UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-05339
NAME OF REGISTRANT: Concorde Funds, Inc.
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 8383 Preston Center Plaza
Suite 360
Dallas, TX 75225
NAME AND ADDRESS OF AGENT FOR SERVICE: Gary B. Wood
8383 Preston Center Plaza
Suite 360
Dallas , TX 75225
REGISTRANT'S TELEPHONE NUMBER: (972) 701-5400
DATE OF FISCAL YEAR END: 09/30
DATE OF REPORTING PERIOD: 07/01/2020 - 06/30/2021
Concorde Wealth Management Fund
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ABBVIE INC. Agenda Number: 935357891
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Security: 00287Y109
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: ABBV
ISIN: US00287Y1091
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roxanne S. Austin Mgmt For For
Richard A. Gonzalez Mgmt For For
Rebecca B. Roberts Mgmt For For
Glenn F. Tilton Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
AbbVie's independent registered public
accounting firm for 2021.
3. Say on Pay-An advisory vote on the approval Mgmt For For
of executive compensation.
4. Approval of the Amended and Restated 2013 Mgmt For For
Incentive Stock Program.
5. Approval of the Amended and Restated 2013 Mgmt For For
Employee Stock Purchase Plan for non-U.S.
employees.
6. Approval of a management proposal regarding Mgmt For For
amendment of the certificate of
incorporation to eliminate supermajority
voting.
7. Stockholder Proposal - to Issue an Annual Shr Against For
Report on Lobbying.
8. Stockholder Proposal - to Adopt a Policy to Shr Against For
Require Independent Chairman.
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AMAZON.COM, INC. Agenda Number: 935397592
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Security: 023135106
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: AMZN
ISIN: US0231351067
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey P. Bezos Mgmt For For
1B. Election of Director: Keith B. Alexander Mgmt For For
1C. Election of Director: Jamie S. Gorelick Mgmt For For
1D. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1E. Election of Director: Judith A. McGrath Mgmt For For
1F. Election of Director: Indra K. Nooyi Mgmt For For
1G. Election of Director: Jonathan J. Mgmt For For
Rubinstein
1H. Election of Director: Thomas O. Ryder Mgmt For For
1I. Election of Director: Patricia Q. Mgmt For For
Stonesifer
1J. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CUSTOMER DUE DILIGENCE.
5. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr Against For
INDEPENDENT BOARD CHAIR POLICY.
6. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON GENDER/RACIAL PAY.
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PROMOTION DATA.
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PACKAGING MATERIALS.
9. SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY Shr Against For
AND EQUITY AUDIT REPORT.
10. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ALTERNATIVE DIRECTOR CANDIDATE POLICY.
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
COMPETITION STRATEGY AND RISK.
12. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ADDITIONAL REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER MEETINGS.
13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON LOBBYING.
14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CUSTOMER USE OF CERTAIN TECHNOLOGIES.
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COMCAST CORPORATION Agenda Number: 935407139
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: CMCSA
ISIN: US20030N1019
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt For For
Madeline S. Bell Mgmt For For
Naomi M. Bergman Mgmt For For
Edward D. Breen Mgmt For For
Gerald L. Hassell Mgmt For For
Jeffrey A. Honickman Mgmt For For
Maritza G. Montiel Mgmt For For
Asuka Nakahara Mgmt For For
David C. Novak Mgmt For For
Brian L. Roberts Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Ratification of the appointment of our Mgmt For For
independent auditors.
4. Shareholder Proposal: To conduct Shr Against For
independent investigation and report on
risks posed by failing to prevent sexual
harassment.
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DORCHESTER MINERALS, L.P. Agenda Number: 935385256
--------------------------------------------------------------------------------------------------------------------------
Security: 25820R105
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: DMLP
ISIN: US25820R1059
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Allen D. Lassiter Mgmt For For
C.W. ("Bill") Russell Mgmt For For
Ronald P. Trout Mgmt For For
2. Approval of the appointment of Grant Mgmt For For
Thornton LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
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DUPONT DE NEMOURS INC Agenda Number: 935348436
--------------------------------------------------------------------------------------------------------------------------
Security: 26614N102
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: DD
ISIN: US26614N1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Amy G. Brady Mgmt For For
1B. Election of Director: Edward D. Breen Mgmt For For
1C. Election of Director: Ruby R. Chandy Mgmt For For
1D. Election of Director: Franklin K. Clyburn, Mgmt For For
Jr.
1E. Election of Director: Terrence R. Curtin Mgmt For For
1F. Election of Director: Alexander M. Cutler Mgmt For For
1G. Election of Director: Eleuthere I. du Pont Mgmt For For
1H. Election of Director: Luther C. Kissam Mgmt For For
1I. Election of Director: Frederick M. Lowery Mgmt For For
1J. Election of Director: Raymond J. Milchovich Mgmt For For
1K. Election of Director: Deanna M. Mulligan Mgmt For For
1L. Election of Director: Steven M. Sterin Mgmt For For
2. Advisory Resolution to Approve Executive Mgmt For For
Compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2021.
4. Amendment and Restatement of the Company's Mgmt For For
Certificate of Incorporation to Decrease
the Ownership Threshold for Stockholders to
Call a Special Meeting.
5. Right to Act by Written Consent. Shr Against For
6. Annual Disclosure of EEO-1 Data. Shr Against For
7. Annual Report on Plastic Pollution. Shr Against For
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ENCOMPASS HEALTH CORPORATION Agenda Number: 935360343
--------------------------------------------------------------------------------------------------------------------------
Security: 29261A100
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: EHC
ISIN: US29261A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Greg D. Carmichael
1B. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: John W. Chidsey
1C. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Donald L. Correll
1D. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Yvonne M. Curl
1E. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Charles M. Elson
1F. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Joan E. Herman
1G. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Leo I. Higdon, Jr.
1H. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Leslye G. Katz
1I. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Patricia A. Maryland
1J. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: John E. Maupin, Jr.
1K. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Nancy M. Schlichting
1L. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: L. Edward Shaw, Jr.
1M. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Mark J. Tarr
1N. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Terrance Williams
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for 2021.
3. An advisory vote to approve executive Mgmt For For
compensation.
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EXXON MOBIL CORPORATION Agenda Number: 935378338
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Security: 30231G102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: XOM
ISIN: US30231G1022
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Angelakis Mgmt For For
Susan K. Avery Mgmt For For
Angela F. Braly Mgmt For For
Ursula M. Burns Mgmt For For
Kenneth C. Frazier Mgmt For For
Joseph L. Hooley Mgmt For For
Steven A. Kandarian Mgmt For For
Douglas R. Oberhelman Mgmt For For
Samuel J. Palmisano Mgmt For For
Jeffrey W. Ubben Mgmt For For
Darren W. Woods Mgmt For For
Wan Zulkiflee Mgmt For For
2. Ratification of Independent Auditors. Mgmt For For
3. Advisory Vote to Approve Executive Mgmt For For
Compensation.
4. Independent Chairman. Shr Against For
5. Special Shareholder Meetings. Shr Against For
6. Report on Scenario Analysis. Shr Against For
7. Report on Environmental Expenditures. Shr Against For
8. Report on Political Contributions. Shr Against For
9. Report on Lobbying. Shr Against For
10. Report on Climate Lobbying. Shr Against For
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FIRST INDUSTRIAL REALTY TRUST, INC. Agenda Number: 935388024
--------------------------------------------------------------------------------------------------------------------------
Security: 32054K103
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: FR
ISIN: US32054K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director term expires in 2022: Mgmt For For
Peter E. Baccile
1.2 Election of Director term expires in 2022: Mgmt For For
Teresa B. Bazemore
1.3 Election of Director term expires in 2022: Mgmt For For
Matthew S. Dominski
1.4 Election of Director term expires in 2022: Mgmt For For
H. Patrick Hackett, Jr.
1.5 Election of Director term expires in 2022: Mgmt For For
Denise A. Olsen
1.6 Election of Director term expires in 2022: Mgmt For For
John E. Rau
1.7 Election of Director term expires in 2022: Mgmt For For
Marcus L. Smith
2. To approve, on an advisory (i.e. Mgmt For For
non-binding) basis, the compensation of the
Company's named executive officers as
disclosed in the Proxy Statement for the
2021 Annual Meeting.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm.
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FORTUNE BRANDS HOME & SECURITY, INC. Agenda Number: 935352473
--------------------------------------------------------------------------------------------------------------------------
Security: 34964C106
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: FBHS
ISIN: US34964C1062
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Ann F. Mgmt For For
Hackett
1B. Election of Class I Director: John G. Mgmt For For
Morikis
1C. Election of Class I Director: Jeffery S. Mgmt For For
Perry
1D. Election of Class I Director: Ronald V. Mgmt For For
Waters, III
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
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FRANCO-NEVADA CORPORATION Agenda Number: 935373376
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Security: 351858105
Meeting Type: Annual and Special
Meeting Date: 05-May-2021
Ticker: FNV
ISIN: CA3518581051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
David Harquail Mgmt For For
Paul Brink Mgmt For For
Tom Albanese Mgmt For For
Derek W. Evans Mgmt For For
Catharine Farrow Mgmt For For
Louis Gignac Mgmt For For
Maureen Jensen Mgmt For For
Jennifer Maki Mgmt For For
Randall Oliphant Mgmt For For
Elliott Pew Mgmt For For
2 Appointment of PricewaterhouseCoopers LLP, Mgmt For For
Chartered Professional Accountants, as
Auditors of the Corporation for the ensuing
year and authorizing the Directors to fix
their remuneration.
3 Acceptance of the Corporation's approach to Mgmt For For
executive compensation.
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HANESBRANDS INC. Agenda Number: 935343474
--------------------------------------------------------------------------------------------------------------------------
Security: 410345102
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: HBI
ISIN: US4103451021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Cheryl K. Beebe Mgmt No vote
1B. Election of Director: Stephen B. Bratspies Mgmt No vote
1C. Election of Director: Geralyn R. Breig Mgmt No vote
1D. Election of Director: Bobby J. Griffin Mgmt No vote
1E. Election of Director: James C. Johnson Mgmt No vote
1F. Election of Director: Franck J. Moison Mgmt No vote
1G. Election of Director: Robert F. Moran Mgmt No vote
1H. Election of Director: Ronald L. Nelson Mgmt No vote
1I. Election of Director: Ann E. Ziegler Mgmt No vote
2. To ratify the appointment of Mgmt No vote
PricewaterhouseCoopers LLP as Hanesbrands'
independent registered public accounting
firm for Hanesbrands' 2021 fiscal year.
3. To approve, on an advisory basis, named Mgmt No vote
executive officer compensation as described
in the proxy statement for the Annual
Meeting.
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HUBBELL INCORPORATED Agenda Number: 935353817
--------------------------------------------------------------------------------------------------------------------------
Security: 443510607
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: HUBB
ISIN: US4435106079
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gerben W. Bakker Mgmt For For
Carlos M. Cardoso Mgmt For For
Anthony J. Guzzi Mgmt For For
Rhett A. Hernandez Mgmt For For
Neal J. Keating Mgmt For For
Bonnie C. Lind Mgmt For For
John F. Malloy Mgmt For For
Jennifer M. Pollino Mgmt For For
John G. Russell Mgmt For For
Steven R. Shawley Mgmt For For
2. To approve, by non-binding vote, the Mgmt For For
compensation of our named executive
officers as presented in the 2021 Proxy
Statement.
3. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year 2021.
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JOHNSON & JOHNSON Agenda Number: 935345214
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mary C. Beckerle Mgmt For For
1B. Election of Director: D. Scott Davis Mgmt For For
1C. Election of Director: Ian E. L. Davis Mgmt For For
1D. Election of Director: Jennifer A. Doudna Mgmt For For
1E. Election of Director: Alex Gorsky Mgmt For For
1F. Election of Director: Marillyn A. Hewson Mgmt For For
1G. Election of Director: Hubert Joly Mgmt For For
1H. Election of Director: Mark B. McClellan Mgmt For For
1I. Election of Director: Anne M. Mulcahy Mgmt For For
1J. Election of Director: Charles Prince Mgmt For For
1K. Election of Director: A. Eugene Washington Mgmt For For
1L. Election of Director: Mark A. Weinberger Mgmt For For
1M. Election of Director: Nadja Y. West Mgmt For For
1N. Election of Director: Ronald A. Williams Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for 2021.
4. Report on Government Financial Support and Shr Against For
Access to COVID-19 Vaccines and
Therapeutics.
5. Independent Board Chair. Shr Against For
6. Civil Rights Audit. Shr Against For
7. Executive Compensation Bonus Deferral. Shr Against For
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JPMORGAN CHASE & CO. Agenda Number: 935372285
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda B. Bammann Mgmt For For
1B. Election of Director: Stephen B. Burke Mgmt For For
1C. Election of Director: Todd A. Combs Mgmt For For
1D. Election of Director: James S. Crown Mgmt For For
1E. Election of Director: James Dimon Mgmt For For
1F. Election of Director: Timothy P. Flynn Mgmt For For
1G. Election of Director: Mellody Hobson Mgmt For For
1H. Election of Director: Michael A. Neal Mgmt For For
1I. Election of Director: Phebe N. Novakovic Mgmt For For
1J. Election of Director: Virginia M. Rometty Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Approval of Amended and Restated Long-Term Mgmt For For
Incentive Plan effective May 18, 2021.
4. Ratification of independent registered Mgmt For For
public accounting firm.
5. Improve shareholder written consent. Shr Against For
6. Racial equity audit and report. Shr Against For
7. Independent board chairman. Shr Against For
8. Political and electioneering expenditure Shr Against For
congruency report.
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KANSAS CITY SOUTHERN Agenda Number: 935380977
--------------------------------------------------------------------------------------------------------------------------
Security: 485170302
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: KSU
ISIN: US4851703029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lydia I. Beebe Mgmt For For
1B. Election of Director: Lu M. Cordova Mgmt For For
1C. Election of Director: Robert J. Druten Mgmt For For
1D. Election of Director: Antonio O. Garza, Jr. Mgmt For For
1E. Election of Director: David Garza-Santos Mgmt For For
1F. Election of Director: Janet H. Kennedy Mgmt For For
1G. Election of Director: Mitchell J. Krebs Mgmt For For
1H. Election of Director: Henry J. Maier Mgmt For For
1I. Election of Director: Thomas A. McDonnell Mgmt For For
1J. Election of Director: Patrick J. Mgmt For For
Ottensmeyer
2. Ratification of the Audit Committee's Mgmt For For
selection of PricewaterhouseCoopers LLP as
our independent registered public
accounting firm for 2021.
3. An Advisory vote to approve the 2020 Mgmt For For
compensation of our named executive
officers.
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KINDER MORGAN, INC. Agenda Number: 935365420
--------------------------------------------------------------------------------------------------------------------------
Security: 49456B101
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: KMI
ISIN: US49456B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one year term Mgmt For For
expiring in 2022: Richard D. Kinder
1B. Election of Director for a one year term Mgmt For For
expiring in 2022: Steven J. Kean
1C. Election of Director for a one year term Mgmt For For
expiring in 2022: Kimberly A. Dang
1D. Election of Director for a one year term Mgmt For For
expiring in 2022: Ted A. Gardner
1E. Election of Director for a one year term Mgmt For For
expiring in 2022: Anthony W. Hall, Jr.
1F. Election of Director for a one year term Mgmt For For
expiring in 2022: Gary L. Hultquist
1G. Election of Director for a one year term Mgmt For For
expiring in 2022: Ronald L. Kuehn, Jr.
1H. Election of Director for a one year term Mgmt For For
expiring in 2022: Deborah A. Macdonald
1I. Election of Director for a one year term Mgmt For For
expiring in 2022: Michael C. Morgan
1J. Election of Director for a one year term Mgmt For For
expiring in 2022: Arthur C. Reichstetter
1K. Election of Director for a one year term Mgmt For For
expiring in 2022: C. Park Shaper
1L. Election of Director for a one year term Mgmt For For
expiring in 2022: William A. Smith
1M. Election of Director for a one year term Mgmt For For
expiring in 2022: Joel V. Staff
1N. Election of Director for a one year term Mgmt For For
expiring in 2022: Robert F. Vagt
1O. Election of Director for a one year term Mgmt For For
expiring in 2022: Perry M. Waughtal
2. Approval of the Kinder Morgan, Inc. 2021 Mgmt For For
Amended and Restated Stock Incentive Plan.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
4. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 935387729
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: LOW
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raul Alvarez Mgmt For For
David H. Batchelder Mgmt For For
Angela F. Braly Mgmt For For
Sandra B. Cochran Mgmt For For
Laurie Z. Douglas Mgmt For For
Richard W. Dreiling Mgmt For For
Marvin R. Ellison Mgmt For For
Daniel J. Heinrich Mgmt For For
Brian C. Rogers Mgmt For For
Bertram L. Scott Mgmt For For
Mary Beth West Mgmt For For
2. Advisory vote to approve Lowe's named Mgmt For For
executive officer compensation in fiscal
2020.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Lowe's independent
registered public accounting firm for
fiscal 2021.
4. Shareholder proposal regarding amending the Shr Against For
Company's proxy access bylaw to remove
shareholder aggregation limits.
--------------------------------------------------------------------------------------------------------------------------
LUMEN TECHNOLOGIES, INC. Agenda Number: 935382832
--------------------------------------------------------------------------------------------------------------------------
Security: 550241103
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: LUMN
ISIN: US5502411037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Quincy L. Allen Mgmt For For
1B. Election of Director: Martha Helena Bejar Mgmt For For
1C. Election of Director: Peter C. Brown Mgmt For For
1D. Election of Director: Kevin P. Chilton Mgmt For For
1E. Election of Director: Steven T. "Terry" Mgmt For For
Clontz
1F. Election of Director: T. Michael Glenn Mgmt For For
1G. Election of Director: W. Bruce Hanks Mgmt For For
1H. Election of Director: Hal Stanley Jones Mgmt For For
1I. Election of Director: Michael Roberts Mgmt For For
1J. Election of Director: Laurie Siegel Mgmt For For
1K. Election of Director: Jeffrey K. Storey Mgmt For For
2. Ratify the appointment of KPMG LLP as our Mgmt For For
independent auditor for 2021.
3. Ratify the amendment to our Amended and Mgmt For For
Restated NOL Rights Plan.
4. Advisory vote to approve our executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
MARTIN MARIETTA MATERIALS, INC. Agenda Number: 935406238
--------------------------------------------------------------------------------------------------------------------------
Security: 573284106
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: MLM
ISIN: US5732841060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Dorothy M. Ables Mgmt For For
1B. Election of Director: Sue W. Cole Mgmt For For
1C. Election of Director: Smith W. Davis Mgmt For For
1D. Election of Director: Anthony R. Foxx Mgmt For For
1E. Election of Director: John J. Koraleski Mgmt For For
1F. Election of Director: C. Howard Nye Mgmt For For
1G. Election of Director: Laree E. Perez Mgmt For For
1H. Election of Director: Thomas H. Pike Mgmt For For
1I. Election of Director: Michael J. Quillen Mgmt For For
1J. Election of Director: Donald W. Slager Mgmt For For
1K. Election of Director: David C. Wajsgras Mgmt For For
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers as independent
auditors.
3. Approval, by a non-binding advisory vote, Mgmt For For
of the compensation of Martin Marietta
Materials, Inc.'s named executive officers.
--------------------------------------------------------------------------------------------------------------------------
MEDICAL PROPERTIES TRUST, INC. Agenda Number: 935430239
--------------------------------------------------------------------------------------------------------------------------
Security: 58463J304
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: MPW
ISIN: US58463J3041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Edward K. Aldag, Jr. Mgmt For For
1B. Election of Director: G. Steven Dawson Mgmt For For
1C. Election of Director: R. Steven Hamner Mgmt For For
1D. Election of Director: Caterina A. Mozingo Mgmt For For
1E. Election of Director: Elizabeth N. Pitman Mgmt For For
1F. Election of Director: C. Reynolds Thompson, Mgmt For For
III
1G. Election of Director: D. Paul Sparks, Jr. Mgmt For For
1H. Election of Director: Michael G. Stewart Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. Non-binding, advisory approval of the Mgmt For For
Company's executive compensation.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935284478
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 02-Dec-2020
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Reid G. Hoffman Mgmt No vote
1B. Election of Director: Hugh F. Johnston Mgmt No vote
1C. Election of Director: Teri L. List-Stoll Mgmt No vote
1D. Election of Director: Satya Nadella Mgmt No vote
1E. Election of Director: Sandra E. Peterson Mgmt No vote
1F. Election of Director: Penny S. Pritzker Mgmt No vote
1G. Election of Director: Charles W. Scharf Mgmt No vote
1H. Election of Director: Arne M. Sorenson Mgmt No vote
1I. Election of Director: John W. Stanton Mgmt No vote
1J. Election of Director: John W. Thompson Mgmt No vote
1K. Election of Director: Emma N. Walmsley Mgmt No vote
1L. Election of Director: Padmasree Warrior Mgmt No vote
2. Advisory vote to approve named executive Mgmt No vote
officer compensation.
3. Ratification of Deloitte & Touche LLP as Mgmt No vote
our independent auditor for fiscal year
2021.
4. Shareholder Proposal - Report on Employee Shr No vote
Representation on Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION Agenda Number: 935386018
--------------------------------------------------------------------------------------------------------------------------
Security: 666807102
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: NOC
ISIN: US6668071029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kathy J. Warden Mgmt For For
1B. Election of Director: David P. Abney Mgmt For For
1C. Election of Director: Marianne C. Brown Mgmt For For
1D. Election of Director: Donald E. Felsinger Mgmt For For
1E. Election of Director: Ann M. Fudge Mgmt For For
1F. Election of Director: William H. Hernandez Mgmt For For
1G. Election of Director: Madeleine A. Kleiner Mgmt For For
1H. Election of Director: Karl J. Krapek Mgmt For For
1I. Election of Director: Gary Roughead Mgmt For For
1J. Election of Director: Thomas M. Schoewe Mgmt For For
1K. Election of Director: James S. Turley Mgmt For For
1L. Election of Director: Mark A. Welsh III Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation of the Company's Named
Executive Officers.
3. Proposal to ratify the appointment of Mgmt For For
Deloitte & Touche LLP as the Company's
Independent Auditor for fiscal year ending
December 31, 2021.
4. Shareholder proposal that the Company Shr Against For
assess and report on potential human rights
impacts that could result from governments'
use of the Company's products and services,
including in conflict-affected areas.
5. Shareholder proposal to move to a 10% Shr Against For
ownership threshold for shareholders to
request action by written consent.
--------------------------------------------------------------------------------------------------------------------------
PIMCO FLEXIBLE CREDIT INCOME FUND Agenda Number: 935420214
--------------------------------------------------------------------------------------------------------------------------
Security: 72202M106
Meeting Type: Special
Meeting Date: 08-Jun-2021
Ticker: PFLEX
ISIN: US72202M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
E. Grace Vandecruze Mgmt For For
Sarah E. Cogan Mgmt For For
Joseph B Kittredge, Jr. Mgmt For For
David N. Fisher Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY Agenda Number: 935316403
--------------------------------------------------------------------------------------------------------------------------
Security: 723787107
Meeting Type: Special
Meeting Date: 12-Jan-2021
Ticker: PXD
ISIN: US7237871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO VOTE ON A PROPOSAL TO APPROVE THE Mgmt For For
ISSUANCE OF SHARES OF PIONEER COMMON STOCK,
PAR VALUE $0.01 PER SHARE ("PIONEER COMMON
STOCK"), PURSUANT TO THE TERMS OF THE
AGREEMENT AND PLAN OF MERGER, DATED AS OF
OCTOBER 20, 2020 ("MERGER AGREEMENT"), BY
AND AMONG PIONEER, PARSLEY ENERGY, INC.
("PARSLEY") AND CERTAIN SUBSIDIARIES OF
PIONEER AND PARSLEY, AND OTHER SHARES OF
PIONEER COMMON STOCK RESERVED FOR ISSUANCE
IN CONNECTION WITH THE TRANSACTIONS
CONTEMPLATED BY THE MERGER AGREEMENT (THE
"STOCK ISSUANCE" AND THE "PIONEER STOCK
ISSUANCE PROPOSAL").
--------------------------------------------------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY Agenda Number: 935392883
--------------------------------------------------------------------------------------------------------------------------
Security: 723787107
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: PXD
ISIN: US7237871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: A.R. Alameddine Mgmt For For
1B. Election of Director: Edison C. Buchanan Mgmt For For
1C. Election of Director: Matt Gallagher Mgmt For For
1D. Election of Director: Phillip A. Gobe Mgmt For For
1E. Election of Director: Larry R. Grillot Mgmt For For
1F. Election of Director: Stacy P. Methvin Mgmt For For
1G. Election of Director: Royce W. Mitchell Mgmt For For
1H. Election of Director: Frank A. Risch Mgmt For For
1I. Election of Director: Scott D. Sheffield Mgmt For For
1J. Election of Director: J. Kenneth Thompson Mgmt For For
1K. Election of Director: Phoebe A. Wood Mgmt For For
1L. Election of Director: Michael D. Wortley Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2021.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
QURATE RETAIL, INC. Agenda Number: 935395245
--------------------------------------------------------------------------------------------------------------------------
Security: 74915M308
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: QRTEP
ISIN: US74915M3088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard N. Barton Mgmt For For
Michael A. George Mgmt For For
Gregory B. Maffei Mgmt For For
2. The auditors ratification proposal, to Mgmt For For
ratify the selection of KPMG LLP as our
independent auditors for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 935338170
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 07-Apr-2021
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Patrick de La Mgmt No vote
Chevardiere
1.2 Election of Director: Miguel M. Galuccio Mgmt No vote
1.3 Election of Director: Olivier Le Peuch Mgmt No vote
1.4 Election of Director: Tatiana A. Mitrova Mgmt No vote
1.5 Election of Director: Maria M. Hanssen Mgmt No vote
1.6 Election of Director: Mark G. Papa Mgmt No vote
1.7 Election of Director: Henri Seydoux Mgmt No vote
1.8 Election of Director: Jeff W. Sheets Mgmt No vote
2. Approval of the advisory resolution to Mgmt No vote
approve our executive compensation.
3. Approval of our consolidated balance sheet Mgmt No vote
as of December 31, 2020; our consolidated
statement of income for the year ended
December 31, 2020; and our Board of
Directors' declarations of dividends in
2020, as reflected in our 2020 Annual
Report to Stockholders.
4. Ratification of the appointment of Mgmt No vote
PricewaterhouseCoopers LLP as our
independent auditors for 2021.
5. Approval of an amendment and restatement of Mgmt No vote
the 2017 Schlumberger Omnibus Stock
Incentive Plan.
6. Approval of an amendment and restatement of Mgmt No vote
the Schlumberger Discounted Stock Purchase
Plan.
7. Approval of an amendment and restatement of Mgmt No vote
the 2004 Stock and Deferral Plan for
Non-Employee Directors.
--------------------------------------------------------------------------------------------------------------------------
THE HERSHEY COMPANY Agenda Number: 935377300
--------------------------------------------------------------------------------------------------------------------------
Security: 427866108
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: HSY
ISIN: US4278661081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
P. M. Arway Mgmt For For
J. W. Brown Mgmt For For
M. G. Buck Mgmt For For
V. L. Crawford Mgmt For For
R. M. Dutkowsky Mgmt For For
M. K. Haben Mgmt For For
J. C. Katzman Mgmt For For
M. D. Koken Mgmt For For
R. M. Malcolm Mgmt For For
A. J. Palmer Mgmt For For
J. R. Perez Mgmt For For
W. L. Schoppert Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as independent auditors for 2021.
3. Approve named executive officer Mgmt For For
compensation on a non-binding advisory
basis.
--------------------------------------------------------------------------------------------------------------------------
THE HOWARD HUGHES CORPORATION Agenda Number: 935391843
--------------------------------------------------------------------------------------------------------------------------
Security: 44267D107
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: HHC
ISIN: US44267D1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William Ackman Mgmt No vote
1B. Election of Director: Adam Flatto Mgmt No vote
1C. Election of Director: Jeffrey Furber Mgmt No vote
1D. Election of Director: Beth Kaplan Mgmt No vote
1E. Election of Director: Allen Model Mgmt No vote
1F. Election of Director: David O'Reilly Mgmt No vote
1G. Election of Director: R. Scot Sellers Mgmt No vote
1H. Election of Director: Steven Shepsman Mgmt No vote
1I. Election of Director: Mary Ann Tighe Mgmt No vote
1J. Election of Director: Anthony Williams Mgmt No vote
2. Advisory vote to approve executive Mgmt No vote
compensation (Say-on-Pay).
3. Ratification of the appointment of Ernst & Mgmt No vote
Young LLP as our independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda Number: 935414831
--------------------------------------------------------------------------------------------------------------------------
Security: 872540109
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: TJX
ISIN: US8725401090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Zein Abdalla Mgmt For For
1B. Election of Director: Jose B. Alvarez Mgmt For For
1C. Election of Director: Alan M. Bennett Mgmt For For
1D. Election of Director: Rosemary T. Berkery Mgmt For For
1E. Election of Director: David T. Ching Mgmt For For
1F. Election of Director: C. Kim Goodwin Mgmt For For
1G. Election of Director: Ernie Herrman Mgmt For For
1H. Election of Director: Michael F. Hines Mgmt For For
1I. Election of Director: Amy B. Lane Mgmt For For
1J. Election of Director: Carol Meyrowitz Mgmt For For
1K. Election of Director: Jackwyn L. Nemerov Mgmt For For
1L. Election of Director: John F. O'Brien Mgmt For For
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers as TJX's independent
registered public accounting firm for
fiscal 2022.
3. Advisory approval of TJX's executive Mgmt For For
compensation (the say-on-pay vote).
4. Shareholder proposal for a report on animal Shr Against For
welfare.
5. Shareholder proposal for setting target Shr Against For
amounts for CEO compensation.
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 935328206
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 09-Mar-2021
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan E. Arnold Mgmt For For
1B. Election of Director: Mary T. Barra Mgmt For For
1C. Election of Director: Safra A. Catz Mgmt For For
1D. Election of Director: Robert A. Chapek Mgmt For For
1E. Election of Director: Francis A. deSouza Mgmt For For
1F. Election of Director: Michael B.G. Froman Mgmt For For
1G. Election of Director: Robert A. Iger Mgmt For For
1H. Election of Director: Maria Elena Mgmt For For
Lagomasino
1I. Election of Director: Mark G. Parker Mgmt For For
1J. Election of Director: Derica W. Rice Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
registered public accountants for fiscal
2021.
3. To approve the advisory resolution on Mgmt For For
executive compensation.
4. Shareholder proposal requesting an annual Shr Against For
report disclosing information regarding the
Company's lobbying policies and activities.
5. Shareholder proposal requesting Shr Against For
non-management employees on director
nominee candidate lists.
--------------------------------------------------------------------------------------------------------------------------
VEREIT, INC. Agenda Number: 935406137
--------------------------------------------------------------------------------------------------------------------------
Security: 92339V308
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: VER
ISIN: US92339V3087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director Nominees to serve Mgmt No vote
until the 2022 Annual Meeting of
Stockholders and until their respective
successors are duly elected and qualify:
Glenn J. Rufrano
1B. Election of Director Nominees to serve Mgmt No vote
until the 2022 Annual Meeting of
Stockholders and until their respective
successors are duly elected and qualify:
Hugh R. Frater
1C. Election of Director Nominees to serve Mgmt No vote
until the 2022 Annual Meeting of
Stockholders and until their respective
successors are duly elected and qualify:
Priscilla Almodovar
1D. Election of Director Nominees to serve Mgmt No vote
until the 2022 Annual Meeting of
Stockholders and until their respective
successors are duly elected and qualify:
David B. Henry
1E. Election of Director Nominees to serve Mgmt No vote
until the 2022 Annual Meeting of
Stockholders and until their respective
successors are duly elected and qualify:
Mary Hogan Preusse
1F. Election of Director Nominees to serve Mgmt No vote
until the 2022 Annual Meeting of
Stockholders and until their respective
successors are duly elected and qualify:
Richard J. Lieb
1G. Election of Director Nominees to serve Mgmt No vote
until the 2022 Annual Meeting of
Stockholders and until their respective
successors are duly elected and qualify:
Eugene A. Pinover
1H. Election of Director Nominees to serve Mgmt No vote
until the 2022 Annual Meeting of
Stockholders and until their respective
successors are duly elected and qualify:
Julie G. Richardson
1I. Election of Director Nominees to serve Mgmt No vote
until the 2022 Annual Meeting of
Stockholders and until their respective
successors are duly elected and qualify:
Susan E. Skerritt
2. To ratify the appointment of Deloitte & Mgmt No vote
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. To approve by a non-binding advisory Mgmt No vote
resolution the compensation of the
Company's named executive officers as
described in the Company's definitive proxy
statement.
4. To approve the VEREIT, Inc. 2021 Equity Mgmt No vote
Incentive Plan.
5. To approve amendments to the Company's Mgmt No vote
Articles of Amendment and Restatement and
Amended and Restated Bylaws ("Bylaws") to
allow the Bylaws to be amended by our
stockholders.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Concorde Funds, Inc.
By (Signature) /s/ Gary B Wood
Name Gary B Wood
Title President
Date 08/26/2021