UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-09997
NAME OF REGISTRANT: Baird Funds, Inc.
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 777 East Wisconsin Avenue
Milwaukee, WI 53202-5391
NAME AND ADDRESS OF AGENT FOR SERVICE: Charles M. Weber
c/o Robert W. Baird & Co.
Incorporated
777 East Wisconsin Avenue
Milwaukee, WI 53202-5391
REGISTRANT'S TELEPHONE NUMBER: 414-765-3500
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2020 - 06/30/2021
BAIRD MIDCAP FUND
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ALIGN TECHNOLOGY, INC. Agenda Number: 935371132
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Security: 016255101
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: ALGN
ISIN: US0162551016
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kevin J. Dallas Mgmt For For
1B. Election of Director: Joseph M. Hogan Mgmt For For
1C. Election of Director: Joseph Lacob Mgmt For For
1D. Election of Director: C. Raymond Larkin, Mgmt For For
Jr.
1E. Election of Director: George J. Morrow Mgmt For For
1F. Election of Director: Anne M. Myong Mgmt For For
1G. Election of Director: Andrea L. Saia Mgmt For For
1H. Election of Director: Greg J. Santora Mgmt For For
1I. Election of Director: Susan E. Siegel Mgmt For For
1J. Election of Director: Warren S. Thaler Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTANTS: Proposal to
ratify the appointment of
PricewaterhouseCoopers LLP as Align
Technology, Inc.'s independent registered
public accountants for the fiscal year
ending December 31, 2021.
3. BYLAW AMENDMENT: Ratify an Amendment of our Mgmt For For
Bylaws to designate Delaware and the
District Courts of the United States as the
Exclusive Forums for adjudication of
certain disputes.
4. APPROVAL OF AMENDED STOCK PLAN: Approve the Mgmt For For
Amendment and Restatement of our 2010
Employee Stock Purchase Plan.
5. ADVISORY VOTE ON NAMED EXECUTIVES Mgmt For For
COMPENSATION: Consider an Advisory Vote to
Approve the Compensation of our Named
Executive Officers.
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ANSYS, INC. Agenda Number: 935371459
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Security: 03662Q105
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: ANSS
ISIN: US03662Q1058
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director for Three-Year Mgmt For For
Term: Jim Frankola
1B. Election of Class I Director for Three-Year Mgmt For For
Term: Alec D. Gallimore
1C. Election of Class I Director for Three-Year Mgmt For For
Term: Ronald W. Hovsepian
2. Ratification of the Selection of Deloitte & Mgmt For For
Touche LLP as the Company's Independent
Registered Public Accounting Firm for
Fiscal Year 2021.
3. Approval of the ANSYS, Inc. 2021 Equity and Mgmt For For
Incentive Compensation Plan.
4. Advisory Approval of the Compensation of Mgmt For For
Our Named Executive Officers.
5. Stockholder Proposal Requesting the Shr For Against
Adoption of a Simple Majority Voting
Provision, if Properly Presented.
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ASPEN TECHNOLOGY, INC. Agenda Number: 935317328
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Security: 045327103
Meeting Type: Annual
Meeting Date: 29-Jan-2021
Ticker: AZPN
ISIN: US0453271035
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas M. Bradicich Mgmt For For
Adriana Karaboutis Mgmt For For
Georgia Keresty Mgmt For For
2. Ratify the appointment of KPMG as our Mgmt For For
independent registered public accounting
firm for fiscal 2021.
3. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers as identified in the Proxy
Statement for the annual meeting (so-called
"say on pay").
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BIOMARIN PHARMACEUTICAL INC. Agenda Number: 935385357
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Security: 09061G101
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: BMRN
ISIN: US09061G1013
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jean-Jacques Bienaime Mgmt For For
Elizabeth M. Anderson Mgmt For For
Willard Dere Mgmt For For
Michael Grey Mgmt Withheld Against
Elaine J. Heron Mgmt For For
Maykin Ho Mgmt For For
Robert J. Hombach Mgmt For For
V. Bryan Lawlis Mgmt For For
Richard A. Meier Mgmt For For
David E.I. Pyott Mgmt For For
Dennis J. Slamon Mgmt For For
2. To ratify the selection of KPMG LLP as the Mgmt For For
independent registered public accounting
firm for BioMarin for the fiscal year
ending December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's Named
Executive Officers as disclosed in the
Proxy Statement.
4. To approve an amendment to the 2017 Equity Mgmt For For
Incentive Plan, as amended.
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BROADRIDGE FINANCIAL SOLUTIONS, INC. Agenda Number: 935279984
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Security: 11133T103
Meeting Type: Annual
Meeting Date: 19-Nov-2020
Ticker: BR
ISIN: US11133T1034
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Leslie
A. Brun
1B. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Pamela
L. Carter
1C. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders:
Richard J. Daly
1D. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Robert
N. Duelks
1E. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders:
Timothy C. Gokey
1F. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Brett
A. Keller
1G. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Maura
A. Markus
1H. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Thomas
J. Perna
1I. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Alan
J. Weber
1J. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Amit
K. Zavery
2. Advisory vote to approve the compensation Mgmt For For
of the Company's Named Executive Officers
(the Say on Pay Vote).
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accountants for the
fiscal year ending June 30, 2021.
4. Stockholder Proposal on Political Shr Against For
Contributions.
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BURLINGTON STORES, INC. Agenda Number: 935382870
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Security: 122017106
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: BURL
ISIN: US1220171060
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director: Michael Mgmt For For
Goodwin
1b. Election of Class II Director: William P. Mgmt For For
McNamara
1c. Election of Class II Director: Michael Mgmt For For
O'Sullivan
1d. Election of Class II Director: Jessica Mgmt For For
Rodriguez
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered certified public accounting firm
for the fiscal year ending January 29,
2022.
3. Approval, on a non-binding, advisory basis, Mgmt For For
of the compensation of the Company's named
executive officers ("Say-On-Pay").
4. Approval of stockholder proposal regarding Shr Against For
the setting of target amounts for CEO
compensation, if properly presented.
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CABLE ONE, INC. Agenda Number: 935410364
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Security: 12685J105
Meeting Type: Annual
Meeting Date: 21-May-2021
Ticker: CABO
ISIN: US12685J1051
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas S. Gayner Mgmt Against Against
1B. Election of Director: Deborah J. Kissire Mgmt For For
1C. Election of Director: Thomas O. Might Mgmt For For
1D. Election of Director: Kristine E. Miller Mgmt Against Against
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of the Company for the year ending
December 31, 2021.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the Company's
named executive officers for 2020.
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CATALENT, INC. Agenda Number: 935271293
--------------------------------------------------------------------------------------------------------------------------
Security: 148806102
Meeting Type: Annual
Meeting Date: 29-Oct-2020
Ticker: CTLT
ISIN: US1488061029
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Madhavan Balachandran Mgmt Against Against
1B. Election of Director: J. Martin Carroll Mgmt Against Against
1C. Election of Director: Rolf Classon Mgmt For For
1D. Election of Director: John J. Greisch Mgmt For For
1E. Election of Director: Christa Kreuzburg Mgmt Against Against
1F. Election of Director: Gregory T. Lucier Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent auditor.
3. To approve, by non-binding vote, the Mgmt For For
compensation of our named executive
officers.
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CDW CORP Agenda Number: 935380307
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Security: 12514G108
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: CDW
ISIN: US12514G1085
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Virginia C.
Addicott
1B. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: James A. Bell
1C. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Lynda M. Clarizio
1D. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Paul J. Finnegan
1E. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Anthony R. Foxx
1F. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Christine A. Leahy
1G. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Sanjay Mehrotra
1H. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: David W. Nelms
1I. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Joseph R. Swedish
1J. Election of Director for a term to Expire Mgmt For For
at 2022 Annual Meeting: Donna F. Zarcone
2. To approve, on an advisory basis, named Mgmt For For
executive officer compensation.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
4. To approve the amendment to the Company's Mgmt For For
Certificate of Incorporation to eliminate
the supermajority voting requirement in
Article Eleven and to make certain
non-substantive changes.
5. To approve the amendment to the Company's Mgmt For For
Certificate of Incorporation to eliminate
the obsolete competition and corporate
opportunity provision.
6. To approve the CDW Corporation 2021 Mgmt For For
Long-Term Incentive Plan.
7. To approve the amendment to the CDW Mgmt For For
Corporation Coworker Stock Purchase Plan.
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CHIPOTLE MEXICAN GRILL, INC. Agenda Number: 935375320
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Security: 169656105
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: CMG
ISIN: US1696561059
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Albert S. Baldocchi Mgmt For For
Matthew A. Carey Mgmt For For
Gregg Engles Mgmt For For
Patricia Fili-Krushel Mgmt For For
Neil W. Flanzraich Mgmt For For
Mauricio Gutierrez Mgmt For For
Robin Hickenlooper Mgmt For For
Scott Maw Mgmt For For
Ali Namvar Mgmt For For
Brian Niccol Mgmt For For
Mary Winston Mgmt For For
2. An advisory vote to approve the Mgmt Against Against
compensation of our executive officers as
disclosed in the proxy statement
("say-on-pay").
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
4. Shareholder Proposal - Written Consent of Shr For Against
Shareholders.
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COPART, INC. Agenda Number: 935296512
--------------------------------------------------------------------------------------------------------------------------
Security: 217204106
Meeting Type: Annual
Meeting Date: 04-Dec-2020
Ticker: CPRT
ISIN: US2172041061
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Willis J. Johnson Mgmt For For
1.2 Election of Director: A. Jayson Adair Mgmt For For
1.3 Election of Director: Matt Blunt Mgmt For For
1.4 Election of Director: Steven D. Cohan Mgmt For For
1.5 Election of Director: Daniel J. Englander Mgmt For For
1.6 Election of Director: James E. Meeks Mgmt For For
1.7 Election of Director: Thomas N. Tryforos Mgmt For For
1.8 Election of Director: Diane M. Morefield Mgmt For For
1.9 Election of Director: Stephen Fisher Mgmt For For
2. To approve, on an advisory (non-binding) Mgmt Against Against
basis, the compensation of our named
executive officers (say-on-pay vote).
3. To approve an amendment to our Amended and Mgmt For For
Restated 2007 Equity Incentive Plan to
increase the number of shares reserved
under the plan from 32,000,000 shares to
36,000,000 shares.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
July 31, 2021.
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COSTAR GROUP, INC. Agenda Number: 935407684
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Security: 22160N109
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: CSGP
ISIN: US22160N1090
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Michael R. Klein Mgmt For For
1B. Election of director: Andrew C. Florance Mgmt For For
1C. Election of director: Laura Cox Kaplan Mgmt For For
1D. Election of director: Michael J. Glosserman Mgmt For For
1E. Election of director: John W. Hill Mgmt For For
1F. Election of director: Robert W. Musslewhite Mgmt For For
1G. Election of director: Christopher J. Mgmt For For
Nassetta
1H. Election of director: Louise S. Sams Mgmt For For
2. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as the Company's independent
registered public accounting firm for 2021.
3. Proposal to approve, on an advisory basis, Mgmt For For
the Company's executive compensation.
4. Proposal to approve the adoption of the Mgmt For For
Company's Fourth Amended and Restated
Certificate of Incorporation to increase
the total number of shares of common stock
that the Company is authorized to issue
from 60,000,000 to 1,200,000,000 and
correspondingly increase the total number
of shares of capital stock that the Company
is authorized to issue from 62,000,000 to
1,202,000,000.
5. Proposal to approve the amendment and Mgmt For For
restatement of the CoStar Employee Stock
Purchase Plan to increase the number of
shares authorized for issuance thereunder.
6. Stockholder proposal regarding simple Shr For Against
majority vote, if properly presented.
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D.R. HORTON, INC. Agenda Number: 935320870
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Security: 23331A109
Meeting Type: Annual
Meeting Date: 20-Jan-2021
Ticker: DHI
ISIN: US23331A1097
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Donald R. Horton Mgmt For For
1B. Election of director: Barbara K. Allen Mgmt For For
1C. Election of director: Brad S. Anderson Mgmt For For
1D. Election of director: Michael R. Buchanan Mgmt For For
1E. Election of director: Michael W. Hewatt Mgmt For For
1F. Election of director: Maribess L. Miller Mgmt For For
2. Approval of the advisory resolution on Mgmt For For
executive compensation.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public
accounting firm.
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DEXCOM, INC. Agenda Number: 935383430
--------------------------------------------------------------------------------------------------------------------------
Security: 252131107
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: DXCM
ISIN: US2521311074
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director to hold office Mgmt For For
until 2024 Annual Meeting: Kevin R. Sayer
1.2 Election of Class I Director to hold office Mgmt For For
until 2024 Annual Meeting: Nicholas
Augustinos
1.3 Election of Class I Director to hold office Mgmt For For
until 2024 Annual Meeting: Bridgette P.
Heller
2. To ratify the selection by the Audit Mgmt For For
Committee of our Board of Directors of
Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. To hold a non-binding vote on an advisory Mgmt For For
resolution to approve executive
compensation.
4. To approve the amendment and restatement of Mgmt For For
our Certificate of Incorporation to
declassify our Board of Directors.
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EPAM SYSTEMS, INC. Agenda Number: 935416948
--------------------------------------------------------------------------------------------------------------------------
Security: 29414B104
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: EPAM
ISIN: US29414B1044
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director to hold Mgmt For For
office for a three year term: Arkadiy
Dobkin
1B. Election of Class III Director to hold Mgmt For For
office for a three year term: Robert E.
Segert
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2021.
3. To approve, on an advisory and non-binding Mgmt For For
basis, the compensation for our named
executive officers as disclosed in this
Proxy Statement.
4. To approve, on an advisory and non-binding Mgmt 1 Year For
basis, the frequency in which future
advisory votes on the compensation for our
named executive officers will occur.
5. To approve the EPAM Systems, Inc. 2021 Mgmt For For
Employee Stock Purchase Plan.
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ETSY, INC. Agenda Number: 935412611
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Security: 29786A106
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: ETSY
ISIN: US29786A1060
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director to serve Mgmt Abstain Against
until our 2024 Annual Meeting: Gary S.
Briggs
1B. Election of Class III Director to serve Mgmt Abstain Against
until our 2024 Annual Meeting: Edith W.
Cooper
1C. Election of Class III Director to serve Mgmt Abstain Against
until our 2024 Annual Meeting: Melissa
Reiff
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
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EURONET WORLDWIDE, INC. Agenda Number: 935381866
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Security: 298736109
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: EEFT
ISIN: US2987361092
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul S. Althasen Mgmt For For
Thomas A. McDonnell Mgmt For For
Michael N. Frumkin Mgmt For For
2. Approval of amendments to the amended 2006 Mgmt For For
Stock Incentive Plan.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as Euronet's independent registered public
accounting firm for the year ending
December 31, 2021.
4. Advisory vote on executive compensation. Mgmt For For
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FASTENAL COMPANY Agenda Number: 935342270
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Security: 311900104
Meeting Type: Annual
Meeting Date: 24-Apr-2021
Ticker: FAST
ISIN: US3119001044
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Scott A. Satterlee Mgmt For For
1B. Election of Director: Michael J. Ancius Mgmt For For
1C. Election of Director: Stephen L. Eastman Mgmt For For
1D. Election of Director: Daniel L. Florness Mgmt For For
1E. Election of Director: Rita J. Heise Mgmt For For
1F. Election of Director: Hsenghung Sam Hsu Mgmt For For
1G. Election of Director: Daniel L. Johnson Mgmt For For
1H. Election of Director: Nicholas J. Lundquist Mgmt For For
1I. Election of Director: Reyne K. Wisecup Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as independent registered public accounting
firm for the 2021 fiscal year.
3. Approval, by non-binding vote, of executive Mgmt For For
compensation.
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FIVE BELOW, INC. Agenda Number: 935422573
--------------------------------------------------------------------------------------------------------------------------
Security: 33829M101
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: FIVE
ISIN: US33829M1018
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Dinesh S. Lathi Mgmt For For
1B. Election of Director: Richard L. Markee Mgmt For For
1C. Election of Director: Thomas G. Vellios Mgmt For For
1D. Election of Director: Zuhairah S. Mgmt For For
Washington
2. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the current fiscal year
ending January 29, 2022.
3. To approve, by non-binding advisory vote, Mgmt Against Against
the Company's Named Executive Officer
compensation.
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FLOOR & DECOR HOLDINGS, INC. Agenda Number: 935363553
--------------------------------------------------------------------------------------------------------------------------
Security: 339750101
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: FND
ISIN: US3397501012
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Norman Axelrod Mgmt For For
1b. Election of Director: Ryan Marshall Mgmt For For
1c. Election of Director: Richard Sullivan Mgmt For For
1d. Election of Director: Felicia Thornton Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as independent auditors for the Company's
2021 fiscal year.
3. To approve, by non-binding vote, the Mgmt For For
compensation paid to the Company's named
executive officers.
4. To approve the amendment of our Restated Mgmt For For
Certificate of Incorporation (our
"Charter") to declassify our board of
directors.
5. To approve the amendment of our Charter to Mgmt For For
eliminate supermajority voting requirements
and other obsolete provisions, including
the elimination of Class B Common Stock and
Class C Common Stock.
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GENERAC HOLDINGS INC. Agenda Number: 935423222
--------------------------------------------------------------------------------------------------------------------------
Security: 368736104
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: GNRC
ISIN: US3687361044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert D. Dixon Mgmt For For
David A. Ramon Mgmt For For
William D. Jenkins, Jr. Mgmt For For
Kathryn V. Roedel Mgmt For For
2. Proposal to ratify the selection of Mgmt For For
Deloitte & Touche LLP as our independent
registered public accounting firm for the
year ending December 31, 2021.
3. Advisory vote on the non-binding Mgmt For For
"say-on-pay" resolution to approve the
compensation of our executive officers.
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GRACO INC. Agenda Number: 935344488
--------------------------------------------------------------------------------------------------------------------------
Security: 384109104
Meeting Type: Annual
Meeting Date: 23-Apr-2021
Ticker: GGG
ISIN: US3841091040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) Election of Director: Brett C. Carter Mgmt For For
1B) Election of Director: R. William Van Sant Mgmt For For
1C) Election of Director: Emily C. White Mgmt For For
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered accounting firm.
3. Approval, on an advisory basis, of the Mgmt For For
compensation paid to our named executive
officers as disclosed in the Proxy
Statement.
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HEICO CORPORATION Agenda Number: 935332508
--------------------------------------------------------------------------------------------------------------------------
Security: 422806109
Meeting Type: Annual
Meeting Date: 19-Mar-2021
Ticker: HEI
ISIN: US4228061093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas M. Culligan Mgmt For For
Adolfo Henriques Mgmt For For
Mark H. Hildebrandt Mgmt For For
Eric A. Mendelson Mgmt For For
Laurans A. Mendelson Mgmt For For
Victor H. Mendelson Mgmt For For
Julie Neitzel Mgmt For For
Dr. Alan Schriesheim Mgmt For For
Frank J. Schwitter Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING OCTOBER 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ICON PLC Agenda Number: 935238875
--------------------------------------------------------------------------------------------------------------------------
Security: G4705A100
Meeting Type: Annual
Meeting Date: 21-Jul-2020
Ticker: ICLR
ISIN: IE0005711209
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Ms. Mary Pendergast Mgmt For For
1.2 Election of Director: Professor Hugh Brady Mgmt For For
1.3 Election of Director: Mr. Ronan Murphy Mgmt For For
1.4 Election of Director: Ms. Julie O'Neill Mgmt For For
2. To review the Company's affairs and Mgmt For For
consider the Accounts and Reports
3. To authorise the fixing of the Auditors' Mgmt For For
Remuneration
4. To authorise the Company to allot shares Mgmt For For
5. To disapply the statutory pre-emption Mgmt For For
rights
6. To disapply the statutory pre-emption Mgmt For For
rights for funding capital investment or
acquisitions
7. To authorise the Company to make market Mgmt For For
purchases of shares
8. To authorise the price range at which the Mgmt For For
Company can reissue shares that it holds as
treasury shares
--------------------------------------------------------------------------------------------------------------------------
ICON PLC Agenda Number: 935429616
--------------------------------------------------------------------------------------------------------------------------
Security: G4705A100
Meeting Type: Special
Meeting Date: 15-Jun-2021
Ticker: ICLR
ISIN: IE0005711209
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The proposal to approve the issuance of Mgmt For For
ICON ordinary shares to PRA stockholders
pursuant to the merger agreement, which is
referred to as the ICON share issuance
proposal.
2. The proposal to adjourn the ICON EGM to Mgmt For For
solicit additional proxies if there are not
sufficient votes to approve the ICON share
issuance proposal, which is referred to as
the ICON adjournment proposal.
--------------------------------------------------------------------------------------------------------------------------
IDEX CORPORATION Agenda Number: 935361484
--------------------------------------------------------------------------------------------------------------------------
Security: 45167R104
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: IEX
ISIN: US45167R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of three Mgmt For For
years: WILLIAM M. COOK
1B. Election of Director for a term of three Mgmt For For
years: MARK A. BUTHMAN
1C. Election of Director for a term of three Mgmt For For
years: LAKECIA N. GUNTER
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
IDEXX LABORATORIES, INC. Agenda Number: 935370508
--------------------------------------------------------------------------------------------------------------------------
Security: 45168D104
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: IDXX
ISIN: US45168D1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bruce L. Claflin Mgmt For For
1B. Election of Director: Asha S. Collins, PhD Mgmt For For
1C. Election of Director: Daniel M. Junius Mgmt For For
1D. Election of Director: Sam Samad Mgmt For For
2. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm. To
ratify the selection of
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the current fiscal year (Proposal
Two).
3. Advisory Vote on Executive Compensation. To Mgmt For For
approve a nonbinding advisory resolution on
the Company's executive compensation
(Proposal Three).
--------------------------------------------------------------------------------------------------------------------------
INSULET CORPORATION Agenda Number: 935387642
--------------------------------------------------------------------------------------------------------------------------
Security: 45784P101
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: PODD
ISIN: US45784P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Wayne A.I. Frederick MD Mgmt For For
Shacey Petrovic Mgmt For For
Timothy J. Scannell Mgmt For For
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of certain
executive officers.
3. To ratify the appointment of Grant Thornton Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
J.B. HUNT TRANSPORT SERVICES, INC. Agenda Number: 935353855
--------------------------------------------------------------------------------------------------------------------------
Security: 445658107
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: JBHT
ISIN: US4456581077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas G. Duncan Mgmt For For
1B. Election of Director: Francesca M. Mgmt For For
Edwardson
1C. Election of Director: Wayne Garrison Mgmt For For
1D. Election of Director: Sharilyn S. Gasaway Mgmt For For
1E. Election of Director: Gary C. George Mgmt For For
1F. Election of Director: Thad Hill Mgmt For For
1G. Election of Director: J. Bryan Hunt, Jr. Mgmt For For
1H. Election of Director: Gale V. King Mgmt For For
1I. Election of Director: John N. Roberts III Mgmt For For
1J. Election of Director: James L. Robo Mgmt For For
1K. Election of Director: Kirk Thomspon Mgmt For For
2. To approve an advisory resolution regarding Mgmt For For
the Company's compensation of its named
executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent public
accountants for calendar year 2021.
--------------------------------------------------------------------------------------------------------------------------
JACK HENRY & ASSOCIATES, INC. Agenda Number: 935282006
--------------------------------------------------------------------------------------------------------------------------
Security: 426281101
Meeting Type: Annual
Meeting Date: 17-Nov-2020
Ticker: JKHY
ISIN: US4262811015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M. Flanigan Mgmt For For
J. Prim Mgmt For For
T. Wilson Mgmt For For
J. Fiegel Mgmt For For
T. Wimsett Mgmt For For
L. Kelly Mgmt For For
S. Miyashiro Mgmt For For
W. Brown Mgmt For For
D. Foss Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To approve an amendment to our certificate Mgmt For For
of incorporation to remove a supermajority
voting standard for stockholder approval of
an acquisition of the company by another
person or entity.
4. To ratify the selection of the Company's Mgmt For For
independent registered public accounting
firm.
--------------------------------------------------------------------------------------------------------------------------
JAZZ PHARMACEUTICALS PLC Agenda Number: 935239144
--------------------------------------------------------------------------------------------------------------------------
Security: G50871105
Meeting Type: Annual
Meeting Date: 30-Jul-2020
Ticker: JAZZ
ISIN: IE00B4Q5ZN47
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bruce C. Cozadd Mgmt For For
1B. Election of Director: Heather Ann McSharry Mgmt For For
1C. Election of Director: Anne O'Riordan Mgmt For For
1D. Election of Director: Rick E Winningham Mgmt For For
2. To ratify, on a non-binding advisory basis, Mgmt For For
the appointment of KPMG as the independent
auditors of Jazz Pharmaceuticals plc for
the fiscal year ending December 31, 2020
and to authorize, in a binding vote, the
board of directors, acting through the
audit committee, to determine the auditors'
remuneration.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of Jazz
Pharmaceuticals plc's named executive
officers as disclosed in the proxy
statement.
4. To approve an amendment and restatement of Mgmt For For
Jazz Pharmaceuticals plc's Amended and
Restated 2007 Non-Employee Directors Stock
Award Plan in order to, among other things,
increase the number of ordinary shares
authorized for issuance by 500,000 shares.
5. To approve a capital reduction and creation Mgmt For For
of distributable reserves under Irish law.
--------------------------------------------------------------------------------------------------------------------------
KEYSIGHT TECHNOLOGIES, INC. Agenda Number: 935329361
--------------------------------------------------------------------------------------------------------------------------
Security: 49338L103
Meeting Type: Annual
Meeting Date: 18-Mar-2021
Ticker: KEYS
ISIN: US49338L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Ronald S. Nersesian Mgmt For For
1.2 Election of Director: Charles J. Mgmt For For
Dockendorff
1.3 Election of Director: Robert A. Rango Mgmt For For
2. To ratify the Audit and Finance Committee's Mgmt For For
appointment of PricewaterhouseCoopers LLP
as Keysight's independent registered public
accounting firm.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of Keysight's named
executive officers.
4. To approve, on a non-binding advisory Mgmt 1 Year For
basis, the frequency of the stockholder
vote on the compensation of Keysight's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
LAMB WESTON HOLDINGS, INC. Agenda Number: 935257178
--------------------------------------------------------------------------------------------------------------------------
Security: 513272104
Meeting Type: Annual
Meeting Date: 24-Sep-2020
Ticker: LW
ISIN: US5132721045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter J. Bensen Mgmt For For
1B. Election of Director: Charles A. Blixt Mgmt For For
1C. Election of Director: Robert J. Coviello Mgmt For For
1D. Election of Director: Andre J. Hawaux Mgmt For For
1E. Election of Director: W.G. Jurgensen Mgmt For For
1F. Election of Director: Thomas P. Maurer Mgmt For For
1G. Election of Director: Robert A. Niblock Mgmt For For
1H. Election of Director: Hala G. Moddelmog Mgmt For For
1I. Election of Director: Maria Renna Sharpe Mgmt For For
1J. Election of Director: Thomas P. Werner Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Ratification of the Appointment of KPMG LLP Mgmt For For
as Independent Auditors for Fiscal Year
2021.
--------------------------------------------------------------------------------------------------------------------------
MARKETAXESS HOLDINGS INC. Agenda Number: 935410491
--------------------------------------------------------------------------------------------------------------------------
Security: 57060D108
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: MKTX
ISIN: US57060D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard M. McVey Mgmt For For
1B. Election of Director: Nancy Altobello Mgmt For For
1C. Election of Director: Steven L. Begleiter Mgmt For For
1D. Election of Director: Stephen P. Casper Mgmt For For
1E. Election of Director: Jane Chwick Mgmt For For
1F. Election of Director: Christopher R. Mgmt For For
Concannon
1G. Election of Director: William F. Cruger Mgmt For For
1H. Election of Director: Kourtney Gibson Mgmt For For
1I. Election of Director: Justin G. Gmelich Mgmt For For
1J. Election of Director: Richard G. Ketchum Mgmt For For
1K. Election of Director: Emily H. Portney Mgmt For For
1L. Election of Director: Richard L. Prager Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the year ending December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the 2021
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
MERCURY SYSTEMS, INC. Agenda Number: 935271700
--------------------------------------------------------------------------------------------------------------------------
Security: 589378108
Meeting Type: Annual
Meeting Date: 28-Oct-2020
Ticker: MRCY
ISIN: US5893781089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark Aslett* Mgmt For For
Mary Louise Krakauer* Mgmt For For
William K. O'Brien* Mgmt For For
Orlando P. Carvalho# Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To approve our amended and restated 2018 Mgmt For For
Stock Incentive Plan.
4. To approve our amended and restated 1997 Mgmt For For
Employee Stock Purchase Plan.
5. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY INCORPORATED Agenda Number: 935248357
--------------------------------------------------------------------------------------------------------------------------
Security: 595017104
Meeting Type: Annual
Meeting Date: 18-Aug-2020
Ticker: MCHP
ISIN: US5950171042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Steve Sanghi Mgmt For For
1b. Election of Director: Matthew W. Chapman Mgmt For For
1c. Election of Director: L.B. Day Mgmt For For
1d. Election of Director: Esther L. Johnson Mgmt For For
1e. Election of Director: Wade F. Meyercord Mgmt For For
2. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as the independent registered
public accounting firm of Microchip for the
fiscal year ending March 31, 2021.
3. Proposal to approve, on an advisory Mgmt For For
(non-binding) basis, the compensation of
our named executives.
--------------------------------------------------------------------------------------------------------------------------
MONOLITHIC POWER SYSTEMS, INC. Agenda Number: 935418966
--------------------------------------------------------------------------------------------------------------------------
Security: 609839105
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: MPWR
ISIN: US6098391054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Eugen Elmiger Mgmt For For
Jeff Zhou Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. Approve, on an advisory basis, the 2020 Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
MSCI INC. Agenda Number: 935348006
--------------------------------------------------------------------------------------------------------------------------
Security: 55354G100
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: MSCI
ISIN: US55354G1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Henry A. Fernandez Mgmt For For
1B. Election of Director: Robert G. Ashe Mgmt For For
1C. Election of Director: Wayne Edmunds Mgmt For For
1D. Election of Director: Catherine R. Kinney Mgmt For For
1E. Election of Director: Jacques P. Perold Mgmt For For
1F. Election of Director: Sandy C. Rattray Mgmt For For
1G. Election of Director: Linda H. Riefler Mgmt For For
1H. Election of Director: Marcus L. Smith Mgmt For For
1I. Election of Director: Paula Volent Mgmt For For
2. To approve, by non-binding vote, our Mgmt For For
executive compensation, as described in
these proxy materials.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
auditor.
--------------------------------------------------------------------------------------------------------------------------
NCR CORPORATION Agenda Number: 935341278
--------------------------------------------------------------------------------------------------------------------------
Security: 62886E108
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: NCR
ISIN: US62886E1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark W. Begor Mgmt For For
1B. Election of Director: Gregory Blank Mgmt For For
1C. Election of Director: Catherine L. Burke Mgmt For For
1D. Election of Director: Deborah A. Farrington Mgmt For For
1E. Election of Director: Michael D. Hayford Mgmt For For
1F. Election of Director: Georgette D. Kiser Mgmt For For
1G. Election of Director: Kirk T. Larsen Mgmt For For
1H. Election of Director: Frank R. Martire Mgmt For For
1I. Election of Director: Martin Mucci Mgmt For For
1J. Election of Director: Matthew A. Thompson Mgmt For For
2. To approve, on a non-binding and advisory Mgmt Against Against
basis, the compensation of the named
executive officers as more particularly
described in the proxy materials.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021 as more particularly described in
the proxy materials.
--------------------------------------------------------------------------------------------------------------------------
PAYCOM SOFTWARE, INC. Agenda Number: 935382692
--------------------------------------------------------------------------------------------------------------------------
Security: 70432V102
Meeting Type: Annual
Meeting Date: 03-May-2021
Ticker: PAYC
ISIN: US70432V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert J. Levenson Mgmt Withheld Against
Frederick C. Peters II Mgmt Withheld Against
2. To ratify the appointment of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2021.
3. Advisory vote to approve the compensation Mgmt Against Against
of our named executive officers.
4. Stockholder proposal requesting that the Shr For
Board of Directors prepare a diversity
report.
--------------------------------------------------------------------------------------------------------------------------
PINNACLE FINANCIAL PARTNERS, INC. Agenda Number: 935343246
--------------------------------------------------------------------------------------------------------------------------
Security: 72346Q104
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: PNFP
ISIN: US72346Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: Abney S. Boxley, III
1B. Election of Director for a term of one Mgmt For For
year: Gregory L. Burns
1C. Election of Director for a term of one Mgmt For For
year: Thomas C. Farnsworth, III
1D. Election of Director for a term of one Mgmt For For
year: David B. Ingram
1E. Election of Director for a term of one Mgmt For For
year: Decosta E. Jenkins
1F. Election of Director for a term of one Mgmt For For
year: G. Kennedy Thompson
1G. Election of Director for a term of one Mgmt For For
year: Charles E. Brock
1H. Election of Director for a term of one Mgmt For For
year: Richard D. Callicutt, II
1I. Election of Director for a term of one Mgmt For For
year: Joseph C. Galante
1J. Election of Director for a term of one Mgmt For For
year: Robert A. McCabe, Jr.
1K. Election of Director for a term of one Mgmt For For
year: Reese L. Smith, III
1L. Election of Director for a term of one Mgmt For For
year: M. Terry Turner
1M. Election of Director for a term of one Mgmt For For
year: Renda J. Burkhart
1N. Election of Director for a term of one Mgmt For For
year: Marty G. Dickens
1O. Election of Director for a term of one Mgmt For For
year: Glenda Baskin Glover
1P. Election of Director for a term of one Mgmt For For
year: Ronald L. Samuels
2. To ratify the appointment of Crowe LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the Company's
named executive officers as disclosed in
the proxy statement for the annual meeting
of shareholders.
4. To approve the amendment and restatement of Mgmt For For
the Pinnacle Financial Partners, Inc. 2018
Omnibus Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
POOL CORPORATION Agenda Number: 935369416
--------------------------------------------------------------------------------------------------------------------------
Security: 73278L105
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: POOL
ISIN: US73278L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter D. Arvan Mgmt For For
1B. Election of Director: Timothy M. Graven Mgmt For For
1C. Election of Director: Debra S. Oler Mgmt For For
1D. Election of Director: Manuel J. Perez de la Mgmt For For
Mesa
1E. Election of Director: Harlan F. Seymour Mgmt For For
1F. Election of Director: Robert C. Sledd Mgmt For For
1G. Election of Director: John E. Stokely Mgmt For For
1H. Election of Director: David G. Whalen Mgmt For For
2. Ratification of the retention of Ernst & Mgmt For For
Young LLP, certified public accountants, as
our independent registered public
accounting firm for the 2021 fiscal year.
3. Say-on-pay vote: Advisory vote to approve Mgmt For For
the compensation of our named executive
officers as disclosed in the proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
PTC INC. Agenda Number: 935319372
--------------------------------------------------------------------------------------------------------------------------
Security: 69370C100
Meeting Type: Annual
Meeting Date: 10-Feb-2021
Ticker: PTC
ISIN: US69370C1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Janice Chaffin Mgmt For For
Phillip Fernandez Mgmt For For
James Heppelmann Mgmt For For
Klaus Hoehn Mgmt For For
Paul Lacy Mgmt For For
Corinna Lathan Mgmt For For
Blake Moret Mgmt For For
Robert Schechter Mgmt For For
2. Advisory vote to approve the compensation Mgmt Against Against
of our named executive officers
(say-on-pay).
3. Advisory vote to confirm the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the current fiscal year.
--------------------------------------------------------------------------------------------------------------------------
QUALYS, INC. Agenda Number: 935410693
--------------------------------------------------------------------------------------------------------------------------
Security: 74758T303
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: QLYS
ISIN: US74758T3032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey P. Hank Mgmt For For
Sumedh Thakar Mgmt For For
2. To ratify the appointment of Grant Thornton Mgmt For For
LLP as Qualys, Inc.'s independent
registered public accounting firm for its
fiscal year ending December 31, 2021.
3. To approve, on an advisory and non-binding Mgmt Against Against
basis, the compensation of Qualys, Inc.'s
named executive officers as described in
the Proxy Statement.
4. To approve Qualys, Inc.'s 2021 Employee Mgmt For For
Stock Purchase Plan and its material terms.
--------------------------------------------------------------------------------------------------------------------------
REPLIGEN CORPORATION Agenda Number: 935406101
--------------------------------------------------------------------------------------------------------------------------
Security: 759916109
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: RGEN
ISIN: US7599161095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tony J. Hunt Mgmt For For
1B. Election of Director: Karen A. Dawes Mgmt For For
1C. Election of Director: Nicolas M. Barthelemy Mgmt For For
1D. Election of Director: Carrie Eglinton Mgmt For For
Manner
1E. Election of Director: Rohin Mhatre, Ph.D. Mgmt For For
1F. Election of Director: Glenn P. Muir Mgmt For For
1G. Election of Director: Thomas F. Ryan, Jr. Mgmt For For
2. Ratification of the selection of Ernst & Mgmt For For
Young LLP as Repligen Corporation's
independent registered public accounting
firm for fiscal year 2021.
3. Advisory vote to approve the compensation Mgmt For For
paid to Repligen Corporation's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
RESMED INC. Agenda Number: 935280115
--------------------------------------------------------------------------------------------------------------------------
Security: 761152107
Meeting Type: Annual
Meeting Date: 19-Nov-2020
Ticker: RMD
ISIN: US7611521078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until 2021 Mgmt For For
annual meeting: Karen Drexler
2B. Election of Director to serve until 2021 Mgmt For For
annual meeting: Michael Farrell
2. Ratify our appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending June 30,
2021.
3. Approve, on an advisory basis, the Mgmt For For
compensation paid to our named executive
officers, as disclosed in the proxy
statement ("say-on-pay").
--------------------------------------------------------------------------------------------------------------------------
ROCKWELL AUTOMATION, INC. Agenda Number: 935318534
--------------------------------------------------------------------------------------------------------------------------
Security: 773903109
Meeting Type: Annual
Meeting Date: 02-Feb-2021
Ticker: ROK
ISIN: US7739031091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A. DIRECTOR
William P. Gipson Mgmt For For
J. Phillip Holloman Mgmt For For
Steven R. Kalmanson Mgmt For For
Lawrence D. Kingsley Mgmt For For
Lisa A. Payne Mgmt For For
B. To approve, on an advisory basis, the Mgmt For For
compensation of the Corporation's named
executive officers.
C. To approve the selection of Deloitte & Mgmt For For
Touche LLP as the Corporation's independent
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
SYNOPSYS, INC. Agenda Number: 935337255
--------------------------------------------------------------------------------------------------------------------------
Security: 871607107
Meeting Type: Annual
Meeting Date: 08-Apr-2021
Ticker: SNPS
ISIN: US8716071076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Aart J. de Geus Mgmt For For
1B. Election of Director: Chi-Foon Chan Mgmt For For
1C. Election of Director: Janice D. Chaffin Mgmt For For
1D. Election of Director: Bruce R. Chizen Mgmt For For
1E. Election of Director: Mercedes Johnson Mgmt For For
1F. Election of Director: Chrysostomos L. "Max" Mgmt For For
Nikias
1G. Election of Director: Jeannine P. Sargent Mgmt For For
1H. Election of Director: John Schwarz Mgmt For For
1I. Election of Director: Roy Vallee Mgmt For For
2. To approve our 2006 Employee Equity Mgmt For For
Incentive Plan, as amended, in order to,
among other items, increase the number of
shares available for issuance under the
plan by 4,700,000 shares.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers, as disclosed in the Proxy
Statement.
4. To ratify the selection of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending October 30,
2021.
5. To vote on the stockholder proposal Shr For Against
regarding special stockholder meetings, if
properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
TAKE-TWO INTERACTIVE SOFTWARE, INC. Agenda Number: 935256758
--------------------------------------------------------------------------------------------------------------------------
Security: 874054109
Meeting Type: Annual
Meeting Date: 16-Sep-2020
Ticker: TTWO
ISIN: US8740541094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Strauss Zelnick Mgmt For For
1B. Election of Director: Michael Dornemann Mgmt For For
1C. Election of Director: J. Moses Mgmt For For
1D. Election of Director: Michael Sheresky Mgmt For For
1E. Election of Director: LaVerne Srinivasan Mgmt For For
1F. Election of Director: Susan Tolson Mgmt For For
1G. Election of Director: Paul Viera Mgmt For For
1H. Election of Director: Roland Hernandez Mgmt For For
2. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of the Company's "named
executive officers" as disclosed in the
Proxy Statement.
3. Approval of the Amended and Restated Mgmt For For
Take-Two Interactive Software, Inc. 2017
Stock Incentive Plan.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our Independent registered
public accounting firm for the fiscal year
ending March 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
THE COOPER COMPANIES, INC. Agenda Number: 935329715
--------------------------------------------------------------------------------------------------------------------------
Security: 216648402
Meeting Type: Annual
Meeting Date: 17-Mar-2021
Ticker: COO
ISIN: US2166484020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Colleen E. Jay Mgmt For For
1B. Election of Director: William A. Kozy Mgmt For For
1C. Election of Director: Jody S. Lindell Mgmt For For
1D. Election of Director: Teresa S. Madden Mgmt For For
1E. Election of Director: Gary S. Petersmeyer Mgmt For For
1F. Election of Director: Robert S. Weiss Mgmt For For
1G. Election of Director: Albert G. White III Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the independent registered public
accounting firm for The Cooper Companies,
Inc. for the fiscal year ending October 31,
2021.
3. An advisory vote on the compensation of our Mgmt For For
named executive officers as presented in
the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
TRACTOR SUPPLY COMPANY Agenda Number: 935363731
--------------------------------------------------------------------------------------------------------------------------
Security: 892356106
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: TSCO
ISIN: US8923561067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Cynthia T. Jamison Mgmt For For
Joy Brown Mgmt For For
Ricardo Cardenas Mgmt For For
Denise L. Jackson Mgmt For For
Thomas A. Kingsbury Mgmt For For
Ramkumar Krishnan Mgmt For For
Edna K. Morris Mgmt For For
Mark J. Weikel Mgmt For For
Harry A. Lawton III Mgmt For For
2. To ratify the re-appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending December 25, 2021.
3. Say on Pay - An advisory vote to approve Mgmt For For
executive compensation.
4. Stockholder Proposal titled "Transition to Shr Against For
Public Benefit Corporation".
--------------------------------------------------------------------------------------------------------------------------
TRANSUNION Agenda Number: 935359667
--------------------------------------------------------------------------------------------------------------------------
Security: 89400J107
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: TRU
ISIN: US89400J1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William P. (Billy) Mgmt For For
Bosworth
1B. Election of Director: Suzanne P. Clark Mgmt For For
1C. Election of Director: Kermit R. Crawford Mgmt For For
1D. Election of Director: Russell P. Fradin Mgmt For For
1E. Election of Director: Pamela A. Joseph Mgmt For For
1F. Election of Director: Thomas L. Monahan, Mgmt For For
III
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as TransUnion's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
TREX COMPANY, INC. Agenda Number: 935350859
--------------------------------------------------------------------------------------------------------------------------
Security: 89531P105
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: TREX
ISIN: US89531P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: James E. Cline Mgmt For For
1B Election of Director: Bryan H. Fairbanks Mgmt For For
1C Election of Director: Gena C. Lovett Mgmt For For
1D Election of Director: Patricia B. Robinson Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Trex Company's independent
registered public accounting firm for the
2021 fiscal year
--------------------------------------------------------------------------------------------------------------------------
TYLER TECHNOLOGIES, INC. Agenda Number: 935397388
--------------------------------------------------------------------------------------------------------------------------
Security: 902252105
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: TYL
ISIN: US9022521051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Glenn A. Carter Mgmt For For
1B. Election of Director: Brenda A. Cline Mgmt For For
1C. Election of Director: Ronnie D. Hawkins, Mgmt For For
Jr.
1D. Election of Director: Mary L. Landrieu Mgmt For For
1E. Election of Director: John S. Marr, Jr. Mgmt For For
1F. Election of Director: H. Lynn Moore, Jr. Mgmt For For
1G. Election of Director: Daniel M. Pope Mgmt For For
1H. Election of Director: Dustin R. Womble Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
independent auditors.
3. Approval of an advisory resolution on Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
UNDER ARMOUR, INC. Agenda Number: 935366725
--------------------------------------------------------------------------------------------------------------------------
Security: 904311107
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: UAA
ISIN: US9043111072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kevin A. Plank Mgmt For For
Douglas E. Coltharp Mgmt For For
Jerri L. DeVard Mgmt For For
Mohamed A. El-Erian Mgmt For For
Patrik Frisk Mgmt For For
Karen W. Katz Mgmt For For
Westley Moore Mgmt For For
Eric T. Olson Mgmt For For
Harvey L. Sanders Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt Against Against
the compensation of executives as disclosed
in the "Executive Compensation" section of
the proxy statement, including the
Compensation Discussion and Analysis and
tables.
3. Ratification of appointment of independent Mgmt For For
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
VEEVA SYSTEMS INC. Agenda Number: 935312518
--------------------------------------------------------------------------------------------------------------------------
Security: 922475108
Meeting Type: Special
Meeting Date: 13-Jan-2021
Ticker: VEEV
ISIN: US9224751084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The adoption and approval of the amendments Mgmt For For
to our Restated Certificate of
Incorporation to become a public benefit
corporation.
2. The adoption and approval of the amendments Mgmt For For
to our Restated Certificate of
Incorporation to eliminate the classified
structure of our Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
VEEVA SYSTEMS INC. Agenda Number: 935433677
--------------------------------------------------------------------------------------------------------------------------
Security: 922475108
Meeting Type: Annual
Meeting Date: 23-Jun-2021
Ticker: VEEV
ISIN: US9224751084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2022 annual meeting: Mark Carges
1B. Election of Director to serve until the Mgmt For For
2022 annual meeting: Paul E. Chamberlain
1C. Election of Director to serve until the Mgmt For For
2022 annual meeting: Ronald E.F. Codd
1D. Election of Director to serve until the Mgmt For For
2022 annual meeting: Peter P. Gassner
1E. Election of Director to serve until the Mgmt For For
2022 annual meeting: Mary Lynne Hedley
1F. Election of Director to serve until the Mgmt For For
2022 annual meeting: Gordon Ritter
1G. Election of Director to serve until the Mgmt Against Against
2022 annual meeting: Paul Sekhri
1H. Election of Director to serve until the Mgmt For For
2022 annual meeting: Matthew J. Wallach
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
January 31, 2022.
3. To hold an advisory (non-binding) vote to Mgmt For For
approve named executive officer
compensation.
4. To hold an advisory (non-binding) vote on Mgmt 1 Year Against
the frequency of future shareholder
advisory votes to approve named executive
officer compensation.
5. To amend and restate our Restated Mgmt For For
Certificate of Incorporation to permit
shareholders to call special meetings as
specified in our amended and restated
bylaws, which would allow shareholders
holding 25% or more of the voting power of
our capital stock for at least one year to
call special meetings.
6. To consider and vote upon a shareholder Shr For Against
proposal, if properly presented, to enable
shareholders holding 15% or more of our
common stock to call special meetings.
--------------------------------------------------------------------------------------------------------------------------
VERISIGN, INC. Agenda Number: 935395889
--------------------------------------------------------------------------------------------------------------------------
Security: 92343E102
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: VRSN
ISIN: US92343E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: D. James Bidzos Mgmt For For
1.2 Election of Director: Yehuda Ari Buchalter Mgmt For For
1.3 Election of Director: Kathleen A. Cote Mgmt For For
1.4 Election of Director: Thomas F. Frist III Mgmt For For
1.5 Election of Director: Jamie S. Gorelick Mgmt For For
1.6 Election of Director: Roger H. Moore Mgmt For For
1.7 Election of Director: Louis A. Simpson Mgmt For For
1.8 Election of Director: Timothy Tomlinson Mgmt For For
2. To approve, on a non-binding, advisory Mgmt For For
basis, the Company's executive
compensation.
3. To ratify the selection of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for the year ending
December 31, 2021.
4. To vote on a stockholder proposal, if Shr For Against
properly presented at the meeting,
requesting that the Board take steps to
permit stockholder action by written
consent.
--------------------------------------------------------------------------------------------------------------------------
VERISK ANALYTICS, INC. Agenda Number: 935377475
--------------------------------------------------------------------------------------------------------------------------
Security: 92345Y106
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: VRSK
ISIN: US92345Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel G. Liss Mgmt For For
1B. Election of Director: Bruce E. Hansen Mgmt For For
1C. Election of Director: Therese M. Vaughan Mgmt For For
1D. Election of Director: Kathleen A. Hogenson Mgmt For For
2. To approve executive compensation on an Mgmt For For
advisory, non-binding basis.
3. To approve the 2021 Equity Incentive Plan. Mgmt For For
4. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent auditor for
the 2021 fiscal year.
BAIRD SMALL-MID CAP GROWTH FUND
--------------------------------------------------------------------------------------------------------------------------
ASPEN TECHNOLOGY, INC. Agenda Number: 935317328
--------------------------------------------------------------------------------------------------------------------------
Security: 045327103
Meeting Type: Annual
Meeting Date: 29-Jan-2021
Ticker: AZPN
ISIN: US0453271035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas M. Bradicich Mgmt For For
Adriana Karaboutis Mgmt For For
Georgia Keresty Mgmt For For
2. Ratify the appointment of KPMG as our Mgmt For For
independent registered public accounting
firm for fiscal 2021.
3. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers as identified in the Proxy
Statement for the annual meeting (so-called
"say on pay").
--------------------------------------------------------------------------------------------------------------------------
AVALARA, INC. Agenda Number: 935400274
--------------------------------------------------------------------------------------------------------------------------
Security: 05338G106
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: AVLR
ISIN: US05338G1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marion Foote Mgmt Withheld Against
Rajeev Singh Mgmt Withheld Against
Kathleen Zwickert Mgmt Withheld Against
2. Approval on an advisory basis of the Mgmt For For
compensation of the Company's named
executive officers.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
BANDWIDTH INC. Agenda Number: 935372716
--------------------------------------------------------------------------------------------------------------------------
Security: 05988J103
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: BAND
ISIN: US05988J1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Brian D. Bailey Mgmt Withheld Against
Lukas M. Roush Mgmt Withheld Against
2. Ratification of the selection of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. Advisory approval of the compensation of Mgmt For For
our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
BURLINGTON STORES, INC. Agenda Number: 935382870
--------------------------------------------------------------------------------------------------------------------------
Security: 122017106
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: BURL
ISIN: US1220171060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director: Michael Mgmt For For
Goodwin
1b. Election of Class II Director: William P. Mgmt For For
McNamara
1c. Election of Class II Director: Michael Mgmt For For
O'Sullivan
1d. Election of Class II Director: Jessica Mgmt For For
Rodriguez
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered certified public accounting firm
for the fiscal year ending January 29,
2022.
3. Approval, on a non-binding, advisory basis, Mgmt For For
of the compensation of the Company's named
executive officers ("Say-On-Pay").
4. Approval of stockholder proposal regarding Shr Against For
the setting of target amounts for CEO
compensation, if properly presented.
--------------------------------------------------------------------------------------------------------------------------
CABLE ONE, INC. Agenda Number: 935410364
--------------------------------------------------------------------------------------------------------------------------
Security: 12685J105
Meeting Type: Annual
Meeting Date: 21-May-2021
Ticker: CABO
ISIN: US12685J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas S. Gayner Mgmt Against Against
1B. Election of Director: Deborah J. Kissire Mgmt For For
1C. Election of Director: Thomas O. Might Mgmt For For
1D. Election of Director: Kristine E. Miller Mgmt Against Against
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of the Company for the year ending
December 31, 2021.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the Company's
named executive officers for 2020.
--------------------------------------------------------------------------------------------------------------------------
CATALENT, INC. Agenda Number: 935271293
--------------------------------------------------------------------------------------------------------------------------
Security: 148806102
Meeting Type: Annual
Meeting Date: 29-Oct-2020
Ticker: CTLT
ISIN: US1488061029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Madhavan Balachandran Mgmt Against Against
1B. Election of Director: J. Martin Carroll Mgmt Against Against
1C. Election of Director: Rolf Classon Mgmt For For
1D. Election of Director: John J. Greisch Mgmt For For
1E. Election of Director: Christa Kreuzburg Mgmt Against Against
1F. Election of Director: Gregory T. Lucier Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent auditor.
3. To approve, by non-binding vote, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
COGNEX CORPORATION Agenda Number: 935359720
--------------------------------------------------------------------------------------------------------------------------
Security: 192422103
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: CGNX
ISIN: US1924221039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Director for the term ending in Mgmt For For
2024: Sachin Lawande
2. To ratify the selection of Grant Thornton Mgmt For For
LLP as Cognex's independent registered
public accounting firm for fiscal year
2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of Cognex's named executive
officers as described in the proxy
statement including the Compensation
Discussion and Analysis, compensation
tables and narrative discussion
("say-on-pay").
--------------------------------------------------------------------------------------------------------------------------
CONMED CORPORATION Agenda Number: 935384002
--------------------------------------------------------------------------------------------------------------------------
Security: 207410101
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: CNMD
ISIN: US2074101013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David Bronson Mgmt For For
Brian P. Concannon Mgmt For For
LaVerne Council Mgmt For For
Charles M. Farkas Mgmt For For
Martha Goldberg Aronson Mgmt For For
Curt R. Hartman Mgmt For For
Jerome J. Lande Mgmt For For
B.J. Schwarzentraub Mgmt For For
Mark E. Tryniski Mgmt For For
Dr. John L. Workman Mgmt For For
2. Ratification of appointment of Mgmt For For
Pricewaterhouse Coopers, LLP as the
Company's Independent registered accounting
firm for the fiscal year ending December
31, 2021.
3. Advisory Vote on Named Executive Officer Mgmt For For
Compensation.
--------------------------------------------------------------------------------------------------------------------------
CROCS, INC. Agenda Number: 935403054
--------------------------------------------------------------------------------------------------------------------------
Security: 227046109
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: CROX
ISIN: US2270461096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ronald L. Frasch Mgmt For For
Andrew Rees Mgmt For For
Charisse Ford Hughes Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for fiscal year
2021.
3. An advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
ETSY, INC. Agenda Number: 935412611
--------------------------------------------------------------------------------------------------------------------------
Security: 29786A106
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: ETSY
ISIN: US29786A1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director to serve Mgmt Abstain Against
until our 2024 Annual Meeting: Gary S.
Briggs
1B. Election of Class III Director to serve Mgmt Abstain Against
until our 2024 Annual Meeting: Edith W.
Cooper
1C. Election of Class III Director to serve Mgmt Abstain Against
until our 2024 Annual Meeting: Melissa
Reiff
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
EURONET WORLDWIDE, INC. Agenda Number: 935381866
--------------------------------------------------------------------------------------------------------------------------
Security: 298736109
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: EEFT
ISIN: US2987361092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul S. Althasen Mgmt For For
Thomas A. McDonnell Mgmt For For
Michael N. Frumkin Mgmt For For
2. Approval of amendments to the amended 2006 Mgmt For For
Stock Incentive Plan.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as Euronet's independent registered public
accounting firm for the year ending
December 31, 2021.
4. Advisory vote on executive compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
EXACT SCIENCES CORPORATION Agenda Number: 935236706
--------------------------------------------------------------------------------------------------------------------------
Security: 30063P105
Meeting Type: Annual
Meeting Date: 23-Jul-2020
Ticker: EXAS
ISIN: US30063P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Eli Casdin Mgmt For For
James E. Doyle Mgmt For For
Freda Lewis-Hall Mgmt For For
Kathleen Sebelius Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers, LLP as the
Company's independent registered public
accounting firm for 2020.
3. To approve on an advisory basis the Mgmt For For
compensation of the Company's named
executive officers.
4. To approve an amendment to the Company's Mgmt For For
Certificate of Incorporation increasing the
number of authorized shares of common stock
from 200,000,000 shares to 400,000,000
shares.
--------------------------------------------------------------------------------------------------------------------------
FIVE BELOW, INC. Agenda Number: 935422573
--------------------------------------------------------------------------------------------------------------------------
Security: 33829M101
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: FIVE
ISIN: US33829M1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Dinesh S. Lathi Mgmt For For
1B. Election of Director: Richard L. Markee Mgmt For For
1C. Election of Director: Thomas G. Vellios Mgmt For For
1D. Election of Director: Zuhairah S. Mgmt For For
Washington
2. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the current fiscal year
ending January 29, 2022.
3. To approve, by non-binding advisory vote, Mgmt Against Against
the Company's Named Executive Officer
compensation.
--------------------------------------------------------------------------------------------------------------------------
FLOOR & DECOR HOLDINGS, INC. Agenda Number: 935363553
--------------------------------------------------------------------------------------------------------------------------
Security: 339750101
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: FND
ISIN: US3397501012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Norman Axelrod Mgmt For For
1b. Election of Director: Ryan Marshall Mgmt For For
1c. Election of Director: Richard Sullivan Mgmt For For
1d. Election of Director: Felicia Thornton Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as independent auditors for the Company's
2021 fiscal year.
3. To approve, by non-binding vote, the Mgmt For For
compensation paid to the Company's named
executive officers.
4. To approve the amendment of our Restated Mgmt For For
Certificate of Incorporation (our
"Charter") to declassify our board of
directors.
5. To approve the amendment of our Charter to Mgmt For For
eliminate supermajority voting requirements
and other obsolete provisions, including
the elimination of Class B Common Stock and
Class C Common Stock.
--------------------------------------------------------------------------------------------------------------------------
GENERAC HOLDINGS INC. Agenda Number: 935423222
--------------------------------------------------------------------------------------------------------------------------
Security: 368736104
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: GNRC
ISIN: US3687361044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert D. Dixon Mgmt For For
David A. Ramon Mgmt For For
William D. Jenkins, Jr. Mgmt For For
Kathryn V. Roedel Mgmt For For
2. Proposal to ratify the selection of Mgmt For For
Deloitte & Touche LLP as our independent
registered public accounting firm for the
year ending December 31, 2021.
3. Advisory vote on the non-binding Mgmt For For
"say-on-pay" resolution to approve the
compensation of our executive officers.
--------------------------------------------------------------------------------------------------------------------------
GLOBANT S.A. Agenda Number: 935345745
--------------------------------------------------------------------------------------------------------------------------
Security: L44385109
Meeting Type: Annual
Meeting Date: 02-Apr-2021
Ticker: GLOB
ISIN: LU0974299876
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. Approval of the consolidated accounts of Mgmt For For
the Company prepared under EU IFRS and IFRS
as of and for the financial year ended
December 31, 2020.
3. Approval of the Company's annual accounts Mgmt For For
under LUX GAAP as of and for the financial
year ended December 31, 2020.
4. Allocation of results for the financial Mgmt For For
year ended December 31, 2020.
5. Vote on discharge (quitus) of the members Mgmt For For
of the Board of Directors for the proper
exercise of their mandate during the
financial year ended December 31, 2020.
6. Approval of the cash and share based Mgmt For For
compensation payable to the non-executive
members of the Board of Directors for the
financial year ending on December 31, 2021.
7. Appointment of PricewaterhouseCoopers, Mgmt For For
Societe cooperative as independent auditor
for the annual accounts and the EU IFRS
consolidated accounts of the Company for
the financial year ending on December 31,
2021.
8. Appointment of Price Waterhouse & Co. Mgmt For For
S.R.L. as independent auditor for the IFRS
consolidated accounts of the Company for
the financial year ending on December 31,
2021.
9. Re-appointment of Mr. Martin Migoya as Mgmt Against Against
member of the Board of Directors for a term
ending on the date of the Annual General
Meeting of Shareholders of the Company to
be held in 2024.
10. Re-appointment of Mr. Philip Odeen as Mgmt For For
member of the Board of Directors for a term
ending on the date of the Annual General
Meeting of Shareholders of the Company to
be held in 2024.
11. Re-appointment of Mr. Richard Mgmt For For
Haythornthwaite as member of the Board of
Directors for a term ending on the date of
the Annual General Meeting of Shareholders
of the Company to be held in 2024.
12. Appointment of Ms. Maria Pinelli as member Mgmt For For
of the Board of Directors for a term ending
on the date of the Annual General Meeting
of Shareholders of the Company to be held
in 2022.
13. Approval and ratification of the adoption Mgmt For For
and implementation of the Globant S.A. 2021
Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
HALOZYME THERAPEUTICS, INC. Agenda Number: 935356116
--------------------------------------------------------------------------------------------------------------------------
Security: 40637H109
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: HALO
ISIN: US40637H1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jean-Pierre Bizzari Mgmt For For
James M. Daly Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation of the Company's named
executive officers.
3. To approve the Halozyme Therapeutics, Inc. Mgmt For For
2021 Stock Plan.
4. To approve the Halozyme Therapeutics, Inc. Mgmt For For
2021 Employee Stock Purchase Plan.
5. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
HEICO CORPORATION Agenda Number: 935332508
--------------------------------------------------------------------------------------------------------------------------
Security: 422806109
Meeting Type: Annual
Meeting Date: 19-Mar-2021
Ticker: HEI
ISIN: US4228061093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas M. Culligan Mgmt For For
Adolfo Henriques Mgmt For For
Mark H. Hildebrandt Mgmt For For
Eric A. Mendelson Mgmt For For
Laurans A. Mendelson Mgmt For For
Victor H. Mendelson Mgmt For For
Julie Neitzel Mgmt For For
Dr. Alan Schriesheim Mgmt For For
Frank J. Schwitter Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING OCTOBER 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
IAA, INC Agenda Number: 935412596
--------------------------------------------------------------------------------------------------------------------------
Security: 449253103
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: IAA
ISIN: US4492531037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until our Mgmt For For
2022 annual meeting: Bill Breslin
1B. Election of Director to serve until our Mgmt For For
2022 annual meeting: Brian Bales
1C. Election of Director to serve until our Mgmt For For
2022 annual meeting: Olaf Kastner
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
January 2, 2022.
--------------------------------------------------------------------------------------------------------------------------
ICON PLC Agenda Number: 935238875
--------------------------------------------------------------------------------------------------------------------------
Security: G4705A100
Meeting Type: Annual
Meeting Date: 21-Jul-2020
Ticker: ICLR
ISIN: IE0005711209
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Ms. Mary Pendergast Mgmt For For
1.2 Election of Director: Professor Hugh Brady Mgmt For For
1.3 Election of Director: Mr. Ronan Murphy Mgmt For For
1.4 Election of Director: Ms. Julie O'Neill Mgmt For For
2. To review the Company's affairs and Mgmt For For
consider the Accounts and Reports
3. To authorise the fixing of the Auditors' Mgmt For For
Remuneration
4. To authorise the Company to allot shares Mgmt For For
5. To disapply the statutory pre-emption Mgmt For For
rights
6. To disapply the statutory pre-emption Mgmt For For
rights for funding capital investment or
acquisitions
7. To authorise the Company to make market Mgmt For For
purchases of shares
8. To authorise the price range at which the Mgmt For For
Company can reissue shares that it holds as
treasury shares
--------------------------------------------------------------------------------------------------------------------------
ICON PLC Agenda Number: 935429616
--------------------------------------------------------------------------------------------------------------------------
Security: G4705A100
Meeting Type: Special
Meeting Date: 15-Jun-2021
Ticker: ICLR
ISIN: IE0005711209
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The proposal to approve the issuance of Mgmt For For
ICON ordinary shares to PRA stockholders
pursuant to the merger agreement, which is
referred to as the ICON share issuance
proposal.
2. The proposal to adjourn the ICON EGM to Mgmt For For
solicit additional proxies if there are not
sufficient votes to approve the ICON share
issuance proposal, which is referred to as
the ICON adjournment proposal.
--------------------------------------------------------------------------------------------------------------------------
INSPIRE MEDICAL SYSTEMS, INC. Agenda Number: 935352461
--------------------------------------------------------------------------------------------------------------------------
Security: 457730109
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: INSP
ISIN: US4577301090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marilyn Carlson Nelson Mgmt Withheld Against
Jerry C. Griffin, M.D. Mgmt Withheld Against
Casey M. Tansey Mgmt Withheld Against
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for 2021.
3. Approval, on an advisory (non-binding) Mgmt For For
basis, of the compensation of the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
INSULET CORPORATION Agenda Number: 935387642
--------------------------------------------------------------------------------------------------------------------------
Security: 45784P101
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: PODD
ISIN: US45784P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Wayne A.I. Frederick MD Mgmt For For
Shacey Petrovic Mgmt For For
Timothy J. Scannell Mgmt For For
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of certain
executive officers.
3. To ratify the appointment of Grant Thornton Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
JACK HENRY & ASSOCIATES, INC. Agenda Number: 935282006
--------------------------------------------------------------------------------------------------------------------------
Security: 426281101
Meeting Type: Annual
Meeting Date: 17-Nov-2020
Ticker: JKHY
ISIN: US4262811015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M. Flanigan Mgmt For For
J. Prim Mgmt For For
T. Wilson Mgmt For For
J. Fiegel Mgmt For For
T. Wimsett Mgmt For For
L. Kelly Mgmt For For
S. Miyashiro Mgmt For For
W. Brown Mgmt For For
D. Foss Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To approve an amendment to our certificate Mgmt For For
of incorporation to remove a supermajority
voting standard for stockholder approval of
an acquisition of the company by another
person or entity.
4. To ratify the selection of the Company's Mgmt For For
independent registered public accounting
firm.
--------------------------------------------------------------------------------------------------------------------------
JAZZ PHARMACEUTICALS PLC Agenda Number: 935239144
--------------------------------------------------------------------------------------------------------------------------
Security: G50871105
Meeting Type: Annual
Meeting Date: 30-Jul-2020
Ticker: JAZZ
ISIN: IE00B4Q5ZN47
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bruce C. Cozadd Mgmt For For
1B. Election of Director: Heather Ann McSharry Mgmt For For
1C. Election of Director: Anne O'Riordan Mgmt For For
1D. Election of Director: Rick E Winningham Mgmt For For
2. To ratify, on a non-binding advisory basis, Mgmt For For
the appointment of KPMG as the independent
auditors of Jazz Pharmaceuticals plc for
the fiscal year ending December 31, 2020
and to authorize, in a binding vote, the
board of directors, acting through the
audit committee, to determine the auditors'
remuneration.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of Jazz
Pharmaceuticals plc's named executive
officers as disclosed in the proxy
statement.
4. To approve an amendment and restatement of Mgmt For For
Jazz Pharmaceuticals plc's Amended and
Restated 2007 Non-Employee Directors Stock
Award Plan in order to, among other things,
increase the number of ordinary shares
authorized for issuance by 500,000 shares.
5. To approve a capital reduction and creation Mgmt For For
of distributable reserves under Irish law.
--------------------------------------------------------------------------------------------------------------------------
KINSALE CAPITAL GROUP, INC. Agenda Number: 935385193
--------------------------------------------------------------------------------------------------------------------------
Security: 49714P108
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: KNSL
ISIN: US49714P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael P. Kehoe Mgmt For For
1B. Election of Director: Steven J. Bensinger Mgmt For For
1C. Election of Director: Teresa P. Chia Mgmt For For
1D. Election of Director: Robert V. Hatcher, Mgmt For For
III
1E. Election of Director: Anne C. Kronenberg Mgmt For For
1F. Election of Director: Robert Lippincott, Mgmt For For
III
1G. Election of Director: James J. Ritchie Mgmt For For
1H. Election of Director: Frederick L. Russell, Mgmt For For
Jr.
1I. Election of Director: Gregory M. Share Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as Independent Registered Public Accounting
Firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
LAMB WESTON HOLDINGS, INC. Agenda Number: 935257178
--------------------------------------------------------------------------------------------------------------------------
Security: 513272104
Meeting Type: Annual
Meeting Date: 24-Sep-2020
Ticker: LW
ISIN: US5132721045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter J. Bensen Mgmt For For
1B. Election of Director: Charles A. Blixt Mgmt For For
1C. Election of Director: Robert J. Coviello Mgmt For For
1D. Election of Director: Andre J. Hawaux Mgmt For For
1E. Election of Director: W.G. Jurgensen Mgmt For For
1F. Election of Director: Thomas P. Maurer Mgmt For For
1G. Election of Director: Robert A. Niblock Mgmt For For
1H. Election of Director: Hala G. Moddelmog Mgmt For For
1I. Election of Director: Maria Renna Sharpe Mgmt For For
1J. Election of Director: Thomas P. Werner Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Ratification of the Appointment of KPMG LLP Mgmt For For
as Independent Auditors for Fiscal Year
2021.
--------------------------------------------------------------------------------------------------------------------------
LENNOX INTERNATIONAL INC. Agenda Number: 935374912
--------------------------------------------------------------------------------------------------------------------------
Security: 526107107
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: LII
ISIN: US5261071071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sherry L. Buck Mgmt For For
Gregory T. Swienton Mgmt For For
Todd J. Teske Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the named executive officers as
disclosed in our proxy statement.
3. Ratifying the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
LGI HOMES, INC. Agenda Number: 935350102
--------------------------------------------------------------------------------------------------------------------------
Security: 50187T106
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: LGIH
ISIN: US50187T1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ryan Edone Mgmt For For
Duncan Gage Mgmt For For
Eric Lipar Mgmt For For
Laura Miller Mgmt For For
Bryan Sansbury Mgmt For For
Steven Smith Mgmt For For
Robert Vahradian Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
LHC GROUP, INC. Agenda Number: 935408547
--------------------------------------------------------------------------------------------------------------------------
Security: 50187A107
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: LHCG
ISIN: US50187A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Keith G. Myers Mgmt For For
Ronald T. Nixon Mgmt For For
W. Earl Reed III Mgmt For For
2. To adopt, on an advisory basis, a Mgmt For For
resolution approving the compensation of
our named executive officers.
3. The ratification of the selection of KPMG Mgmt For For
LLP as the independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
LITTELFUSE, INC. Agenda Number: 935344337
--------------------------------------------------------------------------------------------------------------------------
Security: 537008104
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: LFUS
ISIN: US5370081045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kristina Cerniglia Mgmt For For
1B. Election of Director: Tzau-Jin Chung Mgmt For For
1C. Election of Director: Cary Fu Mgmt For For
1D. Election of Director: Maria Green Mgmt For For
1E. Election of Director: Anthony Grillo Mgmt For For
1F. Election of Director: David Heinzmann Mgmt For For
1G. Election of Director: Gordon Hunter Mgmt For For
1H. Election of Director: William Noglows Mgmt For For
1I. Election of Director: Nathan Zommer Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Approve and ratify the appointment of Grant Mgmt For For
Thornton LLP as the Company's independent
auditors for 2021.
--------------------------------------------------------------------------------------------------------------------------
LIVERAMP HOLDINGS, INC. Agenda Number: 935241858
--------------------------------------------------------------------------------------------------------------------------
Security: 53815P108
Meeting Type: Annual
Meeting Date: 11-Aug-2020
Ticker: RAMP
ISIN: US53815P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Timothy R. Cadogan Mgmt For For
1B. Election of Director: Vivian Chow Mgmt For For
1C. Election of Director: Scott E. Howe Mgmt For For
2. Advisory (non-binding) vote to approve the Mgmt For For
compensation of the Company's named
executive officers.
3. Ratification of KPMG LLP as the Company's Mgmt For For
independent registered public accountant
for Fiscal Year 2021.
--------------------------------------------------------------------------------------------------------------------------
MASIMO CORPORATION Agenda Number: 935399534
--------------------------------------------------------------------------------------------------------------------------
Security: 574795100
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: MASI
ISIN: US5747951003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: Mr. Joe Mgmt For For
Kiani
2. To ratify the selection of Grant Thornton Mgmt For For
as the Company's independent registered
public accounting firm for fiscal year
ended January 1, 2022.
3. To provide an advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
MASTEC, INC. Agenda Number: 935380989
--------------------------------------------------------------------------------------------------------------------------
Security: 576323109
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: MTZ
ISIN: US5763231090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jose R. Mas Mgmt For For
Javier Palomarez Mgmt For For
2. Ratification of the appointment of BDO USA, Mgmt For For
LLP as our independent registered public
accounting firm for 2021.
3. Approval of a non-binding advisory Mgmt For For
resolution regarding the compensation of
our named executive officers.
4. Approval of the MasTec, Inc. Amended and Mgmt For For
Restated 2013 Incentive Compensation Plan.
--------------------------------------------------------------------------------------------------------------------------
MONOLITHIC POWER SYSTEMS, INC. Agenda Number: 935418966
--------------------------------------------------------------------------------------------------------------------------
Security: 609839105
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: MPWR
ISIN: US6098391054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Eugen Elmiger Mgmt For For
Jeff Zhou Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. Approve, on an advisory basis, the 2020 Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL STORAGE AFFILIATES TRUST Agenda Number: 935390221
--------------------------------------------------------------------------------------------------------------------------
Security: 637870106
Meeting Type: Annual
Meeting Date: 24-May-2021
Ticker: NSA
ISIN: US6378701063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Trustee: Arlen D. Nordhagen Mgmt For For
1B. Election of Trustee: George L. Chapman Mgmt For For
1C. Election of Trustee: Tamara D. Fischer Mgmt For For
1D. Election of Trustee: Paul W. Hylbert, Jr. Mgmt For For
1E. Election of Trustee: Chad L. Meisinger Mgmt For For
1F. Election of Trustee: Steven G. Osgood Mgmt For For
1G. Election of Trustee: Dominic M. Palazzo Mgmt For For
1H. Election of Trustee: Rebecca L. Steinfort Mgmt For For
1I. Election of Trustee: Mark Van Mourick Mgmt For For
1J. Election of Trustee: J. Timothy Warren Mgmt For For
1K. Election of Trustee: Charles F. Wu Mgmt For For
2. The ratification of the appointment of KPMG Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. Shareholder advisory vote (non-binding) on Mgmt For For
the executive compensation of the Company's
Named Executive Officers as more fully
described in the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
NOVOCURE LIMITED Agenda Number: 935397871
--------------------------------------------------------------------------------------------------------------------------
Security: G6674U108
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: NVCR
ISIN: JE00BYSS4X48
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Asaf Danziger Mgmt For For
1B. Election of Director: William Doyle Mgmt For For
1C. Election of Director: Jeryl Hilleman Mgmt For For
1D. Election of Director: David Hung Mgmt For For
1E. Election of Director: Kinyip Gabriel Leung Mgmt For For
1F. Election of Director: Martin Madden Mgmt For For
1G. Election of Director: Sherilyn McCoy Mgmt For For
1H. Election of Director: Timothy Scannell Mgmt For For
1I. Election of Director: William Vernon Mgmt For For
2. The approval and ratification of the Mgmt For For
appointment, by the Audit Committee of our
Board of Directors, of Kost Forer Gabbay &
Kasierer, a member of Ernst & Young Global,
as the auditor and independent registered
public accounting firm of the Company for
the Company's fiscal year ending December
31, 2021.
3. A non-binding advisory vote to approve Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
PAYLOCITY HOLDING CORPORATION Agenda Number: 935286155
--------------------------------------------------------------------------------------------------------------------------
Security: 70438V106
Meeting Type: Annual
Meeting Date: 03-Dec-2020
Ticker: PCTY
ISIN: US70438V1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven I. Sarowitz Mgmt For For
Ellen Carnahan Mgmt For For
Jeffrey T. Diehl Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending June 30, 2021.
3. Advisory vote to approve compensation of Mgmt For For
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
PHREESIA, INC. Agenda Number: 935224725
--------------------------------------------------------------------------------------------------------------------------
Security: 71944F106
Meeting Type: Annual
Meeting Date: 08-Jul-2020
Ticker: PHR
ISIN: US71944F1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Chaim Indig Mgmt Withheld Against
Michael Weintraub Mgmt Withheld Against
Edward Cahill Mgmt Withheld Against
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
January 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
POOL CORPORATION Agenda Number: 935369416
--------------------------------------------------------------------------------------------------------------------------
Security: 73278L105
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: POOL
ISIN: US73278L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter D. Arvan Mgmt For For
1B. Election of Director: Timothy M. Graven Mgmt For For
1C. Election of Director: Debra S. Oler Mgmt For For
1D. Election of Director: Manuel J. Perez de la Mgmt For For
Mesa
1E. Election of Director: Harlan F. Seymour Mgmt For For
1F. Election of Director: Robert C. Sledd Mgmt For For
1G. Election of Director: John E. Stokely Mgmt For For
1H. Election of Director: David G. Whalen Mgmt For For
2. Ratification of the retention of Ernst & Mgmt For For
Young LLP, certified public accountants, as
our independent registered public
accounting firm for the 2021 fiscal year.
3. Say-on-pay vote: Advisory vote to approve Mgmt For For
the compensation of our named executive
officers as disclosed in the proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
PTC INC. Agenda Number: 935319372
--------------------------------------------------------------------------------------------------------------------------
Security: 69370C100
Meeting Type: Annual
Meeting Date: 10-Feb-2021
Ticker: PTC
ISIN: US69370C1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Janice Chaffin Mgmt For For
Phillip Fernandez Mgmt For For
James Heppelmann Mgmt For For
Klaus Hoehn Mgmt For For
Paul Lacy Mgmt For For
Corinna Lathan Mgmt For For
Blake Moret Mgmt For For
Robert Schechter Mgmt For For
2. Advisory vote to approve the compensation Mgmt Against Against
of our named executive officers
(say-on-pay).
3. Advisory vote to confirm the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the current fiscal year.
--------------------------------------------------------------------------------------------------------------------------
Q2 HOLDINGS INC Agenda Number: 935436039
--------------------------------------------------------------------------------------------------------------------------
Security: 74736L109
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: QTWO
ISIN: US74736L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R. Lynn Atchison Mgmt For For
Jeffrey T. Diehl Mgmt For For
Matthew P. Flake Mgmt For For
Stephen C. Hooley Mgmt For For
Margaret L. Taylor Mgmt For For
Lynn Antipas Tyson Mgmt For For
2. To ratify the appointment of Ernst & Young, Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
QUALYS, INC. Agenda Number: 935410693
--------------------------------------------------------------------------------------------------------------------------
Security: 74758T303
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: QLYS
ISIN: US74758T3032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey P. Hank Mgmt For For
Sumedh Thakar Mgmt For For
2. To ratify the appointment of Grant Thornton Mgmt For For
LLP as Qualys, Inc.'s independent
registered public accounting firm for its
fiscal year ending December 31, 2021.
3. To approve, on an advisory and non-binding Mgmt Against Against
basis, the compensation of Qualys, Inc.'s
named executive officers as described in
the Proxy Statement.
4. To approve Qualys, Inc.'s 2021 Employee Mgmt For For
Stock Purchase Plan and its material terms.
--------------------------------------------------------------------------------------------------------------------------
REPLIGEN CORPORATION Agenda Number: 935406101
--------------------------------------------------------------------------------------------------------------------------
Security: 759916109
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: RGEN
ISIN: US7599161095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tony J. Hunt Mgmt For For
1B. Election of Director: Karen A. Dawes Mgmt For For
1C. Election of Director: Nicolas M. Barthelemy Mgmt For For
1D. Election of Director: Carrie Eglinton Mgmt For For
Manner
1E. Election of Director: Rohin Mhatre, Ph.D. Mgmt For For
1F. Election of Director: Glenn P. Muir Mgmt For For
1G. Election of Director: Thomas F. Ryan, Jr. Mgmt For For
2. Ratification of the selection of Ernst & Mgmt For For
Young LLP as Repligen Corporation's
independent registered public accounting
firm for fiscal year 2021.
3. Advisory vote to approve the compensation Mgmt For For
paid to Repligen Corporation's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
REVANCE THERAPEUTICS, INC. Agenda Number: 935359299
--------------------------------------------------------------------------------------------------------------------------
Security: 761330109
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: RVNC
ISIN: US7613301099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Angus C. Russell Mgmt Withheld Against
Julian S. Gangolli Mgmt Withheld Against
Olivia C. Ware Mgmt For For
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. Approval of, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
proxy statement.
4. Approval of an amendment to the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation to increase the number of
authorized shares of common stock from
95,000,000 to 190,000,000 shares.
--------------------------------------------------------------------------------------------------------------------------
SHIFT4 PAYMENTS, INC. Agenda Number: 935415528
--------------------------------------------------------------------------------------------------------------------------
Security: 82452J109
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: FOUR
ISIN: US82452J1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jared Isaacman Mgmt Withheld Against
Andrew Frey Mgmt Withheld Against
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SHOCKWAVE MEDICAL, INC. Agenda Number: 935426456
--------------------------------------------------------------------------------------------------------------------------
Security: 82489T104
Meeting Type: Annual
Meeting Date: 25-Jun-2021
Ticker: SWAV
ISIN: US82489T1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Antoine Papiernik Mgmt Withheld Against
Sara Toyloy Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Shockwave Medical, Inc.'s
independent registered public accounting
firm for fiscal year ending December 31,
2021.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of the Company's Named
Executive Officers.
4. To approve, on an advisory basis, whether Mgmt 1 Year For
the advisory vote on the compensation of
the Company's Named Executive Officers
should take place every one year, every two
years or every three years.
--------------------------------------------------------------------------------------------------------------------------
SILK ROAD MEDICAL INC Agenda Number: 935228204
--------------------------------------------------------------------------------------------------------------------------
Security: 82710M100
Meeting Type: Annual
Meeting Date: 08-Jul-2020
Ticker: SILK
ISIN: US82710M1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I director to serve until Mgmt Against Against
our 2023 Annual Meeting of Stockholders:
Erica J. Rogers
1B. Election of Class I director to serve until Mgmt Against Against
our 2023 Annual Meeting of Stockholders:
Jack W. Lasersohn
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2020.
--------------------------------------------------------------------------------------------------------------------------
SITEONE LANDSCAPE SUPPLY, INC. Agenda Number: 935358033
--------------------------------------------------------------------------------------------------------------------------
Security: 82982L103
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: SITE
ISIN: US82982L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Doug Black Mgmt For For
Jack Wyszomierski Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the company's independent
registered public accounting firm for the
year ending January 2, 2022.
3. Advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
SMARTSHEET INC. Agenda Number: 935428943
--------------------------------------------------------------------------------------------------------------------------
Security: 83200N103
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: SMAR
ISIN: US83200N1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alissa Abdullah Mgmt For For
Brent Frei Mgmt Withheld Against
Michael Gregoire Mgmt Withheld Against
Rowan Trollope Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the fiscal year
ending January 31, 2022.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
STAAR SURGICAL COMPANY Agenda Number: 935426444
--------------------------------------------------------------------------------------------------------------------------
Security: 852312305
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: STAA
ISIN: US8523123052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stephen C. Farrell Mgmt For For
Thomas G. Frinzi Mgmt For For
Gilbert H. Kliman, MD Mgmt For For
Caren Mason Mgmt For For
Louis E. Silverman Mgmt For For
Elizabeth Yeu, MD Mgmt For For
K. Peony Yu, MD Mgmt For For
2. Ratification of BDO USA, LLP as our Mgmt For For
independent registered public accounting
firm for the year ending December 31, 2021.
3. Advisory vote to approve STAAR's Mgmt For For
compensation of its named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
THE DESCARTES SYSTEMS GROUP INC. Agenda Number: 935427129
--------------------------------------------------------------------------------------------------------------------------
Security: 249906108
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: DSGX
ISIN: CA2499061083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Deepak Chopra Mgmt For For
Deborah Close Mgmt For For
Eric Demirian Mgmt For For
Dennis Maple Mgmt For For
Chris Muntwyler Mgmt For For
Jane O'Hagan Mgmt For For
Edward J. Ryan Mgmt For For
John J. Walker Mgmt For For
2 Appointment of KPMG LLP, Chartered Mgmt For For
Professional Accountants, Licensed Public
Accountants, as auditors of the Corporation
to hold office until the next annual
meeting of shareholders or until a
successor is appointed.
3 Approval of the Say-On-Pay Resolution as Mgmt For For
set out on page 19 of the Corporation's
Management Information Circular dated April
23, 2021.
--------------------------------------------------------------------------------------------------------------------------
THE TORO COMPANY Agenda Number: 935330528
--------------------------------------------------------------------------------------------------------------------------
Security: 891092108
Meeting Type: Annual
Meeting Date: 16-Mar-2021
Ticker: TTC
ISIN: US8910921084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Janet K. Cooper Mgmt For For
Gary L. Ellis Mgmt For For
Michael G. Vale Mgmt For For
2. Ratification of the selection of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for our fiscal year ending
October 31, 2021.
3. Approval of, on an advisory basis, our Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
TREX COMPANY, INC. Agenda Number: 935350859
--------------------------------------------------------------------------------------------------------------------------
Security: 89531P105
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: TREX
ISIN: US89531P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: James E. Cline Mgmt For For
1B Election of Director: Bryan H. Fairbanks Mgmt For For
1C Election of Director: Gena C. Lovett Mgmt For For
1D Election of Director: Patricia B. Robinson Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Trex Company's independent
registered public accounting firm for the
2021 fiscal year
--------------------------------------------------------------------------------------------------------------------------
TYLER TECHNOLOGIES, INC. Agenda Number: 935397388
--------------------------------------------------------------------------------------------------------------------------
Security: 902252105
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: TYL
ISIN: US9022521051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Glenn A. Carter Mgmt For For
1B. Election of Director: Brenda A. Cline Mgmt For For
1C. Election of Director: Ronnie D. Hawkins, Mgmt For For
Jr.
1D. Election of Director: Mary L. Landrieu Mgmt For For
1E. Election of Director: John S. Marr, Jr. Mgmt For For
1F. Election of Director: H. Lynn Moore, Jr. Mgmt For For
1G. Election of Director: Daniel M. Pope Mgmt For For
1H. Election of Director: Dustin R. Womble Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
independent auditors.
3. Approval of an advisory resolution on Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
UNDER ARMOUR, INC. Agenda Number: 935366725
--------------------------------------------------------------------------------------------------------------------------
Security: 904311107
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: UAA
ISIN: US9043111072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kevin A. Plank Mgmt For For
Douglas E. Coltharp Mgmt For For
Jerri L. DeVard Mgmt For For
Mohamed A. El-Erian Mgmt For For
Patrik Frisk Mgmt For For
Karen W. Katz Mgmt For For
Westley Moore Mgmt For For
Eric T. Olson Mgmt For For
Harvey L. Sanders Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt Against Against
the compensation of executives as disclosed
in the "Executive Compensation" section of
the proxy statement, including the
Compensation Discussion and Analysis and
tables.
3. Ratification of appointment of independent Mgmt For For
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
UPLAND SOFTWARE, INC. Agenda Number: 935432790
--------------------------------------------------------------------------------------------------------------------------
Security: 91544A109
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: UPLD
ISIN: US91544A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stephen E. Courter Mgmt For For
Teresa Miles Walsh Mgmt For For
2. To ratify the selection of Ernst & Young, Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. Advisory Vote on Executive Compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VOCERA COMMUNICATIONS,INC. Agenda Number: 935397958
--------------------------------------------------------------------------------------------------------------------------
Security: 92857F107
Meeting Type: Annual
Meeting Date: 04-Jun-2021
Ticker: VCRA
ISIN: US92857F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: John N. McMullen Mgmt For For
1.2 Election of Director: Sharon L. O'Keefe Mgmt For For
1.3 Election of Director: Ronald A. Paulus Mgmt For For
2. Proposal to ratify appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. Non-binding advisory vote on compensation Mgmt For For
of our named executive officers.
4. Proposal to approve Vocera's 2021 Equity Mgmt For For
Incentive Plan.
5. Proposal to approve Vocera's Amended and Mgmt For For
Restated 2012 Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
WESTERN ALLIANCE BANCORPORATION Agenda Number: 935419146
--------------------------------------------------------------------------------------------------------------------------
Security: 957638109
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: WAL
ISIN: US9576381092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bruce Beach Mgmt For For
1B. Election of Director: Juan Figuereo Mgmt For For
1C. Election of Director: Howard Gould Mgmt For For
1D. Election of Director: Steven Hilton Mgmt For For
1E. Election of Director: Marianne Boyd Johnson Mgmt For For
1F. Election of Director: Robert Latta Mgmt For For
1G. Election of Director: Adriane McFetridge Mgmt For For
1H. Election of Director: Michael Patriarca Mgmt For For
1I. Election of Director: Robert Sarver Mgmt For For
1J. Election of Director: Bryan Segedi Mgmt For For
1K. Election of Director: Donald Snyder Mgmt For For
1L. Election of Director: Sung Won Sohn, Ph.D. Mgmt For For
1M. Election of Director: Kenneth A. Vecchione Mgmt For For
2. Approve, on a non-binding advisory basis, Mgmt For For
executive compensation.
3. Ratify the appointment of RSM US LLP as the Mgmt For For
Company's independent auditor.
--------------------------------------------------------------------------------------------------------------------------
WILLSCOT MOBILE MINI HOLDINGS CORP. Agenda Number: 935438829
--------------------------------------------------------------------------------------------------------------------------
Security: 971378104
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: WSC
ISIN: US9713781048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve a three-year Mgmt For For
term: Ms. Sara R. Dial
1B. Election of Director to serve a three-year Mgmt For For
term: Mr. Gerard E. Holthaus
1C. Election of Director to serve a three-year Mgmt For For
term: Mr. Gary Lindsay
1D. Election of Director to serve a three-year Mgmt For For
term: Ms. Kimberly J. McWaters
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as independent registered public
accounting firm of WillScot Mobile Mini
Holdings Corp. for the fiscal year ending
December 31, 2021.
3. To approve, on an advisory and non-binding Mgmt For For
basis, the compensation of the named
executive officers of WillScot Mobile Mini
Holdings Corp.
4. To approve amendments to the Amended and Mgmt For For
Restated Certificate of Incorporation of
WillScot Mobile Mini Holdings Corp. to
declassify the Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
WNS (HOLDINGS) LIMITED Agenda Number: 935265113
--------------------------------------------------------------------------------------------------------------------------
Security: 92932M101
Meeting Type: Annual
Meeting Date: 24-Sep-2020
Ticker: WNS
ISIN: US92932M1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of the audited annual accounts of Mgmt For For
the Company for the financial year ended
March 31, 2020, together with the auditors'
report.
2. Re-appointment of Grant Thornton India LLP Mgmt For For
as the auditors of the Company.
3. Approval of auditors' remuneration for the Mgmt For For
financial year ending March 31, 2021.
4. Re-election of the Class II Director, Mr. Mgmt For For
Michael Menezes.
5. Re-election of the Class II Director, Mr. Mgmt For For
Keith Haviland.
6. Re-election of the Class II Director, Mr. Mgmt For For
Keshav R Murugesh.
7. Approval of Directors' remuneration for the Mgmt For For
period from the Annual General Meeting
until the next annual general meeting of
the Company to be held in respect of the
financial year ending March 31, 2021.
8. Increase in the Ordinary Shares/American Mgmt Against Against
Depositary Shares, ("ADSs") available for
grant under the Company's 2016 Incentive
Award Plan as may be amended and restated
pursuant to and in accordance with terms
thereof ("the 2016 Incentive Award Plan")
by 2.2 Million Ordinary Shares/ADSs
(representing 4.4% of the total outstanding
share capital as at June 30, 2020) and the
adoption of Company's Second Amended and
Restated 2016 Incentive Award Plan to
reflect such increase, substantially in the
form set out in Appendix B to this Proxy
Statement.
9. To authorize the purchase of ADSs, Mgmt Against Against
effective from April 1, 2021("the Effective
Date") and up to (and excluding) the date
of the third anniversary of the Effective
Date, subject to a minimum and maximum
price and an aggregate limit on the ADSs to
be purchased (the "Repurchase Plan.").
--------------------------------------------------------------------------------------------------------------------------
ZENDESK, INC. Agenda Number: 935367210
--------------------------------------------------------------------------------------------------------------------------
Security: 98936J101
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: ZEN
ISIN: US98936J1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Archana Mgmt For For
Agrawal
1B. Election of Class I Director: Hilarie Mgmt Against Against
Koplow-McAdams
1C. Election of Class I Director: Michelle Mgmt Against Against
Wilson
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Zendesk's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. Non-binding advisory vote to approve the Mgmt For For
compensation of our Named Executive
Officers.
BAIRD SMALLCAP VALUE
--------------------------------------------------------------------------------------------------------------------------
ACACIA RESEARCH CORPORATION Agenda Number: 935416683
--------------------------------------------------------------------------------------------------------------------------
Security: 003881307
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: ACTG
ISIN: US0038813079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Maureen O'Connell Mgmt For For
1B. Election of Director: Katharine Wolanyk Mgmt For For
1C. Election of Director: Isaac T. Kohlberg Mgmt For For
1D. Election of Director: Jonathan Sagal Mgmt For For
1E. Election of Director: Clifford Press Mgmt For For
1F. Election of Director: Alfred V. Tobia, Jr. Mgmt For For
2. The ratification of the appointment of BDO Mgmt For For
USA, LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. The approval, on a non-binding, advisory Mgmt For For
basis, of the compensation of our named
executive officers, as disclosed in this
Proxy Statement.
4. The approval of an amendment to our Amended Mgmt For For
and Restated Certificate of Incorporation
to eliminate supermajority voting
requirements applicable to special
corporate actions.
--------------------------------------------------------------------------------------------------------------------------
ACCO BRANDS CORPORATION Agenda Number: 935382399
--------------------------------------------------------------------------------------------------------------------------
Security: 00081T108
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: ACCO
ISIN: US00081T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James A. Buzzard Mgmt Abstain Against
1B. Election of Director: Kathleen S. Dvorak Mgmt For For
1C. Election of Director: Boris Elisman Mgmt For For
1D. Election of Director: Pradeep Jotwani Mgmt For For
1E. Election of Director: Robert J. Keller Mgmt For For
1F. Election of Director: Thomas Kroeger Mgmt For For
1G. Election of Director: Ron Lombardi Mgmt For For
1H. Election of Director: Graciela I. Mgmt For For
Monteagudo
1I. Election of Director: E. Mark Rajkowski Mgmt For For
2. The ratification of the appointment of KPMG Mgmt For For
LLP as our independent registered public
accounting firm for 2021.
3. The approval, by non-binding advisory vote, Mgmt For For
of the compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
AGREE REALTY CORPORATION Agenda Number: 935361876
--------------------------------------------------------------------------------------------------------------------------
Security: 008492100
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: ADC
ISIN: US0084921008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard Agree Mgmt For For
Karen Dearing Mgmt For For
Michael Hollman Mgmt For For
John Rakolta, Jr. Mgmt For For
Jerome Rossi Mgmt For For
2. To ratify the appointment of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm for 2021.
3. To approve, by non-binding vote, executive Mgmt For For
compensation.
4. To approve an amendment to our Articles of Mgmt For For
Incorporation, as amended and supplemented,
to increase the number of authorized shares
of our common stock.
--------------------------------------------------------------------------------------------------------------------------
AIR TRANSPORT SERVICES GROUP, INC. Agenda Number: 935396209
--------------------------------------------------------------------------------------------------------------------------
Security: 00922R105
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: ATSG
ISIN: US00922R1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard M. Baudouin Mgmt For For
1B. Election of Director: Phyllis J. Campbell Mgmt For For
1C. Election of Director: Richard F. Corrado Mgmt For For
1D. Election of Director: Joseph C. Hete Mgmt For For
1E. Election of Director: Raymond E. Johns, Jr. Mgmt For For
1F. Election of Director: Laura J. Peterson Mgmt For For
1G. Election of Director: Randy D. Rademacher Mgmt For For
1H. Election of Director: J. Christopher Teets Mgmt For For
1I. Election of Director: Jeffrey J. Vorholt Mgmt For For
1J. Election of Director: Paul S. Williams Mgmt For For
2. Company proposal to ratify the selection of Mgmt For For
Deloitte and Touche LLP as the independent
registered public accounting firm of the
Company for 2021.
3. Advisory vote on executive compensation. Mgmt For For
4. A shareholder proposal related to the right Shr For Against
to act by written consent.
--------------------------------------------------------------------------------------------------------------------------
ALGONQUIN POWER & UTILITIES CORP. Agenda Number: 935426747
--------------------------------------------------------------------------------------------------------------------------
Security: 015857105
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: AQN
ISIN: CA0158571053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 The appointment of Ernst & Young LLP, Mgmt For For
Chartered Accountants, as auditors of the
Corporation for the ensuing year;
2 DIRECTOR
Christopher Ball Mgmt For For
Arun Banskota Mgmt For For
Melissa S. Barnes Mgmt For For
Christopher Huskilson Mgmt For For
D. Randy Laney Mgmt For For
Carol Leaman Mgmt For For
Kenneth Moore Mgmt For For
Masheed Saidi Mgmt For For
Dilek Samil Mgmt For For
3 The advisory resolution set forth in Mgmt For For
Schedule "A" of the Circular to accept the
approach to executive compensation as
disclosed in the Circular;
--------------------------------------------------------------------------------------------------------------------------
ARKO CORP Agenda Number: 935417837
--------------------------------------------------------------------------------------------------------------------------
Security: 041242108
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: ARKO
ISIN: US0412421085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Arie Kotler Mgmt For For
Michael J. Gade Mgmt For For
2. Approval of a non-binding advisory Mgmt Against Against
resolution regarding the compensation of
our named executive officers.
3. Approval of a non-binding advisory Mgmt 1 Year For
resolution on the frequency of the
non-binding advisory resolution regarding
the compensation of our named executive
officers.
4. To ratify the appointment of GRANT THORNTON Mgmt For For
LLP as our independent registered public
accounting firm for the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC Agenda Number: 935363921
--------------------------------------------------------------------------------------------------------------------------
Security: G0751N103
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: AY
ISIN: GB00BLP5YB54
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the accounts and reports of the Mgmt For For
directors and the auditors for the year
ended 31 December 2020.
2. To approve the directors' remuneration Mgmt For For
report, excluding the directors'
remuneration policy, for the year ended 31
December 2020.
3. To approve the directors' remuneration Mgmt For For
policy.
4. Election of Michael Woollcombe as director Mgmt For For
of the Company.
5. Election of Michael Forsayeth as director Mgmt For For
of the Company.
6. Election of William Aziz as director of the Mgmt For For
Company.
7. Election of Brenda Eprile as director of Mgmt For For
the Company.
8. Election of Debora Del Favero as director Mgmt For For
of the Company.
9. Election of Arun Banskota as director of Mgmt For For
the Company.
10. Election of George Trisic as director of Mgmt For For
the Company.
11. Re-election of Santiago Seage as director Mgmt For For
of the Company.
12. To re-appoint Ernst & Young LLP and Ernst & Mgmt For For
Young S.L. as auditors of the Company to
hold office until December 31, 2022.
13. To authorize the Company's audit committee Mgmt For For
to determine the remuneration of the
auditors.
14. Authorization to issue shares. Mgmt For For
15. Disapplication of pre-emptive rights. Mgmt For For
16. Disapplication of pre-emptive rights. Mgmt Against Against
17. Redemption of the share premium account. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AVIENT CORPORATION Agenda Number: 935372475
--------------------------------------------------------------------------------------------------------------------------
Security: 05368V106
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: AVNT
ISIN: US05368V1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert E. Abernathy Mgmt For For
Richard H. Fearon Mgmt For For
Gregory J. Goff Mgmt For For
William R. Jellison Mgmt For For
Sandra Beach Lin Mgmt For For
Kim Ann Mink Ph.D. Mgmt For For
Robert M. Patterson Mgmt For For
Kerry J. Preete Mgmt For For
Patricia Verduin Ph.D. Mgmt For For
William A. Wulfsohn Mgmt For For
2. Approval, on an advisory basis, of named Mgmt For For
executive officer compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
AXOS FINANCIAL, INC. Agenda Number: 935268614
--------------------------------------------------------------------------------------------------------------------------
Security: 05465C100
Meeting Type: Annual
Meeting Date: 22-Oct-2020
Ticker: AX
ISIN: US05465C1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. Brandon Black Mgmt Withheld Against
Tamara N. Bohlig Mgmt For For
Nicholas A. Mosich Mgmt For For
2. To approve, in a non-binding and advisory Mgmt For For
vote, the compensation of the Company's
named executive officers as disclosed in
the Company's proxy statement.
3. To ratify the selection of BDO USA, LLP as Mgmt For For
the Company's independent public accounting
firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
CACI INTERNATIONAL INC Agenda Number: 935274198
--------------------------------------------------------------------------------------------------------------------------
Security: 127190304
Meeting Type: Annual
Meeting Date: 12-Nov-2020
Ticker: CACI
ISIN: US1271903049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael A. Daniels Mgmt For For
1B. Election of Director: Susan M. Gordon Mgmt For For
1C. Election of Director: William L. Jews Mgmt For For
1D. Election of Director: Gregory G. Johnson Mgmt For For
1E. Election of Director: J. Phillip London Mgmt For For
1F. Election of Director: John S. Mengucci Mgmt For For
1G. Election of Director: James L. Pavitt Mgmt For For
1H. Election of Director: Warren R. Phillips Mgmt For For
1I. Election of Director: Debora A. Plunkett Mgmt For For
1J. Election of Director: Charles P. Revoile Mgmt For For
1K. Election of Director: William S. Wallace Mgmt For For
2. To approve on a non-binding, advisory basis Mgmt For For
the compensation of our named executive
officers.
3. To approve an amendment of the Company's Mgmt For For
2016 Amended and Restated Incentive
Compensation Plan to authorize an
additional 1,200,000 shares for issuance.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
CERENCE INC. Agenda Number: 935320933
--------------------------------------------------------------------------------------------------------------------------
Security: 156727109
Meeting Type: Annual
Meeting Date: 11-Feb-2021
Ticker: CRNC
ISIN: US1567271093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 To elect Class II director named below to Mgmt Against Against
hold office until the 2023 Annual Meeting
of Stockholders: Sanjay Jha
1.2 To elect Class II director named below to Mgmt Against Against
hold office until the 2023 Annual Meeting
of Stockholders: Alfred Nietzel
2. To ratify the appointment of BDO USA LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
September 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
CIENA CORPORATION Agenda Number: 935335352
--------------------------------------------------------------------------------------------------------------------------
Security: 171779309
Meeting Type: Annual
Meeting Date: 01-Apr-2021
Ticker: CIEN
ISIN: US1717793095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director: Hassan M. Mgmt For For
Ahmed, Ph.D.
1B. Election of Class III Director: Bruce L. Mgmt For For
Claflin
1C. Election of Class III Director: T. Michael Mgmt For For
Nevens
1D. Election of Class III Director: Patrick T. Mgmt For For
Gallagher
2. Approval of the amendment and restatement Mgmt For For
of our Employee Stock Purchase Plan to (a)
extend the term thereof to April 1, 2031,
(b) increase the number of shares available
for issuance thereunder by 8.7 million
shares, (c) eliminate the evergreen
mechanism thereunder, and (d) make such
other changes described in the proxy
materials.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal 2021.
4. Advisory vote on our named executive Mgmt For For
officer compensation, as described in the
proxy materials.
--------------------------------------------------------------------------------------------------------------------------
CYRUSONE INC. Agenda Number: 935383454
--------------------------------------------------------------------------------------------------------------------------
Security: 23283R100
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: CONE
ISIN: US23283R1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bruce W. Duncan Mgmt For For
David H. Ferdman Mgmt For For
John W. Gamble, Jr. Mgmt For For
T. Tod Nielsen Mgmt For For
Denise Olsen Mgmt For For
Alex Shumate Mgmt For For
William E. Sullivan Mgmt For For
Lynn A. Wentworth Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers.
3. Recommendation, by advisory (non-binding) Mgmt 1 Year For
vote, of the frequency of future advisory
votes on the compensation of the Company's
named executive officers.
4. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
DIAMONDBACK ENERGY, INC. Agenda Number: 935407444
--------------------------------------------------------------------------------------------------------------------------
Security: 25278X109
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: FANG
ISIN: US25278X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Steven E. West Mgmt For For
1.2 Election of Director: Travis D. Stice Mgmt For For
1.3 Election of Director: Vincent K. Brooks Mgmt For For
1.4 Election of Director: Michael P. Cross Mgmt For For
1.5 Election of Director: David L. Houston Mgmt For For
1.6 Election of Director: Stephanie K. Mains Mgmt For For
1.7 Election of Director: Mark L. Plaumann Mgmt For For
1.8 Election of Director: Melanie M. Trent Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation paid to the Company's
named executive officers.
3. Proposal to approve an amendment to the Mgmt For For
Company's amended and restated certificate
of incorporation to increase the total
number of authorized shares of common stock
from 200,000,000 shares to 400,000,000
shares.
4. Proposal to approve the Company's 2021 Mgmt For For
Amended and Restated Equity Incentive Plan.
5. Proposal to ratify the appointment of Grant Mgmt For For
Thornton LLP as the Company's independent
auditors for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
EASTGROUP PROPERTIES, INC. Agenda Number: 935385674
--------------------------------------------------------------------------------------------------------------------------
Security: 277276101
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: EGP
ISIN: US2772761019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a one Mgmt For For
year term: D. Pike Aloian
1B. Election of Director to serve for a Mgmt For For
one-year term: H. Eric Bolton, Jr.
1C. Election of Director to serve for a one Mgmt For For
year term: Donald F. Colleran
1D. Election of Director to serve for a one Mgmt For For
year term: Hayden C. Eaves III
1E. Election of Director to serve for a one Mgmt For For
year term: David H. Hoster II
1F. Election of Director to serve for a one Mgmt For For
year term: Marshall A. Loeb
1G. Election of Director to serve for a one Mgmt For For
year term: Mary E. McCormick
1H. Election of Director to serve for a one Mgmt For For
year term: Katherine M. Sandstrom
2. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. To approve by a non-binding advisory vote Mgmt For For
the compensation of the Company's Named
Executive Officers as described in the
Company's definitive proxy statement.
4. To approve the amendment and restatement of Mgmt For For
the Company's charter and bylaws to allow
the bylaws to be amended by a majority of
stockholder votes.
--------------------------------------------------------------------------------------------------------------------------
ELEMENT SOLUTIONS INC Agenda Number: 935412851
--------------------------------------------------------------------------------------------------------------------------
Security: 28618M106
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: ESI
ISIN: US28618M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sir Martin E. Mgmt For For
Franklin
1B. Election of Director: Benjamin Gliklich Mgmt For For
1C. Election of Director: Ian G.H. Ashken Mgmt For For
1D. Election of Director: Elyse Napoli Filon Mgmt For For
1E. Election of Director: Christopher T. Fraser Mgmt Against Against
1F. Election of Director: Michael F. Goss Mgmt For For
1G. Election of Director: Nichelle Mgmt For For
Maynard-Elliott
1H. Election of Director: E. Stanley O'Neal Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
ESSENT GROUP LTD Agenda Number: 935388822
--------------------------------------------------------------------------------------------------------------------------
Security: G3198U102
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: ESNT
ISIN: BMG3198U1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jane P. Chwick Mgmt For For
Aditya Dutt Mgmt For For
Roy J. Kasmar Mgmt For For
2. REAPPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDED DECEMBER 31, 2021
AND UNTIL THE 2022 ANNUAL GENERAL MEETING
OF SHAREHOLDERS, AND TO REFER THE
DETERMINATION OF THE AUDITORS' COMPENSATION
TO THE BOARD OF DIRECTORS.
3. PROVIDE A NON-BINDING, ADVISORY VOTE ON OUR Mgmt Against Against
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
EURONET WORLDWIDE, INC. Agenda Number: 935381866
--------------------------------------------------------------------------------------------------------------------------
Security: 298736109
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: EEFT
ISIN: US2987361092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul S. Althasen Mgmt For For
Thomas A. McDonnell Mgmt For For
Michael N. Frumkin Mgmt For For
2. Approval of amendments to the amended 2006 Mgmt For For
Stock Incentive Plan.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as Euronet's independent registered public
accounting firm for the year ending
December 31, 2021.
4. Advisory vote on executive compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
EVEREST RE GROUP, LTD. Agenda Number: 935393190
--------------------------------------------------------------------------------------------------------------------------
Security: G3223R108
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: RE
ISIN: BMG3223R1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for a term to end in Mgmt For For
2022: John J. Amore
1.2 Election of Director for a term to end in Mgmt For For
2022: Juan C. Andrade
1.3 Election of Director for a term to end in Mgmt For For
2022: William F. Galtney, Jr.
1.4 Election of Director for a term to end in Mgmt For For
2022: John A. Graf
1.5 Election of Director for a term to end in Mgmt For For
2022: Meryl Hartzband
1.6 Election of Director for a term to end in Mgmt For For
2022: Gerri Losquadro
1.7 Election of Director for a term to end in Mgmt For For
2022: Roger M. Singer
1.8 Election of Director for a term to end in Mgmt For For
2022: Joseph V. Taranto
1.9 Election of Director for a term to end in Mgmt For For
2022: John A. Weber
2. For the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm to act as the Company's independent
auditor for 2021 and authorize the
Company's Board of Directors acting through
its Audit Committee to determine the
independent auditor's remuneration.
3. For the approval, by non-binding advisory Mgmt For For
vote, of the 2020 compensation paid to the
Company's Named Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
F5 NETWORKS, INC. Agenda Number: 935329638
--------------------------------------------------------------------------------------------------------------------------
Security: 315616102
Meeting Type: Annual
Meeting Date: 11-Mar-2021
Ticker: FFIV
ISIN: US3156161024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sandra E. Bergeron Mgmt For For
1B. Election of Director: Elizabeth L. Buse Mgmt For For
1C. Election of Director: Michel Combes Mgmt Against Against
1D. Election of Director: Michael L. Dreyer Mgmt For For
1E. Election of Director: Alan J. Higginson Mgmt For For
1F. Election of Director: Peter S. Klein Mgmt For For
1G. Election of Director: Francois Locoh-Donou Mgmt For For
1H. Election of Director: Nikhil Mehta Mgmt For For
1I. Election of Director: Marie E. Myers Mgmt For For
1J. Election of Director: Sripada Shivananda Mgmt For For
2. Approve the F5 Networks, Inc. 2014 Mgmt For For
Incentive Plan.
3. Ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal year 2021.
4. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
FIRST AMERICAN FINANCIAL CORPORATION Agenda Number: 935380559
--------------------------------------------------------------------------------------------------------------------------
Security: 31847R102
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: FAF
ISIN: US31847R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dennis J. Gilmore Mgmt For For
Margaret M. McCarthy Mgmt For For
Martha B. Wyrsch Mgmt For For
2. Advisory vote to approve executive Mgmt Against Against
compensation.
3. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
GAMING AND LEISURE PROPERTIES, INC. Agenda Number: 935417065
--------------------------------------------------------------------------------------------------------------------------
Security: 36467J108
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: GLPI
ISIN: US36467J1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter M. Carlino Mgmt For For
1B. Election of Director: Carol ("Lili") Lynton Mgmt For For
1C. Election of Director: Joseph W. Marshall, Mgmt For For
III
1D. Election of Director: James B. Perry Mgmt For For
1E. Election of Director: Barry F. Schwartz Mgmt For For
1F. Election of Director: Earl C. Shanks Mgmt For For
1G. Election of Director: E. Scott Urdang Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
current fiscal year.
3. To approve, on a non-binding advisory Mgmt For For
basis, the Company's executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
HAYMAKER ACQUISITION CORP. II Agenda Number: 935300208
--------------------------------------------------------------------------------------------------------------------------
Security: 42087L101
Meeting Type: Special
Meeting Date: 08-Dec-2020
Ticker: HYAC
ISIN: US42087L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The Business Combination Proposal - to Mgmt Against Against
approve and adopt the Business Combination
Agreement, dated as of September 8, 2020
(as it may be amended from time to time,
the "Business Combination Agreement").
2. The Lock-Up Agreement Proposal - to approve Mgmt Against Against
and ratify the entry into the Registration
Rights and Lock-Up Agreement with the
Sponsor, the directors and officers of
Haymaker, and the other parties thereto
(the "Registration Rights and Lock-Up
Agreement").
3. The Incentive Plan Proposal - to approve Mgmt Against Against
and adopt the ARKO Corp. 2020 Incentive
Compensation Plan established to be
effective after the closing of the Business
Combination.
4. The Stockholder Adjournment Proposal - a Mgmt Against Against
proposal to authorize the adjournment of
the special meeting to a later date or
dates, if necessary, to permit further
solicitation and voting of proxies if,
based on the tabulated vote at the time of
the special meeting, there are not
sufficient votes to approve the Business
Combination Proposal or Public Stockholders
have elected to redeem an amount of
Haymaker Class A Common Stock such that the
minimum available cash condition to the
closing of the Business Combination would
not be satisfied.
--------------------------------------------------------------------------------------------------------------------------
ICU MEDICAL, INC. Agenda Number: 935383276
--------------------------------------------------------------------------------------------------------------------------
Security: 44930G107
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: ICUI
ISIN: US44930G1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Vivek Jain Mgmt For For
George A. Lopez, M.D. Mgmt For For
Robert S. Swinney, M.D. Mgmt For For
David C. Greenberg Mgmt For For
Elisha W. Finney Mgmt For For
David F. Hoffmeister Mgmt For For
Donald M. Abbey Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as auditors for the Company for
the year ending December 31, 2021.
3. To approve named executive officer Mgmt For For
compensation on an advisory basis.
--------------------------------------------------------------------------------------------------------------------------
IMMERSION CORPORATION Agenda Number: 935371411
--------------------------------------------------------------------------------------------------------------------------
Security: 452521107
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: IMMR
ISIN: US4525211078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sumit Agarwal Mgmt For For
William Martin Mgmt For For
Eric Singer Mgmt For For
Mary Dotz Mgmt For For
2. Ratification of appointment of Armanino LLP Mgmt For For
as Immersion Corporation's independent
registered public accounting firm for
fiscal 2021.
3. Advisory vote on the compensation of our Mgmt For For
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
J2 GLOBAL, INC Agenda Number: 935357839
--------------------------------------------------------------------------------------------------------------------------
Security: 48123V102
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: JCOM
ISIN: US48123V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard S. Ressler Mgmt For For
1B. Election of Director: Vivek Shah Mgmt For For
1C. Election of Director: Douglas Y. Bech Mgmt For For
1D. Election of Director: Sarah Fay Mgmt For For
1E. Election of Director: W. Brian Kretzmer Mgmt For For
1F. Election of Director: Jonathan F. Miller Mgmt For For
1G. Election of Director: Stephen Ross Mgmt For For
1H. Election of Director: Pamela Sutton-Wallace Mgmt For For
1I. Election of Director: Scott C. Taylor Mgmt For For
2. To provide an advisory vote on the Mgmt For For
compensation of J2 Global's named executive
officers.
3. To ratify the appointment of BDO USA, LLP Mgmt For For
to serve as J2 Global's independent
auditors for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC Agenda Number: 935377336
--------------------------------------------------------------------------------------------------------------------------
Security: 499049104
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: KNX
ISIN: US4990491049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gary Knight Mgmt For For
Kathryn Munro Mgmt For For
2. Conduct an advisory, non-binding vote to Mgmt For For
approve executive compensation.
3. Ratify the appointment of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm for fiscal year 2021.
4. Vote on a stockholder proposal regarding Shr For Against
simple majority vote.
--------------------------------------------------------------------------------------------------------------------------
KNOWLES CORPORATION Agenda Number: 935346014
--------------------------------------------------------------------------------------------------------------------------
Security: 49926D109
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: KN
ISIN: US49926D1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Keith Barnes Mgmt For For
1B. Election of Director: Hermann Eul Mgmt For For
1C. Election of Director: Didier Hirsch Mgmt For For
1D. Election of Director: Ronald Jankov Mgmt For For
1E. Election of Director: Ye Jane Li Mgmt For For
1F. Election of Director: Donald Macleod Mgmt For For
1G. Election of Director: Jeffrey Niew Mgmt For For
1H. Election of Director: Cheryl Shavers Mgmt For For
1I. Election of Director: Michael Wishart Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2021.
3. Non-binding, advisory vote to approve named Mgmt For For
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
MERCHANTS BANCORP Agenda Number: 935381450
--------------------------------------------------------------------------------------------------------------------------
Security: 58844R108
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: MBIN
ISIN: US58844R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael F. Petrie Mgmt For For
Randall D. Rogers Mgmt For For
Michael J. Dunlap Mgmt For For
Scott A. Evans Mgmt For For
Sue Anne Gilroy Mgmt Withheld Against
Andrew A. Juster Mgmt Withheld Against
Patrick D. O'Brien Mgmt Withheld Against
Anne E. Sellers Mgmt Withheld Against
David N. Shane Mgmt Withheld Against
2. Ratification of the appointment of BKD, LLP Mgmt For For
as our independent registered public
accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
META FINANCIAL GROUP, INC. Agenda Number: 935323953
--------------------------------------------------------------------------------------------------------------------------
Security: 59100U108
Meeting Type: Annual
Meeting Date: 23-Feb-2021
Ticker: CASH
ISIN: US59100U1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frederick V. Moore Mgmt For For
Becky S. Shulman Mgmt For For
Lizabeth H. Zlatkus Mgmt For For
Ronald D. McCray Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation of our "named executive
officers" (a Say-on-Pay vote).
3. To ratify the appointment by the Board of Mgmt For For
Directors of the independent registered
public accounting firm Crowe LLP as the
independent auditors of Meta Financial's
financial statements for the fiscal year
ending September 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
NOMAD FOODS LIMITED Agenda Number: 935433704
--------------------------------------------------------------------------------------------------------------------------
Security: G6564A105
Meeting Type: Annual
Meeting Date: 30-Jun-2021
Ticker: NOMD
ISIN: VGG6564A1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sir Martin Ellis Mgmt For For
Franklin, KGCN
1B. Election of Director: Noam Gottesman Mgmt For For
1C. Election of Director: Ian G.H. Ashken Mgmt For For
1D. Election of Director: Stefan Descheemaeker Mgmt For For
1E. Election of Director: Golnar Khosrowshahi Mgmt For For
1F. Election of Director: James E. Lillie Mgmt For For
1G. Election of Director: Stuart M. MacFarlane Mgmt For For
1H. Election of Director: Lord Myners of Truro Mgmt For For
CBE
1I. Election of Director: Victoria Parry Mgmt Against Against
1J. Election of Director: Melanie Stack Mgmt For For
1K. Election of Director: Samy Zekhout Mgmt For For
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
NVENT ELECTRIC PLC Agenda Number: 935369492
--------------------------------------------------------------------------------------------------------------------------
Security: G6700G107
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: NVT
ISIN: IE00BDVJJQ56
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jerry W. Burris Mgmt For For
1B. Election of Director: Susan M. Cameron Mgmt For For
1C. Election of Director: Michael L. Ducker Mgmt For For
1D. Election of Director: Randall J. Hogan Mgmt For For
1E. Election of Director: Ronald L. Merriman Mgmt For For
1F. Election of Director: Nicola Palmer Mgmt For For
1G. Election of Director: Herbert K. Parker Mgmt For For
1H. Election of Director: Greg Scheu Mgmt For For
1I. Election of Director: Beth A. Wozniak Mgmt For For
1J. Election of Director: Jacqueline Wright Mgmt For For
2. Approve, by Non-Binding Advisory Vote, the Mgmt For For
Compensation of the Named Executive
Officers.
3. Ratify, by Non-Binding Advisory Vote, the Mgmt For For
Appointment of Deloitte & Touche LLP as the
Independent Auditor and Authorize, by
Binding Vote, the Audit and Finance
Committee to Set the Auditor's
Remuneration.
4. Authorize the Price Range at which nVent Mgmt For For
Electric plc can Re- Allot Treasury Shares.
--------------------------------------------------------------------------------------------------------------------------
OLD REPUBLIC INTERNATIONAL CORPORATION Agenda Number: 935392667
--------------------------------------------------------------------------------------------------------------------------
Security: 680223104
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: ORI
ISIN: US6802231042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael D. Kennedy Mgmt Withheld Against
Spencer LeRoy III Mgmt Withheld Against
Peter B. McNitt Mgmt Withheld Against
Steven R. Walker Mgmt Withheld Against
2. To ratify the selection of KPMG LLP as the Mgmt For For
company's auditors for 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
PEOPLES BANCORP INC. Agenda Number: 935343563
--------------------------------------------------------------------------------------------------------------------------
Security: 709789101
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: PEBO
ISIN: US7097891011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Tara M. Abraham Mgmt For For
S. Craig Beam Mgmt For For
George W. Broughton Mgmt For For
David F. Dierker Mgmt For For
James S. Huggins Mgmt For For
Brooke W. James Mgmt For For
Susan D. Rector Mgmt For For
Charles W. Sulerzyski Mgmt For For
Michael N. Vittorio Mgmt For For
2. Approval of non-binding advisory resolution Mgmt For For
to approve the compensation of Peoples'
named executive officers as disclosed in
the Proxy Statement for the 2021 Annual
Meeting of Shareholders.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Peoples' independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
PERSPECTA INC. Agenda Number: 935240072
--------------------------------------------------------------------------------------------------------------------------
Security: 715347100
Meeting Type: Annual
Meeting Date: 05-Aug-2020
Ticker: PRSP
ISIN: US7153471005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Sanju K. Bansal Mgmt For For
1b. Election of Director: Sondra L. Barbour Mgmt For For
1c. Election of Director: John M. Curtis Mgmt For For
1d. Election of Director: Lisa S. Disbrow Mgmt For For
1e. Election of Director: Glenn A. Eisenberg Mgmt For For
1f. Election of Director: Pamela O. Kimmet Mgmt For For
1g. Election of Director: Ramzi M. Musallam Mgmt For For
1h. Election of Director: Philip O. Nolan Mgmt For For
1i. Election of Director: Betty J. Sapp Mgmt For For
1j. Election of Director: Michael E. Ventling Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche as our independent registered
public accounting firm for the fiscal year
ending April 2, 2021
3. Approval, in a non-binding advisory vote, Mgmt For For
of our named executive officer compensation
4. Approval of the Perspecta Inc. Employee Mgmt For For
Stock Purchase Plan
--------------------------------------------------------------------------------------------------------------------------
PREFERRED BANK Agenda Number: 935396247
--------------------------------------------------------------------------------------------------------------------------
Security: 740367404
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: PFBC
ISIN: US7403674044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William C. Y. Cheng Mgmt For For
Chih-Wei Wu Mgmt For For
Shirley Wang Mgmt For For
Wayne Wu Mgmt For For
2. Advisory Compensation Vote ("Say on Pay") Mgmt For For
3. Frequency of Advisory Vote Mgmt 1 Year Against
4. Authorization of Share Repurchase Authority Mgmt For For
5. Ratification of Independent Registered Mgmt For For
Public Accountants
--------------------------------------------------------------------------------------------------------------------------
QTS REALTY TRUST, INC. Agenda Number: 935360141
--------------------------------------------------------------------------------------------------------------------------
Security: 74736A103
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: QTS
ISIN: US74736A1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Chad L. Williams Mgmt For For
John W. Barter Mgmt For For
Joan A. Dempsey Mgmt For For
Catherine R. Kinney Mgmt For For
Peter A. Marino Mgmt For For
Scott D. Miller Mgmt For For
Mazen Rawashdeh Mgmt For For
Wayne M. Rehberger Mgmt For For
Philip P. Trahanas Mgmt For For
Stephen E. Westhead Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation paid to the
Company's named executive officers.
3. To approve an amendment and restatement of Mgmt Against Against
the QTS Realty Trust, Inc. 2013 Equity
Incentive Plan.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
RLJ LODGING TRUST Agenda Number: 935379455
--------------------------------------------------------------------------------------------------------------------------
Security: 74965L101
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: RLJ
ISIN: US74965L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Trustee for a term expiring at Mgmt For For
the 2021 annual meeting of shareholder:
Robert L. Johnson
1.2 Election of Trustee for a term expiring at Mgmt For For
the 2021 annual meeting of shareholder:
Leslie D. Hale
1.3 Election of Trustee for a term expiring at Mgmt For For
the 2021 annual meeting of shareholder:
Evan Bayh
1.4 Election of Trustee for a term expiring at Mgmt For For
the 2021 annual meeting of shareholder:
Arthur R. Collins
1.5 Election of Trustee for a term expiring at Mgmt For For
the 2021 annual meeting of shareholder:
Nathaniel A. Davis
1.6 Election of Trustee for a term expiring at Mgmt For For
the 2021 annual meeting of shareholder:
Patricia L. Gibson
1.7 Election of Trustee for a term expiring at Mgmt For For
the 2021 annual meeting of shareholder:
Robert M. La Forgia
1.8 Election of Trustee for a term expiring at Mgmt For For
the 2021 annual meeting of shareholder:
Robert J. McCarthy
1.9 Election of Trustee for a term expiring at Mgmt For For
the 2021 annual meeting of shareholder:
Glenda G. McNeal
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2021.
3. To approve on a non-binding basis the Mgmt For For
compensation of our named executive
officers.
4. To approve the 2021 RLJ Lodging Trust Mgmt For For
Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
SCIENCE APPLICATIONS INTERNATIONAL CORP Agenda Number: 935394837
--------------------------------------------------------------------------------------------------------------------------
Security: 808625107
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: SAIC
ISIN: US8086251076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Nominee: Robert A. Bedingfield Mgmt For For
1B. Election of Nominee: Carol A. Goode Mgmt For For
1C. Election of Nominee: Garth N. Graham Mgmt For For
1D. Election of Nominee: John J. Hamre Mgmt For For
1E. Election of Nominee: Yvette M. Kanouff Mgmt For For
1F. Election of Nominee: Nazzic S. Keene Mgmt For For
1G. Election of Nominee: Timothy J. Mayopoulos Mgmt For For
1H. Election of Nominee: Katharina G. McFarland Mgmt For For
1I. Election of Nominee: Donna S. Morea Mgmt For For
1J. Election of Nominee: Steven R. Shane Mgmt For For
2. The approval of a non-binding, advisory Mgmt For For
vote on executive compensation.
3. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending January 28, 2022.
--------------------------------------------------------------------------------------------------------------------------
SELECT ENERGY SERVICES, INC. Agenda Number: 935359821
--------------------------------------------------------------------------------------------------------------------------
Security: 81617J301
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: WTTR
ISIN: US81617J3014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: David C. Baldwin Mgmt Against Against
1b. Election of Director: Richard A. Burnett Mgmt For For
1c. Election of Director: Robert V. Delaney Mgmt For For
1d. Election of Director: John D. Schmitz Mgmt For For
1e. Election of Director: Troy W. Thacker Mgmt For For
1f. Election of Director: David A. Trice Mgmt For For
1g. Election of Director: Douglas J. Wall Mgmt Against Against
2. To ratify the appointment of Grant Thornton Mgmt For For
LLP as the independent registered public
accounting firm of Select Energy Services,
Inc. for fiscal year 2021.
3. To approve, by a non-binding vote, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
SILICON MOTION TECHNOLOGY CORP. Agenda Number: 935261913
--------------------------------------------------------------------------------------------------------------------------
Security: 82706C108
Meeting Type: Annual
Meeting Date: 30-Sep-2020
Ticker: SIMO
ISIN: US82706C1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To re-elect Mr. Yung-Chien Wang and Ms. Mgmt For For
Lien-Chun Liu as the directors of the
Company.
2. To ratify the selection of Deloitte & Mgmt For For
Touche as independent auditors of the
Company for the fiscal year ending on
December 31, 2020 and authorize the
directors to fix their remuneration.
--------------------------------------------------------------------------------------------------------------------------
SOLARIS OILFIELD INFRASTRUCTURE, INC. Agenda Number: 935370495
--------------------------------------------------------------------------------------------------------------------------
Security: 83418M103
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: SOI
ISIN: US83418M1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James R. Burke Mgmt Withheld Against
F. Gardner Parker Mgmt Withheld Against
2. Ratify the appointment of BDO USA, LLP as Mgmt For For
the Company's independent registered public
accounting firm for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
SYNEOS HEALTH, INC. Agenda Number: 935369101
--------------------------------------------------------------------------------------------------------------------------
Security: 87166B102
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: SYNH
ISIN: US87166B1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas Allen Mgmt For For
1B. Election of Director: Linda A. Harty Mgmt For For
1C. Election of Director: Alistair Macdonald Mgmt For For
2. To approve on an advisory (nonbinding) Mgmt For For
basis our executive compensation.
3. To ratify the appointment of the Company's Mgmt For For
independent auditors Deloitte & Touche LLP.
--------------------------------------------------------------------------------------------------------------------------
THE SHYFT GROUP INC Agenda Number: 935377817
--------------------------------------------------------------------------------------------------------------------------
Security: 825698103
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: SHYF
ISIN: US8256981031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Daryl M. Adams Mgmt For For
Thomas R. Clevinger Mgmt For For
Paul A. Mascarenas Mgmt For For
2. Vote on the ratification of the appointment Mgmt For For
of BDO USA, LLP as The Shyft Group's
independent registered public accounting
firm for the current fiscal year.
3. Participate in an advisory vote to approve Mgmt For For
the compensation of our executives.
--------------------------------------------------------------------------------------------------------------------------
THE SIMPLY GOOD FOODS COMPANY Agenda Number: 935314118
--------------------------------------------------------------------------------------------------------------------------
Security: 82900L102
Meeting Type: Annual
Meeting Date: 21-Jan-2021
Ticker: SMPL
ISIN: US82900L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert G. Montgomery Mgmt For For
Joseph E. Scalzo Mgmt For For
Joseph J. Schena Mgmt For For
James D. White Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for fiscal year
2021.
3. To consider and vote upon the advisory vote Mgmt For For
to approve the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
VERRA MOBILITY CORPORATION Agenda Number: 935385369
--------------------------------------------------------------------------------------------------------------------------
Security: 92511U102
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: VRRM
ISIN: US92511U1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jacob Kotzubei Mgmt Withheld Against
Michael Huerta Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. Ratify the selection of Ernst & Young LLP Mgmt For For
as our independent registered public
accounting firm for our fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
WILLIAMS-SONOMA, INC. Agenda Number: 935390308
--------------------------------------------------------------------------------------------------------------------------
Security: 969904101
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: WSM
ISIN: US9699041011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Laura Alber Mgmt For For
1.2 Election of Director: Esi Eggleston Bracey Mgmt For For
1.3 Election of Director: Scott Dahnke, Chair Mgmt For For
1.4 Election of Director: Anne Mulcahy Mgmt For For
1.5 Election of Director: William Ready Mgmt For For
1.6 Election of Director: Sabrina Simmons Mgmt For For
1.7 Election of Director: Frits van Paasschen Mgmt For For
2. The amendment of our 2001 Long-Term Mgmt For For
Incentive Plan.
3. An advisory vote to approve executive Mgmt For For
compensation.
4. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending January 31, 2022.
Baird Small/Mid Cap Value Fund
--------------------------------------------------------------------------------------------------------------------------
ACACIA RESEARCH CORPORATION Agenda Number: 935416683
--------------------------------------------------------------------------------------------------------------------------
Security: 003881307
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: ACTG
ISIN: US0038813079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Maureen O'Connell Mgmt For For
1B. Election of Director: Katharine Wolanyk Mgmt For For
1C. Election of Director: Isaac T. Kohlberg Mgmt For For
1D. Election of Director: Jonathan Sagal Mgmt For For
1E. Election of Director: Clifford Press Mgmt For For
1F. Election of Director: Alfred V. Tobia, Jr. Mgmt For For
2. The ratification of the appointment of BDO Mgmt For For
USA, LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. The approval, on a non-binding, advisory Mgmt For For
basis, of the compensation of our named
executive officers, as disclosed in this
Proxy Statement.
4. The approval of an amendment to our Amended Mgmt For For
and Restated Certificate of Incorporation
to eliminate supermajority voting
requirements applicable to special
corporate actions.
--------------------------------------------------------------------------------------------------------------------------
ACCO BRANDS CORPORATION Agenda Number: 935382399
--------------------------------------------------------------------------------------------------------------------------
Security: 00081T108
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: ACCO
ISIN: US00081T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James A. Buzzard Mgmt Abstain Against
1B. Election of Director: Kathleen S. Dvorak Mgmt For For
1C. Election of Director: Boris Elisman Mgmt For For
1D. Election of Director: Pradeep Jotwani Mgmt For For
1E. Election of Director: Robert J. Keller Mgmt For For
1F. Election of Director: Thomas Kroeger Mgmt For For
1G. Election of Director: Ron Lombardi Mgmt For For
1H. Election of Director: Graciela I. Mgmt For For
Monteagudo
1I. Election of Director: E. Mark Rajkowski Mgmt For For
2. The ratification of the appointment of KPMG Mgmt For For
LLP as our independent registered public
accounting firm for 2021.
3. The approval, by non-binding advisory vote, Mgmt For For
of the compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
AGREE REALTY CORPORATION Agenda Number: 935361876
--------------------------------------------------------------------------------------------------------------------------
Security: 008492100
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: ADC
ISIN: US0084921008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard Agree Mgmt For For
Karen Dearing Mgmt For For
Michael Hollman Mgmt For For
John Rakolta, Jr. Mgmt For For
Jerome Rossi Mgmt For For
2. To ratify the appointment of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm for 2021.
3. To approve, by non-binding vote, executive Mgmt For For
compensation.
4. To approve an amendment to our Articles of Mgmt For For
Incorporation, as amended and supplemented,
to increase the number of authorized shares
of our common stock.
--------------------------------------------------------------------------------------------------------------------------
AIR TRANSPORT SERVICES GROUP, INC. Agenda Number: 935396209
--------------------------------------------------------------------------------------------------------------------------
Security: 00922R105
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: ATSG
ISIN: US00922R1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard M. Baudouin Mgmt For For
1B. Election of Director: Phyllis J. Campbell Mgmt For For
1C. Election of Director: Richard F. Corrado Mgmt For For
1D. Election of Director: Joseph C. Hete Mgmt For For
1E. Election of Director: Raymond E. Johns, Jr. Mgmt For For
1F. Election of Director: Laura J. Peterson Mgmt For For
1G. Election of Director: Randy D. Rademacher Mgmt For For
1H. Election of Director: J. Christopher Teets Mgmt For For
1I. Election of Director: Jeffrey J. Vorholt Mgmt For For
1J. Election of Director: Paul S. Williams Mgmt For For
2. Company proposal to ratify the selection of Mgmt For For
Deloitte and Touche LLP as the independent
registered public accounting firm of the
Company for 2021.
3. Advisory vote on executive compensation. Mgmt For For
4. A shareholder proposal related to the right Shr For Against
to act by written consent.
--------------------------------------------------------------------------------------------------------------------------
ALGONQUIN POWER & UTILITIES CORP. Agenda Number: 935426747
--------------------------------------------------------------------------------------------------------------------------
Security: 015857105
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: AQN
ISIN: CA0158571053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 The appointment of Ernst & Young LLP, Mgmt For For
Chartered Accountants, as auditors of the
Corporation for the ensuing year;
2 DIRECTOR
Christopher Ball Mgmt For For
Arun Banskota Mgmt For For
Melissa S. Barnes Mgmt For For
Christopher Huskilson Mgmt For For
D. Randy Laney Mgmt For For
Carol Leaman Mgmt For For
Kenneth Moore Mgmt For For
Masheed Saidi Mgmt For For
Dilek Samil Mgmt For For
3 The advisory resolution set forth in Mgmt For For
Schedule "A" of the Circular to accept the
approach to executive compensation as
disclosed in the Circular;
--------------------------------------------------------------------------------------------------------------------------
AMERICAN FINANCIAL GROUP, INC. Agenda Number: 935374900
--------------------------------------------------------------------------------------------------------------------------
Security: 025932104
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: AFG
ISIN: US0259321042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Carl H. Lindner III Mgmt For For
S. Craig Lindner Mgmt For For
John B. Berding Mgmt For For
Virginia C. Drosos Mgmt For For
James E. Evans Mgmt For For
Terry S. Jacobs Mgmt For For
Gregory G. Joseph Mgmt For For
Mary Beth Martin Mgmt For For
Evans N. Nwankwo Mgmt For For
William W. Verity Mgmt For For
John I. Von Lehman Mgmt For For
2. Proposal to ratify the Audit Committee's Mgmt For For
appointment of Ernst & Young LLP as the
Company's Independent Registered Public
Accounting Firm for 2021.
3. Advisory vote on compensation of named Mgmt For For
executive officers.
--------------------------------------------------------------------------------------------------------------------------
ARKO CORP Agenda Number: 935417837
--------------------------------------------------------------------------------------------------------------------------
Security: 041242108
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: ARKO
ISIN: US0412421085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Arie Kotler Mgmt For For
Michael J. Gade Mgmt For For
2. Approval of a non-binding advisory Mgmt Against Against
resolution regarding the compensation of
our named executive officers.
3. Approval of a non-binding advisory Mgmt 1 Year For
resolution on the frequency of the
non-binding advisory resolution regarding
the compensation of our named executive
officers.
4. To ratify the appointment of GRANT THORNTON Mgmt For For
LLP as our independent registered public
accounting firm for the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC Agenda Number: 935363921
--------------------------------------------------------------------------------------------------------------------------
Security: G0751N103
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: AY
ISIN: GB00BLP5YB54
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the accounts and reports of the Mgmt For For
directors and the auditors for the year
ended 31 December 2020.
2. To approve the directors' remuneration Mgmt For For
report, excluding the directors'
remuneration policy, for the year ended 31
December 2020.
3. To approve the directors' remuneration Mgmt For For
policy.
4. Election of Michael Woollcombe as director Mgmt For For
of the Company.
5. Election of Michael Forsayeth as director Mgmt For For
of the Company.
6. Election of William Aziz as director of the Mgmt For For
Company.
7. Election of Brenda Eprile as director of Mgmt For For
the Company.
8. Election of Debora Del Favero as director Mgmt For For
of the Company.
9. Election of Arun Banskota as director of Mgmt For For
the Company.
10. Election of George Trisic as director of Mgmt For For
the Company.
11. Re-election of Santiago Seage as director Mgmt For For
of the Company.
12. To re-appoint Ernst & Young LLP and Ernst & Mgmt For For
Young S.L. as auditors of the Company to
hold office until December 31, 2022.
13. To authorize the Company's audit committee Mgmt For For
to determine the remuneration of the
auditors.
14. Authorization to issue shares. Mgmt For For
15. Disapplication of pre-emptive rights. Mgmt For For
16. Disapplication of pre-emptive rights. Mgmt Against Against
17. Redemption of the share premium account. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AVIENT CORPORATION Agenda Number: 935372475
--------------------------------------------------------------------------------------------------------------------------
Security: 05368V106
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: AVNT
ISIN: US05368V1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert E. Abernathy Mgmt For For
Richard H. Fearon Mgmt For For
Gregory J. Goff Mgmt For For
William R. Jellison Mgmt For For
Sandra Beach Lin Mgmt For For
Kim Ann Mink Ph.D. Mgmt For For
Robert M. Patterson Mgmt For For
Kerry J. Preete Mgmt For For
Patricia Verduin Ph.D. Mgmt For For
William A. Wulfsohn Mgmt For For
2. Approval, on an advisory basis, of named Mgmt For For
executive officer compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
AXOS FINANCIAL, INC. Agenda Number: 935268614
--------------------------------------------------------------------------------------------------------------------------
Security: 05465C100
Meeting Type: Annual
Meeting Date: 22-Oct-2020
Ticker: AX
ISIN: US05465C1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. Brandon Black Mgmt Withheld Against
Tamara N. Bohlig Mgmt For For
Nicholas A. Mosich Mgmt For For
2. To approve, in a non-binding and advisory Mgmt For For
vote, the compensation of the Company's
named executive officers as disclosed in
the Company's proxy statement.
3. To ratify the selection of BDO USA, LLP as Mgmt For For
the Company's independent public accounting
firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
CACI INTERNATIONAL INC Agenda Number: 935274198
--------------------------------------------------------------------------------------------------------------------------
Security: 127190304
Meeting Type: Annual
Meeting Date: 12-Nov-2020
Ticker: CACI
ISIN: US1271903049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael A. Daniels Mgmt For For
1B. Election of Director: Susan M. Gordon Mgmt For For
1C. Election of Director: William L. Jews Mgmt For For
1D. Election of Director: Gregory G. Johnson Mgmt For For
1E. Election of Director: J. Phillip London Mgmt For For
1F. Election of Director: John S. Mengucci Mgmt For For
1G. Election of Director: James L. Pavitt Mgmt For For
1H. Election of Director: Warren R. Phillips Mgmt For For
1I. Election of Director: Debora A. Plunkett Mgmt For For
1J. Election of Director: Charles P. Revoile Mgmt For For
1K. Election of Director: William S. Wallace Mgmt For For
2. To approve on a non-binding, advisory basis Mgmt For For
the compensation of our named executive
officers.
3. To approve an amendment of the Company's Mgmt For For
2016 Amended and Restated Incentive
Compensation Plan to authorize an
additional 1,200,000 shares for issuance.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
CERENCE INC. Agenda Number: 935320933
--------------------------------------------------------------------------------------------------------------------------
Security: 156727109
Meeting Type: Annual
Meeting Date: 11-Feb-2021
Ticker: CRNC
ISIN: US1567271093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 To elect Class II director named below to Mgmt Against Against
hold office until the 2023 Annual Meeting
of Stockholders: Sanjay Jha
1.2 To elect Class II director named below to Mgmt Against Against
hold office until the 2023 Annual Meeting
of Stockholders: Alfred Nietzel
2. To ratify the appointment of BDO USA LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
September 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
CIENA CORPORATION Agenda Number: 935335352
--------------------------------------------------------------------------------------------------------------------------
Security: 171779309
Meeting Type: Annual
Meeting Date: 01-Apr-2021
Ticker: CIEN
ISIN: US1717793095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director: Hassan M. Mgmt For For
Ahmed, Ph.D.
1B. Election of Class III Director: Bruce L. Mgmt For For
Claflin
1C. Election of Class III Director: T. Michael Mgmt For For
Nevens
1D. Election of Class III Director: Patrick T. Mgmt For For
Gallagher
2. Approval of the amendment and restatement Mgmt For For
of our Employee Stock Purchase Plan to (a)
extend the term thereof to April 1, 2031,
(b) increase the number of shares available
for issuance thereunder by 8.7 million
shares, (c) eliminate the evergreen
mechanism thereunder, and (d) make such
other changes described in the proxy
materials.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal 2021.
4. Advisory vote on our named executive Mgmt For For
officer compensation, as described in the
proxy materials.
--------------------------------------------------------------------------------------------------------------------------
DAVITA INC. Agenda Number: 935415148
--------------------------------------------------------------------------------------------------------------------------
Security: 23918K108
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: DVA
ISIN: US23918K1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Pamela M. Arway Mgmt For For
1B. Election of Director: Charles G. Berg Mgmt For For
1C. Election of Director: Barbara J. Desoer Mgmt For For
1D. Election of Director: Paul J. Diaz Mgmt For For
1E. Election of Director: Shawn M. Guertin Mgmt Abstain Against
1F. Election of Director: John M. Nehra Mgmt For For
1G. Election of Director: Paula A. Price Mgmt For For
1H. Election of Director: Javier J. Rodriguez Mgmt For For
1I. Election of Director: Phyllis R. Yale Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for fiscal year 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. Stockholder proposal regarding political Shr For Against
contributions disclosure, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
DIAMONDBACK ENERGY, INC. Agenda Number: 935407444
--------------------------------------------------------------------------------------------------------------------------
Security: 25278X109
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: FANG
ISIN: US25278X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Steven E. West Mgmt For For
1.2 Election of Director: Travis D. Stice Mgmt For For
1.3 Election of Director: Vincent K. Brooks Mgmt For For
1.4 Election of Director: Michael P. Cross Mgmt For For
1.5 Election of Director: David L. Houston Mgmt For For
1.6 Election of Director: Stephanie K. Mains Mgmt For For
1.7 Election of Director: Mark L. Plaumann Mgmt For For
1.8 Election of Director: Melanie M. Trent Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation paid to the Company's
named executive officers.
3. Proposal to approve an amendment to the Mgmt For For
Company's amended and restated certificate
of incorporation to increase the total
number of authorized shares of common stock
from 200,000,000 shares to 400,000,000
shares.
4. Proposal to approve the Company's 2021 Mgmt For For
Amended and Restated Equity Incentive Plan.
5. Proposal to ratify the appointment of Grant Mgmt For For
Thornton LLP as the Company's independent
auditors for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
EASTGROUP PROPERTIES, INC. Agenda Number: 935385674
--------------------------------------------------------------------------------------------------------------------------
Security: 277276101
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: EGP
ISIN: US2772761019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a one Mgmt For For
year term: D. Pike Aloian
1B. Election of Director to serve for a Mgmt For For
one-year term: H. Eric Bolton, Jr.
1C. Election of Director to serve for a one Mgmt For For
year term: Donald F. Colleran
1D. Election of Director to serve for a one Mgmt For For
year term: Hayden C. Eaves III
1E. Election of Director to serve for a one Mgmt For For
year term: David H. Hoster II
1F. Election of Director to serve for a one Mgmt For For
year term: Marshall A. Loeb
1G. Election of Director to serve for a one Mgmt For For
year term: Mary E. McCormick
1H. Election of Director to serve for a one Mgmt For For
year term: Katherine M. Sandstrom
2. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. To approve by a non-binding advisory vote Mgmt For For
the compensation of the Company's Named
Executive Officers as described in the
Company's definitive proxy statement.
4. To approve the amendment and restatement of Mgmt For For
the Company's charter and bylaws to allow
the bylaws to be amended by a majority of
stockholder votes.
--------------------------------------------------------------------------------------------------------------------------
ELEMENT SOLUTIONS INC Agenda Number: 935412851
--------------------------------------------------------------------------------------------------------------------------
Security: 28618M106
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: ESI
ISIN: US28618M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sir Martin E. Mgmt For For
Franklin
1B. Election of Director: Benjamin Gliklich Mgmt For For
1C. Election of Director: Ian G.H. Ashken Mgmt For For
1D. Election of Director: Elyse Napoli Filon Mgmt For For
1E. Election of Director: Christopher T. Fraser Mgmt Against Against
1F. Election of Director: Michael F. Goss Mgmt For For
1G. Election of Director: Nichelle Mgmt For For
Maynard-Elliott
1H. Election of Director: E. Stanley O'Neal Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
ESSENT GROUP LTD Agenda Number: 935388822
--------------------------------------------------------------------------------------------------------------------------
Security: G3198U102
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: ESNT
ISIN: BMG3198U1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jane P. Chwick Mgmt For For
Aditya Dutt Mgmt For For
Roy J. Kasmar Mgmt For For
2. REAPPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDED DECEMBER 31, 2021
AND UNTIL THE 2022 ANNUAL GENERAL MEETING
OF SHAREHOLDERS, AND TO REFER THE
DETERMINATION OF THE AUDITORS' COMPENSATION
TO THE BOARD OF DIRECTORS.
3. PROVIDE A NON-BINDING, ADVISORY VOTE ON OUR Mgmt Against Against
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
F5 NETWORKS, INC. Agenda Number: 935329638
--------------------------------------------------------------------------------------------------------------------------
Security: 315616102
Meeting Type: Annual
Meeting Date: 11-Mar-2021
Ticker: FFIV
ISIN: US3156161024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sandra E. Bergeron Mgmt For For
1B. Election of Director: Elizabeth L. Buse Mgmt For For
1C. Election of Director: Michel Combes Mgmt Against Against
1D. Election of Director: Michael L. Dreyer Mgmt For For
1E. Election of Director: Alan J. Higginson Mgmt For For
1F. Election of Director: Peter S. Klein Mgmt For For
1G. Election of Director: Francois Locoh-Donou Mgmt For For
1H. Election of Director: Nikhil Mehta Mgmt For For
1I. Election of Director: Marie E. Myers Mgmt For For
1J. Election of Director: Sripada Shivananda Mgmt For For
2. Approve the F5 Networks, Inc. 2014 Mgmt For For
Incentive Plan.
3. Ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal year 2021.
4. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NATIONAL FINANCIAL, INC. Agenda Number: 935420896
--------------------------------------------------------------------------------------------------------------------------
Security: 31620R303
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: FNF
ISIN: US31620R3030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raymond R. Quirk Mgmt For For
Sandra D. Morgan Mgmt For For
Heather H. Murren Mgmt For For
John D. Rood Mgmt For For
2. Approval of a non-binding advisory Mgmt For For
resolution on the compensation paid to our
named executive officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the 2021 fiscal
year.
--------------------------------------------------------------------------------------------------------------------------
GAMING AND LEISURE PROPERTIES, INC. Agenda Number: 935417065
--------------------------------------------------------------------------------------------------------------------------
Security: 36467J108
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: GLPI
ISIN: US36467J1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter M. Carlino Mgmt For For
1B. Election of Director: Carol ("Lili") Lynton Mgmt For For
1C. Election of Director: Joseph W. Marshall, Mgmt For For
III
1D. Election of Director: James B. Perry Mgmt For For
1E. Election of Director: Barry F. Schwartz Mgmt For For
1F. Election of Director: Earl C. Shanks Mgmt For For
1G. Election of Director: E. Scott Urdang Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
current fiscal year.
3. To approve, on a non-binding advisory Mgmt For For
basis, the Company's executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
HAYMAKER ACQUISITION CORP. II Agenda Number: 935300208
--------------------------------------------------------------------------------------------------------------------------
Security: 42087L101
Meeting Type: Special
Meeting Date: 08-Dec-2020
Ticker: HYAC
ISIN: US42087L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The Business Combination Proposal - to Mgmt Against Against
approve and adopt the Business Combination
Agreement, dated as of September 8, 2020
(as it may be amended from time to time,
the "Business Combination Agreement").
2. The Lock-Up Agreement Proposal - to approve Mgmt Against Against
and ratify the entry into the Registration
Rights and Lock-Up Agreement with the
Sponsor, the directors and officers of
Haymaker, and the other parties thereto
(the "Registration Rights and Lock-Up
Agreement").
3. The Incentive Plan Proposal - to approve Mgmt Against Against
and adopt the ARKO Corp. 2020 Incentive
Compensation Plan established to be
effective after the closing of the Business
Combination.
4. The Stockholder Adjournment Proposal - a Mgmt Against Against
proposal to authorize the adjournment of
the special meeting to a later date or
dates, if necessary, to permit further
solicitation and voting of proxies if,
based on the tabulated vote at the time of
the special meeting, there are not
sufficient votes to approve the Business
Combination Proposal or Public Stockholders
have elected to redeem an amount of
Haymaker Class A Common Stock such that the
minimum available cash condition to the
closing of the Business Combination would
not be satisfied.
--------------------------------------------------------------------------------------------------------------------------
HOST HOTELS & RESORTS, INC. Agenda Number: 935375572
--------------------------------------------------------------------------------------------------------------------------
Security: 44107P104
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: HST
ISIN: US44107P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Mary L. Baglivo Mgmt For For
1.2 Election of Director: Richard E. Marriott Mgmt For For
1.3 Election of Director: Sandeep L. Mathrani Mgmt For For
1.4 Election of Director: John B Morse, Jr. Mgmt For For
1.5 Election of Director: Mary Hogan Preusse Mgmt For For
1.6 Election of Director: Walter C. Rakowich Mgmt For For
1.7 Election of Director: James F. Risoleo Mgmt For For
1.8 Election of Director: Gordon H. Smith Mgmt For For
1.9 Election of Director: A. William Stein Mgmt For For
2. Ratify appointment of KPMG LLP as Mgmt For For
independent registered public accountants
for 2021.
3. Advisory resolution to approve executive Mgmt For For
compensation.
4. Approval of the 2021 Employee Stock Mgmt For For
Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
IMMERSION CORPORATION Agenda Number: 935371411
--------------------------------------------------------------------------------------------------------------------------
Security: 452521107
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: IMMR
ISIN: US4525211078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sumit Agarwal Mgmt For For
William Martin Mgmt For For
Eric Singer Mgmt For For
Mary Dotz Mgmt For For
2. Ratification of appointment of Armanino LLP Mgmt For For
as Immersion Corporation's independent
registered public accounting firm for
fiscal 2021.
3. Advisory vote on the compensation of our Mgmt For For
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
J2 GLOBAL, INC Agenda Number: 935357839
--------------------------------------------------------------------------------------------------------------------------
Security: 48123V102
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: JCOM
ISIN: US48123V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard S. Ressler Mgmt For For
1B. Election of Director: Vivek Shah Mgmt For For
1C. Election of Director: Douglas Y. Bech Mgmt For For
1D. Election of Director: Sarah Fay Mgmt For For
1E. Election of Director: W. Brian Kretzmer Mgmt For For
1F. Election of Director: Jonathan F. Miller Mgmt For For
1G. Election of Director: Stephen Ross Mgmt For For
1H. Election of Director: Pamela Sutton-Wallace Mgmt For For
1I. Election of Director: Scott C. Taylor Mgmt For For
2. To provide an advisory vote on the Mgmt For For
compensation of J2 Global's named executive
officers.
3. To ratify the appointment of BDO USA, LLP Mgmt For For
to serve as J2 Global's independent
auditors for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC Agenda Number: 935377336
--------------------------------------------------------------------------------------------------------------------------
Security: 499049104
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: KNX
ISIN: US4990491049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gary Knight Mgmt For For
Kathryn Munro Mgmt For For
2. Conduct an advisory, non-binding vote to Mgmt For For
approve executive compensation.
3. Ratify the appointment of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm for fiscal year 2021.
4. Vote on a stockholder proposal regarding Shr For Against
simple majority vote.
--------------------------------------------------------------------------------------------------------------------------
LABORATORY CORP. OF AMERICA HOLDINGS Agenda Number: 935373059
--------------------------------------------------------------------------------------------------------------------------
Security: 50540R409
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: LH
ISIN: US50540R4092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kerrii B. Anderson Mgmt For For
1B. Election of Director: Jean-Luc Belingard Mgmt For For
1C. Election of Director: Jeffrey A. Davis Mgmt For For
1D. Election of Director: D. Gary Gilliland, Mgmt For For
M.D., Ph.D.
1E. Election of Director: Garheng Kong, M.D., Mgmt For For
Ph.D.
1F. Election of Director: Peter M. Neupert Mgmt For For
1G. Election of Director: Richelle P. Parham Mgmt For For
1H. Election of Director: Adam H. Schechter Mgmt For For
1I. Election of Director: Kathryn E. Wengel Mgmt For For
1J. Election of Director: R. Sanders Williams, Mgmt For For
M.D.
2. To approve, by non-binding vote, executive Mgmt For For
compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
and Touche LLP as Laboratory Corporation of
America Holdings' independent registered
public accounting firm for the year ending
December 31, 2021.
4. Shareholder proposal seeking an amendment Shr For Against
to our proxy access by-law to remove the
aggregation limit.
--------------------------------------------------------------------------------------------------------------------------
LEIDOS HOLDINGS, INC. Agenda Number: 935355582
--------------------------------------------------------------------------------------------------------------------------
Security: 525327102
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: LDOS
ISIN: US5253271028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gregory R. Dahlberg Mgmt For For
1B. Election of Director: David G. Fubini Mgmt For For
1C. Election of Director: Miriam E. John Mgmt For For
1D. Election of Director: Frank Kendall III Mgmt For For
1E. Election of Director: Robert C. Kovarik, Mgmt For For
Jr.
1F. Election of Director: Harry M.J. Kraemer, Mgmt For For
Jr.
1G. Election of Director: Roger A. Krone Mgmt For For
1H. Election of Director: Gary S. May Mgmt For For
1I. Election of Director: Surya N. Mohapatra Mgmt For For
1J. Election of Director: Robert S. Shapard Mgmt For For
1K. Election of Director: Susan M. Stalnecker Mgmt For For
1L. Election of Director: Noel B. Williams Mgmt For For
2. Approve, by an advisory vote, executive Mgmt For For
compensation.
3. The ratification of the appointment of Mgmt For For
Deloitte & Touche LLP as our independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
MERCHANTS BANCORP Agenda Number: 935381450
--------------------------------------------------------------------------------------------------------------------------
Security: 58844R108
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: MBIN
ISIN: US58844R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael F. Petrie Mgmt For For
Randall D. Rogers Mgmt For For
Michael J. Dunlap Mgmt For For
Scott A. Evans Mgmt For For
Sue Anne Gilroy Mgmt Withheld Against
Andrew A. Juster Mgmt Withheld Against
Patrick D. O'Brien Mgmt Withheld Against
Anne E. Sellers Mgmt Withheld Against
David N. Shane Mgmt Withheld Against
2. Ratification of the appointment of BKD, LLP Mgmt For For
as our independent registered public
accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL RETAIL PROPERTIES, INC. Agenda Number: 935378061
--------------------------------------------------------------------------------------------------------------------------
Security: 637417106
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: NNN
ISIN: US6374171063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Pamela K.M. Beall Mgmt For For
Steven D. Cosler Mgmt For For
Don DeFosset Mgmt For For
David M. Fick Mgmt For For
Edward J. Fritsch Mgmt For For
Kevin B. Habicht Mgmt For For
Betsy D. Holden Mgmt For For
Julian E. Whitehurst Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the selection of the Mgmt For For
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
NOMAD FOODS LIMITED Agenda Number: 935433704
--------------------------------------------------------------------------------------------------------------------------
Security: G6564A105
Meeting Type: Annual
Meeting Date: 30-Jun-2021
Ticker: NOMD
ISIN: VGG6564A1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sir Martin Ellis Mgmt For For
Franklin, KGCN
1B. Election of Director: Noam Gottesman Mgmt For For
1C. Election of Director: Ian G.H. Ashken Mgmt For For
1D. Election of Director: Stefan Descheemaeker Mgmt For For
1E. Election of Director: Golnar Khosrowshahi Mgmt For For
1F. Election of Director: James E. Lillie Mgmt For For
1G. Election of Director: Stuart M. MacFarlane Mgmt For For
1H. Election of Director: Lord Myners of Truro Mgmt For For
CBE
1I. Election of Director: Victoria Parry Mgmt Against Against
1J. Election of Director: Melanie Stack Mgmt For For
1K. Election of Director: Samy Zekhout Mgmt For For
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
NVENT ELECTRIC PLC Agenda Number: 935369492
--------------------------------------------------------------------------------------------------------------------------
Security: G6700G107
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: NVT
ISIN: IE00BDVJJQ56
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jerry W. Burris Mgmt For For
1B. Election of Director: Susan M. Cameron Mgmt For For
1C. Election of Director: Michael L. Ducker Mgmt For For
1D. Election of Director: Randall J. Hogan Mgmt For For
1E. Election of Director: Ronald L. Merriman Mgmt For For
1F. Election of Director: Nicola Palmer Mgmt For For
1G. Election of Director: Herbert K. Parker Mgmt For For
1H. Election of Director: Greg Scheu Mgmt For For
1I. Election of Director: Beth A. Wozniak Mgmt For For
1J. Election of Director: Jacqueline Wright Mgmt For For
2. Approve, by Non-Binding Advisory Vote, the Mgmt For For
Compensation of the Named Executive
Officers.
3. Ratify, by Non-Binding Advisory Vote, the Mgmt For For
Appointment of Deloitte & Touche LLP as the
Independent Auditor and Authorize, by
Binding Vote, the Audit and Finance
Committee to Set the Auditor's
Remuneration.
4. Authorize the Price Range at which nVent Mgmt For For
Electric plc can Re- Allot Treasury Shares.
--------------------------------------------------------------------------------------------------------------------------
OLD REPUBLIC INTERNATIONAL CORPORATION Agenda Number: 935392667
--------------------------------------------------------------------------------------------------------------------------
Security: 680223104
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: ORI
ISIN: US6802231042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael D. Kennedy Mgmt Withheld Against
Spencer LeRoy III Mgmt Withheld Against
Peter B. McNitt Mgmt Withheld Against
Steven R. Walker Mgmt Withheld Against
2. To ratify the selection of KPMG LLP as the Mgmt For For
company's auditors for 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
ONESPAWORLD HOLDINGS LIMITED Agenda Number: 935418233
--------------------------------------------------------------------------------------------------------------------------
Security: P73684113
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: OSW
ISIN: BSP736841136
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class B Director: Marc Mgmt Abstain Against
Magliacano
1B. Election of Class B Director: Jeffrey E. Mgmt Abstain Against
Stiefler
1C. Election of Class B Director: Walter F. Mgmt Abstain Against
McLallen
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
PERSPECTA INC. Agenda Number: 935240072
--------------------------------------------------------------------------------------------------------------------------
Security: 715347100
Meeting Type: Annual
Meeting Date: 05-Aug-2020
Ticker: PRSP
ISIN: US7153471005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Sanju K. Bansal Mgmt For For
1b. Election of Director: Sondra L. Barbour Mgmt For For
1c. Election of Director: John M. Curtis Mgmt For For
1d. Election of Director: Lisa S. Disbrow Mgmt For For
1e. Election of Director: Glenn A. Eisenberg Mgmt For For
1f. Election of Director: Pamela O. Kimmet Mgmt For For
1g. Election of Director: Ramzi M. Musallam Mgmt For For
1h. Election of Director: Philip O. Nolan Mgmt For For
1i. Election of Director: Betty J. Sapp Mgmt For For
1j. Election of Director: Michael E. Ventling Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche as our independent registered
public accounting firm for the fiscal year
ending April 2, 2021
3. Approval, in a non-binding advisory vote, Mgmt For For
of our named executive officer compensation
4. Approval of the Perspecta Inc. Employee Mgmt For For
Stock Purchase Plan
--------------------------------------------------------------------------------------------------------------------------
RLJ LODGING TRUST Agenda Number: 935379455
--------------------------------------------------------------------------------------------------------------------------
Security: 74965L101
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: RLJ
ISIN: US74965L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Trustee for a term expiring at Mgmt For For
the 2021 annual meeting of shareholder:
Robert L. Johnson
1.2 Election of Trustee for a term expiring at Mgmt For For
the 2021 annual meeting of shareholder:
Leslie D. Hale
1.3 Election of Trustee for a term expiring at Mgmt For For
the 2021 annual meeting of shareholder:
Evan Bayh
1.4 Election of Trustee for a term expiring at Mgmt For For
the 2021 annual meeting of shareholder:
Arthur R. Collins
1.5 Election of Trustee for a term expiring at Mgmt For For
the 2021 annual meeting of shareholder:
Nathaniel A. Davis
1.6 Election of Trustee for a term expiring at Mgmt For For
the 2021 annual meeting of shareholder:
Patricia L. Gibson
1.7 Election of Trustee for a term expiring at Mgmt For For
the 2021 annual meeting of shareholder:
Robert M. La Forgia
1.8 Election of Trustee for a term expiring at Mgmt For For
the 2021 annual meeting of shareholder:
Robert J. McCarthy
1.9 Election of Trustee for a term expiring at Mgmt For For
the 2021 annual meeting of shareholder:
Glenda G. McNeal
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2021.
3. To approve on a non-binding basis the Mgmt For For
compensation of our named executive
officers.
4. To approve the 2021 RLJ Lodging Trust Mgmt For For
Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
SCIENCE APPLICATIONS INTERNATIONAL CORP Agenda Number: 935394837
--------------------------------------------------------------------------------------------------------------------------
Security: 808625107
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: SAIC
ISIN: US8086251076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Nominee: Robert A. Bedingfield Mgmt For For
1B. Election of Nominee: Carol A. Goode Mgmt For For
1C. Election of Nominee: Garth N. Graham Mgmt For For
1D. Election of Nominee: John J. Hamre Mgmt For For
1E. Election of Nominee: Yvette M. Kanouff Mgmt For For
1F. Election of Nominee: Nazzic S. Keene Mgmt For For
1G. Election of Nominee: Timothy J. Mayopoulos Mgmt For For
1H. Election of Nominee: Katharina G. McFarland Mgmt For For
1I. Election of Nominee: Donna S. Morea Mgmt For For
1J. Election of Nominee: Steven R. Shane Mgmt For For
2. The approval of a non-binding, advisory Mgmt For For
vote on executive compensation.
3. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending January 28, 2022.
--------------------------------------------------------------------------------------------------------------------------
SELECT ENERGY SERVICES, INC. Agenda Number: 935359821
--------------------------------------------------------------------------------------------------------------------------
Security: 81617J301
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: WTTR
ISIN: US81617J3014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: David C. Baldwin Mgmt Against Against
1b. Election of Director: Richard A. Burnett Mgmt For For
1c. Election of Director: Robert V. Delaney Mgmt For For
1d. Election of Director: John D. Schmitz Mgmt For For
1e. Election of Director: Troy W. Thacker Mgmt For For
1f. Election of Director: David A. Trice Mgmt For For
1g. Election of Director: Douglas J. Wall Mgmt Against Against
2. To ratify the appointment of Grant Thornton Mgmt For For
LLP as the independent registered public
accounting firm of Select Energy Services,
Inc. for fiscal year 2021.
3. To approve, by a non-binding vote, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
SILICON MOTION TECHNOLOGY CORP. Agenda Number: 935261913
--------------------------------------------------------------------------------------------------------------------------
Security: 82706C108
Meeting Type: Annual
Meeting Date: 30-Sep-2020
Ticker: SIMO
ISIN: US82706C1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To re-elect Mr. Yung-Chien Wang and Ms. Mgmt For For
Lien-Chun Liu as the directors of the
Company.
2. To ratify the selection of Deloitte & Mgmt For For
Touche as independent auditors of the
Company for the fiscal year ending on
December 31, 2020 and authorize the
directors to fix their remuneration.
--------------------------------------------------------------------------------------------------------------------------
SOLARIS OILFIELD INFRASTRUCTURE, INC. Agenda Number: 935370495
--------------------------------------------------------------------------------------------------------------------------
Security: 83418M103
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: SOI
ISIN: US83418M1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James R. Burke Mgmt Withheld Against
F. Gardner Parker Mgmt Withheld Against
2. Ratify the appointment of BDO USA, LLP as Mgmt For For
the Company's independent registered public
accounting firm for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
TCF FINANCIAL CORPORATION Agenda Number: 935338043
--------------------------------------------------------------------------------------------------------------------------
Security: 872307103
Meeting Type: Special
Meeting Date: 25-Mar-2021
Ticker: TCF
ISIN: US8723071036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Agreement and Plan of Mgmt For For
Merger, dated as of December 13, 2020 (as
it may be amended from time to time), by
and between TCF Financial Corporation
("TCF") and Huntington Bancshares
Incorporated ("Huntington"), pursuant to
which TCF will merge with and into
Huntington, with Huntington surviving the
merger (the "TCF merger proposal").
2. Approval of, on an advisory (non-binding) Mgmt For For
basis, the merger- related named executive
officer compensation that will or may be
paid to TCF's named executive officers in
connection with the merger (the "TCF
compensation proposal").
3. Approval of the adjournment of the special Mgmt For For
meeting of TCF shareholders to a later date
or dates, if necessary or appropriate, to
solicit additional proxies if, immediately
prior to such adjournment, there are not
sufficient votes at the time of the TCF
special meeting to approve the TCF merger
proposal or to ensure that any supplement
or amendment to this joint proxy
statement/prospectus is timely provided to
holders of TCF common stock (the "TCF
adjournment proposal").
--------------------------------------------------------------------------------------------------------------------------
THE SHYFT GROUP INC Agenda Number: 935377817
--------------------------------------------------------------------------------------------------------------------------
Security: 825698103
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: SHYF
ISIN: US8256981031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Daryl M. Adams Mgmt For For
Thomas R. Clevinger Mgmt For For
Paul A. Mascarenas Mgmt For For
2. Vote on the ratification of the appointment Mgmt For For
of BDO USA, LLP as The Shyft Group's
independent registered public accounting
firm for the current fiscal year.
3. Participate in an advisory vote to approve Mgmt For For
the compensation of our executives.
--------------------------------------------------------------------------------------------------------------------------
THE SIMPLY GOOD FOODS COMPANY Agenda Number: 935314118
--------------------------------------------------------------------------------------------------------------------------
Security: 82900L102
Meeting Type: Annual
Meeting Date: 21-Jan-2021
Ticker: SMPL
ISIN: US82900L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert G. Montgomery Mgmt For For
Joseph E. Scalzo Mgmt For For
Joseph J. Schena Mgmt For For
James D. White Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for fiscal year
2021.
3. To consider and vote upon the advisory vote Mgmt For For
to approve the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
TRACTOR SUPPLY COMPANY Agenda Number: 935363731
--------------------------------------------------------------------------------------------------------------------------
Security: 892356106
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: TSCO
ISIN: US8923561067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Cynthia T. Jamison Mgmt For For
Joy Brown Mgmt For For
Ricardo Cardenas Mgmt For For
Denise L. Jackson Mgmt For For
Thomas A. Kingsbury Mgmt For For
Ramkumar Krishnan Mgmt For For
Edna K. Morris Mgmt For For
Mark J. Weikel Mgmt For For
Harry A. Lawton III Mgmt For For
2. To ratify the re-appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending December 25, 2021.
3. Say on Pay - An advisory vote to approve Mgmt For For
executive compensation.
4. Stockholder Proposal titled "Transition to Shr Against For
Public Benefit Corporation".
--------------------------------------------------------------------------------------------------------------------------
WILLIAMS-SONOMA, INC. Agenda Number: 935390308
--------------------------------------------------------------------------------------------------------------------------
Security: 969904101
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: WSM
ISIN: US9699041011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Laura Alber Mgmt For For
1.2 Election of Director: Esi Eggleston Bracey Mgmt For For
1.3 Election of Director: Scott Dahnke, Chair Mgmt For For
1.4 Election of Director: Anne Mulcahy Mgmt For For
1.5 Election of Director: William Ready Mgmt For For
1.6 Election of Director: Sabrina Simmons Mgmt For For
1.7 Election of Director: Frits van Paasschen Mgmt For For
2. The amendment of our 2001 Long-Term Mgmt For For
Incentive Plan.
3. An advisory vote to approve executive Mgmt For For
compensation.
4. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending January 31, 2022.
Chautauqua Global Growth Fund
--------------------------------------------------------------------------------------------------------------------------
ADYEN N.V. Agenda Number: 713491455
--------------------------------------------------------------------------------------------------------------------------
Security: N3501V104
Meeting Type: EGM
Meeting Date: 12-Feb-2021
Ticker:
ISIN: NL0012969182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. OPENING AND ANNOUNCEMENTS Non-Voting
2. PROPOSAL APPOINTMENT ALEXANDER MATTHEY AS Mgmt For For
MEMBER OF THE MANAGEMENT BOARD WITH THE
TITLE CHIEF TECHNOLOGY OFFICER
3. PROPOSAL APPOINTMENT CAOIMHE TREASA KEOGAN Mgmt For For
AS MEMBER OF THE SUPERVISORY BOARD
4. ANY OTHER BUSINESS AND CLOSING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ADYEN N.V. Agenda Number: 713974219
--------------------------------------------------------------------------------------------------------------------------
Security: N3501V104
Meeting Type: AGM
Meeting Date: 03-Jun-2021
Ticker:
ISIN: NL0012969182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. OPENING AND ANNOUNCEMENTS Non-Voting
2. ANNUAL REPORT; MANAGEMENT BOARD Non-Voting
REMUNERATION; SUPERVISORY BOARD
REMUNERATION; ADOPTION OF THE ANNUAL
ACCOUNTS; DIVIDEND POLICY; DETERMINATION OF
DIVIDEND
2.a. DISCUSSION OF THE MANAGEMENT BOARD'S REPORT Non-Voting
AND THE SUPERVISORY BOARD'S REPORT FOR THE
PAST FINANCIAL YEAR. THE MANAGEMENT BOARD
WILL GIVE A PRESENTATION ON THE PERFORMANCE
OF THE COMPANY IN 2020. FURTHERMORE, THE
SUPERVISORY BOARD'S REPORT AND ACCOUNTANT
STATEMENTS WILL BE DISCUSSED
2.b. DISCUSSION OF THE REMUNERATION REPORT OVER Mgmt For For
THE YEAR 2020 INCLUDING THE MANAGEMENT
BOARD AND SUPERVISORY BOARD'S REMUNERATION
FOR THE PAST FINANCIAL YEAR. PLEASE REFER
TO THE REMUNERATION REPORT FOR THE
FINANCIAL YEAR 2020 (IN ACCORDANCE WITH THE
COMPANY'S EXISTING REMUNERATION POLICY AS
APPROVED BY THE GENERAL MEETING OF
SHAREHOLDERS WHICH WAS HELD ON 26 MAY 2020)
INCLUDED IN OUR ANNUAL REPORT ON PAGE 88,
AS PUBLISHED ON OUR WEBSITE
2.c. IT IS PROPOSED TO ADOPT THE ANNUAL ACCOUNTS Mgmt For For
FOR THE FINANCIAL YEAR 2020 AS DRAWN UP BY
THE MANAGEMENT BOARD AND SIGNED BY THE
MANAGEMENT BOARD AND THE SUPERVISORY BOARD.
PRICEWATERHOUSECOOPERS N.V. (PWC) HAS
AUDITED THE ANNUAL ACCOUNTS AND HAS ISSUED
AN UNQUALIFIED AUDITOR'S REPORT
2.d. DISCUSSION OF THE POLICY ON DIVIDEND, Non-Voting
RESERVATIONS AND DISTRIBUTIONS. PLEASE
REFER TO THE DIVIDEND POLICY PUBLISHED ON
THE COMPANY'S WEBSITE, AS FURTHER REFERRED
TO ON PAGE 128 OF THE ANNUAL REPORT FOR THE
FINANCIAL YEAR 2020. IN ACCORDANCE WITH THE
ARTICLES OF ASSOCIATION OF THE COMPANY, THE
MANAGEMENT BOARD, WITH THE APPROVAL OF THE
SUPERVISORY BOARD, DECIDED TO ALLOCATE THE
PROFITS FOR THE FINANCIAL YEAR 2020 TO THE
RESERVES OF THE COMPANY
3. IT IS PROPOSED TO DISCHARGE THE MEMBERS OF Mgmt For For
THE MANAGEMENT BOARD (IN 2020 BEING PIETER
VAN DER DOES (CEO), ARNOUT SCHUIJFF (CTO),
INGO UYTDEHAAGE (CFO), ROELANT PRINS (CCO),
MARITTE SWART (CLCO) AND KAMRAN ZAKI (COO))
FROM LIABILITY IN RESPECT OF THE
PERFORMANCE OF THEIR MANAGEMENT DUTIES TO
THE EXTENT THAT SUCH PERFORMANCE IS
APPARENT FROM THE ANNUAL ACCOUNTS FOR THE
FINANCIAL YEAR 2020 OR HAS BEEN OTHERWISE
DISCLOSED TO THE GENERAL MEETING BEFORE THE
RESOLUTION IS ADOPTED. IT IS FURTHERMORE
PROPOSED TO DISCHARGE THE MEMBERS OF THE
MANAGEMENT BOARD WHO RESIGNED IN THE COURSE
OF 2020 (BEING JOOP WIJN (FORMER CSRO) AND
SAM HALSE (FORMER COO)) FROM LIABILITY FOR
MANAGEMENT DUTIES PERFORMED IN THE
FINANCIAL YEAR 2020 UNTIL THEIR EFFECTIVE
DATE OF RESIGNATION
4. IT IS PROPOSED TO DISCHARGE THE MEMBERS OF Mgmt For For
THE SUPERVISORY BOARD (IN 2020 BEING PIERO
OVERMARS, DELFIN RUEDA, JOEP VAN BEURDEN
AND PAMELA JOSEPH) FROM LIABILITY IN
RESPECT OF THE PERFORMANCE OF THEIR
SUPERVISORY DUTIES TO THE EXTENT THAT SUCH
PERFORMANCE IS APPARENT FROM THE ANNUAL
ACCOUNTS FOR THE FINANCIAL YEAR 2020 OR HAS
BEEN OTHERWISE DISCLOSED TO THE GENERAL
MEETING BEFORE THE RESOLUTION IS ADOPTED
5. PROPOSAL REAPPOINTMENT INGO JEROEN Mgmt For For
UYTDEHAAGE AS MEMBER OF THE MANAGEMENT
BOARD WITH THE TITLE CHIEF FINANCIAL
OFFICER
6. PROPOSAL REAPPOINTMENT DELFIN RUEDA ARROYO Mgmt For For
AS MEMBER OF THE SUPERVISORY BOARD
7. IT IS PROPOSED TO RENEW THE AUTHORITY OF Mgmt For For
THE MANAGEMENT BOARD, SUBJECT TO THE
SUPERVISORY BOARD S APPROVAL, TO ISSUE
ORDINARY SHARES OR TO GRANT RIGHTS TO
SUBSCRIBE FOR ORDINARY SHARES FOR A PERIOD
OF 18 MONTHS FROM THE DATE OF THIS GENERAL
MEETING UP TO 10% OF THE TOTAL NUMBER OF
SHARES ISSUED AT THE TIME OF THE GENERAL
MEETING FOR ANY PURPOSES. ONCE THIS
AUTHORIZATION IS APPROVED, THIS WILL
REPLACE THE CURRENT AUTHORIZATIONS. ONCE
APPROVED, THE AUTHORIZATION CANNOT BE
REVOKED
8. IT IS PROPOSED TO RENEW THE AUTHORITY OF Mgmt For For
THE MANAGEMENT BOARD, SUBJECT TO THE
SUPERVISORY BOARD'S APPROVAL, TO RESTRICT
OR EXCLUDE APPLICABLE PRE-EMPTIVE RIGHTS
WHEN ISSUING ORDINARY SHARES OR GRANTING
RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES AS
SET OUT IN ITEM 7 ABOVE FOR A PERIOD OF 18
MONTHS FROM THE DATE OF THIS GENERAL
MEETING. ONCE THIS AUTHORIZATION IS
APPROVED, THIS WILL REPLACE THE CURRENT
AUTHORIZATIONS. ONCE APPROVED, THE
AUTHORIZATION CANNOT BE REVOKED
9. AUTHORITY TO ACQUIRE OWN SHARES Mgmt For For
10. IN ACCORDANCE WITH THE RECOMMENDATIONS OF Mgmt For For
THE AUDIT COMMITTEE, THE SUPERVISORY BOARD
PROPOSES TO REAPPOINT PWC AS EXTERNAL
AUDITOR OF THE COMPANY FOR THE CURRENT
FINANCIAL YEAR
11. ANY OTHER BUSINESS AND CLOSING Non-Voting
CMMT "INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE"
--------------------------------------------------------------------------------------------------------------------------
ALEXANDRIA REAL ESTATE EQUITIES, INC. Agenda Number: 935395257
--------------------------------------------------------------------------------------------------------------------------
Security: 015271109
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: ARE
ISIN: US0152711091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Joel S. Marcus Mgmt For For
1B. Election of Director: Steven R. Hash Mgmt For For
1C. Election of Director: James P. Cain Mgmt Against Against
1D. Election of Director: Maria C. Freire Mgmt Against Against
1E. Election of Director: Jennifer Friel Mgmt For For
Goldstein
1F. Election of Director: Richard H. Klein Mgmt For For
1G. Election of Director: Michael A. Woronoff Mgmt Against Against
2. To cast a non-binding, advisory vote on a Mgmt For For
resolution to approve the compensation of
the Company's named executive officers, as
more particularly described in the
accompanying Proxy Statement.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accountants for the fiscal year
ending December 31, 2021, as more
particularly described in the accompanying
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED Agenda Number: 935265086
--------------------------------------------------------------------------------------------------------------------------
Security: 01609W102
Meeting Type: Annual
Meeting Date: 30-Sep-2020
Ticker: BABA
ISIN: US01609W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Amend and restate the Company's Memorandum Mgmt For For
and Articles of Association to expressly
permit completely virtual shareholders'
meetings and reflect such updates as are
detailed in the proxy statement and set
forth in Exhibit A thereto.
2.1 Election of Director: MAGGIE WEI WU (To Mgmt Against Against
serve for a three year term or until such
director's successor is elected or
appointed and duly qualified).
2.2 Election of Director: KABIR MISRA (To serve Mgmt Against Against
for a three year term or until such
director's successor is elected or
appointed and duly qualified).
2.3 Election of Director: WALTER TEH MING KWAUK Mgmt For For
(To serve for a three year term or until
such director's successor is elected or
appointed and duly qualified).
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers as the independent
registered public accounting firm of the
Company for the fiscal year ending March
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ALPHABET INC. Agenda Number: 935406264
--------------------------------------------------------------------------------------------------------------------------
Security: 02079K305
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: GOOGL
ISIN: US02079K3059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Larry Page Mgmt For For
1B. Election of Director: Sergey Brin Mgmt For For
1C. Election of Director: Sundar Pichai Mgmt For For
1D. Election of Director: John L. Hennessy Mgmt For For
1E. Election of Director: Frances H. Arnold Mgmt For For
1F. Election of Director: L. John Doerr Mgmt Against Against
1G. Election of Director: Roger W. Ferguson Jr. Mgmt For For
1H. Election of Director: Ann Mather Mgmt Against Against
1I. Election of Director: Alan R. Mulally Mgmt For For
1J. Election of Director: K. Ram Shriram Mgmt Against Against
1K. Election of Director: Robin L. Washington Mgmt Against Against
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. Approval of Alphabet's 2021 Stock Plan. Mgmt Against Against
4. A stockholder proposal regarding equal Shr For Against
shareholder voting, if properly presented
at the meeting.
5. A stockholder proposal regarding the Shr For Against
nomination of human rights and/or civil
rights expert to the board, if properly
presented at the meeting.
6. A stockholder proposal regarding a report Shr For Against
on sustainability metrics, if properly
presented at the meeting.
7. A stockholder proposal regarding a report Shr For Against
on takedown requests, if properly presented
at the meeting.
8. A stockholder proposal regarding a report Shr Against For
on whistleblower policies and practices, if
properly presented at the meeting.
9. A stockholder proposal regarding a report Shr Against For
on charitable contributions, if properly
presented at the meeting.
10. A stockholder proposal regarding a report Shr For Against
on risks related to anticompetitive
practices, if properly presented at the
meeting.
11. A stockholder proposal regarding a Shr Against For
transition to a public benefit corporation,
if properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
ALTERYX, INC. Agenda Number: 935363084
--------------------------------------------------------------------------------------------------------------------------
Security: 02156B103
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: AYX
ISIN: US02156B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Anjali Joshi Mgmt For For
Timothy I. Maudlin Mgmt Withheld Against
Eileen M. Schloss Mgmt Withheld Against
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
3. Approval, on a non-binding advisory basis, Mgmt Against Against
of the compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935397592
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey P. Bezos Mgmt For For
1B. Election of Director: Keith B. Alexander Mgmt For For
1C. Election of Director: Jamie S. Gorelick Mgmt For For
1D. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1E. Election of Director: Judith A. McGrath Mgmt For For
1F. Election of Director: Indra K. Nooyi Mgmt For For
1G. Election of Director: Jonathan J. Mgmt For For
Rubinstein
1H. Election of Director: Thomas O. Ryder Mgmt For For
1I. Election of Director: Patricia Q. Mgmt For For
Stonesifer
1J. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
4. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER DUE DILIGENCE.
5. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr Against For
INDEPENDENT BOARD CHAIR POLICY.
6. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against
REPORTING ON GENDER/RACIAL PAY.
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PROMOTION DATA.
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
PACKAGING MATERIALS.
9. SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY Shr For Against
AND EQUITY AUDIT REPORT.
10. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
ALTERNATIVE DIRECTOR CANDIDATE POLICY.
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
COMPETITION STRATEGY AND RISK.
12. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
ADDITIONAL REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER MEETINGS.
13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against
REPORTING ON LOBBYING.
14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER USE OF CERTAIN TECHNOLOGIES.
--------------------------------------------------------------------------------------------------------------------------
AMS AG Agenda Number: 714047443
--------------------------------------------------------------------------------------------------------------------------
Security: A0400Q115
Meeting Type: AGM
Meeting Date: 02-Jun-2021
Ticker:
ISIN: AT0000A18XM4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE MEETING SPECIFIC POWER Non-Voting
OF ATTORNEY NEEDS TO BE CORRECTLY FILLED IN
OR YOUR VOTE INSTRUCTION MAY BE REJECTED.
THE BENEFICIAL OWNER NAME MUST CORRESPOND
TO THAT GIVEN ON ACCOUNT SET UP WITH YOUR
CUSTODIAN BANK. ADDITIONALLY, THE SHARE
AMOUNT IS THE SETTLED HOLDING AS OF RECORD
DATE. PLEASE CONTACT YOUR CUSTODIAN BANK IF
YOU HAVE ANY QUESTIONS. THANK YOU.
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME Mgmt For For
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
MEMBERS
6 RATIFY AUDITORS FOR FISCAL YEAR 2021 Mgmt For For
7 APPROVE REMUNERATION POLICY Mgmt Against Against
8 APPROVE REMUNERATION REPORT Mgmt Against Against
9 APPROVE INCREASE IN SIZE OF SUPERVISORY Mgmt For For
BOARD
10 ELECT SUPERVISORY BOARD MEMBER Mgmt For For
11 CHANGE COMPANY NAME Mgmt For For
12 APPROVE CREATION OF POOL OF CAPITAL WITHOUT Mgmt For For
PREEMPTIVE RIGHTS
13.1 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
13.2 RECEIVE REPORT ON SHARE REPURCHASE PROGRAM Non-Voting
AND REISSUANCE OF REPURCHASED SHARES
--------------------------------------------------------------------------------------------------------------------------
ASML HOLDINGS N.V. Agenda Number: 935388529
--------------------------------------------------------------------------------------------------------------------------
Security: N07059210
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: ASML
ISIN: USN070592100
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3a Advisory vote on the remuneration report Mgmt For For
for the Board of Management and the
Supervisory Board for the financial year
2020.
3b Proposal to adopt the financial statements Mgmt For For
of the Company for the financial year 2020,
as prepared in accordance with Dutch law.
3d Proposal to adopt a dividend in respect of Mgmt For For
the financial year 2020.
4a Proposal to discharge the members of the Mgmt For For
Board of Management from liability for
their responsibilities in the financial
year 2020.
4b Proposal to discharge the members of the Mgmt For For
Supervisory Board from liability for their
responsibilities in the financial year
2020.
5 Proposal to approve the number of shares Mgmt For For
for the Board of Management.
6 Proposal to adopt certain adjustments to Mgmt For For
the Remuneration Policy for the Board of
Management.
7 Proposal to adopt certain adjustments to Mgmt For For
the Remuneration Policy for the Supervisory
Board.
9a Proposal to appoint Ms. B. Conix as a Mgmt For For
member of the Supervisory Board.
10 Proposal to appoint KPMG Accountants N.V. Mgmt For For
as external auditor for the reporting year
2022.
11a Authorization to issue ordinary shares or Mgmt For For
grant rights to subscribe for ordinary
shares up to 5% for general purposes.
11b Authorization of the Board of Management to Mgmt For For
restrict or exclude pre-emption rights in
connection with agenda item 11 a).
11c Authorization to issue ordinary shares or Mgmt For For
grant rights to subscribe for ordinary
shares up to 5% in connection with or on
the occasion of mergers, acquisitions
and/or (strategic) alliances.
11d Authorization of the Board of Management to Mgmt For For
restrict or exclude pre-emption rights in
connection with agenda item 11 c).
12a Authorization to repurchase ordinary shares Mgmt For For
up to 10% of the issued share capital.
12b Authorization to repurchase additional Mgmt For For
ordinary shares up to 10% of the issued
share capital.
13 Proposal to cancel ordinary shares. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ATLASSIAN CORPORATION PLC Agenda Number: 935287513
--------------------------------------------------------------------------------------------------------------------------
Security: G06242104
Meeting Type: Annual
Meeting Date: 03-Dec-2020
Ticker: TEAM
ISIN: GB00BZ09BD16
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the Company's accounts and the Mgmt For For
reports of the directors and the auditors
for the year ended June 30, 2020 (the
Annual Report).
2. To approve the Directors' Remuneration Mgmt For For
Report, as set forth in the Annual Report.
3. To reappoint Ernst & Young LLP as auditor Mgmt For For
of the Company to hold office until the
conclusion of the next annual general
meeting of the Company.
4. To authorize the Audit Committee of the Mgmt For For
Board of Directors to determine the
remuneration of the auditor.
5. To re-elect Shona L. Brown as a director of Mgmt For For
the Company.
6. To re-elect Michael Cannon-Brookes as a Mgmt For For
director of the Company.
7. To re-elect Scott Farquhar as a director of Mgmt For For
the Company.
8. To re-elect Heather Mirjahangir Fernandez Mgmt For For
as a director of the Company.
9. To re-elect Sasan Goodarzi as a director of Mgmt For For
the Company.
10. To re-elect Jay Parikh as a director of the Mgmt For For
Company.
11. To re-elect Enrique Salem as a director of Mgmt For For
the Company.
12. To re-elect Steven Sordello as a director Mgmt For For
of the Company.
13. To re-elect Richard P. Wong as a director Mgmt For For
of the Company.
14. To consider and, if thought fit, pass the Mgmt For For
following as an ordinary resolution: That
the Company be generally and
unconditionally authorized in accordance
with section 693A of the Companies Act 2006
to make off-market purchases (within the
meaning of section 693 of the Companies Act
2006) of its own Class A ordinary shares
for the purposes of, or pursuant to, an
employee share scheme (within the meaning
of section 1166 of the Companies Act 2006).
15. To consider and, if thought fit, pass the Mgmt For For
following as an ordinary resolution: That
the Company be authorized pursuant to
section 694 of Companies Act 2006 to
repurchase up to a maximum of 65,081 of its
own Class A ordinary shares pursuant to, &
on terms described in, a Securities
Restriction Agreement and produced at
meeting ("Securities Restriction
Agreement") & that the terms, & entry into,
of Securities Restriction Agreement is
hereby approved, ratified & confirmed
(authority conferred on Company by this
Resolution 15 to expire on December 3,
2025).
--------------------------------------------------------------------------------------------------------------------------
BEIGENE LTD Agenda Number: 935285583
--------------------------------------------------------------------------------------------------------------------------
Security: 07725L102
Meeting Type: Special
Meeting Date: 20-Nov-2020
Ticker: BGNE
ISIN: US07725L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THAT the grant of an option to acquire Mgmt For For
shares to Amgen Inc. ("Amgen") to allow
Amgen to subscribe for additional shares
under a specific mandate in an amount
necessary to enable it to increase (and
subsequently maintain) its ownership at
approximately 20.6% of the Company's
outstanding share capital, up to an
aggregate of 75,000,000 ordinary shares
during the option term, pursuant to the
terms of the Restated Amendment No. 2 dated
September 24, 2020 to the Share Purchase
Agreement ...Due to space limits, see proxy
material for full proposal.
--------------------------------------------------------------------------------------------------------------------------
BEIGENE LTD Agenda Number: 935434643
--------------------------------------------------------------------------------------------------------------------------
Security: 07725L102
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: BGNE
ISIN: US07725L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 THAT Donald W. Glazer be and is hereby Mgmt For For
re-elected to serve as a Class II director
of the Company until the 2024 annual
general meeting of the shareholders of the
Company and until his successor is duly
elected and qualified, subject to his
earlier resignation or removal.
O2 THAT Michael Goller be and is hereby Mgmt For For
re-elected to serve as a Class II director
of the Company until the 2024 annual
general meeting of the shareholders of the
Company and until his successor is duly
elected and qualified, subject to his
earlier resignation or removal.
O3 THAT Thomas Malley be and is hereby Mgmt For For
re-elected to serve as a Class II director
of the Company until the 2024 annual
general meeting of the shareholders of the
Company and until his successor is duly
elected and qualified, subject to his
earlier resignation or removal.
O4 THAT Corazon (Corsee) D. Sanders be and is Mgmt For For
hereby re-elected to serve as a Class II
director until the 2024 annual general
meeting of the shareholders of the Company
and until her successor is duly elected and
qualified, subject to her earlier
resignation or removal.
O5 THAT the appointment of Ernst & Young Hua Mgmt For For
Ming LLP and Ernst & Young as the Company's
independent registered public accounting
firms for the fiscal year ending December
31, 2021 be and is hereby approved,
ratified and confirmed.
O6 THAT the granting of a share issue mandate Mgmt For For
to the Board of Directors to issue, allot
or deal with unissued ordinary shares
and/or American Depositary Shares not
exceeding 20% of the total number of issued
ordinary shares of the Company as of the
date of passing of this ordinary resolution
up to the next annual general meeting of
the shareholders of the Company be and is
hereby approved.
O7 THAT the Company and its underwriters be Mgmt For For
and are hereby authorized, in their sole
discretion, to allocate to each of Baker
Bros. Advisors LP and Hillhouse Capital
Management, Ltd. and parties affiliated
with each of them (the "Existing
Shareholders"), up to a maximum amount of
shares in order to maintain the same
shareholding percentage of each of the
Existing Shareholders (based on the
then-outstanding share capital of the
Company) before and after the allocation of
the corresponding securities.
O8 THAT the Company and its underwriters be Mgmt For For
and are hereby authorized, in their sole
discretion, to allocate to each of the
Existing Shareholders, up to a maximum
amount of shares in order to maintain the
same shareholding percentage of each of the
Existing Shareholders (based on the
then-outstanding share capital of the
Company) before and after the proposed
issue of shares (the "RMB Shares") to be
listed on the Science and Technology
Innovation Board (the "STAR Market") of the
Shanghai Stock Exchange.
O9 THAT the Company and its underwriters be Mgmt For For
and are hereby authorized, in their sole
discretion, to allocate to Amgen Inc.
("Amgen"), up to a maximum amount of shares
in order to maintain the same shareholding
percentage of Amgen (based on the then-
outstanding share capital of the Company)
before and after the allocation of the
corresponding securities issued pursuant to
an offering conducted pursuant to the
general mandate set forth in Resolution 6
for a period of five years, which period
will be subject to an extension on a
rolling basis each year.
O10 THAT the Company and its underwriters be Mgmt For For
and are hereby authorized, in their sole
discretion, to allocate to Amgen, up to a
maximum amount of shares in order to
maintain the same shareholding percentage
of Amgen (based on the then-outstanding
share capital of the Company) before and
after the proposed issue of shares to be
listed on the STAR Market and to be traded
in RMB pursuant to the general mandate set
forth in Resolution 6.
O11 THAT the grant of an option to acquire Mgmt For For
shares to Amgen to allow Amgen to subscribe
for additional shares under a specific
mandate in an amount necessary to enable it
to increase (and subsequently maintain) its
ownership at approximately 20.6% of the
Company's outstanding share capital, up to
an aggregate of 75,000,000 ordinary shares
during the option term, pursuant to the
terms of the Restated Amendment No. 2 dated
September 24, 2020 to the Share Purchase
Agreement dated October 31, 2019, as
amended.
O12 THAT the grant of the restricted share Mgmt Against Against
units ("RSUs") with a grant date fair value
of US$3,750,000 to Mr. John V. Oyler under
the Second Amended and Restated 2016 Share
Option and Incentive Plan (as amended, the
"2016 Plan"), according to the terms and
conditions described in the Proxy
Statement, be and is hereby approved.
O13 THAT the grant of RSUs with a grant date Mgmt Against Against
fair value of US$1,000,000 to Dr. Xiaodong
Wang under the 2016 Plan, according to the
terms and conditions described in the Proxy
Statement, be and is hereby approved.
O14 THAT the grant of the RSUs with a grant Mgmt Against Against
date fair value of US$200,000 to each of
other non-executive and independent non-
executive directors, Mr. Anthony C. Hooper,
Mr. Timothy Chen, Mr. Donald W. Glazer, Mr.
Michael Goller, Mr. Ranjeev Krishana, Mr.
Thomas Malley, Dr. Corazon (Corsee) D.
Sanders, Mr. Jing- Shyh (Sam) Su and Mr.
Qingqing Yi, under the 2016 Plan, according
to the terms and conditions described in
the Proxy Statement, be and is hereby
approved.
O15 THAT, on a non-binding, advisory basis, the Mgmt Against Against
compensation of the Company's named
executive officers, as disclosed in the
Proxy Statement, be and is hereby approved.
S16 THAT the adoption of the Sixth Amended and Mgmt For For
Restated Memorandum and Articles of
Association of the Company, be and is
hereby approved, conditioned on and subject
to the listing of RMB Shares on the STAR
Market.
O17 THAT the adjournment of the Annual Meeting Mgmt Against Against
by the chairman, if necessary, to solicit
additional proxies if there are
insufficient votes at the time of the
Annual General Meeting to approve any of
the proposals described above, and on the
reverse side, be and is hereby approved.
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 935359643
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) Election of Director: Peter J. Arduini Mgmt For For
1B) Election of Director: Michael W. Bonney Mgmt For For
1C) Election of Director: Giovanni Caforio, Mgmt For For
M.D.
1D) Election of Director: Julia A. Haller, M.D. Mgmt For For
1E) Election of Director: Paula A. Price Mgmt For For
1F) Election of Director: Derica W. Rice Mgmt For For
1G) Election of Director: Theodore R. Samuels Mgmt For For
1H) Election of Director: Gerald L. Storch Mgmt For For
1I) Election of Director: Karen Vousden, Ph.D. Mgmt For For
1J) Election of Director: Phyllis R. Yale Mgmt For For
2. Advisory Vote to Approve the Compensation Mgmt For For
of our Named Executive Officers.
3. Approval of the Company's 2021 Stock Award Mgmt For For
and Incentive Plan.
4. Ratification of the Appointment of an Mgmt For For
Independent Registered Public Accounting
Firm.
5. Approval of an Amendment to the Certificate Mgmt For For
of Incorporation to Lower the Ownership
Threshold for Special Shareholder Meetings
to 15%.
6. Shareholder Proposal on Adoption of a Board Shr For Against
Policy that the Chairperson of the Board be
an Independent Director.
7. Shareholder Proposal on Shareholder Right Shr For Against
to Act by Written Consent.
8. Shareholder Proposal to Lower the Ownership Shr For Against
Threshold for Special Shareholder Meetings
to 10%.
--------------------------------------------------------------------------------------------------------------------------
BROOKFIELD RENEWABLE CORPORATION Agenda Number: 935439275
--------------------------------------------------------------------------------------------------------------------------
Security: 11284V105
Meeting Type: Annual
Meeting Date: 22-Jun-2021
Ticker: BEPC
ISIN: CA11284V1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Jeffrey Blidner Mgmt Withheld Against
Scott Cutler Mgmt For For
E. de Carvalho Filho Mgmt For For
Nancy Dorn Mgmt For For
David Mann Mgmt For For
Lou Maroun Mgmt For For
Sachin Shah Mgmt For For
Stephen Westwell Mgmt For For
Patricia Zuccotti Mgmt For For
2 Appointment of Ernst & Young LLP as Mgmt For For
Auditors of the Corporation for the ensuing
year and authorizing the Directors to fix
their remuneration.
--------------------------------------------------------------------------------------------------------------------------
BYD COMPANY LTD Agenda Number: 713039243
--------------------------------------------------------------------------------------------------------------------------
Security: Y1023R104
Meeting Type: EGM
Meeting Date: 08-Sep-2020
Ticker:
ISIN: CNE100000296
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0821/2020082101032.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0821/2020082101022.pdf
CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting
BY THE ISSUER, AGAINST AND ABSTAIN VOTES
FOR RESOLUTIONS 1.A THROUGH 1.C WILL BE
PROCESSED AS TAKE NO ACTION BY THE LOCAL
CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE
RESOLUTIONS WILL BE LODGED IN THE MARKET."
1.A TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RESPECT OF THE ELECTION OF NEW SESSION OF
THE BOARD OF THE COMPANY: THE RE-ELECTION
OF MR. WANG CHUAN-FU AS AN EXECUTIVE
DIRECTOR
1.B TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RESPECT OF THE ELECTION OF NEW SESSION OF
THE BOARD OF THE COMPANY: THE RE-ELECTION
OF MR. LV XIANG-YANG AS A NON-EXECUTIVE
DIRECTOR
1.C TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RESPECT OF THE ELECTION OF NEW SESSION OF
THE BOARD OF THE COMPANY: THE RE-ELECTION
OF MR. XIA ZUO-QUAN AS A NON-EXECUTIVE
DIRECTOR
CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting
BY THE ISSUER, AGAINST AND ABSTAIN VOTES
FOR RESOLUTIONS 1.D THROUGH 1.F WILL BE
PROCESSED AS TAKE NO ACTION BY THE LOCAL
CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE
RESOLUTIONS WILL BE LODGED IN THE MARKET."
1.D TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RESPECT OF THE ELECTION OF NEW SESSION OF
THE BOARD OF THE COMPANY: THE ELECTION OF
MR CAI HONG-PING AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR
1.E TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RESPECT OF THE ELECTION OF NEW SESSION OF
THE BOARD OF THE COMPANY: THE ELECTION OF
MR. JIANG YAN-BO AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR
1.F TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RESPECT OF THE ELECTION OF NEW SESSION OF
THE BOARD OF THE COMPANY: THE ELECTION OF
MR. ZHANG MIN AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR
CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting
BY THE ISSUER, AGAINST AND ABSTAIN VOTES
FOR RESOLUTIONS 2.A THROUGH 2.C WILL BE
PROCESSED AS TAKE NO ACTION BY THE LOCAL
CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE
RESOLUTIONS WILL BE LODGED IN THE MARKET."
2.A TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RESPECT OF THE ELECTION OF NEW SESSION OF
THE SUPERVISORY COMMITTEE OF THE COMPANY:
THE RE-ELECTION OF MR. DONG JUN-QING AS A
SUPERVISOR
2.B TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RESPECT OF THE ELECTION OF NEW SESSION OF
THE SUPERVISORY COMMITTEE OF THE COMPANY:
THE RE-ELECTION OF MR. LI YONG-ZHAO AS A
SUPERVISOR
2.C TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RESPECT OF THE ELECTION OF NEW SESSION OF
THE SUPERVISORY COMMITTEE OF THE COMPANY:
THE RE-ELECTION OF MR. HUANG JIANG-FENG AS
A SUPERVISOR
2.D TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RESPECT OF THE ELECTION OF NEW SESSION OF
THE SUPERVISORY COMMITTEE OF THE COMPANY:
THE BOARD BE AND IS HEREBY AUTHORIZED TO
ENTER INTO A SUPERVISOR SERVICE CONTRACT
WITH MS. WANG ZHEN AND MR. YANG DONG-SHENG
UPON SUCH TERMS AND CONDITIONS AS THE BOARD
SHALL THINK FIT AND TO DO ALL SUCH ACTS AND
THINGS TO GIVE EFFECT TO SUCH RE-ELECTION
3 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RESPECT OF THE FIXING THE REMUNERATIONS OF
THE DIRECTORS OF THE SEVENTH SESSION OF THE
BOARD OF THE COMPANY AND ALLOWANCES OF
INDEPENDENT DIRECTORS
4 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RESPECT OF THE FIXING THE REMUNERATIONS OF
THE SUPERVISORS OF THE SEVENTH SESSION OF
THE SUPERVISORY COMMITTEE OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
BYD COMPANY LTD Agenda Number: 713402915
--------------------------------------------------------------------------------------------------------------------------
Security: Y1023R104
Meeting Type: EGM
Meeting Date: 10-Dec-2020
Ticker:
ISIN: CNE100000296
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1119/2020111900417.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1119/2020111900462.pdf
1 TO CONSIDER AND APPROVE THE INCREASE OF Mgmt For For
SHAREHOLDERS' DEPOSITS LIMIT BY THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
BYD COMPANY LTD Agenda Number: 713926802
--------------------------------------------------------------------------------------------------------------------------
Security: Y1023R104
Meeting Type: AGM
Meeting Date: 08-Jun-2021
Ticker:
ISIN: CNE100000296
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0414/2021041401167.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0414/2021041401151.pdf
1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY ("THE
BOARD") FOR THE YEAR ENDED 31 DECEMBER 2020
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR ENDED 31 DECEMBER 2020
3 TO CONSIDER AND APPROVE THE AUDITED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY FOR THE
YEAR ENDED 31 DECEMBER 2020
4 TO CONSIDER AND APPROVE THE ANNUAL REPORTS Mgmt For For
OF THE COMPANY FOR THE YEAR ENDED 31
DECEMBER 2020 AND THE SUMMARY THEREOF
5 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PLAN OF THE COMPANY FOR THE
YEAR ENDED 31 DECEMBER 2020
6 TO APPOINT PRC AUDITOR, PRC INTERNAL Mgmt For For
CONTROL AUDIT INSTITUTION AND AUDITOR
OUTSIDE THE PRC FOR THE FINANCIAL YEAR OF
2021 AND TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY, AND TO AUTHORISE
THE BOARD TO DETERMINE THEIR REMUNERATION
7 TO CONSIDER AND APPROVE THE PROVISION OF Mgmt Against Against
GUARANTEE BY THE GROUP
8 TO CONSIDER AND APPROVE THE ESTIMATED CAP Mgmt For For
OF ORDINARY CONNECTED TRANSACTIONS OF THE
GROUP FOR THE YEAR 2021
9 TO CONSIDER AND APPROVE: (A) THE GRANT TO Mgmt Against Against
THE BOARD A GENERAL MANDATE TO ALLOT, ISSUE
AND DEAL WITH ADDITIONAL H SHARES IN THE
CAPITAL OF THE COMPANY SUBJECT TO THE
FOLLOWING CONDITIONS: (I) THAT THE
AGGREGATE NOMINAL AMOUNT OF H SHARES OF THE
COMPANY ALLOTTED, ISSUED AND DEALT WITH OR
AGREED CONDITIONALLY OR UNCONDITIONALLY TO
BE ALLOTTED, ISSUED OR DEALT WITH BY THE
BOARD PURSUANT TO THE GENERAL MANDATE SHALL
NOT EXCEED 20 PER CENT OF THE AGGREGATE
NOMINAL AMOUNT OF H SHARES OF THE COMPANY
IN ISSUE; (II) THAT THE EXERCISE OF THE
GENERAL MANDATE SHALL BE SUBJECT TO ALL
GOVERNMENTAL AND/OR REGULATORY APPROVAL(S),
IF ANY, AND APPLICABLE LAWS (INCLUDING BUT
WITHOUT LIMITATION, THE COMPANY LAW OF THE
PRC AND THE RULES GOVERNING THE LISTING OF
SECURITIES ON THE STOCK EXCHANGE OF HONG
KONG LIMITED ("THE LISTING RULES")); (III)
THAT THE GENERAL MANDATE SHALL REMAIN VALID
UNTIL THE EARLIEST OF (1) THE CONCLUSION OF
THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY; OR (2) THE EXPIRATION OF A
12-MONTH PERIOD FOLLOWING THE PASSING OF
THIS RESOLUTION; OR (3) THE DATE ON WHICH
THE AUTHORITY SET OUT IN THIS RESOLUTION IS
REVOKED OR VARIED BY A SPECIAL RESOLUTION
OF THE SHAREHOLDERS OF THE COMPANY IN A
GENERAL MEETING; AND (B) THE AUTHORISATION
TO THE BOARD TO APPROVE, EXECUTE AND DO OR
PROCURE TO BE EXECUTED AND DONE, ALL SUCH
DOCUMENTS, DEEDS AND THINGS AS IT MAY
CONSIDER NECESSARY OR EXPEDIENT IN
CONNECTION WITH THE ALLOTMENT AND ISSUE OF
ANY NEW SHARES PURSUANT TO THE EXERCISE OF
THE GENERAL MANDATE REFERRED TO IN
PARAGRAPH (A) OF THIS RESOLUTION
10 TO CONSIDER AND APPROVE A GENERAL AND Mgmt Against Against
UNCONDITIONAL MANDATE TO THE DIRECTORS OF
BYD ELECTRONIC (INTERNATIONAL) COMPANY
LIMITED (BYD ELECTRONIC) TO ALLOT, ISSUE
AND DEAL WITH NEW SHARES OF BYD ELECTRONIC
NOT EXCEEDING 20 PERCENT OF THE NUMBER OF
THE ISSUED SHARES OF BYD ELECTRONIC
11 TO CONSIDER AND APPROVE PROVISION OF PHASED Mgmt For For
GUARANTEE FOR MORTGAGE-BACKED CAR BUYERS TO
BYD AUTO FINANCE COMPANY LIMITED (AS
SPECIFIED) BY THE STORE DIRECTLY RUN BY THE
COMPANY'S HOLDING SUBSIDIARY
12 TO CONSIDER AND APPROVE THE INCREASE OF Mgmt For For
SHAREHOLDERS' DEPOSITS LIMIT BY THE COMPANY
13 TO CONSIDER AND APPROVE THE AUTHORISATION Mgmt Against Against
TO THE BOARD OF DETERMINE THE PROPOSED PLAN
FOR THE ISSUANCE OF DEBT FINANCING
INSTRUMENT(S)
--------------------------------------------------------------------------------------------------------------------------
BYD COMPANY LTD Agenda Number: 714249453
--------------------------------------------------------------------------------------------------------------------------
Security: Y1023R104
Meeting Type: EGM
Meeting Date: 16-Jun-2021
Ticker:
ISIN: CNE100000296
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0531/2021053100647.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0531/2021053100682.pdf
1 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE SPIN-OFF AND LISTING OF BYD
SEMICONDUCTOR COMPANY LIMITED ON THE
CHINEXT BOARD IN COMPLIANCE WITH THE
REQUIREMENTS UNDER RELEVANT LAWS AND
REGULATIONS
2 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE PLAN ON THE SPIN-OFF AND
LISTING OF BYD SEMICONDUCTOR COMPANY
LIMITED ON THE CHINEXT BOARD
3 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE PROPOSAL OF THE SPIN-OFF
AND LISTING OF BYD SEMICONDUCTOR COMPANY
LIMITED ON THE CHINEXT BOARD
4 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE SPIN-OFF AND LISTING OF BYD
SEMICONDUCTOR COMPANY LIMITED ON THE
CHINEXT BOARD IN COMPLIANCE WITH "SEVERAL
PROVISIONS ON THE PILOT PROGRAM OF LISTED
COMPANIES' SPIN-OFF OF SUBSIDIARIES FOR
DOMESTIC LISTING" ("AS SPECIFIED")
5 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE SPIN-OFF AND LISTING OF BYD
SEMICONDUCTOR COMPANY LIMITED ON THE
CHINEXT BOARD WHICH BENEFITS THE
SAFEGUARDING OF LEGAL RIGHTS AND INTERESTS
OF SHAREHOLDERS AND CREDITORS
6 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE ABILITY TO MAINTAIN
INDEPENDENCE AND SUSTAINABLE OPERATION OF
THE COMPANY
7 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE AFFIRMATION OF CAPABILITY
OF BYD SEMICONDUCTOR COMPANY LIMITED TO
IMPLEMENT REGULATED OPERATION
8 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE EXPLANATION OF THE
COMPLETENESS OF AND COMPLIANCE WITH
STATUTORY PROCEDURES OF THE SPIN-OFF AND
THE VALIDITY OF LEGAL DOCUMENTS SUBMITTED
9 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE ANALYSIS ON THE OBJECTIVES,
COMMERCIAL REASONABLENESS, NECESSITY AND
FEASIBILITY OF THE SPIN-OFF
10 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE AUTHORISATION BY THE
GENERAL MEETING TO THE BOARD OF DIRECTORS
AND ITS AUTHORISED PERSONS TO DEAL WITH
MATTERS RELATING TO THE SPIN-OFF AND
LISTING
11 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt Against Against
RELATION TO THE PROPOSED SHARE OPTION
SCHEME OF BYD SEMICONDUCTOR COMPANY LIMITED
--------------------------------------------------------------------------------------------------------------------------
CONSTELLATION SOFTWARE INC Agenda Number: 712940166
--------------------------------------------------------------------------------------------------------------------------
Security: 21037X100
Meeting Type: SGM
Meeting Date: 05-Aug-2020
Ticker:
ISIN: CA21037X1006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 1.1 TO 1.4. THANK YOU
1.1 ELECTION OF DIRECTOR: JOHN BILLOWITS Mgmt Abstain Against
1.2 ELECTION OF DIRECTOR: DONNA PARR Mgmt For For
1.3 ELECTION OF DIRECTOR: ANDREW PASTOR Mgmt For For
1.4 ELECTION OF DIRECTOR: BARRY SYMONS Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
CONSTELLATION SOFTWARE INC Agenda Number: 713740149
--------------------------------------------------------------------------------------------------------------------------
Security: 21037X100
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: CA21037X1006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.15 AND
2. THANK YOU
1.1 ELECTION OF DIRECTOR: JEFF BENDER Mgmt For For
1.2 ELECTION OF DIRECTOR: JOHN BILLOWITS Mgmt For For
1.3 ELECTION OF DIRECTOR: LAWRENCE CUNNINGHAM Mgmt For For
1.4 ELECTION OF DIRECTOR: SUSAN GAYNER Mgmt For For
1.5 ELECTION OF DIRECTOR: ROBERT KITTEL Mgmt For For
1.6 ELECTION OF DIRECTOR: MARK LEONARD Mgmt For For
1.7 ELECTION OF DIRECTOR: PAUL MCFEETERS Mgmt For For
1.8 ELECTION OF DIRECTOR: MARK MILLER Mgmt For For
1.9 ELECTION OF DIRECTOR: LORI O'NEILL Mgmt For For
1.10 ELECTION OF DIRECTOR: DONNA PARR Mgmt For For
1.11 ELECTION OF DIRECTOR: ANDREW PASTOR Mgmt For For
1.12 ELECTION OF DIRECTOR: DEXTER SALNA Mgmt For For
1.13 ELECTION OF DIRECTOR: STEPHEN R. SCOTCHMER Mgmt For For
1.14 ELECTION OF DIRECTOR: BARRY SYMONS Mgmt For For
1.15 ELECTION OF DIRECTOR: ROBIN VAN POELJE Mgmt For For
2 RE-APPOINTMENT OF KPMG LLP, AS AUDITORS OF Mgmt For For
THE CORPORATION FOR THE ENSUING YEAR AND TO
AUTHORIZE THE DIRECTORS TO FIX THE
REMUNERATION TO BE PAID TO THE AUDITORS
3 AN ADVISORY VOTE TO ACCEPT THE Mgmt For For
CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION AS MORE PARTICULARLY DESCRIBED
IN THE ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD Agenda Number: 713664490
--------------------------------------------------------------------------------------------------------------------------
Security: Y20246107
Meeting Type: AGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: SG1L01001701
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF DIRECTORS' STATEMENT, AUDITED Mgmt For For
FINANCIAL STATEMENTS AND AUDITOR'S REPORT
2 DECLARATION OF FINAL DIVIDEND ON ORDINARY Mgmt For For
SHARES
3 APPROVAL OF PROPOSED DIRECTORS' Mgmt For For
REMUNERATION OF SGD 4,101,074 FOR FY2020
4 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS AUDITOR AND AUTHORISATION FOR
DIRECTORS TO FIX ITS REMUNERATION
5 RE-ELECTION OF MR PIYUSH GUPTA AS A Mgmt For For
DIRECTOR RETIRING UNDER ARTICLE 99
6 RE-ELECTION OF MS PUNITA LAL AS A DIRECTOR Mgmt For For
RETIRING UNDER ARTICLE 105
7 RE-ELECTION OF MR ANTHONY LIM WENG KIN AS A Mgmt For For
DIRECTOR RETIRING UNDER ARTICLE 105
8 AUTHORITY TO GRANT AWARDS AND ISSUE SHARES Mgmt For For
UNDER THE DBSH SHARE PLAN
9 AUTHORITY TO GRANT AWARDS AND ISSUE SHARES Mgmt For For
UNDER THE CALIFORNIA SUB-PLAN TO THE DBSH
SHARE PLAN
10 GENERAL AUTHORITY TO ISSUE SHARES AND TO Mgmt For For
MAKE OR GRANT CONVERTIBLE INSTRUMENTS
SUBJECT TO LIMITS
11 AUTHORITY TO ISSUE SHARES PURSUANT TO THE Mgmt For For
DBSH SCRIP DIVIDEND SCHEME
12 APPROVAL OF THE PROPOSED RENEWAL OF THE Mgmt For For
SHARE PURCHASE MANDATE
--------------------------------------------------------------------------------------------------------------------------
EPAM SYSTEMS, INC. Agenda Number: 935416948
--------------------------------------------------------------------------------------------------------------------------
Security: 29414B104
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: EPAM
ISIN: US29414B1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director to hold Mgmt For For
office for a three year term: Arkadiy
Dobkin
1B. Election of Class III Director to hold Mgmt For For
office for a three year term: Robert E.
Segert
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2021.
3. To approve, on an advisory and non-binding Mgmt For For
basis, the compensation for our named
executive officers as disclosed in this
Proxy Statement.
4. To approve, on an advisory and non-binding Mgmt 1 Year For
basis, the frequency in which future
advisory votes on the compensation for our
named executive officers will occur.
5. To approve the EPAM Systems, Inc. 2021 Mgmt For For
Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
FAIRFAX FINANCIAL HOLDINGS LTD Agenda Number: 713662751
--------------------------------------------------------------------------------------------------------------------------
Security: 303901102
Meeting Type: AGM
Meeting Date: 15-Apr-2021
Ticker:
ISIN: CA3039011026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS "1.1 TO 1.12 AND 2".
THANK YOU
1.1 ELECTION OF DIRECTOR: ANTHONY F. GRIFFITHS Mgmt For For
1.2 ELECTION OF DIRECTOR: ROBERT J. GUNN Mgmt For For
1.3 ELECTION OF DIRECTOR: DAVID L. JOHNSTON Mgmt For For
1.4 ELECTION OF DIRECTOR: KAREN L. JURJEVICH Mgmt For For
1.5 ELECTION OF DIRECTOR: R. WILLIAM MCFARLAND Mgmt For For
1.6 ELECTION OF DIRECTOR: CHRISTINE N. MCLEAN Mgmt For For
1.7 ELECTION OF DIRECTOR: TIMOTHY R. PRICE Mgmt For For
1.8 ELECTION OF DIRECTOR: BRANDON W. SWEITZER Mgmt For For
1.9 ELECTION OF DIRECTOR: LAUREN C. TEMPLETON Mgmt For For
1.10 ELECTION OF DIRECTOR: BENJAMIN P. WATSA Mgmt For For
1.11 ELECTION OF DIRECTOR: V. PREM WATSA Mgmt For For
1.12 ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
2 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS AUDITOR OF THE CORPORATION
--------------------------------------------------------------------------------------------------------------------------
FANUC CORPORATION Agenda Number: 714226645
--------------------------------------------------------------------------------------------------------------------------
Security: J13440102
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: JP3802400006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Adopt Reduction of Mgmt For For
Liability System for Directors, Transition
to a Company with Supervisory Committee,
Approve Minor Revisions
3.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Inaba,
Yoshiharu
3.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yamaguchi,
Kenji
3.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Michael J.
Cicco
3.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tsukuda, Kazuo
3.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Sumikawa,
Masaharu
3.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yamazaki,
Naoko
4.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Kohari, Katsuo
4.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Mitsumura,
Katsuya
4.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Imai, Yasuo
4.4 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Yokoi,
Hidetoshi
4.5 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Tomita, Mieko
5 Approve Details of the Compensation to be Mgmt For For
received by Directors (Excluding Directors
who are Audit and Supervisory Committee
Members)
6 Approve Details of the Compensation to be Mgmt For For
received by Directors who are Audit and
Supervisory Committee Members
7 Approve Details of the Restricted-Share Mgmt For For
Compensation to be received by Directors
(Excluding Directors who are Audit and
Supervisory Committee Members and Outside
Directors)
--------------------------------------------------------------------------------------------------------------------------
GENMAB A/S Agenda Number: 713669503
--------------------------------------------------------------------------------------------------------------------------
Security: K3967W102
Meeting Type: AGM
Meeting Date: 13-Apr-2021
Ticker:
ISIN: DK0010272202
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 REPORT BY THE BOARD OF DIRECTORS ON THE Non-Voting
COMPANY'S ACTIVITIES DURING THE PAST YEAR
2 PRESENTATION AND ADOPTION OF THE AUDITED Mgmt For For
ANNUAL REPORT AND DISCHARGE OF BOARD OF
DIRECTORS AND EXECUTIVE MANAGEMENT
3 RESOLUTION ON THE DISTRIBUTION OF PROFITS Mgmt For For
AS RECORDED IN THE ADOPTED ANNUAL REPORT
4 ADVISORY VOTE ON THE COMPENSATION REPORT Mgmt For For
5.A RE-ELECTION OF DEIRDRE P. CONNELLY MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
5.B RE-ELECTION OF PERNILLE ERENBJERG MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
5.C RE-ELECTION OF ROLF HOFFMANN MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
5.D RE-ELECTION OF DR. PAOLO PAOLETTI MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
5.E RE-ELECTION OF JONATHAN PEACOCK MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
5.F RE-ELECTION OF DR. ANDERS GERSEL PEDERSEN Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
6 ELECTION OF AUDITOR: RE-ELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS STATSAUTORISERET
REVISIONSPARTNERSELSKAB
7.A PROPOSALS FROM THE BOARD OF DIRECTORS: Mgmt Against Against
APPROVAL OF THE BOARD OF DIRECTORS'
REMUNERATION FOR 2021
7.B PROPOSALS FROM THE BOARD OF DIRECTORS: Mgmt For For
AMENDMENT TO REMUNERATION POLICY FOR BOARD
OF DIRECTORS AND EXECUTIVE MANAGEMENT (BASE
FEE MULTIPLIER FOR CHAIR AND DEPUTY CHAIR)
7.C PROPOSALS FROM THE BOARD OF DIRECTORS: Mgmt For For
ADOPTION OF AMENDED REMUNERATION POLICY FOR
BOARD OF DIRECTORS AND EXECUTIVE MANAGEMENT
(CERTAIN OTHER CHANGES)
7.D PROPOSALS FROM THE BOARD OF DIRECTORS: Mgmt For For
AUTHORIZATION OF THE BOARD OF DIRECTORS TO
ACQUIRE TREASURY SHARES
7.E PROPOSALS FROM THE BOARD OF DIRECTORS: Mgmt For For
AMENDMENT OF ARTICLE 4A (AUTHORIZATION TO
ISSUE NEW SHARES) AND ARTICLE 5A
(AUTHORIZATION TO ISSUE CONVERTIBLE DEBT)
AND ADOPTION OF A NEW ARTICLE 5B
7.F PROPOSALS FROM THE BOARD OF DIRECTORS: Mgmt For For
AMENDMENT OF ARTICLE 5 (AUTHORIZATION TO
ISSUE WARRANTS)
7.G PROPOSALS FROM THE BOARD OF DIRECTORS: Mgmt For For
AUTHORIZATION TO HOLD WHOLLY VIRTUAL
GENERAL MEETINGS
8 AUTHORIZATION OF THE CHAIR OF THE GENERAL Mgmt For For
MEETING TO REGISTER RESOLUTIONS PASSED BY
THE GENERAL MEETING
9 MISCELLANEOUS Non-Voting
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 5.A TO 5.F AND 6. THANK
YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT 10 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 10 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
HONG KONG EXCHANGES AND CLEARING LTD Agenda Number: 713690180
--------------------------------------------------------------------------------------------------------------------------
Security: Y3506N139
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: HK0388045442
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0316/2021031600529.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0316/2021031600523.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO RECEIVE THE AUDITED FINANCIAL STATEMENTS Mgmt For For
FOR THE YEAR ENDED 31 DECEMBER 2020
TOGETHER WITH THE REPORTS OF THE DIRECTORS
AND AUDITOR THEREON
2.A TO ELECT NICHOLAS CHARLES ALLEN AS DIRECTOR Mgmt For For
2.B TO ELECT CHEUNG MING MING, ANNA AS DIRECTOR Mgmt For For
2.C TO ELECT ZHANG YICHEN AS DIRECTOR Mgmt For For
3 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE Mgmt For For
AUDITOR AND TO AUTHORISE THE DIRECTORS TO
FIX ITS REMUNERATION
4 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES OF HKEX, NOT EXCEEDING
10% OF THE NUMBER OF ISSUED SHARES OF HKEX
AS AT THE DATE OF THIS RESOLUTION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF HKEX, NOT EXCEEDING 10% OF THE
NUMBER OF ISSUED SHARES OF HKEX AS AT THE
DATE OF THIS RESOLUTION, AND THE DISCOUNT
FOR ANY SHARES TO BE ISSUED SHALL NOT
EXCEED 10%
--------------------------------------------------------------------------------------------------------------------------
ILLUMINA, INC. Agenda Number: 935395485
--------------------------------------------------------------------------------------------------------------------------
Security: 452327109
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: ILMN
ISIN: US4523271090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Caroline D. Dorsa Mgmt For For
1B. Election of Director: Robert S. Epstein, Mgmt For For
M.D.
1C. Election of Director: Scott Gottlieb, M.D. Mgmt For For
1D. Election of Director: Gary S. Guthart Mgmt For For
1E. Election of Director: Philip W. Schiller Mgmt For For
1F. Election of Director: John W. Thompson Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
January 2, 2022.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the named executive
officers as disclosed in the Proxy
Statement.
--------------------------------------------------------------------------------------------------------------------------
INCYTE CORPORATION Agenda Number: 935380864
--------------------------------------------------------------------------------------------------------------------------
Security: 45337C102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: INCY
ISIN: US45337C1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Julian C. Baker Mgmt For For
1.2 Election of Director: Jean-Jacques Bienaime Mgmt For For
1.3 Election of Director: Paul J. Clancy Mgmt For For
1.4 Election of Director: Wendy L. Dixon Mgmt For For
1.5 Election of Director: Jacqualyn A. Fouse Mgmt For For
1.6 Election of Director: Edmund P. Harrigan Mgmt For For
1.7 Election of Director: Katherine A. High Mgmt For For
1.8 Election of Director: Herve Hoppenot Mgmt For For
2. Approve, on a non-binding, advisory basis, Mgmt For For
the compensation of the Company's named
executive officers.
3. Approve amendments to the Company's Amended Mgmt For For
and Restated 2010 Stock Incentive Plan.
4. Ratify the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
JULIUS BAER GRUPPE AG Agenda Number: 713180331
--------------------------------------------------------------------------------------------------------------------------
Security: H4414N103
Meeting Type: EGM
Meeting Date: 02-Nov-2020
Ticker:
ISIN: CH0102484968
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF CHF 0.75 PER SHARE
--------------------------------------------------------------------------------------------------------------------------
JULIUS BAER GRUPPE AG Agenda Number: 713719891
--------------------------------------------------------------------------------------------------------------------------
Security: H4414N103
Meeting Type: AGM
Meeting Date: 14-Apr-2021
Ticker:
ISIN: CH0102484968
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 FINANCIAL STATEMENTS AND CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS FOR THE YEAR 2020
1.2 CONSULTATIVE VOTE ON THE REMUNERATION Mgmt For For
REPORT 2020
2 APPROPRIATION OF DISPOSABLE PROFIT: Mgmt For For
DISSOLUTION AND DISTRIBUTION OF STATUTORY
CAPITAL RESERVE
3 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND OF THE EXECUTIVE BOARD
4.1 APPROVAL OF THE COMPENSATION OF THE BOARD Mgmt For For
OF DIRECTORS: MAXIMUM AGGREGATE AMOUNT OF
COMPENSATION FOR THE COMING TERM OF OFFICE
(AGM 2021 TO AGM 2022)
4.2.1 APPROVAL OF THE COMPENSATION OF THE Mgmt For For
EXECUTIVE BOARD: AGGREGATE AMOUNT OF
VARIABLE CASH-BASED COMPENSATION ELEMENTS
FOR THE COMPLETED FINANCIAL YEAR 2020
4.2.2 APPROVAL OF THE COMPENSATION OF THE Mgmt For For
EXECUTIVE BOARD: AGGREGATE AMOUNT OF
VARIABLE SHARE-BASED COMPENSATION ELEMENTS
THAT ARE ALLOCATED IN THE CURRENT FINANCIAL
YEAR 2021
4.2.3 APPROVAL OF THE COMPENSATION OF THE Mgmt For For
EXECUTIVE BOARD: MAXIMUM AGGREGATE AMOUNT
OF FIXED COMPENSATION FOR THE NEXT
FINANCIAL YEAR 2022
5.1.1 RE-ELECTIONS TO THE BOARD OF DIRECTOR: MR. Mgmt For For
ROMEO LACHER
5.1.2 RE-ELECTIONS TO THE BOARD OF DIRECTOR: MR. Mgmt For For
GILBERT ACHERMANN
5.1.3 RE-ELECTIONS TO THE BOARD OF DIRECTOR: MR. Mgmt For For
HEINRICH BAUMANN
5.1.4 RE-ELECTIONS TO THE BOARD OF DIRECTOR: MR. Mgmt For For
RICHARD CAMPBELL-BREEDEN
5.1.5 RE-ELECTIONS TO THE BOARD OF DIRECTOR: MR. Mgmt For For
IVO FURRER
5.1.6 RE-ELECTIONS TO THE BOARD OF DIRECTOR: MRS. Mgmt For For
CLAIRE GIRAUT
5.1.7 RE-ELECTIONS TO THE BOARD OF DIRECTOR: MRS. Mgmt For For
KATHRYN SHIH
5.1.8 RE-ELECTIONS TO THE BOARD OF DIRECTOR: MS. Mgmt For For
EUNICE ZEHNDER-LAI
5.1.9 RE-ELECTIONS TO THE BOARD OF DIRECTOR: MS. Mgmt For For
OLGA ZOUTENDIJK
5.2.1 NEW ELECTIONS TO THE BOARD OF DIRECTOR: MR. Mgmt For For
DAVID NICOL
5.3 RE-ELECTION OF MR. ROMEO LACHER AS CHAIRMAN Mgmt For For
OF THE BOARD OF DIRECTORS
5.4.1 RE-ELECTIONS TO THE COMPENSATION COMMITTEE: Mgmt For For
MR. GILBERT ACHERMANN
5.4.2 RE-ELECTIONS TO THE COMPENSATION COMMITTEE: Mgmt For For
MR. RICHARD CAMPBELL-BREEDEN
5.4.3 RE-ELECTIONS TO THE COMPENSATION COMMITTEE: Mgmt For For
MRS. KATHRYN SHIH
5.4.4 RE-ELECTIONS TO THE COMPENSATION COMMITTEE: Mgmt For For
MRS. EUNICE ZEHNDER-LAI
6 ELECTION OF THE STATUTORY AUDITOR: KPMG AG, Mgmt For For
ZURICH
7 ELECTION OF THE INDEPENDENT REPRESENTATIVE: Mgmt For For
MR. MARC NATER
8 CAPITAL REDUCTION (WITH AMENDMENTS OF THE Mgmt For For
ARTICLES OF INCORPORATION)
9 AMENDMENTS OF THE ARTICLES OF INCORPORATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KEYENCE CORPORATION Agenda Number: 714203142
--------------------------------------------------------------------------------------------------------------------------
Security: J32491102
Meeting Type: AGM
Meeting Date: 11-Jun-2021
Ticker:
ISIN: JP3236200006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Takizaki, Takemitsu Mgmt For For
2.2 Appoint a Director Nakata, Yu Mgmt For For
2.3 Appoint a Director Yamaguchi, Akiji Mgmt For For
2.4 Appoint a Director Miki, Masayuki Mgmt For For
2.5 Appoint a Director Yamamoto, Hiroaki Mgmt For For
2.6 Appoint a Director Yamamoto, Akinori Mgmt For For
2.7 Appoint a Director Taniguchi, Seiichi Mgmt For For
2.8 Appoint a Director Suenaga, Kumiko Mgmt For For
3 Appoint a Substitute Corporate Auditor Mgmt For For
Yamamoto, Masaharu
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 935420644
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 22-Jun-2021
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ajay Banga Mgmt For For
1B. Election of Director: Merit E. Janow Mgmt For For
1C. Election of Director: Richard K. Davis Mgmt For For
1D. Election of Director: Steven J. Freiberg Mgmt For For
1E. Election of Director: Julius Genachowski Mgmt For For
1F. Election of Director: Choon Phong Goh Mgmt For For
1G. Election of Director: Oki Matsumoto Mgmt For For
1H. Election of Director: Michael Miebach Mgmt For For
1I. Election of Director: Youngme Moon Mgmt For For
1J. Election of Director: Rima Qureshi Mgmt For For
1K. Election of Director: Jose Octavio Reyes Mgmt For For
Lagunes
1L. Election of Director: Gabrielle Sulzberger Mgmt For For
1M. Election of Director: Jackson Tai Mgmt For For
1N. Election of Director: Lance Uggla Mgmt For For
2. Advisory approval of Mastercard's executive Mgmt Against Against
compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for Mastercard for 2021.
4. Approval of the amendment and restatement Mgmt For For
of the Mastercard Incorporated 2006 Long
Term Incentive Plan.
5. Approval of the amendment and restatement Mgmt For For
of the Mastercard Incorporated 2006
Non-Employee Director Equity Compensation
Plan.
6. Approval of amendments to Mastercard's Mgmt For For
Certificate of Incorporation to remove
supermajority voting requirements.
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 935402343
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert K. Burgess Mgmt For For
1B. Election of Director: Tench Coxe Mgmt For For
1C. Election of Director: John O. Dabiri Mgmt For For
1D. Election of Director: Persis S. Drell Mgmt For For
1E. Election of Director: Jen-Hsun Huang Mgmt For For
1F. Election of Director: Dawn Hudson Mgmt For For
1G. Election of Director: Harvey C. Jones Mgmt For For
1H. Election of Director: Michael G. McCaffery Mgmt For For
1I. Election of Director: Stephen C. Neal Mgmt For For
1J. Election of Director: Mark L. Perry Mgmt For For
1K. Election of Director: A. Brooke Seawell Mgmt For For
1L. Election of Director: Aarti Shah Mgmt For For
1M. Election of Director: Mark A. Stevens Mgmt For For
2. Approval of our executive compensation. Mgmt For For
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2022.
4. Approval of an amendment to our charter to Mgmt For For
increase the number of authorized shares of
common stock from 2 billion shares to 4
billion shares.
--------------------------------------------------------------------------------------------------------------------------
PROSUS N.V. Agenda Number: 712915808
--------------------------------------------------------------------------------------------------------------------------
Security: N7163R103
Meeting Type: AGM
Meeting Date: 18-Aug-2020
Ticker:
ISIN: NL0013654783
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 TO DISCUSS THE ANNUAL REPORT Non-Voting
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt Against Against
REPORT
3 TO ADOPT THE ANNUAL ACCOUNTS Mgmt For For
4.A PROPOSAL TO MAKE A DISTRIBUTION (INCLUDING Mgmt For For
REDUCTION OF PROSUS'S ISSUED CAPITAL AND
TWO AMENDMENTS TO THE ARTICLES OF
ASSOCIATION)
4.B PROPOSAL FOR CAPITAL INCREASE AND CAPITAL Mgmt For For
REDUCTION FOR FINANCIAL YEAR 2021 (AND
ONWARDS)
5 TO ADOPT THE REMUNERATION POLICY FOR THE Mgmt Against Against
EXECUTIVE DIRECTORS
6 TO ADOPT THE REMUNERATION POLICY OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS
7 RELEASE OF THE EXECUTIVE DIRECTORS FROM Mgmt For For
LIABILITY
8 RELEASE OF THE NON-EXECUTIVE DIRECTORS FROM Mgmt For For
LIABILITY
9 TO APPOINT MS Y XU AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
10.1 TO REAPPOINT THE FOLLOWING NON-EXECUTIVE Mgmt For For
DIRECTOR: D G ERIKSSON
10.2 TO REAPPOINT THE FOLLOWING NON-EXECUTIVE Mgmt For For
DIRECTOR: M R SOROUR
10.3 TO REAPPOINT THE FOLLOWING NON-EXECUTIVE Mgmt For For
DIRECTOR: E M CHOI
10.4 TO REAPPOINT THE FOLLOWING NON-EXECUTIVE Mgmt For For
DIRECTOR: M GIROTRA
10.5 TO REAPPOINT THE FOLLOWING NON-EXECUTIVE Mgmt For For
DIRECTOR: R C C JAFTA
11 TO REAPPOINT PRICEWATERHOUSECOOPERS Mgmt For For
ACCOUNTANTS N.V. AS THE AUDITOR CHARGED
WITH THE AUDITING OF THE ANNUAL ACCOUNTS
FOR THE YEAR ENDED 31 MARCH 2021 AND 31
MARCH 2022
12 TO DESIGNATE THE BOARD OF DIRECTORS AS THE Mgmt For For
COMPANY BODY AUTHORISED IN RESPECT OF THE
ISSUE OF SHARES IN THE SHARE CAPITAL OF
PROSUS
13 AUTHORITY FOR THE COMPANY OR ITS Mgmt For For
SUBSIDIARIES TO ACQUIRE SHARES IN THE
COMPANY
14 APPROVAL OF AMENDMENTS TO THE EXISTING Mgmt Against Against
PROSUS SHARE AWARD PLAN
15 OTHER BUSINESS Non-Voting
16 VOTING RESULTS Non-Voting
--------------------------------------------------------------------------------------------------------------------------
PT BANK RAKYAT INDONESIA (PERSERO) TBK Agenda Number: 713490592
--------------------------------------------------------------------------------------------------------------------------
Security: Y0697U112
Meeting Type: EGM
Meeting Date: 21-Jan-2021
Ticker:
ISIN: ID1000118201
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL ON THE AMENDMENT TO THE ARTICLE OF Mgmt Against Against
THE ASSOCIATION OF THE COMPANY
2 AFFIRMATION ON THE IMPLEMENTATION OF Mgmt For For
REGULATION OF THE MINISTER OF STATE-OWNED
ENTERPRISE NUMBER PER-08/MBU/12/2019 DATED
12 DEC 2019 CONCERNING GENERAL GUIDELINES
OF THE IMPLEMENTATION OF PROCUREMENT OF
GOODS AND SERVICES
3 AFFIRMATION ON THE IMPLEMENTATION OF Mgmt For For
REGULATION OF THE MINISTER OF STATE-OWNED
ENTERPRISE NUMBER PER-11/MBU/11/2020 DATED
12 DEC 2020 CONCERNING MANAGEMENT CONTRACT
AND ANNUAL MANAGEMENT CONTRACT OF
STATE-OWNED ENTERPRISES
4 APPROVAL ON THE TRANSFER OF SHARES Mgmt Against Against
RESULTING FROM BUY BACK OF SHARES THAT IS
KEPT AS A TREASURY STOCK
5 APPROVAL ON THE CHANGES IN THE COMPOSITION Mgmt Against Against
OF THE COMPANY'S MANAGEMENT
--------------------------------------------------------------------------------------------------------------------------
PT BANK RAKYAT INDONESIA (PERSERO) TBK Agenda Number: 713648523
--------------------------------------------------------------------------------------------------------------------------
Security: Y0697U112
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: ID1000118201
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVE FINANCIAL STATEMENTS, STATUTORY Mgmt For For
REPORTS, ANNUAL REPORT, REPORT OF THE
PARTNERSHIP AND COMMUNITY DEVELOPMENT
PROGRAM (PCDP), AND DISCHARGE OF DIRECTORS
AND COMMISSIONERS
2 APPROVE ALLOCATION OF INCOME Mgmt For For
3 APPROVE REMUNERATION AND TANTIEM OF Mgmt For For
DIRECTORS AND COMMISSIONERS
4 APPOINT AUDITORS OF THE COMPANY AND THE Mgmt For For
PARTNERSHIP AND COMMUNITY DEVELOPMENT
PROGRAM (PCDP)
--------------------------------------------------------------------------------------------------------------------------
RECRUIT HOLDINGS CO.,LTD. Agenda Number: 714203899
--------------------------------------------------------------------------------------------------------------------------
Security: J6433A101
Meeting Type: AGM
Meeting Date: 17-Jun-2021
Ticker:
ISIN: JP3970300004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Minegishi, Masumi Mgmt For For
1.2 Appoint a Director Idekoba, Hisayuki Mgmt For For
1.3 Appoint a Director Senaha, Ayano Mgmt For For
1.4 Appoint a Director Rony Kahan Mgmt For For
1.5 Appoint a Director Izumiya, Naoki Mgmt For For
1.6 Appoint a Director Totoki, Hiroki Mgmt For For
2 Appoint a Substitute Corporate Auditor Mgmt For For
Tanaka, Miho
3 Approve Details of the Stock Compensation Mgmt Against Against
to be received by Directors, etc.
4 Approve Details of Compensation as Stock Mgmt For For
Options for Directors (Excluding Outside
Directors)
5 Amend Articles to: Establish the Articles Mgmt Against Against
Related to Shareholders Meeting held
without specifying a venue
--------------------------------------------------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC. Agenda Number: 935414627
--------------------------------------------------------------------------------------------------------------------------
Security: 75886F107
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: REGN
ISIN: US75886F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: N. Anthony Coles, Mgmt For For
M.D.
1B. Election of Director: Arthur F. Ryan Mgmt For For
1C. Election of Director: George L. Sing Mgmt Against Against
1D. Election of Director: Marc Tessier-Lavigne, Mgmt Against Against
Ph.D.
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SINOPHARM GROUP CO LTD Agenda Number: 713077584
--------------------------------------------------------------------------------------------------------------------------
Security: Y8008N107
Meeting Type: EGM
Meeting Date: 18-Sep-2020
Ticker:
ISIN: CNE100000FN7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 07 SEP 2020: PLEASE NOTE THAT THE COMPANY Non-Voting
NOTICE AND PROXY FORM ARE AVAILABLE BY
CLICKING ON THE URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0903/2020090300035.pdf,
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE RE-ELECTION OF MR. LI ZHIMING AS AN
EXECUTIVE DIRECTOR OF THE FIFTH SESSION OF
THE BOARD (THE "BOARD") OF THE COMPANY, TO
AUTHORIZE THE BOARD TO DETERMINE HIS
REMUNERATION AND TO AUTHORIZE THE CHAIRMAN
OF THE BOARD OR ANY EXECUTIVE DIRECTOR OF
THE COMPANY TO ENTER INTO THE SERVICE
CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM
2 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE RE-ELECTION OF MR. YU QINGMING AS AN
EXECUTIVE DIRECTOR OF THE FIFTH SESSION OF
THE BOARD, TO AUTHORIZE THE BOARD TO
DETERMINE HIS REMUNERATION AND TO AUTHORIZE
THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE
DIRECTOR OF THE COMPANY TO ENTER INTO THE
SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM
3 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE RE-ELECTION OF MR. LIU YONG AS AN
EXECUTIVE DIRECTOR OF THE FIFTH SESSION OF
THE BOARD, TO AUTHORIZE THE BOARD TO
DETERMINE HIS REMUNERATION AND TO AUTHORIZE
THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE
DIRECTOR OF THE COMPANY TO ENTER INTO THE
SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM
4 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE RE-ELECTION OF MR. CHEN QIYU AS A
NON-EXECUTIVE DIRECTOR OF THE FIFTH SESSION
OF THE BOARD, TO AUTHORIZE THE BOARD TO
DETERMINE HIS REMUNERATION AND TO AUTHORIZE
THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE
DIRECTOR OF THE COMPANY TO ENTER INTO THE
SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM
5 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE RE-ELECTION OF MR. MA PING AS A
NON-EXECUTIVE DIRECTOR OF THE FIFTH SESSION
OF THE BOARD, TO AUTHORIZE THE BOARD TO
DETERMINE HIS REMUNERATION AND TO AUTHORIZE
THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE
DIRECTOR OF THE COMPANY TO ENTER INTO THE
SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM
6 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE RE-ELECTION OF MR. HU JIANWEI AS A
NON-EXECUTIVE DIRECTOR OF THE FIFTH SESSION
OF THE BOARD, TO AUTHORIZE THE BOARD TO
DETERMINE HIS REMUNERATION AND TO AUTHORIZE
THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE
DIRECTOR OF THE COMPANY TO ENTER INTO THE
SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM
7 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE RE-ELECTION OF MR. DENG JINDONG AS A
NON-EXECUTIVE DIRECTOR OF THE FIFTH SESSION
OF THE BOARD, TO AUTHORIZE THE BOARD TO
DETERMINE HIS REMUNERATION AND TO AUTHORIZE
THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE
DIRECTOR OF THE COMPANY TO ENTER INTO THE
SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM
8 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE RE-ELECTION OF MR. WEN DEYONG AS A
NON-EXECUTIVE DIRECTOR OF THE FIFTH SESSION
OF THE BOARD, TO AUTHORIZE THE BOARD TO
DETERMINE HIS REMUNERATION AND TO AUTHORIZE
THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE
DIRECTOR OF THE COMPANY TO ENTER INTO THE
SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM
9 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE RE-ELECTION OF MS. GUAN XIAOHUI AS A
NON-EXECUTIVE DIRECTOR OF THE FIFTH SESSION
OF THE BOARD, TO AUTHORIZE THE BOARD TO
DETERMINE HER REMUNERATION AND TO AUTHORIZE
THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE
DIRECTOR OF THE COMPANY TO ENTER INTO THE
SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HER
10 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE RE-ELECTION OF MS. FENG RONGLI AS A
NON-EXECUTIVE DIRECTOR OF THE FIFTH SESSION
OF THE BOARD, TO AUTHORIZE THE BOARD TO
DETERMINE HER REMUNERATION AND TO AUTHORIZE
THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE
DIRECTOR OF THE COMPANY TO ENTER INTO THE
SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HER
11 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt Against Against
THE RE-ELECTION OF MR. ZHUO FUMIN AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
FIFTH SESSION OF THE BOARD, TO AUTHORIZE
THE BOARD TO DETERMINE HIS REMUNERATION AND
TO AUTHORIZE THE CHAIRMAN OF THE BOARD OR
ANY EXECUTIVE DIRECTOR OF THE COMPANY TO
ENTER INTO THE SERVICE CONTRACT OR SUCH
OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS
OR DEEDS WITH HIM
12 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE RE-ELECTION OF MR. CHEN FANGRUO AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
FIFTH SESSION OF THE BOARD, TO AUTHORIZE
THE BOARD TO DETERMINE HIS REMUNERATION AND
TO AUTHORIZE THE CHAIRMAN OF THE BOARD OR
ANY EXECUTIVE DIRECTOR OF THE COMPANY TO
ENTER INTO THE SERVICE CONTRACT OR SUCH
OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS
OR DEEDS WITH HIM
13 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE APPOINTMENT OF MR. LI PEIYU AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
FIFTH SESSION OF THE BOARD, TO AUTHORIZE
THE BOARD TO DETERMINE HIS REMUNERATION AND
TO AUTHORIZE THE CHAIRMAN OF THE BOARD OR
ANY EXECUTIVE DIRECTOR OF THE COMPANY TO
ENTER INTO THE SERVICE CONTRACT OR SUCH
OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS
OR DEEDS WITH HIM
14 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt Against Against
THE APPOINTMENT OF MR. WU TAK LUNG AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
FIFTH SESSION OF THE BOARD, TO AUTHORIZE
THE BOARD TO DETERMINE HIS REMUNERATION AND
TO AUTHORIZE THE CHAIRMAN OF THE BOARD OR
ANY EXECUTIVE DIRECTOR OF THE COMPANY TO
ENTER INTO THE SERVICE CONTRACT OR SUCH
OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS
OR DEEDS WITH HIM
15 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE APPOINTMENT OF MR. YU WEIFENG AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
FIFTH SESSION OF THE BOARD, TO AUTHORIZE
THE BOARD TO DETERMINE HIS REMUNERATION AND
TO AUTHORIZE THE CHAIRMAN OF THE BOARD OR
ANY EXECUTIVE DIRECTOR OF THE COMPANY TO
ENTER INTO THE SERVICE CONTRACT OR SUCH
OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS
OR DEEDS WITH HIM
16 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE APPOINTMENT OF MR. WU YIFANG AS AN
INDEPENDENT SUPERVISOR OF THE FIFTH SESSION
OF THE SUPERVISORY COMMITTEE OF THE COMPANY
(THE "SUPERVISORY COMMITTEE"), TO AUTHORIZE
THE SUPERVISORY COMMITTEE TO DETERMINE HIS
REMUNERATION AND TO AUTHORIZE THE CHAIRMAN
OF THE BOARD OR ANY EXECUTIVE DIRECTOR OF
THE COMPANY TO ENTER INTO THE SERVICE
CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM
17 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE APPOINTMENT OF MR. LIU ZHENGDONG AS AN
INDEPENDENT SUPERVISOR OF THE FIFTH SESSION
OF THE SUPERVISORY COMMITTEE, TO AUTHORIZE
THE SUPERVISORY COMMITTEE TO DETERMINE HIS
REMUNERATION AND TO AUTHORIZE THE CHAIRMAN
OF THE BOARD OR ANY EXECUTIVE DIRECTOR OF
THE COMPANY TO ENTER INTO THE SERVICE
CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM
18 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE RE-ELECTION OF MS. LI XIAOJUAN AS A
SHAREHOLDER REPRESENTATIVE SUPERVISOR OF
THE FIFTH SESSION OF THE SUPERVISORY
COMMITTEE, TO AUTHORIZE THE CHAIRMAN OF THE
BOARD OR ANY EXECUTIVE DIRECTOR OF THE
COMPANY TO ENTER INTO THE SERVICE CONTRACT
OR SUCH OTHER DOCUMENTS OR SUPPLEMENTAL
AGREEMENTS OR DEEDS WITH HER
19 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE AMENDMENTS TO THE ARTICLES OF
ASSOCIATION (THE "ARTICLES OF ASSOCIATION")
OF THE COMPANY AS SET OUT IN THE CIRCULAR
DATED 3 SEPTEMBER 2020 OF THE COMPANY AND
TO AUTHORISE ANY EXECUTIVE DIRECTOR TO
HANDLE THE APPROVAL AND FILING PROCEDURES
WITH RELEVANT ADMINISTRATION FOR MARKET
REGULATION IN RELATION TO SUCH AMENDMENTS,
AND TO MAKE WORDING ADJUSTMENTS TO SUCH
AMENDMENTS ACCORDING TO OPINIONS OF
ADMINISTRATION FOR MARKET REGULATION (IF
APPLICABLE)
CMMT 07 SEP 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF URL LINK IN
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SINOPHARM GROUP CO LTD Agenda Number: 713426131
--------------------------------------------------------------------------------------------------------------------------
Security: Y8008N107
Meeting Type: EGM
Meeting Date: 18-Dec-2020
Ticker:
ISIN: CNE100000FN7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1127/2020112700059.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1127/2020112700055.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 THAT THE PROCUREMENT FRAMEWORK AGREEMENT Mgmt For For
ENTERED INTO BY THE COMPANY AND CHINA
NATIONAL PHARMACEUTICAL GROUP CO., LTD. ON
22 OCTOBER 2020 (THE "2020 PROCUREMENT
FRAMEWORK AGREEMENT") AND THE PROPOSED
ANNUAL CAPS FOR THE CONTINUING CONNECTED
TRANSACTIONS CONTEMPLATED THEREUNDER, BE
AND ARE HEREBY APPROVED AND CONFIRMED; AND
THAT ANY ONE DIRECTOR OF THE COMPANY BE AND
IS HEREBY AUTHORIZED TO SIGN OR EXECUTE
SUCH OTHER DOCUMENTS OR SUPPLEMENTAL
AGREEMENTS OR DEEDS ON BEHALF OF THE
COMPANY AND TO DO ALL SUCH THINGS AND TAKE
ALL SUCH ACTIONS AS HE/ SHE MAY CONSIDER
NECESSARY OR DESIRABLE FOR THE PURPOSE OF
GIVING EFFECT TO THE 2020 PROCUREMENT
FRAMEWORK AGREEMENT AND COMPLETING THE
TRANSACTIONS CONTEMPLATED THEREUNDER WITH
SUCH CHANGES AS HE/SHE MAY CONSIDER
NECESSARY, DESIRABLE OR EXPEDIENT
2 THAT THE FINANCIAL SERVICES FRAMEWORK Mgmt Against Against
AGREEMENT ENTERED INTO BY THE COMPANY AND
SINOPHARM GROUP FINANCE CO., LTD. ON 22
OCTOBER 2020 (THE "2020 FINANCIAL SERVICES
FRAMEWORK AGREEMENT") AND THE PROPOSED
ANNUAL CAPS FOR THE DEPOSIT SERVICES
CONTEMPLATED THEREUNDER, BE AND ARE HEREBY
APPROVED AND CONFIRMED; AND THAT ANY ONE
DIRECTOR OF THE COMPANY BE AND IS HEREBY
AUTHORIZED TO SIGN OR EXECUTE SUCH OTHER
DOCUMENTS OR SUPPLEMENTAL AGREEMENTS OR
DEEDS ON BEHALF OF THE COMPANY AND TO DO
ALL SUCH THINGS AND TAKE ALL SUCH ACTIONS
AS HE/SHE MAY CONSIDER NECESSARY OR
DESIRABLE FOR THE PURPOSE OF GIVING EFFECT
TO THE 2020 FINANCIAL SERVICES FRAMEWORK
AGREEMENT AND COMPLETING THE TRANSACTIONS
CONTEMPLATED THEREUNDER WITH SUCH CHANGES
AS HE/ SHE MAY CONSIDER NECESSARY,
DESIRABLE OR EXPEDIENT
--------------------------------------------------------------------------------------------------------------------------
SINOPHARM GROUP CO LTD Agenda Number: 714051834
--------------------------------------------------------------------------------------------------------------------------
Security: Y8008N107
Meeting Type: AGM
Meeting Date: 10-Jun-2021
Ticker:
ISIN: CNE100000FN7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0505/2021050500037.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0505/2021050500031.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY (THE
"BOARD") FOR THE YEAR ENDED 31 DECEMBER
2020
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY (THE
"SUPERVISORY COMMITTEE") FOR THE YEAR ENDED
31 DECEMBER 2020
3 TO CONSIDER AND APPROVE THE AUDITED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY AND ITS
SUBSIDIARIES FOR THE YEAR ENDED 31 DECEMBER
2020 AND THE AUDITORS' REPORT
4 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PLAN AND PAYMENT OF THE FINAL
DIVIDEND FOR THE YEAR ENDED 31 DECEMBER
2020
5 TO CONSIDER AND AUTHORISE THE BOARD TO Mgmt For For
DETERMINE THE REMUNERATION OF THE DIRECTORS
OF THE COMPANY (THE "DIRECTORS") FOR THE
YEAR ENDING 31 DECEMBER 2021
6 TO CONSIDER AND AUTHORISE THE SUPERVISORY Mgmt For For
COMMITTEE TO DETERMINE THE REMUNERATION OF
THE SUPERVISORS OF THE COMPANY FOR THE YEAR
ENDING 31 DECEMBER 2021
7 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG HUA MING LLP AS THE DOMESTIC
AUDITORS OF THE COMPANY TO HOLD OFFICE
UNTIL THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING, AND THE APPOINTMENT OF
ERNST & YOUNG AS THE INTERNATIONAL AUDITORS
OF THE COMPANY TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING, AND TO RATIFY AND CONFIRM THEIR
REMUNERATIONS DETERMINED BY THE AUDIT
COMMITTEE OF THE BOARD
8 TO CONSIDER AND APPROVE THE DELEGATION OF Mgmt Against Against
POWER TO THE BOARD TO APPROVE THE
GUARANTEES IN FAVOR OF OTHER ENTITIES WITH
AN AGGREGATE TOTAL VALUE OF NOT MORE THAN
30% OF THE LATEST AUDITED TOTAL ASSETS OF
THE COMPANY OVER A PERIOD OF 12 MONTHS; AND
IF THE ABOVE DELEGATION IS NOT CONSISTENT
WITH, COLLIDES WITH OR CONFLICTS WITH THE
REQUIREMENTS UNDER THE RULES GOVERNING THE
LISTING OF SECURITIES (THE "HONG KONG
LISTING RULES") ON THE STOCK EXCHANGE OF
HONG KONG LIMITED (THE "HONG KONG STOCK
EXCHANGE") OR OTHER REQUIREMENTS OF THE
HONG KONG STOCK EXCHANGE, THE REQUIREMENTS
UNDER THE HONG KONG LISTING RULES OR OTHER
REQUIREMENTS OF THE HONG KONG STOCK
EXCHANGE SHOULD BE FOLLOWED
9 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
MR. LI DONGJIU AS A NON-EXECUTIVE DIRECTOR,
AND TO AUTHORIZE THE BOARD TO DETERMINE HIS
REMUNERATION AND TO AUTHORIZE THE CHAIRMAN
OF THE BOARD OR ANY EXECUTIVE DIRECTOR TO
ENTER INTO THE SERVICE CONTRACT OR SUCH
OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS
OR DEEDS WITH HIM
10 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
MS. GUAN XIAOHUI AS A SUPERVISOR, AND TO
AUTHORIZE THE SUPERVISORY COMMITTEE TO
DETERMINE HER REMUNERATION AND TO AUTHORIZE
THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE
DIRECTOR TO ENTER INTO THE SERVICE CONTRACT
OR SUCH OTHER DOCUMENTS OR SUPPLEMENTAL
AGREEMENTS OR DEEDS WITH HER
11 TO CONSIDER AND APPROVE TO GRANT A GENERAL Mgmt Against Against
MANDATE TO THE BOARD TO EXERCISE THE POWER
OF THE COMPANY TO ALLOT, ISSUE AND/OR DEAL
WITH DOMESTIC SHARES AND/OR H SHARES
(DETAILS OF THIS RESOLUTION WERE SET OUT IN
THE NOTICE OF AGM DATED 5 MAY 2021)
12 TO CONSIDER AND APPROVE TO GRANT A GENERAL Mgmt For For
MANDATE TO THE BOARD TO EXERCISE THE POWER
OF THE COMPANY TO REPURCHASE H SHARES
(DETAILS OF THIS RESOLUTION WERE SET OUT IN
THE NOTICE OF AGM DATED 5 MAY 2021)
--------------------------------------------------------------------------------------------------------------------------
SINOPHARM GROUP CO LTD Agenda Number: 714053371
--------------------------------------------------------------------------------------------------------------------------
Security: Y8008N107
Meeting Type: CLS
Meeting Date: 10-Jun-2021
Ticker:
ISIN: CNE100000FN7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0505/2021050500041.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0505/2021050500033.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO CONSIDER AND APPROVE TO GRANT A GENERAL Mgmt For For
MANDATE TO THE BOARD TO EXERCISE THE POWER
OF THE COMPANY TO REPURCHASE H SHARES
(DETAILS OF THIS RESOLUTION WERE SET OUT IN
THE NOTICE OF H SHAREHOLDERS' CLASS MEETING
DATED 5 MAY 2021)
--------------------------------------------------------------------------------------------------------------------------
SOLAREDGE TECHNOLOGIES, INC. Agenda Number: 935406048
--------------------------------------------------------------------------------------------------------------------------
Security: 83417M104
Meeting Type: Annual
Meeting Date: 01-Jun-2021
Ticker: SEDG
ISIN: US83417M1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nadav Zafrir Mgmt Against Against
1B. Election of Director: Avery More Mgmt Against Against
1C. Election of Director: Zvi Lando Mgmt Against Against
2. Ratification of appointment of EY as Mgmt For For
independent registered public accounting
firm for the year ending December 31, 2021.
3. Approval of, on an advisory and non-binding Mgmt For For
basis, the compensation of our named
executive officers (the "Say-on-Pay
Proposal").
--------------------------------------------------------------------------------------------------------------------------
SVB FINANCIAL GROUP Agenda Number: 935339982
--------------------------------------------------------------------------------------------------------------------------
Security: 78486Q101
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: SIVB
ISIN: US78486Q1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Greg Becker Mgmt For For
Eric Benhamou Mgmt For For
John Clendening Mgmt For For
Richard Daniels Mgmt For For
Alison Davis Mgmt For For
Roger Dunbar Mgmt For For
Joel Friedman Mgmt For For
Jeffrey Maggioncalda Mgmt For For
Beverly Kay Matthews Mgmt For For
Mary Miller Mgmt For For
Kate Mitchell Mgmt For For
Garen Staglin Mgmt For For
2. To approve, on an advisory basis, our Mgmt For For
executive compensation ("Say on Pay").
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for its fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 935435049
--------------------------------------------------------------------------------------------------------------------------
Security: 874039100
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: TSM
ISIN: US8740391003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) To accept 2020 Business Report and Mgmt For For
Financial Statements.
2) Based on recent amendments to the "Template Mgmt For For
of Procedures for Election of Director" by
the Taiwan Stock Exchange, to approve
amendments to the ballot format requirement
for election of Directors set forth in
TSMC's "Rules for Election of Directors".
3) To approve the issuance of employee Mgmt For For
restricted stock awards for year 2021.
4) DIRECTOR
Mark Liu* Mgmt For For
C.C. Wei* Mgmt For For
F.C. Tseng* Mgmt For For
Ming-Hsin Kung*+ Mgmt For For
Sir Peter L. Bonfield# Mgmt For For
Kok-Choo Chen# Mgmt For For
Michael R. Splinter# Mgmt For For
Moshe N. Gavrielov# Mgmt For For
Yancey Hai# Mgmt For For
L. Rafael Reif# Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TATA CONSULTANCY SERVICES LTD Agenda Number: 713250582
--------------------------------------------------------------------------------------------------------------------------
Security: Y85279100
Meeting Type: OTH
Meeting Date: 18-Nov-2020
Ticker:
ISIN: INE467B01029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS A POSTAL MEETING Non-Voting
ANNOUNCEMENT. A PHYSICAL MEETING IS NOT
BEING HELD FOR THIS COMPANY. THEREFORE,
MEETING ATTENDANCE REQUESTS ARE NOT VALID
FOR THIS MEETING. IF YOU WISH TO VOTE, YOU
MUST RETURN YOUR INSTRUCTIONS BY THE
INDICATED CUTOFF DATE. PLEASE ALSO NOTE
THAT ABSTAIN IS NOT A VALID VOTE OPTION AT
POSTAL BALLOT MEETINGS. THANK YOU.
1 APPROVAL FOR BUYBACK OF EQUITY SHARES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TATA CONSULTANCY SERVICES LTD Agenda Number: 714185786
--------------------------------------------------------------------------------------------------------------------------
Security: Y85279100
Meeting Type: AGM
Meeting Date: 10-Jun-2021
Ticker:
ISIN: INE467B01029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE, CONSIDER AND ADOPT: A. THE Mgmt For For
AUDITED STANDALONE FINANCIAL STATEMENTS OF
THE COMPANY FOR THE FINANCIAL YEAR ENDED
MARCH 31, 2021, TOGETHER WITH THE REPORTS
OF THE BOARD OF DIRECTORS AND THE AUDITORS
THEREON; AND B. THE AUDITED CONSOLIDATED
FINANCIAL STATEMENTS OF THE COMPANY FOR THE
FINANCIAL YEAR ENDED MARCH 31, 2021,
TOGETHER WITH THE REPORT OF THE AUDITORS
THEREON
2 TO CONFIRM THE PAYMENT OF INTERIM DIVIDENDS Mgmt For For
ON EQUITY SHARES AND TO DECLARE A FINAL
DIVIDEND ON EQUITY SHARES FOR THE FINANCIAL
YEAR 2020-21
3 TO APPOINT A DIRECTOR IN PLACE OF N Mgmt Against Against
CHANDRASEKARAN (DIN 00121863) WHO RETIRES
BY ROTATION AND, BEING ELIGIBLE, OFFERS
HIMSELF FOR RE-APPOINTMENT
--------------------------------------------------------------------------------------------------------------------------
TEMENOS AG Agenda Number: 713995946
--------------------------------------------------------------------------------------------------------------------------
Security: H8547Q107
Meeting Type: AGM
Meeting Date: 20-May-2021
Ticker:
ISIN: CH0012453913
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF CHF 0.90 PER SHARE
3 APPROVE DISCHARGE OF BOARD AND SENIOR Mgmt For For
MANAGEMENT
4 APPROVE CREATION OF CHF 35.5 MILLION POOL Mgmt For For
OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
5.1 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For
AMOUNT OF USD 8.2 MILLION
5.2 APPROVE REMUNERATION OF EXECUTIVE COMMITTEE Mgmt For For
IN THE AMOUNT OF USD 40 MILLION
6.1 ELECT JAMES BENSON AS DIRECTOR Mgmt For For
6.2.1 REELECT ANDREAS ANDREADES AS DIRECTOR AND Mgmt For For
BOARD CHAIRMAN
6.2.2 REELECT THIBAULT DE TERSANT AS DIRECTOR Mgmt For For
6.2.3 REELECT IAN COOKSON AS DIRECTOR Mgmt For For
6.2.4 REELECT ERIK HANSEN AS DIRECTOR Mgmt For For
6.2.5 REELECT PETER SPENSER AS DIRECTOR Mgmt For For
6.2.6 REELECT HOMAIRA AKBARI AS DIRECTOR Mgmt For For
6.2.7 REELECT MAURIZIO CARLI AS DIRECTOR Mgmt For For
7.1 REAPPOINT HOMAIRA AKBARI AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
7.2 REAPPOINT PETER SPENSER AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
7.3 REAPPOINT MAURIZIO CARLI AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
7.4 APPOINT JAMES BENSON AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
8 DESIGNATE PERREARD DE BOCCARD SA AS Mgmt For For
INDEPENDENT PROXY
9 RATIFY PRICEWATERHOUSECOOPERS SA AS Mgmt For For
AUDITORS
--------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION Agenda Number: 935378302
--------------------------------------------------------------------------------------------------------------------------
Security: 808513105
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: SCHW
ISIN: US8085131055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Walter W. Bettinger Mgmt For For
II
1B. Election of Director: Joan T. Dea Mgmt For For
1C. Election of Director: Christopher V. Dodds Mgmt For For
1D. Election of Director: Mark A. Goldfarb Mgmt Against Against
1E. Election of Director: Bharat B. Masrani Mgmt For For
1F. Election of Director: Charles A. Ruffel Mgmt For For
2. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as independent auditors.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Stockholder Proposal requesting disclosure Shr For Against
of lobbying policy, procedures and
oversight; lobbying expenditures; and
participation in organizations engaged in
lobbying.
5. Stockholder Proposal requesting Shr For Against
declassification of the board of directors
to elect each director annually.
--------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda Number: 935414831
--------------------------------------------------------------------------------------------------------------------------
Security: 872540109
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: TJX
ISIN: US8725401090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Zein Abdalla Mgmt For For
1B. Election of Director: Jose B. Alvarez Mgmt For For
1C. Election of Director: Alan M. Bennett Mgmt For For
1D. Election of Director: Rosemary T. Berkery Mgmt For For
1E. Election of Director: David T. Ching Mgmt For For
1F. Election of Director: C. Kim Goodwin Mgmt For For
1G. Election of Director: Ernie Herrman Mgmt For For
1H. Election of Director: Michael F. Hines Mgmt For For
1I. Election of Director: Amy B. Lane Mgmt For For
1J. Election of Director: Carol Meyrowitz Mgmt For For
1K. Election of Director: Jackwyn L. Nemerov Mgmt For For
1L. Election of Director: John F. O'Brien Mgmt For For
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers as TJX's independent
registered public accounting firm for
fiscal 2022.
3. Advisory approval of TJX's executive Mgmt For For
compensation (the say-on-pay vote).
4. Shareholder proposal for a report on animal Shr Against For
welfare.
5. Shareholder proposal for setting target Shr Against For
amounts for CEO compensation.
--------------------------------------------------------------------------------------------------------------------------
UNIVERSAL DISPLAY CORPORATION Agenda Number: 935395942
--------------------------------------------------------------------------------------------------------------------------
Security: 91347P105
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: OLED
ISIN: US91347P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a Mgmt For For
one-year term: Steven V. Abramson
1B. Election of Director to serve for a Mgmt For For
one-year term: Cynthia J. Comparin
1C. Election of Director to serve for a Mgmt For For
one-year term: Richard C. Elias
1D. Election of Director to serve for a Mgmt For For
one-year term: Elizabeth H. Gemmill
1E. Election of Director to serve for a Mgmt For For
one-year term: C. Keith Hartley
1F. Election of Director to serve for a Mgmt For For
one-year term: Celia M. Joseph
1G. Election of Director to serve for a Mgmt For For
one-year term: Lawrence Lacerte
1H. Election of Director to serve for a Mgmt For For
one-year term: Sidney D. Rosenblatt
1I. Election of Director to serve for a Mgmt For For
one-year term: Sherwin I. Seligsohn
2. Advisory resolution to approve the Mgmt Against Against
compensation of the Company's named
executive officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
WASTE CONNECTIONS, INC. Agenda Number: 935371283
--------------------------------------------------------------------------------------------------------------------------
Security: 94106B101
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: WCN
ISIN: CA94106B1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a one Mgmt For For
year term: Edward E. "Ned" Guillet
1B. Election of Director to serve for a one Mgmt For For
year term: Michael W. Harlan
1C. Election of Director to serve for a one Mgmt For For
year term: Larry S. Hughes
1D. Election of Director to serve for a one Mgmt For For
year term: Worthing F. Jackman
1E. Election of Director to serve for a one Mgmt For For
year term: Elise L. Jordan
1F. Election of Director to serve for a one Mgmt For For
year term: Susan "Sue" Lee
1G. Election of Director to serve for a one Mgmt For For
year term: Ronald J. Mittelstaedt
1H. Election of Director to serve for a one Mgmt For For
year term: William J. Razzouk
2. Say on Pay - Approve, on a non-binding, Mgmt For For
advisory basis, the compensation of our
named executive officers as disclosed in
the proxy statement.
3. Appoint Grant Thornton LLP as the Company's Mgmt For For
independent registered public accounting
firm until the close of the Company's 2022
Annual Meeting of Shareholders and
authorize the Company's Board of Directors
to fix the remuneration of the independent
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
WUXI BIOLOGICS (CAYMAN) INC. Agenda Number: 713258552
--------------------------------------------------------------------------------------------------------------------------
Security: G97008109
Meeting Type: EGM
Meeting Date: 12-Nov-2020
Ticker:
ISIN: KYG970081090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1023/2020102300388.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1023/2020102300430.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 TO APPROVE THE SHARE SUBDIVISION OF EVERY Mgmt For For
ONE (1) SHARE OF PAR VALUE USD 0.000025 OF
THE COMPANY INTO THREE (3) SUBDIVIDED
SHARES OF PAR VALUE USD 1/120,000 EACH OF
THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
WUXI BIOLOGICS (CAYMAN) INC. Agenda Number: 714172602
--------------------------------------------------------------------------------------------------------------------------
Security: G97008117
Meeting Type: AGM
Meeting Date: 16-Jun-2021
Ticker:
ISIN: KYG970081173
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0514/2021051401759.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0514/2021051401763.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE THE AUDITED CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY AND ITS
SUBSIDIARIES AND THE REPORTS OF THE
DIRECTORS AND OF THE INDEPENDENT AUDITOR OF
THE COMPANY FOR THE YEAR ENDED DECEMBER 31,
2020
2.A TO RE-ELECT MR. WILLIAM ROBERT KELLER AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
2.B TO RE-ELECT MR. TEH-MING WALTER KWAUK AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
3 TO ELECT DR. NING ZHAO AS NON-EXECUTIVE Mgmt Against Against
DIRECTOR
4 TO AUTHORISE THE BOARD OF DIRECTORS OR ANY Mgmt For For
DULY AUTHORISED BOARD COMMITTEE TO FIX THE
DIRECTORS' REMUNERATION FOR THE YEAR ENDING
DECEMBER 31, 2021
5 TO RE-APPOINT MESSRS. DELOITTE TOUCHE Mgmt For For
TOHMATSU AS AUDITORS AND TO AUTHORISE THE
BOARD OF DIRECTORS OR ANY DULY AUTHORISED
BOARD COMMITTEE TO FIX THEIR REMUNERATION
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE, ALLOT AND DEAL WITH THE SHARES OF
THE COMPANY
7 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE THE SHARES OF THE COMPANY
8 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
THE SHARES OF THE COMPANY BY ADDING THERETO
THE SHARES TO BE REPURCHASED BY THE COMPANY
9 TO GRANT A SPECIFIC MANDATE TO THE Mgmt Against Against
DIRECTORS OF THE COMPANY TO ISSUE AND ALLOT
THE CONNECTED RESTRICTED SHARES (AS DEFINED
IN THE NOTICE CONVENING THE AGM)
10 TO GRANT 945,200 CONNECTED RESTRICTED Mgmt Against Against
SHARES PURSUANT TO THE SCHEME (AS DEFINED
IN THE NOTICE CONVENING THE AGM) TO DR.
ZHISHENG CHEN
11 TO GRANT 263,679 CONNECTED RESTRICTED Mgmt Against Against
SHARES PURSUANT TO THE SCHEME TO DR.
WEICHANG ZHOU
12 TO GRANT 2,467 CONNECTED RESTRICTED SHARES Mgmt Against Against
PURSUANT TO THE SCHEME TO MR. WILLIAM
ROBERT KELLER
13 TO GRANT 4,934 CONNECTED RESTRICTED SHARES Mgmt Against Against
PURSUANT TO THE SCHEME TO MR. TEH-MING
WALTER KWAUK
14 TO GRANT 4,934 CONNECTED RESTRICTED SHARES Mgmt Against Against
PURSUANT TO THE SCHEME TO MR. KENNETH
WALTON HITCHNER III
15 TO GRANT 156,202 CONNECTED RESTRICTED Mgmt Against Against
SHARES PURSUANT TO THE SCHEME TO MR. JIAN
DONG
16 TO GRANT 98,305 CONNECTED RESTRICTED SHARES Mgmt Against Against
PURSUANT TO THE SCHEME TO MR. ANGUS SCOTT
MARSHALL TURNER
17 TO GRANT 17,420 CONNECTED RESTRICTED SHARES Mgmt Against Against
PURSUANT TO THE SCHEME TO MR. BRENDAN
MCGRATH
Chautauqua International Growth Fund
--------------------------------------------------------------------------------------------------------------------------
ADYEN N.V. Agenda Number: 713491455
--------------------------------------------------------------------------------------------------------------------------
Security: N3501V104
Meeting Type: EGM
Meeting Date: 12-Feb-2021
Ticker:
ISIN: NL0012969182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. OPENING AND ANNOUNCEMENTS Non-Voting
2. PROPOSAL APPOINTMENT ALEXANDER MATTHEY AS Mgmt For For
MEMBER OF THE MANAGEMENT BOARD WITH THE
TITLE CHIEF TECHNOLOGY OFFICER
3. PROPOSAL APPOINTMENT CAOIMHE TREASA KEOGAN Mgmt For For
AS MEMBER OF THE SUPERVISORY BOARD
4. ANY OTHER BUSINESS AND CLOSING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ADYEN N.V. Agenda Number: 713974219
--------------------------------------------------------------------------------------------------------------------------
Security: N3501V104
Meeting Type: AGM
Meeting Date: 03-Jun-2021
Ticker:
ISIN: NL0012969182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. OPENING AND ANNOUNCEMENTS Non-Voting
2. ANNUAL REPORT; MANAGEMENT BOARD Non-Voting
REMUNERATION; SUPERVISORY BOARD
REMUNERATION; ADOPTION OF THE ANNUAL
ACCOUNTS; DIVIDEND POLICY; DETERMINATION OF
DIVIDEND
2.a. DISCUSSION OF THE MANAGEMENT BOARD'S REPORT Non-Voting
AND THE SUPERVISORY BOARD'S REPORT FOR THE
PAST FINANCIAL YEAR. THE MANAGEMENT BOARD
WILL GIVE A PRESENTATION ON THE PERFORMANCE
OF THE COMPANY IN 2020. FURTHERMORE, THE
SUPERVISORY BOARD'S REPORT AND ACCOUNTANT
STATEMENTS WILL BE DISCUSSED
2.b. DISCUSSION OF THE REMUNERATION REPORT OVER Mgmt For For
THE YEAR 2020 INCLUDING THE MANAGEMENT
BOARD AND SUPERVISORY BOARD'S REMUNERATION
FOR THE PAST FINANCIAL YEAR. PLEASE REFER
TO THE REMUNERATION REPORT FOR THE
FINANCIAL YEAR 2020 (IN ACCORDANCE WITH THE
COMPANY'S EXISTING REMUNERATION POLICY AS
APPROVED BY THE GENERAL MEETING OF
SHAREHOLDERS WHICH WAS HELD ON 26 MAY 2020)
INCLUDED IN OUR ANNUAL REPORT ON PAGE 88,
AS PUBLISHED ON OUR WEBSITE
2.c. IT IS PROPOSED TO ADOPT THE ANNUAL ACCOUNTS Mgmt For For
FOR THE FINANCIAL YEAR 2020 AS DRAWN UP BY
THE MANAGEMENT BOARD AND SIGNED BY THE
MANAGEMENT BOARD AND THE SUPERVISORY BOARD.
PRICEWATERHOUSECOOPERS N.V. (PWC) HAS
AUDITED THE ANNUAL ACCOUNTS AND HAS ISSUED
AN UNQUALIFIED AUDITOR'S REPORT
2.d. DISCUSSION OF THE POLICY ON DIVIDEND, Non-Voting
RESERVATIONS AND DISTRIBUTIONS. PLEASE
REFER TO THE DIVIDEND POLICY PUBLISHED ON
THE COMPANY'S WEBSITE, AS FURTHER REFERRED
TO ON PAGE 128 OF THE ANNUAL REPORT FOR THE
FINANCIAL YEAR 2020. IN ACCORDANCE WITH THE
ARTICLES OF ASSOCIATION OF THE COMPANY, THE
MANAGEMENT BOARD, WITH THE APPROVAL OF THE
SUPERVISORY BOARD, DECIDED TO ALLOCATE THE
PROFITS FOR THE FINANCIAL YEAR 2020 TO THE
RESERVES OF THE COMPANY
3. IT IS PROPOSED TO DISCHARGE THE MEMBERS OF Mgmt For For
THE MANAGEMENT BOARD (IN 2020 BEING PIETER
VAN DER DOES (CEO), ARNOUT SCHUIJFF (CTO),
INGO UYTDEHAAGE (CFO), ROELANT PRINS (CCO),
MARITTE SWART (CLCO) AND KAMRAN ZAKI (COO))
FROM LIABILITY IN RESPECT OF THE
PERFORMANCE OF THEIR MANAGEMENT DUTIES TO
THE EXTENT THAT SUCH PERFORMANCE IS
APPARENT FROM THE ANNUAL ACCOUNTS FOR THE
FINANCIAL YEAR 2020 OR HAS BEEN OTHERWISE
DISCLOSED TO THE GENERAL MEETING BEFORE THE
RESOLUTION IS ADOPTED. IT IS FURTHERMORE
PROPOSED TO DISCHARGE THE MEMBERS OF THE
MANAGEMENT BOARD WHO RESIGNED IN THE COURSE
OF 2020 (BEING JOOP WIJN (FORMER CSRO) AND
SAM HALSE (FORMER COO)) FROM LIABILITY FOR
MANAGEMENT DUTIES PERFORMED IN THE
FINANCIAL YEAR 2020 UNTIL THEIR EFFECTIVE
DATE OF RESIGNATION
4. IT IS PROPOSED TO DISCHARGE THE MEMBERS OF Mgmt For For
THE SUPERVISORY BOARD (IN 2020 BEING PIERO
OVERMARS, DELFIN RUEDA, JOEP VAN BEURDEN
AND PAMELA JOSEPH) FROM LIABILITY IN
RESPECT OF THE PERFORMANCE OF THEIR
SUPERVISORY DUTIES TO THE EXTENT THAT SUCH
PERFORMANCE IS APPARENT FROM THE ANNUAL
ACCOUNTS FOR THE FINANCIAL YEAR 2020 OR HAS
BEEN OTHERWISE DISCLOSED TO THE GENERAL
MEETING BEFORE THE RESOLUTION IS ADOPTED
5. PROPOSAL REAPPOINTMENT INGO JEROEN Mgmt For For
UYTDEHAAGE AS MEMBER OF THE MANAGEMENT
BOARD WITH THE TITLE CHIEF FINANCIAL
OFFICER
6. PROPOSAL REAPPOINTMENT DELFIN RUEDA ARROYO Mgmt For For
AS MEMBER OF THE SUPERVISORY BOARD
7. IT IS PROPOSED TO RENEW THE AUTHORITY OF Mgmt For For
THE MANAGEMENT BOARD, SUBJECT TO THE
SUPERVISORY BOARD S APPROVAL, TO ISSUE
ORDINARY SHARES OR TO GRANT RIGHTS TO
SUBSCRIBE FOR ORDINARY SHARES FOR A PERIOD
OF 18 MONTHS FROM THE DATE OF THIS GENERAL
MEETING UP TO 10% OF THE TOTAL NUMBER OF
SHARES ISSUED AT THE TIME OF THE GENERAL
MEETING FOR ANY PURPOSES. ONCE THIS
AUTHORIZATION IS APPROVED, THIS WILL
REPLACE THE CURRENT AUTHORIZATIONS. ONCE
APPROVED, THE AUTHORIZATION CANNOT BE
REVOKED
8. IT IS PROPOSED TO RENEW THE AUTHORITY OF Mgmt For For
THE MANAGEMENT BOARD, SUBJECT TO THE
SUPERVISORY BOARD'S APPROVAL, TO RESTRICT
OR EXCLUDE APPLICABLE PRE-EMPTIVE RIGHTS
WHEN ISSUING ORDINARY SHARES OR GRANTING
RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES AS
SET OUT IN ITEM 7 ABOVE FOR A PERIOD OF 18
MONTHS FROM THE DATE OF THIS GENERAL
MEETING. ONCE THIS AUTHORIZATION IS
APPROVED, THIS WILL REPLACE THE CURRENT
AUTHORIZATIONS. ONCE APPROVED, THE
AUTHORIZATION CANNOT BE REVOKED
9. AUTHORITY TO ACQUIRE OWN SHARES Mgmt For For
10. IN ACCORDANCE WITH THE RECOMMENDATIONS OF Mgmt For For
THE AUDIT COMMITTEE, THE SUPERVISORY BOARD
PROPOSES TO REAPPOINT PWC AS EXTERNAL
AUDITOR OF THE COMPANY FOR THE CURRENT
FINANCIAL YEAR
11. ANY OTHER BUSINESS AND CLOSING Non-Voting
CMMT "INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE"
--------------------------------------------------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED Agenda Number: 935265086
--------------------------------------------------------------------------------------------------------------------------
Security: 01609W102
Meeting Type: Annual
Meeting Date: 30-Sep-2020
Ticker: BABA
ISIN: US01609W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Amend and restate the Company's Memorandum Mgmt For For
and Articles of Association to expressly
permit completely virtual shareholders'
meetings and reflect such updates as are
detailed in the proxy statement and set
forth in Exhibit A thereto.
2.1 Election of Director: MAGGIE WEI WU (To Mgmt Against Against
serve for a three year term or until such
director's successor is elected or
appointed and duly qualified).
2.2 Election of Director: KABIR MISRA (To serve Mgmt Against Against
for a three year term or until such
director's successor is elected or
appointed and duly qualified).
2.3 Election of Director: WALTER TEH MING KWAUK Mgmt For For
(To serve for a three year term or until
such director's successor is elected or
appointed and duly qualified).
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers as the independent
registered public accounting firm of the
Company for the fiscal year ending March
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
AMS AG Agenda Number: 714047443
--------------------------------------------------------------------------------------------------------------------------
Security: A0400Q115
Meeting Type: AGM
Meeting Date: 02-Jun-2021
Ticker:
ISIN: AT0000A18XM4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE MEETING SPECIFIC POWER Non-Voting
OF ATTORNEY NEEDS TO BE CORRECTLY FILLED IN
OR YOUR VOTE INSTRUCTION MAY BE REJECTED.
THE BENEFICIAL OWNER NAME MUST CORRESPOND
TO THAT GIVEN ON ACCOUNT SET UP WITH YOUR
CUSTODIAN BANK. ADDITIONALLY, THE SHARE
AMOUNT IS THE SETTLED HOLDING AS OF RECORD
DATE. PLEASE CONTACT YOUR CUSTODIAN BANK IF
YOU HAVE ANY QUESTIONS. THANK YOU.
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME Mgmt For For
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
MEMBERS
6 RATIFY AUDITORS FOR FISCAL YEAR 2021 Mgmt For For
7 APPROVE REMUNERATION POLICY Mgmt Against Against
8 APPROVE REMUNERATION REPORT Mgmt Against Against
9 APPROVE INCREASE IN SIZE OF SUPERVISORY Mgmt For For
BOARD
10 ELECT SUPERVISORY BOARD MEMBER Mgmt For For
11 CHANGE COMPANY NAME Mgmt For For
12 APPROVE CREATION OF POOL OF CAPITAL WITHOUT Mgmt For For
PREEMPTIVE RIGHTS
13.1 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
13.2 RECEIVE REPORT ON SHARE REPURCHASE PROGRAM Non-Voting
AND REISSUANCE OF REPURCHASED SHARES
--------------------------------------------------------------------------------------------------------------------------
ASML HOLDINGS N.V. Agenda Number: 935388529
--------------------------------------------------------------------------------------------------------------------------
Security: N07059210
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: ASML
ISIN: USN070592100
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3a Advisory vote on the remuneration report Mgmt For For
for the Board of Management and the
Supervisory Board for the financial year
2020.
3b Proposal to adopt the financial statements Mgmt For For
of the Company for the financial year 2020,
as prepared in accordance with Dutch law.
3d Proposal to adopt a dividend in respect of Mgmt For For
the financial year 2020.
4a Proposal to discharge the members of the Mgmt For For
Board of Management from liability for
their responsibilities in the financial
year 2020.
4b Proposal to discharge the members of the Mgmt For For
Supervisory Board from liability for their
responsibilities in the financial year
2020.
5 Proposal to approve the number of shares Mgmt For For
for the Board of Management.
6 Proposal to adopt certain adjustments to Mgmt For For
the Remuneration Policy for the Board of
Management.
7 Proposal to adopt certain adjustments to Mgmt For For
the Remuneration Policy for the Supervisory
Board.
9a Proposal to appoint Ms. B. Conix as a Mgmt For For
member of the Supervisory Board.
10 Proposal to appoint KPMG Accountants N.V. Mgmt For For
as external auditor for the reporting year
2022.
11a Authorization to issue ordinary shares or Mgmt For For
grant rights to subscribe for ordinary
shares up to 5% for general purposes.
11b Authorization of the Board of Management to Mgmt For For
restrict or exclude pre-emption rights in
connection with agenda item 11 a).
11c Authorization to issue ordinary shares or Mgmt For For
grant rights to subscribe for ordinary
shares up to 5% in connection with or on
the occasion of mergers, acquisitions
and/or (strategic) alliances.
11d Authorization of the Board of Management to Mgmt For For
restrict or exclude pre-emption rights in
connection with agenda item 11 c).
12a Authorization to repurchase ordinary shares Mgmt For For
up to 10% of the issued share capital.
12b Authorization to repurchase additional Mgmt For For
ordinary shares up to 10% of the issued
share capital.
13 Proposal to cancel ordinary shares. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ATLASSIAN CORPORATION PLC Agenda Number: 935287513
--------------------------------------------------------------------------------------------------------------------------
Security: G06242104
Meeting Type: Annual
Meeting Date: 03-Dec-2020
Ticker: TEAM
ISIN: GB00BZ09BD16
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the Company's accounts and the Mgmt For For
reports of the directors and the auditors
for the year ended June 30, 2020 (the
Annual Report).
2. To approve the Directors' Remuneration Mgmt For For
Report, as set forth in the Annual Report.
3. To reappoint Ernst & Young LLP as auditor Mgmt For For
of the Company to hold office until the
conclusion of the next annual general
meeting of the Company.
4. To authorize the Audit Committee of the Mgmt For For
Board of Directors to determine the
remuneration of the auditor.
5. To re-elect Shona L. Brown as a director of Mgmt For For
the Company.
6. To re-elect Michael Cannon-Brookes as a Mgmt For For
director of the Company.
7. To re-elect Scott Farquhar as a director of Mgmt For For
the Company.
8. To re-elect Heather Mirjahangir Fernandez Mgmt For For
as a director of the Company.
9. To re-elect Sasan Goodarzi as a director of Mgmt For For
the Company.
10. To re-elect Jay Parikh as a director of the Mgmt For For
Company.
11. To re-elect Enrique Salem as a director of Mgmt For For
the Company.
12. To re-elect Steven Sordello as a director Mgmt For For
of the Company.
13. To re-elect Richard P. Wong as a director Mgmt For For
of the Company.
14. To consider and, if thought fit, pass the Mgmt For For
following as an ordinary resolution: That
the Company be generally and
unconditionally authorized in accordance
with section 693A of the Companies Act 2006
to make off-market purchases (within the
meaning of section 693 of the Companies Act
2006) of its own Class A ordinary shares
for the purposes of, or pursuant to, an
employee share scheme (within the meaning
of section 1166 of the Companies Act 2006).
15. To consider and, if thought fit, pass the Mgmt For For
following as an ordinary resolution: That
the Company be authorized pursuant to
section 694 of Companies Act 2006 to
repurchase up to a maximum of 65,081 of its
own Class A ordinary shares pursuant to, &
on terms described in, a Securities
Restriction Agreement and produced at
meeting ("Securities Restriction
Agreement") & that the terms, & entry into,
of Securities Restriction Agreement is
hereby approved, ratified & confirmed
(authority conferred on Company by this
Resolution 15 to expire on December 3,
2025).
--------------------------------------------------------------------------------------------------------------------------
BEIGENE LTD Agenda Number: 935285583
--------------------------------------------------------------------------------------------------------------------------
Security: 07725L102
Meeting Type: Special
Meeting Date: 20-Nov-2020
Ticker: BGNE
ISIN: US07725L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THAT the grant of an option to acquire Mgmt For For
shares to Amgen Inc. ("Amgen") to allow
Amgen to subscribe for additional shares
under a specific mandate in an amount
necessary to enable it to increase (and
subsequently maintain) its ownership at
approximately 20.6% of the Company's
outstanding share capital, up to an
aggregate of 75,000,000 ordinary shares
during the option term, pursuant to the
terms of the Restated Amendment No. 2 dated
September 24, 2020 to the Share Purchase
Agreement ...Due to space limits, see proxy
material for full proposal.
--------------------------------------------------------------------------------------------------------------------------
BEIGENE LTD Agenda Number: 935434643
--------------------------------------------------------------------------------------------------------------------------
Security: 07725L102
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: BGNE
ISIN: US07725L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 THAT Donald W. Glazer be and is hereby Mgmt For For
re-elected to serve as a Class II director
of the Company until the 2024 annual
general meeting of the shareholders of the
Company and until his successor is duly
elected and qualified, subject to his
earlier resignation or removal.
O2 THAT Michael Goller be and is hereby Mgmt For For
re-elected to serve as a Class II director
of the Company until the 2024 annual
general meeting of the shareholders of the
Company and until his successor is duly
elected and qualified, subject to his
earlier resignation or removal.
O3 THAT Thomas Malley be and is hereby Mgmt For For
re-elected to serve as a Class II director
of the Company until the 2024 annual
general meeting of the shareholders of the
Company and until his successor is duly
elected and qualified, subject to his
earlier resignation or removal.
O4 THAT Corazon (Corsee) D. Sanders be and is Mgmt For For
hereby re-elected to serve as a Class II
director until the 2024 annual general
meeting of the shareholders of the Company
and until her successor is duly elected and
qualified, subject to her earlier
resignation or removal.
O5 THAT the appointment of Ernst & Young Hua Mgmt For For
Ming LLP and Ernst & Young as the Company's
independent registered public accounting
firms for the fiscal year ending December
31, 2021 be and is hereby approved,
ratified and confirmed.
O6 THAT the granting of a share issue mandate Mgmt For For
to the Board of Directors to issue, allot
or deal with unissued ordinary shares
and/or American Depositary Shares not
exceeding 20% of the total number of issued
ordinary shares of the Company as of the
date of passing of this ordinary resolution
up to the next annual general meeting of
the shareholders of the Company be and is
hereby approved.
O7 THAT the Company and its underwriters be Mgmt For For
and are hereby authorized, in their sole
discretion, to allocate to each of Baker
Bros. Advisors LP and Hillhouse Capital
Management, Ltd. and parties affiliated
with each of them (the "Existing
Shareholders"), up to a maximum amount of
shares in order to maintain the same
shareholding percentage of each of the
Existing Shareholders (based on the
then-outstanding share capital of the
Company) before and after the allocation of
the corresponding securities.
O8 THAT the Company and its underwriters be Mgmt For For
and are hereby authorized, in their sole
discretion, to allocate to each of the
Existing Shareholders, up to a maximum
amount of shares in order to maintain the
same shareholding percentage of each of the
Existing Shareholders (based on the
then-outstanding share capital of the
Company) before and after the proposed
issue of shares (the "RMB Shares") to be
listed on the Science and Technology
Innovation Board (the "STAR Market") of the
Shanghai Stock Exchange.
O9 THAT the Company and its underwriters be Mgmt For For
and are hereby authorized, in their sole
discretion, to allocate to Amgen Inc.
("Amgen"), up to a maximum amount of shares
in order to maintain the same shareholding
percentage of Amgen (based on the then-
outstanding share capital of the Company)
before and after the allocation of the
corresponding securities issued pursuant to
an offering conducted pursuant to the
general mandate set forth in Resolution 6
for a period of five years, which period
will be subject to an extension on a
rolling basis each year.
O10 THAT the Company and its underwriters be Mgmt For For
and are hereby authorized, in their sole
discretion, to allocate to Amgen, up to a
maximum amount of shares in order to
maintain the same shareholding percentage
of Amgen (based on the then-outstanding
share capital of the Company) before and
after the proposed issue of shares to be
listed on the STAR Market and to be traded
in RMB pursuant to the general mandate set
forth in Resolution 6.
O11 THAT the grant of an option to acquire Mgmt For For
shares to Amgen to allow Amgen to subscribe
for additional shares under a specific
mandate in an amount necessary to enable it
to increase (and subsequently maintain) its
ownership at approximately 20.6% of the
Company's outstanding share capital, up to
an aggregate of 75,000,000 ordinary shares
during the option term, pursuant to the
terms of the Restated Amendment No. 2 dated
September 24, 2020 to the Share Purchase
Agreement dated October 31, 2019, as
amended.
O12 THAT the grant of the restricted share Mgmt Against Against
units ("RSUs") with a grant date fair value
of US$3,750,000 to Mr. John V. Oyler under
the Second Amended and Restated 2016 Share
Option and Incentive Plan (as amended, the
"2016 Plan"), according to the terms and
conditions described in the Proxy
Statement, be and is hereby approved.
O13 THAT the grant of RSUs with a grant date Mgmt Against Against
fair value of US$1,000,000 to Dr. Xiaodong
Wang under the 2016 Plan, according to the
terms and conditions described in the Proxy
Statement, be and is hereby approved.
O14 THAT the grant of the RSUs with a grant Mgmt Against Against
date fair value of US$200,000 to each of
other non-executive and independent non-
executive directors, Mr. Anthony C. Hooper,
Mr. Timothy Chen, Mr. Donald W. Glazer, Mr.
Michael Goller, Mr. Ranjeev Krishana, Mr.
Thomas Malley, Dr. Corazon (Corsee) D.
Sanders, Mr. Jing- Shyh (Sam) Su and Mr.
Qingqing Yi, under the 2016 Plan, according
to the terms and conditions described in
the Proxy Statement, be and is hereby
approved.
O15 THAT, on a non-binding, advisory basis, the Mgmt Against Against
compensation of the Company's named
executive officers, as disclosed in the
Proxy Statement, be and is hereby approved.
S16 THAT the adoption of the Sixth Amended and Mgmt For For
Restated Memorandum and Articles of
Association of the Company, be and is
hereby approved, conditioned on and subject
to the listing of RMB Shares on the STAR
Market.
O17 THAT the adjournment of the Annual Meeting Mgmt Against Against
by the chairman, if necessary, to solicit
additional proxies if there are
insufficient votes at the time of the
Annual General Meeting to approve any of
the proposals described above, and on the
reverse side, be and is hereby approved.
--------------------------------------------------------------------------------------------------------------------------
BROOKFIELD RENEWABLE CORPORATION Agenda Number: 935439275
--------------------------------------------------------------------------------------------------------------------------
Security: 11284V105
Meeting Type: Annual
Meeting Date: 22-Jun-2021
Ticker: BEPC
ISIN: CA11284V1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Jeffrey Blidner Mgmt Withheld Against
Scott Cutler Mgmt For For
E. de Carvalho Filho Mgmt For For
Nancy Dorn Mgmt For For
David Mann Mgmt For For
Lou Maroun Mgmt For For
Sachin Shah Mgmt For For
Stephen Westwell Mgmt For For
Patricia Zuccotti Mgmt For For
2 Appointment of Ernst & Young LLP as Mgmt For For
Auditors of the Corporation for the ensuing
year and authorizing the Directors to fix
their remuneration.
--------------------------------------------------------------------------------------------------------------------------
BYD COMPANY LTD Agenda Number: 713039243
--------------------------------------------------------------------------------------------------------------------------
Security: Y1023R104
Meeting Type: EGM
Meeting Date: 08-Sep-2020
Ticker:
ISIN: CNE100000296
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0821/2020082101032.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0821/2020082101022.pdf
CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting
BY THE ISSUER, AGAINST AND ABSTAIN VOTES
FOR RESOLUTIONS 1.A THROUGH 1.C WILL BE
PROCESSED AS TAKE NO ACTION BY THE LOCAL
CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE
RESOLUTIONS WILL BE LODGED IN THE MARKET."
1.A TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RESPECT OF THE ELECTION OF NEW SESSION OF
THE BOARD OF THE COMPANY: THE RE-ELECTION
OF MR. WANG CHUAN-FU AS AN EXECUTIVE
DIRECTOR
1.B TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RESPECT OF THE ELECTION OF NEW SESSION OF
THE BOARD OF THE COMPANY: THE RE-ELECTION
OF MR. LV XIANG-YANG AS A NON-EXECUTIVE
DIRECTOR
1.C TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RESPECT OF THE ELECTION OF NEW SESSION OF
THE BOARD OF THE COMPANY: THE RE-ELECTION
OF MR. XIA ZUO-QUAN AS A NON-EXECUTIVE
DIRECTOR
CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting
BY THE ISSUER, AGAINST AND ABSTAIN VOTES
FOR RESOLUTIONS 1.D THROUGH 1.F WILL BE
PROCESSED AS TAKE NO ACTION BY THE LOCAL
CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE
RESOLUTIONS WILL BE LODGED IN THE MARKET."
1.D TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RESPECT OF THE ELECTION OF NEW SESSION OF
THE BOARD OF THE COMPANY: THE ELECTION OF
MR CAI HONG-PING AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR
1.E TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RESPECT OF THE ELECTION OF NEW SESSION OF
THE BOARD OF THE COMPANY: THE ELECTION OF
MR. JIANG YAN-BO AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR
1.F TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RESPECT OF THE ELECTION OF NEW SESSION OF
THE BOARD OF THE COMPANY: THE ELECTION OF
MR. ZHANG MIN AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR
CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting
BY THE ISSUER, AGAINST AND ABSTAIN VOTES
FOR RESOLUTIONS 2.A THROUGH 2.C WILL BE
PROCESSED AS TAKE NO ACTION BY THE LOCAL
CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE
RESOLUTIONS WILL BE LODGED IN THE MARKET."
2.A TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RESPECT OF THE ELECTION OF NEW SESSION OF
THE SUPERVISORY COMMITTEE OF THE COMPANY:
THE RE-ELECTION OF MR. DONG JUN-QING AS A
SUPERVISOR
2.B TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RESPECT OF THE ELECTION OF NEW SESSION OF
THE SUPERVISORY COMMITTEE OF THE COMPANY:
THE RE-ELECTION OF MR. LI YONG-ZHAO AS A
SUPERVISOR
2.C TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RESPECT OF THE ELECTION OF NEW SESSION OF
THE SUPERVISORY COMMITTEE OF THE COMPANY:
THE RE-ELECTION OF MR. HUANG JIANG-FENG AS
A SUPERVISOR
2.D TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RESPECT OF THE ELECTION OF NEW SESSION OF
THE SUPERVISORY COMMITTEE OF THE COMPANY:
THE BOARD BE AND IS HEREBY AUTHORIZED TO
ENTER INTO A SUPERVISOR SERVICE CONTRACT
WITH MS. WANG ZHEN AND MR. YANG DONG-SHENG
UPON SUCH TERMS AND CONDITIONS AS THE BOARD
SHALL THINK FIT AND TO DO ALL SUCH ACTS AND
THINGS TO GIVE EFFECT TO SUCH RE-ELECTION
3 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RESPECT OF THE FIXING THE REMUNERATIONS OF
THE DIRECTORS OF THE SEVENTH SESSION OF THE
BOARD OF THE COMPANY AND ALLOWANCES OF
INDEPENDENT DIRECTORS
4 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RESPECT OF THE FIXING THE REMUNERATIONS OF
THE SUPERVISORS OF THE SEVENTH SESSION OF
THE SUPERVISORY COMMITTEE OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
BYD COMPANY LTD Agenda Number: 713402915
--------------------------------------------------------------------------------------------------------------------------
Security: Y1023R104
Meeting Type: EGM
Meeting Date: 10-Dec-2020
Ticker:
ISIN: CNE100000296
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1119/2020111900417.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1119/2020111900462.pdf
1 TO CONSIDER AND APPROVE THE INCREASE OF Mgmt For For
SHAREHOLDERS' DEPOSITS LIMIT BY THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
BYD COMPANY LTD Agenda Number: 713926802
--------------------------------------------------------------------------------------------------------------------------
Security: Y1023R104
Meeting Type: AGM
Meeting Date: 08-Jun-2021
Ticker:
ISIN: CNE100000296
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0414/2021041401167.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0414/2021041401151.pdf
1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY ("THE
BOARD") FOR THE YEAR ENDED 31 DECEMBER 2020
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR ENDED 31 DECEMBER 2020
3 TO CONSIDER AND APPROVE THE AUDITED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY FOR THE
YEAR ENDED 31 DECEMBER 2020
4 TO CONSIDER AND APPROVE THE ANNUAL REPORTS Mgmt For For
OF THE COMPANY FOR THE YEAR ENDED 31
DECEMBER 2020 AND THE SUMMARY THEREOF
5 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PLAN OF THE COMPANY FOR THE
YEAR ENDED 31 DECEMBER 2020
6 TO APPOINT PRC AUDITOR, PRC INTERNAL Mgmt For For
CONTROL AUDIT INSTITUTION AND AUDITOR
OUTSIDE THE PRC FOR THE FINANCIAL YEAR OF
2021 AND TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY, AND TO AUTHORISE
THE BOARD TO DETERMINE THEIR REMUNERATION
7 TO CONSIDER AND APPROVE THE PROVISION OF Mgmt Against Against
GUARANTEE BY THE GROUP
8 TO CONSIDER AND APPROVE THE ESTIMATED CAP Mgmt For For
OF ORDINARY CONNECTED TRANSACTIONS OF THE
GROUP FOR THE YEAR 2021
9 TO CONSIDER AND APPROVE: (A) THE GRANT TO Mgmt Against Against
THE BOARD A GENERAL MANDATE TO ALLOT, ISSUE
AND DEAL WITH ADDITIONAL H SHARES IN THE
CAPITAL OF THE COMPANY SUBJECT TO THE
FOLLOWING CONDITIONS: (I) THAT THE
AGGREGATE NOMINAL AMOUNT OF H SHARES OF THE
COMPANY ALLOTTED, ISSUED AND DEALT WITH OR
AGREED CONDITIONALLY OR UNCONDITIONALLY TO
BE ALLOTTED, ISSUED OR DEALT WITH BY THE
BOARD PURSUANT TO THE GENERAL MANDATE SHALL
NOT EXCEED 20 PER CENT OF THE AGGREGATE
NOMINAL AMOUNT OF H SHARES OF THE COMPANY
IN ISSUE; (II) THAT THE EXERCISE OF THE
GENERAL MANDATE SHALL BE SUBJECT TO ALL
GOVERNMENTAL AND/OR REGULATORY APPROVAL(S),
IF ANY, AND APPLICABLE LAWS (INCLUDING BUT
WITHOUT LIMITATION, THE COMPANY LAW OF THE
PRC AND THE RULES GOVERNING THE LISTING OF
SECURITIES ON THE STOCK EXCHANGE OF HONG
KONG LIMITED ("THE LISTING RULES")); (III)
THAT THE GENERAL MANDATE SHALL REMAIN VALID
UNTIL THE EARLIEST OF (1) THE CONCLUSION OF
THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY; OR (2) THE EXPIRATION OF A
12-MONTH PERIOD FOLLOWING THE PASSING OF
THIS RESOLUTION; OR (3) THE DATE ON WHICH
THE AUTHORITY SET OUT IN THIS RESOLUTION IS
REVOKED OR VARIED BY A SPECIAL RESOLUTION
OF THE SHAREHOLDERS OF THE COMPANY IN A
GENERAL MEETING; AND (B) THE AUTHORISATION
TO THE BOARD TO APPROVE, EXECUTE AND DO OR
PROCURE TO BE EXECUTED AND DONE, ALL SUCH
DOCUMENTS, DEEDS AND THINGS AS IT MAY
CONSIDER NECESSARY OR EXPEDIENT IN
CONNECTION WITH THE ALLOTMENT AND ISSUE OF
ANY NEW SHARES PURSUANT TO THE EXERCISE OF
THE GENERAL MANDATE REFERRED TO IN
PARAGRAPH (A) OF THIS RESOLUTION
10 TO CONSIDER AND APPROVE A GENERAL AND Mgmt Against Against
UNCONDITIONAL MANDATE TO THE DIRECTORS OF
BYD ELECTRONIC (INTERNATIONAL) COMPANY
LIMITED (BYD ELECTRONIC) TO ALLOT, ISSUE
AND DEAL WITH NEW SHARES OF BYD ELECTRONIC
NOT EXCEEDING 20 PERCENT OF THE NUMBER OF
THE ISSUED SHARES OF BYD ELECTRONIC
11 TO CONSIDER AND APPROVE PROVISION OF PHASED Mgmt For For
GUARANTEE FOR MORTGAGE-BACKED CAR BUYERS TO
BYD AUTO FINANCE COMPANY LIMITED (AS
SPECIFIED) BY THE STORE DIRECTLY RUN BY THE
COMPANY'S HOLDING SUBSIDIARY
12 TO CONSIDER AND APPROVE THE INCREASE OF Mgmt For For
SHAREHOLDERS' DEPOSITS LIMIT BY THE COMPANY
13 TO CONSIDER AND APPROVE THE AUTHORISATION Mgmt Against Against
TO THE BOARD OF DETERMINE THE PROPOSED PLAN
FOR THE ISSUANCE OF DEBT FINANCING
INSTRUMENT(S)
--------------------------------------------------------------------------------------------------------------------------
BYD COMPANY LTD Agenda Number: 714249453
--------------------------------------------------------------------------------------------------------------------------
Security: Y1023R104
Meeting Type: EGM
Meeting Date: 16-Jun-2021
Ticker:
ISIN: CNE100000296
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0531/2021053100647.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0531/2021053100682.pdf
1 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE SPIN-OFF AND LISTING OF BYD
SEMICONDUCTOR COMPANY LIMITED ON THE
CHINEXT BOARD IN COMPLIANCE WITH THE
REQUIREMENTS UNDER RELEVANT LAWS AND
REGULATIONS
2 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE PLAN ON THE SPIN-OFF AND
LISTING OF BYD SEMICONDUCTOR COMPANY
LIMITED ON THE CHINEXT BOARD
3 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE PROPOSAL OF THE SPIN-OFF
AND LISTING OF BYD SEMICONDUCTOR COMPANY
LIMITED ON THE CHINEXT BOARD
4 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE SPIN-OFF AND LISTING OF BYD
SEMICONDUCTOR COMPANY LIMITED ON THE
CHINEXT BOARD IN COMPLIANCE WITH "SEVERAL
PROVISIONS ON THE PILOT PROGRAM OF LISTED
COMPANIES' SPIN-OFF OF SUBSIDIARIES FOR
DOMESTIC LISTING" ("AS SPECIFIED")
5 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE SPIN-OFF AND LISTING OF BYD
SEMICONDUCTOR COMPANY LIMITED ON THE
CHINEXT BOARD WHICH BENEFITS THE
SAFEGUARDING OF LEGAL RIGHTS AND INTERESTS
OF SHAREHOLDERS AND CREDITORS
6 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE ABILITY TO MAINTAIN
INDEPENDENCE AND SUSTAINABLE OPERATION OF
THE COMPANY
7 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE AFFIRMATION OF CAPABILITY
OF BYD SEMICONDUCTOR COMPANY LIMITED TO
IMPLEMENT REGULATED OPERATION
8 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE EXPLANATION OF THE
COMPLETENESS OF AND COMPLIANCE WITH
STATUTORY PROCEDURES OF THE SPIN-OFF AND
THE VALIDITY OF LEGAL DOCUMENTS SUBMITTED
9 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE ANALYSIS ON THE OBJECTIVES,
COMMERCIAL REASONABLENESS, NECESSITY AND
FEASIBILITY OF THE SPIN-OFF
10 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE AUTHORISATION BY THE
GENERAL MEETING TO THE BOARD OF DIRECTORS
AND ITS AUTHORISED PERSONS TO DEAL WITH
MATTERS RELATING TO THE SPIN-OFF AND
LISTING
11 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt Against Against
RELATION TO THE PROPOSED SHARE OPTION
SCHEME OF BYD SEMICONDUCTOR COMPANY LIMITED
--------------------------------------------------------------------------------------------------------------------------
CONSTELLATION SOFTWARE INC Agenda Number: 712940166
--------------------------------------------------------------------------------------------------------------------------
Security: 21037X100
Meeting Type: SGM
Meeting Date: 05-Aug-2020
Ticker:
ISIN: CA21037X1006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 1.1 TO 1.4. THANK YOU
1.1 ELECTION OF DIRECTOR: JOHN BILLOWITS Mgmt Abstain Against
1.2 ELECTION OF DIRECTOR: DONNA PARR Mgmt For For
1.3 ELECTION OF DIRECTOR: ANDREW PASTOR Mgmt For For
1.4 ELECTION OF DIRECTOR: BARRY SYMONS Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
CONSTELLATION SOFTWARE INC Agenda Number: 713740149
--------------------------------------------------------------------------------------------------------------------------
Security: 21037X100
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: CA21037X1006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.15 AND
2. THANK YOU
1.1 ELECTION OF DIRECTOR: JEFF BENDER Mgmt For For
1.2 ELECTION OF DIRECTOR: JOHN BILLOWITS Mgmt For For
1.3 ELECTION OF DIRECTOR: LAWRENCE CUNNINGHAM Mgmt For For
1.4 ELECTION OF DIRECTOR: SUSAN GAYNER Mgmt For For
1.5 ELECTION OF DIRECTOR: ROBERT KITTEL Mgmt For For
1.6 ELECTION OF DIRECTOR: MARK LEONARD Mgmt For For
1.7 ELECTION OF DIRECTOR: PAUL MCFEETERS Mgmt For For
1.8 ELECTION OF DIRECTOR: MARK MILLER Mgmt For For
1.9 ELECTION OF DIRECTOR: LORI O'NEILL Mgmt For For
1.10 ELECTION OF DIRECTOR: DONNA PARR Mgmt For For
1.11 ELECTION OF DIRECTOR: ANDREW PASTOR Mgmt For For
1.12 ELECTION OF DIRECTOR: DEXTER SALNA Mgmt For For
1.13 ELECTION OF DIRECTOR: STEPHEN R. SCOTCHMER Mgmt For For
1.14 ELECTION OF DIRECTOR: BARRY SYMONS Mgmt For For
1.15 ELECTION OF DIRECTOR: ROBIN VAN POELJE Mgmt For For
2 RE-APPOINTMENT OF KPMG LLP, AS AUDITORS OF Mgmt For For
THE CORPORATION FOR THE ENSUING YEAR AND TO
AUTHORIZE THE DIRECTORS TO FIX THE
REMUNERATION TO BE PAID TO THE AUDITORS
3 AN ADVISORY VOTE TO ACCEPT THE Mgmt For For
CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION AS MORE PARTICULARLY DESCRIBED
IN THE ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD Agenda Number: 713664490
--------------------------------------------------------------------------------------------------------------------------
Security: Y20246107
Meeting Type: AGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: SG1L01001701
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF DIRECTORS' STATEMENT, AUDITED Mgmt For For
FINANCIAL STATEMENTS AND AUDITOR'S REPORT
2 DECLARATION OF FINAL DIVIDEND ON ORDINARY Mgmt For For
SHARES
3 APPROVAL OF PROPOSED DIRECTORS' Mgmt For For
REMUNERATION OF SGD 4,101,074 FOR FY2020
4 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS AUDITOR AND AUTHORISATION FOR
DIRECTORS TO FIX ITS REMUNERATION
5 RE-ELECTION OF MR PIYUSH GUPTA AS A Mgmt For For
DIRECTOR RETIRING UNDER ARTICLE 99
6 RE-ELECTION OF MS PUNITA LAL AS A DIRECTOR Mgmt For For
RETIRING UNDER ARTICLE 105
7 RE-ELECTION OF MR ANTHONY LIM WENG KIN AS A Mgmt For For
DIRECTOR RETIRING UNDER ARTICLE 105
8 AUTHORITY TO GRANT AWARDS AND ISSUE SHARES Mgmt For For
UNDER THE DBSH SHARE PLAN
9 AUTHORITY TO GRANT AWARDS AND ISSUE SHARES Mgmt For For
UNDER THE CALIFORNIA SUB-PLAN TO THE DBSH
SHARE PLAN
10 GENERAL AUTHORITY TO ISSUE SHARES AND TO Mgmt For For
MAKE OR GRANT CONVERTIBLE INSTRUMENTS
SUBJECT TO LIMITS
11 AUTHORITY TO ISSUE SHARES PURSUANT TO THE Mgmt For For
DBSH SCRIP DIVIDEND SCHEME
12 APPROVAL OF THE PROPOSED RENEWAL OF THE Mgmt For For
SHARE PURCHASE MANDATE
--------------------------------------------------------------------------------------------------------------------------
FAIRFAX FINANCIAL HOLDINGS LTD Agenda Number: 713662751
--------------------------------------------------------------------------------------------------------------------------
Security: 303901102
Meeting Type: AGM
Meeting Date: 15-Apr-2021
Ticker:
ISIN: CA3039011026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS "1.1 TO 1.12 AND 2".
THANK YOU
1.1 ELECTION OF DIRECTOR: ANTHONY F. GRIFFITHS Mgmt For For
1.2 ELECTION OF DIRECTOR: ROBERT J. GUNN Mgmt For For
1.3 ELECTION OF DIRECTOR: DAVID L. JOHNSTON Mgmt For For
1.4 ELECTION OF DIRECTOR: KAREN L. JURJEVICH Mgmt For For
1.5 ELECTION OF DIRECTOR: R. WILLIAM MCFARLAND Mgmt For For
1.6 ELECTION OF DIRECTOR: CHRISTINE N. MCLEAN Mgmt For For
1.7 ELECTION OF DIRECTOR: TIMOTHY R. PRICE Mgmt For For
1.8 ELECTION OF DIRECTOR: BRANDON W. SWEITZER Mgmt For For
1.9 ELECTION OF DIRECTOR: LAUREN C. TEMPLETON Mgmt For For
1.10 ELECTION OF DIRECTOR: BENJAMIN P. WATSA Mgmt For For
1.11 ELECTION OF DIRECTOR: V. PREM WATSA Mgmt For For
1.12 ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
2 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS AUDITOR OF THE CORPORATION
--------------------------------------------------------------------------------------------------------------------------
FANUC CORPORATION Agenda Number: 714226645
--------------------------------------------------------------------------------------------------------------------------
Security: J13440102
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: JP3802400006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Adopt Reduction of Mgmt For For
Liability System for Directors, Transition
to a Company with Supervisory Committee,
Approve Minor Revisions
3.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Inaba,
Yoshiharu
3.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yamaguchi,
Kenji
3.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Michael J.
Cicco
3.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tsukuda, Kazuo
3.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Sumikawa,
Masaharu
3.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yamazaki,
Naoko
4.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Kohari, Katsuo
4.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Mitsumura,
Katsuya
4.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Imai, Yasuo
4.4 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Yokoi,
Hidetoshi
4.5 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Tomita, Mieko
5 Approve Details of the Compensation to be Mgmt For For
received by Directors (Excluding Directors
who are Audit and Supervisory Committee
Members)
6 Approve Details of the Compensation to be Mgmt For For
received by Directors who are Audit and
Supervisory Committee Members
7 Approve Details of the Restricted-Share Mgmt For For
Compensation to be received by Directors
(Excluding Directors who are Audit and
Supervisory Committee Members and Outside
Directors)
--------------------------------------------------------------------------------------------------------------------------
GENMAB A/S Agenda Number: 713669503
--------------------------------------------------------------------------------------------------------------------------
Security: K3967W102
Meeting Type: AGM
Meeting Date: 13-Apr-2021
Ticker:
ISIN: DK0010272202
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 REPORT BY THE BOARD OF DIRECTORS ON THE Non-Voting
COMPANY'S ACTIVITIES DURING THE PAST YEAR
2 PRESENTATION AND ADOPTION OF THE AUDITED Mgmt For For
ANNUAL REPORT AND DISCHARGE OF BOARD OF
DIRECTORS AND EXECUTIVE MANAGEMENT
3 RESOLUTION ON THE DISTRIBUTION OF PROFITS Mgmt For For
AS RECORDED IN THE ADOPTED ANNUAL REPORT
4 ADVISORY VOTE ON THE COMPENSATION REPORT Mgmt For For
5.A RE-ELECTION OF DEIRDRE P. CONNELLY MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
5.B RE-ELECTION OF PERNILLE ERENBJERG MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
5.C RE-ELECTION OF ROLF HOFFMANN MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
5.D RE-ELECTION OF DR. PAOLO PAOLETTI MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
5.E RE-ELECTION OF JONATHAN PEACOCK MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
5.F RE-ELECTION OF DR. ANDERS GERSEL PEDERSEN Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
6 ELECTION OF AUDITOR: RE-ELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS STATSAUTORISERET
REVISIONSPARTNERSELSKAB
7.A PROPOSALS FROM THE BOARD OF DIRECTORS: Mgmt Against Against
APPROVAL OF THE BOARD OF DIRECTORS'
REMUNERATION FOR 2021
7.B PROPOSALS FROM THE BOARD OF DIRECTORS: Mgmt For For
AMENDMENT TO REMUNERATION POLICY FOR BOARD
OF DIRECTORS AND EXECUTIVE MANAGEMENT (BASE
FEE MULTIPLIER FOR CHAIR AND DEPUTY CHAIR)
7.C PROPOSALS FROM THE BOARD OF DIRECTORS: Mgmt For For
ADOPTION OF AMENDED REMUNERATION POLICY FOR
BOARD OF DIRECTORS AND EXECUTIVE MANAGEMENT
(CERTAIN OTHER CHANGES)
7.D PROPOSALS FROM THE BOARD OF DIRECTORS: Mgmt For For
AUTHORIZATION OF THE BOARD OF DIRECTORS TO
ACQUIRE TREASURY SHARES
7.E PROPOSALS FROM THE BOARD OF DIRECTORS: Mgmt For For
AMENDMENT OF ARTICLE 4A (AUTHORIZATION TO
ISSUE NEW SHARES) AND ARTICLE 5A
(AUTHORIZATION TO ISSUE CONVERTIBLE DEBT)
AND ADOPTION OF A NEW ARTICLE 5B
7.F PROPOSALS FROM THE BOARD OF DIRECTORS: Mgmt For For
AMENDMENT OF ARTICLE 5 (AUTHORIZATION TO
ISSUE WARRANTS)
7.G PROPOSALS FROM THE BOARD OF DIRECTORS: Mgmt For For
AUTHORIZATION TO HOLD WHOLLY VIRTUAL
GENERAL MEETINGS
8 AUTHORIZATION OF THE CHAIR OF THE GENERAL Mgmt For For
MEETING TO REGISTER RESOLUTIONS PASSED BY
THE GENERAL MEETING
9 MISCELLANEOUS Non-Voting
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 5.A TO 5.F AND 6. THANK
YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT 10 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 10 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
HONG KONG EXCHANGES AND CLEARING LTD Agenda Number: 713690180
--------------------------------------------------------------------------------------------------------------------------
Security: Y3506N139
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: HK0388045442
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0316/2021031600529.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0316/2021031600523.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO RECEIVE THE AUDITED FINANCIAL STATEMENTS Mgmt For For
FOR THE YEAR ENDED 31 DECEMBER 2020
TOGETHER WITH THE REPORTS OF THE DIRECTORS
AND AUDITOR THEREON
2.A TO ELECT NICHOLAS CHARLES ALLEN AS DIRECTOR Mgmt For For
2.B TO ELECT CHEUNG MING MING, ANNA AS DIRECTOR Mgmt For For
2.C TO ELECT ZHANG YICHEN AS DIRECTOR Mgmt For For
3 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE Mgmt For For
AUDITOR AND TO AUTHORISE THE DIRECTORS TO
FIX ITS REMUNERATION
4 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES OF HKEX, NOT EXCEEDING
10% OF THE NUMBER OF ISSUED SHARES OF HKEX
AS AT THE DATE OF THIS RESOLUTION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF HKEX, NOT EXCEEDING 10% OF THE
NUMBER OF ISSUED SHARES OF HKEX AS AT THE
DATE OF THIS RESOLUTION, AND THE DISCOUNT
FOR ANY SHARES TO BE ISSUED SHALL NOT
EXCEED 10%
--------------------------------------------------------------------------------------------------------------------------
JULIUS BAER GRUPPE AG Agenda Number: 713180331
--------------------------------------------------------------------------------------------------------------------------
Security: H4414N103
Meeting Type: EGM
Meeting Date: 02-Nov-2020
Ticker:
ISIN: CH0102484968
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF CHF 0.75 PER SHARE
--------------------------------------------------------------------------------------------------------------------------
JULIUS BAER GRUPPE AG Agenda Number: 713719891
--------------------------------------------------------------------------------------------------------------------------
Security: H4414N103
Meeting Type: AGM
Meeting Date: 14-Apr-2021
Ticker:
ISIN: CH0102484968
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 FINANCIAL STATEMENTS AND CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS FOR THE YEAR 2020
1.2 CONSULTATIVE VOTE ON THE REMUNERATION Mgmt For For
REPORT 2020
2 APPROPRIATION OF DISPOSABLE PROFIT: Mgmt For For
DISSOLUTION AND DISTRIBUTION OF STATUTORY
CAPITAL RESERVE
3 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND OF THE EXECUTIVE BOARD
4.1 APPROVAL OF THE COMPENSATION OF THE BOARD Mgmt For For
OF DIRECTORS: MAXIMUM AGGREGATE AMOUNT OF
COMPENSATION FOR THE COMING TERM OF OFFICE
(AGM 2021 TO AGM 2022)
4.2.1 APPROVAL OF THE COMPENSATION OF THE Mgmt For For
EXECUTIVE BOARD: AGGREGATE AMOUNT OF
VARIABLE CASH-BASED COMPENSATION ELEMENTS
FOR THE COMPLETED FINANCIAL YEAR 2020
4.2.2 APPROVAL OF THE COMPENSATION OF THE Mgmt For For
EXECUTIVE BOARD: AGGREGATE AMOUNT OF
VARIABLE SHARE-BASED COMPENSATION ELEMENTS
THAT ARE ALLOCATED IN THE CURRENT FINANCIAL
YEAR 2021
4.2.3 APPROVAL OF THE COMPENSATION OF THE Mgmt For For
EXECUTIVE BOARD: MAXIMUM AGGREGATE AMOUNT
OF FIXED COMPENSATION FOR THE NEXT
FINANCIAL YEAR 2022
5.1.1 RE-ELECTIONS TO THE BOARD OF DIRECTOR: MR. Mgmt For For
ROMEO LACHER
5.1.2 RE-ELECTIONS TO THE BOARD OF DIRECTOR: MR. Mgmt For For
GILBERT ACHERMANN
5.1.3 RE-ELECTIONS TO THE BOARD OF DIRECTOR: MR. Mgmt For For
HEINRICH BAUMANN
5.1.4 RE-ELECTIONS TO THE BOARD OF DIRECTOR: MR. Mgmt For For
RICHARD CAMPBELL-BREEDEN
5.1.5 RE-ELECTIONS TO THE BOARD OF DIRECTOR: MR. Mgmt For For
IVO FURRER
5.1.6 RE-ELECTIONS TO THE BOARD OF DIRECTOR: MRS. Mgmt For For
CLAIRE GIRAUT
5.1.7 RE-ELECTIONS TO THE BOARD OF DIRECTOR: MRS. Mgmt For For
KATHRYN SHIH
5.1.8 RE-ELECTIONS TO THE BOARD OF DIRECTOR: MS. Mgmt For For
EUNICE ZEHNDER-LAI
5.1.9 RE-ELECTIONS TO THE BOARD OF DIRECTOR: MS. Mgmt For For
OLGA ZOUTENDIJK
5.2.1 NEW ELECTIONS TO THE BOARD OF DIRECTOR: MR. Mgmt For For
DAVID NICOL
5.3 RE-ELECTION OF MR. ROMEO LACHER AS CHAIRMAN Mgmt For For
OF THE BOARD OF DIRECTORS
5.4.1 RE-ELECTIONS TO THE COMPENSATION COMMITTEE: Mgmt For For
MR. GILBERT ACHERMANN
5.4.2 RE-ELECTIONS TO THE COMPENSATION COMMITTEE: Mgmt For For
MR. RICHARD CAMPBELL-BREEDEN
5.4.3 RE-ELECTIONS TO THE COMPENSATION COMMITTEE: Mgmt For For
MRS. KATHRYN SHIH
5.4.4 RE-ELECTIONS TO THE COMPENSATION COMMITTEE: Mgmt For For
MRS. EUNICE ZEHNDER-LAI
6 ELECTION OF THE STATUTORY AUDITOR: KPMG AG, Mgmt For For
ZURICH
7 ELECTION OF THE INDEPENDENT REPRESENTATIVE: Mgmt For For
MR. MARC NATER
8 CAPITAL REDUCTION (WITH AMENDMENTS OF THE Mgmt For For
ARTICLES OF INCORPORATION)
9 AMENDMENTS OF THE ARTICLES OF INCORPORATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KEYENCE CORPORATION Agenda Number: 714203142
--------------------------------------------------------------------------------------------------------------------------
Security: J32491102
Meeting Type: AGM
Meeting Date: 11-Jun-2021
Ticker:
ISIN: JP3236200006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Takizaki, Takemitsu Mgmt For For
2.2 Appoint a Director Nakata, Yu Mgmt For For
2.3 Appoint a Director Yamaguchi, Akiji Mgmt For For
2.4 Appoint a Director Miki, Masayuki Mgmt For For
2.5 Appoint a Director Yamamoto, Hiroaki Mgmt For For
2.6 Appoint a Director Yamamoto, Akinori Mgmt For For
2.7 Appoint a Director Taniguchi, Seiichi Mgmt For For
2.8 Appoint a Director Suenaga, Kumiko Mgmt For For
3 Appoint a Substitute Corporate Auditor Mgmt For For
Yamamoto, Masaharu
--------------------------------------------------------------------------------------------------------------------------
PROSUS N.V. Agenda Number: 712915808
--------------------------------------------------------------------------------------------------------------------------
Security: N7163R103
Meeting Type: AGM
Meeting Date: 18-Aug-2020
Ticker:
ISIN: NL0013654783
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 TO DISCUSS THE ANNUAL REPORT Non-Voting
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt Against Against
REPORT
3 TO ADOPT THE ANNUAL ACCOUNTS Mgmt For For
4.A PROPOSAL TO MAKE A DISTRIBUTION (INCLUDING Mgmt For For
REDUCTION OF PROSUS'S ISSUED CAPITAL AND
TWO AMENDMENTS TO THE ARTICLES OF
ASSOCIATION)
4.B PROPOSAL FOR CAPITAL INCREASE AND CAPITAL Mgmt For For
REDUCTION FOR FINANCIAL YEAR 2021 (AND
ONWARDS)
5 TO ADOPT THE REMUNERATION POLICY FOR THE Mgmt Against Against
EXECUTIVE DIRECTORS
6 TO ADOPT THE REMUNERATION POLICY OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS
7 RELEASE OF THE EXECUTIVE DIRECTORS FROM Mgmt For For
LIABILITY
8 RELEASE OF THE NON-EXECUTIVE DIRECTORS FROM Mgmt For For
LIABILITY
9 TO APPOINT MS Y XU AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
10.1 TO REAPPOINT THE FOLLOWING NON-EXECUTIVE Mgmt For For
DIRECTOR: D G ERIKSSON
10.2 TO REAPPOINT THE FOLLOWING NON-EXECUTIVE Mgmt For For
DIRECTOR: M R SOROUR
10.3 TO REAPPOINT THE FOLLOWING NON-EXECUTIVE Mgmt For For
DIRECTOR: E M CHOI
10.4 TO REAPPOINT THE FOLLOWING NON-EXECUTIVE Mgmt For For
DIRECTOR: M GIROTRA
10.5 TO REAPPOINT THE FOLLOWING NON-EXECUTIVE Mgmt For For
DIRECTOR: R C C JAFTA
11 TO REAPPOINT PRICEWATERHOUSECOOPERS Mgmt For For
ACCOUNTANTS N.V. AS THE AUDITOR CHARGED
WITH THE AUDITING OF THE ANNUAL ACCOUNTS
FOR THE YEAR ENDED 31 MARCH 2021 AND 31
MARCH 2022
12 TO DESIGNATE THE BOARD OF DIRECTORS AS THE Mgmt For For
COMPANY BODY AUTHORISED IN RESPECT OF THE
ISSUE OF SHARES IN THE SHARE CAPITAL OF
PROSUS
13 AUTHORITY FOR THE COMPANY OR ITS Mgmt For For
SUBSIDIARIES TO ACQUIRE SHARES IN THE
COMPANY
14 APPROVAL OF AMENDMENTS TO THE EXISTING Mgmt Against Against
PROSUS SHARE AWARD PLAN
15 OTHER BUSINESS Non-Voting
16 VOTING RESULTS Non-Voting
--------------------------------------------------------------------------------------------------------------------------
PT BANK RAKYAT INDONESIA (PERSERO) TBK Agenda Number: 713490592
--------------------------------------------------------------------------------------------------------------------------
Security: Y0697U112
Meeting Type: EGM
Meeting Date: 21-Jan-2021
Ticker:
ISIN: ID1000118201
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL ON THE AMENDMENT TO THE ARTICLE OF Mgmt Against Against
THE ASSOCIATION OF THE COMPANY
2 AFFIRMATION ON THE IMPLEMENTATION OF Mgmt For For
REGULATION OF THE MINISTER OF STATE-OWNED
ENTERPRISE NUMBER PER-08/MBU/12/2019 DATED
12 DEC 2019 CONCERNING GENERAL GUIDELINES
OF THE IMPLEMENTATION OF PROCUREMENT OF
GOODS AND SERVICES
3 AFFIRMATION ON THE IMPLEMENTATION OF Mgmt For For
REGULATION OF THE MINISTER OF STATE-OWNED
ENTERPRISE NUMBER PER-11/MBU/11/2020 DATED
12 DEC 2020 CONCERNING MANAGEMENT CONTRACT
AND ANNUAL MANAGEMENT CONTRACT OF
STATE-OWNED ENTERPRISES
4 APPROVAL ON THE TRANSFER OF SHARES Mgmt Against Against
RESULTING FROM BUY BACK OF SHARES THAT IS
KEPT AS A TREASURY STOCK
5 APPROVAL ON THE CHANGES IN THE COMPOSITION Mgmt Against Against
OF THE COMPANY'S MANAGEMENT
--------------------------------------------------------------------------------------------------------------------------
PT BANK RAKYAT INDONESIA (PERSERO) TBK Agenda Number: 713648523
--------------------------------------------------------------------------------------------------------------------------
Security: Y0697U112
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: ID1000118201
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVE FINANCIAL STATEMENTS, STATUTORY Mgmt For For
REPORTS, ANNUAL REPORT, REPORT OF THE
PARTNERSHIP AND COMMUNITY DEVELOPMENT
PROGRAM (PCDP), AND DISCHARGE OF DIRECTORS
AND COMMISSIONERS
2 APPROVE ALLOCATION OF INCOME Mgmt For For
3 APPROVE REMUNERATION AND TANTIEM OF Mgmt For For
DIRECTORS AND COMMISSIONERS
4 APPOINT AUDITORS OF THE COMPANY AND THE Mgmt For For
PARTNERSHIP AND COMMUNITY DEVELOPMENT
PROGRAM (PCDP)
--------------------------------------------------------------------------------------------------------------------------
RECRUIT HOLDINGS CO.,LTD. Agenda Number: 714203899
--------------------------------------------------------------------------------------------------------------------------
Security: J6433A101
Meeting Type: AGM
Meeting Date: 17-Jun-2021
Ticker:
ISIN: JP3970300004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Minegishi, Masumi Mgmt For For
1.2 Appoint a Director Idekoba, Hisayuki Mgmt For For
1.3 Appoint a Director Senaha, Ayano Mgmt For For
1.4 Appoint a Director Rony Kahan Mgmt For For
1.5 Appoint a Director Izumiya, Naoki Mgmt For For
1.6 Appoint a Director Totoki, Hiroki Mgmt For For
2 Appoint a Substitute Corporate Auditor Mgmt For For
Tanaka, Miho
3 Approve Details of the Stock Compensation Mgmt Against Against
to be received by Directors, etc.
4 Approve Details of Compensation as Stock Mgmt For For
Options for Directors (Excluding Outside
Directors)
5 Amend Articles to: Establish the Articles Mgmt Against Against
Related to Shareholders Meeting held
without specifying a venue
--------------------------------------------------------------------------------------------------------------------------
SINOPHARM GROUP CO LTD Agenda Number: 713077584
--------------------------------------------------------------------------------------------------------------------------
Security: Y8008N107
Meeting Type: EGM
Meeting Date: 18-Sep-2020
Ticker:
ISIN: CNE100000FN7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 07 SEP 2020: PLEASE NOTE THAT THE COMPANY Non-Voting
NOTICE AND PROXY FORM ARE AVAILABLE BY
CLICKING ON THE URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0903/2020090300035.pdf,
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE RE-ELECTION OF MR. LI ZHIMING AS AN
EXECUTIVE DIRECTOR OF THE FIFTH SESSION OF
THE BOARD (THE "BOARD") OF THE COMPANY, TO
AUTHORIZE THE BOARD TO DETERMINE HIS
REMUNERATION AND TO AUTHORIZE THE CHAIRMAN
OF THE BOARD OR ANY EXECUTIVE DIRECTOR OF
THE COMPANY TO ENTER INTO THE SERVICE
CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM
2 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE RE-ELECTION OF MR. YU QINGMING AS AN
EXECUTIVE DIRECTOR OF THE FIFTH SESSION OF
THE BOARD, TO AUTHORIZE THE BOARD TO
DETERMINE HIS REMUNERATION AND TO AUTHORIZE
THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE
DIRECTOR OF THE COMPANY TO ENTER INTO THE
SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM
3 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE RE-ELECTION OF MR. LIU YONG AS AN
EXECUTIVE DIRECTOR OF THE FIFTH SESSION OF
THE BOARD, TO AUTHORIZE THE BOARD TO
DETERMINE HIS REMUNERATION AND TO AUTHORIZE
THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE
DIRECTOR OF THE COMPANY TO ENTER INTO THE
SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM
4 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE RE-ELECTION OF MR. CHEN QIYU AS A
NON-EXECUTIVE DIRECTOR OF THE FIFTH SESSION
OF THE BOARD, TO AUTHORIZE THE BOARD TO
DETERMINE HIS REMUNERATION AND TO AUTHORIZE
THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE
DIRECTOR OF THE COMPANY TO ENTER INTO THE
SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM
5 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE RE-ELECTION OF MR. MA PING AS A
NON-EXECUTIVE DIRECTOR OF THE FIFTH SESSION
OF THE BOARD, TO AUTHORIZE THE BOARD TO
DETERMINE HIS REMUNERATION AND TO AUTHORIZE
THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE
DIRECTOR OF THE COMPANY TO ENTER INTO THE
SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM
6 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE RE-ELECTION OF MR. HU JIANWEI AS A
NON-EXECUTIVE DIRECTOR OF THE FIFTH SESSION
OF THE BOARD, TO AUTHORIZE THE BOARD TO
DETERMINE HIS REMUNERATION AND TO AUTHORIZE
THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE
DIRECTOR OF THE COMPANY TO ENTER INTO THE
SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM
7 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE RE-ELECTION OF MR. DENG JINDONG AS A
NON-EXECUTIVE DIRECTOR OF THE FIFTH SESSION
OF THE BOARD, TO AUTHORIZE THE BOARD TO
DETERMINE HIS REMUNERATION AND TO AUTHORIZE
THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE
DIRECTOR OF THE COMPANY TO ENTER INTO THE
SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM
8 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE RE-ELECTION OF MR. WEN DEYONG AS A
NON-EXECUTIVE DIRECTOR OF THE FIFTH SESSION
OF THE BOARD, TO AUTHORIZE THE BOARD TO
DETERMINE HIS REMUNERATION AND TO AUTHORIZE
THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE
DIRECTOR OF THE COMPANY TO ENTER INTO THE
SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM
9 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE RE-ELECTION OF MS. GUAN XIAOHUI AS A
NON-EXECUTIVE DIRECTOR OF THE FIFTH SESSION
OF THE BOARD, TO AUTHORIZE THE BOARD TO
DETERMINE HER REMUNERATION AND TO AUTHORIZE
THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE
DIRECTOR OF THE COMPANY TO ENTER INTO THE
SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HER
10 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE RE-ELECTION OF MS. FENG RONGLI AS A
NON-EXECUTIVE DIRECTOR OF THE FIFTH SESSION
OF THE BOARD, TO AUTHORIZE THE BOARD TO
DETERMINE HER REMUNERATION AND TO AUTHORIZE
THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE
DIRECTOR OF THE COMPANY TO ENTER INTO THE
SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HER
11 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt Against Against
THE RE-ELECTION OF MR. ZHUO FUMIN AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
FIFTH SESSION OF THE BOARD, TO AUTHORIZE
THE BOARD TO DETERMINE HIS REMUNERATION AND
TO AUTHORIZE THE CHAIRMAN OF THE BOARD OR
ANY EXECUTIVE DIRECTOR OF THE COMPANY TO
ENTER INTO THE SERVICE CONTRACT OR SUCH
OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS
OR DEEDS WITH HIM
12 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE RE-ELECTION OF MR. CHEN FANGRUO AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
FIFTH SESSION OF THE BOARD, TO AUTHORIZE
THE BOARD TO DETERMINE HIS REMUNERATION AND
TO AUTHORIZE THE CHAIRMAN OF THE BOARD OR
ANY EXECUTIVE DIRECTOR OF THE COMPANY TO
ENTER INTO THE SERVICE CONTRACT OR SUCH
OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS
OR DEEDS WITH HIM
13 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE APPOINTMENT OF MR. LI PEIYU AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
FIFTH SESSION OF THE BOARD, TO AUTHORIZE
THE BOARD TO DETERMINE HIS REMUNERATION AND
TO AUTHORIZE THE CHAIRMAN OF THE BOARD OR
ANY EXECUTIVE DIRECTOR OF THE COMPANY TO
ENTER INTO THE SERVICE CONTRACT OR SUCH
OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS
OR DEEDS WITH HIM
14 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt Against Against
THE APPOINTMENT OF MR. WU TAK LUNG AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
FIFTH SESSION OF THE BOARD, TO AUTHORIZE
THE BOARD TO DETERMINE HIS REMUNERATION AND
TO AUTHORIZE THE CHAIRMAN OF THE BOARD OR
ANY EXECUTIVE DIRECTOR OF THE COMPANY TO
ENTER INTO THE SERVICE CONTRACT OR SUCH
OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS
OR DEEDS WITH HIM
15 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE APPOINTMENT OF MR. YU WEIFENG AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
FIFTH SESSION OF THE BOARD, TO AUTHORIZE
THE BOARD TO DETERMINE HIS REMUNERATION AND
TO AUTHORIZE THE CHAIRMAN OF THE BOARD OR
ANY EXECUTIVE DIRECTOR OF THE COMPANY TO
ENTER INTO THE SERVICE CONTRACT OR SUCH
OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS
OR DEEDS WITH HIM
16 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE APPOINTMENT OF MR. WU YIFANG AS AN
INDEPENDENT SUPERVISOR OF THE FIFTH SESSION
OF THE SUPERVISORY COMMITTEE OF THE COMPANY
(THE "SUPERVISORY COMMITTEE"), TO AUTHORIZE
THE SUPERVISORY COMMITTEE TO DETERMINE HIS
REMUNERATION AND TO AUTHORIZE THE CHAIRMAN
OF THE BOARD OR ANY EXECUTIVE DIRECTOR OF
THE COMPANY TO ENTER INTO THE SERVICE
CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM
17 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE APPOINTMENT OF MR. LIU ZHENGDONG AS AN
INDEPENDENT SUPERVISOR OF THE FIFTH SESSION
OF THE SUPERVISORY COMMITTEE, TO AUTHORIZE
THE SUPERVISORY COMMITTEE TO DETERMINE HIS
REMUNERATION AND TO AUTHORIZE THE CHAIRMAN
OF THE BOARD OR ANY EXECUTIVE DIRECTOR OF
THE COMPANY TO ENTER INTO THE SERVICE
CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM
18 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE RE-ELECTION OF MS. LI XIAOJUAN AS A
SHAREHOLDER REPRESENTATIVE SUPERVISOR OF
THE FIFTH SESSION OF THE SUPERVISORY
COMMITTEE, TO AUTHORIZE THE CHAIRMAN OF THE
BOARD OR ANY EXECUTIVE DIRECTOR OF THE
COMPANY TO ENTER INTO THE SERVICE CONTRACT
OR SUCH OTHER DOCUMENTS OR SUPPLEMENTAL
AGREEMENTS OR DEEDS WITH HER
19 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE AMENDMENTS TO THE ARTICLES OF
ASSOCIATION (THE "ARTICLES OF ASSOCIATION")
OF THE COMPANY AS SET OUT IN THE CIRCULAR
DATED 3 SEPTEMBER 2020 OF THE COMPANY AND
TO AUTHORISE ANY EXECUTIVE DIRECTOR TO
HANDLE THE APPROVAL AND FILING PROCEDURES
WITH RELEVANT ADMINISTRATION FOR MARKET
REGULATION IN RELATION TO SUCH AMENDMENTS,
AND TO MAKE WORDING ADJUSTMENTS TO SUCH
AMENDMENTS ACCORDING TO OPINIONS OF
ADMINISTRATION FOR MARKET REGULATION (IF
APPLICABLE)
CMMT 07 SEP 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF URL LINK IN
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SINOPHARM GROUP CO LTD Agenda Number: 713426131
--------------------------------------------------------------------------------------------------------------------------
Security: Y8008N107
Meeting Type: EGM
Meeting Date: 18-Dec-2020
Ticker:
ISIN: CNE100000FN7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1127/2020112700059.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1127/2020112700055.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 THAT THE PROCUREMENT FRAMEWORK AGREEMENT Mgmt For For
ENTERED INTO BY THE COMPANY AND CHINA
NATIONAL PHARMACEUTICAL GROUP CO., LTD. ON
22 OCTOBER 2020 (THE "2020 PROCUREMENT
FRAMEWORK AGREEMENT") AND THE PROPOSED
ANNUAL CAPS FOR THE CONTINUING CONNECTED
TRANSACTIONS CONTEMPLATED THEREUNDER, BE
AND ARE HEREBY APPROVED AND CONFIRMED; AND
THAT ANY ONE DIRECTOR OF THE COMPANY BE AND
IS HEREBY AUTHORIZED TO SIGN OR EXECUTE
SUCH OTHER DOCUMENTS OR SUPPLEMENTAL
AGREEMENTS OR DEEDS ON BEHALF OF THE
COMPANY AND TO DO ALL SUCH THINGS AND TAKE
ALL SUCH ACTIONS AS HE/ SHE MAY CONSIDER
NECESSARY OR DESIRABLE FOR THE PURPOSE OF
GIVING EFFECT TO THE 2020 PROCUREMENT
FRAMEWORK AGREEMENT AND COMPLETING THE
TRANSACTIONS CONTEMPLATED THEREUNDER WITH
SUCH CHANGES AS HE/SHE MAY CONSIDER
NECESSARY, DESIRABLE OR EXPEDIENT
2 THAT THE FINANCIAL SERVICES FRAMEWORK Mgmt Against Against
AGREEMENT ENTERED INTO BY THE COMPANY AND
SINOPHARM GROUP FINANCE CO., LTD. ON 22
OCTOBER 2020 (THE "2020 FINANCIAL SERVICES
FRAMEWORK AGREEMENT") AND THE PROPOSED
ANNUAL CAPS FOR THE DEPOSIT SERVICES
CONTEMPLATED THEREUNDER, BE AND ARE HEREBY
APPROVED AND CONFIRMED; AND THAT ANY ONE
DIRECTOR OF THE COMPANY BE AND IS HEREBY
AUTHORIZED TO SIGN OR EXECUTE SUCH OTHER
DOCUMENTS OR SUPPLEMENTAL AGREEMENTS OR
DEEDS ON BEHALF OF THE COMPANY AND TO DO
ALL SUCH THINGS AND TAKE ALL SUCH ACTIONS
AS HE/SHE MAY CONSIDER NECESSARY OR
DESIRABLE FOR THE PURPOSE OF GIVING EFFECT
TO THE 2020 FINANCIAL SERVICES FRAMEWORK
AGREEMENT AND COMPLETING THE TRANSACTIONS
CONTEMPLATED THEREUNDER WITH SUCH CHANGES
AS HE/ SHE MAY CONSIDER NECESSARY,
DESIRABLE OR EXPEDIENT
--------------------------------------------------------------------------------------------------------------------------
SINOPHARM GROUP CO LTD Agenda Number: 714051834
--------------------------------------------------------------------------------------------------------------------------
Security: Y8008N107
Meeting Type: AGM
Meeting Date: 10-Jun-2021
Ticker:
ISIN: CNE100000FN7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0505/2021050500037.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0505/2021050500031.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY (THE
"BOARD") FOR THE YEAR ENDED 31 DECEMBER
2020
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY (THE
"SUPERVISORY COMMITTEE") FOR THE YEAR ENDED
31 DECEMBER 2020
3 TO CONSIDER AND APPROVE THE AUDITED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY AND ITS
SUBSIDIARIES FOR THE YEAR ENDED 31 DECEMBER
2020 AND THE AUDITORS' REPORT
4 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PLAN AND PAYMENT OF THE FINAL
DIVIDEND FOR THE YEAR ENDED 31 DECEMBER
2020
5 TO CONSIDER AND AUTHORISE THE BOARD TO Mgmt For For
DETERMINE THE REMUNERATION OF THE DIRECTORS
OF THE COMPANY (THE "DIRECTORS") FOR THE
YEAR ENDING 31 DECEMBER 2021
6 TO CONSIDER AND AUTHORISE THE SUPERVISORY Mgmt For For
COMMITTEE TO DETERMINE THE REMUNERATION OF
THE SUPERVISORS OF THE COMPANY FOR THE YEAR
ENDING 31 DECEMBER 2021
7 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG HUA MING LLP AS THE DOMESTIC
AUDITORS OF THE COMPANY TO HOLD OFFICE
UNTIL THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING, AND THE APPOINTMENT OF
ERNST & YOUNG AS THE INTERNATIONAL AUDITORS
OF THE COMPANY TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING, AND TO RATIFY AND CONFIRM THEIR
REMUNERATIONS DETERMINED BY THE AUDIT
COMMITTEE OF THE BOARD
8 TO CONSIDER AND APPROVE THE DELEGATION OF Mgmt Against Against
POWER TO THE BOARD TO APPROVE THE
GUARANTEES IN FAVOR OF OTHER ENTITIES WITH
AN AGGREGATE TOTAL VALUE OF NOT MORE THAN
30% OF THE LATEST AUDITED TOTAL ASSETS OF
THE COMPANY OVER A PERIOD OF 12 MONTHS; AND
IF THE ABOVE DELEGATION IS NOT CONSISTENT
WITH, COLLIDES WITH OR CONFLICTS WITH THE
REQUIREMENTS UNDER THE RULES GOVERNING THE
LISTING OF SECURITIES (THE "HONG KONG
LISTING RULES") ON THE STOCK EXCHANGE OF
HONG KONG LIMITED (THE "HONG KONG STOCK
EXCHANGE") OR OTHER REQUIREMENTS OF THE
HONG KONG STOCK EXCHANGE, THE REQUIREMENTS
UNDER THE HONG KONG LISTING RULES OR OTHER
REQUIREMENTS OF THE HONG KONG STOCK
EXCHANGE SHOULD BE FOLLOWED
9 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
MR. LI DONGJIU AS A NON-EXECUTIVE DIRECTOR,
AND TO AUTHORIZE THE BOARD TO DETERMINE HIS
REMUNERATION AND TO AUTHORIZE THE CHAIRMAN
OF THE BOARD OR ANY EXECUTIVE DIRECTOR TO
ENTER INTO THE SERVICE CONTRACT OR SUCH
OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS
OR DEEDS WITH HIM
10 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
MS. GUAN XIAOHUI AS A SUPERVISOR, AND TO
AUTHORIZE THE SUPERVISORY COMMITTEE TO
DETERMINE HER REMUNERATION AND TO AUTHORIZE
THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE
DIRECTOR TO ENTER INTO THE SERVICE CONTRACT
OR SUCH OTHER DOCUMENTS OR SUPPLEMENTAL
AGREEMENTS OR DEEDS WITH HER
11 TO CONSIDER AND APPROVE TO GRANT A GENERAL Mgmt Against Against
MANDATE TO THE BOARD TO EXERCISE THE POWER
OF THE COMPANY TO ALLOT, ISSUE AND/OR DEAL
WITH DOMESTIC SHARES AND/OR H SHARES
(DETAILS OF THIS RESOLUTION WERE SET OUT IN
THE NOTICE OF AGM DATED 5 MAY 2021)
12 TO CONSIDER AND APPROVE TO GRANT A GENERAL Mgmt For For
MANDATE TO THE BOARD TO EXERCISE THE POWER
OF THE COMPANY TO REPURCHASE H SHARES
(DETAILS OF THIS RESOLUTION WERE SET OUT IN
THE NOTICE OF AGM DATED 5 MAY 2021)
--------------------------------------------------------------------------------------------------------------------------
SINOPHARM GROUP CO LTD Agenda Number: 714053371
--------------------------------------------------------------------------------------------------------------------------
Security: Y8008N107
Meeting Type: CLS
Meeting Date: 10-Jun-2021
Ticker:
ISIN: CNE100000FN7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0505/2021050500041.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0505/2021050500033.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO CONSIDER AND APPROVE TO GRANT A GENERAL Mgmt For For
MANDATE TO THE BOARD TO EXERCISE THE POWER
OF THE COMPANY TO REPURCHASE H SHARES
(DETAILS OF THIS RESOLUTION WERE SET OUT IN
THE NOTICE OF H SHAREHOLDERS' CLASS MEETING
DATED 5 MAY 2021)
--------------------------------------------------------------------------------------------------------------------------
SOLAREDGE TECHNOLOGIES, INC. Agenda Number: 935406048
--------------------------------------------------------------------------------------------------------------------------
Security: 83417M104
Meeting Type: Annual
Meeting Date: 01-Jun-2021
Ticker: SEDG
ISIN: US83417M1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nadav Zafrir Mgmt Against Against
1B. Election of Director: Avery More Mgmt Against Against
1C. Election of Director: Zvi Lando Mgmt Against Against
2. Ratification of appointment of EY as Mgmt For For
independent registered public accounting
firm for the year ending December 31, 2021.
3. Approval of, on an advisory and non-binding Mgmt For For
basis, the compensation of our named
executive officers (the "Say-on-Pay
Proposal").
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 935435049
--------------------------------------------------------------------------------------------------------------------------
Security: 874039100
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: TSM
ISIN: US8740391003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) To accept 2020 Business Report and Mgmt For For
Financial Statements.
2) Based on recent amendments to the "Template Mgmt For For
of Procedures for Election of Director" by
the Taiwan Stock Exchange, to approve
amendments to the ballot format requirement
for election of Directors set forth in
TSMC's "Rules for Election of Directors".
3) To approve the issuance of employee Mgmt For For
restricted stock awards for year 2021.
4) DIRECTOR
Mark Liu* Mgmt For For
C.C. Wei* Mgmt For For
F.C. Tseng* Mgmt For For
Ming-Hsin Kung*+ Mgmt For For
Sir Peter L. Bonfield# Mgmt For For
Kok-Choo Chen# Mgmt For For
Michael R. Splinter# Mgmt For For
Moshe N. Gavrielov# Mgmt For For
Yancey Hai# Mgmt For For
L. Rafael Reif# Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TATA CONSULTANCY SERVICES LTD Agenda Number: 713250582
--------------------------------------------------------------------------------------------------------------------------
Security: Y85279100
Meeting Type: OTH
Meeting Date: 18-Nov-2020
Ticker:
ISIN: INE467B01029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS A POSTAL MEETING Non-Voting
ANNOUNCEMENT. A PHYSICAL MEETING IS NOT
BEING HELD FOR THIS COMPANY. THEREFORE,
MEETING ATTENDANCE REQUESTS ARE NOT VALID
FOR THIS MEETING. IF YOU WISH TO VOTE, YOU
MUST RETURN YOUR INSTRUCTIONS BY THE
INDICATED CUTOFF DATE. PLEASE ALSO NOTE
THAT ABSTAIN IS NOT A VALID VOTE OPTION AT
POSTAL BALLOT MEETINGS. THANK YOU.
1 APPROVAL FOR BUYBACK OF EQUITY SHARES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TATA CONSULTANCY SERVICES LTD Agenda Number: 714185786
--------------------------------------------------------------------------------------------------------------------------
Security: Y85279100
Meeting Type: AGM
Meeting Date: 10-Jun-2021
Ticker:
ISIN: INE467B01029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE, CONSIDER AND ADOPT: A. THE Mgmt For For
AUDITED STANDALONE FINANCIAL STATEMENTS OF
THE COMPANY FOR THE FINANCIAL YEAR ENDED
MARCH 31, 2021, TOGETHER WITH THE REPORTS
OF THE BOARD OF DIRECTORS AND THE AUDITORS
THEREON; AND B. THE AUDITED CONSOLIDATED
FINANCIAL STATEMENTS OF THE COMPANY FOR THE
FINANCIAL YEAR ENDED MARCH 31, 2021,
TOGETHER WITH THE REPORT OF THE AUDITORS
THEREON
2 TO CONFIRM THE PAYMENT OF INTERIM DIVIDENDS Mgmt For For
ON EQUITY SHARES AND TO DECLARE A FINAL
DIVIDEND ON EQUITY SHARES FOR THE FINANCIAL
YEAR 2020-21
3 TO APPOINT A DIRECTOR IN PLACE OF N Mgmt Against Against
CHANDRASEKARAN (DIN 00121863) WHO RETIRES
BY ROTATION AND, BEING ELIGIBLE, OFFERS
HIMSELF FOR RE-APPOINTMENT
--------------------------------------------------------------------------------------------------------------------------
TEMENOS AG Agenda Number: 713995946
--------------------------------------------------------------------------------------------------------------------------
Security: H8547Q107
Meeting Type: AGM
Meeting Date: 20-May-2021
Ticker:
ISIN: CH0012453913
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF CHF 0.90 PER SHARE
3 APPROVE DISCHARGE OF BOARD AND SENIOR Mgmt For For
MANAGEMENT
4 APPROVE CREATION OF CHF 35.5 MILLION POOL Mgmt For For
OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
5.1 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For
AMOUNT OF USD 8.2 MILLION
5.2 APPROVE REMUNERATION OF EXECUTIVE COMMITTEE Mgmt For For
IN THE AMOUNT OF USD 40 MILLION
6.1 ELECT JAMES BENSON AS DIRECTOR Mgmt For For
6.2.1 REELECT ANDREAS ANDREADES AS DIRECTOR AND Mgmt For For
BOARD CHAIRMAN
6.2.2 REELECT THIBAULT DE TERSANT AS DIRECTOR Mgmt For For
6.2.3 REELECT IAN COOKSON AS DIRECTOR Mgmt For For
6.2.4 REELECT ERIK HANSEN AS DIRECTOR Mgmt For For
6.2.5 REELECT PETER SPENSER AS DIRECTOR Mgmt For For
6.2.6 REELECT HOMAIRA AKBARI AS DIRECTOR Mgmt For For
6.2.7 REELECT MAURIZIO CARLI AS DIRECTOR Mgmt For For
7.1 REAPPOINT HOMAIRA AKBARI AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
7.2 REAPPOINT PETER SPENSER AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
7.3 REAPPOINT MAURIZIO CARLI AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
7.4 APPOINT JAMES BENSON AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
8 DESIGNATE PERREARD DE BOCCARD SA AS Mgmt For For
INDEPENDENT PROXY
9 RATIFY PRICEWATERHOUSECOOPERS SA AS Mgmt For For
AUDITORS
--------------------------------------------------------------------------------------------------------------------------
WASTE CONNECTIONS, INC. Agenda Number: 935371283
--------------------------------------------------------------------------------------------------------------------------
Security: 94106B101
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: WCN
ISIN: CA94106B1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a one Mgmt For For
year term: Edward E. "Ned" Guillet
1B. Election of Director to serve for a one Mgmt For For
year term: Michael W. Harlan
1C. Election of Director to serve for a one Mgmt For For
year term: Larry S. Hughes
1D. Election of Director to serve for a one Mgmt For For
year term: Worthing F. Jackman
1E. Election of Director to serve for a one Mgmt For For
year term: Elise L. Jordan
1F. Election of Director to serve for a one Mgmt For For
year term: Susan "Sue" Lee
1G. Election of Director to serve for a one Mgmt For For
year term: Ronald J. Mittelstaedt
1H. Election of Director to serve for a one Mgmt For For
year term: William J. Razzouk
2. Say on Pay - Approve, on a non-binding, Mgmt For For
advisory basis, the compensation of our
named executive officers as disclosed in
the proxy statement.
3. Appoint Grant Thornton LLP as the Company's Mgmt For For
independent registered public accounting
firm until the close of the Company's 2022
Annual Meeting of Shareholders and
authorize the Company's Board of Directors
to fix the remuneration of the independent
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
WUXI BIOLOGICS (CAYMAN) INC. Agenda Number: 713258552
--------------------------------------------------------------------------------------------------------------------------
Security: G97008109
Meeting Type: EGM
Meeting Date: 12-Nov-2020
Ticker:
ISIN: KYG970081090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1023/2020102300388.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1023/2020102300430.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 TO APPROVE THE SHARE SUBDIVISION OF EVERY Mgmt For For
ONE (1) SHARE OF PAR VALUE USD 0.000025 OF
THE COMPANY INTO THREE (3) SUBDIVIDED
SHARES OF PAR VALUE USD 1/120,000 EACH OF
THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
WUXI BIOLOGICS (CAYMAN) INC. Agenda Number: 714172602
--------------------------------------------------------------------------------------------------------------------------
Security: G97008117
Meeting Type: AGM
Meeting Date: 16-Jun-2021
Ticker:
ISIN: KYG970081173
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0514/2021051401759.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0514/2021051401763.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE THE AUDITED CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY AND ITS
SUBSIDIARIES AND THE REPORTS OF THE
DIRECTORS AND OF THE INDEPENDENT AUDITOR OF
THE COMPANY FOR THE YEAR ENDED DECEMBER 31,
2020
2.A TO RE-ELECT MR. WILLIAM ROBERT KELLER AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
2.B TO RE-ELECT MR. TEH-MING WALTER KWAUK AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
3 TO ELECT DR. NING ZHAO AS NON-EXECUTIVE Mgmt Against Against
DIRECTOR
4 TO AUTHORISE THE BOARD OF DIRECTORS OR ANY Mgmt For For
DULY AUTHORISED BOARD COMMITTEE TO FIX THE
DIRECTORS' REMUNERATION FOR THE YEAR ENDING
DECEMBER 31, 2021
5 TO RE-APPOINT MESSRS. DELOITTE TOUCHE Mgmt For For
TOHMATSU AS AUDITORS AND TO AUTHORISE THE
BOARD OF DIRECTORS OR ANY DULY AUTHORISED
BOARD COMMITTEE TO FIX THEIR REMUNERATION
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE, ALLOT AND DEAL WITH THE SHARES OF
THE COMPANY
7 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE THE SHARES OF THE COMPANY
8 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
THE SHARES OF THE COMPANY BY ADDING THERETO
THE SHARES TO BE REPURCHASED BY THE COMPANY
9 TO GRANT A SPECIFIC MANDATE TO THE Mgmt Against Against
DIRECTORS OF THE COMPANY TO ISSUE AND ALLOT
THE CONNECTED RESTRICTED SHARES (AS DEFINED
IN THE NOTICE CONVENING THE AGM)
10 TO GRANT 945,200 CONNECTED RESTRICTED Mgmt Against Against
SHARES PURSUANT TO THE SCHEME (AS DEFINED
IN THE NOTICE CONVENING THE AGM) TO DR.
ZHISHENG CHEN
11 TO GRANT 263,679 CONNECTED RESTRICTED Mgmt Against Against
SHARES PURSUANT TO THE SCHEME TO DR.
WEICHANG ZHOU
12 TO GRANT 2,467 CONNECTED RESTRICTED SHARES Mgmt Against Against
PURSUANT TO THE SCHEME TO MR. WILLIAM
ROBERT KELLER
13 TO GRANT 4,934 CONNECTED RESTRICTED SHARES Mgmt Against Against
PURSUANT TO THE SCHEME TO MR. TEH-MING
WALTER KWAUK
14 TO GRANT 4,934 CONNECTED RESTRICTED SHARES Mgmt Against Against
PURSUANT TO THE SCHEME TO MR. KENNETH
WALTON HITCHNER III
15 TO GRANT 156,202 CONNECTED RESTRICTED Mgmt Against Against
SHARES PURSUANT TO THE SCHEME TO MR. JIAN
DONG
16 TO GRANT 98,305 CONNECTED RESTRICTED SHARES Mgmt Against Against
PURSUANT TO THE SCHEME TO MR. ANGUS SCOTT
MARSHALL TURNER
17 TO GRANT 17,420 CONNECTED RESTRICTED SHARES Mgmt Against Against
PURSUANT TO THE SCHEME TO MR. BRENDAN
MCGRATH
* Management position unknown
Baird Core Plus Bond Fund
--------------------------------------------------------------------------------------------------------------------------
WEATHERFORD INTERNATIONAL PLC. Agenda Number: N/A
--------------------------------------------------------------------------------------------------------------------------
Security: G48833118
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: WFTLF
ISIN: IE00BLNN3691
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Director
Benjamin C. Duster, IV Mgmt For For
Neal P. Goldman Mgmt For For
Jacqueline Mutschler Mgmt For For
Girishchandra K. Saligram Mgmt For For
Charles M. Sledge Mgmt For For
2 Approve KPMG LLP as Auditors and Mgmt For For
Authorize Board to Fix Their
Remuneration
BAIRD AGGREGATE BOND FUND
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have any securities
that were subject to a vote during the reporting period.
BAIRD CORE INTERMEDIATE MUNICIPAL BOND FUND
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have any securities
that were subject to a vote during the reporting period.
BAIRD INTERMEDIATE BOND FUND
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have any securities
that were subject to a vote during the reporting period.
BAIRD MUNICIPAL BOND FUND
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have any securities
that were subject to a vote during the reporting period.
BAIRD QUALITY INTERMEDIATE MUNICIPAL BOND FUND
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have any securities
that were subject to a vote during the reporting period.
BAIRD SHORT-TERM BOND FUND
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have any securities
that were subject to a vote during the reporting period.
BAIRD SHORT-TERM MUNICIPAL BOND FUND
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have any securities
that were subject to a vote during the reporting period.
BAIRD STRATEGIC MUNICIPAL BOND FUND
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have any securities
that were subject to a vote during the reporting period.
BAIRD ULTRA SHORT BOND FUND
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have any securities
that were subject to a vote during the reporting period.
------------------------------------------------------------------------
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Baird Funds, Inc.
By (Signature) /s/ Mary Ellen Stanek
Name Mary Ellen Stanek
Title President
Date August 30, 2021