamental Mgmt Abstain Against
investment policy that the maximum currency
exposure for New Zealand is 35% of the
Fund's total assets.
1I. To make the Fund's fundamental temporary Mgmt Abstain Against
defensive investment policy with respect to
temporarily investing 100% of its assets in
U.S. debt securities a non-fundamental
policy but to include U.S. cash as well.
1J. To make the Fund's fundamental investment Mgmt Abstain Against
policy to invest up to 35% of its total
assets in Asian debt securities rated below
BBB- or Baa3 a non-fundamental policy - but
with respect to Asia-Pacific debt
securities instead of Asian debt
securities.
1K. To make the Fund's fundamental investment Mgmt Abstain Against
policy with respect to entering into
repurchase agreements a non-fundamental
investment policy.
1L. To make the Fund's fundamental investment Mgmt Abstain Against
policy with respect to investing up to 10%
of its total assets in securities rated
below B- at the time of investment a
non-fundamental investment policy.
--------------------------------------------------------------------------------------------------------------------------
ABERDEEN ASIA-PACIFIC INCOME FUND, INC. Agenda Number: 935168131
--------------------------------------------------------------------------------------------------------------------------
Security: 003009A10
Meeting Type: Special
Meeting Date: 10-Jun-2020
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director to serve for Mgmt Abstain Against
a three-year term until the 2023 Annual
Meeting of Shareholders: P. Gerald Malone
3A. Election of Class I Director For three-year Mgmt Abstain Against
term ending 2022: Neville J. Miles (To
consider the continuation of the term of
one Director under the Fund's Corporate
Governance Policies)
--------------------------------------------------------------------------------------------------------------------------
AGNC INVESTMENT CORP. Agenda Number: 935138861
--------------------------------------------------------------------------------------------------------------------------
Security: 00123Q104
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: AGNC
ISIN: US00123Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Donna J. Blank Mgmt Abstain Against
1.2 Election of Director: Morris A. Davis Mgmt Abstain Against
1.3 Election of Director: John D. Fisk Mgmt Abstain Against
1.4 Election of Director: Prue B. Larocca Mgmt Abstain Against
1.5 Election of Director: Paul E. Mullings Mgmt Abstain Against
1.6 Election of Director: Frances R. Spark Mgmt Abstain Against
1.7 Election of Director: Gary D. Kain Mgmt Abstain Against
2. Approval of the amendment to our Amended Mgmt Abstain Against
and Restated Certificate of Incorporation
to increase the total authorized number of
shares of common stock from 900,000,000 to
1,500,000,000.
3. Advisory vote to approve the compensation Mgmt Abstain Against
of our named executive officers.
4. Ratification of appointment of Ernst & Mgmt Abstain Against
Young LLP as our independent public
accountant for the year ending December 31,
2020.
--------------------------------------------------------------------------------------------------------------------------
ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FD Agenda Number: 935135067
--------------------------------------------------------------------------------------------------------------------------
Security: 01879R106
Meeting Type: Annual
Meeting Date: 30-Mar-2020
Ticker: AWF
ISIN: US01879R1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert M. Keith Mgmt No vote
Carol C. McMullen Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
AMERISAFE, INC. Agenda Number: 935207197
--------------------------------------------------------------------------------------------------------------------------
Security: 03071H100
Meeting Type: Annual
Meeting Date: 05-Jun-2020
Ticker: AMSF
ISIN: US03071H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Brown Mgmt Withheld Against
G. Janelle Frost Mgmt Withheld Against
Sean M. Traynor Mgmt Withheld Against
2. To approve, on an advisory basis, our Mgmt Abstain Against
executive compensation as described in the
Proxy Statement.
3. To ratify the appointment of Ernst & Young Mgmt Abstain Against
LLP as the Company's independent registered
public accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
ANNALY CAPITAL MANAGEMENT, INC. Agenda Number: 935171013
--------------------------------------------------------------------------------------------------------------------------
Security: 035710409
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: NLY
ISIN: US0357104092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Francine J. Bovich Mgmt Abstain Against
1B. Election of Director: Katie Beirne Fallon Mgmt Abstain Against
1C. Election of Director: David L. Finkelstein Mgmt Abstain Against
1D. Election of Director: Thomas Hamilton Mgmt Abstain Against
1E. Election of Director: Kathy Hopinkah Hannan Mgmt Abstain Against
1F. Election of Director: John H. Schaefer Mgmt Abstain Against
1G. Election of Director: Glenn A. Votek Mgmt Abstain Against
1H. Election of Director: Vicki Williams Mgmt Abstain Against
2. Advisory approval of the Company's Mgmt Abstain Against
executive compensation.
3. Approval of the Company's 2020 Equity Mgmt Abstain Against
Incentive Plan.
4. Ratification of the appointment of Ernst & Mgmt Abstain Against
Young LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
5. Advisory stockholder proposal regarding Shr Abstain
stockholder action by written consent.
--------------------------------------------------------------------------------------------------------------------------
ARES CAPITAL CORPORATION Agenda Number: 935002775
--------------------------------------------------------------------------------------------------------------------------
Security: 04010L103
Meeting Type: Special
Meeting Date: 08-Jul-2019
Ticker: ARCC
ISIN: US04010L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To authorize the Company, with the approval Mgmt For For
of its board of directors, to sell or
otherwise issue shares of its common stock
at a price below its then current net asset
value per share subject to the limitations
set forth in the proxy statement for the
special meeting of stockholders (including,
without limitation, that the number of
shares issued does not exceed 25% of the
Company's then outstanding common stock).
--------------------------------------------------------------------------------------------------------------------------
ARES CAPITAL CORPORATION Agenda Number: 935167999
--------------------------------------------------------------------------------------------------------------------------
Security: 04010L103
Meeting Type: Annual
Meeting Date: 22-Jun-2020
Ticker: ARCC
ISIN: US04010L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael J Arougheti Mgmt Abstain Against
1B. Election of Director: Ann Torre Bates Mgmt Abstain Against
1C. Election of Director: Steven B McKeever Mgmt Abstain Against
2. To ratify the selection of KPMG LLP as the Mgmt Abstain Against
Company's independent registered public
accounting firm for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 935138140
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 24-Apr-2020
Ticker: T
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Randall L. Stephenson Mgmt Abstain Against
1B. Election of Director: Samuel A. Di Piazza, Mgmt Abstain Against
Jr.
1C. Election of Director: Richard W. Fisher Mgmt Abstain Against
1D. Election of Director: Scott T. Ford Mgmt Abstain Against
1E. Election of Director: Glenn H. Hutchins Mgmt Abstain Against
1F. Election of Director: William E. Kennard Mgmt Abstain Against
1G. Election of Director: Debra L. Lee Mgmt Abstain Against
1H. Election of Director: Stephen J. Luczo Mgmt Abstain Against
1I. Election of Director: Michael B. Mgmt Abstain Against
McCallister
1J. Election of Director: Beth E. Mooney Mgmt Abstain Against
1K. Election of Director: Matthew K. Rose Mgmt Abstain Against
1L. Election of Director: Cynthia B. Taylor Mgmt Abstain Against
1M. Election of Director: Geoffrey Y. Yang Mgmt Abstain Against
2. Ratification of appointment of independent Mgmt Abstain Against
auditors.
3. Advisory approval of executive Mgmt Abstain Against
compensation.
4. Independent Board Chairman. Shr Abstain Against
5. Employee Representative Director. Shr Abstain Against
6. Improve Guiding Principles of Executive Shr Abstain Against
Compensation.
--------------------------------------------------------------------------------------------------------------------------
ATLANTICA YIELD PLC Agenda Number: 935211108
--------------------------------------------------------------------------------------------------------------------------
Security: G0751N103
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: AY
ISIN: GB00BLP5YB54
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the accounts and reports of the Mgmt Abstain Against
directors and the auditors for the year
ended 31 December 2019
2 To approve the directors' remuneration Mgmt Abstain Against
report, excluding the directors'
remuneration policy, for the year ended 31
December 2019
3 To approve the directors' remuneration Mgmt Abstain Against
policy
4 Re-election of Jackson Robinson as director Mgmt Abstain Against
of the Company
5 Re-election of Andrea Brentan as director Mgmt Abstain Against
of the Company
6 Re-election of Robert Dove as director of Mgmt Abstain Against
the Company
7 Re-election of Francisco J. Martinez as Mgmt Abstain Against
director of the Company
8 Allotment of Share Capital Mgmt Abstain Against
9 Disapplication of Pre-emption rights Mgmt Abstain Against
10 Change in the Company name Mgmt Abstain Against
11 Appropriation of Distributable Profits and Mgmt Abstain
Deeds of Release
--------------------------------------------------------------------------------------------------------------------------
BGC PARTNERS, INC. Agenda Number: 935199338
--------------------------------------------------------------------------------------------------------------------------
Security: 05541T101
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: BGCP
ISIN: US05541T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Howard W. Lutnick Mgmt Withheld Against
Stephen T. Curwood Mgmt Withheld Against
William J. Moran Mgmt Withheld Against
Linda A. Bell Mgmt Withheld Against
David P. Richards Mgmt Withheld Against
2. Approval of the ratification of Ernst & Mgmt Abstain Against
Young LLP as the Company's Independent
Registered Public Accounting Firm for
fiscal year 2020.
3. Approval, on an advisory basis, of Mgmt Abstain Against
executive compensation.
4. Approval, on an advisory basis, of the Mgmt Abstain Against
frequency of future advisory votes on
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK TCP CAPITAL CORP. Agenda Number: 935184488
--------------------------------------------------------------------------------------------------------------------------
Security: 09259E108
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: TCPC
ISIN: US09259E1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kathleen A. Corbet Mgmt Withheld Against
Eric J. Draut Mgmt Withheld Against
M. Freddie Reiss Mgmt Withheld Against
Peter E. Schwab Mgmt Withheld Against
Karyn L. Williams Mgmt Withheld Against
Brian F. Wruble Mgmt Withheld Against
Howard M. Levkowitz Mgmt Withheld Against
Rajneesh Vig Mgmt Withheld Against
2. To consider and vote on a proposal to renew Mgmt Abstain Against
the Company's authorization, with approval
of its Board of Directors, to sell shares
of the Company's common stock (for up to
the next 12 months) at a price or prices
below its then current net asset value per
share in one or more offerings, subject to
certain limitations set forth in the proxy
statement (including, without limitation,
that the number of shares sold on any given
date does not exceed 25% of the Company's
then outstanding common stock immediately
prior to such sale).
--------------------------------------------------------------------------------------------------------------------------
BP P.L.C. Agenda Number: 935180062
--------------------------------------------------------------------------------------------------------------------------
Security: 055622104
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: BP
ISIN: US0556221044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the annual report and accounts. Mgmt Abstain Against
2. To approve the directors' remuneration Mgmt Abstain Against
report.
3. To approve the directors' remuneration Mgmt Abstain Against
policy.
4A. To elect Mr B Looney as a director. Mgmt Abstain Against
4B. To re-elect Mr B Gilvary as a director. Mgmt Abstain Against
4C. To re-elect Dame A Carnwath as a director. Mgmt Abstain Against
4D. To re-elect Ms P Daley as a director. Mgmt Abstain Against
4E. To re-elect Sir I E L Davis as a director. Mgmt Abstain Against
4F. To re-elect Professor Dame A Dowling as a Mgmt Abstain Against
director.
4G. To re-elect Mr H Lund as a director. Mgmt Abstain Against
4H. To re-elect Mrs M B Meyer as a director. Mgmt Abstain Against
4I. To re-elect Mr B R Nelson as a director. Mgmt Abstain Against
4J. To re-elect Mrs P R Reynolds as a director. Mgmt Abstain Against
4K. To re-elect Sir J Sawers as a director. Mgmt Abstain Against
5. To reappoint Deloitte LLP as auditor. Mgmt Abstain Against
6. To authorize the audit committee to fix the Mgmt Abstain Against
auditor's remuneration.
7. To approve changes to the BP Executive Mgmt Abstain Against
Directors' Incentive Plan.
8. To give limited authority to make political Mgmt Abstain Against
donations and incur political expenditure.
9. To give limited authority to allot shares Mgmt Abstain Against
up to a specified amount.
10. Special resolution: to give authority to Mgmt Abstain Against
allot a limited number of shares for cash
free of pre-emption rights.
11. Special resolution: to give additional Mgmt Abstain Against
authority to allot a limited number of
shares for cash free of pre-emption rights.
12. Special resolution: to give limited Mgmt Abstain Against
authority for the purchase of its own
shares by the company.
13. Special resolution: to authorize the Mgmt Abstain Against
calling of general meetings (excluding
annual general meetings) by notice of at
least 14 clear days.
--------------------------------------------------------------------------------------------------------------------------
CAPITAL PRODUCT PARTNERS L.P. Agenda Number: 935074017
--------------------------------------------------------------------------------------------------------------------------
Security: Y11082206
Meeting Type: Annual
Meeting Date: 11-Oct-2019
Ticker: CPLP
ISIN: MHY110822068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III director of the Mgmt No vote
Company to serve until the 2022 Annual
Meeting of Limited Partners: Keith Forman
2A. Election of Class III director of the Mgmt No vote
Company to serve until the 2022 Annual
Meeting of Limited Partners: Eleni Tsoukala
3. To ratify the appointment of Deloitte Mgmt No vote
Certified Public Accountants S.A. as our
independent registered public accounting
firm for the fiscal year ending December
31, 2019.
--------------------------------------------------------------------------------------------------------------------------
COMPASS DIVERSIFIED HOLDINGS Agenda Number: 935174071
--------------------------------------------------------------------------------------------------------------------------
Security: 20451Q104
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: CODI
ISIN: US20451Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James J. Bottiglieri Mgmt Withheld Against
Gordon M. Burns Mgmt Withheld Against
2. To approve, on a non-binding and advisory Mgmt Abstain Against
basis, the resolution approving the
compensation of our named executive
officers as disclosed in the Proxy
Statement ("Say-on-Pay Vote").
3. To ratify the appointment of Grant Thornton Mgmt Abstain Against
LLP to serve as the independent auditor for
the Company and the Trust for the fiscal
year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
COVANTA HOLDING CORPORATION Agenda Number: 935152176
--------------------------------------------------------------------------------------------------------------------------
Security: 22282E102
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: CVA
ISIN: US22282E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David M. Barse Mgmt Withheld Against
Ronald J. Broglio Mgmt Withheld Against
Peter C.B. Bynoe Mgmt Withheld Against
Linda J. Fisher Mgmt Withheld Against
Joseph M. Holsten Mgmt Withheld Against
Stephen J. Jones Mgmt Withheld Against
Owen Michaelson Mgmt Withheld Against
Danielle Pletka Mgmt Withheld Against
Michael W. Ranger Mgmt Withheld Against
Robert S. Silberman Mgmt Withheld Against
Jean Smith Mgmt Withheld Against
Samuel Zell Mgmt Withheld Against
2. To ratify the appointment of Ernst & Young Mgmt Abstain Against
LLP as Covanta Holding Corporation's
independent registered public accountants
for the 2020 fiscal year.
3. An advisory vote on executive compensation. Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
CRACKER BARREL OLD COUNTRY STORE, INC. Agenda Number: 935089311
--------------------------------------------------------------------------------------------------------------------------
Security: 22410J106
Meeting Type: Annual
Meeting Date: 21-Nov-2019
Ticker: CBRL
ISIN: US22410J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas H. Barr Mgmt No vote
Carl T. Berquist Mgmt No vote
Sandra B. Cochran Mgmt No vote
Meg G. Crofton Mgmt No vote
Richard J. Dobkin Mgmt No vote
Norman E. Johnson Mgmt No vote
William W. McCarten Mgmt No vote
Coleman H. Peterson Mgmt No vote
Andrea M. Weiss Mgmt No vote
2. To approve, on an advisory basis, the Mgmt No vote
compensation of the Company's named
executive officers as disclosed in the
proxy statement that accompanies this
notice.
3. To ratify the appointment of Deloitte & Mgmt No vote
Touche LLP as our independent registered
public accounting firm for the 2020 fiscal
year.
--------------------------------------------------------------------------------------------------------------------------
CVR ENERGY, INC. Agenda Number: 935197423
--------------------------------------------------------------------------------------------------------------------------
Security: 12662P108
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: CVI
ISIN: US12662P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Patricia A. Agnello Mgmt Withheld Against
SungHwan Cho Mgmt Withheld Against
Jaffrey A. Firestone Mgmt Withheld Against
Jonathan Frates Mgmt Withheld Against
Hunter C. Gary Mgmt Withheld Against
David L. Lamp Mgmt Withheld Against
Stephen Mongillo Mgmt Withheld Against
James M. Strock Mgmt Withheld Against
2. To approve, by a non-binding, advisory Mgmt Abstain Against
vote, our named executive officer
compensation ("Say-on-Pay").
3. To ratify the appointment of Grant Thornton Mgmt Abstain Against
LLP as CVR Energy's independent registered
public accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
DHT HOLDINGS, INC. Agenda Number: 935224864
--------------------------------------------------------------------------------------------------------------------------
Security: Y2065G121
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: DHT
ISIN: MHY2065G1219
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeremy Kramer Mgmt For For
2. To ratify the selection of Deloitte AS as Mgmt For For
DHT's Independent Registered Public
Accounting Firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
DOW INC. Agenda Number: 935132441
--------------------------------------------------------------------------------------------------------------------------
Security: 260557103
Meeting Type: Annual
Meeting Date: 09-Apr-2020
Ticker: DOW
ISIN: US2605571031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel R. Allen Mgmt Abstain Against
1B. Election of Director: Ajay Banga Mgmt Abstain Against
1C. Election of Director: Jacqueline K. Barton Mgmt Abstain Against
1D. Election of Director: James A. Bell Mgmt Abstain Against
1E. Election of Director: Wesley G. Bush Mgmt Abstain Against
1F. Election of Director: Richard K. Davis Mgmt Abstain Against
1G. Election of Director: Jeff M. Fettig Mgmt Abstain Against
1H. Election of Director: Jim Fitterling Mgmt Abstain Against
1I. Election of Director: Jacqueline C. Hinman Mgmt Abstain Against
1J. Election of Director: Jill S. Wyant Mgmt Abstain Against
1K. Election of Director: Daniel W. Yohannes Mgmt Abstain Against
2. Advisory Resolution to Approve Executive Mgmt Abstain Against
Compensation
3. Advisory Resolution on the Frequency of Mgmt Abstain Against
Future Advisory Votes to Approve Executive
Compensation
4. Ratification of the Appointment of the Mgmt Abstain Against
Independent Registered Public Accounting
Firm
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE INSD. MUN BD FD Agenda Number: 935045080
--------------------------------------------------------------------------------------------------------------------------
Security: 27827X101
Meeting Type: Annual
Meeting Date: 18-Jul-2019
Ticker: EIM
ISIN: US27827X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas E. Faust Jr. Mgmt No vote
Cynthia E. Frost Mgmt No vote
Scott E. Wennerholm Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
EPR PROPERTIES Agenda Number: 935182117
--------------------------------------------------------------------------------------------------------------------------
Security: 26884U109
Meeting Type: Annual
Meeting Date: 29-May-2020
Ticker: EPR
ISIN: US26884U1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Barrett Brady Mgmt Withheld Against
Peter C. Brown Mgmt Withheld Against
James B. Connor Mgmt Withheld Against
Robert J. Druten Mgmt Withheld Against
Gregory K. Silvers Mgmt Withheld Against
Robin P. Sterneck Mgmt Withheld Against
Virginia E. Shanks Mgmt Withheld Against
2. To approve, on a non-binding advisory Mgmt Abstain Against
basis, the compensation of the Company's
named executive officers as disclosed in
these proxy materials.
3. To approve an amendment to the Company's Mgmt Abstain Against
Declaration of Trust to permit the Company
to redeem Securities held by shareholders
that are unsuitable owners for gaming
regulatory purposes.
4. To ratify the appointment of KPMG LLP as Mgmt Abstain Against
the Company's independent registered public
accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
EURONAV NV Agenda Number: 935130586
--------------------------------------------------------------------------------------------------------------------------
Security: B38564108
Meeting Type: Special
Meeting Date: 20-Feb-2020
Ticker: EURN
ISIN: BE0003816338
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
E1A Renewal of the authorization to the board Mgmt No vote
of directors (supervisory board) to
increase the share capital of the company
within the framework of the authorized
capital, in one or more times, by a total
maximum amount of: Fifty million US Dollars
(50,000,000 USD) with possibility to
restrict or suspend preferential
subscription rights of existing
shareholders. (A vote 'FOR' E1A shall
automatically count as a vote 'FOR' E1B)
E1B Renewal of the authorization to the board Mgmt No vote
of directors (supervisory board) to
increase the share capital of the company
within the framework of the authorized
capital, in one or more times, by a total
maximum amount of: Twenty-five million US
Dollars (25,000,000 USD) with possibility
to restrict or suspend preferential
subscription rights of existing
shareholders. (A vote 'FOR' E1A shall
automatically count as a vote 'FOR' E1B)
E1C Renewal of the authorization to the board Mgmt No vote
of directors (supervisory board) to
increase the share capital of the company
within the framework of the authorized
capital, in one or more times, by a total
maximum amount of: Two hundred thirty-nine
million one hundred forty-seven thousand
five hundred and five US Dollars and
eighty-two cents (239,147,505.82 USD)
without possibility to restrict or suspend
preferential subscription rights of
existing shareholders. (A vote 'FOR' E1C
shall automatically count as a vote 'FOR'
E1D)
E1D Renewal of the authorization to the board Mgmt No vote
of directors (supervisory board) to
increase the share capital of the company
within the framework of the authorized
capital, in one or more times, by a total
maximum amount of: One hundred and twenty
million US Dollars (120,000,000 USD)
without possibility to restrict or suspend
preferential subscription rights of
existing shareholders. (A vote 'FOR' E1C
shall automatically count as a vote 'FOR'
E1D)
E2 Authorization of the board of directors Mgmt No vote
(supervisory board) to use the authorized
capital in the case of a public purchase
offer.
E3 Renewal of the authorization of the board Mgmt No vote
of directors (supervisory board) to acquire
the company's shares or profit shares.
Explanatory note by the board of directors:
The board of directors will not use this
authorisation as an anti-takeover defence.
E4 Authorization of the board of directors Mgmt No vote
(supervisory board) of the company to
acquire and dispose of the company's shares
and profit shares to prevent imminent and
serious harm to the company.
E5 Authorization of the board of directors Mgmt No vote
(supervisory board) to dispose of the
company's shares or profit shares by way of
an offer to sell addressed to one or more
particular persons other than members of
the personnel of the company or one of its
subsidiaries. Explanatory note by the board
of directors: The board of directors will
not use this authorisation as an
anti-takeover defence.
E6 Amendments to the articles of association Mgmt No vote
as a consequence of the newly applicable
Code of Companies and Associations, the
choice for a two-tier board structure and
certain other amendments relating to
modernization and clean-up of the articles
of association.
E7 Authorization of the board of directors Mgmt No vote
(management board) to execute the decisions
taken and to co-ordinate the articles of
association.
E8 Proxy to fulfill all necessary formalities Mgmt No vote
with respect to the decisions taken.
--------------------------------------------------------------------------------------------------------------------------
EURONAV NV Agenda Number: 935142404
--------------------------------------------------------------------------------------------------------------------------
Security: B38564108
Meeting Type: Special
Meeting Date: 09-Apr-2020
Ticker: EURN
ISIN: BE0003816338
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S1. Authorisation of the supervisory board to Mgmt Abstain Against
acquire a maximum of 10% of the existing
shares or profit shares during a period of
five years as from the publication of this
decision in the Annexes to the Belgian
Official Gazette, at a price per share not
exceeding the maximum price allowed under
applicable law and not to be less than EUR
0.01. Explanatory note of the supervisory
board: In light of the rejection of the
authorisation of the supervisory board to
acquire the company's ...(due to space
limits, see proxy material for full
proposal).
S2. Proxy to fulfill all necessary formalities Mgmt Abstain Against
with respect to the decision taken.
--------------------------------------------------------------------------------------------------------------------------
EURONAV NV Agenda Number: 935173473
--------------------------------------------------------------------------------------------------------------------------
Security: B38564108
Meeting Type: Special
Meeting Date: 09-Apr-2020
Ticker: EURN
ISIN: BE0003816338
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S1. Authorisation of the supervisory board to Mgmt Abstain Against
acquire a maximum of 10% of the existing
shares or profit shares during a period of
five years as from the publication of this
decision in the Annexes to the Belgian
Official Gazette, at a price per share not
exceeding the maximum price allowed under
applicable law and not to be less than EUR
0.01. Explanatory note of the supervisory
board: In light of the rejection of the
authorisation of the supervisory board to
acquire the company's ...(due to space
limits, see proxy material for full
proposal).
S2. Proxy to fulfill all necessary formalities Mgmt Abstain Against
with respect to the decision taken.
--------------------------------------------------------------------------------------------------------------------------
EURONAV NV Agenda Number: 935203149
--------------------------------------------------------------------------------------------------------------------------
Security: B38564108
Meeting Type: Special
Meeting Date: 20-May-2020
Ticker: EURN
ISIN: BE0003816338
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S1 Authorisation of the supervisory board to Mgmt Abstain Against
acquire a maximum of 10% of the existing
shares or profit shares during a period of
five years as from the publication of this
decision in the Annexes to the Belgian
Official Gazette, at a price per share not
exceeding the maximum price allowed under
applicable law and not to be less than EUR
0.01. Explanatory note of the supervisory
board: ***this authorization will not be
used as an anti-takeover defence*** (due to
space limits, see proxy material for full
note).
S2 Proxy to fulfill all necessary formalities Mgmt Abstain Against
with respect to the decision taken.
OA Report of the board of directors and of the Mgmt Abstain Against
statutory auditor for the financial year
closed on 31st December 2019. This agenda
item does not require your vote.
OB Acknowledgment and approval of the Mgmt Abstain Against
remuneration report.
OC Approval of the annual accounts of the Mgmt Abstain Against
company for the financial year closed on
31st December 2019.
OD Allocation of the results for the financial Mgmt Abstain Against
year closed on 31st December 2019.
OEA Discharge of liability of Euronav's Mgmt Abstain Against
directors.
OEB Discharge of liability of Euronav's Mgmt Abstain Against
statutory auditor.
OF Reappointment of Grace Reksten Skaugen. Mgmt Abstain Against
OG Remuneration of the directors. Mgmt Abstain Against
OH Reappointment statutory auditor. Mgmt Abstain Against
OI Remuneration of the statutory auditor. Mgmt Abstain Against
OJ Approval in accordance with Article 7:151 Mgmt Abstain Against
of the Code of Companies and Associations
of Arcticle 8 (Change of Control) of the
long term incentive plans 2019 and 2020
approved by the Supervisory Board on 24
March 2020.
OKA The general meeting acknowledges and Mgmt Abstain Against
ratifies for as far as necessary the
resignation of Mr. Patrick Rodgers with
effect as of 9 May 2019. This agenda item
does not require your vote.
OKB The general meeting acknowledges and Mgmt Abstain Against
ratifies as far as necessary the
resignation of Mr. Steven D. Smith with
effect as of 6 December 2019. This agenda
item does not require your vote.
--------------------------------------------------------------------------------------------------------------------------
EURONAV NV Agenda Number: 935218378
--------------------------------------------------------------------------------------------------------------------------
Security: B38564108
Meeting Type: Special
Meeting Date: 20-May-2020
Ticker: EURN
ISIN: BE0003816338
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S1 Authorisation of the supervisory board to Mgmt Abstain Against
acquire a maximum of 10% of the existing
shares or profit shares during a period of
five years as from the publication of this
decision in the Annexes to the Belgian
Official Gazette, at a price per share not
exceeding the maximum price allowed under
applicable law and not to be less than EUR
0.01. Explanatory note of the supervisory
board: ***this authorization will not be
used as an anti-takeover defence*** (due to
space limits, see proxy material for full
note).
S2 Proxy to fulfill all necessary formalities Mgmt Abstain Against
with respect to the decision taken.
OA Report of the board of directors and of the Mgmt Abstain Against
statutory auditor for the financial year
closed on 31st December 2019. This agenda
item does not require your vote.
OB Acknowledgment and approval of the Mgmt Abstain Against
remuneration report.
OC Approval of the annual accounts of the Mgmt Abstain Against
company for the financial year closed on
31st December 2019.
OD Allocation of the results for the financial Mgmt Abstain Against
year closed on 31st December 2019.
OEA Discharge of liability of Euronav's Mgmt Abstain Against
directors.
OEB Discharge of liability of Euronav's Mgmt Abstain Against
statutory auditor.
OF Reappointment of Grace Reksten Skaugen. Mgmt Abstain Against
OG Remuneration of the directors. Mgmt Abstain Against
OH Reappointment statutory auditor. Mgmt Abstain Against
OI Remuneration of the statutory auditor. Mgmt Abstain Against
OJ Approval in accordance with Article 7:151 Mgmt Abstain Against
of the Code of Companies and Associations
of Arcticle 8 (Change of Control) of the
long term incentive plans 2019 and 2020
approved by the Supervisory Board on 24
March 2020.
OKA The general meeting acknowledges and Mgmt Abstain Against
ratifies for as far as necessary the
resignation of Mr. Patrick Rodgers with
effect as of 9 May 2019. This agenda item
does not require your vote.
OKB The general meeting acknowledges and Mgmt Abstain Against
ratifies as far as necessary the
resignation of Mr. Steven D. Smith with
effect as of 6 December 2019. This agenda
item does not require your vote.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL NET LEASE Agenda Number: 935136362
--------------------------------------------------------------------------------------------------------------------------
Security: 379378201
Meeting Type: Annual
Meeting Date: 25-Mar-2020
Ticker: GNL
ISIN: US3793782018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James L. Nelson Mgmt No vote
1B. Election of Director: Edward M. Weil, Jr. Mgmt No vote
2. Ratification of the appointment of Mgmt No vote
PricewaterhouseCoopers LLP as the Company's
independent registered accounting firm for
the year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
GOLAR LNG PARTNERS LP Agenda Number: 935069876
--------------------------------------------------------------------------------------------------------------------------
Security: Y2745C102
Meeting Type: Annual
Meeting Date: 27-Sep-2019
Ticker: GMLP
ISIN: MHY2745C1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To elect Alf Thorkildsen as a Class I Mgmt No vote
Director of the Partnership whose term will
expire at the 2022 Annual Meeting of
Limited Partners.
--------------------------------------------------------------------------------------------------------------------------
HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL Agenda Number: 935193122
--------------------------------------------------------------------------------------------------------------------------
Security: 41068X100
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: HASI
ISIN: US41068X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey W. Eckel Mgmt Withheld Against
Teresa M. Brenner Mgmt Withheld Against
Michael T. Eckhart Mgmt Withheld Against
Simone F. Lagomarsino Mgmt Withheld Against
Charles M. O'Neil Mgmt Withheld Against
Richard J. Osborne Mgmt Withheld Against
Steven G. Osgood Mgmt Withheld Against
2. The ratification of the appointment of Mgmt Abstain Against
Ernst & Young LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
3. The advisory approval of the compensation Mgmt Abstain Against
of the Named Executive Officers as
described in the Compensation Discussion
and Analysis, the compensation tables and
other narrative disclosure in this proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
HERCULES CAPITAL INC Agenda Number: 935213948
--------------------------------------------------------------------------------------------------------------------------
Security: 427096508
Meeting Type: Annual
Meeting Date: 12-Jun-2020
Ticker: HTGC
ISIN: US4270965084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert P. Badavas Mgmt Withheld Against
Carol L. Foster Mgmt Withheld Against
2. Approve, on an advisory basis, the Mgmt Abstain Against
compensation of the Company's named
executive officers.
3. Ratify the selection of Mgmt Abstain Against
PricewaterhouseCoopers LLP to serve as our
independent public accounting firm for the
year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
HERCULES CAPITAL INC Agenda Number: 935208377
--------------------------------------------------------------------------------------------------------------------------
Security: 427096508
Meeting Type: Special
Meeting Date: 12-Jun-2020
Ticker: HTGC
ISIN: US4270965084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To authorize Hercules Capital, Inc., with Mgmt Abstain Against
the approval of its board of directors, to
sell or otherwise issue shares of its
common stock at a price below its then
current net asset value per share, subject
to certain limitations set forth in the
proxy statement (including without
limitation, that the number of shares
issued does not exceed 25% of its then
outstanding common stock).
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 935137782
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: IBM
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas Buberl Mgmt Abstain Against
1B. Election of Director: Michael L. Eskew Mgmt Abstain Against
1C. Election of Director: David N. Farr Mgmt Abstain Against
1D. Election of Director: Alex Gorsky Mgmt Abstain Against
1E. Election of Director: Michelle J. Howard Mgmt Abstain Against
1F. Election of Director: Arvind Krishna Mgmt Abstain Against
1G. Election of Director: Andrew N. Liveris Mgmt Abstain Against
1H. Election of Director: F. William McNabb III Mgmt Abstain Against
1I. Election of Director: Martha E. Pollack Mgmt Abstain Against
1J. Election of Director: Virginia M. Rometty Mgmt Abstain Against
1K. Election of Director: Joseph R. Swedish Mgmt Abstain Against
1L. Election of Director: Sidney Taurel Mgmt Abstain Against
1M. Election of Director: Peter R. Voser Mgmt Abstain Against
1N. Election of Director: Frederick H. Waddell Mgmt Abstain Against
2. Ratification of Appointment of Independent Mgmt Abstain Against
Registered Public Accounting Firm.
3. Advisory Vote on Executive Compensation. Mgmt Abstain Against
4. Stockholder Proposal on Shareholder Right Shr Abstain Against
to Remove Directors.
5. Stockholder Proposal on the Right to Act by Shr Abstain Against
Written Consent.
6. Stockholder Proposal to Have an Independent Shr Abstain Against
Board Chairman.
--------------------------------------------------------------------------------------------------------------------------
INVESCO MORTGAGE CAPITAL INC. Agenda Number: 935141109
--------------------------------------------------------------------------------------------------------------------------
Security: 46131B100
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: IVR
ISIN: US46131B1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: John S. Day Mgmt Abstain Against
1.2 Election of Director: Carolyn B. Handlon Mgmt Abstain Against
1.3 Election of Director: Edward J. Hardin Mgmt Abstain Against
1.4 Election of Director: James R. Lientz, Jr. Mgmt Abstain Against
1.5 Election of Director: Dennis P. Lockhart Mgmt Abstain Against
1.6 Election of Director: Gregory G. McGreevey Mgmt Abstain Against
1.7 Election of Director: Loren M. Starr Mgmt Abstain Against
2. Advisory vote to approve Company's 2019 Mgmt Abstain Against
executive compensation
3. Appointment of PricewaterhouseCoopers LLP Mgmt Abstain Against
as the Company's independent registered
public accounting firm for 2020
--------------------------------------------------------------------------------------------------------------------------
IRON MOUNTAIN INC. Agenda Number: 935160096
--------------------------------------------------------------------------------------------------------------------------
Security: 46284V101
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: IRM
ISIN: US46284V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term: Mgmt Abstain Against
Jennifer Allerton
1B. Election of Director for a one-year term: Mgmt Abstain Against
Pamela M. Arway
1C. Election of Director for a one-year term: Mgmt Abstain Against
Clarke H. Bailey
1D. Election of Director for a one-year term: Mgmt Abstain Against
Kent P. Dauten
1E. Election of Director for a one-year term: Mgmt Abstain Against
Paul F. Deninger
1F. Election of Director for a one-year term: Mgmt Abstain Against
Monte Ford
1G. Election of Director for a one-year term: Mgmt Abstain Against
Per-Kristian Halvorsen
1H. Election of Director for a one-year term: Mgmt Abstain Against
Robin L. Matlock
1I. Election of Director for a one-year term: Mgmt Abstain Against
William L. Meaney
1J. Election of Director for a one-year term: Mgmt Abstain Against
Wendy J. Murdock
1K. Election of Director for a one-year term: Mgmt Abstain Against
Walter C. Rakowich
1L. Election of Director for a one-year term: Mgmt Abstain Against
Doyle R. Simons
1M. Election of Director for a one-year term: Mgmt Abstain Against
Alfred J. Verrecchia
2. The approval of a non-binding, advisory Mgmt Abstain Against
resolution approving the compensation of
our named executive officers as described
in the Iron Mountain Incorporated Proxy
Statement.
3. The ratification of the selection by the Mgmt Abstain Against
Audit Committee of Deloitte & Touche LLP as
Iron Mountain Incorporated's independent
registered public accounting firm for the
year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
MACQUARIE INFRASTRUCTURE CORPORATION Agenda Number: 935160363
--------------------------------------------------------------------------------------------------------------------------
Security: 55608B105
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: MIC
ISIN: US55608B1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Amanda Brock Mgmt Abstain Against
1B. Election of Director: Norman H. Brown, Jr. Mgmt Abstain Against
1C. Election of Director: Christopher Frost Mgmt Abstain Against
1D. Election of Director: Maria Jelescu-Dreyfus Mgmt Abstain Against
1E. Election of Director: Ronald Kirk Mgmt Abstain Against
1F. Election of Director: H.E. (Jack) Lentz Mgmt Abstain Against
1G. Election of Director: Ouma Sananikone Mgmt Abstain Against
2. The ratification of the selection of KPMG Mgmt Abstain Against
LLP as our independent auditor for the
fiscal year ending December 31, 2020.
3. The approval, on an advisory basis, of Mgmt Abstain Against
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
MOELIS & COMPANY Agenda Number: 935192310
--------------------------------------------------------------------------------------------------------------------------
Security: 60786M105
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: MC
ISIN: US60786M1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth Moelis Mgmt Withheld Against
Navid Mahmoodzadegan Mgmt Withheld Against
Jeffrey Raich Mgmt Withheld Against
Eric Cantor Mgmt Withheld Against
Elizabeth Crain Mgmt Withheld Against
John A. Allison IV Mgmt Withheld Against
Yolonda Richardson Mgmt Withheld Against
Kenneth L. Shropshire Mgmt Withheld Against
2. To approve, on an advisory basis, the Mgmt Abstain Against
compensation of our Named Executive
Officers.
3. Proposal to ratify the appointment of Mgmt Abstain Against
Deloitte & Touche LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
4. In their discretion, upon such other Mgmt Abstain Against
matters that may properly come before
meeting or any adjournment or adjournments
thereof.
--------------------------------------------------------------------------------------------------------------------------
NEWTEK BUSINESS SERVICES CORP. Agenda Number: 935059914
--------------------------------------------------------------------------------------------------------------------------
Security: 652526203
Meeting Type: Special
Meeting Date: 02-Aug-2019
Ticker: NEWT
ISIN: US6525262035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve a proposal to authorize the Mgmt For For
Company to sell shares of its common stock,
par value $0.02 per share, at a price below
the then current net asset value per share
of such common stock in one or multiple
offerings, subject to certain limitations
described in the accompanying Proxy
Statement.
2. To approve an amendment to the Company's Mgmt For For
Articles of Amendment and Restatement to
allow the Company's shareholders to amend
the Company's Bylaws.
3. To approve a proposal to adjourn the Mgmt For For
Meeting, if necessary or appropriate, to
solicit additional proxies.
--------------------------------------------------------------------------------------------------------------------------
NEWTEK BUSINESS SERVICES CORP. Agenda Number: 935219976
--------------------------------------------------------------------------------------------------------------------------
Security: 652526203
Meeting Type: Annual
Meeting Date: 12-Jun-2020
Ticker: NEWT
ISIN: US6525262035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard J. Salute Mgmt Withheld Against
Salvatore F. Mulia Mgmt Withheld Against
2. To ratify the selection of RSM US LLP as Mgmt Abstain Against
the Company's independent registered
accounting firm (independent auditors) for
the fiscal year ended December 31, 2020.
3. To conduct an advisory vote on the Mgmt Abstain Against
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
NEXTERA ENERGY PARTNERS, LP Agenda Number: 935138102
--------------------------------------------------------------------------------------------------------------------------
Security: 65341B106
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: NEP
ISIN: US65341B1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan D. Austin Mgmt Abstain Against
1B. Election of Director: Robert J. Byrne Mgmt Abstain Against
1C. Election of Director: Peter H. Kind Mgmt Abstain Against
1D. Election of Director: James L. Robo Mgmt Abstain Against
2. Ratification of appointment of Deloitte & Mgmt Abstain Against
Touche LLP as NextEra Energy Partners'
independent registered public accounting
firm for 2020.
3. Approval, by non-binding advisory vote, of Mgmt Abstain Against
NextEra Energy Partners' compensation of
its named executive officers as disclosed
in the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
NUVEEN GLOBAL HIGH INCOME FUND Agenda Number: 935139382
--------------------------------------------------------------------------------------------------------------------------
Security: 67075G103
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: JGH
ISIN: US67075G1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1B. DIRECTOR
John K. Nelson Mgmt Withheld Against
Terence J. Toth Mgmt Withheld Against
Robert L. Young Mgmt Withheld Against
--------------------------------------------------------------------------------------------------------------------------
NUVEEN QUALITY MUNICIPAL INCOME FUND Agenda Number: 935059748
--------------------------------------------------------------------------------------------------------------------------
Security: 67066V101
Meeting Type: Annual
Meeting Date: 07-Aug-2019
Ticker: NAD
ISIN: US67066V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1c. DIRECTOR
Judith M. Stockdale Mgmt No vote
Carole E. Stone Mgmt No vote
Margaret L. Wolff Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
ONEMAIN HOLDINGS, INC. Agenda Number: 935172700
--------------------------------------------------------------------------------------------------------------------------
Security: 68268W103
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: OMF
ISIN: US68268W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jay N. Levine Mgmt Withheld Against
Roy A. Guthrie Mgmt Withheld Against
Peter B. Sinensky Mgmt Withheld Against
2. To approve, on an advisory basis, OneMain Mgmt Abstain Against
Holdings, Inc.'s named executive officer
compensation.
3. To approve, on an advisory basis, the Mgmt Abstain Against
frequency of the advisory vote to approve
named executive officer compensation.
4. To ratify the appointment of Mgmt Abstain Against
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for OneMain Holdings, Inc. for the
year Holdings, Inc. for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 935123783
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 10-Mar-2020
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark Fields Mgmt No vote
1B. Election of Director: Jeffrey W. Henderson Mgmt No vote
1C. Election of Director: Ann M. Livermore Mgmt No vote
1D. Election of Director: Harish Manwani Mgmt No vote
1E. Election of Director: Mark D. McLaughlin Mgmt No vote
1F. Election of Director: Steve Mollenkopf Mgmt No vote
1G. Election of Director: Clark T. Randt, Jr. Mgmt No vote
1H. Election of Director: Irene B. Rosenfeld Mgmt No vote
1I. Election of Director: Kornelis "Neil" Smit Mgmt No vote
1J. Election of Director: Anthony J. Mgmt No vote
Vinciquerra
2. To ratify the selection of Mgmt No vote
PricewaterhouseCoopers LLP as our
independent public accountants for our
fiscal year ending September 27, 2020.
3. To approve the amended and restated 2016 Mgmt No vote
Long-Term Incentive Plan, including an
increase in the share reserve by 74,500,000
shares.
4. To approve, on an advisory basis, our Mgmt No vote
executive compensation.
5. To approve, on an advisory basis, the Mgmt No vote
frequency of future advisory votes on our
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
SABRA HEALTH CARE REIT, INC. Agenda Number: 935202642
--------------------------------------------------------------------------------------------------------------------------
Security: 78573L106
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: SBRA
ISIN: US78573L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Craig A. Barbarosh Mgmt Abstain Against
1B. Election of Director: Robert A. Ettl Mgmt Abstain Against
1C. Election of Director: Michael J. Foster Mgmt Abstain Against
1D. Election of Director: Ronald G. Geary Mgmt Abstain Against
1E. Election of Director: Lynne S. Katzmann Mgmt Abstain Against
1F. Election of Director: Raymond J. Lewis Mgmt Abstain Against
1G. Election of Director: Jeffrey A. Malehorn Mgmt Abstain Against
1H. Election of Director: Richard K. Matros Mgmt Abstain Against
1I. Election of Director: Milton J. Walters Mgmt Abstain Against
2. Approval of amendments to the Sabra Health Mgmt Abstain Against
Care REIT, Inc. 2009 Performance Incentive
Plan.
3. Approval of an amendment to Sabra's charter Mgmt Abstain Against
to increase the number of authorized shares
of common stock, par value $0.01 per share,
of Sabra from 250,000,000 to 500,000,000.
4. Ratification of the appointment of Mgmt Abstain Against
PricewaterhouseCoopers LLP as Sabra's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
5. Approval, on an advisory basis, of the Mgmt Abstain Against
compensation of Sabra's named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
SHIP FINANCE INTERNATIONAL LIMITED Agenda Number: 935066539
--------------------------------------------------------------------------------------------------------------------------
Security: G81075106
Meeting Type: Annual
Meeting Date: 13-Sep-2019
Ticker: SFL
ISIN: BMG810751062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To set the maximum number of Directors to Mgmt No vote
be not more than eight.
2 To resolve that vacancies in the number of Mgmt No vote
Directors be designated as casual vacancies
and that the Board of Directors be
authorised to fill such vacancies as and
when it deems fit.
3 To re-elect Harald Thorstein as a Director Mgmt No vote
of the Company.
4 To re-elect Bert M. Bekker as a Director of Mgmt No vote
the Company.
5 To re-elect Gary Vogel as a Director of the Mgmt No vote
Company.
6 To re-elect Keesjan Cordia as a Director of Mgmt No vote
the Company.
7 To re-elect James O'Shaughnessy as a Mgmt No vote
Director of the Company.
8 To approve the change in name of the Mgmt No vote
Company from "Ship Finance International
Limited" to "SFL Corporation Ltd."
9 To re-appoint Moore Stephens, P.C. as Mgmt No vote
auditors and to authorise the Directors to
determine their remuneration.
10 To approve the remuneration of the Mgmt No vote
Company's Board of Directors of a total
amount of fees not to exceed US$800,000 for
the year ended December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC. Agenda Number: 935140094
--------------------------------------------------------------------------------------------------------------------------
Security: 969457100
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: WMB
ISIN: US9694571004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Alan S. Armstrong Mgmt Abstain Against
1B. Election of Director: Stephen W. Bergstrom Mgmt Abstain Against
1C. Election of Director: Nancy K. Buese Mgmt Abstain Against
1D. Election of Director: Stephen I. Chazen Mgmt Abstain Against
1E. Election of Director: Charles I. Cogut Mgmt Abstain Against
1F. Election of Director: Michael A. Creel Mgmt Abstain Against
1G. Election of Director: Vicki L. Fuller Mgmt Abstain Against
1H. Election of Director: Peter A. Ragauss Mgmt Abstain Against
1I. Election of Director: Scott D. Sheffield Mgmt Abstain Against
1J. Election of Director: Murray D. Smith Mgmt Abstain Against
1K. Election of Director: William H. Spence Mgmt Abstain Against
2. Approval of the Amendment to The Williams Mgmt Abstain Against
Companies, Inc. 2007 Incentive Plan.
3. Approval of the Amendment to The Williams Mgmt Abstain Against
Companies, Inc. 2007 Employee Stock
Purchase Plan.
4. Approval, by nonbinding advisory vote, of Mgmt Abstain Against
the Company's executive compensation.
5. Ratification of Ernst & Young LLP as Mgmt Abstain Against
auditors for 2020.
--------------------------------------------------------------------------------------------------------------------------
TWO HARBORS INVESTMENT CORP. Agenda Number: 935171354
--------------------------------------------------------------------------------------------------------------------------
Security: 90187B408
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: TWO
ISIN: US90187B4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: E. Spencer Abraham Mgmt Abstain Against
1B. Election of Director: James J. Bender Mgmt Abstain Against
1C. Election of Director: Karen Hammond Mgmt Abstain Against
1D. Election of Director: Stephen G. Kasnet Mgmt Abstain Against
1E. Election of Director: W. Reid Sanders Mgmt Abstain Against
1F. Election of Director: Thomas E. Siering Mgmt Abstain Against
1G. Election of Director: James A. Stern Mgmt Abstain Against
1H. Election of Director: Hope B. Woodhouse Mgmt Abstain Against
2. Advisory vote on the compensation of our Mgmt Abstain Against
executive officers.
3. Ratification of the appointment of Ernst & Mgmt Abstain Against
Young LLP to serve as our independent
registered public accounting firm for our
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
VAN KAMPEN FUNDS Agenda Number: 935062151
--------------------------------------------------------------------------------------------------------------------------
Security: 46131M106
Meeting Type: Annual
Meeting Date: 23-Aug-2019
Ticker: VGM
ISIN: US46131M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a DIRECTOR
Cynthia Hostetler Mgmt No vote
Eli Jones Mgmt No vote
Ann Barnett Stern Mgmt No vote
Raymond Stickel, Jr. Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
WESTERN ASSET EMERGING MKTS DEBT FD INC. Agenda Number: 935142694
--------------------------------------------------------------------------------------------------------------------------
Security: 95766A101
Meeting Type: Annual
Meeting Date: 17-Apr-2020
Ticker: EMD
ISIN: US95766A1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director to serve Mgmt Abstain Against
until the 2023 Annual Meeting of
Stockholders: Robert D. Agdern
1.2 Election of Class III Director to serve Mgmt Abstain Against
until the 2023 Annual Meeting of
Stockholders: Eileen A. Kamerick
2. To ratify the selection of Mgmt Abstain Against
PricewaterhouseCoopers LLP as the Fund's
independent registered public accountants
for the fiscal year ending December 31,
2020.
--------------------------------------------------------------------------------------------------------------------------
WEYERHAEUSER COMPANY Agenda Number: 935163939
--------------------------------------------------------------------------------------------------------------------------
Security: 962166104
Meeting Type: Annual
Meeting Date: 15-May-2020
Ticker: WY
ISIN: US9621661043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark A. Emmert Mgmt Abstain Against
1B. Election of Director: Rick R. Holley Mgmt Abstain Against
1C. Election of Director: Sara Grootwassink Mgmt Abstain Against
Lewis
1D. Election of Director: Al Monaco Mgmt Abstain Against
1E. Election of Director: Nicole W. Piasecki Mgmt Abstain Against
1F. Election of Director: Marc F. Racicot Mgmt Abstain Against
1G. Election of Director: Lawrence A. Selzer Mgmt Abstain Against
1H. Election of Director: D. Michael Steuert Mgmt Abstain Against
1I. Election of Director: Devin W. Stockfish Mgmt Abstain Against
1J. Election of Director: Kim Williams Mgmt Abstain Against
1K. Election of Director: Charles R. Williamson Mgmt Abstain Against
2. Approval, on an advisory basis, of the Mgmt Abstain Against
compensation of the named executive
officers.
3. Ratification of selection of independent Mgmt Abstain Against
registered public accounting firm for 2020.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) LoCorr Investment Trust
By (Signature) /s/ Kevin Kinzie
Name Kevin Kinzie
Title President
Date 08/27/2020