UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-22917
NAME OF REGISTRANT: Absolute Shares Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 331 Newman Springs Road
Suite 143
Red Bank, NJ 07701
NAME AND ADDRESS OF AGENT FOR SERVICE: Don Schreiber, Jr.
Millington Securities, Inc.
331 Newman Springs Road,
Suite 143
Red Bank, NJ 07701
REGISTRANT'S TELEPHONE NUMBER: 732-842-4920
DATE OF FISCAL YEAR END: 06/30
DATE OF REPORTING PERIOD: 07/01/2022 - 06/30/2023
WBI BullBear Global Income ETF
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SPDR SERIES TRUST Agenda Number: 935696572
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Security: 78464A664
Meeting Type: Special
Meeting Date: 20-Oct-2022
Ticker: SPTL
ISIN: US78464A6644
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Clare S. Richer Mgmt For For
Sandra G. Sponem Mgmt For For
Kristi L. Rowsell Mgmt For For
Gunjan Chauhan Mgmt For For
Carolyn M. Clancy Mgmt For For
WBI BullBear Quality 3000 ETF
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ABBVIE INC. Agenda Number: 935786484
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Security: 00287Y109
Meeting Type: Annual
Meeting Date: 05-May-2023
Ticker: ABBV
ISIN: US00287Y1091
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director: Robert J. Mgmt For For
Alpern
1b. Election of Class II Director: Melody B. Mgmt For For
Meyer
1c. Election of Class II Director: Frederick H. Mgmt For For
Waddell
2. Ratification of Ernst & Young LLP as Mgmt For For
AbbVie's independent registered public
accounting firm for 2023.
3. Say on Pay - An advisory vote on the Mgmt For For
approval of executive compensation.
4. Approval of a management proposal regarding Mgmt For For
amendment of the certificate of
incorporation to eliminate supermajority
voting.
5. Stockholder Proposal - to Implement Simple Shr Against For
Majority Vote.
6. Stockholder Proposal - to Issue an Annual Shr Against For
Report on Political Spending.
7. Stockholder Proposal - to Issue an Annual Shr Against For
Report on Lobbying.
8. Stockholder Proposal - to Issue a Report on Shr Against For
Patent Process.
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AGILENT TECHNOLOGIES, INC. Agenda Number: 935762218
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Security: 00846U101
Meeting Type: Annual
Meeting Date: 15-Mar-2023
Ticker: A
ISIN: US00846U1016
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for a three-year term: Mgmt For For
Heidi K. Kunz
1.2 Election of Director for a three-year term: Mgmt For For
Susan H. Rataj
1.3 Election of Director for a three-year term: Mgmt For For
George A. Scangos, Ph.D.
1.4 Election of Director for a three-year term: Mgmt For For
Dow R. Wilson
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
3. To ratify the Audit and Finance Committee's Mgmt For For
appointment of PricewaterhouseCoopers LLP
as our independent registered public
accounting firm.
4. To approve amendments to the Certificate of Mgmt For For
Incorporation to create a new stockholder
right to call a special meeting.
5. An advisory vote on the frequency of the Mgmt 1 Year For
stockholder vote to approve the
compensation of our named executive
officers.
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BOOKING HOLDINGS INC. Agenda Number: 935842244
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Security: 09857L108
Meeting Type: Annual
Meeting Date: 06-Jun-2023
Ticker: BKNG
ISIN: US09857L1089
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Glenn D. Fogel Mgmt For For
Mirian M. Graddick-Weir Mgmt For For
Wei Hopeman Mgmt For For
Robert J. Mylod, Jr. Mgmt For For
Charles H. Noski Mgmt For For
Larry Quinlan Mgmt For For
Nicholas J. Read Mgmt For For
Thomas E. Rothman Mgmt For For
Sumit Singh Mgmt For For
Lynn V. Radakovich Mgmt For For
Vanessa A. Wittman Mgmt For For
2. Advisory vote to approve 2022 executive Mgmt For For
compensation.
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
4. Advisory vote on the frequency of future Mgmt 1 Year For
non-binding advisory votes on the
compensation paid by the Company to its
named executive officers.
5. Stockholder proposal requesting a Shr Against For
non-binding stockholder vote to ratify
termination pay of executives.
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BROADCOM INC Agenda Number: 935766189
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Security: 11135F101
Meeting Type: Annual
Meeting Date: 03-Apr-2023
Ticker: AVGO
ISIN: US11135F1012
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Diane M. Bryant Mgmt For For
1b. Election of Director: Gayla J. Delly Mgmt For For
1c. Election of Director: Raul J. Fernandez Mgmt For For
1d. Election of Director: Eddy W. Hartenstein Mgmt For For
1e. Election of Director: Check Kian Low Mgmt For For
1f. Election of Director: Justine F. Page Mgmt For For
1g. Election of Director: Henry Samueli Mgmt For For
1h. Election of Director: Hock E. Tan Mgmt For For
1i. Election of Director: Harry L. You Mgmt For For
2. Ratification of the appointment of Mgmt For For
Pricewaterhouse Coopers LLP as the
independent registered public accounting
firm of Broadcom for the fiscal year ending
October 29, 2023.
3. Approve an amendment and restatement of the Mgmt For For
2012 Stock Incentive Plan.
4. Advisory vote to approve the named Mgmt Against Against
executive officer compensation.
5. Advisory vote on the frequency of the Mgmt 1 Year For
advisory vote on named executive officer
compensation.
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CARLISLE COMPANIES INCORPORATED Agenda Number: 935780987
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Security: 142339100
Meeting Type: Annual
Meeting Date: 03-May-2023
Ticker: CSL
ISIN: US1423391002
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Robert G. Bohn Mgmt For For
1b. Election of Director: Gregg A. Ostrander Mgmt For For
1c. Election of Director: Jesse G. Singh Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
Company's named executive officer
compensation in 2022.
3. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of holding an advisory vote to
approve the Company's named executive
officer compensation.
4. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP to serve as the Company's
independent registered public accounting
firm for 2023.
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COMMERCIAL METALS COMPANY Agenda Number: 935743321
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Security: 201723103
Meeting Type: Annual
Meeting Date: 11-Jan-2023
Ticker: CMC
ISIN: US2017231034
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director until the 2026 Mgmt For For
annual meeting of stockholders: Peter R.
Matt
1.2 Election of Class I Director until the 2026 Mgmt For For
annual meeting of stockholders: Sarah E.
Raiss
2. The ratification of the appointment of Mgmt For For
Deloitte & Touche LLP as our independent
registered public accounting firm for the
fiscal year ending August 31, 2023.
3. An advisory vote on executive compensation. Mgmt For For
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DISCOVER FINANCIAL SERVICES Agenda Number: 935796322
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Security: 254709108
Meeting Type: Annual
Meeting Date: 11-May-2023
Ticker: DFS
ISIN: US2547091080
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Directors: Jeffrey S. Aronin Mgmt For For
1B Election of Directors: Mary K. Bush Mgmt For For
1C Election of Directors: Gregory C. Case Mgmt For For
1D Election of Directors: Candace H. Duncan Mgmt For For
1E Election of Directors: Joseph F. Eazor Mgmt For For
1F Election of Directors: Roger C. Hochschild Mgmt For For
1G Election of Directors: Thomas G. Maheras Mgmt For For
1H Election of Directors: John B. Owen Mgmt For For
1I Election of Directors: David L. Rawlinson Mgmt For For
II
1J Election of Directors: Beverley A. Sibblies Mgmt For For
1K Election of Directors: Mark A. Thierer Mgmt For For
1L Election of Directors: Jennifer L. Wong Mgmt For For
2 Advisory vote to approve named executive Mgmt For For
officer compensation:
3 Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on named executive officer
compensation:
4 To approve the Discover Financial Services Mgmt For For
2023 Omnibus Incentive Plan:
5 To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm:
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EXXON MOBIL CORPORATION Agenda Number: 935823977
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Security: 30231G102
Meeting Type: Annual
Meeting Date: 31-May-2023
Ticker: XOM
ISIN: US30231G1022
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael J. Angelakis Mgmt For For
1b. Election of Director: Susan K. Avery Mgmt For For
1c. Election of Director: Angela F. Braly Mgmt For For
1d. Election of Director: Gregory J. Goff Mgmt For For
1e. Election of Director: John D. Harris II Mgmt For For
1f. Election of Director: Kaisa H. Hietala Mgmt For For
1g. Election of Director: Joseph L. Hooley Mgmt For For
1h. Election of Director: Steven A. Kandarian Mgmt For For
1i. Election of Director: Alexander A. Karsner Mgmt For For
1j. Election of Director: Lawrence W. Kellner Mgmt For For
1k. Election of Director: Jeffrey W. Ubben Mgmt For For
1l. Election of Director: Darren W. Woods Mgmt For For
2. Ratification of Independent Auditors Mgmt For For
3. Advisory Vote to Approve Executive Mgmt For For
Compensation
4. Frequency of Advisory Vote on Executive Mgmt 1 Year For
Compensation
5. Establish a New Board Committee on Shr Against For
Decarbonization Risk
6. Reduce Executive Stock Holding Period Shr Against For
7. Additional Carbon Capture and Storage and Shr Against For
Emissions Report
8. Additional Direct Methane Measurement Shr For Against
9. Establish a Scope 3 Target and Reduce Shr Against For
Hydrocarbon Sales
10. Additional Report on Worst-case Spill and Shr For Against
Response Plans
11. GHG Reporting on Adjusted Basis Shr For Against
12. Report on Asset Retirement Obligations Shr For Against
Under IEA NZE Scenario
13. Report on Plastics Under SCS Scenario Shr Against For
14. Litigation Disclosure Beyond Legal and Shr Against For
Accounting Requirements
15. Tax Reporting Beyond Legal Requirements Shr For Against
16. Energy Transition Social Impact Report Shr For Against
17. Report on Commitment Against AMAP Work Shr Abstain Against
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GRAPHIC PACKAGING HOLDING COMPANY Agenda Number: 935820604
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Security: 388689101
Meeting Type: Annual
Meeting Date: 24-May-2023
Ticker: GPK
ISIN: US3886891015
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael P. Doss Mgmt For For
Dean A. Scarborough Mgmt For For
Larry M. Venturelli Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm.
3. Approval of compensation paid to Named Mgmt For For
Executive Officers (Say- on-Pay).
4. Advisory Vote on the Frequency of the Mgmt 1 Year For
Say-on-Pay Vote on Executive Compensation.
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HUMANA INC. Agenda Number: 935775467
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Security: 444859102
Meeting Type: Annual
Meeting Date: 20-Apr-2023
Ticker: HUM
ISIN: US4448591028
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a) Election of Director: Raquel C. Bono, M.D. Mgmt For For
1b) Election of Director: Bruce D. Broussard Mgmt For For
1c) Election of Director: Frank A. D'Amelio Mgmt For For
1d) Election of Director: David T. Feinberg, Mgmt For For
M.D.
1e) Election of Director: Wayne A. I. Mgmt For For
Frederick, M.D.
1f) Election of Director: John W. Garratt Mgmt For For
1g) Election of Director: Kurt J. Hilzinger Mgmt For For
1h) Election of Director: Karen W. Katz Mgmt For For
1i) Election of Director: Marcy S. Klevorn Mgmt For For
1j) Election of Director: William J. McDonald Mgmt For For
1k) Election of Director: Jorge S. Mesquita Mgmt For For
1l) Election of Director: Brad D. Smith Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm.
3. Non-binding advisory vote for the approval Mgmt For For
of the compensation of the named executive
officers as disclosed in the 2023 proxy
statement.
4. Non-binding advisory vote for the approval Mgmt 1 Year For
of the frequency with which future
stockholder votes on the compensation of
the named executive officers will be held.
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INTERACTIVE BROKERS GROUP, INC. Agenda Number: 935774530
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Security: 45841N107
Meeting Type: Annual
Meeting Date: 20-Apr-2023
Ticker: IBKR
ISIN: US45841N1072
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Thomas Peterffy Mgmt For For
1b. Election of Director: Earl H. Nemser Mgmt For For
1c. Election of Director: Milan Galik Mgmt For For
1d. Election of Director: Paul J. Brody Mgmt For For
1e. Election of Director: Lawrence E. Harris Mgmt For For
1f. Election of Director: Philip Uhde Mgmt For For
1g. Election of Director: William Peterffy Mgmt For For
1h. Election of Director: Nicole Yuen Mgmt For For
1i. Election of Director: Jill Bright Mgmt For For
2. Ratification of appointment of independent Mgmt For For
registered public accounting firm of
Deloitte & Touche LLP.
3. To approve, by non-binding vote, executive Mgmt Against Against
compensation.
4. To recommend, by non-binding vote, the Mgmt 1 Year Against
frequency of executive compensation votes.
5. To approve an amendment to the Company's Mgmt For For
2007 Stock Incentive Plan.
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LENNAR CORPORATION Agenda Number: 935769159
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Security: 526057104
Meeting Type: Annual
Meeting Date: 12-Apr-2023
Ticker: LEN
ISIN: US5260571048
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve until the Mgmt For For
2024 Annual Meeting of Stockholders: Amy
Banse
1b. Election of Director to serve until the Mgmt For For
2024 Annual Meeting of Stockholders: Rick
Beckwitt
1c. Election of Director to serve until the Mgmt For For
2024 Annual Meeting of Stockholders: Tig
Gilliam
1d. Election of Director to serve until the Mgmt For For
2024 Annual Meeting of Stockholders:
Sherrill W. Hudson
1e. Election of Director to serve until the Mgmt For For
2024 Annual Meeting of Stockholders:
Jonathan M. Jaffe
1f. Election of Director to serve until the Mgmt For For
2024 Annual Meeting of Stockholders: Sidney
Lapidus
1g. Election of Director to serve until the Mgmt For For
2024 Annual Meeting of Stockholders: Teri
P. McClure
1h. Election of Director to serve until the Mgmt For For
2024 Annual Meeting of Stockholders: Stuart
Miller
1i. Election of Director to serve until the Mgmt For For
2024 Annual Meeting of Stockholders:
Armando Olivera
1j. Election of Director to serve until the Mgmt For For
2024 Annual Meeting of Stockholders:
Jeffrey Sonnenfeld
2. Approval, on an advisory basis, of the Mgmt Against Against
compensation of our named executive
officers.
3. Approval, on an advisory basis, of the Mgmt 1 Year For
frequency of the stockholder vote on the
compensation of our named executive
officers.
4. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for our fiscal year
ending November 30, 2023.
5. Vote on a stockholder proposal regarding Shr For Against
the elimination of our dual-class common
stock voting structure.
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LOCKHEED MARTIN CORPORATION Agenda Number: 935779655
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Security: 539830109
Meeting Type: Annual
Meeting Date: 27-Apr-2023
Ticker: LMT
ISIN: US5398301094
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Daniel F. Akerson Mgmt For For
1b. Election of Director: David B. Burritt Mgmt For For
1c. Election of Director: Bruce A. Carlson Mgmt For For
1d. Election of Director: John M. Donovan Mgmt For For
1e. Election of Director: Joseph F. Dunford, Mgmt For For
Jr.
1f. Election of Director: James O. Ellis, Jr. Mgmt For For
1g. Election of Director: Thomas J. Falk Mgmt For For
1h. Election of Director: Ilene S. Gordon Mgmt For For
1i. Election of Director: Vicki A. Hollub Mgmt For For
1j. Election of Director: Jeh C. Johnson Mgmt For For
1k. Election of Director: Debra L. Reed-Klages Mgmt For For
1l. Election of Director: James D. Taiclet Mgmt For For
1m. Election of Director: Patricia E. Mgmt For For
Yarrington
2. Advisory Vote to Approve the Compensation Mgmt For For
of our Named Executive Officers
(Say-on-Pay).
3. Advisory Vote on the Frequency of Advisory Mgmt 1 Year For
Votes to Approve the Compensation of our
Named Executive Officers.
4. Ratification of the Appointment of Ernst & Mgmt For For
Young LLP as our Independent Auditors for
2023.
5. Stockholder Proposal Requiring Independent Shr Against For
Board Chairman.
6. Stockholder Proposal to Issue a Human Shr Against For
Rights Impact Assessment Report.
7. Stockholder Proposal to Issue a Report on Shr For Against
the Company's Intention to Reduce Full
Value Chain GHG Emissions.
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MANHATTAN ASSOCIATES, INC. Agenda Number: 935791637
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Security: 562750109
Meeting Type: Annual
Meeting Date: 11-May-2023
Ticker: MANH
ISIN: US5627501092
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Eddie Capel Mgmt For For
1b. Election of Director: Charles E. Moran Mgmt For For
2. Non-binding resolution to approve the Mgmt For For
compensation of the Company's named
executive officers.
3. Non-binding resolution to determine the Mgmt 1 Year For
frequency of future advisory votes to
approve the compensation of the Company's
named executive officers.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2023.
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MASTERCARD INCORPORATED Agenda Number: 935858437
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Security: 57636Q104
Meeting Type: Annual
Meeting Date: 27-Jun-2023
Ticker: MA
ISIN: US57636Q1040
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. ELECTION OF DIRECTOR: Merit E. Janow Mgmt For For
1b. ELECTION OF DIRECTOR: Candido Bracher Mgmt For For
1c. ELECTION OF DIRECTOR: Richard K. Davis Mgmt For For
1d. ELECTION OF DIRECTOR: Julius Genachowski Mgmt For For
1e. ELECTION OF DIRECTOR: Choon Phong Goh Mgmt For For
1f. ELECTION OF DIRECTOR: Oki Matsumoto Mgmt For For
1g. ELECTION OF DIRECTOR: Michael Miebach Mgmt For For
1h. ELECTION OF DIRECTOR: Youngme Moon Mgmt For For
1i. ELECTION OF DIRECTOR: Rima Qureshi Mgmt For For
1j. ELECTION OF DIRECTOR: Gabrielle Sulzberger Mgmt For For
1k. ELECTION OF DIRECTOR: Harit Talwar Mgmt For For
1l. ELECTION OF DIRECTOR: Lance Uggla Mgmt For For
2. Advisory approval of Mastercard's executive Mgmt For For
compensation.
3. Advisory approval of the frequency of Mgmt 1 Year For
future advisory votes on executive
compensation.
4. Approval of Mastercard Incorporated Mgmt For For
Employee Stock Purchase Plan.
5. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for Mastercard for 2023.
6. Consideration of a stockholder proposal Shr Against For
requesting a report on ensuring respect for
civil liberties.
7. Consideration of a stockholder proposal Shr Against For
requesting a report on Mastercard's stance
on new Merchant Category Code.
8. Consideration of a stockholder proposal Shr Against For
requesting lobbying disclosure.
9. Consideration of a stockholder proposal Shr For Against
requesting stockholders approve advance
notice bylaw amendments.
10. Consideration of a stockholder proposal Shr Against For
requesting a report on the cost-benefit
analysis of diversity and inclusion
efforts.
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MERCK & CO., INC. Agenda Number: 935809080
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Security: 58933Y105
Meeting Type: Annual
Meeting Date: 23-May-2023
Ticker: MRK
ISIN: US58933Y1055
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Douglas M. Baker, Jr. Mgmt For For
1b. Election of Director: Mary Ellen Coe Mgmt For For
1c. Election of Director: Pamela J. Craig Mgmt For For
1d. Election of Director: Robert M. Davis Mgmt For For
1e. Election of Director: Thomas H. Glocer Mgmt For For
1f. Election of Director: Risa J. Mgmt For For
Lavizzo-Mourey, M.D.
1g. Election of Director: Stephen L. Mayo, Mgmt For For
Ph.D.
1h. Election of Director: Paul B. Rothman, M.D. Mgmt For For
1i. Election of Director: Patricia F. Russo Mgmt For For
1j. Election of Director: Christine E. Seidman, Mgmt For For
M.D.
1k. Election of Director: Inge G. Thulin Mgmt For For
1l. Election of Director: Kathy J. Warden Mgmt For For
1m. Election of Director: Peter C. Wendell Mgmt For For
2. Non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
3. Non-binding advisory vote to approve the Mgmt 1 Year For
frequency of future votes to approve the
compensation of our named executive
officers.
4. Ratification of the appointment of the Mgmt For For
Company's independent registered public
accounting firm for 2023.
5. Shareholder proposal regarding business Shr Against For
operations in China.
6. Shareholder proposal regarding access to Shr Against For
COVID-19 products.
7. Shareholder proposal regarding indirect Shr Against For
political spending.
8. Shareholder proposal regarding patents and Shr Against For
access.
9. Shareholder proposal regarding a congruency Shr Against For
report of partnerships with globalist
organizations.
10. Shareholder proposal regarding an Shr Against For
independent board chairman.
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REGIONS FINANCIAL CORPORATION Agenda Number: 935772586
--------------------------------------------------------------------------------------------------------------------------
Security: 7591EP100
Meeting Type: Annual
Meeting Date: 19-Apr-2023
Ticker: RF
ISIN: US7591EP1005
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mark A. Crosswhite Mgmt For For
1b. Election of Director: Noopur Davis Mgmt For For
1c. Election of Director: Zhanna Golodryga Mgmt For For
1d. Election of Director: J. Thomas Hill Mgmt For For
1e. Election of Director: John D. Johns Mgmt For For
1f. Election of Director: Joia M. Johnson Mgmt For For
1g. Election of Director: Ruth Ann Marshall Mgmt For For
1h. Election of Director: Charles D. McCrary Mgmt For For
1i. Election of Director: James T. Prokopanko Mgmt For For
1j. Election of Director: Lee J. Styslinger III Mgmt For For
1k. Election of Director: Jose S. Suquet Mgmt For For
1l. Election of Director: John M. Turner, Jr. Mgmt For For
1m. Election of Director: Timothy Vines Mgmt For For
2. Ratification of Appointment of Ernst & Mgmt For For
Young LLP as the Independent Registered
Public Accounting Firm for 2023.
3. Advisory Vote on Executive Compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED Agenda Number: 935809852
--------------------------------------------------------------------------------------------------------------------------
Security: 92532F100
Meeting Type: Annual
Meeting Date: 17-May-2023
Ticker: VRTX
ISIN: US92532F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Sangeeta Bhatia Mgmt For For
1.2 Election of Director: Lloyd Carney Mgmt For For
1.3 Election of Director: Alan Garber Mgmt For For
1.4 Election of Director: Terrence Kearney Mgmt For For
1.5 Election of Director: Reshma Kewalramani Mgmt For For
1.6 Election of Director: Jeffrey Leiden Mgmt For For
1.7 Election of Director: Diana McKenzie Mgmt For For
1.8 Election of Director: Bruce Sachs Mgmt For For
1.9 Election of Director: Suketu Upadhyay Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
independent Registered Public Accounting
firm for the year ending December 31, 2023.
3. Advisory vote to approve named executive Mgmt For For
office compensation.
4. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on executive compensation.
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VISA INC. Agenda Number: 935745779
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 24-Jan-2023
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lloyd A. Carney Mgmt For For
1b. Election of Director: Kermit R. Crawford Mgmt For For
1c. Election of Director: Francisco Javier Mgmt For For
Fernandez-Carbajal
1d. Election of Director: Alfred F. Kelly, Jr. Mgmt For For
1e. Election of Director: Ramon Laguarta Mgmt For For
1f. Election of Director: Teri L. List Mgmt For For
1g. Election of Director: John F. Lundgren Mgmt For For
1h. Election of Director: Denise M. Morrison Mgmt For For
1i. Election of Director: Linda J. Rendle Mgmt For For
1j. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation paid to our named executive
officers.
3. To hold an advisory vote on the frequency Mgmt 1 Year For
of future advisory votes to approve
executive compensation.
4. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for fiscal year 2023.
5. To vote on a stockholder proposal Shr Against For
requesting an independent board chair
policy.
WBI BullBear Trend Switch US 3000 Total Return ETF
--------------------------------------------------------------------------------------------------------------------------
SPDR SERIES TRUST Agenda Number: 935696572
--------------------------------------------------------------------------------------------------------------------------
Security: 78464A664
Meeting Type: Special
Meeting Date: 20-Oct-2022
Ticker: SPTL
ISIN: US78464A6644
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Clare S. Richer Mgmt For For
Sandra G. Sponem Mgmt For For
Kristi L. Rowsell Mgmt For For
Gunjan Chauhan Mgmt For For
Carolyn M. Clancy Mgmt For For
WBI BullBear Value 3000 ETF
--------------------------------------------------------------------------------------------------------------------------
ABBVIE INC. Agenda Number: 935786484
--------------------------------------------------------------------------------------------------------------------------
Security: 00287Y109
Meeting Type: Annual
Meeting Date: 05-May-2023
Ticker: ABBV
ISIN: US00287Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director: Robert J. Mgmt For For
Alpern
1b. Election of Class II Director: Melody B. Mgmt For For
Meyer
1c. Election of Class II Director: Frederick H. Mgmt For For
Waddell
2. Ratification of Ernst & Young LLP as Mgmt For For
AbbVie's independent registered public
accounting firm for 2023.
3. Say on Pay - An advisory vote on the Mgmt For For
approval of executive compensation.
4. Approval of a management proposal regarding Mgmt For For
amendment of the certificate of
incorporation to eliminate supermajority
voting.
5. Stockholder Proposal - to Implement Simple Shr Against For
Majority Vote.
6. Stockholder Proposal - to Issue an Annual Shr Against For
Report on Political Spending.
7. Stockholder Proposal - to Issue an Annual Shr Against For
Report on Lobbying.
8. Stockholder Proposal - to Issue a Report on Shr Against For
Patent Process.
--------------------------------------------------------------------------------------------------------------------------
ACCENTURE PLC Agenda Number: 935750174
--------------------------------------------------------------------------------------------------------------------------
Security: G1151C101
Meeting Type: Annual
Meeting Date: 01-Feb-2023
Ticker: ACN
ISIN: IE00B4BNMY34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Appointment of Director: Jaime Ardila Mgmt For For
1b. Appointment of Director: Nancy McKinstry Mgmt For For
1c. Appointment of Director: Beth E. Mooney Mgmt For For
1d. Appointment of Director: Gilles C. Pelisson Mgmt For For
1e. Appointment of Director: Paula A. Price Mgmt For For
1f. Appointment of Director: Venkata (Murthy) Mgmt For For
Renduchintala
1g. Appointment of Director: Arun Sarin Mgmt For For
1h. Appointment of Director: Julie Sweet Mgmt For For
1i. Appointment of Director: Tracey T. Travis Mgmt For For
2. To approve, in a non-binding vote, the Mgmt For For
compensation of our named executive
officers.
3. To approve, in a non-binding vote, the Mgmt 1 Year For
frequency of future non-binding votes to
approve the compensation of our named
executive officers.
4. To ratify, in a non-binding vote, the Mgmt For For
appointment of KPMG LLP ("KPMG") as
independent auditor of Accenture and to
authorize, in a binding vote, the Audit
Committee of the Board of Directors to
determine KPMG's remuneration.
5. To grant the Board of Directors the Mgmt For For
authority to issue shares under Irish law.
6. To grant the Board of Directors the Mgmt For For
authority to opt-out of pre-emption rights
under Irish law.
7. To determine the price range at which Mgmt For For
Accenture can re-allot shares that it
acquires as treasury shares under Irish
law.
--------------------------------------------------------------------------------------------------------------------------
AMPHENOL CORPORATION Agenda Number: 935823953
--------------------------------------------------------------------------------------------------------------------------
Security: 032095101
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: APH
ISIN: US0320951017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Nancy A. Altobello Mgmt For For
1.2 Election of Director: David P. Falck Mgmt For For
1.3 Election of Director: Edward G. Jepsen Mgmt For For
1.4 Election of Director: Rita S. Lane Mgmt For For
1.5 Election of Director: Robert A. Livingston Mgmt For For
1.6 Election of Director: Martin H. Loeffler Mgmt For For
1.7 Election of Director: R. Adam Norwitt Mgmt For For
1.8 Election of Director: Prahlad Singh Mgmt For For
1.9 Election of Director: Anne Clarke Wolff Mgmt For For
2. Ratification of Deloitte & Touche LLP as Mgmt For For
Independent Public Accountants of the
Company
3. Advisory Vote to Approve Compensation of Mgmt For For
Named Executive Officers
4. Advisory Vote on the Frequency of Future Mgmt 1 Year For
Advisory Votes to Approve Compensation of
Named Executive Officers
5. Stockholder Proposal: Improve Political Shr Against For
Spending Disclosure
--------------------------------------------------------------------------------------------------------------------------
BOK FINANCIAL CORPORATION Agenda Number: 935783565
--------------------------------------------------------------------------------------------------------------------------
Security: 05561Q201
Meeting Type: Annual
Meeting Date: 02-May-2023
Ticker: BOKF
ISIN: US05561Q2012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alan S. Armstrong Mgmt For For
Steven Bangert Mgmt For For
Chester E. Cadieux, III Mgmt Withheld Against
John W. Coffey Mgmt For For
Joseph W. Craft, III Mgmt For For
David F. Griffin Mgmt For For
V. Burns Hargis Mgmt For For
Douglas D. Hawthorne Mgmt For For
Kimberley D. Henry Mgmt For For
E. Carey Joullian, IV Mgmt For For
George B. Kaiser Mgmt For For
Stacy C. Kymes Mgmt For For
Stanley A. Lybarger Mgmt For For
Steven J. Malcolm Mgmt For For
E. C. Richards Mgmt For For
Claudia San Pedro Mgmt For For
Peggy I. Simmons Mgmt For For
Michael C. Turpen Mgmt For For
Rose M. Washington Mgmt For For
2. Ratification of the selection of Ernst & Mgmt For For
Young LLP as BOK Financial Corporation's
independent auditors for the fiscal year
ending December 31, 2023.
3. Approval of the compensation of the Mgmt For For
Company's named executive officers as
disclosed in the Proxy Statement.
4. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes to approve the compensation
of the named executive officers.
5. Approval of the Amendment to the Amended Mgmt For For
and Restated BOK Financial Corporation 2009
Omnibus Incentive Plan to extend the time
awards may be made pursuant to the Omnibus
Plan until January 1, 2033, effective as of
January 1, 2023.
--------------------------------------------------------------------------------------------------------------------------
BROADCOM INC Agenda Number: 935766189
--------------------------------------------------------------------------------------------------------------------------
Security: 11135F101
Meeting Type: Annual
Meeting Date: 03-Apr-2023
Ticker: AVGO
ISIN: US11135F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Diane M. Bryant Mgmt For For
1b. Election of Director: Gayla J. Delly Mgmt For For
1c. Election of Director: Raul J. Fernandez Mgmt For For
1d. Election of Director: Eddy W. Hartenstein Mgmt For For
1e. Election of Director: Check Kian Low Mgmt For For
1f. Election of Director: Justine F. Page Mgmt For For
1g. Election of Director: Henry Samueli Mgmt For For
1h. Election of Director: Hock E. Tan Mgmt For For
1i. Election of Director: Harry L. You Mgmt For For
2. Ratification of the appointment of Mgmt For For
Pricewaterhouse Coopers LLP as the
independent registered public accounting
firm of Broadcom for the fiscal year ending
October 29, 2023.
3. Approve an amendment and restatement of the Mgmt For For
2012 Stock Incentive Plan.
4. Advisory vote to approve the named Mgmt Against Against
executive officer compensation.
5. Advisory vote on the frequency of the Mgmt 1 Year For
advisory vote on named executive officer
compensation.
--------------------------------------------------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES Agenda Number: 935796322
--------------------------------------------------------------------------------------------------------------------------
Security: 254709108
Meeting Type: Annual
Meeting Date: 11-May-2023
Ticker: DFS
ISIN: US2547091080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Directors: Jeffrey S. Aronin Mgmt For For
1B Election of Directors: Mary K. Bush Mgmt For For
1C Election of Directors: Gregory C. Case Mgmt For For
1D Election of Directors: Candace H. Duncan Mgmt For For
1E Election of Directors: Joseph F. Eazor Mgmt For For
1F Election of Directors: Roger C. Hochschild Mgmt For For
1G Election of Directors: Thomas G. Maheras Mgmt For For
1H Election of Directors: John B. Owen Mgmt For For
1I Election of Directors: David L. Rawlinson Mgmt For For
II
1J Election of Directors: Beverley A. Sibblies Mgmt For For
1K Election of Directors: Mark A. Thierer Mgmt For For
1L Election of Directors: Jennifer L. Wong Mgmt For For
2 Advisory vote to approve named executive Mgmt For For
officer compensation:
3 Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on named executive officer
compensation:
4 To approve the Discover Financial Services Mgmt For For
2023 Omnibus Incentive Plan:
5 To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm:
--------------------------------------------------------------------------------------------------------------------------
EMERSON ELECTRIC CO. Agenda Number: 935748600
--------------------------------------------------------------------------------------------------------------------------
Security: 291011104
Meeting Type: Annual
Meeting Date: 07-Feb-2023
Ticker: EMR
ISIN: US2910111044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. ELECTION OF DIRECTOR FOR TERMS ENDING IN Mgmt For For
2026: Martin S. Craighead
1b. ELECTION OF DIRECTOR FOR TERMS ENDING IN Mgmt For For
2026: Gloria A. Flach
1c. ELECTION OF DIRECTOR FOR TERMS ENDING IN Mgmt For For
2026: Matthew S. Levatich
2. Ratification of KPMG LLP as Independent Mgmt For For
Registered Public Accounting Firm.
3. Approval, by non-binding advisory vote, of Mgmt For For
Emerson Electric Co. executive
compensation.
4. Advisory vote on frequency of future Mgmt 1 Year For
shareholder advisory approval of the
Company's executive compensation.
--------------------------------------------------------------------------------------------------------------------------
GENUINE PARTS COMPANY Agenda Number: 935774693
--------------------------------------------------------------------------------------------------------------------------
Security: 372460105
Meeting Type: Annual
Meeting Date: 01-May-2023
Ticker: GPC
ISIN: US3724601055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Elizabeth W. Camp Mgmt For For
1b. Election of Director: Richard Cox, Jr. Mgmt For For
1c. Election of Director: Paul D. Donahue Mgmt For For
1d. Election of Director: Gary P. Fayard Mgmt For For
1e. Election of Director: P. Russell Hardin Mgmt For For
1f. Election of Director: John R. Holder Mgmt For For
1g. Election of Director: Donna W. Hyland Mgmt For For
1h. Election of Director: John D. Johns Mgmt For For
1i. Election of Director: Jean-Jacques Lafont Mgmt For For
1j. Election of Director: Robert C. "Robin" Mgmt For For
Loudermilk, Jr.
1k. Election of Director: Wendy B. Needham Mgmt For For
1l. Election of Director: Juliette W. Pryor Mgmt For For
1m. Election of Director: E. Jenner Wood III Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Frequency of advisory vote on executive Mgmt 1 Year For
compensation.
4. Ratification of the selection of Ernst & Mgmt For For
Young LLP as the Company's independent
auditor for the fiscal year ending December
31, 2023.
--------------------------------------------------------------------------------------------------------------------------
HUMANA INC. Agenda Number: 935775467
--------------------------------------------------------------------------------------------------------------------------
Security: 444859102
Meeting Type: Annual
Meeting Date: 20-Apr-2023
Ticker: HUM
ISIN: US4448591028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a) Election of Director: Raquel C. Bono, M.D. Mgmt For For
1b) Election of Director: Bruce D. Broussard Mgmt For For
1c) Election of Director: Frank A. D'Amelio Mgmt For For
1d) Election of Director: David T. Feinberg, Mgmt For For
M.D.
1e) Election of Director: Wayne A. I. Mgmt For For
Frederick, M.D.
1f) Election of Director: John W. Garratt Mgmt For For
1g) Election of Director: Kurt J. Hilzinger Mgmt For For
1h) Election of Director: Karen W. Katz Mgmt For For
1i) Election of Director: Marcy S. Klevorn Mgmt For For
1j) Election of Director: William J. McDonald Mgmt For For
1k) Election of Director: Jorge S. Mesquita Mgmt For For
1l) Election of Director: Brad D. Smith Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm.
3. Non-binding advisory vote for the approval Mgmt For For
of the compensation of the named executive
officers as disclosed in the 2023 proxy
statement.
4. Non-binding advisory vote for the approval Mgmt 1 Year For
of the frequency with which future
stockholder votes on the compensation of
the named executive officers will be held.
--------------------------------------------------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED Agenda Number: 935775621
--------------------------------------------------------------------------------------------------------------------------
Security: 446150104
Meeting Type: Annual
Meeting Date: 19-Apr-2023
Ticker: HBAN
ISIN: US4461501045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Alanna Y. Cotton Mgmt For For
1b. Election of Director: Ann B. Crane Mgmt For For
1c. Election of Director: Gina D. France Mgmt For For
1d. Election of Director: J. Michael Mgmt For For
Hochschwender
1e. Election of Director: Richard H. King Mgmt For For
1f. Election of Director: Katherine M. A. Kline Mgmt For For
1g. Election of Director: Richard W. Neu Mgmt For For
1h. Election of Director: Kenneth J. Phelan Mgmt For For
1i. Election of Director: David L. Porteous Mgmt For For
1j. Election of Director: Roger J. Sit Mgmt For For
1k. Election of Director: Stephen D. Steinour Mgmt For For
1l. Election of Director: Jeffrey L. Tate Mgmt For For
1m. Election of Director: Gary Torgow Mgmt For For
2. An advisory resolution to approve, on a Mgmt For For
non-binding basis, the compensation of
executives as disclosed in the accompanying
proxy statement.
3. An advisory resolution to approve, on a Mgmt 1 Year For
non-binding basis, the frequency of future
advisory votes on executive compensation.
4. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for 2023.
--------------------------------------------------------------------------------------------------------------------------
INTERACTIVE BROKERS GROUP, INC. Agenda Number: 935774530
--------------------------------------------------------------------------------------------------------------------------
Security: 45841N107
Meeting Type: Annual
Meeting Date: 20-Apr-2023
Ticker: IBKR
ISIN: US45841N1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Thomas Peterffy Mgmt For For
1b. Election of Director: Earl H. Nemser Mgmt For For
1c. Election of Director: Milan Galik Mgmt For For
1d. Election of Director: Paul J. Brody Mgmt For For
1e. Election of Director: Lawrence E. Harris Mgmt For For
1f. Election of Director: Philip Uhde Mgmt For For
1g. Election of Director: William Peterffy Mgmt For For
1h. Election of Director: Nicole Yuen Mgmt For For
1i. Election of Director: Jill Bright Mgmt For For
2. Ratification of appointment of independent Mgmt For For
registered public accounting firm of
Deloitte & Touche LLP.
3. To approve, by non-binding vote, executive Mgmt Against Against
compensation.
4. To recommend, by non-binding vote, the Mgmt 1 Year Against
frequency of executive compensation votes.
5. To approve an amendment to the Company's Mgmt For For
2007 Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION Agenda Number: 935770140
--------------------------------------------------------------------------------------------------------------------------
Security: 494368103
Meeting Type: Annual
Meeting Date: 20-Apr-2023
Ticker: KMB
ISIN: US4943681035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a term expire at Mgmt For For
2024 Annual Meeting: Sylvia M. Burwell
1b. Election of Director for a term expire at Mgmt For For
2024 Annual Meeting: John W. Culver
1c. Election of Director for a term expire at Mgmt For For
2024 Annual Meeting: Michael D. Hsu
1d. Election of Director for a term expire at Mgmt For For
2024 Annual Meeting: Mae C. Jemison, M.D.
1e. Election of Director for a term expire at Mgmt For For
2024 Annual Meeting: S. Todd Maclin
1f. Election of Director for a term expire at Mgmt For For
2024 Annual Meeting: Deirdre A. Mahlan
1g. Election of Director for a term expire at Mgmt For For
2024 Annual Meeting: Sherilyn S. McCoy
1h. Election of Director for a term expire at Mgmt For For
2024 Annual Meeting: Christa S. Quarles
1i. Election of Director for a term expire at Mgmt For For
2024 Annual Meeting: Jaime A. Ramirez
1j. Election of Director for a term expire at Mgmt For For
2024 Annual Meeting: Dunia A. Shive
1k. Election of Director for a term expire at Mgmt For For
2024 Annual Meeting: Mark T. Smucker
1l. Election of Director for a term expire at Mgmt For For
2024 Annual Meeting: Michael D. White
2. Ratification of Auditor. Mgmt For For
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
4. Advisory Vote on the Frequency of Future Mgmt 1 Year For
Advisory Votes on Executive Compensation.
--------------------------------------------------------------------------------------------------------------------------
LEAR CORPORATION Agenda Number: 935801298
--------------------------------------------------------------------------------------------------------------------------
Security: 521865204
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: LEA
ISIN: US5218652049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mei-Wei Cheng Mgmt For For
1b. Election of Director: Jonathan F. Foster Mgmt For For
1c. Election of Director: Bradley M. Halverson Mgmt For For
1d. Election of Director: Mary Lou Jepsen Mgmt For For
1e. Election of Director: Roger A. Krone Mgmt For For
1f. Election of Director: Patricia L. Lewis Mgmt For For
1g. Election of Director: Kathleen A. Ligocki Mgmt For For
1h. Election of Director: Conrad L. Mallett, Mgmt For For
Jr.
1i. Election of Director: Raymond E. Scott Mgmt For For
1j. Election of Director: Gregory C. Smith Mgmt For For
2. Ratification of the retention of Ernst & Mgmt For For
Young LLP as Lear Corporation's (the
"Company") independent registered public
accounting firm for 2023.
3. Approve, in a non-binding advisory vote, Mgmt Against Against
the Company's executive compensation.
4. Approve, in a non-binding advisory vote, Mgmt 1 Year For
the frequency of the advisory vote on the
Company's executive compensation.
5. Approve the amendment and restatement of Mgmt For For
the Company's 2019 Long-Term Stock
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 935817190
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 26-May-2023
Ticker: LOW
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raul Alvarez Mgmt For For
David H. Batchelder Mgmt For For
Scott H. Baxter Mgmt For For
Sandra B. Cochran Mgmt For For
Laurie Z. Douglas Mgmt For For
Richard W. Dreiling Mgmt For For
Marvin R. Ellison Mgmt For For
Daniel J. Heinrich Mgmt For For
Brian C. Rogers Mgmt For For
Bertram L. Scott Mgmt For For
Colleen Taylor Mgmt For For
Mary Beth West Mgmt For For
2. Advisory vote to approve the Company's Mgmt For For
named executive officer compensation in
fiscal 2022.
3. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes to approve the Company's
named executive officer compensation.
4. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for
fiscal 2023.
5. Shareholder proposal requesting an Shr Against For
independent board chairman.
--------------------------------------------------------------------------------------------------------------------------
MARRIOTT VACATIONS WORLDWIDE CORPORATION Agenda Number: 935791827
--------------------------------------------------------------------------------------------------------------------------
Security: 57164Y107
Meeting Type: Annual
Meeting Date: 12-May-2023
Ticker: VAC
ISIN: US57164Y1073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Charles Elliott Andrews Mgmt For For
William W. McCarten Mgmt For For
William J. Shaw Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for its
2023 fiscal year.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Approval of management proposal to amend Mgmt For For
the Company's Restated Certificate of
Incorporation to provide for the phased-in
declassification of the Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
NXP SEMICONDUCTORS N.V. Agenda Number: 935858475
--------------------------------------------------------------------------------------------------------------------------
Security: N6596X109
Meeting Type: Annual
Meeting Date: 24-May-2023
Ticker: NXPI
ISIN: NL0009538784
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of the 2022 Statutory Annual Mgmt For For
Accounts
2. Discharge the members of the Company's Mgmt For For
Board of Directors (the "Board") for their
responsibilities in the financial year
ended December 31, 2022
3a. Re-appoint Kurt Sievers as executive Mgmt For For
director
3b. Re-appoint Annette Clayton as non-executive Mgmt For For
director
3c. Re-appoint Anthony Foxx as non-executive Mgmt For For
director
3d. Re-appoint Chunyuan Gu as non-executive Mgmt For For
director
3e. Re-appoint Lena Olving as non-executive Mgmt For For
director
3f. Re-appoint Julie Southern as non-executive Mgmt For For
director
3g. Re-appoint Jasmin Staiblin as non-executive Mgmt For For
director
3h. Re-appoint Gregory Summe as non-executive Mgmt For For
director
3i. Re-appoint Karl-Henrik Sundstrom as Mgmt For For
non-executive director
3j. Appoint Moshe Gavrielov as non-executive Mgmt For For
director
4. Authorization of the Board to issue Mgmt For For
ordinary shares of the Company ("ordinary
shares") and grant rights to acquire
ordinary shares
5. Authorization of the Board to restrict or Mgmt For For
exclude preemption rights accruing in
connection with an issue of shares or grant
of rights
6. Authorization of the Board to repurchase Mgmt For For
ordinary shares
7. Authorization of the Board to cancel Mgmt For For
ordinary shares held or to be acquired by
the Company
8. Re-appointment of Ernst & Young Accountants Mgmt For For
LLP as our independent auditors for the
fiscal year ending December 31, 2023
9. Non-binding, advisory vote to approve Named Mgmt For For
Executive Officer compensation
--------------------------------------------------------------------------------------------------------------------------
TE CONNECTIVITY LTD Agenda Number: 935772613
--------------------------------------------------------------------------------------------------------------------------
Security: H84989104
Meeting Type: Annual
Meeting Date: 15-Mar-2023
Ticker: TEL
ISIN: CH0102993182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jean-Pierre Clamadieu Mgmt For For
1b. Election of Director: Terrence R. Curtin Mgmt For For
1c. Election of Director: Carol A. ("John") Mgmt For For
Davidson
1d. Election of Director: Lynn A. Dugle Mgmt For For
1e. Election of Director: William A. Jeffrey Mgmt For For
1f. Election of Director: Syaru Shirley Lin Mgmt For For
1g. Election of Director: Thomas J. Lynch Mgmt For For
1h. Election of Director: Heath A. Mitts Mgmt For For
1i. Election of Director: Abhijit Y. Talwalkar Mgmt For For
1j. Election of Director: Mark C. Trudeau Mgmt For For
1k. Election of Director: Dawn C. Willoughby Mgmt For For
1l. Election of Director: Laura H. Wright Mgmt For For
2. To elect Thomas J. Lynch as the Chairman of Mgmt For For
the Board of Directors
3a. To elect the individual member of the Mgmt For For
Management Development and Compensation
Committee: Abhijit Y. Talwalkar
3b. To elect the individual member of the Mgmt For For
Management Development and Compensation
Committee: Mark C. Trudeau
3c. To elect the individual member of the Mgmt For For
Management Development and Compensation
Committee: Dawn C. Willoughby
4. To elect Dr. Rene Schwarzenbach, of Proxy Mgmt For For
Voting Services GmbH, or another individual
representative of Proxy Voting Services
GmbH if Dr. Schwarzenbach is unable to
serve at the relevant meeting, as the
independent proxy at the 2024 annual
meeting of TE Connectivity and any
shareholder meeting that may be held prior
to that meeting.
5.1 To approve the 2022 Annual Report of TE Mgmt For For
Connectivity Ltd. (excluding the statutory
financial statements for the fiscal year
ended September 30, 2022, the consolidated
financial statements for the fiscal year
ended September 30, 2022 and the Swiss
Statutory Compensation Report for the
fiscal year ended September 30, 2022).
5.2 To approve the statutory financial Mgmt For For
statements of TE Connectivity Ltd. for the
fiscal year ended September 30, 2022.
5.3 To approve the consolidated financial Mgmt For For
statements of TE Connectivity Ltd. for the
fiscal year ended September 30, 2022.
6. To release the members of the Board of Mgmt For For
Directors and executive officers of TE
Connectivity for activities during the
fiscal year ended September 30, 2022.
7.1 To elect Deloitte & Touche LLP as TE Mgmt For For
Connectivity's independent registered
public accounting firm for fiscal year
2023.
7.2 To elect Deloitte AG, Zurich, Switzerland, Mgmt For For
as TE Connectivity's Swiss registered
auditor until the next annual general
meeting of TE Connectivity.
7.3 To elect PricewaterhouseCoopers AG, Zurich, Mgmt For For
Switzerland, as TE Connectivity's special
auditor until the next annual general
meeting of TE Connectivity.
8. An advisory vote to approve named executive Mgmt For For
officer compensation.
9. An advisory vote on the frequency of an Mgmt 1 Year For
advisory vote to approve named executive
officer compensation.
10. An advisory vote to approve the Swiss Mgmt For For
Statutory Compensation Report for the
fiscal year ended September 30, 2022.
11. A binding vote to approve fiscal year 2024 Mgmt For For
maximum aggregate compensation amount for
executive management.
12. A binding vote to approve fiscal year 2024 Mgmt For For
maximum aggregate compensation amount for
the Board of Directors.
13. To approve the carryforward of Mgmt For For
unappropriated accumulated earnings at
September 30, 2022.
14. To approve a dividend payment to Mgmt For For
shareholders equal to $2.36 per issued
share to be paid in four equal quarterly
installments of $0.59 starting with the
third fiscal quarter of 2023 and ending in
the second fiscal quarter of 2024 pursuant
to the terms of the dividend resolution.
15. To approve an authorization relating to TE Mgmt For For
Connectivity's Share Repurchase Program.
16. To approve a reduction of share capital for Mgmt For For
shares acquired under TE Connectivity's
share repurchase program and related
amendments to the articles of association
of TE Connectivity Ltd.
17. To approve changes to share capital and Mgmt For For
related amendments to the articles of
association of TE Connectivity Ltd.
--------------------------------------------------------------------------------------------------------------------------
THE HERSHEY COMPANY Agenda Number: 935793871
--------------------------------------------------------------------------------------------------------------------------
Security: 427866108
Meeting Type: Annual
Meeting Date: 16-May-2023
Ticker: HSY
ISIN: US4278661081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Pamela M. Arway Mgmt For For
Michele G. Buck Mgmt For For
Victor L. Crawford Mgmt For For
Robert M. Dutkowsky Mgmt For For
Mary Kay Haben Mgmt For For
James C. Katzman Mgmt For For
M. Diane Koken Mgmt For For
Huong Maria T. Kraus Mgmt For For
Robert M. Malcolm Mgmt For For
Anthony J. Palmer Mgmt For For
Juan R. Perez Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as independent auditors for 2023.
3. Approve named executive officer Mgmt For For
compensation on a non-binding advisory
basis.
4. The frequency of future advisory votes on Mgmt 1 Year For
named executive officer compensation.
5. Stockholder Proposal titled "Public Report Shr Against For
on Living Wage & Income."
--------------------------------------------------------------------------------------------------------------------------
THE SOUTHERN COMPANY Agenda Number: 935819764
--------------------------------------------------------------------------------------------------------------------------
Security: 842587107
Meeting Type: Annual
Meeting Date: 24-May-2023
Ticker: SO
ISIN: US8425871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Janaki Akella Mgmt For For
1b. Election of Director: Henry A. Clark III Mgmt For For
1c. Election of Director: Anthony F. Earley, Mgmt For For
Jr.
1d. Election of Director: Thomas A. Fanning Mgmt For For
1e. Election of Director: David J. Grain Mgmt For For
1f. Election of Director: Colette D. Honorable Mgmt For For
1g. Election of Director: Donald M. James Mgmt For For
1h. Election of Director: John D. Johns Mgmt For For
1i. Election of Director: Dale E. Klein Mgmt For For
1j. Election of Director: David E. Meador Mgmt For For
1k. Election of Director: Ernest J. Moniz Mgmt For For
1l. Election of Director: William G. Smith, Jr. Mgmt For For
1m. Election of Director: Kristine L. Svinicki Mgmt For For
1n. Election of Director: Lizanne Thomas Mgmt For For
1o. Election of Director: Christopher C. Womack Mgmt For For
1p. Election of Director: E. Jenner Wood III Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Advisory vote to approve the frequency of Mgmt 1 Year For
future advisory votes on executive
compensation.
4. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as the independent registered public
accounting firm for 2023.
5. Approve an amendment to the Restated Mgmt For For
Certificate of incorporation to reduce the
supermajority vote requirement to a
majority vote requirement.
6. Stockholder proposal regarding simple Shr Against For
majority vote.
7. Stockholder proposal regarding setting Shr Against For
Scope 3 GHG targets.
8. Stockholder proposal regarding issuing Shr Against For
annual report on feasibility of reaching
net zero.
--------------------------------------------------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC. Agenda Number: 935783894
--------------------------------------------------------------------------------------------------------------------------
Security: 911312106
Meeting Type: Annual
Meeting Date: 04-May-2023
Ticker: UPS
ISIN: US9113121068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve until 2024 Mgmt For For
annual meeting: Carol B. Tome
1b. Election of Director to serve until 2024 Mgmt For For
annual meeting: Rodney C. Adkins
1c. Election of Director to serve until 2024 Mgmt For For
annual meeting: Eva C. Boratto
1d. Election of Director to serve until 2024 Mgmt For For
annual meeting: Michael J. Burns
1e. Election of Director to serve until 2024 Mgmt For For
annual meeting: Wayne M. Hewett
1f. Election of Director to serve until 2024 Mgmt For For
annual meeting: Angela Hwang
1g. Election of Director to serve until 2024 Mgmt For For
annual meeting: Kate E. Johnson
1h. Election of Director to serve until 2024 Mgmt For For
annual meeting: William R. Johnson
1i. Election of Director to serve until 2024 Mgmt For For
annual meeting: Franck J. Moison
1j. Election of Director to serve until 2024 Mgmt For For
annual meeting: Christiana Smith Shi
1k. Election of Director to serve until 2024 Mgmt For For
annual meeting: Russell Stokes
1l. Election of Director to serve until 2024 Mgmt For For
annual meeting: Kevin Warsh
2. To approve on an advisory basis named Mgmt For For
executive officer compensation.
3. To approve on an advisory basis the Mgmt 1 Year For
frequency of future advisory votes on named
executive officer compensation.
4. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as UPS's independent registered
public accounting firm for the year ending
December 31, 2023.
5. To reduce the voting power of UPS class A Shr For Against
stock from 10 votes per share to one vote
per share.
6. To adopt independently verified Shr Against For
science-based greenhouse gas emissions
reduction targets.
7. To prepare a report on integrating GHG Shr Against For
emissions reductions targets into executive
compensation.
8. To prepare a report on addressing the Shr For Against
impact of UPS's climate change strategy on
relevant stakeholders consistent with the
"Just Transition" guidelines.
9. To prepare a report on risks or costs Shr Against For
caused by state policies restricting
reproductive rights.
10. To prepare a report on the impact of UPS's Shr Against For
DE&I policies on civil rights,
non-discrimination and returns to merit,
and the company's business.
11. To prepare an annual report on the Shr For Against
effectiveness of UPS's diversity, equity
and inclusion efforts.
WBI BullBear Yield 3000 ETF
--------------------------------------------------------------------------------------------------------------------------
3M COMPANY Agenda Number: 935791550
--------------------------------------------------------------------------------------------------------------------------
Security: 88579Y101
Meeting Type: Annual
Meeting Date: 09-May-2023
Ticker: MMM
ISIN: US88579Y1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a term of one Mgmt For For
year: Thomas "Tony" K. Brown
1b. Election of Director for a term of one Mgmt For For
year: Anne H. Chow
1c. Election of Director for a term of one Mgmt For For
year: David B. Dillon
1d. Election of Director for a term of one Mgmt For For
year: Michael L. Eskew
1e. Election of Director for a term of one Mgmt For For
year: James R. Fitterling
1f. Election of Director for a term of one Mgmt For For
year: Amy E. Hood
1g. Election of Director for a term of one Mgmt For For
year: Suzan Kereere
1h. Election of Director for a term of one Mgmt For For
year: Gregory R. Page
1i. Election of Director for a term of one Mgmt For For
year: Pedro J. Pizarro
1j. Election of Director for a term of one Mgmt For For
year: Michael F. Roman
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as 3M's
independent registered public accounting
firm.
3. Advisory approval of executive Mgmt For For
compensation.
4. Advisory approval on the frequency of Mgmt 1 Year For
advisory votes on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
ABBVIE INC. Agenda Number: 935786484
--------------------------------------------------------------------------------------------------------------------------
Security: 00287Y109
Meeting Type: Annual
Meeting Date: 05-May-2023
Ticker: ABBV
ISIN: US00287Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director: Robert J. Mgmt For For
Alpern
1b. Election of Class II Director: Melody B. Mgmt For For
Meyer
1c. Election of Class II Director: Frederick H. Mgmt For For
Waddell
2. Ratification of Ernst & Young LLP as Mgmt For For
AbbVie's independent registered public
accounting firm for 2023.
3. Say on Pay - An advisory vote on the Mgmt For For
approval of executive compensation.
4. Approval of a management proposal regarding Mgmt For For
amendment of the certificate of
incorporation to eliminate supermajority
voting.
5. Stockholder Proposal - to Implement Simple Shr Against For
Majority Vote.
6. Stockholder Proposal - to Issue an Annual Shr Against For
Report on Political Spending.
7. Stockholder Proposal - to Issue an Annual Shr Against For
Report on Lobbying.
8. Stockholder Proposal - to Issue a Report on Shr Against For
Patent Process.
--------------------------------------------------------------------------------------------------------------------------
ACCENTURE PLC Agenda Number: 935750174
--------------------------------------------------------------------------------------------------------------------------
Security: G1151C101
Meeting Type: Annual
Meeting Date: 01-Feb-2023
Ticker: ACN
ISIN: IE00B4BNMY34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Appointment of Director: Jaime Ardila Mgmt For For
1b. Appointment of Director: Nancy McKinstry Mgmt For For
1c. Appointment of Director: Beth E. Mooney Mgmt For For
1d. Appointment of Director: Gilles C. Pelisson Mgmt For For
1e. Appointment of Director: Paula A. Price Mgmt For For
1f. Appointment of Director: Venkata (Murthy) Mgmt For For
Renduchintala
1g. Appointment of Director: Arun Sarin Mgmt For For
1h. Appointment of Director: Julie Sweet Mgmt For For
1i. Appointment of Director: Tracey T. Travis Mgmt For For
2. To approve, in a non-binding vote, the Mgmt For For
compensation of our named executive
officers.
3. To approve, in a non-binding vote, the Mgmt 1 Year For
frequency of future non-binding votes to
approve the compensation of our named
executive officers.
4. To ratify, in a non-binding vote, the Mgmt For For
appointment of KPMG LLP ("KPMG") as
independent auditor of Accenture and to
authorize, in a binding vote, the Audit
Committee of the Board of Directors to
determine KPMG's remuneration.
5. To grant the Board of Directors the Mgmt For For
authority to issue shares under Irish law.
6. To grant the Board of Directors the Mgmt For For
authority to opt-out of pre-emption rights
under Irish law.
7. To determine the price range at which Mgmt For For
Accenture can re-allot shares that it
acquires as treasury shares under Irish
law.
--------------------------------------------------------------------------------------------------------------------------
ALTRIA GROUP, INC. Agenda Number: 935804965
--------------------------------------------------------------------------------------------------------------------------
Security: 02209S103
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: MO
ISIN: US02209S1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Ian L.T. Clarke Mgmt For For
1b. Election of Director: Marjorie M. Connelly Mgmt For For
1c. Election of Director: R. Matt Davis Mgmt For For
1d. Election of Director: William F. Gifford, Mgmt For For
Jr.
1e. Election of Director: Jacinto J. Hernandez Mgmt For For
1f. Election of Director: Debra J. Kelly-Ennis Mgmt For For
1g. Election of Director: Kathryn B. McQuade Mgmt For For
1h. Election of Director: George Munoz Mgmt For For
1i. Election of Director: Nabil Y. Sakkab Mgmt For For
1j. Election of Director: Virginia E. Shanks Mgmt For For
1k. Election of Director: Ellen R. Strahlman Mgmt For For
1l. Election of Director: M. Max Yzaguirre Mgmt For For
2. Ratification of the Selection of Mgmt For For
Independent Registered Public Accounting
Firm
3. Non-Binding Advisory Vote to Approve the Mgmt For For
Compensation of Altria's Named Executive
Officers
4. Non-Binding Advisory Vote on the Frequency Mgmt 1 Year For
of Future Advisory Votes to Approve the
Compensation of Altria's Named Executive
Officers
5. Shareholder Proposal - Report on Congruence Shr Against For
of Political and Lobbying Expenditures with
Company Values and Policies
6. Shareholder Proposal - Commission a Civil Shr For Against
Rights Equity Audit
--------------------------------------------------------------------------------------------------------------------------
BROADCOM INC Agenda Number: 935766189
--------------------------------------------------------------------------------------------------------------------------
Security: 11135F101
Meeting Type: Annual
Meeting Date: 03-Apr-2023
Ticker: AVGO
ISIN: US11135F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Diane M. Bryant Mgmt For For
1b. Election of Director: Gayla J. Delly Mgmt For For
1c. Election of Director: Raul J. Fernandez Mgmt For For
1d. Election of Director: Eddy W. Hartenstein Mgmt For For
1e. Election of Director: Check Kian Low Mgmt For For
1f. Election of Director: Justine F. Page Mgmt For For
1g. Election of Director: Henry Samueli Mgmt For For
1h. Election of Director: Hock E. Tan Mgmt For For
1i. Election of Director: Harry L. You Mgmt For For
2. Ratification of the appointment of Mgmt For For
Pricewaterhouse Coopers LLP as the
independent registered public accounting
firm of Broadcom for the fiscal year ending
October 29, 2023.
3. Approve an amendment and restatement of the Mgmt For For
2012 Stock Incentive Plan.
4. Advisory vote to approve the named Mgmt Against Against
executive officer compensation.
5. Advisory vote on the frequency of the Mgmt 1 Year For
advisory vote on named executive officer
compensation.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 935845492
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 07-Jun-2023
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt For For
Thomas J. Baltimore Jr. Mgmt For For
Madeline S. Bell Mgmt For For
Edward D. Breen Mgmt For For
Gerald L. Hassell Mgmt For For
Jeffrey A. Honickman Mgmt For For
Maritza G. Montiel Mgmt For For
Asuka Nakahara Mgmt For For
David C. Novak Mgmt For For
Brian L. Roberts Mgmt For For
2. Ratification of the appointment of our Mgmt For For
independent auditors.
3. Approval of Comcast Corporation 2023 Mgmt For For
Omnibus Equity Incentive Plan.
4. Approval of Amended and Restated Comcast Mgmt For For
Corporation 2002 Employee Stock Purchase
Plan.
5. Advisory vote on executive compensation. Mgmt For For
6. Advisory vote on the frequency of the vote Mgmt 1 Year For
on executive compensation.
7. To perform independent racial equity audit. Shr For Against
8. To report on climate risk in default Shr Against For
retirement plan options.
9. To set different greenhouse gas emissions Shr Against For
reduction targets.
10. To report on political contributions and Shr Against For
company values alignment.
11. To report on business in China. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
COTERRA ENERGY INC. Agenda Number: 935785634
--------------------------------------------------------------------------------------------------------------------------
Security: 127097103
Meeting Type: Annual
Meeting Date: 04-May-2023
Ticker: CTRA
ISIN: US1270971039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Thomas E. Jorden Mgmt For For
1b. Election of Director: Robert S. Boswell Mgmt For For
1c. Election of Director: Dorothy M. Ables Mgmt For For
1d. Election of Director: Amanda M. Brock Mgmt For For
1e. Election of Director: Dan O. Dinges Mgmt For For
1f. Election of Director: Paul N. Eckley Mgmt For For
1g. Election of Director: Hans Helmerich Mgmt For For
1h. Election of Director: Lisa A. Stewart Mgmt For For
1i. Election of Director: Frances M. Vallejo Mgmt For For
1j. Election of Director: Marcus A. Watts Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2023.
3. A non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
4. A non-binding advisory vote to approve the Mgmt 1 Year For
frequency of the advisory vote on executive
compensation.
5. Approval of the Coterra Energy Inc. 2023 Mgmt For For
Equity Incentive Plan.
6. A shareholder proposal regarding a report Shr For Against
on reliability of methane emission
disclosures.
7. A shareholder proposal regarding a report Shr For Against
on corporate climate lobbying.
--------------------------------------------------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES Agenda Number: 935796322
--------------------------------------------------------------------------------------------------------------------------
Security: 254709108
Meeting Type: Annual
Meeting Date: 11-May-2023
Ticker: DFS
ISIN: US2547091080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Directors: Jeffrey S. Aronin Mgmt For For
1B Election of Directors: Mary K. Bush Mgmt For For
1C Election of Directors: Gregory C. Case Mgmt For For
1D Election of Directors: Candace H. Duncan Mgmt For For
1E Election of Directors: Joseph F. Eazor Mgmt For For
1F Election of Directors: Roger C. Hochschild Mgmt For For
1G Election of Directors: Thomas G. Maheras Mgmt For For
1H Election of Directors: John B. Owen Mgmt For For
1I Election of Directors: David L. Rawlinson Mgmt For For
II
1J Election of Directors: Beverley A. Sibblies Mgmt For For
1K Election of Directors: Mark A. Thierer Mgmt For For
1L Election of Directors: Jennifer L. Wong Mgmt For For
2 Advisory vote to approve named executive Mgmt For For
officer compensation:
3 Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on named executive officer
compensation:
4 To approve the Discover Financial Services Mgmt For For
2023 Omnibus Incentive Plan:
5 To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm:
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 935823977
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 31-May-2023
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael J. Angelakis Mgmt For For
1b. Election of Director: Susan K. Avery Mgmt For For
1c. Election of Director: Angela F. Braly Mgmt For For
1d. Election of Director: Gregory J. Goff Mgmt For For
1e. Election of Director: John D. Harris II Mgmt For For
1f. Election of Director: Kaisa H. Hietala Mgmt For For
1g. Election of Director: Joseph L. Hooley Mgmt For For
1h. Election of Director: Steven A. Kandarian Mgmt For For
1i. Election of Director: Alexander A. Karsner Mgmt For For
1j. Election of Director: Lawrence W. Kellner Mgmt For For
1k. Election of Director: Jeffrey W. Ubben Mgmt For For
1l. Election of Director: Darren W. Woods Mgmt For For
2. Ratification of Independent Auditors Mgmt For For
3. Advisory Vote to Approve Executive Mgmt For For
Compensation
4. Frequency of Advisory Vote on Executive Mgmt 1 Year For
Compensation
5. Establish a New Board Committee on Shr Against For
Decarbonization Risk
6. Reduce Executive Stock Holding Period Shr Against For
7. Additional Carbon Capture and Storage and Shr Against For
Emissions Report
8. Additional Direct Methane Measurement Shr For Against
9. Establish a Scope 3 Target and Reduce Shr Against For
Hydrocarbon Sales
10. Additional Report on Worst-case Spill and Shr For Against
Response Plans
11. GHG Reporting on Adjusted Basis Shr For Against
12. Report on Asset Retirement Obligations Shr For Against
Under IEA NZE Scenario
13. Report on Plastics Under SCS Scenario Shr Against For
14. Litigation Disclosure Beyond Legal and Shr Against For
Accounting Requirements
15. Tax Reporting Beyond Legal Requirements Shr For Against
16. Energy Transition Social Impact Report Shr For Against
17. Report on Commitment Against AMAP Work Shr Abstain Against
--------------------------------------------------------------------------------------------------------------------------
FIFTH THIRD BANCORP Agenda Number: 935773398
--------------------------------------------------------------------------------------------------------------------------
Security: 316773100
Meeting Type: Annual
Meeting Date: 18-Apr-2023
Ticker: FITB
ISIN: US3167731005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve until 2024 Mgmt For For
Annual Meeting: Nicholas K. Akins
1b. Election of Director to serve until 2024 Mgmt For For
Annual Meeting: B. Evan Bayh, III
1c. Election of Director to serve until 2024 Mgmt For For
Annual Meeting: Jorge L. Benitez
1d. Election of Director to serve until 2024 Mgmt For For
Annual Meeting: Katherine B. Blackburn
1e. Election of Director to serve until 2024 Mgmt For For
Annual Meeting: Emerson L. Brumback
1f. Election of Director to serve until 2024 Mgmt For For
Annual Meeting: Linda W. Clement-Holmes
1g. Election of Director to serve until 2024 Mgmt For For
Annual Meeting: C. Bryan Daniels
1h. Election of Director to serve until 2024 Mgmt For For
Annual Meeting: Mitchell S. Feiger
1i. Election of Director to serve until 2024 Mgmt For For
Annual Meeting: Thomas H. Harvey
1j. Election of Director to serve until 2024 Mgmt For For
Annual Meeting: Gary R. Heminger
1k. Election of Director to serve until 2024 Mgmt For For
Annual Meeting: Eileen A. Mallesch
1l. Election of Director to serve until 2024 Mgmt For For
Annual Meeting: Michael B. McCallister
1m. Election of Director to serve until 2024 Mgmt For For
Annual Meeting: Timothy N. Spence
1n. Election of Director to serve until 2024 Mgmt For For
Annual Meeting: Marsha C. Williams
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP to serve as the independent
external audit firm for the Company for the
year 2023.
3. An advisory vote on approval of Company's Mgmt For For
compensation of its named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 935788438
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 03-May-2023
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jacqueline K. Barton, Mgmt For For
Ph.D.
1b. Election of Director: Jeffrey A. Bluestone, Mgmt For For
Ph.D.
1c. Election of Director: Sandra J. Horning, Mgmt For For
M.D.
1d. Election of Director: Kelly A. Kramer Mgmt For For
1e. Election of Director: Kevin E. Lofton Mgmt For For
1f. Election of Director: Harish Manwani Mgmt For For
1g. Election of Director: Daniel P. O'Day Mgmt For For
1h. Election of Director: Javier J. Rodriguez Mgmt For For
1i. Election of Director: Anthony Welters Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers as presented in the Proxy
Statement.
4. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory stockholder
votes on executive compensation.
5. To approve an amendment and restatement of Mgmt For For
the Gilead Sciences, Inc. Employee Stock
Purchase Plan and the Gilead Sciences, Inc.
International Employee Stock Purchase Plan.
6. To vote on a stockholder proposal, if Shr Against For
properly presented at the meeting,
requesting the Board implement a process to
nominate at least one more candidate than
the number of directors to be elected.
7. To vote on a stockholder proposal, if Shr Against For
properly presented at the meeting,
requesting the Board amend the company
governing documents to give street name
shares and non-street name shares an equal
right to call a special stockholder
meeting.
8. To vote on a stockholder proposal, if Shr Against For
properly presented at the meeting,
requesting a report on a process by which
the impact of extended patent exclusivities
on product access would be considered in
deciding whether to apply for secondary and
tertiary patents.
--------------------------------------------------------------------------------------------------------------------------
HUMANA INC. Agenda Number: 935775467
--------------------------------------------------------------------------------------------------------------------------
Security: 444859102
Meeting Type: Annual
Meeting Date: 20-Apr-2023
Ticker: HUM
ISIN: US4448591028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a) Election of Director: Raquel C. Bono, M.D. Mgmt For For
1b) Election of Director: Bruce D. Broussard Mgmt For For
1c) Election of Director: Frank A. D'Amelio Mgmt For For
1d) Election of Director: David T. Feinberg, Mgmt For For
M.D.
1e) Election of Director: Wayne A. I. Mgmt For For
Frederick, M.D.
1f) Election of Director: John W. Garratt Mgmt For For
1g) Election of Director: Kurt J. Hilzinger Mgmt For For
1h) Election of Director: Karen W. Katz Mgmt For For
1i) Election of Director: Marcy S. Klevorn Mgmt For For
1j) Election of Director: William J. McDonald Mgmt For For
1k) Election of Director: Jorge S. Mesquita Mgmt For For
1l) Election of Director: Brad D. Smith Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm.
3. Non-binding advisory vote for the approval Mgmt For For
of the compensation of the named executive
officers as disclosed in the 2023 proxy
statement.
4. Non-binding advisory vote for the approval Mgmt 1 Year For
of the frequency with which future
stockholder votes on the compensation of
the named executive officers will be held.
--------------------------------------------------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED Agenda Number: 935775621
--------------------------------------------------------------------------------------------------------------------------
Security: 446150104
Meeting Type: Annual
Meeting Date: 19-Apr-2023
Ticker: HBAN
ISIN: US4461501045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Alanna Y. Cotton Mgmt For For
1b. Election of Director: Ann B. Crane Mgmt For For
1c. Election of Director: Gina D. France Mgmt For For
1d. Election of Director: J. Michael Mgmt For For
Hochschwender
1e. Election of Director: Richard H. King Mgmt For For
1f. Election of Director: Katherine M. A. Kline Mgmt For For
1g. Election of Director: Richard W. Neu Mgmt For For
1h. Election of Director: Kenneth J. Phelan Mgmt For For
1i. Election of Director: David L. Porteous Mgmt For For
1j. Election of Director: Roger J. Sit Mgmt For For
1k. Election of Director: Stephen D. Steinour Mgmt For For
1l. Election of Director: Jeffrey L. Tate Mgmt For For
1m. Election of Director: Gary Torgow Mgmt For For
2. An advisory resolution to approve, on a Mgmt For For
non-binding basis, the compensation of
executives as disclosed in the accompanying
proxy statement.
3. An advisory resolution to approve, on a Mgmt 1 Year For
non-binding basis, the frequency of future
advisory votes on executive compensation.
4. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for 2023.
--------------------------------------------------------------------------------------------------------------------------
INTERACTIVE BROKERS GROUP, INC. Agenda Number: 935774530
--------------------------------------------------------------------------------------------------------------------------
Security: 45841N107
Meeting Type: Annual
Meeting Date: 20-Apr-2023
Ticker: IBKR
ISIN: US45841N1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Thomas Peterffy Mgmt For For
1b. Election of Director: Earl H. Nemser Mgmt For For
1c. Election of Director: Milan Galik Mgmt For For
1d. Election of Director: Paul J. Brody Mgmt For For
1e. Election of Director: Lawrence E. Harris Mgmt For For
1f. Election of Director: Philip Uhde Mgmt For For
1g. Election of Director: William Peterffy Mgmt For For
1h. Election of Director: Nicole Yuen Mgmt For For
1i. Election of Director: Jill Bright Mgmt For For
2. Ratification of appointment of independent Mgmt For For
registered public accounting firm of
Deloitte & Touche LLP.
3. To approve, by non-binding vote, executive Mgmt Against Against
compensation.
4. To recommend, by non-binding vote, the Mgmt 1 Year Against
frequency of executive compensation votes.
5. To approve an amendment to the Company's Mgmt For For
2007 Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY Agenda Number: 935786321
--------------------------------------------------------------------------------------------------------------------------
Security: 460146103
Meeting Type: Annual
Meeting Date: 08-May-2023
Ticker: IP
ISIN: US4601461035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director (one-year term): Mgmt For For
Christopher M. Connor
1b. Election of Director (one-year term): Ahmet Mgmt For For
C. Dorduncu
1c. Election of Director (one-year term): Ilene Mgmt For For
S. Gordon
1d. Election of Director (one-year term): Mgmt For For
Anders Gustafsson
1e. Election of Director (one-year term): Mgmt For For
Jacqueline C. Hinman
1f. Election of Director (one-year term): Mgmt For For
Clinton A. Lewis, Jr.
1g. Election of Director (one-year term): Mgmt For For
Donald G. (DG) Macpherson
1h. Election of Director (one-year term): Mgmt For For
Kathryn D. Sullivan
1i. Election of Director (one-year term): Mark Mgmt For For
S. Sutton
1j. Election of Director (one-year term): Anton Mgmt For For
V. Vincent
1k. Election of Director (one-year term): Ray Mgmt For For
G. Young
2 Ratification of Deloitte & Touche LLP as Mgmt For For
the Company's Independent Auditor for 2023
3 A Non-Binding Resolution to Approve the Mgmt For For
Compensation of the Company's Named
Executive Officers
4 A Non-Binding Vote on the Frequency with Mgmt 1 Year For
which Shareowners Will Vote to Approve the
Compensation of the Company's Named
Executive Officers
5 Shareowner Proposal Concerning an Shr Against For
Independent Board Chair
6 Shareowner Proposal Concerning a Report on Shr Against For
Operations in China
--------------------------------------------------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION Agenda Number: 935770140
--------------------------------------------------------------------------------------------------------------------------
Security: 494368103
Meeting Type: Annual
Meeting Date: 20-Apr-2023
Ticker: KMB
ISIN: US4943681035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a term expire at Mgmt For For
2024 Annual Meeting: Sylvia M. Burwell
1b. Election of Director for a term expire at Mgmt For For
2024 Annual Meeting: John W. Culver
1c. Election of Director for a term expire at Mgmt For For
2024 Annual Meeting: Michael D. Hsu
1d. Election of Director for a term expire at Mgmt For For
2024 Annual Meeting: Mae C. Jemison, M.D.
1e. Election of Director for a term expire at Mgmt For For
2024 Annual Meeting: S. Todd Maclin
1f. Election of Director for a term expire at Mgmt For For
2024 Annual Meeting: Deirdre A. Mahlan
1g. Election of Director for a term expire at Mgmt For For
2024 Annual Meeting: Sherilyn S. McCoy
1h. Election of Director for a term expire at Mgmt For For
2024 Annual Meeting: Christa S. Quarles
1i. Election of Director for a term expire at Mgmt For For
2024 Annual Meeting: Jaime A. Ramirez
1j. Election of Director for a term expire at Mgmt For For
2024 Annual Meeting: Dunia A. Shive
1k. Election of Director for a term expire at Mgmt For For
2024 Annual Meeting: Mark T. Smucker
1l. Election of Director for a term expire at Mgmt For For
2024 Annual Meeting: Michael D. White
2. Ratification of Auditor. Mgmt For For
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
4. Advisory Vote on the Frequency of Future Mgmt 1 Year For
Advisory Votes on Executive Compensation.
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 935785040
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 03-May-2023
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Brant Bonin Bough Mgmt For For
1b. Election of Director: Andre Calantzopoulos Mgmt For For
1c. Election of Director: Michel Combes Mgmt For For
1d. Election of Director: Juan Jose Daboub Mgmt For For
1e. Election of Director: Werner Geissler Mgmt For For
1f. Election of Director: Lisa A. Hook Mgmt For For
1g. Election of Director: Jun Makihara Mgmt For For
1h. Election of Director: Kalpana Morparia Mgmt For For
1i. Election of Director: Jacek Olczak Mgmt For For
1j. Election of Director: Robert B. Polet Mgmt For For
1k. Election of Director: Dessislava Temperley Mgmt For For
1l. Election of Director: Shlomo Yanai Mgmt For For
2. Advisory Vote Approving Executive Mgmt For For
Compensation
3. Advisory Vote on the Frequency of Future Mgmt 1 Year For
Say-On-Pay Votes, with the Board of
Directors Recommending a Say-On-Pay Vote
4. Ratification of the Selection of Mgmt For For
Independent Auditors
5. Shareholder Proposal to make nicotine level Shr Against For
information available to customers and
begin reducing nicotine levels
--------------------------------------------------------------------------------------------------------------------------
REGIONS FINANCIAL CORPORATION Agenda Number: 935772586
--------------------------------------------------------------------------------------------------------------------------
Security: 7591EP100
Meeting Type: Annual
Meeting Date: 19-Apr-2023
Ticker: RF
ISIN: US7591EP1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mark A. Crosswhite Mgmt For For
1b. Election of Director: Noopur Davis Mgmt For For
1c. Election of Director: Zhanna Golodryga Mgmt For For
1d. Election of Director: J. Thomas Hill Mgmt For For
1e. Election of Director: John D. Johns Mgmt For For
1f. Election of Director: Joia M. Johnson Mgmt For For
1g. Election of Director: Ruth Ann Marshall Mgmt For For
1h. Election of Director: Charles D. McCrary Mgmt For For
1i. Election of Director: James T. Prokopanko Mgmt For For
1j. Election of Director: Lee J. Styslinger III Mgmt For For
1k. Election of Director: Jose S. Suquet Mgmt For For
1l. Election of Director: John M. Turner, Jr. Mgmt For For
1m. Election of Director: Timothy Vines Mgmt For For
2. Ratification of Appointment of Ernst & Mgmt For For
Young LLP as the Independent Registered
Public Accounting Firm for 2023.
3. Advisory Vote on Executive Compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SONOCO PRODUCTS COMPANY Agenda Number: 935790332
--------------------------------------------------------------------------------------------------------------------------
Security: 835495102
Meeting Type: Annual
Meeting Date: 19-Apr-2023
Ticker: SON
ISIN: US8354951027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a one-year term: Mgmt For For
Steven L. Boyd
1b. Election of Director for a one-year term: Mgmt For For
R. Howard Coker
1c. Election of Director for a one-year term: Mgmt For For
Dr. Pamela L. Davies
1d. Election of Director for a one-year term: Mgmt For For
Theresa J. Drew
1e. Election of Director for a one-year term: Mgmt For For
Philippe Guillemot
1f. Election of Director for a one-year term: Mgmt For For
John R. Haley
1g. Election of Director for a one-year term: Mgmt For For
Robert R. Hill, Jr.
1h. Election of Director for a one-year term: Mgmt For For
Eleni Istavridis
1i. Election of Director for a one-year term: Mgmt For For
Richard G. Kyle
1j. Election of Director for a one-year term: Mgmt For For
Blythe J. McGarvie
1k. Election of Director for a one-year term: Mgmt For For
Thomas E. Whiddon
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the Company for the year ending
December 31, 2023.
3. To approve, on an advisory (nonbinding) Mgmt For For
basis, the compensation of the Company's
named executive officers.
4. To vote, on an advisory (non-binding) Mgmt 1 Year For
basis, on the frequency of advisory
(non-binding) votes on executive
compensation.
5. Advisory (non-binding) shareholder proposal Shr Against For
regarding special shareholder meeting
improvement.
--------------------------------------------------------------------------------------------------------------------------
TE CONNECTIVITY LTD Agenda Number: 935772613
--------------------------------------------------------------------------------------------------------------------------
Security: H84989104
Meeting Type: Annual
Meeting Date: 15-Mar-2023
Ticker: TEL
ISIN: CH0102993182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jean-Pierre Clamadieu Mgmt For For
1b. Election of Director: Terrence R. Curtin Mgmt For For
1c. Election of Director: Carol A. ("John") Mgmt For For
Davidson
1d. Election of Director: Lynn A. Dugle Mgmt For For
1e. Election of Director: William A. Jeffrey Mgmt For For
1f. Election of Director: Syaru Shirley Lin Mgmt For For
1g. Election of Director: Thomas J. Lynch Mgmt For For
1h. Election of Director: Heath A. Mitts Mgmt For For
1i. Election of Director: Abhijit Y. Talwalkar Mgmt For For
1j. Election of Director: Mark C. Trudeau Mgmt For For
1k. Election of Director: Dawn C. Willoughby Mgmt For For
1l. Election of Director: Laura H. Wright Mgmt For For
2. To elect Thomas J. Lynch as the Chairman of Mgmt For For
the Board of Directors
3a. To elect the individual member of the Mgmt For For
Management Development and Compensation
Committee: Abhijit Y. Talwalkar
3b. To elect the individual member of the Mgmt For For
Management Development and Compensation
Committee: Mark C. Trudeau
3c. To elect the individual member of the Mgmt For For
Management Development and Compensation
Committee: Dawn C. Willoughby
4. To elect Dr. Rene Schwarzenbach, of Proxy Mgmt For For
Voting Services GmbH, or another individual
representative of Proxy Voting Services
GmbH if Dr. Schwarzenbach is unable to
serve at the relevant meeting, as the
independent proxy at the 2024 annual
meeting of TE Connectivity and any
shareholder meeting that may be held prior
to that meeting.
5.1 To approve the 2022 Annual Report of TE Mgmt For For
Connectivity Ltd. (excluding the statutory
financial statements for the fiscal year
ended September 30, 2022, the consolidated
financial statements for the fiscal year
ended September 30, 2022 and the Swiss
Statutory Compensation Report for the
fiscal year ended September 30, 2022).
5.2 To approve the statutory financial Mgmt For For
statements of TE Connectivity Ltd. for the
fiscal year ended September 30, 2022.
5.3 To approve the consolidated financial Mgmt For For
statements of TE Connectivity Ltd. for the
fiscal year ended September 30, 2022.
6. To release the members of the Board of Mgmt For For
Directors and executive officers of TE
Connectivity for activities during the
fiscal year ended September 30, 2022.
7.1 To elect Deloitte & Touche LLP as TE Mgmt For For
Connectivity's independent registered
public accounting firm for fiscal year
2023.
7.2 To elect Deloitte AG, Zurich, Switzerland, Mgmt For For
as TE Connectivity's Swiss registered
auditor until the next annual general
meeting of TE Connectivity.
7.3 To elect PricewaterhouseCoopers AG, Zurich, Mgmt For For
Switzerland, as TE Connectivity's special
auditor until the next annual general
meeting of TE Connectivity.
8. An advisory vote to approve named executive Mgmt For For
officer compensation.
9. An advisory vote on the frequency of an Mgmt 1 Year For
advisory vote to approve named executive
officer compensation.
10. An advisory vote to approve the Swiss Mgmt For For
Statutory Compensation Report for the
fiscal year ended September 30, 2022.
11. A binding vote to approve fiscal year 2024 Mgmt For For
maximum aggregate compensation amount for
executive management.
12. A binding vote to approve fiscal year 2024 Mgmt For For
maximum aggregate compensation amount for
the Board of Directors.
13. To approve the carryforward of Mgmt For For
unappropriated accumulated earnings at
September 30, 2022.
14. To approve a dividend payment to Mgmt For For
shareholders equal to $2.36 per issued
share to be paid in four equal quarterly
installments of $0.59 starting with the
third fiscal quarter of 2023 and ending in
the second fiscal quarter of 2024 pursuant
to the terms of the dividend resolution.
15. To approve an authorization relating to TE Mgmt For For
Connectivity's Share Repurchase Program.
16. To approve a reduction of share capital for Mgmt For For
shares acquired under TE Connectivity's
share repurchase program and related
amendments to the articles of association
of TE Connectivity Ltd.
17. To approve changes to share capital and Mgmt For For
related amendments to the articles of
association of TE Connectivity Ltd.
--------------------------------------------------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC. Agenda Number: 935783894
--------------------------------------------------------------------------------------------------------------------------
Security: 911312106
Meeting Type: Annual
Meeting Date: 04-May-2023
Ticker: UPS
ISIN: US9113121068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve until 2024 Mgmt For For
annual meeting: Carol B. Tome
1b. Election of Director to serve until 2024 Mgmt For For
annual meeting: Rodney C. Adkins
1c. Election of Director to serve until 2024 Mgmt For For
annual meeting: Eva C. Boratto
1d. Election of Director to serve until 2024 Mgmt For For
annual meeting: Michael J. Burns
1e. Election of Director to serve until 2024 Mgmt For For
annual meeting: Wayne M. Hewett
1f. Election of Director to serve until 2024 Mgmt For For
annual meeting: Angela Hwang
1g. Election of Director to serve until 2024 Mgmt For For
annual meeting: Kate E. Johnson
1h. Election of Director to serve until 2024 Mgmt For For
annual meeting: William R. Johnson
1i. Election of Director to serve until 2024 Mgmt For For
annual meeting: Franck J. Moison
1j. Election of Director to serve until 2024 Mgmt For For
annual meeting: Christiana Smith Shi
1k. Election of Director to serve until 2024 Mgmt For For
annual meeting: Russell Stokes
1l. Election of Director to serve until 2024 Mgmt For For
annual meeting: Kevin Warsh
2. To approve on an advisory basis named Mgmt For For
executive officer compensation.
3. To approve on an advisory basis the Mgmt 1 Year For
frequency of future advisory votes on named
executive officer compensation.
4. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as UPS's independent registered
public accounting firm for the year ending
December 31, 2023.
5. To reduce the voting power of UPS class A Shr For Against
stock from 10 votes per share to one vote
per share.
6. To adopt independently verified Shr Against For
science-based greenhouse gas emissions
reduction targets.
7. To prepare a report on integrating GHG Shr Against For
emissions reductions targets into executive
compensation.
8. To prepare a report on addressing the Shr For Against
impact of UPS's climate change strategy on
relevant stakeholders consistent with the
"Just Transition" guidelines.
9. To prepare a report on risks or costs Shr Against For
caused by state policies restricting
reproductive rights.
10. To prepare a report on the impact of UPS's Shr Against For
DE&I policies on civil rights,
non-discrimination and returns to merit,
and the company's business.
11. To prepare an annual report on the Shr For Against
effectiveness of UPS's diversity, equity
and inclusion efforts.
--------------------------------------------------------------------------------------------------------------------------
VALERO ENERGY CORPORATION Agenda Number: 935793706
--------------------------------------------------------------------------------------------------------------------------
Security: 91913Y100
Meeting Type: Annual
Meeting Date: 09-May-2023
Ticker: VLO
ISIN: US91913Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve until the Mgmt For For
2024 Annual meeting: Fred M. Diaz
1b. Election of Director to serve until the Mgmt For For
2024 Annual meeting: H. Paulett Eberhart
1c. Election of Director to serve until the Mgmt For For
2024 Annual meeting: Marie A. Ffolkes
1d. Election of Director to serve until the Mgmt For For
2024 Annual meeting: Joseph W. Gorder
1e. Election of Director to serve until the Mgmt For For
2024 Annual meeting: Kimberly S. Greene
1f. Election of Director to serve until the Mgmt For For
2024 Annual meeting: Deborah P. Majoras
1g. Election of Director to serve until the Mgmt For For
2024 Annual meeting: Eric D. Mullins
1h. Election of Director to serve until the Mgmt For For
2024 Annual meeting: Donald L. Nickles
1i. Election of Director to serve until the Mgmt For For
2024 Annual meeting: Robert A. Profusek
1j. Election of Director to serve until the Mgmt For For
2024 Annual meeting: Randall J.
Weisenburger
1k. Election of Director to serve until the Mgmt For For
2024 Annual meeting: Rayford Wilkins, Jr.
2. Ratify the appointment of KPMG LLP as Mgmt For For
Valero's independent registered public
accounting firm for 2023.
3. Advisory vote to approve the 2022 Mgmt For For
compensation of named executive officers.
4. Advisory vote to recommend the frequency of Mgmt 1 Year For
stockholder advisory votes on compensation
of named executive officers.
5. Stockholder proposal to set different GHG Shr For Against
emissions reductions targets (Scopes 1, 2,
and 3).
6. Stockholder proposal to oversee and issue Shr Against For
an additional racial equity audit and
report.
--------------------------------------------------------------------------------------------------------------------------
WALMART INC. Agenda Number: 935833144
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 31-May-2023
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Cesar Conde Mgmt For For
1b. Election of Director: Timothy P. Flynn Mgmt For For
1c. Election of Director: Sarah J. Friar Mgmt For For
1d. Election of Director: Carla A. Harris Mgmt For For
1e. Election of Director: Thomas W. Horton Mgmt For For
1f. Election of Director: Marissa A. Mayer Mgmt For For
1g. Election of Director: C. Douglas McMillon Mgmt For For
1h. Election of Director: Gregory B. Penner Mgmt For For
1i. Election of Director: Randall L. Stephenson Mgmt For For
1j. Election of Director: S. Robson Walton Mgmt For For
1k. Election of Director: Steuart L. Walton Mgmt For For
2. Advisory Vote on the Frequency of Future Mgmt 1 Year For
Say-On-Pay Votes.
3. Advisory Vote to Approve Named Executive Mgmt Against Against
Officer Compensation.
4. Ratification of Ernst & Young LLP as Mgmt For For
Independent Accountants.
5. Policy Regarding Worker Pay in Executive Shr Against For
Compensation.
6. Report on Human Rights Due Diligence. Shr Against For
7. Racial Equity Audit. Shr For Against
8. Racial and Gender Layoff Diversity Report. Shr Against For
9. Request to Require Shareholder Approval of Shr For Against
Certain Future Bylaw Amendments.
10. Report on Reproductive Rights and Data Shr Against For
Privacy.
11. Communist China Risk Audit. Shr Against For
12. Workplace Safety & Violence Review. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
WILLIAMS-SONOMA, INC. Agenda Number: 935824068
--------------------------------------------------------------------------------------------------------------------------
Security: 969904101
Meeting Type: Annual
Meeting Date: 31-May-2023
Ticker: WSM
ISIN: US9699041011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Laura Alber Mgmt For For
1.2 Election of Director: Esi Eggleston Bracey Mgmt For For
1.3 Election of Director: Scott Dahnke Mgmt For For
1.4 Election of Director: Anne Finucane Mgmt For For
1.5 Election of Director: Paula Pretlow Mgmt For For
1.6 Election of Director: William Ready Mgmt For For
1.7 Election of Director: Frits van Paasschen Mgmt For For
2. An advisory vote to approve executive Mgmt For For
compensation
3. An advisory vote on the frequency of an Mgmt 1 Year For
advisory vote to approve executive
compensation
4. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending January 28, 2024
WBI Power Factor High Dividend ETF
--------------------------------------------------------------------------------------------------------------------------
JACKSON FINANCIAL INC. Agenda Number: 935806060
--------------------------------------------------------------------------------------------------------------------------
Security: 46817M107
Meeting Type: Annual
Meeting Date: 19-May-2023
Ticker: JXN
ISIN: US46817M1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lily Fu Claffee Mgmt For For
1b. Election of Director: Gregory T. Durant Mgmt For For
1c. Election of Director: Steven A. Kandarian Mgmt For For
1d. Election of Director: Derek G. Kirkland Mgmt For For
1e. Election of Director: Drew E. Lawton Mgmt For For
1f. Election of Director: Martin J. Lippert Mgmt For For
1g. Election of Director: Russell G. Noles Mgmt For For
1h. Election of Director: Laura L. Prieskorn Mgmt For For
1i. Election of Director: Esta E. Stecher Mgmt For For
2. Ratification of the Appointment of KPMG LLP Mgmt For For
as Jackson Financial Inc.'s independent
auditor for 2023
3. Non-binding Advisory Vote to approve Mgmt For For
executive compensation
--------------------------------------------------------------------------------------------------------------------------
3M COMPANY Agenda Number: 935791550
--------------------------------------------------------------------------------------------------------------------------
Security: 88579Y101
Meeting Type: Annual
Meeting Date: 09-May-2023
Ticker: MMM
ISIN: US88579Y1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a term of one Mgmt For For
year: Thomas "Tony" K. Brown
1b. Election of Director for a term of one Mgmt For For
year: Anne H. Chow
1c. Election of Director for a term of one Mgmt For For
year: David B. Dillon
1d. Election of Director for a term of one Mgmt For For
year: Michael L. Eskew
1e. Election of Director for a term of one Mgmt For For
year: James R. Fitterling
1f. Election of Director for a term of one Mgmt For For
year: Amy E. Hood
1g. Election of Director for a term of one Mgmt For For
year: Suzan Kereere
1h. Election of Director for a term of one Mgmt For For
year: Gregory R. Page
1i. Election of Director for a term of one Mgmt For For
year: Pedro J. Pizarro
1j. Election of Director for a term of one Mgmt For For
year: Michael F. Roman
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as 3M's
independent registered public accounting
firm.
3. Advisory approval of executive Mgmt For For
compensation.
4. Advisory approval on the frequency of Mgmt 1 Year For
advisory votes on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
ALLY FINANCIAL INC. Agenda Number: 935778968
--------------------------------------------------------------------------------------------------------------------------
Security: 02005N100
Meeting Type: Annual
Meeting Date: 03-May-2023
Ticker: ALLY
ISIN: US02005N1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Franklin W. Hobbs Mgmt For For
1b. Election of Director: Kenneth J. Bacon Mgmt For For
1c. Election of Director: William H. Cary Mgmt For For
1d. Election of Director: Mayree C. Clark Mgmt For For
1e. Election of Director: Kim S. Fennebresque Mgmt For For
1f. Election of Director: Melissa Goldman Mgmt For For
1g. Election of Director: Marjorie Magner Mgmt For For
1h. Election of Director: David Reilly Mgmt For For
1i. Election of Director: Brian H. Sharples Mgmt For For
1j. Election of Director: Michael F. Steib Mgmt For For
1k. Election of Director: Jeffrey J. Brown Mgmt For For
2. Advisory vote on executive compensation. Mgmt Against Against
3. Ratification of the Audit Committee's Mgmt For For
engagement of Deloitte & Touche LLP as the
Company's independent registered public
accounting firm for 2023.
--------------------------------------------------------------------------------------------------------------------------
ALTRIA GROUP, INC. Agenda Number: 935804965
--------------------------------------------------------------------------------------------------------------------------
Security: 02209S103
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: MO
ISIN: US02209S1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Ian L.T. Clarke Mgmt For For
1b. Election of Director: Marjorie M. Connelly Mgmt For For
1c. Election of Director: R. Matt Davis Mgmt For For
1d. Election of Director: William F. Gifford, Mgmt For For
Jr.
1e. Election of Director: Jacinto J. Hernandez Mgmt For For
1f. Election of Director: Debra J. Kelly-Ennis Mgmt For For
1g. Election of Director: Kathryn B. McQuade Mgmt For For
1h. Election of Director: George Munoz Mgmt For For
1i. Election of Director: Nabil Y. Sakkab Mgmt For For
1j. Election of Director: Virginia E. Shanks Mgmt For For
1k. Election of Director: Ellen R. Strahlman Mgmt For For
1l. Election of Director: M. Max Yzaguirre Mgmt For For
2. Ratification of the Selection of Mgmt For For
Independent Registered Public Accounting
Firm
3. Non-Binding Advisory Vote to Approve the Mgmt For For
Compensation of Altria's Named Executive
Officers
4. Non-Binding Advisory Vote on the Frequency Mgmt 1 Year For
of Future Advisory Votes to Approve the
Compensation of Altria's Named Executive
Officers
5. Shareholder Proposal - Report on Congruence Shr Against For
of Political and Lobbying Expenditures with
Company Values and Policies
6. Shareholder Proposal - Commission a Civil Shr For Against
Rights Equity Audit
--------------------------------------------------------------------------------------------------------------------------
BEST BUY CO., INC. Agenda Number: 935847270
--------------------------------------------------------------------------------------------------------------------------
Security: 086516101
Meeting Type: Annual
Meeting Date: 14-Jun-2023
Ticker: BBY
ISIN: US0865161014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a) Election of Director: Corie S. Barry Mgmt For For
1b) Election of Director: Lisa M. Caputo Mgmt For For
1c) Election of Director: J. Patrick Doyle Mgmt For For
1d) Election of Director: David W. Kenny Mgmt For For
1e) Election of Director: Mario J. Marte Mgmt For For
1f) Election of Director: Karen A. McLoughlin Mgmt For For
1g) Election of Director: Claudia F. Munce Mgmt For For
1h) Election of Director: Richelle P. Parham Mgmt For For
1i) Election of Director: Steven E. Rendle Mgmt For For
1j) Election of Director: Sima D. Sistani Mgmt For For
1k) Election of Director: Melinda D. Mgmt For For
Whittington
1l) Election of Director: Eugene A. Woods Mgmt For For
2) To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending February 3, 2024
3) To approve in a non-binding advisory vote Mgmt For For
our named executive officer compensation
4) To recommend in a non binding advisory vote Mgmt 1 Year For
the frequency of holding the advisory vote
on our named executive officer compensation
--------------------------------------------------------------------------------------------------------------------------
CAMPING WORLD HOLDINGS, INC. Agenda Number: 935808836
--------------------------------------------------------------------------------------------------------------------------
Security: 13462K109
Meeting Type: Annual
Meeting Date: 19-May-2023
Ticker: CWH
ISIN: US13462K1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mary J. George Mgmt For For
K. Dillon Schickli Mgmt For For
2. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2023.
3. Approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of the Company's
named executive officers.
4. Approve, on an advisory (non-binding) Mgmt 1 Year For
basis, the frequency of future advisory
(non-binding) votes on the compensation of
the Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
CLEARWAY ENERGY, INC. Agenda Number: 935781155
--------------------------------------------------------------------------------------------------------------------------
Security: 18539C204
Meeting Type: Annual
Meeting Date: 27-Apr-2023
Ticker: CWEN
ISIN: US18539C2044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jonathan Bram Mgmt For For
Nathaniel Anschuetz Mgmt For For
Emmanuel Barrois Mgmt For For
Brian R. Ford Mgmt For For
Guillaume Hediard Mgmt For For
Jennifer Lowry Mgmt For For
Bruce MacLennan Mgmt For For
Daniel B. More Mgmt For For
E. Stanley O'Neal Mgmt For For
Christopher S. Sotos Mgmt For For
Vincent Stoquart Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, Clearway Energy, Inc.'s executive
compensation.
3. To approve, on a non-binding advisory Mgmt 1 Year For
basis, the frequency of the vote to approve
Clearway Energy, Inc.'s executive
compensation.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Clearway Energy, Inc.'s independent
registered public accounting firm for the
2023 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
COLUMBIA BANKING SYSTEM,INC. Agenda Number: 935808747
--------------------------------------------------------------------------------------------------------------------------
Security: 197236102
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: COLB
ISIN: US1972361026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Cort L. O'Haver Mgmt For For
1b. Election of Director: Craig D. Eerkes Mgmt For For
1c. Election of Director: Mark A. Finkelstein Mgmt For For
1d. Election of Director: Eric S. Forrest Mgmt For For
1e. Election of Director: Peggy Y. Fowler Mgmt For For
1f. Election of Director: Randal L. Lund Mgmt For For
1g. Election of Director: Luis F. Machuca Mgmt For For
1h. Election of Director: S. Mae Fujita Numata Mgmt For For
1i. Election of Director: Maria M. Pope Mgmt For For
1j. Election of Director: John F. Schultz Mgmt For For
1k. Election of Director: Elizabeth W. Seaton Mgmt For For
1l. Election of Director: Clint E. Stein Mgmt For For
1m. Election of Director: Hilliard C. Terry, Mgmt For For
III
1n. Election of Director: Anddria Varnado Mgmt For For
2. To vote on an advisory (non-binding) Mgmt For For
resolution to approve the compensation of
Columbia's named executive officers.
3. To vote on the frequency (either one, two Mgmt 1 Year For
or three years) of future shareholder votes
on an advisory (non-binding) resolution on
executive compensation.
4. To vote on an advisory (non-binding) Mgmt For For
resolution to appoint Deloitte & Touche LLP
as our independent registered public
accounting firm for fiscal year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
CRACKER BARREL OLD COUNTRY STORE, INC. Agenda Number: 935718873
--------------------------------------------------------------------------------------------------------------------------
Security: 22410J106
Meeting Type: Annual
Meeting Date: 17-Nov-2022
Ticker: CBRL
ISIN: US22410J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas H. Barr Mgmt For For
Carl T. Berquist Mgmt For For
Jody L. Bilney Mgmt For For
Sandra B. Cochran Mgmt For For
Meg G. Crofton Mgmt For For
Gilbert R. Davila Mgmt For For
William W. McCarten Mgmt For For
Coleman H. Peterson Mgmt For For
Gisel Ruiz Mgmt For For
Darryl L. Wade Mgmt For For
Andrea M. Weiss Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
2023 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
CVR ENERGY, INC. Agenda Number: 935829412
--------------------------------------------------------------------------------------------------------------------------
Security: 12662P108
Meeting Type: Annual
Meeting Date: 01-Jun-2023
Ticker: CVI
ISIN: US12662P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jaffrey A. Firestone Mgmt For For
Hunter C. Gary Mgmt For For
David L. Lamp Mgmt For For
Stephen Mongillo Mgmt For For
Ted Papapostolou Mgmt For For
James M. Strock Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
our named executive officer compensation
("Say-on-Pay").
3. To recommend, by a non-binding advisory Mgmt 1 Year For
vote, the frequency of future advisory
votes on our named executive officer
compensation ("Say-on-Pay Frequency").
4. To ratify the appointment of Grant Thornton Mgmt For For
LLP as CVR Energy's independent registered
public accounting firm for 2023.
--------------------------------------------------------------------------------------------------------------------------
DOW INC. Agenda Number: 935771178
--------------------------------------------------------------------------------------------------------------------------
Security: 260557103
Meeting Type: Annual
Meeting Date: 13-Apr-2023
Ticker: DOW
ISIN: US2605571031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Samuel R. Allen Mgmt For For
1b. Election of Director: Gaurdie E. Banister Mgmt For For
Jr.
1c. Election of Director: Wesley G. Bush Mgmt For For
1d. Election of Director: Richard K. Davis Mgmt For For
1e. Election of Director: Jerri DeVard Mgmt For For
1f. Election of Director: Debra L. Dial Mgmt For For
1g. Election of Director: Jeff M. Fettig Mgmt For For
1h. Election of Director: Jim Fitterling Mgmt For For
1i. Election of Director: Jacqueline C. Hinman Mgmt For For
1j. Election of Director: Luis Alberto Moreno Mgmt For For
1k. Election of Director: Jill S. Wyant Mgmt For For
1l. Election of Director: Daniel W. Yohannes Mgmt For For
2. Advisory Resolution to Approve Executive Mgmt For For
Compensation
3. Ratification of the Appointment of Deloitte Mgmt For For
& Touche LLP as the Company's Independent
Registered Public Accounting Firm for 2023
4. Stockholder Proposal - Independent Board Shr Against For
Chairman
5. Stockholder Proposal - Single-Use Plastics Shr Against For
Report
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NATIONAL FINANCIAL, INC. Agenda Number: 935854477
--------------------------------------------------------------------------------------------------------------------------
Security: 31620R303
Meeting Type: Annual
Meeting Date: 14-Jun-2023
Ticker: FNF
ISIN: US31620R3030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William P. Foley, II Mgmt For For
Douglas K. Ammerman Mgmt For For
Thomas M. Hagerty Mgmt For For
Peter O. Shea, Jr. Mgmt For For
2. Approval of a non-binding advisory Mgmt For For
resolution on the compensation paid to our
named executive officers.
3. Selection, on a non-binding advisory basis, Mgmt 1 Year For
of the frequency (annual or "1 Year,"
biennial or "2 Years," triennial or "3
Years") with which we solicit future
non-binding advisory votes on the
compensation paid to our named executive
officers.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the 2023 fiscal
year.
--------------------------------------------------------------------------------------------------------------------------
FIRST AMERICAN FINANCIAL CORPORATION Agenda Number: 935812126
--------------------------------------------------------------------------------------------------------------------------
Security: 31847R102
Meeting Type: Annual
Meeting Date: 09-May-2023
Ticker: FAF
ISIN: US31847R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: Kenneth D. Mgmt For For
DeGiorgio
1.2 Election of Class I Director: James L. Doti Mgmt For For
1.3 Election of Class I Director: Michael D. Mgmt For For
McKee
1.4 Election of Class I Director: Marsha A. Mgmt For For
Spence
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Advisory vote to recommend whether a Mgmt 1 Year For
stockholder vote to approve the Company's
executive compensation should occur every
one, two or three years.
4. To approve the amendment and restatement of Mgmt For For
the 2020 Incentive Compensation Plan.
5. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2023.
--------------------------------------------------------------------------------------------------------------------------
FIRST FOUNDATION INC. Agenda Number: 935875217
--------------------------------------------------------------------------------------------------------------------------
Security: 32026V104
Meeting Type: Annual
Meeting Date: 27-Jun-2023
Ticker: FFWM
ISIN: US32026V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Driver Nominee: Allison Ball Mgmt For *
1b. Company Nominee Unopposed by Driver: Max A. Mgmt For *
Briggs
1c. Company Nominee Unopposed by Driver: Scott Mgmt For *
F. Kavanaugh
1d. Company Nominee Unopposed by Driver: Ulrich Mgmt For *
E. Keller, Jr.
1e. Company Nominee Unopposed by Driver: David Mgmt For *
G. Lake
1f. Company Nominee Unopposed by Driver: Mgmt For *
Elizabeth A. Pagliarini
1g. Company Nominee Unopposed by Driver: Mgmt For *
Mitchell M. Rosenberg, Ph.D.
1h. Company Nominee Unopposed by Driver: Diane Mgmt For *
M. Rubin
1i. Company Nominee Unopposed by Driver: Jacob Mgmt For *
P. Sonenshine
1j. Company Nominee Unopposed by Driver: Mgmt For *
Gabriel V. Vazquez
1k. Company Nominee Opposed by Driver: John A. Mgmt Withheld *
Hakopian
2. The Company's proposal to ratify the Mgmt For *
appointment of Eide Bailly LLP as the
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
3. The Company's proposal to approve, by Mgmt For *
non-binding advisory vote, the compensation
of the Company's named executive officers
for the year ended December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
FOOT LOCKER, INC. Agenda Number: 935803432
--------------------------------------------------------------------------------------------------------------------------
Security: 344849104
Meeting Type: Annual
Meeting Date: 17-May-2023
Ticker: FL
ISIN: US3448491049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve for One-Year Mgmt For For
Term: Mary N. Dillon
1b. Election of Director to serve for One-Year Mgmt For For
Term: Virginia C. Drosos
1c. Election of Director to serve for One-Year Mgmt For For
Term: Alan D. Feldman
1d. Election of Director to serve for One-Year Mgmt For For
Term: Guillermo G. Marmol
1e. Election of Director to serve for One-Year Mgmt For For
Term: Darlene Nicosia
1f. Election of Director to serve for One-Year Mgmt For For
Term: Steven Oakland
1g. Election of Director to serve for One-Year Mgmt For For
Term: Ulice Payne, Jr.
1h. Election of Director to serve for One-Year Mgmt For For
Term: Kimberly Underhill
1i. Election of Director to serve for One-Year Mgmt For For
Term: Tristan Walker
1j. Election of Director to serve for One-Year Mgmt For For
Term: Dona D. Young
2. Vote, on an Advisory Basis, to Approve the Mgmt For For
Company's Named Executive Officers'
Compensation.
3. Approve the Foot Locker 2007 Stock Mgmt Against Against
Incentive Plan, as Amended and Restated.
4. Approve the 2023 Foot Locker Employee Stock Mgmt For For
Purchase Plan.
5. Ratify the Appointment of KPMG LLP as the Mgmt For For
Company's Independent Registered Public
Accounting Firm for the 2023 Fiscal Year.
--------------------------------------------------------------------------------------------------------------------------
FORD MOTOR COMPANY Agenda Number: 935790128
--------------------------------------------------------------------------------------------------------------------------
Security: 345370860
Meeting Type: Annual
Meeting Date: 11-May-2023
Ticker: F
ISIN: US3453708600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Kimberly A. Casiano Mgmt For For
1b. Election of Director: Alexandra Ford Mgmt For For
English
1c. Election of Director: James D. Farley, Jr. Mgmt For For
1d. Election of Director: Henry Ford III Mgmt For For
1e. Election of Director: William Clay Ford, Mgmt For For
Jr.
1f. Election of Director: William W. Helman IV Mgmt For For
1g. Election of Director: Jon M. Huntsman, Jr. Mgmt For For
1h. Election of Director: William E. Kennard Mgmt For For
1i. Election of Director: John C. May Mgmt For For
1j. Election of Director: Beth E. Mooney Mgmt For For
1k. Election of Director: Lynn Vojvodich Mgmt For For
Radakovich
1l. Election of Director: John L. Thornton Mgmt For For
1m. Election of Director: John B. Veihmeyer Mgmt For For
1n. Election of Director: John S. Weinberg Mgmt For For
2. Ratification of Independent Registered Mgmt For For
Public Accounting Firm.
3. Say-on-Pay - An Advisory Vote to Approve Mgmt For For
the Compensation of the Named Executives.
4. An Advisory Vote on the Frequency of a Mgmt 1 Year For
Shareholder Vote to Approve the
Compensation of the Named Executives.
5. Approval of the 2023 Long-Term Incentive Mgmt For For
Plan.
6. Relating to Consideration of a Shr For Against
Recapitalization Plan to Provide That All
of the Company's Outstanding Stock Have One
Vote Per Share.
7. Relating to Disclosure of the Company's Shr Against For
Reliance on Child Labor Outside of the
United States.
8. Relating to Reporting on the Company's Shr Against For
Animal Testing Practices.
--------------------------------------------------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC. Agenda Number: 935750491
--------------------------------------------------------------------------------------------------------------------------
Security: 354613101
Meeting Type: Annual
Meeting Date: 07-Feb-2023
Ticker: BEN
ISIN: US3546131018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to the Board to hold Mgmt For For
office until the next annual meeting of
stockholders or until that person's
successor is elected and qualified or until
his or her earlier death, resignation,
retirement, disqualification or removal:
Mariann Byerwalter
1b. Election of Director to the Board to hold Mgmt For For
office until the next annual meeting of
stockholders or until that person's
successor is elected and qualified or until
his or her earlier death, resignation,
retirement, disqualification or removal:
Alexander S. Friedman
1c. Election of Director to the Board to hold Mgmt For For
office until the next annual meeting of
stockholders or until that person's
successor is elected and qualified or until
his or her earlier death, resignation,
retirement, disqualification or removal:
Gregory E. Johnson
1d. Election of Director to the Board to hold Mgmt For For
office until the next annual meeting of
stockholders or until that person's
successor is elected and qualified or until
his or her earlier death, resignation,
retirement, disqualification or removal:
Jennifer M. Johnson
1e. Election of Director to the Board to hold Mgmt For For
office until the next annual meeting of
stockholders or until that person's
successor is elected and qualified or until
his or her earlier death, resignation,
retirement, disqualification or removal:
Rupert H. Johnson, Jr.
1f. Election of Director to the Board to hold Mgmt For For
office until the next annual meeting of
stockholders or until that person's
successor is elected and qualified or until
his or her earlier death, resignation,
retirement, disqualification or removal:
John Y. Kim
1g. Election of Director to the Board to hold Mgmt For For
office until the next annual meeting of
stockholders or until that person's
successor is elected and qualified or until
his or her earlier death, resignation,
retirement, disqualification or removal:
Karen M. King
1h. Election of Director to the Board to hold Mgmt For For
office until the next annual meeting of
stockholders or until that person's
successor is elected and qualified or until
his or her earlier death, resignation,
retirement, disqualification or removal:
Anthony J. Noto
1i. Election of Director to the Board to hold Mgmt For For
office until the next annual meeting of
stockholders or until that person's
successor is elected and qualified or until
his or her earlier death, resignation,
retirement, disqualification or removal:
John W. Thiel
1j. Election of Director to the Board to hold Mgmt For For
office until the next annual meeting of
stockholders or until that person's
successor is elected and qualified or until
his or her earlier death, resignation,
retirement, disqualification or removal:
Seth H. Waugh
1k. Election of Director to the Board to hold Mgmt For For
office until the next annual meeting of
stockholders or until that person's
successor is elected and qualified or until
his or her earlier death, resignation,
retirement, disqualification or removal:
Geoffrey Y. Yang
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending September
30, 2023.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers.
4. To hold an advisory vote on how frequently Mgmt 1 Year Against
stockholders believe we should obtain
future advisory votes on the compensation
of the Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
HOPE BANCORP Agenda Number: 935810514
--------------------------------------------------------------------------------------------------------------------------
Security: 43940T109
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: HOPE
ISIN: US43940T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kevin S. Kim Mgmt For For
Scott Yoon-Suk Whang Mgmt For For
Steven S. Koh Mgmt For For
Donald D. Byun Mgmt For For
Jinho Doo Mgmt For For
Daisy Y. Ha Mgmt For For
Joon Kyung Kim Mgmt For For
William J. Lewis Mgmt For For
David P. Malone Mgmt For For
Lisa K. Pai Mgmt For For
Mary E. Thigpen Mgmt For For
Dale S. Zuehls Mgmt For For
2. Ratification of appointment of Crowe LLP as Mgmt For For
the Company's independent registered public
accounting firm for the year ending
December 31, 2023.
3. Approval, on an advisory and non-binding Mgmt For For
basis of the compensation paid to the
Company's 2022 Named Executive Officers as
identified in the Company's 2023 proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED Agenda Number: 935775621
--------------------------------------------------------------------------------------------------------------------------
Security: 446150104
Meeting Type: Annual
Meeting Date: 19-Apr-2023
Ticker: HBAN
ISIN: US4461501045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Alanna Y. Cotton Mgmt For For
1b. Election of Director: Ann B. Crane Mgmt For For
1c. Election of Director: Gina D. France Mgmt For For
1d. Election of Director: J. Michael Mgmt For For
Hochschwender
1e. Election of Director: Richard H. King Mgmt For For
1f. Election of Director: Katherine M. A. Kline Mgmt For For
1g. Election of Director: Richard W. Neu Mgmt For For
1h. Election of Director: Kenneth J. Phelan Mgmt For For
1i. Election of Director: David L. Porteous Mgmt For For
1j. Election of Director: Roger J. Sit Mgmt For For
1k. Election of Director: Stephen D. Steinour Mgmt For For
1l. Election of Director: Jeffrey L. Tate Mgmt For For
1m. Election of Director: Gary Torgow Mgmt For For
2. An advisory resolution to approve, on a Mgmt For For
non-binding basis, the compensation of
executives as disclosed in the accompanying
proxy statement.
3. An advisory resolution to approve, on a Mgmt 1 Year For
non-binding basis, the frequency of future
advisory votes on executive compensation.
4. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for 2023.
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 935793631
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 11-May-2023
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Patrick P. Gelsinger Mgmt For For
1b. Election of Director: James J. Goetz Mgmt For For
1c. Election of Director: Andrea J. Goldsmith Mgmt For For
1d. Election of Director: Alyssa H. Henry Mgmt For For
1e. Election of Director: Omar Ishrak Mgmt For For
1f. Election of Director: Risa Lavizzo-Mourey Mgmt For For
1g. Election of Director: Tsu-Jae King Liu Mgmt For For
1h. Election of Director: Barbara G. Novick Mgmt For For
1i. Election of Director: Gregory D. Smith Mgmt For For
1j. Election of Director: Lip-Bu Tan Mgmt For For
1k. Election of Director: Dion J. Weisler Mgmt For For
1l. Election of Director: Frank D. Yeary Mgmt For For
2. Ratification of selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for 2023.
3. Advisory vote to approve executive Mgmt For For
compensation of our named executive
officers.
4. Approval of amendment and restatement of Mgmt For For
the 2006 Equity Incentive Plan.
5. Advisory vote on the frequency of holding Mgmt 1 Year For
future advisory votes to approve executive
compensation of our named executive
officers.
6. Stockholder proposal requesting an Shr Against For
executive stock retention period policy and
reporting, if properly presented at the
meeting.
7. Stockholder proposal requesting commission Shr Against For
and publication of a third party review of
Intel's China business ESG congruence, if
properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY Agenda Number: 935786321
--------------------------------------------------------------------------------------------------------------------------
Security: 460146103
Meeting Type: Annual
Meeting Date: 08-May-2023
Ticker: IP
ISIN: US4601461035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director (one-year term): Mgmt For For
Christopher M. Connor
1b. Election of Director (one-year term): Ahmet Mgmt For For
C. Dorduncu
1c. Election of Director (one-year term): Ilene Mgmt For For
S. Gordon
1d. Election of Director (one-year term): Mgmt For For
Anders Gustafsson
1e. Election of Director (one-year term): Mgmt For For
Jacqueline C. Hinman
1f. Election of Director (one-year term): Mgmt For For
Clinton A. Lewis, Jr.
1g. Election of Director (one-year term): Mgmt For For
Donald G. (DG) Macpherson
1h. Election of Director (one-year term): Mgmt For For
Kathryn D. Sullivan
1i. Election of Director (one-year term): Mark Mgmt For For
S. Sutton
1j. Election of Director (one-year term): Anton Mgmt For For
V. Vincent
1k. Election of Director (one-year term): Ray Mgmt For For
G. Young
2 Ratification of Deloitte & Touche LLP as Mgmt For For
the Company's Independent Auditor for 2023
3 A Non-Binding Resolution to Approve the Mgmt For For
Compensation of the Company's Named
Executive Officers
4 A Non-Binding Vote on the Frequency with Mgmt 1 Year For
which Shareowners Will Vote to Approve the
Compensation of the Company's Named
Executive Officers
5 Shareowner Proposal Concerning an Shr Against For
Independent Board Chair
6 Shareowner Proposal Concerning a Report on Shr Against For
Operations in China
--------------------------------------------------------------------------------------------------------------------------
INVESCO LTD. Agenda Number: 935792742
--------------------------------------------------------------------------------------------------------------------------
Security: G491BT108
Meeting Type: Annual
Meeting Date: 25-May-2023
Ticker: IVZ
ISIN: BMG491BT1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 Election of Director: Sarah E. Beshar Mgmt For For
02 Election of Director: Thomas M. Finke Mgmt For For
03 Election of Director: Martin L. Flanagan Mgmt For For
04 Election of Director: Thomas P. Gibbons Mgmt For For
05 Election of Director: William F. Glavin, Mgmt For For
Jr.
06 Election of Director: Elizabeth S. Johnson Mgmt For For
07 Election of Director: Denis Kessler Mgmt For For
08 Election of Director: Sir Nigel Sheinwald Mgmt For For
09 Election of Director: Paula C. Tolliver Mgmt For For
10 Election of Director: G. Richard Wagoner, Mgmt For For
Jr.
11 Election of Director: Christopher C. Womack Mgmt For For
12 Election of Director: Phoebe A. Wood Mgmt For For
2. Advisory vote to approve the company's 2022 Mgmt For For
executive compensation
3. Advisory vote on frequency of future Mgmt 1 Year For
advisory votes on executive compensation
4. Approval of the Amendment and Restatement Mgmt For For
of the Invesco Ltd. Third Amended and
Restated Bye-Laws to eliminate certain
super majority voting provisions
5. Appointment of PricewaterhouseCoopers LLP Mgmt For For
as the company's independent registered
public accounting firm for 2023
--------------------------------------------------------------------------------------------------------------------------
KEYCORP Agenda Number: 935797386
--------------------------------------------------------------------------------------------------------------------------
Security: 493267108
Meeting Type: Annual
Meeting Date: 11-May-2023
Ticker: KEY
ISIN: US4932671088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Alexander M. Cutler Mgmt For For
1b. Election of Director: H. James Dallas Mgmt For For
1c. Election of Director: Elizabeth R. Gile Mgmt For For
1d. Election of Director: Ruth Ann M. Gillis Mgmt For For
1e. Election of Director: Christopher M. Gorman Mgmt For For
1f. Election of Director: Robin N. Hayes Mgmt For For
1g. Election of Director: Carlton L. Highsmith Mgmt For For
1h. Election of Director: Richard J. Hipple Mgmt For For
1i. Election of Director: Devina A. Rankin Mgmt For For
1j. Election of Director: Barbara R. Snyder Mgmt For For
1k. Election of Director: Richard J. Tobin Mgmt For For
1l. Election of Director: Todd J. Vasos Mgmt For For
1m. Election of Director: David K. Wilson Mgmt For For
2. Ratification of the appointment of Mgmt For For
independent auditor.
3. Advisory approval of executive Mgmt For For
compensation.
4. Advisory vote on the frequency of the Mgmt 1 Year For
advisory vote on executive compensation.
5. Approval of the KeyCorp Amended and Mgmt For For
Restated 2019 Equity Compensation Plan.
6. Shareholder proposal seeking an independent Shr Against For
Board Chairperson.
--------------------------------------------------------------------------------------------------------------------------
KINDER MORGAN, INC. Agenda Number: 935785759
--------------------------------------------------------------------------------------------------------------------------
Security: 49456B101
Meeting Type: Annual
Meeting Date: 10-May-2023
Ticker: KMI
ISIN: US49456B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a one year term Mgmt For For
expiring in 2024: Richard D. Kinder
1b. Election of Director for a one year term Mgmt For For
expiring in 2024: Steven J. Kean
1c. Election of Director for a one year term Mgmt For For
expiring in 2024: Kimberly A. Dang
1d. Election of Director for a one year term Mgmt For For
expiring in 2024: Ted A. Gardner
1e. Election of Director for a one year term Mgmt For For
expiring in 2024: Anthony W. Hall, Jr.
1f. Election of Director for a one year term Mgmt For For
expiring in 2024: Gary L. Hultquist
1g. Election of Director for a one year term Mgmt For For
expiring in 2024: Ronald L. Kuehn, Jr.
1h. Election of Director for a one year term Mgmt For For
expiring in 2024: Deborah A. Macdonald
1i. Election of Director for a one year term Mgmt For For
expiring in 2024: Michael C. Morgan
1j. Election of Director for a one year term Mgmt For For
expiring in 2024: Arthur C. Reichstetter
1k. Election of Director for a one year term Mgmt For For
expiring in 2024: C. Park Shaper
1l. Election of Director for a one year term Mgmt For For
expiring in 2024: William A. Smith
1m. Election of Director for a one year term Mgmt For For
expiring in 2024: Joel V. Staff
1n. Election of Director for a one year term Mgmt For For
expiring in 2024: Robert F. Vagt
2. Approval of an Amendment to our Amended and Mgmt Against Against
Restated Certificate of Incorporation to
limit the liability of certain officers of
the company as permitted by recent
amendments to the General Corporation Law
of the State of Delaware
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2023
4. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers, as disclosed in the Proxy
Statement
--------------------------------------------------------------------------------------------------------------------------
KOHL'S CORPORATION Agenda Number: 935789252
--------------------------------------------------------------------------------------------------------------------------
Security: 500255104
Meeting Type: Annual
Meeting Date: 10-May-2023
Ticker: KSS
ISIN: US5002551043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Bender Mgmt For For
Peter Boneparth Mgmt For For
Yael Cosset Mgmt For For
Christine Day Mgmt For For
H. Charles Floyd Mgmt For For
Margaret L. Jenkins Mgmt For For
Thomas A. Kingsbury Mgmt For For
Robbin Mitchell Mgmt For For
Jonas Prising Mgmt For For
John E. Schlifske Mgmt For For
Adrianne Shapira Mgmt For For
2. To approve, by an advisory vote, the Mgmt For For
compensation of our named executive
officers.
3. To hold an advisory vote on the frequency Mgmt 1 Year For
of future shareholder advisory votes on the
compensation of our named executive
officers.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
February 3, 2024.
--------------------------------------------------------------------------------------------------------------------------
LEGGETT & PLATT, INCORPORATED Agenda Number: 935774631
--------------------------------------------------------------------------------------------------------------------------
Security: 524660107
Meeting Type: Annual
Meeting Date: 04-May-2023
Ticker: LEG
ISIN: US5246601075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Angela Barbee Mgmt For For
1b. Election of Director: Mark A. Blinn Mgmt For For
1c. Election of Director: Robert E. Brunner Mgmt For For
1d. Election of Director: Mary Campbell Mgmt For For
1e. Election of Director: J. Mitchell Dolloff Mgmt For For
1f. Election of Director: Manuel A. Fernandez Mgmt For For
1g. Election of Director: Karl G. Glassman Mgmt For For
1h. Election of Director: Joseph W. McClanathan Mgmt For For
1i. Election of Director: Srikanth Padmanabhan Mgmt For For
1j. Election of Director: Jai Shah Mgmt For For
1k. Election of Director: Phoebe A. Wood Mgmt For For
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the year ending December 31, 2023.
3. An advisory vote to approve named executive Mgmt For For
officer compensation as described in the
Company's proxy statement.
4. An advisory vote concerning the frequency Mgmt 1 Year For
of future votes on named executive officer
compensation to be held every.
--------------------------------------------------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES N.V. Agenda Number: 935847256
--------------------------------------------------------------------------------------------------------------------------
Security: N53745100
Meeting Type: Annual
Meeting Date: 19-May-2023
Ticker: LYB
ISIN: NL0009434992
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jacques Aigrain Mgmt For For
1b. Election of Director: Lincoln Benet Mgmt For For
1c. Election of Director: Robin Buchanan Mgmt For For
1d. Election of Director: Anthony (Tony) Chase Mgmt For For
1e. Election of Director: Robert (Bob) Dudley Mgmt For For
1f. Election of Director: Claire Farley Mgmt For For
1g. Election of Director: Rita Griffin Mgmt For For
1h. Election of Director: Michael Hanley Mgmt For For
1i. Election of Director: Virginia Kamsky Mgmt For For
1j. Election of Director: Albert Manifold Mgmt For For
1k. Election of Director: Peter Vanacker Mgmt For For
2. Discharge of Directors from Liability Mgmt For For
3. Adoption of 2022 Dutch Statutory Annual Mgmt For For
Accounts
4. Appointment of PricewaterhouseCoopers Mgmt For For
Accountants N.V. as the Auditor of our 2023
Dutch Statutory Annual Accounts
5. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as our Independent Registered Public
Accounting Firm
6. Advisory Vote Approving Executive Mgmt For For
Compensation (Say-on-Pay)
7. Advisory Vote on Frequency of Say-on-Pay Mgmt 1 Year For
Vote
8. Authorization to Conduct Share Repurchases Mgmt For For
9. Cancellation of Shares Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
M.D.C. HOLDINGS, INC. Agenda Number: 935773451
--------------------------------------------------------------------------------------------------------------------------
Security: 552676108
Meeting Type: Annual
Meeting Date: 17-Apr-2023
Ticker: MDC
ISIN: US5526761086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rafay Farooqui Mgmt For For
David D. Mandarich Mgmt For For
Paris G. Reece III Mgmt For For
David Siegel Mgmt For For
2. To approve an advisory proposal regarding Mgmt Against Against
the compensation of the Company's named
executive officers (Say on Pay).
3. An advisory vote regarding the frequency of Mgmt 1 Year For
submission to shareholders of advisory "Say
on Pay" proposals.
4. To approve an amendment to the M.D.C. Mgmt For For
Holdings, Inc. 2021 Equity Incentive Plan
to increase the shares authorized for
issuance under the plan.
5. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the 2023 fiscal
year.
--------------------------------------------------------------------------------------------------------------------------
NAVIENT CORPORATION Agenda Number: 935819853
--------------------------------------------------------------------------------------------------------------------------
Security: 63938C108
Meeting Type: Annual
Meeting Date: 25-May-2023
Ticker: NAVI
ISIN: US63938C1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for one-year term: Mgmt For For
Frederick Arnold
1b. Election of Director for one-year term: Mgmt For For
Edward J. Bramson
1c. Election of Director for one-year term: Mgmt For For
Anna Escobedo Cabral
1d. Election of Director for one-year term: Mgmt For For
Larry A. Klane
1e. Election of Director for one-year term: Mgmt For For
Michael A. Lawson
1f. Election of Director for one-year term: Mgmt For For
Linda A. Mills
1g. Election of Director for one-year term: Mgmt For Against
Director Withdrawn
1h. Election of Director for one-year term: Mgmt For For
Jane J. Thompson
1i. Election of Director for one-year term: Mgmt For For
Laura S. Unger
1j. Election of Director for one-year term: Mgmt For For
David L. Yowan
2. Ratify the appointment of KPMG LLP as Mgmt For For
Navient's independent registered public
accounting firm for 2023.
3. Approve, in a non-binding advisory vote, Mgmt For For
the compensation paid to Navient-named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
NEW YORK COMMUNITY BANCORP, INC. Agenda Number: 935833207
--------------------------------------------------------------------------------------------------------------------------
Security: 649445103
Meeting Type: Annual
Meeting Date: 01-Jun-2023
Ticker: NYCB
ISIN: US6494451031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Alessandro P. DiNello Mgmt For For
1b. Election of Director: Leslie D. Dunn Mgmt For For
1c. Election of Director: Lawrence Rosano, Jr. Mgmt For For
1d. Election of Director: Robert Wann Mgmt For For
2. The ratification of the appointment of KPMG Mgmt For For
LLP as the independent registered public
accounting firm of New York Community
Bancorp, Inc. in the fiscal year ending
December 31, 2023.
3. An advisory vote to approve compensation Mgmt For For
for our executive officers disclosed in the
accompanying Proxy Statement.
4. To provide an advisory vote on the Mgmt 1 Year For
frequency with which the advisory vote on
the executive officers' compensation shall
occur.
5. Approval of a management proposal to amend Mgmt For For
the Amended and Restated Certificate of
Incorporation of the Company in order to
phase out the classification of the board
of directors and provide instead for the
annual election of directors.
6. Approval of a management proposal to amend Mgmt For For
the Amended and Restated Certificate of
Incorporation and Bylaws of the Company to
eliminate the supermajority voting
requirements.
7. Approval of a proposed amendment to the New Mgmt For For
York Community Bancorp, Inc. 2020 Omnibus
Incentive Plan.
8. A shareholder proposal requesting Board Shr Against For
action to eliminate the supermajority
requirements in the Company's Amended and
Restated Certificate of Incorporation and
Bylaws.
9. A shareholder proposal requesting Board Shr For For
action to evaluate and issue a report to
shareholders on how the Company's lobbying
and policy influence activities align with
the goal of the Paris Agreement to limit
average global warming and temperature
increase.
--------------------------------------------------------------------------------------------------------------------------
NRG ENERGY, INC. Agenda Number: 935779287
--------------------------------------------------------------------------------------------------------------------------
Security: 629377508
Meeting Type: Annual
Meeting Date: 27-Apr-2023
Ticker: NRG
ISIN: US6293775085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: E. Spencer Abraham Mgmt For For
1b. Election of Director: Antonio Carrillo Mgmt For For
1c. Election of Director: Matthew Carter, Jr. Mgmt For For
1d. Election of Director: Lawrence S. Coben Mgmt For For
1e. Election of Director: Heather Cox Mgmt For For
1f. Election of Director: Elisabeth B. Donohue Mgmt For For
1g. Election of Director: Mauricio Gutierrez Mgmt For For
1h. Election of Director: Paul W. Hobby Mgmt For For
1i. Election of Director: Alexandra Pruner Mgmt For For
1j. Election of Director: Anne C. Schaumburg Mgmt For For
2. To adopt the NRG Energy, Inc. Amended and Mgmt For For
Restated Employee Stock Purchase Plan.
3. To approve, on a non-binding advisory Mgmt For For
basis, NRG Energy, Inc.'s executive
compensation.
4. To approve, on a non-binding advisory Mgmt 1 Year For
basis, the frequency of the non-binding
advisory vote on NRG Energy, Inc.'s
executive compensation.
5. To ratify the appointment of KPMG LLP as Mgmt For For
NRG Energy, Inc.'s independent registered
public accounting firm for the 2023 fiscal
year.
--------------------------------------------------------------------------------------------------------------------------
OLD REPUBLIC INTERNATIONAL CORPORATION Agenda Number: 935824789
--------------------------------------------------------------------------------------------------------------------------
Security: 680223104
Meeting Type: Annual
Meeting Date: 25-May-2023
Ticker: ORI
ISIN: US6802231042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Barbara A. Adachi Mgmt For For
Charles J. Kovaleski Mgmt For For
Craig R. Smiddy Mgmt For For
Fredricka Taubitz Mgmt For For
2. To ratify the selection of KPMG LLP as the Mgmt For For
company's auditors for 2023.
3. To provide an advisory approval on Mgmt For For
executive compensation.
4. To approve an amendment to the Old Republic Mgmt Against Against
International Corporation Certificate of
Incorporation.
5. To recommend, by non-binding vote, the Mgmt 1 Year For
frequency of executive compensation votes.
--------------------------------------------------------------------------------------------------------------------------
PACIFIC PREMIER BANCORP, INC. Agenda Number: 935821240
--------------------------------------------------------------------------------------------------------------------------
Security: 69478X105
Meeting Type: Annual
Meeting Date: 22-May-2023
Ticker: PPBI
ISIN: US69478X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Ayad A. Fargo Mgmt For For
1b. Election of Director: Steven R. Gardner Mgmt For For
1c. Election of Director: Joseph L. Garrett Mgmt For For
1d. Election of Director: Stephanie Hsieh Mgmt For For
1e. Election of Director: Jeffrey C. Jones Mgmt For For
1f. Election of Director: Rose E. Mgmt For For
McKinney-James
1g. Election of Director: M. Christian Mitchell Mgmt For For
1h. Election of Director: George M. Pereira Mgmt For For
1i. Election of Director: Barbara S. Polsky Mgmt For For
1j. Election of Director: Zareh H. Sarrafian Mgmt For For
1k. Election of Director: Jaynie M. Studenmund Mgmt For For
1l. Election of Director: Richard C. Thomas Mgmt For For
2. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER
31, 2023.
--------------------------------------------------------------------------------------------------------------------------
PHILLIPS 66 Agenda Number: 935793718
--------------------------------------------------------------------------------------------------------------------------
Security: 718546104
Meeting Type: Annual
Meeting Date: 10-May-2023
Ticker: PSX
ISIN: US7185461040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director to Hold Mgmt For For
Office until the 2026 Annual Meeting:
Gregory J. Hayes
1b. Election of Class II Director to Hold Mgmt For For
Office until the 2026 Annual Meeting:
Charles M. Holley
1c. Election of Class II Director to Hold Mgmt For For
Office until the 2026 Annual Meeting:
Denise R. Singleton
1d. Election of Class II Director to Hold Mgmt For For
Office until the 2026 Annual Meeting: Glenn
F. Tilton
1e. Election of Class II Director to Hold Mgmt For For
Office until the 2026 Annual Meeting: Marna
C. Whittington
2. Management Proposal to Approve the Mgmt For For
Declassification of the Board of Directors.
3. Advisory vote to approve our executive Mgmt For For
compensation.
4. Ratification of the Appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm.
5. Shareholder proposal requesting audited Shr Against For
report on the impact to chemicals business
under the System Change Scenario.
--------------------------------------------------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY Agenda Number: 935817241
--------------------------------------------------------------------------------------------------------------------------
Security: 723787107
Meeting Type: Annual
Meeting Date: 25-May-2023
Ticker: PXD
ISIN: US7237871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. ELECTION OF DIRECTOR: A.R. Alameddine Mgmt For For
1b. ELECTION OF DIRECTOR: Lori G. Billingsley Mgmt For For
1c. ELECTION OF DIRECTOR: Edison C. Buchanan Mgmt For For
1d. ELECTION OF DIRECTOR: Richard P. Dealy Mgmt For For
1e. ELECTION OF DIRECTOR: Maria S. Dreyfus Mgmt For For
1f. ELECTION OF DIRECTOR: Matthew M. Gallagher Mgmt For For
1g. ELECTION OF DIRECTOR: Phillip A. Gobe Mgmt For For
1h. ELECTION OF DIRECTOR: Stacy P. Methvin Mgmt For For
1i. ELECTION OF DIRECTOR: Royce W. Mitchell Mgmt For For
1j. ELECTION OF DIRECTOR: Scott D. Sheffield Mgmt For For
1k. ELECTION OF DIRECTOR: J. Kenneth Thompson Mgmt For For
1l. ELECTION OF DIRECTOR: Phoebe A. Wood Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2023.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. ADVISORY VOTE TO APPROVE THE FREQUENCY OF Mgmt 1 Year For
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PLAINS GP HOLDINGS, L.P. Agenda Number: 935831873
--------------------------------------------------------------------------------------------------------------------------
Security: 72651A207
Meeting Type: Annual
Meeting Date: 24-May-2023
Ticker: PAGP
ISIN: US72651A2078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Willie Chiang Mgmt For For
Ellen DeSanctis Mgmt For For
Alexandra Pruner Mgmt For For
Lawrence Ziemba Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2023.
3. The approval, on a non-binding advisory Mgmt For For
basis, of our 2022 named executive officer
compensation.
--------------------------------------------------------------------------------------------------------------------------
PROVIDENT FINANCIAL SERVICES, INC. Agenda Number: 935753283
--------------------------------------------------------------------------------------------------------------------------
Security: 74386T105
Meeting Type: Special
Meeting Date: 01-Feb-2023
Ticker: PFS
ISIN: US74386T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance of Provident Mgmt For For
Financial Services, Inc. ("Provident")
common stock to holders of Lakeland
Bancorp, Inc. ("Lakeland") common stock
pursuant to the Agreement and Plan of
Merger, dated as of September 26, 2022 (as
it may be amended from time to time), by
and among Provident, NL 239 Corp. and
Lakeland (the "Provident share issuance
proposal").
2. To adjourn the special meeting, if Mgmt For For
necessary or appropriate, to solicit
additional proxies if, immediately prior to
such adjournment, there are not sufficient
votes to approve the Provident share
issuance proposal or to ensure that any
supplement or amendment to the accompanying
joint proxy statement/prospectus is timely
provided to holders of Provident common
stock (the "Provident adjournment
proposal").
--------------------------------------------------------------------------------------------------------------------------
PROVIDENT FINANCIAL SERVICES, INC. Agenda Number: 935779530
--------------------------------------------------------------------------------------------------------------------------
Security: 74386T105
Meeting Type: Annual
Meeting Date: 27-Apr-2023
Ticker: PFS
ISIN: US74386T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Terence Gallagher Mgmt For For
Edward J. Leppert Mgmt For For
Nadine Leslie Mgmt For For
2. The approval (non-binding) of executive Mgmt For For
compensation.
3. An advisory (non-binding) vote on the Mgmt 1 Year For
frequency of stockholder voting on
executive compensation.
4. The ratification of the appointment of KPMG Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC. Agenda Number: 935793845
--------------------------------------------------------------------------------------------------------------------------
Security: 744320102
Meeting Type: Annual
Meeting Date: 09-May-2023
Ticker: PRU
ISIN: US7443201022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Gilbert F. Casellas Mgmt For For
1.2 Election of Director: Robert M. Falzon Mgmt For For
1.3 Election of Director: Martina Hund-Mejean Mgmt For For
1.4 Election of Director: Wendy E. Jones Mgmt For For
1.5 Election of Director: Charles F. Lowrey Mgmt For For
1.6 Election of Director: Sandra Pianalto Mgmt For For
1.7 Election of Director: Christine A. Poon Mgmt For For
1.8 Election of Director: Douglas A. Scovanner Mgmt For For
1.9 Election of Director: Michael A. Todman Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2023.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Advisory Vote on the frequency of future Mgmt 1 Year For
advisory votes to approve named executive
officer compensation.
5. Shareholder proposal regarding an Shr Against For
Independent Board Chairman.
--------------------------------------------------------------------------------------------------------------------------
SINCLAIR BROADCAST GROUP, INC. Agenda Number: 935801882
--------------------------------------------------------------------------------------------------------------------------
Security: 829226109
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: SBGI
ISIN: US8292261091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David D. Smith Mgmt For For
Frederick G. Smith Mgmt For For
J. Duncan Smith Mgmt For For
Robert E. Smith Mgmt For For
Laurie R. Beyer Mgmt For For
Benjamin S. Carson, Sr. Mgmt For For
Howard E. Friedman Mgmt For For
Daniel C. Keith Mgmt For For
Benson E. Legg Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm of the Company for the fiscal year
ending December 31, 2023.
3. Approval, by non-binding advisory vote, on Mgmt Against Against
our executive compensation.
4. Non-binding advisory vote on the frequency Mgmt 1 Year Against
of non-binding advisory votes on our
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
SINCLAIR BROADCAST GROUP, INC. Agenda Number: 935849058
--------------------------------------------------------------------------------------------------------------------------
Security: 829226109
Meeting Type: Special
Meeting Date: 24-May-2023
Ticker: SBGI
ISIN: US8292261091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Proposal to approve the Agreement of Share Mgmt For For
Exchange and Plan of Reorganization among
Sinclair Broadcast Group, Inc., Sinclair,
Inc. and Sinclair Holdings, LLC and the
share exchange described therein.
--------------------------------------------------------------------------------------------------------------------------
THE CARLYLE GROUP INC Agenda Number: 935825464
--------------------------------------------------------------------------------------------------------------------------
Security: 14316J108
Meeting Type: Annual
Meeting Date: 30-May-2023
Ticker: CG
ISIN: US14316J1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William E. Conway, Jr. Mgmt For For
Lawton W. Fitt Mgmt For For
Mark S. Ordan Mgmt For For
Anthony Welters Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
Independent Registered Public Accounting
Firm for 2023
3. Management Proposal to Reorganize the Board Mgmt For For
of Directors into One Class
4. Approval of The Carlyle Group Inc. Amended Mgmt For For
and Restated 2012 Equity Incentive Plan
5. Non-Binding Vote to Approve Named Executive Mgmt Against Against
Officer Compensation ("Say-on-Pay")
6. Shareholder Proposal to Implement a Simple Mgmt For For
Majority Vote Requirement in Our Governing
Documents
--------------------------------------------------------------------------------------------------------------------------
THE KRAFT HEINZ COMPANY Agenda Number: 935780557
--------------------------------------------------------------------------------------------------------------------------
Security: 500754106
Meeting Type: Annual
Meeting Date: 04-May-2023
Ticker: KHC
ISIN: US5007541064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Gregory E. Abel Mgmt For For
1b. Election of Director: Humberto P. Alfonso Mgmt For For
1c. Election of Director: John T. Cahill Mgmt For For
1d. Election of Director: Lori Dickerson Fouche Mgmt For For
1e. Election of Director: Diane Gherson Mgmt For For
1f. Election of Director: Timothy Kenesey Mgmt For For
1g. Election of Director: Alicia Knapp Mgmt For For
1h. Election of Director: Elio Leoni Sceti Mgmt For For
1i. Election of Director: Susan Mulder Mgmt For For
1j. Election of Director: James Park Mgmt For For
1k. Election of Director: Miguel Patricio Mgmt For For
1l. Election of Director: John C. Pope Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditors for 2023.
4. Stockholder Proposal - Simple majority Shr For Against
vote, if properly presented.
5. Stockholder Proposal - Report on water Shr Against For
risk, if properly presented.
6. Stockholder Proposal - Civil rights audit, Shr Against For
if properly presented.
--------------------------------------------------------------------------------------------------------------------------
THE WESTERN UNION COMPANY Agenda Number: 935788387
--------------------------------------------------------------------------------------------------------------------------
Security: 959802109
Meeting Type: Annual
Meeting Date: 12-May-2023
Ticker: WU
ISIN: US9598021098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Martin I. Cole Mgmt For For
1b. Election of Director: Betsy D. Holden Mgmt For For
1c. Election of Director: Jeffrey A. Joerres Mgmt For For
1d. Election of Director: Devin B. McGranahan Mgmt For For
1e. Election of Director: Michael A. Miles, Jr. Mgmt For For
1f. Election of Director: Timothy P. Murphy Mgmt For For
1g. Election of Director: Jan Siegmund Mgmt For For
1h. Election of Director: Angela A. Sun Mgmt For For
1i. Election of Director: Solomon D. Trujillo Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Advisory Vote on the Frequency of the Vote Mgmt 1 Year For
on Executive Compensation.
4. Ratification of Selection of Ernst & Young Mgmt For For
LLP as our Independent Registered Public
Accounting Firm for 2023.
5. Amendment to the Charter to limit liability Mgmt Against Against
for certain officers.
6. Stockholder Proposal Regarding Stockholder Shr Against For
Right to Act by Written Consent
--------------------------------------------------------------------------------------------------------------------------
TRUIST FINANCIAL CORPORATION Agenda Number: 935775607
--------------------------------------------------------------------------------------------------------------------------
Security: 89832Q109
Meeting Type: Annual
Meeting Date: 25-Apr-2023
Ticker: TFC
ISIN: US89832Q1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jennifer S. Banner Mgmt For For
1b. Election of Director: K. David Boyer, Jr. Mgmt For For
1c. Election of Director: Agnes Bundy Scanlan Mgmt For For
1d. Election of Director: Anna R. Cablik Mgmt For For
1e. Election of Director: Dallas S. Clement Mgmt For For
1f. Election of Director: Paul D. Donahue Mgmt For For
1g. Election of Director: Patrick C. Graney III Mgmt For For
1h. Election of Director: Linnie M. Haynesworth Mgmt For For
1i. Election of Director: Kelly S. King Mgmt For For
1j. Election of Director: Easter A. Maynard Mgmt For For
1k. Election of Director: Donna S. Morea Mgmt For For
1l. Election of Director: Charles A. Patton Mgmt For For
1m. Election of Director: Nido R. Qubein Mgmt For For
1n. Election of Director: David M. Ratcliffe Mgmt For For
1o. Election of Director: William H. Rogers, Mgmt For For
Jr.
1p. Election of Director: Frank P. Scruggs, Jr. Mgmt For For
1q. Election of Director: Christine Sears Mgmt For For
1r. Election of Director: Thomas E. Skains Mgmt For For
1s. Election of Director: Bruce L. Tanner Mgmt For For
1t. Election of Director: Thomas N. Thompson Mgmt For For
1u. Election of Director: Steven C. Voorhees Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Truist's
independent registered public accounting
firm for 2023.
3. Advisory vote to approve Truist's executive Mgmt For For
compensation program.
4. To recommend that a non-binding, advisory Mgmt 1 Year For
vote to approve Truist's executive
compensation program be put to shareholders
for their consideration every: one; two; or
three years.
5. Shareholder proposal regarding an Shr Against For
independent Chairman of the Board of
Directors, if properly presented at the
Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda Number: 935771914
--------------------------------------------------------------------------------------------------------------------------
Security: 902973304
Meeting Type: Annual
Meeting Date: 18-Apr-2023
Ticker: USB
ISIN: US9029733048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Warner L. Baxter Mgmt For For
1b. Election of Director: Dorothy J. Bridges Mgmt For For
1c. Election of Director: Elizabeth L. Buse Mgmt For For
1d. Election of Director: Andrew Cecere Mgmt For For
1e. Election of Director: Alan B. Colberg Mgmt For For
1f. Election of Director: Kimberly N. Mgmt For For
Ellison-Taylor
1g Election of Director: Kimberly J. Harris Mgmt For For
1h. Election of Director: Roland A. Hernandez Mgmt For For
1i. Election of Director: Richard P. McKenney Mgmt For For
1j. Election of Director: Yusuf I. Mehdi Mgmt For For
1k. Election of Director: Loretta E. Reynolds Mgmt For For
1l. Election of Director: John P. Wiehoff Mgmt For For
1m. Election of Director: Scott W. Wine Mgmt For For
2. An advisory vote to approve the Mgmt For For
compensation of our executives disclosed in
the proxy statement.
3. An advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on executive compensation.
4. The ratification of the selection of Ernst Mgmt For For
& Young LLP as our independent auditor for
the 2023 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
UPBOUND GROUP, INC. Agenda Number: 935839615
--------------------------------------------------------------------------------------------------------------------------
Security: 76009N100
Meeting Type: Annual
Meeting Date: 06-Jun-2023
Ticker: UPBD
ISIN: US76009N1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jeffrey Brown Mgmt For For
1b. Election of Director: Mitchell Fadel Mgmt For For
1c. Election of Director: Christopher Hetrick Mgmt For For
1d. Election of Director: Harold Lewis Mgmt For For
1e. Election of Director: Glenn Marino Mgmt For For
1f. Election of Director: Carol McFate Mgmt For For
1g. Election of Director: Jen You Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2023
3. To approve, by non-binding vote, Mgmt For For
compensation of the named executive
officers for the year ended December 31,
2022
4. To approve an amendment to the Upbound Mgmt Against Against
Group, Inc. 2021 Long-Term Incentive Plan
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 935790700
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 11-May-2023
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Shellye Archambeau Mgmt For For
1B. Election of Director: Roxanne Austin Mgmt For For
1C. Election of Director: Mark Bertolini Mgmt For For
1D. Election of Director: Vittorio Colao Mgmt For For
1E. Election of Director: Melanie Healey Mgmt For For
1F. Election of Director: Laxman Narasimhan Mgmt For For
1G. Election of Director: Clarence Otis, Jr. Mgmt For For
1H. Election of Director: Daniel Schulman Mgmt For For
1I. Election of Director: Rodney Slater Mgmt For For
1J. Election of Director: Carol Tome Mgmt For For
1K. Election of Director: Hans Vestberg Mgmt For For
1L. Election of Director: Gregory Weaver Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation
3. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes to approve executive
compensation
4. Ratification of appointment of independent Mgmt For For
registered public accounting firm
5. Government requests to remove content Shr Against For
6. Prohibit political contributions Shr Against For
7. Amend clawback policy Shr Against For
8. Shareholder ratification of annual equity Shr Against For
awards
9. Independent chair Shr Against For
--------------------------------------------------------------------------------------------------------------------------
VIRTU FINANCIAL INC Agenda Number: 935852803
--------------------------------------------------------------------------------------------------------------------------
Security: 928254101
Meeting Type: Annual
Meeting Date: 13-Jun-2023
Ticker: VIRT
ISIN: US9282541013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Douglas A. Cifu Mgmt For For
Joseph J. Grano, Jr. Mgmt For For
Joanne M. Minieri Mgmt For For
2. Advisory Vote to Approve Compensation of Mgmt Against Against
Named Executive Officers.
3. Proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal year ending December 31,
2023.
4. Proposal to approve an amendment to the Mgmt Against Against
Virtu Financial, Inc. Certificate of
Incorporation to reflect new Delaware law
provisions regarding officer exculpation.
--------------------------------------------------------------------------------------------------------------------------
WALGREENS BOOTS ALLIANCE, INC. Agenda Number: 935747280
--------------------------------------------------------------------------------------------------------------------------
Security: 931427108
Meeting Type: Annual
Meeting Date: 26-Jan-2023
Ticker: WBA
ISIN: US9314271084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Janice M. Babiak Mgmt For For
1b. Election of Director: Inderpal S. Bhandari Mgmt For For
1c. Election of Director: Rosalind G. Brewer Mgmt For For
1d. Election of Director: Ginger L. Graham Mgmt For For
1e. Election of Director: Bryan C. Hanson Mgmt For For
1f. Election of Director: Valerie B. Jarrett Mgmt For For
1g. Election of Director: John A. Lederer Mgmt For For
1h. Election of Director: Dominic P. Murphy Mgmt For For
1i. Election of Director: Stefano Pessina Mgmt For For
1j. Election of Director: Nancy M. Schlichting Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm for fiscal year
2023.
4. Stockholder proposal requesting report on Shr Against For
public health costs due to tobacco product
sales and the impact on overall market
returns.
5. Stockholder proposal requesting an Shr Against For
independent board chairman.
--------------------------------------------------------------------------------------------------------------------------
WHIRLPOOL CORPORATION Agenda Number: 935772663
--------------------------------------------------------------------------------------------------------------------------
Security: 963320106
Meeting Type: Annual
Meeting Date: 18-Apr-2023
Ticker: WHR
ISIN: US9633201069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Samuel R. Allen Mgmt For For
1b. Election of Director: Marc R. Bitzer Mgmt For For
1c. Election of Director: Greg Creed Mgmt For For
1d. Election of Director: Diane M. Dietz Mgmt For For
1e. Election of Director: Gerri T. Elliott Mgmt For For
1f. Election of Director: Jennifer A. LaClair Mgmt For For
1g. Election of Director: John D. Liu Mgmt For For
1h. Election of Director: James M. Loree Mgmt For For
1i. Election of Director: Harish Manwani Mgmt For For
1j. Election of Director: Patricia K. Poppe Mgmt For For
1k. Election of Director: Larry O. Spencer Mgmt For For
1l. Election of Director: Michael D. White Mgmt For For
2. Advisory vote to approve Whirlpool Mgmt For For
Corporation's executive compensation.
3. Advisory vote on the frequency of holding Mgmt 1 Year For
an advisory vote on Whirlpool Corporation's
executive compensation.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Whirlpool Corporation's
independent registered public accounting
firm for 2023.
5. Approval of the Whirlpool Corporation 2023 Mgmt For For
Omnibus Stock and Incentive Plan.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Absolute Shares Trust
By (Signature) /s/ Don Schreiber Jr
Name Don Schreiber Jr
Title President
Date 08/12/2023