UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-23108
NAME OF REGISTRANT: Amplify ETF Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 310 South Hale Street
Wheaton, IL 60187
NAME AND ADDRESS OF AGENT FOR SERVICE: Christian Magoon
Amplify ETF Trust
310 South Hale Street
Wheaton, IL 60187
REGISTRANT'S TELEPHONE NUMBER: 855-267-3837
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2021 - 06/30/2022
Amplify BlackSwan Growth & Treasury Core ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Amplify BlackSwan ISWN ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Amplify BlackSwan Tech & Treasury ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Amplify CWP Enhanced Dividend Income ETF
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AFLAC INCORPORATED Agenda Number: 935566111
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Security: 001055102
Meeting Type: Annual
Meeting Date: 02-May-2022
Ticker: AFL
ISIN: US0010551028
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. To Election of Director to serve until next Mgmt For For
annual meeting: Daniel P. Amos
1B. To Election of Director to serve until next Mgmt For For
annual meeting: W. Paul Bowers
1C. To Election of Director to serve until next Mgmt For For
annual meeting: Arthur R. Collins
1D. To Election of Director to serve until next Mgmt For For
annual meeting: Toshihiko Fukuzawa
1E. To Election of Director to serve until next Mgmt For For
annual meeting: Thomas J. Kenny
1F. To Election of Director to serve until next Mgmt For For
annual meeting: Georgette D. Kiser
1G. To Election of Director to serve until next Mgmt For For
annual meeting: Karole F. Lloyd
1H. To Election of Director to serve until next Mgmt For For
annual meeting: Nobuchika Mori
1I. To Election of Director to serve until next Mgmt For For
annual meeting: Joseph L. Moskowitz
1J. To Election of Director to serve until next Mgmt For For
annual meeting: Barbara K. Rimer, DrPH
1K. To Election of Director to serve until next Mgmt For For
annual meeting: Katherine T. Rohrer
2. To consider the following non-binding Mgmt For For
advisory proposal: "Resolved, on an
advisory basis, the shareholders of Aflac
Incorporated approve the compensation of
the named executive officers, as disclosed
pursuant to the compensation disclosure
rules of the Securities and Exchange
Commission, including the Compensation
Discussion and Analysis and accompanying
tables and narrative in the Notice of 2022
Annual Meeting of Shareholders and Proxy
Statement"
3. To consider and act upon the ratification Mgmt Against Against
of the appointment of KPMG LLP as
independent registered public accounting
firm of the Company for the year ending
December 31, 2022
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APPLE INC. Agenda Number: 935541549
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Security: 037833100
Meeting Type: Annual
Meeting Date: 04-Mar-2022
Ticker: AAPL
ISIN: US0378331005
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt Against Against
1D. Election of Director: Alex Gorsky Mgmt For For
1E. Election of Director: Andrea Jung Mgmt Against Against
1F. Election of Director: Art Levinson Mgmt Against Against
1G. Election of Director: Monica Lozano Mgmt For For
1H. Election of Director: Ron Sugar Mgmt Against Against
1I. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as Apple's independent registered
public accounting firm for fiscal 2022.
3. Advisory vote to approve executive Mgmt Against Against
compensation.
4. Approval of the Apple Inc. 2022 Employee Mgmt Against Against
Stock Plan.
5. A shareholder proposal entitled Shr Against For
"Reincorporate with Deeper Purpose".
6. A shareholder proposal entitled Shr For Against
"Transparency Reports".
7. A shareholder proposal entitled "Report on Shr For Against
Forced Labor".
8. A shareholder proposal entitled "Pay Shr For Against
Equity".
9. A shareholder proposal entitled "Civil Shr For Against
Rights Audit".
10. A shareholder proposal entitled "Report on Shr For Against
Concealment Clauses".
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CHEVRON CORPORATION Agenda Number: 935603882
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 25-May-2022
Ticker: CVX
ISIN: US1667641005
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Wanda M. Austin Mgmt For For
1B. Election of Director: John B. Frank Mgmt For For
1C. Election of Director: Alice P. Gast Mgmt For For
1D. Election of Director: Enrique Hernandez, Mgmt For For
Jr.
1E. Election of Director: Marillyn A. Hewson Mgmt For For
1F. Election of Director: Jon M. Huntsman Jr. Mgmt For For
1G. Election of Director: Charles W. Moorman Mgmt Against Against
1H. Election of Director: Dambisa F. Moyo Mgmt For For
1I. Election of Director: Debra Reed-Klages Mgmt For For
1J. Election of Director: Ronald D. Sugar Mgmt Against Against
1K. Election of Director: D. James Umpleby III Mgmt For For
1L. Election of Director: Michael K. Wirth Mgmt For For
2. Ratification of Appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
4. Approve the 2022 Long-Term Incentive Plan Mgmt For For
of Chevron Corporation
5. Adopt Medium- and Long-Term GHG Reduction Shr For Against
Targets
6. Report on Impacts of Net Zero 2050 Scenario Shr For Against
7. Report on Reliability of Methane Emission Mgmt For For
Disclosures
8. Report on Business with Conflict-Complicit Shr For Against
Governments
9. Report on Racial Equity Audit Shr For Against
10. Special Meetings Shr For Against
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CSX CORPORATION Agenda Number: 935571833
--------------------------------------------------------------------------------------------------------------------------
Security: 126408103
Meeting Type: Annual
Meeting Date: 04-May-2022
Ticker: CSX
ISIN: US1264081035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Donna M. Alvarado Mgmt For For
1B. Election of Director: Thomas P. Bostick Mgmt For For
1C. Election of Director: James M. Foote Mgmt For For
1D. Election of Director: Steven T. Halverson Mgmt Against Against
1E. Election of Director: Paul C. Hilal Mgmt For For
1F. Election of Director: David M. Moffett Mgmt For For
1G. Election of Director: Linda H. Riefler Mgmt For For
1H. Election of Director: Suzanne M. Vautrinot Mgmt For For
1I. Election of Director: James L. Wainscott Mgmt For For
1J. Election of Director: J. Steven Whisler Mgmt Against Against
1k. Election of Director: John J. Zillmer Mgmt Against Against
2. The ratification of the appointment of Mgmt Against Against
Ernst & Young LLP as the Independent
Registered Public Accounting Firm for 2022.
3. Advisory (non-binding) resolution to Mgmt For For
approve compensation for the Company's
named executive officers.
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DOW INC. Agenda Number: 935554736
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Security: 260557103
Meeting Type: Annual
Meeting Date: 14-Apr-2022
Ticker: DOW
ISIN: US2605571031
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel R. Allen Mgmt Against Against
1B. Election of Director: Gaurdie Banister Jr. Mgmt Against Against
1C. Election of Director: Wesley G. Bush Mgmt For For
1D. Election of Director: Richard K. Davis Mgmt For For
1E. Election of Director: Jerri DeVard Mgmt For For
1F. Election of Director: Debra L. Dial Mgmt For For
1G. Election of Director: Jeff M. Fettig Mgmt Against Against
1H. Election of Director: Jim Fitterling Mgmt For For
1I. Election of Director: Jacqueline C. Hinman Mgmt For For
1J. Election of Director: Luis Alberto Moreno Mgmt Against Against
1K. Election of Director: Jill S. Wyant Mgmt Against Against
1L. Election of Director: Daniel W. Yohannes Mgmt For For
2. Advisory Resolution to Approve Executive Mgmt Against Against
Compensation.
3. Ratification of the Appointment of Deloitte Mgmt Against Against
& Touche LLP as the Company's Independent
Registered Public Accounting Firm for 2022.
4. Stockholder Proposal - Independent Board Shr For Against
Chairman.
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DUKE ENERGY CORPORATION Agenda Number: 935564838
--------------------------------------------------------------------------------------------------------------------------
Security: 26441C204
Meeting Type: Annual
Meeting Date: 05-May-2022
Ticker: DUK
ISIN: US26441C2044
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Derrick Burks Mgmt For For
Annette K. Clayton Mgmt For For
Theodore F. Craver, Jr. Mgmt For For
Robert M. Davis Mgmt For For
Caroline Dorsa Mgmt For For
W. Roy Dunbar Mgmt For For
Nicholas C. Fanandakis Mgmt For For
Lynn J. Good Mgmt Withheld Against
John T. Herron Mgmt For For
Idalene F. Kesner Mgmt For For
E. Marie McKee Mgmt For For
Michael J. Pacilio Mgmt For For
Thomas E. Skains Mgmt For For
William E. Webster, Jr. Mgmt For For
2. Ratification of Deloitte & Touche LLP as Mgmt Against Against
Duke Energy's independent registered public
accounting firm for 2022
3. Advisory vote to approve Duke Energy's Mgmt For For
named executive officer compensation
4. Shareholder proposal regarding shareholder Shr For Against
right to call for a special shareholder
meeting
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INTERCONTINENTAL EXCHANGE, INC. Agenda Number: 935583408
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Security: 45866F104
Meeting Type: Annual
Meeting Date: 13-May-2022
Ticker: ICE
ISIN: US45866F1049
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for term expiring in Mgmt For For
2023: Hon. Sharon Y. Bowen
1B. Election of Director for term expiring in Mgmt For For
2023: Shantella E. Cooper
1C. Election of Director for term expiring in Mgmt For For
2023: Duriya M. Farooqui
1D. Election of Director for term expiring in Mgmt Against Against
2023: The Rt. Hon. the Lord Hague of
Richmond
1E. Election of Director for term expiring in Mgmt Against Against
2023: Mark F. Mulhern
1F. Election of Director for term expiring in Mgmt For For
2023: Thomas E. Noonan
1G. Election of Director for term expiring in Mgmt For For
2023: Caroline L. Silver
1H. Election of Director for term expiring in Mgmt For For
2023: Jeffrey C. Sprecher
1I. Election of Director for term expiring in Mgmt For For
2023: Judith A. Sprieser
1J. Election of Director for term expiring in Mgmt For For
2023: Martha A. Tirinnanzi
2. To approve, by non-binding vote, the Mgmt For For
advisory resolution on executive
compensation for named executive officers.
3. To approve the Intercontinental Exchange, Mgmt Against Against
Inc. 2022 Omnibus Employee Incentive Plan.
4. To approve the Intercontinental Exchange, Mgmt For For
Inc. 2022 Omnibus Non-Employee Director
Incentive Plan.
5. To approve the adoption of amendments to Mgmt For For
our current Certificate of Incorporation to
eliminate supermajority voting provisions.
6. To approve the adoption of amendments to Mgmt Against Against
our current Certificate of Incorporation to
lower the special meeting ownership
threshold to 20%.
7. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
8. A stockholder proposal regarding special Shr For Against
stockholder meeting improvement, if
properly presented at the Annual Meeting.
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JOHNSON & JOHNSON Agenda Number: 935562997
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 28-Apr-2022
Ticker: JNJ
ISIN: US4781601046
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Darius Adamczyk Mgmt For For
1B. Election of Director: Mary C. Beckerle Mgmt For For
1C. Election of Director: D. Scott Davis Mgmt Against Against
1D. Election of Director: Ian E. L. Davis Mgmt Against Against
1E. Election of Director: Jennifer A. Doudna Mgmt For For
1F. Election of Director: Joaquin Duato Mgmt For For
1G. Election of Director: Alex Gorsky Mgmt Against Against
1H. Election of Director: Marillyn A. Hewson Mgmt Against Against
1I. Election of Director: Hubert Joly Mgmt Against Against
1J. Election of Director: Mark B. McClellan Mgmt For For
1K. Election of Director: Anne M. Mulcahy Mgmt For For
1L. Election of Director: A. Eugene Washington Mgmt Against Against
1M. Election of Director: Mark A. Weinberger Mgmt For For
1N. Election of Director: Nadja Y. West Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Approval of the Company's 2022 Long-Term Mgmt Against Against
Incentive Plan.
4. Ratification of Appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for 2022.
5. Proposal Withdrawn (Federal Securities Laws Shr Against
Mandatory Arbitration Bylaw).
6. Civil Rights, Equity, Diversity & Inclusion Shr For Against
Audit Proposal.
7. Third Party Racial Justice Audit. Shr For Against
8. Report on Government Financial Support and Shr Against For
Access to COVID-19 Vaccines and
Therapeutics.
9. Report on Public Health Costs of Protecting Shr Against For
Vaccine Technology.
10. Discontinue Global Sales of Baby Powder Shr Against For
Containing Talc.
11. Request for Charitable Donations Shr Against For
Disclosure.
12. Third Party Review and Report on Lobbying Shr Against For
Activities Alignment with Position on
Universal Health Coverage.
13. Adopt Policy to Include Legal and Shr For Against
Compliance Costs in Incentive Compensation
Metrics.
14. CEO Compensation to Weigh Workforce Pay and Shr For Against
Ownership.
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JPMORGAN CHASE & CO. Agenda Number: 935580515
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 17-May-2022
Ticker: JPM
ISIN: US46625H1005
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Linda B. Bammann Mgmt Against Against
1b. Election of Director: Stephen B. Burke Mgmt Against Against
1c. Election of Director: Todd A. Combs Mgmt Against Against
1d. Election of Director: James S. Crown Mgmt For For
1e. Election of Director: James Dimon Mgmt Against Against
1f. Election of Director: Timothy P. Flynn Mgmt Against Against
1g. Election of Director: Mellody Hobson Mgmt For For
1h. Election of Director: Michael A. Neal Mgmt For For
1i. Election of Director: Phebe N. Novakovic Mgmt For For
1j. Election of Director: Virginia M. Rometty Mgmt Against Against
2. Advisory resolution to approve executive Mgmt Against Against
compensation
3. Ratification of independent registered Mgmt Against Against
public accounting firm
4. Fossil fuel financing Shr Against For
5. Special shareholder meeting improvement Shr For Against
6. Independent board chairman Shr For Against
7. Board diversity resolution Shr For Against
8. Conversion to public benefit corporation Shr Against For
9. Report on setting absolute contraction Shr For Against
targets
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MARATHON PETROLEUM CORPORATION Agenda Number: 935563230
--------------------------------------------------------------------------------------------------------------------------
Security: 56585A102
Meeting Type: Annual
Meeting Date: 27-Apr-2022
Ticker: MPC
ISIN: US56585A1025
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Directors: Evan Bayh Mgmt Against Against
1B. Election of Class II Directors: Charles E. Mgmt For For
Bunch
1C. Election of Class II Directors: Edward G. Mgmt For For
Galante
1D. Election of Class II Directors: Kim K.W. Mgmt For For
Rucker
2. Ratification of the selection of Mgmt Against Against
PriceWaterhouseCoopers LLP as the company's
independent auditor for 2022.
3. Approval, on an advisory basis, of the Mgmt For For
company's named executive officer
compensation.
4. Approval of an amendment to the company's Mgmt For For
Restated Certificate of Incorporation to
declassify the Board of Directors.
5. Approval of an amendment to the company's Mgmt For For
Restated Certificate of Incorporation to
eliminate the supermajority provisions.
6. Approval of an amendment to the company's Mgmt For For
Restated Certificate of Incorporation to
amend the exclusive forum provision.
7. Shareholder proposal seeking alternative Shr For Against
right to call a special meeting.
8. Shareholder proposal seeking an amendment Shr Against For
to the company's existing clawback
provisions.
9. Shareholder proposal seeking a report on Shr For Against
just transition.
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MCDONALD'S CORPORATION Agenda Number: 935606965
--------------------------------------------------------------------------------------------------------------------------
Security: 580135101
Meeting Type: Annual
Meeting Date: 26-May-2022
Ticker: MCD
ISIN: US5801351017
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lloyd Dean Mgmt For For
Robert Eckert Mgmt For For
Catherine Engelbert Mgmt For For
Margaret Georgiadis Mgmt For For
Enrique Hernandez, Jr. Mgmt For For
Christopher Kempczinski Mgmt For For
Richard Lenny Mgmt For For
John Mulligan Mgmt For For
Sheila Penrose Mgmt For For
John Rogers, Jr. Mgmt For For
Paul Walsh Mgmt For For
Miles White Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Advisory vote to ratify the appointment of Mgmt Against Against
Ernst & Young LLP as independent auditor
for 2022.
4. Advisory vote on a shareholder proposal Shr For Against
requesting to modify the threshold to call
special shareholders' meetings, if properly
presented.
5. Advisory vote on a shareholder proposal Shr Against For
requesting a report on reducing plastics
use, if properly presented.
6. Advisory vote on a shareholder proposal Shr For Against
requesting a report on antibiotics and
public health costs, if properly presented.
7. Advisory vote on a shareholder proposal Shr Against For
requesting disclosure regarding confinement
stall use in the Company's U.S. pork supply
chain, if properly presented.
8. Advisory vote on a shareholder proposal Shr For Against
requesting a third party civil rights
audit, if properly presented.
9. Advisory vote on a shareholder proposal Shr Against For
requesting a report on lobbying activities
and expenditures, if properly presented.
10. Advisory vote on a shareholder proposal Shr Against For
requesting a report on global public policy
and political influence, if properly
presented.
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MEDTRONIC PLC Agenda Number: 935510429
--------------------------------------------------------------------------------------------------------------------------
Security: G5960L103
Meeting Type: Annual
Meeting Date: 09-Dec-2021
Ticker: MDT
ISIN: IE00BTN1Y115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director until the 2022 Annual Mgmt Against Against
General Meeting: Richard H. Anderson
1B. Election of Director until the 2022 Annual Mgmt Against Against
General Meeting: Craig Arnold
1C. Election of Director until the 2022 Annual Mgmt Against Against
General Meeting: Scott C. Donnelly
1D. Election of Director until the 2022 Annual Mgmt For For
General Meeting: Andrea J. Goldsmith, Ph.D.
1E. Election of Director until the 2022 Annual Mgmt Against Against
General Meeting: Randall J. Hogan, III
1F. Election of Director until the 2022 Annual Mgmt Against Against
General Meeting: Kevin E. Lofton
1G. Election of Director until the 2022 Annual Mgmt Against Against
General Meeting: Geoffrey S. Martha
1H. Election of Director until the 2022 Annual Mgmt For For
General Meeting: Elizabeth G. Nabel, M.D.
1I. Election of Director until the 2022 Annual Mgmt For For
General Meeting: Denise M. O'Leary
1J. Election of Director until the 2022 Annual Mgmt Against Against
General Meeting: Kendall J. Powell
2. Ratifying, in a non-binding vote, the Mgmt Against Against
appointment of PricewaterhouseCoopers LLP
as the Company's independent auditor for
fiscal year 2022 and authorizing, in a
binding vote, the Board of Directors,
acting through the Audit Committee, to set
the auditor's remuneration.
3. Approving, on an advisory basis, the Mgmt For For
Company's executive compensation.
4. Approving, on an advisory basis, the Mgmt 1 Year For
frequency of Say-on-Pay votes.
5. Approving the new 2021 Medtronic plc Long Mgmt Against Against
Term Incentive Plan.
6. Renewing the Board of Directors' authority Mgmt For For
to issue shares under Irish law.
7. Renewing the Board of Directors' authority Mgmt For For
to opt out of pre- emption rights under
Irish law.
8. Authorizing the Company and any subsidiary Mgmt For For
of the Company to make overseas market
purchases of Medtronic ordinary shares.
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MERCK & CO., INC. Agenda Number: 935591570
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 24-May-2022
Ticker: MRK
ISIN: US58933Y1055
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas M. Baker, Jr. Mgmt For For
1B. Election of Director: Mary Ellen Coe Mgmt For For
1C. Election of Director: Pamela J. Craig Mgmt For For
1D. Election of Director: Robert M. Davis Mgmt For For
1E. Election of Director: Kenneth C. Frazier Mgmt For For
1F. Election of Director: Thomas H. Glocer Mgmt Against Against
1G. Election of Director: Risa J. Mgmt Against Against
Lavizzo-Mourey, M.D.
1H. Election of Director: Stephen L. Mayo, Mgmt For For
Ph.D.
1I. Election of Director: Paul B. Rothman, M.D. Mgmt For For
1J. Election of Director: Patricia F. Russo Mgmt Against Against
1K. Election of Director: Christine E. Seidman, Mgmt For For
M.D.
1L. Election of Director: Inge G. Thulin Mgmt Against Against
1M. Election of Director: Kathy J. Warden Mgmt For For
1N. Election of Director: Peter C. Wendell Mgmt Against Against
2. Non-binding advisory vote to approve the Mgmt Against Against
compensation of our named executive
officers.
3. Ratification of the appointment of the Mgmt Against Against
Company's independent registered public
accounting firm for 2022.
4. Shareholder proposal regarding an Shr For Against
independent board chairman.
5. Shareholder proposal regarding access to Shr Against For
COVID-19 products.
6. Shareholder proposal regarding lobbying Shr Against For
expenditure disclosure.
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MICROSOFT CORPORATION Agenda Number: 935505480
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 30-Nov-2021
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Reid G. Hoffman Mgmt For For
1B. Election of Director: Hugh F. Johnston Mgmt For For
1C. Election of Director: Teri L. List Mgmt For For
1D. Election of Director: Satya Nadella Mgmt Against Against
1E. Election of Director: Sandra E. Peterson Mgmt Against Against
1F. Election of Director: Penny S. Pritzker Mgmt For For
1G. Election of Director: Carlos A. Rodriguez Mgmt For For
1H. Election of Director: Charles W. Scharf Mgmt Against Against
1I. Election of Director: John W. Stanton Mgmt For For
1J. Election of Director: John W. Thompson Mgmt For For
1K. Election of Director: Emma N. Walmsley Mgmt Against Against
1L. Election of Director: Padmasree Warrior Mgmt Against Against
2. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
3. Approve Employee Stock Purchase Plan. Mgmt For For
4. Ratification of the Selection of Deloitte & Mgmt Against Against
Touche LLP as our Independent Auditor for
Fiscal Year 2022.
5. Shareholder Proposal - Report on median pay Shr For Against
gaps across race and gender.
6. Shareholder Proposal - Report on Shr For Against
effectiveness of workplace sexual
harassment policies.
7. Shareholder Proposal - Prohibition on sales Shr Against For
of facial recognition technology to all
government entities.
8. Shareholder Proposal - Report on Shr For Against
implementation of the Fair Chance Business
Pledge.
9. Shareholder Proposal - Report on how Shr Against For
lobbying activities align with company
policies.
--------------------------------------------------------------------------------------------------------------------------
NEWMONT CORPORATION Agenda Number: 935558051
--------------------------------------------------------------------------------------------------------------------------
Security: 651639106
Meeting Type: Annual
Meeting Date: 21-Apr-2022
Ticker: NEM
ISIN: US6516391066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patrick Awuah. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1B. Election of Director: Gregory Boyce. Mgmt Against Against
(Please note that an Against vote is
treated as a Withhold)
1C. Election of Director: Bruce Brook. (Please Mgmt Against Against
note that an Against vote is treated as a
Withhold)
1D. Election of Director: Maura Clark. (Please Mgmt Against Against
note that an Against vote is treated as a
Withhold)
1E. Election of Director: Emma FitzGerald. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1F. Election of Director: Mary Laschinger. Mgmt Against Against
(Please note that an Against vote is
treated as a Withhold)
1G. Election of Director: Jose Manuel Madero. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1H. Election of Director: Rene Medori. (Please Mgmt For For
note that an Against vote is treated as a
Withhold)
1I. Election of Director: Jane Nelson. (Please Mgmt For For
note that an Against vote is treated as a
Withhold)
1J. Election of Director: Thomas Palmer. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1K. Election of Director: Julio Quintana. Mgmt Against Against
(Please note that an Against vote is
treated as a Withhold)
1L. Election of Director: Susan Story. (Please Mgmt For For
note that an Against vote is treated as a
Withhold)
2. Approve, on an Advisory Basis, Named Mgmt Against Against
Executive Officer Compensation.
3. Ratify Appointment of Independent Mgmt Against Against
Registered Public Accounting Firm for 2022.
--------------------------------------------------------------------------------------------------------------------------
NIKE, INC. Agenda Number: 935484624
--------------------------------------------------------------------------------------------------------------------------
Security: 654106103
Meeting Type: Annual
Meeting Date: 06-Oct-2021
Ticker: NKE
ISIN: US6541061031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class B Director: Alan B. Graf, Mgmt Abstain Against
Jr.
1B. Election of Class B Director: Peter B. Mgmt For For
Henry
1C. Election of Class B Director: Michelle A. Mgmt For For
Peluso
2. To approve executive compensation by an Mgmt For For
advisory vote.
3. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm.
4. To consider a shareholder proposal Shr Against For
regarding political contributions
disclosure, if properly presented at the
meeting.
5. To consider a shareholder proposal Shr For Against
regarding a human rights impact assessment,
if properly presented at the meeting.
6. To consider a shareholder proposal Shr Against For
regarding supplemental pay equity
disclosure, if properly presented at the
meeting.
7. To consider a shareholder proposal Shr For Against
regarding diversity and inclusion efforts
reporting, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 935561642
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 28-Apr-2022
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michele Burns Mgmt Against Against
1B. Election of Director: Drew Faust Mgmt Against Against
1C. Election of Director: Mark Flaherty Mgmt For For
1D. Election of Director: Kimberley Harris Mgmt Against Against
1E. Election of Director: Ellen Kullman Mgmt Against Against
1F. Election of Director: Lakshmi Mittal Mgmt Against Against
1G. Election of Director: Adebayo Ogunlesi Mgmt Against Against
1H. Election of Director: Peter Oppenheimer Mgmt For For
1I. Election of Director: David Solomon Mgmt For For
1J. Election of Director: Jan Tighe Mgmt For For
1K. Election of Director: Jessica Uhl Mgmt For For
1L. Election of Director: David Viniar Mgmt For For
1M. Election of Director: Mark Winkelman Mgmt For For
2. Advisory Vote to Approve Executive Mgmt Against Against
Compensation (Say on Pay)
3. Ratification of PricewaterhouseCoopers LLP Mgmt Against Against
as our Independent Registered Public
Accounting Firm for 2022
4. Shareholder Proposal Regarding Charitable Shr Against For
Giving Reporting
5. Shareholder Proposal Regarding a Policy for Shr For Against
an Independent Chair
6. Shareholder Proposal Regarding a Policy to Shr Against For
Ensure Lending and Underwriting do not
Contribute to New Fossil Fuel Development
7. Shareholder Proposal Regarding Special Shr For Against
Shareholder Meeting Thresholds
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 935581290
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 19-May-2022
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gerard J. Arpey Mgmt For For
1B. Election of Director: Ari Bousbib Mgmt For For
1C. Election of Director: Jeffery H. Boyd Mgmt For For
1D. Election of Director: Gregory D. Brenneman Mgmt For For
1E. Election of Director: J. Frank Brown Mgmt Against Against
1F. Election of Director: Albert P. Carey Mgmt Against Against
1G. Election of Director: Edward P. Decker Mgmt For For
1H. Election of Director: Linda R. Gooden Mgmt For For
1I. Election of Director: Wayne M. Hewett Mgmt For For
1J. Election of Director: Manuel Kadre Mgmt For For
1K. Election of Director: Stephanie C. Linnartz Mgmt For For
1L. Election of Director: Craig A. Menear Mgmt For For
1M. Election of Director: Paula Santilli Mgmt For For
1N. Election of Director: Caryn Seidman-Becker Mgmt For For
2. Ratification of the Appointment of KPMG LLP Mgmt Against Against
3. Advisory Vote to Approve Executive Mgmt For For
Compensation ("Say-on-Pay")
4. Approval of the Omnibus Stock Incentive Mgmt For For
Plan, as Amended and Restated May 19, 2022
5. Shareholder Proposal to Reduce the Shr For Against
Threshold to Call Special Shareholder
Meetings to 10% of Outstanding Shares
6. Shareholder Proposal Regarding Independent Shr For Against
Board Chair
7. Shareholder Proposal Regarding Political Shr Against For
Contributions Congruency Analysis
8. Shareholder Proposal Regarding Report on Shr For Against
Gender and Racial Equity on the Board of
Directors
9. Shareholder Proposal Regarding Report on Shr For Against
Deforestation
10. Shareholder Proposal Regarding Racial Shr For Against
Equity Audit
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 935488002
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 12-Oct-2021
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: B. Marc Allen Mgmt For For
1B. ELECTION OF DIRECTOR: Angela F. Braly Mgmt For For
1C. ELECTION OF DIRECTOR: Amy L. Chang Mgmt For For
1D. ELECTION OF DIRECTOR: Joseph Jimenez Mgmt For For
1E. ELECTION OF DIRECTOR: Christopher Mgmt For For
Kempczinski
1F. ELECTION OF DIRECTOR: Debra L. Lee Mgmt For For
1G. ELECTION OF DIRECTOR: Terry J. Lundgren Mgmt For For
1H. ELECTION OF DIRECTOR: Christine M. McCarthy Mgmt For For
1I. ELECTION OF DIRECTOR: Jon R. Moeller Mgmt For For
1J. ELECTION OF DIRECTOR: David S. Taylor Mgmt For For
1K. ELECTION OF DIRECTOR: Margaret C. Whitman Mgmt For For
1L. ELECTION OF DIRECTOR: Patricia A. Woertz Mgmt For For
2. Ratify Appointment of the Independent Mgmt Against Against
Registered Public Accounting Firm.
3. Advisory Vote to Approve the Company's Mgmt For For
Executive Compensation (the "Say on Pay"
vote).
4. Shareholder Proposal - Inclusion of Shr Against For
Non-Management Employees on Director
Nominee Candidate Lists.
--------------------------------------------------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC. Agenda Number: 935570487
--------------------------------------------------------------------------------------------------------------------------
Security: 911312106
Meeting Type: Annual
Meeting Date: 05-May-2022
Ticker: UPS
ISIN: US9113121068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until 2023 Mgmt For For
annual meeting: Carol B. Tome
1B. Election of Director to serve until 2023 Mgmt For For
annual meeting: Rodney C. Adkins
1C. Election of Director to serve until 2023 Mgmt For For
annual meeting: Eva C. Boratto
1D. Election of Director to serve until 2023 Mgmt Against Against
annual meeting: Michael J. Burns
1E. Election of Director to serve until 2023 Mgmt For For
annual meeting: Wayne M. Hewett
1F. Election of Director to serve until 2023 Mgmt For For
annual meeting: Angela Hwang
1G. Election of Director to serve until 2023 Mgmt For For
annual meeting: Kate E. Johnson
1H. Election of Director to serve until 2023 Mgmt Against Against
annual meeting: William R. Johnson
1I. Election of Director to serve until 2023 Mgmt For For
annual meeting: Ann M. Livermore
1J. Election of Director to serve until 2023 Mgmt For For
annual meeting: Franck J. Moison
1K. Election of Director to serve until 2023 Mgmt For For
annual meeting: Christiana Smith Shi
1L. Election of Director to serve until 2023 Mgmt For For
annual meeting: Russell Stokes
1M. Election of Director to serve until 2023 Mgmt Against Against
annual meeting: Kevin Warsh
2. To approve on an advisory basis named Mgmt For For
executive officer compensation.
3. To ratify the appointment of Deloitte & Mgmt Against Against
Touche LLP as UPS's independent registered
public accounting firm for the year ending
December 31, 2022.
4. To prepare an annual report on lobbying Shr Against For
activities.
5. To prepare a report on alignment of Shr Against For
lobbying activities with the Paris Climate
Agreement.
6. To reduce the voting power of UPS class A Shr For Against
stock from 10 votes per share to one vote
per share.
7. To require adoption of independently Shr For Against
verified science-based greenhouse gas
emissions reduction targets.
8. To prepare a report on balancing climate Shr For Against
measures and financial returns.
9. To prepare an annual report assessing UPS's Shr For Against
diversity and inclusion.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935618453
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 06-Jun-2022
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Timothy P. Flynn Mgmt For For
1b. Election of Director: Paul R. Garcia Mgmt For For
1c. Election of Director: Stephen J. Hemsley Mgmt Against Against
1d. Election of Director: Michele J. Hooper Mgmt For For
1e. Election of Director: F. William McNabb III Mgmt For For
1f. Election of Director: Valerie C. Montgomery Mgmt For For
Rice, M.D.
1g. Election of Director: John H. Noseworthy, Mgmt For For
M.D.
1h. Election of Director: Andrew Witty Mgmt For For
2. Advisory approval of the Company's Mgmt For For
executive compensation.
3. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP as the independent registered
public accounting firm for the Company for
the year ending December 31, 2022.
4. If properly presented at the 2022 Annual Shr For Against
Meeting of Shareholders, the shareholder
proposal seeking shareholder ratification
of termination pay.
5. If properly presented at the 2022 Annual Shr Against For
Meeting of Shareholders, the shareholder
proposal regarding political contributions
congruency report.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 935575704
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 12-May-2022
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Shellye Archambeau Mgmt For For
1b. Election of Director: Roxanne Austin Mgmt For For
1c. Election of Director: Mark Bertolini Mgmt Against Against
1d. Election of Director: Melanie Healey Mgmt Against Against
1e. Election of Director: Laxman Narasimhan Mgmt For For
1f. Election of Director: Clarence Otis, Jr. Mgmt Against Against
1g. Election of Director: Daniel Schulman Mgmt Against Against
1h. Election of Director: Rodney Slater Mgmt Against Against
1i. Election of Director: Carol Tome Mgmt For For
1j. Election of Director: Hans Vestberg Mgmt Against Against
1k. Election of Director: Gregory Weaver Mgmt For For
2. Advisory vote to approve executive Mgmt Against Against
compensation
3. Ratification of appointment of independent Mgmt Against Against
registered public accounting firm
4. Report on charitable contributions Shr Against For
5. Amend clawback policy Shr Against For
6. Shareholder ratification of annual equity Shr For Against
awards
7. Business operations in China Shr For Against
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 935531550
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 25-Jan-2022
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lloyd A. Carney Mgmt For For
1B. Election of Director: Mary B. Cranston Mgmt For For
1C. Election of Director: Francisco Javier Mgmt For For
Fernandez-Carbajal
1D. Election of Director: Alfred F. Kelly, Jr. Mgmt For For
1E. Election of Director: Ramon Laguarta Mgmt For For
1F. Election of Director: John F. Lundgren Mgmt For For
1G. Election of Director: Robert W. Matschullat Mgmt Against Against
1H. Election of Director: Denise M. Morrison Mgmt For For
1I. Election of Director: Linda J. Rendle Mgmt For For
1J. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation paid to our named executive
officers.
3. To ratify the appointment of KPMG LLP as Mgmt Against Against
our independent registered public
accounting firm for fiscal year 2022.
Amplify Cleaner Living ETF
--------------------------------------------------------------------------------------------------------------------------
ALLBIRDS, INC. Agenda Number: 935623149
--------------------------------------------------------------------------------------------------------------------------
Security: 01675A109
Meeting Type: Annual
Meeting Date: 10-Jun-2022
Ticker: BIRD
ISIN: US01675A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Neil Blumenthal Mgmt Withheld Against
Nancy Green Mgmt Withheld Against
2. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
ARRAY TECHNOLOGIES INC. Agenda Number: 935596532
--------------------------------------------------------------------------------------------------------------------------
Security: 04271T100
Meeting Type: Annual
Meeting Date: 24-May-2022
Ticker: ARRY
ISIN: US04271T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paulo Almirante Mgmt For For
Ron Corio Mgmt For For
Jayanthi Iyengar Mgmt Withheld Against
2. Ratification of the Company's appointment Mgmt For For
of BDO USA, LLP as its independent auditors
for fiscal year ending December 31, 2022.
3. Approval of the Array Technologies, Inc. Mgmt For For
Employee Stock Purchase Plan.
4. Establishment, by a stockholder non-binding Mgmt 1 Year For
advisory vote, of the frequency of
submission to stockholders of advisory vote
regarding executive compensation.
--------------------------------------------------------------------------------------------------------------------------
AYRO, INC. Agenda Number: 935526028
--------------------------------------------------------------------------------------------------------------------------
Security: 054748108
Meeting Type: Annual
Meeting Date: 14-Dec-2021
Ticker: AYRO
ISIN: US0547481087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
T. M. Wittenschlaeger Mgmt For For
Joshua Silverman Mgmt Withheld Against
Wayne R. Walker Mgmt For For
George Devlin Mgmt For For
Sebastian Giordano Mgmt For For
Zvi Joseph Mgmt Withheld Against
Greg Schiffman Mgmt Withheld Against
2. Ratification of the appointment of Friedman Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
AZURE POWER GLOBAL, LTD. Agenda Number: 935531156
--------------------------------------------------------------------------------------------------------------------------
Security: V0393H103
Meeting Type: Annual
Meeting Date: 21-Dec-2021
Ticker: AZRE
ISIN: MU0527S00004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 To adopt the Annual Report of the Company Mgmt For For
along with the Report of the Board of
Directors and the Report of the Auditors on
the Financial Statements and the Form 20-F
filed with SEC for the year ended March 31,
2021.
1.2 To consider the re-appointment of Ernst & Mgmt For For
Young ("EY Mauritius") as the independent
auditor of the Company (the "Auditor") for
the fiscal year ending March 31, 2022, and
fix their remuneration.
1.3 Mr. Muhammad Khalid Peyrye be and is hereby Mgmt For For
re-elected as a director on the Company's
Board of Directors.
1.4 Mrs. Yung Oy Pin Lun Leung be and is hereby Mgmt For For
re-elected as a director on the Company's
Board of Directors.
2.1 To ratify the appointment of Mr. Richard Mgmt For For
Alan Rosling as Director of the Company.
--------------------------------------------------------------------------------------------------------------------------
BALLARD POWER SYSTEMS INC Agenda Number: 715616352
--------------------------------------------------------------------------------------------------------------------------
Security: 058586108
Meeting Type: AGM
Meeting Date: 08-Jun-2022
Ticker:
ISIN: CA0585861085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.A
TO 1.J AND 2. THANK YOU
1.A ELECTION OF DIRECTOR: KATHY BAYLESS Mgmt For For
1.B ELECTION OF DIRECTOR: DOUGLAS P. HAYHURST Mgmt Against Against
1.C ELECTION OF DIRECTOR: KUI (KEVIN) JIANG Mgmt For For
1.D ELECTION OF DIRECTOR: DUY-LOAN LE Mgmt Against Against
1.E ELECTION OF DIRECTOR: RANDY MACEWEN Mgmt For For
1.F ELECTION OF DIRECTOR: HUBERTUS M. Mgmt Against Against
MUEHLHAEUSER
1.G ELECTION OF DIRECTOR: MARTY NEESE Mgmt For For
1.H ELECTION OF DIRECTOR: JAMES ROCHE Mgmt Against Against
1.I ELECTION OF DIRECTOR: SHAOJUN (SHERMAN) SUN Mgmt Against Against
1.J ELECTION OF DIRECTOR: JANET WOODRUFF Mgmt Against Against
2 APPOINTMENT OF KPMG LLP, CHARTERED Mgmt Against Against
ACCOUNTANTS AS AUDITORS OF THE CORPORATION
FOR THE ENSUING YEAR AND AUTHORIZING THE
DIRECTORS TO FIX THEIR REMUNERATION
3 RESOLVED, ON AN ADVISORY BASIS AND NOT TO Mgmt Against Against
DIMINISH THE ROLE AND RESPONSIBILITIES OF
THE BOARD OF DIRECTORS OF THE CORPORATION,
THAT THE SHAREHOLDERS ACCEPT THE APPROACH
TO EXECUTIVE COMPENSATION DISCLOSED IN THE
CORPORATION'S CIRCULAR DATED APRIL 11, 2022
4 RESOLVED, AS AN ORDINARY RESOLUTION, THAT Mgmt Against Against
THE ARTICLES OF THE CORPORATION BE ALTERED
BY DELETING SECTION 11.3 OF THE EXISTING
ARTICLES OF THE CORPORATION IN ITS ENTIRETY
AND CREATING AND ADDING TO THE ARTICLES OF
THE CORPORATION NEW SECTION 11.3 IN THE
FORM SET OUT IN THE CORPORATION'S CIRCULAR
DATED APRIL 11, 2022, SUCH ALTERATION TO BE
EFFECTIVE UPON THE DEPOSIT AT THE RECORDS
OFFICE OF THE CORPORATION BY THE BOARD OF
THIS RESOLUTION AND THE TEXT OF SUCH NEW
SECTION 11.3
--------------------------------------------------------------------------------------------------------------------------
BELLRING BRANDS, INC. Agenda Number: 935538136
--------------------------------------------------------------------------------------------------------------------------
Security: 079823100
Meeting Type: Annual
Meeting Date: 11-Feb-2022
Ticker: BRBR
ISIN: US0798231009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Chonda J Nwamu Mgmt For For
Robert V Vitale Mgmt For For
2. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as the Company's independent Registered
Public Accounting Firm for fiscal year
ending September 30, 2022.
3. Say on Pay - An Advisory vote approving Mgmt Against Against
executive compensation.
4. Say When on Pay - Advisory vote on the Mgmt 1 Year For
approval of frequency of shareholder votes
on Executive Compensation.
--------------------------------------------------------------------------------------------------------------------------
BELLRING BRANDS, INC. Agenda Number: 935549660
--------------------------------------------------------------------------------------------------------------------------
Security: 079823100
Meeting Type: Special
Meeting Date: 08-Mar-2022
Ticker: BRBR
ISIN: US0798231009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Transaction Agreement and Plan Mgmt For For
of Merger, dated as of October 26, 2021
(the "Transaction Agreement"), by and among
BellRing Brands, Inc., Post Holdings, Inc.,
BellRing Distribution, LLC and BellRing
Merger Sub Corporation in accordance with
its terms and the Delaware General
Corporation Law.
2. To adjourn or postpone the special meeting, Mgmt For For
if necessary or appropriate, to solicit
additional proxies if there are not
sufficient votes at the time of the special
meeting to adopt the Transaction Agreement
in accordance with its terms and the
Delaware General Corporation Law.
--------------------------------------------------------------------------------------------------------------------------
BEYOND MEAT, INC. Agenda Number: 935601369
--------------------------------------------------------------------------------------------------------------------------
Security: 08862E109
Meeting Type: Annual
Meeting Date: 24-May-2022
Ticker: BYND
ISIN: US08862E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ethan Brown Mgmt For For
Colleen Jay Mgmt For For
Raymond J. Lane Mgmt Withheld Against
2. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2022.
3. To approve, on an advisory (non-binding) Mgmt Against Against
basis, the compensation of the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
BLINK CHARGING CO. Agenda Number: 935475168
--------------------------------------------------------------------------------------------------------------------------
Security: 09354A100
Meeting Type: Annual
Meeting Date: 02-Sep-2021
Ticker: BLNK
ISIN: US09354A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael D. Farkas Mgmt For For
Brendan S. Jones Mgmt For For
Louis R. Buffalino Mgmt For For
Jack Levine Mgmt For For
Kenneth R. Marks Mgmt For For
Ritsaart van Montfrans Mgmt For For
Carmen M. Perez-Carlton Mgmt For For
2. Ratify the appointment of Marcum LLP as our Mgmt Against Against
independent registered public accounting
firm for the year ending December 31, 2021.
3. Advisory vote to approve executive Mgmt For For
compensation ("say-on-pay" vote).
--------------------------------------------------------------------------------------------------------------------------
BLOOM ENERGY CORPORATION Agenda Number: 935577253
--------------------------------------------------------------------------------------------------------------------------
Security: 093712107
Meeting Type: Annual
Meeting Date: 11-May-2022
Ticker: BE
ISIN: US0937121079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mary K. Bush Mgmt For For
KR Sridhar Mgmt For For
2. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers.
3. To approve an amendment to our restated Mgmt For For
certificate of incorporation to increase
the authorized Preferred Stock.
4. To approve an amendment to the choice of Mgmt For For
forum provisions in our restated
certificate of incorporation to, among
other things, align with the bylaws.
5. To approve an amendment to the 2018 Mgmt For For
Employee Stock Purchase Plan to increase
the share pool.
6. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
BROOKFIELD RENEWABLE CORPORATION Agenda Number: 715653095
--------------------------------------------------------------------------------------------------------------------------
Security: 11284V105
Meeting Type: AGM
Meeting Date: 14-Jun-2022
Ticker:
ISIN: CA11284V1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 18 MAY 2022: PLEASE NOTE THAT SHAREHOLDERS Non-Voting
ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.10 AND
2. THANK YOU
1.1 ELECTION OF DIRECTOR: JEFFREY BLIDNER Mgmt For For
1.2 ELECTION OF DIRECTOR: SCOTT CUTLER Mgmt For For
1.3 ELECTION OF DIRECTOR: SARAH DEASLEY Mgmt For For
1.4 ELECTION OF DIRECTOR: NANCY DORN Mgmt For For
1.5 ELECTION OF DIRECTOR: E. DE CARVALHO FILHO Mgmt For For
1.6 ELECTION OF DIRECTOR: RANDY MACEWEN Mgmt For For
1.7 ELECTION OF DIRECTOR: DAVID MANN Mgmt For For
1.8 ELECTION OF DIRECTOR: LOU MAROUN Mgmt For For
1.9 ELECTION OF DIRECTOR: STEPHEN WESTWELL Mgmt For For
1.10 ELECTION OF DIRECTOR: PATRICIA ZUCCOTTI Mgmt For For
2 APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS OF THE CORPORATION FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO SET
THEIR REMUNERATION
CMMT 18 MAY 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF COMMENT AND
MODIFICATION OF THE TEXT OF RESOLUTION 1.5.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
--------------------------------------------------------------------------------------------------------------------------
CALAVO GROWERS, INC. Agenda Number: 935557198
--------------------------------------------------------------------------------------------------------------------------
Security: 128246105
Meeting Type: Annual
Meeting Date: 27-Apr-2022
Ticker: CVGW
ISIN: US1282461052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Farha Aslam Mgmt Withheld Against
Marc L. Brown Mgmt Withheld Against
Michael A. DiGregorio Mgmt Withheld Against
Adriana G. Mendizabal Mgmt For For
James D. Helin Mgmt Withheld Against
Steven Hollister Mgmt For For
Kathleen M. Holmgren Mgmt Withheld Against
John M. Hunt Mgmt Withheld Against
J. Link Leavens Mgmt For For
Donald M. Sanders Mgmt For For
2. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF CALAVO GROWERS, INC. FOR
THE YEAR ENDING OCTOBER 31, 2022.
3. ADVISORY VOTE APPROVING THE EXECUTIVE Mgmt Against Against
COMPENSATION DISCLOSED IN THE ACCOMPANYING
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CHIPOTLE MEXICAN GRILL, INC. Agenda Number: 935581149
--------------------------------------------------------------------------------------------------------------------------
Security: 169656105
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: CMG
ISIN: US1696561059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Albert S. Baldocchi Mgmt Withheld Against
Matthew A. Carey Mgmt For For
Gregg Engles Mgmt Withheld Against
Patricia Fili-Krushel Mgmt Withheld Against
Mauricio Gutierrez Mgmt Withheld Against
Robin Hickenlooper Mgmt For For
Scott Maw Mgmt For For
Brian Niccol Mgmt Withheld Against
Mary Winston Mgmt For For
2. An advisory vote to approve the Mgmt For For
compensation of our executive officers as
disclosed in the proxy statement
("say-on-pay").
3. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as our independent registered
public accounting firm for the year ending
December 31, 2022.
4. Approve the Chipotle Mexican Grill, Inc. Mgmt Against Against
2022 Stock Incentive Plan.
5. Approve the Chipotle Mexican Grill, Inc. Mgmt For For
Employee Stock Purchase Plan.
6. Shareholder Proposal - Commission a Racial Shr For Against
Equity Audit.
7. Shareholder Proposal - Publish Quantitative Shr For Against
Workforce Data.
--------------------------------------------------------------------------------------------------------------------------
CLEAN ENERGY FUELS CORP. Agenda Number: 935591518
--------------------------------------------------------------------------------------------------------------------------
Security: 184499101
Meeting Type: Annual
Meeting Date: 19-May-2022
Ticker: CLNE
ISIN: US1844991018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lizabeth Ardisana Mgmt Withheld Against
Karine Boissy-Rousseau Mgmt For For
Andrew J. Littlefair Mgmt For For
James C. Miller III Mgmt Withheld Against
Lorraine Paskett Mgmt For For
Stephen A. Scully Mgmt For For
Kenneth M. Socha Mgmt Withheld Against
Vincent C. Taormina Mgmt Withheld Against
Parker A. Weil Mgmt Withheld Against
Laurent Wolffsheim Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for our fiscal year ending
December 31, 2022.
3. To approve, on an advisory, non-binding Mgmt Against Against
basis, the compensation of our named
executive officers.
4. To approve our 2022 Employee Stock Purchase Mgmt For For
Plan (the "New ESPP") and the reservation
of 2,500,000 shares of our common stock for
issuance under the New ESPP.
--------------------------------------------------------------------------------------------------------------------------
DOLE PLC Agenda Number: 935619316
--------------------------------------------------------------------------------------------------------------------------
Security: G27907107
Meeting Type: Annual
Meeting Date: 31-May-2022
Ticker: DOLE
ISIN: IE0003LFZ4U7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Rose Hynes Mgmt For For
1.2 Election of Director: Carl McCann Mgmt For For
1.3 Election of Director: Michael Meghen Mgmt Against Against
1.4 Election of Director: Helen Nolan Mgmt For For
2. To ratify, in a non-binding vote, the Mgmt For For
appointment of KPMG as the independent
registered public accounting firm for the
Company until the next annual general
meeting of the Company in 2023 and to
authorize, in a binding vote, the Board,
acting through the Audit Committee, to
determine its remuneration as statutory
auditor for the year ending 31 December
2022.
3. That, for the purpose of Section 238 of the Mgmt For For
Companies Act, the Company or any of its
subsidiaries may enter into the New Leases.
--------------------------------------------------------------------------------------------------------------------------
ELECTRAMECCANICA VEHICLES CORP. Agenda Number: 935473532
--------------------------------------------------------------------------------------------------------------------------
Security: 284849205
Meeting Type: Annual
Meeting Date: 16-Aug-2021
Ticker: SOLO
ISIN: CA2848492054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Michael Paul Rivera Mgmt For For
Henry Reisner Mgmt For For
Baljinder K. Bhullar Mgmt For For
Steven Sanders Mgmt For For
Jerry Kroll Mgmt For For
Luisa Ingargiola Mgmt For For
Joanne Yan Mgmt For For
Peter Savagian Mgmt For For
2 To appoint KPMG LLP as auditor of the Mgmt For For
Company for the ensuing year and to
authorize the Directors to fix the
auditor's remuneration.
--------------------------------------------------------------------------------------------------------------------------
ELSE NUTRITION HOLDINGS INC Agenda Number: 714963673
--------------------------------------------------------------------------------------------------------------------------
Security: 290257104
Meeting Type: AGM
Meeting Date: 30-Dec-2021
Ticker:
ISIN: CA2902571041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1, 4 AND 5 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1
TO 2.7 AND 3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT SEVEN (7) Mgmt For For
2.1 ELECTION OF DIRECTOR: HAMUTAL YITZHAK Mgmt Against Against
2.2 ELECTION OF DIRECTOR: URIEL KESLER Mgmt Against Against
2.3 ELECTION OF DIRECTOR: SOKHIE PUAR Mgmt For For
2.4 ELECTION OF DIRECTOR: SATWINDER MANN Mgmt For For
2.5 ELECTION OF DIRECTOR: ELI RONEN Mgmt For For
2.6 ELECTION OF DIRECTOR: AKASH BEDI Mgmt For For
2.7 ELECTION OF DIRECTOR: OFER BARASH Mgmt For For
3 APPOINTMENT OF KOST FORER GABBAY & Mgmt For For
KASIERER, A MEMBER FIRM OF ERNST & YOUNG
GLOBAL LIMITED, AS AUDITORS OF THE COMPANY
FOR THE ENSUING YEAR AND AUTHORIZING THE
DIRECTORS TO FIX THEIR REMUNERATION
4 TO APPROVE THE CONTINUATION OF THE Mgmt For For
COMPANY'S STOCK OPTION PLAN, AS AMENDED, AS
MORE PARTICULARLY DESCRIBED IN THE
ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR
5 TO APPROVE THE AMENDMENTS TO THE COMPANY'S Mgmt For For
STOCK OPTION PLAN, AS MORE PARTICULARLY
DESCRIBED IN THE ACCOMPANYING MANAGEMENT
INFORMATION CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
ENPHASE ENERGY, INC. Agenda Number: 935583179
--------------------------------------------------------------------------------------------------------------------------
Security: 29355A107
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: ENPH
ISIN: US29355A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven J. Gomo Mgmt Withheld Against
Thurman J. Rodgers Mgmt Withheld Against
2. To approve, on advisory basis, the Mgmt Against Against
compensation of the Company's named
executive officers, as disclosed in this
proxy statement.
3. To ratify the selection by the Audit Mgmt Against Against
Committee of the Board of Directors of
Deloitte & Touche LLP as the independent
registered public accounting firm of the
Company for the fiscal year ending December
31, 2022.
--------------------------------------------------------------------------------------------------------------------------
F45 TRAINING HOLDINGS INC. Agenda Number: 935634887
--------------------------------------------------------------------------------------------------------------------------
Security: 30322L101
Meeting Type: Annual
Meeting Date: 13-Jun-2022
Ticker: FXLV
ISIN: US30322L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark Wahlberg Mgmt For For
Lee Wallace, Ph.D. Mgmt Withheld Against
Angelo Demasi Mgmt For For
Vanessa Douglas Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
FISKER INC. Agenda Number: 935626690
--------------------------------------------------------------------------------------------------------------------------
Security: 33813J106
Meeting Type: Annual
Meeting Date: 07-Jun-2022
Ticker: FSR
ISIN: US33813J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dr. Geeta Gupta-Fisker Mgmt For For
Nadine I. Watt Mgmt For For
William R. McDermott Mgmt For For
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of our named
executive officers.
3. To approve, on a non-binding, advisory Mgmt 1 Year For
basis, the frequency of future stockholder
advisory votes on the compensation of our
named executive officers.
4. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of Fisker Inc. for the fiscal year
ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
FMC CORPORATION Agenda Number: 935562822
--------------------------------------------------------------------------------------------------------------------------
Security: 302491303
Meeting Type: Annual
Meeting Date: 28-Apr-2022
Ticker: FMC
ISIN: US3024913036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a Mgmt Against Against
one-year term expiring in 2023: Pierre
Brondeau
1B. Election of Director to serve for a Mgmt For For
one-year term expiring in 2023: Eduardo E.
Cordeiro
1C. Election of Director to serve for a Mgmt For For
one-year term expiring in 2023: Carol
Anthony (John) Davidson
1D. Election of Director to serve for a Mgmt For For
one-year term expiring in 2023: Mark
Douglas
1E. Election of Director to serve for a Mgmt For For
one-year term expiring in 2023: Kathy L.
Fortmann
1F. Election of Director to serve for a Mgmt Against Against
one-year term expiring in 2023: C. Scott
Greer
1G. Election of Director to serve for a Mgmt Against Against
one-year term expiring in 2023: K'Lynne
Johnson
1H. Election of Director to serve for a Mgmt Against Against
one-year term expiring in 2023: Dirk A.
Kempthorne
1I. Election of Director to serve for a Mgmt Against Against
one-year term expiring in 2023: Paul J.
Norris
1J. Election of Director to serve for a Mgmt For For
one-year term expiring in 2023: Margareth
Ovrum
1K. Election of Director to serve for a Mgmt Against Against
one-year term expiring in 2023: Robert C.
Pallash
1L. Election of Director to serve for a Mgmt Against Against
one-year term expiring in 2023: Vincent R.
Volpe, Jr.
2. Ratification of the appointment of Mgmt Against Against
independent registered public accounting
firm.
3. Approval, by non-binding vote, of executive Mgmt Against Against
compensation.
--------------------------------------------------------------------------------------------------------------------------
FRESH DEL MONTE PRODUCE INC. Agenda Number: 935616637
--------------------------------------------------------------------------------------------------------------------------
Security: G36738105
Meeting Type: Annual
Meeting Date: 02-Jun-2022
Ticker: FDP
ISIN: KYG367381053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for a three-year term Mgmt For For
expiring at the 2025 Annual General
Meeting: Amir Abu-Ghazaleh
1.2 Election of Director for a three-year term Mgmt For For
expiring at the 2025 Annual General
Meeting: Mary Ann Cloyd
1.3 Election of Director for a three-year term Mgmt Against Against
expiring at the 2025 Annual General
Meeting: Charles Beard, Jr.
2. Ratify the appointment of Ernst & Young LLP Mgmt Against Against
as our independent registered public
accounting firm for the 2022 fiscal year.
3. Approve, by non-binding advisory vote, the Mgmt Against Against
compensation of our named executive
officers in 2021.
4. Approve and adopt the Second Amended and Mgmt For For
Restated Memorandum and Articles of
Association.
5. Approve and adopt the 2022 Omnibus Share Mgmt Against Against
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
FRESHPET, INC. Agenda Number: 935481274
--------------------------------------------------------------------------------------------------------------------------
Security: 358039105
Meeting Type: Annual
Meeting Date: 23-Sep-2021
Ticker: FRPT
ISIN: US3580391056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Daryl G. Brewster Mgmt Withheld Against
Jacki S. Kelley Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
the independent registered public
accounting firm for 2021.
3. To approve, by advisory vote, the Mgmt For For
compensation of the Company's named
executive officers.
4. To approve an amendment to our Fourth Mgmt For For
Amended and Restated Certificate of
Incorporation (as amended) to declassify
the Company's Board of Directors as set
forth in the Company's Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
FUELCELL ENERGY, INC. Agenda Number: 935551881
--------------------------------------------------------------------------------------------------------------------------
Security: 35952H601
Meeting Type: Annual
Meeting Date: 07-Apr-2022
Ticker: FCEL
ISIN: US35952H6018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James H. England Mgmt Against Against
1B. Election of Director: Jason Few Mgmt For For
1C. Election of Director: Matthew F. Hilzinger Mgmt Against Against
1D. Election of Director: Natica von Althann Mgmt Against Against
1E. Election of Director: Cynthia Hansen Mgmt Against Against
1F. Election of Director: Donna Sims Wilson Mgmt Against Against
1G. Election of Director: Betsy Bingham Mgmt For For
2. To ratify the selection of KPMG LLP as Mgmt For For
FuelCell Energy, Inc.'s independent
registered public accounting firm for the
fiscal year ending October 31, 2022
3. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation of FuelCell Energy,
Inc.'s named executive officers as set
forth in the "Executive Compensation"
section of the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
GEVO, INC. Agenda Number: 935531372
--------------------------------------------------------------------------------------------------------------------------
Security: 374396406
Meeting Type: Special
Meeting Date: 27-Jan-2022
Ticker: GEVO
ISIN: US3743964062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve an amendment to our Amended and Mgmt For For
Restated Certificate of Incorporation, as
amended, to increase the total number of
authorized shares of common stock from
250,000,000 shares to 500,000,000 shares.
--------------------------------------------------------------------------------------------------------------------------
HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL Agenda Number: 935617184
--------------------------------------------------------------------------------------------------------------------------
Security: 41068X100
Meeting Type: Annual
Meeting Date: 02-Jun-2022
Ticker: HASI
ISIN: US41068X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey W. Eckel Mgmt For For
Clarence D. Armbrister Mgmt For For
Teresa M. Brenner Mgmt Withheld Against
Michael T. Eckhart Mgmt For For
Nancy C. Floyd Mgmt For For
Charles M. O'Neil Mgmt For For
Richard J. Osborne Mgmt Withheld Against
Steven G. Osgood Mgmt Withheld Against
2. The ratification of the appointment of Mgmt Against Against
Ernst & Young LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
3. The advisory approval of the compensation Mgmt Against Against
of the Named Executive Officers as
described in the Compensation Discussion
and Analysis, the compensation tables and
other narrative disclosure in the proxy
statement.
4. The approval of the 2022 Hannon Armstrong Mgmt Against Against
Sustainable Infrastructure Capital, Inc.
Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
HERBALIFE NUTRITION LTD. Agenda Number: 935564725
--------------------------------------------------------------------------------------------------------------------------
Security: G4412G101
Meeting Type: Annual
Meeting Date: 27-Apr-2022
Ticker: HLF
ISIN: KYG4412G1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John O. Agwunobi Mgmt For For
1b. Election of Director: Richard H. Carmona Mgmt For For
1c. Election of Director: Michael O. Johnson Mgmt For For
1d. Election of Director: Kevin M. Jones Mgmt Against Against
1e. Election of Director: Sophie L'Helias Mgmt For For
1f. Election of Director: Alan W. LeFevre Mgmt For For
1g. Election of Director: Juan Miguel Mendoza Mgmt For For
1h. Election of Director: Don Mulligan Mgmt Against Against
1i. Election of Director: Maria Otero Mgmt Against Against
1j. Election of Director: John Tartol Mgmt For For
2. Approve, on an advisory basis, the Mgmt Against Against
compensation of the Company's named
executive officers.
3. Ratify the appointment of the Company's Mgmt Against Against
independent registered public accounting
firm for fiscal year 2022.
4. Election of Celine Del Genes as a director. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HONEST COMPANY INC Agenda Number: 935605266
--------------------------------------------------------------------------------------------------------------------------
Security: 438333106
Meeting Type: Annual
Meeting Date: 25-May-2022
Ticker: HNST
ISIN: US4383331067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Julia M. Brown Mgmt For For
John R. (Jack) Hartung Mgmt For For
Eric Liaw Mgmt Withheld Against
2. Ratification of the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as The Honest
Company, Inc.'s independent registered
public accounting firm for the year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
INNERGEX RENEWABLE ENERGY INC Agenda Number: 715424999
--------------------------------------------------------------------------------------------------------------------------
Security: 45790B104
Meeting Type: MIX
Meeting Date: 10-May-2022
Ticker:
ISIN: CA45790B1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1
TO 1.10 AND 2. THANK YOU
1.1 ELECTION OF DIRECTOR: DANIEL LAFRANCE Mgmt For For
1.2 ELECTION OF DIRECTOR: ROSS J. BEATY Mgmt For For
1.3 ELECTION OF DIRECTOR: PIERRE G. BRODEUR Mgmt For For
1.4 ELECTION OF DIRECTOR: NATHALIE FRANCISCI Mgmt Against Against
1.5 ELECTION OF DIRECTOR: RICHARD GAGNON Mgmt Against Against
1.6 ELECTION OF DIRECTOR: MICHEL LETELLIER Mgmt For For
1.7 ELECTION OF DIRECTOR: DALTON MCGUINTY Mgmt For For
1.8 ELECTION OF DIRECTOR: MONIQUE MERCIER Mgmt Against Against
1.9 ELECTION OF DIRECTOR: OUMA SANANIKONE Mgmt For For
1.10 ELECTION OF DIRECTOR: LOUIS VECI Mgmt For For
2 THE APPOINTMENT OF KPMG LLP, AS AUDITOR OF Mgmt For For
THE CORPORATION AND AUTHORIZING THE
DIRECTORS OF THE CORPORATION TO FIX ITS
REMUNERATION
3 TO ADOPT A SPECIAL RESOLUTION TO REDUCE THE Mgmt For For
STATED CAPITAL ACCOUNT MAINTAINED IN
RESPECT OF THE COMMON SHARES OF THE
CORPORATION TO CAD500,000, AND TO CREDIT TO
THE CONTRIBUTED SURPLUS ACCOUNT OF THE
CORPORATION AN AMOUNT EQUAL TO THE
DIFFERENCE BETWEEN THE CURRENT STATED
CAPITAL ACCOUNT MAINTAINED IN RESPECT OF
THE COMMON SHARES AND CAD500,000
4 TO ADOPT AN ADVISORY RESOLUTION ON THE Mgmt Against Against
CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
JINKOSOLAR HOLDING CO., LTD. Agenda Number: 935521713
--------------------------------------------------------------------------------------------------------------------------
Security: 47759T100
Meeting Type: Annual
Meeting Date: 09-Dec-2021
Ticker: JKS
ISIN: US47759T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. That Mr. Xianhua Li be re-elected as a Mgmt For For
director of the Company.
2. That Mr. Steven Markscheid be re-elected as Mgmt For For
a director of the Company.
3. That the appointment of Mgmt For For
PricewaterhouseCoopers Zhong Tian LLP as
auditors of the Company for the fiscal year
of 2021 be ratified.
4. That the directors of the Company be Mgmt For For
authorized to determine the remuneration of
the auditors.
5. That each of the directors of the Company Mgmt For For
be authorized to take any and all action
that might be necessary to effect the
foregoing resolutions 1 to 4 as such
director, in his or her absolute
discretion, thinks fit.
--------------------------------------------------------------------------------------------------------------------------
KANDI TECHNOLOGIES GROUP, INC. Agenda Number: 935520569
--------------------------------------------------------------------------------------------------------------------------
Security: 483709101
Meeting Type: Annual
Meeting Date: 28-Dec-2021
Ticker: KNDI
ISIN: US4837091010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Hu Xiaoming Mgmt For For
Dong Xueqin Mgmt For For
Wang Lin Mgmt For For
Chen Liming Mgmt For For
Lin Yi Mgmt For For
Jerry Lewin Mgmt Withheld Against
Henry Yu Mgmt For For
2. To ratify the appointment of Benjamin & Ko Mgmt For For
as the Company's independent auditor for
the fiscal year ending December 31, 2021.
3. To conduct an advisory vote on the Mgmt For For
compensation of our named executive
officers as disclosed in the proxy
statement pursuant to the compensation
disclosure rules of the Securities and
Exchange Commission.
4. To approve an amendment to the Certificate Mgmt Against Against
of Incorporation of the Company, as
amended, to increase the number of
authorized shares of Common Stock, par
value $0.001 per share, from 100,000,000
shares of Common Stock, to 1,000,000,000
shares of Common Stock, and to
correspondingly increase the number of
authorized shares of preferred stock from
10,000,000 shares to 100,000,000 shares.
5. To approve, for purposes of complying with Mgmt For For
Nasdaq Listing Rule 5635(d), any future
adjustments of exercise prices of the
Company's warrants below their floor prices
in accordance with the terms of such
warrant.
--------------------------------------------------------------------------------------------------------------------------
KURA SUSHI USA, INC Agenda Number: 935532689
--------------------------------------------------------------------------------------------------------------------------
Security: 501270102
Meeting Type: Annual
Meeting Date: 28-Jan-2022
Ticker: KRUS
ISIN: US5012701026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Shintaro Asako Mgmt Against Against
1B. Election of Director: Kim Ellis Mgmt Against Against
1C. Election of Director: Seitaro Ishii Mgmt For For
1D. Election of Director: Carin L. Stutz Mgmt Against Against
1E. Election of Director: Hajime Uba Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
on August 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
LAIRD SUPERFOOD, INC. Agenda Number: 935565905
--------------------------------------------------------------------------------------------------------------------------
Security: 50736T102
Meeting Type: Annual
Meeting Date: 05-May-2022
Ticker: LSF
ISIN: US50736T1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Geoffrey T. Barker Mgmt For For
1B. Election of Director: Maile Naylor, nee Mgmt Against Against
Clark
1C. Election of Director: Patrick Gaston Mgmt Against Against
1D. Election of Director: Gregory Graves Mgmt Against Against
1E. Election of Director: Laird Hamilton Mgmt For For
1F. Election of Director: Grant LaMontagne Mgmt For For
1G. Election of Director: Jason Vieth Mgmt For For
2. Ratification of the appointment of Moss Mgmt For For
Adams LLP as the independent registered
public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
LANDEC CORPORATION Agenda Number: 935493267
--------------------------------------------------------------------------------------------------------------------------
Security: 514766104
Meeting Type: Annual
Meeting Date: 20-Oct-2021
Ticker: LNDC
ISIN: US5147661046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Albert D. Bolles, PhD Mgmt For For
Deborah Carosella Mgmt Withheld Against
Tonia Pankopf Mgmt For For
Craig A. Barbarosh Mgmt For For
Joshua E. Schechter Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING MAY 29, 2022.
3. APPROVAL OF THE ADVISORY RESOLUTION ON Mgmt Against Against
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
LI AUTO INC Agenda Number: 935511293
--------------------------------------------------------------------------------------------------------------------------
Security: 50202M102
Meeting Type: Special
Meeting Date: 16-Nov-2021
Ticker: LI
ISIN: US50202M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1. As a ordinary resolution, THAT subject to Mgmt For For
the passing of the Class-based Resolution
(as defined below) at the class meeting of
holders of the Class B ordinary shares with
a par value of US$0.0001 each and the
passing of a special resolution at the
extraordinary general meeting of the
Company convened on the same date and at
the same place as the Class A Meeting, the
Company's Fourth Amended and Restated
Memorandum of Association and Articles of
Association be amended and restated by
their ...(due to space limits, see proxy
material for full proposal).
S1. As a special resolution, THAT subject to Mgmt For For
the passing of the Class-based Resolution
(as defined below) at each of the class
meeting of holders of the Class A ordinary
shares with a par value of US$0.0001 each
(the "Class A Meeting") and the class
meeting of holders of Class B ordinary
shares with a par value of US$0.0001 each
(the "Class B Meeting") convened on the
same date and at the same place as the EGM,
the Company's Fourth Amended and Restated
Memorandum of Association and Articles of
...(due to space limits, see proxy material
for full proposal).
S2. As a special resolution, THAT if the Mgmt For For
Class-based Resolution is not passed at
either the Class A Meeting or the Class B
Meeting, the Company's Existing Articles be
amended and restated by their deletion in
their entirety and by the substitution in
their place of the Fifth Amended and
Restated Memorandum of Association and
Articles of Association in the form as set
out in Part B of Appendix I to the
Circular, by (a) incorporating the
following requirements under the Hong Kong
Listing Rules: ...(due to space limits, see
proxy material for full proposal).
S3. As an ordinary resolution, To grant a Mgmt For For
general mandate to the directors to issue,
allot, and deal with additional Class A
Ordinary shares of the Company not
exceeding 20% of the total number of issued
shares of the Company as at the date of
passing of this resolution.
S4. As an ordinary resolution, To grant a Mgmt For For
general mandate to the directors to
repurchase shares of the Company not
exceeding 10% of the total number of issued
shares of the Company as at the date of
passing of this resolution.
S5. As an ordinary resolution, To extend the Mgmt For For
general mandate granted to the directors to
issue, allot and deal with additional
shares in the capital of the Company by the
aggregate number of the shares repurchased
by the Company.
--------------------------------------------------------------------------------------------------------------------------
LI AUTO INC Agenda Number: 935617879
--------------------------------------------------------------------------------------------------------------------------
Security: 50202M102
Meeting Type: Annual
Meeting Date: 17-May-2022
Ticker: LI
ISIN: US50202M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive and adopt the audited Mgmt For For
consolidated financial statements of the
Company for the year ended December 31,
2021 and the reports of the Directors and
independent auditor thereon.
2. To re-elect Mr. Zheng Fan as a Mgmt For For
non-executive Director.
3. To re-elect Mr. Hongqiang Zhao as an Mgmt For For
independent non-executive Director.
4. To re-elect Mr. Zhenyu Jiang as an Mgmt For For
independent non-executive Director.
5. To re-elect Prof. Xing Xiao as an Mgmt For For
independent non-executive Director.
6. To authorize the Board to fix the Mgmt For For
remuneration of the Directors of the
Company.
7. To grant a general mandate to the Directors Mgmt For For
to issue, allot and deal with additional
Class A Ordinary shares of the Company not
exceeding 20% of the total number of issued
shares of the Company as at the date of
passing of this resolution.
8. To grant a general mandate to the Directors Mgmt For For
to repurchase shares of the Company not
exceeding 10% of the total number of issued
shares of the Company as at the date of
passing of this resolution.
9. To extend the general mandate granted to Mgmt For For
the Directors to issue, allot and deal with
additional shares in the capital of the
Company by the aggregate number of the
shares repurchased by the Company.
10. To re-appoint PricewaterhouseCoopers as Mgmt Against Against
auditor of the Company to hold office until
the conclusion of the next annual general
meeting of the Company and to authorize the
Board to fix their remuneration for the
year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
LIFE TIME GROUP HOLDINGS, INC. Agenda Number: 935578471
--------------------------------------------------------------------------------------------------------------------------
Security: 53190C102
Meeting Type: Annual
Meeting Date: 10-May-2022
Ticker: LTH
ISIN: US53190C1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bahram Akradi Mgmt Withheld Against
David Landau Mgmt Withheld Against
Alejandro Santo Domingo Mgmt For For
Andres Small Mgmt For For
2. To approve, by a non-binding vote, the Mgmt Against Against
named executive officer compensation as
disclosed in the proxy statement.
3. To recommend, by a non-binding vote, the Mgmt 1 Year For
frequency of votes on executive
compensation.
4. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
LUCID GROUP INC. Agenda Number: 935630219
--------------------------------------------------------------------------------------------------------------------------
Security: 549498103
Meeting Type: Annual
Meeting Date: 09-Jun-2022
Ticker: LCID
ISIN: US5494981039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Turqi Alnowaiser Mgmt For For
Glenn R. August Mgmt For For
Nancy Gioia Mgmt For For
Frank Lindenberg Mgmt Withheld Against
Andrew Liveris Mgmt Withheld Against
N. Maynard-Elliott Mgmt For For
Tony Posawatz Mgmt Withheld Against
Peter Rawlinson Mgmt For For
Janet S. Wong Mgmt For For
2. To ratify the selection of Grant Thornton Mgmt Against Against
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2022
3. To approve, on an advisory basis, the Mgmt Against Against
compensation for our named executive
officers as disclosed in our Proxy
Statement
4. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future stockholder advisory
votes on the compensation of our named
executive officers
5. To approve the Amendment of the Lucid Mgmt Against Against
Group, Inc. 2021 Stock Incentive Plan
--------------------------------------------------------------------------------------------------------------------------
LULULEMON ATHLETICA INC. Agenda Number: 935631879
--------------------------------------------------------------------------------------------------------------------------
Security: 550021109
Meeting Type: Annual
Meeting Date: 08-Jun-2022
Ticker: LULU
ISIN: US5500211090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class III Director: Kathryn Mgmt Against Against
Henry
1b. Election of Class III Director: Jon McNeill Mgmt For For
1c. Election of Class III Director: Alison Mgmt For For
Loehnis
2. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending January 29,
2023.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of the Company's named
executive officers.
4. Shareholder proposal regarding a report on Shr Against For
the slaughter methods used to procure down.
--------------------------------------------------------------------------------------------------------------------------
MEDIFAST, INC. Agenda Number: 935637073
--------------------------------------------------------------------------------------------------------------------------
Security: 58470H101
Meeting Type: Annual
Meeting Date: 15-Jun-2022
Ticker: MED
ISIN: US58470H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Jeffrey J. Brown Mgmt For For
1.2 Election of Director: Daniel R. Chard Mgmt For For
1.3 Election of Director: Constance J. Mgmt Against Against
Hallquist
1.4 Election of Director: Michael A. Hoer Mgmt For For
1.5 Election of Director: Scott Schlackman Mgmt Against Against
1.6 Election of Director: Andrea B. Thomas Mgmt Against Against
1.7 Election of Director: Ming Xian Mgmt For For
2. Ratify the appointment of RSM US LLP as the Mgmt Against Against
independent registered public accounting
firm of the Company for the fiscal year
ending December 31, 2022.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
MISSION PRODUCE, INC. Agenda Number: 935554661
--------------------------------------------------------------------------------------------------------------------------
Security: 60510V108
Meeting Type: Annual
Meeting Date: 13-Apr-2022
Ticker: AVO
ISIN: US60510V1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Luis A. Gonzalez Mgmt For For
Bruce C. Taylor Mgmt Withheld Against
S. D. Mears-Watkins Mgmt For For
2. To approve a frequency of ONE YEAR for the Mgmt 1 Year For
advisory vote to approve executive
compensation.
3. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year 2022.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL BEVERAGE CORP. Agenda Number: 935493231
--------------------------------------------------------------------------------------------------------------------------
Security: 635017106
Meeting Type: Annual
Meeting Date: 01-Oct-2021
Ticker: FIZZ
ISIN: US6350171061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Joseph G. Caporella Mgmt For For
1B. Election of Director: Samuel C. Hathorn, Mgmt Abstain Against
Jr.
--------------------------------------------------------------------------------------------------------------------------
NATURAL GROCERS BY VITAMIN COTTAGE, INC. Agenda Number: 935543644
--------------------------------------------------------------------------------------------------------------------------
Security: 63888U108
Meeting Type: Annual
Meeting Date: 02-Mar-2022
Ticker: NGVC
ISIN: US63888U1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Elizabeth Isely Mgmt Withheld Against
Richard Halle Mgmt Withheld Against
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2022.
--------------------------------------------------------------------------------------------------------------------------
NEXTERA ENERGY PARTNERS, LP Agenda Number: 935556425
--------------------------------------------------------------------------------------------------------------------------
Security: 65341B106
Meeting Type: Annual
Meeting Date: 20-Apr-2022
Ticker: NEP
ISIN: US65341B1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan D. Austin Mgmt For For
1B. Election of Director: Robert J. Byrne Mgmt For For
1C. Election of Director: Peter H. Kind Mgmt For For
1D. Election of Director: John W. Ketchum Mgmt Against Against
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as NextEra Energy Partners'
independent registered public accounting
firm for 2022.
3. Approval, by non-binding advisory vote, of Mgmt Against Against
the compensation of NextEra Energy
Partners' named executive officers as
disclosed in the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
OATLY GROUP AB Agenda Number: 935650300
--------------------------------------------------------------------------------------------------------------------------
Security: 67421J108
Meeting Type: Annual
Meeting Date: 16-Jun-2022
Ticker: OTLY
ISIN: US67421J1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. Election of the chairperson of the AGM Mgmt For For
3. Preparation and approval of the voting list Mgmt For For
4. Approval of the agenda Mgmt For For
5. Election of one or two persons to verify Mgmt For For
the minutes
6. Determination as to whether the AGM has Mgmt For For
been duly convened
8. Resolution regarding adoption of the income Mgmt For For
statement and balance sheet and the
consolidated income statement and
consolidated balance sheet for the
financial year 2021
9. Resolution regarding the allocation of the Mgmt For For
company's profit or loss in accordance with
the adopted balance sheet
10. Resolution regarding discharge from Mgmt For For
liability of the members of the board of
directors and the CEO
11. Determination of the number of members of Mgmt For For
the board of directors
12. Determination of the remuneration to the Mgmt For For
members of the board of directors
13. Determination of the fees payable to the Mgmt For For
auditor
14. Election of auditor Mgmt For For
15. Resolution regarding amendments to the Mgmt For For
articles of association
16. Resolution on authorization for the board Mgmt For For
of directors to resolve on new issue of
shares and/or warrants and/or convertible
bonds
--------------------------------------------------------------------------------------------------------------------------
ORMAT TECHNOLOGIES, INC. Agenda Number: 935620840
--------------------------------------------------------------------------------------------------------------------------
Security: 686688102
Meeting Type: Annual
Meeting Date: 02-Jun-2022
Ticker: ORA
ISIN: US6866881021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting: Isaac Angel
1B. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting: Karin Corfee
1C. Election of Director to hold office until Mgmt Against Against
the 2023 Annual Meeting: David Granot
1D. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting: Michal Marom
1E. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting: Mike Nikkel
1F. Election of Director to hold office until Mgmt Against Against
the 2023 Annual Meeting: Dafna Sharir
1G. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting: Stanley B. Stern
1H. Election of Director to hold office until Mgmt Against Against
the 2023 Annual Meeting: Hidetake Takahashi
1I. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting: Byron G. Wong
2. To ratify the appointment of Kesselman & Mgmt For For
Kesselman, a member firm of
PricewaterhouseCoopers International
Limited, as our independent registered
public accounting firm for 2022.
3. To approve, in a non-binding, advisory Mgmt Against Against
vote, the compensation of our named
executive officers.
4. To approve the amendment and restatement of Mgmt Against Against
the Ormat Technologies, Inc. 2018 Incentive
Compensation Plan.
--------------------------------------------------------------------------------------------------------------------------
PELOTON INTERACTIVE, INC. Agenda Number: 935510431
--------------------------------------------------------------------------------------------------------------------------
Security: 70614W100
Meeting Type: Annual
Meeting Date: 07-Dec-2021
Ticker: PTON
ISIN: US70614W1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jon Callaghan Mgmt For For
Jay Hoag Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as the independent registered
public accounting firm for the fiscal year
ending June 30, 2022.
3. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of the named executive
officers as disclosed in the Proxy
Statement.
--------------------------------------------------------------------------------------------------------------------------
PILGRIM'S PRIDE CORPORATION Agenda Number: 935590516
--------------------------------------------------------------------------------------------------------------------------
Security: 72147K108
Meeting Type: Annual
Meeting Date: 27-Apr-2022
Ticker: PPC
ISIN: US72147K1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of JBS Director: Gilberto Tomazoni Mgmt Withheld Against
1B. Election of JBS Director: Vincent Trius Mgmt Withheld Against
1C. Election of JBS Director: Andre Nogueira de Mgmt Withheld Against
Souza
1D. Election of JBS Director: Farha Aslam Mgmt For For
1E. Election of JBS Director: Joanita Karoleski Mgmt For For
1F. Election of JBS Director: Raul Padilla Mgmt For For
2A. Election of Equity Director: Wallim Cruz De Mgmt For For
Vasconcellos Junior
2B. Election of Equity Director: Arquimedes A. Mgmt For For
Celis
2C. Election of Equity Director: Ajay Menon Mgmt For For
3. Advisory vote to approve executive Mgmt For For
compensation.
4. Ratify the Appointment of KPMG LLP as our Mgmt Against Against
Independent Registered Public Accounting
Firm for 2022.
--------------------------------------------------------------------------------------------------------------------------
PLANET FITNESS, INC. Agenda Number: 935571756
--------------------------------------------------------------------------------------------------------------------------
Security: 72703H101
Meeting Type: Annual
Meeting Date: 02-May-2022
Ticker: PLNT
ISIN: US72703H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Craig Benson Mgmt For For
Cammie Dunaway Mgmt Withheld Against
Christopher Tanco Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt Against Against
as the Company's independent registered
public accounting firm for 2022.
3. Approval, on an advisory basis, of the Mgmt Against Against
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
PLUG POWER INC. Agenda Number: 935645284
--------------------------------------------------------------------------------------------------------------------------
Security: 72919P202
Meeting Type: Annual
Meeting Date: 30-Jun-2022
Ticker: PLUG
ISIN: US72919P2020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
George C. McNamee Mgmt Withheld Against
Gregory L. Kenausis Mgmt For For
Jean A. Bua Mgmt For For
2. The approval of the amendment to the Plug Mgmt Against Against
Power Inc. 2021 Stock Option and Incentive
Plan as described in the proxy statement.
3. The approval of the non-binding advisory Mgmt Against Against
resolution regarding the compensation of
the Company's named executive officers as
described in the proxy statement.
4. The ratification of Deloitte & Touche LLP Mgmt For For
as the Company's independent registered
public accounting firm for 2022.
--------------------------------------------------------------------------------------------------------------------------
PRIMO WATER CORPORATION Agenda Number: 715440082
--------------------------------------------------------------------------------------------------------------------------
Security: 74167P108
Meeting Type: AGM
Meeting Date: 10-May-2022
Ticker:
ISIN: CA74167P1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 14 APR 2022: PLEASE NOTE THAT SHAREHOLDERS Non-Voting
ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.10.
THANK YOU
1.1 ELECTION OF DIRECTOR: BRITTA BOMHARD Mgmt For For
1.2 ELECTION OF DIRECTOR: SUSAN E. CATES Mgmt For For
1.3 ELECTION OF DIRECTOR: JERRY FOWDEN Mgmt For For
1.4 ELECTION OF DIRECTOR: STEPHEN H. HALPERIN Mgmt Against Against
1.5 ELECTION OF DIRECTOR: THOMAS J. HARRINGTON Mgmt For For
1.6 ELECTION OF DIRECTOR: GREGORY MONAHAN Mgmt Against Against
1.7 ELECTION OF DIRECTOR: BILLY D. PRIM Mgmt For For
1.8 ELECTION OF DIRECTOR: ERIC ROSENFELD Mgmt Against Against
1.9 ELECTION OF DIRECTOR: ARCHANA SINGH Mgmt Against Against
1.10 ELECTION OF DIRECTOR: STEVEN P. STANBROOK Mgmt Against Against
2 APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
CERTIFIED PUBLIC ACCOUNTING FIRM.
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
3 NON-BINDING ADVISORY VOTE ON EXECUTIVE Mgmt Against Against
COMPENSATION. APPROVAL, ON A NON-BINDING
ADVISORY BASIS, OF THE COMPENSATION OF
PRIMO WATER CORPORATION'S NAMED EXECUTIVE
OFFICERS
CMMT 14 APR 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
RENESOLA LTD Agenda Number: 935519720
--------------------------------------------------------------------------------------------------------------------------
Security: 75971T301
Meeting Type: Annual
Meeting Date: 10-Dec-2021
Ticker: SOL
ISIN: US75971T3014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. As a resolution of shareholders, to Mgmt For For
receive, consider and approve the
consolidated financial statements of the
Company for the year ended December 31,
2020, together with the reports of the
auditors thereon.
2. As a resolution of shareholders, to Mgmt Against Against
re-elect Ms. Julia Xu and Mr. Sam (Kaiheng)
Feng as directors of the Company, who are
retiring by rotation and offering herself
for re-election in accordance with the
Company's articles of association.
3. As a resolution of shareholders, to appoint Mgmt For For
Ms. Yuanyuan Ma as a director of the
Company who was originally appointed as a
director by the Board of Directors in
accordance with the articles of association
of the Company.
4. As a resolution of shareholders, to further Mgmt Against Against
amend 2007 Share Incentive Plan (as amended
and restated as of January 21, 2009, August
20, 2010, August 29, 2016 and December 21,
2020) to increase the maximum aggregate
number of shares which may be issued under
the 2007 Share Incentive Plan from
22,500,000 shares (equivalent to 2,250,000
American Depositary Shares) to 42,500,000
shares (equivalent to 4,250,000 American
Depositary Shares).
--------------------------------------------------------------------------------------------------------------------------
RENEWABLE ENERGY GROUP, INC. Agenda Number: 935606131
--------------------------------------------------------------------------------------------------------------------------
Security: 75972A301
Meeting Type: Annual
Meeting Date: 17-May-2022
Ticker: REGI
ISIN: US75972A3014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Proposal to adopt the Merger Agreement. Mgmt For For
2. Proposal to approve on an advisory Mgmt Against Against
(non-binding) basis certain compensation
arrangements for the company's named
executive officers in connection with the
Merger.
3A. Election of Director: Randolph L. Howard Mgmt For For
3B. Election of Director: Debora M. Frodl Mgmt For For
3C. Election of Director: Dylan Glenn Mgmt For For
4. Proposal to approve the advisory Mgmt Against Against
(non-binding) resolution relating to
executive compensation.
5. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP as our independent registered
public accounting firm for 2022.
6. Proposal to approve the adjournment of the Mgmt For For
Annual Meeting, if necessary, to continue
to solicit additional proxies to adopt the
Merger Agreement.
--------------------------------------------------------------------------------------------------------------------------
RIVIAN AUTOMOTIVE, INC. Agenda Number: 935626739
--------------------------------------------------------------------------------------------------------------------------
Security: 76954A103
Meeting Type: Annual
Meeting Date: 06-Jun-2022
Ticker: RIVN
ISIN: US76954A1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director to serve until Mgmt For For
the 2025 Annual Meeting: Robert J. Scaringe
1b. Election of Class I Director to serve until Mgmt For For
the 2025 Annual Meeting: Peter Krawiec
1c. Election of Class I Director to serve until Mgmt Withheld Against
the 2025 Annual Meeting: Sanford Schwartz
2. Ratification of the appointment of KPMG LLP Mgmt Against Against
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
3. Approval, on an advisory (non-binding) Mgmt Against Against
basis, of the compensation of our named
executive officers.
4. Approval, on an advisory (non-binding) Mgmt 1 Year For
basis, of the frequency of future advisory
votes on the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
SANDERSON FARMS, INC. Agenda Number: 935496566
--------------------------------------------------------------------------------------------------------------------------
Security: 800013104
Meeting Type: Special
Meeting Date: 21-Oct-2021
Ticker: SAFM
ISIN: US8000131040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Proposal to approve the Agreement and Plan Mgmt For For
of Merger (the "Merger Agreement"), dated
as of August 8, 2021, by and among
Sanderson Farms, Inc. (the "Company"),
Walnut Sycamore Holdings LLC, Sycamore
Merger Sub LLC and, solely for purposes of
certain provisions specified therein, Wayne
Farms LLC.
2. Proposal to approve, on an advisory Mgmt Against Against
(non-binding) basis, the compensation that
may be paid or become payable to the
Company's named executive officers that is
based on or otherwise related to the Merger
Agreement and the transactions contemplated
by the Merger Agreement.
3. Proposal to adjourn the special meeting of Mgmt For For
stockholders of the Company (the "Special
Meeting") to a later date or dates if
necessary or appropriate to solicit
additional proxies if there are
insufficient votes to approve Proposal 1 at
the time of the Special Meeting.
--------------------------------------------------------------------------------------------------------------------------
SCHNITZER STEEL INDUSTRIES, INC. Agenda Number: 935533314
--------------------------------------------------------------------------------------------------------------------------
Security: 806882106
Meeting Type: Annual
Meeting Date: 25-Jan-2022
Ticker: SCHN
ISIN: US8068821060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rhonda D. Hunter Mgmt Withheld Against
David L. Jahnke Mgmt Withheld Against
2. To vote on an advisory resolution on Mgmt Against Against
executive compensation.
3. To ratify the selection of independent Mgmt For For
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
SOLAREDGE TECHNOLOGIES, INC. Agenda Number: 935630714
--------------------------------------------------------------------------------------------------------------------------
Security: 83417M104
Meeting Type: Annual
Meeting Date: 20-Jun-2022
Ticker: SEDG
ISIN: US83417M1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Betsy Atkins Mgmt Against Against
1b. Election of Director: Dirk Hoke Mgmt For For
2. Ratification of appointment of Ernst & Mgmt Against Against
Young LLP as independent registered public
accounting firm for the year ending
December 31, 2022.
3. Approval of, on an advisory and non-binding Mgmt Against Against
basis, the compensation of our named
executive officers (the "Say-on-Pay
Proposal").
--------------------------------------------------------------------------------------------------------------------------
SPROUTS FARMERS MARKET, INC. Agenda Number: 935586961
--------------------------------------------------------------------------------------------------------------------------
Security: 85208M102
Meeting Type: Annual
Meeting Date: 25-May-2022
Ticker: SFM
ISIN: US85208M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kristen E. Blum Mgmt For For
Jack L. Sinclair Mgmt For For
2. To vote on a non-binding advisory Mgmt Against Against
resolution to approve the compensation paid
to our named executive officers for fiscal
2021 ("say-on-pay").
3. To approve the Sprouts Farmers Market, Inc. Mgmt Against Against
2022 Omnibus Incentive Compensation Plan.
4. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending January 1,
2023.
--------------------------------------------------------------------------------------------------------------------------
SUNNOVA ENERGY INTERNATIONAL INC Agenda Number: 935587812
--------------------------------------------------------------------------------------------------------------------------
Security: 86745K104
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: NOVA
ISIN: US86745K1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director: ANNE Mgmt For For
SLAUGHTER ANDREW
1.2 Election of Class III Director: AKBAR Mgmt For For
MOHAMED
1.3 Election of Class III Director: MARY YANG Mgmt For For
2. Approval, in a non-binding advisory vote, Mgmt Against Against
of the compensation of our named executive
officers.
3. Approval of the Sunnova Energy Mgmt For For
International Inc. Employee Stock Purchase
Plan.
4. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2022.
--------------------------------------------------------------------------------------------------------------------------
SUNOPTA INC Agenda Number: 715473346
--------------------------------------------------------------------------------------------------------------------------
Security: 8676EP108
Meeting Type: MIX
Meeting Date: 26-May-2022
Ticker:
ISIN: CA8676EP1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.A ELECTION OF DIRECTOR: DR. ALBERT BOLLES Mgmt For For
1.B ELECTION OF DIRECTOR: REBECCA FISHER Mgmt Against Against
1.C ELECTION OF DIRECTOR: JOSEPH D. ENNEN Mgmt For For
1.D ELECTION OF DIRECTOR: R. DEAN HOLLIS Mgmt Against Against
1.E ELECTION OF DIRECTOR: KATRINA HOUDE Mgmt Against Against
1.F ELECTION OF DIRECTOR: LESLIE STARR KEATING Mgmt For For
1.G ELECTION OF DIRECTOR: KENNETH KEMPF Mgmt Against Against
1.H ELECTION OF DIRECTOR: MAHES S. Mgmt For For
WICKRAMASINGHE
2 APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
3 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION
4 VOTE TO RECONFIRM AMENDED AND RESTATED Mgmt For For
SHAREHOLDER RIGHTS PLAN
5 AMENDMENT OF ARTICLES Mgmt For For
CMMT 20 APR 2022: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE CHANGED FROM AGM TO MIX. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SUNPOWER CORPORATION Agenda Number: 935581137
--------------------------------------------------------------------------------------------------------------------------
Security: 867652406
Meeting Type: Annual
Meeting Date: 12-May-2022
Ticker: SPWR
ISIN: US8676524064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Catherine Lesjak Mgmt Withheld Against
Vincent Stoquart Mgmt For For
2. The approval, on an advisory basis, of the Mgmt Against Against
compensation of our named executive
officers.
3. The ratification of the appointment of Mgmt Against Against
Ernst & Young LLP as our independent
registered public accounting firm for
fiscal year 2022.
--------------------------------------------------------------------------------------------------------------------------
SUNRUN INC. Agenda Number: 935611524
--------------------------------------------------------------------------------------------------------------------------
Security: 86771W105
Meeting Type: Annual
Meeting Date: 02-Jun-2022
Ticker: RUN
ISIN: US86771W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lynn Jurich Mgmt For For
Alan Ferber Mgmt Withheld Against
Manjula Talreja Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2022.
3. The advisory proposal of the compensation Mgmt Against Against
of our named executive officers
("Say-on-Pay").
4. Stockholder proposal relating to a public Shr For For
report on the use of concealment clauses.
--------------------------------------------------------------------------------------------------------------------------
TATTOOED CHEF, INC. Agenda Number: 935624583
--------------------------------------------------------------------------------------------------------------------------
Security: 87663X102
Meeting Type: Annual
Meeting Date: 02-Jun-2022
Ticker: TTCF
ISIN: US87663X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jennifer Fellner Mgmt Withheld Against
Edward Gelfand Mgmt For For
Daniel Williamson Mgmt For For
2. Ratification of Deloitte & Touche, LLP as Mgmt For For
independent registered public accounting
firm.
3. Advisory vote to approve executive Mgmt Against Against
compensation.
4. Advisory vote on the frequency of Mgmt 1 Year Against
stockholder votes on executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
TESLA, INC. Agenda Number: 935486452
--------------------------------------------------------------------------------------------------------------------------
Security: 88160R101
Meeting Type: Annual
Meeting Date: 07-Oct-2021
Ticker: TSLA
ISIN: US88160R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: James Mgmt For For
Murdoch
1.2 Election of Class II Director: Kimbal Musk Mgmt For For
2. Tesla proposal for adoption of amendments Mgmt Against Against
to certificate of incorporation to reduce
director terms to two years.
3. Tesla proposal for adoption of amendments Mgmt For
to certificate of incorporation and bylaws
to eliminate applicable supermajority
voting requirements.
4. Tesla proposal to ratify the appointment of Mgmt Against Against
independent registered public accounting
firm.
5. Stockholder proposal regarding reduction of Shr For Against
director terms to one year.
6. Stockholder proposal regarding additional Shr For Against
reporting on diversity and inclusion
efforts.
7. Stockholder proposal regarding reporting on Shr Against For
employee arbitration.
8. Stockholder proposal regarding assigning Shr For Against
responsibility for strategic oversight of
human capital management to an independent
board-level committee.
9. Stockholder proposal regarding additional Shr For Against
reporting on human rights.
--------------------------------------------------------------------------------------------------------------------------
THE ALKALINE WATER COMPANY INC. Agenda Number: 935486010
--------------------------------------------------------------------------------------------------------------------------
Security: 01643A207
Meeting Type: Annual
Meeting Date: 29-Sep-2021
Ticker: WTER
ISIN: US01643A2078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard A. Wright Mgmt Against Against
1B. Election of Director: David A. Guarino Mgmt Against Against
1C. Election of Director: Aaron Keay Mgmt Against Against
1D. Election of Director: Frank Lazaran Mgmt Against Against
1E. Election of Director: Brian Sudano Mgmt For For
2. To ratify the appointment of Prager Metis Mgmt For For
CPAs, LLC as the independent registered
public accounting firm of the Company.
3. To hold a non-binding advisory vote on the Mgmt Against Against
compensation of our named executed officers
as disclosed in the proxy statement.
4. To approve, for purposes of complying with Mgmt For For
Nasdaq Listing Rule 5635(c), the private
placement completed on July 6, 2021 and
issuance of securities thereunder,
including the issuance of 4,757,381 shares
of our common stock on the conversion of
4,757,381 subscription receipts issued by
our company on July 6, 2021 and the
issuance of 4,757,381 shares of our common
stock upon the exercise of 4,757,381
warrants underlying 4,757,381 subscription
receipts issued by our company on July 6,
2021.
5. To approve, ratify and confirm the increase Mgmt Against Against
in the number of shares of common stock
available for grant of non-stock option
awards under our company's 2020 Equity
Incentive Plan by 3,000,000 shares.
--------------------------------------------------------------------------------------------------------------------------
THE HAIN CELESTIAL GROUP, INC. Agenda Number: 935495475
--------------------------------------------------------------------------------------------------------------------------
Security: 405217100
Meeting Type: Annual
Meeting Date: 28-Oct-2021
Ticker: HAIN
ISIN: US4052171000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard A. Beck Mgmt For For
1B. Election of Director: Celeste A. Clark Mgmt For For
1C. Election of Director: Dean Hollis Mgmt Against Against
1D. Election of Director: Shervin J. Korangy Mgmt For For
1E. Election of Director: Mark L. Schiller Mgmt For For
1F. Election of Director: Michael B. Sims Mgmt For For
1G. Election of Director: Glenn W. Welling Mgmt For For
1H. Election of Director: Dawn M. Zier Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
named executive officer compensation.
3. Proposal to ratify the appointment of Ernst Mgmt Against Against
& Young LLP to act as registered
independent accountants of the Company for
the fiscal year ending June 30, 2022.
4. Stockholder proposal to require independent Shr For Against
Board Chair.
--------------------------------------------------------------------------------------------------------------------------
THE SIMPLY GOOD FOODS COMPANY Agenda Number: 935531598
--------------------------------------------------------------------------------------------------------------------------
Security: 82900L102
Meeting Type: Annual
Meeting Date: 20-Jan-2022
Ticker: SMPL
ISIN: US82900L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Clayton C. Mgmt Against Against
Daley, Jr.
1B. Election of Class II Director: Nomi P. Ghez Mgmt For For
1C. Election of Class I Director: Robert G. Mgmt Against Against
Montgomery
1D. Election of Class II Director: David W. Mgmt For For
Ritterbush
1E. Election of Class I Director: Joseph E. Mgmt For For
Scalzo
1F. Election of Class I Director: Joseph J. Mgmt For For
Schena
1G. Election of Class I Director: James D. Mgmt Against Against
White
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for fiscal year
2022.
3. To consider and vote upon the advisory vote Mgmt Against Against
to approve the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
THE VITA COCO COMPANY, INC. Agenda Number: 935615370
--------------------------------------------------------------------------------------------------------------------------
Security: 92846Q107
Meeting Type: Annual
Meeting Date: 01-Jun-2022
Ticker: COCO
ISIN: US92846Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Aishetu Fatima Dozie Mgmt For For
Martin Roper Mgmt For For
John Zupo Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm for the year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
TIVITY HEALTH, INC. Agenda Number: 935668371
--------------------------------------------------------------------------------------------------------------------------
Security: 88870R102
Meeting Type: Special
Meeting Date: 23-Jun-2022
Ticker: TVTY
ISIN: US88870R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Agreement and Plan of Mgmt For For
Merger, dated April 5, 2022 (the Merger
Agreement), by and among Tivity Health,
Inc. (Tivity Health), Titan-Atlas Parent,
Inc. and Titan-Atlas Merger Sub, Inc.
2. To approve, on an advisory, non-binding Mgmt Against Against
basis, the compensation that may be paid or
become payable to Tivity Health's named
executive officers that is based on or
otherwise relates to the Merger Agreement
and the transactions contemplated by the
Merger Agreement.
3. To approve one or more adjournments of the Mgmt For For
special meeting from time to time, if
necessary or appropriate, including to
solicit additional proxies if there are
insufficient votes at the time of the
special meeting to approve the Merger
Agreement or to seek a quorum if one is not
initially obtained.
--------------------------------------------------------------------------------------------------------------------------
TPI COMPOSITES, INC. Agenda Number: 935587153
--------------------------------------------------------------------------------------------------------------------------
Security: 87266J104
Meeting Type: Annual
Meeting Date: 25-May-2022
Ticker: TPIC
ISIN: US87266J1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James A. Hughes Mgmt For For
Tyrone M. Jordan Mgmt For For
Peter J. Jonna Mgmt Withheld Against
2. To ratify the appointment of KPMG LLP as Mgmt Against Against
our independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
3. To consider and act upon a non-binding Mgmt Against Against
advisory vote on the compensation of our
named executive officers.
4. To approve an Amendment to the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation to declassify the Board of
Directors of the Company.
--------------------------------------------------------------------------------------------------------------------------
TREX COMPANY, INC. Agenda Number: 935564294
--------------------------------------------------------------------------------------------------------------------------
Security: 89531P105
Meeting Type: Annual
Meeting Date: 05-May-2022
Ticker: TREX
ISIN: US89531P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Bryan H. Fairbanks Mgmt For For
1.2 Election of Director: Michael F. Golden Mgmt For For
1.3 Election of Director: Kristine L. Juster Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
3. To approve the First Certificate of Mgmt For For
Amendment to the Trex Company, Inc.
Restated Certificate of Incorporation to
increase the number of authorized shares of
common stock, $0.01 par value per share,
from 180,000,000 to 360,000,000.
4. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as Trex Company's independent
registered public accounting firm for the
2022 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
USANA HEALTH SCIENCES, INC. Agenda Number: 935569953
--------------------------------------------------------------------------------------------------------------------------
Security: 90328M107
Meeting Type: Annual
Meeting Date: 09-May-2022
Ticker: USNA
ISIN: US90328M1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kevin G. Guest Mgmt Withheld Against
Xia Ding Mgmt For For
John T. Fleming Mgmt For For
Gilbert A. Fuller Mgmt Withheld Against
Peggie J. Pelosi Mgmt Withheld Against
Frederic Winssinger Mgmt Withheld Against
Timothy E. Wood, Ph.D. Mgmt Withheld Against
2. Ratify the selection of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for the Fiscal Year 2022.
3. Approve on an advisory basis the Company's Mgmt Against Against
executive compensation, commonly referred
to as a "Say on Pay" proposal.
--------------------------------------------------------------------------------------------------------------------------
VIVOPOWER INTERNATIONAL PLC Agenda Number: 935499219
--------------------------------------------------------------------------------------------------------------------------
Security: G9376R100
Meeting Type: Annual
Meeting Date: 26-Oct-2021
Ticker: VVPR
ISIN: GB00BD3VDH82
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Shareholders are being asked to approve the Mgmt For For
receipt of the accounts and the reports of
the directors and the auditors for the
financial year ended 30 June 2021 (the
"June 2021 Annual Report").
2. Shareholders are being asked to approve the Mgmt For For
directors' remuneration report for the
financial year ended 30 June 2021 as set
out in the June 2021 Annual Report (the
"Directors' Remuneration Report").
3. Shareholders are being asked to re-appoint Mgmt For For
PKF Littlejohn LLP as auditors of the
Company, to hold office until the
conclusion of the next annual general
meeting of the Company.
4. Shareholders are being asked to authorise Mgmt For For
the Company's audit committee to determine
the remuneration of the auditors.
5. Shareholders are being asked to approve the Mgmt For For
extension of the term of appointment as a
director of the Company of Matthew Cahir,
currently a Class A Director of the
Company, by 1 year, making him a Class B
Director, such that the term of such
appointment expires in 2024.
6. Shareholders are being asked to approve the Mgmt For For
extension of the term of appointment as a
director of the Company of William Langdon,
currently a Class A Director of the Company
by 2 years, making him a Class C Director,
such that the term of such appointment
expires in 2025.
--------------------------------------------------------------------------------------------------------------------------
WORKHORSE GROUP INC. Agenda Number: 935520418
--------------------------------------------------------------------------------------------------------------------------
Security: 98138J206
Meeting Type: Annual
Meeting Date: 28-Dec-2021
Ticker: WKHS
ISIN: US98138J2069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Raymond Chess Mgmt For For
1B. Election of Director: Harry DeMott Mgmt For For
1C. Election of Director: H. Benjamin Samuels Mgmt For For
1D. Election of Director: Gerald B. Budde Mgmt For For
1E. Election of Director: Richard Dauch Mgmt For For
1F. Election of Director: Michael Clark Mgmt For For
1G. Election of Director: Jacqueline A. Dedo Mgmt For For
1H. Election of Director: Pamela S. Mader Mgmt For For
2. Proposal to ratify the appointment of GRANT Mgmt For For
THORNTON LLP as the Company's independent
auditors for the fiscal year ending
December 31, 2021.
3. Proposal to approve, on an advisory basis, Mgmt For For
the compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
WORKHORSE GROUP INC. Agenda Number: 935571996
--------------------------------------------------------------------------------------------------------------------------
Security: 98138J206
Meeting Type: Annual
Meeting Date: 03-May-2022
Ticker: WKHS
ISIN: US98138J2069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Raymond Chess Mgmt For For
1B. Election of Director: Harry DeMott Mgmt Withheld Against
1C. Election of Director: H. Benjamin Samuels Mgmt Withheld Against
1D. Election of Director: Gerald B. Budde Mgmt For For
1E. Election of Director: Richard Dauch Mgmt For For
1F. Election of Director: Michael Clark Mgmt Withheld Against
1G. Election of Director: Jacqueline A. Dedo Mgmt For For
1H. Election of Director: Pamela S. Mader Mgmt Withheld Against
1I. Election of Director: William G. Quigley Mgmt For For
III
1J. Election of Director: Austin S. Miller Mgmt For For
2. Proposal to ratify the appointment of GRANT Mgmt For For
THORNTON LLP as the Company's independent
auditors for the fiscal year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
WW INTERNATIONAL, INC. Agenda Number: 935592192
--------------------------------------------------------------------------------------------------------------------------
Security: 98262P101
Meeting Type: Annual
Meeting Date: 10-May-2022
Ticker: WW
ISIN: US98262P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director to serve for Mgmt Withheld Against
a three-year term: Steven M. Altschuler,
M.D.
1.2 Election of Class III Director to serve for Mgmt For For
a three-year term: Julie Bornstein
1.3 Election of Class III Director to serve for Mgmt For For
a three-year term: Thilo Semmelbauer
1.4 Election of Class III Director to serve for Mgmt For For
a three-year term: Sima Sistani
2. To ratify the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal 2022.
3. Advisory vote to approve the Company's Mgmt Against Against
named executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
XPENG INC. Agenda Number: 935521220
--------------------------------------------------------------------------------------------------------------------------
Security: 98422D105
Meeting Type: Special
Meeting Date: 08-Dec-2021
Ticker: XPEV
ISIN: US98422D1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1. To consider and approve the proposed Mgmt For For
Class-based Articles Amendments as detailed
in the proxy statement dated October 22,
2021.
S1. To consider and approve the proposed Mgmt For For
Class-based Articles Amendments as detailed
in the proxy statement dated October 22,
2021.
S2. To consider and approve the proposed Mgmt For For
Non-class-based Articles Amendments as
detailed in the proxy statement dated
October 22, 2021.
--------------------------------------------------------------------------------------------------------------------------
XPENG INC. Agenda Number: 935670059
--------------------------------------------------------------------------------------------------------------------------
Security: 98422D105
Meeting Type: Annual
Meeting Date: 24-Jun-2022
Ticker: XPEV
ISIN: US98422D1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive and adopt the audited Mgmt For For
consolidated financial statements of the
Company and the reports of the directors
(the" Director(s)") and the auditor of the
Company for the year ended December 31,
2021.
2. To re-elect Mr. Xiaopeng He as an executive Mgmt Against Against
Director as detailed in the proxy statement
dated May 12, 2022.
3. To re-elect Mr. Yingjie Chen as a Mgmt For For
non-executive Director as detailed in the
proxy statement dated May 12, 2022.
4. To re-elect Mr. Ji-Xun Foo as a Mgmt For For
non-executive Director as detailed in the
proxy statement dated May 12, 2022.
5. To re-elect Mr. Fei Yang as a non-executive Mgmt For For
Director as detailed in the proxy statement
dated May 12, 2022.
6. To authorize the Board of Directors to fix Mgmt For For
the respective Directors' remuneration.
7. To re-appoint PricewaterhouseCoopers and Mgmt For For
PricewaterhouseCoopers Zhong Tian LLP as
auditors to hold office until the
conclusion of the next annual general
meeting of the Company and to authorize the
Board of Directors to fix their
remunerations for the year ending December
31, 2022.
8. THAT consider and approve the grant of a Mgmt For For
general mandate to the Directors to issue,
allot, and deal with additional Class A
ordinary shares of the Company not
exceeding 20% of the total number of issued
shares of the Company as at the date of
passing of this resolution as detailed in
the proxy statement dated May 12, 2022.
9. THAT consider and approve the grant of a Mgmt For For
general mandate to the Directors to
repurchase shares of the Company not
exceeding 10% of the total number of issued
shares of the Company as at the date of
passing of this resolution as detailed in
the proxy statement dated May 12, 2022.
10. THAT consider and approve the extension of Mgmt For For
the general mandate granted to the
Directors to issue, allot and deal with
additional shares in the share capital of
the Company by the aggregate number of the
shares repurchased by the Company as
detailed in the proxy statement dated May
12, 2022.
--------------------------------------------------------------------------------------------------------------------------
XPONENTIAL FITNESS, INC Agenda Number: 935603476
--------------------------------------------------------------------------------------------------------------------------
Security: 98422X101
Meeting Type: Annual
Meeting Date: 11-May-2022
Ticker: XPOF
ISIN: US98422X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to serve until Mgmt For For
the 2025 Annual Meeting: Brenda Morris
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
ZEVIA PBC Agenda Number: 935615774
--------------------------------------------------------------------------------------------------------------------------
Security: 98955K104
Meeting Type: Annual
Meeting Date: 02-Jun-2022
Ticker: ZVIA
ISIN: US98955K1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for term expiring in Mgmt For For
2025: Andrew Ruben
1b. Election of Director for term expiring in Mgmt For For
2025: Padraic L. Spence
1c. Election of Director for term expiring in Mgmt For For
2025: Amy E. Taylor
2. To ratify the appointment of Deloitte & Mgmt Against Against
Touche LLP as Zevia PBC's independent
registered public accounting firm for the
fiscal year ending December 31, 2022.
Amplify Digital & Online Trading ETF
--------------------------------------------------------------------------------------------------------------------------
COINBASE GLOBAL, INC. Agenda Number: 935618174
--------------------------------------------------------------------------------------------------------------------------
Security: 19260Q107
Meeting Type: Annual
Meeting Date: 01-Jun-2022
Ticker: COIN
ISIN: US19260Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frederick E. Ehrsam III Mgmt For For
Tobias Lutke Mgmt For For
Fred Wilson Mgmt Withheld Against
2. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2022.
3. Advisory vote on the compensation of our Mgmt Against Against
named executive officers.
4. Advisory vote on the frequency of future Mgmt 1 Year Against
advisory votes on the compensation of our
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
FLATEXDEGIRO AG Agenda Number: 715394007
--------------------------------------------------------------------------------------------------------------------------
Security: D3690M106
Meeting Type: OGM
Meeting Date: 17-May-2022
Ticker:
ISIN: DE000FTG1111
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF
NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED.
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE.
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2021
2 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2021
3 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2021
4 RATIFY BDO AG AS AUDITORS FOR FISCAL YEAR Mgmt For For
2022 AND FOR THE REVIEW OF INTERIM
FINANCIAL STATEMENTS FOR THE FIRST HALF OF
FISCAL YEAR 2022
5 APPROVE REMUNERATION REPORT Mgmt For For
6 APPROVE INCREASE IN SIZE OF BOARD TO FOUR Mgmt Against Against
MEMBERS
7 ELECT AYGUEL OEZKAN TO THE SUPERVISORY Mgmt For For
BOARD
8 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
CMMT 08 APR 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE OF THE RECORD DATE
FROM 09 MAY 2022 TO 10 MAY 2022 AND
ADDITION OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 08 APR 2022: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS PRACTICABLE
ON RECORD DATE +1 DAY (OR ON MEETING DATE
+1 DAY IF NO RECORD DATE APPLIES) UNLESS
OTHERWISE SPECIFIED, AND ONLY AFTER THE
AGENT HAS CONFIRMED AVAILABILIY OF THE
POSITION. IN ORDER FOR A VOTE TO BE
ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
FLOW TRADERS N.V. Agenda Number: 715276603
--------------------------------------------------------------------------------------------------------------------------
Security: N33101101
Meeting Type: AGM
Meeting Date: 29-Apr-2022
Ticker:
ISIN: NL0011279492
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO BENEFICIAL OWNER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE
REJECTED.
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
1. OPEN MEETING Non-Voting
2.a. RECEIVE REPORT OF MANAGEMENT BOARD Non-Voting
2.b. ADOPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2.c. RECEIVE EXPLANATION ON COMPANY'S RESERVES Non-Voting
AND DIVIDEND POLICY
2.d. APPROVE DIVIDENDS OF EUR 1.35 PER SHARE Mgmt For For
2.e. APPROVE REMUNERATION REPORT Mgmt For For
2.f. APPROVE REMUNERATION POLICY FOR MANAGEMENT Mgmt For For
BOARD
3. APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
4. APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
5. REELECT FOLKERT JOLING TO MANAGEMENT BOARD Mgmt For For
6.a. REELECT JAN VAN KUIJK TO SUPERVISORY BOARD Mgmt For For
6.b. REELECT OLIVIER BISSERIER TO SUPERVISORY Mgmt For For
BOARD
7.a. GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO Mgmt For For
10 PERCENT OF ISSUED CAPITAL
7.b. AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE Mgmt For For
RIGHTS FROM SHARE ISSUANCES
8. AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF Mgmt For For
ISSUED SHARE CAPITAL
9. APPROVE CANCELLATION OF REPURCHASED SHARES Mgmt For For
10. RATIFY ERNST YOUNG ACCOUNTANTS LLP AS Mgmt For For
AUDITORS
11. CLOSE MEETING Non-Voting
CMMT 22 MAR 2022: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 22 MAR 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT AND
CHANGE IN NUMBERING OF RESOLUTIONS. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
GALAXY DIGITAL HOLDINGS LTD Agenda Number: 715729503
--------------------------------------------------------------------------------------------------------------------------
Security: G37092106
Meeting Type: AGM
Meeting Date: 29-Jun-2022
Ticker:
ISIN: KYG370921069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 1.A TO 1.G AND 2. THANK
YOU
1.A ELECTION OF DIRECTOR: MICHAEL NOVOGRATZ Mgmt For For
1.B ELECTION OF DIRECTOR: THEAGENIS ILIADIS Mgmt Against Against
1.C ELECTION OF DIRECTOR: NEREIDA FLANNERY Mgmt Against Against
1.D ELECTION OF DIRECTOR: BILL KOUTSOURAS Mgmt For For
1.E ELECTION OF DIRECTOR: DOMINIC DOCHERTY Mgmt For For
1.F ELECTION OF DIRECTOR: MICHAEL DAFFEY Mgmt For For
1.G ELECTION OF DIRECTOR: JANE DIETZE Mgmt Against Against
2 APPOINTMENT OF KPMG LLP AS AUDITORS OF THE Mgmt For For
COMPANY FOR THE ENSUING YEAR, AUTHORIZING
THE DIRECTORS TO FIX THE REMUNERATION TO BE
PAID TO THE AUDITOR AND RATIFYING THE PAST
APPOINTMENT OF THE AUDITOR
3.I FOR THE PURPOSE OF DETERMINING THE Mgmt Against
AGGREGATE NUMBER OF VOTES THAT U.S. HOLDERS
ARE ENTITLED TO CAST, THE UNDERSIGNED
CERTIFIES THAT: IT IS NOT A U.S. RESIDENT
3.II FOR THE PURPOSE OF DETERMINING THE Mgmt Against
AGGREGATE NUMBER OF VOTES THAT U.S. HOLDERS
ARE ENTITLED TO CAST, THE UNDERSIGNED
CERTIFIES THAT: TO THE EXTENT THAT IT HOLDS
SHARES OF THE COMPANY FOR THE ACCOUNT OR
BENEFIT OF ANY OTHER PERSON, SUCH PERSON IS
NOT A U.S. RESIDENT
CMMT IF YOU DO NOT HOLD SHARES OF THE COMPANY Non-Voting
FOR THE ACCOUNT OR BENEFIT OF ANY OTHER
PERSON, PLEASE ALSO CHECK THE "YES" BOX IN
3(II) ABOVE
CMMT 13 JUN 2022: IF YOU DO NOT COMPLETE THIS Non-Voting
DECLARATION OF NON-U.S. STATUS OR IF IT IS
DETERMINED BY THE DIRECTORS OF THE COMPANY,
IN THEIR ABSOLUTE DISCRETION, THAT YOU
INCORRECTLY COMPLETED THIS DECLARATION
(THROUGH INADVERTENCE OR OTHERWISE), IT
WILL BE DEEMED THAT (A) YOU ARE A U.S.
RESIDENT OR (B) TO THE EXTENT THAT YOU HOLD
SHARES OF THE COMPANY FOR THE ACCOUNT OR
BENEFIT OF ANY OTHER PERSON, SUCH PERSON IS
A U.S. RESIDENT. IF YOU CHECKED THE "NO"
BOX IN 3.I ABOVE INDICATING THAT YOU HOLD
SHARES OF THE COMPANY FOR THE ACCOUNT OR
BENEFIT OF ANY OTHER PERSON THAT IS A U.S.
RESIDENT, IT IS IMPORTANT THAT YOU ALSO
COMPLETE, SIGN AND MAIL (USING THE RETURN
ENVELOPE PROVIDED TO YOU) THE ADDITIONAL
PAPER FORM OF DECLARATION OF BENEFICIAL
OWNERSHIP (THE "BENEFICIAL OWNERSHIP
DECLARATION") THAT HAS BEEN SENT TO YOU
WITH THE MEETING MATERIALS. IF YOU DO NOT
COMPLETE, SIGN AND MAIL THE BENEFICIAL
OWNERSHIP DECLARATION, OR IF IT IS
DETERMINED BY THE DIRECTORS OF THE COMPANY,
IN THEIR ABSOLUTE DISCRETION, THAT YOU
INCORRECTLY COMPLETED THE BENEFICIAL
OWNERSHIP DECLARATION (THROUGH INADVERTENCE
OR OTHERWISE), IT WILL BE DEEMED THAT ALL
SHARES HELD BY YOU ARE HELD FOR THE ACCOUNT
OR BENEFIT OF A PERSON THAT IS A U.S.
RESIDENT. IF YOU CHECKED THE "YES" BOX IN
3.II ABOVE, YOU DO NOT NEED TO COMPLETE
BENEFICIAL OWNERSHIP DECLARATION
CMMT 07 JUN 2022: REGARDING RESOLUTION 3.I, Non-Voting
NOTE: FOR = YES, ABSTAIN = NO, AGAINST WILL
BE TREATED AS NOT MARKED. REGARDING
RESOLUTION 3.II, NOTE: FOR = YES, ABSTAIN =
NO, AGAINST WILL BE TREATED AS NOT MARKED.
THANK YOU
CMMT 13 JUN 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT AND
MODIFICATION OF COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
INTERACTIVE BROKERS GROUP, INC. Agenda Number: 935559495
--------------------------------------------------------------------------------------------------------------------------
Security: 45841N107
Meeting Type: Annual
Meeting Date: 21-Apr-2022
Ticker: IBKR
ISIN: US45841N1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas Peterffy Mgmt Against Against
1B. Election of Director: Earl H. Nemser Mgmt Against Against
1C. Election of Director: Milan Galik Mgmt Against Against
1D. Election of Director: Paul J. Brody Mgmt For For
1E. Election of Director: Lawrence E. Harris Mgmt Against Against
1F. Election of Director: Gary Katz Mgmt For For
1G. Election of Director: Philip Uhde Mgmt For For
1H. Election of Director: William Peterffy Mgmt For For
1I. Election of Director: Nicole Yuen Mgmt For For
1J. Election of Director: Jill Bright Mgmt For For
2. Ratification of appointment of independent Mgmt Against Against
registered public accounting firm of
Deloitte & Touche LLP.
--------------------------------------------------------------------------------------------------------------------------
KGI SECURITIES (THAILAND) PUBLIC CO LTD Agenda Number: 715194712
--------------------------------------------------------------------------------------------------------------------------
Security: Y4757T189
Meeting Type: AGM
Meeting Date: 07-Apr-2022
Ticker:
ISIN: TH0171B10Z13
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ACKNOWLEDGE THE BOARD OF DIRECTORS' Mgmt For For
ANNUAL REPORT FOR 2021
2 TO CONSIDER AND APPROVE THE AUDITED Mgmt For For
FINANCIAL STATEMENTS FOR THE YEAR ENDED
31ST DECEMBER 2021
3 TO CONSIDER AND APPROVE THE DISTRIBUTION OF Mgmt For For
A DIVIDEND FOR THE YEAR 2021
4.1 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt Against Against
DIRECTOR WHO RETIRE BY ROTATION: MR.
PICHARN KULLAVANIJAYA
4.2 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt Against Against
DIRECTOR WHO RETIRE BY ROTATION: MR. PRADIT
SAWATTANANOND
4.3 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt Against Against
DIRECTOR WHO RETIRE BY ROTATION: MS.
SUCHADA SODTHIBHAPKUL
5 TO CONSIDER AND APPROVE THE DIRECTORS' Mgmt Against Against
REMUNERATION FOR 2022
6 APPROVE DELOITTE TOUCHE TOHMATSU JAIYOS Mgmt Against Against
AUDIT CO.. LTD AS AUDITORS AND AUTHORIZE
BOARD TO FIX THEIR REMUNERATION
7 OTHER BUSINESS (IF ANY) Mgmt Against Against
CMMT 25 FEB 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 6 AND DUE TO ADDITION OF
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
CMMT 28 FEB 2022: IN THE SITUATION WHERE THE Non-Voting
CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE
AGENDA AND/OR ADD NEW AGENDA DURING THE
MEETING, WE WILL VOTE THAT AGENDA AS
ABSTAIN.
--------------------------------------------------------------------------------------------------------------------------
MARKETAXESS HOLDINGS INC. Agenda Number: 935625737
--------------------------------------------------------------------------------------------------------------------------
Security: 57060D108
Meeting Type: Annual
Meeting Date: 08-Jun-2022
Ticker: MKTX
ISIN: US57060D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Richard M. McVey Mgmt For For
1b. Election of Director: Nancy Altobello Mgmt Against Against
1c. Election of Director: Steven L. Begleiter Mgmt For For
1d. Election of Director: Stephen P. Casper Mgmt Against Against
1e. Election of Director: Jane Chwick Mgmt For For
1f. Election of Director: Christopher R. Mgmt For For
Concannon
1g. Election of Director: William F. Cruger Mgmt For For
1h. Election of Director: Kourtney Gibson Mgmt Against Against
1i. Election of Director: Justin G. Gmelich Mgmt For For
1j. Election of Director: Richard G. Ketchum Mgmt For For
1k. Election of Director: Xiaojia Charles Li Mgmt For For
1l. Election of Director: Emily H. Portney Mgmt For For
1m. Election of Director: Richard L. Prager Mgmt Against Against
2. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the year ending December 31, 2022.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of the Company's named
executive officers as disclosed in the 2022
Proxy Statement.
4. To approve the MarketAxess Holdings Inc. Mgmt For For
2022 Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
MATSUI SECURITIES CO.,LTD. Agenda Number: 715753667
--------------------------------------------------------------------------------------------------------------------------
Security: J4086C102
Meeting Type: AGM
Meeting Date: 26-Jun-2022
Ticker:
ISIN: JP3863800003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Approve Minor Revisions Mgmt For For
Related to Change of Laws and Regulations
3.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Warita, Akira
3.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Uzawa,
Shinichi
3.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Sato, Kunihiko
3.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Saiga, Motoo
3.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Shibata,
Masashi
3.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Haga, Manako
3.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tanaka,
Takeshi
3.8 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Matsui,
Michitaro
3.9 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Imai, Takahito
3.10 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Onuki, Satoshi
3.11 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Annen, Junji
3.12 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Hori, Toshiaki
--------------------------------------------------------------------------------------------------------------------------
MONEX GROUP,INC. Agenda Number: 715728791
--------------------------------------------------------------------------------------------------------------------------
Security: J4656U102
Meeting Type: AGM
Meeting Date: 25-Jun-2022
Ticker:
ISIN: JP3869970008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Approve Minor Revisions Mgmt For For
Related to Change of Laws and Regulations
2.1 Appoint a Director Matsumoto, Oki Mgmt Against Against
2.2 Appoint a Director Seimei, Yuko Mgmt For For
2.3 Appoint a Director Oyagi, Takashi Mgmt For For
2.4 Appoint a Director Yamada, Naofumi Mgmt For For
2.5 Appoint a Director Makihara, Jun Mgmt Against Against
2.6 Appoint a Director Idei, Nobuyuki Mgmt For For
2.7 Appoint a Director Ishiguro, Fujiyo Mgmt For For
2.8 Appoint a Director Domae, Nobuo Mgmt For For
2.9 Appoint a Director Koizumi, Masaaki Mgmt For For
2.10 Appoint a Director Konno, Shiho Mgmt For For
2.11 Appoint a Director Ungyong Shu Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MONEYLION INC Agenda Number: 935636449
--------------------------------------------------------------------------------------------------------------------------
Security: 60938K106
Meeting Type: Annual
Meeting Date: 15-Jun-2022
Ticker: ML
ISIN: US60938K1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Diwakar (Dee) Choubey Mgmt For For
Jeffrey Gary Mgmt For For
Chris Sugden Mgmt Withheld Against
2. Company Proposal - Ratify the selection of Mgmt For For
RSM US LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2022.
3. Company Proposal - Approve the MoneyLion Mgmt Against Against
Inc. Amended and Restated Omnibus Incentive
Plan.
--------------------------------------------------------------------------------------------------------------------------
NH INVESTMENT & SECURITIES CO.LTD. Agenda Number: 715586636
--------------------------------------------------------------------------------------------------------------------------
Security: Y6S75L806
Meeting Type: EGM
Meeting Date: 18-May-2022
Ticker:
ISIN: KR7005940002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ELECTION OF INSIDE DIRECTOR AS AUDIT Mgmt Against Against
COMMITTEE MEMBER: LEE BOWON
--------------------------------------------------------------------------------------------------------------------------
PLUS500 LTD Agenda Number: 715295831
--------------------------------------------------------------------------------------------------------------------------
Security: M7S2CK109
Meeting Type: AGM
Meeting Date: 03-May-2022
Ticker:
ISIN: IL0011284465
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE YOU DISCLOSE IF YOU A)
HAVE A PERSONAL INTEREST IN THIS COMPANY B)
ARE A CONTROLLING SHAREHOLDER IN THIS
COMPANY; C) ARE A SENIOR OFFICER OF THIS
COMPANY OR D) THAT YOU ARE AN INSTITUTIONAL
CLIENT, JOINT INVESTMENT FUND MANAGER OR
TRUST FUND. BY SUBMITTING YOUR VOTING
INSTRUCTIONS ONLINE, YOU ARE CONFIRMING THE
ANSWER FOR A, B AND C TO BE 'NO' AND THE
ANSWER FOR D TO BE 'YES'. IF YOUR
DISCLOSURE IS DIFFERENT, PLEASE PROVIDE
YOUR CUSTODIAN WITH THE SPECIFIC DISCLOSURE
DETAILS. REGARDING SECTION 4 IN THE
DISCLOSURE, THE FOLLOWING DEFINITIONS APPLY
IN ISRAEL FOR INSTITUTIONAL CLIENTS/JOINT
INVESTMENT FUND MANAGERS/TRUST FUNDS: 1. A
MANAGEMENT COMPANY WITH A LICENSE FROM THE
CAPITAL MARKET, INSURANCE AND SAVINGS
AUTHORITY COMMISSIONER IN ISRAEL OR 2. AN
INSURER WITH A FOREIGN INSURER LICENSE FROM
THE COMMISSIONER IN ISRAEL. PER JOINT
INVESTMENT FUND MANAGERS, IN THE MUTUAL
INVESTMENTS IN TRUST LAW THERE IS NO
DEFINITION OF A FUND MANAGER, BUT THERE IS
A DEFINITION OF A MANAGEMENT COMPANY AND A
PENSION FUND. THE DEFINITIONS REFER TO THE
FINANCIAL SERVICES (PENSION FUNDS)
SUPERVISION LAW 2005. THEREFORE, A
MANAGEMENT COMPANY IS A COMPANY WITH A
LICENSE FROM THE CAPITAL MARKET, INSURANCE
AND SAVINGS AUTHORITY COMMISSIONER IN
ISRAEL. PENSION FUND - RECEIVED APPROVAL
UNDER SECTION 13 OF THE LAW FROM THE
CAPITAL MARKET, INSURANCE AND SAVINGS
AUTHORITY COMMISSIONER IN ISRAEL.
1 RE-ELECT DAVID ZRUIA AS DIRECTOR Mgmt For For
2 RE-ELECT ELAD EVEN-CHEN AS DIRECTOR Mgmt For For
3 RE-ELECT STEVE BALDWIN AS DIRECTOR Mgmt For For
4 RE-ELECT SIGALIA HEIFETZ AS DIRECTOR Mgmt Against Against
5 ELECT VARDA LIBERMAN AS DIRECTOR Mgmt For For
6 RE-ELECT JACOB FRENKEL AS DIRECTOR Mgmt For For
7 REAPPOINT KESSELMAN & KESSELMAN AS AUDITORS Mgmt For For
8 AUTHORISE BOARD TO FIX REMUNERATION OF Mgmt For For
AUDITORS
9 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
10 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
11 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt Against Against
SHARES
12 APPROVE FEES PAYABLE TO ANNE GRIM Mgmt For For
13 APPROVE FEES PAYABLE TO TAMI GOTTLIEB Mgmt For For
14 APPROVE FEES PAYABLE TO DANIEL KING Mgmt For For
15 APPROVE FEES PAYABLE TO STEVE BALDWIN Mgmt For For
16 APPROVE FEES PAYABLE TO SIGALIA HEIFETZ Mgmt For For
17 APPROVE FEES PAYABLE TO VARDA LIBERMAN Mgmt For For
18 APPROVE FEES PAYABLE TO JACOB FRENKEL Mgmt For For
19 APPROVE ADDITIONAL ALLOTMENT OF SHARES TO Mgmt For For
JACOB FRENKEL
20 APPROVE REMUNERATION REPORT Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
ROBINHOOD MARKETS, INC. Agenda Number: 935636944
--------------------------------------------------------------------------------------------------------------------------
Security: 770700102
Meeting Type: Annual
Meeting Date: 22-Jun-2022
Ticker: HOOD
ISIN: US7707001027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: Paula Loop Mgmt For For
1.2 Election of Class I Director: Dara Treseder Mgmt Against Against
1.3 Election of Class I Director: Robert Mgmt For For
Zoellick
2. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future say-on-pay votes
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2022
--------------------------------------------------------------------------------------------------------------------------
SILVERGATE CAPITAL CORPORATION Agenda Number: 935611726
--------------------------------------------------------------------------------------------------------------------------
Security: 82837P408
Meeting Type: Annual
Meeting Date: 10-Jun-2022
Ticker: SI
ISIN: US82837P4081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. AMEND THE COMPANY'S ARTICLES TO DECLASSIFY Mgmt For For
THE BOARD OF DIRECTORS AND PROVIDE FOR THE
ANNUAL ELECTION OF ALL DIRECTORS.
2. AMEND THE COMPANY'S ARTICLES TO CANCEL THE Mgmt For For
CLASS B NON-VOTING COMMON STOCK AND
RE-ALLOCATE SUCH SHARES TO THE COMPANY'S
CLASS A COMMON STOCK.
3. AMEND THE COMPANY'S ARTICLES TO ALLOW FOR Mgmt For For
REMOVAL OF DIRECTORS WITH OR WITHOUT CAUSE
BY MAJORITY VOTE OF THE STOCKHOLDERS.
4. AMEND THE COMPANY'S ARTICLES TO AUTHORIZE Mgmt For For
AMENDMENTS TO ELIMINATE CERTAIN
SUPERMAJORITY VOTING REQUIREMENTS TO AMEND
CERTAIN PROVISIONS OF THE COMPANY'S
ARTICLES AND BYLAWS.
5A. Election of Director: Alan J. Lane - Class Mgmt For For
I (term expires 2023, or 2025 if PROPOSAL 1
is not approved)
5B. Election of Director: Aanchal Gupta - Class Mgmt For For
I (term expires 2023, or 2025 if PROPOSAL 1
is not approved)
5C. Election of Director: Rebecca Rettig - Mgmt For For
Class I (term expires 2023, or 2025 if
PROPOSAL 1 is not approved)
6. RATIFY THE APPOINTMENT OF CROWE LLP AS THE Mgmt Against Against
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2022.
--------------------------------------------------------------------------------------------------------------------------
SWISSQUOTE GROUP HOLDING SA Agenda Number: 715456821
--------------------------------------------------------------------------------------------------------------------------
Security: H8403Y103
Meeting Type: AGM
Meeting Date: 06-May-2022
Ticker:
ISIN: CH0010675863
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO BENEFICIAL OWNER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 APPROVAL OF THE ANNUAL REPORT FOR THE Mgmt For For
FINANCIAL YEAR 2021
1.2 ADVISORY VOTE ON THE REMUNERATION REPORT Mgmt Against Against
FOR THE FINANCIAL YEAR 2021
2 APPROPRIATION OF RETAINED EARNINGS, Mgmt For For
DISTRIBUTION OF DIVIDEND
3 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE EXECUTIVE MANAGEMENT
4.1.A ELECTION OF MR. MARKUS DENNLER AS A MEMBER Mgmt For For
AND AS CHAIRMAN OF THE BOARD OF DIRECTORS
(RE-ELECTION)
4.1.B ELECTION MEMBER OF THE BOARD OF DIRECTOR: Mgmt Against Against
MS. MONICA DELL'ANNA AS A MEMBER
(RE-ELECTION)
4.1.C ELECTION MEMBER OF THE BOARD OF DIRECTOR: Mgmt Against Against
MR. BEAT OBERLIN AS A MEMBER (RE-ELECTION)
4.1.D ELECTION MEMBER OF THE BOARD OF DIRECTOR: Mgmt For For
MR. JEAN-CHRISTOPHE PERNOLLET AS A MEMBER
(RE-ELECTION)
4.1.E ELECTION MEMBER OF THE BOARD OF DIRECTOR: Mgmt For For
MR. MICHAEL PLOOG, AS A MEMBER
(RE-ELECTION)
4.1.F ELECTION MEMBER OF THE BOARD OF DIRECTOR: Mgmt For For
MR PAOLO BUZZI, AS A MEMBER (ELECTION)
4.1.G ELECTION MEMBER OF THE BOARD OF DIRECTOR: Mgmt For For
MS DEMETRA KALOGEROU, AS A MEMBER
(ELECTION)
4.2.A ELECTION MEMBER OF THE REMUNERATION Mgmt Against Against
COMMITTEE: MR. BEAT OBERLIN (RE-ELECTION)
4.2.B ELECTION MEMBER OF THE REMUNERATION Mgmt Against Against
COMMITTEE: MS. MONICA DELL'ANNA
(RE-ELECTION)
4.2.C ELECTION MEMBER OF THE REMUNERATION Mgmt For For
COMMITTEE: MS DEMETRA KALOGEROU (ELECTION)
4.3 ELECTION OF PRICEWATERHOUSECOOPERS LTD, Mgmt Against Against
PULLY, AS AUDITORS
4.4 ELECTION OF MR. JUAN CARLOS GIL, Mgmt For For
ATTORNEY-AT-LAW, ZURICH, AS INDEPENDENT
PROXY
5.1 APPROVAL OF MAXIMUM TOTAL REMUNERATION FOR Mgmt For For
THE MEMBERS OF THE BOARD OF DIRECTORS FROM
THE 2022 ORDINARY GENERAL MEETING UNTIL THE
2023 ORDINARY GENERAL MEETING
5.2 APPROVAL OF MAXIMUM TOTAL REMUNERATION FOR Mgmt Against Against
THE MEMBERS OF THE EXECUTIVE MANAGEMENT FOR
THE FINANCIAL YEAR 2023
--------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION Agenda Number: 935587836
--------------------------------------------------------------------------------------------------------------------------
Security: 808513105
Meeting Type: Annual
Meeting Date: 17-May-2022
Ticker: SCHW
ISIN: US8085131055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John K. Adams, Jr. Mgmt For For
1B. Election of Director: Stephen A. Ellis Mgmt Against Against
1C. Election of Director: Brian M. Levitt Mgmt For For
1D. Election of Director: Arun Sarin Mgmt For For
1E. Election of Director: Charles R. Schwab Mgmt For For
1F. Election of Director: Paula A. Sneed Mgmt For For
2. Approval of amendments to Certificate of Mgmt For For
Incorporation and Bylaws to declassify the
board of directors.
3. Ratification of the selection of Deloitte & Mgmt Against Against
Touche LLP as independent auditors.
4. Advisory vote to approve named executive Mgmt For For
officer compensation.
5. Approval of the 2022 Stock Incentive Plan. Mgmt For For
6. Approval of the board's proposal to amend Mgmt For For
Bylaws to adopt proxy access.
7. Stockholder Proposal requesting amendment Shr For Against
to Bylaws to adopt proxy access.
8. Stockholder Proposal requesting disclosure Shr Against For
of lobbying policy, procedures and
oversight; lobbying expenditures; and
participation in organizations engaged in
lobbying.
--------------------------------------------------------------------------------------------------------------------------
TRADEWEB MARKETS INC. Agenda Number: 935575019
--------------------------------------------------------------------------------------------------------------------------
Security: 892672106
Meeting Type: Annual
Meeting Date: 10-May-2022
Ticker: TW
ISIN: US8926721064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven Berns Mgmt For For
William Hult Mgmt For For
Lee Olesky Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2022.
3. The stockholder proposal relating to the Shr For Against
adoption of a policy on board diversity.
--------------------------------------------------------------------------------------------------------------------------
VIRTU FINANCIAL INC Agenda Number: 935619289
--------------------------------------------------------------------------------------------------------------------------
Security: 928254101
Meeting Type: Annual
Meeting Date: 02-Jun-2022
Ticker: VIRT
ISIN: US9282541013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William F. Cruger, Jr. Mgmt For For
Christopher C. Quick Mgmt Withheld Against
Vincent Viola Mgmt For For
2. Advisory Vote to Approve Compensation of Mgmt Against Against
Named Executive Officers.
3. Proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal year ending December 31,
2022.
4. Proposal to approve an amendment to the Mgmt Against Against
Virtu Financial, Inc. Amended and Restated
2015 Management Incentive Plan to increase
the number of shares authorized for
issuance thereunder.
--------------------------------------------------------------------------------------------------------------------------
VOYAGER DIGITAL LTD Agenda Number: 714952163
--------------------------------------------------------------------------------------------------------------------------
Security: 92919V108
Meeting Type: MIX
Meeting Date: 14-Dec-2021
Ticker:
ISIN: CA92919V1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 647661 DUE TO RECEIPT OF
ADDITION OF RESOLUTION 6. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE
GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3, 4 AND 5 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1
TO 1.5 AND 2. THANK YOU
1.1 ELECTION OF DIRECTOR: STEPHEN EHRLICH Mgmt Against Against
1.2 ELECTION OF DIRECTOR: KRISZTIAN TOTH Mgmt For For
1.3 ELECTION OF DIRECTOR: PHILIP EYTAN Mgmt For For
1.4 ELECTION OF DIRECTOR: JENNIFER ACKART Mgmt For For
1.5 ELECTION OF DIRECTOR: GLENN STEVENS Mgmt For For
2 APPOINTMENT OF MARCUM LLP AS AUDITORS OF Mgmt For For
THE COMPANY FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
3 1. THE LTIP BE AND IS HEREBY RATIFIED, Mgmt For For
AFFIRMED AND APPROVED UNTIL THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY; 2. THE FORM
OF THE LTIP MAY BE AMENDED IN ORDER TO
SATISFY THE REQUIREMENTS OR REQUESTS OF ANY
REGULATORY AUTHORITIES OR STOCK EXCHANGE
WITHOUT REQUIRING FURTHER APPROVAL OF THE
SHAREHOLDERS OF THE COMPANY; 3. ANY ONE
DIRECTOR OR OFFICER OF THE COMPANY IS
HEREBY AUTHORIZED AND DIRECTED FOR AND ON
BEHALF OF THE COMPANY TO EXECUTE OR CAUSE
TO BE EXECUTED AND TO DELIVER OR CAUSE TO
BE DELIVERED ALL SUCH DOCUMENTS, AND TO DO
OR CAUSE TO BE DONE ALL SUCH ACTS AND
THINGS, AS SUCH DIRECTOR OR OFFICER MAY
DEEM NECESSARY OR DESIRABLE IN CONNECTION
WITH THE FOREGOING RESOLUTION
4 1. THE NOTICE OF ARTICLES OF THE COMPANY Mgmt For For
AND ARTICLES ARE AUTHORIZED TO BE ALTERED
SUBSTANTIALLY IN THE FORM AS SET OUT IN
SCHEDULE "D" HEREOF (THE "AMENDMENT"). 2.
THE COMPANY SHALL ADOPT THE AMENDED
ARTICLES AND NOTICE OF ARTICLES
SUBSTANTIALLY IN THE FORM SET OUT IN
SCHEDULE "D" HERETO (THE "AMENDED
ARTICLES"), WITH SUCH AMENDMENTS AS ANY ONE
DIRECTOR OR OFFICER OF THE COMPANY MAY
APPROVE, AND ALL AMENDMENTS TO THE
AFORESAID AMENDED ARTICLES, AS AMENDED,
REFLECTED THEREIN ARE APPROVED. 3. AMENDED
ARTICLES ALTERING THE ARTICLES AND NOTICE
OF ARTICLES TO REFLECT THE EFFECT OF THIS
RESOLUTION AND THE AMENDMENT SHALL BE FILED
BY OR ON BEHALF OF THE COMPANY. 4. THE
DIRECTORS OF THE COMPANY ARE AUTHORIZED, IN
THEIR DISCRETION, BY RESOLUTION, TO ABANDON
THE AMENDMENT AND THE AMENDED ARTICLES
WITHOUT FURTHER APPROVAL, RATIFICATION OR
CONFIRMATION BY THE SHAREHOLDERS OF THE
COMPANY. 5. ANY ONE OR MORE OF THE
DIRECTORS OR OFFICERS OF THE COMPANY IS
HEREBY AUTHORIZED AND DIRECTED, ACTING FOR,
IN THE NAME OF AND ON BEHALF OF THE
COMPANY, TO EXECUTE OR CAUSE TO BE
EXECUTED, UNDER THE SEAL OF THE COMPANY OR
OTHERWISE, AND TO DELIVER OR CAUSE TO BE
DELIVERED, SUCH OTHER DOCUMENTS AND
INSTRUMENTS, AND TO DO OR CAUSE TO BE DONE
ALL SUCH OTHER ACTS AND THINGS, AS MAY IN
THE OPINION OF SUCH DIRECTOR OR OFFICER OF
THE COMPANY BE NECESSARY OR DESIRABLE TO
CARRY OUT THE INTENT OF THE FOREGOING
RESOLUTION (INCLUDING, WITHOUT LIMITATION,
THE EXECUTION AND FILING OF THE
AFOREMENTIONED AMENDED ARTICLES, AND ANY
APPLICATIONS, DOCUMENTS, FILINGS OR
CERTIFICATES IN CONNECTION THEREWITH), THE
EXECUTION OF ANY SUCH APPLICATION,
DOCUMENT, FILING OR CERTIFICATE OR THE
DOING OF ANY SUCH OTHER ACT OR THING BY ANY
DIRECTOR OR OFFICER OF THE COMPANY BEING
CONCLUSIVE EVIDENCE OF SUCH DETERMINATION
5 1. THE SHAREHOLDER RIGHTS PLAN OF THE Mgmt For For
COMPANY AS SET FORTH IN THE SHAREHOLDER
RIGHTS PLAN AGREEMENT BETWEEN THE COMPANY
AND COMPUTERSHARE INVESTOR SERVICES INC.,
AS SET OUT IN SCHEDULE "E" OF THE COMPANY'S
MANAGEMENT INFORMATION CIRCULAR DATED
NOVEMBER 15, 2021, IS HEREBY RATIFIED AND
APPROVED; AND THE COMPANY IS AUTHORIZED TO
ISSUE RIGHTS PURSUANT THERETO; AND 2. ANY
ONE OR MORE OF THE DIRECTORS AND OFFICERS
OF THE COMPANY ARE HEREBY AUTHORIZED AND
DIRECTED TO EXECUTE AND DELIVER ALL SUCH
DOCUMENTS AND TO DO OR CAUSE TO BE DONE ALL
SUCH OTHER ACTS AND THINGS AS THEY MAY DEEM
NECESSARY OR DESIRABLE TO GIVE EFFECT TO OR
CARRY OUT THE INTENT OF THIS RESOLUTION,
INCLUDING BUT NOT LIMITED TO MAKING SUCH
FILINGS AS MAY BE REQUIRED BY THE RULES AND
POLICIES OF THE TSX
CMMT PLEASE NOTE THAT "FOR" = YES, "ABSTAIN" = Non-Voting
NO, "AGAINST" WILL BE TREATED AS NOT
MARKED. THANK YOU
6 THE UNDERSIGNED CERTIFIES THAT IT HAS MADE Mgmt For Against
REASONABLE INQUIRIES AS TO THE U.S.
RESIDENT STATUS OF THE REGISTERED HOLDER
AND/OR THE BENEFICIAL OWNER OF THE SHARES
REPRESENTED BY THIS PROXY/VIF AND HAS READ
THE MANAGEMENT INFORMATION CIRCULAR
ENCLOSED WITH THIS FORM OF PROXY/VIF AND
THE DEFINITIONS SET FORTH BELOW SO AS TO
MAKE AN ACCURATE DECLARATION OF STATUS
--------------------------------------------------------------------------------------------------------------------------
X-TRADE BROKERS DOM MAKLERSKI S.A. Agenda Number: 714792238
--------------------------------------------------------------------------------------------------------------------------
Security: X98169117
Meeting Type: EGM
Meeting Date: 19-Nov-2021
Ticker:
ISIN: PLXTRDM00011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY Non-Voting
(POA) IS REQUIRED TO LODGE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. IF NO POA IS
SUBMITTED, YOUR INSTRUCTIONS MAY BE
REJECTED.
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
1 OPEN MEETING Non-Voting
2 ELECT MEETING CHAIRMAN Mgmt For For
3 ACKNOWLEDGE PROPER CONVENING OF MEETING Mgmt For For
4 APPROVE AGENDA OF MEETING Mgmt For For
5 FIX NUMBER OF SUPERVISORY BOARD MEMBERS AT Mgmt For For
FIVE
6.1 ELECT JAKUB LEONKIEWICZ AS SUPERVISORY Mgmt Against Against
BOARD MEMBER
6.2 ELECT LUKASZ BASZCZYNSKI AS SUPERVISORY Mgmt Against Against
BOARD MEMBER
6.3 ELECT BARTOSZ ZABLOCKI AS SUPERVISORY BOARD Mgmt Against Against
MEMBER
6.4 ELECT GRZEGORZ GRABOWICZ AS SUPERVISORY Mgmt Against Against
BOARD MEMBER
7 APPROVE COLLECTIVE SUITABILITY ASSESSMENT Mgmt For For
OF SUPERVISORY BOARD MEMBERS
8 AMEND STATUTE Mgmt For For
9 AMEND REGULATIONS ON MANAGEMENT BOARD Mgmt For For
10 AMEND REGULATIONS ON SUPERVISORY BOARD Mgmt For For
11 AMEND REGULATIONS ON GENERAL MEETINGS Mgmt For For
12 CLOSE MEETING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
Amplify Emerging Markets FinTech ETF
--------------------------------------------------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED Agenda Number: 935484321
--------------------------------------------------------------------------------------------------------------------------
Security: 01609W102
Meeting Type: Annual
Meeting Date: 17-Sep-2021
Ticker: BABA
ISIN: US01609W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: JOSEPH C. TSAI (To Mgmt Against Against
serve for a three year term or until such
director's successor is elected or
appointed and duly qualified.)
1.2 Election of Director: J. MICHAEL EVANS (To Mgmt For For
serve for a three year term or until such
director's successor is elected or
appointed and duly qualified.)
1.3 Election of Director: E. BORJE EKHOLM (To Mgmt For For
serve for a three year term or until such
director's successor is elected or
appointed and duly qualified.)
2. Ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers as the independent
registered public accounting firm of the
Company for the fiscal year ending March
31, 2022.
--------------------------------------------------------------------------------------------------------------------------
ASKUL CORP Agenda Number: 714485251
--------------------------------------------------------------------------------------------------------------------------
Security: J03325107
Meeting Type: AGM
Meeting Date: 04-Aug-2021
Ticker:
ISIN: JP3119920001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Establish the Articles Mgmt For For
Related to Shareholders Meeting held
without specifying a venue
3.1 Appoint a Director Yoshioka, Akira Mgmt Against Against
3.2 Appoint a Director Yoshida, Hitoshi Mgmt Against Against
3.3 Appoint a Director Koshimizu, Hironori Mgmt Against Against
3.4 Appoint a Director Kimura, Miyoko Mgmt Against Against
3.5 Appoint a Director Tamai, Tsuguhiro Mgmt Against Against
3.6 Appoint a Director Ozawa, Takao Mgmt Against Against
3.7 Appoint a Director Ichige, Yumiko Mgmt Against Against
3.8 Appoint a Director Goto, Genri Mgmt Against Against
3.9 Appoint a Director Taka, Iwao Mgmt Against Against
3.10 Appoint a Director Tsukahara, Kazuo Mgmt Against Against
3.11 Appoint a Director Imaizumi, Tadahisa Mgmt Against Against
4 Appoint a Corporate Auditor Imamura, Toshio Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
BAIRONG INC. Agenda Number: 715608583
--------------------------------------------------------------------------------------------------------------------------
Security: G0705A108
Meeting Type: AGM
Meeting Date: 31-May-2022
Ticker:
ISIN: KYG0705A1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0506/2022050600663.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0506/2022050600717.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING.
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF THE DIRECTORS OF
THE COMPANY (THE "DIRECTORS") AND
INDEPENDENT AUDITOR OF THE COMPANY (THE
"AUDITOR") FOR THE YEAR ENDED DECEMBER 31,
2021
2 TO RE-ELECT MS. ZHAO JING AS AN EXECUTIVE Mgmt For For
DIRECTOR
3 TO RE-ELECT MR. REN XUEFUENG AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
4 TO RE-ELECT PROFESSOR CHEN ZHIWU AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
5 TO RE-ELECT MR. ZHOU HAO AS AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
6 TO RE-ELECT PROFESSOR GUO YIKE AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
7 TO RE-ELECT DR. LI YAO AS AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
8 TO AUTHORISE THE BOARD OF DIRECTORS (THE Mgmt For For
"BOARD") TO FIX THE REMUNERATION OF THE
DIRECTORS
9 TO RE-APPOINT KPMG AS AUDITOR AND TO Mgmt For For
AUTHORISE THE BOARD TO FIX THEIR
REMUNERATION FOR THE YEAR ENDING DECEMBER
31, 2022
10 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE THE COMPANY'S SHARES NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY AS AT THE DATE OF
PASSING THIS RESOLUTION (THE "SHARE
REPURCHASE MANDATE")
11 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE, ALLOT AND DEAL WITH NEW CLASS B
ORDINARY SHARES OF THE COMPANY NOT
EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY AS AT THE DATE OF
PASSING THIS RESOLUTION (THE "SHARE ISSUE
MANDATE")
12 CONDITIONAL UPON THE PASSING OF RESOLUTIONS Mgmt For For
NOS. 10 AND 11, TO EXTEND THE SHARE ISSUE
MANDATE GRANTED TO THE DIRECTORS TO ISSUE,
ALLOT AND DEAL WITH ADDITIONAL SHARES IN
THE CAPITAL OF THE COMPANY BY THE TOTAL
NUMBER OF SHARES REPURCHASED BY THE COMPANY
UNDER THE SHARE REPURCHASE MANDATE
13 THE GRANT OF 1,746,000 SHARE OPTIONS TO MR. Mgmt For For
ZHANG SHAOFENG, AN EXECUTIVE DIRECTOR, THE
CHAIRMAN OF THE BOARD AND A SUBSTANTIAL
SHAREHOLDER OF THE COMPANY, AT AN EXERCISE
PRICE OF HKD9.602 PER SHARE UNDER THE 2021
ESOP
--------------------------------------------------------------------------------------------------------------------------
CHINA LITERATURE LIMITED Agenda Number: 714887998
--------------------------------------------------------------------------------------------------------------------------
Security: G2121R103
Meeting Type: EGM
Meeting Date: 09-Dec-2021
Ticker:
ISIN: KYG2121R1039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/1105/2021110500535.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/1105/2021110500556.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1.A TO RE-ELECT MR. ZOU ZHENGYU AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
1.B TO AUTHORISE THE BOARD TO FIX THE Mgmt For For
REMUNERATION OF THE DIRECTOR OF THE COMPANY
("DIRECTOR")
2 TO APPROVE THE FOLLOWING RESOLUTION AS AN Mgmt For For
ORDINARY RESOLUTION: THAT: (A) THE 2021 IP
COOPERATION FRAMEWORK AGREEMENT, THE 2022
ADVERTISEMENT COOPERATION FRAMEWORK
AGREEMENT AND THE 2022 ONLINE PLATFORM
COOPERATION FRAMEWORK AGREEMENT AND THE
TRANSACTIONS CONTEMPLATED THEREUNDER,
DETAILS OF WHICH ARE MORE PARTICULARLY
DESCRIBED IN THE CIRCULAR OF THE COMPANY
DATED NOVEMBER 5, 2021 (THE "CIRCULAR"), BE
AND IS HEREBY APPROVED, RATIFIED AND
CONFIRMED; (B) THE PROPOSED ANNUAL CAPS FOR
THE CONTINUING CONNECTED TRANSACTIONS
CONTEMPLATED UNDER THE 2021 IP COOPERATION
FRAMEWORK AGREEMENT, THE 2022 ADVERTISEMENT
COOPERATION FRAMEWORK AGREEMENT AND THE
2022 ONLINE PLATFORM COOPERATION FRAMEWORK
AGREEMENT AS SET OUT IN THE CIRCULAR BE AND
ARE HEREBY APPROVED, RATIFIED AND
CONFIRMED; AND (C) ANY ONE EXECUTIVE
DIRECTOR BE AND IS HEREBY AUTHORIZED FOR
AND ON BEHALF OF THE COMPANY TO EXECUTE,
AND WHERE REQUIRED, TO AFFIX THE COMMON
SEAL OF THE COMPANY TO, ANY DOCUMENTS,
INSTRUMENTS OR AGREEMENTS, AND TO DO ANY
ACTS AND THINGS DEEMED BY HIM OR HER TO BE
NECESSARY, EXPEDIENT OR APPROPRIATE IN
ORDER TO GIVE EFFECT TO AND IMPLEMENT THE
TRANSACTIONS CONTEMPLATED UNDER THE 2021 IP
COOPERATION FRAMEWORK AGREEMENT (INCLUDING
THE PROPOSED ANNUAL CAPS FOR THE THREE
YEARS ENDING DECEMBER 31, 2023), THE 2022
ADVERTISEMENT COOPERATION FRAMEWORK
AGREEMENT (INCLUDING THE PROPOSED ANNUAL
CAPS FOR THE THREE YEARS ENDING DECEMBER
31, 2024) AND THE 2022 ONLINE PLATFORM
COOPERATION FRAMEWORK AGREEMENT (INCLUDING
THE PROPOSED ANNUAL CAPS FOR THE THREE
YEARS ENDING DECEMBER 31, 2024)
--------------------------------------------------------------------------------------------------------------------------
CIMPRESS PLC Agenda Number: 935509692
--------------------------------------------------------------------------------------------------------------------------
Security: G2143T103
Meeting Type: Annual
Meeting Date: 30-Nov-2021
Ticker: CMPR
ISIN: IE00BKYC3F77
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) Reappoint Zachary S. Sternberg to Cimpress' Mgmt Against Against
Board of Directors to serve for a term of
three years.
2) Approve, on a non-binding, advisory basis, Mgmt Against Against
the compensation of Cimpress' named
executive officers, as described in the
company's proxy statement.
3) Set the minimum and maximum prices at which Mgmt For For
Cimpress may reissue its treasury shares,
as described in the company's proxy
statement.
4) Reappoint PricewaterhouseCoopers Ireland as Mgmt Against Against
Cimpress' statutory auditor under Irish
law.
5) Authorize Cimpress' Board of Directors or Mgmt Against Against
Audit Committee to determine the
remuneration of PricewaterhouseCoopers
Ireland.
--------------------------------------------------------------------------------------------------------------------------
DANAWA CO LTD Agenda Number: 715272299
--------------------------------------------------------------------------------------------------------------------------
Security: Y1973L107
Meeting Type: AGM
Meeting Date: 31-Mar-2022
Ticker:
ISIN: KR7119860005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENT Mgmt For For
2 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
DEMAE-CAN CO.,LTD Agenda Number: 714903526
--------------------------------------------------------------------------------------------------------------------------
Security: J1231T105
Meeting Type: AGM
Meeting Date: 29-Nov-2021
Ticker:
ISIN: JP3952870008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Reduction of Stated Capital Mgmt For For
2 Amend Articles to: Increase Capital Shares Mgmt For For
to be issued, Allow the Board of Directors
to Authorize Appropriation of Surplus and
Purchase Own Shares, Establish the Articles
Related to Shareholders Meeting held
without specifying a venue
3.1 Appoint a Director Fujii, Hideo Mgmt For For
3.2 Appoint a Director Tomiyama, Hiroki Mgmt For For
3.3 Appoint a Director Mori, Issei Mgmt For For
3.4 Appoint a Director Masuda, Jun Mgmt For For
3.5 Appoint a Director Ozawa, Takao Mgmt For For
4 Appoint a Corporate Auditor Ochiai, Mgmt For For
Noritaka
5 Approve Details of the Restricted-Share Mgmt For For
Compensation to be received by Directors
(Excluding Outside Directors)
--------------------------------------------------------------------------------------------------------------------------
DESPEGAR.COM, CORP. Agenda Number: 935523541
--------------------------------------------------------------------------------------------------------------------------
Security: G27358103
Meeting Type: Annual
Meeting Date: 03-Dec-2021
Ticker: DESP
ISIN: VGG273581030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: Michael James Mgmt For For
Doyle II
1.2 Election of Class I Director: Jon Gieselman Mgmt For For
2. To ratify the re-appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
EVERTEC, INC. Agenda Number: 935585060
--------------------------------------------------------------------------------------------------------------------------
Security: 30040P103
Meeting Type: Annual
Meeting Date: 20-May-2022
Ticker: EVTC
ISIN: PR30040P1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Frank G. D'Angelo Mgmt Withheld Against
1B. Election of director: Morgan M. Schuessler, Mgmt For For
Jr.
1C. Election of director: Kelly Barrett Mgmt Withheld Against
1D. Election of director: Olga Botero Mgmt For For
1E. Election of director: Jorge A. Junquera Mgmt For For
1F. Election of director: Ivan Pagan Mgmt For For
1G. Election of director: Aldo J. Polak Mgmt Withheld Against
1H. Election of director: Alan H. Schumacher Mgmt For For
1I. Election of director: Brian J. Smith Mgmt Withheld Against
2. Advisory Vote on Executive Compensation. Mgmt Against Against
3. Ratification of the Appointment of Deloitte Mgmt For For
& Touche LLP as the Company's Independent
Registered Public Accounting Firm.
4. Approval of the Evertec, Inc. 2022 Equity Mgmt Against Against
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
FARFETCH LIMITED Agenda Number: 935505632
--------------------------------------------------------------------------------------------------------------------------
Security: 30744W107
Meeting Type: Annual
Meeting Date: 17-Nov-2021
Ticker: FTCH
ISIN: KY30744W1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To resolve as an ordinary resolution that Mgmt For For
the authorised share capital of Farfetch
Limited be increased: (a) FROM:
US$20,000,000 divided into 500,000,000
shares with a nominal or par value of
US$0.04 each. (b) TO: US$40,000,000 divided
into 1,000,000,000 shares with a nominal or
par value of US$0.04 each.
2. To resolve as a special resolution that the Mgmt For For
existing Memorandum and Articles of
Association of Farfetch Limited be replaced
in their entirety with the new Amended and
Restated Memorandum and Articles of
Association in the form tabled at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
FAWRY FOR BANKING TECHNOLOGY AND ELECTRONIC PAYMEN Agenda Number: 715572827
--------------------------------------------------------------------------------------------------------------------------
Security: M4R989102
Meeting Type: OGM
Meeting Date: 26-May-2022
Ticker:
ISIN: EGS745L1C014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY Non-Voting
(POA) IS REQUIRED TO LODGE YOUR VOTING
INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR
INSTRUCTIONS MAY BE REJECTED.
1 APPROVE BOARD REPORT ON COMPANY OPERATIONS, Mgmt For For
APPROVE CORPORATE GOVERNANCE REPORT AND
RELATED AUDITOR'S REPORT FOR FY 2021
2 APPROVE AUDITORS' REPORT ON COMPANY Mgmt For For
FINANCIAL STATEMENTS FOR FY 2021
3 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS FOR FY 2021
4 DISCUSS TO ALLOCATE INCOME AND DIVIDENDS OR Mgmt For For
NOT FOR FY 2021
5 APPROVE DISCHARGE OF DIRECTORS FOR FY 2021 Mgmt Against Against
6 APPROVE REMUNERATION OF DIRECTORS FOR FY Mgmt Against Against
2022
7 RATIFY AUDITORS AND FIX THEIR REMUNERATION Mgmt Against Against
FOR FY 2022
8 APPROVE RELATED PARTY TRANSACTIONS Mgmt Against Against
9 APPROVE CHARITABLE DONATIONS AS PER THE Mgmt Against Against
LIMITS STIPULATED IN ARTICLE 101 OF LAW NO
159 OF 1981
--------------------------------------------------------------------------------------------------------------------------
FIVERR INTERNATIONAL LTD Agenda Number: 935496364
--------------------------------------------------------------------------------------------------------------------------
Security: M4R82T106
Meeting Type: Annual
Meeting Date: 19-Oct-2021
Ticker: FVRR
ISIN: IL0011582033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. To re-elect as Class II director, to serve Mgmt For For
until the Company's annual general meeting
of shareholders in 2024: Adam Fisher
1B. To re-elect as Class II director, to serve Mgmt For For
until the Company's annual general meeting
of shareholders in 2024: Nir Zohar
2. To approve an amendment to the compensation Mgmt For For
terms of the Company's non-executive
directors and a onetime equity grant to
each of Ron Gutler, Gili Iohan and Nir
Zohar.
2A. Are you a controlling shareholder of the Mgmt Against
Company or do you have a personal interest
in the approval of Proposal 2, as such
terms are defined in the Proxy Statement?
If your interest arises solely from the
fact that you hold shares in the Company,
you would not be deemed to have a personal
interest, and should mark "No." (Please
note: If you mark "Yes" or leave this
question blank, your shares will not be
voted for Proposal 2, if Proposal 3 is not
approved). Mark "for" = yes or "against" =
no.
3. To approve an amendment to the Company's Mgmt For For
Compensation Policy for executive officers
and directors.
3A. Are you a controlling shareholder of the Mgmt Against
Company or do you have a personal interest
in the approval of Proposal 3, as such
terms are defined in the Proxy Statement?
If your interest arises solely from the
fact that you hold shares in the Company,
you would not be deemed to have a personal
interest, and should mark "No." (Please
note: If you mark "Yes" or leave this
question blank, your shares will not be
voted for Proposal 3). Mark "for" = yes or
"against" = no.
4. To approve an amendment to the Mgmt For For
indemnification agreements for directors
and executive officers.
5. To re-appoint Kost, Forer, Gabbay & Mgmt For For
Kasierer, a member of Ernst & Young Global,
as our independent registered public
accounting firm for the year ending
December 31, 2021 and until the next annual
general meeting of shareholders, and to
authorize the Company's board of directors
(with power of delegation to its audit
committee) to set the fees to be paid to
such auditors.
--------------------------------------------------------------------------------------------------------------------------
GREEN WORLD FINTECH SERVICE CO., LTD. Agenda Number: 715619182
--------------------------------------------------------------------------------------------------------------------------
Security: Y2889N104
Meeting Type: AGM
Meeting Date: 08-Jun-2022
Ticker:
ISIN: TW0006763006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THE 2021 BUSINESS REPORTS AND FINANCIAL Mgmt For For
STATEMENTS.
2 THE 2021 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD 8 PER SHARE.
3 THE REVISION TO THE ARTICLES OF Mgmt Against Against
INCORPORATION.
4 THE ISSUANCE OF NEW SHARES FROM RETAINED Mgmt For For
EARNINGS. PROPOSED STOCK DIVIDEND: 50 FOR
1,000 SHS HELD.
5 THE REVISION TO THE PROCEDURES OF ASSET Mgmt Against Against
ACQUISITION OR DISPOSAL.
6.1 THE ELECTION OF THE DIRECTOR.:LIN Mgmt Against Against
XUE-HUI,SHAREHOLDER NO.140
6.2 THE ELECTION OF THE DIRECTOR.:MAO WEI O MAI Mgmt Against Against
GA DIGITAL TECHNOLOGY CO., LTD,SHAREHOLDER
NO.330,QIU ZHI-LING AS REPRESENTATIVE
6.3 THE ELECTION OF THE DIRECTOR.:MAO WEI O MAI Mgmt Against Against
GA DIGITAL TECHNOLOGY CO., LTD,SHAREHOLDER
NO.330,XU WEI-TING AS REPRESENTATIVE
6.4 THE ELECTION OF THE INDEPENDENT Mgmt Against Against
DIRECTOR.:HUANG QING-TANG,SHAREHOLDER
NO.T101976XXX
6.5 THE ELECTION OF THE INDEPENDENT Mgmt Against Against
DIRECTOR.:TAN YAO-NAN,SHAREHOLDER
NO.A120478XXX
6.6 THE ELECTION OF THE INDEPENDENT Mgmt Against Against
DIRECTOR.:LIU KE,SHAREHOLDER NO.A102660XXX
6.7 THE ELECTION OF THE INDEPENDENT Mgmt Against Against
DIRECTOR.:HUANG LIANG-JIE,SHAREHOLDER
NO.N124072XXX
7 THE PROPOSAL TO RELEASE NON-COMPETITION Mgmt For For
RESTRICTION ON THE NEWLY-ELECTED DIRECTORS
AND REPRESENTATIVE.
--------------------------------------------------------------------------------------------------------------------------
GRUPPA RENESSANS STRAKHOVANIYE OBSHCHESTVO S OGRAN Agenda Number: 715794598
--------------------------------------------------------------------------------------------------------------------------
Security: X7237X101
Meeting Type: AGM
Meeting Date: 30-Jun-2022
Ticker:
ISIN: RU000A0ZZM04
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 756486 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
1.1 TO APPROVE ANNUAL REPORT FOR 2021 Mgmt No vote
2.1 TO APPROVE ANNUAL FINANCIAL STATEMENTS FOR Mgmt No vote
2021
3.1 TO APPROVE PROFIT DISTRIBUTION INCLUDING Mgmt No vote
DIVIDEND PAYMENT FOR 2021
4.1 TO APPROVE THE INTERNAL AUDIT REPORT Mgmt No vote
5.1 TO APPROVE OBQESTVO S OGRANICENNOI Mgmt No vote
OTVETSTVENNOSTXU CENTR AUDITORSKIH
TEHNOLOGII I REQENII AUDITORSKIE USLUGI AS
THE AUDITOR FOR 2022 ACCORDING TO THE
INDUSTRY STANDARDS AND THE INTERNATIONAL
STANDARDS
6.1 TO APPROVE PARTICIPATION IN ASSOCIATION OF Mgmt No vote
ELECTRIC, UNMANNED AND CONNECTED TRANSPORT
AND INFRASTRUCTURE
7.1 TO APPROVE A NEW EDITION OF THE CHARTER Mgmt No vote
8.1 TO APPROVE A NEW EDITION OF THE REGULATION Mgmt No vote
ON THE BOARD OF DIRECTORS
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. OUT OF THE 9 DIRECTORS PRESENTED
FOR ELECTION, A MAXIMUM OF 9 DIRECTORS ARE
TO BE ELECTED. BROADRIDGE WILL APPLY
CUMULATIVE VOTING EVENLY AMONG ONLY
DIRECTORS FOR WHOM YOU VOTE 'FOR,' AND WILL
SUBMIT INSTRUCTION TO THE LOCAL AGENT IN
THIS MANNER. CUMULATIVE VOTES CANNOT BE
APPLIED UNEVENLY AMONG DIRECTORS VIA
PROXYEDGE. HOWEVER IF YOU WISH TO DO SO,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. IF YOU HAVE
FURTHER QUESTIONS PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
9.1.1 TO ELECT THE BOARD OF DIRECTOR: BABURIN Mgmt No vote
DMITRII ALEKSEEVIC
9.1.2 TO ELECT THE BOARD OF DIRECTOR: EVDOKIMOVA Mgmt No vote
ANNA VALERXEVNA
9.1.3 TO ELECT THE BOARD OF DIRECTOR: IORDAN Mgmt No vote
BORIS ALEKSIS - JORDAN BORIS ALEXIS
9.1.4 TO ELECT THE BOARD OF DIRECTOR: GADLIBA Mgmt No vote
ULIA OLEGOVNA
9.1.5 TO ELECT THE BOARD OF DIRECTOR: OSLON OLXGA Mgmt No vote
ALEKSANDROVNA
9.1.6 TO ELECT THE BOARD OF DIRECTOR: KURANOV Mgmt No vote
MIHAIL SERGEEVIC
9.1.7 TO ELECT THE BOARD OF DIRECTOR: RABCOV Mgmt No vote
SERGEI LXVOVIC
9.1.8 TO ELECT THE BOARD OF DIRECTOR: PYLXCOV Mgmt No vote
VITALII NIKOLAEVIC
9.1.9 TO ELECT THE BOARD OF DIRECTOR: Mgmt No vote
VAINQELXBOIM IGORX TEVXEVIC
--------------------------------------------------------------------------------------------------------------------------
HUOBI TECHNOLOGY HOLDINGS LIMITED Agenda Number: 715195372
--------------------------------------------------------------------------------------------------------------------------
Security: G4671J101
Meeting Type: AGM
Meeting Date: 25-Mar-2022
Ticker:
ISIN: VGG4671J1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0223/2022022300560.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0223/2022022300618.pdf
CMMT 25 FEB 2022: PLEASE NOTE IN THE HONG KONG Non-Voting
MARKET THAT A VOTE OF 'ABSTAIN' WILL BE
TREATED THE SAME AS A 'TAKE NO ACTION' VOTE
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS AND THE
REPORTS OF THE DIRECTORS AND OF THE AUDITOR
OF THE COMPANY FOR THE YEAR ENDED 30
SEPTEMBER 2021
2.1 MR. LI LIN AS A NON-EXECUTIVE DIRECTOR OF Mgmt For For
THE COMPANY
2.2 MR. WU SHUPENG AS AN EXECUTIVE DIRECTOR OF Mgmt For For
THE COMPANY
2.3 MR. ZHANG LI AS AN EXECUTIVE DIRECTOR OF Mgmt For For
THE COMPANY
2.4 MR. DUAN XIONGFEI AS AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
2.5 MR. NGAI MATTHEW CHEUK YIN AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
3 TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE REMUNERATION OF THE
DIRECTORS OF THE COMPANY
4 TO RE-APPOINT BDO LIMITED AS THE COMPANY'S Mgmt For For
AUDITOR AND TO AUTHORISE THE BOARD OF
DIRECTORS OF THE COMPANY TO FIX THEIR
REMUNERATION
5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO ALLOT, ISSUE AND DEAL
WITH ADDITIONAL SHARES OF THE COMPANY NOT
EXCEEDING 20% OF THE EXISTING ISSUED SHARE
CAPITAL OF THE COMPANY
6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO REPURCHASE THE COMPANY'S
SHARES NOT EXCEEDING 10% OF THE TOTAL
NOMINAL AMOUNT OF THE EXISTING ISSUED SHARE
CAPITAL OF THE COMPANY
7 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt For For
THE DIRECTORS OF THE COMPANY TO ISSUE
ADDITIONAL SHARES OF THE COMPANY PURSUANT
TO ORDINARY RESOLUTION NO. 5 WITH AN AMOUNT
REPRESENTING THE AGGREGATE AMOUNT OF THE
SHARE CAPITAL OF THE COMPANY REPURCHASED
PURSUANT TO THE ORDINARY RESOLUTION NO. 6,
IF PASSED
CMMT 25 FEB 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ISTYLE INC. Agenda Number: 714623635
--------------------------------------------------------------------------------------------------------------------------
Security: J25587106
Meeting Type: AGM
Meeting Date: 28-Sep-2021
Ticker:
ISIN: JP3102320003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Yoshimatsu, Tetsuro Mgmt Against Against
1.2 Appoint a Director Sugawara, Kei Mgmt For For
1.3 Appoint a Director Yamada, Meyumi Mgmt For For
1.4 Appoint a Director Naka, Michimasa Mgmt For For
1.5 Appoint a Director Usami, Shinsuke Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KE HOLDINGS INC Agenda Number: 935510796
--------------------------------------------------------------------------------------------------------------------------
Security: 482497104
Meeting Type: Special
Meeting Date: 08-Nov-2021
Ticker: BEKE
ISIN: US4824971042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. As a special resolution: THAT, Mgmt For For
notwithstanding anything to the contrary
contained in the currently effective
Memorandum and Articles of Association of
the Company, 110,116,275 Class A Ordinary
Shares with a par value of US$0.00002 each,
being currently issued and outstanding
Class A Ordinary Shares registered in the
name of Ever Orient International Limited,
and 47,777,775 Class A Ordinary Shares with
a par value of US$0.00002 each, being
currently issued and outstanding Class
...(due to space limits, see proxy material
for full proposal).
2. As a special resolution: THAT, the existing Mgmt For For
Memorandum and Articles of Association of
the Company currently in effect be amended
and restated by their deletion in their
entirety and the substitution in their
place of the Fifth Amended and Restated
Memorandum and Articles of Association of
the Company, a form of which is being
provided to you.
--------------------------------------------------------------------------------------------------------------------------
KOGAN.COM LTD Agenda Number: 714792454
--------------------------------------------------------------------------------------------------------------------------
Security: Q53502102
Meeting Type: AGM
Meeting Date: 25-Nov-2021
Ticker:
ISIN: AU000000KGN2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 6 TO 8 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2 ADOPTION OF REMUNERATION REPORT Mgmt For
3 RE-ELECTION OF BOARD ENDORSED MR DAVID Mgmt For For
SHAFER AS DIRECTOR
4 ELECTION OF BOARD ENDORSED MS JANINE ALLIS Mgmt For For
AS A DIRECTOR
5 ELECTION OF BOARD ENDORSED MR JAMES Mgmt For For
SPENCELEY AS A DIRECTOR
6 INCREASE IN NON-EXECUTIVE DIRECTORS' FEE Mgmt For For
POOL
7 RENEWAL OF EQUITY INCENTIVE PLAN Mgmt For For
CMMT IF YOU INTEND TO VOTE FOR THE REMUNERATION Non-Voting
REPORT, THEN YOU SHOULD VOTE AGAINST THE
SPILL RESOLUTION
8 THAT, SUBJECT TO AND CONDITIONAL ON AT Mgmt Against For
LEAST 25% OF THE VOTES CAST ON THE
RESOLUTION AT ITEM 2 BEING CAST AGAINST THE
ADOPTION OF THE REMUNERATION REPORT: A. AN
EXTRAORDINARY GENERAL MEETING OF THE
COMPANY (SPILL MEETING) BE HELD WITHIN 90
DAYS OF THE PASSING OF THIS RESOLUTION: B.
ALL OF THE DIRECTORS IN OFFICE (EXCLUDING
THE CHIEF EXECUTIVE OFFICER) WHEN THE BOARD
RESOLUTION TO MAKE THE DIRECTORS' REPORT
FOR THE FINANCIAL YEAR ENDED 30 JUNE 2021
WAS PASSED AND WHO REMAIN IN OFFICE AT THE
TIME OF THE SPILL MEETING, CEASE TO HOLD
OFFICE IMMEDIATELY BEFORE THE END OF THE
SPILL MEETING; AND C. RESOLUTIONS TO
APPOINT PERSONS TO OFFICES THAT WILL BE
VACATED IMMEDIATELY BEFORE THE END OF THE
SPILL MEETING BE PUT TO THE VOTE OF
SHAREHOLDERS AT THE SPILL MEETING
--------------------------------------------------------------------------------------------------------------------------
KOREACENTER CO.,LTD. Agenda Number: 715272314
--------------------------------------------------------------------------------------------------------------------------
Security: Y4S2G9104
Meeting Type: AGM
Meeting Date: 31-Mar-2022
Ticker:
ISIN: KR7290510007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt Against Against
3 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt Against Against
4 APPROVAL OF REMUNERATION FOR AUDITOR Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
LINKLOGIS INC. Agenda Number: 715558827
--------------------------------------------------------------------------------------------------------------------------
Security: G5571R101
Meeting Type: AGM
Meeting Date: 23-Jun-2022
Ticker:
ISIN: KYG5571R1011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0428/2022042800882.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0428/2022042800938.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING.
1 TO APPROVE THE AUDITED CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY AND THE
REPORTS OF THE DIRECTORS OF THE COMPANY
(THE DIRECTORS) AND AUDITOR OF THE COMPANY
FOR THE YEAR ENDED DECEMBER 31, 2021
2.I TO RE-ELECT MR. SONG QUN AS EXECUTIVE Mgmt Against Against
DIRECTOR
2.II TO RE-ELECT MR. JI KUN AS EXECUTIVE Mgmt For For
DIRECTOR
2.III TO RE-ELECT MS. CHAU KA KING AS EXECUTIVE Mgmt For For
DIRECTOR
2.IV TO AUTHORIZE THE BOARD (THE BOARD) OF Mgmt Against Against
DIRECTORS TO FIX THE REMUNERATION OF THE
DIRECTORS
3 TO RE-APPOINT KPMG AS AUDITOR OF THE Mgmt For For
COMPANY AND TO AUTHORIZE THE BOARD TO FIX
ITS REMUNERATION
4 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE NEW CLASS B ORDINARY SHARES OF THE
COMPANY
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO REPURCHASE SHARES OF THE COMPANY
6 TO EXTEND THE GENERAL MANDATE TO ISSUE NEW Mgmt For For
CLASS B ORDINARY SHARES OF THE COMPANY BY
ADDING THE NUMBER OF SHARES REPURCHASED
--------------------------------------------------------------------------------------------------------------------------
MAKEMYTRIP LTD. Agenda Number: 935485804
--------------------------------------------------------------------------------------------------------------------------
Security: V5633W109
Meeting Type: Annual
Meeting Date: 08-Sep-2021
Ticker: MMYT
ISIN: MU0295S00016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To appoint KPMG (Mauritius) as the Mgmt For For
independent auditor of the Company for the
fiscal year ending March 31, 2022 and to
authorize the Company's Board of Directors
to fix such independent auditor's
remuneration.
2. To adopt the Company's consolidated and Mgmt For For
separate financial statements for the
fiscal year ended March 31, 2021 audited by
KPMG (Mauritius).
3. To re-elect Aditya Tim Guleri as a director Mgmt Against Against
on the Board of Directors of the Company.
4. To re-elect Paul Laurence Halpin as a Mgmt For For
director on the Board of Directors of the
Company.
5. To re-elect Jane Jie Sun as a director on Mgmt For For
the Board of Directors of the Company.
--------------------------------------------------------------------------------------------------------------------------
MERCADOLIBRE, INC. Agenda Number: 935629747
--------------------------------------------------------------------------------------------------------------------------
Security: 58733R102
Meeting Type: Annual
Meeting Date: 08-Jun-2022
Ticker: MELI
ISIN: US58733R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard Sanders** Mgmt For For
Emiliano Calemzuk# Mgmt Withheld Against
Marcos Galperin# Mgmt For For
A.M Petroni Merhy# Mgmt For For
2. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers for fiscal year 2021.
3. Ratification of the appointment of Mgmt Against Against
Pistrelli, Henry Martin y Asociados S.R.L.,
a member firm of Ernst & Young Global
Limited as our independent registered
public accounting firm for the fiscal year
ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
MERCARI,INC. Agenda Number: 714631098
--------------------------------------------------------------------------------------------------------------------------
Security: J42305102
Meeting Type: AGM
Meeting Date: 29-Sep-2021
Ticker:
ISIN: JP3921290007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Amend Business Lines, Mgmt For For
Establish the Articles Related to
Shareholders Meeting held without
specifying a venue
2.1 Appoint a Director Yamada, Shintaro Mgmt Against Against
2.2 Appoint a Director Koizumi, Fumiaki Mgmt Against Against
2.3 Appoint a Director Takayama, Ken Mgmt For For
2.4 Appoint a Director Shinoda, Makiko Mgmt For For
2.5 Appoint a Director Murakami, Norio Mgmt For For
3.1 Appoint a Corporate Auditor Fukushima, Mgmt For For
Fumiyuki
3.2 Appoint a Corporate Auditor Tsunoda, Daiken Mgmt For For
4 Appoint a Substitute Corporate Auditor Igi, Mgmt For For
Toshihiro
--------------------------------------------------------------------------------------------------------------------------
MONOTARO CO.,LTD. Agenda Number: 715225769
--------------------------------------------------------------------------------------------------------------------------
Security: J46583100
Meeting Type: AGM
Meeting Date: 29-Mar-2022
Ticker:
ISIN: JP3922950005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Approve Minor Revisions Mgmt For For
Related to Change of Laws and Regulations,
Establish the Articles Related to
Shareholders Meeting held without
specifying a venue
3.1 Appoint a Director Seto, Kinya Mgmt Against Against
3.2 Appoint a Director Suzuki, Masaya Mgmt For For
3.3 Appoint a Director Kishida, Masahiro Mgmt Against Against
3.4 Appoint a Director Ise, Tomoko Mgmt For For
3.5 Appoint a Director Sagiya, Mari Mgmt For For
3.6 Appoint a Director Miura, Hiroshi Mgmt For For
3.7 Appoint a Director Barry Greenhouse Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MYT NETHERLANDS PARENT B.V. Agenda Number: 935514059
--------------------------------------------------------------------------------------------------------------------------
Security: 55406W103
Meeting Type: Annual
Meeting Date: 02-Dec-2021
Ticker: MYTE
ISIN: US55406W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
4. Proposal to adopt the Dutch statutory Mgmt For For
annual accounts for FY 2021.
5.1 Proposal to discharge the members of the Mgmt For For
Management Board from liability for their
duties performed during FY 2021.
5.2 Proposal to discharge the members of the Mgmt For For
Supervisory Board from liability for their
duties performed during FY 2021.
--------------------------------------------------------------------------------------------------------------------------
NET 1 UEPS TECHNOLOGIES, INC. Agenda Number: 935613136
--------------------------------------------------------------------------------------------------------------------------
Security: 64107N206
Meeting Type: Special
Meeting Date: 06-May-2022
Ticker: UEPS
ISIN: US64107N2062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the Articles of Amendment to the Mgmt For For
Company's Amended and Restated Articles of
Incorporation, as amended, to change its
name to "Lesaka Technologies, Inc."
--------------------------------------------------------------------------------------------------------------------------
OZON HOLDINGS PLC Agenda Number: 935529961
--------------------------------------------------------------------------------------------------------------------------
Security: 69269L104
Meeting Type: Annual
Meeting Date: 23-Dec-2021
Ticker: OZON
ISIN: US69269L1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Company's audited Mgmt For
consolidated and standalone financial
statements for the year ended December 31,
2020, together with the respective
independent auditors' reports and the
management reports therein.
2. Appointment of the Company's auditors. Mgmt For
3A. To re-elect Ms. Lydia Jett, as Independent Mgmt For
Director.
3B. To elect Mr. Nilesh Lakhani, as Independent Mgmt For
Director.
3C. To re-elect Mr. Charles Ryan, as Mgmt For
Independent Director.
3D. To re-elect Mr. Peter Sirota, as Mgmt For
Independent Director.
3E. To re-elect Mr. Alexander Shulgin, as Mgmt For
Executive Director.
4. Approval of Directors' remuneration as set Mgmt For
out in the Notice of the AGM.
--------------------------------------------------------------------------------------------------------------------------
PAGSEGURO DIGITAL LTD. Agenda Number: 935643165
--------------------------------------------------------------------------------------------------------------------------
Security: G68707101
Meeting Type: Annual
Meeting Date: 27-May-2022
Ticker: PAGS
ISIN: KYG687071012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Re-Election of Director: Luis Frias Mgmt Against Against
1b. Re-Election of Director: Maria Judith de Mgmt For For
Brito
1c. Re-Election of Director: Eduardo Alcaro Mgmt Against Against
1d. Re-Election of Director: Noemia Mayumi Mgmt For For
Fukugauti Gushiken
1e. Re-Election of Director: Cleveland Prates Mgmt For For
Teixeira
1f. Re-Election of Director: Marcia Nogueira de Mgmt For For
Mello
1g. Re-Election of Director: Ricardo Dutra da Mgmt Against Against
Silva
2. To receive and adopt the consolidated Mgmt For For
financial statements for the year ended
December 31, 2021, together with the
auditor's report, as filed with the U.S.
Securities and Exchange Commission in the
Company's Annual Report on Form 20-F on or
around April 20, 2022.
3. To approve the ratification of a Long-Term Mgmt Against Against
Incentive Plan (the "LTIP Goals") in the
form approved by the directors and as filed
with the U.S. Securities and Exchange
Commission in the Company's Annual Report
on Form 20-F on or around April 20, 2022,
subject to the number of Class A Common
Shares granted under the LTIP Goals in any
financial year not exceeding one percent of
the total issued and outstanding Class A
Common Shares of the Company in any such
year.
4. To ratify and confirm all actions taken by Mgmt For For
the directors and officers of the Company
in relation to the business of the Company
during the financial year ended December
31, 2021, and up to the date of the Annual
General Meeting of the Company.
--------------------------------------------------------------------------------------------------------------------------
PAX GLOBAL TECHNOLOGY LTD Agenda Number: 715365107
--------------------------------------------------------------------------------------------------------------------------
Security: G6955J103
Meeting Type: AGM
Meeting Date: 12-May-2022
Ticker:
ISIN: BMG6955J1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0401/2022040102030.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0401/2022040102086.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY, THE REPORT OF THE DIRECTORS OF THE
COMPANY AND THE REPORT OF THE AUDITOR OF
THE COMPANY FOR THE YEAR ENDED 31 DECEMBER
2021
2 TO DECLARE A FINAL DIVIDEND OF HKD 0.15 PER Mgmt For For
ORDINARY SHARE FOR THE YEAR ENDED 31
DECEMBER 2021
3 TO RE-ELECT MR. NIE GUOMING AS A DIRECTOR Mgmt For For
4 TO RE-ELECT DR. WU MIN AS A DIRECTOR Mgmt Against Against
5 TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt Against Against
THE REMUNERATION OF THE DIRECTORS
6 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE Mgmt For For
AUDITOR OF THE COMPANY AND TO AUTHORISE THE
BOARD OF DIRECTORS TO FIX ITS REMUNERATION
7 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY NOT EXCEEDING 20% OF
THE TOTAL NUMBER OF ISSUED SHARES OF THE
COMPANY
8 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO REPURCHASE SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY
9 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt For For
THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH
ADDITIONAL SHARES OF THE COMPANY OF AN
AMOUNT REPRESENTING THE TOTAL NUMBER OF
SHARES TO BE REPURCHASED BY THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
PINDUODUO INC Agenda Number: 935472338
--------------------------------------------------------------------------------------------------------------------------
Security: 722304102
Meeting Type: Annual
Meeting Date: 25-Jul-2021
Ticker: PDD
ISIN: US7223041028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. As an ordinary resolution: THAT Mr. Lei Mgmt For
Chen be re-elected as a director of the
Company.
2. As an ordinary resolution: THAT Mr. Anthony Mgmt For
Kam Ping Leung be re-elected as a director
of the Company.
3. As an ordinary resolution: THAT Mr. Haifeng Mgmt For
Lin be re-elected as a director of the
Company.
4. As an ordinary resolution: THAT Dr. Qi Lu Mgmt For
be re-elected as a director of the Company.
5. As an ordinary resolution: THAT Mr. Nanpeng Mgmt For
Shen be re-elected as a director of the
Company.
6. As an ordinary resolution: THAT Mr. George Mgmt For
Yong-Boon Yeo be re- elected as a director
of the Company.
--------------------------------------------------------------------------------------------------------------------------
PINDUODUO INC Agenda Number: 935494738
--------------------------------------------------------------------------------------------------------------------------
Security: 722304102
Meeting Type: Special
Meeting Date: 29-Sep-2021
Ticker: PDD
ISIN: US7223041028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. As an ordinary resolution: THAT the 10 Mgmt For For
Billion Agriculture Initiative as detailed
in the Company's proxy statement be
approved.
--------------------------------------------------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD Agenda Number: 715303551
--------------------------------------------------------------------------------------------------------------------------
Security: Y69790106
Meeting Type: AGM
Meeting Date: 29-Apr-2022
Ticker:
ISIN: CNE1000003X6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0325/2022032502342.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0325/2022032502396.pdf
1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS (THE DIRECTOR(S)) OF THE
COMPANY (THE BOARD) FOR THE YEAR 2021
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY (THE
SUPERVISORY COMMITTEE) FOR THE YEAR 2021
3 TO CONSIDER AND APPROVE THE ANNUAL REPORT Mgmt For For
OF THE COMPANY FOR THE YEAR 2021 AND ITS
SUMMARY
4 TO CONSIDER AND APPROVE THE REPORT OF FINAL Mgmt For For
ACCOUNTS OF THE COMPANY FOR THE YEAR 2021
INCLUDING THE AUDIT REPORT AND AUDITED
FINANCIAL STATEMENTS OF THE COMPANY FOR THE
YEAR 2021
5 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PLAN OF THE COMPANY FOR THE
YEAR 2021 AND THE PROPOSED DECLARATION AND
DISTRIBUTION OF FINAL DIVIDENDS
6 TO CONSIDER AND APPROVE THE RESOLUTION Mgmt For For
REGARDING THE APPOINTMENT OF AUDITORS OF
THE COMPANY FOR THE YEAR 2022,
RE-APPOINTING ERNST & YOUNG HUA MING LLP AS
THE PRC AUDITOR OF THE COMPANY FOR THE YEAR
2022 AND ERNST & YOUNG AS THE INTERNATIONAL
AUDITOR OF THE COMPANY FOR THE YEAR 2022 TO
HOLD OFFICE UNTIL THE CONCLUSION OF THE
NEXT ANNUAL GENERAL MEETING OF THE COMPANY
AND TO FIX THEIR REMUNERATION
7.1 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
HE JIANFENG AS A NON-EXECUTIVE DIRECTOR OF
THE 12 TH SESSION OF THE BOARD
7.2 TO CONSIDER AND APPROVE THE ELECTION OF MS. Mgmt For For
CAI XUN AS A NON-EXECUTIVE DIRECTOR OF THE
12 TH SESSION OF THE BOARD
8.1 TO CONSIDER AND APPROVE THE ELECTION OF MS. Mgmt For For
ZHU XINRONG AS AN INDEPENDENT SUPERVISOR OF
THE 10 TH SESSION OF THE SUPERVISORY
COMMITTEE
8.2 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
LIEW FUI KIANG AS AN INDEPENDENT SUPERVISOR
OF THE 10 TH SESSION OF THE SUPERVISORY
COMMITTEE
8.3 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
HUNG KA HAI CLEMENT AS AN INDEPENDENT
SUPERVISOR OF HE 10 TH SESSION OF THE
SUPERVISORY COMMITTEE
9 TO CONSIDER AND APPROVE THE DEVELOPMENT Mgmt For For
PLAN OF THE COMPANY FOR THE YEARS 2022 TO
2024
10 TO CONSIDER AND APPROVE THE MANAGEMENT Mgmt For For
POLICY FOR REMUNERATION OF DIRECTORS AND
SUPERVISORS OF THE COMPANY
11 TO CONSIDER AND APPROVE THE RESOLUTION Mgmt For For
REGARDING THE ISSUANCE OF DEBT FINANCING
INSTRUMENTS
12 TO CONSIDER AND APPROVE THE RESOLUTION Mgmt For For
REGARDING THE AMENDMENTS TO THE ARTICLES OF
ASSOCIATION OF THE COMPANY
CMMT 29 MAR 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 6. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
PT BANK BTPN SYARIAH TBK Agenda Number: 715328123
--------------------------------------------------------------------------------------------------------------------------
Security: Y713AP104
Meeting Type: AGM
Meeting Date: 21-Apr-2022
Ticker:
ISIN: ID1000142805
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THE RATIFICATION AND APPROVAL OF THE Mgmt For For
FINANCIAL STATEMENT, THE ANNUAL REPORT AND
THE SUSTAINABILITY REPORT WHICH HAVE BEEN
REVIEWED BY THE BOARD OF COMMISSIONERS FOR
THE FINANCIAL YEAR OF 2021, INCLUDING, BUT
NOT LIMITED TO A. THE RATIFICATION OF THE
FINANCIAL STATEMENT FOR THE FINANCIAL YEAR
ENDED ON DECEMBER 31, 2021 B. THE REPORT ON
THE SUPERVISORY DUTY OF THE BOARD OF
COMMISSIONERS AND THE SHARIA SUPERVISORY
BOARD FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31, 2021 C. THE RELEASE AND
DISCHARGE OVER THE LIABILITY (VOLLEDIG
ACQUIT ET DECHARGE) FOR THE BOARD OF
DIRECTORS, THE BOARD OF COMMISSIONERS, AND
THE SHARIA SUPERVISORY BOARD OF THE COMPANY
FOR THE MANAGEMENT AND SUPERVISORY ACTIONS
WHICH HAVE BEEN PERFORMED IN AND DURING THE
FINANCIAL YEAR ENDED ON DECEMBER 31, 2021
2 THE APPROPRIATION OF PROFIT AND/OR LOSSES Mgmt For For
OF THE COMPANY FOR THE FINANCIAL YEAR ENDED
ON DECEMBER 31 2021
3 THE CHANGES OF SUPERVISORY STRUCTURE OF THE Mgmt For For
COMPANY (THE CHANGES IN THE COMPOSITION OF
THE MEMBERSHIP OF THE BOARD OF
COMMISSIONERS OF THE COMPANY WITH REGARDS
TO THE RESIGNATION OF THE MEMBER OF THE
BOARD OF COMMISSIONERS OF THE COMPANY)
4 THE APPROPRIATION OF THE AMOUNT OF Mgmt Against Against
REMUNERATION FOR THE MEMBERS OF THE BOARD
OF DIRECTORS, THE BOARD OF COMMISSIONERS,
AND THE SHARIA SUPERVISORY BOARD OF THE
COMPANY FOR THE YEAR 2022
5 THE APPOINTMENT OF PUBLIC ACCOUNTANT AND/OR Mgmt Against Against
PUBLIC ACCOUNTING FIRM TO AUDIT THE BOOKS
OF THE COMPANY FOR THE FINANCIAL YEAR ENDED
ON 31 DECEMBER 2022, AND THE STIPULATION ON
THE AMOUNT OF THEIR HONORARIUM AS WELL AS
OTHER REQUIREMENTS IN RELATION TO THE
APPOINTMENT AFORESAID
6 THE REPORT OF THE COMPANY WHICH IS THE Mgmt For For
IMPLEMENTATION TRANSFER REPORT OF THE
PORTION OF TREASURY SHARES OF THE COMPANY
IN 2021
--------------------------------------------------------------------------------------------------------------------------
PT BANK JAGO TBK Agenda Number: 715494542
--------------------------------------------------------------------------------------------------------------------------
Security: Y712EN107
Meeting Type: AGM
Meeting Date: 11-May-2022
Ticker:
ISIN: ID1000136708
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE ANNUAL REPORT AND Mgmt For For
SUSTAINABILITY FINANCE ACTION PLAN REPORT
INCLUDING THE COMPANY'S FINANCIAL
STATEMENTS AND THE BOARD OF COMMISSIONERS
REPORT ON ITS SUPERVISORY DUTIES FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2021 AND
GRANT OF RELEASE AND DISCHARGE OF LIABILITY
(VOLLEDIG ACQUIT ET DECHARGE) TO ALL
MEMBERS OF THE BOARD OF DIRECTORS AND THE
BOARD OF COMMISSIONERS OF THE COMPANY FOR
THEIR ACTIONS RELATED TO MANAGEMENT AND
SUPERVISION OF THE COMPANY DURING THE
FINANCIAL YEAR ENDED 31 DECEMBER 2021
2 ACCOUNTABILITY REPORT FOR THE ACTUAL USE OF Mgmt For For
PUBLIC OFFERING PROCEEDS
3 DETERMINE THE AMOUNT AND TYPE OF SALARY AND Mgmt For For
ALLOWANCES FOR THE BOARD OF DIRECTORS, AND
THE AMOUNT OF HONORARIUM AND ALLOWANCES FOR
THE BOARD OF COMMISSIONERS AS OF THE
FINANCIAL YEAR ENDED DECEMBER 31, 2022, AND
DETERMINE THE AMOUNT OF BONUSES TO BE PAID
TO MEMBERS OF THE BOARD OF COMMISSIONERS
AND MEMBERS OF THE BOARD OF DIRECTORS FOR
THEIR SERVICES IN THE FINANCIAL YEAR ENDED
DECEMBER 31, 2021
4 APPOINTMENT OF A PUBLIC ACCOUNTANT TO Mgmt Against Against
EXAMINE THE COMPANY-S BOOKS FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2022 AND
DETERMINATION OF THE AMOUNT OF HONORARIUM
AND OTHER PROVISIONS FOR THE APPOINTMENT OF
THE PUBLIC ACCOUNTANT
--------------------------------------------------------------------------------------------------------------------------
QIWI PLC Agenda Number: 935608971
--------------------------------------------------------------------------------------------------------------------------
Security: 74735M108
Meeting Type: Special
Meeting Date: 16-May-2022
Ticker: QIWI
ISIN: US74735M1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THAT the Board is hereby authorized to Mgmt For
acquire ordinary shares of the Company
represented by American Depositary Shares
(the ADSs) listed at Nasdaq Global Select
Market and Moscow Exchange from Moscow
Exchange on the following terms and
conditions: (a) the purpose of the buyback
is to purchase the ordinary shares
represented by the ADSs on the open market
at prices below the fundamental value in
order to: return additional value to
shareholders; use as equity consideration
for potential value- ...(due to space
limits, see proxy material for full
proposal).
--------------------------------------------------------------------------------------------------------------------------
RAKUTEN GROUP,INC. Agenda Number: 715239376
--------------------------------------------------------------------------------------------------------------------------
Security: J64264104
Meeting Type: AGM
Meeting Date: 30-Mar-2022
Ticker:
ISIN: JP3967200001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Establish the Articles Mgmt For For
Related to Shareholders Meeting held
without specifying a venue, Approve Minor
Revisions Related to Change of Laws and
Regulations, Approve Minor Revisions
2.1 Appoint a Director Mikitani, Hiroshi Mgmt Against Against
2.2 Appoint a Director Hosaka, Masayuki Mgmt Against Against
2.3 Appoint a Director Charles B. Baxter Mgmt For For
2.4 Appoint a Director Hyakuno, Kentaro Mgmt Against Against
2.5 Appoint a Director Kutaragi, Ken Mgmt For For
2.6 Appoint a Director Sarah J. M. Whitley Mgmt For For
2.7 Appoint a Director Mitachi, Takashi Mgmt For For
2.8 Appoint a Director Murai, Jun Mgmt For For
2.9 Appoint a Director John V. Roos Mgmt For For
3 Appoint a Corporate Auditor Fujita, Satoshi Mgmt For For
4 Approve Issuance of Share Acquisition Mgmt For For
Rights as Stock Options for Outside
Directors
--------------------------------------------------------------------------------------------------------------------------
REDBUBBLE LTD Agenda Number: 714681613
--------------------------------------------------------------------------------------------------------------------------
Security: Q80529102
Meeting Type: AGM
Meeting Date: 26-Oct-2021
Ticker:
ISIN: AU000000RBL2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 1 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 REMUNERATION REPORT Mgmt For For
2 RE-ELECTION OF MS JENNIFER MACDONALD AS A Mgmt For For
DIRECTOR
3 RE-ELECTION OF MR MARTIN HOSKING AS A Mgmt For For
DIRECTOR
4 RE-ELECTION OF MR GREG LOCKWOOD AS A Mgmt For For
DIRECTOR
CMMT 24 SEP 2021: IF A PROPORTIONAL TAKEOVER BID Non-Voting
IS MADE FOR THE COMPANY, A SHARE TRANSFER
TO THE OFFEROR CANNOT BE REGISTERED UNTIL
THE BID IS APPROVED BY MEMBERS NOT
ASSOCIATED WITH THE BIDDER. THE RESOLUTION
MUST BE CONSIDERED AT A MEETING HELD MORE
THAN 15 DAYS BEFORE THE BID CLOSES. EACH
MEMBER HAS ONE VOTE FOR EACH FULLY PAID
SHARE HELD. THE VOTE IS DECIDED ON A SIMPLE
MAJORITY. THE BIDDER AND ITS ASSOCIATES ARE
NOT ALLOWED TO VOTE
5 RENEWAL OF PROPORTIONAL TAKEOVER APPROVAL Mgmt For For
PROVISIONS IN CONSTITUTION
6 ALTERATION OF CONSTITUTION Mgmt For For
CMMT 24 SEP 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SEA LIMITED Agenda Number: 935545179
--------------------------------------------------------------------------------------------------------------------------
Security: 81141R100
Meeting Type: Annual
Meeting Date: 14-Feb-2022
Ticker: SE
ISIN: US81141R1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. AS A SPECIAL RESOLUTION, that the Eighth Mgmt Against Against
Amended and Restated Memorandum and
Articles of Association of the Company
currently in effect be amended and restated
by their deletion in their entirety and the
substitution in their place of the Ninth
Amended and Restated Memorandum and
Articles of Association annexed as Annex A
of the Notice of the Annual General
Meeting.
--------------------------------------------------------------------------------------------------------------------------
TEMPLE & WEBSTER GROUP LTD Agenda Number: 714669718
--------------------------------------------------------------------------------------------------------------------------
Security: Q8948V101
Meeting Type: AGM
Meeting Date: 18-Oct-2021
Ticker:
ISIN: AU000000TPW5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 4 TO 7 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ADOPTION OF REMUNERATION REPORT Mgmt For For
2 RE-ELECTION OF MS BELINDA ROWE AS A Mgmt For For
DIRECTOR
3 RE-ELECTION OF MR STEPHEN HEATH AS A Mgmt Against Against
DIRECTOR
4 NON-EXECUTIVE DIRECTORS' TOTAL AGGREGATE Mgmt For For
MAXIMUM REMUNERATION
5 ISSUE OF SECURITIES TO MR STEPHEN HEATH Mgmt For For
6 ISSUE OF SECURITIES TO MS BELINDA ROWE Mgmt For For
7 ISSUE OF SECURITIES TO MR CONRAD YIU Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD Agenda Number: 715422200
--------------------------------------------------------------------------------------------------------------------------
Security: G87572163
Meeting Type: AGM
Meeting Date: 18-May-2022
Ticker:
ISIN: KYG875721634
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0407/2022040701706.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0407/2022040701714.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING.
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS, THE DIRECTORS' REPORT
AND THE INDEPENDENT AUDITOR'S REPORT FOR
THE YEAR ENDED 31 DECEMBER 2021
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.A TO RE-ELECT MR LI DONG SHENG AS DIRECTOR Mgmt Against Against
3.B TO RE-ELECT MR IAN CHARLES STONE AS Mgmt Against Against
DIRECTOR
3.C TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt Against Against
THE DIRECTORS' REMUNERATION
4 TO RE-APPOINT AUDITOR AND AUTHORISE THE Mgmt Against Against
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE NEW SHARES (ORDINARY RESOLUTION 5
AS SET OUT IN THE NOTICE OF THE AGM)
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO REPURCHASE SHARES (ORDINARY RESOLUTION 6
AS SET OUT IN THE NOTICE OF THE AGM)
7 TO EXTEND THE GENERAL MANDATE TO ISSUE NEW Mgmt For For
SHARES BY ADDING THE NUMBER OF SHARES
REPURCHASED (ORDINARY RESOLUTION 7 AS SET
OUT IN THE NOTICE OF THE AGM)
8 TO APPROVE THE PROPOSED AMENDMENTS TO THE Mgmt For For
SECOND AMENDED AND RESTATED MEMORANDUM OF
ASSOCIATION AND ARTICLES OF ASSOCIATION OF
THE COMPANY AND TO ADOPT THE THIRD AMENDED
AND RESTATED MEMORANDUM OF ASSOCIATION AND
ARTICLES OF ASSOCIATION OF THE COMPANY
(SPECIAL RESOLUTION 8 AS SET OUT IN THE
NOTICE OF THE AGM)
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD Agenda Number: 715539651
--------------------------------------------------------------------------------------------------------------------------
Security: G87572163
Meeting Type: EGM
Meeting Date: 18-May-2022
Ticker:
ISIN: KYG875721634
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0425/2022042501537.pdf and
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0425/2022042501556.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 TO APPROVE THE REFRESHMENT OF SCHEME Mgmt For For
MANDATE LIMIT UNDER THE SHARE OPTION PLAN
OF TENCENT MUSIC ENTERTAINMENT GROUP (THE
ORDINARY RESOLUTION AS SET OUT IN THE
NOTICE OF THE EGM)
--------------------------------------------------------------------------------------------------------------------------
TRIP.COM GROUP LIMITED Agenda Number: 935524644
--------------------------------------------------------------------------------------------------------------------------
Security: 89677Q107
Meeting Type: Annual
Meeting Date: 21-Dec-2021
Ticker: TCOM
ISIN: US89677Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S1. As a special resolution, THAT the Chinese Mgmt For
name be adopted as the dual foreign name of
the Company as set out in the Notice of
Annual General Meeting.
S2. As a special resolution, THAT the Company's Mgmt For
Second Amended and Restated Memorandum of
Association and Articles of Association be
amended and restated by their deletion in
their entirety and by the substitution in
their place of the Third Amended and
Restated Memorandum of Association and
Articles of Association in the form
attached to the Notice of Annual General
Meeting as Exhibit B.
--------------------------------------------------------------------------------------------------------------------------
WEBJET LTD Agenda Number: 714506346
--------------------------------------------------------------------------------------------------------------------------
Security: Q9570B108
Meeting Type: AGM
Meeting Date: 31-Aug-2021
Ticker:
ISIN: AU000000WEB7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1 AND 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ADOPTION OF REMUNERATION REPORT Mgmt Against Against
2 RE-ELECTION OF DIRECTOR - MR ROGER SHARP Mgmt Against Against
3 RE-ELECTION OF DIRECTOR - MS DENISE Mgmt For For
MCCOMISH
4 RATIFICATION OF PRIOR ISSUE OF CONVERTIBLE Mgmt Against Against
NOTES
--------------------------------------------------------------------------------------------------------------------------
YEAHKA LIMITED Agenda Number: 715579059
--------------------------------------------------------------------------------------------------------------------------
Security: G9835C108
Meeting Type: AGM
Meeting Date: 24-Jun-2022
Ticker:
ISIN: KYG9835C1087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0428/2022042802792.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0428/2022042802844.pdf
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF THE DIRECTORS
(THE "DIRECTOR(S)") AND AUDITORS OF THE
COMPANY (THE "AUDITORS") FOR THE YEAR ENDED
DECEMBER 31, 2021
2.A.I TO RE-ELECT MR. TAM BING CHUNG BENSON AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
2.AII TO RE-ELECT MR. YAO WEI AS AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
2AIII TO RE-ELECT MR. YANG TAO AS AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
2.B TO AUTHORISE THE BOARD OF THE DIRECTORS TO Mgmt Against Against
FIX THE REMUNERATION OF THE DIRECTORS
3 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE Mgmt Against Against
AUDITORS AND AUTHORISE THE BOARD OF THE
DIRECTORS TO FIX THEIR REMUNERATION
4 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY NOT EXCEEDING 20% OF
THE TOTAL NUMBER OF SHARES OF THE COMPANY
IN ISSUE AS AT THE DATE OF PASSING THIS
RESOLUTION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE THE SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF SHARES
OF THE COMPANY IN ISSUE AS AT THE DATE OF
PASSING THIS RESOLUTION
6 TO EXTEND, CONDITIONAL UPON THE PASSING OF Mgmt For For
RESOLUTIONS 4 AND 5, THE GENERAL MANDATE
GRANTED BY RESOLUTION NO. 4 BY ADDING
THERETO THE SHARES OF THE COMPANY
REPURCHASED PURSUANT TO THE GENERAL MANDATE
GRANTED BY RESOLUTION NO. 5
7 TO ADOPT THE THIRD AMENDED AND RESTATED Mgmt Against Against
MEMORANDUM AND ARTICLES OF ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
YES24 CO LTD Agenda Number: 715205957
--------------------------------------------------------------------------------------------------------------------------
Security: Y9810A101
Meeting Type: AGM
Meeting Date: 28-Mar-2022
Ticker:
ISIN: KR7053280004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENT Mgmt For For
2 APPROVAL OF PARTIAL AMENDMENT TO ARTICLES Mgmt Against Against
OF INCORPORATION
3 APPROVAL OF LIMIT OF REMUNERATION FOR Mgmt Against Against
DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
YIXIN GROUP LIMITED (DOING BUSINESS AS YIXIN AU Agenda Number: 715463547
--------------------------------------------------------------------------------------------------------------------------
Security: G9T43R102
Meeting Type: AGM
Meeting Date: 20-Jun-2022
Ticker:
ISIN: KYG9T43R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 19 MAY 2022: PLEASE NOTE THAT THE COMPANY Non-Voting
NOTICE AND PROXY FORM ARE AVAILABLE BY
CLICKING ON THE URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0414/2022041400966.pdf ,
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0414/2022041400976.pdf ,
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0519/2022051900281.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0519/2022051900243.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING.
1 TO RECEIVE THE AUDITED CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY AND THE
REPORTS OF THE DIRECTORS (THE "DIRECTORS")
AND INDEPENDENT AUDITOR FOR THE YEAR ENDED
DECEMBER 31, 2021
2.A TO RE-ELECT MR. JUN YANG AS DIRECTOR Mgmt For For
2.B TO RE-ELECT MS. AMANDA CHI YAN CHAU AS Mgmt For For
DIRECTOR
2.C TO RE-ELECT MR. QIN MIAO AS DIRECTOR Mgmt For For
2.D TO RE-ELECT MR. QING HUA XIE AS DIRECTOR Mgmt For For
2.E TO RE-ELECT MR. ANDY XUAN ZHANG AS DIRECTOR Mgmt Against Against
2.F TO RE-ELECT MR. DONG JIANG AS DIRECTOR Mgmt For For
2.G TO AUTHORIZE THE BOARD (THE "BOARD") OF Mgmt For For
DIRECTORS TO FIX THE REMUNERATION OF THE
DIRECTORS
3 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE Mgmt For For
AUDITOR OF THE COMPANY AND TO AUTHORIZE THE
BOARD TO FIX THE AUDITOR'S REMUNERATION
4 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO BUY-BACK SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY
5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE, ALLOT AND DEAL WITH NEW SHARES OF
THE COMPANY NOT EXCEEDING 20% OF THE TOTAL
NUMBER OF ISSUED SHARES OF THE COMPANY
6 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt For For
THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
NEW SHARES OF THE COMPANY BY THE AGGREGATE
NUMBER OF THE SHARES BOUGHT BACK BY THE
COMPANY
CMMT 19 MAY 2022: PLEASE NOTE THAT THIS IS A Non-Voting
POSTPONEMENT OF THE MEETING DATE FROM 26
MAY 2022 TO 20 JUN 2022 AND CHANGE OF THE
RECORD DATE FROM 20 MAY 2022 TO 14 JUN 2022
AND MODIFICATION OF COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ZERO TO SEVEN INC. Agenda Number: 715249466
--------------------------------------------------------------------------------------------------------------------------
Security: Y988BT103
Meeting Type: AGM
Meeting Date: 25-Mar-2022
Ticker:
ISIN: KR7159580000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENT Mgmt For For
2 APPROVAL OF LIMIT OF REMUNERATION FOR Mgmt Against Against
DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
ZHONGAN ONLINE P&C INSURANCE CO., LTD. (DOING BUSI Agenda Number: 715290576
--------------------------------------------------------------------------------------------------------------------------
Security: Y989DF109
Meeting Type: EGM
Meeting Date: 20-Apr-2022
Ticker:
ISIN: CNE100002QY7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0323/2022032300479.pdf and
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0323/2022032300460.pdf
1 TO CONSIDER AND APPROVE THE ISSUE OF A Mgmt For For
10-YEAR CAPITAL SUPPLEMENTARY BONDS IN AN
AGGREGATE AMOUNT OF NOT EXCEEDING RMB7
BILLION BY THE COMPANY WITHIN 24 MONTHS
FROM THE DATE OF APPROVAL BY THE EGM, AND
TO AUTHORISE THE BOARD OF DIRECTORS TO
DELEGATE THE MANAGEMENT OF THE COMPANY TO
DETERMINE AND IMPLEMENT A DETAILED PLAN FOR
THE ISSUE, INCLUDING BUT NOT LIMITED TO THE
ISSUE DATE, ISSUE SIZE, FORM OF THE ISSUE,
TRANCHES AND NUMBER OF THE ISSUE, COUPON
RATE AND CONDITIONS AND DEAL WITH RELEVANT
SPECIFIC MATTERS RELATING TO THE ISSUE, AND
DO ALL SUCH ACTS AND THINGS AND EXECUTE ALL
SUCH DOCUMENTS AS IT MAY IN ITS OPINION
CONSIDER NECESSARY, APPROPRIATE OR
EXPEDIENT
2 TO CONSIDER AND APPROVE THE 2022-2024 Mgmt For For
THREE-YEAR CAPITAL PLANNING REPORT
--------------------------------------------------------------------------------------------------------------------------
ZHONGAN ONLINE P&C INSURANCE CO., LTD. (DOING BUSI Agenda Number: 715677665
--------------------------------------------------------------------------------------------------------------------------
Security: Y989DF109
Meeting Type: AGM
Meeting Date: 22-Jun-2022
Ticker:
ISIN: CNE100002QY7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0519/2022051900860.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0519/2022051900870.pdf
1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY FOR THE
YEAR ENDED DECEMBER 31, 2021
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR ENDED DECEMBER 31, 2021
3 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
AUDITORS AND AUDITED FINANCIAL STATEMENTS
OF THE COMPANY FOR THE YEAR ENDED DECEMBER
31, 2021
4 TO CONSIDER AND APPROVE THE RE-APPOINTMENT Mgmt For For
OF AUDITORS FOR THE YEAR ENDING DECEMBER
31, 2022
CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting
BY THE ISSUER, AGAINST AND ABSTAIN VOTES
FOR RESOLUTIONS 5.1 THROUGH 5.11 WILL BE
PROCESSED AS TAKE NO ACTION BY THE LOCAL
CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE
RESOLUTIONS WILL BE LODGED IN THE MARKET
5.1 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
XING JIANG AS AN EXECUTIVE DIRECTOR OF THE
COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF
THE TERM OF THE FOURTH SESSION OF THE BOARD
OF DIRECTORS
5.2 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
GAOFENG LI AS AN EXECUTIVE DIRECTOR OF THE
COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF
THE TERM OF THE FOURTH SESSION OF THE BOARD
OF DIRECTORS
5.3 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt Against Against
YAPING OU AS A NON-EXECUTIVE DIRECTOR OF
THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY
OF THE TERM OF THE FOURTH SESSION OF THE
BOARD OF DIRECTORS
5.4 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. LIANGXUN SHI AS A NON-EXECUTIVE
DIRECTOR OF THE COMPANY TO HOLD OFFICE
UNTIL THE EXPIRY OF THE TERM OF THE FOURTH
SESSION OF THE BOARD OF DIRECTORS
5.5 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. GANG JI AS A NON-EXECUTIVE DIRECTOR OF
THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY
OF THE TERM OF THE FOURTH SESSION OF THE
BOARD OF DIRECTORS
5.6 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
SHUANG ZHANG AS A NON-EXECUTIVE DIRECTOR OF
THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY
OF THE TERM OF THE FOURTH SESSION OF THE
BOARD OF DIRECTORS
5.7 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
HUGO JIN YI OU AS A NON-EXECUTIVE DIRECTOR
OF THE COMPANY TO HOLD OFFICE UNTIL THE
EXPIRY OF THE TERM OF THE FOURTH SESSION OF
THE BOARD OF DIRECTORS
5.8 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. WEI OU AS AN INDEPENDENT NON-EXECUTIVE
DIRECTOR OF THE COMPANY TO HOLD OFFICE
UNTIL THE EXPIRY OF THE TERM OF THE FOURTH
SESSION OF THE BOARD OF DIRECTORS
5.9 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MS. VENA WEI YAN CHENG AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE COMPANY TO
HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF
THE FOURTH SESSION OF THE BOARD OF
DIRECTORS
5.10 TO CONSIDER AND APPROVE THE ELECTION OF MS. Mgmt For For
GIGI WING CHEE CHAN AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE COMPANY TO
HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF
THE FOURTH SESSION OF THE BOARD OF
DIRECTORS
5.11 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
HAI YIN AS AN INDEPENDENT NON-EXECUTIVE
DIRECTOR OF THE COMPANY TO HOLD OFFICE
UNTIL THE EXPIRY OF THE TERM OF THE FOURTH
SESSION OF THE BOARD OF DIRECTORS
CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting
BY THE ISSUER, AGAINST AND ABSTAIN VOTES
FOR RESOLUTIONS 6.1 THROUGH 6.2 WILL BE
PROCESSED AS TAKE NO ACTION BY THE LOCAL
CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE
RESOLUTIONS WILL BE LODGED IN THE MARKET
6.1 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MS. YUPING WEN AS A SUPERVISOR OF THE
COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF
THE TERM OF THE FOURTH SESSION OF THE
SUPERVISORY COMMITTEE
6.2 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. LIMIN GUO AS AN EXTERNAL SUPERVISOR OF
THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY
OF THE TERM OF THE FOURTH SESSION OF THE
SUPERVISORY COMMITTEE
7 TO CONSIDER AND APPROVE THE GRANT OF A Mgmt For For
GENERAL MANDATE TO THE BOARD OF DIRECTORS
OF THE COMPANY TO ISSUE SHARES
8 TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For
THE ARTICLES OF ASSOCIATION OF THE COMPANY
Amplify High Income ETF
--------------------------------------------------------------------------------------------------------------------------
ABERDEEN ASIA-PACIFIC INCOME FUND, INC. Agenda Number: 935601561
--------------------------------------------------------------------------------------------------------------------------
Security: 003009107
Meeting Type: Annual
Meeting Date: 28-Apr-2022
Ticker: FAX
ISIN: US0030091070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I director of the Fund, Mgmt Split 94% For 4% Against 2% AbstainSplit
for a three-year term until the 2025 Annual
Meeting of Stockholders: Stephen Bird
3.1 To consider the continuation of the terms Mgmt Split 89% For 9% Against 2% AbstainSplit
of Director under the Fund's Corporate
Governance Policies: P. Gerald Malone
(Class II - 3 year term ending 2023)
3.2 To consider the continuation of the terms Mgmt Split 89% For 9% Against 2% AbstainSplit
of Director under the Fund's Corporate
Governance Policies: William J. Potter
(Preferred - 3 year term ending 2024)
--------------------------------------------------------------------------------------------------------------------------
ABERDEEN FUNDS Agenda Number: 935599312
--------------------------------------------------------------------------------------------------------------------------
Security: 00326L100
Meeting Type: Annual
Meeting Date: 28-Apr-2022
Ticker: AOD
ISIN: US00326L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Trustee to serve until Mgmt Split 90% For 10% Withheld Split
the 2025 Annual Meeting: P. Gerald Malone
--------------------------------------------------------------------------------------------------------------------------
ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FD Agenda Number: 935554154
--------------------------------------------------------------------------------------------------------------------------
Security: 01879R106
Meeting Type: Annual
Meeting Date: 24-Mar-2022
Ticker: AWF
ISIN: US01879R1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Jorge A. Bermudez Mgmt Split 96% For 2% Against 2% AbstainSplit
1.2 Election of Director: Nancy P. Jacklin Mgmt Split 95% For 3% Against 2% AbstainSplit
1.3 Election of Director: Michael J. Downey Mgmt Split 96% For 2% Against 2% AbstainSplit
2. To ratify the appointment of Ernst & Young Mgmt Split 94% For 5% Against 1% AbstainSplit
LLP as the Fund's independent registered
public accounting firm for the fiscal year
ending March 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
ALLIANZ GLOBAL INVESTORS Agenda Number: 935461169
--------------------------------------------------------------------------------------------------------------------------
Security: 92840R101
Meeting Type: Annual
Meeting Date: 08-Jul-2021
Ticker: NFJ
ISIN: US92840R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Hans W. Kertess Mgmt Split 77% For 23% Withheld *
James S. MacLeod Mgmt Split 78% For 22% Withheld *
William B. Ogden IV Mgmt Split 77% For 23% Withheld *
George R. Aylward Mgmt Split 95% For 5% Withheld *
Philip R. McLoughlin Mgmt Split 95% For 5% Withheld *
--------------------------------------------------------------------------------------------------------------------------
ALLIANZGI CONV & INC FD Agenda Number: 935461107
--------------------------------------------------------------------------------------------------------------------------
Security: 92838X102
Meeting Type: Annual
Meeting Date: 08-Jul-2021
Ticker: NCV
ISIN: US92838X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Deborah A. DeCotis Mgmt Split 95% For 5% Withheld Split
James S. MacLeod Mgmt Split 96% For 4% Withheld Split
George R. Aylward Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK CORPORATE HIGH YIELD FD VI INC Agenda Number: 935460193
--------------------------------------------------------------------------------------------------------------------------
Security: 09255P107
Meeting Type: Annual
Meeting Date: 29-Jul-2021
Ticker: HYT
ISIN: US09255P1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R. Glenn Hubbard Mgmt Split 70% For 30% Withheld Split
W. Carl Kester Mgmt Split 98% For 2% Withheld Split
John M. Perlowski Mgmt Split 98% For 2% Withheld Split
Karen P. Robards Mgmt Split 70% For 30% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK DEBT STRATEGIES FD INC Agenda Number: 935460193
--------------------------------------------------------------------------------------------------------------------------
Security: 09255R202
Meeting Type: Annual
Meeting Date: 29-Jul-2021
Ticker: DSU
ISIN: US09255R2022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R. Glenn Hubbard Mgmt Split 53% For 47% Withheld Split
W. Carl Kester Mgmt Split 98% For 2% Withheld Split
John M. Perlowski Mgmt Split 98% For 2% Withheld Split
Karen P. Robards Mgmt Split 54% For 46% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK RESOURCES & COMMODITIES STRAT Agenda Number: 935460179
--------------------------------------------------------------------------------------------------------------------------
Security: 09257A108
Meeting Type: Annual
Meeting Date: 29-Jul-2021
Ticker: BCX
ISIN: US09257A1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. Phillip Holloman Mgmt Split 98% For 2% Withheld Split
Catherine A. Lynch Mgmt Split 94% For 6% Withheld Split
Karen P. Robards Mgmt Split 94% For 6% Withheld Split
Frank J. Fabozzi Mgmt Split 94% For 6% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKSTONE FUNDS Agenda Number: 935561832
--------------------------------------------------------------------------------------------------------------------------
Security: 09257R101
Meeting Type: Annual
Meeting Date: 20-Apr-2022
Ticker: BGB
ISIN: US09257R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3.1 Election of Trustee: Daniel H. Smith, Jr. Mgmt Split 32% For 68% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
CALAMOS GLOBAL DYNAMIC INCOME Agenda Number: 935660440
--------------------------------------------------------------------------------------------------------------------------
Security: 12811L107
Meeting Type: Annual
Meeting Date: 28-Jun-2022
Ticker: CHW
ISIN: US12811L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Trustee: Lloyd A. Wennlund Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
COHEN & STEERS Agenda Number: 935568595
--------------------------------------------------------------------------------------------------------------------------
Security: 19249X108
Meeting Type: Annual
Meeting Date: 27-Apr-2022
Ticker: PTA
ISIN: US19249X1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joseph M. Harvey Mgmt Split 97% For 3% Withheld Split
Gerald J. Maginnis Mgmt Split 97% For 3% Withheld Split
Daphne L. Richards Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
COHEN & STEERS REIT & PFD INCOME FUND Agenda Number: 935568595
--------------------------------------------------------------------------------------------------------------------------
Security: 19247X100
Meeting Type: Annual
Meeting Date: 27-Apr-2022
Ticker: RNP
ISIN: US19247X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joseph M. Harvey Mgmt Split 97% For 3% Withheld Split
Gerald J. Maginnis Mgmt Split 98% For 2% Withheld Split
Daphne L. Richards Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
DOUBLELINE INCOME SOLUTIONS FUND Agenda Number: 935545105
--------------------------------------------------------------------------------------------------------------------------
Security: 258622109
Meeting Type: Annual
Meeting Date: 18-Feb-2022
Ticker: DSL
ISIN: US2586221093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Trustee: Joseph J. Ciprari Mgmt Split 92% For 8% Withheld Split
(Class III)
--------------------------------------------------------------------------------------------------------------------------
DOUBLELINE MUTUAL FUNDS Agenda Number: 935545117
--------------------------------------------------------------------------------------------------------------------------
Security: 25862D105
Meeting Type: Annual
Meeting Date: 18-Feb-2022
Ticker: DLY
ISIN: US25862D1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Trustee: Joseph J. Ciprari Mgmt Split 96% For 4% Withheld Split
(Class II)
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE FLOATING-RATE INCOME TRUST Agenda Number: 935544963
--------------------------------------------------------------------------------------------------------------------------
Security: 278279104
Meeting Type: Annual
Meeting Date: 17-Mar-2022
Ticker: EFT
ISIN: US2782791048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark R. Fetting Mgmt Split 99% For 1% Withheld Split
Helen Frame Peters Mgmt Split 98% For 2% Withheld Split
Marcus L. Smith Mgmt Split 99% For 1% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE LIMITED DURATION INCOME FD Agenda Number: 935526864
--------------------------------------------------------------------------------------------------------------------------
Security: 27828H105
Meeting Type: Annual
Meeting Date: 13-Jan-2022
Ticker: EVV
ISIN: US27828H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) DIRECTOR
Cynthia E. Frost Mgmt Split 98% For 2% Withheld Split
Valerie A. Mosley Mgmt Split 98% For 2% Withheld Split
Scott E. Wennerholm Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE TAX-ADVANTAGED DIV INCOME FD Agenda Number: 935467022
--------------------------------------------------------------------------------------------------------------------------
Security: 27828G107
Meeting Type: Annual
Meeting Date: 12-Aug-2021
Ticker: EVT
ISIN: US27828G1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. DIRECTOR
Mark R. Fetting Mgmt Split 66% For 34% Withheld Split
George J. Gorman Mgmt Split 66% For 34% Withheld Split
Helen Frame Peters Mgmt Split 65% For 35% Withheld Split
Marcus L. Smith Mgmt Split 66% For 34% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE TAX-ADVANTAGED GLOBAL DIV FD Agenda Number: 935467034
--------------------------------------------------------------------------------------------------------------------------
Security: 27828S101
Meeting Type: Annual
Meeting Date: 12-Aug-2021
Ticker: ETG
ISIN: US27828S1015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1B. DIRECTOR
George J. Gorman Mgmt Split 53% For 47% Withheld Split
Helen Frame Peters Mgmt Split 53% For 47% Withheld Split
Marcus L. Smith Mgmt Split 53% For 47% Withheld Split
Susan J. Sutherland Mgmt Split 53% For 47% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
FIRST TRUST ADVISORS Agenda Number: 935569131
--------------------------------------------------------------------------------------------------------------------------
Security: 33738E109
Meeting Type: Annual
Meeting Date: 18-Apr-2022
Ticker: FSD
ISIN: US33738E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Trustee for a Mgmt Split 98% For 2% Withheld Split
three-year term: James A. Bowen
1.2 Election of Class III Trustee for a Mgmt Split 96% For 4% Withheld Split
three-year term: Niel B. Nielson
--------------------------------------------------------------------------------------------------------------------------
FIRST TRUST HY OPPORTUNITIES 2027 TERM Agenda Number: 935484078
--------------------------------------------------------------------------------------------------------------------------
Security: 33741Q107
Meeting Type: Annual
Meeting Date: 13-Sep-2021
Ticker: FTHY
ISIN: US33741Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Niel B. Nielson Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
FIRST TRUST INTERMEDIATE Agenda Number: 935569131
--------------------------------------------------------------------------------------------------------------------------
Security: 33718W103
Meeting Type: Annual
Meeting Date: 18-Apr-2022
Ticker: FPF
ISIN: US33718W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Trustee for a Mgmt Split 98% For 2% Withheld Split
three-year term: James A. Bowen
1.2 Election of Class III Trustee for a Mgmt Split 96% For 4% Withheld Split
three-year term: Niel B. Nielson
--------------------------------------------------------------------------------------------------------------------------
FLAHERTY & CRUMRINE/CLAYMORE PFD SEC INC Agenda Number: 935566832
--------------------------------------------------------------------------------------------------------------------------
Security: 338478100
Meeting Type: Annual
Meeting Date: 20-Apr-2022
Ticker: FFC
ISIN: US3384781007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: R. Eric Chadwick Mgmt Split 97% For 3% Withheld Split
1.2 Election of Director: Karen H. Hogan Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
HIGHLAND FUNDS Agenda Number: 935466703
--------------------------------------------------------------------------------------------------------------------------
Security: 43010E404
Meeting Type: Annual
Meeting Date: 08-Jul-2021
Ticker: HFRO
ISIN: US43010E4044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John Honis Mgmt Split 38% For 62% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
HIGHLAND FUNDS Agenda Number: 935475219
--------------------------------------------------------------------------------------------------------------------------
Security: 43010E404
Meeting Type: Special
Meeting Date: 15-Oct-2021
Ticker: HFRO
ISIN: US43010E4044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To consider and vote upon a change in the Mgmt Split 37% For 58% Against 5% AbstainSplit
Company's business from a registered
investment company that invests primarily
in debt and equity securities to a
diversified holding company and to amend
the Company's fundamental investment
restrictions to permit the Company to
engage in its new business (the "Business
Change Proposal").
2. If the Business Change Proposal is Mgmt Split 38% For 57% Against 5% AbstainSplit
approved, to approve the amendment and
restatement of the Company's Agreement and
Declaration of Trust (the "Amendment
Proposal" and, together with the Business
Change Proposal, the "Proposals").
--------------------------------------------------------------------------------------------------------------------------
HIGHLAND FUNDS Agenda Number: 935597255
--------------------------------------------------------------------------------------------------------------------------
Security: 43010E404
Meeting Type: Annual
Meeting Date: 14-Jun-2022
Ticker: HFRO
ISIN: US43010E4044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bryan A. Ward Mgmt Split 84% For 16% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
INVESCO DYNAMIC CREDIT OPP FUND Agenda Number: 935479875
--------------------------------------------------------------------------------------------------------------------------
Security: 46132R104
Meeting Type: Annual
Meeting Date: 03-Sep-2021
Ticker: VTA
ISIN: US46132R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve an Agreement and Plan of Mgmt Split 97% For 2% Against 1% AbstainSplit
Reorganization that provides for the
reorganization of the Invesco Dynamic
Credit Opportunities Fund into the Invesco
Dynamic Credit Opportunity Fund.
2. DIRECTOR
Jack M. Fields Mgmt Split 96% For 4% Withheld Split
Martin L. Flanagan Mgmt Split 96% For 4% Withheld Split
Elizabeth Krentzman Mgmt Split 96% For 4% Withheld Split
Robert C. Troccoli Mgmt Split 93% For 7% Withheld Split
James D. Vaughn Mgmt Split 93% For 7% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
INVESCO SENIOR INCOME TRUST Agenda Number: 935470714
--------------------------------------------------------------------------------------------------------------------------
Security: 46131H107
Meeting Type: Annual
Meeting Date: 23-Nov-2021
Ticker: VVR
ISIN: US46131H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jack M. Fields Mgmt Split 99% For 1% Withheld Split
Martin L. Flanagan Mgmt Split 99% For 1% Withheld Split
Elizabeth Krentzman Mgmt Split 99% For 1% Withheld Split
Robert C. Troccoli Mgmt Split 95% For 5% Withheld Split
James D. Vaughn Mgmt Split 95% For 5% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
JOHN HANCOCK PREFERRED&EQUITY INCOME FD Agenda Number: 935535318
--------------------------------------------------------------------------------------------------------------------------
Security: 41013V100
Meeting Type: Annual
Meeting Date: 14-Feb-2022
Ticker: HTD
ISIN: US41013V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andrew G. Arnott Mgmt Split 97% For 3% Withheld Split
Deborah C. Jackson Mgmt Split 97% For 3% Withheld Split
Steven R. Pruchansky Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
LIBERTY ALL-STAR EQUITY FUND Agenda Number: 935472706
--------------------------------------------------------------------------------------------------------------------------
Security: 530158104
Meeting Type: Annual
Meeting Date: 26-Aug-2021
Ticker: USA
ISIN: US5301581048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. DIRECTOR
Maureen K. Usifer Mgmt Split 97% For 3% Withheld Split
Edmund J. Burke Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN CORE PLUS IMPACT FUND Agenda Number: 935556184
--------------------------------------------------------------------------------------------------------------------------
Security: 67080D103
Meeting Type: Annual
Meeting Date: 28-Apr-2022
Ticker: NPCT
ISIN: US67080D1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1C. DIRECTOR
William C. Hunter Mgmt Split 94% For 6% Withheld Split
Judith M. Stockdale Mgmt Split 94% For 6% Withheld Split
Carole E. Stone Mgmt Split 94% For 6% Withheld Split
Margaret L. Wolff Mgmt Split 94% For 6% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN FLOATING RATE INCOME FUND Agenda Number: 935556196
--------------------------------------------------------------------------------------------------------------------------
Security: 67072T108
Meeting Type: Annual
Meeting Date: 28-Apr-2022
Ticker: JFR
ISIN: US67072T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. DIRECTOR
Judith M. Stockdale Mgmt Split 97% For 3% Withheld Split
Carole E. Stone Mgmt Split 98% For 2% Withheld Split
Margaret L. Wolff Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN FUNDS Agenda Number: 935556196
--------------------------------------------------------------------------------------------------------------------------
Security: 670663103
Meeting Type: Annual
Meeting Date: 28-Apr-2022
Ticker: NMCO
ISIN: US6706631032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. DIRECTOR
Judith M. Stockdale Mgmt Split 98% For 2% Withheld Split
Carole E. Stone Mgmt Split 98% For 2% Withheld Split
Margaret L. Wolff Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN PREFERED & CONVERTIBLE INCOME 2 Agenda Number: 935556184
--------------------------------------------------------------------------------------------------------------------------
Security: 67073D102
Meeting Type: Annual
Meeting Date: 28-Apr-2022
Ticker: JQC
ISIN: US67073D1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1C. DIRECTOR
William C. Hunter Mgmt Split 97% For 3% Withheld Split
Judith M. Stockdale Mgmt Split 89% For 11% Withheld Split
Carole E. Stone Mgmt Split 89% For 11% Withheld Split
Margaret L. Wolff Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN PREFERRED AND INC SECURITIES FD Agenda Number: 935556184
--------------------------------------------------------------------------------------------------------------------------
Security: 67072C105
Meeting Type: Annual
Meeting Date: 28-Apr-2022
Ticker: JPS
ISIN: US67072C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1C. DIRECTOR
William C. Hunter Mgmt Split 97% For 3% Withheld Split
Judith M. Stockdale Mgmt Split 96% For 4% Withheld Split
Carole E. Stone Mgmt Split 96% For 4% Withheld Split
Margaret L. Wolff Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN PREFERRED AND INCOME OPP FD Agenda Number: 935556184
--------------------------------------------------------------------------------------------------------------------------
Security: 67073B106
Meeting Type: Annual
Meeting Date: 28-Apr-2022
Ticker: JPC
ISIN: US67073B1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1C. DIRECTOR
William C. Hunter Mgmt Split 96% For 4% Withheld Split
Judith M. Stockdale Mgmt Split 95% For 5% Withheld Split
Carole E. Stone Mgmt Split 95% For 5% Withheld Split
Margaret L. Wolff Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
OXFORD LANE CAPITAL CORP. Agenda Number: 935492431
--------------------------------------------------------------------------------------------------------------------------
Security: 691543102
Meeting Type: Annual
Meeting Date: 22-Oct-2021
Ticker: OXLC
ISIN: US6915431026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. DIRECTOR
Saul B. Rosenthal Mgmt Split 87% For 13% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
PGIM INVESTMENTS Agenda Number: 935545042
--------------------------------------------------------------------------------------------------------------------------
Security: 69346H100
Meeting Type: Annual
Meeting Date: 09-Mar-2022
Ticker: ISD
ISIN: US69346H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: Ellen S. Mgmt Split 94% For 5% Against 1% AbstainSplit
Alberding
1.2 Election of Class I Director: Stuart S. Mgmt Split 98% For 1% Against 1% AbstainSplit
Parker
1.3 Election of Class I Director: Brian K. Reid Mgmt Split 98% For 1% Against 1% AbstainSplit
2. Ratify the appointment of Mgmt Split 99% For 1% Abstain Split
PricewaterhouseCoopers LLP as the Fund's
independent registered public accountant
for the fiscal year ending July 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
PGIM INVESTMENTS Agenda Number: 935545054
--------------------------------------------------------------------------------------------------------------------------
Security: 69346J106
Meeting Type: Annual
Meeting Date: 09-Mar-2022
Ticker: GHY
ISIN: US69346J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: Ellen S. Mgmt Split 89% For 10% Against 1% AbstainSplit
Alberding
1.2 Election of Class I Director: Stuart S. Mgmt Split 95% For 4% Against 1% AbstainSplit
Parker
1.3 Election of Class I Director: Brian K. Reid Mgmt Split 96% For 3% Against 1% AbstainSplit
2. Ratify the appointment of Mgmt Split 99% For 1% Abstain Split
PricewaterhouseCoopers LLP as the Fund's
independent registered public accountant
for the fiscal year ending July 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
PIMCO CLOSED-END FUNDS Agenda Number: 935575398
--------------------------------------------------------------------------------------------------------------------------
Security: 69355M107
Meeting Type: Annual
Meeting Date: 26-Apr-2022
Ticker: PDO
ISIN: US69355M1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Trustee: Deborah A. DeCotis Mgmt Split 98% For 2% Withheld Split
1b. Election of Trustee: David N. Fisher Mgmt Split 98% For 2% Withheld Split
1c. Election of Trustee: Joseph B. Kittredge, Mgmt Split 98% For 2% Withheld Split
Jr.
1d. Election of Trustee: E. Grace Vandecruze Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
PIMCO CORPORATE OPPORTUNITY FUND Agenda Number: 935575425
--------------------------------------------------------------------------------------------------------------------------
Security: 72201B101
Meeting Type: Annual
Meeting Date: 26-Apr-2022
Ticker: PTY
ISIN: US72201B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Trustee: E. Grace Vandecruze Mgmt Split 94% For 6% Withheld Split
1b. Election of Trustee: John C. Maney Mgmt Split 94% For 6% Withheld Split
1c. Election of Trustee: William B. Ogden, IV Mgmt Split 93% For 7% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
PIMCO DYNAMIC INCOME FUND Agenda Number: 935443426
--------------------------------------------------------------------------------------------------------------------------
Security: 72201Y101
Meeting Type: Annual
Meeting Date: 08-Jul-2021
Ticker: PDI
ISIN: US72201Y1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sarah E. Cogan Mgmt Split 95% For 5% Withheld Split
Deborah A. DeCotis Mgmt Split 95% For 5% Withheld Split
Hans Kertess Mgmt Split 95% For 5% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
PIMCO DYNAMIC INCOME FUND Agenda Number: 935470524
--------------------------------------------------------------------------------------------------------------------------
Security: 72201Y101
Meeting Type: Special
Meeting Date: 06-Aug-2021
Ticker: PDI
ISIN: US72201Y1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance of additional Mgmt Split 87% For 9% Against 4% AbstainSplit
common shares of beneficial interest of
PIMCO Dynamic Income Fund ("PDI") to be
issued to the common shareholders of PIMCO
Income Opportunity Fund ("PKO") and PIMCO
Dynamic Credit and Mortgage Income Fund
("PCI") in connection with the acquisition
by PDI of all of the assets and liabilities
of each of PKO and PCI.
--------------------------------------------------------------------------------------------------------------------------
PIMCO DYNAMIC INCOME FUND Agenda Number: 935660591
--------------------------------------------------------------------------------------------------------------------------
Security: 72201Y101
Meeting Type: Annual
Meeting Date: 28-Jun-2022
Ticker: PDI
ISIN: US72201Y1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Trustee: E. Grace Vandecruze Mgmt Split 96% For 4% Withheld Split
1b. Election of Trustee: John C. Maney Mgmt Split 96% For 4% Withheld Split
1c. Election of Trustee: William B. Ogden, IV Mgmt Split 96% For 4% Withheld Split
1d. Election of Trustee: Alan Rappaport Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
PIMCO FLOATING RATE STRATEGY FUND Agenda Number: 935660666
--------------------------------------------------------------------------------------------------------------------------
Security: 72201J104
Meeting Type: Annual
Meeting Date: 28-Jun-2022
Ticker: PFN
ISIN: US72201J1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Trustee: E. Grace Vandecruze Mgmt Split 91% For 9% Withheld *
1b. Election of Trustee: Sarah E. Cogan Mgmt Split 92% For 8% Withheld *
1c. Election of Trustee: Deborah A. DeCotis Mgmt Split 92% For 8% Withheld *
--------------------------------------------------------------------------------------------------------------------------
PIMCO HIGH INCOME FUND Agenda Number: 935660630
--------------------------------------------------------------------------------------------------------------------------
Security: 722014107
Meeting Type: Annual
Meeting Date: 28-Jun-2022
Ticker: PHK
ISIN: US7220141078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Trustee: E. Grace Vandecruze Mgmt Split 93% For 7% Withheld Split
1b. Election of Trustee: John C. Maney Mgmt Split 93% For 7% Withheld Split
1c. Election of Trustee: William B. Ogden, IV Mgmt Split 93% For 7% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
TEMPLETON GLOBAL INCOME FUND Agenda Number: 935614912
--------------------------------------------------------------------------------------------------------------------------
Security: 880198106
Meeting Type: Annual
Meeting Date: 06-Jun-2022
Ticker: GIM
ISIN: US8801981064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mary C. Choksi Mgmt For For
Larry D. Thompson Mgmt For For
Rupert H. Johnson, Jr. Mgmt For For
Gregory E. Johnson Mgmt For For
2. The ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the Fund for the fiscal year
ending December 31, 2022.
3. If properly presented, a shareholder Mgmt Against For
proposal to terminate the investment
management agreement.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO ADVANTAGE INCOME OPP FUND Agenda Number: 935470930
--------------------------------------------------------------------------------------------------------------------------
Security: 94987B105
Meeting Type: Annual
Meeting Date: 09-Aug-2021
Ticker: EAD
ISIN: US94987B1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William R. Ebsworth Mgmt Split 81% For 19% Withheld Split
Jane A. Freeman Mgmt Split 81% For 19% Withheld Split
Judith M. Johnson Mgmt Split 81% For 19% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO ADVANTAGE INCOME OPP FUND Agenda Number: 935461397
--------------------------------------------------------------------------------------------------------------------------
Security: 94987B105
Meeting Type: Special
Meeting Date: 16-Aug-2021
Ticker: EAD
ISIN: US94987B1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To consider and approve a new investment Mgmt Split 91% For 4% Against 5% AbstainSplit
advisory agreement with Wells Fargo Funds
Management, LLC.
2. To consider and approve a new investment Mgmt Split 91% For 4% Against 5% AbstainSplit
sub-advisory agreement with Wells Capital
Management, LLC.
--------------------------------------------------------------------------------------------------------------------------
WESTERN ASSET DIVERSIFIED INCOME FUND Agenda Number: 935558710
--------------------------------------------------------------------------------------------------------------------------
Security: 95790K109
Meeting Type: Annual
Meeting Date: 06-May-2022
Ticker: WDI
ISIN: US95790K1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Trustee to serve until Mgmt Split 96% For 2% Against 2% AbstainSplit
2025 Annual Meeting: Robert D. Agdern
1.2 Election of Class I Trustee to serve until Mgmt Split 65% For 33% Against 2% AbstainSplit
2025 Annual Meeting: Carol L. Colman
1.3 Election of Class I Trustee to serve until Mgmt Split 65% For 33% Against 2% AbstainSplit
2025 Annual Meeting: Daniel P. Cronin
2. To ratify the selection of Mgmt Split 98% For 1% Against 1% AbstainSplit
PricewaterhouseCoopers LLP as the Fund's
independent registered public accountants
for the fiscal year ending December 31,
2022.
--------------------------------------------------------------------------------------------------------------------------
WESTERN ASSET EMERGING MKTS DEBT FD INC. Agenda Number: 935497544
--------------------------------------------------------------------------------------------------------------------------
Security: 95766A101
Meeting Type: Annual
Meeting Date: 22-Oct-2021
Ticker: EMD
ISIN: US95766A1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director to serve until Mgmt Split 75% For 24% Against 1% AbstainSplit
the 2024 Annual Meeting of Stockholders:
Carol L. Colman
1b. Election of Class I Director to serve until Mgmt Split 74% For 25% Against 1% AbstainSplit
the 2024 Annual Meeting of Stockholders:
Daniel P. Cronin
1c. Election of Class I Director to serve until Mgmt Split 74% For 25% Against 1% AbstainSplit
the 2024 Annual Meeting of Stockholders:
Paolo M. Cucchi
2. To ratify the selection of Mgmt Split 98% For 1% Against 1% AbstainSplit
PricewaterhouseCoopers LLP as the Fund's
independent registered public accountants
for the fiscal year ending December 31,
2021.
Amplify Inflation Fighter ETF
--------------------------------------------------------------------------------------------------------------------------
AIRBNB INC Agenda Number: 935613249
--------------------------------------------------------------------------------------------------------------------------
Security: 009066101
Meeting Type: Annual
Meeting Date: 01-Jun-2022
Ticker: ABNB
ISIN: US0090661010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director to serve Mgmt For For
until the 2025 Annual Meeting: Amrita Ahuja
1.2 Election of Class II Director to serve Mgmt For For
until the 2025 Annual Meeting: Joseph
Gebbia
1.3 Election of Class II Director to serve Mgmt For For
until the 2025 Annual Meeting: Jeffrey
Jordan
2. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
3. To approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
CAMECO CORP Agenda Number: 715428860
--------------------------------------------------------------------------------------------------------------------------
Security: 13321L108
Meeting Type: AGM
Meeting Date: 10-May-2022
Ticker:
ISIN: CA13321L1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 692663 DUE TO RECEIPT OF
RESOLUTION D WITH RECOMMENDATION AS NONE.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU.
A.1 ELECTION OF DIRECTOR: LEONTINE ATKINS Mgmt No vote
A.2 ELECTION OF DIRECTOR: IAN BRUCE Mgmt No vote
A.3 ELECTION OF DIRECTOR: DANIEL CAMUS Mgmt No vote
A.4 ELECTION OF DIRECTOR: DONALD DERANGER Mgmt No vote
A.5 ELECTION OF DIRECTOR: CATHERINE GIGNAC Mgmt No vote
A.6 ELECTION OF DIRECTOR: TIM GITZEL Mgmt No vote
A.7 ELECTION OF DIRECTOR: JIM GOWANS Mgmt No vote
A.8 ELECTION OF DIRECTOR: KATHRYN JACKSON Mgmt No vote
A.9 ELECTION OF DIRECTOR: DON KAYNE Mgmt No vote
B APPOINT KPMG LLP AS AUDITORS Mgmt No vote
C ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt No vote
APPROACH
D DECLARE YOUR RESIDENCY YOU DECLARE THAT THE Mgmt No vote
SHARES REPRESENTED BY THIS VOTING
INSTRUCTION FORM ARE HELD, BENEFICIALLY
OWNED OR CONTROLLED, EITHER DIRECTLY OR
INDIRECTLY, BY A RESIDENT OF CANADA AS
DEFINED BELOW. IF THE SHARES ARE HELD IN
THE NAMES OF TWO OR MORE PEOPLE, YOU
DECLARE THAT ALL OF THESE PEOPLE ARE
RESIDENTS OF CANADA. NOTE: "FOR" = YES,
"ABSTAIN" = NO, "AGAINST" WILL BE TREATED
AS NOT MARKED
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION C AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS A1 TO A9 AND B.
THANK YOU
CMMT 25 APR 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION D. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CENTURY COMMUNITIES, INC. Agenda Number: 935566060
--------------------------------------------------------------------------------------------------------------------------
Security: 156504300
Meeting Type: Annual
Meeting Date: 04-May-2022
Ticker: CCS
ISIN: US1565043007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Dale Francescon Mgmt For For
1B. Election of Director: Robert J. Francescon Mgmt For For
1C. Election of Director: Patricia L. Arvielo Mgmt Against Against
1D. Election of Director: John P. Box Mgmt Against Against
1E. Election of Director: Keith R. Guericke Mgmt Against Against
1F. Election of Director: James M. Lippman Mgmt Against Against
2. To approve the Century Communities, Inc. Mgmt Against Against
2022 Omnibus Incentive Plan.
3. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as our independent registered public
accounting firm for the year ending
December 31, 2022.
4. To approve, on an advisory basis, our Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
CORE SCIENTIFIC, INC. Agenda Number: 935582305
--------------------------------------------------------------------------------------------------------------------------
Security: 21873J108
Meeting Type: Annual
Meeting Date: 11-May-2022
Ticker: CORZ
ISIN: US21873J1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael Levitt Mgmt For For
Darin Feinstein Mgmt For For
Jarvis Hollingsworth Mgmt For For
Matt Minnis Mgmt For For
Stacie Olivares Mgmt For For
Kneeland Youngblood Mgmt For For
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Ernst & Young LLP as the independent
registered public accounting firm of the
Company for its fiscal year ending December
31, 2022.
--------------------------------------------------------------------------------------------------------------------------
DENISON MINES CORP Agenda Number: 715424672
--------------------------------------------------------------------------------------------------------------------------
Security: 248356107
Meeting Type: AGM
Meeting Date: 04-May-2022
Ticker:
ISIN: CA2483561072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.8 AND
2. THANK YOU
1.1 ELECTION OF DIRECTOR: DAVID D. CATES Mgmt No vote
1.2 ELECTION OF DIRECTOR: BRIAN D. EDGAR Mgmt No vote
1.3 ELECTION OF DIRECTOR: RON F. HOCHSTEIN Mgmt No vote
1.4 ELECTION OF DIRECTOR: YUN CHANG JEONG Mgmt No vote
1.5 ELECTION OF DIRECTOR: DAVID NEUBURGER Mgmt No vote
1.6 ELECTION OF DIRECTOR: LAURIE STERRITT Mgmt No vote
1.7 ELECTION OF DIRECTOR: JENNIFER TRAUB Mgmt No vote
1.8 ELECTION OF DIRECTOR: PATRICIA M. VOLKER Mgmt No vote
2 REAPPOINTMENT OF KPMG LLP AS AUDITORS FOR Mgmt No vote
THE ENSUING YEAR AND AUTHORIZING THE BOARD
OF DIRECTORS TO FIX THE AUDITOR
REMUNERATION
3 ON AN ADVISORY BASIS AND NOT TO DIMINISH Mgmt No vote
THE ROLE AND RESPONSIBILITIES OF THE BOARD
OF DIRECTORS, ACCEPTANCE OF THE APPROACH TO
EXECUTIVE COMPENSATION AS DISCLOSED IN THE
CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
DUNDEE PRECIOUS METALS INC Agenda Number: 715430207
--------------------------------------------------------------------------------------------------------------------------
Security: 265269209
Meeting Type: MIX
Meeting Date: 05-May-2022
Ticker:
ISIN: CA2652692096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1.
TO 1.8 AND 2. THANK YOU
1.1 ELECTION OF DIRECTOR: JAIMIE DONOVAN Mgmt No vote
1.2 ELECTION OF DIRECTOR: R. PETER GILLIN Mgmt No vote
1.3 ELECTION OF DIRECTOR: NICOLE ADSHEAD-BELL Mgmt No vote
1.4 ELECTION OF DIRECTOR: KALIDAS MADHAVPEDDI Mgmt No vote
1.5 ELECTION OF DIRECTOR: JUANITA MONTALVO Mgmt No vote
1.6 ELECTION OF DIRECTOR: DAVID RAE Mgmt No vote
1.7 ELECTION OF DIRECTOR: MARIE-ANNE TAWIL Mgmt No vote
1.8 ELECTION OF DIRECTOR: ANTHONY P. WALSH Mgmt No vote
2 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Mgmt No vote
CHARTERED PROFESSIONAL ACCOUNTANTS, AS
AUDITOR OF THE COMPANY FOR THE ENSUING YEAR
AND AUTHORIZING THE DIRECTORS TO SET THE
AUDITOR'S REMUNERATION
3 TO CONSIDER AND, IF DEEMED APPROPRIATE, Mgmt No vote
PASS, WITH OR WITHOUT VARIATION, AN
ORDINARY RESOLUTION APPROVING THE 2022
STOCK OPTION PLAN OF THE COMPANY AS MORE
PARTICULARLY DESCRIBED UNDER THE HEADING
"MEETING BUSINESS - APPROVAL OF THE 2022
STOCK OPTION PLAN" IN THE ACCOMPANYING
MANAGEMENT INFORMATION CIRCULAR
4 TO CONSIDER, AND IF DEEMED APPROPRIATE, TO Mgmt No vote
PASS A NON-BINDING, ADVISORY RESOLUTION
ACCEPTING THE COMPANY'S APPROACH TO
EXECUTIVE COMPENSATION, AS MORE
PARTICULARLY DESCRIBED IN THE ACCOMPANYING
MANAGEMENT INFORMATION CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
ENERGY FUELS INC. Agenda Number: 935599538
--------------------------------------------------------------------------------------------------------------------------
Security: 292671708
Meeting Type: Annual
Meeting Date: 25-May-2022
Ticker: UUUU
ISIN: CA2926717083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: J. Birks Bovaird Mgmt Withheld Against
1B. Election of Director: Mark S. Chalmers Mgmt For For
1C. Election of Director: Benjamin Eshleman III Mgmt For For
1D. Election of Director: Ivy Estabrooke Mgmt For For
1E. Election of Director: Barbara A. Filas Mgmt For For
1F. Election of Director: Bruce D. Hansen Mgmt Withheld Against
1G. Election of Director: Jaqueline Herrera Mgmt For For
1H. Election of Director: Dennis L. Higgs Mgmt For For
1I. Election of Director: Robert W. Kirkwood Mgmt For For
1J. Election of Director: Alexander G. Morrison Mgmt For For
2. Appointment of KPMG LLP of Denver, Mgmt For For
Colorado, an independent registered public
accounting firm, as the auditors of the
Company for 2022, and to authorize the
directors to fix the remuneration of the
auditors, as set out on page 15 of the
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
FARMLAND PARTNERS INC. Agenda Number: 935564268
--------------------------------------------------------------------------------------------------------------------------
Security: 31154R109
Meeting Type: Annual
Meeting Date: 03-May-2022
Ticker: FPI
ISIN: US31154R1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mr. Chris A. Downey Mgmt Withheld Against
Dr. Joseph W. Glauber Mgmt For For
Mr. John A. Good Mgmt Withheld Against
Mr. Thomas P. Heneghan Mgmt For For
Mr. Danny D. Moore Mgmt For For
Ms. Toby L. O'Rourke Mgmt Withheld Against
Mr. Murray R. Wise Mgmt For For
Mr. Paul A. Pittman Mgmt Withheld Against
2. To ratify the appointment of Plante & Mgmt For For
Moran, PLLC as our independent registered
public accounting firm for our fiscal year
ending December 31, 2022.
3. Advisory vote to approve the compensation Mgmt Against Against
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
FIVE POINT HOLDINGS, LLC Agenda Number: 935590504
--------------------------------------------------------------------------------------------------------------------------
Security: 33833Q106
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: FPH
ISIN: US33833Q1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William Browning Mgmt For For
Michael Rossi Mgmt Withheld Against
2. Ratification of Deloitte & Touche LLP as Mgmt Against Against
the Company's independent registered public
accounting firm for the year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
FRANCO-NEVADA CORPORATION Agenda Number: 935589690
--------------------------------------------------------------------------------------------------------------------------
Security: 351858105
Meeting Type: Annual and Special
Meeting Date: 04-May-2022
Ticker: FNV
ISIN: CA3518581051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
David Harquail Mgmt For For
Paul Brink Mgmt For For
Tom Albanese Mgmt For For
Derek W. Evans Mgmt Withheld Against
Catharine Farrow Mgmt For For
Louis Gignac Mgmt Withheld Against
Maureen Jensen Mgmt For For
Jennifer Maki Mgmt For For
Randall Oliphant Mgmt Withheld Against
Elliott Pew Mgmt For For
2 Appointment of PricewaterhouseCoopers LLP, Mgmt Withheld Against
Chartered Professional Accountants, as
Auditors of the Corporation for the ensuing
year and authorizing the Directors to fix
their remuneration.
3 Acceptance of the Corporation's approach to Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
FRP HOLDINGS, INC. Agenda Number: 935612083
--------------------------------------------------------------------------------------------------------------------------
Security: 30292L107
Meeting Type: Annual
Meeting Date: 11-May-2022
Ticker: FRPH
ISIN: US30292L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John D. Baker II Mgmt Withheld Against
Charles E Commander III Mgmt Withheld Against
H. W. Shad III Mgmt Withheld Against
Martin E. Stein, Jr. Mgmt Withheld Against
John S. Surface Mgmt For For
Nicole B. Thomas Mgmt For For
William H. Walton III Mgmt For For
Margaret B. Wetherbee Mgmt For For
2. Ratification of the audit committee's Mgmt For For
selection of FRP's independent registered
public accounting firm, Hancock Askew &
Co., LLP (the "Auditor Proposal").
3. Approval of, on an advisory basis, the Mgmt For For
compensation of FRP's named executive
officers (the "Compensation Proposal").
--------------------------------------------------------------------------------------------------------------------------
GLADSTONE LAND CORPORATION Agenda Number: 935585414
--------------------------------------------------------------------------------------------------------------------------
Security: 376549101
Meeting Type: Annual
Meeting Date: 12-May-2022
Ticker: LAND
ISIN: US3765491010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Terry L. Brubaker Mgmt For For
Walter H. Wilkinson Jr. Mgmt Withheld Against
2. To ratify our Audit Committee's selection Mgmt Against Against
of PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2022.
--------------------------------------------------------------------------------------------------------------------------
GREEN BRICK PARTNERS, INC. Agenda Number: 935626309
--------------------------------------------------------------------------------------------------------------------------
Security: 392709101
Meeting Type: Annual
Meeting Date: 07-Jun-2022
Ticker: GRBK
ISIN: US3927091013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Elizabeth K. Blake Mgmt Withheld Against
Harry Brandler Mgmt For For
James R. Brickman Mgmt For For
David Einhorn Mgmt For For
John R. Farris Mgmt For For
Kathleen Olsen Mgmt Withheld Against
Richard S. Press Mgmt Withheld Against
Lila Manassa Murphy Mgmt For For
2. To ratify the appointment of RSM US LLP as Mgmt For For
the Independent Registered Public
Accounting Firm of the Company to serve for
the 2022 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
KENNEDY-WILSON HOLDINGS, INC. Agenda Number: 935633013
--------------------------------------------------------------------------------------------------------------------------
Security: 489398107
Meeting Type: Annual
Meeting Date: 09-Jun-2022
Ticker: KW
ISIN: US4893981070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Trevor Bowen Mgmt For For
1.2 Election of Director: Cathy Hendrickson Mgmt Against Against
1.3 Election of Director: Stanley R. Zax Mgmt Against Against
2. To approve an amendment to the Company's Mgmt Against Against
Second Amended and Restated 2009 Equity
Participation Plan to, among other things,
increase the number of shares of the
Company's common stock that may be issued
there under by an additional 3,000,000
shares.
3. To approve, on an advisory nonbinding Mgmt Against Against
basis, the compensation of the Company's
named executive officers.
4. To ratify the appointment of KPMG LLP as Mgmt Against Against
the Company's independent registered
accounting firm for the 2022 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
LENDINGTREE INC Agenda Number: 935634293
--------------------------------------------------------------------------------------------------------------------------
Security: 52603B107
Meeting Type: Annual
Meeting Date: 22-Jun-2022
Ticker: TREE
ISIN: US52603B1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Gabriel Dalporto Mgmt For For
1b. Election of Director: Thomas Davidson Mgmt For For
1c. Election of Director: Mark Ernst Mgmt Against Against
1d. Election of Director: Robin Henderson Mgmt For For
1e. Election of Director: Douglas Lebda Mgmt Against Against
1f. Election of Director: Steven Ozonian Mgmt Against Against
1g. Election of Director: Diego Rodriguez Mgmt For For
1h. Election of Director: Saras Sarasvathy Mgmt For For
1i. Election of Director: G. Kennedy Thompson Mgmt Against Against
2. Company Proposal - To ratify the Mgmt Against Against
appointment of PricewaterhouseCoopers LLP
as our independent registered public
accounting firm for the 2022 fiscal year
--------------------------------------------------------------------------------------------------------------------------
LENNAR CORPORATION Agenda Number: 935554774
--------------------------------------------------------------------------------------------------------------------------
Security: 526057104
Meeting Type: Annual
Meeting Date: 12-Apr-2022
Ticker: LEN
ISIN: US5260571048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt Against Against
2023 Annual Meeting: Amy Banse
1B. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Rick Beckwitt
1C. Election of Director to serve until the Mgmt Against Against
2023 Annual Meeting: Steven L. Gerard
1D. Election of Director to serve until the Mgmt Against Against
2023 Annual Meeting: Tig Gilliam
1E. Election of Director to serve until the Mgmt Against Against
2023 Annual Meeting: Sherrill W. Hudson
1F. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Jonathan M. Jaffe
1G. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Sidney Lapidus
1H. Election of Director to serve until the Mgmt Against Against
2023 Annual Meeting: Teri P. McClure
1I. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Stuart Miller
1J. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Armando Olivera
1K. Election of Director to serve until the Mgmt Against Against
2023 Annual Meeting: Jeffrey Sonnenfeld
2. Approval, on an advisory basis, of the Mgmt Against Against
compensation of our named executive
officers.
3. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP as our independent registered
public accounting firm for our fiscal year
ending November 30, 2022.
4. Approval of the Lennar Corporation 2016 Mgmt Against Against
Equity Incentive Plan, as Amended and
Restated.
5. Approval of a stockholder proposal to Shr For Against
reduce the common stock ownership threshold
to call a special meeting.
--------------------------------------------------------------------------------------------------------------------------
LGI HOMES, INC. Agenda Number: 935562846
--------------------------------------------------------------------------------------------------------------------------
Security: 50187T106
Meeting Type: Annual
Meeting Date: 28-Apr-2022
Ticker: LGIH
ISIN: US50187T1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ryan Edone Mgmt For For
Eric Lipar Mgmt For For
Shailee Parikh Mgmt For For
Bryan Sansbury Mgmt For For
Maria Sharpe Mgmt For For
Steven Smith Mgmt Withheld Against
Robert Vahradian Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
3. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
M.D.C. HOLDINGS, INC. Agenda Number: 935556920
--------------------------------------------------------------------------------------------------------------------------
Security: 552676108
Meeting Type: Annual
Meeting Date: 25-Apr-2022
Ticker: MDC
ISIN: US5526761086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael A. Berman Mgmt Withheld Against
Herbert T. Buchwald Mgmt Withheld Against
Larry A. Mizel Mgmt For For
Janice Sinden Mgmt For For
2. To approve an advisory proposal regarding Mgmt Against Against
the compensation of the Company's named
executive officers (Say on Pay).
3. To ratify the selection of Ernst & Young Mgmt Against Against
LLP as the Company's independent registered
public accounting firm for the 2022 fiscal
year.
--------------------------------------------------------------------------------------------------------------------------
M/I HOMES, INC. Agenda Number: 935604771
--------------------------------------------------------------------------------------------------------------------------
Security: 55305B101
Meeting Type: Annual
Meeting Date: 12-May-2022
Ticker: MHO
ISIN: US55305B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Friedrich K.M. Bohm Mgmt Withheld Against
1.2 Election of Director: William H. Carter Mgmt Withheld Against
1.3 Election of Director: Robert H. Mgmt Withheld Against
Schottenstein
2. A non-binding, advisory resolution to Mgmt Against Against
approve the compensation of the named
executive officers of M/I Homes, Inc.
3. To approve an amendment to the M/I Homes, Mgmt Against Against
Inc. 2018 Long- Term Incentive Plan to (i)
increase the number of common shares
available for issuance under the plan and
(ii) provide that, for purposes of
equity-based awards to the nonemployee
directors under the plan, the vesting
period will be deemed to be one year if it
runs from the date of one annual meeting of
shareholders to the next annual meeting of
shareholders provided that such annual
meetings are at least 50 weeks apart.
4. To ratify the appointment of Deloitte & Mgmt Against Against
Touche LLP as M/I Homes, Inc.'s independent
registered public accounting firm for the
2022 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
MORGUARD CORP Agenda Number: 715421753
--------------------------------------------------------------------------------------------------------------------------
Security: 617577101
Meeting Type: AGM
Meeting Date: 04-May-2022
Ticker:
ISIN: CA6175771014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 1.A TO 1.H AND 2. THANK
YOU.
1.A ELECTION OF DIRECTOR: WILLIAM J. Mgmt No vote
BRAITHWAITE
1.B ELECTION OF DIRECTOR: CHRIS J. CAHILL Mgmt No vote
1.C ELECTION OF DIRECTOR: GRAEME M. EADIE Mgmt No vote
1.D ELECTION OF DIRECTOR: BRUCE K. ROBERTSON Mgmt No vote
1.E ELECTION OF DIRECTOR: ANGELA SAHI Mgmt No vote
1.F ELECTION OF DIRECTOR: K. RAI SAHI Mgmt No vote
1.G ELECTION OF DIRECTOR: L. PETER SHARPE Mgmt No vote
1.H ELECTION OF DIRECTOR: STEPHEN R. TAYLOR Mgmt No vote
2 APPOINTMENT OF ERNST & YOUNG LLP AS AUDITOR Mgmt No vote
OF THE CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
--------------------------------------------------------------------------------------------------------------------------
NEXGEN ENERGY LTD Agenda Number: 715674001
--------------------------------------------------------------------------------------------------------------------------
Security: 65340P106
Meeting Type: MIX
Meeting Date: 23-Jun-2022
Ticker:
ISIN: CA65340P1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1
TO 2.9 AND 3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT NINE (9) Mgmt No vote
2.1 ELECTION OF DIRECTOR: LEIGH CURYER Mgmt No vote
2.2 ELECTION OF DIRECTOR: CHRISTOPHER MCFADDEN Mgmt No vote
2.3 ELECTION OF DIRECTOR: RICHARD PATRICIO Mgmt No vote
2.4 ELECTION OF DIRECTOR: TREVOR THIELE Mgmt No vote
2.5 ELECTION OF DIRECTOR: WARREN GILMAN Mgmt No vote
2.6 ELECTION OF DIRECTOR: SYBIL VEENMAN Mgmt No vote
2.7 ELECTION OF DIRECTOR: KARRI HOWLETT Mgmt No vote
2.8 ELECTION OF DIRECTOR: BRAD WALL Mgmt No vote
2.9 ELECTION OF DIRECTOR: DON ROBERTS Mgmt No vote
3 APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt No vote
AUDITORS OF THE COMPANY FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION
4 APPROVE THE CONTINUATION OF THE COMPANY'S Mgmt No vote
CURRENT STOCK OPTION PLAN
--------------------------------------------------------------------------------------------------------------------------
NUCOR CORPORATION Agenda Number: 935577392
--------------------------------------------------------------------------------------------------------------------------
Security: 670346105
Meeting Type: Annual
Meeting Date: 12-May-2022
Ticker: NUE
ISIN: US6703461052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Norma B. Clayton Mgmt For For
Patrick J. Dempsey Mgmt For For
Christopher J. Kearney Mgmt Withheld Against
Laurette T. Koellner Mgmt For For
Joseph D. Rupp Mgmt For For
Leon J. Topalian Mgmt For For
John H. Walker Mgmt Withheld Against
Nadja Y. West Mgmt For For
2. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP to serve as
Nucor's independent registered public
accounting firm for 2022
3. Approval, on an advisory basis, of Nucor's Mgmt For For
named executive officer compensation in
2021
--------------------------------------------------------------------------------------------------------------------------
OSISKO GOLD ROYALTIES LTD Agenda Number: 935605139
--------------------------------------------------------------------------------------------------------------------------
Security: 68827L101
Meeting Type: Annual
Meeting Date: 12-May-2022
Ticker: OR
ISIN: CA68827L1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
The Hon. John R. Baird Mgmt For For
Joanne Ferstman Mgmt Withheld Against
Edie Hofmeister Mgmt For For
William Murray John Mgmt For For
Pierre Labbe Mgmt Withheld Against
Candace MacGibbon Mgmt Withheld Against
Charles E. Page Mgmt For For
Sean Roosen Mgmt For For
Sandeep Singh Mgmt For For
2 To appoint PricewaterhouseCoopers LLP as Mgmt For For
the Corporation's independent auditor for
fiscal year 2022 and to authorize the
directors to fix its remuneration.
3 Ordinary resolution to approve amendments Mgmt For For
to the Deferred Share Unit Plan and approve
the unallocated rights and entitlements
under such plan, as more fully described in
the accompanying circular.
4 Advisory resolution supporting Osisko's Mgmt Against Against
approach to executive compensation, the
full text of which is reproduced in the
accompanying circular.
--------------------------------------------------------------------------------------------------------------------------
POTLATCHDELTIC CORPORATION Agenda Number: 935589056
--------------------------------------------------------------------------------------------------------------------------
Security: 737630103
Meeting Type: Annual
Meeting Date: 02-May-2022
Ticker: PCH
ISIN: US7376301039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director until 2025 Annual Mgmt For For
Meeting: Anne L. Alonzo
1B. Election of Director until 2025 Annual Mgmt Against Against
Meeting: Michael J. Covey
1C. Election of Director until 2025 Annual Mgmt For For
Meeting: R. Hunter Pierson, Jr.
2. Ratification of the appointment of KPMG LLP Mgmt Against Against
as our independent auditors for 2022.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. Approve the Amended and Restated 2019 Mgmt For For
Long-Term Incentive Plan to increase the
number of shares available for issuance
thereunder.
--------------------------------------------------------------------------------------------------------------------------
PULTEGROUP, INC. Agenda Number: 935572758
--------------------------------------------------------------------------------------------------------------------------
Security: 745867101
Meeting Type: Annual
Meeting Date: 04-May-2022
Ticker: PHM
ISIN: US7458671010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brian P. Anderson Mgmt For For
1B. Election of Director: Bryce Blair Mgmt Against Against
1C. Election of Director: Thomas J. Folliard Mgmt Against Against
1D. Election of Director: Cheryl W. Grise Mgmt Against Against
1E. Election of Director: Andre J. Hawaux Mgmt For For
1F. Election of Director: J. Phillip Holloman Mgmt For For
1G. Election of Director: Ryan R. Marshall Mgmt For For
1H. Election of Director: John R. Peshkin Mgmt For For
1I. Election of Director: Scott F. Powers Mgmt Against Against
1J. Election of Director: Lila Snyder Mgmt For For
2. Ratification of appointment of Ernst & Mgmt Against Against
Young LLP as our independent registered
public accounting firm for 2022.
3. Say-on-pay: Advisory vote to approve Mgmt Against Against
executive compensation.
4. Approval of an amendment to extend the term Mgmt For For
of the Company's Amended and Restated
Section 382 Rights Agreement, as amended.
5. Approval of the PulteGroup, Inc. 2022 Stock Mgmt Against Against
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
RAYONIER INC. Agenda Number: 935591758
--------------------------------------------------------------------------------------------------------------------------
Security: 754907103
Meeting Type: Annual
Meeting Date: 19-May-2022
Ticker: RYN
ISIN: US7549071030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Dod A. Fraser Mgmt Against Against
1B. Election of Director: Keith E. Bass Mgmt For For
1C. Election of Director: Scott R. Jones Mgmt For For
1D. Election of Director: V. Larkin Martin Mgmt For For
1E. Election of Director: Meridee A. Moore Mgmt For For
1F. Election of Director: Ann C. Nelson Mgmt For For
1G. Election of Director: David L. Nunes Mgmt For For
1H. Election of Director: Matthew J. Rivers Mgmt For For
1I. Election of Director: Andrew G. Wiltshire Mgmt For For
2. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of our named executive
officers as disclosed in the proxy
statement.
3. Ratification of the appointment of Ernst & Mgmt Against Against
Young, LLP as the independent registered
public accounting firm for 2022.
--------------------------------------------------------------------------------------------------------------------------
REALOGY HOLDINGS CORP. Agenda Number: 935568583
--------------------------------------------------------------------------------------------------------------------------
Security: 75605Y106
Meeting Type: Annual
Meeting Date: 04-May-2022
Ticker: RLGY
ISIN: US75605Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term Mgmt Against Against
expiring in 2023: Fiona P. Dias
1B. Election of Director for a one-year term Mgmt Against Against
expiring in 2023: Matthew J. Espe
1C. Election of Director for a one-year term Mgmt For For
expiring in 2023: V. Ann Hailey
1D. Election of Director for a one-year term Mgmt For For
expiring in 2023: Bryson R. Koehler
1E. Election of Director for a one-year term Mgmt Against Against
expiring in 2023: Duncan L. Niederauer
1F. Election of Director for a one-year term Mgmt For For
expiring in 2023: Ryan M. Schneider
1G. Election of Director for a one-year term Mgmt For For
expiring in 2023: Enrique Silva
1H. Election of Director for a one-year term Mgmt For For
expiring in 2023: Sherry M. Smith
1I. Election of Director for a one-year term Mgmt For For
expiring in 2023: Christopher S. Terrill
1J. Election of Director for a one-year term Mgmt For For
expiring in 2023: Felicia Williams
1K. Election of Director for a one-year term Mgmt Against Against
expiring in 2023: Michael J. Williams
2. Advisory Approval of the Compensation of Mgmt Against Against
Our Named Executive Officers.
3. Ratification of the Appointment of Mgmt Against Against
PricewaterhouseCoopers LLP to serve as our
Independent Registered Public Accounting
Firm for 2022.
--------------------------------------------------------------------------------------------------------------------------
REDFIN CORPORATION Agenda Number: 935626121
--------------------------------------------------------------------------------------------------------------------------
Security: 75737F108
Meeting Type: Annual
Meeting Date: 14-Jun-2022
Ticker: RDFN
ISIN: US75737F1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Julie Mgmt For For
Bornstein
1B. Election of Class II Director: Brad Singer Mgmt For For
1C. Election of Class II Director: Selina Mgmt Against Against
Tobaccowala
2. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
3. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP as our independent registered
public accounting firm for 2022.
4. Amendment to our certificate of Mgmt For For
incorporation to declassify our board by
our 2025 annual meeting.
5. Amendment to our certificate of Mgmt For For
incorporation to eliminate supermajority
voting requirements beginning July 28,
2024.
6. Stockholder proposal regarding amending our Shr For Against
proxy access bylaw to remove stockholder
aggregation limits.
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC Agenda Number: 935565121
--------------------------------------------------------------------------------------------------------------------------
Security: 767204100
Meeting Type: Annual
Meeting Date: 08-Apr-2022
Ticker: RIO
ISIN: US7672041008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receipt of the 2021 Annual Report Mgmt For For
2. Approval of the Directors' Remuneration Mgmt Against Against
Report: Implementation Report
3. Approval of the Directors' Remuneration Mgmt Against Against
Report
4. To elect Dominic Barton BBM as a director Mgmt For For
5. To elect Peter Cunningham as a director Mgmt For For
6. To elect Ben Wyatt as a director Mgmt For For
7. To re-elect Megan Clark AC as a director Mgmt Against Against
8. To re-elect Simon Henry as a director Mgmt For For
9. To re-elect Sam Laidlaw as a director Mgmt Against Against
10. To re-elect Simon McKeon AO as a director Mgmt Against Against
11. To re-elect Jennifer Nason as a director Mgmt Against Against
12. To re-elect Jakob Stausholm as a director Mgmt For For
13. To re-elect Ngaire Woods CBE as a director Mgmt Against Against
14. Re-appointment of auditors Mgmt Against Against
15. Remuneration of auditors Mgmt Against Against
16. Authority to make political donations Mgmt For For
17. Climate Action Plan Mgmt For For
18. General authority to allot shares Mgmt For For
19. Disapplication of pre-emption rights Mgmt For For
20. Authority to purchase Rio Tinto plc shares Mgmt Against Against
21. Notice period for general meetings other Mgmt For For
than annual general meetings
22. Resolution to hold a meeting for fresh Mgmt For Against
election of directors (conditional item)
--------------------------------------------------------------------------------------------------------------------------
ROYAL GOLD, INC. Agenda Number: 935586896
--------------------------------------------------------------------------------------------------------------------------
Security: 780287108
Meeting Type: Annual
Meeting Date: 25-May-2022
Ticker: RGLD
ISIN: US7802871084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: William Mgmt Against Against
Hayes
1B. Election of Class II Director: Ronald Vance Mgmt Against Against
2. The approval, on an advisory basis, of the Mgmt Against Against
compensation of our named executive
officers.
3. The ratification of the appointment of Mgmt Against Against
Ernst & Young LLP as our independent
registered public accountant for 2022.
--------------------------------------------------------------------------------------------------------------------------
STRATUS PROPERTIES INC. Agenda Number: 935610116
--------------------------------------------------------------------------------------------------------------------------
Security: 863167201
Meeting Type: Annual
Meeting Date: 12-May-2022
Ticker: STRS
ISIN: US8631672016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: William H. Armstrong Mgmt Withheld Against
III
1b. Election of Director: Kate B. Henriksen Mgmt Withheld Against
1c. Election of Director: Charles W. Porter Mgmt For For
2. Approval, on an advisory basis, of the Mgmt Against Against
compensation of our named executive
officers.
3. Ratification, on an advisory basis, of the Mgmt For For
appointment of BKM Sowan Horan, LLP as our
independent registered public accounting
firm for 2022.
4. Adoption of the 2022 stock incentive plan. Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
TEJON RANCH CO. Agenda Number: 935583028
--------------------------------------------------------------------------------------------------------------------------
Security: 879080109
Meeting Type: Annual
Meeting Date: 10-May-2022
Ticker: TRC
ISIN: US8790801091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Steven A. Betts Mgmt Withheld Against
1B. Election of Director: Rhea Frawn Morgan Mgmt Withheld Against
1C. Election of Director: Daniel R. Tisch Mgmt Withheld Against
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for
fiscal year 2022.
3. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
THE HOWARD HUGHES CORPORATION Agenda Number: 935598663
--------------------------------------------------------------------------------------------------------------------------
Security: 44267D107
Meeting Type: Annual
Meeting Date: 26-May-2022
Ticker: HHC
ISIN: US44267D1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William Ackman Mgmt Against Against
1B. Election of Director: Adam Flatto Mgmt Against Against
1C. Election of Director: Beth Kaplan Mgmt For For
1D. Election of Director: Allen Model Mgmt Against Against
1E. Election of Director: David O'Reilly Mgmt For For
1F. Election of Director: R. Scot Sellers Mgmt Against Against
1G. Election of Director: Steven Shepsman Mgmt Against Against
1H. Election of Director: Mary Ann Tighe Mgmt For For
1I. Election of Director: Anthony Williams Mgmt For For
2. Advisory (non-binding) vote to approve Mgmt For For
executive compensation Say-on-Pay
3. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as our independent registered
public accounting firm for fiscal 2022
--------------------------------------------------------------------------------------------------------------------------
THE ST. JOE COMPANY Agenda Number: 935592611
--------------------------------------------------------------------------------------------------------------------------
Security: 790148100
Meeting Type: Annual
Meeting Date: 17-May-2022
Ticker: JOE
ISIN: US7901481009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term of Mgmt Against Against
expiring at the 2023 Annual Meeting: Cesar
L. Alvarez
1B. Election of Director for a one-year term of Mgmt Against Against
expiring at the 2023 Annual Meeting: Bruce
R. Berkowitz
1C. Election of Director for a one-year term of Mgmt Against Against
expiring at the 2023 Annual Meeting: Howard
S. Frank
1D. Election of Director for a one-year term of Mgmt For For
expiring at the 2023 Annual Meeting: Jorge
L. Gonzalez
1E. Election of Director for a one-year term of Mgmt Against Against
expiring at the 2023 Annual Meeting: Thomas
P. Murphy, Jr.
2. Ratification of the appointment of Grant Mgmt For For
Thornton LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2022.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
TRI POINTE HOMES, INC. Agenda Number: 935558203
--------------------------------------------------------------------------------------------------------------------------
Security: 87265H109
Meeting Type: Annual
Meeting Date: 20-Apr-2022
Ticker: TPH
ISIN: US87265H1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Douglas F. Bauer Mgmt For For
1.2 Election of Director: Lawrence B. Burrows Mgmt For For
1.3 Election of Director: Steven J. Gilbert Mgmt Against Against
1.4 Election of Director: R. Kent Grahl Mgmt Against Against
1.5 Election of Director: Vicki D. McWilliams Mgmt Against Against
1.6 Election of Director: Constance B. Moore Mgmt Against Against
2. Approval, on a non-binding, advisory basis, Mgmt For For
of the compensation of Tri Pointe Homes,
Inc.'s named executive officers.
3. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as Tri Pointe Homes, Inc.'s
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
4. Approval of the Tri Pointe Homes, Inc. 2022 Mgmt Against Against
Long-Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
VALE S.A. Agenda Number: 935610661
--------------------------------------------------------------------------------------------------------------------------
Security: 91912E105
Meeting Type: Annual
Meeting Date: 29-Apr-2022
Ticker: VALE
ISIN: US91912E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Resolution 1 Mgmt No vote
2 Resolution 2 Mgmt No vote
3 Resolution 3 Mgmt No vote
4a Election of the Board of Directors by Mgmt No vote
Candidate: Jose Luciano Duarte Penido
(independent)
4b Election of the Board of Directors by Mgmt No vote
Candidate: Fernando Jorge Buso Gomes
4c Election of the Board of Directors by Mgmt No vote
Candidate: Daniel Andre Stieler
4d Election of the Board of Directors by Mgmt No vote
Candidate: Eduardo de Oliveira Rodrigues
Filho
4e Election of the Board of Directors by Mgmt No vote
Candidate: Ken Yasuhara
4f Election of the Board of Directors by Mgmt No vote
Candidate: Manuel Lino Silva de Sousa
Oliveira (Ollie) (independent)
4g Election of the Board of Directors by Mgmt No vote
Candidate: Marcelo Gasparino da Silva
(independent)
4h Election of the Board of Directors by Mgmt No vote
Candidate: Mauro Gentile Rodrigues Cunha
(independent)
4i Election of the Board of Directors by Mgmt No vote
Candidate: Murilo Cesar Lemos dos Santos
Passos (independent)
4j Election of the Board of Directors by Mgmt No vote
Candidate: Rachel de Oliveira Maia
(independent)
4k Election of the Board of Directors by Mgmt No vote
Candidate: Roberto da Cunha Castello Branco
(independent)
4l Election of the Board of Directors by Mgmt No vote
Candidate: Roger Allan Downey (independent)
6a Election of the Board of Directors by Mgmt No vote
Cumulative voting: Jose Luciano Duarte
Penido (independent)
6b Election of the Board of Directors by Mgmt No vote
Cumulative voting: Fernando Jorge Buso
Gomes
6c Election of the Board of Directors by Mgmt No vote
Cumulative voting: Daniel Andre Stieler
6d Election of the Board of Directors by Mgmt No vote
Cumulative voting: Eduardo de Oliveira
Rodrigues Filho
6e Election of the Board of Directors by Mgmt No vote
Cumulative voting: Ken Yasuhara
6f Election of the Board of Directors by Mgmt No vote
Cumulative voting: Manuel Lino Silva de
Sousa Oliveira (Ollie) (independent)
6g Election of the Board of Directors by Mgmt No vote
Cumulative voting: Marcelo Gasparino da
Silva (independent)
6h Election of the Board of Directors by Mgmt No vote
Cumulative voting: Mauro Gentile Rodrigues
Cunha (independent)
6i Election of the Board of Directors by Mgmt No vote
Cumulative voting: Murilo Cesar Lemos dos
Santos Passos (independent)
6j Election of the Board of Directors by Mgmt No vote
Cumulative voting: Rachel de Oliveira Maia
(independent)
6k Election of the Board of Directors by Mgmt No vote
Cumulative voting: Roberto da Cunha
Castello Branco (independent)
6l Election of the Board of Directors by Mgmt No vote
Cumulative voting: Roger Allan Downey
(independent)
7 Election of Chairman of the Board of Mgmt No vote
Directors: Jose Luciano Duarte Penido
(independent)
8 Election of Vice-Chairman of the Board: Mgmt No vote
Fernando Jorge Buso Gomes
9a Election of the Fiscal Council by Mgmt No vote
Candidate: Marcelo Amaral Moraes (Marcus
Vinicius Dias Severini as alternate). (You
may only vote "FOR" in up to 4 of the 6
Fiscal Council candidates in proposals
9A-9F. Your vote will be deemed invalid for
proposals 9A-9F if you vote in favor of
more than 4 Fiscal Council candidates)
9b Election of the Fiscal Council by Mgmt No vote
Candidate: Gueitiro Matsuo Genso. (You may
only vote "FOR" in up to 4 of the 6 Fiscal
Council candidates in proposals 9A-9F. Your
vote will be deemed invalid for proposals
9A-9F if you vote in favor of more than 4
Fiscal Council candidates)
9c Election of the Fiscal Council by Mgmt No vote
Candidate: Marcio de Souza (Nelson de
Menezes Filho as alternate). (You may only
vote "FOR" in up to 4 of the 6 Fiscal
Council candidates in proposals 9A-9F. Your
vote will be deemed invalid for proposals
9A-9F if you vote in favor of more than 4
Fiscal Council candidates)
9d Election of the Fiscal Council by Mgmt No vote
Candidate: Raphael Manhaes Martins (Adriana
de Andrade Sole as alternate). (You may
only vote "FOR" in up to 4 of the 6 Fiscal
Council candidates in proposals 9A-9F. Your
vote will be deemed invalid for proposals
9A-9F if you vote in favor of more than 4
Fiscal Council candidates)
9e Election of the Fiscal Council by Mgmt No vote
Candidate: Heloisa Belotti Bedicks (Rodrigo
de Mesquita Pereira as alternate). (You may
only vote "FOR" in up to 4 of the 6 Fiscal
Council candidates in proposals 9A-9F. Your
vote will be deemed invalid for proposals
9A-9F if you vote in favor of more than 4
Fiscal Council candidates)
9f Election of the Fiscal Council by Mgmt No vote
Candidate: Robert Juenemann (Jandaraci
Ferreira de Araujo as alternate). (You may
only vote "FOR" in up to 4 of the 6 Fiscal
Council candidates in proposals 9A-9F. Your
vote will be deemed invalid for proposals
9A-9F if you vote in favor of more than 4
Fiscal Council candidates)
10 Resolution 10 Mgmt No vote
11 Resolution 11 Mgmt No vote
E1 Extraordinary Shareholders' Meeting: Mgmt No vote
Resolution 1
E2 Extraordinary Shareholders' Meeting: Mgmt No vote
Resolution 2
E3 Extraordinary Shareholders' Meeting: Mgmt No vote
Resolution 3
E4 Extraordinary Shareholders' Meeting: Mgmt No vote
Resolution 4
E5 Extraordinary Shareholders' Meeting: Mgmt No vote
Resolution 5
E6 Extraordinary Shareholders' Meeting: Mgmt No vote
Resolution 6
E7 Extraordinary Shareholders' Meeting: Mgmt No vote
Resolution 7
--------------------------------------------------------------------------------------------------------------------------
WEWORK INC. Agenda Number: 935592166
--------------------------------------------------------------------------------------------------------------------------
Security: 96209A104
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: WE
ISIN: US96209A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michel Combes Mgmt For For
Bruce Dunlevie Mgmt Withheld Against
Saurabh Jalan Mgmt For For
Veronique Laury Mgmt Withheld Against
Sandeep Mathrani Mgmt For For
Deven Parekh Mgmt Withheld Against
Vivek Ranadive Mgmt For For
Kirthiga Reddy Mgmt For For
Jeffrey Sine Mgmt For For
2. Advisory vote to approve our 2021 named Mgmt Against Against
executive officer compensation.
3. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on our named executive
officer compensation.
4. Ratification of appointment of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm for fiscal year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
WEYERHAEUSER COMPANY Agenda Number: 935580527
--------------------------------------------------------------------------------------------------------------------------
Security: 962166104
Meeting Type: Annual
Meeting Date: 13-May-2022
Ticker: WY
ISIN: US9621661043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark A. Emmert Mgmt Against Against
1B. Election of Director: Rick R. Holley Mgmt For For
1C. Election of Director: Sara Grootwassink Mgmt For For
Lewis
1D. Election of Director: Deidra C. Merriwether Mgmt For For
1E. Election of Director: Al Monaco Mgmt For For
1F. Election of Director: Nicole W. Piasecki Mgmt For For
1G. Election of Director: Lawrence A. Selzer Mgmt For For
1H. Election of Director: Devin W. Stockfish Mgmt For For
1I. Election of Director: Kim Williams Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of the named executive
officers.
3. Approval of the Weyerhaeuser 2022 Long-Term Mgmt For For
Incentive Plan.
4. Ratification of the selection of Mgmt Against Against
independent registered public accounting
firm for 2022.
--------------------------------------------------------------------------------------------------------------------------
WHEATON PRECIOUS METALS CORP. Agenda Number: 935586050
--------------------------------------------------------------------------------------------------------------------------
Security: 962879102
Meeting Type: Annual and Special
Meeting Date: 13-May-2022
Ticker: WPM
ISIN: CA9628791027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
George L. Brack Mgmt Withheld Against
John A. Brough Mgmt Withheld Against
Jaimie Donovan Mgmt For For
R. Peter Gillin Mgmt Withheld Against
Chantal Gosselin Mgmt For For
Glenn Ives Mgmt For For
Charles A. Jeannes Mgmt Withheld Against
Eduardo Luna Mgmt Withheld Against
Marilyn Schonberner Mgmt Withheld Against
Randy V.J. Smallwood Mgmt For For
2 In respect of the appointment of Deloitte Mgmt Withheld Against
LLP, Independent Registered Public
Accounting Firm, as auditors for 2022 and
to authorize the directors to fix the
auditors' remuneration
3 A non-binding advisory resolution on the Mgmt Against Against
Company's approach to executive
compensation
Amplify Lithium & Battery Technology ETF
--------------------------------------------------------------------------------------------------------------------------
AFRICAN RAINBOW MINERALS LIMITED Agenda Number: 714762780
--------------------------------------------------------------------------------------------------------------------------
Security: S01680107
Meeting Type: AGM
Meeting Date: 02-Dec-2021
Ticker:
ISIN: ZAE000054045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.O.1 RE-ELECTION OF MR F ABBOTT Mgmt For For
2.O.2 RE-ELECTION OF MR WM GULE Mgmt For For
3.O.3 RE-ELECTION OF MR AK MADITSI Mgmt Against Against
4.O.4 RE-ELECTION OF MR DC NOKO Mgmt For For
5..5 REAPPOINTMENT OF EXTERNAL AUDITOR AND MR PD Mgmt For For
GROBBELAAR AS THE DESIGNATED AUDITOR
6O6.1 TO INDIVIDUALLY ELECT THE FOLLOWING Mgmt Against Against
INDEPENDENT NON-EXECUTIVE DIRECTOR AS
MEMBER OF THE AUDIT AND RISK COMMITTEE: MR
TA BOARDMAN
6O6.2 TO INDIVIDUALLY ELECT THE FOLLOWING Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR AS
MEMBER OF THE AUDIT AND RISK COMMITTEE: MR
F ABBOTT
6O6.3 TO INDIVIDUALLY ELECT THE FOLLOWING Mgmt Against Against
INDEPENDENT NON-EXECUTIVE DIRECTOR AS
MEMBER OF THE AUDIT AND RISK COMMITTEE: MR
AD BOTHA
6O6.4 TO INDIVIDUALLY ELECT THE FOLLOWING Mgmt Against Against
INDEPENDENT NON-EXECUTIVE DIRECTOR AS
MEMBER OF THE AUDIT AND RISK COMMITTEE: MR
AK MADITSI
6O6.5 TO INDIVIDUALLY ELECT THE FOLLOWING Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR AS
MEMBER OF THE AUDIT AND RISK COMMITTEE: MS
PJ MNISI
6O6.6 TO INDIVIDUALLY ELECT THE FOLLOWING Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR AS
MEMBER OF THE AUDIT AND RISK COMMITTEE: DR
RV SIMELANE
7.O.7 NON-BINDING ADVISORY VOTE ON THE COMPANY'S Mgmt Against Against
REMUNERATION POLICY
8.O.8 NON-BINDING ADVISORY VOTE ON THE COMPANY'S Mgmt Against Against
REMUNERATION IMPLEMENTATION REPORT
9.O.9 PLACING CONTROL OF AUTHORISED BUT UNISSUED Mgmt For For
COMPANY SHARES IN THE HANDS OF THE BOARD
10O10 GENERAL AUTHORITY TO ALLOT AND ISSUE SHARES Mgmt For For
FOR CASH
11S11 TO INDIVIDUALLY AUTHORISE THE COMPANY TO Mgmt For For
PAY THE FOLLOWING REMUNERATION TO
NON-EXECUTIVE DIRECTORS WITH EFFECT FROM 1
JULY 2021: ANNUAL RETAINER FEES AS OUTLINED
IN THE NOTICE OF ANNUAL GENERAL MEETING
11S12 TO INDIVIDUALLY AUTHORISE THE COMPANY TO Mgmt For For
PAY THE FOLLOWING REMUNERATION TO
NON-EXECUTIVE DIRECTORS WITH EFFECT FROM 1
JULY 2021: FEES FOR ATTENDING BOARD
MEETINGS AS OUTLINED THE NOTICE OF ANNUAL
GENERAL MEETING
12S.2 COMMITTEE MEETING ATTENDANCE FEES WITH Mgmt For For
EFFECT FROM 1 JULY 2021 AS OUTLINED THE
NOTICE OF ANNUAL GENERAL MEETING
13S.3 FINANCIAL ASSISTANCE - FOR SUBSCRIPTION FOR Mgmt For For
SECURITIES
14S.4 FINANCIAL ASSISTANCE - FOR RELATED OR Mgmt For For
INTER-RELATED COMPANIES
15S.5 ISSUE OF SHARES TO PERSONS LISTED IN Mgmt Against Against
SECTION 41(1) OF THE COMPANIES ACT IN
CONNECTION WITH THE COMPANY'S SHARE OR
EMPLOYEE INCENTIVE SCHEMES
16S.6 GENERAL AUTHORITY TO REPURCHASE SHARES Mgmt Against Against
CMMT 26 NOV 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ALBEMARLE CORPORATION Agenda Number: 935570211
--------------------------------------------------------------------------------------------------------------------------
Security: 012653101
Meeting Type: Annual
Meeting Date: 03-May-2022
Ticker: ALB
ISIN: US0126531013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To consider and vote on a non-binding Mgmt For For
advisory resolution approving the
compensation of our named executive
officers.
2A. Election of Director: Mary Lauren Brlas Mgmt For For
2B. Election of Director: Ralf H. Cramer Mgmt For For
2C. Election of Director: J. Kent Masters, Jr. Mgmt For For
2D. Election of Director: Glenda J. Minor Mgmt For For
2E. Election of Director: James J. O'Brien Mgmt Against Against
2F. Election of Director: Diarmuid B. O'Connell Mgmt For For
2G. Election of Director: Dean L. Seavers Mgmt For For
2H. Election of Director: Gerald A. Steiner Mgmt For For
2I. Election of Director: Holly A. Van Deursen Mgmt For For
2J. Election of Director: Alejandro D. Wolff Mgmt For For
3. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as Albemarle's
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
--------------------------------------------------------------------------------------------------------------------------
AMG ADVANCED METALLURGICAL GROUP NV Agenda Number: 715304729
--------------------------------------------------------------------------------------------------------------------------
Security: N04897109
Meeting Type: AGM
Meeting Date: 05-May-2022
Ticker:
ISIN: NL0000888691
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO BENEFICIAL OWNER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE
REJECTED.
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
1. OPENING Non-Voting
2.a. REPORT OF THE MANAGEMENT BOARD FOR THE 2021 Non-Voting
FINANCIAL YEAR INCLUDING DISCUSSION ON THE
ANNUAL REPORT 2021
2.b. REMUNERATION REPORT OF THE SUPERVISORY Mgmt Against Against
BOARD FOR THE 2021 FINANCIAL YEAR
2.c. DISCUSSION OF THE DIVIDEND POLICY Non-Voting
3.a. ADOPTION OF THE 2021 FINANCIAL STATEMENTS Mgmt For For
3.b. PROPOSAL TO RESOLVE UPON (FINAL) DIVIDEND Mgmt For For
DISTRIBUTION
4. DISCHARGE OF LIABILITY OF THE MEMBERS OF Mgmt For For
THE MANAGEMENT BOARD FOR THE 2021 FINANCIAL
YEAR
5. DISCHARGE OF LIABILITY OF THE MEMBERS OF Mgmt For For
THE SUPERVISORY BOARD FOR THE 2021
FINANCIAL YEAR
6. REAPPOINTMENT OF DR. D. CECCARELLI AS Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
7. REAPPOINTMENT OF KPMG ACCOUNTANTS N.V. AS Mgmt For For
EXTERNAL AUDITOR OF THE COMPANY FOR THE
YEARS 2022 AND 2023
8. RENEWAL OF THE AUTHORIZATION TO (A) ISSUE Non-Voting
SHARES AND/OR GRANT RIGHTS TO ACQUIRE
SHARES FOR GENERAL CORPORATE PURPOSES
AND/OR FOR THE PURPOSE OF MERGERS AND
ACQUISITIONS, AND/OR FOR STRATEGIC
ALLIANCES AND/OR FOR FINANCIAL SUPPORT
ARRANGEMENTS, AND (B) TO RESTRICT OR
EXCLUDE THE PREEMPTIVE RIGHTS UPON
ISSUANCES AS REFERRED TO UNDER 8.(A)
8.a. PROPOSAL TO AUTHORIZE THE MANAGEMENT BOARD Mgmt For For
FOR A PERIOD OF 18 MONTHS AS OF MAY 5,
2022, I.E., UP TO AND INCLUDING NOVEMBER 4,
2023, SUBJECT TO THE APPROVAL OF THE
SUPERVISORY BOARD, TO ISSUE SHARES IN THE
COMPANYS SHARE CAPITAL AND/OR GRANT RIGHTS
TO SUBSCRIBE FOR SHARES IN THE COMPANYS
SHARE CAPITAL UP TO A MAXIMUM OF 10% OF THE
COMPANYS ISSUED SHARE CAPITAL AS AT
DECEMBER 31, 2021
8.b. PROPOSAL TO AUTHORIZE THE MANAGEMENT BOARD Mgmt For For
FOR A PERIOD OF 18 MONTHS AS OF MAY 5,
2022, I.E., UP TO AND INCLUDING NOVEMBER 4,
2023, SUBJECT TO THE APPROVAL OF THE
SUPERVISORY BOARD, TO RESTRICT OR EXCLUDE
THE PREEMPTIVE RIGHTS ACCRUING TO
SHAREHOLDERS UPON AN ISSUANCE AS REFERRED
TO UNDER ITEM 8.(A)
9. RENEWAL OF THE AUTHORIZATION TO ACQUIRE Mgmt For For
SHARES IN THE COMPANY'S OWN SHARE CAPITAL
PROPOSAL TO AUTHORIZE THE MANAGEMENT BOARD
FOR A PERIOD OF 18 MONTHS AS OF MAY 5,
2022, I.E., UP TO AND INCLUDING NOVEMBER 4,
2023, TO ACQUIRE, SUBJECT TO THE APPROVAL
OF THE SUPERVISORY BOARD, SHARES IN THE
COMPANYS SHARE CAPITAL UP TO 10% OF THE
COMPANYS ISSUED SHARE CAPITAL AT THE DATE
OF ACQUISITION, AT THE STOCK EXCHANGE OR
OTHERWISE, AT A PRICE BETWEEN PAR VALUE AND
110 PERCENT OF THE AVERAGE CLOSING PRICE OF
THE COMPANYS SHARES AT EURONEXT AMSTERDAM
N.V. ON THE FIVE CONSECUTIVE TRADING DAYS
IMMEDIATELY PRECEDING THE DAY OF PURCHASE
BY OR FOR THE ACCOUNT OF THE COMPANY
10. ANY OTHER BUSINESS Non-Voting
11. CLOSING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 07 APR 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
BAIC MOTOR CORPORATION LTD Agenda Number: 715700666
--------------------------------------------------------------------------------------------------------------------------
Security: Y0506H104
Meeting Type: AGM
Meeting Date: 28-Jun-2022
Ticker:
ISIN: CNE100001TJ4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0526/2022052601002.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0526/2022052601047.pdf
1 REPORT OF THE BOARD OF DIRECTORS FOR 2021 Mgmt For For
2 REPORT OF THE BOARD OF SUPERVISORS FOR 2021 Mgmt For For
3 FINANCIAL REPORT FOR 2021 Mgmt For For
4 PROFITS DISTRIBUTION AND DIVIDENDS Mgmt For For
DISTRIBUTION PLAN FOR 2021
5 RE-APPOINTMENT OF THE INTERNATIONAL AUDITOR Mgmt For For
AND DOMESTIC AUDITOR FOR 2022
6.A PROPOSED APPOINTMENT OF NON-EXECUTIVE Mgmt For For
DIRECTOR: APPOINT MR. CHEN WEI AS
NON-EXECUTIVE DIRECTOR OF THE COMPANY
6.B PROPOSED APPOINTMENT OF EXECUTIVE DIRECTOR: Mgmt For For
APPOINT MR. ZHANG GUOFU AS EXECUTIVE
DIRECTOR OF THE COMPANY
7.A TO RENEW THE CONTINUING CONNECTED Mgmt For For
TRANSACTIONS WITH BEIJING AUTOMOTIVE GROUP
CO., LTD.: THE PURCHASE OF PRODUCTS
TRANSACTIONS BETWEEN THE GROUP AND BEIJING
AUTOMOTIVE GROUP CO., LTD. AND ITS
ASSOCIATES UNDER THE PRODUCTS AND SERVICES
PURCHASING FRAMEWORK AGREEMENT
7.B TO RENEW THE CONTINUING CONNECTED Mgmt For For
TRANSACTIONS WITH BEIJING AUTOMOTIVE GROUP
CO., LTD.: THE PURCHASE OF SERVICES
TRANSACTIONS BETWEEN THE GROUP AND BEIJING
AUTOMOTIVE GROUP CO., LTD. AND ITS
ASSOCIATES UNDER THE PRODUCTS AND SERVICES
PURCHASING FRAMEWORK AGREEMENT
7.C TO RENEW THE CONTINUING CONNECTED Mgmt For For
TRANSACTIONS WITH BEIJING AUTOMOTIVE GROUP
CO., LTD.: THE SALE OF PRODUCTS
TRANSACTIONS BETWEEN THE GROUP AND BEIJING
AUTOMOTIVE GROUP CO., LTD. AND ITS
ASSOCIATES UNDER THE PROVISION OF PRODUCTS
AND SERVICES FRAMEWORK AGREEMENT
7.D TO RENEW THE CONTINUING CONNECTED Mgmt For For
TRANSACTIONS WITH BEIJING AUTOMOTIVE GROUP
CO., LTD.: THE DEPOSIT TRANSACTIONS BETWEEN
THE GROUP AND BAIC GROUP FINANCE CO., LTD.
UNDER THE FINANCIAL SERVICES FRAMEWORK
AGREEMENT
8 GENERAL MANDATE FOR THE ISSUANCE OF DEBT Mgmt For For
FINANCING INSTRUMENTS
9 GENERAL MANDATE FOR THE ISSUANCE OF SHARES Mgmt For For
10 GENERAL MANDATE FOR THE REPURCHASE OF Mgmt For For
SHARES
--------------------------------------------------------------------------------------------------------------------------
BAIC MOTOR CORPORATION LTD Agenda Number: 715700692
--------------------------------------------------------------------------------------------------------------------------
Security: Y0506H104
Meeting Type: CLS
Meeting Date: 28-Jun-2022
Ticker:
ISIN: CNE100001TJ4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0526/2022052601014.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0526/2022052601056.pdf
1 GENERAL MANDATE FOR THE REPURCHASE OF Mgmt For For
SHARES
--------------------------------------------------------------------------------------------------------------------------
BEAM GLOBAL Agenda Number: 935418219
--------------------------------------------------------------------------------------------------------------------------
Security: 07373B109
Meeting Type: Annual
Meeting Date: 14-Jul-2021
Ticker: BEEM
ISIN: US07373B1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
No vote required-closed Mgmt Withheld Against
No vote required-closed Mgmt Withheld Against
No vote required-closed Mgmt Withheld Against
No vote required-closed Mgmt For For
2. Approve an amendment to our Articles of Mgmt For For
Incorporation to increase our authorized
common stock from 9,800,000 to 350,000,000
shares.
3. Proposal closed - no vote required Mgmt Against Against
4. Proposal closed - no vote required Mgmt For For
5. Proposal closed - no vote required Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BHP GROUP LTD Agenda Number: 935497051
--------------------------------------------------------------------------------------------------------------------------
Security: 088606108
Meeting Type: Annual
Meeting Date: 11-Nov-2021
Ticker: BHP
ISIN: US0886061086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the 2021 Financial Statements Mgmt For For
and Reports for BHP.
2. To reappoint Ernst & Young LLP as the Mgmt Against Against
auditor of BHP Group Plc.
3. To authorise the Risk and Audit Committee Mgmt Against Against
to agree the remuneration of Ernst & Young
LLP as the auditor of BHP Group Plc.
4. To approve the general authority to issue Mgmt For For
shares in BHP Group Plc.
5. To approve the authority to allot equity Mgmt For For
securities in BHP Group Plc for cash.
6. To authorise the repurchase of shares in Mgmt For For
BHP Group Plc.
7. To approve the 2021 Remuneration Report Mgmt For For
other than the part containing the
Directors' remuneration policy.
8. To approve the 2021 Remuneration Report. Mgmt For For
9. To approve the grant to the Executive Mgmt For For
Director.
10. To re-elect Terry Bowen as a Director of Mgmt For For
BHP.
11. To re-elect Malcolm Broomhead as a Director Mgmt Against Against
of BHP.
12. To re-elect Xiaoqun Clever as a Director of Mgmt For For
BHP.
13. To re-elect Ian Cockerill as a Director of Mgmt For For
BHP.
14. To re-elect Gary Goldberg as a Director of Mgmt For For
BHP.
15. To re-elect Mike Henry as a Director of Mgmt For For
BHP.
16. To re-elect Ken MacKenzie as a Director of Mgmt For For
BHP.
17. To re-elect John Mogford as a Director of Mgmt For For
BHP.
18. To re-elect Christine O'Reilly as a Mgmt For For
Director of BHP.
19. To re-elect Dion Weisler as a Director of Mgmt For For
BHP.
20. To approve BHP's Climate Transition Action Mgmt For For
Plan.
21. Amendment to the Constitution. Mgmt For Against
22. Climate-related lobbying. Mgmt Against Against
23. Capital protection. Mgmt For Against
--------------------------------------------------------------------------------------------------------------------------
BHP GROUP LTD Agenda Number: 935538314
--------------------------------------------------------------------------------------------------------------------------
Security: 088606108
Meeting Type: Annual
Meeting Date: 20-Jan-2022
Ticker: BHP
ISIN: US0886061086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Amendments to Limited Constitution. Mgmt For For
2. Limited Special Voting Share Buy-back. Mgmt For For
3. DLC Dividend Share Buy-back. Mgmt For For
4. Plc Special Voting Share Buy-back (Class Mgmt For For
Rights Action).
5. Change in the status of Plc (Class Rights Mgmt For For
Action).
--------------------------------------------------------------------------------------------------------------------------
BLINK CHARGING CO. Agenda Number: 935475168
--------------------------------------------------------------------------------------------------------------------------
Security: 09354A100
Meeting Type: Annual
Meeting Date: 02-Sep-2021
Ticker: BLNK
ISIN: US09354A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael D. Farkas Mgmt For For
Brendan S. Jones Mgmt For For
Louis R. Buffalino Mgmt For For
Jack Levine Mgmt For For
Kenneth R. Marks Mgmt For For
Ritsaart van Montfrans Mgmt For For
Carmen M. Perez-Carlton Mgmt For For
2. Ratify the appointment of Marcum LLP as our Mgmt Against Against
independent registered public accounting
firm for the year ending December 31, 2021.
3. Advisory vote to approve executive Mgmt For For
compensation ("say-on-pay" vote).
--------------------------------------------------------------------------------------------------------------------------
BUSHVELD MINERALS LIMITED Agenda Number: 714426081
--------------------------------------------------------------------------------------------------------------------------
Security: G1340T106
Meeting Type: AGM
Meeting Date: 05-Aug-2021
Ticker:
ISIN: GG00B4TM3943
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE ANNUAL FINANCIAL Mgmt For For
STATEMENTS OF THE COMPANY AND THE DIRECTORS
REPORT AND THE REPORT OF THE AUDITORS
2 TO APPROVE THE DIRECTORS FEES AS REFLECTED Mgmt Against Against
IN REMUNERATION REPORT AND IN NOTE 35 OF
THE ANNUAL FINANCIAL STATEMENTS
3 THAT MESSRS RSM UK AUDIT LLP BE REAPPOINTED Mgmt Against Against
AS AUDITORS TO THE COMPANY
4 THAT THE DIRECTORS BE AUTHORISED TO APPROVE Mgmt Against Against
THE REMUNERATION OF THE COMPANY'S AUDITORS
TO THE COMPANY
5 THAT ANTHONY VILJOEN SHALL BE RE-ELECTED AS Mgmt For For
A DIRECTOR, HAVING RETIRED BY ROTATION AND
OFFERED HIMSELF FOR RE-ELECTION
6 THAT MICHAEL KIRKWOOD SHALL BE RE-ELECTED Mgmt Against Against
AS A DIRECTOR, HAVING RETIRED BY ROTATION
AND OFFERED HIMSELF FOR RE-ELECTION
7 THE COMPANY BE AUTHORISE TO MAKE ON MARKET Mgmt Against Against
ACQUISITIONS OF ORDINARY SHARES
8 THE DIRECTORS OF THE COMPANY BE AUTHORISED Mgmt For For
TO ISSUE, GRANT RIGHTS TO SUBSCRIBE FOR, OR
TO CONVERT ANY SECURITIES INTO SHARES IN
THE CAPITAL OF THE COMPANY
9 IF RESOLUTION 8 IS PASSED, THE DIRECTORS OF Mgmt For For
THE COMPANY BE AUTHORISED TO ISSUE OR GRANT
EQUITY SECURITIES IN THE CAPITAL OF THE
COMPANY
--------------------------------------------------------------------------------------------------------------------------
BYD COMPANY LTD Agenda Number: 714903906
--------------------------------------------------------------------------------------------------------------------------
Security: Y1023R104
Meeting Type: EGM
Meeting Date: 30-Nov-2021
Ticker:
ISIN: CNE100000296
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/1112/2021111201506.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/1112/2021111201544.pdf
1 TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For
THE ARTICLES OF ASSOCIATION AS SET OUT IN
APPENDIX I TO THE CIRCULAR DATED 13
NOVEMBER 2021 OF THE COMPANY
(THE"CIRCULAR")
2 TO CONSIDER AND APPROVE THE RULES OF Mgmt For For
PROCEDURES OF MEETINGS OF THE BOARD OF THE
COMPANY AS SET OUT IN APPENDIX II TO THE
CIRCULAR
3 TO CONSIDER AND APPROVE THE RULES OF Mgmt For For
PROCEDURES OF MEETINGS OF THE SUPERVISORY
COMMITTEE OF THE COMPANY AS SET OUT IN
APPENDIX III TO THE CIRCULAR
4 TO CONSIDER AND APPROVE THE COMPLIANCE Mgmt For For
MANUAL IN RELATION TO INDEPENDENT DIRECTORS
OF THE COMPANY AS SET OUT IN APPENDIX IV TO
THE CIRCULAR
5 TO CONSIDER AND APPROVE THE MANAGEMENT Mgmt For For
SYSTEM FOR THE FUNDS RAISED OF THE COMPANY
AS SET OUT IN APPENDIX V TO THE CIRCULAR
6 TO CONSIDER AND APPROVE THE COMPLIANCE Mgmt For For
MANUAL IN RELATION TO CONNECTED
TRANSACTIONS OF THE COMPANY AS SET OUT IN
APPENDIX VI TO THE CIRCULAR
7 TO CONSIDER AND APPROVE THE RULES FOR THE Mgmt For For
SELECTION AND APPOINTMENT OF ACCOUNTANTS'
FIRM OF THE COMPANY AS SET OUT IN APPENDIX
VII TO THE CIRCULAR
8 TO CONSIDER AND APPROVE THE POLICY ON Mgmt For For
EXTERNAL GUARANTEE OF THE COMPANY AS SET
OUT IN APPENDIX VIII TO THE CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
BYD COMPANY LTD Agenda Number: 715596271
--------------------------------------------------------------------------------------------------------------------------
Security: Y1023R104
Meeting Type: EGM
Meeting Date: 27-May-2022
Ticker:
ISIN: CNE100000296
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0505/2022050502348.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0505/2022050502323.pdf
1.01 TO CONSIDER AND APPROVE THE A SHARES Mgmt For For
REPURCHASE PLAN FOR 2022: PURPOSE OF THE
SHARE REPURCHASE
1.02 TO CONSIDER AND APPROVE THE A SHARES Mgmt For For
REPURCHASE PLAN FOR 2022: THE SHARE
REPURCHASE FULFILLS RELEVANT CONDITIONS
1.03 TO CONSIDER AND APPROVE THE A SHARES Mgmt For For
REPURCHASE PLAN FOR 2022: METHOD AND
PURPOSE OF THE SHARE REPURCHASE
1.04 TO CONSIDER AND APPROVE THE A SHARES Mgmt For For
REPURCHASE PLAN FOR 2022: PRICE OR PRICE
RANGE AND PRICING PRINCIPLES OF THE SHARE
REPURCHASE
1.05 TO CONSIDER AND APPROVE THE A SHARES Mgmt For For
REPURCHASE PLAN FOR 2022: AMOUNT AND SOURCE
OF CAPITAL FOR THE REPURCHASE
1.06 TO CONSIDER AND APPROVE THE A SHARES Mgmt For For
REPURCHASE PLAN FOR 2022: CLASS, QUANTITY
AND PERCENTAGE TO THE TOTAL SHARE CAPITAL
FOR THE SHARES INTENDED TO BE REPURCHASED
1.07 TO CONSIDER AND APPROVE THE A SHARES Mgmt For For
REPURCHASE PLAN FOR 2022: SHARE REPURCHASE
PERIOD
1.08 TO CONSIDER AND APPROVE THE A SHARES Mgmt For For
REPURCHASE PLAN FOR 2022: VALIDITY PERIOD
OF THE SHARE REPURCHASE RESOLUTION
2 TO CONSIDER AND APPROVE THE GRANT OF Mgmt For For
MANDATE TO THE BOARD AND ITS AUTHORIZED
PERSONS TO DEAL WITH MATTERS IN RELATION TO
THE REPURCHASE OF A SHARES IN FULL
DISCRETION
3 TO CONSIDER AND APPROVE THE BYD 2022 Mgmt For For
EMPLOYEE SHARE OWNERSHIP PLAN (DRAFT) AND
ITS SUMMARY
4 TO CONSIDER AND APPROVE THE MANAGEMENT Mgmt For For
MEASURES FOR BYD 2022 EMPLOYEE SHARE
OWNERSHIP PLAN
5 TO CONSIDER AND APPROVE THE GRANT OF Mgmt For For
AUTHORISATION TO THE BOARD AND ITS
AUTHORIZED PERSONS TO DEAL WITH MATTERS IN
RELATION TO THE BYD 2022 EMPLOYEE SHARE
OWNERSHIP PLAN IN FULL DISCRETION
6 TO CONSIDER AND APPROVE THE CAPITAL Mgmt For For
INJECTION TO THE JOINT-STOCK COMPANY BYD
AUTO FINANCE COMPANY LIMITED AND RELATED
PARTY TRANSACTION
CMMT 12 MAY 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE OF THE RECORD DATE
FROM 26 MAY 2022 TO 20 MAY 2022. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
BYD COMPANY LTD Agenda Number: 715477279
--------------------------------------------------------------------------------------------------------------------------
Security: Y1023R104
Meeting Type: AGM
Meeting Date: 08-Jun-2022
Ticker:
ISIN: CNE100000296
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0414/2022041401131.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0414/2022041401063.pdf
1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY (THE
BOARD) FOR THE YEAR ENDED 31 DECEMBER 2021
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR ENDED 31 DECEMBER 2021
3 TO CONSIDER AND APPROVE THE AUDITED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY FOR THE
YEAR ENDED 31 DECEMBER 2021
4 TO CONSIDER AND APPROVE THE ANNUAL REPORTS Mgmt For For
OF THE COMPANY FOR THE YEAR ENDED 31
DECEMBER 2021 AND THE SUMMARY THEREOF
5 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PLAN OF THE COMPANY FOR THE
YEAR ENDED 31 DECEMBER 2021
6 TO CONSIDER AND APPROVE THE ALIGNMENT IN Mgmt For For
THE PREPARATION OF FINANCIAL STATEMENTS IN
ACCORDANCE WITH THE CHINA ACCOUNTING
STANDARDS FOR BUSINESS ENTERPRISES AND
CESSATION OF APPOINTMENT OF THE
INTERNATIONAL AUDITOR
7 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG HUA MING (LLP) AS THE SOLE
EXTERNAL AUDITOR AND INTERNAL CONTROL AUDIT
INSTITUTION OF THE COMPANY FOR THE
FINANCIAL YEAR OF 2022 AND TO HOLD OFFICE
UNTIL THE NEXT ANNUAL GENERAL MEETING OF
THE COMPANY, AND TO AUTHORISE THE BOARD AND
THE BOARD DELEGATES THE MANAGEMENT OF THE
COMPANY TO DETERMINE THEIR REMUNERATION
8 TO CONSIDER AND APPROVE THE PROVISION OF Mgmt For For
GUARANTEE BY THE GROUP
9 TO CONSIDER AND APPROVE THE ESTIMATED CAP Mgmt For For
OF ORDINARY CONNECTED TRANSACTIONS OF THE
GROUP FOR THE YEAR 2022
10 TO CONSIDER AND APPROVE: (A) THE GRANT TO Mgmt For For
THE BOARD A GENERAL MANDATE TO ALLOT, ISSUE
AND DEAL WITH ADDITIONAL H SHARES IN THE
CAPITAL OF THE COMPANY SUBJECT TO THE
FOLLOWING CONDITIONS: (I) THAT THE
AGGREGATE NOMINAL AMOUNT OF H SHARES OF THE
COMPANY ALLOTTED, ISSUED AND DEALT WITH OR
AGREED CONDITIONALLY OR UNCONDITIONALLY TO
BE ALLOTTED, ISSUED OR DEALT WITH BY THE
BOARD PURSUANT TO THE GENERAL MANDATE SHALL
NOT EXCEED 20 PER CENT OF THE AGGREGATE
NOMINAL AMOUNT OF H SHARES OF THE COMPANY
IN ISSUE; (II) THAT THE EXERCISE OF THE
GENERAL MANDATE SHALL BE SUBJECT TO ALL
GOVERNMENTAL AND/OR REGULATORY APPROVAL(S),
IF ANY, AND APPLICABLE LAWS (INCLUDING BUT
WITHOUT LIMITATION, THE COMPANY LAW OF THE
PRC AND THE RULES GOVERNING THE LISTING OF
SECURITIES ON THE STOCK EXCHANGE OF HONG
KONG LIMITED (THE "LISTING RULES")); (III)
THAT THE GENERAL MANDATE SHALL REMAIN VALID
UNTIL THE EARLIEST OF (1) THE CONCLUSION OF
THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY; OR (2) THE EXPIRATION OF A
12-MONTH PERIOD FOLLOWING THE PASSING OF
THIS RESOLUTION; OR (3) THE DATE ON WHICH
THE AUTHORITY SET OUT IN THIS RESOLUTION IS
REVOKED OR VARIED BY A SPECIAL RESOLUTION
OF THE SHAREHOLDERS OF THE COMPANY IN A
GENERAL MEETING; AND (B) THE AUTHORISATION
TO THE BOARD TO APPROVE, EXECUTE AND DO OR
PROCURE TO BE EXECUTED AND DONE, ALL SUCH
DOCUMENTS, DEEDS AND THINGS AS IT MAY
CONSIDER NECESSARY OR EXPEDIENT IN
CONNECTION WITH THE ALLOTMENT AND ISSUE OF
ANY NEW SHARES PURSUANT TO THE EXERCISE OF
THE GENERAL MANDATE REFERRED TO IN
PARAGRAPH (A) OF THIS RESOLUTION
11 TO CONSIDER AND APPROVE A GENERAL AND Mgmt For For
UNCONDITIONAL MANDATE TO THE DIRECTORS OF
BYD ELECTRONIC (INTERNATIONAL) COMPANY
LIMITED (BYD ELECTRONIC) TO ALLOT, ISSUE
AND DEAL WITH NEW SHARES OF BYD ELECTRONIC
NOT EXCEEDING 20 PER CENT OF THE NUMBER OF
THE ISSUED SHARES OF BYD ELECTRONIC
12 TO CONSIDER AND APPROVE PROVISION OF PHASED Mgmt For For
GUARANTEE FOR MORTGAGE-BACKED CAR BUYERS TO
BYD AUTO FINANCE COMPANY LIMITED (AS
SPECIFIED) BY THE STORE DIRECTLY RUN BY THE
COMPANY'S HOLDING SUBSIDIARY
13 TO CONSIDER AND APPROVE THE AUTHORISATION Mgmt For For
TO THE BOARD OF DETERMINE THE PROPOSED PLAN
FOR THE ISSUANCE OF DEBT FINANCING
INSTRUMENT(S)
--------------------------------------------------------------------------------------------------------------------------
CHINA MOLYBDENUM CO LTD Agenda Number: 715580533
--------------------------------------------------------------------------------------------------------------------------
Security: Y1503Z105
Meeting Type: AGM
Meeting Date: 10-Jun-2022
Ticker:
ISIN: CNE100000114
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0429/2022042903995.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0429/2022042904091.pdf
1 "TO RECEIVE AND CONSIDER THE PROPOSAL ON Mgmt For For
THE REPORT OF THE BOARD OF DIRECTORS OF THE
COMPANY FOR THE YEAR 2021."
2 "TO RECEIVE AND CONSIDER THE PROPOSAL ON Mgmt For For
THE REPORT OF THE SUPERVISORY COMMITTEE OF
THE COMPANY FOR THE YEAR 2021."
3 "TO RECEIVE AND CONSIDER THE PROPOSAL ON Mgmt For For
THE ANNUAL REPORT OF THE COMPANY FOR THE
YEAR 2021."
4 "TO RECEIVE AND CONSIDER THE PROPOSAL ON Mgmt For For
THE FINANCIAL REPORT AND FINANCIAL
STATEMENTS OF THE COMPANY FOR THE YEAR
2021."
5 "TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PLAN OF THE COMPANY FOR THE
YEAR 2021."
6 "TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
THE RE-APPOINTMENT OF THE EXTERNAL AUDITORS
FOR THE YEAR 2022."
7 "TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
THE BUDGET REPORT OF THE COMPANY FOR THE
YEAR 2022."
8 "TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
THE PURCHASE OF STRUCTURED DEPOSIT WITH
INTERNAL IDLE FUND."
9 "TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
THE PURCHASE OF WEALTH MANAGEMENT OR
ENTRUSTED WEALTH MANAGEMENT PRODUCTS WITH
INTERNAL IDLE FUND."
10 "TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
PROVISION OF GUARANTEE TO WHOLLY-OWNED
SUBSIDIARIES."
11 "TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
THE PROVISION OF SUPPLY CHAIN FINANCING
GUARANTEE BY IXM (A WHOLLY-OWNED SUBSIDIARY
OF THE COMPANY) TO SUPPLIERS."
12 "TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
THE PROVISION OF FINANCING GUARANTEE TO A
JOINT VENTURE OF THE COMPANY WITH NO MORE
THAN RMB1 BILLION."
13 "TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
THE AUTHORISATION TO THE BOARD OF DIRECTORS
OF THE COMPANY (THE "BOARD") TO DECIDE ON
THE ISSUANCE OF DEBT FINANCING
INSTRUMENTS."
14 "TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
PURCHASING LIABILITY INSURANCE FOR
DIRECTORS, SUPERVISORS AND SENIOR
MANAGEMENT OF THE COMPANY."
15 "TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
FORFEITURE OF UNCOLLECTED DIVIDEND OF H
SHAREHOLDERS OF THE COMPANY FOR THE YEAR
2014."
16 "TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
THE AUTHORIZATION TO THE BOARD TO DEAL WITH
THE DISTRIBUTION OF INTERIM DIVIDEND AND
QUARTERLY DIVIDEND FOR THE YEAR 2022."
17 "TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
THE GRANT OF A GENERAL MANDATE TO THE BOARD
FOR ISSUANCE OF ADDITIONAL A SHARES AND/OR
H SHARES OF THE COMPANY."
18 "TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
THE GRANT OF A GENERAL MANDATE TO THE BOARD
TO REPURCHASE H SHARES."
19 "TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
THE CHANGE OF ENGLISH NAME OF THE COMPANY."
20 "TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
THE AMENDMENTS TO THE ARTICLES OF
ASSOCIATION."
--------------------------------------------------------------------------------------------------------------------------
DYNAPACK INTERNATIONAL TECHNOLOGY CORP Agenda Number: 715618762
--------------------------------------------------------------------------------------------------------------------------
Security: Y2185V107
Meeting Type: AGM
Meeting Date: 06-Jun-2022
Ticker:
ISIN: TW0003211009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2021 BUSINESS REPORT AND FINANCIAL Mgmt For For
STATEMENTS.
2 2021 EARNINGS DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD 15.02545 PER SHARE.
3 THE AMENDMENT TO THE ARTICLES OF Mgmt For For
INCORPORATION.
4 THE AMENDMENT TO THE PROCEDURES FOR Mgmt For For
ACQUISITION AND DISPOSAL OF ASSETS.
--------------------------------------------------------------------------------------------------------------------------
ECOPRO BM CO. LTD. Agenda Number: 715240723
--------------------------------------------------------------------------------------------------------------------------
Security: Y2243T102
Meeting Type: AGM
Meeting Date: 29-Mar-2022
Ticker:
ISIN: KR7247540008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt Against Against
3.1 ELECTION OF INSIDE DIRECTOR JU JAE HWAN Mgmt Against Against
3.2 ELECTION OF INSIDE DIRECTOR CHOE MUN HO Mgmt Against Against
3.3 ELECTION OF INSIDE DIRECTOR BAK SEOK HOE Mgmt Against Against
3.4 ELECTION OF INSIDE DIRECTOR GIM JANG U Mgmt Against Against
3.5 ELECTION OF INSIDE DIRECTOR BAK JAE HA Mgmt Against Against
3.6 ELECTION OF OUTSIDE DIRECTOR GANG GI SEOK Mgmt Against Against
3.7 ELECTION OF OUTSIDE DIRECTOR JO JAE JEONG Mgmt Against Against
3.8 ELECTION OF OUTSIDE DIRECTOR SIN IL YONG Mgmt Against Against
3.9 ELECTION OF OUTSIDE DIRECTOR O GYU SEOP Mgmt Against Against
4 ELECTION OF OUTSIDE DIRECTOR WHO IS AN Mgmt Against Against
AUDIT COMMITTEE MEMBER I HWA RYEON
5.1 ELECTION OF AUDIT COMMITTEE MEMBER BAK JAE Mgmt Against Against
HA
5.2 ELECTION OF AUDIT COMMITTEE MEMBER O GYU Mgmt Against Against
SEOP
6 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt Against Against
7 APPROVAL OF REMUNERATION FOR AUDITOR Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
ECOPRO BM CO. LTD. Agenda Number: 715317916
--------------------------------------------------------------------------------------------------------------------------
Security: Y2243T102
Meeting Type: EGM
Meeting Date: 10-May-2022
Ticker:
ISIN: KR7247540008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ELECTION OF OUTSIDE DIRECTOR WHO IS AN Mgmt Against Against
AUDIT COMMITTEE MEMBER JO JAE JEONG
--------------------------------------------------------------------------------------------------------------------------
ELECTRAMECCANICA VEHICLES CORP. Agenda Number: 935473532
--------------------------------------------------------------------------------------------------------------------------
Security: 284849205
Meeting Type: Annual
Meeting Date: 16-Aug-2021
Ticker: SOLO
ISIN: CA2848492054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Michael Paul Rivera Mgmt For For
Henry Reisner Mgmt For For
Baljinder K. Bhullar Mgmt For For
Steven Sanders Mgmt For For
Jerry Kroll Mgmt For For
Luisa Ingargiola Mgmt For For
Joanne Yan Mgmt For For
Peter Savagian Mgmt For For
2 To appoint KPMG LLP as auditor of the Mgmt For For
Company for the ensuing year and to
authorize the Directors to fix the
auditor's remuneration.
--------------------------------------------------------------------------------------------------------------------------
ENERSYS Agenda Number: 935463012
--------------------------------------------------------------------------------------------------------------------------
Security: 29275Y102
Meeting Type: Annual
Meeting Date: 05-Aug-2021
Ticker: ENS
ISIN: US29275Y1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: Hwan-yoon F. Mgmt For For
Chung
1.2 Election of Class II Director: Arthur T. Mgmt Against Against
Katsaros
1.3 Election of Class II Director: General Mgmt Against Against
Robert Magnus, USMC (Retired)
2. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as EnerSys' independent registered
public accounting firm for the fiscal year
ending March 31, 2022.
3. An advisory vote to approve EnerSys' named Mgmt Against Against
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
ERAMET SA Agenda Number: 715534170
--------------------------------------------------------------------------------------------------------------------------
Security: F3145H130
Meeting Type: AGM
Meeting Date: 31-May-2022
Ticker:
ISIN: FR0000131757
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FOR SHAREHOLDERS NOT HOLDING SHARES Non-Voting
DIRECTLY WITH A FRENCH CUSTODIAN, VOTING
INSTRUCTIONS WILL BE FORWARDED TO YOUR
GLOBAL CUSTODIAN ON VOTE DEADLINE DATE. THE
GLOBAL CUSTODIAN AS THE REGISTERED
INTERMEDIARY WILL SIGN THE PROXY CARD AND
FORWARD TO THE LOCAL CUSTODIAN FOR
LODGMENT.
CMMT FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID Non-Voting
VOTING OPTION. FOR ANY ADDITIONAL
RESOLUTIONS RAISED AT THE MEETING THE
VOTING INSTRUCTION WILL DEFAULT TO
'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING
THE PROXY CARD, THE VOTING INSTRUCTION WILL
DEFAULT TO THE PREFERENCE OF YOUR
CUSTODIAN.
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
CMMT DUE TO THE COVID19 CRISIS AND IN ACCORDANCE Non-Voting
WITH THE PROVISIONS ADOPTED BY THE FRENCH
GOVERNMENT UNDER LAW NO. 2020-1379 OF
NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY
LAW NO 2020-1614 OF DECEMBER 18 2020; THE
GENERAL MEETING WILL TAKE PLACE BEHIND
CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE
OF SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. THE COMPANY
ENCOURAGES ALL SHAREHOLDERS TO REGULARLY
CONSULT THE COMPANY WEBSITE TO VIEW ANY
CHANGES TO THIS POLICY.
CMMT "INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE"
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://fr.ftp.opendatasoft.com/datadila/JO
/BALO/pdf/2022/0422/202204222201045.pdf
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2021
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2021
3 APPROVAL OF THE STATUTORY AUDITORS' SPECIAL Mgmt For For
REPORT ON THE REGULATED AGREEMENTS REFERRED
TO IN ARTICLES L. 225-38 AND FOLLOWING OF
THE FRENCH COMMERCIAL CODE
4 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2021
5 ALLOCATION TO THE LEGAL RESERVE AND Mgmt For For
DISTRIBUTION OF DIVIDENDS
6 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
APPLICABLE TO THE MEMBERS OF THE BOARD OF
DIRECTORS SAY ON PAY EX ANTE
7 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
APPLICABLE TO MRS. CHRISTEL BORIES,
CHAIRWOMAN AND CHIEF EXECUTIVE OFFICER SAY
ON PAY EX ANTE
8 APPROVAL OF THE INFORMATION MENTIONED IN Mgmt For For
SECTION I OF ARTICLE L. 22-10-9 OF THE
FRENCH COMMERCIAL CODE SAY ON PAY EX POST
9 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND, PAID
OR AWARDED FOR THE FINANCIAL YEAR 2021 TO
MRS. CHRISTEL BORIES, CHAIRWOMAN AND CHIEF
EXECUTIVE OFFICER SAY ON PAY EX POST
10 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO TRADE IN THE COMPANY'S
SECURITIES
11 POWERS TO CARRY OUT FORMALITIES Mgmt For For
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS PRACTICABLE
ON RECORD DATE +1 DAY (OR ON MEETING DATE
+1 DAY IF NO RECORD DATE APPLIES) UNLESS
OTHERWISE SPECIFIED, AND ONLY AFTER THE
AGENT HAS CONFIRMED AVAILABILIY OF THE
POSITION. IN ORDER FOR A VOTE TO BE
ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
EVGO INC. Agenda Number: 935596479
--------------------------------------------------------------------------------------------------------------------------
Security: 30052F100
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: EVGO
ISIN: US30052F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Badar Khan Mgmt For For
Joseph Esteves Mgmt For For
John King Mgmt For For
2. The ratification of the appointment of KPMG Mgmt For For
LLP as the Company's independent registered
public accounting firm for its fiscal year
ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
FASTNED B.V. Agenda Number: 715519332
--------------------------------------------------------------------------------------------------------------------------
Security: N31494110
Meeting Type: AGM
Meeting Date: 02-Jun-2022
Ticker:
ISIN: NL0013654809
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO BENEFICIAL OWNER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE
REJECTED.
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
CMMT "INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE"
4. PROPOSAL FOR AMENDMENT OF ARTICLES OF Mgmt For For
ASSOCIATION FASTNED ADMINISTRATIE STICHTING
- FOR APPROVAL BY DR HOLDERS
CMMT 25 APR 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF
RESOLUTION 4. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
FIRST QUANTUM MINERALS LTD Agenda Number: 715421602
--------------------------------------------------------------------------------------------------------------------------
Security: 335934105
Meeting Type: AGM
Meeting Date: 05-May-2022
Ticker:
ISIN: CA3359341052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1
TO 2.10 AND 3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT TEN Mgmt For For
2.1 ELECTION OF DIRECTOR: ANDREW B. ADAMS Mgmt Against Against
2.2 ELECTION OF DIRECTOR: ALISON C. BECKETT Mgmt For For
2.3 ELECTION OF DIRECTOR: PETER ST. GEORGE Mgmt Against Against
2.4 ELECTION OF DIRECTOR: ROBERT J. HARDING Mgmt For For
2.5 ELECTION OF DIRECTOR: KATHLEEN A. HOGENSON Mgmt For For
2.6 ELECTION OF DIRECTOR: C. KEVIN MCARTHUR Mgmt For For
2.7 ELECTION OF DIRECTOR: PHILIP K.R. PASCALL Mgmt For For
2.8 ELECTION OF DIRECTOR: A. TRISTAN PASCALL Mgmt For For
2.9 ELECTION OF DIRECTOR: SIMON J. SCOTT Mgmt For For
2.10 ELECTION OF DIRECTOR: DR. JOANNE K. WARNER Mgmt For For
3 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt Against Against
(CANADA) AS AUDITORS OF THE COMPANY FOR THE
ENSUING YEAR AND AUTHORIZING THE DIRECTORS
TO FIX THEIR REMUNERATION
4 BE IT RESOLVED, ON AN ADVISORY BASIS, AND Mgmt For For
NOT TO DIMINISH THE ROLE AND
RESPONSIBILITIES OF THE BOARD OF DIRECTORS
OF THE COMPANY, THAT THE SHAREHOLDERS
ACCEPT THE APPROACH TO EXECUTIVE
COMPENSATION DISCLOSED IN THE COMPANY'S
MANAGEMENT INFORMATION CIRCULAR DATED MARCH
14, 2022
--------------------------------------------------------------------------------------------------------------------------
FISKER INC. Agenda Number: 935626690
--------------------------------------------------------------------------------------------------------------------------
Security: 33813J106
Meeting Type: Annual
Meeting Date: 07-Jun-2022
Ticker: FSR
ISIN: US33813J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dr. Geeta Gupta-Fisker Mgmt For For
Nadine I. Watt Mgmt For For
William R. McDermott Mgmt For For
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of our named
executive officers.
3. To approve, on a non-binding, advisory Mgmt 1 Year For
basis, the frequency of future stockholder
advisory votes on the compensation of our
named executive officers.
4. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of Fisker Inc. for the fiscal year
ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
FREYR BATTERY Agenda Number: 935656946
--------------------------------------------------------------------------------------------------------------------------
Security: L4135L100
Meeting Type: Annual
Meeting Date: 15-Jun-2022
Ticker: FREY
ISIN: LU2360697374
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. Approval of the allocation of 50,000 Mgmt For For
options to each director of the Company
during the financial year ended on December
31, 2021 (Resolution I).
3. Approval of the allocation of 50,000 Mgmt For For
options to each director of the Company
during the financial year ending on
December 31, 2022 (Resolution II).
5. Presentation and approval of the audited Mgmt For For
consolidated financial statements for the
financial year ended on December 31, 2021
prepared in accordance with US Generally
Accepted Accounting Principles (US GAAP)
(Resolution III).
6. Presentation and approval of the audited Mgmt For For
standalone annual accounts for the
financial year ended on December 31, 2021
prepared in accordance with the Generally
Accepted Accounting Principles in
Luxembourg (Lux GAAP) (Resolution IV).
7. Allocation of the results for the financial Mgmt For For
year ended on December 31, 2021 (Resolution
V).
8. Vote on discharge of liability (quitus) of Mgmt For For
the members of the board of directors for
the proper exercise of their mandate for
and in connection with the financial year
ended on December 31, 2021 (Resolution VI).
9. Approval of the principle of a remuneration Mgmt Against Against
to be paid to the members of the board of
directors and decision on the amounts of
such remuneration, based on the
recommendations from the compensation
committee of the Company (Resolution VII).
10. Renewal of the mandate of Mgmt For For
PricewaterhouseCoopers as independent
auditor (reviseur d'entreprises agree) of
the Company for the consolidated quarterly
and annual financial statements prepared in
accordance with US Generally Accepted
Accounting Principles (US GAAP) and the
standalone annual accounts prepared in
accordance with the Generally Accepted
Accounting Principles in Luxembourg (Lux
GAAP) for a period ending at the annual
general meeting of shareholders approving
the annual accounts for the financial year
ending on December 31, 2022 (Resolution
VIII).
11. Renewal of the mandate of each of the Mgmt Against Against
current directors of the Company for a
period ending at the annual general meeting
of shareholders approving the annual
accounts for the financial year ending on
December 31, 2022 (Resolution IX).
12. Approval and ratification of the adoption Mgmt Against Against
and implementation of the principle of the
2021 Equity Incentive Plan (Resolution X).
13. The delegation of powers (Resolution XI). Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FUELCELL ENERGY, INC. Agenda Number: 935551881
--------------------------------------------------------------------------------------------------------------------------
Security: 35952H601
Meeting Type: Annual
Meeting Date: 07-Apr-2022
Ticker: FCEL
ISIN: US35952H6018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James H. England Mgmt Against Against
1B. Election of Director: Jason Few Mgmt For For
1C. Election of Director: Matthew F. Hilzinger Mgmt Against Against
1D. Election of Director: Natica von Althann Mgmt Against Against
1E. Election of Director: Cynthia Hansen Mgmt Against Against
1F. Election of Director: Donna Sims Wilson Mgmt Against Against
1G. Election of Director: Betsy Bingham Mgmt For For
2. To ratify the selection of KPMG LLP as Mgmt For For
FuelCell Energy, Inc.'s independent
registered public accounting firm for the
fiscal year ending October 31, 2022
3. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation of FuelCell Energy,
Inc.'s named executive officers as set
forth in the "Executive Compensation"
section of the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
GALAXY RESOURCES LTD Agenda Number: 714444419
--------------------------------------------------------------------------------------------------------------------------
Security: Q39596194
Meeting Type: SCH
Meeting Date: 06-Aug-2021
Ticker:
ISIN: AU000000GXY2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THE MEETING WILL BE ASKED TO CONSIDER AND, Mgmt For For
IF THOUGHT FIT, PASS (WITH OR WITHOUT
AMENDMENT) THE FOLLOWING RESOLUTION: 'THAT
PURSUANT TO AND IN ACCORDANCE WITH THE
PROVISIONS OF SECTION 411 OF THE
CORPORATIONS ACT: (A) THE SCHEME OF
ARRANGEMENT PROPOSED BETWEEN GALAXY AND THE
HOLDERS OF ITS ORDINARY SHARES, AS
CONTAINED IN AND MORE PARTICULARLY
DESCRIBED IN THE SCHEME BOOKLET OF WHICH
THE NOTICE CONVENING THIS MEETING FORMS
PART, IS AGREED TO, WITH OR WITHOUT
ALTERATIONS OR CONDITIONS AS APPROVED BY
THE COURT TO WHICH GALAXY AND OROCOBRE
AGREE; AND (B) GALAXY IS AUTHORISED,
SUBJECT TO THE TERMS OF THE MERGER
IMPLEMENTATION DEED, TO: (I) AGREE TO ANY
SUCH ALTERATIONS OR CONDITIONS; AND (II)
SUBJECT TO APPROVAL BY THE COURT, IMPLEMENT
THE SCHEME WITH ANY SUCH ALTERATIONS AND
CONDITIONS.'
--------------------------------------------------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD. Agenda Number: 714538975
--------------------------------------------------------------------------------------------------------------------------
Security: Y2690M105
Meeting Type: EGM
Meeting Date: 31-Aug-2021
Ticker:
ISIN: CNE1000031W9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0730/2021073002108.pdf,
1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ACQUISITION OF 50% EQUITY INTEREST IN
NETHERLANDS SPV COMPANY BY GFL
INTERNATIONAL WHICH INVOLVES MINING RIGHTS
INVESTMENT AND THE PROVISION OF FINANCIAL
ASSISTANCE FOR LMSA, A WHOLLY-OWNED
SUBSIDIARY OF NETHERLANDS SPV COMPANY
2 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
CAPITAL INCREASE IN ITS CONTROLLED
SUBSIDIARY GANFENG LIENERGY
3 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
INVESTMENT IN WEALTH MANAGEMENT PRODUCTS
WITH SELF-OWNED FUNDS
4 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
CAPITAL INCREASE IN ITS WHOLLY-OWNED
SUBSIDIARY GFL INTERNATIONAL
5 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
INVESTMENT AND CONSTRUCTION OF NEW-TYPE
LITHIUM BATTERY PROJECT WITH 15GWH ANNUAL
CAPACITY BY GANFENG LIENERGY
6 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 618375 DUE TO RECEIPT OF
ADDITIONAL RESOLUTION 5. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
IF VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD. Agenda Number: 714954749
--------------------------------------------------------------------------------------------------------------------------
Security: Y2690M105
Meeting Type: EGM
Meeting Date: 20-Dec-2021
Ticker:
ISIN: CNE1000031W9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/1129/2021112901326.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/1129/2021112901330.pdf
1 TO CONSIDER AND APPROVE THE APPLICATION FOR Mgmt For For
BANK FACILITIES AND PROVISION OF GUARANTEES
BY THE COMPANY AND ITS SUBSIDIARIES
2 TO CONSIDER AND APPROVE THE PROVISION OF Mgmt For For
GUARANTEES TO THE CONTROLLED SUBSIDIARY
3 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
CAPITAL INCREASE AND PROVISION OF FINANCIAL
ASSISTANCE TO WHOLLY-OWNED SUBSIDIARY LITIO
BY GANFENG NETHERLANDS
4 TO CONSIDER AND APPROVE THE CONNECTED Mgmt For For
TRANSACTIONS
--------------------------------------------------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD. Agenda Number: 715354116
--------------------------------------------------------------------------------------------------------------------------
Security: Y2690M105
Meeting Type: EGM
Meeting Date: 22-Apr-2022
Ticker:
ISIN: CNE1000031W9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0330/2022033002982.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0330/2022033003032.pdf
S.1 PROPOSED AMENDMENTS TO THE ARTICLES OF Mgmt For For
ASSOCIATION
S.2 THE APPLICATION FOR BANK FACILITIES AND Mgmt For For
PROVISION OF GUARANTEES BY THE COMPANY AND
ITS SUBSIDIARIES
O.1 PROPOSED AMENDMENTS TO THE RULES OF Mgmt For For
PROCEDURES OF THE GENERAL MEETING
O.2 PROPOSED AMENDMENTS TO THE RULES OF Mgmt For For
PROCEDURES OF THE BOARD OF SUPERVISORS
--------------------------------------------------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD. Agenda Number: 715620476
--------------------------------------------------------------------------------------------------------------------------
Security: Y2690M105
Meeting Type: CLS
Meeting Date: 15-Jun-2022
Ticker:
ISIN: CNE1000031W9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0505/2022050502562.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0505/2022050502546.pdf
1 PROFIT DISTRIBUTION PROPOSAL FOR 2021 AND Mgmt For For
ISSUANCE OF BONUS SHARES BY WAY OF
CONVERSION OF CAPITAL RESERVE
CMMT 07 JUN 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO POSTPONEMENT OF THE MEETING
DATE FROM 10 JUN 2022 TO 15 JUN 2022. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD. Agenda Number: 715700351
--------------------------------------------------------------------------------------------------------------------------
Security: Y2690M105
Meeting Type: AGM
Meeting Date: 15-Jun-2022
Ticker:
ISIN: CNE1000031W9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 717963 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU.
O.1 WORK REPORT OF THE BOARD OF DIRECTORS FOR Mgmt For For
2021
O.2 WORK REPORT OF THE BOARD OF SUPERVISORS FOR Mgmt For For
2021
O.3 2021 ANNUAL REPORT, SUMMARY OF THE ANNUAL Mgmt For For
REPORT AND ANNUAL RESULTS ANNOUNCEMENT
O.4 2021 FINANCIAL REPORT AS RESPECTIVELY Mgmt For For
AUDITED BY THE DOMESTIC AND OVERSEAS
AUDITORS
O.5 ENGAGEMENT OF DOMESTIC AND OVERSEAS Mgmt For For
AUDITORS AND THE INTERNAL CONTROL AUDITORS
FOR 2022
O.6 THE REMUNERATION OF DOMESTIC AND OVERSEAS Mgmt For For
AUDITORS AND THE INTERNAL CONTROL AUDITORS
FOR 2022
O.7 DETERMINATION OF DIRECTORS' EMOLUMENTS Mgmt Against Against
O.8 DETERMINATION OF SUPERVISORS' EMOLUMENTS Mgmt For For
O.9 PROPOSED APPOINTMENT OF INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR, CHAIRMAN OF
NOMINATION COMMITTEE AND MEMBER OF AUDIT
COMMITTEE
S.1 PROFIT DISTRIBUTION PROPOSAL FOR 2021 AND Mgmt For For
ISSUANCE OF BONUS SHARES BY WAY OF
CONVERSION OF CAPITAL RESERVE
S.2 GRANT OF GENERAL MANDATE TO THE BOARD Mgmt For For
S.3 GENERAL MANDATE TO ISSUE DOMESTIC AND Mgmt For For
OVERSEAS DEBT FINANCING INSTRUMENTS
S.4 ENGAGEMENT IN FOREIGN EXCHANGE HEDGING Mgmt For For
BUSINESS BY THE COMPANY AND ITS
SUBSIDIARIES
S.5 CONTINUING RELATED-PARTY TRANSACTIONS FOR Mgmt For For
2022
S.6 THE PROVISION OF GUARANTEES TO MENGJIN Mgmt For For
MINING AND RELATED-PARTY TRANSACTION
S.7 INDUSTRIAL INVESTMENT WITH SELF-OWNED FUNDS Mgmt For For
S.8 SHAREHOLDERS' RETURN PLAN FOR THREE YEARS Mgmt For For
OF 2022 TO 2024
S.9 PROPOSED ADOPTION OF THE RESTRICTED SHARE Mgmt For For
UNIT SCHEME
S.10 PROPOSED AUTHORIZATION TO THE BOARD AND/OR Mgmt For For
THE DELEGATEE TO HANDLE MATTERS PERTAINING
TO THE RESTRICTED SHARE UNIT SCHEME
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0505/2022050502532.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0505/2022050502556.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0525/2022052501199.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0525/2022052501205.pdf
CMMT 07 JUN 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO POSTPONEMENT OF THE MEETING
DATE FROM 10 JUN 2022 TO 15 JUN 2022. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
GLENCORE PLC Agenda Number: 715328464
--------------------------------------------------------------------------------------------------------------------------
Security: G39420107
Meeting Type: AGM
Meeting Date: 28-Apr-2022
Ticker:
ISIN: JE00B4T3BW64
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ACCOUNTS AND THE Mgmt For For
REPORTS OF THE DIRECTORS AND AUDITORS FOR
THE YEAR ENDED 31 DECEMBER 2021
2 TO APPROVE THAT THE COMPANY'S CAPITAL Mgmt For For
CONTRIBUTION RESERVES (FORMING PART OF ITS
SHARE PREMIUM ACCOUNT) BE REDUCED AND BE
REPAID TO SHAREHOLDERS AS PER THE TERMS SET
OUT IN THE NOTICE OF THE MEETING
3 TO RE-ELECT KALIDAS MADHAVPEDDI AS A Mgmt For For
DIRECTOR
4 TO RE-ELECT PETER COATES AS A DIRECTOR Mgmt For For
5 TO RE-ELECT MARTIN GILBERT AS A DIRECTOR Mgmt For For
6 TO RE-ELECT GILL MARCUS AS A DIRECTOR Mgmt For For
7 TO RE-ELECT PATRICE MERRIN AS A DIRECTOR Mgmt For For
8 TO RE-ELECT CYNTHIA CARROLL AS A DIRECTOR Mgmt For For
9 TO RE-ELECT GARY NAGLE AS A DIRECTOR Mgmt For For
10 TO RE-ELECT DAVID WORMSLEY AS A DIRECTOR Mgmt For For
11 TO REAPPOINT DELOITTE LLP AS THE COMPANY'S Mgmt Against Against
AUDITORS TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT GENERAL MEETING AT
WHICH ACCOUNTS ARE LAID OR DATE TO BE
DETERMINED BY THE DIRECTORS
12 TO AUTHORISE THE AUDIT COMMITTEE TO FIX THE Mgmt Against Against
REMUNERATION OF THE AUDITORS
13 TO APPROVE THE COMPANY'S 2021 CLIMATE Mgmt For For
PROGRESS REPORT
14 TO APPROVE THE DIRECTOR'S REMUNERATION Mgmt For For
REPORT AS SET OUT IN THE 2021 ANNUAL REPORT
15 TO RENEW THE AUTHORITY CONFERRED ON THE Mgmt For For
DIRECTORS PURSUANT TO ARTICLE 10.2 OF THE
COMPANY'S ARTICLES OF ASSOCIATION
16 SUBJECT TO THE PASSING OF THE RESOLUTION Mgmt For For
15. TO RENEW THE AUTHORITY CONFERRED ON THE
DIRECTORS PURSUANT TO ARTICLE 10.3 OF THE
COMPANY'S ARTICLES OF ASSOCIATION TO ALLOT
EQUITY SECURITIES FOR CASH FOR AN ALLOTMENT
PERIOD
17 SUBJECT TO THE PASSING OF RESOLUTION 15, Mgmt For For
AND IN ADDITION TO ANY AUTHORITY GRANTED
UNDER RESOLUTION 16, TO EMPOWER TO
DIRECTORS PURSUANT TO ARTICLE 10.3 OF THE
ARTICLES TO ALLOT EQUITY SECURITIES FOR
CASH FOR AN ALLOTMENT PERIOD
18 TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt For For
PURCHASES OF ORDINARY SHARES
--------------------------------------------------------------------------------------------------------------------------
GS YUASA CORPORATION Agenda Number: 715753376
--------------------------------------------------------------------------------------------------------------------------
Security: J1770L109
Meeting Type: AGM
Meeting Date: 29-Jun-2022
Ticker:
ISIN: JP3385820000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Approve Minor Revisions Mgmt For For
Related to Change of Laws and Regulations,
Approve Minor Revisions
3.1 Appoint a Director Murao, Osamu Mgmt Against Against
3.2 Appoint a Director Shibutani, Masahiro Mgmt Against Against
3.3 Appoint a Director Fukuoka, Kazuhiro Mgmt For For
3.4 Appoint a Director Matsushima, Hiroaki Mgmt For For
3.5 Appoint a Director Otani, Ikuo Mgmt For For
3.6 Appoint a Director Matsunaga, Takayoshi Mgmt For For
3.7 Appoint a Director Nonogaki, Yoshiko Mgmt For For
4 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HYLIION HOLDINGS CORP. Agenda Number: 935577710
--------------------------------------------------------------------------------------------------------------------------
Security: 449109107
Meeting Type: Annual
Meeting Date: 10-May-2022
Ticker: HYLN
ISIN: US4491091074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andrew Card, Jr. Mgmt Withheld Against
Jeffrey Craig Mgmt For For
Howard Jenkins Mgmt Withheld Against
Stephen Pang Mgmt For For
2. To ratify the appointment of Grant Thornton Mgmt For For
LLP as the Company's independent registered
public accounting firm for the 2022 fiscal
year ended December 31, 2022.
3. Advisory Vote on Executive Compensation. Mgmt Against Against
4. Advisory Vote on the Frequency of Holding Mgmt 1 Year For
an Advisory Vote on Executive Compensation.
--------------------------------------------------------------------------------------------------------------------------
IGO NL Agenda Number: 714736658
--------------------------------------------------------------------------------------------------------------------------
Security: Q4875H108
Meeting Type: AGM
Meeting Date: 18-Nov-2021
Ticker:
ISIN: AU000000IGO4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 4,5,6 AND 7 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 RE-ELECTION OF MR. KEITH SPENCE Mgmt For For
2 ELECTION OF MR. MICHAEL NOSSAL Mgmt For For
3 ELECTION OF MS. XIAOPING YANG Mgmt For For
4 REMUNERATION REPORT Mgmt For For
5 ISSUE OF SERVICE RIGHTS TO MR. PETER Mgmt For For
BRADFORD
6 ISSUE OF PERFORMANCE RIGHTS TO MR. PETER Mgmt For For
BRADFORD
7 AMENDMENT TO TERMS OF PERFORMANCE RIGHTS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ILJIN MATERIALS CO LTD, IKSAN Agenda Number: 715200438
--------------------------------------------------------------------------------------------------------------------------
Security: Y3884M109
Meeting Type: AGM
Meeting Date: 28-Mar-2022
Ticker:
ISIN: KR7020150009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2.1 ELECTION OF INSIDE DIRECTOR HEO JAE MYEONG Mgmt Against Against
2.2 ELECTION OF INSIDE DIRECTOR YANG JEOM SIK Mgmt Against Against
2.3 ELECTION OF INSIDE DIRECTOR JEONG GIL SU Mgmt Against Against
2.4 ELECTION OF OUTSIDE DIRECTOR GIM GI WAN Mgmt Against Against
3 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt Against Against
4 APPROVAL OF REMUNERATION FOR AUDITOR Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
IONEER LTD Agenda Number: 714673832
--------------------------------------------------------------------------------------------------------------------------
Security: Q4978A109
Meeting Type: EGM
Meeting Date: 21-Oct-2021
Ticker:
ISIN: AU0000028946
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 1 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 APPROVAL OF THE ISSUE OF 145,862,742 FULLY Mgmt For For
PAID ORDINARY SHARES IN THE COMPANY TO
SIBANYE-STILLWATER PURSUANT TO THE
PLACEMENT
--------------------------------------------------------------------------------------------------------------------------
IONEER LTD Agenda Number: 714741522
--------------------------------------------------------------------------------------------------------------------------
Security: Q4978A109
Meeting Type: AGM
Meeting Date: 05-Nov-2021
Ticker:
ISIN: AU0000028946
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 634790 DUE TO ADDITION OF
RESOLUTION 10. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 4.A TO 4.E, 5 TO 8, 10 AND
VOTES CAST BY ANY INDIVIDUAL OR RELATED
PARTY WHO BENEFIT FROM THE PASSING OF THE
PROPOSAL/S WILL BE DISREGARDED BY THE
COMPANY. HENCE, IF YOU HAVE OBTAINED
BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT
(AS REFERRED IN THE COMPANY ANNOUNCEMENT)
VOTE ABSTAIN ON THE RELEVANT PROPOSAL
ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT
YOU HAVE OBTAINED BENEFIT OR EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S. BY VOTING (FOR OR
AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S,
YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION
2 TO ADOPT THE REMUNERATION REPORT Mgmt For For
3.A RE-ELECTION OF DIRECTOR - JAMES D. CALAWAY Mgmt For For
3.B RE-ELECTION OF DIRECTOR - ROSE Mgmt For For
MCKINNEY-JAMES
3.C RE-ELECTION OF DIRECTOR - MARGARET R. Mgmt For For
WALKER
4.A APPROVAL OF ISSUE OF PERFORMANCE RIGHTS TO Mgmt For For
JAMES D. CALAWAY IN LIEU OF DIRECTORS' FEES
4.B APPROVAL OF ISSUE OF PERFORMANCE RIGHTS TO Mgmt For For
JULIAN BABARCZY IN LIEU OF DIRECTORS' FEES
4.C APPROVAL OF ISSUE OF PERFORMANCE RIGHTS TO Mgmt For For
ALAN DAVIES IN LIEU OF DIRECTORS' FEES
4.D APPROVAL OF ISSUE OF PERFORMANCE RIGHTS TO Mgmt For For
ROSE MCKINNEY-JAMES IN LIEU OF DIRECTORS'
FEES
4.E APPROVAL OF ISSUE OF PERFORMANCE RIGHTS TO Mgmt For For
MARGARET R. WALKER IN LIEU OF DIRECTORS'
FEES
5 APPROVAL OF GRANT OF PERFORMANCE RIGHTS TO Mgmt For For
MR BERNARD ROWE
6 APPROVAL OF GRANT OF PERFORMANCE RIGHTS TO Mgmt For For
MR JAMES CALAWAY
7 APPROVAL OF FURTHER ISSUES OF EQUITY Mgmt For For
SECURITIES UNDER THE EQUITY INCENTIVE PLAN
8 APPROVAL OF POTENTIAL TERMINATION BENEFITS Mgmt For For
UNDER THE EQUITY INCENTIVE PLAN
CMMT IF A PROPORTIONAL TAKEOVER BID IS MADE FOR Non-Voting
THE COMPANY, A SHARE TRANSFER TO THE
OFFEROR CANNOT BE REGISTERED UNTIL THE BID
IS APPROVED BY MEMBERS NOT ASSOCIATED WITH
THE BIDDER. THE RESOLUTION MUST BE
CONSIDERED AT A MEETING HELD MORE THAN 15
DAYS BEFORE THE BID CLOSES. EACH MEMBER HAS
ONE VOTE FOR EACH FULLY PAID SHARE HELD.
THE VOTE IS DECIDED ON A SIMPLE MAJORITY.
THE BIDDER AND ITS ASSOCIATES ARE NOT
ALLOWED TO VOTE
9 RENEWAL OF PROPORTIONAL TAKEOVER APPROVAL Mgmt For For
PROVISIONS
CMMT IF YOU INTEND TO VOTE FOR THE REMUNERATION Non-Voting
REPORT, THEN YOU SHOULD VOTE AGAINST THE
SPILL RESOLUTION
10 CONDITIONAL SPILL RESOLUTION: THAT, SUBJECT Mgmt Against For
TO AND CONDITIONAL ON AT LEAST 25% OF THE
VOTES CAST ON RESOLUTION 2 BEING CAST
AGAINST THE REMUNERATION REPORT: (A) AN
EXTRAORDINARY GENERAL MEETING OF THE
COMPANY (THE SPILL MEETING) BE HELD WITHIN
90 DAYS OF PASSING THIS RESOLUTION; (B) ALL
OF THE DIRECTORS OTHER THAN THE MANAGING
DIRECTOR WHO WERE IN OFFICE WHEN THE
RESOLUTION TO APPROVE THE DIRECTORS' REPORT
FOR THE FINANCIAL YEAR ENDED 30 JUNE 2021
WAS PASSED AND WHO REMAIN IN OFFICE AT THE
TIME OF THE SPILL MEETING, CEASE TO HOLD
OFFICE IMMEDIATELY BEFORE THE END OF THE
SPILL MEETING; AND (C) RESOLUTIONS TO
APPOINT PERSONS TO THE OFFICES THAT WILL BE
VACATED IMMEDIATELY BEFORE THE END OF THE
SPILL MEETING BE PUT TO VOTE AT THE SPILL
MEETING
--------------------------------------------------------------------------------------------------------------------------
JINCHUAN GROUP INTERNATIONAL RESOURCES CO. LTD. Agenda Number: 715559300
--------------------------------------------------------------------------------------------------------------------------
Security: G5138B102
Meeting Type: AGM
Meeting Date: 25-May-2022
Ticker:
ISIN: KYG5138B1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
HTTPS://WWW1.HKEXNEWS.HK/LISTEDCO/LISTCONEW
S/SEHK/2022/0428/2022042802149.PDF
HTTPS://WWW1.HKEXNEWS.HK/LISTEDCO/LISTCONEW
S/SEHK/2022/0428/2022042802462.PDF
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING.
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES AND THE
REPORTS OF THE DIRECTORS OF THE COMPANY
(THE DIRECTOR(S)) AND AUDITOR FOR THE YEAR
ENDED 31 DECEMBER 2021
2.A TO RE-ELECT MR. GAO TIANPENG AS AN Mgmt Against Against
EXECUTIVE DIRECTOR
2.B TO RE-ELECT MR. POON CHIU KWOK AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
2.C TO RE-ELECT MR. YU CHI KIT AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
2.D TO AUTHORIZE THE BOARD OF DIRECTORS (THE Mgmt For For
BOARD) TO FIX THE REMUNERATION OF ALL
DIRECTORS
3 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For
AUDITOR AND TO AUTHORIZE THE BOARD TO FIX
THEIR REMUNERATION
4 TO APPROVE THE PAYMENT OF A FINAL DIVIDEND Mgmt For For
OF HK0.2 CENT PER SHARE FOR THE YEAR ENDED
31 DECEMBER 2021
5 ORDINARY RESOLUTION AS SPECIFIED IN ITEM 5 Mgmt For For
OF THE NOTICE OF ANNUAL GENERAL MEETING (TO
GRANT A GENERAL MANDATE TO THE DIRECTORS TO
ISSUE SHARES)
6 ORDINARY RESOLUTION AS SPECIFIED IN ITEM 6 Mgmt For For
OF THE NOTICE OF ANNUAL GENERAL MEETING (TO
GRANT A GENERAL MANDATE TO THE DIRECTORS TO
REPURCHASE SHARES)
7 ORDINARY RESOLUTION AS SPECIFIED IN ITEM 7 Mgmt For For
OF THE NOTICE OF ANNUAL GENERAL MEETING (TO
GRANT AN EXTENSION OF THE GENERAL MANDATE
TO ISSUE SHARES AS DESCRIBED IN RESOLUTION
5)
8 ORDINARY RESOLUTION AS SPECIFIED IN ITEM 8 Mgmt For For
OF THE NOTICE OF ANNUAL GENERAL MEETING (TO
GRANT A MANDATE TO THE BOARD TO ISSUE
SHARES UNDER SHARE INCENTIVE SCHEME OF THE
COMPANY)
CMMT 03 MAY 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN MEETING TYPE FROM
EGM TO AGM. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
JINCHUAN GROUP INTERNATIONAL RESOURCES CO. LTD. Agenda Number: 715595180
--------------------------------------------------------------------------------------------------------------------------
Security: G5138B102
Meeting Type: EGM
Meeting Date: 25-May-2022
Ticker:
ISIN: KYG5138B1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0428/2022042803257.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0428/2022042803269.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO CONSIDER AND APPROVE THE 2022 CCT Mgmt For For
AGREEMENT AND THE TRANSACTIONS CONTEMPLATED
THEREUNDER INCLUDING THE PROPOSED ANNUAL
CAPS (AS RESPECTIVELY DEFINED IN THE
CIRCULAR DATED 29 APRIL 2022)
--------------------------------------------------------------------------------------------------------------------------
JOHNSON MATTHEY PLC Agenda Number: 714357034
--------------------------------------------------------------------------------------------------------------------------
Security: G51604166
Meeting Type: AGM
Meeting Date: 29-Jul-2021
Ticker:
ISIN: GB00BZ4BQC70
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANYS ACCOUNTS FOR THE Mgmt For For
YEAR ENDED 31ST MARCH 2021
2 TO APPROVE THE DIRECTORS REMUNERATION Mgmt Against Against
REPORT FOR THE YEAR ENDED 31ST MARCH 2021
3 TO DECLARE A FINAL DIVIDEND OF 50.00 PENCE Mgmt For For
PER ORDINARY SHARE
4 TO ELECT STEPHEN OXLEY AS A DIRECTOR OF THE Mgmt For For
COMPANY
5 TO RE-ELECT JANE GRIFFITHS AS A DIRECTOR OF Mgmt Against Against
THE COMPANY
6 TO RE-ELECT XIAOZHI LIU AS A DIRECTOR OF Mgmt Against Against
THE COMPANY
7 TO RE-ELECT ROBERT MACLEOD AS A DIRECTOR OF Mgmt For For
THE COMPANY
8 TO RE-ELECT CHRIS MOTTERSHEAD AS A DIRECTOR Mgmt Against Against
OF THE COMPANY
9 TO RE-ELECT JOHN OHIGGINS AS A DIRECTOR OF Mgmt Against Against
THE COMPANY
10 TO RE-ELECT PATRICK THOMAS AS A DIRECTOR OF Mgmt Against Against
THE COMPANY
11 TO RE-ELECT DOUG WEBB AS A DIRECTOR OF THE Mgmt Against Against
COMPANY
12 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR FOR THE FORTHCOMING YEAR
13 TO AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For
DETERMINE THE REMUNERATION OF THE AUDITOR
14 TO AUTHORISE THE COMPANY AND ITS Mgmt For For
SUBSIDIARIES TO MAKE POLITICAL DONATIONS
AND INCUR POLITICAL EXPENDITURE WITHIN
CERTAIN LIMITS
15 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
16 TO DISAPPLY THE STATUTORY PRE-EMPTION Mgmt For For
RIGHTS ATTACHING TO SHARES
17 TO DISAPPLY THE STATUTORY PRE-EMPTION Mgmt For For
RIGHTS ATTACHING TO SHARES IN CONNECTION
WITH AN ACQUISITION OR OTHER CAPITAL
INVESTMENT
18 TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt Against Against
PURCHASES OF ITS OWN SHARES
19 TO AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETINGS OTHER THAN ANNUAL GENERAL MEETINGS
ON NOT LESS THAN 14 CLEAR DAYS NOTICE
--------------------------------------------------------------------------------------------------------------------------
JUPITER MINES LTD Agenda Number: 714428996
--------------------------------------------------------------------------------------------------------------------------
Security: Q5135L102
Meeting Type: AGM
Meeting Date: 30-Jul-2021
Ticker:
ISIN: AU0000005159
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 2 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 590894 DUE TO RECEIPT OF CHANGE
IN VOTING STATUS OF RESOLUTIONS 5 AND 6 .
ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU
1 ADOPTION OF REMUNERATION REPORT Mgmt Against Against
CMMT IF YOU INTEND TO VOTE FOR THE REMUNERATION Non-Voting
REPORT, THEN YOU SHOULD VOTE AGAINST THE
SPILL RESOLUTION
2 THAT, FOR THE PURPOSES OF SECTION 250V(1) Mgmt For Against
OF THE CORPORATIONS ACT AND FOR ALL OTHER
PURPOSES, APPROVAL IS GIVEN FOR: (A)
ANOTHER MEETING (THE SPILL MEETING) OF
SHAREHOLDERS TO BE HELD WITHIN 90 DAYS OF
THIS MEETING; (B) ALL DIRECTORS WHO WERE
DIRECTORS OF THE COMPANY WHEN THE
RESOLUTION TO MAKE THE DIRECTORS' REPORT
CONSIDERED AT THIS MEETING WAS PASSED,
EXCEPT FOR THE MANAGING DIRECTOR, MR
PRIYANK THAPLIYAL, CEASE TO HOLD OFFICE
IMMEDIATELY BEFORE THE END OF THE SPILL
MEETING; AND (C) RESOLUTIONS TO APPOINT
DIRECTORS TO THE OFFICES VACATED
IMMEDIATELY BEFORE THE END OF THE SPILL
MEETING BE PUT TO A VOTE AT THE SPILL
MEETING, ON THE TERMS AND CONDITIONS SET
OUT IN THE EXPLANATORY STATEMENT
3 RE-ELECTION OF DIRECTOR: MR PAUL MURRAY Mgmt Against Against
4 RE-ELECTION OF DIRECTOR: MR ANDREW BELL Mgmt Against Against
CMMT THE DIRECTORS, OTHER THAN MR HANS MENDE, Non-Voting
HAVE ADOPTED A NEUTRAL POSITION ON THE
ELECTION OF MR WINTER AND RECOMMEND THAT
SHAREHOLDERS ABSTAIN FROM VOTING ON HIS
ELECTION. MR MENDE SUPPORTS THE ELECTION OF
MR WINTER AND RECOMMENDS THAT SHAREHOLDERS
VOTE IN FAVOUR OF THE ELECTION OF MR SCOTT
WINTER
5 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: ELECTION OF
SHAREHOLDER NOMINEE DIRECTOR: MR PETER
NORTH
CMMT THE DIRECTORS, OTHER THAN MR HANS MENDE, Non-Voting
HAVE ADOPTED A NEUTRAL POSITION ON THE
ELECTION OF MR WINTER AND RECOMMEND THAT
SHAREHOLDERS ABSTAIN FROM VOTING ON HIS
ELECTION. MR MENDE SUPPORTS THE ELECTION OF
MR WINTER AND RECOMMENDS THAT SHAREHOLDERS
VOTE IN FAVOUR OF THE ELECTION OF MR SCOTT
WINTER
6 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: ELECTION OF
SHAREHOLDER NOMINEE DIRECTOR: MR WILLIAM
(SCOTT) WINTER
--------------------------------------------------------------------------------------------------------------------------
L & F CO LTD Agenda Number: 715205678
--------------------------------------------------------------------------------------------------------------------------
Security: Y52747105
Meeting Type: AGM
Meeting Date: 23-Mar-2022
Ticker:
ISIN: KR7066970005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENT Mgmt For For
2 APPROVAL OF PARTIAL AMENDMENT TO ARTICLES Mgmt Against Against
OF INCORPORATION
3.1 ELECTION OF OUTSIDE DIRECTOR AS AUDIT Mgmt Against Against
COMMITTEE MEMBER LEE GYUNBAHL
3.2 ELECTION OF OUTSIDE DIRECTOR AS AUDIT Mgmt Against Against
COMMITTEE MEMBER JUNG JAEHAK
4 TRANSFER BETWEEN EARNED SURPLUS AND CAPITAL Mgmt Against Against
SURPLUS
5 APPROVAL OF GRANT OF STOCK OPTION Mgmt Against Against
6 APPROVAL OF LIMIT OF REMUNERATION FOR Mgmt Against Against
DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
LARGO INC Agenda Number: 715711900
--------------------------------------------------------------------------------------------------------------------------
Security: 517097101
Meeting Type: MIX
Meeting Date: 30-Jun-2022
Ticker:
ISIN: CA5170971017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION "1" AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS "2.A TO 2.F AND
3". THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT SIX (6) Mgmt For For
2.A ELECTION OF DIRECTOR: ALBERTO ARIAS Mgmt Against Against
2.B ELECTION OF DIRECTOR: DAVID BRACE Mgmt Against Against
2.C ELECTION OF DIRECTOR: JONATHAN LEE Mgmt For For
2.D ELECTION OF DIRECTOR: PAULO MISK Mgmt For For
2.E ELECTION OF DIRECTOR: DANIEL TELLECHEA Mgmt For For
2.F ELECTION OF DIRECTOR: KOKO YAMAMOTO Mgmt Against Against
3 APPOINTMENT OF KPMG LLP AS AUDITOR OF THE Mgmt For For
COMPANY FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
--------------------------------------------------------------------------------------------------------------------------
LG CHEM LTD Agenda Number: 715186309
--------------------------------------------------------------------------------------------------------------------------
Security: Y52758102
Meeting Type: AGM
Meeting Date: 23-Mar-2022
Ticker:
ISIN: KR7051910008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2.1 ELECTION OF INSIDE DIRECTOR: SIN HAK CHEOL Mgmt Against Against
2.2 ELECTION OF A NON-PERMANENT DIRECTOR: GWON Mgmt For For
BONG SEOK
2.3 ELECTION OF OUTSIDE DIRECTOR: I HYEON JU Mgmt For For
2.4 ELECTION OF OUTSIDE DIRECTOR: JO HWA SUN Mgmt For For
3.1 ELECTION OF AUDIT COMMITTEE MEMBER: I HYEON Mgmt For For
JU
3.2 ELECTION OF AUDIT COMMITTEE MEMBER: JO HWA Mgmt For For
SUN
4 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LI AUTO INC Agenda Number: 935511293
--------------------------------------------------------------------------------------------------------------------------
Security: 50202M102
Meeting Type: Special
Meeting Date: 16-Nov-2021
Ticker: LI
ISIN: US50202M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1. As a ordinary resolution, THAT subject to Mgmt For For
the passing of the Class-based Resolution
(as defined below) at the class meeting of
holders of the Class B ordinary shares with
a par value of US$0.0001 each and the
passing of a special resolution at the
extraordinary general meeting of the
Company convened on the same date and at
the same place as the Class A Meeting, the
Company's Fourth Amended and Restated
Memorandum of Association and Articles of
Association be amended and restated by
their ...(due to space limits, see proxy
material for full proposal).
S1. As a special resolution, THAT subject to Mgmt For For
the passing of the Class-based Resolution
(as defined below) at each of the class
meeting of holders of the Class A ordinary
shares with a par value of US$0.0001 each
(the "Class A Meeting") and the class
meeting of holders of Class B ordinary
shares with a par value of US$0.0001 each
(the "Class B Meeting") convened on the
same date and at the same place as the EGM,
the Company's Fourth Amended and Restated
Memorandum of Association and Articles of
...(due to space limits, see proxy material
for full proposal).
S2. As a special resolution, THAT if the Mgmt For For
Class-based Resolution is not passed at
either the Class A Meeting or the Class B
Meeting, the Company's Existing Articles be
amended and restated by their deletion in
their entirety and by the substitution in
their place of the Fifth Amended and
Restated Memorandum of Association and
Articles of Association in the form as set
out in Part B of Appendix I to the
Circular, by (a) incorporating the
following requirements under the Hong Kong
Listing Rules: ...(due to space limits, see
proxy material for full proposal).
S3. As an ordinary resolution, To grant a Mgmt For For
general mandate to the directors to issue,
allot, and deal with additional Class A
Ordinary shares of the Company not
exceeding 20% of the total number of issued
shares of the Company as at the date of
passing of this resolution.
S4. As an ordinary resolution, To grant a Mgmt For For
general mandate to the directors to
repurchase shares of the Company not
exceeding 10% of the total number of issued
shares of the Company as at the date of
passing of this resolution.
S5. As an ordinary resolution, To extend the Mgmt For For
general mandate granted to the directors to
issue, allot and deal with additional
shares in the capital of the Company by the
aggregate number of the shares repurchased
by the Company.
--------------------------------------------------------------------------------------------------------------------------
LI AUTO INC Agenda Number: 935617879
--------------------------------------------------------------------------------------------------------------------------
Security: 50202M102
Meeting Type: Annual
Meeting Date: 17-May-2022
Ticker: LI
ISIN: US50202M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive and adopt the audited Mgmt For For
consolidated financial statements of the
Company for the year ended December 31,
2021 and the reports of the Directors and
independent auditor thereon.
2. To re-elect Mr. Zheng Fan as a Mgmt For For
non-executive Director.
3. To re-elect Mr. Hongqiang Zhao as an Mgmt For For
independent non-executive Director.
4. To re-elect Mr. Zhenyu Jiang as an Mgmt For For
independent non-executive Director.
5. To re-elect Prof. Xing Xiao as an Mgmt For For
independent non-executive Director.
6. To authorize the Board to fix the Mgmt For For
remuneration of the Directors of the
Company.
7. To grant a general mandate to the Directors Mgmt For For
to issue, allot and deal with additional
Class A Ordinary shares of the Company not
exceeding 20% of the total number of issued
shares of the Company as at the date of
passing of this resolution.
8. To grant a general mandate to the Directors Mgmt For For
to repurchase shares of the Company not
exceeding 10% of the total number of issued
shares of the Company as at the date of
passing of this resolution.
9. To extend the general mandate granted to Mgmt For For
the Directors to issue, allot and deal with
additional shares in the capital of the
Company by the aggregate number of the
shares repurchased by the Company.
10. To re-appoint PricewaterhouseCoopers as Mgmt Against Against
auditor of the Company to hold office until
the conclusion of the next annual general
meeting of the Company and to authorize the
Board to fix their remuneration for the
year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
LI-CYCLE HOLDINGS CORP. Agenda Number: 935582052
--------------------------------------------------------------------------------------------------------------------------
Security: 50202P105
Meeting Type: Annual and Special
Meeting Date: 28-Apr-2022
Ticker: LICY
ISIN: CA50202P1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTORS: Election of Mgmt Withheld Against
Director: Rick Findlay
1B Election of Director: Tim Johnston Mgmt For For
1C Election of Director: Ajay Kochhar Mgmt For For
1D Election of Director: Alan Levande Mgmt Withheld Against
1E Election of Director: Scott Prochazka Mgmt For For
1F Election of Director: Anthony Tse Mgmt For For
1G Election of Director: Mark Wellings Mgmt Withheld Against
2 Appoint KPMG LLP as the external auditor of Mgmt For For
the Company and the authorization of the
Board to fix their remuneration.
3 Approve a change of the municipality in Mgmt For For
which the registered office of the Company
is located from Mississauga, Ontario to
Toronto, Ontario.
--------------------------------------------------------------------------------------------------------------------------
LITHIUM AMERICAS CORP Agenda Number: 715653285
--------------------------------------------------------------------------------------------------------------------------
Security: 53680Q207
Meeting Type: AGM
Meeting Date: 21-Jun-2022
Ticker:
ISIN: CA53680Q2071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1
TO 2.9 AND 3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT NINE ( 9) Mgmt For For
2.1 ELECTION OF DIRECTOR: GEORGE IRELAND Mgmt Against Against
2.2 ELECTION OF DIRECTOR: FABIANA CHUBBS Mgmt For For
2.3 ELECTION OF DIRECTOR: KELVIN DUSHNISK Mgmt For For
2.4 ELECTION OF DIRECTOR: JONATHAN EVANS Mgmt For For
2.5 ELECTION OF DIRECTOR: DR. YUAN GAO Mgmt For For
2.6 ELECTION OF DIRECTOR : JOHN KANELLITSAS Mgmt For For
2.7 ELECTION OF DIRECTOR : JINHEE MAGIE Mgmt For For
2.8 ELECTION OF DIRECTOR : FRANCO MIGNACCO Mgmt For For
2.9 ELECTION OF DIRECTOR: XIAOSHEN WANG Mgmt For For
3 APPOINT PRICEWATERHOUSECOOPERS LLP, Mgmt For For
CHARTERED PROFESSIONAL ACCOUNTANTS AS THE
COMPANY'S AUDITOR FOR THE ENSUING YEAR AND
AUTHORIZE THE DIRECTORS TO SET THE
AUDITOR'S REMUNERATION
4 PASS A NON-BINDING ADVISORY VOTE ON THE Mgmt For For
COMPANY'S APPROACH TO EXECUTIVE
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
LIVENT CORPORATION Agenda Number: 935561678
--------------------------------------------------------------------------------------------------------------------------
Security: 53814L108
Meeting Type: Annual
Meeting Date: 26-Apr-2022
Ticker: LTHM
ISIN: US53814L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to terms Mgmt For For
expiring in 2025: Michael F. Barry
1B. Election of Class I Director to terms Mgmt For For
expiring in 2025: Steven T. Merkt
1C. Election of Class I Director to terms Mgmt For For
expiring in 2025: Pablo Marcet
2. Ratification of the appointment of Mgmt For For
independent registered public accounting
firm.
3. Advisory (non-binding) vote on named Mgmt For For
executive officer compensation.
4. Amendments to the Company's Amended and Mgmt For For
Restated Certificate of Incorporation and
Amended and Restated By-Laws to declassify
the board of directors.
5. Amendment to the Company's Amended and Mgmt For For
Restated Certificate of Incorporation to
eliminate supermajority voting
requirements.
6. Amendment to the Company's Amended and Mgmt For For
Restated Certificate of Incorporation to
eliminate obsolete provisions.
--------------------------------------------------------------------------------------------------------------------------
LORDSTOWN MOTORS CORP. Agenda Number: 935476033
--------------------------------------------------------------------------------------------------------------------------
Security: 54405Q100
Meeting Type: Annual
Meeting Date: 19-Aug-2021
Ticker: RIDE
ISIN: US54405Q1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jane Reiss Mgmt For For
Dale Spencer Mgmt For For
2. To ratify the appointment of KPMG LLP Mgmt Against Against
("KPMG") as Lordstown Motors Corp.'s
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
LUNDIN MINING CORP Agenda Number: 715475718
--------------------------------------------------------------------------------------------------------------------------
Security: 550372106
Meeting Type: AGM
Meeting Date: 12-May-2022
Ticker:
ISIN: CA5503721063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.A TO 1.I AND
2. THANK YOU
1.A ELECTION OF DIRECTOR: DONALD K. CHARTER Mgmt Against Against
1.B ELECTION OF DIRECTOR: C. ASHLEY HEPPENSTALL Mgmt Against Against
1.C ELECTION OF DIRECTOR: JULIANA L. LAM Mgmt For For
1.D ELECTION OF DIRECTOR: ADAM I. LUNDIN Mgmt For For
1.E ELECTION OF DIRECTOR: JACK O. LUNDIN Mgmt For For
1.F ELECTION OF DIRECTOR: DALE C. PENIUK Mgmt Against Against
1.G ELECTION OF DIRECTOR: KAREN P. PONIACHIK Mgmt For For
1.H ELECTION OF DIRECTOR: PETER T. ROCKANDEL Mgmt For For
1.I ELECTION OF DIRECTOR: CATHERINE J. G. Mgmt For For
STEFAN
2 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Mgmt Against Against
CHARTERED PROFESSIONAL ACCOUNTANTS AS
AUDITORS OF THE CORPORATION FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION
3 CONSIDERING AND, IF DEEMED APPROPRIATE, Mgmt Against Against
PASSING AN ORDINARY, NON-BINDING
RESOLUTION, ON AN ADVISORY BASIS AND NOT TO
DIMINISH THE ROLE AND RESPONSIBILITIES OF
THE BOARD, TO ACCEPT THE APPROACH TO
EXECUTIVE COMPENSATION DISCLOSED IN THE
CORPORATION'S MANAGEMENT PROXY CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
MINERAL RESOURCES LTD Agenda Number: 714737129
--------------------------------------------------------------------------------------------------------------------------
Security: Q60976109
Meeting Type: AGM
Meeting Date: 18-Nov-2021
Ticker:
ISIN: AU000000MIN4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ADOPTION OF REMUNERATION REPORT Mgmt For For
2 RE-ELECTION OF DIRECTOR - MR KELVIN FLYNN Mgmt Against Against
3 RE-ELECTION OF DIRECTOR - MS XI XI Mgmt For For
4 APPROVAL FOR GRANT OF SECURITIES TO Mgmt For For
MANAGING DIRECTOR
CMMT IF A PROPORTIONAL TAKEOVER BID IS MADE FOR Non-Voting
THE COMPANY, A SHARE TRANSFER TO THE
OFFEROR CANNOT BE REGISTERED UNTIL THE BID
IS APPROVED BY MEMBERS NOT ASSOCIATED WITH
THE BIDDER. THE RESOLUTION MUST BE
CONSIDERED AT A MEETING HELD MORE THAN 14
DAYS BEFORE THE BID CLOSES. EACH MEMBER HAS
ONE VOTE FOR EACH FULLY PAID SHARE HELD.
THE VOTE IS DECIDED ON A SIMPLE MAJORITY.
THE BIDDER AND ITS ASSOCIATES ARE NOT
ALLOWED TO VOTE
5 ADOPTION OF NEW CONSTITUTION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MINING AND METALLURGICAL COMPANY NORILSK NICKEL PJ Agenda Number: 714492307
--------------------------------------------------------------------------------------------------------------------------
Security: 55315J102
Meeting Type: EGM
Meeting Date: 19-Aug-2021
Ticker:
ISIN: US55315J1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED
1 TO REDUCE THE AUTHORIZED CAPITAL OF PJSC Mgmt For For
MMC NORILSK NICKEL BY RUB 4,590,852 DOWN TO
RUB 153,654,624 THROUGH CANCELLATION OF
4,590,852 ORDINARY SHARES WITH A PAR VALUE
OF RUB 1 EACH REPURCHASED BY PJSC MMC
NORILSK NICKEL
2 TO INTRODUCE AMENDMENTS NO.1 TO THE Mgmt Against Against
ARTICLES OF ASSOCIATION OF PJSC MMC NORILSK
NICKEL (REVISION NO. 10)
--------------------------------------------------------------------------------------------------------------------------
MINING AND METALLURGICAL COMPANY NORILSK NICKEL PJ Agenda Number: 714975806
--------------------------------------------------------------------------------------------------------------------------
Security: 55315J102
Meeting Type: EGM
Meeting Date: 27-Dec-2021
Ticker:
ISIN: US55315J1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 1. PAY OUT DIVIDENDS ON ORDINARY NOMINAL Mgmt For For
SHARES OF PJSC MMC NORILSK NICKEL FOR THE
NINE MONTHS OF 2021 IN CASH AT RUB 1 523,17
PER ORDINARY SHARE. 2. TO SET JANUARY 14,
2022 AS THE DATE FOR DETERMINING WHICH
PERSONS ARE ENTITLED TO RECEIVE THE
DIVIDENDS
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED
--------------------------------------------------------------------------------------------------------------------------
MINING AND METALLURGICAL COMPANY NORILSK NICKEL PJ Agenda Number: 715684951
--------------------------------------------------------------------------------------------------------------------------
Security: 55315J102
Meeting Type: AGM
Meeting Date: 03-Jun-2022
Ticker:
ISIN: US55315J1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE 2021 REPORT OF PJSC MMC NORILSK Mgmt No vote
NICKEL
2 TO APPROVE THE 2021 ANNUAL ACCOUNTING Mgmt No vote
(FINANCIAL) STATEMENTS OF PJSC MMC NORILSK
NICKEL
3 TO APPROVE THE 2021 PJSC MMC NORILSK NICKEL Mgmt No vote
CONSOLIDATE FINANCIAL STATEMENTS
4 DISTRIBUTION OF PROFIT OF PJSC MMC NORILSK Mgmt No vote
NICKEL FOR 2021, INCLUDING PAYMENT
(DECLARATION) OF DIVIDENDS, BASED ON THE
RESULTS OF 2021: 1. APPROVE THE
DISTRIBUTION OF PROFIT OF PJSC MMC NORILSK
NICKEL IN 2021 IN ACCORDANCE WITH THE
RECOMMENDATION OF THE BOARD OF DIRECTORS OF
PJSC MMC NORILSK NICKEL, INCLUDED IN THE
REPORT OF THE BOARD OF DIRECTORS OF PJSC
MMC NORILSK NICKEL WITH THE MOTIVATED
POSITION OF THE BOARD OF DIRECTORS OF PJSC
MMC NORILSK NICKEL ON THE ITEMS OF THE
AGENDA OF ANNUAL GENERAL MEETING OF
SHAREHOLDERS OF PJSC MMC NORILSK NICKEL. 2.
PAY MONETARY DIVIDENDS ON ORDINARY SHARES
OF PJSC MMC NORILSK NICKEL FOR 2021 IN CASH
IN THE AMOUNT OF RUB 1,166.22 PER AN
ORDINARY SHARE. 3. SET JUNE 14, 2022 AS THE
RECORD DATE FOR DETERMINING PERSONS
ELIGIBLE TO RECEIVE THE DIVIDENDS
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. OUT OF THE 13 DIRECTORS
PRESENTED FOR ELECTION, A MAXIMUM OF 13
DIRECTORS ARE TO BE ELECTED. BROADRIDGE
WILL APPLY CUMULATIVE VOTING EVENLY AMONG
ONLY DIRECTORS FOR WHOM YOU VOTE INR FOR,'
AND WILL SUBMIT INSTRUCTION TO THE LOCAL
AGENT IN THIS MANNER. CUMULATIVE VOTES
CANNOT BE APPLIED UNEVENLY AMONG DIRECTORS
VIA PROXYEDGE. HOWEVER IF YOU WISH TO DO
SO, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. IF YOU HAVE
FURTHER QUESTIONS PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
5.1 TO ELECT THE FOLLOWING PERSON AS MEMBER OF Mgmt No vote
THE BOARD OF DIRECTORS OF PJSC MMC NORILSK
NICKEL: DENIS VLADIMIROVICH ALEXANDROV
5.2 TO ELECT THE FOLLOWING PERSON AS MEMBER OF Mgmt No vote
THE BOARD OF DIRECTORS OF PJSC MMC NORILSK
NICKEL: SERGEY LEONIDOVICH BATEKHIN
5.3 TO ELECT THE FOLLOWING PERSON AS MEMBER OF Mgmt No vote
THE BOARD OF DIRECTORS OF PJSC MMC NORILSK
NICKEL: ALEXEY VLADIMIROVICH BASHKIROV
5.4 TO ELECT THE FOLLOWING PERSON AS MEMBER OF Mgmt No vote
THE BOARD OF DIRECTORS OF PJSC MMC NORILSK
NICKEL: ANDREY YEVGENYEVICH BOUGROV
5.5 TO ELECT THE FOLLOWING PERSON AS MEMBER OF Mgmt No vote
THE BOARD OF DIRECTORS OF PJSC MMC NORILSK
NICKEL: SERGEY NIKOLAEVICH VOLK
5.6 TO ELECT THE FOLLOWING PERSON AS MEMBER OF Mgmt No vote
THE BOARD OF DIRECTORS OF PJSC MMC NORILSK
NICKEL: ALEXEY ANDREEVICH GERMANOVICH
5.7 TO ELECT THE FOLLOWING PERSON AS MEMBER OF Mgmt No vote
THE BOARD OF DIRECTORS OF PJSC MMC NORILSK
NICKEL: MARIANNA ALEXANDROVNA ZAKHAROVA
5.8 TO ELECT THE FOLLOWING PERSON AS MEMBER OF Mgmt No vote
THE BOARD OF DIRECTORS OF PJSC MMC NORILSK
NICKEL: ALEXEY SERGEEVICH IVANOV
5.9 TO ELECT THE FOLLOWING PERSON AS MEMBER OF Mgmt No vote
THE BOARD OF DIRECTORS OF PJSC MMC NORILSK
NICKEL: STANISLAV LVOVICH LUCHITSKY
5.10 TO ELECT THE FOLLOWING PERSON AS MEMBER OF Mgmt No vote
THE BOARD OF DIRECTORS OF PJSC MMC NORILSK
NICKEL: MAXIM VLADIMIROVICH POLETAEV
5.11 TO ELECT THE FOLLOWING PERSON AS MEMBER OF Mgmt No vote
THE BOARD OF DIRECTORS OF PJSC MMC NORILSK
NICKEL: VSEVOLOD VALERIEVICH ROZANOV
5.12 TO ELECT THE FOLLOWING PERSON AS MEMBER OF Mgmt No vote
THE BOARD OF DIRECTORS OF PJSC MMC NORILSK
NICKEL: EGOR MIKHAILOVICH SHEIBAK
5.13 TO ELECT THE FOLLOWING PERSON AS MEMBER OF Mgmt No vote
THE BOARD OF DIRECTORS OF PJSC MMC NORILSK
NICKEL: EVGENY ARKADIEVICH SCHWARTZ
6.1 ELECTION OF MEMBER TO THE INTERNAL AUDIT Mgmt No vote
COMMISSION: EDUARD LEONIDOVICH GORNIN
6.2 ELECTION OF MEMBER TO THE INTERNAL AUDIT Mgmt No vote
COMMISSION: ALEXEY SERGEECIVH DZYBALOV
6.3 ELECTION OF MEMBER TO THE INTERNAL AUDIT Mgmt No vote
COMMISSION: ANNA VIKTORNOVA MASALOVA
6.4 ELECTION OF MEMBER TO THE INTERNAL AUDIT Mgmt No vote
COMMISSION: GEORGIY EDUARDOVICH SVANIDZE
6.5 ELECTION OF MEMBER TO THE INTERNAL AUDIT Mgmt No vote
COMMISSION: ELENA ALEXANDROVNA YANEVICH
7 TO APPROVE JSC KPMG (OGRN 1027700125628) AS Mgmt No vote
AUDITOR OF RUSSIAN ACCOUNTING (FINANCIAL)
STATEMENTS OF PJSC MMC NORILSK NICKEL FOR
2022
8 TO APPROVE JSC KPMG (OGRN 1027700125628) AS Mgmt No vote
AUDITOR OF CONSOLIDATED FINANCIAL
STATEMENTS OF PJSC MMC NORILSK NICKEL FOR
2022 AND INTERIM CONSOLIDATED FINANCIAL
STATEMENTS FOR THE FIRST HALF OF 2022
9 REMUNERATION AND REIMBURSEMENT OF EXPENSES Mgmt No vote
OF MEMBERS OF THE BOARD OF DIRECTORS AT
PJSC MMC NORILSK NICKEL: 1. TO ESTABLISH
THAT MEMBERS OF THE BOARD OF DIRECTORS OF
PJSC MMC NORILSK NICKEL SHALL BE
REMUNERATED, AND THEIR EXPENSES RELATED TO
THE PERFORMANCE OF THEIR DUTIES SHALL BE
REIMBURSED IN ACCORDANCE WITH THE POLICY OF
REMUNERATION OF MEMBERS OF THE BOARD OF
DIRECTORS OF PJSC MMC NORILSK NICKEL
(APPROVED BY THE ANNUAL GENERAL MEETING'S
RESOLUTION DATED MAY13, 2020). 2. FOR THE
CHAIRMAN OF THE BOARD OF DIRECTORS OF PJSC
MMC NORILSK NICKEL THE COMPANY PROVIDES
REMUNERATION, REIMBURSEMENT OF EXPENSES
RELATED TO THE PERFORMANCE OF HIS/HER
DUTIES, AND ACCIDENT INSURANCE, AS FOLLOWS:
2.1. REMUNERATION SHALL BE USD 1,000,000
(ONE MILLION) PER ANNUM, PAYABLE ON A
QUARTERLY BASIS IN EQUAL AMOUNTS IN RUB AT
THE RATE SET BY THE CENTRAL BANK OF THE
RUSSIAN FEDERATION ON THE LAST BUSINESS DAY
OF THE ACCOUNTING QUARTER. THE AMOUNT SHOWN
ABOVE SHALL BE AFTER TAXES IN ACCORDANCE
WITH EFFECTIVE LAWS OF THE RUSSIAN
FEDERATION. THE AFOREMENTIONED REMUNERATION
SHALL BE PAYABLE FROM THE DAY OF ELECTION
OF THE DIRECTOR AS THE CHAIRMAN OF THE
BOARD OF DIRECTORS UNTIL THE DATE, ON WHICH
HIS TERM OF OFFICE AS THE CHAIRMAN OF THE
BOARD OF DIRECTORS EXPIRES; 2.2 ALL
DOCUMENTED EXPENSES INCURRED BY THE
CHAIRMAN OF THE BOARD OF DIRECTORS, IN THE
PERFORMANCE OF HIS DUTIES, SHALL BE
REIMBURSED IN ACCORDANCE WITH THE
REMUNERATION POLICY FOR MEMBERS OF THE
BOARD OF DIRECTORS OF PJSC MMC NORILSK
NICKEL (APPROVED BY THE ANNUAL GENERAL
MEETING'S RESOLUTION DATED MAY 13, 2020).
2.3. PJSC MMC NORILSK NICKEL AT ITS OWN
EXPENSE PROVIDES LIFE INSURANCE FOR THE
CHAIRMAN OF THE BOARD OF DIRECTORS AGAINST
THE FOLLOWING RISK IN THE PERFORMANCE OF
OFFICIAL DUTIES: - "ACCIDENTAL DEATH" AND
"SERIOUS BODILY INJURY IN AN ACCIDENT" (OR
DISABILITY RESULTING FROM AN ACCIDENT) PER
RISK AND IN AGGREGATE THROUGH THE TERM OF
INSURANCE WITH A COVERAGE IN THE AMOUNT OF
AT LEAST USD 3,000,000 (THREE MILLION); -
"INJURY IN AN ACCIDENT (OR TEMPORARY
DISABILITY RESULTING FROM AN ACCIDENT) WITH
THE COVERAGE IN AMOUNT OF AT LEAST USD
100,000 (ONE HUNDRED THOUSAND)
10 SET THE REMUNERATION FOR ANY AUDIT Mgmt No vote
COMMISSION MEMBER OF PJSC MMC NORILSK
NICKEL NOT EMPLOYED BY THE COMPANY AT THE
AMOUNT OF RUB 1,800,000 (ONE MILLION EIGHT
HUNDRED THOUSAND) PER ANNUM BEFORE TAXES.
PAYABLE IN EQUAL AMOUNTS TWICE PER YEAR.
THE ABOVE AMOUNT IS SHOWN BEFORE TAXES, IN
ACCORDANCE WITH APPLICABLE LAWS OF THE
RUSSIAN FEDERATION
11 TO AUTHORIZE ASSOCIATED TRANSACTIONS WHICH Mgmt No vote
REPRESENT RELATED PARTY TRANSACTIONS FOR
ALL MEMBERS OF THE BOARD OF DIRECTORS AND
THE MANAGEMENT BOARD OF PJSC MMC NORILSK
NICKEL, THE SUBJECT MATTER OF WHICH IMPLIES
THE OBLIGATION OF PJSC MMC NORILSK NICKEL
TO INDEMNIFY THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE MANAGEMENT BOARD OF PJSC
MMC NORILSK NICKEL FOR ANY AND ALL LOSSES
WHICH THE ABOVE-MENTIONED PERSONS MAY INCUR
AS A RESULT OF THEIR ELECTION TO THE
ABOVE-MENTIONED POSITIONS WITH PJSC MMC
NORILSK NICKEL TO THE AMOUNT OF NO MORE
THAN USD 115,000,000 (ONE HUNDRED FIFTEEN
MILLION) EACH
12 TO APPROVE PJSC MMC NORILSK NICKEL'S ENTRY Mgmt No vote
INTO TRANSACTIONS FOR LIABILITY INSURANCE
OF MEMBERS OF THE BOARD OF DIRECTORS AND
THE MANAGEMENT BOARD OF PJSC MMC NORILSK
NICKEL AND OTHER OFFICERS OF THE COMPANY
AND ITS SUBSIDIARIES IF THEY CONSTITUTE
RELATED PARTY TRANSACTIONS FOR ALL MEMBERS
OF THE BOARD OF DIRECTORS AND THE
MANAGEMENT BOARD OF PJSC MMC NORILSK
NICKEL, WHICH ARE BENEFICIARIES IN THE
TRANSACTION, ENTERED INTO WITH A RUSSIAN
INSURANCE COMPANY FOR A ONE-YEAR TERM WITH
A TOTAL LIMIT OF LIABILITY (INSURANCE
COVERAGE) INCLUDING ALL THE INDIVIDUAL
COVERAGES AND EXTENSIONS (EXCLUDING THE
CASES STIPULATED BY THE INSURANCE
AGREEMENT) IN THE AMOUNT OF USD 150,000,000
(ONE HUNDRED FIFTY MILLION) AND THE
INSURANCE PREMIUM PAID BY PJSC MMC UP TO
USD 5,000 000 (FIVE MILLION) IF, DUE TO THE
MARKET CIRCUMSTANCES IN WHICH PJSC MMC
NORILSK NICKEL FINDS ITSELF AS OF THE
TRANSACTION DATE, THE INSURANCE COVERAGE
MAY NOT BE SET AT USD 150,000,000 (ONE
HUNDRED FIFTY MILLION), THE INSURANCE
AGREEMENT SHALL BE ENTERED INTO WITH THE
HIGHEST AVAILABLE COVERAGE AMOUNT ON
REASONABLE MARKET TERMS
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED
--------------------------------------------------------------------------------------------------------------------------
NEC CORPORATION Agenda Number: 715705539
--------------------------------------------------------------------------------------------------------------------------
Security: J48818207
Meeting Type: AGM
Meeting Date: 22-Jun-2022
Ticker:
ISIN: JP3733000008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Approve Minor Revisions Mgmt For For
Related to Change of Laws and Regulations
2.1 Appoint a Director Niino, Takashi Mgmt For For
2.2 Appoint a Director Morita, Takayuki Mgmt For For
2.3 Appoint a Director Matsukura, Hajime Mgmt For For
2.4 Appoint a Director Nishihara, Motoo Mgmt For For
2.5 Appoint a Director Fujikawa, Osamu Mgmt For For
2.6 Appoint a Director Iki, Noriko Mgmt For For
2.7 Appoint a Director Ito, Masatoshi Mgmt For For
2.8 Appoint a Director Nakamura, Kuniharu Mgmt For For
2.9 Appoint a Director Christina Ahmadjian Mgmt For For
2.10 Appoint a Director Oka, Masashi Mgmt For For
3.1 Appoint a Corporate Auditor Obata, Shinobu Mgmt For For
3.2 Appoint a Corporate Auditor Okada, Kyoko Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NOUVEAU MONDE GRAPHITE INC Agenda Number: 715659059
--------------------------------------------------------------------------------------------------------------------------
Security: 66979W842
Meeting Type: MIX
Meeting Date: 16-Jun-2022
Ticker:
ISIN: CA66979W8429
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.7 AND
2. THANK YOU.
1.1 ELECTION OF DIRECTOR: DANIEL BURON Mgmt Against Against
1.2 ELECTION OF DIRECTOR: ERIC DESAULNIERS Mgmt For For
1.3 ELECTION OF DIRECTOR: ARNE H FRANDSEN Mgmt Against Against
1.4 ELECTION OF DIRECTOR: JURGEN KOHLER Mgmt For For
1.5 ELECTION OF DIRECTOR: NATHALIE PILON Mgmt For For
1.6 ELECTION OF DIRECTOR: JAMES SCARLETT Mgmt Against Against
1.7 ELECTION OF DIRECTOR: ANDREW WILLIS Mgmt For For
2 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
THE EXTERNAL AUDITOR OF THE CORPORATION AND
TO AUTHORIZE THE DIRECTORS TO SET ITS
COMPENSATION
3 TO CONSIDER AND, IF DEEMED ADVISABLE, ADOPT Mgmt Against Against
A RESOLUTION (WHICH IS SET OUT IN SCHEDULE
"A" OF THE MANAGEMENT PROXY CIRCULAR)
CONCERNING THE RATIFICATION AND
CONFIRMATION OF THE STOCK OPTION PLAN OF
THE CORPORATION
--------------------------------------------------------------------------------------------------------------------------
OROCOBRE LTD Agenda Number: 714840142
--------------------------------------------------------------------------------------------------------------------------
Security: Q7142R106
Meeting Type: AGM
Meeting Date: 30-Nov-2021
Ticker:
ISIN: AU000000ORE0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 7, 8, 9, 10 AND VOTES CAST BY
ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ADOPTION OF REMUNERATION REPORT Mgmt For For
2 CHANGE OF NAME OF THE COMPANY: ALLKEM Mgmt For For
LIMITED
3 ELECTION OF DIRECTOR - MARTIN ROWLEY Mgmt For For
4 ELECTION OF DIRECTOR - FLORENCIA HEREDIA Mgmt For For
5 ELECTION OF DIRECTOR - JOHN TURNER Mgmt For For
6 ELECTION OF DIRECTOR - ALAN FITZPATRICK Mgmt For For
7 INCREASE TO NON-EXECUTIVE DIRECTORS' Mgmt For For
REMUNERATION
8 GRANT OF STI PERFORMANCE RIGHTS TO THE CEO Mgmt For For
AND MANAGING DIRECTOR
9 GRANT OF LTI PERFORMANCE RIGHTS TO THE CEO Mgmt For For
AND MANAGING DIRECTOR
10 GRANT OF MERGER COMPLETION PERFORMANCE Mgmt For For
RIGHTS TO THE CEO AND MANAGING DIRECTOR
--------------------------------------------------------------------------------------------------------------------------
PANASONIC CORPORATION Agenda Number: 715710972
--------------------------------------------------------------------------------------------------------------------------
Security: J6354Y104
Meeting Type: AGM
Meeting Date: 23-Jun-2022
Ticker:
ISIN: JP3866800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Approve Minor Revisions Mgmt For For
Related to Change of Laws and Regulations,
Adopt Reduction of Liability System for
Corporate Officers, Establish the Articles
Related to Shareholders Meeting Held
without Specifying a Venue
2.1 Appoint a Director Tsuga, Kazuhiro Mgmt Against Against
2.2 Appoint a Director Kusumi, Yuki Mgmt Against Against
2.3 Appoint a Director Homma, Tetsuro Mgmt For For
2.4 Appoint a Director Sato, Mototsugu Mgmt For For
2.5 Appoint a Director Matsui, Shinobu Mgmt For For
2.6 Appoint a Director Noji, Kunio Mgmt For For
2.7 Appoint a Director Sawada, Michitaka Mgmt For For
2.8 Appoint a Director Toyama, Kazuhiko Mgmt For For
2.9 Appoint a Director Tsutsui, Yoshinobu Mgmt For For
2.10 Appoint a Director Umeda, Hirokazu Mgmt For For
2.11 Appoint a Director Miyabe, Yoshiyuki Mgmt For For
2.12 Appoint a Director Shotoku, Ayako Mgmt For For
3.1 Appoint a Corporate Auditor Eto, Akihiro Mgmt For For
3.2 Appoint a Corporate Auditor Nakamura, Mgmt For For
Akihiko
--------------------------------------------------------------------------------------------------------------------------
PIEDMONT LITHIUM INC. Agenda Number: 935528185
--------------------------------------------------------------------------------------------------------------------------
Security: 72016P105
Meeting Type: Annual
Meeting Date: 03-Feb-2022
Ticker: PLL
ISIN: US72016P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for term expiring in Mgmt For For
2024: Mr. Keith Phillips
1B. Election of Director for term expiring in Mgmt For For
2024: Mr. Todd Hannigan
2. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
year ending June 30, 2022.
3. Approval to issue 10,786 stock options to Mgmt For For
Mr. Keith Phillips and/or his nominee under
the Company's Stock Plan.
4. Approval to issue 5,344 restricted stock Mgmt For For
units to Mr. Keith Phillips and/or his
nominee under the Company's Stock Plan.
5. Approval to issue 1,796 restricted stock Mgmt For For
units to Mr. Jeff Armstrong and/or his
nominee under the Company's Stock Plan.
6. Approval to issue 1,197 restricted stock Mgmt For For
units to Mr. Jorge Beristain and/or his
nominee under the Company's Stock Plan.
7. Approval to issue 1,197 restricted stock Mgmt For For
units to Mr. Todd Hannigan and/or his
nominee under the Company's Stock Plan.
8. Approval to issue 1,197 restricted stock Mgmt For For
units to Mr. Claude Demby and/or his
nominee under the Company's Stock Plan.
9. Approval to issue 1,197 restricted stock Mgmt For For
units to Ms. Susan Jones and/or her nominee
under the Company's Stock Plan.
--------------------------------------------------------------------------------------------------------------------------
PIEDMONT LITHIUM INC. Agenda Number: 935639661
--------------------------------------------------------------------------------------------------------------------------
Security: 72016P105
Meeting Type: Annual
Meeting Date: 15-Jun-2022
Ticker: PLL
ISIN: US72016P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director for term Mgmt For For
expiring in 2025: Mr. Jorge Beristain
1b. Election of Class II Director for term Mgmt For For
expiring in 2025: Mr. Claude Demby
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2022.
3. Approval of, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. Approval of, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes to
approve the compensation of our named
executive officers.
5. Approval of the grant of up to 58,950 stock Mgmt For For
options to Mr. Keith Phillips.
6. Approval of the grant of up to 10,348 Mgmt For For
performance stock units to Mr. Keith
Phillips.
7. Approval of the grant of up to 2,173 Mgmt For For
restricted stock units to Mr. Jeff
Armstrong.
8. Approval of the grant of up to 1,449 Mgmt For For
restricted stock units to Mr. Jorge
Beristain.
9. Approval of the grant of up to 1,449 Mgmt For For
restricted stock units to Mr. Claude Demby.
10. Approval of the grant of up to 1,449 Mgmt For For
restricted stock units to Ms. Susan Jones.
--------------------------------------------------------------------------------------------------------------------------
PILBARA MINERALS LTD Agenda Number: 714592107
--------------------------------------------------------------------------------------------------------------------------
Security: Q7539C100
Meeting Type: OGM
Meeting Date: 29-Sep-2021
Ticker:
ISIN: AU000000PLS0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 2, 3, 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 RATIFICATION OF THE ISSUE OF THE TRANCHE 1 Mgmt Against Against
DEFERRED CONSIDERATION SHARES
2 ISSUE OF TRANCHE 2 DEFERRED CONSIDERATION Mgmt Against Against
SHARES
3 RATIFICATION OF ISSUE OF PLACEMENT SHARES Mgmt Against Against
4 ADOPTION OF NEW CONSTITUTION Mgmt For For
5 INCREASE IN AGGREGATE FEE POOL FOR Mgmt For For
NON-EXECUTIVE DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
PILBARA MINERALS LTD Agenda Number: 714736975
--------------------------------------------------------------------------------------------------------------------------
Security: Q7539C100
Meeting Type: AGM
Meeting Date: 16-Nov-2021
Ticker:
ISIN: AU000000PLS0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 1, 3 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 REMUNERATION REPORT Mgmt Against Against
2 ELECTION OF MS MIRIAM STANBOROUGH AS Mgmt For For
DIRECTOR
3 ISSUE OF EMPLOYEE OPTIONS AND EMPLOYEE Mgmt Against Against
PERFORMANCE RIGHTS TO MR KEN BRINSDEN
--------------------------------------------------------------------------------------------------------------------------
PLUG POWER INC. Agenda Number: 935473811
--------------------------------------------------------------------------------------------------------------------------
Security: 72919P202
Meeting Type: Annual
Meeting Date: 30-Jul-2021
Ticker: PLUG
ISIN: US72919P2020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andrew J. Marsh Mgmt For For
Gary K. Willis Mgmt Withheld Against
Maureen O. Helmer Mgmt For For
2. The approval of the Fifth Certificate of Mgmt For For
Amendment of the Amended and Restated
Certificate of Incorporation of the Company
to increase the number of authorized shares
of common stock from 750,000,000 shares to
1,500,000,000 shares as described in the
proxy statement.
3. The approval of the Plug Power Inc. 2021 Mgmt For For
Stock Option and Incentive Plan as
described in the proxy statement.
4. The approval of the non-binding advisory Mgmt For For
resolution regarding the compensation of
the Company's named executive officers as
described in the proxy statement.
5. The ratification of KPMG LLP as the Mgmt Against Against
Company's independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
PLUG POWER INC. Agenda Number: 935645284
--------------------------------------------------------------------------------------------------------------------------
Security: 72919P202
Meeting Type: Annual
Meeting Date: 30-Jun-2022
Ticker: PLUG
ISIN: US72919P2020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
George C. McNamee Mgmt Withheld Against
Gregory L. Kenausis Mgmt For For
Jean A. Bua Mgmt For For
2. The approval of the amendment to the Plug Mgmt Against Against
Power Inc. 2021 Stock Option and Incentive
Plan as described in the proxy statement.
3. The approval of the non-binding advisory Mgmt Against Against
resolution regarding the compensation of
the Company's named executive officers as
described in the proxy statement.
4. The ratification of Deloitte & Touche LLP Mgmt For For
as the Company's independent registered
public accounting firm for 2022.
--------------------------------------------------------------------------------------------------------------------------
POD POINT GROUP HOLDINGS PLC Agenda Number: 715634007
--------------------------------------------------------------------------------------------------------------------------
Security: G2932K107
Meeting Type: AGM
Meeting Date: 14-Jun-2022
Ticker:
ISIN: GB00BNDRD100
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE REMUNERATION REPORT Mgmt For For
3 ELECT ERIK FAIRBAIRN AS DIRECTOR Mgmt For For
4 ELECT DAVID SURTEES AS DIRECTOR Mgmt For For
5 ELECT PHILIPPE COMMARET AS DIRECTOR Mgmt For For
6 ELECT ROBERT GUYLER AS DIRECTOR Mgmt For For
7 ELECT GARETH DAVIS AS DIRECTOR Mgmt Against Against
8 ELECT MARGARET AMOS AS DIRECTOR Mgmt For For
9 ELECT NORMA DOVE-EDWIN AS DIRECTOR Mgmt For For
10 ELECT KAREN MYERS AS DIRECTOR Mgmt For For
11 ELECT ANDREW PALMER AS DIRECTOR Mgmt For For
12 ELECT ERIKA SCHRANER AS DIRECTOR Mgmt For For
13 APPROVE REMUNERATION POLICY Mgmt For For
14 APPOINT DELOITTE LLP AS AUDITORS Mgmt Against Against
15 AUTHORISE THE AUDIT RISK COMMITTEE TO FIX Mgmt Against Against
REMUNERATION OF AUDITORS
16 AUTHORISE UK POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
17 AUTHORISE ISSUE OF EQUITY Mgmt For For
18 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
19 AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETING WITH TWO WEEKS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
PROTERRA INC Agenda Number: 935610611
--------------------------------------------------------------------------------------------------------------------------
Security: 74374T109
Meeting Type: Annual
Meeting Date: 26-May-2022
Ticker: PTRA
ISIN: US74374T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director for a Mgmt For For
three-year term expiring in 2025: Mary
Louise Krakauer
1.2 Election of Class I Director for a Mgmt For For
three-year term expiring in 2025: Roger M.
Nielsen
1.3 Election of Class I Director for a Mgmt For For
three-year term expiring in 2025: Jeannine
P. Sargent
2. Approve, on an advisory basis, the Mgmt 1 Year For
frequency of holding an advisory vote on
our named executive officer compensation.
3. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
--------------------------------------------------------------------------------------------------------------------------
PT ANEKA TAMBANG TBK. Agenda Number: 714955931
--------------------------------------------------------------------------------------------------------------------------
Security: Y7116R158
Meeting Type: EGM
Meeting Date: 23-Dec-2021
Ticker:
ISIN: ID1000106602
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 CHANGE OF MANAGEMENT (BOARD OF Mgmt Against Against
COMMISSIONERS AND/OR BOARD OF DIRECTORS)
COMPANY
--------------------------------------------------------------------------------------------------------------------------
PT ANEKA TAMBANG TBK. Agenda Number: 715559259
--------------------------------------------------------------------------------------------------------------------------
Security: Y7116R158
Meeting Type: AGM
Meeting Date: 24-May-2022
Ticker:
ISIN: ID1000106602
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL ON THE ANNUAL REPORT AND Mgmt For For
RATIFICATION OF THE COMPANY'S CONSOLIDATED
FINANCIAL STATEMENTS, APPROVAL ON THE BOARD
OF COMMISSIONERS SUPERVISORY REPORT AND
RATIFICATION OF THE ANNUAL FINANCIAL
STATEMENTS AND IMPLEMENTATION OF THE
COMPANY'S SOCIAL AND ENVIRONMENTAL
RESPONSIBILITY PROGRAM FOR THE FINANCIAL
YEAR ENDED ON DECEMBER 31, 2021, AS WELL AS
THE GRANTING OF A FULL RELEASE AND
DISCHARGE (VOLLEDIG ACQUIT ET DE CHARGE) TO
THE BOARD OF DIRECTORS FOR THE MANAGEMENT
ACTIONS OF THE COMPANY AND THE BOARD OF
COMMISSIONERS FOR THE COMPANY'S SUPERVISORY
ACTIONS THAT HAVE BEEN PERFORMED DURING THE
FINANCIAL YEAR 2021
2 THE APPROPRIATION OF THE PROFIT, INCLUDING Mgmt For For
THE DISTRIBUTION OF DIVIDEND FOR THE
FINANCIAL YEAR OF 2021
3 THE STIPULATION OF THE INCENTIVES FOR THE Mgmt Against Against
PERFORMANCE OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE BOARD OF COMMISSIONERS
FOR THE FINANCIAL YEAR OF 2021 AND THEIR
RESPECTIVE SALARIES/HONORARIUM INCLUDING
FACILITIES AND ALLOWANCES FOR THE FINANCIAL
YEAR OF 2022
4 THE APPROVAL FOR THE APPOINTMENT OF PUBLIC Mgmt Against Against
ACCOUNTANT OFFICE TO CARRY OUT THE AUDIT OF
THE FINANCIAL STATEMENTS OF THE COMPANY AND
THE FINANCIAL STATEMENTS OF THE PROGRAM OF
FUNDING FOR MICRO SMALL AND SMALL
ENTERPRISES FOR THE FINANCIAL YEAR OF 2022
5 THE RATIFIED OF THE REALIZATION REPORT FOR Mgmt For For
THE USE OF PROCEEDS OF THE PUBLIC OFFERING
6 THE APPROVAL FOR THE AMENDMENT TO THE Mgmt Against Against
ARTICLES OF ASSOCIATION OF THE COMPANY
7 THE APPROVAL FOR THE CHANGE TO THE MEMBERS Mgmt Against Against
OF THE BOARDS OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
PT VALE INDONESIA TBK Agenda Number: 714512135
--------------------------------------------------------------------------------------------------------------------------
Security: Y7150Y101
Meeting Type: EGM
Meeting Date: 31-Aug-2021
Ticker:
ISIN: ID1000109309
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 CHANGES OF THE COMPOSITION OF THE COMPANY'S Mgmt For For
BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
PT VALE INDONESIA TBK Agenda Number: 715000977
--------------------------------------------------------------------------------------------------------------------------
Security: Y7150Y101
Meeting Type: EGM
Meeting Date: 19-Jan-2022
Ticker:
ISIN: ID1000109309
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 CHANGES TO THE COMPOSITION OF MEMBERS OF Mgmt For For
THE BOARD OF COMMISSIONERS OF THE COMPANY
2 CONFORMATION OF TENURE OF THE INDEPENDENT Mgmt Against Against
COMMISSIONER
--------------------------------------------------------------------------------------------------------------------------
PT VALE INDONESIA TBK Agenda Number: 715513289
--------------------------------------------------------------------------------------------------------------------------
Security: Y7150Y101
Meeting Type: AGM
Meeting Date: 21-Jun-2022
Ticker:
ISIN: ID1000109309
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 731661 DUE TO RECEIPT OF CHANGE
IN RECORD DATE FROM 19 APR 2022 TO 20 MAY
2022 . ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1 APPROVAL OF THE ANNUAL REPORT AND Mgmt For For
RATIFICATION OF THE COMPANY'S FINANCIAL
STATEMENTS FOR THE 2021 FINANCIAL YEAR
2 USE OF THE COMPANY'S PROFITS AND Mgmt For For
CONSIDERATION OF DIVIDENDS FOR THE
FINANCIAL YEAR ENDING 31 DECEMBER 2021
3 CHANGES IN THE COMPOSITION OF THE COMPANYS Mgmt Against Against
BOARD OF DIRECTORS
4 APPROVAL OF REMUNERATION FOR MEMBERS OF THE Mgmt Against Against
COMPANYS BOARD OF COMMISSIONERS AND
SALARIES, ALLOWANCES AND BONUSES FOR
MEMBERS OF THE COMPANY'S BOARD OF DIRECTORS
5 APPOINTMENT OF A PUBLIC ACCOUNTANT AND Mgmt Against Against
PUBLIC ACCOUNTING FIRM TO AUDIT THE
COMPANYS FINANCIAL STATEMENTS FOR THE
FINANCIAL YEAR ENDING 31 DECEMBER 2022
CMMT 17 MAY 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN THE RECORD DATE
FROM 20 MAY 2022 TO 27 MAY 2022. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, FOR MID:
735180 PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
QUANTUMSCAPE CORPORATION Agenda Number: 935521698
--------------------------------------------------------------------------------------------------------------------------
Security: 74767V109
Meeting Type: Annual
Meeting Date: 15-Dec-2021
Ticker: QS
ISIN: US74767V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jagdeep Singh Mgmt Withheld Against
Frank Blome Mgmt For For
Brad Buss Mgmt Withheld Against
John Doerr Mgmt For For
Prof. Dr Jurgen Leohold Mgmt Withheld Against
Justin Mirro Mgmt For For
Prof. Fritz Prinz Mgmt For For
Dipender Saluja Mgmt For For
J.B. Straubel Mgmt Withheld Against
Jens Wiese Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as our independent registered public
accounting firm for our fiscal year ending
December 31, 2021.
3. Approval of the Extraordinary Performance Mgmt Against Against
Award Program.
--------------------------------------------------------------------------------------------------------------------------
RIVIAN AUTOMOTIVE, INC. Agenda Number: 935626739
--------------------------------------------------------------------------------------------------------------------------
Security: 76954A103
Meeting Type: Annual
Meeting Date: 06-Jun-2022
Ticker: RIVN
ISIN: US76954A1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director to serve until Mgmt For For
the 2025 Annual Meeting: Robert J. Scaringe
1b. Election of Class I Director to serve until Mgmt For For
the 2025 Annual Meeting: Peter Krawiec
1c. Election of Class I Director to serve until Mgmt Withheld Against
the 2025 Annual Meeting: Sanford Schwartz
2. Ratification of the appointment of KPMG LLP Mgmt Against Against
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
3. Approval, on an advisory (non-binding) Mgmt Against Against
basis, of the compensation of our named
executive officers.
4. Approval, on an advisory (non-binding) Mgmt 1 Year For
basis, of the frequency of future advisory
votes on the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
ROMEO POWER, INC. Agenda Number: 935620903
--------------------------------------------------------------------------------------------------------------------------
Security: 776153108
Meeting Type: Annual
Meeting Date: 30-Jun-2022
Ticker: RMO
ISIN: US7761531083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Susan S. Brennan Mgmt For For
Lauren Webb Mgmt For For
Robert S. Mancini Mgmt For For
Donald S. Gottwald Mgmt Withheld Against
Laurene Horiszny Mgmt For For
Philip Kassin Mgmt For For
Timothy E. Stuart Mgmt Withheld Against
Paul S. Williams Mgmt Withheld Against
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2022.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers.
4. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future non-binding advisory
stockholder votes on the compensation of
our named executive officers.
5. To approve, for purposes of complying with Mgmt For For
Section 312.03(c) of the New York Stock
Exchange Listed Company Manual, the
issuance of our common stock to YA II PN,
Ltd. in excess of the exchange cap of the
Standby Equity Purchase Agreement included
as Appendix A to the proxy statement.
6. To approve an amendment to our Second Mgmt For For
Amended and Restated Certificate of
Incorporation to increase the authorized
shares of common stock from 250,000,000 to
350,000,000.
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG SDI CO. LTD Agenda Number: 715181424
--------------------------------------------------------------------------------------------------------------------------
Security: Y74866107
Meeting Type: AGM
Meeting Date: 17-Mar-2022
Ticker:
ISIN: KR7006400006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 ELECTION OF INSIDE DIRECTOR: CHOE YUN HO Mgmt For For
3 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SHOWA DENKO K.K. Agenda Number: 715239314
--------------------------------------------------------------------------------------------------------------------------
Security: J75046136
Meeting Type: AGM
Meeting Date: 30-Mar-2022
Ticker:
ISIN: JP3368000000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Approve Minor Revisions Mgmt For For
Related to Change of Laws and Regulations
3.1 Appoint a Director Morikawa, Kohei Mgmt For For
3.2 Appoint a Director Takahashi, Hidehito Mgmt For For
3.3 Appoint a Director Maruyama, Hisashi Mgmt For For
3.4 Appoint a Director Sakai, Hiroshi Mgmt For For
3.5 Appoint a Director Somemiya, Hideki Mgmt For For
3.6 Appoint a Director Maoka, Tomomitsu Mgmt For For
3.7 Appoint a Director Oshima, Masaharu Mgmt For For
3.8 Appoint a Director Nishioka, Kiyoshi Mgmt For For
3.9 Appoint a Director Isshiki, Kozo Mgmt For For
3.10 Appoint a Director Morikawa, Noriko Mgmt For For
4 Appoint a Corporate Auditor Miyasaka, Mgmt For For
Yasuyuki
5 Approve Details of the Compensation to be Mgmt For For
received by Directors
6 Approve Details of the Performance-based Mgmt For For
Stock Compensation to be received by
Directors
7 Approve Payment of Performance-based Mgmt For For
Compensation to Directors
--------------------------------------------------------------------------------------------------------------------------
SIMPLO TECHNOLOGY CO LTD Agenda Number: 715649743
--------------------------------------------------------------------------------------------------------------------------
Security: Y7987E104
Meeting Type: AGM
Meeting Date: 15-Jun-2022
Ticker:
ISIN: TW0006121007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2021 BUSINESS REPORT AND FINANCIAL Mgmt For For
STATEMENTS.
2 2021 EARNINGS DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD 26 PER SHARE.
3 THE AMENDMENTS OF THE COMPANYS PROCEDURES Mgmt For For
FOR ACQUISITION OR DISPOSAL OF ASSETS.
4 THE AMENDMENTS OF THE COMPANYS ARTICLES OF Mgmt For For
INCORPORATION.
5 THE AMENDMENTS OF THE COMPANYS RULES OF Mgmt For For
PROCEDURE OF SHAREHOLDERS MEETING.
--------------------------------------------------------------------------------------------------------------------------
SK IE TECHNOLOGY CO., LTD. Agenda Number: 715190435
--------------------------------------------------------------------------------------------------------------------------
Security: Y8085G108
Meeting Type: AGM
Meeting Date: 28-Mar-2022
Ticker:
ISIN: KR7361610009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENT Mgmt For For
2 APPROVAL OF PARTIAL AMENDMENT TO ARTICLES Mgmt Against Against
OF INCORPORATION
3.1 ELECTION OF INSIDE DIRECTOR: NO JAE SEOK Mgmt Against Against
3.2 ELECTION OF NON EXECUTIVE DIRECTOR: KIM JUN Mgmt Against Against
3.3 ELECTION OF OUTSIDE DIRECTOR: AHN JIN HO Mgmt Against Against
4 APPROVAL OF GRANT OF STOCK OPTION Mgmt Against Against
5 APPROVAL OF LIMIT OF REMUNERATION FOR Mgmt Against Against
DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. Agenda Number: 935531790
--------------------------------------------------------------------------------------------------------------------------
Security: 833635105
Meeting Type: Special
Meeting Date: 22-Dec-2021
Ticker: SQM
ISIN: US8336351056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) Distribution and payment of a special Mgmt For
dividend ("dividendo eventual") equivalent
to US$1.40037 per share to be charged to
the SQM's retained earnings.
--------------------------------------------------------------------------------------------------------------------------
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. Agenda Number: 935592952
--------------------------------------------------------------------------------------------------------------------------
Security: 833635105
Meeting Type: Annual
Meeting Date: 12-Apr-2022
Ticker: SQM
ISIN: US8336351056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. SQM's Financial Statements, Balance Sheet, Mgmt No vote
Annual report, Account Inspectors' Report
and External Auditor's Report for the
business year ended December 31, 2021
2. Designation of the External Auditor Company Mgmt No vote
3. Designation of the Credit Rating Agencies Mgmt No vote
4. Designation of the Account Inspectors Mgmt No vote
5. Investment Policy Mgmt No vote
6. Finance Policy Mgmt No vote
7. Distribution of final dividend Mgmt No vote
8A. Election of Director: Board Election Mgmt No vote
(Please note that you can only vote 'For'
in option 8A or 8B. Voting 'For' both 8A &
8B will deem your vote invalid. Please cast
a vote of 'Against' or 'Abstain' in the
proposal you do not wish to vote 'For')
8B. Election of Director: Laurence Golborne, Mgmt No vote
nominated as a Board Member (Please note
that you can only vote 'For' in option 8A
or 8B. Voting 'For' both 8A & 8B will deem
your vote invalid. Please cast a vote of
'Against' or 'Abstain' in the proposal you
do not wish to vote 'For')
9. Structure of the Compensation of the Board Mgmt No vote
of Directors and Board committees
10. Designation of the newspaper for corporate Mgmt No vote
publications; general corporate information
matters and execution of shareholders'
meeting resolutions
--------------------------------------------------------------------------------------------------------------------------
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. Agenda Number: 935616170
--------------------------------------------------------------------------------------------------------------------------
Security: 833635105
Meeting Type: Annual
Meeting Date: 26-Apr-2022
Ticker: SQM
ISIN: US8336351056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. SQM's Financial Statements, Balance Sheet, Mgmt For
Annual report, Account Inspectors' Report
and External Auditor's Report for the
business year ended December 31, 2021
2. Designation of the External Auditor Company Mgmt For
3. Designation of the Credit Rating Agencies Mgmt For
4. Designation of the Account Inspectors Mgmt For
5. Investment Policy Mgmt For
6. Finance Policy Mgmt For
7. Distribution of final dividend Mgmt For
8A. Board Election. (Please note that you can Mgmt For
only vote 'For' either option 8A, 8B, or 8C
. Voting 'For' more than one option will
deem your vote invalid)
8B. Laurence Golborne, nominated as a Board Mgmt Against
Member. (Please note that you can only vote
'For' either option 8A, 8B, or 8C . Voting
'For' more than one option will deem your
vote invalid)
8C. Antonio Gil Nievas, nominated as a Board Mgmt Against
member. (Please note that you can only vote
'For' either option 8A, 8B, or 8C . Voting
'For' more than one option will deem your
vote invalid)
9. Structure of the Compensation of the Board Mgmt For
of Directors and Board committees
10. Designation of the newspaper for corporate Mgmt For
publications; general corporate information
matters and execution of shareholders'
meeting resolutions
--------------------------------------------------------------------------------------------------------------------------
SOLAREDGE TECHNOLOGIES, INC. Agenda Number: 935630714
--------------------------------------------------------------------------------------------------------------------------
Security: 83417M104
Meeting Type: Annual
Meeting Date: 20-Jun-2022
Ticker: SEDG
ISIN: US83417M1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Betsy Atkins Mgmt Against Against
1b. Election of Director: Dirk Hoke Mgmt For For
2. Ratification of appointment of Ernst & Mgmt Against Against
Young LLP as independent registered public
accounting firm for the year ending
December 31, 2022.
3. Approval of, on an advisory and non-binding Mgmt Against Against
basis, the compensation of our named
executive officers (the "Say-on-Pay
Proposal").
--------------------------------------------------------------------------------------------------------------------------
SOUTH32 LTD Agenda Number: 714687425
--------------------------------------------------------------------------------------------------------------------------
Security: Q86668102
Meeting Type: AGM
Meeting Date: 28-Oct-2021
Ticker:
ISIN: AU000000S320
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3, 4, 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2.A RE-ELECTION OF MR WAYNE OSBORN AS A Mgmt Against Against
DIRECTOR
2.B RE-ELECTION OF MR KEITH RUMBLE AS A Mgmt Against Against
DIRECTOR
3 ADOPTION OF THE REMUNERATION REPORT Mgmt Against Against
4 GRANT OF AWARDS TO EXECUTIVE DIRECTOR Mgmt Against Against
5 APPROVAL OF LEAVING ENTITLEMENTS Mgmt Against Against
6.A PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: SPECIAL RESOLUTION TO
AMEND OUR COMPANY'S CONSTITUTION
6.B PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against Against
SHAREHOLDER PROPOSAL: ORDINARY RESOLUTION
ON CLIMATE-RELATED LOBBYING
--------------------------------------------------------------------------------------------------------------------------
STANDARD LITHIUM LTD Agenda Number: 714992422
--------------------------------------------------------------------------------------------------------------------------
Security: 853606101
Meeting Type: MIX
Meeting Date: 14-Jan-2022
Ticker:
ISIN: CA8536061010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1, 4 AND 5 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1
TO 2.6 AND 3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT SIX (6) Mgmt For For
2.1 ELECTION OF DIRECTOR: ROBERT MINTAK Mgmt Against Against
2.2 ELECTION OF DIRECTOR: ANDREW ROBINSON Mgmt Against Against
2.3 ELECTION OF DIRECTOR: ANTHONY ALVARO Mgmt For For
2.4 ELECTION OF DIRECTOR: JEFFREY BARBER Mgmt For For
2.5 ELECTION OF DIRECTOR: ROBERT CROSS Mgmt For For
2.6 ELECTION OF DIRECTOR: VOLKER BERL Mgmt For For
3 APPOINTMENT OF MANNING ELLIOTT LLP, AS Mgmt For For
AUDITORS OF THE COMPANY FOR THE ENSUING
YEAR AND AUTHORIZE THE DIRECTORS TO FIX
THEIR REMUNERATION
4 TO APPROVE THE 2021 STOCK OPTION PLAN Mgmt Against Against
5 TO APPROVE THE IMPLEMENTATION OF A Mgmt Against Against
LONG-TERM INCENTIVE PLAN
CMMT 24 DEC 2021: PLEASE NOTE THAT RESOLUTION 4 Non-Voting
IS TO BE APPROVED BY DISINTERESTED
SHAREHOLDERS. THANK YOU
CMMT 24 DEC 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO METAL MINING CO.,LTD. Agenda Number: 715717318
--------------------------------------------------------------------------------------------------------------------------
Security: J77712180
Meeting Type: AGM
Meeting Date: 24-Jun-2022
Ticker:
ISIN: JP3402600005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Approve Minor Revisions Mgmt For For
Related to Change of Laws and Regulations
3.1 Appoint a Director Nakazato, Yoshiaki Mgmt For For
3.2 Appoint a Director Nozaki, Akira Mgmt For For
3.3 Appoint a Director Higo, Toru Mgmt For For
3.4 Appoint a Director Matsumoto, Nobuhiro Mgmt For For
3.5 Appoint a Director Kanayama, Takahiro Mgmt For For
3.6 Appoint a Director Nakano, Kazuhisa Mgmt For For
3.7 Appoint a Director Ishii, Taeko Mgmt For For
3.8 Appoint a Director Kinoshita, Manabu Mgmt For For
4 Appoint a Corporate Auditor Nozawa, Mgmt For For
Tsuyoshi
5 Appoint a Substitute Corporate Auditor Mgmt For For
Mishina, Kazuhiro
6 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TALON METALS CORP Agenda Number: 715757538
--------------------------------------------------------------------------------------------------------------------------
Security: G86659102
Meeting Type: MIX
Meeting Date: 22-Jun-2022
Ticker:
ISIN: VGG866591024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1 AND 2.1 TO
2.8. THANK YOU.
1 APPOINTMENT OF MNP LLP AS AUDITORS OF THE Mgmt For For
COMPANY FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
2.1 ELECTION OF DIRECTOR: DAVID L. DEISLEY Mgmt For For
2.2 ELECTION OF DIRECTOR: ARNE H. FRANDSEN Mgmt For For
2.3 ELECTION OF DIRECTOR: JOHN D. KAPLAN Mgmt Against Against
2.4 ELECTION OF DIRECTOR: GREGORY S. KINROSS Mgmt Against Against
2.5 ELECTION OF DIRECTOR: WARREN E. NEWFIELD Mgmt For For
2.6 ELECTION OF DIRECTOR: DAVID E. SINGER Mgmt For For
2.7 ELECTION OF DIRECTOR: HENRI VAN ROOYEN Mgmt For For
2.8 ELECTION OF DIRECTOR: FRANK D. WHEATLEY Mgmt For For
3 RESOLVED THAT: THE OPTIONS RESOLUTION AS Mgmt For For
DEFINED AND SET OUT IN THE MANAGEMENT
INFORMATION CIRCULAR OF THE COMPANY DATED
MAY 24, 2022 IS HEREBY APPROVED
--------------------------------------------------------------------------------------------------------------------------
TDK CORPORATION Agenda Number: 715746321
--------------------------------------------------------------------------------------------------------------------------
Security: J82141136
Meeting Type: AGM
Meeting Date: 24-Jun-2022
Ticker:
ISIN: JP3538800008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Saito, Noboru Mgmt For For
2.2 Appoint a Director Yamanishi, Tetsuji Mgmt For For
2.3 Appoint a Director Ishiguro, Shigenao Mgmt Against Against
2.4 Appoint a Director Sato, Shigeki Mgmt For For
2.5 Appoint a Director Nakayama, Kozue Mgmt For For
2.6 Appoint a Director Iwai, Mutsuo Mgmt For For
2.7 Appoint a Director Yamana, Shoei Mgmt For For
3 Amend Articles to: Approve Minor Revisions Mgmt For For
Related to Change of Laws and Regulations,
Amend Business Lines, Approve Minor
Revisions
--------------------------------------------------------------------------------------------------------------------------
TESLA, INC. Agenda Number: 935486452
--------------------------------------------------------------------------------------------------------------------------
Security: 88160R101
Meeting Type: Annual
Meeting Date: 07-Oct-2021
Ticker: TSLA
ISIN: US88160R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: James Mgmt For For
Murdoch
1.2 Election of Class II Director: Kimbal Musk Mgmt For For
2. Tesla proposal for adoption of amendments Mgmt Against Against
to certificate of incorporation to reduce
director terms to two years.
3. Tesla proposal for adoption of amendments Mgmt For
to certificate of incorporation and bylaws
to eliminate applicable supermajority
voting requirements.
4. Tesla proposal to ratify the appointment of Mgmt Against Against
independent registered public accounting
firm.
5. Stockholder proposal regarding reduction of Shr For Against
director terms to one year.
6. Stockholder proposal regarding additional Shr For Against
reporting on diversity and inclusion
efforts.
7. Stockholder proposal regarding reporting on Shr Against For
employee arbitration.
8. Stockholder proposal regarding assigning Shr For Against
responsibility for strategic oversight of
human capital management to an independent
board-level committee.
9. Stockholder proposal regarding additional Shr For Against
reporting on human rights.
--------------------------------------------------------------------------------------------------------------------------
THE LION ELECTRIC COMPANY Agenda Number: 935599780
--------------------------------------------------------------------------------------------------------------------------
Security: 536221104
Meeting Type: Annual
Meeting Date: 06-May-2022
Ticker: LEV
ISIN: CA5362211040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Sheila C. Bair Mgmt For For
Marc Bedard Mgmt For For
Pierre Larochelle Mgmt For For
Ann L. Payne Mgmt For For
Pierre-Olivier Perras Mgmt Withheld Against
Michel Ringuet Mgmt For For
Lorenzo Roccia Mgmt For For
Pierre Wilkie Mgmt Withheld Against
2 To appoint Raymond Chabot Grant Thornton Mgmt For For
LLP as Auditors of the Corporation.
--------------------------------------------------------------------------------------------------------------------------
TMC THE METALS COMPANY INC. Agenda Number: 935610926
--------------------------------------------------------------------------------------------------------------------------
Security: 87261Y106
Meeting Type: Annual
Meeting Date: 31-May-2022
Ticker: TMC
ISIN: CA87261Y1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Set the Number of Directors at 8 Mgmt For For
2.1 Election of Director: Gerard Barron Mgmt For For
2.2 Election of Director: Andrew Hall Mgmt For For
2.3 Election of Director: Sheila Khama Mgmt Withheld Against
2.4 Election of Director: Andrei Karkar Mgmt Withheld Against
2.5 Election of Director: Christian Madsbjerg Mgmt For For
2.6 Election of Director: Kathleen McAllister Mgmt For For
2.7 Election of Director: Amelia Siamomua Mgmt For For
2.8 Election of Director: Gina Stryker Mgmt Withheld Against
3. Approval of the Company's 2021 Employee Mgmt For For
Stock Purchase Plan
4. Appointment of Ernst & Young LLP as the Mgmt For For
Company's independent registered public
accounting firm for the 2022 fiscal year
--------------------------------------------------------------------------------------------------------------------------
UMICORE SA Agenda Number: 715307573
--------------------------------------------------------------------------------------------------------------------------
Security: B95505184
Meeting Type: MIX
Meeting Date: 28-Apr-2022
Ticker:
ISIN: BE0974320526
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS
WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL
OWNER NAME, ADDRESS AND SHARE POSITION
CMMT A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY Non-Voting
(POA) MAY BE REQUIRED TO LODGE VOTING
INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR
INSTRUCTIONS MAY BE REJECTED
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED
A.1. RECEIVE SUPERVISORY BOARD'S AND AUDITORS' Non-Voting
REPORTS
A.2. APPROVE REMUNERATION REPORT Mgmt Against Against
A.3. APPROVE REMUNERATION POLICY Mgmt Against Against
A.4. APPROVE FINANCIAL STATEMENTS, ALLOCATION OF Mgmt For For
INCOME, AND DIVIDENDS OF EUR 0.80 PER SHARE
A.5 RECEIVE CONSOLIDATED FINANCIAL STATEMENTS Non-Voting
AND STATUTORY REPORTS
A.6. APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
A.7. APPROVE DISCHARGE OF AUDITORS Mgmt For For
A.8.1 REELECT FRANCOISE CHOMBAR AS AN INDEPENDENT Mgmt Against Against
MEMBER OF THE SUPERVISORY BOARD
A.8.2 REELECT LAURENT RAETS AS MEMBER OF THE Mgmt For For
SUPERVISORY BOARD
A.8.3 ELECT ALISON HENWOOD AS AN INDEPENDENT Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
A.9. APPROVE REMUNERATION OF THE MEMBERS OF THE Mgmt For For
SUPERVISORY BOARD
B.1. APPROVE CHANGE-OF-CONTROL CLAUSE RE: Mgmt For For
SUSTAINABILITY-LINKED REVOLVING FACILITY
AGREEMENT
C.1. AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF Mgmt Against Against
ISSUED SHARE CAPITAL
C.2. RENEW AUTHORIZATION TO INCREASE SHARE Mgmt For For
CAPITAL WITHIN THE FRAMEWORK OF AUTHORIZED
CAPITAL
CMMT 13 APR 2022: PLEASE NOTE IN THE EVENT THE Non-Voting
MEETING DOES NOT REACH QUORUM, THERE WILL
BE A SECOND CALL ON 01 JUN 2022.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL
REMAIN VALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED. THANK YOU.
CMMT 22 APR 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDTION OF SECOND CALL
COMMENT AND ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT 22 APR 2022: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
VARTA AG Agenda Number: 715638245
--------------------------------------------------------------------------------------------------------------------------
Security: D85802110
Meeting Type: AGM
Meeting Date: 21-Jun-2022
Ticker:
ISIN: DE000A0TGJ55
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF
NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2021
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 2.48 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2021
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2021
5 APPROVE REMUNERATION REPORT Mgmt Against Against
6 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR FISCAL YEAR 2022 AND FOR THE
REVIEW OF INTERIM FINANCIAL STATEMENTS
7 APPROVE CREATION OF EUR 8.1 MILLION POOL OF Mgmt For For
AUTHORIZED CAPITAL 2022 I WITH OR WITHOUT
EXCLUSION OF PRE-EMPTIVE RIGHTS
8 APPROVE CREATION OF EUR 1 MILLION POOL OF Mgmt For For
AUTHORIZED CAPITAL 2022 II WITH OR WITHOUT
EXCLUSION OF PRE-EMPTIVE RIGHTS
9 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt For For
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PRE-EMPTIVE RIGHTS UP TO AGGREGATE NOMINAL
AMOUNT OF EUR 1 BILLION; APPROVE CREATION
OF EUR 8.1 MILLION POOL OF CAPITAL TO
GUARANTEE CONVERSION RIGHTS
10 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE.
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE MATERIAL URL DROPDOWN AT THE
TOP OF THE BALLOT. THE GERMAN AGENDAS FOR
ANY EXISTING OR PAST MEETINGS WILL REMAIN
IN PLACE. FOR FURTHER INFORMATION, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
VULCAN ENERGY RESOURCES LTD Agenda Number: 714792707
--------------------------------------------------------------------------------------------------------------------------
Security: Q9496S102
Meeting Type: AGM
Meeting Date: 29-Nov-2021
Ticker:
ISIN: AU0000066086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 2 TO 6 AND 11 VOTES CAST BY
ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ADOPTION OF REMUNERATION REPORT Mgmt For For
2 RATIFICATION OF PLACEMENT SHARES Mgmt For For
3 DIRECTOR PARTICIPATION IN PLACEMENT- MR Mgmt For For
GAVIN REZOS
4 DIRECTOR PARTICIPATION IN PLACEMENT - MS Mgmt For For
ANNIE LIU
5 DIRECTOR PARTICIPATION IN PLACEMENT - MS Mgmt For For
JOSEPHINE BUSH
6 DIRECTOR PARTICIPATION IN PLACEMENT - DR Mgmt For For
HEIDI GRON
7 RE-ELECTION IF DIRECTOR - MS RANYA Mgmt For For
ALKADAMANI
8 ELECTION OF DIRECTOR - MS ANNIE LIU Mgmt For For
9 ELECTION OF DIRECTOR - DR HEIDI GRON Mgmt For For
10 ELECTION OF DIRECTOR - MS JOSEPHINE BUSH Mgmt For For
11 APPROVAL OF INCENTIVE AWARDS PLAN Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WALLBOX N.V. Agenda Number: 935667139
--------------------------------------------------------------------------------------------------------------------------
Security: N94209108
Meeting Type: Annual
Meeting Date: 22-Jun-2022
Ticker: WBX
ISIN: NL0015000M91
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3. Adoption of the annual accounts for the Mgmt For For
financial year 2021.
5. Discharge from liability of the directors Mgmt For For
for the performance of their duties during
the financial year 2021.
6a. Reappointment of Enric Asuncion Escorsa as Mgmt For For
executive director.
6b. Reappointment of Beatriz Gonzalez Ordonez Mgmt For For
as non-executive director.
6c. Reappointment of Francisco J. Riberas Mera Mgmt For For
as non-executive director.
6d. Reappointment of Diego Diaz Pilas as Mgmt For For
non-executive director.
6e. Reappointment of Pol Soler Masferrer as Mgmt For For
non-executive director
6f. Reappointment of Carl A.W. Pettersson as Mgmt For For
non-executive director.
6g. Appointment of Donna Kinzel as Mgmt For For
non-executive director.
7. Approval of RSU Scheme for non-executive Mgmt For For
directors of the Company.
8. Authorization of the board to acquire Mgmt For For
shares in its own capital.
9. Reappointment of BDO Audit & Assurance B.V. Mgmt For For
as external auditor for the financial year
2022.
--------------------------------------------------------------------------------------------------------------------------
WESTERN AREAS LTD Agenda Number: 714739844
--------------------------------------------------------------------------------------------------------------------------
Security: Q9618L100
Meeting Type: AGM
Meeting Date: 18-Nov-2021
Ticker:
ISIN: AU000000WSA9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 3, 4, 6 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 RE-ELECTION OF INDEPENDENT NON-EXECUTIVE Mgmt Against Against
DIRECTOR - MR RICHARD YEATES
2 ADOPTION OF REMUNERATION REPORT Mgmt Against Against
3 NON-EXECUTIVE DIRECTOR FEE POOL Mgmt For
4 GRANT OF PERFORMANCE RIGHTS TO MR DANIEL Mgmt For For
LOUGHER
CMMT IF A PROPORTIONAL TAKEOVER BID IS MADE FOR Non-Voting
THE COMPANY, A SHARE TRANSFER TO THE
OFFEROR CANNOT BE REGISTERED UNTIL THE BID
IS APPROVED BY MEMBERS NOT ASSOCIATED WITH
THE BIDDER. THE RESOLUTION MUST BE
CONSIDERED AT A MEETING HELD MORE THAN 14
DAYS BEFORE THE BID CLOSES. EACH MEMBER HAS
ONE VOTE FOR EACH FULLY PAID SHARE HELD.
THE VOTE IS DECIDED ON A SIMPLE MAJORITY.
THE BIDDER AND ITS ASSOCIATES ARE NOT
ALLOWED TO VOTE
5 ADOPTION OF PROPORTIONAL TAKEOVER Mgmt For For
PROVISIONS
6 APPROVAL OF PRIOR ISSUE OF PLACEMENT SHARES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WESTERN AREAS LTD Agenda Number: 715551823
--------------------------------------------------------------------------------------------------------------------------
Security: Q9618L100
Meeting Type: SCH
Meeting Date: 01-Jun-2022
Ticker:
ISIN: AU000000WSA9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT PURSUANT TO AND IN ACCORDANCE WITH THE Mgmt For For
PROVISIONS OF SECTION 411 OF THE
CORPORATIONS ACT: (A) THE SCHEME OF
ARRANGEMENT PROPOSED BETWEEN WESTERN AREAS
AND THE HOLDERS OF ITS ORDINARY SHARES (
OTHER THAN EXCLUDED SHAREHOLDERS) , AS
CONTAINED IN AND MORE PARTICULARLY
DESCRIBED IN THE SCHEME BOOKLET OF WHICH
THE NOTICE CONVENING THIS MEETING FORMS
PART, IS AGREED TO, WITH OR WITHOUT
ALTERATIONS OR CONDITIONS AS APPROVED BY
THE COURT TO WHICH WESTERN AREAS AND IGO
NICKEL AGREE; AND (B) WESTERN AREAS IS
AUTHORISED, SUBJECT TO THE TERMS OF THE
SCHEME IMPLEMENTATION DEED, TO: (I) AGREE
TO ANY SUCH ALTERATIONS AND CONDITIONS; AND
(II) SUBJECT TO APPROVAL BY THE COURT,
IMPLEMENT THE SCHEME WITH ANY SUCH
ALTERATIONS AND CONDITIONS
--------------------------------------------------------------------------------------------------------------------------
XPENG INC. Agenda Number: 935521220
--------------------------------------------------------------------------------------------------------------------------
Security: 98422D105
Meeting Type: Special
Meeting Date: 08-Dec-2021
Ticker: XPEV
ISIN: US98422D1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1. To consider and approve the proposed Mgmt For For
Class-based Articles Amendments as detailed
in the proxy statement dated October 22,
2021.
S1. To consider and approve the proposed Mgmt For For
Class-based Articles Amendments as detailed
in the proxy statement dated October 22,
2021.
S2. To consider and approve the proposed Mgmt For For
Non-class-based Articles Amendments as
detailed in the proxy statement dated
October 22, 2021.
--------------------------------------------------------------------------------------------------------------------------
XPENG INC. Agenda Number: 935670059
--------------------------------------------------------------------------------------------------------------------------
Security: 98422D105
Meeting Type: Annual
Meeting Date: 24-Jun-2022
Ticker: XPEV
ISIN: US98422D1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive and adopt the audited Mgmt For For
consolidated financial statements of the
Company and the reports of the directors
(the" Director(s)") and the auditor of the
Company for the year ended December 31,
2021.
2. To re-elect Mr. Xiaopeng He as an executive Mgmt Against Against
Director as detailed in the proxy statement
dated May 12, 2022.
3. To re-elect Mr. Yingjie Chen as a Mgmt For For
non-executive Director as detailed in the
proxy statement dated May 12, 2022.
4. To re-elect Mr. Ji-Xun Foo as a Mgmt For For
non-executive Director as detailed in the
proxy statement dated May 12, 2022.
5. To re-elect Mr. Fei Yang as a non-executive Mgmt For For
Director as detailed in the proxy statement
dated May 12, 2022.
6. To authorize the Board of Directors to fix Mgmt For For
the respective Directors' remuneration.
7. To re-appoint PricewaterhouseCoopers and Mgmt For For
PricewaterhouseCoopers Zhong Tian LLP as
auditors to hold office until the
conclusion of the next annual general
meeting of the Company and to authorize the
Board of Directors to fix their
remunerations for the year ending December
31, 2022.
8. THAT consider and approve the grant of a Mgmt For For
general mandate to the Directors to issue,
allot, and deal with additional Class A
ordinary shares of the Company not
exceeding 20% of the total number of issued
shares of the Company as at the date of
passing of this resolution as detailed in
the proxy statement dated May 12, 2022.
9. THAT consider and approve the grant of a Mgmt For For
general mandate to the Directors to
repurchase shares of the Company not
exceeding 10% of the total number of issued
shares of the Company as at the date of
passing of this resolution as detailed in
the proxy statement dated May 12, 2022.
10. THAT consider and approve the extension of Mgmt For For
the general mandate granted to the
Directors to issue, allot and deal with
additional shares in the share capital of
the Company by the aggregate number of the
shares repurchased by the Company as
detailed in the proxy statement dated May
12, 2022.
--------------------------------------------------------------------------------------------------------------------------
YADEA GROUP HOLDINGS LTD Agenda Number: 715568082
--------------------------------------------------------------------------------------------------------------------------
Security: G9830F106
Meeting Type: AGM
Meeting Date: 17-Jun-2022
Ticker:
ISIN: KYG9830F1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0427/2022042701849.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0427/2022042701882.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING.
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF THE DIRECTORS
AND AUDITORS OF THE COMPANY FOR THE YEAR
ENDED 31 DECEMBER 2021
2 TO DECLARE A FINAL DIVIDEND OF 28.0 HK Mgmt For For
CENTS PER SHARE OF THE COMPANY FOR THE YEAR
ENDED 31 DECEMBER 2021
3AI TO RE-ELECT MR. SHEN YU AS AN EXECUTIVE Mgmt For For
DIRECTOR
3AII TO RE-ELECT MR. ZHANG YIYIN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
3AIII TO RE-ELECT MR. WONG LUNG MING AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
3B TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY (THE BOARD) TO FIX THE REMUNERATION
OF THE DIRECTORS
4 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR OF THE COMPANY AND AUTHORISE THE
BOARD TO FIX ITS REMUNERATION
5.A TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES NOT EXCEEDING 20% OF THE NUMBER OF
THE ISSUED SHARES OF THE COMPANY (THE ISSUE
MANDATE)
5.B TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES NOT EXCEEDING 10% OF
THE NUMBER OF THE ISSUED SHARES OF THE
COMPANY
5.C TO EXTEND THE ISSUE MANDATE BY THE NUMBER Mgmt For For
OF SHARES REPURCHASED BY THE COMPANY
6 TO APPROVE THE PROPOSED AMENDMENTS TO THE Mgmt For For
EXISTING ARTICLES OF ASSOCIATION OF THE
COMPANY AND TO ADOPT THE AMENDED AND
RESTATED ARTICLES OF ASSOCIATION OF THE
COMPANY
Amplify Online Retail ETF
--------------------------------------------------------------------------------------------------------------------------
1-800-FLOWERS.COM, INC. Agenda Number: 935510669
--------------------------------------------------------------------------------------------------------------------------
Security: 68243Q106
Meeting Type: Annual
Meeting Date: 07-Dec-2021
Ticker: FLWS
ISIN: US68243Q1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Celia R. Brown Mgmt For For
James A. Cannavino Mgmt Withheld Against
Dina Colombo Mgmt For For
Eugene F. DeMark Mgmt For For
Leonard J. Elmore Mgmt Withheld Against
Adam Hanft Mgmt For For
Stephanie R. Hofmann Mgmt For For
Christopher G. McCann Mgmt For For
James F. McCann Mgmt Withheld Against
Katherine Oliver Mgmt For For
Larry Zarin Mgmt Withheld Against
2. To ratify the appointment of BDO USA, LLP Mgmt Against Against
as our independent registered public
accounting firm for the fiscal year ending
July 3, 2022.
--------------------------------------------------------------------------------------------------------------------------
AIRBNB INC Agenda Number: 935613249
--------------------------------------------------------------------------------------------------------------------------
Security: 009066101
Meeting Type: Annual
Meeting Date: 01-Jun-2022
Ticker: ABNB
ISIN: US0090661010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director to serve Mgmt For For
until the 2025 Annual Meeting: Amrita Ahuja
1.2 Election of Class II Director to serve Mgmt For For
until the 2025 Annual Meeting: Joseph
Gebbia
1.3 Election of Class II Director to serve Mgmt For For
until the 2025 Annual Meeting: Jeffrey
Jordan
2. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
3. To approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED Agenda Number: 935484321
--------------------------------------------------------------------------------------------------------------------------
Security: 01609W102
Meeting Type: Annual
Meeting Date: 17-Sep-2021
Ticker: BABA
ISIN: US01609W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: JOSEPH C. TSAI (To Mgmt Against Against
serve for a three year term or until such
director's successor is elected or
appointed and duly qualified.)
1.2 Election of Director: J. MICHAEL EVANS (To Mgmt For For
serve for a three year term or until such
director's successor is elected or
appointed and duly qualified.)
1.3 Election of Director: E. BORJE EKHOLM (To Mgmt For For
serve for a three year term or until such
director's successor is elected or
appointed and duly qualified.)
2. Ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers as the independent
registered public accounting firm of the
Company for the fiscal year ending March
31, 2022.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935609288
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 25-May-2022
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jeffrey P. Bezos Mgmt For For
1b. Election of Director: Andrew R. Jassy Mgmt For For
1c. Election of Director: Keith B. Alexander Mgmt For For
1d. Election of Director: Edith W. Cooper Mgmt Against Against
1e. Election of Director: Jamie S. Gorelick Mgmt For For
1f. Election of Director: Daniel P. Mgmt Against Against
Huttenlocher
1g. Election of Director: Judith A. McGrath Mgmt Against Against
1h. Election of Director: Indra K. Nooyi Mgmt For For
1i. Election of Director: Jonathan J. Mgmt Against Against
Rubinstein
1j. Election of Director: Patricia Q. Mgmt For For
Stonesifer
1k. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt Against Against
YOUNG LLP AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION
4. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
EFFECT A 20-FOR-1 SPLIT OF THE COMPANY'S
COMMON STOCK AND A PROPORTIONATE INCREASE
IN THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK
5. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
RETIREMENT PLAN OPTIONS
6. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER DUE DILIGENCE
7. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
ALTERNATIVE DIRECTOR CANDIDATE POLICY
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PACKAGING MATERIALS
9. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
WORKER HEALTH AND SAFETY DIFFERENCES
10. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against
REPORTING ON RISKS ASSOCIATED WITH THE USE
OF CERTAIN CONTRACT CLAUSES
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CHARITABLE CONTRIBUTIONS
12. SHAREHOLDER PROPOSAL REQUESTING ALTERNATIVE Shr Against For
TAX REPORTING
13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against
REPORTING ON FREEDOM OF ASSOCIATION
14. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON LOBBYING
15. SHAREHOLDER PROPOSAL REQUESTING A POLICY Shr For Against
REQUIRING MORE DIRECTOR CANDIDATES THAN
BOARD SEATS
16. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
WAREHOUSE WORKING CONDITIONS
17. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against
REPORTING ON GENDER/RACIAL PAY
18. SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY Shr For Against
AND EQUITY AUDIT
19. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER USE OF CERTAIN TECHNOLOGIES
--------------------------------------------------------------------------------------------------------------------------
AO WORLD PLC Agenda Number: 714492434
--------------------------------------------------------------------------------------------------------------------------
Security: G0403D107
Meeting Type: AGM
Meeting Date: 29-Sep-2021
Ticker:
ISIN: GB00BJTNFH41
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE REMUNERATION REPORT Mgmt For For
3 APPROVE REMUNERATION POLICY Mgmt For For
4 RE-ELECT GEOFF COOPER AS DIRECTOR Mgmt For For
5 RE-ELECT JOHN ROBERTS AS DIRECTOR Mgmt For For
6 RE-ELECT MARK HIGGINS AS DIRECTOR Mgmt For For
7 RE-ELECT CHRIS HOPKINSON AS DIRECTOR Mgmt Against Against
8 RE-ELECT MARISA CASSONI AS DIRECTOR Mgmt For For
9 RE-ELECT SHAUN MCCABE AS DIRECTOR Mgmt For For
10 RE-ELECT LUISA DELGADO AS DIRECTOR Mgmt For For
11 REAPPOINT KPMG LLP AS AUDITORS Mgmt Against Against
12 AUTHORISE THE AUDIT COMMITTEE TO FIX Mgmt Against Against
REMUNERATION OF AUDITORS
13 AUTHORISE ISSUE OF EQUITY Mgmt For For
14 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
15 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
16 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
17 AUTHORISE UK POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
18 AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETING WITH TWO WEEKS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
ASKUL CORP Agenda Number: 714485251
--------------------------------------------------------------------------------------------------------------------------
Security: J03325107
Meeting Type: AGM
Meeting Date: 04-Aug-2021
Ticker:
ISIN: JP3119920001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Establish the Articles Mgmt For For
Related to Shareholders Meeting held
without specifying a venue
3.1 Appoint a Director Yoshioka, Akira Mgmt Against Against
3.2 Appoint a Director Yoshida, Hitoshi Mgmt Against Against
3.3 Appoint a Director Koshimizu, Hironori Mgmt Against Against
3.4 Appoint a Director Kimura, Miyoko Mgmt Against Against
3.5 Appoint a Director Tamai, Tsuguhiro Mgmt Against Against
3.6 Appoint a Director Ozawa, Takao Mgmt Against Against
3.7 Appoint a Director Ichige, Yumiko Mgmt Against Against
3.8 Appoint a Director Goto, Genri Mgmt Against Against
3.9 Appoint a Director Taka, Iwao Mgmt Against Against
3.10 Appoint a Director Tsukahara, Kazuo Mgmt Against Against
3.11 Appoint a Director Imaizumi, Tadahisa Mgmt Against Against
4 Appoint a Corporate Auditor Imamura, Toshio Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
ASOS PLC Agenda Number: 714846500
--------------------------------------------------------------------------------------------------------------------------
Security: G0536Q108
Meeting Type: AGM
Meeting Date: 07-Dec-2021
Ticker:
ISIN: GB0030927254
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS Mgmt For For
OF THE COMPANY FOR THE FINANCIAL YEAR ENDED
31 AUGUST 2021 TOGETHER WITH THE DIRECTORS'
REPORT, STRATEGIC REPORT AND AUDITORS'
REPORT ON THOSE ACCOUNTS
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT FOR THE FINANCIAL YEAR ENDED 31
AUGUST 2021
3 TO ELECT JORGEN LINDEMANN AS A DIRECTOR OF Mgmt For For
THE COMPANY
4 TO RE-ELECT MAT DUNN AS A DIRECTOR OF THE Mgmt For For
COMPANY
5 TO RE-ELECT IAN DYSON AS A DIRECTOR OF THE Mgmt For For
COMPANY
6 TO RE-ELECT MAI FYFIELD AS A DIRECTOR OF Mgmt For For
THE COMPANY
7 TO RE-ELECT KAREN GEARY AS A DIRECTOR OF Mgmt For For
THE COMPANY
8 TO RE-ELECT LUKE JENSEN AS A DIRECTOR OF Mgmt For For
THE COMPANY
9 TO RE-ELECT NICK ROBERTSON AS A DIRECTOR OF Mgmt For For
THE COMPANY
10 TO RE-ELECT EUGENIA ULASEWICZ AS A DIRECTOR Mgmt For For
OF THE COMPANY
11 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt Against Against
AUDITORS OF THE COMPANY
12 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt Against Against
AMOUNT OF THE AUDITORS' REMUNERATION
13 DIRECTORS' AUTHORITY TO ALLOT SHARES Mgmt For For
14 DIRECTORS' AUTHORITY TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS
15 AUTHORITY TO MAKE MARKET PURCHASES OF OWN Mgmt For For
SHARES
16 POLITICAL DONATIONS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BIGCOMMERCE HOLDINGS, INC. Agenda Number: 935583737
--------------------------------------------------------------------------------------------------------------------------
Security: 08975P108
Meeting Type: Annual
Meeting Date: 17-May-2022
Ticker: BIGC
ISIN: US08975P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven Murray Mgmt For For
John T. McDonald Mgmt Withheld Against
2. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as our independent registered
public accounting firm for 2022.
3. Non-binding advisory vote on the frequency Mgmt 1 Year For
of future advisory votes on the
compensation paid to our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
BOOKING HOLDINGS INC. Agenda Number: 935631110
--------------------------------------------------------------------------------------------------------------------------
Security: 09857L108
Meeting Type: Annual
Meeting Date: 09-Jun-2022
Ticker: BKNG
ISIN: US09857L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy Armstrong Mgmt Withheld Against
Glenn D. Fogel Mgmt For For
Mirian M. Graddick-Weir Mgmt Withheld Against
Wei Hopeman Mgmt For For
Robert J. Mylod, Jr. Mgmt Withheld Against
Charles H. Noski Mgmt For For
Nicholas J. Read Mgmt For For
Thomas E. Rothman Mgmt For For
Sumit Singh Mgmt For For
Lynn V. Radakovich Mgmt Withheld Against
Vanessa A. Wittman Mgmt For For
2. Advisory vote to approve 2021 executive Mgmt Against Against
compensation.
3. Ratification of Deloitte & Touche LLP as Mgmt Against Against
our independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
4. Stockholder proposal requesting the right Shr For Against
of stockholders holding 10% of outstanding
shares of common stock to call a special
meeting.
5. Stockholder proposal requesting the Board Shr For Against
of Directors incorporate climate change
metrics into executive compensation
arrangements for our Chief Executive
Officer and at least one other senior
executive.
--------------------------------------------------------------------------------------------------------------------------
CARPARTS.COM, INC. Agenda Number: 935626397
--------------------------------------------------------------------------------------------------------------------------
Security: 14427M107
Meeting Type: Annual
Meeting Date: 25-May-2022
Ticker: PRTS
ISIN: US14427M1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jay K Greyson Mgmt Withheld Against
Jim Barnes Mgmt Withheld Against
Ana Dutra Mgmt For For
2. Ratification of the appointment of RSM US Mgmt For For
LLP, an independent registered public
accounting firm, as independent auditors of
the Company for the fiscal year 2022.
--------------------------------------------------------------------------------------------------------------------------
CARVANA CO. Agenda Number: 935568317
--------------------------------------------------------------------------------------------------------------------------
Security: 146869102
Meeting Type: Annual
Meeting Date: 02-May-2022
Ticker: CVNA
ISIN: US1468691027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Dan Quayle Mgmt Withheld Against
1.2 Election of Director: Gregory Sullivan Mgmt Withheld Against
2. Ratification of the appointment of Grant Mgmt Against Against
Thornton LLP as our independent registered
public accounting firm for the year ending
December 31, 2022.
3. Approval, by an advisory vote, of Carvana's Mgmt Against Against
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
CHEGG, INC. Agenda Number: 935598675
--------------------------------------------------------------------------------------------------------------------------
Security: 163092109
Meeting Type: Annual
Meeting Date: 01-Jun-2022
Ticker: CHGG
ISIN: US1630921096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John (Jed) York Mgmt Withheld Against
Melanie Whelan Mgmt Withheld Against
Sarah Bond Mgmt Withheld Against
Marcela Martin Mgmt For For
2. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation of our named
executive officers.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
CHEWY, INC. Agenda Number: 935447777
--------------------------------------------------------------------------------------------------------------------------
Security: 16679L109
Meeting Type: Annual
Meeting Date: 14-Jul-2021
Ticker: CHWY
ISIN: US16679L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Fahim Ahmed Mgmt Withheld Against
Michael Chang Mgmt Withheld Against
Kristine Dickson Mgmt For For
James A. Star Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt Against Against
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending January 30, 2022.
3. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
CIMPRESS PLC Agenda Number: 935509692
--------------------------------------------------------------------------------------------------------------------------
Security: G2143T103
Meeting Type: Annual
Meeting Date: 30-Nov-2021
Ticker: CMPR
ISIN: IE00BKYC3F77
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) Reappoint Zachary S. Sternberg to Cimpress' Mgmt Against Against
Board of Directors to serve for a term of
three years.
2) Approve, on a non-binding, advisory basis, Mgmt Against Against
the compensation of Cimpress' named
executive officers, as described in the
company's proxy statement.
3) Set the minimum and maximum prices at which Mgmt For For
Cimpress may reissue its treasury shares,
as described in the company's proxy
statement.
4) Reappoint PricewaterhouseCoopers Ireland as Mgmt Against Against
Cimpress' statutory auditor under Irish
law.
5) Authorize Cimpress' Board of Directors or Mgmt Against Against
Audit Committee to determine the
remuneration of PricewaterhouseCoopers
Ireland.
--------------------------------------------------------------------------------------------------------------------------
CONTEXTLOGIC INC Agenda Number: 935625650
--------------------------------------------------------------------------------------------------------------------------
Security: 21077C107
Meeting Type: Annual
Meeting Date: 07-Jun-2022
Ticker: WISH
ISIN: US21077C1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Piotr Szulczewski Mgmt For For
Julie Bradley Mgmt For For
Tanzeen Syed Mgmt Withheld Against
Vijay Talwar Mgmt For For
Stephanie Tilenius Mgmt For For
Hans Tung Mgmt Withheld Against
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
3. To approve, on an advisory basis, our Mgmt Against Against
executive compensation for the year ended
December 31, 2021, as disclosed herein.
--------------------------------------------------------------------------------------------------------------------------
COPART, INC. Agenda Number: 935509236
--------------------------------------------------------------------------------------------------------------------------
Security: 217204106
Meeting Type: Annual
Meeting Date: 03-Dec-2021
Ticker: CPRT
ISIN: US2172041061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Willis J. Johnson Mgmt Against Against
1B. Election of Director: A. Jayson Adair Mgmt For For
1C. Election of Director: Matt Blunt Mgmt Against Against
1D. Election of Director: Steven D. Cohan Mgmt Against Against
1E. Election of Director: Daniel J. Englander Mgmt Against Against
1F. Election of Director: James E. Meeks Mgmt For For
1G. Election of Director: Thomas N. Tryforos Mgmt For For
1H. Election of Director: Diane M. Morefield Mgmt For For
1I. Election of Director: Stephen Fisher Mgmt For For
1J. Election of Director: Cherylyn Harley LeBon Mgmt For For
1K. Election of Director: Carl D. Sparks Mgmt For For
2. To approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of our named
executive officers for the fiscal year
ended July 31, 2021 (say-on-pay vote).
3. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as our independent registered public
accounting firm for the fiscal year ending
July 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
COUPANG, INC. Agenda Number: 935643141
--------------------------------------------------------------------------------------------------------------------------
Security: 22266T109
Meeting Type: Annual
Meeting Date: 16-Jun-2022
Ticker: CPNG
ISIN: US22266T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Bom Kim Mgmt For For
1b. Election of Director: Neil Mehta Mgmt For For
1c. Election of Director: Jason Child Mgmt For For
1d. Election of Director: Pedro Franceschi Mgmt Against Against
1e. Election of Director: Benjamin Sun Mgmt Against Against
1f. Election of Director: Kevin Warsh Mgmt Against Against
1g. Election of Director: Harry You Mgmt For For
2. To ratify the appointment of Samil Mgmt Against Against
PricewaterhouseCoopers as Coupang, Inc.'s
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
3. To consider a non-binding vote to approve Mgmt Against Against
the compensation of Coupang, Inc.'s named
executive officers.
4. To consider a non-binding vote on the Mgmt 1 Year For
frequency of future stockholder votes to
approve the compensation of Coupang, Inc.'s
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
DELIVERY HERO SE Agenda Number: 715631063
--------------------------------------------------------------------------------------------------------------------------
Security: D1T0KZ103
Meeting Type: AGM
Meeting Date: 16-Jun-2022
Ticker:
ISIN: DE000A2E4K43
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF
NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED.
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2021
2 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2021
3.1 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MARTIN ENDERLE FOR FISCAL YEAR 2021
3.2 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER PATRICK KOLEK FOR FISCAL YEAR 2021
3.3 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER JEANETTE GORGAS FOR FISCAL YEAR 2021
3.4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER NILS ENGVALL FOR FISCAL YEAR 2021
3.5 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER GABRIELLA ARDBO FOR FISCAL YEAR 2021
3.6 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER DIMITRIOS TSAOUSIS FOR FISCAL YEAR
2021
3.7 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER GERALD TAYLOR FOR FISCAL YEAR 2021
4 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt Against Against
2022 AND FOR THE REVIEW OF INTERIM
FINANCIAL STATEMENTS
5 ELECT DIMITRIOS TSAOUSIS TO THE SUPERVISORY Mgmt For For
BOARD AS EMPLOYEE REPRESENTATIVE AND
KONSTANTINA VASIOULA AS SUBSTITUTE TO
EMPLOYEE REPRESENTATIVE
6 APPROVE REMUNERATION REPORT Mgmt Against Against
7 APPROVE CREATION OF EUR 350,000 POOL OF Mgmt For For
AUTHORIZED CAPITAL IV FOR EMPLOYEE STOCK
PURCHASE PLAN
8 APPROVE CREATION OF EUR 12.6 MILLION POOL Mgmt For For
OF AUTHORIZED CAPITAL 2022/I WITH OR
WITHOUT EXCLUSION OF PREEMPTIVE RIGHTS
9 APPROVE CREATION OF EUR 12.6 MILLION POOL Mgmt For For
OF AUTHORIZED CAPITAL 2022/II WITH OR
WITHOUT EXCLUSION OF PREEMPTIVE RIGHTS
10 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt For For
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL
AMOUNT OF EUR 2 BILLION; APPROVE CREATION
OF EUR 12.6 MILLION POOL OF CONDITIONAL
CAPITAL 2022/I TO GUARANTEE CONVERSION
RIGHTS
11 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt For For
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL
AMOUNT OF EUR 3 BILLION; APPROVE CREATION
OF EUR 12.6 MILLION POOL OF CONDITIONAL
CAPITAL 2022/II TO GUARANTEE CONVERSION
RIGHTS
12 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
13 AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN Mgmt For For
REPURCHASING SHARES
CMMT 11 MAY 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 1 AND CHANGE OF THE RECORD DATE
FROM 15 JUN 2022 TO 09 JUN 2022 AND
ADDITION OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 11 MAY 2022: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS PRACTICABLE
ON RECORD DATE +1 DAY (OR ON MEETING DATE
+1 DAY IF NO RECORD DATE APPLIES) UNLESS
OTHERWISE SPECIFIED, AND ONLY AFTER THE
AGENT HAS CONFIRMED AVAILABILIY OF THE
POSITION. IN ORDER FOR A VOTE TO BE
ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
DIDI GLOBAL INC Agenda Number: 935642757
--------------------------------------------------------------------------------------------------------------------------
Security: 23292E108
Meeting Type: Special
Meeting Date: 23-May-2022
Ticker: DIDI
ISIN: US23292E1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. As an ordinary resolution, to delist the Mgmt For
Company's American Depositary Shares from
the New York Stock Exchange (the
"Delisting") as soon as practicable, and
that in order to better cooperate with the
cybersecurity review and rectification
measures, the Company's shares will not be
listed on any other stock exchange before
the Delisting is completed.
--------------------------------------------------------------------------------------------------------------------------
DOORDASH, INC. Agenda Number: 935641591
--------------------------------------------------------------------------------------------------------------------------
Security: 25809K105
Meeting Type: Annual
Meeting Date: 23-Jun-2022
Ticker: DASH
ISIN: US25809K1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John Doerr Mgmt For For
1b. Election of Director: Andy Fang Mgmt For For
2. The ratification of the appointment of KPMG Mgmt Against Against
LLP as our independent registered public
accounting firm for our fiscal year ending
December 31, 2022.
3. The approval, on an advisory basis, of the Mgmt Against Against
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
EBAY INC. Agenda Number: 935623973
--------------------------------------------------------------------------------------------------------------------------
Security: 278642103
Meeting Type: Annual
Meeting Date: 08-Jun-2022
Ticker: EBAY
ISIN: US2786421030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Adriane M. Brown Mgmt For For
1b. Election of Director: Logan D. Green Mgmt For For
1c. Election of Director: E. Carol Hayles Mgmt For For
1d. Election of Director: Jamie Iannone Mgmt For For
1e. Election of Director: Kathleen C. Mitic Mgmt For For
1f. Election of Director: Paul S. Pressler Mgmt For For
1g. Election of Director: Mohak Shroff Mgmt For For
1h. Election of Director: Robert H. Swan Mgmt For For
1i. Election of Director: Perry M. Traquina Mgmt For For
2. Ratification of appointment of independent Mgmt Against Against
auditors.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Approval of the Amendment and Restatement Mgmt For For
of the eBay Employee Stock Purchase Plan.
5. Special Shareholder Meeting, if properly Shr For Against
presented.
--------------------------------------------------------------------------------------------------------------------------
ETSY, INC. Agenda Number: 935625600
--------------------------------------------------------------------------------------------------------------------------
Security: 29786A106
Meeting Type: Annual
Meeting Date: 15-Jun-2022
Ticker: ETSY
ISIN: US29786A1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director to serve until Mgmt For For
our 2025 Annual Meeting: C. Andrew Ballard
1b. Election of Class I Director to serve until Mgmt Withheld Against
our 2025 Annual Meeting: Jonathan D. Klein
1c. Election of Class I Director to serve until Mgmt For For
our 2025 Annual Meeting: Margaret M. Smyth
2. Advisory vote to approve executive Mgmt Against Against
compensation.
3. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
--------------------------------------------------------------------------------------------------------------------------
EXPEDIA GROUP, INC. Agenda Number: 935626462
--------------------------------------------------------------------------------------------------------------------------
Security: 30212P303
Meeting Type: Annual
Meeting Date: 16-Jun-2022
Ticker: EXPE
ISIN: US30212P3038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Samuel Altman Mgmt For For
1b. Election of Director: Beverly Anderson (To Mgmt Withheld Against
be voted upon by the holders of Expedia
Group, Inc.'s Common Stock voting as a
separate class.)
1c. Election of Director: Susan Athey Mgmt For For
1d. Election of Director: Chelsea Clinton Mgmt Withheld Against
1e. Election of Director: Barry Diller Mgmt Withheld Against
1f. Election of Director: Craig Jacobson Mgmt Withheld Against
1g. Election of Director: Peter Kern Mgmt For For
1h. Election of Director: Dara Khosrowshahi Mgmt For For
1i. Election of Director: Patricia Menendez Mgmt For For
Cambo (To be voted upon by the holders of
Expedia Group, Inc.'s Common Stock voting
as a separate class.)
1j. Election of Director: Alex von Furstenberg Mgmt For For
1k. Election of Director: Julie Whalen (To be Mgmt For For
voted upon by the holders of Expedia Group,
Inc.'s Common Stock voting as a separate
class.)
2. Ratification of appointment of Ernst & Mgmt Against Against
Young LLP as Expedia Group's independent
registered public accounting firm for the
year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
FARFETCH LIMITED Agenda Number: 935505632
--------------------------------------------------------------------------------------------------------------------------
Security: 30744W107
Meeting Type: Annual
Meeting Date: 17-Nov-2021
Ticker: FTCH
ISIN: KY30744W1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To resolve as an ordinary resolution that Mgmt For For
the authorised share capital of Farfetch
Limited be increased: (a) FROM:
US$20,000,000 divided into 500,000,000
shares with a nominal or par value of
US$0.04 each. (b) TO: US$40,000,000 divided
into 1,000,000,000 shares with a nominal or
par value of US$0.04 each.
2. To resolve as a special resolution that the Mgmt For For
existing Memorandum and Articles of
Association of Farfetch Limited be replaced
in their entirety with the new Amended and
Restated Memorandum and Articles of
Association in the form tabled at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
FIGS, INC. Agenda Number: 935616714
--------------------------------------------------------------------------------------------------------------------------
Security: 30260D103
Meeting Type: Annual
Meeting Date: 08-Jun-2022
Ticker: FIGS
ISIN: US30260D1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Catherine Spear Mgmt For For
Sheila Antrum Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
FIVERR INTERNATIONAL LTD Agenda Number: 935496364
--------------------------------------------------------------------------------------------------------------------------
Security: M4R82T106
Meeting Type: Annual
Meeting Date: 19-Oct-2021
Ticker: FVRR
ISIN: IL0011582033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. To re-elect as Class II director, to serve Mgmt For For
until the Company's annual general meeting
of shareholders in 2024: Adam Fisher
1B. To re-elect as Class II director, to serve Mgmt For For
until the Company's annual general meeting
of shareholders in 2024: Nir Zohar
2. To approve an amendment to the compensation Mgmt For For
terms of the Company's non-executive
directors and a onetime equity grant to
each of Ron Gutler, Gili Iohan and Nir
Zohar.
2A. Are you a controlling shareholder of the Mgmt Against
Company or do you have a personal interest
in the approval of Proposal 2, as such
terms are defined in the Proxy Statement?
If your interest arises solely from the
fact that you hold shares in the Company,
you would not be deemed to have a personal
interest, and should mark "No." (Please
note: If you mark "Yes" or leave this
question blank, your shares will not be
voted for Proposal 2, if Proposal 3 is not
approved). Mark "for" = yes or "against" =
no.
3. To approve an amendment to the Company's Mgmt For For
Compensation Policy for executive officers
and directors.
3A. Are you a controlling shareholder of the Mgmt Against
Company or do you have a personal interest
in the approval of Proposal 3, as such
terms are defined in the Proxy Statement?
If your interest arises solely from the
fact that you hold shares in the Company,
you would not be deemed to have a personal
interest, and should mark "No." (Please
note: If you mark "Yes" or leave this
question blank, your shares will not be
voted for Proposal 3). Mark "for" = yes or
"against" = no.
4. To approve an amendment to the Mgmt For For
indemnification agreements for directors
and executive officers.
5. To re-appoint Kost, Forer, Gabbay & Mgmt For For
Kasierer, a member of Ernst & Young Global,
as our independent registered public
accounting firm for the year ending
December 31, 2021 and until the next annual
general meeting of shareholders, and to
authorize the Company's board of directors
(with power of delegation to its audit
committee) to set the fees to be paid to
such auditors.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL-E ONLINE LTD. Agenda Number: 935661466
--------------------------------------------------------------------------------------------------------------------------
Security: M5216V106
Meeting Type: Annual
Meeting Date: 21-Jun-2022
Ticker: GLBE
ISIN: IL0011741688
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Re-Election of Class I Director: Amir Mgmt Against Against
Schlachet
1b. Re-Election of Class I Director: Miguel Mgmt For For
Angel Parra
1c. Re-Election of Class I Director: Iris Mgmt For For
Epple-Righi
2. To approve the re-appointment of Kost, Mgmt For For
Forer, Gabbay & Kasierer, registered public
accounting firm, a member of Ernst & Young
Global, as the Company's independent
registered public accounting firm for the
year ending December 31, 2022 and until the
next annual general meeting of
shareholders, and to authorize the
Company's board of directors (with power of
delegation to its audit committee) to set
the fees to be paid to such auditors.
--------------------------------------------------------------------------------------------------------------------------
GROUPON, INC. Agenda Number: 935636259
--------------------------------------------------------------------------------------------------------------------------
Security: 399473206
Meeting Type: Annual
Meeting Date: 15-Jun-2022
Ticker: GRPN
ISIN: US3994732069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kedar Deshpande Mgmt For For
Peter Barris Mgmt Withheld Against
Robert Bass Mgmt Withheld Against
Eric Lefkofsky Mgmt For For
Theodore Leonsis Mgmt Withheld Against
Valerie Mosley Mgmt For For
Helen Vaid Mgmt Withheld Against
Deborah Wahl Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for fiscal year
2022.
3. To conduct an advisory vote to approve our Mgmt Against Against
named executive officer compensation.
4. To approve the amendment and restatement of Mgmt Against Against
the Groupon, Inc. 2011 Incentive Plan, as
amended, to, among other items, increase
the number of authorized shares thereunder.
5. To approve one or more adjournments of the Mgmt For For
Annual Meeting to a later date or dates if
necessary or appropriate to solicit
additional proxies if there are
insufficient votes to approve the other
proposals at the time of the Annual
Meeting.
--------------------------------------------------------------------------------------------------------------------------
HELLOFRESH SE Agenda Number: 715388232
--------------------------------------------------------------------------------------------------------------------------
Security: D3R2MA100
Meeting Type: AGM
Meeting Date: 12-May-2022
Ticker:
ISIN: DE000A161408
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF
NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED.
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2021
2 APPROVE ALLOCATION OF INCOME AND OMISSION Mgmt For For
OF DIVIDENDS.
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2021.
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2021.
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt Against Against
2022, FOR THE REVIEW OF INTERIM FINANCIAL
STATEMENTS FOR THE FISCAL YEAR 2022 AND FOR
THE REVIEW OF INTERIM FINANCIAL STATEMENTS
UNTIL 2023 AGM
6 APPROVE REMUNERATION REPORT. Mgmt Against Against
7 APPROVE REMUNERATION POLICY. Mgmt Against Against
8 APPROVE CREATION OF EUR 47.2 MILLION POOL Mgmt For For
OF AUTHORIZED CAPITAL WITH OR WITHOUT
EXCLUSION OF PRE-EMPTIVE RIGHTS
9 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt For For
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PRE-EMPTIVE RIGHTS UP TO AGGREGATE NOMINAL
AMOUNT OF EUR 1 BILLION; APPROVE CREATION
OF EUR 17.4 MILLION POOL OF CAPITAL TO
GUARANTEE CONVERSION RIGHTS
10 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt Against Against
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
--------------------------------------------------------------------------------------------------------------------------
IAC/INTERACTIVECORP Agenda Number: 935645880
--------------------------------------------------------------------------------------------------------------------------
Security: 44891N208
Meeting Type: Annual
Meeting Date: 23-Jun-2022
Ticker: IAC
ISIN: US44891N2080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Chelsea Clinton Mgmt For For
1b. Election of Director: Barry Diller Mgmt Withheld Against
1c. Election of Director: Michael D. Eisner Mgmt Withheld Against
1d. Election of Director: Bonnie S. Hammer Mgmt Withheld Against
1e. Election of Director: Victor A. Kaufman Mgmt For For
1f. Election of Director: Joseph Levin Mgmt Withheld Against
1g. Election of Director: Bryan Lourd (To be Mgmt Withheld Against
voted upon by the holders of Common Stock
voting as a separate class)
1h. Election of Director: Westley Moore Mgmt For For
1i. Election of Director: David Rosenblatt Mgmt Withheld Against
1j. Election of Director: Alan G. Spoon (To be Mgmt Withheld Against
voted upon by the holders of Common Stock
voting as a separate class)
1k. Election of Director: Alexander von Mgmt For For
Furstenberg
1l. Election of Director: Richard F. Zannino Mgmt Withheld Against
(To be voted upon by the holders of Common
Stock voting as a separate class)
2. To approve a non-binding advisory vote on Mgmt Against Against
IAC's 2021 executive compensation.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as IAC's independent registered public
accounting firm for the 2022 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
JD.COM INC Agenda Number: 715702127
--------------------------------------------------------------------------------------------------------------------------
Security: G8208B101
Meeting Type: AGM
Meeting Date: 21-Jun-2022
Ticker:
ISIN: KYG8208B1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN INFORMATION Non-Voting
MEETING. THERE ARE CURRENTLY NO PUBLISHED
AGENDA ITEMS, SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY APPLY FOR AN
ENTRANCE CARD BY CONTACTING YOUR CLIENT
REPRESENTATIVE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
JUST EAT TAKEAWAY.COM N.V. Agenda Number: 715296136
--------------------------------------------------------------------------------------------------------------------------
Security: N4753E105
Meeting Type: AGM
Meeting Date: 04-May-2022
Ticker:
ISIN: NL0012015705
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO BENEFICIAL OWNER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE
REJECTED.
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
1. OPEN MEETING Non-Voting
2.a. RECEIVE REPORT OF MANAGEMENT BOARD Non-Voting
2.b. APPROVE REMUNERATION REPORT Mgmt Against Against
2.c. ADOPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
3. AMEND REMUNERATION POLICY FOR MANAGEMENT Mgmt Against Against
BOARD
4.a. APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
4.b. APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
5.a. REELECT JITSE GROEN TO MANAGEMENT BOARD Mgmt For For
5.b. REELECT BRENT WISSINK TO MANAGEMENT BOARD Mgmt For For
5.c. REELECT JORG GERBIG TO MANAGEMENT BOARD Mgmt For For
6.a. REELECT ADRIAAN NUHN TO SUPERVISORY BOARD Mgmt Against Against
6.b. REELECT CORINNE VIGREUX TO SUPERVISORY Mgmt Against Against
BOARD
6.c. REELECT DAVID FISHER TO SUPERVISORY BOARD Mgmt For For
6.d. REELECT LLOYD FRINK TO SUPERVISORY BOARD Mgmt For For
6.e. REELECT JAMBU PALANIAPPAN TO SUPERVISORY Mgmt For For
BOARD
6.f. REELECT RON TEERLINK TO SUPERVISORY BOARD Mgmt For For
7. GRANT BOARD AUTHORITY TO ISSUE SHARES Mgmt For For
8. AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE Mgmt For For
RIGHTS FROM SHARE ISSUANCES
9. AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF Mgmt Against Against
ISSUED SHARE CAPITAL
10. OTHER BUSINESS Non-Voting
11. CLOSE MEETING Non-Voting
CMMT 25 MAR 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF
RESOLUTIONS AND ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 25 MAR 2022: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
KE HOLDINGS INC Agenda Number: 935510796
--------------------------------------------------------------------------------------------------------------------------
Security: 482497104
Meeting Type: Special
Meeting Date: 08-Nov-2021
Ticker: BEKE
ISIN: US4824971042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. As a special resolution: THAT, Mgmt For For
notwithstanding anything to the contrary
contained in the currently effective
Memorandum and Articles of Association of
the Company, 110,116,275 Class A Ordinary
Shares with a par value of US$0.00002 each,
being currently issued and outstanding
Class A Ordinary Shares registered in the
name of Ever Orient International Limited,
and 47,777,775 Class A Ordinary Shares with
a par value of US$0.00002 each, being
currently issued and outstanding Class
...(due to space limits, see proxy material
for full proposal).
2. As a special resolution: THAT, the existing Mgmt For For
Memorandum and Articles of Association of
the Company currently in effect be amended
and restated by their deletion in their
entirety and the substitution in their
place of the Fifth Amended and Restated
Memorandum and Articles of Association of
the Company, a form of which is being
provided to you.
--------------------------------------------------------------------------------------------------------------------------
LANDS' END, INC. Agenda Number: 935579081
--------------------------------------------------------------------------------------------------------------------------
Security: 51509F105
Meeting Type: Annual
Meeting Date: 11-May-2022
Ticker: LE
ISIN: US51509F1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert Galvin Mgmt Withheld Against
Jerome Griffith Mgmt Withheld Against
Elizabeth Leykum Mgmt Withheld Against
Josephine Linden Mgmt Withheld Against
John T. McClain Mgmt For For
Maureen Mullen Murphy Mgmt For For
Jignesh Patel Mgmt For For
Jonah Staw Mgmt For For
2. Advisory vote to approve the compensation Mgmt Against Against
of our Named Executive Officers.
3. Ratify the appointment of BDO USA, LLP as Mgmt For For
the Company's independent registered public
accounting firm for fiscal year 2022.
--------------------------------------------------------------------------------------------------------------------------
LIQUIDITY SERVICES, INC. Agenda Number: 935545395
--------------------------------------------------------------------------------------------------------------------------
Security: 53635B107
Meeting Type: Annual
Meeting Date: 24-Feb-2022
Ticker: LQDT
ISIN: US53635B1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: William P. Angrick, Mgmt For For
III
1.2 Election of Director: Edward J. Kolodzieski Mgmt Withheld Against
2. Ratification of Appointment of Deloitte & Mgmt For For
Touche LLP as Independent Registered Public
Accounting Firm.
3. Approval of an Advisory Resolution on Mgmt For For
Executive Compensation.
4. Approval of an Amendment to the Liquidity Mgmt Against Against
Services, Inc. Third Amended and Restated
2006 Omnibus Long-Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
LYFT, INC. Agenda Number: 935631514
--------------------------------------------------------------------------------------------------------------------------
Security: 55087P104
Meeting Type: Annual
Meeting Date: 16-Jun-2022
Ticker: LYFT
ISIN: US55087P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Prashant Aggarwal Mgmt Withheld Against
Ariel Cohen Mgmt For For
Mary Agnes Wilderotter Mgmt For For
2. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2022
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers
4. To approve a stockholder proposal regarding Shr Against For
a report disclosing certain lobbying
expenditures and activities, if properly
presented at the meeting
--------------------------------------------------------------------------------------------------------------------------
MAKEMYTRIP LTD. Agenda Number: 935485804
--------------------------------------------------------------------------------------------------------------------------
Security: V5633W109
Meeting Type: Annual
Meeting Date: 08-Sep-2021
Ticker: MMYT
ISIN: MU0295S00016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To appoint KPMG (Mauritius) as the Mgmt For For
independent auditor of the Company for the
fiscal year ending March 31, 2022 and to
authorize the Company's Board of Directors
to fix such independent auditor's
remuneration.
2. To adopt the Company's consolidated and Mgmt For For
separate financial statements for the
fiscal year ended March 31, 2021 audited by
KPMG (Mauritius).
3. To re-elect Aditya Tim Guleri as a director Mgmt Against Against
on the Board of Directors of the Company.
4. To re-elect Paul Laurence Halpin as a Mgmt For For
director on the Board of Directors of the
Company.
5. To re-elect Jane Jie Sun as a director on Mgmt For For
the Board of Directors of the Company.
--------------------------------------------------------------------------------------------------------------------------
MERCADOLIBRE, INC. Agenda Number: 935629747
--------------------------------------------------------------------------------------------------------------------------
Security: 58733R102
Meeting Type: Annual
Meeting Date: 08-Jun-2022
Ticker: MELI
ISIN: US58733R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard Sanders** Mgmt For For
Emiliano Calemzuk# Mgmt Withheld Against
Marcos Galperin# Mgmt For For
A.M Petroni Merhy# Mgmt For For
2. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers for fiscal year 2021.
3. Ratification of the appointment of Mgmt Against Against
Pistrelli, Henry Martin y Asociados S.R.L.,
a member firm of Ernst & Young Global
Limited as our independent registered
public accounting firm for the fiscal year
ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
MYT NETHERLANDS PARENT B.V. Agenda Number: 935514059
--------------------------------------------------------------------------------------------------------------------------
Security: 55406W103
Meeting Type: Annual
Meeting Date: 02-Dec-2021
Ticker: MYTE
ISIN: US55406W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
4. Proposal to adopt the Dutch statutory Mgmt For For
annual accounts for FY 2021.
5.1 Proposal to discharge the members of the Mgmt For For
Management Board from liability for their
duties performed during FY 2021.
5.2 Proposal to discharge the members of the Mgmt For For
Supervisory Board from liability for their
duties performed during FY 2021.
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 935620422
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106
Meeting Type: Annual
Meeting Date: 02-Jun-2022
Ticker: NFLX
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II director to hold Mgmt Withheld Against
office until the 2025 Annual Meeting of
Stockholders: Timothy Haley
1b. Election of Class II director to hold Mgmt For For
office until the 2025 Annual Meeting of
Stockholders: Leslie Kilgore
1c. Election of Class II director to hold Mgmt For For
office until the 2025 Annual Meeting of
Stockholders: Strive Masiyiwa
1d. Election of Class II director to hold Mgmt For For
office until the 2025 Annual Meeting of
Stockholders: Ann Mather
2. Management Proposal: Declassification of Mgmt For For
the Board of Directors.
3. Management Proposal: Elimination of Mgmt For For
Supermajority Voting Provisions.
4. Management Proposal: Creation of a New Mgmt Against Against
Stockholder Right to Call a Special
Meeting.
5. Ratification of Appointment of Independent Mgmt Against Against
Registered Public Accounting Firm.
6. Advisory Approval of Executive Officer Mgmt Against Against
Compensation.
7. Stockholder Proposal entitled, "Proposal 7 Shr For Against
- Simple Majority Vote," if properly
presented at the meeting.
8. Stockholder Proposal entitled, "Proposal 8 Mgmt Against For
- Lobbying Activity Report," if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
OCADO GROUP PLC Agenda Number: 715161143
--------------------------------------------------------------------------------------------------------------------------
Security: G6718L106
Meeting Type: AGM
Meeting Date: 04-May-2022
Ticker:
ISIN: GB00B3MBS747
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S 2021 ANNUAL REPORT Mgmt For For
AND ACCOUNTS (WHICH INCLUDES THE REPORTS OF
THE DIRECTORS AND AUDITOR)
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt Against Against
POLICY IN THE FORM SET OUT ON PAGES 177 TO
200 IN THE DIRECTORS' REMUNERATION REPORT
IN THE COMPANY'S 2021 ANNUAL REPORT AND
ACCOUNTS
3 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt Against Against
REPORT (EXCLUDING THE DIRECTORS'
REMUNERATION POLICY REFERRED TO IN
RESOLUTION 2 ABOVE) IN THE FORM SET OUT ON
PAGES 146 TO 200 IN THE COMPANY'S 2021
ANNUAL REPORT AND ACCOUNTS
4 TO RE-APPOINT RICK HAYTHORNTHWAITE AS A Mgmt For For
DIRECTOR OF THE COMPANY
5 TO RE-APPOINT TIM STEINER AS A DIRECTOR OF Mgmt For For
THE COMPANY
6 TO RE-APPOINT STEPHEN DAINTITH AS A Mgmt For For
DIRECTOR OF THE COMPANY
7 TO RE-APPOINT NEILL ABRAMS AS A DIRECTOR OF Mgmt For For
THE COMPANY
8 TO RE-APPOINT MARK RICHARDSON AS A DIRECTOR Mgmt For For
OF THE COMPANY
9 TO RE-APPOINT LUKE JENSEN AS A DIRECTOR OF Mgmt For For
THE COMPANY
10 TO RE-APPOINT JORN RAUSING AS A DIRECTOR OF Mgmt For For
THE COMPANY
11 TO RE-APPOINT ANDREW HARRISON AS A DIRECTOR Mgmt Against Against
OF THE COMPANY
12 TO RE-APPOINT EMMA LLOYD AS A DIRECTOR OF Mgmt Against Against
THE COMPANY
13 TO RE-APPOINT JULIE SOUTHERN AS A DIRECTOR Mgmt Against Against
OF THE COMPANY
14 TO RE-APPOINT JOHN MARTIN AS A DIRECTOR OF Mgmt For For
THE COMPANY
15 TO RE-APPOINT MICHAEL SHERMAN AS A DIRECTOR Mgmt For For
OF THE COMPANY
16 TO APPOINT NADIA SHOURABOURA AS A DIRECTOR Mgmt For For
OF THE COMPANY.
17 TO RE-APPOINT DELOITTE LLP AS AUDITOR OF Mgmt Against Against
THE COMPANY
18 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt Against Against
REMUNERATION OF THE AUDITOR
19 THAT, IN ACCORDANCE WITH SECTIONS 366 AND Mgmt For For
367 OF THE COMPANIES ACT 2006, THE COMPANY
AND ALL COMPANIES THAT ARE ITS SUBSIDIARIES
AT ANY TIME DURING THE PERIOD FOR WHICH
THIS RESOLUTION IS EFFECTIVE ARE
AUTHORISED, IN AGGREGATE, TO: (A) MAKE
POLITICAL DONATIONS TO POLITICAL PARTIES
AND/OR INDEPENDENT ELECTION CANDIDATES NOT
EXCEEDING GBP 50,000 IN TOTAL; (B) MAKE
POLITICAL DONATIONS TO POLITICAL
ORGANISATIONS OTHER THAN POLITICAL PARTIES
NOT EXCEEDING GBP 50,000 IN TOTAL; AND (C)
INCUR POLITICAL EXPENDITURE NOT EXCEEDING
GBP 50,000 IN TOTAL, (AS SUCH TERMS ARE
DEFINED IN SECTIONS 363 TO 365 OF THE
COMPANIES ACT 2006) DURING THE PERIOD
COMMENCING ON THE DATE OF THE PASSING OF
THIS RESOLUTION AND FINISHING AT THE END OF
NEXT YEAR'S ANNUAL GENERAL MEETING (OR IF
EARLIER, THE CLOSE OF BUSINESS ON 4 AUGUST
2023)
20 (A) THAT THE AMENDMENTS TO THE RULES OF THE Mgmt Against Against
OCADO GROUP PLC 2019 VALUE CREATION PLAN
(THE "VCP") SUMMARISED IN APPENDIX 2 TO
THIS NOTICE, BE APPROVED (THE UPDATED VCP
RULES HAVING BEEN PRODUCED TO THIS MEETING
AND FOR THE PURPOSES OF IDENTIFICATION
INITIALLED BY THE CHAIR); AND (B) THE BOARD
BE AUTHORISED TO DO ALL SUCH ACTS AND
THINGS IT CONSIDERS NECESSARY OR DESIRABLE
TO BRING THE AMENDED VCP RULES INTO EFFECT
21 THE BOARD BE GENERALLY AND UNCONDITIONALLY Mgmt For For
AUTHORISED IN ACCORDANCE WITH SECTION 551
OF THE COMPANIES ACT 2006 TO ALLOT SHARES
IN THE COMPANY AND TO GRANT RIGHTS TO
SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO
SHARES IN THE COMPANY UP TO A NOMINAL
AMOUNT OF GBP 5,010,663 (SUCH AMOUNT TO BE
REDUCED BY ANY ALLOTMENTS OR GRANTS MADE
UNDER RESOLUTION 22, IF PASSED, IN EXCESS
OF SUCH SUM) AND SO THAT THE BOARD MAY
IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE
ANY ARRANGEMENTS WHICH IT CONSIDERS
NECESSARY OR APPROPRIATE TO DEAL WITH
TREASURY SHARES, FRACTIONAL ENTITLEMENTS,
RECORD DATES, LEGAL, REGULATORY OR
PRACTICAL PROBLEMS IN, OR UNDER THE LAWS
OF, ANY TERRITORY OR ANY OTHER MATTER. SUCH
AUTHORITY SHALL APPLY UNTIL THE END OF NEXT
YEAR'S ANNUAL GENERAL MEETING (OR, IF
EARLIER, UNTIL THE CLOSE OF BUSINESS ON 4
AUGUST 2023) BUT, IN EACH CASE, DURING THIS
PERIOD THE COMPANY MAY MAKE OFFERS AND
ENTER INTO AGREEMENTS WHICH WOULD, OR
MIGHT, REQUIRE SHARES TO BE ALLOTTED OR
RIGHTS TO SUBSCRIBE FOR OR CONVERT
SECURITIES INTO SHARES TO BE GRANTED AFTER
THE AUTHORITY ENDS AND THE BOARD MAY ALLOT
SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR
CONVERT SECURITIES INTO SHARES UNDER ANY
SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY
HAD NOT ENDED
22 THE BOARD BE GENERALLY AND UNCONDITIONALLY Mgmt For For
AUTHORISED TO ALLOT SHARES IN THE COMPANY
AND TO GRANT RIGHTS TO SUBSCRIBE FOR OR
CONVERT ANY SECURITY INTO SHARES IN THE
COMPANY COMPRISING EQUITY SECURITIES (AS
DEFINED IN SECTION 560(1) OF THE COMPANIES
ACT 2006) UP TO A NOMINAL AMOUNT OF GBP
10,021,326 (SUCH AMOUNT TO BE REDUCED BY
ANY ALLOTMENTS OR GRANTS MADE UNDER
RESOLUTION 21, IF PASSED) IN CONNECTION
WITH AN OFFER BY WAY OF A RIGHTS ISSUE TO:
(A) ORDINARY SHAREHOLDERS IN PROPORTION (AS
NEARLY AS MAY BE PRACTICABLE) TO THEIR
EXISTING HOLDINGS; AND (B) HOLDERS OF OTHER
EQUITY SECURITIES, AS REQUIRED BY THE
RIGHTS OF THOSE SECURITIES, OR AS THE BOARD
OTHERWISE CONSIDERS NECESSARY, AND SO THAT
THE BOARD MAY IMPOSE ANY LIMITS OR
RESTRICTIONS AND MAKE ANY ARRANGEMENTS
WHICH IT CONSIDERS NECESSARY OR APPROPRIATE
TO DEAL WITH TREASURY SHARES, FRACTIONAL
ENTITLEMENTS, RECORD DATES, LEGAL,
REGULATORY OR PRACTICAL PROBLEMS IN, OR
UNDER THE LAWS OF, ANY TERRITORY OR ANY
OTHER MATTER. SUCH AUTHORITY SHALL APPLY
UNTIL THE END OF NEXT YEAR'S ANNUAL GENERAL
MEETING (OR, IF EARLIER, UNTIL THE CLOSE OF
BUSINESS ON 4 AUGUST 2023) BUT, IN EACH
CASE, DURING THIS PERIOD THE COMPANY MAY
MAKE OFFERS AND ENTER INTO AGREEMENTS WHICH
WOULD, OR MIGHT, REQUIRE SHARES TO BE
ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR
CONVERT SECURITIES INTO SHARES TO BE
GRANTED AFTER THE AUTHORITY ENDS AND THE
BOARD MAY ALLOT SHARES OR GRANT RIGHTS TO
SUBSCRIBE FOR OR CONVERT SECURITIES INTO
SHARES UNDER ANY SUCH OFFER OR AGREEMENT AS
IF THE AUTHORITY HAD NOT ENDED
23 THAT, IF RESOLUTION 21 AND/OR RESOLUTION 22 Mgmt For For
IS/ARE PASSED, THE BOARD BE GIVEN POWER TO
ALLOT EQUITY SECURITIES (AS DEFINED IN THE
COMPANIES ACT 2006) FOR CASH UNDER THE
AUTHORITY GIVEN BY RESOLUTION 21 AND/OR
RESOLUTION 22 (AS APPLICABLE) AND/OR TO
SELL ORDINARY SHARES HELD BY THE COMPANY AS
TREASURY SHARES FOR CASH AS IF SECTION 561
OF THE COMPANIES ACT 2006 DID NOT APPLY TO
ANY SUCH ALLOTMENT OR SALE, SUCH POWER TO
BE LIMITED: (A) TO THE ALLOTMENT OF EQUITY
SECURITIES AND SALE OF TREASURY SHARES FOR
CASH IN CONNECTION WITH AN OFFER OF, OR
INVITATION TO APPLY FOR, EQUITY SECURITIES
(BUT IN THE CASE OF THE AUTHORITY GRANTED
UNDER RESOLUTION 22, IF RESOLUTION 22 IS
PASSED, BY WAY OF A RIGHTS ISSUE ONLY): I.
TO ORDINARY SHAREHOLDERS IN PROPORTION (AS
NEARLY AS MAY BE PRACTICABLE) TO THEIR
EXISTING HOLDINGS; AND II. TO HOLDERS OF
OTHER EQUITY SECURITIES, AS REQUIRED BY THE
RIGHTS OF THOSE SECURITIES, OR AS THE BOARD
OTHERWISE CONSIDERS NECESSARY, AND SO THAT
THE BOARD MAY IMPOSE ANY LIMITS OR
RESTRICTIONS AND MAKE ANY ARRANGEMENTS
WHICH IT CONSIDERS NECESSARY OR APPROPRIATE
TO DEAL WITH TREASURY SHARES, FRACTIONAL
ENTITLEMENTS, RECORD DATES, LEGAL,
REGULATORY OR PRACTICAL PROBLEMS IN, OR
UNDER THE LAWS OF, ANY TERRITORY OR ANY
OTHER MATTER; AND (B) IN THE CASE OF THE
AUTHORITY GRANTED UNDER RESOLUTION 21 (IF
RESOLUTION 21 IS PASSED) AND/OR IN THE CASE
OF ANY SALE OF TREASURY SHARES, TO THE
ALLOTMENT OF EQUITY SECURITIES OR SALE OF
TREASURY SHARES (OTHERWISE THAN UNDER
PARAGRAPH A ABOVE) UP TO A NOMINAL AMOUNT
OF GBP 751,599, SUCH POWER TO APPLY UNTIL
THE END OF NEXT YEAR'S ANNUAL GENERAL
MEETING (OR, IF EARLIER, UNTIL THE CLOSE OF
BUSINESS ON 4 AUGUST 2023) BUT, IN EACH
CASE, DURING THIS PERIOD THE COMPANY MAY
MAKE OFFERS, AND ENTER INTO AGREEMENTS,
WHICH WOULD, OR MIGHT, REQUIRE EQUITY
SECURITIES TO BE ALLOTTED (OR TREASURY
SHARES TO BE SOLD) AFTER THE POWER ENDS AND
THE BOARD MAY ALLOT EQUITY SECURITIES (OR
SELL TREASURY SHARES) UNDER ANY SUCH OFFER
OR AGREEMENT AS IF THE POWER HAD NOT ENDED
24 THAT, IF RESOLUTION 21 IS PASSED, THE BOARD Mgmt For For
BE GIVEN POWER, IN ADDITION TO ANY POWER
GRANTED UNDER RESOLUTION 23(B), TO ALLOT
EQUITY SECURITIES (AS DEFINED IN THE
COMPANIES ACT 2006) FOR CASH UNDER THE
AUTHORITY GIVEN BY RESOLUTION 21 AND/OR TO
SELL ORDINARY SHARES HELD BY THE COMPANY AS
TREASURY SHARES FOR CASH AS IF SECTION 561
OF THE COMPANIES ACT 2006 DID NOT APPLY TO
ANY SUCH ALLOTMENT OR SALE, SUCH POWER TO
BE: (A) LIMITED TO THE ALLOTMENT OF EQUITY
SECURITIES OR SALE OF TREASURY SHARES UP TO
A NOMINAL AMOUNT OF GBP 751,599; AND (B)
USED ONLY FOR THE PURPOSES OF FINANCING (OR
REFINANCING, IF THE AUTHORITY IS TO BE USED
WITHIN SIX MONTHS AFTER THE ORIGINAL
TRANSACTION) A TRANSACTION WHICH THE BOARD
DETERMINES TO BE AN ACQUISITION OR OTHER
CAPITAL INVESTMENT OF A KIND CONTEMPLATED
BY THE STATEMENT OF PRINCIPLES ON
DISAPPLYING PRE-EMPTION RIGHTS MOST
RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP
PRIOR TO THE DATE OF THIS NOTICE, SUCH
POWER TO APPLY UNTIL THE END OF NEXT YEAR'S
ANNUAL GENERAL MEETING (OR, IF EARLIER,
UNTIL THE CLOSE OF BUSINESS ON 4 AUGUST
2023) BUT, DURING THIS PERIOD THE COMPANY
MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS,
WHICH WOULD, OR MIGHT, REQUIRE EQUITY
SECURITIES TO BE ALLOTTED (AND TREASURY
SHARES TO BE SOLD) AFTER THE POWER ENDS AND
THE BOARD MAY ALLOT EQUITY SECURITIES (AND
SELL TREASURY SHARES) UNDER ANY SUCH OFFER
OR AGREEMENT AS IF THE POWER HAD NOT ENDED
25 THE COMPANY BE AUTHORISED FOR THE PURPOSES Mgmt Against Against
OF SECTION 701 OF THE COMPANIES ACT 2006 TO
MAKE MARKET PURCHASES (AS DEFINED IN
SECTION 693(4) OF THE COMPANIES ACT 2006)
OF ITS ORDINARY SHARES OF 2 PENCE EACH,
SUCH AUTHORITY TO BE LIMITED: (A) TO A
MAXIMUM NUMBER OF 75,159,946 ORDINARY
SHARES; (B) BY THE CONDITION THAT THE
MINIMUM PRICE WHICH MAY BE PAID FOR AN
ORDINARY SHARE IS 2 PENCE AND THE MAXIMUM
PRICE WHICH MAY BE PAID FOR AN ORDINARY
SHARE IS THE HIGHEST OF: I. AN AMOUNT EQUAL
TO 5% ABOVE THE AVERAGE MARKET VALUE OF AN
ORDINARY SHARE FOR THE FIVE BUSINESS DAYS
IMMEDIATELY PRECEDING THE DAY ON WHICH THAT
ORDINARY SHARE IS CONTRACTED TO BE
PURCHASED; AND II. THE HIGHER OF THE PRICE
OF THE LAST INDEPENDENT TRADE AND THE
HIGHEST CURRENT INDEPENDENT BID ON THE
TRADING VENUES WHERE THE PURCHASE IS
CARRIED OUT AT THE RELEVANT TIME, IN EACH
CASE, EXCLUSIVE OF EXPENSES, SUCH AUTHORITY
TO APPLY UNTIL THE END OF NEXT YEAR'S
ANNUAL GENERAL MEETING (OR, IF EARLIER,
UNTIL THE CLOSE OF BUSINESS ON 4 AUGUST
2023) BUT IN EACH CASE SO THAT THE COMPANY
MAY ENTER INTO A CONTRACT TO PURCHASE
ORDINARY SHARES WHICH WILL OR MAY BE
COMPLETED OR EXECUTED WHOLLY OR PARTLY
AFTER THE AUTHORITY ENDS AND THE COMPANY
MAY PURCHASE ORDINARY SHARES PURSUANT TO
ANY SUCH CONTRACT AS IF THE AUTHORITY HAD
NOT ENDED
26 THAT WITH EFFECT FROM THE END OF THE AGM, Mgmt For For
THE ARTICLES OF ASSOCIATION PRODUCED TO THE
MEETING AND SIGNED BY THE CHAIR FOR THE
PURPOSE OF IDENTIFICATION, ARE ADOPTED AS
THE ARTICLES OF ASSOCIATION OF THE COMPANY
IN SUBSTITUTION FOR, AND TO THE EXCLUSION
OF, THE COMPANY'S EXISTING ARTICLES OF
ASSOCIATION
27 THAT A GENERAL MEETING OTHER THAN AN ANNUAL Mgmt For For
GENERAL MEETING MAY BE CALLED ON NOT LESS
THAN 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
OVERSTOCK.COM, INC. Agenda Number: 935579548
--------------------------------------------------------------------------------------------------------------------------
Security: 690370101
Meeting Type: Annual
Meeting Date: 12-May-2022
Ticker: OSTK
ISIN: US6903701018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director to serve for Mgmt Withheld Against
a term of three years: Joseph J. Tabacco,
Jr.
1.2 Election of Class II Director to serve for Mgmt For For
a term of three years: Dr. Robert J.
Shapiro
1.3 Election of Class II Director to serve for Mgmt For For
a term of three years: Barbara H. Messing
2. The ratification of the appointment of KPMG Mgmt Against Against
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2022.
3. The approval and adoption of an amendment Mgmt For For
to the Company's Amended and Restated
Certificate of Designation for the Digital
Voting Series A-1 Preferred Stock to
provide that each share of Digital Voting
Series A-1 Preferred Stock will be
automatically converted into common stock,
which proposal is conditioned on the
approval of Proposal 4.
4. The approval and adoption of an amendment Mgmt For For
to the Company's Amended and Restated
Certificate of Designation for the Voting
Series B Preferred Stock to provide that
each share of Voting Series B Preferred
Stock will be automatically converted into
common stock, which proposal is conditioned
on the approval of Proposal 3.
5. The approval of one or more adjournments of Mgmt For For
the Annual Meeting, if necessary or
appropriate, to solicit additional proxies
if there are insufficient votes at the time
of the Annual Meeting to approve either
Proposal 3 or Proposal 4.
--------------------------------------------------------------------------------------------------------------------------
OZON HOLDINGS PLC Agenda Number: 935529961
--------------------------------------------------------------------------------------------------------------------------
Security: 69269L104
Meeting Type: Annual
Meeting Date: 23-Dec-2021
Ticker: OZON
ISIN: US69269L1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Company's audited Mgmt For
consolidated and standalone financial
statements for the year ended December 31,
2020, together with the respective
independent auditors' reports and the
management reports therein.
2. Appointment of the Company's auditors. Mgmt For
3A. To re-elect Ms. Lydia Jett, as Independent Mgmt For
Director.
3B. To elect Mr. Nilesh Lakhani, as Independent Mgmt For
Director.
3C. To re-elect Mr. Charles Ryan, as Mgmt For
Independent Director.
3D. To re-elect Mr. Peter Sirota, as Mgmt For
Independent Director.
3E. To re-elect Mr. Alexander Shulgin, as Mgmt For
Executive Director.
4. Approval of Directors' remuneration as set Mgmt For
out in the Notice of the AGM.
--------------------------------------------------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC. Agenda Number: 935613744
--------------------------------------------------------------------------------------------------------------------------
Security: 70450Y103
Meeting Type: Annual
Meeting Date: 02-Jun-2022
Ticker: PYPL
ISIN: US70450Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Rodney C. Adkins Mgmt For For
1b. Election of Director: Jonathan Christodoro Mgmt Against Against
1c. Election of Director: John J. Donahoe Mgmt For For
1d. Election of Director: David W. Dorman Mgmt Against Against
1e. Election of Director: Belinda J. Johnson Mgmt For For
1f. Election of Director: Enrique Lores Mgmt For For
1g. Election of Director: Gail J. McGovern Mgmt Against Against
1h. Election of Director: Deborah M. Messemer Mgmt For For
1i. Election of Director: David M. Moffett Mgmt For For
1j. Election of Director: Ann M. Sarnoff Mgmt For For
1k. Election of Director: Daniel H. Schulman Mgmt For For
1l. Election of Director: Frank D. Yeary Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt Against Against
Officer Compensation.
3. Advisory Vote on the Frequency of the Mgmt 1 Year For
Stockholder Advisory Vote to Approve Named
Executive Officer Compensation.
4. Ratification of the Appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as Our
Independent Auditor for 2022.
5. Stockholder Proposal - Special Shareholder Shr For Against
Meeting Improvement.
--------------------------------------------------------------------------------------------------------------------------
PELOTON INTERACTIVE, INC. Agenda Number: 935510431
--------------------------------------------------------------------------------------------------------------------------
Security: 70614W100
Meeting Type: Annual
Meeting Date: 07-Dec-2021
Ticker: PTON
ISIN: US70614W1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jon Callaghan Mgmt For For
Jay Hoag Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as the independent registered
public accounting firm for the fiscal year
ending June 30, 2022.
3. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of the named executive
officers as disclosed in the Proxy
Statement.
--------------------------------------------------------------------------------------------------------------------------
PETMED EXPRESS, INC. Agenda Number: 935459986
--------------------------------------------------------------------------------------------------------------------------
Security: 716382106
Meeting Type: Annual
Meeting Date: 30-Jul-2021
Ticker: PETS
ISIN: US7163821066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Leslie C.G. Campbell Mgmt Against Against
1.2 Election of Director: Peter S. Cobb Mgmt For For
1.3 Election of Director: Gian M. Fulgoni Mgmt Against Against
1.4 Election of Director: Ronald J. Korn Mgmt Against Against
1.5 Election of Director: Jodi Watson Mgmt For For
2. An advisory (non-binding) vote on executive Mgmt Against Against
compensation.
3. To ratify the appointment of RSM US LLP as Mgmt For For
the independent registered public
accounting firm for the Company to serve
for the 2022 fiscal year.
4. To consider and vote upon a stockholder Shr Against For
proposal regarding mandatory retirement age
for directors, if properly presented at the
Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
PINDUODUO INC Agenda Number: 935472338
--------------------------------------------------------------------------------------------------------------------------
Security: 722304102
Meeting Type: Annual
Meeting Date: 25-Jul-2021
Ticker: PDD
ISIN: US7223041028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. As an ordinary resolution: THAT Mr. Lei Mgmt For
Chen be re-elected as a director of the
Company.
2. As an ordinary resolution: THAT Mr. Anthony Mgmt For
Kam Ping Leung be re-elected as a director
of the Company.
3. As an ordinary resolution: THAT Mr. Haifeng Mgmt For
Lin be re-elected as a director of the
Company.
4. As an ordinary resolution: THAT Dr. Qi Lu Mgmt For
be re-elected as a director of the Company.
5. As an ordinary resolution: THAT Mr. Nanpeng Mgmt For
Shen be re-elected as a director of the
Company.
6. As an ordinary resolution: THAT Mr. George Mgmt For
Yong-Boon Yeo be re- elected as a director
of the Company.
--------------------------------------------------------------------------------------------------------------------------
PINDUODUO INC Agenda Number: 935494738
--------------------------------------------------------------------------------------------------------------------------
Security: 722304102
Meeting Type: Special
Meeting Date: 29-Sep-2021
Ticker: PDD
ISIN: US7223041028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. As an ordinary resolution: THAT the 10 Mgmt For For
Billion Agriculture Initiative as detailed
in the Company's proxy statement be
approved.
--------------------------------------------------------------------------------------------------------------------------
POSHMARK INC. Agenda Number: 935629189
--------------------------------------------------------------------------------------------------------------------------
Security: 73739W104
Meeting Type: Annual
Meeting Date: 14-Jun-2022
Ticker: POSH
ISIN: US73739W1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director to serve until Mgmt Withheld Against
our 2025 Annual Meeting: Manish Chandra
1.2 Election of Class I Director to serve until Mgmt Withheld Against
our 2025 Annual Meeting: Navin Chaddha
1.3 Election of Class I Director to serve until Mgmt For For
our 2025 Annual Meeting: Jenny Ming
2. To ratify the appointment by the Audit Mgmt For For
Committee of the Board of Directors of
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
--------------------------------------------------------------------------------------------------------------------------
PURPLE INNOVATION, INC. Agenda Number: 935587963
--------------------------------------------------------------------------------------------------------------------------
Security: 74640Y106
Meeting Type: Annual
Meeting Date: 17-May-2022
Ticker: PRPL
ISIN: US74640Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Pano Anthos Mgmt For For
1.2 Election of Director: Robert DeMartini Mgmt For For
1.3 Election of Director: Gary DiCamillo Mgmt For For
1.4 Election of Director: Adam Gray Mgmt Against Against
1.5 Election of Director: Claudia Hollingsworth Mgmt Against Against
1.6 Election of Director: Paul Zepf Mgmt For For
1.7 Election of Director: Dawn Zier Mgmt Against Against
2. Approve, on an advisory basis, the Mgmt Against Against
compensation of the Company's Named
Executive Officers as set forth in our
Proxy Statement.
3. Ratification of the appointment of BDO USA, Mgmt For For
LLP as our independent registered public
accounting firm to audit our financial
statements for the year ending December 31,
2022.
--------------------------------------------------------------------------------------------------------------------------
QURATE RETAIL, INC. Agenda Number: 935636475
--------------------------------------------------------------------------------------------------------------------------
Security: 74915M100
Meeting Type: Annual
Meeting Date: 14-Jun-2022
Ticker: QRTEA
ISIN: US74915M1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John C. Malone Mgmt For For
M. Ian G. Gilchrist Mgmt Withheld Against
Andrea L. Wong Mgmt Withheld Against
2. The auditors ratification proposal, to Mgmt Against Against
ratify the selection of KPMG LLP as our
independent auditors for the fiscal year
ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
RAKUTEN GROUP,INC. Agenda Number: 715239376
--------------------------------------------------------------------------------------------------------------------------
Security: J64264104
Meeting Type: AGM
Meeting Date: 30-Mar-2022
Ticker:
ISIN: JP3967200001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Establish the Articles Mgmt For For
Related to Shareholders Meeting held
without specifying a venue, Approve Minor
Revisions Related to Change of Laws and
Regulations, Approve Minor Revisions
2.1 Appoint a Director Mikitani, Hiroshi Mgmt Against Against
2.2 Appoint a Director Hosaka, Masayuki Mgmt Against Against
2.3 Appoint a Director Charles B. Baxter Mgmt For For
2.4 Appoint a Director Hyakuno, Kentaro Mgmt Against Against
2.5 Appoint a Director Kutaragi, Ken Mgmt For For
2.6 Appoint a Director Sarah J. M. Whitley Mgmt For For
2.7 Appoint a Director Mitachi, Takashi Mgmt For For
2.8 Appoint a Director Murai, Jun Mgmt For For
2.9 Appoint a Director John V. Roos Mgmt For For
3 Appoint a Corporate Auditor Fujita, Satoshi Mgmt For For
4 Approve Issuance of Share Acquisition Mgmt For For
Rights as Stock Options for Outside
Directors
--------------------------------------------------------------------------------------------------------------------------
REVOLVE GROUP, INC. Agenda Number: 935634104
--------------------------------------------------------------------------------------------------------------------------
Security: 76156B107
Meeting Type: Annual
Meeting Date: 10-Jun-2022
Ticker: RVLV
ISIN: US76156B1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Michael ("Mike") Mgmt Withheld Against
Karanikolas
1.2 Election of Director: Michael Mente Mgmt Withheld Against
1.3 Election of Director: Melanie Cox Mgmt For For
1.4 Election of Director: Oana Ruxandra Mgmt For For
1.5 Election of Director: Marc Stolzman Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt Against Against
as our independent registered public
accounting firm for our current fiscal year
ending December 31, 2022.
3. Approval of, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
4. Approval of, on a non-binding advisory Mgmt 1 Year For
basis, the frequency of future stockholder
non-binding advisory votes on the
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
SEA LIMITED Agenda Number: 935545179
--------------------------------------------------------------------------------------------------------------------------
Security: 81141R100
Meeting Type: Annual
Meeting Date: 14-Feb-2022
Ticker: SE
ISIN: US81141R1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. AS A SPECIAL RESOLUTION, that the Eighth Mgmt Against Against
Amended and Restated Memorandum and
Articles of Association of the Company
currently in effect be amended and restated
by their deletion in their entirety and the
substitution in their place of the Ninth
Amended and Restated Memorandum and
Articles of Association annexed as Annex A
of the Notice of the Annual General
Meeting.
--------------------------------------------------------------------------------------------------------------------------
SHOPIFY INC. Agenda Number: 935633289
--------------------------------------------------------------------------------------------------------------------------
Security: 82509L107
Meeting Type: Annual and Special
Meeting Date: 07-Jun-2022
Ticker: SHOP
ISIN: CA82509L1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Tobias Lutke Mgmt Withheld Against
1B Election of Director: Robert Ashe Mgmt For For
1C Election of Director: Gail Goodman Mgmt For For
1D Election of Director: Colleen Johnston Mgmt For For
1E Election of Director: Jeremy Levine Mgmt Withheld Against
1F Election of Director: John Phillips Mgmt Withheld Against
1G Election of Director: Fidji Simo Mgmt For For
2 Appointment of the Auditors Resolution Mgmt Withheld Against
approving the re-appointment of
PricewaterhouseCoopers LLP as auditors of
Shopify Inc. and authorizing the Board of
Directors to fix their remuneration.
3 Approval of Arrangement Special resolution, Mgmt Against Against
the full text of which is attached as
Schedule A to the management information
circular dated April 11, 2022, to approve,
pursuant to an interim order of the Ontario
Superior Court of Justice (Commercial List)
dated April 11, 2022, a proposed plan of
arrangement pursuant to Section 192 of the
Canada Business Corporations Act to effect,
among other things, certain updates to the
Company's governance structure, including
an amendment to Shopify Inc.'s restated
articles of incorporation to provide for
the creation of a new class of share,
designated as the Founder share, and the
issuance of such Founder share to Shopify
Inc.'s Founder and Chief Executive Officer,
Mr. Tobias Lutke.
4 Approval of Share Split Special resolution, Mgmt For For
the full text of which is attached as
Schedule B to the management information
circular dated April 11, 2022, to approve
an amendment to Shopify Inc.'s restated
articles of incorporation to effect a
ten-for-one split of its Class A
subordinate voting shares and Class B
multiple voting shares.
5 Advisory Vote on Executive Compensation Mgmt For For
Non-binding advisory resolution that the
shareholders accept Shopify Inc.'s approach
to executive compensation as disclosed in
the management information circular dated
April 11, 2022.
--------------------------------------------------------------------------------------------------------------------------
SHUTTERSTOCK, INC. Agenda Number: 935616954
--------------------------------------------------------------------------------------------------------------------------
Security: 825690100
Meeting Type: Annual
Meeting Date: 02-Jun-2022
Ticker: SSTK
ISIN: US8256901005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jonathan Oringer Mgmt Withheld Against
Stan Pavlovsky Mgmt For For
Rachna Bhasin Mgmt Withheld Against
2. To cast a non-binding advisory vote to Mgmt For For
approve named executive officer
compensation ("say-on-pay.")
3. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
4. To approve the 2022 Omnibus Equity Mgmt Against Against
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
SOLO BRANDS, INC. Agenda Number: 935597433
--------------------------------------------------------------------------------------------------------------------------
Security: 83425V104
Meeting Type: Annual
Meeting Date: 26-May-2022
Ticker: DTC
ISIN: US83425V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andrea K. Tarbox Mgmt For For
Julia M. Brown Mgmt Withheld Against
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
SPOTIFY TECHNOLOGY S.A. Agenda Number: 935559534
--------------------------------------------------------------------------------------------------------------------------
Security: L8681T102
Meeting Type: Annual
Meeting Date: 20-Apr-2022
Ticker: SPOT
ISIN: LU1778762911
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the Company's annual accounts for Mgmt For For
the financial year ended December 31, 2021
and the Company's consolidated financial
statements for the financial year ended
December 31, 2021.
2. Approve allocation of the Company's annual Mgmt For For
results for the financial year ended
December 31, 2021.
3. Grant discharge of the liability of the Mgmt For For
members of the Board of Directors for, and
in connection with, the financial year
ended December 31, 2021.
4A. Election of Director: Mr. Daniel Ek (A Mgmt Against Against
Director)
4B. Election of Director: Mr. Martin Lorentzon Mgmt Against Against
(A Director)
4C. Election of Director: Mr. Shishir Samir Mgmt Against Against
Mehrotra (A Director)
4D. Election of Director: Mr. Christopher Mgmt Against Against
Marshall (B Director)
4E. Election of Director: Mr. Barry McCarthy (B Mgmt For For
Director)
4F. Election of Director: Ms. Heidi O'Neill (B Mgmt For For
Director)
4G. Election of Director: Mr. Ted Sarandos (B Mgmt For For
Director)
4H. Election of Director: Mr. Thomas Owen Mgmt For For
Staggs (B Director)
4I. Election of Director: Ms. Cristina Mayville Mgmt Against Against
Stenbeck (B Director)
4J. Election of Director: Ms. Mona Sutphen (B Mgmt For For
Director)
4K. Election of Director: Ms. Padmasree Warrior Mgmt For For
(B Director)
5. Appoint Ernst & Young S.A. (Luxembourg) as Mgmt Against Against
the independent auditor for the period
ending at the general meeting approving the
annual accounts for the financial year
ending on December 31, 2022.
6. Approve the directors' remuneration for the Mgmt Against Against
year 2022.
7. Authorize and empower each of Mr. Guy Mgmt For For
Harles and Mr. Alexandre Gobert to execute
and deliver, under their sole signature, on
behalf of the Company and with full power
of substitution, any documents necessary or
useful in connection with the annual filing
and registration required by the Luxembourg
laws.
--------------------------------------------------------------------------------------------------------------------------
STAMPS.COM INC. Agenda Number: 935491958
--------------------------------------------------------------------------------------------------------------------------
Security: 852857200
Meeting Type: Special
Meeting Date: 30-Sep-2021
Ticker: STMP
ISIN: US8528572006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve and adopt the Agreement and Plan Mgmt For For
of Merger dated as of July 8, 2021, by and
among Stamps.com, Stream Parent, LLC and
Stream Merger Sub, Inc., as amended from
time to time.
2. To approve on an advisory (non-binding) Mgmt Against Against
basis, the compensation that may be paid or
become payable to Stamps.com's named
executive officers that is based on or
otherwise relates to the Merger Agreement
and the transactions contemplated by the
Merger Agreement.
3. To approve any proposal to adjourn the Mgmt For For
Special Meeting from time to time, if
necessary or appropriate as determined in
the discretion of the Board of Directors or
the Chairman of the Board, to solicit
additional proxies if there are
insufficient votes to adopt the Merger
Agreement at the time of the Special
Meeting.
--------------------------------------------------------------------------------------------------------------------------
STITCH FIX, INC. Agenda Number: 935511471
--------------------------------------------------------------------------------------------------------------------------
Security: 860897107
Meeting Type: Annual
Meeting Date: 15-Dec-2021
Ticker: SFIX
ISIN: US8608971078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Katrina Lake Mgmt For For
1B. Election of Director: Sharon McCollam Mgmt For For
1C. Election of Director: Elizabeth Williams Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the selection of Deloitte & Mgmt Against Against
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending July 30, 2022.
--------------------------------------------------------------------------------------------------------------------------
THE REALREAL, INC. Agenda Number: 935644458
--------------------------------------------------------------------------------------------------------------------------
Security: 88339P101
Meeting Type: Annual
Meeting Date: 15-Jun-2022
Ticker: REAL
ISIN: US88339P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Chip Baird Mgmt Withheld Against
James Miller Mgmt For For
Julie Wainwright Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt Against Against
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
3. Approval, on an advisory basis, of the Mgmt Against Against
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
THREDUP INC. Agenda Number: 935603820
--------------------------------------------------------------------------------------------------------------------------
Security: 88556E102
Meeting Type: Annual
Meeting Date: 26-May-2022
Ticker: TDUP
ISIN: US88556E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ian Friedman Mgmt For For
Timothy Haley Mgmt Withheld Against
Coretha Rushing Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
TRIP COM GROUP LTD Agenda Number: 715702711
--------------------------------------------------------------------------------------------------------------------------
Security: G9066F101
Meeting Type: AGM
Meeting Date: 30-Jun-2022
Ticker:
ISIN: KYG9066F1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN INFORMATIONAL Non-Voting
MEETING, AS THERE ARE NO PROPOSALS TO BE
VOTED ON. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY REQUEST AN
ENTRANCE CARD. THANK YOU.
CMMT 30 MAY 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
29 JUNE 2022 TO 09 JUNE 2022. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TRIP.COM GROUP LIMITED Agenda Number: 935524644
--------------------------------------------------------------------------------------------------------------------------
Security: 89677Q107
Meeting Type: Annual
Meeting Date: 21-Dec-2021
Ticker: TCOM
ISIN: US89677Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S1. As a special resolution, THAT the Chinese Mgmt For
name be adopted as the dual foreign name of
the Company as set out in the Notice of
Annual General Meeting.
S2. As a special resolution, THAT the Company's Mgmt For
Second Amended and Restated Memorandum of
Association and Articles of Association be
amended and restated by their deletion in
their entirety and by the substitution in
their place of the Third Amended and
Restated Memorandum of Association and
Articles of Association in the form
attached to the Notice of Annual General
Meeting as Exhibit B.
--------------------------------------------------------------------------------------------------------------------------
TRIPADVISOR, INC. Agenda Number: 935642290
--------------------------------------------------------------------------------------------------------------------------
Security: 896945201
Meeting Type: Annual
Meeting Date: 14-Jun-2022
Ticker: TRIP
ISIN: US8969452015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gregory B. Maffei Mgmt Withheld Against
Stephen Kaufer Mgmt Withheld Against
Jay C. Hoag Mgmt Withheld Against
Betsy L. Morgan Mgmt Withheld Against
M. Greg O'Hara Mgmt Withheld Against
Jeremy Philips Mgmt Withheld Against
Albert E. Rosenthaler Mgmt Withheld Against
Jane Sun Mgmt For For
Trynka Shineman Blake Mgmt For For
Robert S. Wiesenthal Mgmt Withheld Against
2. To ratify the appointment of KPMG LLP as Mgmt Against Against
our independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
3. To consider and act upon any other business Mgmt For For
that may properly come before the Annual
Meeting and any adjournments or
postponements thereof.
--------------------------------------------------------------------------------------------------------------------------
UBER TECHNOLOGIES, INC. Agenda Number: 935579067
--------------------------------------------------------------------------------------------------------------------------
Security: 90353T100
Meeting Type: Annual
Meeting Date: 09-May-2022
Ticker: UBER
ISIN: US90353T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ronald Sugar Mgmt Against Against
1B. Election of Director: Revathi Advaithi Mgmt For For
1C. Election of Director: Ursula Burns Mgmt For For
1D. Election of Director: Robert Eckert Mgmt Against Against
1E. Election of Director: Amanda Ginsberg Mgmt Against Against
1F. Election of Director: Dara Khosrowshahi Mgmt Against Against
1G. Election of Director: Wan Ling Martello Mgmt Against Against
1H. Election of Director: Yasir Al-Rumayyan Mgmt For For
1I. Election of Director: John Thain Mgmt For For
1J. Election of Director: David Trujillo Mgmt Against Against
1K. Election of Director: Alexander Wynaendts Mgmt For For
2. Advisory vote to approve 2021 named Mgmt Against Against
executive officer compensation.
3. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2022.
4. Stockholder proposal to prepare an annual Shr Against For
report on lobbying activities.
--------------------------------------------------------------------------------------------------------------------------
UPWORK INC. Agenda Number: 935603616
--------------------------------------------------------------------------------------------------------------------------
Security: 91688F104
Meeting Type: Annual
Meeting Date: 02-Jun-2022
Ticker: UPWK
ISIN: US91688F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to serve a Mgmt For For
three-year term expiring at the 2025 Annual
Meeting: Kevin Harvey
1B. Election of Class I Director to serve a Mgmt For For
three-year term expiring at the 2025 Annual
Meeting: Thomas Layton
1C. Election of Class I Director to serve a Mgmt For For
three-year term expiring at the 2025 Annual
Meeting: Elizabeth Nelson
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2022.
3. Approve, on a non-binding advisory basis, Mgmt Against Against
the compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
VIVID SEATS INC. Agenda Number: 935626866
--------------------------------------------------------------------------------------------------------------------------
Security: 92854T100
Meeting Type: Annual
Meeting Date: 07-Jun-2022
Ticker: SEAT
ISIN: US92854T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stanley Chia Mgmt For For
Jane DeFlorio Mgmt For For
David Donnini Mgmt Withheld Against
2. Ratification of Deloitte & Touche LLP as Mgmt For For
independent registered public accounting
firm for 2022.
--------------------------------------------------------------------------------------------------------------------------
VROOM, INC. Agenda Number: 935640854
--------------------------------------------------------------------------------------------------------------------------
Security: 92918V109
Meeting Type: Annual
Meeting Date: 16-Jun-2022
Ticker: VRM
ISIN: US92918V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert J. Mylod Mgmt Withheld Against
Michael J. Farello Mgmt Withheld Against
Withdrawn Mgmt For For
Laura W. Lang Mgmt Withheld Against
Laura G. O'Shaughnessy Mgmt For For
Paula B. Pretlow Mgmt For For
Frederick O. Terrell Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
Independent Registered Public Accounting
Firm for the year ending December 31, 2022.
3. Election of Director: Thomas H. Shortt Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WAYFAIR INC Agenda Number: 935603628
--------------------------------------------------------------------------------------------------------------------------
Security: 94419L101
Meeting Type: Annual
Meeting Date: 24-May-2022
Ticker: W
ISIN: US94419L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Niraj Shah Mgmt Abstain Against
1B. Election of Director: Steven Conine Mgmt Abstain Against
1C. Election of Director: Michael Choe Mgmt For For
1D. Election of Director: Andrea Jung Mgmt Abstain Against
1E. Election of Director: Jeremy King Mgmt For For
1F. Election of Director: Michael Kumin Mgmt Abstain Against
1G. Election of Director: Jeffrey Naylor Mgmt For For
1H. Election of Director: Anke Schaferkordt Mgmt For For
1I. Election of Director: Michael E. Sneed Mgmt Abstain Against
2. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as the Company's independent registered
public accountants for the year ending
December 31, 2022.
3. To hold an advisory vote on how frequently Mgmt 1 Year Against
a "say on pay" proposal should be included
in our Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
ZALANDO SE Agenda Number: 715404478
--------------------------------------------------------------------------------------------------------------------------
Security: D98423102
Meeting Type: AGM
Meeting Date: 18-May-2022
Ticker:
ISIN: DE000ZAL1111
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF
NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2021
2 APPROVE ALLOCATION OF INCOME AND OMISSION Mgmt For For
OF DIVIDENDS
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2021
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2021
5.1 RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR Mgmt Against Against
FISCAL YEAR 2022 AND FOR THE REVIEW OF
INTERIM FINANCIAL STATEMENTS FOR THE FIRST
HALF OF FISCAL YEAR 2022
5.2 RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR Mgmt Against Against
THE REVIEW OF INTERIM FINANCIAL STATEMENTS
UNTIL 2023 AGM
6 APPROVE REMUNERATION REPORT Mgmt Against Against
7 AMEND STOCK OPTION PLAN 2014, EQUITY Mgmt For For
INCENTIVE PLAN AND LONG-TERM INCENTIVE 2018
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT 12 APR 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTIONS 5.1 AND 5.2 AND ADDITION OF
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
CMMT 12 APR 2022: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS PRACTICABLE
ON RECORD DATE +1 DAY (OR ON MEETING DATE
+1 DAY IF NO RECORD DATE APPLIES) UNLESS
OTHERWISE SPECIFIED, AND ONLY AFTER THE
AGENT HAS CONFIRMED AVAILABILIY OF THE
POSITION. IN ORDER FOR A VOTE TO BE
ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
ZOZO,INC. Agenda Number: 715759974
--------------------------------------------------------------------------------------------------------------------------
Security: J9893A108
Meeting Type: AGM
Meeting Date: 28-Jun-2022
Ticker:
ISIN: JP3399310006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Approve Minor Revisions Mgmt For For
Related to Change of Laws and Regulations,
Amend Business Lines, Establish the
Articles Related to Shareholders Meeting
Held without Specifying a Venue
Amplify Pure Junior Gold Miners ETF
--------------------------------------------------------------------------------------------------------------------------
ALAMOS GOLD INC Agenda Number: 715494011
--------------------------------------------------------------------------------------------------------------------------
Security: 011532108
Meeting Type: MIX
Meeting Date: 26-May-2022
Ticker:
ISIN: CA0115321089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3, 4, 5 AND 6 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1
TO 1.9 AND 2. THANK YOU
1.1 ELECTION OF DIRECTOR: ELAINE ELLINGHAM Mgmt Against Against
1.2 ELECTION OF DIRECTOR: DAVID FLECK Mgmt For For
1.3 ELECTION OF DIRECTOR: DAVID GOWER Mgmt Against Against
1.4 ELECTION OF DIRECTOR: CLAIRE M. KENNEDY Mgmt For For
1.5 ELECTION OF DIRECTOR: JOHN A. MCCLUSKEY Mgmt For For
1.6 ELECTION OF DIRECTOR: MONIQUE MERCIER Mgmt Against Against
1.7 ELECTION OF DIRECTOR: PAUL J. MURPHY Mgmt Against Against
1.8 ELECTION OF DIRECTOR: J. ROBERT S. PRICHARD Mgmt Against Against
1.9 ELECTION OF DIRECTOR: KENNETH STOWE Mgmt Against Against
2 RE-APPOINT KPMG LLP AS AUDITORS OF THE Mgmt Against Against
COMPANY FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
3 TO CONSIDER, AND IF DEEMED ADVISABLE, PASS Mgmt Against Against
A RESOLUTION TO APPROVE THE UNALLOCATED
AWARDS UNDER THE COMPANY'S LONG-TERM
INCENTIVE PLAN, AS WELL AS REVISIONS TO THE
PLAN'S AMENDMENT PROVISION
4 TO CONSIDER, AND IF DEEMED ADVISABLE, PASS Mgmt For For
A RESOLUTION TO APPROVE THE UNALLOCATED
SHARES UNDER THE COMPANY'S EMPLOYEE SHARE
PURCHASE PLAN, AS WELL AS REVISIONS TO THE
PLAN'S AMENDMENT PROVISION
5 TO CONSIDER, AND IF DEEMED ADVISABLE, PASS Mgmt For For
A RESOLUTION TO APPROVE THE COMPANY'S
AMENDED AND RESTATED SHAREHOLDER RIGHTS
PLAN
6 TO CONSIDER, AND IF DEEMED ADVISABLE, PASS Mgmt Against Against
A RESOLUTION TO APPROVE AN ADVISORY
RESOLUTION ON THE COMPANY'S APPROACH TO
EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
ALKANE RESOURCES LTD Agenda Number: 714741875
--------------------------------------------------------------------------------------------------------------------------
Security: Q02024117
Meeting Type: AGM
Meeting Date: 17-Nov-2021
Ticker:
ISIN: AU000000ALK9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 3, 4, 5, 6, 7, 8 AND VOTES
CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO
BENEFIT FROM THE PASSING OF THE PROPOSAL/S
WILL BE DISREGARDED BY THE COMPANY. HENCE,
IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO
OBTAIN FUTURE BENEFIT (AS REFERRED IN THE
COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE
RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ADOPTION OF REMUNERATION REPORT Mgmt For For
2 RE-ELECTION OF DIRECTOR - MR ANTHONY Mgmt For For
LETHLEAN
3 APPROVAL OF THE GRANT OF PERFORMANCE RIGHTS Mgmt For For
TO THE MANAGING DIRECTOR
4 APPROVAL OF THE GRANT OF PERFORMANCE RIGHTS Mgmt For For
TO THE TECHNICAL DIRECTOR
5 APPROVAL OF THE GRANT OF RESTRICTED Mgmt For For
PERFORMANCE RIGHTS TO THE MANAGING DIRECTOR
6 APPROVAL OF THE GRANT OF RESTRICTED Mgmt For For
PERFORMANCE RIGHTS TO THE TECHNICAL
DIRECTOR
7 INCREASE IN MAXIMUM AGGREGATE REMUNERATION Mgmt For
FOR NON-EXECUTIVE DIRECTORS
8 APPROVAL OF POTENTIAL TERMINATION BENEFITS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ARGONAUT GOLD INC Agenda Number: 715455196
--------------------------------------------------------------------------------------------------------------------------
Security: 04016A101
Meeting Type: AGM
Meeting Date: 12-May-2022
Ticker:
ISIN: CA04016A1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1
TO 2.7 AND 3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT SEVEN (7) Mgmt For For
2.1 ELECTION OF DIRECTOR: JAMES E. KOFMAN Mgmt Against Against
2.2 ELECTION OF DIRECTOR: IAN ATKINSON Mgmt Against Against
2.3 ELECTION OF DIRECTOR: STEPHEN LANG Mgmt For For
2.4 ELECTION OF DIRECTOR: DALE C. PENIUK Mgmt Against Against
2.5 ELECTION OF DIRECTOR: PAULA ROGERS Mgmt Against Against
2.6 ELECTION OF DIRECTOR: AUDRA WALSH Mgmt For For
2.7 ELECTION OF DIRECTOR: LAWRENCE P. RADFORD Mgmt For For
3 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Mgmt For For
CHARTERED ACCOUNTANTS AS AUDITORS OF THE
CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
4 TO HAVE A SHAREHOLDER ADVISORY VOTE ON THE Mgmt Against Against
CORPORATION'S REPORT ON EXECUTIVE
COMPENSATION ("SAY ON PAY), AS MORE
PARTICULARLY DESCRIPTED IN THE ACCOMPANYING
MANAGEMENT INFORMATION CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
B2GOLD CORP Agenda Number: 715653223
--------------------------------------------------------------------------------------------------------------------------
Security: 11777Q209
Meeting Type: MIX
Meeting Date: 22-Jun-2022
Ticker:
ISIN: CA11777Q2099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1
TO 2.9 AND 3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT NINE (9) Mgmt For For
2.1 ELECTION OF DIRECTOR: MR. KEVIN BULLOCK Mgmt For For
2.2 ELECTION OF DIRECTOR: MR. ROBERT CROSS Mgmt Against Against
2.3 ELECTION OF DIRECTOR: MR. ROBERT GAYTON Mgmt Against Against
2.4 ELECTION OF DIRECTOR: MR. CLIVE JOHNSON Mgmt Against Against
2.5 ELECTION OF DIRECTOR: MR. GEORGE JOHNSON Mgmt For For
2.6 ELECTION OF DIRECTOR: MS. LIANE KELLY Mgmt For For
2.7 ELECTION OF DIRECTOR: MR. JERRY KORPAN Mgmt For For
2.8 ELECTION OF DIRECTOR: MR. BONGANI MTSHISI Mgmt Against Against
2.9 ELECTION OF DIRECTOR: MS. ROBIN WEISMAN Mgmt For For
3 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt Against Against
AS AUDITORS OF THE COMPANY FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION
4 TO APPROVE A NON-BINDING ADVISORY Mgmt Against Against
RESOLUTION ACCEPTING THE COMPANY'S APPROACH
TO EXECUTIVE COMPENSATION, AS DESCRIBED IN
THE MANAGEMENT INFORMATION CIRCULAR OF
B2GOLD CORP. FOR THE ANNUAL GENERAL AND
SPECIAL MEETING OF THE SHAREHOLDERS TO BE
HELD ON JUNE 22, 2022
--------------------------------------------------------------------------------------------------------------------------
CALEDONIA MINING CORPORATION PLC Agenda Number: 935572621
--------------------------------------------------------------------------------------------------------------------------
Security: G1757E113
Meeting Type: Annual
Meeting Date: 04-May-2022
Ticker: CMCL
ISIN: JE00BF0XVB15
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Reappointment of Director: Leigh A. Wilson Mgmt Against Against
1.2 Reappointment of Director: Steven Curtis Mgmt For For
1.3 Reappointment of Director: Mark Learmonth Mgmt For For
1.4 Reappointment of Director: John Kelly Mgmt Against Against
1.5 Reappointment of Director: Johan Mgmt Against Against
Holtzhausen
1.6 Reappointment of Director: Dana Roets Mgmt For For
1.7 Reappointment of Director: Nick Clarke Mgmt For For
1.8 Reappointment of Director: Geralda Mgmt For For
Wildschutt
2. Reappoint BDO South Africa Inc as the Mgmt For For
auditor of the Company for the ensuing year
and authorise the directors to fix
remuneration
3.1 Reappointment of Audit Committee member: Mgmt For For
Johan Holtzhausen
3.2 Reappointment of Audit Committee member: Mgmt For For
John Kelly
3.3 Reappointment of Audit Committee member: Mgmt For For
Geralda Wildschutt
4. Mandate to repurchase shares Mgmt Against Against
5. Mandate to hold bought back shares in Mgmt Against Against
treasury
--------------------------------------------------------------------------------------------------------------------------
CALIBRE MINING CORP Agenda Number: 714968255
--------------------------------------------------------------------------------------------------------------------------
Security: 13000C205
Meeting Type: SGM
Meeting Date: 05-Jan-2022
Ticker:
ISIN: CA13000C2058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 09 DEC 2021: PLEASE NOTE THAT SHAREHOLDERS Non-Voting
ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'
ONLY FOR RESOLUTIONS 1 AND 2. ABSTAIN IS
NOT A VOTING OPTION ON THIS MEETING THANK
YOU
1 TO CONSIDER AND, IF THOUGHT ADVISABLE, TO Mgmt For For
PASS, WITH OR WITHOUT VARIATION, AN
ORDINARY RESOLUTION AUTHORIZING THE
ISSUANCE BY CALIBRE OF UP TO 108,199,618
COMMON SHARES IN THE CAPITAL OF CALIBRE, AS
CONSIDERATION FOR AND IN CONNECTION WITH, A
PLAN OF ARRANGEMENT UNDER SECTION 288 OF
THE BUSINESS CORPORATIONS ACT (BRITISH
COLUMBIA) AMONG CALIBRE, FIORE GOLD LTD.
AND 1324716 B.C. LTD., THE FULL TEXT OF
WHICH IS INCLUDED AS APPENDIX "A" ATTACHED
TO THE ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR OF CALIBRE DATED DECEMBER 2, 2021
(THE "CIRCULAR")
2 TO CONSIDER AND, IF DEEMED APPROPRIATE, TO Mgmt For For
PASS, WITH OR WITHOUT VARIATION, AN
ORDINARY RESOLUTION APPROVING AMENDMENTS TO
THE MAXIMUM NUMBER OF COMMON SHARES IN THE
CAPITAL OF CALIBRE ISSUABLE UNDER CALIBRE'S
AMENDED AND RESTATED LONG-TERM INCENTIVE
PLAN DATED APRIL 26, 2017, AS AMENDED ON
OCTOBER 8, 2019, DECEMBER 3, 2019 AND JUNE
16, 2020 APPROVED BY THE SHAREHOLDERS OF
CALIBRE ON JUNE 16, 2020, TO BE IMPLEMENTED
ONLY UPON THE COMPLETION OF THE ARRANGEMENT
BETWEEN CALIBRE, FIORE GOLD LTD. AND
1324716 B.C. LTD., AS MORE PARTICULARLY
DESCRIBED UNDER THE HEADING "BUSINESS OF
THE CALIBRE MEETING - APPROVAL OF
AMENDMENTS TO THE AMENDED AND RESTATED
LONG-TERM INCENTIVE PLAN" IN THE CIRCULAR
CMMT 09 DEC 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CALIBRE MINING CORP Agenda Number: 715659162
--------------------------------------------------------------------------------------------------------------------------
Security: 13000C205
Meeting Type: AGM
Meeting Date: 15-Jun-2022
Ticker:
ISIN: CA13000C2058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 19 MAY 2022: PLEASE NOTE THAT SHAREHOLDERS Non-Voting
ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN
ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.9 AND
2. THANK YOU
1.1 ELECTION OF DIRECTOR: DARREN HALL Mgmt For For
1.2 ELECTION OF DIRECTOR: BLAYNE JOHNSON Mgmt Against Against
1.3 ELECTION OF DIRECTOR: DOUGLAS FORSTER Mgmt Against Against
1.4 ELECTION OF DIRECTOR: EDWARD FARRAUTO Mgmt Against Against
1.5 ELECTION OF DIRECTOR: RAYMOND THRELKELD Mgmt Against Against
1.6 ELECTION OF DIRECTOR: DOUGLAS HURST Mgmt For For
1.7 ELECTION OF DIRECTOR: AUDRA B. WALSH Mgmt For For
1.8 ELECTION OF DIRECTOR: MICHAEL VINT Mgmt For For
1.9 ELECTION OF DIRECTOR: RANDALL CHATWIN Mgmt For For
2 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS AUDITORS OF THE CORPORATION FOR THE
ENSUING YEAR AND AUTHORIZING THE DIRECTORS
TO FIX THEIR REMUNERATION
CMMT 19 MAY 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CENTAMIN PLC Agenda Number: 715477887
--------------------------------------------------------------------------------------------------------------------------
Security: G2055Q105
Meeting Type: AGM
Meeting Date: 10-May-2022
Ticker:
ISIN: JE00B5TT1872
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE FINAL DIVIDEND Mgmt For For
3.1 APPROVE REMUNERATION REPORT Mgmt Against Against
3.2 APPROVE REMUNERATION POLICY Mgmt Against Against
3.3 APPROVE CENTAMIN INCENTIVE PLAN Mgmt Against Against
4.1 RE-ELECT JAMES RUTHERFORD AS DIRECTOR Mgmt Against Against
4.2 RE-ELECT MARTIN HORGAN AS DIRECTOR Mgmt For For
4.3 RE-ELECT ROSS JERRARD AS DIRECTOR Mgmt For For
4.4 RE-ELECT SALLY EYRE AS DIRECTOR Mgmt Against Against
4.5 RE-ELECT MARK BANKES AS DIRECTOR Mgmt Against Against
4.6 RE-ELECT IBRAHIM FAWZY AS DIRECTOR Mgmt Against Against
4.7 RE-ELECT MARNA CLOETE AS DIRECTOR Mgmt Against Against
4.8 RE-ELECT CATHARINE FARROW AS DIRECTOR Mgmt For For
4.9 RE-ELECT HENDRIK FAUL AS DIRECTOR Mgmt For For
5.1 REAPPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS
5.2 AUTHORISE BOARD TO FIX REMUNERATION OF Mgmt For For
AUDITORS
6 AUTHORISE ISSUE OF EQUITY Mgmt For For
7.1 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
7.2 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
8 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt Against Against
SHARES
--------------------------------------------------------------------------------------------------------------------------
COEUR MINING, INC. Agenda Number: 935571299
--------------------------------------------------------------------------------------------------------------------------
Security: 192108504
Meeting Type: Annual
Meeting Date: 10-May-2022
Ticker: CDE
ISIN: US1921085049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda L. Adamany Mgmt For For
1B. Election of Director: Sebastian Edwards Mgmt Against Against
1C. Election of Director: Randolph E. Gress Mgmt Against Against
1D. Election of Director: Mitchell J. Krebs Mgmt For For
1E. Election of Director: Eduardo Luna Mgmt For For
1F. Election of Director: Jessica L. McDonald Mgmt For For
1G. Election of Director: Robert E. Mellor Mgmt Against Against
1H. Election of Director: John H. Robinson Mgmt Against Against
1I. Election of Director: J. Kenneth Thompson Mgmt Against Against
2. Ratification of the appointment of Grant Mgmt For For
Thornton LLP as the Company's independent
registered public accounting firm for 2022.
3. Approval of an amendment to the Certificate Mgmt For For
of Incorporation of Coeur Mining, Inc. to
increase the number of authorized shares of
common stock from 300,000,000 to
600,000,000.
4. Advisory resolution to approve executive Mgmt Against Against
compensation.
--------------------------------------------------------------------------------------------------------------------------
DACIAN GOLD LTD Agenda Number: 714316189
--------------------------------------------------------------------------------------------------------------------------
Security: Q3080T105
Meeting Type: OGM
Meeting Date: 09-Jul-2021
Ticker:
ISIN: AU000000DCN6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1 TO 3 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 RATIFICATION OF ISSUE OF SCHEME OPTIONS Mgmt For For
2 RATIFICATION OF ISSUE OF TRANCHE 1 Mgmt For For
PLACEMENT SHARES
3 APPROVAL TO ISSUE TRANCHE 2 PLACEMENT Mgmt For For
SHARES
--------------------------------------------------------------------------------------------------------------------------
DACIAN GOLD LTD Agenda Number: 714821015
--------------------------------------------------------------------------------------------------------------------------
Security: Q3080T105
Meeting Type: AGM
Meeting Date: 25-Nov-2021
Ticker:
ISIN: AU000000DCN6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 REMUNERATION REPORT Mgmt Against
2 ELECTION OF DIRECTOR - EDUARD ESHUYS Mgmt For For
3 ELECTION OF DIRECTOR - MICHAEL WILKES Mgmt For For
4 APPROVAL OF 10% PLACEMENT CAPACITY Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
DRD GOLD LIMITED Agenda Number: 935521167
--------------------------------------------------------------------------------------------------------------------------
Security: 26152H301
Meeting Type: Annual
Meeting Date: 30-Nov-2021
Ticker: DRD
ISIN: US26152H3012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 Re-appointment of Independent Auditors. Mgmt For For
O2 Re-election of Director - Mr Riaan Davel Mgmt For For
O3 Re-election of Director - Mr Edmund Jeneker Mgmt For For
O4 Re-election of Director - Mrs Prudence Mgmt For For
Lebina
O5 General authority to issue securities for Mgmt For For
cash.
O6A Re-appointment of Audit Committee member - Mgmt For For
Mr Johan Holtzhausen (chairman)
O6B Re-appointment of Audit Committee member - Mgmt For For
Mr Jean Nel
O6C Re-appointment of Audit Committee member - Mgmt For For
Mrs Prudence Lebina
O6D Re-appointment of Audit Committee member - Mgmt For For
Mrs Charmel Flemming
O7 Endorsement of the Remuneration Policy. Mgmt For For
O8 Endorsement of the Implementation Report. Mgmt For For
O9 Authority to sign all required documents. Mgmt For For
S1 General authority to repurchase issued Mgmt For For
securities.
S2 General authority to provide financial Mgmt For For
assistance in terms of sections 44 and 45
of the Act.
S3 Approval of non-executive directors' Mgmt For For
remuneration.
--------------------------------------------------------------------------------------------------------------------------
DUNDEE PRECIOUS METALS INC Agenda Number: 715430207
--------------------------------------------------------------------------------------------------------------------------
Security: 265269209
Meeting Type: MIX
Meeting Date: 05-May-2022
Ticker:
ISIN: CA2652692096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1.
TO 1.8 AND 2. THANK YOU
1.1 ELECTION OF DIRECTOR: JAIMIE DONOVAN Mgmt For For
1.2 ELECTION OF DIRECTOR: R. PETER GILLIN Mgmt Against Against
1.3 ELECTION OF DIRECTOR: NICOLE ADSHEAD-BELL Mgmt For For
1.4 ELECTION OF DIRECTOR: KALIDAS MADHAVPEDDI Mgmt For For
1.5 ELECTION OF DIRECTOR: JUANITA MONTALVO Mgmt For For
1.6 ELECTION OF DIRECTOR: DAVID RAE Mgmt For For
1.7 ELECTION OF DIRECTOR: MARIE-ANNE TAWIL Mgmt Against Against
1.8 ELECTION OF DIRECTOR: ANTHONY P. WALSH Mgmt Against Against
2 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Mgmt For For
CHARTERED PROFESSIONAL ACCOUNTANTS, AS
AUDITOR OF THE COMPANY FOR THE ENSUING YEAR
AND AUTHORIZING THE DIRECTORS TO SET THE
AUDITOR'S REMUNERATION
3 TO CONSIDER AND, IF DEEMED APPROPRIATE, Mgmt Against Against
PASS, WITH OR WITHOUT VARIATION, AN
ORDINARY RESOLUTION APPROVING THE 2022
STOCK OPTION PLAN OF THE COMPANY AS MORE
PARTICULARLY DESCRIBED UNDER THE HEADING
"MEETING BUSINESS - APPROVAL OF THE 2022
STOCK OPTION PLAN" IN THE ACCOMPANYING
MANAGEMENT INFORMATION CIRCULAR
4 TO CONSIDER, AND IF DEEMED APPROPRIATE, TO Mgmt Against Against
PASS A NON-BINDING, ADVISORY RESOLUTION
ACCEPTING THE COMPANY'S APPROACH TO
EXECUTIVE COMPENSATION, AS MORE
PARTICULARLY DESCRIBED IN THE ACCOMPANYING
MANAGEMENT INFORMATION CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
ELDORADO GOLD CORP Agenda Number: 715631328
--------------------------------------------------------------------------------------------------------------------------
Security: 284902509
Meeting Type: AGM
Meeting Date: 09-Jun-2022
Ticker:
ISIN: CA2849025093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1
TO 1.9 AND 2. THANK YOU
1.1 ELECTION OF DIRECTOR: CARISSA BROWNING Mgmt For For
1.2 ELECTION OF DIRECTOR: GEORGE BURNS Mgmt For For
1.3 ELECTION OF DIRECTOR: TERESA CONWAY Mgmt Against Against
1.4 ELECTION OF DIRECTOR: CATHARINE FARROW Mgmt Against Against
1.5 ELECTION OF DIRECTOR: PAMELA GIBSON Mgmt For For
1.6 ELECTION OF DIRECTOR: JUDITH MOSELY Mgmt For For
1.7 ELECTION OF DIRECTOR: STEVEN REID Mgmt Against Against
1.8 ELECTION OF DIRECTOR: STEPHEN WALKER Mgmt For For
1.9 ELECTION OF DIRECTOR: JOHN WEBSTER Mgmt For For
2 APPOINTMENT OF KPMG AS AUDITORS OF THE Mgmt For For
CORPORATION FOR THE ENSUING YEAR
3 AUTHORIZE THE DIRECTORS TO FIX THE Mgmt For For
AUDITOR'S PAY
4 APPROVE AN ORDINARY RESOLUTION AS SET OUT Mgmt Against Against
IN THE MANAGEMENT PROXY CIRCULAR SUPPORTING
THE COMPANY'S APPROACH TO EXECUTIVE
COMPENSATION ON AN ADVISORY BASIS
--------------------------------------------------------------------------------------------------------------------------
EQUINOX GOLD CORP Agenda Number: 715382583
--------------------------------------------------------------------------------------------------------------------------
Security: 29446Y502
Meeting Type: MIX
Meeting Date: 04-May-2022
Ticker:
ISIN: CA29446Y5020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1
TO 1.9 AND 2. THANK YOU.
1.1 ELECTION OF DIRECTOR: ROSS BEATY Mgmt For For
1.2 ELECTION OF DIRECTOR: LENARD BOGGIO Mgmt For For
1.3 ELECTION OF DIRECTOR: MARYSE BELANGER Mgmt Against Against
1.4 ELECTION OF DIRECTOR: FRANCOIS BELLEMARE Mgmt For For
1.5 ELECTION OF DIRECTOR: GORDON CAMPBELL Mgmt Against Against
1.6 ELECTION OF DIRECTOR: WESLEY CLARK Mgmt For For
1.7 ELECTION OF DIRECTOR: DR. SALLY EYRE Mgmt Against Against
1.8 ELECTION OF DIRECTOR: MARSHALL KOVAL Mgmt For For
1.9 ELECTION OF DIRECTOR: CHRISTIAN MILAU Mgmt For For
2 APPOINTMENT OF KMPG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT AUDITOR TO SERVE FOR THE
ENSUING YEAR AND AUTHORIZING THE BOARD TO
SET THE AUDITOR'S REMUNERATION
3 RESOLVED THAT: THE MAXIMUM NUMBER OF SHARES Mgmt Against Against
ISSUABLE UPON THE VESTING OF RESTRICTED
SHARE UNITS GRANTED UNDER THE COMPANY'S
RESTRICTED SHARE UNIT PLAN BE INCREASED BY
5,400,000, FROM 7,000,000 TO 12,400,000;
AND ANY DIRECTOR OR OFFICER OF THE COMPANY
IS AUTHORIZED AND DIRECTED, ACTING FOR, IN
THE NAME OF AND ON BEHALF OF THE COMPANY,
TO EXECUTE OR CAUSE TO BE EXECUTED, AND TO
DELIVER OR CAUSE TO BE DELIVERED, ALL SUCH
OTHER DOCUMENTS REQUIRED TO GIVE EFFECT TO
THESE RESOLUTIONS
4 RESOLVED THAT, ON AN ADVISORY BASIS, AND Mgmt Against Against
NOT TO DIMINISH THE ROLE AND
RESPONSIBILITIES OF THE BOARD, THAT THE
SHAREHOLDERS ACCEPT THE APPROACH TO
EXECUTIVE COMPENSATION DISCLOSED IN THE
COMPANY'S MANAGEMENT INFORMATION CIRCULAR
DATED MARCH 22, 2022, DELIVERED IN ADVANCE
OF ITS ANNUAL & SPECIAL MEETING OF
SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
EVOLUTION MINING LTD Agenda Number: 714739793
--------------------------------------------------------------------------------------------------------------------------
Security: Q3647R147
Meeting Type: AGM
Meeting Date: 25-Nov-2021
Ticker:
ISIN: AU000000EVN4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 3, 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ADOPTION OF REMUNERATION REPORT Mgmt For For
2 RE-ELECTION OF MR LAWRENCE (LAWRIE) CONWAY Mgmt For For
AS A DIRECTOR OF THE COMPANY
3 ISSUE OF PERFORMANCE RIGHTS TO MR JACOB Mgmt For For
(JAKE) KLEIN
4 ISSUE OF PERFORMANCE RIGHTS TO MR LAWRENCE Mgmt For For
(LAWRIE) CONWAY
--------------------------------------------------------------------------------------------------------------------------
GCM MINING CORP Agenda Number: 715653057
--------------------------------------------------------------------------------------------------------------------------
Security: 36168L105
Meeting Type: MIX
Meeting Date: 15-Jun-2022
Ticker:
ISIN: CA36168L1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.A
TO 2.G AND 3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT 7 Mgmt For For
2.A ELECTION OF DIRECTOR: SERAFINO IACONO Mgmt Against Against
2.B ELECTION OF DIRECTOR: MIGUEL DE LA CAMPA Mgmt For For
2.C ELECTION OF DIRECTOR: DE LYLE BLOOMQUIST Mgmt For For
2.D ELECTION OF DIRECTOR: HERNAN JUAN JOSE Mgmt Against Against
MARTINEZ TORRES
2.E ELECTION OF DIRECTOR: ROBERT METCALFE Mgmt Against Against
2.F ELECTION OF DIRECTOR: JAIME PEREZ BRANGER Mgmt Against Against
2.G ELECTION OF DIRECTOR: BELINDA LABATTE Mgmt For For
3 APPOINTMENT OF KPMG LLP AS AUDITOR OF THE Mgmt For For
CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
4 TO PASS AN ORDINARY RESOLUTION APPROVING Mgmt For For
AND RECONFIRMING THE ADOPTION OF THE
SHAREHOLDER RIGHTS PLAN OF THE CORPORATION
DATED AS OF JANUARY 2, 2019 BETWEEN THE
CORPORATION AND TSX TRUST COMPANY AS RIGHTS
AGENT, ORIGINALLY ADOPTED BY THE BOARD OF
DIRECTORS ON DECEMBER 11, 2018, AND
CONFIRMED BY THE SHAREHOLDERS OF THE
CORPORATION ON JUNE 13, 2019, AS MORE
PARTICULARLY DESCRIBED IN THE ACCOMPANYING
MANAGEMENT INFORMATION CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
GOLD ROAD RESOURCES LTD Agenda Number: 715392673
--------------------------------------------------------------------------------------------------------------------------
Security: Q4202N117
Meeting Type: AGM
Meeting Date: 19-May-2022
Ticker:
ISIN: AU000000GOR5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 4, 5, 6 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 REMUNERATION REPORT Mgmt For For
2 ELECTION OF DIRECTOR - MR BRIAN LEVET Mgmt For For
3 ELECTION OF DIRECTOR - MS DENISE MCCOMISH Mgmt For For
4 APPROVAL OF GRANT OF LONG TERM INCENTIVE Mgmt For For
PERFORMANCE RIGHTS - MR DUNCAN GIBBS -
2022-2024 LTI PROGRAM
5 APPROVAL OF GRANT OF SHORT TERM INCENTIVE Mgmt For For
PERFORMANCE RIGHTS - MR DUNCAN GIBBS - 2022
STI PROGRAM
6 APPROVAL OF INCREASE IN THE AGGREGATE Mgmt For For
NON-EXECUTIVE DIRECTORS FEES
7 APPROVAL TO AMEND THE CONSTITUTION Mgmt For For
CMMT IF A PROPORTIONAL TAKEOVER BID IS MADE FOR Non-Voting
THE COMPANY, A SHARE TRANSFER TO THE
OFFEROR CANNOT BE REGISTERED UNTIL THE BID
IS APPROVED BY MEMBERS NOT ASSOCIATED WITH
THE BIDDER. THE RESOLUTION MUST BE
CONSIDERED AT A MEETING HELD MORE THAN 14
DAYS BEFORE THE BID CLOSES. EACH MEMBER HAS
ONE VOTE FOR EACH FULLY PAID SHARE HELD.
THE VOTE IS DECIDED ON A SIMPLE MAJORITY.
THE BIDDER AND ITS ASSOCIATES ARE NOT
ALLOWED TO VOTE
8 APPROVAL OF PROPORTIONAL TAKEOVER Mgmt For For
PROVISIONS
--------------------------------------------------------------------------------------------------------------------------
GOLDEN STAR RESOURCES LTD. Agenda Number: 935530700
--------------------------------------------------------------------------------------------------------------------------
Security: 38119T807
Meeting Type: Special
Meeting Date: 30-Dec-2021
Ticker: GSS
ISIN: CA38119T8077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To consider pursuant to an interim order of Mgmt For For
the Ontario Superior Court of Justice
(Commercial List) dated November 25, 2021
and, if thought fit, pass, with or without
amendment, a special resolution approving
an arrangement involving Golden Star
Resources Ltd., Chifeng Jilong Gold Mining
Co., Ltd. and Chijin International (Hong
Kong) Limited and/or its assignee, under
Section 192 of the Canada Business
Corporations Act, the full text of which
resolution is set forth in Appendix "A" to
the information circular.
--------------------------------------------------------------------------------------------------------------------------
GREAT BEAR RESOURCES LTD Agenda Number: 715099138
--------------------------------------------------------------------------------------------------------------------------
Security: 390143709
Meeting Type: SGM
Meeting Date: 14-Feb-2022
Ticker:
ISIN: CA3901437093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
CMMT PLEASE NOTE THAT THIS MEETING MENTIONS Non-Voting
DISSENTER'S RIGHTS, PLEASE REFER TO THE
MANAGEMENT INFORMATION CIRCULAR FOR DETAILS
1 TO CONSIDER AND, IF DEEMED ADVISABLE, TO Mgmt For For
PASS, WITH OR WITHOUT VARIATION, A SPECIAL
RESOLUTION, THE FULL TEXT OF WHICH IS SET
FORTH IN APPENDIX A TO THE MANAGEMENT
INFORMATION CIRCULAR OF THE COMPANY DATED
JANUARY 13, 2022, APPROVING A PLAN OF
ARRANGEMENT INVOLVING THE COMPANY AND
KINROSS GOLD CORPORATION, AND THE GREAT
BEAR SECURITYHOLDERS UNDER DIVISION 5 OF
PART 9 OF THE BUSINESS CORPORATIONS ACT
(BRITISH COLUMBIA)
--------------------------------------------------------------------------------------------------------------------------
GREAT PANTHER MINING LIMITED Agenda Number: 935660250
--------------------------------------------------------------------------------------------------------------------------
Security: 39115V101
Meeting Type: Annual and Special
Meeting Date: 29-Jun-2022
Ticker: GPL
ISIN: CA39115V1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To set the number of Directors at seven Mgmt For For
(7).
2 DIRECTOR
Trudy M. Curran Mgmt Withheld Against
Joseph Gallucci Mgmt For For
Alan Hair Mgmt For For
John Jennings Mgmt Withheld Against
Elise Rees Mgmt Withheld Against
Kevin Ross Mgmt For For
Dana Williams Mgmt For For
3 To appoint KPMG LLP, Chartered Professional Mgmt For For
Accountants as Auditor of the Company for
the ensuing year.
4 To authorize the Company to consolidate its Mgmt For For
common shares on the basis of one
post-consolidation common share for a
number of pre-consolidation common shares
to be determined by the Board of Directors
within a range of between two (2) and
twenty (20) common shares, as more fully
described in the accompanying management
information circular.
--------------------------------------------------------------------------------------------------------------------------
GREATLAND GOLD PLC Agenda Number: 714911511
--------------------------------------------------------------------------------------------------------------------------
Security: G41575104
Meeting Type: AGM
Meeting Date: 14-Dec-2021
Ticker:
ISIN: GB00B15XDH89
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 RE-ELECT ALEX BORRELLI AS DIRECTOR Mgmt For For
3 ELECT SHAUN DAY AS DIRECTOR Mgmt Against Against
4 ELECT PAUL HALLAM AS DIRECTOR Mgmt For For
5 REAPPOINT PKF LITTLEJOHN LLP AS AUDITORS Mgmt For For
6 AUTHORISE BOARD TO FIX REMUNERATION OF Mgmt For For
AUDITORS
7 AUTHORISE ISSUE OF EQUITY Mgmt For For
8 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
9 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
--------------------------------------------------------------------------------------------------------------------------
I-80 GOLD CORP Agenda Number: 715480492
--------------------------------------------------------------------------------------------------------------------------
Security: 44955L106
Meeting Type: AGM
Meeting Date: 10-May-2022
Ticker:
ISIN: CA44955L1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' FOR ALL
RESOLUTION NUMBERS 1.A TO 1.G AND 2. THANK
YOU
1.A ELECTION OF DIRECTOR: RON CLAYTON Mgmt For For
1.B ELECTION OF DIRECTOR: EWAN DOWNIE Mgmt For For
1.C ELECTION OF DIRECTOR: EVA BELLISSIMO Mgmt For For
1.D ELECTION OF DIRECTOR: JOHN BEGEMAN Mgmt Against Against
1.E ELECTION OF DIRECTOR: JOHN SEAMAN Mgmt Against Against
1.F ELECTION OF DIRECTOR: GREG SMITH Mgmt For For
1.G ELECTION OF DIRECTOR: ARTHUR EINAV Mgmt Against Against
2 APPOINTMENT OF GRANT THORNTON AS AUDITOR OF Mgmt For For
THE CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
--------------------------------------------------------------------------------------------------------------------------
IAMGOLD CORP Agenda Number: 715424658
--------------------------------------------------------------------------------------------------------------------------
Security: 450913108
Meeting Type: AGM
Meeting Date: 03-May-2022
Ticker:
ISIN: CA4509131088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.8 AND
2. THANK YOU
1.1 ELECTION OF DIRECTOR: IAN ASHBY Mgmt For For
1.2 ELECTION OF DIRECTOR: MARYSE BELANGER Mgmt Against Against
1.3 ELECTION OF DIRECTOR: ANN MASSE Mgmt For For
1.4 ELECTION OF DIRECTOR: LAWRENCE PETER Mgmt For For
O'HAGAN
1.5 ELECTION OF DIRECTOR: KEVIN O'KANE Mgmt For For
1.6 ELECTION OF DIRECTOR: DAVID SMITH Mgmt Against Against
1.7 ELECTION OF DIRECTOR: DEBORAH STARKMAN Mgmt Against Against
1.8 ELECTION OF DIRECTOR: ANNE MARIE TOUTANT Mgmt Against Against
2 APPOINTMENT OF KPMG LLP, CHARTERED Mgmt For For
ACCOUNTANTS, AS AUDITOR OF THE CORPORATION
FOR THE ENSUING YEAR AND AUTHORIZING THE
DIRECTORS TO FIX THEIR REMUNERATION
3 RESOLVED THAT, ON AN ADVISORY BASIS AND NOT Mgmt Against Against
TO DIMINISH THE ROLE AND RESPONSIBILITIES
OF THE BOARD OF DIRECTORS, THE SHAREHOLDERS
ACCEPT THE APPROACH TO EXECUTIVE
COMPENSATION DISCLOSED IN THE MANAGEMENT
INFORMATION CIRCULAR OF IAMGOLD CORPORATION
DATED APRIL 6, 2022
--------------------------------------------------------------------------------------------------------------------------
JAGUAR MINING INC Agenda Number: 715578502
--------------------------------------------------------------------------------------------------------------------------
Security: 47009M889
Meeting Type: AGM
Meeting Date: 03-Jun-2022
Ticker:
ISIN: CA47009M8896
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.7 AND
2. THANK YOU
1.1 ELECTION OF DIRECTOR: WILLIAM J. KENNEDY Mgmt For For
1.2 ELECTION OF DIRECTOR: BENJAMIN GUENTHER Mgmt Against Against
1.3 ELECTION OF DIRECTOR: LUIS RICARDO MIRAGLIA Mgmt For For
1.4 ELECTION OF DIRECTOR: THOMAS WENG Mgmt Against Against
1.5 ELECTION OF DIRECTOR: JOHN ELLIS Mgmt Against Against
1.6 ELECTION OF DIRECTOR: SHASTRI RAMNATH Mgmt Against Against
1.7 ELECTION OF DIRECTOR: MARY-LYNN OKE Mgmt For For
2 APPOINTMENT OF KPMG LLP, CHARTERED Mgmt For For
ACCOUNTANTS AS AUDITOR OF THE CORPORATION
FOR THE ENSUING YEAR AND AUTHORIZING THE
DIRECTORS TO FIX THEIR REMUNERATION
3 TO RATIFY AND RE-APPROVE THE CORPORATION'S Mgmt For For
STOCK OPTION PLAN AND RATIFY AND APPROVE
CERTAIN STOCK OPTION GRANTS MADE
THEREUNDER, AS MORE PARTICULARLY SET OUT IN
THE ACCOMPANYING INFORMATION CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
K92 MINING INC Agenda Number: 714708318
--------------------------------------------------------------------------------------------------------------------------
Security: 499113108
Meeting Type: MIX
Meeting Date: 28-Oct-2021
Ticker:
ISIN: CA4991131083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT RESOLUTION 5 IS TO BE Non-Voting
APPROVED BY DISINTERESTED SHAREHOLDERS.
THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1, 4 AND 5 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.A
TO 2.H AND 3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT 8 Mgmt For For
2.A ELECTION OF DIRECTOR: R. STUART ANGUS Mgmt Against Against
2.B ELECTION OF DIRECTOR: MARK EATON Mgmt For For
2.C ELECTION OF DIRECTOR: ANNE E. GIARDINI Mgmt For For
2.D ELECTION OF DIRECTOR: SAURABH HANDA Mgmt For For
2.E ELECTION OF DIRECTOR: CYNDI LAVAL Mgmt For For
2.F ELECTION OF DIRECTOR: JOHN D. LEWINS Mgmt Against Against
2.G ELECTION OF DIRECTOR: JOHN (IAN) STALKER Mgmt For For
2.H ELECTION OF DIRECTOR: GRAHAM WHEELOCK Mgmt For For
3 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLC Mgmt Against Against
AS AUDITOR OF THE COMPANY FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION
4 TO CONSIDER AND IF THOUGHT FIT, APPROVE THE Mgmt Against Against
ADOPTION OF THE NEW ARTICLES OF
INCORPORATION OF THE COMPANY AS MORE
PARTICULARLY DESCRIBED IN THE ACCOMPANYING
INFORMATION CIRCULAR
5 TO CONSIDER AND, IF THOUGHT ADVISABLE, Mgmt For For
APPROVE THE ADOPTION OF THE SHARE
COMPENSATION PLAN OF THE COMPANY, AS MORE
PARTICULARLY DESCRIBED IN THE ACCOMPANYING
INFORMATION CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
K92 MINING INC Agenda Number: 715767058
--------------------------------------------------------------------------------------------------------------------------
Security: 499113108
Meeting Type: AGM
Meeting Date: 30-Jun-2022
Ticker:
ISIN: CA4991131083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 1 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 2.A TO 2.I AND
3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT NINE (9) Mgmt For For
2.A ELECTION OF DIRECTOR: R. STUART ANGUS Mgmt Against Against
2.B ELECTION OF DIRECTOR: MARK EATON Mgmt Against Against
2.C ELECTION OF DIRECTOR: ANNE GIARDINI Mgmt For For
2.D ELECTION OF DIRECTOR: SAURABH HANDA Mgmt Against Against
2.E ELECTION OF DIRECTOR: CYNDI LAVAL Mgmt For For
2.F ELECTION OF DIRECTOR: NAN LEE Mgmt For For
2.G ELECTION OF DIRECTOR: JOHN LEWINS Mgmt Against Against
2.H ELECTION OF DIRECTOR: JOHN (IAN) STALKER Mgmt For For
2.I ELECTION OF DIRECTOR: GRAHAM WHEELOCK Mgmt For For
3 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLC Mgmt Against Against
AS AUDITOR OF THE COMPANY FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION
--------------------------------------------------------------------------------------------------------------------------
KARORA RESOURCES INC Agenda Number: 715680977
--------------------------------------------------------------------------------------------------------------------------
Security: 48575L206
Meeting Type: MIX
Meeting Date: 16-Jun-2022
Ticker:
ISIN: CA48575L2066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.7 AND
2. THANK YOU
1.1 ELECTION OF DIRECTOR: PETER GOUDIE Mgmt Against Against
1.2 ELECTION OF DIRECTOR: SCOTT M. HAND Mgmt Against Against
1.3 ELECTION OF DIRECTOR: PAUL HUET Mgmt Against Against
1.4 ELECTION OF DIRECTOR: WARWICK MORLEY-JEPSON Mgmt Against Against
1.5 ELECTION OF DIRECTOR: SHIRLEY IN'T VELD Mgmt Against Against
1.6 ELECTION OF DIRECTOR: MERI VERLI Mgmt For For
1.7 ELECTION OF DIRECTOR: CHAD WILLIAMS Mgmt Against Against
2 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Mgmt For For
CHARTERED ACCOUNTANTS, AS AUDITORS OF THE
CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THE
REMUNERATION TO BE PAID TO THE AUDITORS
3 APPROVE, WITH OR WITHOUT VARIATION, AN Mgmt Against Against
ORDINARY RESOLUTION OF THE CORPORATION,
SUBSTANTIALLY IN THE FORM OF RESOLUTION #1
INCLUDED IN APPENDIX B TO THE MANAGEMENT
INFORMATION CIRCULAR RESOLVING, INTER ALIA,
THAT (I) THE AMENDMENTS TO THE
CORPORATION'S SHARE INCENTIVE PLAN (THE
"PLAN") AS DESCRIBED IN THE MANAGEMENT
INFORMATION CIRCULAR, AND IN THE FORM SET
FORTH IN APPENDIX C THERETO, BE APPROVED;
(II) ALL UNALLOCATED ENTITLEMENTS UNDER THE
PLAN, AS AMENDED, BE APPROVED; AND (III)
THE CORPORATION HAVE THE ABILITY TO
CONTINUE GRANTING ENTITLEMENTS UNDER THE
PLAN UNTIL JUNE 16, 2025
--------------------------------------------------------------------------------------------------------------------------
LUNDIN GOLD INC Agenda Number: 715424773
--------------------------------------------------------------------------------------------------------------------------
Security: 550371108
Meeting Type: AGM
Meeting Date: 05-May-2022
Ticker:
ISIN: CA5503711080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3, 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1
TO 1.9 AND 2. THANK YOU
1.1 ELECTION OF DIRECTOR: CARMEL DANIELE Mgmt For For
1.2 ELECTION OF DIRECTOR: GILLIAN DAVIDSON Mgmt For For
1.3 ELECTION OF DIRECTOR: IAN W. GIBBS Mgmt Against Against
1.4 ELECTION OF DIRECTOR: CHANTAL GOSSELIN Mgmt Against Against
1.5 ELECTION OF DIRECTOR: ASHLEY HEPPENSTALL Mgmt Against Against
1.6 ELECTION OF DIRECTOR: RON F. HOCHSTEIN Mgmt Against Against
1.7 ELECTION OF DIRECTOR: CRAIG JONES Mgmt For For
1.8 ELECTION OF DIRECTOR: JACK LUNDIN Mgmt For For
1.9 ELECTION OF DIRECTOR: BOB THIELE Mgmt For For
2 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS AUDITORS OF THE CORPORATION FOR THE
ENSUING YEAR AND AUTHORIZING THE DIRECTORS
TO FIX THEIR REMUNERATION
3 TO AUTHORIZE AND APPROVE IN A NON-BINDING, Mgmt Against Against
ADVISORY MANNER THE SAY ON PAY RESOLUTION
AS PRESENTED IN THE ACCOMPANYING MANAGEMENT
INFORMATION CIRCULAR DATED MARCH 16, 2022
4 TO APPROVE, WITH OR WITHOUT AMENDMENT, AN Mgmt Against Against
ORDINARY RESOLUTION OF SHAREHOLDERS
APPROVING AMENDMENTS TO, AND UNALLOCATED
ENTITLEMENTS UNDER, THE COMPANY'S OMNIBUS
EQUITY INCENTIVE PLAN, THE FULL TEXT OF
WHICH RESOLUTION IS SET OUT IN THE
ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR DATED MARCH 16, 2022
--------------------------------------------------------------------------------------------------------------------------
NOVAGOLD RESOURCES INC Agenda Number: 715313627
--------------------------------------------------------------------------------------------------------------------------
Security: 66987E206
Meeting Type: AGM
Meeting Date: 18-May-2022
Ticker:
ISIN: CA66987E2069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 31 MAR 2022: PLEASE NOTE THAT SHAREHOLDERS Non-Voting
ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 2.A TO 2.K AND
3. THANK YOU
1 NUMBER OF DIRECTORS: APPROVAL OF AN Mgmt For For
ORDINARY RESOLUTION SETTING THE NUMBER OF
DIRECTORS AT ELEVEN. SEE DISCLOSURE UNDER
THE HEADING "NUMBER OF DIRECTORS" AS SET
OUT IN THE COMPANY'S MANAGEMENT INFORMATION
CIRCULAR DATED MARCH 25, 2022
2.A ELECTION OF DIRECTOR: DR. ELAINE Mgmt Against Against
DORWARD-KING
2.B ELECTION OF DIRECTOR: SHARON DOWDALL Mgmt Against Against
2.C ELECTION OF DIRECTOR: DR. DIANE GARRETT Mgmt For For
2.D ELECTION OF DIRECTOR: DR. THOMAS KAPLAN Mgmt For For
2.E ELECTION OF DIRECTOR: GREGORY LANG Mgmt For For
2.F ELECTION OF DIRECTOR: IGOR LEVENTAL Mgmt Against Against
2.G ELECTION OF DIRECTOR: KALIDAS MADHAVPEDDI Mgmt Against Against
2.H ELECTION OF DIRECTOR: KEVIN MCARTHUR Mgmt For For
2.I ELECTION OF DIRECTOR: CLYNTON NAUMAN Mgmt Against Against
2.J ELECTION OF DIRECTOR: ETHAN SCHUTT Mgmt For For
2.K ELECTION OF DIRECTOR: ANTHONY WALSH Mgmt Against Against
3 APPOINTMENT OF AUDITORS: APPOINTMENT OF Mgmt Against Against
PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS
OF THE COMPANY FOR THE FISCAL YEAR ENDING
NOVEMBER 30, 2022 AND AUTHORIZING THE
DIRECTORS TO FIX THEIR REMUNERATION. SEE
DISCLOSURE UNDER THE HEADING "APPOINTMENT
OF AUDITOR" AS SET OUT IN THE COMPANY'S
MANAGEMENT INFORMATION CIRCULAR DATED MARCH
25, 2022
4 APPROVAL OF NON-BINDING ADVISORY VOTE ON Mgmt Against Against
EXECUTIVE COMPENSATION: APPROVAL OF A
NON-BINDING RESOLUTION APPROVING THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS. SEE DISCLOSURE UNDER
THE HEADING "ADDITIONAL MATTERS TO BE ACTED
UPON" AS SET OUT IN THE COMPANY'S
MANAGEMENT INFORMATION CIRCULAR DATED MARCH
25, 2022
CMMT 31 MAR 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
OCEANAGOLD CORP Agenda Number: 715616504
--------------------------------------------------------------------------------------------------------------------------
Security: 675222103
Meeting Type: MIX
Meeting Date: 09-Jun-2022
Ticker:
ISIN: CA6752221037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.7 AND
2. THANK YOU
1.1 ELECTION OF DIRECTOR: PAUL BENSON Mgmt Against Against
1.2 ELECTION OF DIRECTOR: IAN M REID Mgmt For For
1.3 ELECTION OF DIRECTOR: CRAIG J NELSEN Mgmt Against Against
1.4 ELECTION OF DIRECTOR: CATHERINE A GIGNAC Mgmt Against Against
1.5 ELECTION OF DIRECTOR: SANDRA M DODDS Mgmt Against Against
1.6 ELECTION OF DIRECTOR: MICHAEL J MCMULLEN Mgmt For For
1.7 ELECTION OF DIRECTOR: GERARD M BOND Mgmt For For
2 APPOINTMENT OF PRICEWATERHOUSECOOPERS AS Mgmt For For
THE COMPANY'S AUDITORS TO HOLD OFFICE UNTIL
THE NEXT ANNUAL MEETING OF SHAREHOLDERS AND
TO AUTHORISE THE BOARD OF DIRECTORS TO
DETERMINE THEIR COMPENSATION
3 APPROVAL OF A NON-BINDING ADVISORY Mgmt Against Against
RESOLUTION ACCEPTING THE APPROACH TO
EXECUTIVE COMPENSATION DISCLOSED IN THE
COMPANY'S MANAGEMENT INFORMATION CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
OSISKO GOLD ROYALTIES LTD Agenda Number: 715475643
--------------------------------------------------------------------------------------------------------------------------
Security: 68827L101
Meeting Type: AGM
Meeting Date: 12-May-2022
Ticker:
ISIN: CA68827L1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: THE HONOURABLE JOHN Mgmt For For
R. BAIRD
1.2 ELECTION OF DIRECTOR: JOANNE FERSTMAN Mgmt Against Against
1.3 ELECTION OF DIRECTOR: EDIE HOFMEISTER Mgmt For For
1.4 ELECTION OF DIRECTOR: WILLIAM MURRAY JOHN Mgmt For For
1.5 ELECTION OF DIRECTOR: PIERRE LABBE Mgmt Against Against
1.6 ELECTION OF DIRECTOR: CANDACE MACGIBBON Mgmt Against Against
1.7 ELECTION OF DIRECTOR: CHARLES E. PAGE Mgmt For For
1.8 ELECTION OF DIRECTOR: SEAN ROOSEN Mgmt For For
1.9 ELECTION OF DIRECTOR: SANDEEP SINGH Mgmt For For
2 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
THE CORPORATION'S INDEPENDENT AUDITOR FOR
FISCAL YEAR 2022 AND TO AUTHORIZE THE
DIRECTORS TO FIX ITS REMUNERATION
3 ORDINARY RESOLUTION TO APPROVE AMENDMENTS Mgmt For For
TO THE DEFERRED SHARE UNIT PLAN AND APPROVE
THE UNALLOCATED RIGHTS AND ENTITLEMENTS
UNDER SUCH PLAN AS MORE FULLY DESCRIBED IN
THE ACCOMPANYING CIRCULAR
4 ADVISORY RESOLUTION SUPPORTING OSISKO'S Mgmt Against Against
APPROACH TO EXECUTIVE COMPENSATION THE FULL
TEXT OF WHICH IS REPRODUCED IN THE
ACCOMPANYING CIRCULAR
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1
TO 1.9 AND 2. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
OSISKO MINING INC Agenda Number: 715530475
--------------------------------------------------------------------------------------------------------------------------
Security: 688281104
Meeting Type: AGM
Meeting Date: 30-May-2022
Ticker:
ISIN: CA6882811046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 1.A TO 1.H AND 2. THANK
YOU
1.A ELECTION OF DIRECTOR: MR. JOHN BURZYNSKI Mgmt For For
1.B ELECTION OF DIRECTOR: MR. JOSE VIZQUERRA Mgmt For For
BENAVIDES
1.C ELECTION OF DIRECTOR: MR. PATRICK ANDERSON Mgmt For For
1.D ELECTION OF DIRECTOR: MR. KEITH MCKAY Mgmt Against Against
1.E ELECTION OF DIRECTOR: MS. AMY SATOV Mgmt Against Against
1.F ELECTION OF DIRECTOR: MR. BERNARDO ALVAREZ Mgmt Against Against
CALDERON
1.G ELECTION OF DIRECTOR: MS. ANDREE ST-GERMAIN Mgmt For For
1.H ELECTION OF DIRECTOR: MS. CATHY SINGER Mgmt For For
2 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS AUDITOR OF THE CORPORATION FOR THE
ENSUING YEAR AND AUTHORIZING THE DIRECTORS
TO FIX THEIR REMUNERATION
--------------------------------------------------------------------------------------------------------------------------
PAN AFRICAN RESOURCES PLC Agenda Number: 714840813
--------------------------------------------------------------------------------------------------------------------------
Security: G6882W102
Meeting Type: AGM
Meeting Date: 25-Nov-2021
Ticker:
ISIN: GB0004300496
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ACCOUNTS AND THE REPORTS OF Mgmt For For
THE DIRECTORS OF THE COMPANY AND AUDITORS
THEREON
2 TO APPROVE THE PAYMENT OF A FINAL DIVIDEND Mgmt For For
FOR THE YEAR ENDED 30 JUNE 2021
3 TO RE-ELECT KC SPENCER AS AN INDEPENDENT Mgmt Against Against
NON-EXECUTIVE DIRECTOR OF THE COMPANY
4 TO RE-ELECT GP LOUW AS A DIRECTOR OF THE Mgmt For For
COMPANY
5 TO RE-ELECT TF MOSOLOLI AS AN INDEPENDENT Mgmt For For
NON- EXECUTIVE DIRECTOR OF THE COMPANY
6 TO ELECT D EARP AS AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
7 TO ELECT D EARP AS MEMBER OF THE AUDIT AND Mgmt For For
RISK COMMITTEE
8 TO RE-ELECT CDS NEEDHAM AS A MEMBER OF THE Mgmt For For
AUDIT AND RISK COMMITTEE
9 TO RE-ELECT TF MOSOLOI AS A MEMBER OF THE Mgmt For For
AUDIT AND RISK COMMITTEE
10 TO ENDORSE THE COMPANY'S REMUNERATION Mgmt For For
POLICY
11 THE COMPANY'S REMUNERATION IMPLEMENTATION Mgmt For For
REPORT
12 TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS OF THE COMPANY AND TO AUTHORISE
THE DIRECTORS TO DETERMINE THEIR
REMUNERATION
13 TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY Mgmt For For
SECURITIES
14 TO APPROVE MARKET PURCHASES OF ORDINARY Mgmt For For
SHARES
CMMT 28 OCT 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 11. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
PERSEUS MINING LTD Agenda Number: 714741231
--------------------------------------------------------------------------------------------------------------------------
Security: Q74174105
Meeting Type: AGM
Meeting Date: 25-Nov-2021
Ticker:
ISIN: AU000000PRU3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 6 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ADOPTION OF REMUNERATION REPORT Mgmt Against Against
2 RE-ELECTION OF MR DANIEL LOUGHER AS A Mgmt For For
DIRECTOR
3 RE-ELECTION OF MR DAVID RANSOM AS A Mgmt For For
DIRECTOR
4 RE-ELECTION OF AMBER BANFIELD AS A DIRECTOR Mgmt For For
5 CAPITAL RETURN TO SHAREHOLDERS Mgmt For For
6 APPROVAL OF ISSUE OF PERFORMANCE RIGHTS TO Mgmt Against Against
MR QUARTERMAINE
7 ADOPTION OF NEW CONSTITUTION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PRETIUM RESOURCES INC Agenda Number: 714988954
--------------------------------------------------------------------------------------------------------------------------
Security: 74139C102
Meeting Type: SGM
Meeting Date: 20-Jan-2022
Ticker:
ISIN: CA74139C1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
CMMT PLEASE NOTE THAT THIS MEETING MENTIONS Non-Voting
DISSENTER'S RIGHTS, PLEASE REFER TO THE
MANAGEMENT INFORMATION CIRCULAR FOR DETAILS
1 TO CONSIDER AND, IF THOUGHT ADVISABLE, TO Mgmt For For
PASS A SPECIAL RESOLUTION OF SHAREHOLDERS
AND OPTION HOLDERS, VOTING TOGETHER AS A
SINGLE CLASS, APPROVING A PLAN OF
ARRANGEMENT INVOLVING PRETIUM RESOURCES
INC., NEWCREST MINING LIMITED AND NEWCREST
BC MINING LTD. UNDER SECTION 288 OF THE
BUSINESS CORPORATIONS ACT (BRITISH
COLUMBIA), AS MORE FULLY DESCRIBED IN THE
INFORMATION CIRCULAR ACCOMPANYING THE
NOTICE OF MEETING
--------------------------------------------------------------------------------------------------------------------------
PT ARCHI INDONESIA TBK Agenda Number: 715367365
--------------------------------------------------------------------------------------------------------------------------
Security: Y012BT102
Meeting Type: AGM
Meeting Date: 26-Apr-2022
Ticker:
ISIN: ID1000161003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE COMPANY'S ANNUAL REPORT AND Mgmt For For
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR
ENDING DECEMBER 31, 2021
2 DETERMINATION OF APPROPRIATION OF THE Mgmt For For
COMPANY'S NET PROFIT FOR THE FINANCIAL YEAR
ENDING DECEMBER 31, 2021 AND GENERAL
RESERVES (APPROPRIATED)
3 APPOINTMENT OF PUBLIC ACCOUNTANT AND/OR Mgmt Against Against
PUBLIC ACCOUNTANT FIRM TO PERFORM AUDIT ON
THE COMPANY'S CONSOLIDATED FINANCIAL
STATEMENTS FOR THE FINANCIAL YEAR ENDING
DECEMBER 31, 2022
4 DETERMINATION OF THE AMOUNT OF SALARY OR Mgmt For For
HONORARIUM AND/OR ALLOWANCE FOR BOARD OF
COMMISSIONERS AND BOARD OF DIRECTORS FOR
THE YEAR OF 2022
5 CHANGES IN THE COMPOSITION OF THE COMPANY'S Mgmt Against Against
BOARD OF DIRECTORS AND BOARD OF
COMMISSIONERS
6 REPORT ON THE REALIZATION OF THE Mgmt For For
UTILIZATION OF PROCEEDS FROM THE COMPANY'S
INITIAL PUBLIC OFFERING
--------------------------------------------------------------------------------------------------------------------------
RAMELIUS RESOURCES LTD Agenda Number: 714807813
--------------------------------------------------------------------------------------------------------------------------
Security: Q7982E108
Meeting Type: AGM
Meeting Date: 25-Nov-2021
Ticker:
ISIN: AU000000RMS4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 4, 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ADOPTION OF REMUNERATION REPORT Mgmt For For
(NON-BINDING RESOLUTION)
2 ELECTION OF ROBERT SCOTT VASSIE AS A Mgmt For For
DIRECTOR
3 RE-ELECTION OF MICHAEL ANDREW BOHM AS A Mgmt For For
DIRECTOR
4 GRANT OF PERFORMANCE RIGHTS TO A DIRECTOR Mgmt For For
5 APPROVAL OF INCREASE TO NON-EXECUTIVE Mgmt For For
DIRECTOR FEE POOL
--------------------------------------------------------------------------------------------------------------------------
RED 5 LTD Agenda Number: 714762704
--------------------------------------------------------------------------------------------------------------------------
Security: Q80507256
Meeting Type: AGM
Meeting Date: 24-Nov-2021
Ticker:
ISIN: AU000000RED3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 4 TO 7 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ELECTION OF ANDREA SUTTON AS A DIRECTOR Mgmt For For
2 RE-ELECTION OF IAN MACPHERSON AS A DIRECTOR Mgmt Against Against
3 RE-ELECTION OF STEVEN TOMBS AS A DIRECTOR Mgmt Against Against
4 REMUNERATION OF NON-EXECUTIVE DIRECTORS Mgmt For For
5 REMUNERATION REPORT Mgmt Against Against
6 APPROVAL TO ISSUE LONG TERM INCENTIVE PLAN Mgmt Against Against
PERFORMANCE RIGHTS TO MARK WILLIAMS
7 APPROVAL TO ISSUE PROJECT INCENTIVE Mgmt Against Against
OPPORTUNITY PERFORMANCE RIGHTS TO MARK
WILLIAMS
--------------------------------------------------------------------------------------------------------------------------
REGIS RESOURCES LTD Agenda Number: 714821091
--------------------------------------------------------------------------------------------------------------------------
Security: Q8059N120
Meeting Type: AGM
Meeting Date: 25-Nov-2021
Ticker:
ISIN: AU000000RRL8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 3 AND 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ADOPTION OF REMUNERATION REPORT Mgmt Against Against
2 RE-ELECTION OF DIRECTOR - STEVE SCUDAMORE Mgmt Against Against
3 APPROVAL OF GRANT OF LONG TERM INCENTIVE Mgmt Against Against
PERFORMANCE RIGHTS TO JIM BEYER
4 APPROVAL OF GRANT OF SHORT TERM INCENTIVE Mgmt Against Against
PERFORMANCE RIGHTS TO JIM BEYER
--------------------------------------------------------------------------------------------------------------------------
RESOLUTE MINING LTD Agenda Number: 715513277
--------------------------------------------------------------------------------------------------------------------------
Security: Q81068100
Meeting Type: AGM
Meeting Date: 20-May-2022
Ticker:
ISIN: AU000000RSG6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 718899 DUE TO RECEIPT OF
WITHDRAWAL FOR RESOLUTIONS 3 AND 6. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1,7 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ADOPTION OF REMUNERATION REPORT Mgmt Against Against
2 RE-ELECTION OF MR MARTIN BOTHA AS A Mgmt For For
DIRECTOR
3 ELECTION OF MR STUART GALE AS A DIRECTOR Non-Voting
4 ELECTION OF MR ADRIAN REYNOLDS AS A Mgmt Against Against
DIRECTOR
5 ELECTION OF MR SIMON JACKSON AS A DIRECTOR Mgmt Against Against
6 APPROVAL OF ANNUAL GRANT OF PERFORMANCE Non-Voting
RIGHTS TO MR STUART GALE
7 APPROVAL OF DEED OF INDEMNITY, ACCESS AND Mgmt For For
INSURANCE
--------------------------------------------------------------------------------------------------------------------------
ROYAL GOLD, INC. Agenda Number: 935500884
--------------------------------------------------------------------------------------------------------------------------
Security: 780287108
Meeting Type: Annual
Meeting Date: 17-Nov-2021
Ticker: RGLD
ISIN: US7802871084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: William Mgmt For For
Heissenbuttel
1B. Election of Class I Director: Jamie Mgmt For For
Sokalsky
2. The approval, on an advisory basis, of the Mgmt Against Against
compensation of our named executive
officers.
3. The ratification of the appointment of Mgmt Against Against
Ernst & Young LLP as our independent
registered public accountant for the fiscal
stub period ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ROYAL GOLD, INC. Agenda Number: 935586896
--------------------------------------------------------------------------------------------------------------------------
Security: 780287108
Meeting Type: Annual
Meeting Date: 25-May-2022
Ticker: RGLD
ISIN: US7802871084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: William Mgmt Against Against
Hayes
1B. Election of Class II Director: Ronald Vance Mgmt Against Against
2. The approval, on an advisory basis, of the Mgmt Against Against
compensation of our named executive
officers.
3. The ratification of the appointment of Mgmt Against Against
Ernst & Young LLP as our independent
registered public accountant for 2022.
--------------------------------------------------------------------------------------------------------------------------
SABINA GOLD & SILVER CORP Agenda Number: 715513760
--------------------------------------------------------------------------------------------------------------------------
Security: 785246109
Meeting Type: MIX
Meeting Date: 25-May-2022
Ticker:
ISIN: CA7852461093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1, 4 AND 5 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1
TO 2.8 AND 3. THANK YOU
1 TO DETERMINE THE NUMBER OF DIRECTORS AT Mgmt For For
EIGHT (8)
2.1 ELECTION OF DIRECTOR: DAVID A. FENNELL Mgmt For For
2.2 ELECTION OF DIRECTOR: DAVID RAE Mgmt Against Against
2.3 ELECTION OF DIRECTOR: ANNA TUDELA Mgmt For For
2.4 ELECTION OF DIRECTOR: D. BRUCE MCLEOD Mgmt For For
2.5 ELECTION OF DIRECTOR: ANTHONY P. WALSH Mgmt Against Against
2.6 ELECTION OF DIRECTOR: LEO ZHAO Mgmt For For
2.7 ELECTION OF DIRECTOR: WALTER SEGSWORTH Mgmt Against Against
2.8 ELECTION OF DIRECTOR: ANNA EL-ERIAN Mgmt Against Against
3 TO APPOINT KPMG LLP, CHARTERED ACCOUNTANTS, Mgmt For For
AS AUDITOR OF THE COMPANY
4 TO CONSIDER, AND IF THOUGHT ADVISABLE, TO Mgmt Against Against
PASS AN ORDINARY RESOLUTION APPROVING THE
COMPANY'S SHARE COMPENSATION PLAN,
INCLUDING CERTAIN AMENDMENTS THERETO AND
ALL UNALLOCATED OPTIONS, RIGHTS AND OTHER
ENTITLEMENTS ISSUABLE THEREUNDER, ALL AS
MORE FULLY DESCRIBED IN THE INFORMATION
CIRCULAR ACCOMPANYING THE NOTICE OF MEETING
5 TO CONSIDER, AND IF THOUGHT ADVISABLE, TO Mgmt For For
PASS AN ORDINARY RESOLUTION OF
DISINTERESTED SHAREHOLDERS APPROVING THE
EQUITY TRANSACTION, CONCURRENT PRIVATE
PLACEMENT AND OFFERING PRIVATE PLACEMENT,
EACH AS DEFINED AND MORE FULLY DESCRIBED IN
THE INFORMATION CIRCULAR ACCOMPANYING THE
NOTICE OF MEETING
--------------------------------------------------------------------------------------------------------------------------
SEABRIDGE GOLD INC. Agenda Number: 935660717
--------------------------------------------------------------------------------------------------------------------------
Security: 811916105
Meeting Type: Annual and Special
Meeting Date: 29-Jun-2022
Ticker: SA
ISIN: CA8119161054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Fix the number of directors at ten (10). Mgmt For For
2 DIRECTOR
Trace Arlaud Mgmt For For
Rudi P. Fronk Mgmt For For
Eliseo Gonzalez-Urien Mgmt Withheld Against
Richard C. Kraus Mgmt Withheld Against
Jay S. Layman Mgmt For For
Melanie R. Miller Mgmt For For
Clement A. Pelletier Mgmt For For
John W. Sabine Mgmt For For
Gary A. Sugar Mgmt Withheld Against
Carol Willson Mgmt For For
3 Appointment of KPMG LLP, Chartered Mgmt For For
Accountants, as Auditors of the Corporation
for the ensuing year.
4 To authorize the Directors to fix the Mgmt For For
remuneration to be paid to the auditors.
5 To amend the Articles of the Corporation to Mgmt For For
set forth the rights and restrictions
attached to the Common shares.
6 To approve an increase in the number of Mgmt Against Against
shares reserved for issue under the
Corporation's Stock Option Plan and RSU
Plan combined by 1,250,000 shares.
7 To transact such other business as may Mgmt For For
properly come before the Meeting.
--------------------------------------------------------------------------------------------------------------------------
SILVER LAKE RESOURCES LTD Agenda Number: 714761738
--------------------------------------------------------------------------------------------------------------------------
Security: Q85014100
Meeting Type: AGM
Meeting Date: 19-Nov-2021
Ticker:
ISIN: AU000000SLR6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 3, 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 NON-BINDING RESOLUTION TO ADOPT Mgmt For For
REMUNERATION REPORT
2 ELECTION OF REBECCA PRAIN AS A DIRECTOR Mgmt For For
3 EMPLOYEE INCENTIVE PLAN Mgmt For For
4 ISSUE OF PERFORMANCE RIGHTS TO LUKE TONKIN Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SSR MINING INC Agenda Number: 715530348
--------------------------------------------------------------------------------------------------------------------------
Security: 784730103
Meeting Type: MIX
Meeting Date: 27-May-2022
Ticker:
ISIN: CA7847301032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 1.1 TO 1.8 AND 5. THANK
YOU.
1.1 ELECTION OF DIRECTOR: A.E. MICHAEL ANGLIN Mgmt Against Against
1.2 ELECTION OF DIRECTOR: ROD ANTAL Mgmt For For
1.3 ELECTION OF DIRECTOR: THOMAS R. BATES, JR Mgmt Against Against
1.4 ELECTION OF DIRECTOR: BRIAN R. BOOTH Mgmt For For
1.5 ELECTION OF DIRECTOR: SIMON A. FISH Mgmt Against Against
1.6 ELECTION OF DIRECTOR: LEIGH ANN FISHER Mgmt For For
1.7 ELECTION OF DIRECTOR: ALAN P. KRUSI Mgmt For For
1.8 ELECTION OF DIRECTOR: KAY PRIESTLY Mgmt For For
2.1 TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, ONE YEAR AS THE FREQUENCY OF FUTURE
ADVISORY VOTES ON THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS: PLEASE
VOTE "FOR" ON THIS RESOLUTION TO APPROVE 1
YEAR
2.2 TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt No vote
BASIS, ONE YEAR AS THE FREQUENCY OF FUTURE
ADVISORY VOTES ON THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS: PLEASE
VOTE "FOR" ON THIS RESOLUTION TO APPROVE 2
YEAR
2.3 TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt No vote
BASIS, ONE YEAR AS THE FREQUENCY OF FUTURE
ADVISORY VOTES ON THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS: PLEASE
VOTE "FOR" ON THIS RESOLUTION TO APPROVE 3
YEAR
2.4 TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt No vote
BASIS, ONE YEAR AS THE FREQUENCY OF FUTURE
ADVISORY VOTES ON THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS: PLEASE
VOTE "FOR" ON THIS RESOLUTION TO APPROVE
ABSTAIN
3 TO APPROVE ON AN ADVISORY (NON-BINDING) Mgmt Against Against
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS DISCLOSED IN THIS
PROXY STATEMENT
4 TO APPROVE, RATIFY AND CONFIRM, WITH OR Mgmt Against Against
WITHOUT VARIATION, THE RESOLUTIONS
APPROVING THE COMPANY'S 2022 EMPLOYEE SHARE
PURCHASE PLAN
5 TO RATIFY THE APPOINTMENT OF Mgmt Against Against
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2022
--------------------------------------------------------------------------------------------------------------------------
ST BARBARA LTD Agenda Number: 714671713
--------------------------------------------------------------------------------------------------------------------------
Security: Q8744Q173
Meeting Type: AGM
Meeting Date: 27-Oct-2021
Ticker:
ISIN: AU000000SBM8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ADOPTION OF THE 2021 REMUNERATION REPORT Mgmt Against Against
2 RE-ELECTION OF DIRECTOR - MS KERRY GLEESON Mgmt Against Against
3 RE-ELECTION OF DIRECTOR - MS STEF LOADER Mgmt For For
4 APPROVAL OF ISSUE OF FY22 PERFORMANCE Mgmt Against Against
RIGHTS TO MR CRAIG JETSON, MANAGING
DIRECTOR AND CHIEF EXECUTIVE OFFICER
5 APPROVAL OF AMENDMENTS TO THE COMPANY'S Mgmt For For
CONSTITUTION
CMMT IF A PROPORTIONAL TAKEOVER BID IS MADE FOR Non-Voting
THE COMPANY, A SHARE TRANSFER TO THE
OFFEROR CANNOT BE REGISTERED UNTIL THE BID
IS APPROVED BY MEMBERS NOT ASSOCIATED WITH
THE BIDDER. THE RESOLUTION MUST BE
CONSIDERED AT A MEETING HELD MORE THAN 14
DAYS BEFORE THE BID CLOSES. EACH MEMBER HAS
ONE VOTE FOR EACH FULLY PAID SHARE HELD.
THE VOTE IS DECIDED ON A SIMPLE MAJORITY.
THE BIDDER AND ITS ASSOCIATES ARE NOT
ALLOWED TO VOTE
6 REINSTATEMENT OF THE PROPORTIONAL TAKEOVER Mgmt For For
PROVISIONS IN THE COMPANY'S CONSTITUTION
--------------------------------------------------------------------------------------------------------------------------
TOREX GOLD RESOURCES INC Agenda Number: 715674190
--------------------------------------------------------------------------------------------------------------------------
Security: 891054603
Meeting Type: MIX
Meeting Date: 22-Jun-2022
Ticker:
ISIN: CA8910546032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3 TO 5 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1
TO 1.8 AND 2. THANK YOU
1.1 ELECTION OF DIRECTOR: RICHARD A. HOWES Mgmt Against Against
1.2 ELECTION OF DIRECTOR: JODY L.M. KUZENKO Mgmt For For
1.3 ELECTION OF DIRECTOR: TONY S. GIARDINI Mgmt Against Against
1.4 ELECTION OF DIRECTOR: JENNIFER J. HOOPER Mgmt For For
1.5 ELECTION OF DIRECTOR: JAY C. KELLERMAN Mgmt For For
1.6 ELECTION OF DIRECTOR: ROSALIE C. MOORE Mgmt For For
1.7 ELECTION OF DIRECTOR: ROY S. SLACK Mgmt For For
1.8 ELECTION OF DIRECTOR: ELIZABETH A. WADEMAN Mgmt Against Against
2 APPOINTMENT OF KPMG LLP, CHARTERED Mgmt Against Against
PROFESSIONAL ACCOUNTANTS, AS AUDITORS OF
THE COMPANY FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
3 APPROVAL OF ALL UNALLOCATED SHARE UNITS Mgmt Against Against
UNDER THE COMPANY'S EMPLOYEE SHARE UNIT
PLAN
4 APPROVAL OF ALL UNALLOCATED RESTRICTED Mgmt Against Against
SHARE UNITS UNDER THE COMPANY'S RESTRICTED
SHARE PLAN
5 TO CONSIDER AND, IF DEEMED APPROPRIATE, TO Mgmt Against Against
PASS, WITH OR WITHOUT VARIATION, A
NON-BINDING ADVISORY RESOLUTION ON
EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
WESDOME GOLD MINES LTD Agenda Number: 715659213
--------------------------------------------------------------------------------------------------------------------------
Security: 95083R100
Meeting Type: AGM
Meeting Date: 23-Jun-2022
Ticker:
ISIN: CA95083R1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION "3" AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS "1.1 TO 1.7 AND
2". THANK YOU
1.1 ELECTION OF DIRECTOR: CHARLES MAIN Mgmt For For
1.2 ELECTION OF DIRECTOR: DUNCAN MIDDLEMISS Mgmt For For
1.3 ELECTION OF DIRECTOR: NADINE MILLER Mgmt For For
1.4 ELECTION OF DIRECTOR: WARWICK MORLEY-JEPSON Mgmt Against Against
1.5 ELECTION OF DIRECTOR: BRIAN SKANDERBEG Mgmt Against Against
1.6 ELECTION OF DIRECTOR: EDIE THOME Mgmt Against Against
1.7 ELECTION OF DIRECTOR: BILL WASHINGTON Mgmt Against Against
2 TO APPOINT GRANT THORNTON LLP, CHARTERED Mgmt For For
PROFESSIONAL ACCOUNTANTS, AS AUDITOR OF THE
CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
3 TO CONSIDER AND, IF DEEMED ADVISABLE, PASS Mgmt Against Against
AN ADVISORY NON-BINDING RESOLUTION
ACCEPTING THE APPROACH TO EXECUTIVE
COMPENSATION DISCLOSED IN THE MANAGEMENT
INFORMATION CIRCULAR OF THE CORPORATION
DATED MAY 11, 2022
--------------------------------------------------------------------------------------------------------------------------
WEST AFRICAN RESOURCES LTD Agenda Number: 715011932
--------------------------------------------------------------------------------------------------------------------------
Security: Q9594D106
Meeting Type: EGM
Meeting Date: 01-Feb-2022
Ticker:
ISIN: AU000000WAF6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
ALL PROPOSALS AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 RATIFICATION OF ISSUE OF SHARES UNDER Mgmt For For
TRANCHE 1 PLACEMENT
2 RATIFICATION OF ISSUE OF SHARES UNDER THE Mgmt For For
KIAKA AGREEMENT
3 RATIFICATION OF ISSUE OF SHARES UNDER THE Mgmt For For
GAMS AGREEMENT
4 ISSUE OF SHARES TO DIRECTOR MR ROD LEONARD Mgmt For For
UNDER TRANCHE 2 PLACEMENT
5 ISSUE OF SHARES TO DIRECTOR MR NIGEL SPICER Mgmt For For
UNDER TRANCHE 2 PLACEMENT
6 ISSUE OF SHARES TO DIRECTOR MR STEWART Mgmt For For
FINDLAY UNDER TRANCHE 2 PLACEMENT
7 PROPOSED ISSUE OF SHARES TO B2GOLD ON Mgmt For For
CONVERSION OF CONVERTIBLE NOTE
--------------------------------------------------------------------------------------------------------------------------
WEST AFRICAN RESOURCES LTD Agenda Number: 715440664
--------------------------------------------------------------------------------------------------------------------------
Security: Q9594D106
Meeting Type: AGM
Meeting Date: 13-May-2022
Ticker:
ISIN: AU000000WAF6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 4, 5, 6, 7, 8 AND 9 VOTES CAST
BY ANY INDIVIDUAL OR RELATED PARTY WHO
BENEFIT FROM THE PASSING OF THE PROPOSAL/S
WILL BE DISREGARDED BY THE COMPANY. HENCE,
IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO
OBTAIN FUTURE BENEFIT (AS REFERRED IN THE
COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE
RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 NON BINDING RESOLUTION TO ADOPT Mgmt For For
REMUNERATION REPORT
2 RE-ELECTION OF MR LYNDON HOPKINS AS A Mgmt For For
DIRECTOR
3 RE-ELECTION OF MR NIGEL SPICER AS A Mgmt For For
DIRECTOR
4 GRANT OF PERFORMANCE RIGHTS TO MR RICHARD Mgmt For For
HYDE OR HIS NOMINEE(S)
5 GRANT OF PERFORMANCE RIGHTS TO MR LYNDON Mgmt For For
HOPKINS OR HIS NOMINEE(S)
6 ISSUE OF PERFORMANCE RIGHTS IN LIEU OF Mgmt For For
DIRECTORS FEES MR ROD LEONARD(OR HIS
NOMINEE(S))
7 ISSUE OF PERFORMANCE RIGHTS IN LIEU OF Mgmt For For
DIRECTOR FEES MR NIGEL SPICER (OR HIS
NOMINEE(S))
8 ISSUE OF PERFORMANCE RIGHTS IN LIEU OF Mgmt For For
DIRECTOR FEES MS ELIZABETH MOUNSEY (OR HER
NOMINEE(S))
9 ISSUE OF PERFORMANCE RIGHTS IN LIEU OF Mgmt For For
DIRECTOR FEES MR STEWART FINDLAY (OR HER
NOMINEE(S))
--------------------------------------------------------------------------------------------------------------------------
WESTGOLD RESOURCES LTD Agenda Number: 714808118
--------------------------------------------------------------------------------------------------------------------------
Security: Q97159232
Meeting Type: AGM
Meeting Date: 26-Nov-2021
Ticker:
ISIN: AU000000WGX6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 4, 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 NON BINDING RESOLUTION TO ADOPT Mgmt For For
REMUNERATION REPORT
2 ELECTION OF MR GARY DAVISON AS A DIRECTOR Mgmt For For
3 RE-ELECTION OF MR PETER COOK AS A DIRECTOR Mgmt For For
4 GRANT OF PERFORMANCE RIGHTS TO MR WAYNE Mgmt For For
BRAMWELL OR HIS NOMINEE
5 NON-EXECUTIVE DIRECTOR REMUNERATION POOL Mgmt For For
INCREASE
6 REPLACEMENT OF COMPANY CONSTITUTION Mgmt For For
CMMT IF A PROPORTIONAL TAKEOVER BID IS MADE FOR Non-Voting
THE COMPANY, A SHARE TRANSFER TO THE
OFFEROR CANNOT BE REGISTERED UNTIL THE BID
IS APPROVED BY MEMBERS NOT ASSOCIATED WITH
THE BIDDER. THE RESOLUTION MUST BE
CONSIDERED AT A MEETING HELD MORE THAN 14
DAYS BEFORE THE BID CLOSES. EACH MEMBER HAS
ONE VOTE FOR EACH FULLY PAID SHARE HELD.
THE VOTE IS DECIDED ON A SIMPLE MAJORITY.
THE BIDDER AND ITS ASSOCIATES ARE NOT
ALLOWED TO VOTE
7 ADOPTION OF PROPORTIONAL TAKEOVER Mgmt For For
PROVISIONS
--------------------------------------------------------------------------------------------------------------------------
YAMANA GOLD INC Agenda Number: 715313540
--------------------------------------------------------------------------------------------------------------------------
Security: 98462Y100
Meeting Type: AGM
Meeting Date: 28-Apr-2022
Ticker:
ISIN: CA98462Y1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.9 AND
2. THANK YOU
1.1 ELECTION OF DIRECTOR: JOHN BEGEMAN Mgmt Against Against
1.2 ELECTION OF DIRECTOR: CHRISTIANE BERGEVIN Mgmt Against Against
1.3 ELECTION OF DIRECTOR: ALEXANDER DAVIDSON Mgmt For For
1.4 ELECTION OF DIRECTOR: RICHARD GRAFF Mgmt Against Against
1.5 ELECTION OF DIRECTOR: KIMBERLY KEATING Mgmt Against Against
1.6 ELECTION OF DIRECTOR: PETER MARRONE Mgmt For For
1.7 ELECTION OF DIRECTOR: DANIEL RACINE Mgmt For For
1.8 ELECTION OF DIRECTOR: JANE SADOWSKY Mgmt For For
1.9 ELECTION OF DIRECTOR: DINO TITARO Mgmt Against Against
2 APPOINTMENT OF DELOITTE LLP AS AUDITORS OF Mgmt Against Against
THE CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
3 ON AN ADVISORY BASIS, AND NOT TO DIMINISH Mgmt Against Against
THE ROLE AND RESPONSIBILITIES OF OUR BOARD,
YOU ACCEPT THE APPROACH TO EXECUTIVE
COMPENSATION DISCLOSED IN OUR 2022
MANAGEMENT INFORMATION CIRCULAR
Amplify Seymour Cannabis ETF
--------------------------------------------------------------------------------------------------------------------------
AFC GAMMA, INC. Agenda Number: 935485880
--------------------------------------------------------------------------------------------------------------------------
Security: 00109K105
Meeting Type: Annual
Meeting Date: 30-Sep-2021
Ticker: AFCG
ISIN: US00109K1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Leonard M. Tannenbaum Mgmt Withheld Against
Thomas Harrison Mgmt Withheld Against
2. Ratification of the Appointment of Mgmt For For
CohnReznick LLP as the Company's
Independent Registered Public Accounting
Firm for the Year Ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
AFC GAMMA, INC. Agenda Number: 935588371
--------------------------------------------------------------------------------------------------------------------------
Security: 00109K105
Meeting Type: Annual
Meeting Date: 19-May-2022
Ticker: AFCG
ISIN: US00109K1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jodi Hanson Bond Mgmt Withheld Against
Jonathan Kalikow Mgmt For For
Robert Levy Mgmt Withheld Against
2. Ratification of the Appointment of Mgmt For For
CohnReznick LLP as the Company's
Independent Registered Public Accounting
Firm for the Year Ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
AKERNA CORP. Agenda Number: 935629937
--------------------------------------------------------------------------------------------------------------------------
Security: 00973W102
Meeting Type: Annual
Meeting Date: 25-May-2022
Ticker: KERN
ISIN: US00973W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Matthew Kane Mgmt Withheld Against
Tahira Rehmatullah Mgmt Withheld Against
2. Ratification of appointment of Marcum LLP. Mgmt For For
3 Approval of the CN Nasdaq 20% Cap Removal Mgmt For For
Proposal, as described in the Proxy
Statement.
4. Approval of the 365 Nasdaq 20% Cap Removal Mgmt For For
Proposal, as described in the Proxy
Statement.
5. Approval of the Authorized Share Increase. Mgmt For For
6. Approval of the Incentive Plan Amendment. Mgmt Against Against
7. Approval of the Adjournment Proposal. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ARENA PHARMACEUTICALS, INC. Agenda Number: 935540888
--------------------------------------------------------------------------------------------------------------------------
Security: 040047607
Meeting Type: Special
Meeting Date: 02-Feb-2022
Ticker: ARNA
ISIN: US0400476075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated December 12, 2021 (the "Merger
Agreement"), by and among Arena
Pharmaceuticals, Inc. ("Arena"), Pfizer
Inc., and Antioch Merger Sub, Inc.
2. To approve, on an advisory (non-binding) Mgmt For For
basis, the compensation that may be paid or
become payable to Arena's named executive
officers that is based on or otherwise
relates to the Merger Agreement and the
transactions contemplated by the Merger
Agreement.
3. To adjourn the Special Meeting to a later Mgmt For For
date or dates if necessary or appropriate
to solicit additional proxies if there are
insufficient votes to adopt the Merger
Agreement at the time of the Special
Meeting.
--------------------------------------------------------------------------------------------------------------------------
CANOPY GROWTH CORPORATION Agenda Number: 935479659
--------------------------------------------------------------------------------------------------------------------------
Security: 138035100
Meeting Type: Annual and Special
Meeting Date: 14-Sep-2021
Ticker: CGC
ISIN: CA1380351009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Directors: Election of Mgmt Withheld Against
Director: Judy A. Schmeling
1B Election of Director: David Klein Mgmt For For
1C Election of Director: Robert L. Hanson Mgmt For For
1D Election of Director: David Lazzarato Mgmt For For
1E Election of Director: William A. Newlands Mgmt For For
1F Election of Director: James A. Sabia, Jr. Mgmt For For
1G Election of Director: Theresa Yanofsky Mgmt For For
2 The re-appointment of KPMG LLP, Chartered Mgmt For For
Professional Accountants, as the Company's
auditor and independent registered public
accounting firm for the fiscal year 2021
and authorizing the directors of the
Company to fix their remuneration.
3 To confirm and ratify certain amendments to Mgmt For For
the company's by-laws, including an
increase in the quorum requirements for
meetings of Shareholders and other
amendments of a housekeeping nature, that
were previously approved by the Board of
Directors.
4 To adopt, on an advisory (non-binding) Mgmt For For
basis, a resolution approving the
compensation of the Company's named
executive officers, as described in the
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
CARA THERAPEUTICS, INC. Agenda Number: 935612576
--------------------------------------------------------------------------------------------------------------------------
Security: 140755109
Meeting Type: Annual
Meeting Date: 02-Jun-2022
Ticker: CARA
ISIN: US1407551092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey L. Ives, Ph.D. Mgmt Withheld Against
Christopher Posner Mgmt For For
2. Advisory vote to approve the compensation Mgmt Against Against
of our named executive officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the registered public
accounting firm for the fiscal year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
CHARLOTTE'S WEB HOLDINGS, INC. Agenda Number: 935634801
--------------------------------------------------------------------------------------------------------------------------
Security: 16106R109
Meeting Type: Annual
Meeting Date: 22-Jun-2022
Ticker: CWBHF
ISIN: CA16106R1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To set the number of directors of the Mgmt For For
Company at five (5).
2a. Election of Director: John Held Mgmt Withheld Against
2b. Election of Director: Jacques Tortoroli Mgmt For For
2c. Election of Director: Jean Birch Mgmt Withheld Against
2d. Election of Director: Susan Vogt Mgmt Withheld Against
2e. Election of Director: Tim Saunders Mgmt For For
3. To appoint Ernst & Young LLP as auditors Mgmt For For
for the ensuing year and to authorize the
Board of Directors of the Company to fix
the remuneration to be paid to the
auditors.
--------------------------------------------------------------------------------------------------------------------------
CLEVER LEAVES HOLDINGS INC. Agenda Number: 935649852
--------------------------------------------------------------------------------------------------------------------------
Security: 186760104
Meeting Type: Annual
Meeting Date: 24-Jun-2022
Ticker: CLVR
ISIN: CA1867601041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Andres Fajardo Mgmt For For
1.2 Election of Director: Gary M. Julien Mgmt Withheld Against
1.3 Election of Director: Elisabeth DeMarse Mgmt Withheld Against
1.4 Election of Director: George J. Schultze Mgmt For For
1.5 Election of Director: William Muecke Mgmt For For
2. The appointment of BDO Canada LLP as the Mgmt For For
Company's independent registered public
accounting firm to serve as independent
auditor for the 2022 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
CRONOS GROUP INC. Agenda Number: 935643103
--------------------------------------------------------------------------------------------------------------------------
Security: 22717L101
Meeting Type: Annual
Meeting Date: 23-Jun-2022
Ticker: CRON
ISIN: CA22717L1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jason Adler Mgmt Withheld Against
1b. Election of Director: Kendrick Ashton, Jr. Mgmt For For
1c. Election of Director: Jody Begley Mgmt Withheld Against
1d. Election of Director: Murray Garnick Mgmt Withheld Against
1e. Election of Director: Michael Gorenstein Mgmt Withheld Against
1f. Election of Director: Heather Newman Mgmt Withheld Against
1g. Election of Director: James Rudyk Mgmt Withheld Against
2. Adoption of an advisory (non-binding) Mgmt Against Against
resolution to approve the compensation of
the Company's named executive officers as
disclosed in the proxy statement dated
April 29, 2022.
3. Appointment of KPMG LLP to serve as the Mgmt For For
Company's registered independent public
accounting firm for fiscal year 2022 and to
authorize the board of directors of the
Company to fix their remuneration.
--------------------------------------------------------------------------------------------------------------------------
GREENLANE HOLDINGS, INC. Agenda Number: 935473520
--------------------------------------------------------------------------------------------------------------------------
Security: 395330103
Meeting Type: Annual
Meeting Date: 26-Aug-2021
Ticker: GNLN
ISIN: US3953301039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Aaron LoCascio Mgmt For For
1B. Election of Director: Adam Schoenfeld Mgmt For For
1C. Election of Director: Neil Closner Mgmt Against Against
1D. Election of Director: Richard Taney Mgmt Against Against
1E. Election of Director: Jeff Uttz Mgmt Against Against
2. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2021.
3. Approval and adoption of the definitive Mgmt For For
agreement and plan of merger (the "Merger
Agreement"), dated as of March 31, 2021, by
and among Greenlane, Merger Sub Gotham 1,
LLC, a wholly-owned subsidiary of
Greenlane, Merger Sub Gotham 2, LLC, a
wholly owned subsidiary of Greenlane and
KushCo Holdings, Inc. Pursuant to the
Merger Agreement, Greenlane and KushCo will
combine through a series of mergers.
4. Approval and adoption of the Amended and Mgmt For For
Restated Certificate of Incorporation of
Greenlane Holdings, Inc. (the "Greenlane
Charter Amendment Proposal").
5. Approval of the issuance of Greenlane Class Mgmt For For
A common stock in connection with the
closing of Merger 1 (the "Greenlane Stock
Issuance Proposal").
6. Approval of the Amended and Restated Mgmt Against Against
Greenlane Holdings, Inc. 2019 Equity
Incentive Plan (the "Greenlane Plan
Proposal").
7. Approval of one or more adjournments of the Mgmt For For
Greenlane annual meeting to another date,
time and/or place, if necessary or
appropriate, to solicit additional proxies
in favor of the Greenlane Merger Proposal,
the Greenlane Charter Amendment Proposal or
the Greenlane Stock Issuance Proposal.
--------------------------------------------------------------------------------------------------------------------------
GROWGENERATION CORP. Agenda Number: 935632958
--------------------------------------------------------------------------------------------------------------------------
Security: 39986L109
Meeting Type: Annual
Meeting Date: 23-Jun-2022
Ticker: GRWG
ISIN: US39986L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Darren Lampert Mgmt For For
Michael Salaman Mgmt For For
Eula Adams Mgmt Withheld Against
Stephen Aiello Mgmt Withheld Against
Paul Ciasullo Mgmt Withheld Against
2. To provide an advisory vote to approve the Mgmt Against Against
compensation paid to the Company's named
executive officers pursuant to the Dodd-
Frank Wall Street Reform and Consumer
Protection Act of 2010 ("Say-on-Pay").
3. To provide an advisory vote to approve how Mgmt 1 Year Against
frequently the Company should seek a
Say-on-Pay advisory vote pursuant to the
Dodd-Frank Act ("Say-on-Frequency").
4. To approve and ratify the appointment of Mgmt For For
Grant Thornton LLP as the Company's
independent registered public accounting
firm to audit the Company's financial
statements as of December 31, 2022 and for
the fiscal years then ending.
--------------------------------------------------------------------------------------------------------------------------
HYDROFARM HOLDINGS GROUP, INC. Agenda Number: 935627666
--------------------------------------------------------------------------------------------------------------------------
Security: 44888K209
Meeting Type: Annual
Meeting Date: 07-Jun-2022
Ticker: HYFM
ISIN: US44888K2096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director to serve Mgmt For For
three-year term expiring in 2025: Renah
Persofsky
1b. Election of Class II Director to serve Mgmt For For
three-year term expiring in 2025: Melisa
Denis
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2022.
3. To approve, on an advisory basis, the Mgmt 1 Year Against
frequency of future votes to approve the
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
IM CANNABIS CORP. Agenda Number: 935469848
--------------------------------------------------------------------------------------------------------------------------
Security: 44969Q208
Meeting Type: Annual and Special
Meeting Date: 28-Jul-2021
Ticker: IMCC
ISIN: CA44969Q2080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To set the number of Directors at five. Mgmt For For
2 DIRECTOR
Oren Shuster Mgmt Withheld Against
Marc Lustig Mgmt Withheld Against
Vivian Bercovici Mgmt For For
Haleli Barath Mgmt For For
Brian Schinderle Mgmt For For
3 Appointment of Kost Forer Gabbay & Mgmt For For
Kasierer, a Member of Ernst & Young Global
as Auditors of the Company for the ensuing
year and authorizing the Directors to fix
their remuneration.
4 To consider, and if deemed appropriate, Mgmt For For
approve, with or without variation, an
ordinary resolution approving the Company's
new stock option plan, as more fully
described in the accompanying management
information circular.
--------------------------------------------------------------------------------------------------------------------------
INNOVATIVE INDUSTRIAL PROPERTIES, INC. Agenda Number: 935581238
--------------------------------------------------------------------------------------------------------------------------
Security: 45781V101
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: IIPR
ISIN: US45781V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve until the Mgmt For For
next Annual Meeting: Alan Gold
1.2 Election of Director to serve until the Mgmt Withheld Against
next Annual Meeting: Gary Kreitzer
1.3 Election of Director to serve until the Mgmt For For
next Annual Meeting: Mary Curran
1.4 Election of Director to serve until the Mgmt Withheld Against
next Annual Meeting: Scott Shoemaker
1.5 Election of Director to serve until the Mgmt For For
next Annual Meeting: Paul Smithers
1.6 Election of Director to serve until the Mgmt Withheld Against
next Annual Meeting: David Stecher
2. Ratification of the appointment of BDO USA, Mgmt Against Against
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2022.
3. Approval on a non-binding advisory basis of Mgmt Against Against
the compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
JAZZ PHARMACEUTICALS PLC Agenda Number: 935461563
--------------------------------------------------------------------------------------------------------------------------
Security: G50871105
Meeting Type: Annual
Meeting Date: 29-Jul-2021
Ticker: JAZZ
ISIN: IE00B4Q5ZN47
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to hold office until Mgmt For For
the 2024 annual meeting: Peter Gray
1B. Election of Director to hold office until Mgmt Against Against
the 2024 annual meeting: Kenneth W. O'Keefe
1C. Election of Director to hold office until Mgmt For For
the 2024 annual meeting: Mark D. Smith,
M.D.
1D. Election of Director to hold office until Mgmt Against Against
the 2024 annual meeting: Catherine A. Sohn,
Pharm. D.
2. To ratify, on a non-binding advisory basis, Mgmt For For
the appointment of KPMG as the independent
auditors of Jazz Pharmaceuticals plc for
the fiscal year ending December 31, 2021
and to authorize, in a binding vote, the
board of directors, acting through the
audit committee, to determine KPMG's
remuneration.
3. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation of Jazz
Pharmaceuticals plc's named executive
officers as disclosed in the proxy
statement.
4. To renew the Board of Director's existing Mgmt For For
authority under Irish law to allot and
issue ordinary shares.
5. To renew the Board of Director's existing Mgmt For For
authority under Irish law to allot and
issue ordinary shares for cash without
first offering those ordinary shares to
existing shareholders pursuant to the
statutory pre-emption right that would
otherwise apply.
6. To approve any motion to adjourn the annual Mgmt For For
meeting, or any adjournments thereof, to
another time and place to solicit
additional proxies if there are
insufficient votes at the time of annual
meeting to approve Proposal 5.
--------------------------------------------------------------------------------------------------------------------------
JAZZ PHARMACEUTICALS PLC Agenda Number: 935490639
--------------------------------------------------------------------------------------------------------------------------
Security: G50871105
Meeting Type: Special
Meeting Date: 23-Sep-2021
Ticker: JAZZ
ISIN: IE00B4Q5ZN47
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To grant the board of directors authority Mgmt For For
under Irish law to allot and issue ordinary
shares for cash without first offering
those ordinary shares to existing
shareholders pursuant to the statutory
pre-emption right that would otherwise
apply.
2. To approve any motion to adjourn the Mgmt For For
extraordinary general meeting, or any
adjournments thereof, to another time and
place to solicit additional proxies if
there are insufficient votes at the time of
the extraordinary general meeting to
approve Proposal 1.
--------------------------------------------------------------------------------------------------------------------------
MEDIPHARM LABS CORP. Agenda Number: 935667608
--------------------------------------------------------------------------------------------------------------------------
Security: 58504D100
Meeting Type: Annual and Special
Meeting Date: 30-Jun-2022
Ticker: MEDIF
ISIN: CA58504D1006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Chris Halyk Mgmt Withheld Against
Shelley Martin Mgmt Withheld Against
Miriam McDonald Mgmt For For
David Pidduck Mgmt For For
Chris Taves Mgmt For For
2 Appointment of KPMG LLP as Auditor of the Mgmt For For
Company for the ensuing year and
authorizing the Directors to fix their
remuneration.
3 To consider and, if thought appropriate, Mgmt Against Against
pass, with or without variation, an
ordinary resolution approving an amendment
to the Company's rolling long-term omnibus
equity incentive plan to increase the plan
limit from 10% to 15%, as more fully
described in the management information
circular.
--------------------------------------------------------------------------------------------------------------------------
NEPTUNE WELLNESS SOLUTIONS INC. Agenda Number: 935481781
--------------------------------------------------------------------------------------------------------------------------
Security: 64079L105
Meeting Type: Annual and Special
Meeting Date: 26-Aug-2021
Ticker: NEPT
ISIN: CA64079L1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Mr. John M. Moretz Mgmt Withheld Against
Mr. Michael Cammarata Mgmt For For
Dr. Ronald Denis Mgmt Withheld Against
Mr. Joseph Buaron Mgmt For For
Mr. Michael de Geus Mgmt For For
Ms. Julie Phillips Mgmt For For
2 The appointment of Ernst & Young LLP as Mgmt For For
auditor of the Corporation for the ensuing
year and authorizing the Directors to fix
its remuneration.
3 To consider, and if thought advisable, to Mgmt Against Against
pass, with or without variation, an
ordinary resolution approving the
unallocated options under the Corporation's
stock option plan, as more particularly
described in the management information
circular (the "Circular").
4 To consider, and if thought advisable, to Mgmt Against Against
pass, with or without variation, an
ordinary resolution approving the
unallocated entitlements under the
Corporation's equity incentive plan, as
more particularly described in the
Circular.
--------------------------------------------------------------------------------------------------------------------------
ORGANIGRAM HOLDINGS INC. Agenda Number: 935546498
--------------------------------------------------------------------------------------------------------------------------
Security: 68620P101
Meeting Type: Annual
Meeting Date: 23-Feb-2022
Ticker: OGI
ISIN: CA68620P1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Peter Amirault Mgmt For For
Beena Goldenberg Mgmt For For
Dexter John Mgmt For For
Geoffrey Machum Mgmt Withheld Against
Ken Manget Mgmt Withheld Against
Sherry Porter Mgmt Withheld Against
Stephen A. Smith Mgmt For For
Marni Wieshofer Mgmt For For
2 Appointment of KPMG LLP as Auditor of the Mgmt For For
Corporation for the ensuing year and
authorizing the Directors to fix their
remuneration.
--------------------------------------------------------------------------------------------------------------------------
PERKINELMER, INC. Agenda Number: 935558811
--------------------------------------------------------------------------------------------------------------------------
Security: 714046109
Meeting Type: Annual
Meeting Date: 26-Apr-2022
Ticker: PKI
ISIN: US7140461093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt Against Against
year: Peter Barrett, PhD
1B. Election of Director for a term of one Mgmt For For
year: Samuel R. Chapin
1C. Election of Director for a term of one Mgmt For For
year: Sylvie Gregoire, PharmD
1D. Election of Director for a term of one Mgmt For For
year: Alexis P. Michas
1E. Election of Director for a term of one Mgmt For For
year: Prahlad R. Singh, PhD
1F. Election of Director for a term of one Mgmt For For
year: Michel Vounatsos
1G. Election of Director for a term of one Mgmt For For
year: Frank Witney, PhD
1H. Election of Director for a term of one Mgmt For For
year: Pascale Witz
2. To ratify the selection of Deloitte & Mgmt Against Against
Touche LLP as PerkinElmer's independent
registered public accounting firm for the
current fiscal year.
3. To approve, by non-binding advisory vote, Mgmt For For
our executive compensation.
--------------------------------------------------------------------------------------------------------------------------
RIV CAPITAL INC. Agenda Number: 935489256
--------------------------------------------------------------------------------------------------------------------------
Security: 768014102
Meeting Type: Annual and Special
Meeting Date: 30-Sep-2021
Ticker: CNPOF
ISIN: CA7680141024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Narbe Alexandrian Mgmt For For
Asha Daniere Mgmt Withheld Against
Richard Mavrinac Mgmt Withheld Against
Joseph Mimran Mgmt Withheld Against
Chris Hagedorn Mgmt For For
Mark Sims Mgmt For For
Gary Vaynerchuk Mgmt For For
2 Appointment of KPMG LLP, Chartered Mgmt For For
Professional Accountants as auditors of the
Corporation for the ensuing year and
authorizing the directors to fix their
remuneration.
3 To consider and, if deemed advisable, to Mgmt For For
pass, with or without variation, a special
resolution approving the adoption of the
Corporation's Advance Notice By-Law, as
more fully described in the accompanying
management information circular.
--------------------------------------------------------------------------------------------------------------------------
TILRAY INC. Agenda Number: 935468151
--------------------------------------------------------------------------------------------------------------------------
Security: 88688T100
Meeting Type: Special
Meeting Date: 10-Sep-2021
Ticker: TLRY
ISIN: US88688T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve an amendment to Tilray's Amended Mgmt For For
and Restated Certificate of Incorporation
(the "Certificate of Incorporation") to
increase the authorized capital stock of
Tilray from 743,333,333 shares to
990,000,000 shares of capital stock.
2. Approve an amendment to the Certificate of Mgmt For For
Incorporation to elect not to be governed
by Section 203 of Delaware General
Corporation Law.
3. Approve an amendment to the Certificate of Mgmt For For
Incorporation to permit stockholders of the
Company to take action by written consent.
4. Approve amendments to the Certificate of Mgmt For For
Incorporation related to the following
governance changes: (1) eliminate the dual
structure of Class 1 Common Stock and Class
2 Common Stock; (2) declassify the board of
directors of the Company; (3) remove
limitations on the corporate opportunity
doctrine; and (4) provide that the
directors of the Company may be removed
with or without cause at any time by the
holders of a majority of the voting power
of the Company's then-outstanding shares of
capital stock, subject to the rights of
holders of Preferred Stock.
5. Approve amendments to the Certificate of Mgmt For For
incorporation to eliminate certain
provisions related to the Company's prior
status as a "controlled company" and make
other administrative and conforming
amendments and changes as necessary in
light of the foregoing proposals.
6. Approve the adjournment of the special Mgmt For For
meeting, if necessary or appropriate, to
solicit additional proxies in the event
there are not sufficient votes to approve
the foregoing proposals.
--------------------------------------------------------------------------------------------------------------------------
TILRAY, INC. Agenda Number: 935501557
--------------------------------------------------------------------------------------------------------------------------
Security: 88688T100
Meeting Type: Annual
Meeting Date: 22-Nov-2021
Ticker: TLRY
ISIN: US88688T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Brendan Kennedy* Mgmt For For
John M. Herhalt* Mgmt For For
Walter Robb* Mgmt Withheld Against
Jodi Butts# Mgmt For For
David Hopkinson# Mgmt Withheld Against
Thomas Looney# Mgmt Withheld Against
Irwin D. Simon+ Mgmt Withheld Against
Renah Persofsky+ Mgmt For For
David Clanachan+ Mgmt For For
2. To approve, the non-binding advisory Mgmt Against Against
resolution on the named executive officer
compensation.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending May 31,
2022.
--------------------------------------------------------------------------------------------------------------------------
VILLAGE FARMS INTERNATIONAL, INC. Agenda Number: 935635031
--------------------------------------------------------------------------------------------------------------------------
Security: 92707Y108
Meeting Type: Annual and Special
Meeting Date: 24-May-2022
Ticker: VFF
ISIN: CA92707Y1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTORS: Election of Mgmt For For
Director: Michael A. DeGiglio
1B Election of Director: John P. Henry Mgmt Withheld Against
1C Election of Director: David Holewinski Mgmt Withheld Against
1D Election of Director: John R. McLernon Mgmt For For
1E Election of Director: Stephen C. Ruffini Mgmt For For
1F Election of Director: Christopher C. Mgmt Withheld Against
Woodward
2 Approval of the compensation of the Mgmt Against Against
Company's named executive officers on an
advisory, non-binding basis
3 Determination of the frequency of Mgmt 1 Year For
shareholder approval of the compensation of
the Company's named executive officers on
an advisory, non-binding basis
4 Re-appointing PricewaterhouseCoopers LLP as Mgmt For For
the independent public accounting firm for
the Company for the fiscal year ended
December 31, 2022
5 Approval of the continuance of the Company Mgmt For For
under the Business Corporations Act
(Ontario)
--------------------------------------------------------------------------------------------------------------------------
WM TECHNOLOGY, INC. Agenda Number: 935645169
--------------------------------------------------------------------------------------------------------------------------
Security: 92971A109
Meeting Type: Annual
Meeting Date: 21-Jun-2022
Ticker: MAPS
ISIN: US92971A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christopher Beals Mgmt For For
Fiona Tan Mgmt For For
Anthony Bay Mgmt For For
2. Advisory Vote, On A Non-Binding Basis, To Mgmt Against Against
Approve The Compensation Of Our Named
Executive Officers For The Year Ended 2021.
3. Advisory Vote, On A Non-Binding Basis, On Mgmt 1 Year For
The Frequency Of Solicitation Of Advisory
Stockholder Approval Of Executive
Compensation.
4. Ratification Of Selection Of Independent Mgmt For For
Registered Public Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
ZYNERBA PHARMACEUTICALS, INC. Agenda Number: 935410718
--------------------------------------------------------------------------------------------------------------------------
Security: 98986X109
Meeting Type: Annual
Meeting Date: 03-Aug-2021
Ticker: ZYNE
ISIN: US98986X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Armando Anido Mgmt Withheld Against
John P. Butler Mgmt Withheld Against
Dr. Warren D. Cooper Mgmt For For
William J. Federici Mgmt For For
Daniel L. Kisner, M.D. Mgmt Withheld Against
Kenneth I. Moch Mgmt Withheld Against
Pamela Stephenson Mgmt For For
2. Ratification of appointment of KPMG LLP as Mgmt For For
Independent Registered Public Accounting
Firm for the 2021 Fiscal Year.
3. Approval and adoption of an amendment to Mgmt For For
our Sixth Amended and Restated Certificate
of Incorporation to make the federal
district courts of the United States of
America the exclusive forum for certain
legal actions.
4. Approval, on a non-binding advisory basis, Mgmt Against Against
of the compensation of our named executive
officers as discussed in the Company's
Proxy Statement.
5. Indicate, on a non-binding advisory basis, Mgmt 1 Year For
the frequency of the advisory vote on
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
ZYNERBA PHARMACEUTICALS, INC. Agenda Number: 935636665
--------------------------------------------------------------------------------------------------------------------------
Security: 98986X109
Meeting Type: Annual
Meeting Date: 14-Jun-2022
Ticker: ZYNE
ISIN: US98986X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Armando Anido Mgmt Withheld Against
John P. Butler Mgmt Withheld Against
Dr. Warren D. Cooper Mgmt For For
William J. Federici Mgmt For For
Daniel L. Kisner, M.D. Mgmt Withheld Against
Kenneth I. Moch Mgmt Withheld Against
Pamela Stephenson Mgmt For For
2. Ratification of appointment of KPMG LLP as Mgmt For For
Independent Registered Public Accounting
Firm for the 2022 Fiscal Year.
3. Approval, on a non-binding advisory basis, Mgmt Against Against
of the compensation of our named executive
officers as discussed in the Company's
Proxy Statement.
Amplify Thematic All-Stars ETF
--------------------------------------------------------------------------------------------------------------------------
3D SYSTEMS CORPORATION Agenda Number: 935601193
--------------------------------------------------------------------------------------------------------------------------
Security: 88554D205
Meeting Type: Annual
Meeting Date: 24-May-2022
Ticker: DDD
ISIN: US88554D2053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Malissia R. Clinton Mgmt For For
1B. Election of Director: William E. Curran Mgmt Against Against
1C. Election of Director: Claudia N. Drayton Mgmt For For
1D. Election of Director: Thomas W. Erickson Mgmt For For
1E. Election of Director: Jeffrey A. Graves Mgmt For For
1F. Election of Director: Jim D. Kever Mgmt Against Against
1G. Election of Director: Charles G. McClure, Mgmt Against Against
Jr.
1H. Election of Director: Kevin S. Moore Mgmt Against Against
1I. Election of Director: Vasant Padmanabhan Mgmt For For
1J. Election of Director: John J. Tracy Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation paid to the Company's named
executive officers.
3. Approval of the amendment and restatement Mgmt Against Against
of the 2015 Incentive Plan, which would,
among other things, increase the number of
shares reserved for issuance thereunder.
4. Ratification of the appointment of BDO USA, Mgmt Against Against
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
ABB AG Agenda Number: 715210592
--------------------------------------------------------------------------------------------------------------------------
Security: H0010V101
Meeting Type: AGM
Meeting Date: 24-Mar-2022
Ticker:
ISIN: CH0012221716
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE MANAGEMENT REPORT, THE Mgmt No vote
CONSOLIDATED FINANCIAL STATEMENTS AND THE
ANNUAL FINANCIAL STATEMENTS FOR 2021
2 CONSULTATIVE VOTE ON THE 2021 COMPENSATION Mgmt No vote
REPORT
3 DISCHARGE OF THE BOARD OF DIRECTORS AND THE Mgmt No vote
PERSONS ENTRUSTED WITH MANAGEMENT
4 APPROPRIATION OF EARNINGS Mgmt No vote
5 CAPITAL REDUCTION THROUGH CANCELLATION OF Mgmt No vote
SHARES REPURCHASED UNDER THE SHARE BUYBACK
PROGRAMS 2020 AND 2021
6.1 BINDING VOTE ON THE MAXIMUM AGGREGATE Mgmt No vote
AMOUNT OF COMPENSATION OF THE BOARD OF
DIRECTORS FOR THE NEXT TERM OF OFFICE
6.2 BINDING VOTE ON THE MAXIMUM AGGREGATE Mgmt No vote
AMOUNT OF COMPENSATION OF THE EXECUTIVE
COMMITTEE FOR THE FOLLOWING FINANCIAL YEAR
7.1 ELECTIONS TO THE BOARD OF DIRECTOR AND Mgmt No vote
ELECTION OF THE CHAIRMAN OF THE BOARD OF
DIRECTOR: GUNNAR BROCK AS DIRECTOR
7.2 ELECTIONS TO THE BOARD OF DIRECTOR AND Mgmt No vote
ELECTION OF THE CHAIRMAN OF THE BOARD OF
DIRECTOR: DAVID CONSTABLE AS DIRECTOR
7.3 ELECTIONS TO THE BOARD OF DIRECTOR AND Mgmt No vote
ELECTION OF THE CHAIRMAN OF THE BOARD OF
DIRECTOR: FREDERICO FLEURY CURADO AS
DIRECTOR
7.4 ELECTIONS TO THE BOARD OF DIRECTOR AND Mgmt No vote
ELECTION OF THE CHAIRMAN OF THE BOARD OF
DIRECTOR: LARS FOERBERG AS DIRECTOR
7.5 ELECTIONS TO THE BOARD OF DIRECTOR AND Mgmt No vote
ELECTION OF THE CHAIRMAN OF THE BOARD OF
DIRECTOR: JENNIFER XIN-ZHE LI AS DIRECTOR
7.6 ELECTIONS TO THE BOARD OF DIRECTOR AND Mgmt No vote
ELECTION OF THE CHAIRMAN OF THE BOARD OF
DIRECTOR: GERALDINE MATCHETT AS DIRECTOR
7.7 ELECTIONS TO THE BOARD OF DIRECTOR AND Mgmt No vote
ELECTION OF THE CHAIRMAN OF THE BOARD OF
DIRECTOR: DAVID MELINE AS DIRECTOR
7.8 ELECTIONS TO THE BOARD OF DIRECTOR AND Mgmt No vote
ELECTION OF THE CHAIRMAN OF THE BOARD OF
DIRECTOR: SATISH PAI AS DIRECTOR
7.9 ELECTIONS TO THE BOARD OF DIRECTOR AND Mgmt No vote
ELECTION OF THE CHAIRMAN OF THE BOARD OF
DIRECTOR: JACOB WALLENBERG AS DIRECTOR
7.10 ELECTIONS TO THE BOARD OF DIRECTOR AND Mgmt No vote
ELECTION OF THE CHAIRMAN OF THE BOARD OF
DIRECTOR: PETER VOSER AS DIRECTOR AND
CHAIRMAN
8.1 ELECTIONS TO THE COMPENSATION COMMITTEE: Mgmt No vote
DAVID CONSTABLE
8.2 ELECTIONS TO THE COMPENSATION COMMITTEE: Mgmt No vote
FREDERICO FLEURY CURADO
8.3 ELECTIONS TO THE COMPENSATION COMMITTEE: Mgmt No vote
JENNIFER XIN-ZHE LI
9 ELECTION OF THE INDEPENDENT PROXY: ZEHNDER Mgmt No vote
BOLLIGER AND PARTNER
10 ELECTION OF THE AUDITORS: KPMG AG Mgmt No vote
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO BENEFICIAL OWNER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.
--------------------------------------------------------------------------------------------------------------------------
ACCENTURE LLP Agenda Number: 935534405
--------------------------------------------------------------------------------------------------------------------------
Security: G1151C101
Meeting Type: Annual
Meeting Date: 26-Jan-2022
Ticker: ACN
ISIN: IE00B4BNMY34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Appointment of Director: Jaime Ardila Mgmt For For
1B. Appointment of Director: Nancy McKinstry Mgmt For For
1C. Appointment of Director: Beth E. Mooney Mgmt For For
1D. Appointment of Director: Gilles C. Pelisson Mgmt Against Against
1E. Appointment of Director: Paula A. Price Mgmt For For
1F. Appointment of Director: Venkata (Murthy) Mgmt For For
Renduchintala
1G. Appointment of Director: Arun Sarin Mgmt For For
1H. Appointment of Director: Julie Sweet Mgmt For For
1I. Appointment of Director: Frank K. Tang Mgmt For For
1J. Appointment of Director: Tracey T. Travis Mgmt For For
2. To approve, in a non-binding vote, the Mgmt For For
compensation of our named executive
officers.
3. To approve an amendment to the Amended and Mgmt For For
Restated Accenture plc 2010 Share Incentive
Plan to increase the number of shares
available for issuance thereunder.
4. To ratify, in a non-binding vote, the Mgmt Against Against
appointment of KPMG LLP ("KPMG") as
independent auditors of Accenture and to
authorize, in a binding vote, the Audit
Committee of the Board of Directors to
determine KPMG's remuneration.
5. To grant the Board of Directors the Mgmt For For
authority to issue shares under Irish law.
6. To grant the Board of Directors the Mgmt For For
authority to opt-out of pre- emption rights
under Irish law.
7. To determine the price range at which Mgmt For For
Accenture can re-allot shares that it
acquires as treasury shares under Irish
law.
--------------------------------------------------------------------------------------------------------------------------
ACTIVISION BLIZZARD, INC. Agenda Number: 935580111
--------------------------------------------------------------------------------------------------------------------------
Security: 00507V109
Meeting Type: Special
Meeting Date: 28-Apr-2022
Ticker: ATVI
ISIN: US00507V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of the Merger Agreement. To adopt Mgmt For For
the Agreement and Plan of Merger (as it may
be amended from time to time), dated as of
January 18, 2022 (the "merger agreement"),
by and among Activision Blizzard, Inc.
("Activision Blizzard"), Microsoft
Corporation and Anchorage Merger Sub Inc.,
a wholly owned subsidiary of Microsoft
Corporation.
2. Approval, by Means of a Non-Binding, Mgmt For For
Advisory Vote, of Certain Compensatory
Arrangements with Named Executive Officers.
To approve, by means of a non-binding,
advisory vote, compensation that will or
may become payable to the named executive
officers of Activision Blizzard in
connection with the merger pursuant to the
merger agreement.
3. Adjournment of the Special Meeting. To Mgmt For For
adjourn the special meeting to a later date
or dates, if necessary or appropriate, to
allow time to solicit additional proxies if
there are insufficient votes to adopt the
merger agreement at the time of the special
meeting.
--------------------------------------------------------------------------------------------------------------------------
ADOBE INC. Agenda Number: 935553669
--------------------------------------------------------------------------------------------------------------------------
Security: 00724F101
Meeting Type: Annual
Meeting Date: 14-Apr-2022
Ticker: ADBE
ISIN: US00724F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a Mgmt Against Against
one-year term: Amy Banse
1B. Election of Director to serve for a Mgmt For For
one-year term: Brett Biggs
1C. Election of Director to serve for a Mgmt Against Against
one-year term: Melanie Boulden
1D. Election of Director to serve for a Mgmt Against Against
one-year term: Frank Calderoni
1E. Election of Director to serve for a Mgmt Against Against
one-year term: Laura Desmond
1F. Election of Director to serve for a Mgmt For For
one-year term: Shantanu Narayen
1G. Election of Director to serve for a Mgmt For For
one-year term: Spencer Neumann
1H. Election of Director to serve for a Mgmt For For
one-year term: Kathleen Oberg
1I. Election of Director to serve for a Mgmt For For
one-year term: Dheeraj Pandey
1J. Election of Director to serve for a Mgmt Against Against
one-year term: David Ricks
1K. Election of Director to serve for a Mgmt Against Against
one-year term: Daniel Rosensweig
1L. Election of Director to serve for a Mgmt For For
one-year term: John Warnock
2. Ratify the appointment of KPMG LLP as our Mgmt Against Against
independent registered public accounting
firm for our fiscal year ending on December
2, 2022.
3. Approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC. Agenda Number: 935585096
--------------------------------------------------------------------------------------------------------------------------
Security: 007903107
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: AMD
ISIN: US0079031078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John E. Caldwell Mgmt Against Against
1B. Election of Director: Nora M. Denzel Mgmt For For
1C. Election of Director: Mark Durcan Mgmt For For
1D. Election of Director: Michael P. Gregoire Mgmt For For
1E. Election of Director: Joseph A. Householder Mgmt For For
1F. Election of Director: John W. Marren Mgmt For For
1G. Election of Director: Jon A. Olson Mgmt For For
1H. Election of Director: Lisa T. Su Mgmt For For
1I. Election of Director: Abhi Y. Talwalkar Mgmt For For
1J. Election of Director: Elizabeth W. Mgmt For For
Vanderslice
2. Ratify the appointment of Ernst & Young LLP Mgmt Against Against
as our independent registered public
accounting firm for the current fiscal
year.
3. Advisory vote to approve the executive Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
ADYEN N.V. Agenda Number: 715531453
--------------------------------------------------------------------------------------------------------------------------
Security: N3501V104
Meeting Type: AGM
Meeting Date: 01-Jun-2022
Ticker:
ISIN: NL0012969182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO BENEFICIAL OWNER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED
1. OPENING AND ANNOUNCEMENTS Non-Voting
2.a. DISCUSSION OF THE MANAGEMENT BOARD REPORT Non-Voting
AND THE SUPERVISORY BOARD REPORT FOR THE
PAST FINANCIAL YEAR. THE MANAGEMENT BOARD
WILL GIVE A PRESENTATION ON THE PERFORMANCE
OF THE COMPANY IN 2021. FURTHERMORE, THE
SUPERVISORY BOARD REPORT AND ACCOUNTANT
STATEMENTS WILL BE DISCUSSED. ANNUAL REPORT
2.b. DISCUSSION OF THE REMUNERATION REPORT OVER Mgmt No vote
THE YEAR 2021 INCLUDING THE MANAGEMENT
BOARD AND SUPERVISORY BOARD REMUNERATION
FOR THE PAST FINANCIAL YEAR. PLEASE REFER
TO THE REMUNERATION REPORT FOR THE
FINANCIAL YEAR 2021 (IN ACCORDANCE WITH THE
COMPANY'S EXISTING REMUNERATION POLICY AS
APPROVED BY THE GENERAL MEETING OF
SHAREHOLDERS WHICH WAS HELD ON 26 MAY 2020)
INCLUDED IN OUR ANNUAL REPORT ON PAGE 97,
AS PUBLISHED ON OUR WEBSITE. REMUNERATION
REPORT OVER THE YEAR 2021 (ADVISORY VOTING
ITEM)
2.c. IT IS PROPOSED TO ADOPT THE ANNUAL ACCOUNTS Mgmt No vote
FOR THE FINANCIAL YEAR 2021 AS DRAWN UP BY
THE MANAGEMENT BOARD AND SIGNED BY THE
MANAGEMENT BOARD AND THE SUPERVISORY BOARD.
PRICEWATERHOUSECOOPERS N.V. (PWC) HAS
AUDITED THE ANNUAL ACCOUNTS AND HAS ISSUED
AN UNQUALIFIED AUDITOR'S REPORT. ADOPTION
OF THE ANNUAL ACCOUNTS
2.d. DISCUSSION OF THE POLICY ON DIVIDEND, Non-Voting
RESERVATIONS AND DISTRIBUTIONS. PLEASE
REFER TO THE DIVIDEND POLICY PUBLISHED ON
THE COMPANY'S WEBSITE, AS FURTHER REFERRED
TO ON PAGE 141 OF THE ANNUAL REPORT FOR THE
FINANCIAL YEAR 2021. IN ACCORDANCE WITH THE
ARTICLES OF ASSOCIATION OF THE COMPANY, THE
MANAGEMENT BOARD, WITH THE APPROVAL OF THE
SUPERVISORY BOARD, DECIDED TO ALLOCATE THE
PROFITS FOR THE FINANCIAL YEAR 2021 TO THE
RESERVES OF THE COMPANY. DIVIDEND POLICY
AND RESERVATION OF PROFITS
3. IT IS PROPOSED TO DISCHARGE THE MEMBERS OF Mgmt No vote
THE MANAGEMENT BOARD (IN 2021 BEING PIETER
VAN DER DOES (CEO), INGO UYTDEHAAGE (CFO),
ROELANT PRINS (CCO), MARI TTE SWART (CLCO),
KAMRAN ZAKI (COO) AND ALEXANDER MATTHEY
(CTO)) FROM LIABILITY IN RESPECT OF THE
PERFORMANCE OF THEIR MANAGEMENT DUTIES TO
THE EXTENT THAT SUCH PERFORMANCE IS
APPARENT FROM THE ANNUAL ACCOUNTS FOR THE
FINANCIAL YEAR 2021 OR HAS BEEN OTHERWISE
DISCLOSED TO THE GENERAL MEETING BEFORE THE
RESOLUTION IS ADOPTED DISCHARGE OF
MANAGEMENT BOARD MEMBERS
4. IT IS PROPOSED TO DISCHARGE THE MEMBERS OF Mgmt No vote
THE SUPERVISORY BOARD (IN 2021 BEING PIERO
OVERMARS, DELFIN RUEDA, JOEP VAN BEURDEN,
PAMELA JOSEPH, AND, AS OF FEBRUARY 2021,
CAOIMHE KEOGAN) FROM LIABILITY IN RESPECT
OF THE PERFORMANCE OF THEIR SUPERVISORY
DUTIES TO THE EXTENT THAT SUCH PERFORMANCE
IS APPARENT FROM THE ANNUAL ACCOUNTS FOR
THE FINANCIAL YEAR 2021 OR HAS BEEN
OTHERWISE DISCLOSED TO THE GENERAL MEETING
BEFORE THE RESOLUTION IS ADOPTED. DISCHARGE
OF SUPERVISORY BOARD MEMBERS
5. THE PERIOD FOR WHICH PIETER WILLEM VAN DER Mgmt No vote
DOES IS APPOINTED AS MEMBER OF THE
MANAGEMENT BOARD WITH THE TITLE CHIEF
EXECUTIVE OFFICER ENDS ON 13 JUNE 2022. IN
ACCORDANCE WITH THE ARTICLES OF ASSOCIATION
OF THE COMPANY, THE SUPERVISORY BOARD
PROPOSES TO REAPPOINT PIETER AS MEMBER OF
THE MANAGEMENT BOARD OF THE COMPANY WITH
THE TITLE CHIEF EXECUTIVE OFFICER, WITH
EFFECT FROM THE DATE OF THIS GENERAL
MEETING FOR THE PERIOD OF FOUR (4) YEARS.
PIETER WILLEM VAN DER DOES (1969) IS A
DUTCH CITIZEN. PIETER IS A LEADING EXPERT
WITH OVER 20 YEARS' EXPERIENCE IN THE
PAYMENTS INDUSTRY. HE WAS CCO AT BIBIT
BEFORE CO-FOUNDING ADYEN IN 2006. SINCE
THEN ADYEN HAS GROWN FROM A START-UP INTO A
GLOBAL OPERATION, AVERAGING DOUBLE-DIGIT
ANNUAL GROWTH SINCE 2007. PIETER HAS BEEN
AND IS INSTRUMENTAL TO THE CONTINUED GROWTH
OF THE COMPANY, FROM ITS FIRST YEARS OF
PROFITABILITY IN 2011, THROUGH IPO IN 2018,
AND NOW AT A SCALE OF PROCESSING OVER 500
BILLION IN VOLUME I... FOR FULL AGENDA SEE
THE CBP PORTAL OR THE CONVOCATION PROPOSAL
REAPPOINTMENT PIETER WILLEM VAN DER DOES AS
MEMBER OF THE MANAGEMENT BOARD WITH THE
TITLE CHIEF EXECUTIVE OFFICER
6. THE PERIOD FOR WHICH ROELANT PRINS IS Mgmt No vote
APPOINTED AS MEMBER OF THE MANAGEMENT BOARD
WITH THE TITLE CHIEF COMMERCIAL OFFICER
ENDS ON 13 JUNE 2022. IN ACCORDANCE WITH
THE ARTICLES OF ASSOCIATION OF THE COMPANY,
THE SUPERVISORY BOARD PROPOSES TO REAPPOINT
ROELANT AS MEMBER OF THE MANAGEMENT BOARD
OF THE COMPANY WITH THE TITLE CHIEF
COMMERCIAL OFFICER, WITH EFFECT FROM THE
DATE OF THIS GENERAL MEETING FOR THE PERIOD
OF FOUR (4) YEARS. ROELANT PRINS (1975) IS
A DUTCH CITIZEN. ROELANT IS RESPONSIBLE FOR
ALL COMMERCIAL ACTIVITIES AT ADYEN. HE
ENTERED THE ONLINE PAYMENTS INDUSTRY IN THE
EARLY 2000S. ROELANT HAS HELD VARIOUS
INTERNATIONAL MANAGEMENT ROLES IN SALES AND
BUSINESS DEVELOPMENT FOR COMPANIES
PROVIDING PAYMENT SOLUTIONS TO
INTERNATIONAL ECOMMERCE BUSINESSES. HAVING
JOINED ADYEN AT AN EARLY STAGE, ROELANT HAS
SERVED AS ITS CCO SINCE 2007 - DURING WHICH
TIME HE HAS OVERSEEN THE EXECUTION OF
ADYEN'S COMMERCIAL STRATEGY UP TO THE SCALE
THAT IT OPERA... FOR FULL AGENDA SEE THE
CBP PORTAL OR THE CONVOCATION PROPOSAL
REAPPOINTMENT ROELANT PRINS AS MEMBER OF
THE MANAGEMENT BOARD WITH THE TITLE CHIEF
COMMERCIAL OFFICER
7. IT IS PROPOSED TO RENEW THE AUTHORITY OF Mgmt No vote
THE MANAGEMENT BOARD, SUBJECT TO THE
SUPERVISORY BOARD'S APPROVAL, TO ISSUE
ORDINARY SHARES OR TO GRANT RIGHTS TO
SUBSCRIBE FOR ORDINARY SHARES FOR A PERIOD
OF 18 MONTHS FROM THE DATE OF THIS GENERAL
MEETING UP TO 10% OF THE TOTAL NUMBER OF
SHARES ISSUED AT THE TIME OF THE GENERAL
MEETING FOR ANY PURPOSES. ONCE THIS
AUTHORIZATION IS APPROVED, THIS WILL
REPLACE THE CURRENT AUTHORIZATIONS. ONCE
APPROVED, THE AUTHORIZATION CANNOT BE
REVOKED AUTHORITY TO ISSUE SHARES
8. IT IS PROPOSED TO RENEW THE AUTHORITY OF Mgmt No vote
THE MANAGEMENT BOARD, SUBJECT TO THE
SUPERVISORY BOARD'S APPROVAL, TO RESTRICT
OR EXCLUDE APPLICABLE PRE-EMPTIVE RIGHTS
WHEN ISSUING ORDINARY SHARES OR GRANTING
RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES AS
SET OUT IN ITEM 7 ABOVE FOR A PERIOD OF 18
MONTHS FROM THE DATE OF THIS GENERAL
MEETING. ONCE THIS AUTHORIZATION IS
APPROVED, THIS WILL REPLACE THE CURRENT
AUTHORIZATIONS. ONCE APPROVED, THE
AUTHORIZATION CANNOT BE REVOKED. AUTHORITY
TO RESTRICT OR EXCLUDE PRE-EMPTIVE RIGHTS
9. IT IS PROPOSED TO RENEW THE AUTHORITY OF Mgmt No vote
THE MANAGEMENT BOARD TO ACQUIRE SHARES IN
THE CAPITAL OF THE COMPANY, EITHER THROUGH
PURCHASE ON A STOCK EXCHANGE OR OTHERWISE.
THE AUTHORITY WILL APPLY FOR A PERIOD OF 18
MONTHS FROM THE DATE OF THIS GENERAL
MEETING, UNDER THE FOLLOWING CONDITIONS:
(I) UP TO 10% OF THE TOTAL NUMBER OF SHARES
ISSUED AT THE TIME OF THE GENERAL MEETING;
(II) PROVIDED THAT THE COMPANY WILL NOT
HOLD MORE SHARES IN STOCK THAN 10% OF THE
ISSUED SHARE CAPITAL; AND (III) AT A PRICE
(EXCLUDING EXPENSES) NOT LESS THAN THE
NOMINAL VALUE OF THE SHARES AND NOT HIGHER
THAN THE OPENING PRICE ON EURONEXT
AMSTERDAM ON THE DAY OF REPURCHASE OR ON
THE PRECEDING DAY OF STOCK MARKET TRADING
PLUS 10%. ONCE THIS AUTHORIZATION IS
APPROVED, THIS WILL REPLACE THE CURRENT
AUTHORIZATIONS. ONCE APPROVED, THE
AUTHORIZATION CANNOT BE REVOKED. AUTHORITY
TO ACQUIRE OWN SHARES
10. IN ACCORDANCE WITH THE RECOMMENDATIONS OF Mgmt No vote
THE AUDIT AND RISK COMMITTEE, THE
SUPERVISORY BOARD PROPOSES TO REAPPOINT PWC
AS EXTERNAL AUDITOR OF THE COMPANY FOR THE
CURRENT FINANCIAL YEAR
11. ANY OTHER BUSINESS AND CLOSING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
AEROVIRONMENT, INC. Agenda Number: 935486870
--------------------------------------------------------------------------------------------------------------------------
Security: 008073108
Meeting Type: Annual
Meeting Date: 24-Sep-2021
Ticker: AVAV
ISIN: US0080731088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Cindy K. Lewis Mgmt For For
Wahid Nawabi Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the company's independent
registered public accounting firm.
3. Advisory vote on the compensation of the Mgmt For For
company's Named Executive Officers.
4. Approve the AeroVironment, Inc. 2021 Equity Mgmt For For
Incentive Plan.
5. Advisory vote on stockholder proposal to Shr For
elect directors by a majority vote.
--------------------------------------------------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC. Agenda Number: 935546296
--------------------------------------------------------------------------------------------------------------------------
Security: 00846U101
Meeting Type: Annual
Meeting Date: 16-Mar-2022
Ticker: A
ISIN: US00846U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for a three-year term: Mgmt For For
Hans E. Bishop
1.2 Election of Director for a three-year term: Mgmt For For
Otis W. Brawley, M.D.
1.3 Election of Director for a three-year term: Mgmt For For
Mikael Dolsten, M.D., Ph.D.
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
3. To ratify the Audit and Finance Committee's Mgmt Against Against
appointment of PricewaterhouseCoopers LLP
as our independent registered public
accounting firm.
4. To vote on a stockholder proposal regarding Mgmt For Against
the right to call a special meeting, if
properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
AKAMAI TECHNOLOGIES, INC. Agenda Number: 935579752
--------------------------------------------------------------------------------------------------------------------------
Security: 00971T101
Meeting Type: Annual
Meeting Date: 12-May-2022
Ticker: AKAM
ISIN: US00971T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sharon Bowen Mgmt For For
1B. Election of Director: Marianne Brown Mgmt For For
1C. Election of Director: Monte Ford Mgmt Against Against
1D. Election of Director: Dan Hesse Mgmt Against Against
1E. Election of Director: Tom Killalea Mgmt For For
1F. Election of Director: Tom Leighton Mgmt For For
1G. Election of Director: Jonathan Miller Mgmt Against Against
1H. Election of Director: Madhu Ranganathan Mgmt For For
1I. Election of Director: Ben Verwaayen Mgmt Against Against
1J. Election of Director: Bill Wagner Mgmt Against Against
2. To approve an amendment and restatement of Mgmt Against Against
the Amended and Restated Akamai
Technologies, Inc. 2013 Stock Incentive
Plan
3. To approve, on an advisory basis, our Mgmt Against Against
executive officer compensation
4. To ratify the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent auditors for the fiscal year
ending December 31, 2022
--------------------------------------------------------------------------------------------------------------------------
ALBEMARLE CORPORATION Agenda Number: 935570211
--------------------------------------------------------------------------------------------------------------------------
Security: 012653101
Meeting Type: Annual
Meeting Date: 03-May-2022
Ticker: ALB
ISIN: US0126531013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To consider and vote on a non-binding Mgmt For For
advisory resolution approving the
compensation of our named executive
officers.
2A. Election of Director: Mary Lauren Brlas Mgmt For For
2B. Election of Director: Ralf H. Cramer Mgmt For For
2C. Election of Director: J. Kent Masters, Jr. Mgmt For For
2D. Election of Director: Glenda J. Minor Mgmt For For
2E. Election of Director: James J. O'Brien Mgmt Against Against
2F. Election of Director: Diarmuid B. O'Connell Mgmt For For
2G. Election of Director: Dean L. Seavers Mgmt For For
2H. Election of Director: Gerald A. Steiner Mgmt For For
2I. Election of Director: Holly A. Van Deursen Mgmt For For
2J. Election of Director: Alejandro D. Wolff Mgmt For For
3. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as Albemarle's
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
--------------------------------------------------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LTD Agenda Number: 714547392
--------------------------------------------------------------------------------------------------------------------------
Security: G01719114
Meeting Type: AGM
Meeting Date: 17-Sep-2021
Ticker:
ISIN: KYG017191142
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0811/2021081100932.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0811/2021081100958.pdf
1.1 ELECT THE FOLLOWING DIRECTOR NOMINEE TO Mgmt No vote
SERVE ON THE BOARD OF DIRECTOR: JOSEPH C.
TSAI
1.2 ELECT THE FOLLOWING DIRECTOR NOMINEE TO Mgmt No vote
SERVE ON THE BOARD OF DIRECTOR: J. MICHAEL
EVANS
1.3 ELECT THE FOLLOWING DIRECTOR NOMINEE TO Mgmt No vote
SERVE ON THE BOARD OF DIRECTOR: E. BORJE
EKHOLM
2 RATIFY THE APPOINTMENT OF Mgmt No vote
PRICEWATERHOUSECOOPERS AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE FISCAL YEAR ENDING MARCH
31, 2022
CMMT 13 AUG 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 1.2. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ALPHABET INC. Agenda Number: 935618578
--------------------------------------------------------------------------------------------------------------------------
Security: 02079K305
Meeting Type: Annual
Meeting Date: 01-Jun-2022
Ticker: GOOGL
ISIN: US02079K3059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Larry Page Mgmt For For
1b. Election of Director: Sergey Brin Mgmt For For
1c. Election of Director: Sundar Pichai Mgmt For For
1d. Election of Director: John L. Hennessy Mgmt Against Against
1e. Election of Director: Frances H. Arnold Mgmt For For
1f. Election of Director: L. John Doerr Mgmt Against Against
1g. Election of Director: Roger W. Ferguson Jr. Mgmt For For
1h. Election of Director: Ann Mather Mgmt For For
1i. Election of Director: K. Ram Shriram Mgmt Against Against
1j. Election of Director: Robin L. Washington Mgmt Against Against
2. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2022.
3. The amendment of Alphabet's 2021 Stock Plan Mgmt Against Against
to increase the share reserve by 4,000,000
shares of Class C capital stock.
4. The amendment of Alphabet's Amended and Mgmt For For
Restated Certificate of Incorporation to
increase the number of authorized shares.
5. A stockholder proposal regarding a lobbying Shr Against For
report, if properly presented at the
meeting.
6. A stockholder proposal regarding a climate Shr Against For
lobbying report, if properly presented at
the meeting.
7. A stockholder proposal regarding a report Shr For Against
on physical risks of climate change, if
properly presented at the meeting.
8. A stockholder proposal regarding a report Shr For Against
on water management risks, if properly
presented at the meeting.
9. A stockholder proposal regarding a racial Shr For Against
equity audit, if properly presented at the
meeting.
10. A stockholder proposal regarding a report Shr For Against
on concealment clauses, if properly
presented at the meeting.
11. A stockholder proposal regarding equal Shr For Against
shareholder voting, if properly presented
at the meeting.
12. A stockholder proposal regarding a report Shr For Against
on government takedown requests, if
properly presented at the meeting.
13. A stockholder proposal regarding a human Shr For Against
rights assessment of data center siting, if
properly presented at the meeting.
14. A stockholder proposal regarding a report Shr For Against
on data collection, privacy, and security,
if properly presented at the meeting.
15. A stockholder proposal regarding algorithm Shr For Against
disclosures, if properly presented at the
meeting.
16. A stockholder proposal regarding Shr For Against
misinformation and disinformation, if
properly presented at the meeting.
17. A stockholder proposal regarding a report Shr For Against
on external costs of disinformation, if
properly presented at the meeting.
18. A stockholder proposal regarding a report Shr For Against
on board diversity, if properly presented
at the meeting.
19. A stockholder proposal regarding the Shr For Against
establishment of an environmental
sustainability board committee, if properly
presented at the meeting.
20. A stockholder proposal regarding a policy Shr Against For
on non-management employee representative
director, if properly presented at the
meeting.
21. A stockholder proposal regarding a report Shr Against For
on policies regarding military and
militarized policing agencies, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935609288
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 25-May-2022
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jeffrey P. Bezos Mgmt For For
1b. Election of Director: Andrew R. Jassy Mgmt For For
1c. Election of Director: Keith B. Alexander Mgmt For For
1d. Election of Director: Edith W. Cooper Mgmt Against Against
1e. Election of Director: Jamie S. Gorelick Mgmt For For
1f. Election of Director: Daniel P. Mgmt Against Against
Huttenlocher
1g. Election of Director: Judith A. McGrath Mgmt Against Against
1h. Election of Director: Indra K. Nooyi Mgmt For For
1i. Election of Director: Jonathan J. Mgmt Against Against
Rubinstein
1j. Election of Director: Patricia Q. Mgmt For For
Stonesifer
1k. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt Against Against
YOUNG LLP AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION
4. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
EFFECT A 20-FOR-1 SPLIT OF THE COMPANY'S
COMMON STOCK AND A PROPORTIONATE INCREASE
IN THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK
5. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
RETIREMENT PLAN OPTIONS
6. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER DUE DILIGENCE
7. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
ALTERNATIVE DIRECTOR CANDIDATE POLICY
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PACKAGING MATERIALS
9. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
WORKER HEALTH AND SAFETY DIFFERENCES
10. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against
REPORTING ON RISKS ASSOCIATED WITH THE USE
OF CERTAIN CONTRACT CLAUSES
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CHARITABLE CONTRIBUTIONS
12. SHAREHOLDER PROPOSAL REQUESTING ALTERNATIVE Shr Against For
TAX REPORTING
13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against
REPORTING ON FREEDOM OF ASSOCIATION
14. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON LOBBYING
15. SHAREHOLDER PROPOSAL REQUESTING A POLICY Shr For Against
REQUIRING MORE DIRECTOR CANDIDATES THAN
BOARD SEATS
16. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
WAREHOUSE WORKING CONDITIONS
17. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against
REPORTING ON GENDER/RACIAL PAY
18. SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY Shr For Against
AND EQUITY AUDIT
19. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER USE OF CERTAIN TECHNOLOGIES
--------------------------------------------------------------------------------------------------------------------------
AMBARELLA, INC. Agenda Number: 935624254
--------------------------------------------------------------------------------------------------------------------------
Security: G037AX101
Meeting Type: Annual
Meeting Date: 07-Jun-2022
Ticker: AMBA
ISIN: KYG037AX1015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Anne De Greef-Safft Mgmt For For
1.2 Election of Director: Chenming C. Hu, Ph.D. Mgmt For For
1.3 Election of Director: Feng-Ming (Fermi) Mgmt For For
Wang, Ph.D.
2. Ratification of PricewaterhouseCoopers LLP Mgmt Against Against
as the independent registered public
accounting firm of Ambarella, Inc. for the
fiscal year ending January 31, 2023.
3. Advisory vote to approve the compensation Mgmt For For
of Ambarella, Inc.'s named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION Agenda Number: 935583080
--------------------------------------------------------------------------------------------------------------------------
Security: 03027X100
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: AMT
ISIN: US03027X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas A. Bartlett Mgmt For For
1B. Election of Director: Kelly C. Chambliss Mgmt For For
1C. Election of Director: Teresa H. Clarke Mgmt For For
1D. Election of Director: Raymond P. Dolan Mgmt Against Against
1E. Election of Director: Kenneth R. Frank Mgmt For For
1F. Election of Director: Robert D. Hormats Mgmt For For
1G. Election of Director: Grace D. Lieblein Mgmt For For
1H. Election of Director: Craig Macnab Mgmt For For
1I. Election of Director: JoAnn A. Reed Mgmt For For
1J. Election of Director: Pamela D.A. Reeve Mgmt Against Against
1K. Election of Director: David E. Sharbutt Mgmt Against Against
1L. Election of Director: Bruce L. Tanner Mgmt For For
1M. Election of Director: Samme L. Thompson Mgmt For For
2. To ratify the selection of Deloitte & Mgmt Against Against
Touche LLP as the Company's independent
registered public accounting firm for 2022.
3. To approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN WATER WORKS COMPANY, INC. Agenda Number: 935578700
--------------------------------------------------------------------------------------------------------------------------
Security: 030420103
Meeting Type: Annual
Meeting Date: 11-May-2022
Ticker: AWK
ISIN: US0304201033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey N. Edwards Mgmt For For
1B. Election of Director: Martha Clark Goss Mgmt For For
1C. Election of Director: M. Susan Hardwick Mgmt For For
1D. Election of Director: Kimberly J. Harris Mgmt For For
1E. Election of Director: Julia L. Johnson Mgmt For For
1F. Election of Director: Patricia L. Kampling Mgmt For For
1G. Election of Director: Karl F. Kurz Mgmt For For
1H. Election of Director: George MacKenzie Mgmt Against Against
1I. Election of Director: James G. Stavridis Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of the Company's named
executive officers.
3. Ratification of the appointment, by the Mgmt Against Against
Audit, Finance and Risk Committee of the
Board of Directors, of
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2022.
4. Shareholder proposal on Climate Transition Shr For Against
Plan Reporting as described in the proxy
statement.
5. Shareholder proposal on Racial Justice Shr For Against
Audit as described in the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES, INC. Agenda Number: 935542248
--------------------------------------------------------------------------------------------------------------------------
Security: 032654105
Meeting Type: Annual
Meeting Date: 09-Mar-2022
Ticker: ADI
ISIN: US0326541051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ray Stata Mgmt For For
1B. Election of Director: Vincent Roche Mgmt For For
1C. Election of Director: James A. Champy Mgmt Against Against
1D. Election of Director: Anantha P. Mgmt For For
Chandrakasan
1E. Election of Director: Tunc Doluca Mgmt For For
1F. Election of Director: Bruce R. Evans Mgmt For For
1G. Election of Director: Edward H. Frank Mgmt Against Against
1H. Election of Director: Laurie H. Glimcher Mgmt Against Against
1I. Election of Director: Karen M. Golz Mgmt For For
1J. Election of Director: Mercedes Johnson Mgmt For For
1K. Election of Director: Kenton J. Sicchitano Mgmt Against Against
1L. Election of Director: Susie Wee Mgmt Against Against
2. Advisory resolution to approve the Mgmt Against Against
compensation of our named executive
officers.
3. Approve the Analog Devices, Inc. 2022 Mgmt For For
Employee Stock Purchase Plan.
4. Ratification of Ernst & Young LLP as our Mgmt Against Against
independent registered public accounting
firm for fiscal 2022.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 935541549
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 04-Mar-2022
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt Against Against
1D. Election of Director: Alex Gorsky Mgmt For For
1E. Election of Director: Andrea Jung Mgmt Against Against
1F. Election of Director: Art Levinson Mgmt Against Against
1G. Election of Director: Monica Lozano Mgmt For For
1H. Election of Director: Ron Sugar Mgmt Against Against
1I. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as Apple's independent registered
public accounting firm for fiscal 2022.
3. Advisory vote to approve executive Mgmt Against Against
compensation.
4. Approval of the Apple Inc. 2022 Employee Mgmt Against Against
Stock Plan.
5. A shareholder proposal entitled Shr Against For
"Reincorporate with Deeper Purpose".
6. A shareholder proposal entitled Shr For Against
"Transparency Reports".
7. A shareholder proposal entitled "Report on Shr For Against
Forced Labor".
8. A shareholder proposal entitled "Pay Shr For Against
Equity".
9. A shareholder proposal entitled "Civil Shr For Against
Rights Audit".
10. A shareholder proposal entitled "Report on Shr For Against
Concealment Clauses".
--------------------------------------------------------------------------------------------------------------------------
APTIV PLC Agenda Number: 935560309
--------------------------------------------------------------------------------------------------------------------------
Security: G6095L109
Meeting Type: Annual
Meeting Date: 27-Apr-2022
Ticker: APTV
ISIN: JE00B783TY65
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kevin P. Clark Mgmt For For
1B. Election of Director: Richard L. Clemmer Mgmt For For
1C. Election of Director: Nancy E. Cooper Mgmt For For
1D. Election of Director: Joseph L. Hooley Mgmt For For
1E. Election of Director: Merit E. Janow Mgmt For For
1F. Election of Director: Sean O. Mahoney Mgmt Against Against
1G. Election of Director: Paul M. Meister Mgmt For For
1H. Election of Director: Robert K. Ortberg Mgmt For For
1I. Election of Director: Colin J. Parris Mgmt For For
1J. Election of Director: Ana G. Pinczuk Mgmt For For
2. Proposal to re-appoint auditors, ratify Mgmt Against Against
independent public accounting firm and
authorize the directors to determine the
fees paid to the auditors.
3. Say-on-Pay - To approve, by advisory vote, Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
ARISTA NETWORKS, INC. Agenda Number: 935612160
--------------------------------------------------------------------------------------------------------------------------
Security: 040413106
Meeting Type: Annual
Meeting Date: 31-May-2022
Ticker: ANET
ISIN: US0404131064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Charles Giancarlo Mgmt For For
Daniel Scheinman Mgmt Withheld Against
2. Approval, on an advisory basis, of the Mgmt For For
compensation of the named executive
officers.
3. Approval, on an advisory basis, of the Mgmt 1 Year For
frequency of future advisory votes on named
executive officer compensation.
4. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as our independent registered public
accounting firm for our fiscal year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
ARRAY TECHNOLOGIES INC. Agenda Number: 935596532
--------------------------------------------------------------------------------------------------------------------------
Security: 04271T100
Meeting Type: Annual
Meeting Date: 24-May-2022
Ticker: ARRY
ISIN: US04271T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paulo Almirante Mgmt For For
Ron Corio Mgmt For For
Jayanthi Iyengar Mgmt Withheld Against
2. Ratification of the Company's appointment Mgmt For For
of BDO USA, LLP as its independent auditors
for fiscal year ending December 31, 2022.
3. Approval of the Array Technologies, Inc. Mgmt For For
Employee Stock Purchase Plan.
4. Establishment, by a stockholder non-binding Mgmt 1 Year For
advisory vote, of the frequency of
submission to stockholders of advisory vote
regarding executive compensation.
--------------------------------------------------------------------------------------------------------------------------
ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC Agenda Number: 935573899
--------------------------------------------------------------------------------------------------------------------------
Security: G0751N103
Meeting Type: Annual
Meeting Date: 05-May-2022
Ticker: AY
ISIN: GB00BLP5YB54
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the accounts and reports of the Mgmt For For
directors and the auditors for the year
ended 31 December 2021
2. To approve the directors' remuneration Mgmt For For
report, excluding the directors'
remuneration policy, for the year ended 31
December 2021
3. Election of Michael Woollcombe as director Mgmt For For
of the Company
4. Election of Michael Forsayeth as director Mgmt For For
of the Company
5. Election of William Aziz as director of the Mgmt Against Against
Company
6. Election of Brenda Eprile as director of Mgmt For For
the Company
7. Election of Debora Del Favero as director Mgmt Against Against
of the Company
8. Election of Arun Banskota as director of Mgmt For For
the Company
9. Election of George Trisic as director of Mgmt For For
the Company
10. Re-election of Santiago Seage as director Mgmt For For
of the Company
11. To re-appoint Ernst & Young LLP and Ernst & Mgmt For For
Young S.L. as auditors of the Company to
hold office until December 31, 2023
12. To authorize the Company's audit committee Mgmt For For
to determine the remuneration of the
auditors
13. Authorization to issue shares Mgmt For For
14. Disapplication of pre-emptive rights Mgmt For For
15. Disapplication of pre-emptive rights Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ATLASSIAN CORPORATION PLC Agenda Number: 935507876
--------------------------------------------------------------------------------------------------------------------------
Security: G06242104
Meeting Type: Annual
Meeting Date: 02-Dec-2021
Ticker: TEAM
ISIN: GB00BZ09BD16
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To reappoint Ernst & Young LLP as auditor Mgmt Against Against
of the Company to hold office until the
conclusion of the next annual general
meeting of the Company.
2. To receive the Company's accounts and the Mgmt For For
reports of the directors and the auditors
for the year ended June 30, 2021 (the
"Annual Report").
3. To approve the Directors' Remuneration Mgmt For For
Report as set forth in the Annual Report.
4. To authorize the Audit Committee of the Mgmt Against Against
Board of Directors to determine the
remuneration of the auditor.
5. To re-elect Shona L. Brown as a director of Mgmt Against Against
the Company.
6. To re-elect Michael Cannon-Brookes as a Mgmt For For
director of the Company.
7. To re-elect Scott Farquhar as a director of Mgmt For For
the Company.
8. To re-elect Heather Mirjahangir Fernandez Mgmt For For
as a director of the Company.
9. To re-elect Sasan Goodarzi as a director of Mgmt For For
the Company.
10. To re-elect Jay Parikh as a director of the Mgmt For For
Company.
11. To re-elect Enrique Salem as a director of Mgmt For For
the Company.
12. To re-elect Steven Sordello as a director Mgmt For For
of the Company.
13. To re-elect Richard P. Wong as a director Mgmt For For
of the Company.
14. To re-elect Michelle Zatlyn as a director Mgmt For For
of the Company.
--------------------------------------------------------------------------------------------------------------------------
AUTODESK, INC. Agenda Number: 935625814
--------------------------------------------------------------------------------------------------------------------------
Security: 052769106
Meeting Type: Annual
Meeting Date: 16-Jun-2022
Ticker: ADSK
ISIN: US0527691069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Andrew Anagnost Mgmt For For
1b. Election of Director: Karen Blasing Mgmt For For
1c Election of Director: Reid French Mgmt Against Against
1d. Election of Director: Dr. Ayanna Howard Mgmt For For
1e. Election of Director: Blake Irving Mgmt Against Against
1f. Election of Director: Mary T. McDowell Mgmt Against Against
1g. Election of Director: Stephen Milligan Mgmt For For
1h. Election of Director: Lorrie M. Norrington Mgmt For For
1i. Election of Director: Betsy Rafael Mgmt For For
1j. Election of Director: Stacy J. Smith Mgmt Against Against
2. Ratify the appointment of Ernst & Young LLP Mgmt Against Against
as Autodesk, Inc.'s independent registered
public accounting firm for the fiscal year
ending January 31, 2023.
3. Approve, on an advisory (non-binding) Mgmt Against Against
basis, the compensation of Autodesk, Inc.'s
named executive officers.
4. Approve the Autodesk 2022 Equity Incentive Mgmt Against Against
Plan.
--------------------------------------------------------------------------------------------------------------------------
AZENTA, INC. Agenda Number: 935533388
--------------------------------------------------------------------------------------------------------------------------
Security: 114340102
Meeting Type: Annual
Meeting Date: 24-Jan-2022
Ticker: AZTA
ISIN: US1143401024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank E. Casal Mgmt For For
Robyn C. Davis Mgmt For For
Joseph R. Martin Mgmt Withheld Against
Erica J. McLaughlin Mgmt For For
Krishna G. Palepu Mgmt For For
Michael Rosenblatt Mgmt For For
Stephen S. Schwartz Mgmt For For
Alfred Woollacott, III Mgmt Withheld Against
Mark S. Wrighton Mgmt For For
Ellen M. Zane Mgmt For For
2. To approve by a non-binding advisory vote Mgmt For For
the compensation of the Company's named
executive officers.
3. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered accounting firm for
the 2022 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
BAIDU INC Agenda Number: 714880045
--------------------------------------------------------------------------------------------------------------------------
Security: G07034104
Meeting Type: EGM
Meeting Date: 07-Dec-2021
Ticker:
ISIN: KYG070341048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/1102/2021110201774.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/1102/2021110201802.pdf
1 TO APPROVE THE ADOPTION OF THE COMPANY'S Mgmt No vote
DUAL FOREIGN NAME
2 TO APPROVE THE ADOPTION OF THE AMENDED M&AA Mgmt No vote
3 TO APPROVE THE FILINGS OF ADOPTION OF THE Mgmt No vote
COMPANY'S DUAL FOREIGN NAME AND THE AMENDED
M&AA
--------------------------------------------------------------------------------------------------------------------------
BAIDU INC Agenda Number: 715740848
--------------------------------------------------------------------------------------------------------------------------
Security: G07034104
Meeting Type: AGM
Meeting Date: 28-Jun-2022
Ticker:
ISIN: KYG070341048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0531/2022053101375.pdf
CMMT PLEASE NOTE THAT THIS IS AN INFORMATIONAL Non-Voting
MEETING, AS THERE ARE NO PROPOSALS TO BE
VOTED ON. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY REQUEST AN
ENTRANCE CARD. THANK YOU
1 TRANSACT OTHER BUSINESS Non-Voting
--------------------------------------------------------------------------------------------------------------------------
BALLARD POWER SYSTEMS INC Agenda Number: 715616352
--------------------------------------------------------------------------------------------------------------------------
Security: 058586108
Meeting Type: AGM
Meeting Date: 08-Jun-2022
Ticker:
ISIN: CA0585861085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.A
TO 1.J AND 2. THANK YOU
1.A ELECTION OF DIRECTOR: KATHY BAYLESS Mgmt No vote
1.B ELECTION OF DIRECTOR: DOUGLAS P. HAYHURST Mgmt No vote
1.C ELECTION OF DIRECTOR: KUI (KEVIN) JIANG Mgmt No vote
1.D ELECTION OF DIRECTOR: DUY-LOAN LE Mgmt No vote
1.E ELECTION OF DIRECTOR: RANDY MACEWEN Mgmt No vote
1.F ELECTION OF DIRECTOR: HUBERTUS M. Mgmt No vote
MUEHLHAEUSER
1.G ELECTION OF DIRECTOR: MARTY NEESE Mgmt No vote
1.H ELECTION OF DIRECTOR: JAMES ROCHE Mgmt No vote
1.I ELECTION OF DIRECTOR: SHAOJUN (SHERMAN) SUN Mgmt No vote
1.J ELECTION OF DIRECTOR: JANET WOODRUFF Mgmt No vote
2 APPOINTMENT OF KPMG LLP, CHARTERED Mgmt No vote
ACCOUNTANTS AS AUDITORS OF THE CORPORATION
FOR THE ENSUING YEAR AND AUTHORIZING THE
DIRECTORS TO FIX THEIR REMUNERATION
3 RESOLVED, ON AN ADVISORY BASIS AND NOT TO Mgmt No vote
DIMINISH THE ROLE AND RESPONSIBILITIES OF
THE BOARD OF DIRECTORS OF THE CORPORATION,
THAT THE SHAREHOLDERS ACCEPT THE APPROACH
TO EXECUTIVE COMPENSATION DISCLOSED IN THE
CORPORATION'S CIRCULAR DATED APRIL 11, 2022
4 RESOLVED, AS AN ORDINARY RESOLUTION, THAT Mgmt No vote
THE ARTICLES OF THE CORPORATION BE ALTERED
BY DELETING SECTION 11.3 OF THE EXISTING
ARTICLES OF THE CORPORATION IN ITS ENTIRETY
AND CREATING AND ADDING TO THE ARTICLES OF
THE CORPORATION NEW SECTION 11.3 IN THE
FORM SET OUT IN THE CORPORATION'S CIRCULAR
DATED APRIL 11, 2022, SUCH ALTERATION TO BE
EFFECTIVE UPON THE DEPOSIT AT THE RECORDS
OFFICE OF THE CORPORATION BY THE BOARD OF
THIS RESOLUTION AND THE TEXT OF SUCH NEW
SECTION 11.3
--------------------------------------------------------------------------------------------------------------------------
BEAM THERAPEUTICS INC. Agenda Number: 935625977
--------------------------------------------------------------------------------------------------------------------------
Security: 07373V105
Meeting Type: Annual
Meeting Date: 08-Jun-2022
Ticker: BEAM
ISIN: US07373V1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director for a Mgmt For For
three-year term ending at the 2025 Annual
Meeting: Mark Fishman, M.D.
1b. Election of Class II Director for a Mgmt Against Against
three-year term ending at the 2025 Annual
Meeting: Carole Ho, M.D.
1c. Election of Class II Director for a Mgmt Against Against
three-year term ending at the 2025 Annual
Meeting: Kathleen Walsh
2. Ratify the appointment of Deloitte & Touche Mgmt Against Against
LLP as our independent registered public
accounting firm for our fiscal year ending
December 31, 2022.
3. Approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers.
4. Indicate, on an advisory basis, the Mgmt 1 Year For
preferred frequency of advisory votes on
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
BILIBILI INC Agenda Number: 714508580
--------------------------------------------------------------------------------------------------------------------------
Security: G1098A101
Meeting Type: EGM
Meeting Date: 01-Sep-2021
Ticker:
ISIN: KYG1098A1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0729/2021072901467.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0729/2021072901451.pdf
1 AS A SPECIAL RESOLUTION: THAT SUBJECT TO Mgmt No vote
THE PASSING OF THE CLASS-BASED RESOLUTION
(AS DEFINED IN THE MEETING NOTICE) AT EACH
OF THE CLASS MEETING OF HOLDERS OF THE
CLASS Y ORDINARY SHARES WITH A PAR VALUE OF
USD 0.0001 EACH AND THE CLASS MEETING OF
HOLDERS OF CLASS Z ORDINARY SHARES WITH A
PAR VALUE OF USD 0.0001 EACH CONVENED ON
THE SAME DATE AND AT THE SAME PLACE AS THE
EGM, THE COMPANY'S SIXTH AMENDED AND
RESTATED MEMORANDUM OF ASSOCIATION AND
ARTICLES OF ASSOCIATION BE AMENDED, AS
DISCLOSED ON PAGES 118 TO 128 OF THE
COMPANY'S HONG KONG PROSPECTUS DATED MARCH
18, 2021, BY INCORPORATING THE FOLLOWING
REQUIREMENTS UNDER THE RULES GOVERNING THE
LISTING OF SECURITIES ON THE STOCK EXCHANGE
OF HONG KONG LIMITED: PARAGRAPH 2(1) OF
PART B OF APPENDIX 13 AND RULES 8A.09,
8A.13 TO 8A.19 AND 8A.21 TO 8A.24
2 AS A SPECIAL RESOLUTION: THAT THE COMPANY'S Mgmt No vote
SIXTH AMENDED AND RESTATED MEMORANDUM OF
ASSOCIATION AND ARTICLES OF ASSOCIATION BE
AMENDED, AS DISCLOSED ON PAGES 118 TO 128
OF THE COMPANY'S HONG KONG PROSPECTUS DATED
MARCH 18, 2021, BY (A) INCORPORATING THE
FOLLOWING REQUIREMENTS UNDER THE RULES
GOVERNING THE LISTING OF SECURITIES ON THE
STOCK EXCHANGE OF HONG KONG LIMITED: (I)
PARAGRAPHS 2(2), 12, 13(2) AND 14 OF
APPENDIX 3, (II) PARAGRAPHS 1, 3(1), 3(2),
3(3), 4(1), 4(2), 5(2), 5(3) AND 5(4) OF
PART B OF APPENDIX 13 AND (III) RULES 8A.26
TO 8A.35 AND 8A.37 TO 8A.41, (B) LOWERING
THE QUORUM OF GENERAL MEETING FROM
ONE-THIRD OF ALL VOTES ATTACHING TO ALL
SHARES IN ISSUE AND ENTITLED TO VOTE AT
SUCH GENERAL MEETING IN THE COMPANY TO 10%
OF ALL VOTES ATTACHING TO ALL SHARES IN
ISSUE AND ENTITLED TO VOTE AT SUCH GENERAL
MEETING IN THE COMPANY AND (C)
INCORPORATING THE REQUIREMENT THAT WHERE A
GENERAL MEETING IS POSTPONED BY THE
COMPANY'S DIRECTORS, SUCH MEETING SHALL BE
POSTPONED TO A SPECIFIC DATE, TIME AND
PLACE
3 AS A SPECIAL RESOLUTION: THAT (AS Mgmt No vote
SPECIFIED) BE ADOPTED AS THE DUAL FOREIGN
NAME OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
BILIBILI INC Agenda Number: 714508592
--------------------------------------------------------------------------------------------------------------------------
Security: G1098A101
Meeting Type: CLS
Meeting Date: 01-Sep-2021
Ticker:
ISIN: KYG1098A1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0729/2021072901451.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0729/2021072901482.pdf
1 AS A SPECIAL RESOLUTION: THAT SUBJECT TO Mgmt No vote
THE PASSING OF THE CLASS-BASED RESOLUTION
AT EACH OF THE CLASS MEETING OF HOLDERS OF
THE CLASS Y ORDINARY SHARES WITH A PAR
VALUE OF USD 0.0001 EACH AND THE
EXTRAORDINARY GENERAL MEETING OF THE
COMPANY CONVENED ON THE SAME DATE AND AT
THE SAME PLACE AS THE CLASS Z MEETING, THE
COMPANY'S SIXTH AMENDED AND RESTATED
MEMORANDUM OF ASSOCIATION AND ARTICLES OF
ASSOCIATION BE AMENDED, AS DISCLOSED ON
PAGES 118 TO 128 OF THE COMPANY'S HONG KONG
PROSPECTUS DATED MARCH 18, 2021, BY
INCORPORATING THE FOLLOWING REQUIREMENTS
UNDER THE RULES GOVERNING THE LISTING OF
SECURITIES ON THE STOCK EXCHANGE OF HONG
KONG LIMITED: PARAGRAPH 2(1) OF PART B OF
APPENDIX 13 AND RULES 8A.09, 8A.13 TO 8A.19
AND 8A.21 TO 8A.24
--------------------------------------------------------------------------------------------------------------------------
BLOCK, INC. Agenda Number: 935629583
--------------------------------------------------------------------------------------------------------------------------
Security: 852234103
Meeting Type: Annual
Meeting Date: 14-Jun-2022
Ticker: SQ
ISIN: US8522341036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jack Dorsey Mgmt For For
Paul Deighton Mgmt Withheld Against
2. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt Against Against
NAMED EXECUTIVE OFFICERS.
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
STOCKHOLDER ADVISORY VOTES ON THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt Against Against
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2022.
5. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr For Against
AT THE MEETING, REGARDING A CHANGE IN
STOCKHOLDER VOTING.
--------------------------------------------------------------------------------------------------------------------------
BLOOM ENERGY CORPORATION Agenda Number: 935577253
--------------------------------------------------------------------------------------------------------------------------
Security: 093712107
Meeting Type: Annual
Meeting Date: 11-May-2022
Ticker: BE
ISIN: US0937121079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mary K. Bush Mgmt For For
KR Sridhar Mgmt For For
2. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers.
3. To approve an amendment to our restated Mgmt For For
certificate of incorporation to increase
the authorized Preferred Stock.
4. To approve an amendment to the choice of Mgmt For For
forum provisions in our restated
certificate of incorporation to, among
other things, align with the bylaws.
5. To approve an amendment to the 2018 Mgmt For For
Employee Stock Purchase Plan to increase
the share pool.
6. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
BYD COMPANY LTD Agenda Number: 714903906
--------------------------------------------------------------------------------------------------------------------------
Security: Y1023R104
Meeting Type: EGM
Meeting Date: 30-Nov-2021
Ticker:
ISIN: CNE100000296
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/1112/2021111201506.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/1112/2021111201544.pdf
1 TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt No vote
THE ARTICLES OF ASSOCIATION AS SET OUT IN
APPENDIX I TO THE CIRCULAR DATED 13
NOVEMBER 2021 OF THE COMPANY
(THE"CIRCULAR")
2 TO CONSIDER AND APPROVE THE RULES OF Mgmt No vote
PROCEDURES OF MEETINGS OF THE BOARD OF THE
COMPANY AS SET OUT IN APPENDIX II TO THE
CIRCULAR
3 TO CONSIDER AND APPROVE THE RULES OF Mgmt No vote
PROCEDURES OF MEETINGS OF THE SUPERVISORY
COMMITTEE OF THE COMPANY AS SET OUT IN
APPENDIX III TO THE CIRCULAR
4 TO CONSIDER AND APPROVE THE COMPLIANCE Mgmt No vote
MANUAL IN RELATION TO INDEPENDENT DIRECTORS
OF THE COMPANY AS SET OUT IN APPENDIX IV TO
THE CIRCULAR
5 TO CONSIDER AND APPROVE THE MANAGEMENT Mgmt No vote
SYSTEM FOR THE FUNDS RAISED OF THE COMPANY
AS SET OUT IN APPENDIX V TO THE CIRCULAR
6 TO CONSIDER AND APPROVE THE COMPLIANCE Mgmt No vote
MANUAL IN RELATION TO CONNECTED
TRANSACTIONS OF THE COMPANY AS SET OUT IN
APPENDIX VI TO THE CIRCULAR
7 TO CONSIDER AND APPROVE THE RULES FOR THE Mgmt No vote
SELECTION AND APPOINTMENT OF ACCOUNTANTS'
FIRM OF THE COMPANY AS SET OUT IN APPENDIX
VII TO THE CIRCULAR
8 TO CONSIDER AND APPROVE THE POLICY ON Mgmt No vote
EXTERNAL GUARANTEE OF THE COMPANY AS SET
OUT IN APPENDIX VIII TO THE CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
BYD COMPANY LTD Agenda Number: 715596271
--------------------------------------------------------------------------------------------------------------------------
Security: Y1023R104
Meeting Type: EGM
Meeting Date: 27-May-2022
Ticker:
ISIN: CNE100000296
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0505/2022050502348.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0505/2022050502323.pdf
1.01 TO CONSIDER AND APPROVE THE A SHARES Mgmt No vote
REPURCHASE PLAN FOR 2022: PURPOSE OF THE
SHARE REPURCHASE
1.02 TO CONSIDER AND APPROVE THE A SHARES Mgmt No vote
REPURCHASE PLAN FOR 2022: THE SHARE
REPURCHASE FULFILLS RELEVANT CONDITIONS
1.03 TO CONSIDER AND APPROVE THE A SHARES Mgmt No vote
REPURCHASE PLAN FOR 2022: METHOD AND
PURPOSE OF THE SHARE REPURCHASE
1.04 TO CONSIDER AND APPROVE THE A SHARES Mgmt No vote
REPURCHASE PLAN FOR 2022: PRICE OR PRICE
RANGE AND PRICING PRINCIPLES OF THE SHARE
REPURCHASE
1.05 TO CONSIDER AND APPROVE THE A SHARES Mgmt No vote
REPURCHASE PLAN FOR 2022: AMOUNT AND SOURCE
OF CAPITAL FOR THE REPURCHASE
1.06 TO CONSIDER AND APPROVE THE A SHARES Mgmt No vote
REPURCHASE PLAN FOR 2022: CLASS, QUANTITY
AND PERCENTAGE TO THE TOTAL SHARE CAPITAL
FOR THE SHARES INTENDED TO BE REPURCHASED
1.07 TO CONSIDER AND APPROVE THE A SHARES Mgmt No vote
REPURCHASE PLAN FOR 2022: SHARE REPURCHASE
PERIOD
1.08 TO CONSIDER AND APPROVE THE A SHARES Mgmt No vote
REPURCHASE PLAN FOR 2022: VALIDITY PERIOD
OF THE SHARE REPURCHASE RESOLUTION
2 TO CONSIDER AND APPROVE THE GRANT OF Mgmt No vote
MANDATE TO THE BOARD AND ITS AUTHORIZED
PERSONS TO DEAL WITH MATTERS IN RELATION TO
THE REPURCHASE OF A SHARES IN FULL
DISCRETION
3 TO CONSIDER AND APPROVE THE BYD 2022 Mgmt No vote
EMPLOYEE SHARE OWNERSHIP PLAN (DRAFT) AND
ITS SUMMARY
4 TO CONSIDER AND APPROVE THE MANAGEMENT Mgmt No vote
MEASURES FOR BYD 2022 EMPLOYEE SHARE
OWNERSHIP PLAN
5 TO CONSIDER AND APPROVE THE GRANT OF Mgmt No vote
AUTHORISATION TO THE BOARD AND ITS
AUTHORIZED PERSONS TO DEAL WITH MATTERS IN
RELATION TO THE BYD 2022 EMPLOYEE SHARE
OWNERSHIP PLAN IN FULL DISCRETION
6 TO CONSIDER AND APPROVE THE CAPITAL Mgmt No vote
INJECTION TO THE JOINT-STOCK COMPANY BYD
AUTO FINANCE COMPANY LIMITED AND RELATED
PARTY TRANSACTION
CMMT 12 MAY 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE OF THE RECORD DATE
FROM 26 MAY 2022 TO 20 MAY 2022. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
BYD COMPANY LTD Agenda Number: 715477279
--------------------------------------------------------------------------------------------------------------------------
Security: Y1023R104
Meeting Type: AGM
Meeting Date: 08-Jun-2022
Ticker:
ISIN: CNE100000296
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0414/2022041401131.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0414/2022041401063.pdf
1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt No vote
BOARD OF DIRECTORS OF THE COMPANY (THE
BOARD) FOR THE YEAR ENDED 31 DECEMBER 2021
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt No vote
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR ENDED 31 DECEMBER 2021
3 TO CONSIDER AND APPROVE THE AUDITED Mgmt No vote
FINANCIAL STATEMENTS OF THE COMPANY FOR THE
YEAR ENDED 31 DECEMBER 2021
4 TO CONSIDER AND APPROVE THE ANNUAL REPORTS Mgmt No vote
OF THE COMPANY FOR THE YEAR ENDED 31
DECEMBER 2021 AND THE SUMMARY THEREOF
5 TO CONSIDER AND APPROVE THE PROFIT Mgmt No vote
DISTRIBUTION PLAN OF THE COMPANY FOR THE
YEAR ENDED 31 DECEMBER 2021
6 TO CONSIDER AND APPROVE THE ALIGNMENT IN Mgmt No vote
THE PREPARATION OF FINANCIAL STATEMENTS IN
ACCORDANCE WITH THE CHINA ACCOUNTING
STANDARDS FOR BUSINESS ENTERPRISES AND
CESSATION OF APPOINTMENT OF THE
INTERNATIONAL AUDITOR
7 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt No vote
ERNST & YOUNG HUA MING (LLP) AS THE SOLE
EXTERNAL AUDITOR AND INTERNAL CONTROL AUDIT
INSTITUTION OF THE COMPANY FOR THE
FINANCIAL YEAR OF 2022 AND TO HOLD OFFICE
UNTIL THE NEXT ANNUAL GENERAL MEETING OF
THE COMPANY, AND TO AUTHORISE THE BOARD AND
THE BOARD DELEGATES THE MANAGEMENT OF THE
COMPANY TO DETERMINE THEIR REMUNERATION
8 TO CONSIDER AND APPROVE THE PROVISION OF Mgmt No vote
GUARANTEE BY THE GROUP
9 TO CONSIDER AND APPROVE THE ESTIMATED CAP Mgmt No vote
OF ORDINARY CONNECTED TRANSACTIONS OF THE
GROUP FOR THE YEAR 2022
10 TO CONSIDER AND APPROVE: (A) THE GRANT TO Mgmt No vote
THE BOARD A GENERAL MANDATE TO ALLOT, ISSUE
AND DEAL WITH ADDITIONAL H SHARES IN THE
CAPITAL OF THE COMPANY SUBJECT TO THE
FOLLOWING CONDITIONS: (I) THAT THE
AGGREGATE NOMINAL AMOUNT OF H SHARES OF THE
COMPANY ALLOTTED, ISSUED AND DEALT WITH OR
AGREED CONDITIONALLY OR UNCONDITIONALLY TO
BE ALLOTTED, ISSUED OR DEALT WITH BY THE
BOARD PURSUANT TO THE GENERAL MANDATE SHALL
NOT EXCEED 20 PER CENT OF THE AGGREGATE
NOMINAL AMOUNT OF H SHARES OF THE COMPANY
IN ISSUE; (II) THAT THE EXERCISE OF THE
GENERAL MANDATE SHALL BE SUBJECT TO ALL
GOVERNMENTAL AND/OR REGULATORY APPROVAL(S),
IF ANY, AND APPLICABLE LAWS (INCLUDING BUT
WITHOUT LIMITATION, THE COMPANY LAW OF THE
PRC AND THE RULES GOVERNING THE LISTING OF
SECURITIES ON THE STOCK EXCHANGE OF HONG
KONG LIMITED (THE "LISTING RULES")); (III)
THAT THE GENERAL MANDATE SHALL REMAIN VALID
UNTIL THE EARLIEST OF (1) THE CONCLUSION OF
THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY; OR (2) THE EXPIRATION OF A
12-MONTH PERIOD FOLLOWING THE PASSING OF
THIS RESOLUTION; OR (3) THE DATE ON WHICH
THE AUTHORITY SET OUT IN THIS RESOLUTION IS
REVOKED OR VARIED BY A SPECIAL RESOLUTION
OF THE SHAREHOLDERS OF THE COMPANY IN A
GENERAL MEETING; AND (B) THE AUTHORISATION
TO THE BOARD TO APPROVE, EXECUTE AND DO OR
PROCURE TO BE EXECUTED AND DONE, ALL SUCH
DOCUMENTS, DEEDS AND THINGS AS IT MAY
CONSIDER NECESSARY OR EXPEDIENT IN
CONNECTION WITH THE ALLOTMENT AND ISSUE OF
ANY NEW SHARES PURSUANT TO THE EXERCISE OF
THE GENERAL MANDATE REFERRED TO IN
PARAGRAPH (A) OF THIS RESOLUTION
11 TO CONSIDER AND APPROVE A GENERAL AND Mgmt No vote
UNCONDITIONAL MANDATE TO THE DIRECTORS OF
BYD ELECTRONIC (INTERNATIONAL) COMPANY
LIMITED (BYD ELECTRONIC) TO ALLOT, ISSUE
AND DEAL WITH NEW SHARES OF BYD ELECTRONIC
NOT EXCEEDING 20 PER CENT OF THE NUMBER OF
THE ISSUED SHARES OF BYD ELECTRONIC
12 TO CONSIDER AND APPROVE PROVISION OF PHASED Mgmt No vote
GUARANTEE FOR MORTGAGE-BACKED CAR BUYERS TO
BYD AUTO FINANCE COMPANY LIMITED (AS
SPECIFIED) BY THE STORE DIRECTLY RUN BY THE
COMPANY'S HOLDING SUBSIDIARY
13 TO CONSIDER AND APPROVE THE AUTHORISATION Mgmt No vote
TO THE BOARD OF DETERMINE THE PROPOSED PLAN
FOR THE ISSUANCE OF DEBT FINANCING
INSTRUMENT(S)
--------------------------------------------------------------------------------------------------------------------------
CANADIAN SOLAR INC. Agenda Number: 935652203
--------------------------------------------------------------------------------------------------------------------------
Security: 136635109
Meeting Type: Annual and Special
Meeting Date: 22-Jun-2022
Ticker: CSIQ
ISIN: CA1366351098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Shawn (Xiaohua) Qu Mgmt Withheld Against
Karl E. Olsoni Mgmt For For
Harry E. Ruda Mgmt Withheld Against
Lauren C. Templeton Mgmt Withheld Against
Andrew Luen Cheung Wong Mgmt Withheld Against
Lap Tat Arthur Wong Mgmt For For
Leslie Li Hsien Chang Mgmt For For
Yan Zhuang Mgmt For For
Huifeng Chang Mgmt For For
2 To reappoint Deloitte Touche Tohmatsu Mgmt For For
Certified Public Accountants LLP as
auditors of the Corporation and to
authorize the directors of the Corporation
to fix their remuneration.
3 To approve a special resolution authorizing Mgmt For For
and approving the continuance of the
Corporation from the provincial
jurisdiction of the Province of British
Columbia under the Business Corporations
Act (British Columbia) to the provincial
jurisdiction of Ontario under the Business
Corporations Act (Ontario) on the basis set
forth in the management information
circular.
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 935511469
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 13-Dec-2021
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: M. Michele Burns Mgmt For For
1B. Election of Director: Wesley G. Bush Mgmt Against Against
1C. Election of Director: Michael D. Capellas Mgmt Against Against
1D. Election of Director: Mark Garrett Mgmt For For
1E. Election of Director: John D. Harris II Mgmt For For
1F. Election of Director: Dr. Kristina M. Mgmt Against Against
Johnson
1G. Election of Director: Roderick C. McGeary Mgmt Against Against
1H. Election of Director: Charles H. Robbins Mgmt Against Against
1I. Election of Director: Brenton L. Saunders Mgmt Against Against
1J. Election of Director: Dr. Lisa T. Su Mgmt For For
1K. Election of Director: Marianna Tessel Mgmt For For
2. Approval, on an advisory basis, of Mgmt Against Against
executive compensation.
3. Ratification of PricewaterhouseCoopers LLP Mgmt Against Against
as Cisco's independent registered public
accounting firm for fiscal 2022.
4. Approval to have Cisco's Board amend Shr For Against
Cisco's proxy access bylaw to remove the
stockholder aggregation limit.
--------------------------------------------------------------------------------------------------------------------------
CITRIX SYSTEMS, INC. Agenda Number: 935574637
--------------------------------------------------------------------------------------------------------------------------
Security: 177376100
Meeting Type: Special
Meeting Date: 21-Apr-2022
Ticker: CTXS
ISIN: US1773761002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of the Agreement & Plan of Merger, Mgmt For For
dated January 31, 2022 (as it may be
amended, supplemented or otherwise modified
from time to time, the "Merger Agreement"),
by and among the Company, Picard Parent,
Inc. ("Parent"), Picard Merger Sub, Inc.
("Merger Sub"), and for the limited
purposes described in the Merger Agreement,
TIBCO Software Inc. Pursuant to the terms
of the Merger Agreement, Merger Sub will
merge with and into the Company, with the
Company continuing as the surviving
corporation & a wholly owned subsidiary of
Parent (the "Merger")
2. Approval, on an advisory, non-binding Mgmt For For
basis, of the compensation that may be paid
or may become payable to the Company's
named executive officers in connection with
the Merger.
3. Approval of a proposal to adjourn the Mgmt For For
Special Meeting to a later date or dates,
if necessary or appropriate, to solicit
additional proxies if there are
insufficient votes to adopt the Merger
Agreement at the time of the Special
Meeting.
--------------------------------------------------------------------------------------------------------------------------
CLOUDFLARE, INC. Agenda Number: 935609620
--------------------------------------------------------------------------------------------------------------------------
Security: 18915M107
Meeting Type: Annual
Meeting Date: 02-Jun-2022
Ticker: NET
ISIN: US18915M1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark Anderson Mgmt For For
Mark Hawkins Mgmt For For
Carl Ledbetter Mgmt Withheld Against
2. Ratification of the appointment of KPMG LLP Mgmt Against Against
as our independent registered public
accounting firm for our fiscal year ending
December 31, 2022.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. To approve the performance equity awards Mgmt Against Against
granted to our co-founders, Matthew Prince
and Michelle Zatlyn.
--------------------------------------------------------------------------------------------------------------------------
COINBASE GLOBAL, INC. Agenda Number: 935618174
--------------------------------------------------------------------------------------------------------------------------
Security: 19260Q107
Meeting Type: Annual
Meeting Date: 01-Jun-2022
Ticker: COIN
ISIN: US19260Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frederick E. Ehrsam III Mgmt For For
Tobias Lutke Mgmt For For
Fred Wilson Mgmt Withheld Against
2. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2022.
3. Advisory vote on the compensation of our Mgmt Against Against
named executive officers.
4. Advisory vote on the frequency of future Mgmt 1 Year Against
advisory votes on the compensation of our
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
CRISPR THERAPEUTICS AG Agenda Number: 935633974
--------------------------------------------------------------------------------------------------------------------------
Security: H17182108
Meeting Type: Annual
Meeting Date: 09-Jun-2022
Ticker: CRSP
ISIN: CH0334081137
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The approval of the Swiss statutory annual Mgmt For For
report, the consolidated financial
statements and the statutory financial
statements of the Company for the year
ended December 31, 2021.
2. The approval of the appropriation of Mgmt For For
financial results.
3. The discharge of the members of the Board Mgmt For For
of Directors and Executive Committee.
4a. Re-election of Rodger Novak, M.D., as Mgmt For For
member and Chairman
4b. Re-election of Samarth Kulkami, Ph.D. as Mgmt Against Against
the member to the Board of Director.
4c. Re-election of Ali Behbahani, M.D. as the Mgmt Against Against
member to the Board of Director.
4d. Re-election of Bradley Bolzon, Ph.D. as the Mgmt For For
member to the Board of Director.
4e. Re-election of H. Edward Fleming, Jr. M.D. Mgmt For For
as the member to the Board of Director.
4f. Re-election of Simeon J. George, M.D. as Mgmt Against Against
the member to the Board of Director.
4g. Re-election of John T. Greene as the member Mgmt Against Against
to the Board of Director.
4h. Re-election of Katherine A. High, M.D. as Mgmt For For
the member to the Board of Director.
4i. Re-election of Douglas A. Treco, Ph.D. as Mgmt For For
the member to the Board of Director.
4j. Election of Maria Fardis, Ph.D. as the Mgmt For For
member to the Board of Director.
5a. Re-election of the member of the Mgmt Against Against
Compensation Committee: Ali Behbahani, M.D.
5b. Re-election of the member of the Mgmt Against Against
Compensation Committee: Simeon J. George,
M.D.
5c. Re-election of the member of the Mgmt Against Against
Compensation Committee: John T. Greene
6a. Binding vote on total Mgmt Against Against
non-performance-related compensation for
members of the Board of Directors from the
2022 Annual General Meeting to the 2023
annual general meeting of shareholders.
6b. Binding vote on equity for members of the Mgmt Against Against
Board of Directors from the 2022 Annual
General Meeting to the 2023 annual general
meeting of shareholders.
6c. Binding vote on total Mgmt Against Against
non-performance-related compensation for
members of the Executive Committee from
July 1, 2022 to June 30, 2023.
6d. Binding vote on total variable compensation Mgmt Against Against
for members of the Executive Committee for
the current year ending December 31, 2022.
6e. Binding vote on equity for members of the Mgmt Against Against
Executive Committee from the 2022 Annual
General Meeting to the 2023 annual general
meeting of shareholders.
7. Non-binding advisory vote to approve the Mgmt Against Against
compensation paid to the Company's named
executive officers under U.S. securities
law requirements.
8. Non-binding advisory vote on the frequency Mgmt 1 Year Against
of future shareholder advisory votes on the
compensation paid to the Company's named
executive officers under U.S. securities
law requirements.
9. The approval of increasing the maximum size Mgmt For For
of the Board of Directors.
10. The approval of an adjustment of the Mgmt For For
maximum number of authorized share capital
and extending the date by which the Board
of Directors may increase the share
capital.
11. The approval of an adjustment of the Mgmt For For
conditional share capital for the
conversion of bonds and similar debt
instruments.
12. The approval of an increase in the Mgmt For For
conditional share capital for employee
equity plans.
13. The approval of an Amendment to the CRISPR Mgmt Against Against
Therapeutics AG 2018 Stock Option and
Incentive Plan.
14. The re-election of the independent voting Mgmt For For
rights representative.
15. The re-election of the auditors. Mgmt Against Against
16. The transaction of any other business that Mgmt Against Against
may properly come before the 2022 Annual
General Meeting or any adjournment or
postponement thereof.
--------------------------------------------------------------------------------------------------------------------------
CROWDSTRIKE HOLDINGS, INC. Agenda Number: 935648622
--------------------------------------------------------------------------------------------------------------------------
Security: 22788C105
Meeting Type: Annual
Meeting Date: 29-Jun-2022
Ticker: CRWD
ISIN: US22788C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Cary J. Davis Mgmt Withheld Against
George Kurtz Mgmt For For
Laura J. Schumacher Mgmt For For
2. To ratify the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as CrowdStrike's
independent registered public accounting
firm for its fiscal year ending January 31,
2023.
--------------------------------------------------------------------------------------------------------------------------
CROWN CASTLE INTERNATIONAL CORP. Agenda Number: 935580793
--------------------------------------------------------------------------------------------------------------------------
Security: 22822V101
Meeting Type: Annual
Meeting Date: 19-May-2022
Ticker: CCI
ISIN: US22822V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: P. Robert Bartolo Mgmt For For
1B. Election of Director: Jay A. Brown Mgmt For For
1C. Election of Director: Cindy Christy Mgmt For For
1D. Election of Director: Ari Q. Fitzgerald Mgmt For For
1E. Election of Director: Andrea J. Goldsmith Mgmt For For
1F. Election of Director: Tammy K. Jones Mgmt For For
1G. Election of Director: Anthony J. Melone Mgmt For For
1H. Election of Director: W. Benjamin Moreland Mgmt For For
1I. Election of Director: Kevin A. Stephens Mgmt For For
1J. Election of Director: Matthew Thornton, III Mgmt For For
2. The ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the Company's
independent registered public accountants
for fiscal year 2022.
3. The proposal to approve the Company's 2022 Mgmt For For
Long-Term Incentive Plan.
4. The amendment to the Company's Restated Mgmt For For
Certificate of Incorporation to increase
the number of authorized shares of common
stock.
5. The non-binding, advisory vote to approve Mgmt For For
the compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
CYBERARK SOFTWARE LTD. Agenda Number: 935668294
--------------------------------------------------------------------------------------------------------------------------
Security: M2682V108
Meeting Type: Annual
Meeting Date: 28-Jun-2022
Ticker: CYBR
ISIN: IL0011334468
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Re-Election of Class II Director for a term Mgmt Against Against
of three years until the 2025 annual
general meeting: Gadi Tirosh
1b. Re-Election of Class II Director for a term Mgmt Against Against
of three years until the 2025 annual
general meeting: Amnon Shoshani
1c. Re-Election of Class II Director for a term Mgmt For For
of three years until the 2025 annual
general meeting: Avril England
1d. Re-Election of Class I Director for a term Mgmt For For
of two years until the 2024 annual general
meeting: Francois Auque
2. To approve a compensation policy for the Mgmt Against Against
Company's executives and directors, in
accordance with the requirements of the
Israeli Companies Law, 5759-1999 (the
"Companies Law").
2a. Please confirm that you are entitled to Mgmt For
vote on Proposal 2 such that your vote will
be counted by the Company. IMPORTANT: YOUR
VOTE WILL ONLY BE COUNTED IF YOU MARK
"YES." We believe that shareholders should
generally mark "YES." The only exception,
to our knowledge, applicable to this
proposal 2 under Israeli law is our
directors, officers, their relatives and
their affiliates (for a detailed definition
of "personal interest" under Israeli law,
please see our Proxy Statement). Mark "for"
= yes or "against" = no
3. To authorize, in accordance with the Mgmt Against Against
requirements of the Companies Law, the
Company's Chairman of the Board and Chief
Executive Officer, Ehud (Udi) Mokady, to
continue serving as the Chairman of the
Board and the Company's Chief Executive
Officer, for a period of two years.
3a. Please confirm that you are entitled to Mgmt For
vote on Proposal 3 such that your vote will
be counted by the Company. IMPORTANT: YOUR
VOTE WILL ONLY BE COUNTED IF YOU MARK
"YES." We believe that shareholders should
generally mark "YES." The only exception,
to our knowledge, applicable to this
proposal 3 under Israeli law is our CEO,
his relatives and their affiliates (for a
detailed definition of "personal interest"
under Israeli law, please see our Proxy
Statement). Mark "for" = yes or "against" =
no
4. To approve the re-appointment of Kost Forer Mgmt Against Against
Gabbay & Kasierer, registered public
accounting firm, a member firm of Ernst &
Young Global, as the Company's independent
registered public accounting firm for the
year ending December 31, 2022 and until the
Company's 2023 annual general meeting of
shareholders, and to authorize the Board of
Directors of the Company (the "Board") to
fix such accounting firm's annual
compensation.
--------------------------------------------------------------------------------------------------------------------------
CYRUSONE INC. Agenda Number: 935540890
--------------------------------------------------------------------------------------------------------------------------
Security: 23283R100
Meeting Type: Special
Meeting Date: 01-Feb-2022
Ticker: CONE
ISIN: US23283R1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the merger (the "merger") of Mgmt For For
Cavalry Merger Sub LLC, a wholly owned
subsidiary of Parent ("Merger Sub"), with
and into CyrusOne Inc. (the "Company"),
with the Company surviving the merger, in
accordance with the terms of the Agreement
and Plan of Merger, dated as of November
14, 2021 (the "merger agreement"), by and
among Cavalry Parent L.P. ("Parent"),
Merger Sub and the Company, the merger
agreement and the other transactions
contemplated by the merger agreement.
2. To approve, by advisory (non-binding) vote, Mgmt For For
the compensation that may be paid or become
payable to the Company's named executive
officers in connection with the
consummation of the merger.
3. To approve any adjournment of the special Mgmt For For
meeting for the purpose of soliciting
additional proxies if there are
insufficient votes at the special meeting
to approve Proposal 1.
--------------------------------------------------------------------------------------------------------------------------
DANAHER CORPORATION Agenda Number: 935575057
--------------------------------------------------------------------------------------------------------------------------
Security: 235851102
Meeting Type: Annual
Meeting Date: 10-May-2022
Ticker: DHR
ISIN: US2358511028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting of Shareholders:
Rainer M. Blair
1B. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting of Shareholders:
Linda Filler
1C. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting of Shareholders:
Teri List
1D. Election of Director to hold office until Mgmt Against Against
the 2023 Annual Meeting of Shareholders:
Walter G. Lohr, Jr.
1E. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting of Shareholders:
Jessica L. Mega, MD, MPH
1F. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting of Shareholders:
Mitchell P. Rales
1G. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting of Shareholders:
Steven M. Rales
1H. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting of Shareholders:
Pardis C. Sabeti, MD, D. PHIL
1I. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting of Shareholders: A.
Shane Sanders
1J. Election of Director to hold office until Mgmt Against Against
the 2023 Annual Meeting of Shareholders:
John T. Schwieters
1K. Election of Director to hold office until Mgmt Against Against
the 2023 Annual Meeting of Shareholders:
Alan G. Spoon
1L. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting of Shareholders:
Raymond C. Stevens, Ph.D
1M. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting of Shareholders:
Elias A. Zerhouni, MD
2. To ratify the selection of Ernst & Young Mgmt Against Against
LLP as Danaher's independent registered
public accounting firm for the year ending
December 31, 2022.
3. To approve on an advisory basis the Mgmt For For
Company's named executive officer
compensation.
4. To act upon a shareholder proposal Shr For Against
requesting that Danaher amend its governing
documents to reduce the percentage of
shares required for shareholders to call a
special meeting of shareholders from 25% to
10%.
--------------------------------------------------------------------------------------------------------------------------
DIGITAL REALTY TRUST, INC. Agenda Number: 935614621
--------------------------------------------------------------------------------------------------------------------------
Security: 253868103
Meeting Type: Annual
Meeting Date: 03-Jun-2022
Ticker: DLR
ISIN: US2538681030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Laurence A. Chapman Mgmt Against Against
1b. Election of Director: Alexis Black Bjorlin Mgmt For For
1c. Election of Director: VeraLinn Jamieson Mgmt For For
1d. Election of Director: Kevin J. Kennedy Mgmt For For
1e. Election of Director: William G. LaPerch Mgmt For For
1f. Election of Director: Jean F.H.P. Mgmt For For
Mandeville
1g. Election of Director: Afshin Mohebbi Mgmt For For
1h. Election of Director: Mark R. Patterson Mgmt For For
1i. Election of Director: Mary Hogan Preusse Mgmt For For
1j. Election of Director: Dennis E. Singleton Mgmt Against Against
1k. Election of Director: A. William Stein Mgmt For For
2. To ratify the selection of KPMG LLP as the Mgmt Against Against
Company's independent registered public
accounting firm for the year ending
December 31, 2022.
3. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the Company's
named executive officers, as more fully
described in the accompanying Proxy
Statement (say on pay).
4. A stockholder proposal regarding reporting Shr For Against
on concealment clauses.
--------------------------------------------------------------------------------------------------------------------------
DRAFTKINGS INC. Agenda Number: 935556348
--------------------------------------------------------------------------------------------------------------------------
Security: 26142R104
Meeting Type: Annual
Meeting Date: 19-Apr-2022
Ticker: DKNG
ISIN: US26142R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jason D. Robins Mgmt For For
Harry E. Sloan Mgmt For For
Matthew Kalish Mgmt For For
Paul Liberman Mgmt For For
Woodrow H. Levin Mgmt For For
Shalom Meckenzie Mgmt Withheld Against
Jocelyn Moore Mgmt Withheld Against
Ryan R. Moore Mgmt Withheld Against
Valerie Mosley Mgmt For For
Steven J. Murray Mgmt For For
Marni M. Walden Mgmt For For
Tilman Fertitta Mgmt For For
2. To ratify the appointment of BDO USA, LLP Mgmt Against Against
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
3. To conduct a non-binding advisory vote on Mgmt Against Against
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
DROPBOX INC Agenda Number: 935582824
--------------------------------------------------------------------------------------------------------------------------
Security: 26210C104
Meeting Type: Annual
Meeting Date: 19-May-2022
Ticker: DBX
ISIN: US26210C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andrew W. Houston Mgmt For For
Donald W. Blair Mgmt For For
Lisa Campbell Mgmt For For
Paul E. Jacobs Mgmt For For
Sara Mathew Mgmt For For
Abhay Parasnis Mgmt For For
Karen Peacock Mgmt For For
Michael Seibel Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as our independent registered public
accounting firm for our fiscal year ending
December 31, 2022.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
ECOLAB INC. Agenda Number: 935571263
--------------------------------------------------------------------------------------------------------------------------
Security: 278865100
Meeting Type: Annual
Meeting Date: 05-May-2022
Ticker: ECL
ISIN: US2788651006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Shari L. Ballard Mgmt For For
1B. Election of Director: Barbara J. Beck Mgmt For For
1C. Election of Director: Christophe Beck Mgmt For For
1D. Election of Director: Jeffrey M. Ettinger Mgmt For For
1E. Election of Director: Arthur J. Higgins Mgmt Against Against
1F. Election of Director: Michael Larson Mgmt For For
1G. Election of Director: David W. MacLennan Mgmt For For
1H. Election of Director: Tracy B. McKibben Mgmt For For
1I. Election of Director: Lionel L. Nowell, III Mgmt For For
1J. Election of Director: Victoria J. Reich Mgmt For For
1K. Election of Director: Suzanne M. Vautrinot Mgmt For For
1L. Election of Director: John J. Zillmer Mgmt Against Against
2. Ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as independent
registered public accounting firm for the
current year ending December 31, 2022.
3. Advisory vote to approve the compensation Mgmt For For
of executives disclosed in the Proxy
Statement.
4. Stockholder proposal regarding special Shr For Against
meeting ownership threshold, if properly
presented.
--------------------------------------------------------------------------------------------------------------------------
ENPHASE ENERGY, INC. Agenda Number: 935583179
--------------------------------------------------------------------------------------------------------------------------
Security: 29355A107
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: ENPH
ISIN: US29355A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven J. Gomo Mgmt Withheld Against
Thurman J. Rodgers Mgmt Withheld Against
2. To approve, on advisory basis, the Mgmt Against Against
compensation of the Company's named
executive officers, as disclosed in this
proxy statement.
3. To ratify the selection by the Audit Mgmt Against Against
Committee of the Board of Directors of
Deloitte & Touche LLP as the independent
registered public accounting firm of the
Company for the fiscal year ending December
31, 2022.
--------------------------------------------------------------------------------------------------------------------------
EQUINIX, INC. Agenda Number: 935602501
--------------------------------------------------------------------------------------------------------------------------
Security: 29444U700
Meeting Type: Annual
Meeting Date: 25-May-2022
Ticker: EQIX
ISIN: US29444U7000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Nanci Caldwell Mgmt Withheld Against
1.2 Election of Director: Adaire Fox-Martin Mgmt For For
1.3 Election of Director: Ron Guerrier Mgmt For For
1.4 Election of Director: Gary Hromadko Mgmt Withheld Against
1.5 Election of Director: Irving Lyons III Mgmt Withheld Against
1.6 Election of Director: Charles Meyers Mgmt For For
1.7 Election of Director: Christopher Paisley Mgmt Withheld Against
1.8 Election of Director: Sandra Rivera Mgmt Withheld Against
1.9 Election of Director: Peter Van Camp Mgmt Withheld Against
2. Approval, by a non-binding advisory vote, Mgmt Against Against
of the compensation of our named executive
officers.
3. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending Dec. 31,
2022.
4. A stockholder proposal, related to lowering Shr For Against
the stock ownership threshold required to
call a special meeting.
--------------------------------------------------------------------------------------------------------------------------
ESSENTIAL UTILITIES, INC. Agenda Number: 935571314
--------------------------------------------------------------------------------------------------------------------------
Security: 29670G102
Meeting Type: Annual
Meeting Date: 04-May-2022
Ticker: WTRG
ISIN: US29670G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Elizabeth B. Amato Mgmt For For
David A. Ciesinski Mgmt For For
Christopher H. Franklin Mgmt For For
Daniel J. Hilferty Mgmt For For
Edwina Kelly Mgmt For For
Ellen T. Ruff Mgmt For For
Lee C. Stewart Mgmt For For
Christopher C. Womack Mgmt For For
2. To approve an advisory vote on the Mgmt For For
compensation paid to the Company's named
executive officers for 2021.
3. To ratify the Amendment to the Company's Mgmt For For
Amended and Restated Bylaws to require
shareholder disclosure of certain
derivative securities holdings.
4. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the Company for the 2022 fiscal
year.
--------------------------------------------------------------------------------------------------------------------------
EVOQUA WATER TECHNOLOGIES CORP. Agenda Number: 935538566
--------------------------------------------------------------------------------------------------------------------------
Security: 30057T105
Meeting Type: Annual
Meeting Date: 16-Feb-2022
Ticker: AQUA
ISIN: US30057T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Nick Bhambri Mgmt For For
Sherrese Clarke Soares Mgmt For For
Lynn C. Swann Mgmt For For
2. Approval, on an advisory basis, of the Mgmt Against Against
compensation of our named executive
officers.
3. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as our independent registered
public accounting firm for the fiscal year
ending September 30, 2022.
--------------------------------------------------------------------------------------------------------------------------
EXACT SCIENCES CORPORATION Agenda Number: 935632629
--------------------------------------------------------------------------------------------------------------------------
Security: 30063P105
Meeting Type: Annual
Meeting Date: 09-Jun-2022
Ticker: EXAS
ISIN: US30063P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kevin Conroy Mgmt Withheld Against
Shacey Petrovic Mgmt For For
Katherine Zanotti Mgmt Withheld Against
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2022.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers.
4. To approve Amendment No. 1 to the Exact Mgmt Against Against
Sciences Corporation 2019 Omnibus Long-Term
Incentive Plan.
5. To approve the Amended and Restated Exact Mgmt For For
Sciences Corporation 2010 Employee Stock
Purchase Plan.
6. The Shareholder Proposal concerning proxy Shr For Against
access.
--------------------------------------------------------------------------------------------------------------------------
F5, INC. Agenda Number: 935544951
--------------------------------------------------------------------------------------------------------------------------
Security: 315616102
Meeting Type: Annual
Meeting Date: 10-Mar-2022
Ticker: FFIV
ISIN: US3156161024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sandra E. Bergeron Mgmt For For
1B. Election of Director: Elizabeth L. Buse Mgmt For For
1C. Election of Director: Michael L. Dreyer Mgmt For For
1D. Election of Director: Alan J. Higginson Mgmt Against Against
1E. Election of Director: Peter S. Klein Mgmt For For
1F. Election of Director: Francois Locoh-Donou Mgmt For For
1G. Election of Director: Nikhil Mehta Mgmt For For
1H. Election of Director: Michael F. Montoya Mgmt For For
1I. Election of Director: Marie E. Myers Mgmt For For
1J. Election of Director: James M. Phillips Mgmt For For
1K. Election of Director: Sripada Shivananda Mgmt For For
2. Approve the F5, Inc. Incentive Plan. Mgmt For For
3. Ratify the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal year 2022.
4. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
FANUC CORPORATION Agenda Number: 715753403
--------------------------------------------------------------------------------------------------------------------------
Security: J13440102
Meeting Type: AGM
Meeting Date: 29-Jun-2022
Ticker:
ISIN: JP3802400006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt No vote
2 Amend Articles to: Approve Minor Revisions Mgmt No vote
Related to Change of Laws and Regulations
3.1 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Inaba,
Yoshiharu
3.2 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Yamaguchi,
Kenji
3.3 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Michael J.
Cicco
3.4 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Tsukuda, Kazuo
3.5 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Yamazaki,
Naoko
3.6 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Uozumi, Hiroto
4 Appoint a Substitute Director who is Audit Mgmt No vote
and Supervisory Committee Member Yamazaki,
Naoko
--------------------------------------------------------------------------------------------------------------------------
FIRST SOLAR, INC. Agenda Number: 935599362
--------------------------------------------------------------------------------------------------------------------------
Security: 336433107
Meeting Type: Annual
Meeting Date: 26-May-2022
Ticker: FSLR
ISIN: US3364331070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael J. Ahearn Mgmt Against Against
1B. Election of Director: Richard D. Chapman Mgmt Against Against
1C. Election of Director: Anita Marangoly Mgmt For For
George
1D. Election of Director: George A. Hambro Mgmt For For
1E. Election of Director: Molly E. Joseph Mgmt For For
1F. Election of Director: Craig Kennedy Mgmt Against Against
1G. Election of Director: Lisa A. Kro Mgmt For For
1H. Election of Director: William J. Post Mgmt Against Against
1I. Election of Director: Paul H. Stebbins Mgmt Against Against
1J. Election of Director: Michael Sweeney Mgmt Against Against
1K. Election of Director: Mark R. Widmar Mgmt For For
1L. Election of Director: Norman L. Wright Mgmt For For
2. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as First Solar's
Independent Registered Public Accounting
Firm for the year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
FORTINET, INC. Agenda Number: 935622286
--------------------------------------------------------------------------------------------------------------------------
Security: 34959E109
Meeting Type: Annual
Meeting Date: 17-Jun-2022
Ticker: FTNT
ISIN: US34959E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve for a term of Mgmt Against Against
one year: Ken Xie
1.2 Election of Director to serve for a term of Mgmt For For
one year: Michael Xie
1.3 Election of Director to serve for a term of Mgmt For For
one year: Kenneth A. Goldman
1.4 Election of Director to serve for a term of Mgmt For For
one year: Ming Hsieh
1.5 Election of Director to serve for a term of Mgmt For For
one year: Jean Hu
1.6 Election of Director to serve for a term of Mgmt For For
one year: William Neukom
1.7 Election of Director to serve for a term of Mgmt For For
one year: Judith Sim
1.8 Election of Director to serve for a term of Mgmt For For
one year: Admiral James Stavridis (Ret)
2. Ratify the appointment of Deloitte & Touche Mgmt Against Against
LLP as Fortinet's independent registered
accounting firm for the fiscal year ending
December 31, 2022.
3. Advisory vote to approve named executive Mgmt For For
officer compensation, as disclosed in the
Proxy Statement.
4. Approve the adoption of an Amended and Mgmt For For
Restated Certificate of Incorporation in
order to implement a five-for-one forward
stock split and to make certain other
changes as reflected in the Amended and
Restated Certificate and described in the
Proxy Statement.
5. Stockholder proposal to remove Shr For
supermajority voting requirements.
--------------------------------------------------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD. Agenda Number: 714538975
--------------------------------------------------------------------------------------------------------------------------
Security: Y2690M105
Meeting Type: EGM
Meeting Date: 31-Aug-2021
Ticker:
ISIN: CNE1000031W9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0730/2021073002108.pdf,
1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt No vote
ACQUISITION OF 50% EQUITY INTEREST IN
NETHERLANDS SPV COMPANY BY GFL
INTERNATIONAL WHICH INVOLVES MINING RIGHTS
INVESTMENT AND THE PROVISION OF FINANCIAL
ASSISTANCE FOR LMSA, A WHOLLY-OWNED
SUBSIDIARY OF NETHERLANDS SPV COMPANY
2 TO CONSIDER AND APPROVE THE PROPOSED Mgmt No vote
CAPITAL INCREASE IN ITS CONTROLLED
SUBSIDIARY GANFENG LIENERGY
3 TO CONSIDER AND APPROVE THE PROPOSED Mgmt No vote
INVESTMENT IN WEALTH MANAGEMENT PRODUCTS
WITH SELF-OWNED FUNDS
4 TO CONSIDER AND APPROVE THE PROPOSED Mgmt No vote
CAPITAL INCREASE IN ITS WHOLLY-OWNED
SUBSIDIARY GFL INTERNATIONAL
5 TO CONSIDER AND APPROVE THE PROPOSED Mgmt No vote
INVESTMENT AND CONSTRUCTION OF NEW-TYPE
LITHIUM BATTERY PROJECT WITH 15GWH ANNUAL
CAPACITY BY GANFENG LIENERGY
6 TO CONSIDER AND APPROVE THE PROPOSED Mgmt No vote
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 618375 DUE TO RECEIPT OF
ADDITIONAL RESOLUTION 5. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
IF VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD. Agenda Number: 715354116
--------------------------------------------------------------------------------------------------------------------------
Security: Y2690M105
Meeting Type: EGM
Meeting Date: 22-Apr-2022
Ticker:
ISIN: CNE1000031W9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0330/2022033002982.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0330/2022033003032.pdf
S.1 PROPOSED AMENDMENTS TO THE ARTICLES OF Mgmt No vote
ASSOCIATION
S.2 THE APPLICATION FOR BANK FACILITIES AND Mgmt No vote
PROVISION OF GUARANTEES BY THE COMPANY AND
ITS SUBSIDIARIES
O.1 PROPOSED AMENDMENTS TO THE RULES OF Mgmt No vote
PROCEDURES OF THE GENERAL MEETING
O.2 PROPOSED AMENDMENTS TO THE RULES OF Mgmt No vote
PROCEDURES OF THE BOARD OF SUPERVISORS
--------------------------------------------------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD. Agenda Number: 715620476
--------------------------------------------------------------------------------------------------------------------------
Security: Y2690M105
Meeting Type: CLS
Meeting Date: 15-Jun-2022
Ticker:
ISIN: CNE1000031W9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0505/2022050502562.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0505/2022050502546.pdf
1 PROFIT DISTRIBUTION PROPOSAL FOR 2021 AND Mgmt No vote
ISSUANCE OF BONUS SHARES BY WAY OF
CONVERSION OF CAPITAL RESERVE
CMMT 07 JUN 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO POSTPONEMENT OF THE MEETING
DATE FROM 10 JUN 2022 TO 15 JUN 2022. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD. Agenda Number: 715700351
--------------------------------------------------------------------------------------------------------------------------
Security: Y2690M105
Meeting Type: AGM
Meeting Date: 15-Jun-2022
Ticker:
ISIN: CNE1000031W9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 717963 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU.
O.1 WORK REPORT OF THE BOARD OF DIRECTORS FOR Mgmt No vote
2021
O.2 WORK REPORT OF THE BOARD OF SUPERVISORS FOR Mgmt No vote
2021
O.3 2021 ANNUAL REPORT, SUMMARY OF THE ANNUAL Mgmt No vote
REPORT AND ANNUAL RESULTS ANNOUNCEMENT
O.4 2021 FINANCIAL REPORT AS RESPECTIVELY Mgmt No vote
AUDITED BY THE DOMESTIC AND OVERSEAS
AUDITORS
O.5 ENGAGEMENT OF DOMESTIC AND OVERSEAS Mgmt No vote
AUDITORS AND THE INTERNAL CONTROL AUDITORS
FOR 2022
O.6 THE REMUNERATION OF DOMESTIC AND OVERSEAS Mgmt No vote
AUDITORS AND THE INTERNAL CONTROL AUDITORS
FOR 2022
O.7 DETERMINATION OF DIRECTORS' EMOLUMENTS Mgmt No vote
O.8 DETERMINATION OF SUPERVISORS' EMOLUMENTS Mgmt No vote
O.9 PROPOSED APPOINTMENT OF INDEPENDENT Mgmt No vote
NON-EXECUTIVE DIRECTOR, CHAIRMAN OF
NOMINATION COMMITTEE AND MEMBER OF AUDIT
COMMITTEE
S.1 PROFIT DISTRIBUTION PROPOSAL FOR 2021 AND Mgmt No vote
ISSUANCE OF BONUS SHARES BY WAY OF
CONVERSION OF CAPITAL RESERVE
S.2 GRANT OF GENERAL MANDATE TO THE BOARD Mgmt No vote
S.3 GENERAL MANDATE TO ISSUE DOMESTIC AND Mgmt No vote
OVERSEAS DEBT FINANCING INSTRUMENTS
S.4 ENGAGEMENT IN FOREIGN EXCHANGE HEDGING Mgmt No vote
BUSINESS BY THE COMPANY AND ITS
SUBSIDIARIES
S.5 CONTINUING RELATED-PARTY TRANSACTIONS FOR Mgmt No vote
2022
S.6 THE PROVISION OF GUARANTEES TO MENGJIN Mgmt No vote
MINING AND RELATED-PARTY TRANSACTION
S.7 INDUSTRIAL INVESTMENT WITH SELF-OWNED FUNDS Mgmt No vote
S.8 SHAREHOLDERS' RETURN PLAN FOR THREE YEARS Mgmt No vote
OF 2022 TO 2024
S.9 PROPOSED ADOPTION OF THE RESTRICTED SHARE Mgmt No vote
UNIT SCHEME
S.10 PROPOSED AUTHORIZATION TO THE BOARD AND/OR Mgmt No vote
THE DELEGATEE TO HANDLE MATTERS PERTAINING
TO THE RESTRICTED SHARE UNIT SCHEME
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0505/2022050502532.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0505/2022050502556.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0525/2022052501199.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0525/2022052501205.pdf
CMMT 07 JUN 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO POSTPONEMENT OF THE MEETING
DATE FROM 10 JUN 2022 TO 15 JUN 2022. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ILLUMINA, INC. Agenda Number: 935603921
--------------------------------------------------------------------------------------------------------------------------
Security: 452327109
Meeting Type: Annual
Meeting Date: 26-May-2022
Ticker: ILMN
ISIN: US4523271090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Frances Arnold, Ph.D. Mgmt For For
1B. Election of Director: Francis A. deSouza Mgmt For For
1C. Election of Director: Caroline D. Dorsa Mgmt Against Against
1D. Election of Director: Robert S. Epstein, Mgmt Against Against
M.D.
1E. Election of Director: Scott Gottlieb, M.D. Mgmt For For
1F. Election of Director: Gary S. Guthart, Mgmt Against Against
Ph.D.
1G. Election of Director: Philip W. Schiller Mgmt For For
1H. Election of Director: Susan E. Siegel Mgmt For For
1I. Election of Director: John W. Thompson Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as our independent registered public
accounting firm for the fiscal year ending
January 1, 2023.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of the named executive
officers as disclosed in the Proxy
Statement.
4. To approve, on an advisory basis, a Shr For Against
stockholder proposal regarding the right of
stockholders to call special meetings.
5. To approve an amendment to our Amended and Mgmt Against Against
Restated Certificate of Incorporation to
permit stockholders to call special
meetings.
--------------------------------------------------------------------------------------------------------------------------
INFINEON TECHNOLOGIES AG Agenda Number: 715040743
--------------------------------------------------------------------------------------------------------------------------
Security: D35415104
Meeting Type: AGM
Meeting Date: 17-Feb-2022
Ticker:
ISIN: DE0006231004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTION MAY BE REJECTED.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2021
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF EUR 0.27 PER SHARE
3.1 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER REINHARD PLOSS FOR FISCAL YEAR 2021
3.2 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER HELMUT GASSEL FOR FISCAL YEAR 2021
3.3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER JOCHEN HANEBECK FOR FISCAL YEAR 2021
3.4 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER CONSTANZE HUFENBECHER (FROM APRIL
15, 2021) FOR FISCAL YEAR 2021
3.5 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
MEMBER SVEN SCHNEIDER FOR FISCAL YEAR 2021
4.1 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER WOLFGANG EDER FOR FISCAL YEAR 2021
4.2 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER XIAOQUN CLEVER FOR FISCAL YEAR 2021
4.3 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER JOHANN DECHANT FOR FISCAL YEAR 2021
4.4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER FRIEDRICH EICHINER FOR FISCAL YEAR
2021
4.5 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER ANNETTE ENGELFRIED FOR FISCAL YEAR
2021
4.6 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER PETER GRUBER FOR FISCAL YEAR 2021
4.7 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER HANS-ULRICH HOLDENRIED FOR FISCAL
YEAR 2021
4.8 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER SUSANNE LACHENMANN FOR FISCAL YEAR
2021
4.9 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER GERALDINE PICAUD FOR FISCAL YEAR
2021
4.10 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER MANFRED PUFFER FOR FISCAL YEAR 2021
4.11 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER MELANIE RIEDL FOR FISCAL YEAR 2021
4.12 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER JUERGEN SCHOLZ FOR FISCAL YEAR 2021
4.13 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER KERSTIN SCHULZENDORF FOR FISCAL YEAR
2021
4.14 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER ULRICH SPIESSHOFER FOR FISCAL YEAR
2021
4.15 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER MARGRET SUCKALE FOR FISCAL YEAR 2021
4.16 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
MEMBER DIANA VITALE FOR FISCAL YEAR 2021
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt No vote
2022
6 ELECT GERALDINE PICAUD TO THE SUPERVISORY Mgmt No vote
BOARD
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT 12 JAN 2022: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 12 JAN 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 935577013
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 12-May-2022
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patrick P. Gelsinger Mgmt For For
1B. Election of Director: James J. Goetz Mgmt For For
1C. Election of Director: Andrea J. Goldsmith Mgmt For For
1D. Election of Director: Alyssa H. Henry Mgmt Against Against
1E. Election of Director: Omar Ishrak Mgmt Against Against
1F. Election of Director: Risa Lavizzo-Mourey Mgmt Against Against
1G. Election of Director: Tsu-Jae King Liu Mgmt For For
1H. Election of Director: Gregory D. Smith Mgmt For For
1I. Election of Director: Dion J. Weisler Mgmt Against Against
1J. Election of Director: Frank D. Yeary Mgmt Against Against
2. Ratification of selection of Ernst & Young Mgmt Against Against
LLP as our independent registered public
accounting firm for 2022.
3. Advisory vote to approve executive Mgmt Against Against
compensation of our listed officers.
4. Approval of amendment and restatement of Mgmt Against Against
the 2006 Equity Incentive Plan.
5. Stockholder proposal requesting amendment Shr For Against
to the company's stockholder special
meeting right, if properly presented at the
meeting.
6. Stockholder proposal requesting a Shr For Against
third-party audit and report on whether
written policies or unwritten norms at the
company reinforce racism in company
culture, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
INTELLIA THERAPEUTICS, INC. Agenda Number: 935632415
--------------------------------------------------------------------------------------------------------------------------
Security: 45826J105
Meeting Type: Annual
Meeting Date: 14-Jun-2022
Ticker: NTLA
ISIN: US45826J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Caroline Dorsa Mgmt For For
G. Keresty, PhD M.P.H. Mgmt For For
John M. Leonard, M.D. Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP as Intellia's independent
registered public accounting firm for the
fiscal year ending December 31, 2022.
3. Approve, on a non-binding advisory basis, Mgmt For For
the compensation of the named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 935559483
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 26-Apr-2022
Ticker: IBM
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a Term of One Mgmt For For
Year: Thomas Buberl
1B. Election of Director for a Term of One Mgmt Against Against
Year: David N. Farr
1C. Election of Director for a Term of One Mgmt For For
Year: Alex Gorsky
1D. Election of Director for a Term of One Mgmt For For
Year: Michelle J. Howard
1E. Election of Director for a Term of One Mgmt Against Against
Year: Arvind Krishna
1F. Election of Director for a Term of One Mgmt For For
Year: Andrew N. Liveris
1G. Election of Director for a Term of One Mgmt For For
Year: F. William McNabb III
1H. Election of Director for a Term of One Mgmt For For
Year: Martha E. Pollack
1I. Election of Director for a Term of One Mgmt For For
Year: Joseph R. Swedish
1J. Election of Director for a Term of One Mgmt For For
Year: Peter R. Voser
1K. Election of Director for a Term of One Mgmt For For
Year: Frederick H. Waddell
1L. Election of Director for a Term of One Mgmt For For
Year: Alfred W. Zollar
2. Ratification of Appointment of Independent Mgmt Against Against
Registered Public Accounting Firm.
3. Advisory Vote on Executive Compensation. Mgmt For For
4. Stockholder Proposal to Lower Special Shr For Against
Meeting Right Ownership Threshold.
5. Stockholder Proposal to Have An Independent Shr For Against
Board Chairman.
6. Stockholder Proposal Requesting Public Shr For Against
Report on the use of Concealment Clauses.
--------------------------------------------------------------------------------------------------------------------------
INTUIT INC. Agenda Number: 935527993
--------------------------------------------------------------------------------------------------------------------------
Security: 461202103
Meeting Type: Annual
Meeting Date: 20-Jan-2022
Ticker: INTU
ISIN: US4612021034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Eve Burton Mgmt Against Against
1B. Election of Director: Scott D. Cook Mgmt For For
1C. Election of Director: Richard L. Dalzell Mgmt For For
1D. Election of Director: Sasan K. Goodarzi Mgmt For For
1E. Election of Director: Deborah Liu Mgmt Against Against
1F. Election of Director: Tekedra Mawakana Mgmt For For
1G. Election of Director: Suzanne Nora Johnson Mgmt Against Against
1H. Election of Director: Dennis D. Powell Mgmt Against Against
1I. Election of Director: Brad D. Smith Mgmt For For
1J. Election of Director: Thomas Szkutak Mgmt For For
1K. Election of Director: Raul Vazquez Mgmt For For
1L. Election of Director: Jeff Weiner Mgmt Against Against
2. Advisory vote to approve Intuit's executive Mgmt For For
compensation (say-on-pay).
3. Ratification of the selection of Ernst & Mgmt Against Against
Young LLP as Intuit's independent
registered public accounting firm for the
fiscal year ending July 31, 2022.
4. Approve the Amended and Restated 2005 Mgmt Against Against
Equity Incentive Plan to, among other
things, increase the share reserve by an
additional 18,000,000 shares and extend the
term of the plan by an additional five
years.
--------------------------------------------------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC. Agenda Number: 935489434
--------------------------------------------------------------------------------------------------------------------------
Security: 46120E602
Meeting Type: Special
Meeting Date: 20-Sep-2021
Ticker: ISRG
ISIN: US46120E6023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE COMPANY'S AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK FOR THE PURPOSE OF EFFECTING A
THREE-FOR-ONE STOCK SPLIT.
--------------------------------------------------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC. Agenda Number: 935560765
--------------------------------------------------------------------------------------------------------------------------
Security: 46120E602
Meeting Type: Annual
Meeting Date: 28-Apr-2022
Ticker: ISRG
ISIN: US46120E6023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Craig H. Barratt, Mgmt Against Against
Ph.D.
1B. Election of Director: Joseph C. Beery Mgmt For For
1C. Election of Director: Gary S. Guthart, Mgmt For For
Ph.D.
1D. Election of Director: Amal M. Johnson Mgmt Against Against
1E. Election of Director: Don R. Kania, Ph.D. Mgmt For For
1F. Election of Director: Amy L. Ladd, M.D. Mgmt For For
1G. Election of Director: Keith R. Leonard, Jr. Mgmt For For
1H. Election of Director: Alan J. Levy, Ph.D. Mgmt Against Against
1I. Election of Director: Jami Dover Nachtsheim Mgmt For For
1J. Election of Director: Monica P. Reed, M.D. Mgmt For For
1K. Election of Director: Mark J. Rubash Mgmt Against Against
2. To approve, by advisory vote, the Mgmt For For
compensation of the Company's Named
Executive Officers.
3. The ratification of appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
4. To approve the Company's Amended and Mgmt For For
Restated 2010 Incentive Award Plan.
--------------------------------------------------------------------------------------------------------------------------
ITRON, INC. Agenda Number: 935569509
--------------------------------------------------------------------------------------------------------------------------
Security: 465741106
Meeting Type: Annual
Meeting Date: 12-May-2022
Ticker: ITRI
ISIN: US4657411066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lynda L. Ziegler Mgmt For For
1B. Election of Director: Diana D. Tremblay Mgmt Against Against
1C. Election of Director: Santiago Perez Mgmt Against Against
2. Proposal to approve the advisory Mgmt Against Against
(non-binding) resolution relating to
executive compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accountant for 2022.
--------------------------------------------------------------------------------------------------------------------------
JINKOSOLAR HOLDING CO., LTD. Agenda Number: 935521713
--------------------------------------------------------------------------------------------------------------------------
Security: 47759T100
Meeting Type: Annual
Meeting Date: 09-Dec-2021
Ticker: JKS
ISIN: US47759T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. That Mr. Xianhua Li be re-elected as a Mgmt For For
director of the Company.
2. That Mr. Steven Markscheid be re-elected as Mgmt For For
a director of the Company.
3. That the appointment of Mgmt For For
PricewaterhouseCoopers Zhong Tian LLP as
auditors of the Company for the fiscal year
of 2021 be ratified.
4. That the directors of the Company be Mgmt For For
authorized to determine the remuneration of
the auditors.
5. That each of the directors of the Company Mgmt For For
be authorized to take any and all action
that might be necessary to effect the
foregoing resolutions 1 to 4 as such
director, in his or her absolute
discretion, thinks fit.
--------------------------------------------------------------------------------------------------------------------------
JUNIPER NETWORKS, INC. Agenda Number: 935576655
--------------------------------------------------------------------------------------------------------------------------
Security: 48203R104
Meeting Type: Annual
Meeting Date: 11-May-2022
Ticker: JNPR
ISIN: US48203R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gary Daichendt Mgmt For For
1B. Election of Director: Anne DelSanto Mgmt For For
1C. Election of Director: Kevin DeNuccio Mgmt For For
1D. Election of Director: James Dolce Mgmt For For
1E. Election of Director: Christine Gorjanc Mgmt For For
1F. Election of Director: Janet Haugen Mgmt For For
1G. Election of Director: Scott Kriens Mgmt For For
1H. Election of Director: Rahul Merchant Mgmt For For
1I. Election of Director: Rami Rahim Mgmt For For
1J. Election of Director: William Stensrud Mgmt Against Against
2. Ratification of Ernst & Young LLP, an Mgmt Against Against
independent registered public accounting
firm, as our auditors for the fiscal year
ending December 31, 2022.
3. Approval of a non-binding advisory Mgmt For For
resolution on executive compensation.
4. Approval of the amendment and restatement Mgmt For For
of the Juniper Networks, Inc. 2015 Equity
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
KEYENCE CORPORATION Agenda Number: 715663452
--------------------------------------------------------------------------------------------------------------------------
Security: J32491102
Meeting Type: AGM
Meeting Date: 10-Jun-2022
Ticker:
ISIN: JP3236200006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt No vote
2 Amend Articles to: Approve Minor Revisions Mgmt No vote
Related to Change of Laws and Regulations
3.1 Appoint a Director Takizaki, Takemitsu Mgmt No vote
3.2 Appoint a Director Nakata, Yu Mgmt No vote
3.3 Appoint a Director Yamaguchi, Akiji Mgmt No vote
3.4 Appoint a Director Miki, Masayuki Mgmt No vote
3.5 Appoint a Director Yamamoto, Hiroaki Mgmt No vote
3.6 Appoint a Director Yamamoto, Akinori Mgmt No vote
3.7 Appoint a Director Taniguchi, Seiichi Mgmt No vote
3.8 Appoint a Director Suenaga, Kumiko Mgmt No vote
3.9 Appoint a Director Yoshioka, Michifumi Mgmt No vote
4 Appoint a Substitute Corporate Auditor Mgmt No vote
Yamamoto, Masaharu
5 Approve Details of the Compensation to be Mgmt No vote
received by Directors
--------------------------------------------------------------------------------------------------------------------------
LIVENT CORPORATION Agenda Number: 935561678
--------------------------------------------------------------------------------------------------------------------------
Security: 53814L108
Meeting Type: Annual
Meeting Date: 26-Apr-2022
Ticker: LTHM
ISIN: US53814L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to terms Mgmt For For
expiring in 2025: Michael F. Barry
1B. Election of Class I Director to terms Mgmt For For
expiring in 2025: Steven T. Merkt
1C. Election of Class I Director to terms Mgmt For For
expiring in 2025: Pablo Marcet
2. Ratification of the appointment of Mgmt For For
independent registered public accounting
firm.
3. Advisory (non-binding) vote on named Mgmt For For
executive officer compensation.
4. Amendments to the Company's Amended and Mgmt For For
Restated Certificate of Incorporation and
Amended and Restated By-Laws to declassify
the board of directors.
5. Amendment to the Company's Amended and Mgmt For For
Restated Certificate of Incorporation to
eliminate supermajority voting
requirements.
6. Amendment to the Company's Amended and Mgmt For For
Restated Certificate of Incorporation to
eliminate obsolete provisions.
--------------------------------------------------------------------------------------------------------------------------
MANDIANT INC. Agenda Number: 935642719
--------------------------------------------------------------------------------------------------------------------------
Security: 562662106
Meeting Type: Special
Meeting Date: 03-Jun-2022
Ticker: MNDT
ISIN: US5626621065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated March 7, 2022, as it may be amended
from time to time, between Mandiant, Inc.,
Google LLC and Dupin Inc.
2. To approve, on a non-binding, advisory Mgmt Against Against
basis, the compensation that will or may
become payable to Mandiant's named
executive officers in connection with the
merger.
3. To approve any proposal to adjourn the Mgmt For For
special meeting to a later date or dates,
if necessary or appropriate, to solicit
additional proxies if there are
insufficient votes to adopt the merger
agreement at the time of the Special
Meeting.
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 935635942
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 21-Jun-2022
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Merit E. Janow Mgmt For For
1b. Election of Director: Candido Bracher Mgmt For For
1c. Election of Director: Richard K. Davis Mgmt Against Against
1d. Election of Director: Julius Genachowski Mgmt For For
1e. Election of Director: Choon Phong Goh Mgmt For For
1f. Election of Director: Oki Matsumoto Mgmt Against Against
1g. Election of Director: Michael Miebach Mgmt For For
1h. Election of Director: Youngme Moon Mgmt Against Against
1i. Election of Director: Rima Qureshi Mgmt For For
1j. Election of Director: Gabrielle Sulzberger Mgmt For For
1k. Election of Director: Jackson Tai Mgmt For For
1l. Election of Director: Harit Talwar Mgmt For For
1m. Election of Director: Lance Uggla Mgmt Against Against
2. Advisory approval of Mastercard's executive Mgmt Against Against
compensation.
3. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for Mastercard for 2022.
4. Approval of an amendment to Mastercard's Mgmt Against Against
Certificate of Incorporation to enable
adoption of a stockholders' right to call
special meetings of stockholders.
5. Consideration of a stockholder proposal on Shr For Against
the right to call special meetings of
stockholders.
6. Consideration of a stockholder proposal Shr Against For
requesting Board approval of certain
political contributions.
7. Consideration of a stockholder proposal Shr Against For
requesting charitable donation disclosure.
8. Consideration of a stockholder proposal Shr Against For
requesting a report on "ghost guns".
--------------------------------------------------------------------------------------------------------------------------
MERCADOLIBRE, INC. Agenda Number: 935629747
--------------------------------------------------------------------------------------------------------------------------
Security: 58733R102
Meeting Type: Annual
Meeting Date: 08-Jun-2022
Ticker: MELI
ISIN: US58733R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard Sanders** Mgmt For For
Emiliano Calemzuk# Mgmt Withheld Against
Marcos Galperin# Mgmt For For
A.M Petroni Merhy# Mgmt For For
2. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers for fiscal year 2021.
3. Ratification of the appointment of Mgmt Against Against
Pistrelli, Henry Martin y Asociados S.R.L.,
a member firm of Ernst & Young Global
Limited as our independent registered
public accounting firm for the fiscal year
ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
META PLATFORMS, INC. Agenda Number: 935601559
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 25-May-2022
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt Withheld Against
Andrew W. Houston Mgmt For For
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt For For
Sheryl K. Sandberg Mgmt For For
Tracey T. Travis Mgmt For For
Tony Xu Mgmt For For
Mark Zuckerberg Mgmt Withheld Against
2. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as Meta Platforms, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2022.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation program for Meta
Platforms, Inc.'s named executive officers
as disclosed in Meta Platforms, Inc.'s
proxy statement.
4. A shareholder proposal regarding dual class Shr For Against
capital structure.
5. A shareholder proposal regarding an Shr For Against
independent chair.
6. A shareholder proposal regarding Shr For Against
concealment clauses.
7. A shareholder proposal regarding report on Shr For Against
external costs of misinformation.
8. A shareholder proposal regarding report on Shr For Against
community standards enforcement.
9. A shareholder proposal regarding report and Shr For Against
advisory vote on the metaverse.
10. A shareholder proposal regarding human Shr For Against
rights impact assessment.
11. A shareholder proposal regarding child Shr For Against
sexual exploitation online.
12. A shareholder proposal regarding civil Shr For Against
rights and non-discrimination audit.
13. A shareholder proposal regarding report on Shr Against For
lobbying.
14. A shareholder proposal regarding assessment Shr For Against
of audit & risk oversight committee.
15. A shareholder proposal regarding report on Shr Against For
charitable donations.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935505480
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 30-Nov-2021
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Reid G. Hoffman Mgmt For For
1B. Election of Director: Hugh F. Johnston Mgmt For For
1C. Election of Director: Teri L. List Mgmt For For
1D. Election of Director: Satya Nadella Mgmt Against Against
1E. Election of Director: Sandra E. Peterson Mgmt Against Against
1F. Election of Director: Penny S. Pritzker Mgmt For For
1G. Election of Director: Carlos A. Rodriguez Mgmt For For
1H. Election of Director: Charles W. Scharf Mgmt Against Against
1I. Election of Director: John W. Stanton Mgmt For For
1J. Election of Director: John W. Thompson Mgmt For For
1K. Election of Director: Emma N. Walmsley Mgmt Against Against
1L. Election of Director: Padmasree Warrior Mgmt Against Against
2. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
3. Approve Employee Stock Purchase Plan. Mgmt For For
4. Ratification of the Selection of Deloitte & Mgmt Against Against
Touche LLP as our Independent Auditor for
Fiscal Year 2022.
5. Shareholder Proposal - Report on median pay Shr For Against
gaps across race and gender.
6. Shareholder Proposal - Report on Shr For Against
effectiveness of workplace sexual
harassment policies.
7. Shareholder Proposal - Prohibition on sales Shr Against For
of facial recognition technology to all
government entities.
8. Shareholder Proposal - Report on Shr For Against
implementation of the Fair Chance Business
Pledge.
9. Shareholder Proposal - Report on how Shr Against For
lobbying activities align with company
policies.
--------------------------------------------------------------------------------------------------------------------------
MICROSTRATEGY INCORPORATED Agenda Number: 935603680
--------------------------------------------------------------------------------------------------------------------------
Security: 594972408
Meeting Type: Annual
Meeting Date: 25-May-2022
Ticker: MSTR
ISIN: US5949724083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Saylor Mgmt Withheld Against
Stephen X. Graham Mgmt For For
Jarrod M. Patten Mgmt Withheld Against
Leslie J. Rechan Mgmt For For
Carl J. Rickertsen Mgmt Withheld Against
2. Ratify the selection of KPMG LLP as Mgmt Against Against
MicroStrategy Incorporated's independent
registered public accounting firm for the
fiscal year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
MIMECAST LIMITED Agenda Number: 935501975
--------------------------------------------------------------------------------------------------------------------------
Security: G14838109
Meeting Type: Annual
Meeting Date: 06-Oct-2021
Ticker: MIME
ISIN: GB00BYT5JK65
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To re-elect Peter Bauer as a Class III Mgmt Against Against
director of the Company.
2. To re-elect Hagi Schwartz as a Class III Mgmt For For
director of the Company.
3. To re-elect Helene Auriol Potier as a Class Mgmt For For
III director of the Company.
4. To appoint Ernst & Young LLP in the United Mgmt For For
States as the Company's independent
auditor.
5. To authorise the Board of Directors of the Mgmt For For
Company to determine the remuneration of
the independent auditor.
6. To receive the Company's accounts for the Mgmt For For
year ended March 31, 2021, together with
the independent auditor's report on those
accounts.
7. Non-binding advisory vote to approve the Mgmt For For
compensation of the named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
MIMECAST LIMITED Agenda Number: 935551045
--------------------------------------------------------------------------------------------------------------------------
Security: G14838A99
Meeting Type: Special
Meeting Date: 11-Mar-2022
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the scheme of arrangement in its Mgmt For For
original form or with or subject to any
modification(s), addition(s) or
condition(s) approved or imposed by the
Royal Court of Jersey.
--------------------------------------------------------------------------------------------------------------------------
MIMECAST LIMITED Agenda Number: 935551033
--------------------------------------------------------------------------------------------------------------------------
Security: G14838109
Meeting Type: Special
Meeting Date: 11-Mar-2022
Ticker: MIME
ISIN: GB00BYT5JK65
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S1. Authorize the directors of Mimecast Ltd to Mgmt For For
take all such actions as they consider
necessary or appropriate for carrying the
Scheme of Arrangement into full effect & to
amend Articles of Association of Mimecast
Ltd so that any ordinary shares of Mimecast
Ltd that are issued on or after the Voting
Record Time to persons other than Magnesium
Bidco Ltd or its nominees will either be
subject to the terms of the Scheme of
Arrangement or immediately & automatically
acquired by Magnesium Bidco Ltd and/or its
nominee(s) for the Per Share Consideration.
O2. Approve, on a non-binding, advisory basis, Mgmt Against Against
the golden parachute compensation between
Mimecast Limited and its named executive
officers relating to the Transaction.
--------------------------------------------------------------------------------------------------------------------------
MONGODB, INC. Agenda Number: 935644737
--------------------------------------------------------------------------------------------------------------------------
Security: 60937P106
Meeting Type: Annual
Meeting Date: 28-Jun-2022
Ticker: MDB
ISIN: US60937P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Francisco D'Souza Mgmt For For
Charles M. Hazard, Jr. Mgmt Withheld Against
Tom Killalea Mgmt Withheld Against
2. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of our named executive
officers.
3. Ratification of the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending January 31,
2023.
--------------------------------------------------------------------------------------------------------------------------
MP MATERIALS CORP. Agenda Number: 935635978
--------------------------------------------------------------------------------------------------------------------------
Security: 553368101
Meeting Type: Annual
Meeting Date: 14-Jun-2022
Ticker: MP
ISIN: US5533681012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Connie K. Duckworth Mgmt For For
1B. Election of Director: Maryanne R. Lavan Mgmt For For
1C. Election of Director: General (Retired) Mgmt For For
Richard B. Myers
2. The ratification of the appointment of KPMG Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2022.
3. Advisory vote to approve compensation paid Mgmt Against Against
to the Company's named executive officers.
4. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on compensation of the
Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
NETEASE INC Agenda Number: 715601212
--------------------------------------------------------------------------------------------------------------------------
Security: G6427A102
Meeting Type: AGM
Meeting Date: 16-Jun-2022
Ticker:
ISIN: KYG6427A1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0429/2022042902460.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0429/2022042902285.pdf
1.A RE-ELECT THE FOLLOWING DIRECTOR TO SERVE Mgmt No vote
FOR THE ENSUING YEAR UNTIL THE NEXT ANNUAL
GENERAL MEETING OF SHAREHOLDERS AND UNTIL
THEIR SUCCESSORS ARE ELECTED AND DULY
QUALIFIED, OR UNTIL SUCH DIRECTORS' EARLIER
DEATH, BANKRUPTCY, INSANITY, RESIGNATION OR
REMOVAL: WILLIAM LEI DING
1.B RE-ELECT THE FOLLOWING DIRECTOR TO SERVE Mgmt No vote
FOR THE ENSUING YEAR UNTIL THE NEXT ANNUAL
GENERAL MEETING OF SHAREHOLDERS AND UNTIL
THEIR SUCCESSORS ARE ELECTED AND DULY
QUALIFIED, OR UNTIL SUCH DIRECTORS' EARLIER
DEATH, BANKRUPTCY, INSANITY, RESIGNATION OR
REMOVAL: ALICE YU-FEN CHENG
1.C RE-ELECT THE FOLLOWING DIRECTOR TO SERVE Mgmt No vote
FOR THE ENSUING YEAR UNTIL THE NEXT ANNUAL
GENERAL MEETING OF SHAREHOLDERS AND UNTIL
THEIR SUCCESSORS ARE ELECTED AND DULY
QUALIFIED, OR UNTIL SUCH DIRECTORS' EARLIER
DEATH, BANKRUPTCY, INSANITY, RESIGNATION OR
REMOVAL: JOSEPH TZE KAY TONG
1.D RE-ELECT THE FOLLOWING DIRECTOR TO SERVE Mgmt No vote
FOR THE ENSUING YEAR UNTIL THE NEXT ANNUAL
GENERAL MEETING OF SHAREHOLDERS AND UNTIL
THEIR SUCCESSORS ARE ELECTED AND DULY
QUALIFIED, OR UNTIL SUCH DIRECTORS' EARLIER
DEATH, BANKRUPTCY, INSANITY, RESIGNATION OR
REMOVAL: LUN FENG
1.E RE-ELECT THE FOLLOWING DIRECTOR TO SERVE Mgmt No vote
FOR THE ENSUING YEAR UNTIL THE NEXT ANNUAL
GENERAL MEETING OF SHAREHOLDERS AND UNTIL
THEIR SUCCESSORS ARE ELECTED AND DULY
QUALIFIED, OR UNTIL SUCH DIRECTORS' EARLIER
DEATH, BANKRUPTCY, INSANITY, RESIGNATION OR
REMOVAL: MICHAEL MAN KIT LEUNG
2 RATIFY THE APPOINTMENT OF Mgmt No vote
PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AND
PRICEWATERHOUSECOOPERS AS AUDITORS OF
NETEASE, INC. FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2022 FOR U.S. FINANCIAL
REPORTING AND HONG KONG FINANCIAL REPORTING
PURPOSES, RESPECTIVELY
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 935620422
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106
Meeting Type: Annual
Meeting Date: 02-Jun-2022
Ticker: NFLX
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II director to hold Mgmt Withheld Against
office until the 2025 Annual Meeting of
Stockholders: Timothy Haley
1b. Election of Class II director to hold Mgmt For For
office until the 2025 Annual Meeting of
Stockholders: Leslie Kilgore
1c. Election of Class II director to hold Mgmt For For
office until the 2025 Annual Meeting of
Stockholders: Strive Masiyiwa
1d. Election of Class II director to hold Mgmt For For
office until the 2025 Annual Meeting of
Stockholders: Ann Mather
2. Management Proposal: Declassification of Mgmt For For
the Board of Directors.
3. Management Proposal: Elimination of Mgmt For For
Supermajority Voting Provisions.
4. Management Proposal: Creation of a New Mgmt Against Against
Stockholder Right to Call a Special
Meeting.
5. Ratification of Appointment of Independent Mgmt Against Against
Registered Public Accounting Firm.
6. Advisory Approval of Executive Officer Mgmt Against Against
Compensation.
7. Stockholder Proposal entitled, "Proposal 7 Shr For Against
- Simple Majority Vote," if properly
presented at the meeting.
8. Stockholder Proposal entitled, "Proposal 8 Mgmt Against For
- Lobbying Activity Report," if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 935618299
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 02-Jun-2022
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert K. Burgess Mgmt Against Against
1B. Election of Director: Tench Coxe Mgmt Against Against
1C. Election of Director: John O. Dabiri Mgmt Against Against
1D. Election of Director: Persis S. Drell Mgmt For For
1E. Election of Director: Jen-Hsun Huang Mgmt For For
1F. Election of Director: Dawn Hudson Mgmt Against Against
1G. Election of Director: Harvey C. Jones Mgmt Against Against
1H. Election of Director: Michael G. McCaffery Mgmt For For
1I. Election of Director: Stephen C. Neal Mgmt For For
1J. Election of Director: Mark L. Perry Mgmt Against Against
1K. Election of Director: A. Brooke Seawell Mgmt Against Against
1L. Election of Director: Aarti Shah Mgmt For For
1M. Election of Director: Mark A. Stevens Mgmt Against Against
2. Advisory approval of our executive Mgmt For For
compensation.
3. Ratification of the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2023.
4. Approval of an amendment to our charter to Mgmt For For
increase the number of authorized shares of
common stock from 4 billion to 8 billion
shares.
5. Approval of an amendment and restatement of Mgmt Against Against
our Amended and Restated 2007 Equity
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV. Agenda Number: 935648545
--------------------------------------------------------------------------------------------------------------------------
Security: N6596X109
Meeting Type: Annual
Meeting Date: 01-Jun-2022
Ticker: NXPI
ISIN: NL0009538784
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of the 2021 Statutory Annual Mgmt For For
Accounts
2. Discharge of the members of the Board for Mgmt For For
their responsibilities in the financial
year ended December 31, 2021
3a. Re-appoint Kurt Sievers as executive Mgmt For For
director
3b. Re-appoint Sir Peter Bonfield as Mgmt Against Against
non-executive director
3c. Re-appoint Annette Clayton as non-executive Mgmt For For
director
3d. Re-appoint Anthony Foxx as non-executive Mgmt For For
director
3e. Appoint Chunyuan Gu as non-executive Mgmt For For
director
3f. Re-appoint Lena Olving as non-executive Mgmt For For
director
3g. Re-appoint Julie Southern as non-executive Mgmt For For
director
3h. Re-appoint Jasmin Staiblin as non-executive Mgmt For For
director
3i. Re-appoint Gregory Summe as non-executive Mgmt For For
director
3j. Re-appoint Karl-Henrik Sundstrom as Mgmt For For
non-executive director
4. Authorization of the Board to issue Mgmt For For
ordinary shares of the Company and grant
rights to acquire ordinary shares
5. Authorization of the Board to restrict or Mgmt For For
exclude pre-emption rights accruing in
connection with an issue of shares or grant
of rights
6. Authorization of the Board to repurchase Mgmt For For
ordinary shares
7. Authorization of the Board to cancel Mgmt For For
ordinary shares held or to be acquired by
the Company
8. Non-binding, advisory approval of the Named Mgmt For For
Executive Officers' compensation
--------------------------------------------------------------------------------------------------------------------------
OKTA, INC. Agenda Number: 935644941
--------------------------------------------------------------------------------------------------------------------------
Security: 679295105
Meeting Type: Annual
Meeting Date: 21-Jun-2022
Ticker: OKTA
ISIN: US6792951054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeff Epstein Mgmt For For
J. Frederic Kerrest Mgmt For For
Rebecca Saeger Mgmt Withheld Against
2. A proposal to ratify the appointment of Mgmt Against Against
Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending January 31, 2023.
3. To approve, on an advisory non-binding Mgmt Against Against
basis, the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
ON SEMICONDUCTOR CORPORATION Agenda Number: 935589018
--------------------------------------------------------------------------------------------------------------------------
Security: 682189105
Meeting Type: Annual
Meeting Date: 26-May-2022
Ticker: ON
ISIN: US6821891057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term Mgmt For For
expiring at 2023 Annual Meeting: Atsushi
Abe
1B. Election of Director for a one-year term Mgmt For For
expiring at 2023 Annual Meeting: Alan
Campbell
1C. Election of Director for a one-year term Mgmt For For
expiring at 2023 Annual Meeting: Susan K.
Carter
1D. Election of Director for a one-year term Mgmt For For
expiring at 2023 Annual Meeting: Thomas L.
Deitrich
1E. Election of Director for a one-year term Mgmt For For
expiring at 2023 Annual Meeting: Gilles
Delfassy
1F. Election of Director for a one-year term Mgmt For For
expiring at 2023 Annual Meeting: Hassane
El-Khoury
1G. Election of Director for a one-year term Mgmt For For
expiring at 2023 Annual Meeting: Bruce E.
Kiddoo
1H. Election of Director for a one-year term Mgmt For For
expiring at 2023 Annual Meeting: Paul A.
Mascarenas
1I. Election of Director for a one-year term Mgmt For For
expiring at 2023 Annual Meeting: Gregory L.
Waters
1J. Election of Director for a one-year term Mgmt For For
expiring at 2023 Annual Meeting: Christine
Y. Yan
2. Advisory (non-binding) resolution to Mgmt For For
approve the compensation of our named
executive officers.
3. Ratification of the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 935498027
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 10-Nov-2021
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey S. Berg Mgmt Withheld Against
Michael J. Boskin Mgmt Withheld Against
Safra A. Catz Mgmt For For
Bruce R. Chizen Mgmt Withheld Against
George H. Conrades Mgmt Withheld Against
Lawrence J. Ellison Mgmt Withheld Against
Rona A. Fairhead Mgmt For For
Jeffrey O. Henley Mgmt For For
Renee J. James Mgmt For For
Charles W. Moorman IV Mgmt Withheld Against
Leon E. Panetta Mgmt Withheld Against
William G. Parrett Mgmt For For
Naomi O. Seligman Mgmt Withheld Against
Vishal Sikka Mgmt For For
2. Advisory Vote to Approve the Compensation Mgmt For For
of our Named Executive Officers.
3. Approve an Amendment to the Oracle Mgmt Against Against
Corporation 2020 Equity Incentive Plan.
4. Ratification of Selection of Independent Mgmt Against Against
Registered Public Accounting Firm.
5. Stockholder Proposal Regarding Racial Shr For Against
Equity Audit.
6. Stockholder Proposal Regarding Independent Shr For Against
Board Chair.
7. Stockholder Proposal Regarding Political Shr Against For
Spending.
--------------------------------------------------------------------------------------------------------------------------
ORMAT TECHNOLOGIES, INC. Agenda Number: 935620840
--------------------------------------------------------------------------------------------------------------------------
Security: 686688102
Meeting Type: Annual
Meeting Date: 02-Jun-2022
Ticker: ORA
ISIN: US6866881021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting: Isaac Angel
1B. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting: Karin Corfee
1C. Election of Director to hold office until Mgmt Against Against
the 2023 Annual Meeting: David Granot
1D. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting: Michal Marom
1E. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting: Mike Nikkel
1F. Election of Director to hold office until Mgmt Against Against
the 2023 Annual Meeting: Dafna Sharir
1G. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting: Stanley B. Stern
1H. Election of Director to hold office until Mgmt Against Against
the 2023 Annual Meeting: Hidetake Takahashi
1I. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting: Byron G. Wong
2. To ratify the appointment of Kesselman & Mgmt For For
Kesselman, a member firm of
PricewaterhouseCoopers International
Limited, as our independent registered
public accounting firm for 2022.
3. To approve, in a non-binding, advisory Mgmt Against Against
vote, the compensation of our named
executive officers.
4. To approve the amendment and restatement of Mgmt Against Against
the Ormat Technologies, Inc. 2018 Incentive
Compensation Plan.
--------------------------------------------------------------------------------------------------------------------------
ORSTED Agenda Number: 715270170
--------------------------------------------------------------------------------------------------------------------------
Security: K7653Q105
Meeting Type: AGM
Meeting Date: 08-Apr-2022
Ticker:
ISIN: DK0060094928
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING INSTRUCTIONS FOR MOST MEETINGS ARE Non-Voting
CAST BY THE REGISTRAR IN ACCORDANCE WITH
YOUR VOTING INSTRUCTIONS. FOR THE SMALL
NUMBER OF MEETINGS WHERE THERE IS NO
REGISTRAR, YOUR VOTING INSTRUCTIONS WILL BE
CAST BY THE CHAIRMAN OF THE BOARD (OR A
BOARD MEMBER) AS PROXY. THE CHAIRMAN (OR A
BOARD MEMBER) MAY CHOOSE TO ONLY CAST
PRO-MANAGEMENT VOTING INSTRUCTIONS. TO
GUARANTEE YOUR VOTING INSTRUCTIONS AGAINST
MANAGEMENT ARE CAST, YOU MAY SUBMIT A
REQUEST TO ATTEND THE MEETING IN PERSON.
THE SUB CUSTODIAN BANKS OFFER
REPRESENTATION SERVICES FOR AN ADDED FEE,
IF REQUESTED.
CMMT SPLIT AND PARTIAL VOTING IS NOT AUTHORIZED Non-Voting
FOR A BENEFICIAL OWNER IN THE DANISH
MARKET.
CMMT A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY Non-Voting
(POA) IS REQUIRED TO LODGE YOUR VOTING
INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR
INSTRUCTIONS MAY BE REJECTED.
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 9.1 TO 9.3.F AND 11.
THANK YOU.
1 REPORT BY THE BOARD OF DIRECTORS Non-Voting
2 PRESENTATION OF THE AUDITED ANNUAL REPORT Mgmt No vote
FOR APPROVAL
3 PRESENTATION OF THE REMUNERATION REPORT FOR Mgmt No vote
ADVISORY VOTE
4 PROPOSAL TO DISCHARGE THE BOARD OF Mgmt No vote
DIRECTORS AND THE EXECUTIVE BOARD FROM
THEIR LIABILITIES
5 PROPOSAL FOR THE APPROPRIATION OF THE Mgmt No vote
PROFIT ACCORDING TO THE APPROVED ANNUAL
REPORT
6 PROPOSAL, IF ANY, FROM THE BOARD OF Non-Voting
DIRECTORS FOR AN AUTHORISATION TO ACQUIRE
TREASURY SHARES (NO PROPOSAL)
7.1 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt No vote
ADOPTION OF AN AMENDMENT OF THE
REMUNERATION POLICY FOR THE BOARD OF
DIRECTORS AND THE EXECUTIVE BOARD
7.2 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt No vote
ADOPTION OF A DECISION THAT EMPLOYEES OF
ALL OF THE COMPANY'S FOREIGN SUBSIDIARIES
(FROM TIME TO TIME) ARE ELIGIBLE TO BE
ELECTED AND ENTITLED TO VOTE AT ELECTIONS
OF GROUP REPRESENTATIVES TO THE BOARD OF
DIRECTORS
7.3 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt No vote
ADOPTION OF A DECISION TO MAKE A DONATION
TO HUMANITARIAN AID TO THE UKRAINIAN PEOPLE
IN RELATION TO THE UKRAINE CRISIS CAUSED BY
THE RUSSIAN INVASION
7.4 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt No vote
AUTHORISATION TO THE BOARD OF DIRECTORS TO
INCREASE THE SHARE CAPITAL OF THE COMPANY,
INCLUDING A PROPOSAL TO AMEND THE COMPANY'S
ARTICLES OF ASSOCIATION IN ACCORDANCE
HEREWITH
7.5 PROPOSAL FROM THE BOARD OF DIRECTORS: GRANT Mgmt No vote
OF AUTHORIZATION
8 ANY PROPOSALS FROM THE SHAREHOLDERS (NO Non-Voting
PROPOSALS)
9.1 ELECTION OF MEMBER TO THE BOARD OF Mgmt No vote
DIRECTORS BY THE GENERAL MEETING: ELECTION
OF THE CHAIRMAN: RE-ELECTION OF THOMAS
THUNE ANDERSEN AS CHAIRMAN OF THE BOARD OF
DIRECTORS
9.2 ELECTION OF MEMBER TO THE BOARD OF Mgmt No vote
DIRECTORS BY THE GENERAL MEETING: ELECTION
OF THE DEPUTY CHAIRMAN: RE-ELECTION OF LENE
SKOLE AS DEPUTY CHAIRMAN OF THE BOARD OF
DIRECTORS
9.3.A ELECTION OF THE OTHER MEMBERS OF THE BOARD Mgmt No vote
OF DIRECTORS: RE-ELECTION OF LYNDA
ARMSTRONG AS MEMBER OF THE BOARD OF
DIRECTORS
9.3.B ELECTION OF THE OTHER MEMBERS OF THE BOARD Mgmt No vote
OF DIRECTORS: RE-ELECTION OF JORGEN KILDAHL
AS MEMBER OF THE BOARD OF DIRECTORS
9.3.C ELECTION OF THE OTHER MEMBERS OF THE BOARD Mgmt No vote
OF DIRECTORS: RE-ELECTION OF PETER KORSHOLM
AS MEMBER OF THE BOARD OF DIRECTORS
9.3.D ELECTION OF THE OTHER MEMBERS OF THE BOARD Mgmt No vote
OF DIRECTORS: RE-ELECTION OF DIETER WEMMER
AS MEMBER OF THE BOARD OF DIRECTORS
9.3.E ELECTION OF THE OTHER MEMBERS OF THE BOARD Mgmt No vote
OF DIRECTORS: RE-ELECTION OF JULIA KING AS
MEMBER OF THE BOARD OF DIRECTORS
9.3.F ELECTION OF THE OTHER MEMBERS OF THE BOARD Mgmt No vote
OF DIRECTORS: RE-ELECTION OF HENRIK POULSEN
AS MEMBER OF THE BOARD OF DIRECTORS
10 DETERMINATION OF THE REMUNERATION PAYABLE Mgmt No vote
TO THE BOARD OF DIRECTORS FOR THE FINANCIAL
YEAR 2022
11 RE-ELECTION OF PRICEWATERHOUSECOOPERS Mgmt No vote
STATSAUTORISERET REVISIONSPARTNERSELSKAB AS
AUDITOR
12 ANY OTHER BUSINESS Non-Voting
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS PRACTICABLE
ON RECORD DATE +1 DAY (OR ON MEETING DATE
+1 DAY IF NO RECORD DATE APPLIES) UNLESS
OTHERWISE SPECIFIED, AND ONLY AFTER THE
AGENT HAS CONFIRMED AVAILABILIY OF THE
POSITION. IN ORDER FOR A VOTE TO BE
ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 18 MAR 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTIONS 1 AND 12. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
PALO ALTO NETWORKS, INC. Agenda Number: 935512699
--------------------------------------------------------------------------------------------------------------------------
Security: 697435105
Meeting Type: Annual
Meeting Date: 14-Dec-2021
Ticker: PANW
ISIN: US6974351057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: John M. Mgmt Abstain Against
Donovan
1B. Election of Class I Director: Right Mgmt For For
Honorable Sir John Key
1C. Election of Class I Director: Mary Pat Mgmt For For
McCarthy
1D. Election of Class I Director: Nir Zuk Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as our independent registered public
accounting firm for our fiscal year ending
July 31, 2022.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. To approve the 2021 Palo Alto Networks, Mgmt Against Against
Inc. Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC. Agenda Number: 935613744
--------------------------------------------------------------------------------------------------------------------------
Security: 70450Y103
Meeting Type: Annual
Meeting Date: 02-Jun-2022
Ticker: PYPL
ISIN: US70450Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Rodney C. Adkins Mgmt For For
1b. Election of Director: Jonathan Christodoro Mgmt Against Against
1c. Election of Director: John J. Donahoe Mgmt For For
1d. Election of Director: David W. Dorman Mgmt Against Against
1e. Election of Director: Belinda J. Johnson Mgmt For For
1f. Election of Director: Enrique Lores Mgmt For For
1g. Election of Director: Gail J. McGovern Mgmt Against Against
1h. Election of Director: Deborah M. Messemer Mgmt For For
1i. Election of Director: David M. Moffett Mgmt For For
1j. Election of Director: Ann M. Sarnoff Mgmt For For
1k. Election of Director: Daniel H. Schulman Mgmt For For
1l. Election of Director: Frank D. Yeary Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt Against Against
Officer Compensation.
3. Advisory Vote on the Frequency of the Mgmt 1 Year For
Stockholder Advisory Vote to Approve Named
Executive Officer Compensation.
4. Ratification of the Appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as Our
Independent Auditor for 2022.
5. Stockholder Proposal - Special Shareholder Shr For Against
Meeting Improvement.
--------------------------------------------------------------------------------------------------------------------------
PELOTON INTERACTIVE, INC. Agenda Number: 935510431
--------------------------------------------------------------------------------------------------------------------------
Security: 70614W100
Meeting Type: Annual
Meeting Date: 07-Dec-2021
Ticker: PTON
ISIN: US70614W1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jon Callaghan Mgmt For For
Jay Hoag Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as the independent registered
public accounting firm for the fiscal year
ending June 30, 2022.
3. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of the named executive
officers as disclosed in the Proxy
Statement.
--------------------------------------------------------------------------------------------------------------------------
PENTAIR PLC Agenda Number: 935580654
--------------------------------------------------------------------------------------------------------------------------
Security: G7S00T104
Meeting Type: Annual
Meeting Date: 17-May-2022
Ticker: PNR
ISIN: IE00BLS09M33
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-election of director: Mona Abutaleb Mgmt For For
Stephenson
1B. Re-election of director: Melissa Barra Mgmt For For
1C. Re-election of director: Glynis A. Bryan Mgmt For For
1D. Re-election of director: T. Michael Glenn Mgmt Against Against
1E. Re-election of director: Theodore L. Harris Mgmt For For
1F. Re-election of director: David A. Jones Mgmt Against Against
1G. Re-election of director: Gregory E. Knight Mgmt For For
1H. Re-election of director: Michael T. Mgmt For For
Speetzen
1I. Re-election of director: John L. Stauch Mgmt For For
1J. Re-election of director: Billie I. Mgmt For For
Williamson
2. To approve, by nonbinding, advisory vote, Mgmt For For
the compensation of the named executive
officers.
3. To ratify, by nonbinding, advisory vote, Mgmt Against Against
the appointment of Deloitte & Touche LLP as
the independent auditor of Pentair plc and
to authorize, by binding vote, the Audit
and Finance Committee of the Board of
Directors to set the auditor's
remuneration.
4. To authorize the Board of Directors to Mgmt For For
allot new shares under Irish law.
5. To authorize the Board of Directors to Mgmt For For
opt-out of statutory preemption rights
under Irish law (Special Resolution).
6. To authorize the price range at which Mgmt For For
Pentair plc can re-allot shares it holds as
treasury shares under Irish law (Special
Resolution).
--------------------------------------------------------------------------------------------------------------------------
PLUG POWER INC. Agenda Number: 935645284
--------------------------------------------------------------------------------------------------------------------------
Security: 72919P202
Meeting Type: Annual
Meeting Date: 30-Jun-2022
Ticker: PLUG
ISIN: US72919P2020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
George C. McNamee Mgmt Withheld Against
Gregory L. Kenausis Mgmt For For
Jean A. Bua Mgmt For For
2. The approval of the amendment to the Plug Mgmt Against Against
Power Inc. 2021 Stock Option and Incentive
Plan as described in the proxy statement.
3. The approval of the non-binding advisory Mgmt Against Against
resolution regarding the compensation of
the Company's named executive officers as
described in the proxy statement.
4. The ratification of Deloitte & Touche LLP Mgmt For For
as the Company's independent registered
public accounting firm for 2022.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 935543567
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 09-Mar-2022
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sylvia Acevedo Mgmt For For
1B. Election of Director: Cristiano R. Amon Mgmt For For
1C. Election of Director: Mark Fields Mgmt For For
1D. Election of Director: Jeffrey W. Henderson Mgmt For For
1E. Election of Director: Gregory N. Johnson Mgmt For For
1F. Election of Director: Ann M. Livermore Mgmt For For
1G. Election of Director: Mark D. McLaughlin Mgmt For For
1H. Election of Director: Jamie S. Miller Mgmt For For
1I. Election of Director: Irene B. Rosenfeld Mgmt For For
1J. Election of Director: Kornelis (Neil) Smit Mgmt For For
1K. Election of Director: Jean-Pascal Tricoire Mgmt For For
1L. Election of Director: Anthony J. Mgmt For For
Vinciquerra
2. Ratification of the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent public accountants for our
fiscal year ending September 25, 2022.
3. Advisory vote to approve the compensation Mgmt For For
of our Named Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
QUALYS, INC. Agenda Number: 935611512
--------------------------------------------------------------------------------------------------------------------------
Security: 74758T303
Meeting Type: Annual
Meeting Date: 08-Jun-2022
Ticker: QLYS
ISIN: US74758T3032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sandra E. Bergeron Mgmt Withheld Against
Kristi M. Rogers Mgmt Withheld Against
2. To ratify the appointment of Grant Thornton Mgmt Against Against
LLP as Qualys, Inc.'s independent
registered public accounting firm for its
fiscal year ending December 31, 2022.
3. To approve, on an advisory and non-binding Mgmt Against Against
basis, the compensation of Qualys, Inc.'s
named executive officers as described in
the Proxy Statement.
4. To approve Qualys, Inc.'s 2012 Equity Mgmt Against Against
Incentive Plan, as amended, restated and
extended.
5. To indicate, on an advisory and non-binding Mgmt 1 Year For
basis, the preferred frequency of future
stockholder advisory votes on approving the
compensation of Qualys, Inc.'s named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
RAPID7, INC. Agenda Number: 935617552
--------------------------------------------------------------------------------------------------------------------------
Security: 753422104
Meeting Type: Annual
Meeting Date: 09-Jun-2022
Ticker: RPD
ISIN: US7534221046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Michael Berry Mgmt Withheld Against
1.2 Election of Director: Marc Brown Mgmt Withheld Against
1.3 Election of Director: Christina Kosmowski Mgmt For For
1.4 Election of Director: J. Benjamin Nye Mgmt Withheld Against
1.5 Election of Director: Reeny Sondhi Mgmt For For
1.6 Election of Director: Corey Thomas Mgmt Withheld Against
2. To ratify the selection by the Audit Mgmt Against Against
Committee of the Board of Directors of KPMG
LLP as the independent registered public
accounting firm of the Company for its
fiscal year ending December 31, 2022.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of the Company's named
executive officers as disclosed in the
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
ROBINHOOD MARKETS, INC. Agenda Number: 935636944
--------------------------------------------------------------------------------------------------------------------------
Security: 770700102
Meeting Type: Annual
Meeting Date: 22-Jun-2022
Ticker: HOOD
ISIN: US7707001027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: Paula Loop Mgmt For For
1.2 Election of Class I Director: Dara Treseder Mgmt Against Against
1.3 Election of Class I Director: Robert Mgmt For For
Zoellick
2. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future say-on-pay votes
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2022
--------------------------------------------------------------------------------------------------------------------------
ROBLOX CORPORATION Agenda Number: 935599540
--------------------------------------------------------------------------------------------------------------------------
Security: 771049103
Meeting Type: Annual
Meeting Date: 26-May-2022
Ticker: RBLX
ISIN: US7710491033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christopher Carvalho Mgmt Withheld Against
Gina Mastantuono Mgmt Withheld Against
2. Advisory Vote on the Compensation of our Mgmt Against Against
Named Executive Officers.
3. Advisory Vote on the Frequency of Future Mgmt 1 Year For
Stockholder Advisory Votes on the
Compensation of our Named Executive
Officers.
4. Ratification of Independent Registered Mgmt Against Against
Public Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
ROKU, INC. Agenda Number: 935625547
--------------------------------------------------------------------------------------------------------------------------
Security: 77543R102
Meeting Type: Annual
Meeting Date: 09-Jun-2022
Ticker: ROKU
ISIN: US77543R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director to serve Mgmt For For
until the 2025 Annual Meeting: Gina Luna
1b. Election of Class II Director to serve Mgmt Withheld Against
until the 2025 Annual Meeting: Ray Rothrock
2a. Election of Class III Director to serve Mgmt For For
until the 2023 Annual Meeting: Jeffrey
Hastings
3. Advisory vote to approve our named Mgmt Against Against
executive officer compensation.
4. To ratify the selection of Deloitte & Mgmt Against Against
Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
ROPER TECHNOLOGIES, INC. Agenda Number: 935631689
--------------------------------------------------------------------------------------------------------------------------
Security: 776696106
Meeting Type: Annual
Meeting Date: 15-Jun-2022
Ticker: ROP
ISIN: US7766961061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for a one-year term: Mgmt For For
Shellye L. Archambeau
1.2 Election of Director for a one-year term: Mgmt Against Against
Amy Woods Brinkley
1.3 Election of Director for a one-year term: Mgmt For For
Irene M. Esteves
1.4 Election of Director for a one-year term: Mgmt For For
L. Neil Hunn
1.5 Election of Director for a one-year term: Mgmt Against Against
Robert D. Johnson
1.6 Election of Director for a one-year term: Mgmt For For
Thomas P. Joyce, Jr.
1.7 Election of Director for a one-year term: Mgmt Against Against
Laura G. Thatcher
1.8 Election of Director for a one-year term: Mgmt Against Against
Richard F. Wallman
1.9 Election of Director for a one-year term: Mgmt Against Against
Christopher Wright
2. Advisory vote to approve the compensation Mgmt Against Against
of our named executive officers.
3. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2022.
--------------------------------------------------------------------------------------------------------------------------
SAILPOINT TECHNOLOGIES HOLDINGS, INC. Agenda Number: 935674297
--------------------------------------------------------------------------------------------------------------------------
Security: 78781P105
Meeting Type: Special
Meeting Date: 30-Jun-2022
Ticker: SAIL
ISIN: US78781P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To consider & vote on the proposal to adopt Mgmt For For
the Agreement & Plan of Merger, dated as of
April 10, 2022, (the "Merger Agreement"),
by & among Project Hotel California
Holdings, LP, a Delaware limited
partnership & Project Hotel California
Merger Sub, Inc., a Delaware corporation &
a wholly owned subsidiary of Parent,
whereby Pursuant to the terms of the Merger
Agreement, Merger Sub will merge with &
into SailPoint & the separate corporate
existence of Merger Sub will cease, with
SailPoint continuing as the surviving
corporation & a wholly owned subsidiary of
Parent.
2. To consider and vote on the proposal to Mgmt For For
approve, on an advisory (non-binding)
basis, the compensation that may be paid or
become payable to SailPoint's named
executive officers that is based on or
otherwise relates to the Merger Agreement
and the transactions contemplated by the
Merger Agreement.
3. To consider and vote on any proposal to Mgmt For For
adjourn the Special Meeting to a later date
or dates if necessary or appropriate to
solicit additional proxies if there are
insufficient votes to adopt the Merger
Agreement at the time of the Special
Meeting.
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE, INC. Agenda Number: 935626258
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Annual
Meeting Date: 09-Jun-2022
Ticker: CRM
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Marc Benioff Mgmt Against Against
1b. Election of Director: Bret Taylor Mgmt For For
1c. Election of Director: Laura Alber Mgmt For For
1d. Election of Director: Craig Conway Mgmt Against Against
1e. Election of Director: Parker Harris Mgmt For For
1f. Election of Director: Alan Hassenfeld Mgmt Against Against
1g. Election of Director: Neelie Kroes Mgmt Against Against
1h. Election of Director: Oscar Munoz Mgmt For For
1i. Election of Director: Sanford Robertson Mgmt Against Against
1j. Election of Director: John V. Roos Mgmt Against Against
1k. Election of Director: Robin Washington Mgmt For For
1l. Election of Director: Maynard Webb Mgmt Against Against
1m. Election of Director: Susan Wojcicki Mgmt For For
2. Amendment and restatement of our 2013 Mgmt Against Against
Equity Incentive Plan to increase the
number of shares reserved for issuance.
3. Amendment and restatement of our 2004 Mgmt For For
Employee Stock Purchase Plan to increase
the number of shares reserved for issuance.
4. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as our independent registered
public accounting firm for the fiscal year
ending January 31, 2023.
5. An advisory vote to approve the fiscal 2022 Mgmt Against Against
compensation of our named executive
officers.
6. A stockholder proposal requesting a policy Shr For Against
to require the Chair of the Board of
Directors be an independent member of the
Board, if properly presented at the
meeting.
7. A stockholder proposal requesting a racial Shr For Against
equity audit, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG SDI CO. LTD Agenda Number: 715181424
--------------------------------------------------------------------------------------------------------------------------
Security: Y74866107
Meeting Type: AGM
Meeting Date: 17-Mar-2022
Ticker:
ISIN: KR7006400006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt No vote
2 ELECTION OF INSIDE DIRECTOR: CHOE YUN HO Mgmt No vote
3 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
SCHNEIDER ELECTRIC SE Agenda Number: 715305670
--------------------------------------------------------------------------------------------------------------------------
Security: F86921107
Meeting Type: MIX
Meeting Date: 05-May-2022
Ticker:
ISIN: FR0000121972
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FOR SHAREHOLDERS NOT HOLDING SHARES Non-Voting
DIRECTLY WITH A FRENCH CUSTODIAN, VOTING
INSTRUCTIONS WILL BE FORWARDED TO YOUR
GLOBAL CUSTODIAN ON VOTE DEADLINE DATE. THE
GLOBAL CUSTODIAN AS THE REGISTERED
INTERMEDIARY WILL SIGN THE PROXY CARD AND
FORWARD TO THE LOCAL CUSTODIAN FOR
LODGMENT.
CMMT FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID Non-Voting
VOTING OPTION. FOR ANY ADDITIONAL
RESOLUTIONS RAISED AT THE MEETING THE
VOTING INSTRUCTION WILL DEFAULT TO
'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING
THE PROXY CARD, THE VOTING INSTRUCTION WILL
DEFAULT TO THE PREFERENCE OF YOUR
CUSTODIAN.
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
CMMT DUE TO THE COVID19 CRISIS AND IN ACCORDANCE Non-Voting
WITH THE PROVISIONS ADOPTED BY THE FRENCH
GOVERNMENT UNDER LAW NO. 2020-1379 OF
NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY
LAW NO 2020-1614 OF DECEMBER 18 2020; THE
GENERAL MEETING WILL TAKE PLACE BEHIND
CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE
OF SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. THE COMPANY
ENCOURAGES ALL SHAREHOLDERS TO REGULARLY
CONSULT THE COMPANY WEBSITE TO VIEW ANY
CHANGES TO THIS POLICY.
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR 2021 -
APPROVAL OF THE AMOUNT OF NON-DEDUCTIBLE
EXPENSES AND COSTS
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt No vote
STATEMENTS FOR THE FINANCIAL YEAR 2021
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt No vote
2021 AND SETTING OF THE DIVIDEND
4 APPROVAL OF THE REGULATED AGREEMENTS Mgmt No vote
REFERRED TO IN ARTICLES L. 225-38 AND
FOLLOWING OF THE FRENCH COMMERCIAL CODE
5 RENEWAL OF THE TERM OF OFFICE OF MAZARS AS Mgmt No vote
PRINCIPAL STATUTORY AUDITOR; NON-RENEWAL
AND NON-REPLACEMENT OF MR. THIERRY
BLANCHETIER AS DEPUTY STATUTORY AUDITOR
6 APPOINTMENT OF PRICEWATERHOUSECOOPERS AUDIT Mgmt No vote
AS PRINCIPAL STATUTORY AUDITOR, AS A
REPLACEMENT FOR ERNST & YOUNG ET
AUTRES; NON-RENEWAL AND NON-REPLACEMENT OF
AUDITEX AS DEPUTY STATUTORY AUDITOR
7 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt No vote
REMUNERATION OF CORPORATE OFFICERS PAID
DURING OR ALLOCATED IN RESPECT OF THE
FINANCIAL YEAR ENDED 31 DECEMBER 2021, AS
REFERRED TO IN ARTICLE L. 22-10-9 OF THE
FRENCH COMMERCIAL CODE
8 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt No vote
TOTAL COMPENSATION AND BENEFITS OF ANY KIND
PAID DURING THE FINANCIAL YEAR 2021 OR
ALLOCATED IN RESPECT OF THAT SAME FINANCIAL
YEAR TO MR. JEAN-PASCAL TRICOIRE, CHAIRMAN
AND CHIEF EXECUTIVE OFFICER
9 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt No vote
EXECUTIVE CORPORATE OFFICERS (CHAIRMAN AND
CHIEF EXECUTIVE OFFICER)
10 APPROVAL OF THE REMUNERATION POLICY FOR Mgmt No vote
MEMBERS OF THE BOARD OF DIRECTORS
11 RENEWAL OF THE TERM OF OFFICE OF MRS. LINDA Mgmt No vote
KNOLL AS DIRECTOR
12 RENEWAL OF THE TERM OF OFFICE OF MR. ANDERS Mgmt No vote
RUNEVAD AS DIRECTOR
13 APPOINTMENT OF MRS. NIVEDITA KRISHNAMURTHY Mgmt No vote
(NIVE) BHAGAT AS DIRECTOR
14 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS TO PURCHASE SHARES OF THE COMPANY
15 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt No vote
DIRECTORS TO FREELY ALLOCATE SHARES IN
FAVOUR OF EMPLOYEES OR A CATEGORY OF
EMPLOYEES AND/OR CORPORATE OFFICERS OF THE
COMPANY OR ITS RELATED COMPANIES IN THE
CONTEXT OF THE LONG TERM INCENTIVE PLAN,
WITHIN THE LIMIT OF 2% OF THE SHARE CAPITAL
16 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS TO PROCEED WITH CAPITAL INCREASES
RESERVED FOR MEMBERS OF A COMPANY SAVINGS
PLAN WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHTS
17 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt No vote
DIRECTORS TO PROCEED WITH CAPITAL INCREASES
RESERVED FOR EMPLOYEES OF CERTAIN FOREIGN
COMPANIES OF THE GROUP, DIRECTLY OR THROUGH
INTERVENING ENTITIES, IN ORDER TO OFFER
THEM BENEFITS COMPARABLE TO THOSE OFFERED
TO MEMBERS OF A COMPANY SAVINGS PLAN,
WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHTS
18 REVIEW AND APPROVAL OF THE PROPOSED MERGER Mgmt No vote
BY ABSORPTION OF IGE+XAO COMPANY BY
SCHNEIDER ELECTRIC
19 POWERS TO CARRY OUT FORMALITIES Mgmt No vote
CMMT 29 MAR 2022: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://fr.ftp.opendatasoft.com/datadila/JO
/BALO/pdf/2022/0328/202203282200650.pdf AND
PLEASE NOTE THAT THIS IS A REVISION DUE TO
ADDITION OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT 29 MAR 2022: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE; PLEASE NOTE THAT IF YOU HOLD
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS PRACTICABLE
ON RECORD DATE +1 DAY (OR ON MEETING DATE
+1 DAY IF NO RECORD DATE APPLIES) UNLESS
OTHERWISE SPECIFIED, AND ONLY AFTER THE
AGENT HAS CONFIRMED AVAILABILIY OF THE
POSITION. IN ORDER FOR A VOTE TO BE
ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
SEA LIMITED Agenda Number: 935545179
--------------------------------------------------------------------------------------------------------------------------
Security: 81141R100
Meeting Type: Annual
Meeting Date: 14-Feb-2022
Ticker: SE
ISIN: US81141R1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. AS A SPECIAL RESOLUTION, that the Eighth Mgmt Against Against
Amended and Restated Memorandum and
Articles of Association of the Company
currently in effect be amended and restated
by their deletion in their entirety and the
substitution in their place of the Ninth
Amended and Restated Memorandum and
Articles of Association annexed as Annex A
of the Notice of the Annual General
Meeting.
--------------------------------------------------------------------------------------------------------------------------
SENTINELONE, INC. Agenda Number: 935647339
--------------------------------------------------------------------------------------------------------------------------
Security: 81730H109
Meeting Type: Annual
Meeting Date: 30-Jun-2022
Ticker: S
ISIN: US81730H1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Daniel Scheinman Mgmt Withheld Against
Teddie Wardi Mgmt Withheld Against
Tomer Weingarten Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as SentinelOne, Inc.'s
independent registered public accounting
firm for the fiscal year ending January 31,
2023.
--------------------------------------------------------------------------------------------------------------------------
SERVICENOW, INC. Agenda Number: 935626068
--------------------------------------------------------------------------------------------------------------------------
Security: 81762P102
Meeting Type: Annual
Meeting Date: 09-Jun-2022
Ticker: NOW
ISIN: US81762P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Susan L. Bostrom Mgmt Against Against
1b. Election of Director: Teresa Briggs Mgmt For For
1c. Election of Director: Jonathan C. Chadwick Mgmt For For
1d. Election of Director: Paul E. Chamberlain Mgmt For For
1e. Election of Director: Lawrence J. Jackson, Mgmt For For
Jr.
1f. Election of Director: Frederic B. Luddy Mgmt For For
1g. Election of Director: Jeffrey A. Miller Mgmt Against Against
1h. Election of Director: Joseph "Larry" Mgmt For For
Quinlan
1i. Election of Director: Sukumar Rathnam Mgmt For For
2. To approve, on an advisory basis, the Mgmt Against Against
compensation of our Named Executive
Officers ("Say-on-Pay").
3. To ratify PricewaterhouseCoopers LLP as the Mgmt Against Against
independent registered public accounting
firm for 2022.
--------------------------------------------------------------------------------------------------------------------------
SHOALS TECHNOLOGIES GROUP, INC. Agenda Number: 935566995
--------------------------------------------------------------------------------------------------------------------------
Security: 82489W107
Meeting Type: Annual
Meeting Date: 05-May-2022
Ticker: SHLS
ISIN: US82489W1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peter Wilver Mgmt For For
Ty Daul Mgmt For For
Toni Volpe Mgmt For For
2. Ratify the appointment of BDO USA, LLP as Mgmt For For
the Company's independent registered public
accounting firm for the year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
SHOPIFY INC. Agenda Number: 935633289
--------------------------------------------------------------------------------------------------------------------------
Security: 82509L107
Meeting Type: Annual and Special
Meeting Date: 07-Jun-2022
Ticker: SHOP
ISIN: CA82509L1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Tobias Lutke Mgmt Withheld Against
1B Election of Director: Robert Ashe Mgmt For For
1C Election of Director: Gail Goodman Mgmt For For
1D Election of Director: Colleen Johnston Mgmt For For
1E Election of Director: Jeremy Levine Mgmt Withheld Against
1F Election of Director: John Phillips Mgmt Withheld Against
1G Election of Director: Fidji Simo Mgmt For For
2 Appointment of the Auditors Resolution Mgmt Withheld Against
approving the re-appointment of
PricewaterhouseCoopers LLP as auditors of
Shopify Inc. and authorizing the Board of
Directors to fix their remuneration.
3 Approval of Arrangement Special resolution, Mgmt Against Against
the full text of which is attached as
Schedule A to the management information
circular dated April 11, 2022, to approve,
pursuant to an interim order of the Ontario
Superior Court of Justice (Commercial List)
dated April 11, 2022, a proposed plan of
arrangement pursuant to Section 192 of the
Canada Business Corporations Act to effect,
among other things, certain updates to the
Company's governance structure, including
an amendment to Shopify Inc.'s restated
articles of incorporation to provide for
the creation of a new class of share,
designated as the Founder share, and the
issuance of such Founder share to Shopify
Inc.'s Founder and Chief Executive Officer,
Mr. Tobias Lutke.
4 Approval of Share Split Special resolution, Mgmt For For
the full text of which is attached as
Schedule B to the management information
circular dated April 11, 2022, to approve
an amendment to Shopify Inc.'s restated
articles of incorporation to effect a
ten-for-one split of its Class A
subordinate voting shares and Class B
multiple voting shares.
5 Advisory Vote on Executive Compensation Mgmt For For
Non-binding advisory resolution that the
shareholders accept Shopify Inc.'s approach
to executive compensation as disclosed in
the management information circular dated
April 11, 2022.
--------------------------------------------------------------------------------------------------------------------------
SKYWORKS SOLUTIONS, INC. Agenda Number: 935574271
--------------------------------------------------------------------------------------------------------------------------
Security: 83088M102
Meeting Type: Annual
Meeting Date: 11-May-2022
Ticker: SWKS
ISIN: US83088M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Alan S. Batey Mgmt Against Against
1B. Election of Director: Kevin L. Beebe Mgmt Against Against
1C. Election of Director: Liam K. Griffin Mgmt For For
1D. Election of Director: Eric J. Guerin Mgmt For For
1E. Election of Director: Christine King Mgmt Against Against
1F. Election of Director: Suzanne E. McBride Mgmt For For
1G. Election of Director: David P.McGlade Mgmt Against Against
1H. Election of Director: Robert A. Schriesheim Mgmt Against Against
2. To ratify the selection by the Company's Mgmt Against Against
Audit Committee of KPMG LLP as the
independent registered public accounting
firm for the Company for fiscal year 2022.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of the Company's named
executive officers, as described in the
Company's Proxy Statement.
4. To approve an amendment to the Company's Mgmt For For
Restated Certificate of Incorporation to
eliminate the supermajority vote provisions
relating to stockholder approval of a
merger or consolidation, disposition of all
or substantially all of the Company's
assets, or issuance of a substantial amount
of the Company's securities.
5. To approve an amendment to the Company's Mgmt For For
Restated Certificate of Incorporation to
eliminate the supermajority vote provisions
relating to stockholder approval of a
business combination with any related
person.
6. To approve an amendment to the Company's Mgmt For For
Restated Certificate of Incorporation to
eliminate the supermajority vote provision
relating to stockholder amendment of
charter provisions governing directors.
7. To approve an amendment to the Company's Mgmt For For
Restated Certificate of Incorporation to
eliminate the supermajority vote provision
relating to stockholder amendment of the
charter provision governing action by
stockholders.
8. To approve a stockholder proposal regarding Shr For Against
the Company's stockholder special meeting
right.
--------------------------------------------------------------------------------------------------------------------------
SOCIEDAD QUIMICA Y MINERA DE CHILE SA SOQUIMICH Agenda Number: 714936676
--------------------------------------------------------------------------------------------------------------------------
Security: P8716X108
Meeting Type: EGM
Meeting Date: 22-Dec-2021
Ticker:
ISIN: CLP8716X1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THE DISTRIBUTION AND PAYMENT OF AN INTERIM Mgmt No vote
DIVIDEND EQUIVALENT TO USD 1.40037 PER
SHARE, WITH A CHARGE AGAINST THE
ACCUMULATED PROFIT OF THE COMPANY, FROM
HERE ONWARDS REFERRED TO AS THE INTERIM
DIVIDEND
--------------------------------------------------------------------------------------------------------------------------
SOCIEDAD QUIMICA Y MINERA DE CHILE SA SOQUIMICH Agenda Number: 715461961
--------------------------------------------------------------------------------------------------------------------------
Security: P8716X108
Meeting Type: OGM
Meeting Date: 26-Apr-2022
Ticker:
ISIN: CLP8716X1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 715342 DUE TO RECEIVED ADDITION
OF RES. 8C. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt No vote
REPORT
2 DESIGNATE AUDITORS Mgmt No vote
3 DESIGNATE RISK ASSESSMENT COMPANIES Mgmt No vote
4 DESIGNATE ACCOUNT INSPECTORSS Mgmt No vote
5 APPROVE INVESTMENT POLICY Mgmt No vote
6 APPROVE FINANCING POLICY Mgmt No vote
7 APPROVE DIVIDENDS Mgmt No vote
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 3 Non-Voting
OPTIONS TO BE ELECTED, THERE IS ONLY 1
OPTION AVAILABLE TO BE FILLED AT THE
MEETING. THE STANDING INSTRUCTIONS FOR THIS
MEETING WILL BE DISABLED AND, IF YOU
CHOOSE, YOU ARE REQUIRED TO VOTE FOR,
AGAINST OR ABSTAIN ON ONLY 1 OF THE 3
OPTIONS AND TO SELECT 'CLEAR' FOR THE
OTHERS. THANK YOU
8.8.A ELECT DIRECTORS MANAGEMENT Mgmt No vote
9.8.B ELECT LAURENCE GOLBORNE AS DIRECTOR Shr No vote
REPRESENTING SERIES B SHAREHOLDERS
MANAGEMENT
10.8C ELECT ANTONIO GIL NIEVAS AS DIRECTOR Shr No vote
REPRESENTING SERIES B SHAREHOLDERS
MANAGEMENT
11.9 APPROVE REMUNERATION OF BOARD OF DIRECTORS Mgmt No vote
AND BOARD COMMITTEES
12.10 DESIGNATE NEWSPAPER TO PUBLISH MEETING Mgmt No vote
ANNOUNCEMENTS, OTHER BUSINESS AND EXECUTION
OF SHAREHOLDERS' MEETING RESOLUTIONS
CMMT 15 APR 2022: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE CHANGED FROM AGM TO OGM. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SOLAREDGE TECHNOLOGIES, INC. Agenda Number: 935630714
--------------------------------------------------------------------------------------------------------------------------
Security: 83417M104
Meeting Type: Annual
Meeting Date: 20-Jun-2022
Ticker: SEDG
ISIN: US83417M1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Betsy Atkins Mgmt Against Against
1b. Election of Director: Dirk Hoke Mgmt For For
2. Ratification of appointment of Ernst & Mgmt Against Against
Young LLP as independent registered public
accounting firm for the year ending
December 31, 2022.
3. Approval of, on an advisory and non-binding Mgmt Against Against
basis, the compensation of our named
executive officers (the "Say-on-Pay
Proposal").
--------------------------------------------------------------------------------------------------------------------------
SPLUNK INC. Agenda Number: 935638316
--------------------------------------------------------------------------------------------------------------------------
Security: 848637104
Meeting Type: Annual
Meeting Date: 16-Jun-2022
Ticker: SPLK
ISIN: US8486371045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: Mark Carges Mgmt For For
1b. Election of Class I Director: Kenneth Hao Mgmt For For
1c. Election of Class I Director: Elisa Steele Mgmt Against Against
2. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending January 31,
2023.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers, as described in the proxy
statement.
4. To approve the Splunk Inc. 2022 Equity Mgmt Against Against
Incentive Plan and the reservation of
shares thereunder.
--------------------------------------------------------------------------------------------------------------------------
SPOTIFY TECHNOLOGY S.A. Agenda Number: 935559534
--------------------------------------------------------------------------------------------------------------------------
Security: L8681T102
Meeting Type: Annual
Meeting Date: 20-Apr-2022
Ticker: SPOT
ISIN: LU1778762911
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the Company's annual accounts for Mgmt For For
the financial year ended December 31, 2021
and the Company's consolidated financial
statements for the financial year ended
December 31, 2021.
2. Approve allocation of the Company's annual Mgmt For For
results for the financial year ended
December 31, 2021.
3. Grant discharge of the liability of the Mgmt For For
members of the Board of Directors for, and
in connection with, the financial year
ended December 31, 2021.
4A. Election of Director: Mr. Daniel Ek (A Mgmt Against Against
Director)
4B. Election of Director: Mr. Martin Lorentzon Mgmt Against Against
(A Director)
4C. Election of Director: Mr. Shishir Samir Mgmt Against Against
Mehrotra (A Director)
4D. Election of Director: Mr. Christopher Mgmt Against Against
Marshall (B Director)
4E. Election of Director: Mr. Barry McCarthy (B Mgmt For For
Director)
4F. Election of Director: Ms. Heidi O'Neill (B Mgmt For For
Director)
4G. Election of Director: Mr. Ted Sarandos (B Mgmt For For
Director)
4H. Election of Director: Mr. Thomas Owen Mgmt For For
Staggs (B Director)
4I. Election of Director: Ms. Cristina Mayville Mgmt Against Against
Stenbeck (B Director)
4J. Election of Director: Ms. Mona Sutphen (B Mgmt For For
Director)
4K. Election of Director: Ms. Padmasree Warrior Mgmt For For
(B Director)
5. Appoint Ernst & Young S.A. (Luxembourg) as Mgmt Against Against
the independent auditor for the period
ending at the general meeting approving the
annual accounts for the financial year
ending on December 31, 2022.
6. Approve the directors' remuneration for the Mgmt Against Against
year 2022.
7. Authorize and empower each of Mr. Guy Mgmt For For
Harles and Mr. Alexandre Gobert to execute
and deliver, under their sole signature, on
behalf of the Company and with full power
of substitution, any documents necessary or
useful in connection with the annual filing
and registration required by the Luxembourg
laws.
--------------------------------------------------------------------------------------------------------------------------
SQUARE, INC. Agenda Number: 935505858
--------------------------------------------------------------------------------------------------------------------------
Security: 852234103
Meeting Type: Special
Meeting Date: 03-Nov-2021
Ticker: SQ
ISIN: US8522341036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the issuance of shares of Class A Mgmt For For
common stock of Square, Inc. ("Square")
(including shares underlying CHESS
Depositary Interests) to shareholders of
Afterpay Limited ("Afterpay") pursuant to a
Scheme of Arrangement between Afterpay and
its shareholders and a Deed Poll to be
executed by Square and Lanai (AU) 2 Pty Ltd
("Square Sub"), as contemplated by the
Scheme Implementation Deed, dated as of
August 2, 2021, and as it may be further
amended or supplemented, by and among
Square, Square Sub, and Afterpay (the
"Transaction Proposal").
2. Approve one or more adjournments of the Mgmt For For
special meeting of stockholders of Square,
if necessary or appropriate and consented
to by Afterpay, including to permit further
solicitation of proxies if there are
insufficient votes at the time of the
special meeting of stockholders to approve
the Transaction Proposal.
--------------------------------------------------------------------------------------------------------------------------
STMICROELECTRONICS NV Agenda Number: 715382189
--------------------------------------------------------------------------------------------------------------------------
Security: N83574108
Meeting Type: AGM
Meeting Date: 25-May-2022
Ticker:
ISIN: NL0000226223
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO BENEFICIAL OWNER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE
REJECTED.
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
1 RECEIVE REPORT OF MANAGEMENT BOARD Non-Voting
2 RECEIVE REPORT OF SUPERVISORY BOARD Non-Voting
3 APPROVE REMUNERATION REPORT Mgmt No vote
4 ADOPT FINANCIAL STATEMENTS AND STATUTORY Mgmt No vote
REPORTS
5 APPROVE DIVIDENDS Mgmt No vote
6 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt No vote
7 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt No vote
8 APPROVE GRANT OF UNVESTED STOCK AWARDS TO Mgmt No vote
JEAN-MARC CHERY AS PRESIDENT AND CEO
9 REELECT JANET DAVIDSON TO SUPERVISORY BOARD Mgmt No vote
10 ELECT DONATELLA SCIUTO TO SUPERVISORY BOARD Mgmt No vote
11 AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF Mgmt No vote
ISSUED SHARE CAPITAL
12 GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO Mgmt No vote
10 PERCENT OF ISSUED CAPITAL AND EXCLUDE
PRE-EMPTIVE RIGHTS
13 ALLOW QUESTIONS Non-Voting
CMMT 29 APR 2022: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 29 APR 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SUNNOVA ENERGY INTERNATIONAL INC Agenda Number: 935587812
--------------------------------------------------------------------------------------------------------------------------
Security: 86745K104
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: NOVA
ISIN: US86745K1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director: ANNE Mgmt For For
SLAUGHTER ANDREW
1.2 Election of Class III Director: AKBAR Mgmt For For
MOHAMED
1.3 Election of Class III Director: MARY YANG Mgmt For For
2. Approval, in a non-binding advisory vote, Mgmt Against Against
of the compensation of our named executive
officers.
3. Approval of the Sunnova Energy Mgmt For For
International Inc. Employee Stock Purchase
Plan.
4. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2022.
--------------------------------------------------------------------------------------------------------------------------
SUNPOWER CORPORATION Agenda Number: 935581137
--------------------------------------------------------------------------------------------------------------------------
Security: 867652406
Meeting Type: Annual
Meeting Date: 12-May-2022
Ticker: SPWR
ISIN: US8676524064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Catherine Lesjak Mgmt Withheld Against
Vincent Stoquart Mgmt For For
2. The approval, on an advisory basis, of the Mgmt Against Against
compensation of our named executive
officers.
3. The ratification of the appointment of Mgmt Against Against
Ernst & Young LLP as our independent
registered public accounting firm for
fiscal year 2022.
--------------------------------------------------------------------------------------------------------------------------
SUNRUN INC. Agenda Number: 935611524
--------------------------------------------------------------------------------------------------------------------------
Security: 86771W105
Meeting Type: Annual
Meeting Date: 02-Jun-2022
Ticker: RUN
ISIN: US86771W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lynn Jurich Mgmt For For
Alan Ferber Mgmt Withheld Against
Manjula Talreja Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2022.
3. The advisory proposal of the compensation Mgmt Against Against
of our named executive officers
("Say-on-Pay").
4. Stockholder proposal relating to a public Shr For For
report on the use of concealment clauses.
--------------------------------------------------------------------------------------------------------------------------
TELADOC HEALTH, INC. Agenda Number: 935600862
--------------------------------------------------------------------------------------------------------------------------
Security: 87918A105
Meeting Type: Annual
Meeting Date: 26-May-2022
Ticker: TDOC
ISIN: US87918A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: Karen L. Daniel
1B. Election of Director for a term of one Mgmt For For
year: Sandra L. Fenwick
1C. Election of Director for a term of one Mgmt Against Against
year: William H. Frist, M.D.
1D. Election of Director for a term of one Mgmt For For
year: Jason Gorevic
1E. Election of Director for a term of one Mgmt For For
year: Catherine A. Jacobson
1F. Election of Director for a term of one Mgmt Against Against
year: Thomas G. McKinley
1G. Election of Director for a term of one Mgmt For For
year: Kenneth H. Paulus
1H. Election of Director for a term of one Mgmt For For
year: David L. Shedlarz
1I. Election of Director for a term of one Mgmt For For
year: Mark Douglas Smith, M.D., MBA
1J. Election of Director for a term of one Mgmt Against Against
year: David B. Snow, Jr.
2. Approve, on an advisory basis, the Mgmt Against Against
compensation of Teladoc Health's named
executive officers.
3. Ratify the appointment of Ernst & Young LLP Mgmt Against Against
as Teladoc Health's independent registered
public accounting firm for the fiscal year
ending December 31, 2022.
4. Approve an amendment to Teladoc Health's Mgmt Against Against
Certificate of Incorporation to permit
holders of at least 15% net long ownership
in voting power of Teladoc Health's
outstanding capital stock to call special
meetings.
--------------------------------------------------------------------------------------------------------------------------
TENABLE HOLDINGS, INC. Agenda Number: 935606915
--------------------------------------------------------------------------------------------------------------------------
Security: 88025T102
Meeting Type: Annual
Meeting Date: 25-May-2022
Ticker: TENB
ISIN: US88025T1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Amit Yoran Mgmt For For
1.2 Election of Director: Linda Zecher Higgins Mgmt Withheld Against
1.3 Election of Director: Niloofar Razi Howe Mgmt Withheld Against
2. To ratify the selection by the Audit Mgmt Against Against
Committee of the Board of Directors of
Ernst & Young LLP as the independent
registered public accounting firm of the
Company for the year ending December 31,
2022.
3. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation of the Company's
named executive officers as disclosed in
the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD Agenda Number: 715422200
--------------------------------------------------------------------------------------------------------------------------
Security: G87572163
Meeting Type: AGM
Meeting Date: 18-May-2022
Ticker:
ISIN: KYG875721634
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0407/2022040701706.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0407/2022040701714.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING.
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt No vote
FINANCIAL STATEMENTS, THE DIRECTORS' REPORT
AND THE INDEPENDENT AUDITOR'S REPORT FOR
THE YEAR ENDED 31 DECEMBER 2021
2 TO DECLARE A FINAL DIVIDEND Mgmt No vote
3.A TO RE-ELECT MR LI DONG SHENG AS DIRECTOR Mgmt No vote
3.B TO RE-ELECT MR IAN CHARLES STONE AS Mgmt No vote
DIRECTOR
3.C TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt No vote
THE DIRECTORS' REMUNERATION
4 TO RE-APPOINT AUDITOR AND AUTHORISE THE Mgmt No vote
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt No vote
TO ISSUE NEW SHARES (ORDINARY RESOLUTION 5
AS SET OUT IN THE NOTICE OF THE AGM)
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt No vote
TO REPURCHASE SHARES (ORDINARY RESOLUTION 6
AS SET OUT IN THE NOTICE OF THE AGM)
7 TO EXTEND THE GENERAL MANDATE TO ISSUE NEW Mgmt No vote
SHARES BY ADDING THE NUMBER OF SHARES
REPURCHASED (ORDINARY RESOLUTION 7 AS SET
OUT IN THE NOTICE OF THE AGM)
8 TO APPROVE THE PROPOSED AMENDMENTS TO THE Mgmt No vote
SECOND AMENDED AND RESTATED MEMORANDUM OF
ASSOCIATION AND ARTICLES OF ASSOCIATION OF
THE COMPANY AND TO ADOPT THE THIRD AMENDED
AND RESTATED MEMORANDUM OF ASSOCIATION AND
ARTICLES OF ASSOCIATION OF THE COMPANY
(SPECIAL RESOLUTION 8 AS SET OUT IN THE
NOTICE OF THE AGM)
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD Agenda Number: 715539651
--------------------------------------------------------------------------------------------------------------------------
Security: G87572163
Meeting Type: EGM
Meeting Date: 18-May-2022
Ticker:
ISIN: KYG875721634
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0425/2022042501537.pdf and
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0425/2022042501556.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 TO APPROVE THE REFRESHMENT OF SCHEME Mgmt No vote
MANDATE LIMIT UNDER THE SHARE OPTION PLAN
OF TENCENT MUSIC ENTERTAINMENT GROUP (THE
ORDINARY RESOLUTION AS SET OUT IN THE
NOTICE OF THE EGM)
--------------------------------------------------------------------------------------------------------------------------
TERADYNE, INC. Agenda Number: 935578798
--------------------------------------------------------------------------------------------------------------------------
Security: 880770102
Meeting Type: Annual
Meeting Date: 13-May-2022
Ticker: TER
ISIN: US8807701029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term: Mgmt Against Against
Edwin J. Gillis
1B. Election of Director for a one-year term: Mgmt Against Against
Timothy E. Guertin
1C. Election of Director for a one-year term: Mgmt For For
Peter Herweck
1D. Election of Director for a one-year term: Mgmt For For
Mark E. Jagiela
1E. Election of Director for a one-year term: Mgmt For For
Mercedes Johnson
1F. Election of Director for a one-year term: Mgmt For For
Marilyn Matz
1G. Election of Director for a one-year term: Mgmt For For
Ford Tamer
1H. Election of Director for a one-year term: Mgmt Against Against
Paul J. Tufano
2. To approve, in a non-binding, advisory Mgmt For For
vote, the compensation of the Company's
named executive officers.
3. To ratify the selection of the firm of Mgmt Against Against
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
--------------------------------------------------------------------------------------------------------------------------
TESLA, INC. Agenda Number: 935486452
--------------------------------------------------------------------------------------------------------------------------
Security: 88160R101
Meeting Type: Annual
Meeting Date: 07-Oct-2021
Ticker: TSLA
ISIN: US88160R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: James Mgmt For For
Murdoch
1.2 Election of Class II Director: Kimbal Musk Mgmt For For
2. Tesla proposal for adoption of amendments Mgmt Against Against
to certificate of incorporation to reduce
director terms to two years.
3. Tesla proposal for adoption of amendments Mgmt For
to certificate of incorporation and bylaws
to eliminate applicable supermajority
voting requirements.
4. Tesla proposal to ratify the appointment of Mgmt Against Against
independent registered public accounting
firm.
5. Stockholder proposal regarding reduction of Shr For Against
director terms to one year.
6. Stockholder proposal regarding additional Shr For Against
reporting on diversity and inclusion
efforts.
7. Stockholder proposal regarding reporting on Shr Against For
employee arbitration.
8. Stockholder proposal regarding assigning Shr For Against
responsibility for strategic oversight of
human capital management to an independent
board-level committee.
9. Stockholder proposal regarding additional Shr For Against
reporting on human rights.
--------------------------------------------------------------------------------------------------------------------------
TETRA TECH, INC. Agenda Number: 935541614
--------------------------------------------------------------------------------------------------------------------------
Security: 88162G103
Meeting Type: Annual
Meeting Date: 01-Mar-2022
Ticker: TTEK
ISIN: US88162G1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Dan L. Batrack Mgmt Against Against
1B. Election of Director: Gary R. Birkenbeuel Mgmt For For
1C. Election of Director: J. Christopher Lewis Mgmt Against Against
1D. Election of Director: Joanne M. Maguire Mgmt For For
1E. Election of Director: Kimberly E. Ritrievi Mgmt For For
1F. Election of Director: J. Kenneth Thompson Mgmt Against Against
1G. Election of Director: Kirsten M. Volpi Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
3. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal year 2022.
--------------------------------------------------------------------------------------------------------------------------
TREND MICRO INCORPORATED Agenda Number: 715225339
--------------------------------------------------------------------------------------------------------------------------
Security: J9298Q104
Meeting Type: AGM
Meeting Date: 29-Mar-2022
Ticker:
ISIN: JP3637300009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt No vote
2.1 Appoint a Director Chang Ming-Jang Mgmt No vote
2.2 Appoint a Director Eva Chen Mgmt No vote
2.3 Appoint a Director Mahendra Negi Mgmt No vote
2.4 Appoint a Director Omikawa, Akihiko Mgmt No vote
2.5 Appoint a Director Nonaka, Ikujiro Mgmt No vote
2.6 Appoint a Director Koga, Tetsuo Mgmt No vote
3 Amend Articles to: Establish the Articles Mgmt No vote
Related to Shareholders Meeting held
without specifying a venue
4 Amend Articles to: Approve Minor Revisions Mgmt No vote
Related to Change of Laws and Regulations
5 Approve Details of the Compensation to be Mgmt No vote
received by Corporate Auditors
--------------------------------------------------------------------------------------------------------------------------
TRIMBLE INC. Agenda Number: 935591645
--------------------------------------------------------------------------------------------------------------------------
Security: 896239100
Meeting Type: Annual
Meeting Date: 25-May-2022
Ticker: TRMB
ISIN: US8962391004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven W. Berglund Mgmt Withheld Against
James C. Dalton Mgmt For For
Borje Ekholm Mgmt For For
Ann Fandozzi Mgmt For For
Kaigham (Ken) Gabriel Mgmt For For
Meaghan Lloyd Mgmt For For
Sandra MacQuillan Mgmt For For
Robert G. Painter Mgmt For For
Mark S. Peek Mgmt Withheld Against
Thomas Sweet Mgmt For For
Johan Wibergh Mgmt For For
2. To hold an advisory vote on approving the Mgmt For For
compensation for our Named Executive
Officers.
3. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as the independent registered public
accounting firm of the Company for the
current fiscal year ending December 30,
2022.
--------------------------------------------------------------------------------------------------------------------------
TWILIO INC. Agenda Number: 935644725
--------------------------------------------------------------------------------------------------------------------------
Security: 90138F102
Meeting Type: Annual
Meeting Date: 22-Jun-2022
Ticker: TWLO
ISIN: US90138F1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Donna L. Dubinsky Mgmt For For
Deval Patrick Mgmt Withheld Against
2. Ratification of the appointment of KPMG LLP Mgmt Against Against
as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2022.
3. Approval of, on a non-binding advisory Mgmt Against Against
basis, the compensation of the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
TWITTER, INC. Agenda Number: 935603731
--------------------------------------------------------------------------------------------------------------------------
Security: 90184L102
Meeting Type: Annual
Meeting Date: 25-May-2022
Ticker: TWTR
ISIN: US90184L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Egon Durban Mgmt For For
1b. Election of Director: Patrick Pichette Mgmt For For
2. The approval, on an advisory basis, of the Mgmt Against Against
compensation of our named executive
officers.
3. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2022.
4. The approval of an amendment to our amended Mgmt For For
and restated certificate of incorporation
to declassify our board of directors.
5. A stockholder proposal regarding a report Shr For Against
on risks of the use of concealment clauses,
if properly presented at the Annual
Meeting.
6. A stockholder proposal regarding a director Shr For Against
candidate with human and/or civil rights
expertise, if properly presented at the
Annual Meeting.
7. A stockholder proposal regarding an audit Shr For Against
analyzing the Company's impacts on civil
rights and non-discrimination, if properly
presented at the Annual Meeting.
8. A stockholder proposal regarding an Shr Against For
electoral spending report, if properly
presented at the Annual Meeting.
9. A stockholder proposal regarding a report Shr Against For
on lobbying activities and expenditures, if
properly presented at the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
UIPATH, INC. Agenda Number: 935640525
--------------------------------------------------------------------------------------------------------------------------
Security: 90364P105
Meeting Type: Annual
Meeting Date: 16-Jun-2022
Ticker: PATH
ISIN: US90364P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to hold office until Mgmt For For
the 2023 Annual meeting: Daniel Dines
1b. Election of Director to hold office until Mgmt For For
the 2023 Annual meeting: Philippe Botteri
1c. Election of Director to hold office until Mgmt For For
the 2023 Annual meeting: Carl Eschenbach
1d. Election of Director to hold office until Mgmt For For
the 2023 Annual meeting: Michael Gordon
1e. Election of Director to hold office until Mgmt For For
the 2023 Annual meeting: Kimberly L.
Hammonds
1f. Election of Director to hold office until Mgmt For For
the 2023 Annual meeting: Daniel D. Springer
1g. Election of Director to hold office until Mgmt Withheld Against
the 2023 Annual meeting: Laela Sturdy
1h. Election of Director to hold office until Mgmt For For
the 2023 Annual meeting: Jennifer Tejada
1i. Election of Director to hold office until Mgmt Withheld Against
the 2023 Annual meeting: Richard P. Wong
2. To ratify the selection by the Audit Mgmt For For
Committee of our Board of Directors of KPMG
LLP as our independent registered public
accounting firm for the fiscal year ending
January 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
UNITY SOFTWARE INC Agenda Number: 935609733
--------------------------------------------------------------------------------------------------------------------------
Security: 91332U101
Meeting Type: Annual
Meeting Date: 02-Jun-2022
Ticker: U
ISIN: US91332U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Egon Durban Mgmt Withheld Against
Barry Schuler Mgmt Withheld Against
Robynne Sisco Mgmt For For
2. To ratify the selection by the Audit Mgmt Against Against
Committee of the Board of Directors of
Ernst & Young LLP as the Company's
independent registered public accounting
firm for the year ending December 31, 2022.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of the Company's named
executive officers, as disclosed in the
proxy statement.
4. To indicate, on an advisory basis, the Mgmt 1 Year For
preferred frequency of stockholder advisory
votes on the compensation of the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
UPSTART HOLDINGS, INC. Agenda Number: 935591328
--------------------------------------------------------------------------------------------------------------------------
Security: 91680M107
Meeting Type: Annual
Meeting Date: 17-May-2022
Ticker: UPST
ISIN: US91680M1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sukhinder Singh Cassidy Mgmt For For
Paul Gu Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP as Upstart's independent
registered public accounting firm for the
fiscal year ending December 31, 2022.
3. The frequency of future stockholder Mgmt 1 Year For
advisory votes on the compensation of our
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
VARONIS SYSTEMS, INC. Agenda Number: 935599069
--------------------------------------------------------------------------------------------------------------------------
Security: 922280102
Meeting Type: Annual
Meeting Date: 25-May-2022
Ticker: VRNS
ISIN: US9222801022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Carlos Aued Mgmt For For
Kevin Comolli Mgmt Withheld Against
John J. Gavin, Jr. Mgmt For For
Fred van den Bosch Mgmt For For
2. To approve, on a non-binding basis, the Mgmt Against Against
executive compensation of our named
executive officers.
3. To ratify the appointment of Kost Forer Mgmt Against Against
Gabbay & Kasierer, a member of Ernst &
Young Global Limited, as the independent
registered public accounting firm of the
Company for 2022.
--------------------------------------------------------------------------------------------------------------------------
VESTAS WIND SYSTEMS A/S Agenda Number: 715226052
--------------------------------------------------------------------------------------------------------------------------
Security: K9773J201
Meeting Type: AGM
Meeting Date: 05-Apr-2022
Ticker:
ISIN: DK0061539921
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING INSTRUCTIONS FOR MOST MEETINGS ARE Non-Voting
CAST BY THE REGISTRAR IN ACCORDANCE WITH
YOUR VOTING INSTRUCTIONS. FOR THE SMALL
NUMBER OF MEETINGS WHERE THERE IS NO
REGISTRAR, YOUR VOTING INSTRUCTIONS WILL BE
CAST BY THE CHAIRMAN OF THE BOARD (OR A
BOARD MEMBER) AS PROXY. THE CHAIRMAN (OR A
BOARD MEMBER) MAY CHOOSE TO ONLY CAST
PRO-MANAGEMENT VOTING INSTRUCTIONS. TO
GUARANTEE YOUR VOTING INSTRUCTIONS AGAINST
MANAGEMENT ARE CAST, YOU MAY SUBMIT A
REQUEST TO ATTEND THE MEETING IN PERSON.
THE SUB CUSTODIAN BANKS OFFER
REPRESENTATION SERVICES FOR AN ADDED FEE,
IF REQUESTED
CMMT SPLIT AND PARTIAL VOTING IS NOT AUTHORIZED Non-Voting
FOR A BENEFICIAL OWNER IN THE DANISH MARKET
CMMT A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY Non-Voting
(POA) IS REQUIRED TO LODGE YOUR VOTING
INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR
INSTRUCTIONS MAY BE REJECTED
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 6.1 TO 6.8. THANK YOU
1 THE BOARD OF DIRECTORS REPORT ON THE Non-Voting
COMPANY'S ACTIVITIES DURING THE PAST YEAR
2 THE BOARD OF DIRECTORS PROPOSES ADOPTION OF Mgmt No vote
THE ANNUAL REPORT FOR 2021. THE REPORT IS
AVAILABLE ON THE CORPORATE WEBSITE
3 THE BOARD OF DIRECTORS PROPOSES THAT A Mgmt No vote
DIVIDEND OF DKK 0.37 PER SHARE BE PAID OUT
FOR 2021. THE PROPOSED DIVIDEND
DISTRIBUTION IS IN ACCORDANCE WITH THE
COMPANY'S DIVIDEND POLICY. FOR FURTHER
INFORMATION, PLEASE REFER TO THE ANNUAL
REPORT 2021, PAGE 107 AND 122
4 THE BOARD OF DIRECTORS PROPOSES THAT THE Mgmt No vote
ANNUAL GENERAL MEETING APPROVES THE
REMUNERATION REPORT 2021 PRESENTED FOR
ADVISORY VOTE. THE REMUNERATION REPORT 2021
HAS BEEN PREPARED IN ACCORDANCE WITH
SECTION 139B OF THE DANISH COMPANIES ACT.
THE REPORT PROVIDES AN OVERVIEW OF THE
TOTAL REMUNERATION AWARDED DURING 2021 TO
CURRENT AND PREVIOUS MEMBERS OF THE BOARD
OF DIRECTORS AND THE EXECUTIVE MANAGEMENT
OF VESTAS WIND SYSTEMS A/S AS REGISTERED
WITH THE DANISH BUSINESS AUTHORITY. THE
REPORT IS AVAILABLE ON THE CORPORATE
WEBSITE
5 THE BOARD OF DIRECTORS PROPOSES THAT THE Mgmt No vote
REMUNERATION FOR 2022 BE BASED UPON A BASIC
REMUNERATION OF DKK 455,175 PER BOARD
MEMBER AN INCREASE OF 2 PERCENT. THE
CHAIRMAN RECEIVES THREE TIMES THE BASIC
REMUNERATION AND THE DEPUTY CHAIRMAN
RECEIVES TWO TIMES THE BASIC REMUNERATION
FOR THEIR EXTENDED BOARD DUTIES. IT IS
FURTHERMORE PROPOSED THAT THE BOARD
COMMITTEE FEE AND THE COMMITTEE CHAIRMAN
FEE ARE INCREASED BY 2 PERCENT TO DKK
267,7501 AND DKK 481,9501, RESPECTIVELY
6.1 ELECTION OF MEMBERS TO THE BOARD OF Mgmt No vote
DIRECTOR: ANDERS RUNEVAD
6.2 ELECTION OF MEMBERS TO THE BOARD OF Mgmt No vote
DIRECTOR: BERT NORDBERG
6.3 ELECTION OF MEMBERS TO THE BOARD OF Mgmt No vote
DIRECTOR: BRUCE GRANT
6.4 ELECTION OF MEMBERS TO THE BOARD OF Mgmt No vote
DIRECTOR: EVA MERET SOEFELDE BERNEKE
6.5 ELECTION OF MEMBERS TO THE BOARD OF Mgmt No vote
DIRECTOR: HELLE THORNING-SCHMIDT
6.6 ELECTION OF MEMBERS TO THE BOARD OF Mgmt No vote
DIRECTOR: KARL-HENRIK SUNDSTROEM
6.7 ELECTION OF MEMBERS TO THE BOARD OF Mgmt No vote
DIRECTOR: KENTARO HOSOMI
6.8 ELECTION OF MEMBERS TO THE BOARD OF Mgmt No vote
DIRECTOR: LENA OLVING
7 THE BOARD OF DIRECTORS PROPOSES Mgmt No vote
RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS
PURSUANT TO THE AUDIT COMMITTEES'
RECOMMENDATION. THE AUDIT COMMITTEE HAS NOT
BEEN INFLUENCED BY THIRD PARTIES NOR BEEN
SUBJECTED TO ANY CONTRACTUAL OBLIGATION
RESTRICTING THE GENERAL MEETINGS CHOICE TO
CERTAIN AUDITORS OR AUDIT COMPANIES. MORE
INFORMATION ABOUT THE PROPOSED AUDITOR CAN
BE FOUND IN APPENDIX 2
8.1 PROPOSALS FROM THE BOARD OF DIRECTORS: THE Mgmt No vote
BOARD OF DIRECTORS PROPOSES, PURSUANT TO
SECTION 198 OF THE DANISH COMPANIES ACT,
THAT THE BOARD OF DIRECTORS BE GRANTED AN
AUTHORISATION TO ALLOW THE COMPANY TO
ACQUIRE TREASURY SHARES IN THE PERIOD UNTIL
31 DECEMBER 2023 UP TO AN AGGREGATE OF 10
PERCENT OF THE COMPANY'S SHARE CAPITAL AT
THE TIME OF THE AUTHORISATION, PROVIDED
THAT THE COMPANY'S TOTAL HOLDING OF
TREASURY SHARES DOES NOT AT ANY TIME EXCEED
10 PERCENT OF THE COMPANY'S SHARE CAPITAL.
THE PURCHASE PRICE PAID IN CONNECTION WITH
ACQUISITION OF TREASURY SHARES MUST NOT
DEVIATE FROM THE PRICE QUOTED ON NASDAQ
COPENHAGEN AT THE TIME OF ACQUISITION BY
MORE THAN 10 PERCENT
9 THE BOARD OF DIRECTORS PROPOSES THAT THE Mgmt No vote
GENERAL MEETING AUTHORISES THE CHAIRMAN OF
THE ANNUAL GENERAL MEETING (WITH A RIGHT OF
SUBSTITUTION) TO FILE AND REGISTER THE
ADOPTED RESOLUTIONS WITH THE DANISH
BUSINESS AUTHORITY AND TO MAKE SUCH
AMENDMENTS TO THE DOCUMENTS FILED WITH THE
DANISH BUSINESS AUTHORITY, AS THE DANISH
BUSINESS AUTHORITY MAY REQUEST OR FIND
APPROPRIATE IN CONNECTION WITH THE
REGISTRATION OF THE ADOPTED RESOLUTIONS
10 ANY OTHER BUSINESS Non-Voting
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 935531550
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 25-Jan-2022
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lloyd A. Carney Mgmt For For
1B. Election of Director: Mary B. Cranston Mgmt For For
1C. Election of Director: Francisco Javier Mgmt For For
Fernandez-Carbajal
1D. Election of Director: Alfred F. Kelly, Jr. Mgmt For For
1E. Election of Director: Ramon Laguarta Mgmt For For
1F. Election of Director: John F. Lundgren Mgmt For For
1G. Election of Director: Robert W. Matschullat Mgmt Against Against
1H. Election of Director: Denise M. Morrison Mgmt For For
1I. Election of Director: Linda J. Rendle Mgmt For For
1J. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation paid to our named executive
officers.
3. To ratify the appointment of KPMG LLP as Mgmt Against Against
our independent registered public
accounting firm for fiscal year 2022.
--------------------------------------------------------------------------------------------------------------------------
WORKDAY, INC. Agenda Number: 935633695
--------------------------------------------------------------------------------------------------------------------------
Security: 98138H101
Meeting Type: Annual
Meeting Date: 22-Jun-2022
Ticker: WDAY
ISIN: US98138H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lynne M. Doughtie Mgmt For For
Carl M. Eschenbach Mgmt Withheld Against
Michael M. McNamara Mgmt Withheld Against
Jerry Yang Mgmt Withheld Against
2. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as Workday's independent registered
public accounting firm for the fiscal year
ending January 31, 2023.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers as disclosed in the Proxy
Statement.
4. To approve the new 2022 Equity Incentive Mgmt Against Against
Plan to replace our 2012 Equity Incentive
Plan.
5. To approve the Amended and Restated 2012 Mgmt For For
Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
XINYI SOLAR HOLDINGS LTD Agenda Number: 715578033
--------------------------------------------------------------------------------------------------------------------------
Security: G9829N102
Meeting Type: AGM
Meeting Date: 02-Jun-2022
Ticker:
ISIN: KYG9829N1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0429/2022042902292.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0429/2022042902310.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING.
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt No vote
FINANCIAL STATEMENTS AND REPORTS OF THE
DIRECTORS (THE "DIRECTORS") OF THE COMPANY
AND THE AUDITOR (THE "AUDITOR") OF THE
COMPANY FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2021
2 TO DECLARE A FINAL DIVIDEND OF 10.0 HK Mgmt No vote
CENTS PER SHARE FOR THE YEAR ENDED 31
DECEMBER 2021
3.A.I TO RE-ELECT MR. LI MAN YIN AS AN EXECUTIVE Mgmt No vote
DIRECTOR
3A.II TO RE-ELECT MR. LO WAN SING, VINCENT AS AN Mgmt No vote
INDEPENDENT NON-EXECUTIVE DIRECTOR
3AIII TO RE-ELECT MR. KAN E-TING, MARTIN AS AN Mgmt No vote
INDEPENDENT NON-EXECUTIVE DIRECTOR
3.B TO AUTHORISE THE BOARD (THE "BOARD") OF Mgmt No vote
DIRECTORS TO DETERMINE THE REMUNERATION OF
THE DIRECTORS
4 TO RE-APPOINT THE AUDITOR AND TO AUTHORISE Mgmt No vote
THE BOARD TO FIX ITS REMUNERATION
5.A TO GRANT AN UNCONDITIONAL GENERAL MANDATE Mgmt No vote
TO THE DIRECTORS TO REPURCHASE SHARES
5.B TO GRANT AN UNCONDITIONAL GENERAL MANDATE Mgmt No vote
TO THE DIRECTORS TO ALLOT AND ISSUE SHARES
5.C TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt No vote
THE DIRECTORS TO ISSUE SHARES BY THE SHARES
REPURCHASED
6 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt No vote
MS. LEONG CHONG PENG AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR WITH EFFECT FROM THE
CONCLUSION OF THE ANNUAL GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
XPENG INC Agenda Number: 714807104
--------------------------------------------------------------------------------------------------------------------------
Security: G982AW100
Meeting Type: CLS
Meeting Date: 08-Dec-2021
Ticker:
ISIN: KYG982AW1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/1022/2021102200356.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/1022/2021102200416.pdf
1 THAT CONSIDER AND APPROVE THE PROPOSED Mgmt No vote
CLASS-BASED ARTICLES AMENDMENTS AS DETAILED
IN THE PROXY STATEMENT DATED OCTOBER 22,
2021
--------------------------------------------------------------------------------------------------------------------------
XPENG INC Agenda Number: 714942770
--------------------------------------------------------------------------------------------------------------------------
Security: G982AW100
Meeting Type: EGM
Meeting Date: 08-Dec-2021
Ticker:
ISIN: KYG982AW1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/1022/2021102200468.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/1022/2021102200384.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/1124/2021112400319.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/1124/2021112400335.pdf
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 652393 DUE TO RECEIPT OF
ADDITIONAL RESOLUTIONS 3 TO 5. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU
1 THAT CONSIDER AND APPROVE THE PROPOSED Mgmt No vote
CLASS-BASED ARTICLES AMENDMENTS AS DETAILED
IN THE PROXY STATEMENT DATED OCTOBER 22,
2021
2 THAT CONSIDER AND APPROVE THE PROPOSED Mgmt No vote
NON-CLASS-BASED ARTICLES AMENDMENTS AS
DETAILED IN THE PROXY STATEMENT DATED
OCTOBER 22, 2021
3 THAT CONSIDER AND APPROVE THE GRANT OF A Mgmt No vote
GENERAL MANDATE TO THE DIRECTORS TO ISSUE,
ALLOT, AND DEAL WITH ADDITIONAL CLASS A
ORDINARY SHARES OF THE COMPANY NOT
EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY AS AT THE DATE OF
PASSING OF THIS RESOLUTION AS DETAILED IN
THE SUPPLEMENTAL PROXY STATEMENT DATED
NOVEMBER 24, 2021
4 THAT CONSIDER AND APPROVE THE GRANT OF A Mgmt No vote
GENERAL MANDATE TO THE DIRECTORS TO
REPURCHASE SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY AS AT THE DATE OF
PASSING OF THIS RESOLUTION AS DETAILED IN
THE SUPPLEMENTAL PROXY STATEMENT DATED
NOVEMBER 24, 2021
5 THAT CONSIDER AND APPROVE THE EXTENSION OF Mgmt No vote
THE GENERAL MANDATE GRANTED TO THE
DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
ADDITIONAL SHARES IN THE CAPITAL OF THE
COMPANY BY THE AGGREGATE NUMBER OF THE
SHARES REPURCHASED BY THE COMPANY AS
DETAILED IN THE SUPPLEMENTAL PROXY
STATEMENT DATED NOVEMBER 24, 2021
--------------------------------------------------------------------------------------------------------------------------
XPENG INC Agenda Number: 715642256
--------------------------------------------------------------------------------------------------------------------------
Security: G982AW100
Meeting Type: AGM
Meeting Date: 24-Jun-2022
Ticker:
ISIN: KYG982AW1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0512/2022051200923.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0512/2022051200939.pdf
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt No vote
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF THE DIRECTORS
(THE "DIRECTOR(S)") AND THE AUDITOR OF THE
COMPANY FOR THE YEAR ENDED DECEMBER 31,
2021
2 TO RE-ELECT MR. XIAOPENG HE AS AN EXECUTIVE Mgmt No vote
DIRECTOR AS DETAILED IN THE PROXY STATEMENT
DATED MAY 12, 2022
3 TO RE-ELECT MR. YINGJIE CHEN AS A Mgmt No vote
NON-EXECUTIVE DIRECTOR AS DETAILED IN THE
PROXY STATEMENT DATED MAY 12, 2022
4 TO RE-ELECT MR. JI-XUN FOO AS A Mgmt No vote
NON-EXECUTIVE DIRECTOR AS DETAILED IN THE
PROXY STATEMENT DATED MAY 12, 2022
5 TO RE-ELECT MR. FEI YANG AS A NON-EXECUTIVE Mgmt No vote
DIRECTOR AS DETAILED IN THE PROXY STATEMENT
DATED MAY 12, 2022
6 TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX Mgmt No vote
THE RESPECTIVE DIRECTORS' REMUNERATION
7 TO RE-APPOINT PRICEWATERHOUSECOOPERS AND Mgmt No vote
PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS
AUDITORS TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY AND TO AUTHORIZE THE
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATIONS FOR THE YEAR ENDING DECEMBER
31, 2022
8 THAT CONSIDER AND APPROVE THE GRANT OF A Mgmt No vote
GENERAL MANDATE TO THE DIRECTORS TO ISSUE,
ALLOT, AND DEAL WITH ADDITIONAL CLASS A
ORDINARY SHARES OF THE COMPANY NOT
EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY AS AT THE DATE OF
PASSING OF THIS RESOLUTION AS DETAILED IN
THE PROXY STATEMENT DATED MAY 12, 2022
9 THAT CONSIDER AND APPROVE THE GRANT OF A Mgmt No vote
GENERAL MANDATE TO THE DIRECTORS TO
REPURCHASE SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY AS AT THE DATE OF
PASSING OF THIS RESOLUTION AS DETAILED IN
THE PROXY STATEMENT DATED MAY 12, 2022
10 THAT CONSIDER AND APPROVE THE EXTENSION OF Mgmt No vote
THE GENERAL MANDATE GRANTED TO THE
DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
ADDITIONAL SHARES IN THE SHARE CAPITAL OF
THE COMPANY BY THE AGGREGATE NUMBER OF THE
SHARES REPURCHASED BY THE COMPANY AS
DETAILED IN THE PROXY STATEMENT DATED MAY
12, 2022
--------------------------------------------------------------------------------------------------------------------------
XYLEM INC. Agenda Number: 935572102
--------------------------------------------------------------------------------------------------------------------------
Security: 98419M100
Meeting Type: Annual
Meeting Date: 12-May-2022
Ticker: XYL
ISIN: US98419M1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeanne Beliveau-Dunn Mgmt For For
1B. Election of Director: Patrick K. Decker Mgmt For For
1C. Election of Director: Robert F. Friel Mgmt Against Against
1D. Election of Director: Jorge M. Gomez Mgmt For For
1E. Election of Director: Victoria D. Harker Mgmt For For
1F. Election of Director: Steven R. Loranger Mgmt Against Against
1G. Election of Director: Mark D. Morelli Mgmt For For
1H. Election of Director: Jerome A. Peribere Mgmt For For
1I. Election of Director: Markos I. Tambakeras Mgmt For For
1J. Election of Director: Lila Tretikov Mgmt For For
1K. Election of Director: Uday Yadav Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2022.
3. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
ZOOM VIDEO COMMUNICATIONS, INC. Agenda Number: 935636956
--------------------------------------------------------------------------------------------------------------------------
Security: 98980L101
Meeting Type: Annual
Meeting Date: 16-Jun-2022
Ticker: ZM
ISIN: US98980L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Carl M. Eschenbach Mgmt For For
William R. McDermott Mgmt For For
Janet Napolitano Mgmt For For
Santiago Subotovsky Mgmt Withheld Against
2. Ratify the appointment of KPMG LLP as our Mgmt Against Against
independent registered public accounting
firm for our fiscal year ending January 31,
2023.
3. To approve, on an advisory non-binding Mgmt Against Against
basis, the compensation of our named
executive officers as disclosed in our
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
ZSCALER, INC. Agenda Number: 935521484
--------------------------------------------------------------------------------------------------------------------------
Security: 98980G102
Meeting Type: Annual
Meeting Date: 05-Jan-2022
Ticker: ZS
ISIN: US98980G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Karen Blasing Mgmt For For
Charles Giancarlo Mgmt For For
Eileen Naughton Mgmt For For
2. To ratify the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2022.
3. To approve on a non-binding, advisory Mgmt For For
basis, the compensation of our named
executive officers.
Amplify Transformational Data Sharing ETF
--------------------------------------------------------------------------------------------------------------------------
ACCENTURE LLP Agenda Number: 935534405
--------------------------------------------------------------------------------------------------------------------------
Security: G1151C101
Meeting Type: Annual
Meeting Date: 26-Jan-2022
Ticker: ACN
ISIN: IE00B4BNMY34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Appointment of Director: Jaime Ardila Mgmt For For
1B. Appointment of Director: Nancy McKinstry Mgmt For For
1C. Appointment of Director: Beth E. Mooney Mgmt For For
1D. Appointment of Director: Gilles C. Pelisson Mgmt Against Against
1E. Appointment of Director: Paula A. Price Mgmt For For
1F. Appointment of Director: Venkata (Murthy) Mgmt For For
Renduchintala
1G. Appointment of Director: Arun Sarin Mgmt For For
1H. Appointment of Director: Julie Sweet Mgmt For For
1I. Appointment of Director: Frank K. Tang Mgmt For For
1J. Appointment of Director: Tracey T. Travis Mgmt For For
2. To approve, in a non-binding vote, the Mgmt For For
compensation of our named executive
officers.
3. To approve an amendment to the Amended and Mgmt For For
Restated Accenture plc 2010 Share Incentive
Plan to increase the number of shares
available for issuance thereunder.
4. To ratify, in a non-binding vote, the Mgmt Against Against
appointment of KPMG LLP ("KPMG") as
independent auditors of Accenture and to
authorize, in a binding vote, the Audit
Committee of the Board of Directors to
determine KPMG's remuneration.
5. To grant the Board of Directors the Mgmt For For
authority to issue shares under Irish law.
6. To grant the Board of Directors the Mgmt For For
authority to opt-out of pre- emption rights
under Irish law.
7. To determine the price range at which Mgmt For For
Accenture can re-allot shares that it
acquires as treasury shares under Irish
law.
--------------------------------------------------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC. Agenda Number: 935585096
--------------------------------------------------------------------------------------------------------------------------
Security: 007903107
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: AMD
ISIN: US0079031078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John E. Caldwell Mgmt Against Against
1B. Election of Director: Nora M. Denzel Mgmt For For
1C. Election of Director: Mark Durcan Mgmt For For
1D. Election of Director: Michael P. Gregoire Mgmt For For
1E. Election of Director: Joseph A. Householder Mgmt For For
1F. Election of Director: John W. Marren Mgmt For For
1G. Election of Director: Jon A. Olson Mgmt For For
1H. Election of Director: Lisa T. Su Mgmt For For
1I. Election of Director: Abhi Y. Talwalkar Mgmt For For
1J. Election of Director: Elizabeth W. Mgmt For For
Vanderslice
2. Ratify the appointment of Ernst & Young LLP Mgmt Against Against
as our independent registered public
accounting firm for the current fiscal
year.
3. Advisory vote to approve the executive Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED Agenda Number: 935484321
--------------------------------------------------------------------------------------------------------------------------
Security: 01609W102
Meeting Type: Annual
Meeting Date: 17-Sep-2021
Ticker: BABA
ISIN: US01609W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: JOSEPH C. TSAI (To Mgmt Against Against
serve for a three year term or until such
director's successor is elected or
appointed and duly qualified.)
1.2 Election of Director: J. MICHAEL EVANS (To Mgmt For For
serve for a three year term or until such
director's successor is elected or
appointed and duly qualified.)
1.3 Election of Director: E. BORJE EKHOLM (To Mgmt For For
serve for a three year term or until such
director's successor is elected or
appointed and duly qualified.)
2. Ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers as the independent
registered public accounting firm of the
Company for the fiscal year ending March
31, 2022.
--------------------------------------------------------------------------------------------------------------------------
ARGO BLOCKCHAIN PLC Agenda Number: 714565782
--------------------------------------------------------------------------------------------------------------------------
Security: G053A3104
Meeting Type: OGM
Meeting Date: 06-Sep-2021
Ticker:
ISIN: GB00BZ15CS02
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE THE REMUNERATION POLICY Mgmt For For
2 TO APPROVE THE 2021 EQUITY INCENTIVE PLAN Mgmt Against Against
3 TO APPROVE THE GRANT OF AWARDS UNDER THE Mgmt For For
2021 EQUITY INCENTIVE PLAN TO NON-EXECUTIVE
DIRECTORS
4 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
5 TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
6 TO ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ARGO BLOCKCHAIN PLC Agenda Number: 715762844
--------------------------------------------------------------------------------------------------------------------------
Security: G053A3104
Meeting Type: AGM
Meeting Date: 29-Jun-2022
Ticker:
ISIN: GB00BZ15CS02
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE AUDITED ACCOUNTS OF THE Mgmt For For
GROUP FOR THE FINANCIAL PERIOD ENDED 31
DECEMBER 2021
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT FOR THE FINANCIAL PERIOD ENDED 31
DECEMBER 2021
3 TO REAPPOINT ALEX APPLETON AS A DIRECTOR OF Mgmt For For
THE COMPANY
4 TO REAPPOINT SARAH GOW AS A DIRECTOR OF THE Mgmt For For
COMPANY
5 TO REAPPOINT MARIA PERRELLA AS A DIRECTOR Mgmt For For
OF THE COMPANY
6 TO REAPPOINT RAGHAV CHOPRA AS A DIRECTOR OF Mgmt For For
THE COMPANY
7 TO REAPPOINT PKF LITTLEJOHN LLP AS AUDITORS Mgmt For For
OF THE COMPANY
8 TO AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For
AUDITORS' REMUNERATION
9 TO APPROVE THE 2022 EQUITY INCENTIVE PLAN Mgmt For For
10 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
11 TO DISAPPLY PRE-EMPTION RIGHTS UP TO 5 PER Mgmt For For
CENT OF THE ISSUED SHARE CAPITAL
12 TO DISAPPLY PRE-EMPTION RIGHTS UP TO A Mgmt For For
FURTHER 5 PER CENT OF THE ISSUED SHARE
CAPITAL IN CONNECTION WITH AN ACQUISITION
OR CAPITAL INVESTMENT
13 THAT A GENERAL MEETING OF THE COMPANY, Mgmt For For
OTHER THAN AN ANNUAL GENERAL MEETING, MAY
BE CALLED ON NOT LESS THAN 14 CLEAR DAYS'
NOTICE
14 TO AUTHORISE THE COMPANY GENERALLY AND Mgmt For For
UNCONDITIONALLY TO MAKE MARKET PURCHASES OF
ORDINARY SHARES
--------------------------------------------------------------------------------------------------------------------------
BIGG DIGITAL ASSETS INC Agenda Number: 714955688
--------------------------------------------------------------------------------------------------------------------------
Security: 089804108
Meeting Type: AGM
Meeting Date: 17-Dec-2021
Ticker:
ISIN: CA0898041086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1, 4 AND 5 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1
TO 2.6 AND 3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT SIX (6) Mgmt For For
2.1 ELECTION OF DIRECTOR: MARK BINNS Mgmt Against Against
2.2 ELECTION OF DIRECTOR: LANCE MORGINN Mgmt Against Against
2.3 ELECTION OF DIRECTOR: KIM EVANS Mgmt Against Against
2.4 ELECTION OF DIRECTOR: ROBERT BIRMINGHAM Mgmt For For
2.5 ELECTION OF DIRECTOR: KALLE RADAGE Mgmt For For
2.6 ELECTION OF DIRECTOR: MARK HEALY Mgmt For For
3 APPOINTMENT OF KPMG LLP, CHARTERED Mgmt For For
ACCOUNTANTS AS AUDITORS OF THE COMPANY FOR
THE ENSUING YEAR AND AUTHORIZING THE
DIRECTORS TO FIX THEIR REMUNERATION
4 TO APPROVE AND RATIFY THE COMPANY'S STOCK Mgmt For For
OPTION PLAN
5 TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt For For
PROPERLY COME BEFORE THE MEETING
--------------------------------------------------------------------------------------------------------------------------
BITFARMS LTD Agenda Number: 715684141
--------------------------------------------------------------------------------------------------------------------------
Security: 09173B107
Meeting Type: AGM
Meeting Date: 21-Jun-2022
Ticker:
ISIN: CA09173B1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' FOR ALL
RESOLUTIONS. THANK YOU
1.A ELECTION OF DIRECTOR: EMILIANO JOEL GRODZKI Mgmt Against Against
1.B ELECTION OF DIRECTOR: NICOLAS BONTA Mgmt For For
1.C ELECTION OF DIRECTOR: BRIAN HOWLETT Mgmt For For
1.D ELECTION OF DIRECTOR: PIERRE SECCARECCIA Mgmt For For
1.E ELECTION OF DIRECTOR: ANDRES FINKIELSZTAIN Mgmt For For
2 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS AUDITOR OF THE CORPORATION FOR THE
ENSUING YEAR AND AUTHORIZING THE DIRECTORS
TO FIX THEIR REMUNERATION
--------------------------------------------------------------------------------------------------------------------------
BLOCK, INC. Agenda Number: 935629583
--------------------------------------------------------------------------------------------------------------------------
Security: 852234103
Meeting Type: Annual
Meeting Date: 14-Jun-2022
Ticker: SQ
ISIN: US8522341036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jack Dorsey Mgmt For For
Paul Deighton Mgmt Withheld Against
2. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt Against Against
NAMED EXECUTIVE OFFICERS.
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
STOCKHOLDER ADVISORY VOTES ON THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt Against Against
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2022.
5. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr For Against
AT THE MEETING, REGARDING A CHANGE IN
STOCKHOLDER VOTING.
--------------------------------------------------------------------------------------------------------------------------
CLEANSPARK INC. Agenda Number: 935479546
--------------------------------------------------------------------------------------------------------------------------
Security: 18452B209
Meeting Type: Annual
Meeting Date: 15-Sep-2021
Ticker: CLSK
ISIN: US18452B2097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Zachary Bradford Mgmt For For
Matthew Schultz Mgmt For For
Larry McNeill Mgmt For For
Dr. Thomas Wood Mgmt For For
Roger Beynon Mgmt For For
2. Approval of Amended and Restated Articles Mgmt For For
of Incorporation, Including an Increase in
Authorized Shares of Common stock to
100,000,000 Shares.
3. Approval of Amended and Restated Bylaws. Mgmt For For
4. Approval of an Amendment to the 2017 Mgmt For For
Incentive Plan to Increase the Number of
Shares Authorized for Issuance Thereunder
to 3,500,000 Shares and to Revise Section
19 of the Plan.
5. Ratification of Selection of Independent Mgmt For For
Registered Public Accounting Firm.
6. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
7. Advisory Vote as to Whether the Advisory Mgmt 1 Year Against
Vote to Approve Named Executive Officer
Compensation Should Take Place Every 1, 2,
or 3 Years.
--------------------------------------------------------------------------------------------------------------------------
CME GROUP INC. Agenda Number: 935571287
--------------------------------------------------------------------------------------------------------------------------
Security: 12572Q105
Meeting Type: Annual
Meeting Date: 04-May-2022
Ticker: CME
ISIN: US12572Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Equity Director: Terrence A. Mgmt Against Against
Duffy
1B. Election of Equity Director: Timothy S. Mgmt Against Against
Bitsberger
1C. Election of Equity Director: Charles P. Mgmt Against Against
Carey
1D. Election of Equity Director: Dennis H. Mgmt Against Against
Chookaszian
1E. Election of Equity Director: Bryan T. Mgmt For For
Durkin
1F. Election of Equity Director: Ana Dutra Mgmt Against Against
1G. Election of Equity Director: Martin J. Mgmt Against Against
Gepsman
1H. Election of Equity Director: Larry G. Mgmt Against Against
Gerdes
1I. Election of Equity Director: Daniel R. Mgmt Against Against
Glickman
1J. Election of Equity Director: Daniel G. Kaye Mgmt For For
1K. Election of Equity Director: Phyllis M. Mgmt For For
Lockett
1L. Election of Equity Director: Deborah J. Mgmt For For
Lucas
1M. Election of Equity Director: Terry L. Mgmt Against Against
Savage
1N. Election of Equity Director: Rahael Seifu Mgmt For For
1O. Election of Equity Director: William R. Mgmt For For
Shepard
1P. Election of Equity Director: Howard J. Mgmt For For
Siegel
1Q. Election of Equity Director: Dennis A. Mgmt Against Against
Suskind
2. Ratification of the appointment of Ernst & Mgmt Against Against
Young as our independent registered public
accounting firm for 2022.
3. Advisory vote on the compensation of our Mgmt For For
named executive officers.
4. Approval of the Amended and Restated CME Mgmt Against Against
Group Inc. Omnibus Stock Plan.
5. Approval of the Amended and Restated CME Mgmt For For
Group Inc. Director Stock Plan.
6. Approval of the Amended and Restated CME Mgmt For For
Group Inc. Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
COINBASE GLOBAL, INC. Agenda Number: 935618174
--------------------------------------------------------------------------------------------------------------------------
Security: 19260Q107
Meeting Type: Annual
Meeting Date: 01-Jun-2022
Ticker: COIN
ISIN: US19260Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frederick E. Ehrsam III Mgmt For For
Tobias Lutke Mgmt For For
Fred Wilson Mgmt Withheld Against
2. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2022.
3. Advisory vote on the compensation of our Mgmt Against Against
named executive officers.
4. Advisory vote on the frequency of future Mgmt 1 Year Against
advisory votes on the compensation of our
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
COMPOSECURE, INC. Agenda Number: 935646438
--------------------------------------------------------------------------------------------------------------------------
Security: 20459V105
Meeting Type: Annual
Meeting Date: 24-Jun-2022
Ticker: CMPO
ISIN: US20459V1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jonathan C. Wilk Mgmt For For
1b. Election of Director: Jane J. Thompson Mgmt For For
2. A proposal to ratify the appointment of Mgmt For For
Grant Thornton LLP as CompoSecure, Inc.'s
independent registered public accounting
firm for the year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
CORE SCIENTIFIC, INC. Agenda Number: 935582305
--------------------------------------------------------------------------------------------------------------------------
Security: 21873J108
Meeting Type: Annual
Meeting Date: 11-May-2022
Ticker: CORZ
ISIN: US21873J1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael Levitt Mgmt For For
Darin Feinstein Mgmt For For
Jarvis Hollingsworth Mgmt For For
Matt Minnis Mgmt For For
Stacie Olivares Mgmt For For
Kneeland Youngblood Mgmt For For
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Ernst & Young LLP as the independent
registered public accounting firm of the
Company for its fiscal year ending December
31, 2022.
--------------------------------------------------------------------------------------------------------------------------
CUSTOMERS BANCORP, INC. Agenda Number: 935607943
--------------------------------------------------------------------------------------------------------------------------
Security: 23204G100
Meeting Type: Annual
Meeting Date: 31-May-2022
Ticker: CUBI
ISIN: US23204G1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: Andrea R. Mgmt For For
Allon
1.2 Election of Class II Director: Bernard B. Mgmt For For
Banks
1.3 Election of Class II Director: Daniel K. Mgmt Against Against
Rothermel
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as independent registered public
accounting firm of the Company for the
fiscal year ending December 31, 2022
3. To approve a non-binding advisory Mgmt For For
resolution on named executive officer
compensation
4. To approve an amendment to the Company's Mgmt For For
2019 Stock Incentive Plan
--------------------------------------------------------------------------------------------------------------------------
DIGINEX LIMITED Agenda Number: 935490425
--------------------------------------------------------------------------------------------------------------------------
Security: Y2074E109
Meeting Type: Annual
Meeting Date: 29-Sep-2021
Ticker: EQOS
ISIN: SGXZ53262598
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1. To approve the Directors' Statement and the Mgmt For For
Singapore Statutory Consolidated Audited
Financial Statements for the Company's
financial year ended March 31, 2021.
O2. To approve, for the financial year ending Mgmt For For
March 31, 2022, the (i) re-appointment of
UHY Lee Seng Chan & Co. as the Company's
statutory auditors and for it to hold
office until the conclusion of the
Company's next annual general meeting; (ii)
re-appointment of UHY LLP as the Company's
auditors for other applicable reporting
requirements under the relevant securities
rules and regulations which the Company is
subject to as a NASDAQ-listed company; and
(iii) authorization for the Board to fix
the remuneration for UHY Lee Seng Chan &
Co. and UHY LLP.
O3. To approve the renewal of general share Mgmt For For
issue mandate granted to the Board of
Directors for the issue of ordinary shares
in the Company.
O4. To approve the offer and granting of equity Mgmt Against Against
compensation awards (including in the form
of restricted share units) in accordance
with the Company's 2020 Omnibus Incentive
Plan and the issue of shares pursuant to
the equity compensation awards.
S5. To approve the change of the Company's name Mgmt For For
from "DIGINEX LIMITED" to "EQONEX LIMITED".
S6. To approve amending Regulation 111 of the Mgmt For For
Company's constitution to shorten the
notice period required for board meetings
from 14 days to 3 days.
--------------------------------------------------------------------------------------------------------------------------
DIGITAL GARAGE,INC. Agenda Number: 715717178
--------------------------------------------------------------------------------------------------------------------------
Security: J1229F109
Meeting Type: AGM
Meeting Date: 22-Jun-2022
Ticker:
ISIN: JP3549070005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Approve Minor Revisions Mgmt For For
Related to Change of Laws and Regulations
3.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Hayashi, Kaoru
3.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Odori, Keizo
3.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Okuma,
Masahito
3.4 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Ito, Joichi
3.5 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Shino, Hiroshi
3.6 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Tanaka,
Masashi
3.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Omura, Emi
3.8 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Sakai, Makoto
3.9 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ozaki, Hiromi
4.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Rokuyata,
Yasuyuki
4.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Inoue, Junji
4.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Makino, Koji
4.4 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Uchino, Shuma
--------------------------------------------------------------------------------------------------------------------------
GALAXY DIGITAL HOLDINGS LTD Agenda Number: 715729503
--------------------------------------------------------------------------------------------------------------------------
Security: G37092106
Meeting Type: AGM
Meeting Date: 29-Jun-2022
Ticker:
ISIN: KYG370921069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 1.A TO 1.G AND 2. THANK
YOU
1.A ELECTION OF DIRECTOR: MICHAEL NOVOGRATZ Mgmt For For
1.B ELECTION OF DIRECTOR: THEAGENIS ILIADIS Mgmt Against Against
1.C ELECTION OF DIRECTOR: NEREIDA FLANNERY Mgmt Against Against
1.D ELECTION OF DIRECTOR: BILL KOUTSOURAS Mgmt For For
1.E ELECTION OF DIRECTOR: DOMINIC DOCHERTY Mgmt For For
1.F ELECTION OF DIRECTOR: MICHAEL DAFFEY Mgmt For For
1.G ELECTION OF DIRECTOR: JANE DIETZE Mgmt Against Against
2 APPOINTMENT OF KPMG LLP AS AUDITORS OF THE Mgmt For For
COMPANY FOR THE ENSUING YEAR, AUTHORIZING
THE DIRECTORS TO FIX THE REMUNERATION TO BE
PAID TO THE AUDITOR AND RATIFYING THE PAST
APPOINTMENT OF THE AUDITOR
3.I FOR THE PURPOSE OF DETERMINING THE Mgmt Against
AGGREGATE NUMBER OF VOTES THAT U.S. HOLDERS
ARE ENTITLED TO CAST, THE UNDERSIGNED
CERTIFIES THAT: IT IS NOT A U.S. RESIDENT
3.II FOR THE PURPOSE OF DETERMINING THE Mgmt Against
AGGREGATE NUMBER OF VOTES THAT U.S. HOLDERS
ARE ENTITLED TO CAST, THE UNDERSIGNED
CERTIFIES THAT: TO THE EXTENT THAT IT HOLDS
SHARES OF THE COMPANY FOR THE ACCOUNT OR
BENEFIT OF ANY OTHER PERSON, SUCH PERSON IS
NOT A U.S. RESIDENT
CMMT IF YOU DO NOT HOLD SHARES OF THE COMPANY Non-Voting
FOR THE ACCOUNT OR BENEFIT OF ANY OTHER
PERSON, PLEASE ALSO CHECK THE "YES" BOX IN
3(II) ABOVE
CMMT 13 JUN 2022: IF YOU DO NOT COMPLETE THIS Non-Voting
DECLARATION OF NON-U.S. STATUS OR IF IT IS
DETERMINED BY THE DIRECTORS OF THE COMPANY,
IN THEIR ABSOLUTE DISCRETION, THAT YOU
INCORRECTLY COMPLETED THIS DECLARATION
(THROUGH INADVERTENCE OR OTHERWISE), IT
WILL BE DEEMED THAT (A) YOU ARE A U.S.
RESIDENT OR (B) TO THE EXTENT THAT YOU HOLD
SHARES OF THE COMPANY FOR THE ACCOUNT OR
BENEFIT OF ANY OTHER PERSON, SUCH PERSON IS
A U.S. RESIDENT. IF YOU CHECKED THE "NO"
BOX IN 3.I ABOVE INDICATING THAT YOU HOLD
SHARES OF THE COMPANY FOR THE ACCOUNT OR
BENEFIT OF ANY OTHER PERSON THAT IS A U.S.
RESIDENT, IT IS IMPORTANT THAT YOU ALSO
COMPLETE, SIGN AND MAIL (USING THE RETURN
ENVELOPE PROVIDED TO YOU) THE ADDITIONAL
PAPER FORM OF DECLARATION OF BENEFICIAL
OWNERSHIP (THE "BENEFICIAL OWNERSHIP
DECLARATION") THAT HAS BEEN SENT TO YOU
WITH THE MEETING MATERIALS. IF YOU DO NOT
COMPLETE, SIGN AND MAIL THE BENEFICIAL
OWNERSHIP DECLARATION, OR IF IT IS
DETERMINED BY THE DIRECTORS OF THE COMPANY,
IN THEIR ABSOLUTE DISCRETION, THAT YOU
INCORRECTLY COMPLETED THE BENEFICIAL
OWNERSHIP DECLARATION (THROUGH INADVERTENCE
OR OTHERWISE), IT WILL BE DEEMED THAT ALL
SHARES HELD BY YOU ARE HELD FOR THE ACCOUNT
OR BENEFIT OF A PERSON THAT IS A U.S.
RESIDENT. IF YOU CHECKED THE "YES" BOX IN
3.II ABOVE, YOU DO NOT NEED TO COMPLETE
BENEFICIAL OWNERSHIP DECLARATION
CMMT 07 JUN 2022: REGARDING RESOLUTION 3.I, Non-Voting
NOTE: FOR = YES, ABSTAIN = NO, AGAINST WILL
BE TREATED AS NOT MARKED. REGARDING
RESOLUTION 3.II, NOTE: FOR = YES, ABSTAIN =
NO, AGAINST WILL BE TREATED AS NOT MARKED.
THANK YOU
CMMT 13 JUN 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT AND
MODIFICATION OF COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
GMO INTERNET INC. Agenda Number: 715217801
--------------------------------------------------------------------------------------------------------------------------
Security: J1822R104
Meeting Type: AGM
Meeting Date: 20-Mar-2022
Ticker:
ISIN: JP3152750000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Amend Business Lines, Mgmt For For
Approve Minor Revisions Related to Change
of Laws and Regulations, Establish the
Articles Related to Shareholders Meeting
held without specifying a venue
2.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Kumagai,
Masatoshi
2.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Yasuda,
Masashi
2.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Nishiyama,
Hiroyuki
2.4 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Ainoura, Issei
2.5 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Ito, Tadashi
3.1 Appoint a Director who is Audit and Mgmt Against Against
Supervisory Committee Member Tachibana,
Koichi
3.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Ogura, Keigo
3.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Gunjikake,
Takashi
3.4 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Masuda, Kaname
4 Approve Details of the Compensation to be Mgmt For For
received by Directors who are Audit and
Supervisory Committee Members
5 Appoint Accounting Auditors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HIVE BLOCKCHAIN TECHNOLOGIES LTD Agenda Number: 714937488
--------------------------------------------------------------------------------------------------------------------------
Security: 43366H100
Meeting Type: AGM
Meeting Date: 21-Dec-2021
Ticker:
ISIN: CA43366H1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 24 NOV 2021: PLEASE NOTE THAT SHAREHOLDERS Non-Voting
ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'
ONLY FOR RESOLUTIONS 1, 4, 5 AND 6 AND 'IN
FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION
NUMBERS 2.1 TO 2.5 AND 3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT FIVE (5) Mgmt For For
2.1 ELECTION OF DIRECTOR: FRANK HOLMES Mgmt Against Against
2.2 ELECTION OF DIRECTOR: IAN MANN Mgmt For For
2.3 ELECTION OF DIRECTOR: SUSAN MCGEE Mgmt For For
2.4 ELECTION OF DIRECTOR: MARCUS NEW Mgmt For For
2.5 ELECTION OF DIRECTOR: DAVE PERRILL Mgmt For For
3 APPOINTMENT OF DAVIDSON & COMPANY LLP, Mgmt For For
CHARTERED PROFESSIONAL ACCOUNTANTS AS
AUDITORS OF THE CORPORATION FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION
4 TO RE-APPROVE THE CORPORATION'S STOCK Mgmt For For
OPTION PLAN
5 TO RE-APPROVE THE CORPORATION'S RESTRICTED Mgmt For For
SHARE UNIT PLAN
CMMT 24 NOV 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
HUT 8 MINING CORP Agenda Number: 715650102
--------------------------------------------------------------------------------------------------------------------------
Security: 44812T102
Meeting Type: AGM
Meeting Date: 16-Jun-2022
Ticker:
ISIN: CA44812T1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 1.1 TO 1.5 AND 2. THANK
YOU
1.1 ELECTION OF DIRECTOR: BILL TAI Mgmt For For
1.2 ELECTION OF DIRECTOR: JOSEPH FLINN Mgmt For For
1.3 ELECTION OF DIRECTOR: JAIME LEVERTON Mgmt For For
1.4 ELECTION OF DIRECTOR: K. ALEXIA HEFTI Mgmt For For
1.5 ELECTION OF DIRECTOR: RICK RICKERTSEN Mgmt For For
2 RATIFICATION AND APPOINTMENT OF RAYMOND Mgmt For For
CHABOT GRANT THORNTON LLP, CHARTERED
PROFESSIONAL ACCOUNTANTS, AS AUDITORS OF
THE CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE BOARD OF DIRECTORS OF THE
CORPORATION TO FIX THEIR REMUNERATION, AS
FURTHER DESCRIBED IN THE MANAGEMENT
INFORMATION CIRCULAR OF THE CORPORATION
DATED APRIL 29, 2022
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 935577013
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 12-May-2022
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patrick P. Gelsinger Mgmt For For
1B. Election of Director: James J. Goetz Mgmt For For
1C. Election of Director: Andrea J. Goldsmith Mgmt For For
1D. Election of Director: Alyssa H. Henry Mgmt Against Against
1E. Election of Director: Omar Ishrak Mgmt Against Against
1F. Election of Director: Risa Lavizzo-Mourey Mgmt Against Against
1G. Election of Director: Tsu-Jae King Liu Mgmt For For
1H. Election of Director: Gregory D. Smith Mgmt For For
1I. Election of Director: Dion J. Weisler Mgmt Against Against
1J. Election of Director: Frank D. Yeary Mgmt Against Against
2. Ratification of selection of Ernst & Young Mgmt Against Against
LLP as our independent registered public
accounting firm for 2022.
3. Advisory vote to approve executive Mgmt Against Against
compensation of our listed officers.
4. Approval of amendment and restatement of Mgmt Against Against
the 2006 Equity Incentive Plan.
5. Stockholder proposal requesting amendment Shr For Against
to the company's stockholder special
meeting right, if properly presented at the
meeting.
6. Stockholder proposal requesting a Shr For Against
third-party audit and report on whether
written policies or unwritten norms at the
company reinforce racism in company
culture, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 935559483
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 26-Apr-2022
Ticker: IBM
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a Term of One Mgmt For For
Year: Thomas Buberl
1B. Election of Director for a Term of One Mgmt Against Against
Year: David N. Farr
1C. Election of Director for a Term of One Mgmt For For
Year: Alex Gorsky
1D. Election of Director for a Term of One Mgmt For For
Year: Michelle J. Howard
1E. Election of Director for a Term of One Mgmt Against Against
Year: Arvind Krishna
1F. Election of Director for a Term of One Mgmt For For
Year: Andrew N. Liveris
1G. Election of Director for a Term of One Mgmt For For
Year: F. William McNabb III
1H. Election of Director for a Term of One Mgmt For For
Year: Martha E. Pollack
1I. Election of Director for a Term of One Mgmt For For
Year: Joseph R. Swedish
1J. Election of Director for a Term of One Mgmt For For
Year: Peter R. Voser
1K. Election of Director for a Term of One Mgmt For For
Year: Frederick H. Waddell
1L. Election of Director for a Term of One Mgmt For For
Year: Alfred W. Zollar
2. Ratification of Appointment of Independent Mgmt Against Against
Registered Public Accounting Firm.
3. Advisory Vote on Executive Compensation. Mgmt For For
4. Stockholder Proposal to Lower Special Shr For Against
Meeting Right Ownership Threshold.
5. Stockholder Proposal to Have An Independent Shr For Against
Board Chairman.
6. Stockholder Proposal Requesting Public Shr For Against
Report on the use of Concealment Clauses.
--------------------------------------------------------------------------------------------------------------------------
MARATHON DIGITAL HOLDINGS INC. Agenda Number: 935466537
--------------------------------------------------------------------------------------------------------------------------
Security: 565788106
Meeting Type: Annual
Meeting Date: 06-Aug-2021
Ticker: MARA
ISIN: US5657881067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve an increase in the number of Mgmt For For
shares available in the Company's 2018
Equity Incentive Plan by 7,500,000 shares.
2. DIRECTOR
Fred Thiel Mgmt For For
Kevin DeNuccio Mgmt For For
Said Ouissal Mgmt For For
Sarita James Mgmt For For
3. The ratification of the appointment of Mgmt For For
RBSM, LLP, as the Company's independent
registered certified public accountant for
the fiscal year ended December 31, 2021.
4. To transact such other business as may be Mgmt For For
properly brought before the 2021 Annual
Meeting and any adjournments thereof.
--------------------------------------------------------------------------------------------------------------------------
MARATHON DIGITAL HOLDINGS INC. Agenda Number: 935646983
--------------------------------------------------------------------------------------------------------------------------
Security: 565788106
Meeting Type: Annual
Meeting Date: 24-Jun-2022
Ticker: MARA
ISIN: US5657881067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director for a Mgmt Withheld Against
three-year term expiring in 2025: Georges
Antoun
1b. Election of Class II Director for a Mgmt Withheld Against
three-year term expiring in 2025: Jay Leupp
2. The ratification of the appointment of Mgmt Against Against
Marcum LLP, as the Company's independent
registered certified public accountant for
the fiscal year ended December 31, 2022.
3. To transact such other business as may be Mgmt For For
properly brought before the 2022 Annual
Meeting and any adjournments thereof.
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 935635942
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 21-Jun-2022
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Merit E. Janow Mgmt For For
1b. Election of Director: Candido Bracher Mgmt For For
1c. Election of Director: Richard K. Davis Mgmt Against Against
1d. Election of Director: Julius Genachowski Mgmt For For
1e. Election of Director: Choon Phong Goh Mgmt For For
1f. Election of Director: Oki Matsumoto Mgmt Against Against
1g. Election of Director: Michael Miebach Mgmt For For
1h. Election of Director: Youngme Moon Mgmt Against Against
1i. Election of Director: Rima Qureshi Mgmt For For
1j. Election of Director: Gabrielle Sulzberger Mgmt For For
1k. Election of Director: Jackson Tai Mgmt For For
1l. Election of Director: Harit Talwar Mgmt For For
1m. Election of Director: Lance Uggla Mgmt Against Against
2. Advisory approval of Mastercard's executive Mgmt Against Against
compensation.
3. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for Mastercard for 2022.
4. Approval of an amendment to Mastercard's Mgmt Against Against
Certificate of Incorporation to enable
adoption of a stockholders' right to call
special meetings of stockholders.
5. Consideration of a stockholder proposal on Shr For Against
the right to call special meetings of
stockholders.
6. Consideration of a stockholder proposal Shr Against For
requesting Board approval of certain
political contributions.
7. Consideration of a stockholder proposal Shr Against For
requesting charitable donation disclosure.
8. Consideration of a stockholder proposal Shr Against For
requesting a report on "ghost guns".
--------------------------------------------------------------------------------------------------------------------------
MICROSTRATEGY INCORPORATED Agenda Number: 935603680
--------------------------------------------------------------------------------------------------------------------------
Security: 594972408
Meeting Type: Annual
Meeting Date: 25-May-2022
Ticker: MSTR
ISIN: US5949724083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Saylor Mgmt Withheld Against
Stephen X. Graham Mgmt For For
Jarrod M. Patten Mgmt Withheld Against
Leslie J. Rechan Mgmt For For
Carl J. Rickertsen Mgmt Withheld Against
2. Ratify the selection of KPMG LLP as Mgmt Against Against
MicroStrategy Incorporated's independent
registered public accounting firm for the
fiscal year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
MOGO INC. Agenda Number: 935671265
--------------------------------------------------------------------------------------------------------------------------
Security: 60800C109
Meeting Type: Annual
Meeting Date: 28-Jun-2022
Ticker: MOGO
ISIN: CA60800C1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
David Feller Mgmt For For
Gregory Feller Mgmt For For
Michael Wekerle Mgmt Withheld Against
Christopher Payne Mgmt Withheld Against
Liam Cheung Mgmt For For
Wendy Rudd Mgmt Withheld Against
2 Appointment of KPMG LLP as Auditors of the Mgmt For For
Company for the ensuing year and
authorizing the Directors to fix their
remuneration.
3 To consider, and, if thought advisable, to Mgmt Against Against
pass, with or without amendment, an
ordinary resolution approving the renewal
of the Company's stock option plan (the
"Stock Option Plan") and all unallocated
options under the Stock Option Plan.
--------------------------------------------------------------------------------------------------------------------------
MUDRICK CAPITAL ACQUISITION CORPORATION Agenda Number: 935481503
--------------------------------------------------------------------------------------------------------------------------
Security: 62477L107
Meeting Type: Special
Meeting Date: 25-Aug-2021
Ticker: MUDS
ISIN: US62477L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The Business Combination Proposal - To Mgmt For For
approve the business combination described
in the accompanying proxy statement,
including (a) adopting Agreement & Plan of
Merger, dated April 6, 2021 & amended May
10, 2021 (Merger Agreement), by & among
Mudrick Capital Acquisition Corporation II,
(MUDS), Topps Intermediate Holdco, Inc.,
Tornante-MDP Joe Holding LLC, (Tornante),
Titan Merger Sub I, Inc., and Titan Merger
Sub II, LLC, and (b) approving other
transactions contemplated by Merger
Agreement.
2. The Charter Proposal - To approve and adopt Mgmt Against Against
the second amended and restated certificate
of incorporation in the form attached to
the accompanying proxy statement as Annex
B.
3A. Election Not to be Governed by Section 203 Mgmt For For
of the DGCL - To provide that MUDS would
not be governed by Section 203 of the DCGL.
3B. Change in Authorized Shares - To provide Mgmt For For
that MUDS would increase the total number
of shares of MUDS capital stock from
111,000,000 shares to 410,000,000 shares.
3C. Action by Written Consent - To provide Mgmt Against Against
that, for so long as any shares of Class E
common stock remain outstanding, any action
required or permitted to be taken at any
annual or special meeting of MUDS
stockholders may be taken by written
consent of MUDS stockholders.
3D. Voting Rights - To provide that the shares Mgmt Against Against
of Class E common stock will be entitled to
10 votes per share on all matters on which
stockholders generally are entitled to vote
and that such shares will convert into
Class A common stock under certain
circumstances.
3E. Transfer Restrictions - To provide for Mgmt For For
transfer restrictions with respect to
shares of common stock held by any person
that received shares of common stock as
consideration under Merger Agreement.
3F. Terms of Earnout Consideration - To provide Mgmt For For
for the terms of the earnout consideration,
which will consist of 3,842,365 shares of
Series B-1 common stock and 3,842,365
shares of Series B-2 common stock. Class B
common stock will convert automatically
into shares of Class E common stock (in the
case of Tornante) and shares of Class A
common stock (in all other cases) upon a
"triggering event".
4. The NASDAQ Proposal - To approve, for Mgmt For For
purposes of complying with applicable
provisions of NASDAQ Listing Rule 5635, the
issuance of common stock in connection with
the Transactions, including, without
limitation, in connection with the private
placement.
5. The Incentive Plan Proposal - To approve Mgmt For For
and adopt the Topps Companies, Inc. 2021
Equity Incentive Plan and the material
terms thereunder, including the
authorization of the initial share reserve
thereunder.
6. DIRECTOR
Andrew Redman Mgmt For For
Maria Seferian Mgmt For For
Eric Eisner Mgmt Withheld Against
Jill Ellis Mgmt For For
Meltem Demirors Mgmt For For
Michael Eisner Mgmt Withheld Against
Marc Lasry Mgmt For For
Scott Pasquini Mgmt For For
7. The Adjournment Proposal - To adjourn the Mgmt For For
special meeting to a later date or dates,
if necessary, to permit further
solicitation and vote of proxies in the
event that there are insufficient votes
for, or otherwise in connection with, the
approval of Proposals.
--------------------------------------------------------------------------------------------------------------------------
NEW YORK COMMUNITY BANCORP, INC. Agenda Number: 935616764
--------------------------------------------------------------------------------------------------------------------------
Security: 649445103
Meeting Type: Annual
Meeting Date: 01-Jun-2022
Ticker: NYCB
ISIN: US6494451031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Marshall J. Lux Mgmt For For
1b. Election of Director: Ronald A. Rosenfeld Mgmt Against Against
1c. Election of Director: Lawrence J. Savarese Mgmt Against Against
2. The ratification of the appointment of KPMG Mgmt Against Against
LLP as the independent registered public
accounting firm of New York Community
Bancorp, Inc. for the fiscal year ending
December 31, 2022.
3. An advisory vote to approve compensation Mgmt Against Against
for our executive officers disclosed in the
accompanying Proxy Statement.
4. A proposal to amend the Amended and Mgmt For For
Restated Certificate of Incorporation of
the Company to provide for shareholder
action by written consent.
5. A shareholder proposal requesting board Shr For
action to amend the Amended and Restated
Certificate of Incorporation of the Company
in order to phase out the classification of
the board of directors and provide instead
for the annual election of directors.
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 935618299
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 02-Jun-2022
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert K. Burgess Mgmt Against Against
1B. Election of Director: Tench Coxe Mgmt Against Against
1C. Election of Director: John O. Dabiri Mgmt Against Against
1D. Election of Director: Persis S. Drell Mgmt For For
1E. Election of Director: Jen-Hsun Huang Mgmt For For
1F. Election of Director: Dawn Hudson Mgmt Against Against
1G. Election of Director: Harvey C. Jones Mgmt Against Against
1H. Election of Director: Michael G. McCaffery Mgmt For For
1I. Election of Director: Stephen C. Neal Mgmt For For
1J. Election of Director: Mark L. Perry Mgmt Against Against
1K. Election of Director: A. Brooke Seawell Mgmt Against Against
1L. Election of Director: Aarti Shah Mgmt For For
1M. Election of Director: Mark A. Stevens Mgmt Against Against
2. Advisory approval of our executive Mgmt For For
compensation.
3. Ratification of the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2023.
4. Approval of an amendment to our charter to Mgmt For For
increase the number of authorized shares of
common stock from 4 billion to 8 billion
shares.
5. Approval of an amendment and restatement of Mgmt Against Against
our Amended and Restated 2007 Equity
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 935498027
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 10-Nov-2021
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey S. Berg Mgmt Withheld Against
Michael J. Boskin Mgmt Withheld Against
Safra A. Catz Mgmt For For
Bruce R. Chizen Mgmt Withheld Against
George H. Conrades Mgmt Withheld Against
Lawrence J. Ellison Mgmt Withheld Against
Rona A. Fairhead Mgmt For For
Jeffrey O. Henley Mgmt For For
Renee J. James Mgmt For For
Charles W. Moorman IV Mgmt Withheld Against
Leon E. Panetta Mgmt Withheld Against
William G. Parrett Mgmt For For
Naomi O. Seligman Mgmt Withheld Against
Vishal Sikka Mgmt For For
2. Advisory Vote to Approve the Compensation Mgmt For For
of our Named Executive Officers.
3. Approve an Amendment to the Oracle Mgmt Against Against
Corporation 2020 Equity Incentive Plan.
4. Ratification of Selection of Independent Mgmt Against Against
Registered Public Accounting Firm.
5. Stockholder Proposal Regarding Racial Shr For Against
Equity Audit.
6. Stockholder Proposal Regarding Independent Shr For Against
Board Chair.
7. Stockholder Proposal Regarding Political Shr Against For
Spending.
--------------------------------------------------------------------------------------------------------------------------
OVERSTOCK.COM, INC. Agenda Number: 935579548
--------------------------------------------------------------------------------------------------------------------------
Security: 690370101
Meeting Type: Annual
Meeting Date: 12-May-2022
Ticker: OSTK
ISIN: US6903701018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director to serve for Mgmt Withheld Against
a term of three years: Joseph J. Tabacco,
Jr.
1.2 Election of Class II Director to serve for Mgmt For For
a term of three years: Dr. Robert J.
Shapiro
1.3 Election of Class II Director to serve for Mgmt For For
a term of three years: Barbara H. Messing
2. The ratification of the appointment of KPMG Mgmt Against Against
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2022.
3. The approval and adoption of an amendment Mgmt For For
to the Company's Amended and Restated
Certificate of Designation for the Digital
Voting Series A-1 Preferred Stock to
provide that each share of Digital Voting
Series A-1 Preferred Stock will be
automatically converted into common stock,
which proposal is conditioned on the
approval of Proposal 4.
4. The approval and adoption of an amendment Mgmt For For
to the Company's Amended and Restated
Certificate of Designation for the Voting
Series B Preferred Stock to provide that
each share of Voting Series B Preferred
Stock will be automatically converted into
common stock, which proposal is conditioned
on the approval of Proposal 3.
5. The approval of one or more adjournments of Mgmt For For
the Annual Meeting, if necessary or
appropriate, to solicit additional proxies
if there are insufficient votes at the time
of the Annual Meeting to approve either
Proposal 3 or Proposal 4.
--------------------------------------------------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC. Agenda Number: 935613744
--------------------------------------------------------------------------------------------------------------------------
Security: 70450Y103
Meeting Type: Annual
Meeting Date: 02-Jun-2022
Ticker: PYPL
ISIN: US70450Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Rodney C. Adkins Mgmt For For
1b. Election of Director: Jonathan Christodoro Mgmt Against Against
1c. Election of Director: John J. Donahoe Mgmt For For
1d. Election of Director: David W. Dorman Mgmt Against Against
1e. Election of Director: Belinda J. Johnson Mgmt For For
1f. Election of Director: Enrique Lores Mgmt For For
1g. Election of Director: Gail J. McGovern Mgmt Against Against
1h. Election of Director: Deborah M. Messemer Mgmt For For
1i. Election of Director: David M. Moffett Mgmt For For
1j. Election of Director: Ann M. Sarnoff Mgmt For For
1k. Election of Director: Daniel H. Schulman Mgmt For For
1l. Election of Director: Frank D. Yeary Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt Against Against
Officer Compensation.
3. Advisory Vote on the Frequency of the Mgmt 1 Year For
Stockholder Advisory Vote to Approve Named
Executive Officer Compensation.
4. Ratification of the Appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as Our
Independent Auditor for 2022.
5. Stockholder Proposal - Special Shareholder Shr For Against
Meeting Improvement.
--------------------------------------------------------------------------------------------------------------------------
POWER & DIGITAL INFRASTRUCTURE ACQ. CORP Agenda Number: 935540509
--------------------------------------------------------------------------------------------------------------------------
Security: 739190106
Meeting Type: Special
Meeting Date: 19-Jan-2022
Ticker: XPDI
ISIN: US7391901060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The Business Combination Proposal - To Mgmt For For
consider and vote upon a proposal to
approve the Agreement and Plan of Merger
and Reorganization, dated as of July 20,
2021 (as amended by the First Amendment
thereto, dated as of October 1, 2021, as
further amended by the Second Amendment
thereto, dated as of December 29, 2021, and
as it may be further amended and/or
restated from time to time, the "merger
agreement"), by and among Power & Digital
Infrastructure Acquisition Corp., a
Delaware corporation ...(due to space
limits, see proxy statement for full
proposal).
2. The Charter Proposal - To consider and vote Mgmt Against Against
upon a proposal to adopt the proposed
second amended and restated certificate of
incorporation (the "Proposed Charter") and
the proposed second amended and restated
bylaws (the "Proposed Bylaws") of XPDI
after the merger (referred to herein as
"New Core").
3A. To increase the total number of shares of Mgmt For For
all classes of authorized capital stock
from (i) 551,000,000, consisting of (a)
550,000,000 shares of common stock,
including (1) 500,000,000 shares of Class A
common stock, par value $0.0001 per share,
and (2) 50,000,000 shares of Class B common
stock, par value $0.0001 per share, and (b)
1,000,000 shares of preferred stock, par
value $0.0001 per share, to (ii)
12,000,000,000, consisting of (A)
10,000,000,000 shares of common stock, par
value $0.0001 per ...(due to space limits,
see proxy statement for full proposal).
3B. To provide that any amendment to the Mgmt Against Against
Proposed Bylaws will require the approval
of either New Core's board of directors or
the holders of at least 66 2/3% of the
voting power of New Core's then-outstanding
shares of capital stock entitled to vote
generally in an election of directors,
voting together as a single class.
3C. To provide that any amendment to certain Mgmt Against Against
provisions of the Proposed Charter will
require the approval of the holders of at
least 66 2/3% of the voting power of New
Core's then-outstanding shares of capital
stock entitled to vote generally in an
election of directors, voting together as a
single class.
4. The Nasdaq Proposal - To consider and vote Mgmt For For
upon a proposal to approve, for purposes of
complying with applicable listing rules of
the Nasdaq: (i) the issuance of shares of
New Core common stock pursuant to the
merger agreement and (ii) the related
change of control of XPDI that will occur
in connection with consummation of the
merger and the other transactions
contemplated by the merger agreement.
5. The Incentive Plan Proposal - To consider Mgmt For For
and vote upon a proposal to approve and
adopt the Core Scientific, Inc. 2021 Equity
Incentive Plan.
6. The ESPP Proposal - To consider and vote Mgmt For For
upon a proposal to approve and adopt the
Core Scientific, Inc. 2021 Employee Stock
Purchase Plan.
7. The Adjournment Proposal - To consider and Mgmt For For
vote upon a proposal to adjourn the Special
Meeting to a later date or dates, if
necessary, to permit further solicitation
and vote of proxies if, based upon the
tabulated vote at the time of the Special
Meeting, there are not sufficient votes to
approve the Business Combination Proposal,
the Charter Proposal, the Governance
Proposals, the Nasdaq Proposal, the
Incentive Plan Proposal or the ESPP
Proposal.
--------------------------------------------------------------------------------------------------------------------------
RAKUTEN GROUP,INC. Agenda Number: 715239376
--------------------------------------------------------------------------------------------------------------------------
Security: J64264104
Meeting Type: AGM
Meeting Date: 30-Mar-2022
Ticker:
ISIN: JP3967200001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Establish the Articles Mgmt For For
Related to Shareholders Meeting held
without specifying a venue, Approve Minor
Revisions Related to Change of Laws and
Regulations, Approve Minor Revisions
2.1 Appoint a Director Mikitani, Hiroshi Mgmt Against Against
2.2 Appoint a Director Hosaka, Masayuki Mgmt Against Against
2.3 Appoint a Director Charles B. Baxter Mgmt For For
2.4 Appoint a Director Hyakuno, Kentaro Mgmt Against Against
2.5 Appoint a Director Kutaragi, Ken Mgmt For For
2.6 Appoint a Director Sarah J. M. Whitley Mgmt For For
2.7 Appoint a Director Mitachi, Takashi Mgmt For For
2.8 Appoint a Director Murai, Jun Mgmt For For
2.9 Appoint a Director John V. Roos Mgmt For For
3 Appoint a Corporate Auditor Fujita, Satoshi Mgmt For For
4 Approve Issuance of Share Acquisition Mgmt For For
Rights as Stock Options for Outside
Directors
--------------------------------------------------------------------------------------------------------------------------
RIOT BLOCKCHAIN, INC. Agenda Number: 935500606
--------------------------------------------------------------------------------------------------------------------------
Security: 767292105
Meeting Type: Annual
Meeting Date: 19-Oct-2021
Ticker: RIOT
ISIN: US7672921050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Benjamin Yi* Mgmt For For
Jason Les Mgmt For For
Hannah Cho Mgmt For For
Lance D'Ambrosio Mgmt For For
Hubert Marleau Mgmt For For
2. Ratification of the appointment of Marcum Mgmt For For
LLP as the Company's independent registered
public accounting firm.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of the Named Executive
Officers as disclosed in the Proxy
Statement.
4. Approval of the Second Amendment to the Mgmt For For
Riot Blockchain, Inc. 2019 Equity Incentive
Plan.
--------------------------------------------------------------------------------------------------------------------------
ROBINHOOD MARKETS, INC. Agenda Number: 935636944
--------------------------------------------------------------------------------------------------------------------------
Security: 770700102
Meeting Type: Annual
Meeting Date: 22-Jun-2022
Ticker: HOOD
ISIN: US7707001027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: Paula Loop Mgmt For For
1.2 Election of Class I Director: Dara Treseder Mgmt Against Against
1.3 Election of Class I Director: Robert Mgmt For For
Zoellick
2. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future say-on-pay votes
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2022
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO LTD Agenda Number: 715176156
--------------------------------------------------------------------------------------------------------------------------
Security: Y74718100
Meeting Type: AGM
Meeting Date: 16-Mar-2022
Ticker:
ISIN: KR7005930003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF AUDITED FINANCIAL STATEMENTS Mgmt For For
(FY2021)
2.1.1 RE-ELECTION OF INDEPENDENT DIRECTOR: MR. Mgmt For For
HAN JO KIM
2.1.2 ELECTION OF INDEPENDENT DIRECTOR: MS. WHA Mgmt For For
JIN HAN
2.1.3 ELECTION OF INDEPENDENT DIRECTOR: MR. JUN Mgmt For For
SUNG KIM
2.2.1 ELECTION OF EXECUTIVE DIRECTOR: MR. KYE Mgmt For For
HYUN KYUNG
2.2.2 ELECTION OF EXECUTIVE DIRECTOR: MR. TAE Mgmt For For
MOON ROH
2.2.3 ELECTION OF EXECUTIVE DIRECTOR: MR. HARK Mgmt For For
KYU PARK
2.2.4 ELECTION OF EXECUTIVE DIRECTOR: MR. JUNG Mgmt For For
BAE LEE
2.3.1 RE-ELECTION OF AUDIT COMMITTEE MEMBER: MR. Mgmt For For
HAN JO KIM
2.3.2 ELECTION OF AUDIT COMMITTEE MEMBER: MR. Mgmt For For
JEONG KIM
3 APPROVAL OF DIRECTOR REMUNERATION LIMIT Mgmt Against Against
(FY2022)
--------------------------------------------------------------------------------------------------------------------------
SBI HOLDINGS,INC. Agenda Number: 715753655
--------------------------------------------------------------------------------------------------------------------------
Security: J6991H100
Meeting Type: AGM
Meeting Date: 29-Jun-2022
Ticker:
ISIN: JP3436120004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Approve Minor Revisions Mgmt For For
Related to Change of Laws and Regulations
2.1 Appoint a Director Kitao, Yoshitaka Mgmt Against Against
2.2 Appoint a Director Takamura, Masato Mgmt Against Against
2.3 Appoint a Director Nakagawa, Takashi Mgmt Against Against
2.4 Appoint a Director Morita, Shumpei Mgmt Against Against
2.5 Appoint a Director Kusakabe, Satoe Mgmt For For
2.6 Appoint a Director Yamada, Masayuki Mgmt For For
2.7 Appoint a Director Yoshida, Masaki Mgmt For For
2.8 Appoint a Director Sato, Teruhide Mgmt For For
2.9 Appoint a Director Takenaka, Heizo Mgmt For For
2.10 Appoint a Director Suzuki, Yasuhiro Mgmt For For
2.11 Appoint a Director Ito, Hiroshi Mgmt For For
2.12 Appoint a Director Takeuchi, Kanae Mgmt For For
2.13 Appoint a Director Fukuda, Junichi Mgmt For For
2.14 Appoint a Director Suematsu, Hiroyuki Mgmt For For
2.15 Appoint a Director Asakura, Tomoya Mgmt For For
3.1 Appoint a Corporate Auditor Ichikawa, Toru Mgmt For For
3.2 Appoint a Corporate Auditor Tada, Minoru Mgmt For For
3.3 Appoint a Corporate Auditor Sekiguchi, Mgmt For For
Yasuo
3.4 Appoint a Corporate Auditor Mochizuki, Mgmt For For
Akemi
4 Appoint a Substitute Corporate Auditor Mgmt For For
Wakatsuki, Tetsutaro
5 Approve Provision of Retirement Allowance Mgmt For For
for Retiring Directors
--------------------------------------------------------------------------------------------------------------------------
SIGNATURE BANK Agenda Number: 935566743
--------------------------------------------------------------------------------------------------------------------------
Security: 82669G104
Meeting Type: Annual
Meeting Date: 27-Apr-2022
Ticker: SBNY
ISIN: US82669G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Derrick D. Cephas Mgmt For For
1B. Election of Director: Judith A. Huntington Mgmt For For
1C. Election of Director: Eric R. Howell Mgmt For For
2. To ratify the appointment of KPMG LLP, an Mgmt Against Against
independent registered public accounting
firm, as the independent auditors for the
year ending December 31, 2022.
3. Advisory vote on executive compensation. Mgmt For For
4. To approve the continuation of the Bank's Mgmt For For
share repurchase plan, which allows the
Bank to repurchase from the Bank's
stockholders from time to time in open
market transactions, shares of the Bank's
common stock in an aggregate purchase
amount of up to $500 million under the
Stock Repurchase Program.
5. To approve an amendment to our By-laws to Mgmt For For
declassify our Board.
--------------------------------------------------------------------------------------------------------------------------
SILVERGATE CAPITAL CORPORATION Agenda Number: 935611726
--------------------------------------------------------------------------------------------------------------------------
Security: 82837P408
Meeting Type: Annual
Meeting Date: 10-Jun-2022
Ticker: SI
ISIN: US82837P4081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. AMEND THE COMPANY'S ARTICLES TO DECLASSIFY Mgmt For For
THE BOARD OF DIRECTORS AND PROVIDE FOR THE
ANNUAL ELECTION OF ALL DIRECTORS.
2. AMEND THE COMPANY'S ARTICLES TO CANCEL THE Mgmt For For
CLASS B NON-VOTING COMMON STOCK AND
RE-ALLOCATE SUCH SHARES TO THE COMPANY'S
CLASS A COMMON STOCK.
3. AMEND THE COMPANY'S ARTICLES TO ALLOW FOR Mgmt For For
REMOVAL OF DIRECTORS WITH OR WITHOUT CAUSE
BY MAJORITY VOTE OF THE STOCKHOLDERS.
4. AMEND THE COMPANY'S ARTICLES TO AUTHORIZE Mgmt For For
AMENDMENTS TO ELIMINATE CERTAIN
SUPERMAJORITY VOTING REQUIREMENTS TO AMEND
CERTAIN PROVISIONS OF THE COMPANY'S
ARTICLES AND BYLAWS.
5A. Election of Director: Alan J. Lane - Class Mgmt For For
I (term expires 2023, or 2025 if PROPOSAL 1
is not approved)
5B. Election of Director: Aanchal Gupta - Class Mgmt For For
I (term expires 2023, or 2025 if PROPOSAL 1
is not approved)
5C. Election of Director: Rebecca Rettig - Mgmt For For
Class I (term expires 2023, or 2025 if
PROPOSAL 1 is not approved)
6. RATIFY THE APPOINTMENT OF CROWE LLP AS THE Mgmt Against Against
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2022.
--------------------------------------------------------------------------------------------------------------------------
SQUARE, INC. Agenda Number: 935505858
--------------------------------------------------------------------------------------------------------------------------
Security: 852234103
Meeting Type: Special
Meeting Date: 03-Nov-2021
Ticker: SQ
ISIN: US8522341036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the issuance of shares of Class A Mgmt For For
common stock of Square, Inc. ("Square")
(including shares underlying CHESS
Depositary Interests) to shareholders of
Afterpay Limited ("Afterpay") pursuant to a
Scheme of Arrangement between Afterpay and
its shareholders and a Deed Poll to be
executed by Square and Lanai (AU) 2 Pty Ltd
("Square Sub"), as contemplated by the
Scheme Implementation Deed, dated as of
August 2, 2021, and as it may be further
amended or supplemented, by and among
Square, Square Sub, and Afterpay (the
"Transaction Proposal").
2. Approve one or more adjournments of the Mgmt For For
special meeting of stockholders of Square,
if necessary or appropriate and consented
to by Afterpay, including to permit further
solicitation of proxies if there are
insufficient votes at the time of the
special meeting of stockholders to approve
the Transaction Proposal.
--------------------------------------------------------------------------------------------------------------------------
STRONGHOLD DIGITAL MINING, INC Agenda Number: 935639736
--------------------------------------------------------------------------------------------------------------------------
Security: 86337R103
Meeting Type: Annual
Meeting Date: 16-Jun-2022
Ticker: SDIG
ISIN: US86337R1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gregory A. Beard Mgmt For For
William B. Spence Mgmt For For
Sarah P. James Mgmt For For
Indira Agarwal Mgmt For For
Matthew J. Smith Mgmt For For
Thomas J. Pacchia Mgmt Withheld Against
T. R. Trowbridge, IV Mgmt Withheld Against
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 935648672
--------------------------------------------------------------------------------------------------------------------------
Security: 874039100
Meeting Type: Annual
Meeting Date: 08-Jun-2022
Ticker: TSM
ISIN: US8740391003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) To accept 2021 Business Report and Mgmt For For
Financial Statements
2) To revise the Articles of Incorporation Mgmt For For
3) To revise the Procedures for Acquisition or Mgmt For For
Disposal of Assets
4) To approve the issuance of employee Mgmt For For
restricted stock awards for year 2022
--------------------------------------------------------------------------------------------------------------------------
TWITTER, INC. Agenda Number: 935603731
--------------------------------------------------------------------------------------------------------------------------
Security: 90184L102
Meeting Type: Annual
Meeting Date: 25-May-2022
Ticker: TWTR
ISIN: US90184L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Egon Durban Mgmt For For
1b. Election of Director: Patrick Pichette Mgmt For For
2. The approval, on an advisory basis, of the Mgmt Against Against
compensation of our named executive
officers.
3. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2022.
4. The approval of an amendment to our amended Mgmt For For
and restated certificate of incorporation
to declassify our board of directors.
5. A stockholder proposal regarding a report Shr For Against
on risks of the use of concealment clauses,
if properly presented at the Annual
Meeting.
6. A stockholder proposal regarding a director Shr For Against
candidate with human and/or civil rights
expertise, if properly presented at the
Annual Meeting.
7. A stockholder proposal regarding an audit Shr For Against
analyzing the Company's impacts on civil
rights and non-discrimination, if properly
presented at the Annual Meeting.
8. A stockholder proposal regarding an Shr Against For
electoral spending report, if properly
presented at the Annual Meeting.
9. A stockholder proposal regarding a report Shr Against For
on lobbying activities and expenditures, if
properly presented at the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 935531550
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 25-Jan-2022
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lloyd A. Carney Mgmt For For
1B. Election of Director: Mary B. Cranston Mgmt For For
1C. Election of Director: Francisco Javier Mgmt For For
Fernandez-Carbajal
1D. Election of Director: Alfred F. Kelly, Jr. Mgmt For For
1E. Election of Director: Ramon Laguarta Mgmt For For
1F. Election of Director: John F. Lundgren Mgmt For For
1G. Election of Director: Robert W. Matschullat Mgmt Against Against
1H. Election of Director: Denise M. Morrison Mgmt For For
1I. Election of Director: Linda J. Rendle Mgmt For For
1J. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation paid to our named executive
officers.
3. To ratify the appointment of KPMG LLP as Mgmt Against Against
our independent registered public
accounting firm for fiscal year 2022.
--------------------------------------------------------------------------------------------------------------------------
VONTOBEL HOLDING AG Agenda Number: 715259328
--------------------------------------------------------------------------------------------------------------------------
Security: H92070210
Meeting Type: AGM
Meeting Date: 06-Apr-2022
Ticker:
ISIN: CH0012335540
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO BENEFICIAL OWNER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE DISCHARGE OF BOARD AND SENIOR Mgmt For For
MANAGEMENT
3 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF CHF 3.00 PER SHARE
4.1 ELECT ANDREAS UTERMANN AS DIRECTOR AND AS Mgmt For For
BOARD CHAIRMAN
4.2 REELECT BRUNO BASLER AS DIRECTOR AND AS Mgmt For For
MEMBER OF THE NOMINATION AND COMPENSATION
COMMITTEE
4.3 REELECT MAJA BAUMANN AS DIRECTOR Mgmt For For
4.4 REELECT ELISABETH BOURQUI AS DIRECTOR Mgmt For For
4.5 REELECT DAVID COLE AS DIRECTOR Mgmt For For
4.6 REELECT MICHAEL HALBHERR AS DIRECTOR AND AS Mgmt For For
MEMBER OF THE NOMINATION AND COMPENSATION
COMMITTEE
4.7 REELECT STEFAN LOACKER AS DIRECTOR Mgmt For For
4.8 REELECT CLARA STREIT AS DIRECTOR AND AS Mgmt For For
MEMBER OF THE NOMINATION AND COMPENSATION
COMMITTEE
4.9 REELECT BJOERN WETTERGREN AS DIRECTOR AND Mgmt For For
AS MEMBER OF THE NOMINATION AND
COMPENSATION COMMITTEE
5 DESIGNATE VISCHER AG AS INDEPENDENT PROXY Mgmt For For
6 RATIFY ERNST YOUNG AG AS AUDITORS Mgmt For For
7.1 APPROVE REMUNERATION REPORT (NON-BINDING) Mgmt For For
7.2 APPROVE FIXED REMUNERATION OF DIRECTORS IN Mgmt For For
THE AMOUNT OF CHF 4.8 MILLION
7.3 APPROVE FIXED REMUNERATION OF EXECUTIVE Mgmt For For
COMMITTEE IN THE AMOUNT OF CHF 4 MILLION
FOR THE PERIOD JULY 1, 2022 - JUNE 30, 2023
7.4 APPROVE VARIABLE REMUNERATION OF EXECUTIVE Mgmt For For
COMMITTEE IN THE AMOUNT OF CHF 6.9 MILLION
FOR FISCAL YEAR 2021
7.5 APPROVE PERFORMANCE SHARE AWARDS TO THE Mgmt For For
EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF
5.2 MILLION
7.6 APPROVE ADDITIONAL PERFORMANCE SHARE AWARDS Mgmt For For
TO THE EXECUTIVE COMMITTEE FOR FISCAL YEAR
2018 IN THE AMOUNT OF CHF 2.4 MILLION
--------------------------------------------------------------------------------------------------------------------------
VOYAGER DIGITAL LTD Agenda Number: 714952163
--------------------------------------------------------------------------------------------------------------------------
Security: 92919V108
Meeting Type: MIX
Meeting Date: 14-Dec-2021
Ticker:
ISIN: CA92919V1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 647661 DUE TO RECEIPT OF
ADDITION OF RESOLUTION 6. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE
GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3, 4 AND 5 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1
TO 1.5 AND 2. THANK YOU
1.1 ELECTION OF DIRECTOR: STEPHEN EHRLICH Mgmt Against Against
1.2 ELECTION OF DIRECTOR: KRISZTIAN TOTH Mgmt For For
1.3 ELECTION OF DIRECTOR: PHILIP EYTAN Mgmt For For
1.4 ELECTION OF DIRECTOR: JENNIFER ACKART Mgmt For For
1.5 ELECTION OF DIRECTOR: GLENN STEVENS Mgmt For For
2 APPOINTMENT OF MARCUM LLP AS AUDITORS OF Mgmt For For
THE COMPANY FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
3 1. THE LTIP BE AND IS HEREBY RATIFIED, Mgmt For For
AFFIRMED AND APPROVED UNTIL THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY; 2. THE FORM
OF THE LTIP MAY BE AMENDED IN ORDER TO
SATISFY THE REQUIREMENTS OR REQUESTS OF ANY
REGULATORY AUTHORITIES OR STOCK EXCHANGE
WITHOUT REQUIRING FURTHER APPROVAL OF THE
SHAREHOLDERS OF THE COMPANY; 3. ANY ONE
DIRECTOR OR OFFICER OF THE COMPANY IS
HEREBY AUTHORIZED AND DIRECTED FOR AND ON
BEHALF OF THE COMPANY TO EXECUTE OR CAUSE
TO BE EXECUTED AND TO DELIVER OR CAUSE TO
BE DELIVERED ALL SUCH DOCUMENTS, AND TO DO
OR CAUSE TO BE DONE ALL SUCH ACTS AND
THINGS, AS SUCH DIRECTOR OR OFFICER MAY
DEEM NECESSARY OR DESIRABLE IN CONNECTION
WITH THE FOREGOING RESOLUTION
4 1. THE NOTICE OF ARTICLES OF THE COMPANY Mgmt For For
AND ARTICLES ARE AUTHORIZED TO BE ALTERED
SUBSTANTIALLY IN THE FORM AS SET OUT IN
SCHEDULE "D" HEREOF (THE "AMENDMENT"). 2.
THE COMPANY SHALL ADOPT THE AMENDED
ARTICLES AND NOTICE OF ARTICLES
SUBSTANTIALLY IN THE FORM SET OUT IN
SCHEDULE "D" HERETO (THE "AMENDED
ARTICLES"), WITH SUCH AMENDMENTS AS ANY ONE
DIRECTOR OR OFFICER OF THE COMPANY MAY
APPROVE, AND ALL AMENDMENTS TO THE
AFORESAID AMENDED ARTICLES, AS AMENDED,
REFLECTED THEREIN ARE APPROVED. 3. AMENDED
ARTICLES ALTERING THE ARTICLES AND NOTICE
OF ARTICLES TO REFLECT THE EFFECT OF THIS
RESOLUTION AND THE AMENDMENT SHALL BE FILED
BY OR ON BEHALF OF THE COMPANY. 4. THE
DIRECTORS OF THE COMPANY ARE AUTHORIZED, IN
THEIR DISCRETION, BY RESOLUTION, TO ABANDON
THE AMENDMENT AND THE AMENDED ARTICLES
WITHOUT FURTHER APPROVAL, RATIFICATION OR
CONFIRMATION BY THE SHAREHOLDERS OF THE
COMPANY. 5. ANY ONE OR MORE OF THE
DIRECTORS OR OFFICERS OF THE COMPANY IS
HEREBY AUTHORIZED AND DIRECTED, ACTING FOR,
IN THE NAME OF AND ON BEHALF OF THE
COMPANY, TO EXECUTE OR CAUSE TO BE
EXECUTED, UNDER THE SEAL OF THE COMPANY OR
OTHERWISE, AND TO DELIVER OR CAUSE TO BE
DELIVERED, SUCH OTHER DOCUMENTS AND
INSTRUMENTS, AND TO DO OR CAUSE TO BE DONE
ALL SUCH OTHER ACTS AND THINGS, AS MAY IN
THE OPINION OF SUCH DIRECTOR OR OFFICER OF
THE COMPANY BE NECESSARY OR DESIRABLE TO
CARRY OUT THE INTENT OF THE FOREGOING
RESOLUTION (INCLUDING, WITHOUT LIMITATION,
THE EXECUTION AND FILING OF THE
AFOREMENTIONED AMENDED ARTICLES, AND ANY
APPLICATIONS, DOCUMENTS, FILINGS OR
CERTIFICATES IN CONNECTION THEREWITH), THE
EXECUTION OF ANY SUCH APPLICATION,
DOCUMENT, FILING OR CERTIFICATE OR THE
DOING OF ANY SUCH OTHER ACT OR THING BY ANY
DIRECTOR OR OFFICER OF THE COMPANY BEING
CONCLUSIVE EVIDENCE OF SUCH DETERMINATION
5 1. THE SHAREHOLDER RIGHTS PLAN OF THE Mgmt For For
COMPANY AS SET FORTH IN THE SHAREHOLDER
RIGHTS PLAN AGREEMENT BETWEEN THE COMPANY
AND COMPUTERSHARE INVESTOR SERVICES INC.,
AS SET OUT IN SCHEDULE "E" OF THE COMPANY'S
MANAGEMENT INFORMATION CIRCULAR DATED
NOVEMBER 15, 2021, IS HEREBY RATIFIED AND
APPROVED; AND THE COMPANY IS AUTHORIZED TO
ISSUE RIGHTS PURSUANT THERETO; AND 2. ANY
ONE OR MORE OF THE DIRECTORS AND OFFICERS
OF THE COMPANY ARE HEREBY AUTHORIZED AND
DIRECTED TO EXECUTE AND DELIVER ALL SUCH
DOCUMENTS AND TO DO OR CAUSE TO BE DONE ALL
SUCH OTHER ACTS AND THINGS AS THEY MAY DEEM
NECESSARY OR DESIRABLE TO GIVE EFFECT TO OR
CARRY OUT THE INTENT OF THIS RESOLUTION,
INCLUDING BUT NOT LIMITED TO MAKING SUCH
FILINGS AS MAY BE REQUIRED BY THE RULES AND
POLICIES OF THE TSX
CMMT PLEASE NOTE THAT "FOR" = YES, "ABSTAIN" = Non-Voting
NO, "AGAINST" WILL BE TREATED AS NOT
MARKED. THANK YOU
6 THE UNDERSIGNED CERTIFIES THAT IT HAS MADE Mgmt For Against
REASONABLE INQUIRIES AS TO THE U.S.
RESIDENT STATUS OF THE REGISTERED HOLDER
AND/OR THE BENEFICIAL OWNER OF THE SHARES
REPRESENTED BY THIS PROXY/VIF AND HAS READ
THE MANAGEMENT INFORMATION CIRCULAR
ENCLOSED WITH THIS FORM OF PROXY/VIF AND
THE DEFINITIONS SET FORTH BELOW SO AS TO
MAKE AN ACCURATE DECLARATION OF STATUS
--------------------------------------------------------------------------------------------------------------------------
VPC IMPACT ACQUISITION HOLDINGS Agenda Number: 935498899
--------------------------------------------------------------------------------------------------------------------------
Security: G9441E100
Meeting Type: Special
Meeting Date: 14-Oct-2021
Ticker: VIH
ISIN: KYG9441E1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The Business Combination Proposal - To Mgmt For For
consider and vote upon a proposal to
approve by ordinary resolution and adopt
the Agreement and Plan of Merger, dated as
of January 11, 2021, as amended by the
Amendment to Agreement and Plan of Merger,
dated as of March 30, 2021 (as the same may
be amended, the "Merger Agreement"), by and
among VIH, Pylon Merger Company LLC, a
Delaware limited liability company and a
direct wholly-owned subsidiary of VIH
("Merger Sub"), and Bakkt Holdings, LLC, a
...(due to space limits, see proxy
statement for full proposal).
2. The Domestication Proposal - To consider Mgmt For For
and vote upon a proposal to approve by
special resolution, to change the corporate
structure and domicile of VIH by way of
continuation from an exempted company
incorporated in accordance with the laws of
the Cayman Islands to a corporation
incorporated under the laws of the State of
Delaware (the "Domestication"). The
Domestication will be effected immediately
prior to the Business Combination by VIH
filing a certificate of corporate ...(due
to space limits, see proxy statement for
full proposal).
3. The Stock Issuance Proposal - To consider Mgmt For For
and vote upon a proposal to approve by
ordinary resolution for purposes of
complying with the applicable provisions of
Nasdaq Listing Rule 5635(d), the issuance
of Bakkt Pubco Class A Shares to (a) the
PIPE Investors pursuant to the PIPE
Investment (each as defined in the
accompanying proxy statement/prospectus)
and (b) the Bakkt Equity Holders pursuant
to the Merger Agreement (the "Stock
Issuance Proposal").
4. Organizational Documents Proposal - To Mgmt For For
consider and vote upon a proposal to
approve by special resolution the Proposed
Certificate of Incorporation and the
proposed new by-laws of Bakkt Pubco
("Proposed By-Laws" and, together with the
Proposed Certificate of Incorporation, the
"Proposed Organizational Documents") of
Bakkt Pubco (a corporation incorporated in
the State of Delaware, and the filing with
and acceptance by the Secretary of State of
Delaware of the certificate of corporate
...(due to space limits, see proxy
statement for full proposal).
5A. Advisory Organizational Documents Proposal Mgmt For For
5a - to authorize the change in the
authorized capital stock of VIH from
200,000,000 VIH Class A Ordinary Shares,
par value $0.0001 per share (the "VIH Class
A Ordinary Shares"), 20,000,000 VIH Class B
Ordinary Shares, par value $0.0001 per
share (the "VIH Class B Ordinary Shares"
and, together with the VIH Class A Ordinary
Shares, the "Ordinary Shares"), and
1,000,000 preference shares, par value
$0.0001 per share (the "Preference
Shares"), to 750,000,000 ...(due to space
limits, see proxy statement for full
proposal).
5B. Advisory Organizational Documents Proposal Mgmt For For
5b - to authorize adopting Delaware as the
exclusive forum for certain stockholder
litigation ("Advisory Organizational
Documents Proposal 5b").
5C. Advisory Organizational Documents Proposal Mgmt For For
5c - to authorize electing not to be
governed by Section 203 of the DGCL
relating to takeovers by interested
stockholders and, instead, be governed by a
provision similar to Section 203 of the
DGCL ("Advisory Organizational Documents
Proposal 5c").
5D. Advisory Organizational Documents Proposal Mgmt Against Against
5d - to approve provisions providing that
the affirmative vote of at least 66 2/3% of
the voting power of all the then
outstanding shares of capital stock
entitled to vote generally in the election
of directors, voting together as a single
class, will be required for stockholders to
amend, alter, repeal or rescind all or any
portion of Article V, Article VI, Article
VII, Article VIII, Article IX, Article X,
Article XII or Article XIII of the ...(due
to space limits, see proxy statement for
full proposal).
5E. Advisory Organizational Documents Proposal Mgmt Against Against
5e - to approve provisions permitting the
removal of a director only for cause and
only by the affirmative vote of the holders
of at least 66 2/3% of the outstanding
shares entitled to vote at an election of
directors, voting together as a single
class ("Advisory Organizational Documents
Proposal 5e").
5F. Advisory Organizational Documents Proposal Mgmt Against Against
5f - to approve provisions requiring or
permitting stockholders to take action at
an annual or special meeting and prohibit
stockholder action by written consent in
lieu of a meeting; provided that any action
required or permitted to be taken by the
holders of Bakkt Pubco Class V Shares,
voting separately as a class or by the
holders of Bakkt Pubco Preferred Stock,
voting separately as a class or separately
as a class with one or more other such
...(due to space limits, see proxy
statement for full proposal).
5G. Advisory Organizational Documents Proposal Mgmt For For
5g - to provide for certain additional
changes, including, among other things, (i)
making Bakkt Pubco's corporate existence
perpetual and (ii) removing certain
provisions related to VIH's status as a
blank check company that will no longer be
applicable upon consummation of the
Business Combination, all of which the VIH
Board believes is necessary to adequately
address the needs of Bakkt Pubco after the
Business Combination ("Advisory
Organizational Documents Proposal 5g").
6. The Bakkt Pubco Equity Incentive Plan Mgmt For For
Proposal - To consider and vote upon a
proposal to approve by ordinary resolution
the Bakkt Pubco Equity Incentive Plan (the
"Bakkt Pubco Equity Incentive Plan
Proposal").
7. The Director Election Proposal - To Mgmt For For
consider and vote upon a proposal to
approve by ordinary resolution the election
of nine directors to serve staggered terms
on the Company's board of directors until
the 2022, 2023 and 2024 annual meeting of
stockholders, respectively and until their
respective successors are duly elected and
qualified (the "Director Election
Proposal").
8. The Shareholder Adjournment Proposal - To Mgmt For For
consider and vote upon a proposal to
approve by ordinary resolution the
adjournment of the extraordinary general
meeting to a later date or dates, if
necessary, to permit further solicitation
and vote of proxies in the event that there
are insufficient votes for the approval of
one or more proposals at the extraordinary
general meeting (the "Shareholder
Adjournment Proposal").
--------------------------------------------------------------------------------------------------------------------------
Z HOLDINGS CORPORATION Agenda Number: 715717154
--------------------------------------------------------------------------------------------------------------------------
Security: J9894K105
Meeting Type: AGM
Meeting Date: 17-Jun-2022
Ticker:
ISIN: JP3933800009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Approve Minor Revisions Mgmt For For
Related to Change of Laws and Regulations
2.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Kawabe,
Kentaro
2.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Idezawa,
Takeshi
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Jungho Shin
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ozawa, Takao
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Masuda, Jun
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Oketani, Taku
3.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Hasumi, Maiko
3.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Kunihiro,
Tadashi
3.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Hatoyama,
Rehito
4 Approve Details of the Compensation to be Mgmt For For
received by Directors (Excluding Directors
who are Audit and Supervisory Committee
Members)
5 Approve Details of Compensation as Stock Mgmt For For
Options for Directors (Excluding Directors
who are Audit and Supervisory Committee
Members)
6 Approve Details of the Stock Compensation Mgmt Against Against
to be received by Directors (Excluding
Directors who are Audit and Supervisory
Committee Members)
7 Approve Details of the Stock Compensation Mgmt Against Against
to be received by Directors who are Audit
and Supervisory Committee Members
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Amplify ETF Trust
By (Signature) /s/ Christian Magoon
Name Christian Magoon
Title President
Date 08/31/2022