UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-03999
NAME OF REGISTRANT: John Hancock Investment Trust
II
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 200 Berkeley Street
Boston, MA 02116
NAME AND ADDRESS OF AGENT FOR SERVICE: Charles A. Rizzo
197 Clarendon Street
Boston, MA 02116
REGISTRANT'S TELEPHONE NUMBER: 6176633000
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2020 - 06/30/2021
2X13 JHF Financial Industries Fund
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1ST SOURCE CORPORATION Agenda Number: 935340896
--------------------------------------------------------------------------------------------------------------------------
Security: 336901103
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: SRCE
ISIN: US3369011032
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for term expiring Mgmt For For
April 2024: Tracy D. Graham
1B. Election of Director for term expiring Mgmt For For
April 2024: Ronda Shrewsbury Weybright
1C. Election of Director for term expiring Mgmt For For
April 2024: Melody Birmingham
1D. Election of Director for term expiring Mgmt Against Against
April 2024: Mark D. Schwabero
2. Ratification of the appointment of BKD LLP Mgmt For For
as 1st Source Corporation's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
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ADYEN N.V. Agenda Number: 713491455
--------------------------------------------------------------------------------------------------------------------------
Security: N3501V104
Meeting Type: EGM
Meeting Date: 12-Feb-2021
Ticker:
ISIN: NL0012969182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. OPENING AND ANNOUNCEMENTS Non-Voting
2. PROPOSAL APPOINTMENT ALEXANDER MATTHEY AS Mgmt For For
MEMBER OF THE MANAGEMENT BOARD WITH THE
TITLE CHIEF TECHNOLOGY OFFICER
3. PROPOSAL APPOINTMENT CAOIMHE TREASA KEOGAN Mgmt For For
AS MEMBER OF THE SUPERVISORY BOARD
4. ANY OTHER BUSINESS AND CLOSING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ADYEN N.V. Agenda Number: 713974219
--------------------------------------------------------------------------------------------------------------------------
Security: N3501V104
Meeting Type: AGM
Meeting Date: 03-Jun-2021
Ticker:
ISIN: NL0012969182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. OPENING AND ANNOUNCEMENTS Non-Voting
2. ANNUAL REPORT; MANAGEMENT BOARD Non-Voting
REMUNERATION; SUPERVISORY BOARD
REMUNERATION; ADOPTION OF THE ANNUAL
ACCOUNTS; DIVIDEND POLICY; DETERMINATION OF
DIVIDEND
2.a. DISCUSSION OF THE MANAGEMENT BOARD'S REPORT Non-Voting
AND THE SUPERVISORY BOARD'S REPORT FOR THE
PAST FINANCIAL YEAR. THE MANAGEMENT BOARD
WILL GIVE A PRESENTATION ON THE PERFORMANCE
OF THE COMPANY IN 2020. FURTHERMORE, THE
SUPERVISORY BOARD'S REPORT AND ACCOUNTANT
STATEMENTS WILL BE DISCUSSED
2.b. DISCUSSION OF THE REMUNERATION REPORT OVER Mgmt For For
THE YEAR 2020 INCLUDING THE MANAGEMENT
BOARD AND SUPERVISORY BOARD'S REMUNERATION
FOR THE PAST FINANCIAL YEAR. PLEASE REFER
TO THE REMUNERATION REPORT FOR THE
FINANCIAL YEAR 2020 (IN ACCORDANCE WITH THE
COMPANY'S EXISTING REMUNERATION POLICY AS
APPROVED BY THE GENERAL MEETING OF
SHAREHOLDERS WHICH WAS HELD ON 26 MAY 2020)
INCLUDED IN OUR ANNUAL REPORT ON PAGE 88,
AS PUBLISHED ON OUR WEBSITE
2.c. IT IS PROPOSED TO ADOPT THE ANNUAL ACCOUNTS Mgmt For For
FOR THE FINANCIAL YEAR 2020 AS DRAWN UP BY
THE MANAGEMENT BOARD AND SIGNED BY THE
MANAGEMENT BOARD AND THE SUPERVISORY BOARD.
PRICEWATERHOUSECOOPERS N.V. (PWC) HAS
AUDITED THE ANNUAL ACCOUNTS AND HAS ISSUED
AN UNQUALIFIED AUDITOR'S REPORT
2.d. DISCUSSION OF THE POLICY ON DIVIDEND, Non-Voting
RESERVATIONS AND DISTRIBUTIONS. PLEASE
REFER TO THE DIVIDEND POLICY PUBLISHED ON
THE COMPANY'S WEBSITE, AS FURTHER REFERRED
TO ON PAGE 128 OF THE ANNUAL REPORT FOR THE
FINANCIAL YEAR 2020. IN ACCORDANCE WITH THE
ARTICLES OF ASSOCIATION OF THE COMPANY, THE
MANAGEMENT BOARD, WITH THE APPROVAL OF THE
SUPERVISORY BOARD, DECIDED TO ALLOCATE THE
PROFITS FOR THE FINANCIAL YEAR 2020 TO THE
RESERVES OF THE COMPANY
3. IT IS PROPOSED TO DISCHARGE THE MEMBERS OF Mgmt For For
THE MANAGEMENT BOARD (IN 2020 BEING PIETER
VAN DER DOES (CEO), ARNOUT SCHUIJFF (CTO),
INGO UYTDEHAAGE (CFO), ROELANT PRINS (CCO),
MARITTE SWART (CLCO) AND KAMRAN ZAKI (COO))
FROM LIABILITY IN RESPECT OF THE
PERFORMANCE OF THEIR MANAGEMENT DUTIES TO
THE EXTENT THAT SUCH PERFORMANCE IS
APPARENT FROM THE ANNUAL ACCOUNTS FOR THE
FINANCIAL YEAR 2020 OR HAS BEEN OTHERWISE
DISCLOSED TO THE GENERAL MEETING BEFORE THE
RESOLUTION IS ADOPTED. IT IS FURTHERMORE
PROPOSED TO DISCHARGE THE MEMBERS OF THE
MANAGEMENT BOARD WHO RESIGNED IN THE COURSE
OF 2020 (BEING JOOP WIJN (FORMER CSRO) AND
SAM HALSE (FORMER COO)) FROM LIABILITY FOR
MANAGEMENT DUTIES PERFORMED IN THE
FINANCIAL YEAR 2020 UNTIL THEIR EFFECTIVE
DATE OF RESIGNATION
4. IT IS PROPOSED TO DISCHARGE THE MEMBERS OF Mgmt For For
THE SUPERVISORY BOARD (IN 2020 BEING PIERO
OVERMARS, DELFIN RUEDA, JOEP VAN BEURDEN
AND PAMELA JOSEPH) FROM LIABILITY IN
RESPECT OF THE PERFORMANCE OF THEIR
SUPERVISORY DUTIES TO THE EXTENT THAT SUCH
PERFORMANCE IS APPARENT FROM THE ANNUAL
ACCOUNTS FOR THE FINANCIAL YEAR 2020 OR HAS
BEEN OTHERWISE DISCLOSED TO THE GENERAL
MEETING BEFORE THE RESOLUTION IS ADOPTED
5. PROPOSAL REAPPOINTMENT INGO JEROEN Mgmt For For
UYTDEHAAGE AS MEMBER OF THE MANAGEMENT
BOARD WITH THE TITLE CHIEF FINANCIAL
OFFICER
6. PROPOSAL REAPPOINTMENT DELFIN RUEDA ARROYO Mgmt For For
AS MEMBER OF THE SUPERVISORY BOARD
7. IT IS PROPOSED TO RENEW THE AUTHORITY OF Mgmt For For
THE MANAGEMENT BOARD, SUBJECT TO THE
SUPERVISORY BOARD S APPROVAL, TO ISSUE
ORDINARY SHARES OR TO GRANT RIGHTS TO
SUBSCRIBE FOR ORDINARY SHARES FOR A PERIOD
OF 18 MONTHS FROM THE DATE OF THIS GENERAL
MEETING UP TO 10% OF THE TOTAL NUMBER OF
SHARES ISSUED AT THE TIME OF THE GENERAL
MEETING FOR ANY PURPOSES. ONCE THIS
AUTHORIZATION IS APPROVED, THIS WILL
REPLACE THE CURRENT AUTHORIZATIONS. ONCE
APPROVED, THE AUTHORIZATION CANNOT BE
REVOKED
8. IT IS PROPOSED TO RENEW THE AUTHORITY OF Mgmt For For
THE MANAGEMENT BOARD, SUBJECT TO THE
SUPERVISORY BOARD'S APPROVAL, TO RESTRICT
OR EXCLUDE APPLICABLE PRE-EMPTIVE RIGHTS
WHEN ISSUING ORDINARY SHARES OR GRANTING
RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES AS
SET OUT IN ITEM 7 ABOVE FOR A PERIOD OF 18
MONTHS FROM THE DATE OF THIS GENERAL
MEETING. ONCE THIS AUTHORIZATION IS
APPROVED, THIS WILL REPLACE THE CURRENT
AUTHORIZATIONS. ONCE APPROVED, THE
AUTHORIZATION CANNOT BE REVOKED
9. AUTHORITY TO ACQUIRE OWN SHARES Mgmt For For
10. IN ACCORDANCE WITH THE RECOMMENDATIONS OF Mgmt For For
THE AUDIT COMMITTEE, THE SUPERVISORY BOARD
PROPOSES TO REAPPOINT PWC AS EXTERNAL
AUDITOR OF THE COMPANY FOR THE CURRENT
FINANCIAL YEAR
11. ANY OTHER BUSINESS AND CLOSING Non-Voting
CMMT "INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE"
--------------------------------------------------------------------------------------------------------------------------
AMERICAN BUSINESS BANK Agenda Number: 935242987
--------------------------------------------------------------------------------------------------------------------------
Security: 02475L105
Meeting Type: Annual
Meeting Date: 21-Jul-2020
Ticker: AMBZ
ISIN: US02475L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Leon I. Blankstein Mgmt For For
Donald P. Johnson Mgmt Withheld Against
Gaurav Malhotra Mgmt For For
Edith Matthai Mgmt For For
Trent D. Merrill Mgmt Withheld Against
Javier Sanchez Mgmt For For
Robert F. Schack Mgmt Withheld Against
Jon H. Schlobohm Mgmt For For
Robert I. Usdan Mgmt Withheld Against
Pasy Wang Mgmt For For
2. To ratify the appointment of RSM US LLP as Mgmt For For
the Bank's independent public accountants
as described more fully in the accompanying
proxy statement.
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AMERICAN BUSINESS BANK Agenda Number: 935407773
--------------------------------------------------------------------------------------------------------------------------
Security: 02475L105
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: AMBZ
ISIN: US02475L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Leon I. Blankstein Mgmt For For
Donald P. Johnson Mgmt Withheld Against
Gaurav Malhotra Mgmt For For
Edith Matthai Mgmt For For
Trent D. Merrill Mgmt Withheld Against
Javier Sanchez Mgmt For For
Robert F. Schack Mgmt Withheld Against
John H. Schlobohm Mgmt For For
Robert I. Usdan Mgmt Withheld Against
Pasy Wang Mgmt For For
2. To ratify the appointment of RSM US LLP as Mgmt Against Against
the Bank's independent public accountants
as described more fully in the accompanying
proxy statement.
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AMERICAN EXPRESS COMPANY Agenda Number: 935357358
--------------------------------------------------------------------------------------------------------------------------
Security: 025816109
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: AXP
ISIN: US0258161092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: Thomas J. Baltimore
1B. Election of Director for a term of one Mgmt For For
year: Charlene Barshefsky
1C. Election of Director for a term of one Mgmt For For
year: John J. Brennan
1D. Election of Director for a term of one Mgmt For For
year: Peter Chernin
1E. Election of Director for a term of one Mgmt For For
year: Ralph de la Vega
1F. Election of Director for a term of one Mgmt For For
year: Michael O. Leavitt
1G. Election of Director for a term of one Mgmt For For
year: Theodore J. Leonsis
1H. Election of Director for a term of one Mgmt For For
year: Karen L. Parkhill
1I. Election of Director for a term of one Mgmt For For
year: Charles E. Phillips
1J. Election of Director for a term of one Mgmt For For
year: Lynn A. Pike
1K. Election of Director for a term of one Mgmt For For
year: Stephen J. Squeri
1L. Election of Director for a term of one Mgmt For For
year: Daniel L. Vasella
1M. Election of Director for a term of one Mgmt For For
year: Lisa W. Wardell
1N. Election of Director for a term of one Mgmt For For
year: Ronald A. Williams
1O. Election of Director for a term of one Mgmt For For
year: Christopher D. Young
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for 2021.
3. Approval, on an advisory basis, of the Mgmt For For
Company's executive compensation.
4. Shareholder proposal relating to action by Shr For Against
written consent.
5. Shareholder proposal relating to annual Shr For Against
report on diversity.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN RIVER BANKSHARES Agenda Number: 935379481
--------------------------------------------------------------------------------------------------------------------------
Security: 029326105
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: AMRB
ISIN: US0293261055
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Nicolas C. Anderson Mgmt For For
Kimberly A. Box Mgmt For For
Charles D. Fite Mgmt For For
Jeffery Owensby Mgmt For For
Julie A. Raney Mgmt For For
William A. Robotham Mgmt For For
David E. Ritchie Jr. Mgmt For For
Philip A. Wright Mgmt For For
2. To ratify the selection of Crowe, LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. To approve, on an advisory (non-binding) Mgmt For For
basis, the Company's named executive
officer compensation.
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AMERIS BANCORP Agenda Number: 935411138
--------------------------------------------------------------------------------------------------------------------------
Security: 03076K108
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: ABCB
ISIN: US03076K1088
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: William I.
Bowen, Jr.
1B. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: Rodney D.
Bullard
1C. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: Wm. Millard
Choate
1D. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: R. Dale Ezzell
1E. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: Leo J. Hill
1F. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: Daniel B.
Jeter
1G. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: Robert P.
Lynch
1H. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: Elizabeth A.
McCague
1I. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: James B.
Miller, Jr.
1J. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: Gloria A.
O'Neal
1K. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: H. Palmer
Proctor, Jr.
1L. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: William H.
Stern
1M. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: Jimmy D. Veal
2. Ratification of the appointment of Crowe Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
3. Advisory approval of the compensation of Mgmt For For
the Company's named executive officers.
4. Approval of the Ameris Bancorp 2021 Omnibus Mgmt For For
Equity Incentive Plan.
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AON PLC Agenda Number: 935249602
--------------------------------------------------------------------------------------------------------------------------
Security: G0403H108
Meeting Type: Special
Meeting Date: 26-Aug-2020
Ticker: AON
ISIN: IE00BLP1HW54
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the issuance of the aggregate Mgmt For For
scheme consideration pursuant to the
transaction.
2. Approve any motion by the chair of the Aon Mgmt For For
EGM to adjourn the Aon EGM, or any
adjournments thereof, to another time and
place if necessary or appropriate to
solicit additional proxies if there are
insufficient votes at the time of the Aon
EGM to approve Proposal 1.
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AON PLC Agenda Number: 935399041
--------------------------------------------------------------------------------------------------------------------------
Security: G0403H108
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: AON
ISIN: IE00BLP1HW54
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lester B. Knight Mgmt For For
1B. Election of Director: Gregory C. Case Mgmt For For
1C. Election of Director: Jin-Yong Cai Mgmt For For
1D. Election of Director: Jeffrey C. Campbell Mgmt For For
1E. Election of Director: Fulvio Conti Mgmt For For
1F. Election of Director: Cheryl A. Francis Mgmt For For
1G. Election of Director: J. Michael Losh Mgmt For For
1H. Election of Director: Richard B. Myers Mgmt For For
1I. Election of Director: Richard C. Notebaert Mgmt For For
1J. Election of Director: Gloria Santona Mgmt For For
1K. Election of Director: Byron O. Spruell Mgmt For For
1L. Election of Director: Carolyn Y. Woo Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
4. Re-appoint Ernst & Young Chartered Mgmt For For
Accountants as the Company's statutory
auditor under Irish law.
5. Authorize the Board or the Audit Committee Mgmt For For
of the Board to determine the remuneration
of Ernst & Young Chartered Accountants, in
its capacity as the Company's statutory
auditor under Irish law.
6. Amend Article 190 of the Company's Articles Mgmt For For
of Association.
7. Authorize the Board to capitalize certain Mgmt For For
of the Company's non-distributable
reserves.
8. Approve the creation of distributable Mgmt For For
profits by the reduction and cancellation
of the amounts capitalized pursuant to the
authority given under Proposal 7.
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ARCH CAPITAL GROUP LTD. Agenda Number: 935361686
--------------------------------------------------------------------------------------------------------------------------
Security: G0450A105
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: ACGL
ISIN: BMG0450A1053
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director for a term of Mgmt For For
three years: Eric W. Doppstadt
1B. Election of Class II Director for a term of Mgmt For For
three years: Laurie S. Goodman
1C. Election of Class II Director for a term of Mgmt For For
three years: John M. Pasquesi
1D. Election of Class II Director for a term of Mgmt For For
three years: Thomas R. Watjen
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. To appoint PricewaterhouseCoopers LLP as Mgmt For For
the Company's independent registered public
accounting firm for the year ending
December 31, 2021.
4A. To Elect the nominee listed as Designated Mgmt For For
Company Director so that they may be
elected directors of certain of our
non-U.S. subsidiaries: Robert Appleby
4B. To Elect the nominee listed as Designated Mgmt For For
Company Director so that they may be
elected directors of certain of our
non-U.S. subsidiaries: Matthew Dragonetti
4C. To Elect the nominee listed as Designated Mgmt For For
Company Director so that they may be
elected directors of certain of our
non-U.S. subsidiaries: Seamus Fearon
4D. To Elect the nominee listed as Designated Mgmt For For
Company Director so that they may be
elected directors of certain of our
non-U.S. subsidiaries: H. Beau Franklin
4E. To Elect the nominee listed as Designated Mgmt For For
Company Director so that they may be
elected directors of certain of our
non-U.S. subsidiaries: Jerome Halgan
4F. To Elect the nominee listed as Designated Mgmt For For
Company Director so that they may be
elected directors of certain of our
non-U.S. subsidiaries: James Haney
4G. To Elect the nominee listed as Designated Mgmt For For
Company Director so that they may be
elected directors of certain of our
non-U.S. subsidiaries: Chris Hovey
4H. To Elect the nominee listed as Designated Mgmt For For
Company Director so that they may be
elected directors of certain of our
non-U.S. subsidiaries: W. Preston Hutchings
4I. To Elect the nominee listed as Designated Mgmt For For
Company Director so that they may be
elected directors of certain of our
non-U.S. subsidiaries: Pierre Jal
4J. To Elect the nominee listed as Designated Mgmt For For
Company Director so that they may be
elected directors of certain of our
non-U.S. subsidiaries: Francois Morin
4K. To Elect the nominee listed as Designated Mgmt For For
Company Director so that they may be
elected directors of certain of our
non-U.S. subsidiaries: David J. Mulholland
4L. To Elect the nominee listed as Designated Mgmt For For
Company Director so that they may be
elected directors of certain of our
non-U.S. subsidiaries: Chiara Nannini
4M. To Elect the nominee listed as Designated Mgmt For For
Company Director so that they may be
elected directors of certain of our
non-U.S. subsidiaries: Tim Peckett
4N. To Elect the nominee listed as Designated Mgmt For For
Company Director so that they may be
elected directors of certain of our
non-U.S. subsidiaries: Maamoun Rajeh
4O. To Elect the nominee listed as Designated Mgmt For For
Company Director so that they may be
elected directors of certain of our
non-U.S. subsidiaries: Roderick Romeo
--------------------------------------------------------------------------------------------------------------------------
ARES MANAGEMENT CORPORATION Agenda Number: 935426329
--------------------------------------------------------------------------------------------------------------------------
Security: 03990B101
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: ARES
ISIN: US03990B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael J Arougheti Mgmt Against Against
1B. Election of Director: Antoinette Bush Mgmt Against Against
1C. Election of Director: Paul G. Joubert Mgmt Against Against
1D. Election of Director: R. Kipp deVeer Mgmt Against Against
1E. Election of Director: David B. Kaplan Mgmt Against Against
1F. Election of Director: Michael Lynton Mgmt Against Against
1G. Election of Director: Dr. Judy D. Olian Mgmt Against Against
1H. Election of Director: Antony P. Ressler Mgmt Against Against
1I. Election of Director: Bennett Rosenthal Mgmt Against Against
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for our
2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
ARTHUR J. GALLAGHER & CO. Agenda Number: 935365305
--------------------------------------------------------------------------------------------------------------------------
Security: 363576109
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: AJG
ISIN: US3635761097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sherry S. Barrat Mgmt For For
1B. Election of Director: William L. Bax Mgmt For For
1C. Election of Director: D. John Coldman Mgmt For For
1D. Election of Director: J. Patrick Gallagher, Mgmt For For
Jr.
1E. Election of Director: David S. Johnson Mgmt For For
1F. Election of Director: Kay W. McCurdy Mgmt For For
1G. Election of Director: Christopher C. Miskel Mgmt For For
1H. Election of Director: Ralph J. Nicoletti Mgmt For For
1I. Election of Director: Norman L. Rosenthal Mgmt For For
2. Ratification of the Appointment of Ernst & Mgmt For For
Young LLP as our Independent Auditor for
the fiscal year ending December 31, 2021.
3. Approval, on an Advisory Basis, of the Mgmt For For
Compensation of our Named Executive
Officers.
--------------------------------------------------------------------------------------------------------------------------
ATLANTIC CAPITAL BANCSHARES, INC. Agenda Number: 935395497
--------------------------------------------------------------------------------------------------------------------------
Security: 048269203
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: ACBI
ISIN: US0482692037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Walter M. Deriso, Jr. Mgmt For For
Shantella E. Cooper Mgmt For For
David H. Eidson Mgmt For For
Henchy R. Enden Mgmt For For
James H. Graves Mgmt For For
Douglas J. Hertz Mgmt For For
Thomas M. Holder Mgmt For For
Lizanne Thomas Mgmt For For
Douglas L. Williams Mgmt For For
Marietta Edmunds Zakas Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our Named
Executive Officers.
4. To approve, on a non-binding advisory Mgmt 1 Year For
basis, the frequency of future shareholder
advisory votes on the compensation of our
Named Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
ATLANTIC UNION BANKSHARES CORPORATION Agenda Number: 935356205
--------------------------------------------------------------------------------------------------------------------------
Security: 04911A107
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: AUB
ISIN: US04911A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Thomas P. Rohman
1.2 Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Thomas G. Snead, Jr.
1.3 Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Ronald L. Tillett
1.4 Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Keith L. Wampler
1.5 Election of Director to serve until the Mgmt For For
2022 Annual Meeting: F. Blair Wimbush
2. To approve the amendment and restatement of Mgmt For For
the Atlantic Union Bankshares Corporation
Stock and Incentive Plan.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
4. To approve, on an advisory (non-binding) Mgmt For For
basis, the Company's executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 935345670
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sharon L. Allen Mgmt For For
1B. Election of Director: Susan S. Bies Mgmt For For
1C. Election of Director: Frank P. Bramble, Sr. Mgmt For For
1D. Election of Director: Pierre J.P. de Weck Mgmt For For
1E. Election of Director: Arnold W. Donald Mgmt For For
1F. Election of Director: Linda P. Hudson Mgmt For For
1G. Election of Director: Monica C. Lozano Mgmt For For
1H. Election of Director: Thomas J. May Mgmt For For
1I. Election of Director: Brian T. Moynihan Mgmt For For
1J. Election of Director: Lionel L. Nowell III Mgmt For For
1K. Election of Director: Denise L. Ramos Mgmt For For
1L. Election of Director: Clayton S. Rose Mgmt For For
1M. Election of Director: Michael D. White Mgmt For For
1N. Election of Director: Thomas D. Woods Mgmt For For
1O. Election of Director: R. David Yost Mgmt For For
1P. Election of Director: Maria T. Zuber Mgmt For For
2. Approving our executive compensation (an Mgmt For For
advisory, nonbinding "Say on Pay"
resolution).
3. Ratifying the appointment of our Mgmt For For
independent registered public accounting
firm for 2021.
4. Amending and restating the Bank of America Mgmt For For
Corporation Key Employee Equity Plan.
5. Shareholder proposal requesting amendments Shr For Against
to our proxy access by law.
6. Shareholder proposal requesting amendments Shr For Against
to allow shareholders to act by written
consent.
7. Shareholder proposal requesting a change in Shr Against For
organizational form.
8. Shareholder proposal requesting a racial Shr For Against
equity audit.
--------------------------------------------------------------------------------------------------------------------------
BANK OF COMMERCE HOLDINGS Agenda Number: 935380460
--------------------------------------------------------------------------------------------------------------------------
Security: 06424J103
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: BOCH
ISIN: US06424J1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Orin N. Bennett Mgmt For For
Randall S. Eslick Mgmt For For
Joseph Q. Gibson Mgmt For For
Jon W. Halfhide Mgmt For For
David J. Inderkum Mgmt For For
Linda J. Miles Mgmt For For
Diane D. Miller Mgmt For For
Karl L. Silberstein Mgmt For For
Terence J. Street Mgmt For For
Lyle L. Tullis Mgmt For For
2. Ratification of the selection of Moss Adams Mgmt For For
LLP as the Company's independent registered
public accounting firm for 2021.
3. An advisory vote to approve the Mgmt For For
compensation of the Company's named
executive officers (the "say-on-pay" vote).
--------------------------------------------------------------------------------------------------------------------------
BANK OF MARIN BANCORP Agenda Number: 935461234
--------------------------------------------------------------------------------------------------------------------------
Security: 063425102
Meeting Type: Annual
Meeting Date: 29-Jun-2021
Ticker: BMRC
ISIN: US0634251021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven I. Barlow Mgmt Withheld Against
Russell A. Colombo Mgmt Withheld Against
James C. Hale Mgmt Withheld Against
Robert Heller Mgmt Withheld Against
Norma J. Howard Mgmt Withheld Against
Kevin R. Kennedy Mgmt Withheld Against
William H. McDevitt, Jr Mgmt Withheld Against
Leslie E. Murphy Mgmt Withheld Against
Sanjiv S. Sanghvi Mgmt For For
Joel Sklar, MD Mgmt Withheld Against
Brian M. Sobel Mgmt Withheld Against
Secil Tabli Watson Mgmt For For
2. To vote, on an advisory basis, to approve Mgmt For For
the Company's executive compensation for
Named Executive Officers.
3. To ratify the selection of independent Mgmt For For
auditor.
--------------------------------------------------------------------------------------------------------------------------
BAYCOM CORP Agenda Number: 935424654
--------------------------------------------------------------------------------------------------------------------------
Security: 07272M107
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: BCML
ISIN: US07272M1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James S. Camp Mgmt Withheld Against
Harpreet S. Chaudhary Mgmt Withheld Against
Rocco Davis Mgmt For For
George J. Guarini Mgmt For For
Malcolm F. Hotchkiss Mgmt Withheld Against
Lloyd W. Kendall Jr. Mgmt Withheld Against
Robert G. Laverne, MD Mgmt For For
Syvia L. Magid Mgmt For For
David M. Spatz Mgmt Withheld Against
2. Ratification of the appointment of Mgmt For For
auditors, Moss Adams, LLP for the fiscal
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK, INC. Agenda Number: 935394849
--------------------------------------------------------------------------------------------------------------------------
Security: 09247X101
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: BLK
ISIN: US09247X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bader M. Alsaad Mgmt For For
1B. Election of Director: Pamela Daley Mgmt For For
1C. Election of Director: Jessica P. Einhorn Mgmt For For
1D. Election of Director: Laurence D. Fink Mgmt For For
1E. Election of Director: William E. Ford Mgmt For For
1F. Election of Director: Fabrizio Freda Mgmt For For
1G. Election of Director: Murry S. Gerber Mgmt For For
1H. Election of Director: Margaret "Peggy" L. Mgmt For For
Johnson
1I. Election of Director: Robert S. Kapito Mgmt For For
1J. Election of Director: Cheryl D. Mills Mgmt For For
1K. Election of Director: Gordon M. Nixon Mgmt For For
1L. Election of Director: Charles H. Robbins Mgmt For For
1M. Election of Director: Marco Antonio Slim Mgmt For For
Domit
1N. Election of Director: Hans E. Vestberg Mgmt For For
1O. Election of Director: Susan L. Wagner Mgmt For For
1P. Election of Director: Mark Wilson Mgmt For For
2. Approval, in a non-binding advisory vote, Mgmt For For
of the compensation for named executive
officers.
3. Ratification of the appointment of Deloitte Mgmt For For
LLP as BlackRock's independent registered
public accounting firm for the fiscal year
2021.
4A. Approve amendments to BlackRock's Amended Mgmt For For
and Restated Certificate of Incorporation
to: Provide shareholders with the right to
call a special meeting.
4B. Approve amendments to BlackRock's Amended Mgmt For For
and Restated Certificate of Incorporation
to: Eliminate certain supermajority vote
requirements.
4C. Approve amendments to BlackRock's Amended Mgmt For For
and Restated Certificate of Incorporation
to: Eliminate certain provisions that are
no longer applicable and make certain other
technical revisions.
5. Shareholder Proposal - Amend Certificate of Shr Against For
Incorporation to convert to a public
benefit corporation.
--------------------------------------------------------------------------------------------------------------------------
BROOKFIELD ASSET MANAGEMENT INC. Agenda Number: 935433994
--------------------------------------------------------------------------------------------------------------------------
Security: 112585104
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: BAM
ISIN: CA1125851040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
M. Elyse Allan Mgmt For For
Angela F. Braly Mgmt For For
Janice Fukakusa Mgmt For For
Maureen Kempston Darkes Mgmt For For
Frank J. McKenna Mgmt For For
Hutham S. Olayan Mgmt For For
Seek Ngee Huat Mgmt For For
Diana L. Taylor Mgmt For For
2 The appointment of Deloitte LLP as the Mgmt For For
external auditor and authorizing the
directors to set its remuneration.
3 The Say on Pay Resolution set out in the Mgmt For For
Corporation's Management Information
Circular dated April 30, 2021 (the
"Circular").
--------------------------------------------------------------------------------------------------------------------------
BROWN & BROWN, INC. Agenda Number: 935355772
--------------------------------------------------------------------------------------------------------------------------
Security: 115236101
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: BRO
ISIN: US1152361010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. Hyatt Brown Mgmt For For
Hugh M. Brown Mgmt For For
J. Powell Brown Mgmt For For
L. L. Gellerstedt III Mgmt For For
James C. Hays Mgmt For For
Theodore J. Hoepner Mgmt For For
James S. Hunt Mgmt For For
Toni Jennings Mgmt For For
Timothy R.M. Main Mgmt For For
H. Palmer Proctor, Jr. Mgmt For For
Wendell S. Reilly Mgmt For For
Chilton D. Varner Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as Brown & Brown, Inc.'s
independent registered public accountants
for the fiscal year ending December 31,
2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of named executive officers.
--------------------------------------------------------------------------------------------------------------------------
BUSINESS FIRST BANCSHARES, INC. Agenda Number: 935405200
--------------------------------------------------------------------------------------------------------------------------
Security: 12326C105
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: BFST
ISIN: US12326C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Drew C. Brees Mgmt For For
1B. Election of Director: James J. Buquet, III Mgmt For For
1C. Election of Director: Carol M. Calkins Mgmt For For
1D. Election of Director: Ricky D. Day Mgmt For For
1E. Election of Director: John P. Ducrest Mgmt For For
1F. Election of Director: Mark P. Folse Mgmt For For
1G. Election of Director: Robert S. Greer, Jr. Mgmt For For
1H. Election of Director: J. Vernon Johnson Mgmt For For
1I. Election of Director: Rolfe H. McCollister, Mgmt For For
Jr.
1J. Election of Director: Andrew D. McLindon Mgmt For For
1K. Election of Director: David R. Melville, Mgmt For For
III
1L. Election of Director: Patrick E. Mockler Mgmt For For
1M. Election of Director: David A. Montgomery, Mgmt For For
Jr.
1N. Election of Director: Arthur J. Price Mgmt For For
1O. Election of Director: Kenneth Wm. Smith Mgmt For For
1P. Election of Director: Keith A. Tillage Mgmt For For
1Q. Election of Director: Steven G. White Mgmt For For
2. To approve, in a non-binding vote, the Mgmt For For
compensation of our named executive
officers.
3. Vote, on an advisory basis, on the Mgmt 1 Year For
frequency of executive compensation
advisory votes.
4. To ratify the appointment of Dixon Hughes Mgmt For For
Goodman, LLP as auditor for the Company for
the year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CALIFORNIA BANCORP Agenda Number: 935245983
--------------------------------------------------------------------------------------------------------------------------
Security: 13005U101
Meeting Type: Annual
Meeting Date: 06-Aug-2020
Ticker: CALB
ISIN: US13005U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stephen A. Cortese Mgmt For For
Andrew J. Armanino Mgmt For For
Kevin J. Cullen Mgmt For For
Stephen R. Dathe Mgmt For For
Wayne S. Doiguchi Mgmt Withheld Against
Donald J. Kintzer Mgmt For For
Rochelle G. Klein Mgmt For For
Frank L. Muller Mgmt For For
Steven E. Shelton Mgmt For For
Edmond E. Traille Mgmt For For
2. Ratification of the Appointment of Mgmt For For
Independent Public Accounting Firm. To
ratify the appointment of Crowe LLP as our
independent public accounting firm for the
fiscal year ending December 31, 2020.
3. Approval of Amendment and Restatement of Mgmt Against Against
2017 Equity Incentive Plan. To approve an
amendment and restatement of our 2017
Equity Incentive Plan that will, among
other things, increase the number of shares
issuable under the plan by 500,000 shares.
--------------------------------------------------------------------------------------------------------------------------
CALIFORNIA BANCORP Agenda Number: 935411405
--------------------------------------------------------------------------------------------------------------------------
Security: 13005U101
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: CALB
ISIN: US13005U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stephen A. Cortese Mgmt For For
Andrew J. Armanino Mgmt For For
Kevin J. Cullen Mgmt For For
Stephen R. Dathe Mgmt For For
Wayne S. Doiguchi Mgmt For For
Donald J. Kintzer Mgmt For For
Rochelle G. Klein Mgmt For For
Julie J. Levenson Mgmt For For
Frank L. Muller Mgmt For For
Steven E. Shelton Mgmt For For
Edmond E. Traille Mgmt For For
2. Ratification of the Appointment of Mgmt For For
Independent Public Accounting Firm. To
ratify the appointment of Crowe LLP as our
independent public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CAMBRIDGE BANCORP Agenda Number: 935363337
--------------------------------------------------------------------------------------------------------------------------
Security: 132152109
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: CATC
ISIN: US1321521098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeanette G. Clough Mgmt For For
Hambleton Lord Mgmt For For
R. Gregg Stone Mgmt For For
Simon R. Gerlin Mgmt For For
Kathryn M. Hinderhofer Mgmt For For
Thomas J. Fontaine Mgmt For For
2. Consideration and approval of a non-binding Mgmt For For
advisory resolution on the compensation of
the Company's named executive officers.
3. To ratify, on an advisory basis, the Mgmt For For
appointment of Wolf & Company, P.C. as the
Company's independent registered public
accounting firm for the fiscal year ending
December 31,2021.
--------------------------------------------------------------------------------------------------------------------------
CENTRAL VALLEY COMMUNITY BANCORP Agenda Number: 935379354
--------------------------------------------------------------------------------------------------------------------------
Security: 155685100
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: CVCY
ISIN: US1556851004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Daniel N. Cunningham Mgmt For For
Daniel J. Doyle Mgmt Withheld Against
F.T "Tommy" Elliott, IV Mgmt For For
Robert J. Flautt Mgmt Withheld Against
James M. Ford Mgmt For For
Gary D. Gall Mgmt Withheld Against
Andriana D. Majarian Mgmt For For
Steven D. McDonald Mgmt For For
Louis McMurray Mgmt For For
Karen Musson Mgmt For For
Dorothea D. Silva Mgmt For For
William S. Smittcamp Mgmt For For
2. To approve the proposal to amend the bylaws Mgmt For For
to increase the range of the size of the
Board of Directors to a range of nine (9)
to fifteen (15) persons.
3. To approve the proposal to ratify the Mgmt For For
appointment of Crowe LLP as the independent
registered public accounting firm for the
Company's 2021 fiscal year.
4. Adopt a non-binding advisory resolution Mgmt For For
approving executive compensation.
--------------------------------------------------------------------------------------------------------------------------
CHUBB LIMITED Agenda Number: 935381501
--------------------------------------------------------------------------------------------------------------------------
Security: H1467J104
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: CB
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the management report, Mgmt For For
standalone financial statements and
consolidated financial statements of Chubb
Limited for the year ended December 31,
2020.
2A Allocation of disposable profit. Mgmt For For
2B Distribution of a dividend out of legal Mgmt For For
reserves (by way of release and allocation
to a dividend reserve).
3 Discharge of the Board of Directors. Mgmt For For
4A Election of PricewaterhouseCoopers AG Mgmt For For
(Zurich) as our statutory auditor.
4B Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP (United States)
as independent registered public accounting
firm for purposes of U.S. securities law
reporting.
4C Election of BDO AG (Zurich) as special Mgmt For For
audit firm.
5A Election of Director: Evan G. Greenberg Mgmt For For
5B Election of Director: Michael P. Connors Mgmt For For
5C Election of Director: Michael G. Atieh Mgmt For For
5D Election of Director: Sheila P. Burke Mgmt For For
5E Election of Director: Mary Cirillo Mgmt For For
5F Election of Director: Robert J. Hugin Mgmt For For
5G Election of Director: Robert W. Scully Mgmt For For
5H Election of Director: Eugene B. Shanks, Jr. Mgmt For For
5I Election of Director: Theodore E. Shasta Mgmt For For
5J Election of Director: David H. Sidwell Mgmt For For
5K Election of Director: Olivier Steimer Mgmt For For
5L Election of Director: Luis Tellez Mgmt For For
5M Election of Director: Frances F. Townsend Mgmt For For
6 Election of Evan G. Greenberg as Chairman Mgmt For For
of the Board of Directors.
7A Election of Director of the Compensation Mgmt For For
Committee: Michael P. Connors
7B Election of Director of the Compensation Mgmt For For
Committee: Mary Cirillo
7C Election of Director of the Compensation Mgmt For For
Committee: Frances F. Townsend
8 Election of Homburger AG as independent Mgmt For For
proxy.
9 Approval of the Chubb Limited 2016 Mgmt For For
Long-Term Incentive Plan, as amended and
restated.
10 Reduction of share capital. Mgmt For For
11A Compensation of the Board of Directors Mgmt For For
until the next annual general meeting.
11B Compensation of Executive Management for Mgmt For For
the next calendar year.
12 Advisory vote to approve executive Mgmt For For
compensation under U.S. securities law
requirements.
A If a new agenda item or a new proposal for Mgmt Against Against
an existing agenda item is put before the
meeting, I/we hereby authorize and instruct
the independent proxy to vote as follows.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 935349515
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ellen M. Costello Mgmt For For
1B. Election of Director: Grace E. Dailey Mgmt For For
1C. Election of Director: Barbara J. Desoer Mgmt For For
1D. Election of Director: John C. Dugan Mgmt For For
1E. Election of Director: Jane N. Fraser Mgmt For For
1F. Election of Director: Duncan P. Hennes Mgmt For For
1G. Election of Director: Peter B. Henry Mgmt For For
1H. Election of Director: S. Leslie Ireland Mgmt For For
1I. Election of Director: Lew W. (Jay) Jacobs, Mgmt For For
IV
1J. Election of Director: Renee J. James Mgmt For For
1K. Election of Director: Gary M. Reiner Mgmt For For
1L. Election of Director: Diana L. Taylor Mgmt For For
1M. Election of Director: James S. Turley Mgmt For For
1N. Election of Director: Deborah C. Wright Mgmt For For
1O. Election of Director: Alexander R. Mgmt For For
Wynaendts
1P. Election of Director: Ernesto Zedillo Ponce Mgmt For For
de Leon
2. Proposal to ratify the selection of KPMG Mgmt For For
LLP as Citi's independent registered public
accounting firm for 2021.
3. Advisory vote to approve Citi's 2020 Mgmt For For
Executive Compensation.
4. Approval of additional authorized shares Mgmt For For
under the Citigroup 2019 Stock Incentive
Plan.
5. Stockholder proposal requesting an Shr For Against
amendment to Citi's proxy access by-law
provisions pertaining to the aggregation
limit.
6. Stockholder proposal requesting an Shr For Against
Independent Board Chairman.
7. Stockholder proposal requesting Shr Against For
non-management employees on director
nominee candidate lists.
8. Stockholder proposal requesting a report Shr For Against
disclosing information regarding Citi's
lobbying payments, policies and activities.
9. Stockholder proposal requesting a racial Shr For Against
equity audit analyzing Citi's adverse
impacts on nonwhite stakeholders and
communities of color.
10. Stockholder proposal requesting that the Shr Against For
Board approve an amendment to Citi's
Certificate of Incorporation to become a
Public Benefit Corporation and to submit
the proposed amendment to stockholders for
approval.
--------------------------------------------------------------------------------------------------------------------------
CITIZENS FINANCIAL GROUP, INC. Agenda Number: 935342826
--------------------------------------------------------------------------------------------------------------------------
Security: 174610105
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: CFG
ISIN: US1746101054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bruce Van Saun Mgmt For For
1B. Election of Director: Lee Alexander Mgmt For For
1C. Election of Director: Christine M. Cumming Mgmt For For
1D. Election of Director: William P. Hankowsky Mgmt For For
1E. Election of Director: Leo I. ("Lee") Higdon Mgmt For For
1F. Election of Director: Edward J. ("Ned") Mgmt For For
Kelly III
1G. Election of Director: Charles J. ("Bud") Mgmt For For
Koch
1H. Election of Director: Robert G. Leary Mgmt For For
1I. Election of Director: Terrance J. Lillis Mgmt For For
1J. Election of Director: Shivan Subramaniam Mgmt For For
1K. Election of Director: Christopher J. Swift Mgmt For For
1L. Election of Director: Wendy A. Watson Mgmt For For
1M. Election of Director: Marita Zuraitis Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on executive compensation.
4. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
CLOSE BROTHERS GROUP PLC Agenda Number: 713246533
--------------------------------------------------------------------------------------------------------------------------
Security: G22120102
Meeting Type: AGM
Meeting Date: 19-Nov-2020
Ticker:
ISIN: GB0007668071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE COMPANY'S 2020 Mgmt For For
ANNUAL REPORT AND ACCOUNTS TOGETHER WITH
THE REPORTS OF THE DIRECTORS AND OF THE
AUDITOR
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT FOR THE FINANCIAL YEAR ENDED 31 JULY
2020
3 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY AS SET OUT IN THE DIRECTORS'
REMUNERATION REPORT CONTAINED WITHIN THE
2020 ANNUAL REPORT AND ACCOUNTS
4 TO AUTHORISE THE PAYMENT OF A FINAL Mgmt For For
DIVIDEND ON THE ORDINARY SHARES OF 40P PER
SHARE FOR THE YEAR ENDED 31 JULY 2020 ON 24
NOVEMBER 2020
5 TO REAPPOINT MIKE BIGGS AS A DIRECTOR Mgmt For For
6 TO REAPPOINT ADRIAN SAINSBURY AS A DIRECTOR Mgmt For For
7 TO REAPPOINT MIKE MORGAN AS A DIRECTOR Mgmt For For
8 TO REAPPOINT OLIVER CORBETT AS A DIRECTOR Mgmt For For
9 TO REAPPOINT PETER DUFFY AS A DIRECTOR Mgmt For For
10 TO REAPPOINT LESLEY JONES AS A DIRECTOR Mgmt For For
11 TO REAPPOINT BRIDGET MACASKILL AS A Mgmt For For
DIRECTOR
12 TO REAPPOINT SALLY WILLIAMS AS A DIRECTOR Mgmt For For
13 TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR OF THE COMPANY FROM THE CONCLUSION
OF THIS AGM UNTIL THE CONCLUSION OF THE
NEXT AGM
14 TO AUTHORISE THE AUDIT COMMITTEE, ACTING Mgmt For For
FOR AND ON BEHALF OF THE BOARD, TO
DETERMINE THE REMUNERATION OF THE AUDITOR
15 TO AUTHORISE THE BOARD TO ALLOT SHARES AND Mgmt For For
TO GRANT RIGHTS TO SUBSCRIBE FOR OR CONVERT
ANY SECURITY INTO SHARES (WITHIN PRESCRIBED
LIMITS)
16 TO AUTHORISE THE BOARD TO ALLOT SHARES AND Mgmt For For
TO GRANT RIGHTS TO SUBSCRIBE FOR OR CONVERT
ANY SECURITY INTO SHARES IN RELATION TO THE
ISSUE OF AT1 SECURITIES
17 THAT, IF RESOLUTION 15 IS PASSED, Mgmt For For
PRE-EMPTION RIGHTS ARE DISAPPLIED IN
RELATION TO ALLOTMENTS OF EQUITY SECURITIES
UP TO 5 PERCENT OF ISSUED SHARE CAPITAL
18 THAT, IF RESOLUTION 15 IS PASSED, Mgmt For For
PRE-EMPTION RIGHTS ARE DISAPPLIED IN
RELATION TO ALLOTMENTS OF EQUITY SECURITIES
UP TO A FURTHER 5 PERCENT OF ISSUED SHARE
CAPITAL
19 THAT IF RESOLUTION 16 IS PASSED, Mgmt For For
PRE-EMPTION RIGHTS ARE DISAPPLIED IN
RELATION TO ALLOTMENTS OF EQUITY SECURITIES
ARISING FROM THE ISSUE OF ANY AT1
SECURITIES
20 THAT THE COMPANY BE GENERALLY AND Mgmt For For
UNCONDITIONALLY AUTHORISED TO MAKE MARKET
PURCHASES OF ITS OWN SHARES (WITHIN
PRESCIBED LIMITS)
21 TO ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
22 THAT A GENERAL MEETING EXCEPT AN ANNUAL Mgmt For For
GENERAL MEETING MAY BE CALLED ON NOT LESS
THAN 14 CLEAR DAYS' NOTICE
CMMT 19 OCT 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTIONS 1 AND 13. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
COASTAL FINANCIAL CORPORATION Agenda Number: 935390459
--------------------------------------------------------------------------------------------------------------------------
Security: 19046P209
Meeting Type: Annual
Meeting Date: 24-May-2021
Ticker: CCB
ISIN: US19046P2092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sadhana Akella-Mishra Mgmt Withheld Against
Sarah Elliott Mgmt For For
Eric M. Sprink Mgmt For For
Pamela Unger Mgmt For For
2. To approve the First Amendment to the Mgmt For For
Coastal Financial Corporation 2018 Omnibus
Incentive Plan.
3. To ratify the selection of Moss Adams LLP Mgmt For For
as the independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
DANSKE BANK A/S Agenda Number: 713614053
--------------------------------------------------------------------------------------------------------------------------
Security: K22272114
Meeting Type: AGM
Meeting Date: 16-Mar-2021
Ticker:
ISIN: DK0010274414
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 4.A TO 4.J AND 5. THANK
YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
1 THE BOARD OF DIRECTORS' REPORT ON DANSKE Non-Voting
BANK'S ACTIVITIES IN 2020
2 ADOPTION OF ANNUAL REPORT 2020 Mgmt For For
3 ALLOCATION OF PROFITS ACCORDING TO THE Mgmt For For
ADOPTED ANNUAL REPORT: THE NET PROFIT OF
DANSKE BANK A/S FOR 2020 IS DKK 4,511
MILLION. THE BOARD OF DIRECTORS PROPOSES
THAT THE NET PROFIT FOR 2020 BE ALLOCATED
AS FOLLOWS: PAYMENT OF A DIVIDEND OF DKK 2
PER SHARE OF DKK 10, CORRESPONDING TO DKK
1,724 MILLION OR APPROXIMATELY 38 PERCENT
OF NET PROFIT FOR THE YEAR FOR THE DANSKE
BANK GROUP TRANSFER OF DKK 760 MILLION FROM
THE ''EQUITY METHOD RESERVE'' TRANSFER OF
DKK 551 MILLION TO ''ADDITIONAL TIER 1
CAPITAL HOLDER'' TRANSFER OF DKK 1,476
MILLION TO ''RETAINED EARNINGS'' PLEASE
ALSO REFER TO PAGE 217 OF THE ANNUAL REPORT
2020
4.A RE-ELECTION OF MARTIN BLESSING AS MEMBER TO Mgmt For For
THE BOARD OF DIRECTORS
4.B RE-ELECTION OF LARS-ERIK BRENOE AS MEMBER Mgmt For For
TO THE BOARD OF DIRECTORS
4.C RE-ELECTION OF KARSTEN DYBVAD AS MEMBER TO Mgmt For For
THE BOARD OF DIRECTORS
4.D RE-ELECTION OF RAIJA-LEENA HANKONEN AS Mgmt For For
MEMBER TO THE BOARD OF DIRECTORS
4.E RE-ELECTION OF BENTE AVNUNG LANDSNES AS Mgmt For For
MEMBER TO THE BOARD OF DIRECTORS
4.F RE-ELECTION OF JAN THORSGAARD NIELSEN AS Mgmt Abstain Against
MEMBER TO THE BOARD OF DIRECTORS
4.G RE-ELECTION OF CAROL SERGEANT AS MEMBER TO Mgmt For For
THE BOARD OF DIRECTORS
4.H RE-ELECTION OF GERRIT ZALM AS MEMBER TO THE Mgmt For For
BOARD OF DIRECTORS
4.I ELECTION OF TOPI MANNER AS MEMBER TO THE Mgmt For For
BOARD OF DIRECTORS
4.J PLEASE NOTE THAT THIS RESOLUTION IS A Shr Abstain For
SHAREHOLDER PROPOSAL: ELECTION OF LARS
WISMANN AS MEMBER TO THE BOARD OF DIRECTORS
5 RE-APPOINTMENT OF DELOITTE STATSAUTORISERET Mgmt For For
REVISIONSPARTNERSELSKAB AS EXTERNAL
AUDITORS
6.A THE BOARD OF DIRECTORS' PROPOSALS TO AMEND Mgmt For For
THE ARTICLES OF ASSOCIATION: EXTENSION BY
ONE YEAR OF THE EXISTING AUTHORITY IN
ARTICLES 6.1. AND 6.2. REGARDING CAPITAL
INCREASES WITH PRE-EMPTION RIGHTS
6.B THE BOARD OF DIRECTORS' PROPOSALS TO AMEND Mgmt For For
THE ARTICLES OF ASSOCIATION: EXTENSION BY
ONE YEAR OF THE EXISTING AUTHORITY IN
ARTICLES 6.5. AND 6.6. REGARDING CAPITAL
INCREASES WITHOUT PRE-EMPTION RIGHTS
7 EXTENSION OF THE BOARD OF DIRECTORS' Mgmt For For
EXISTING AUTHORITY TO ACQUIRE OWN SHARES
8 PRESENTATION OF DANSKE BANK'S REMUNERATION Mgmt For For
REPORT 2020 FOR AN ADVISORY VOTE
9 ADOPTION OF THE REMUNERATION OF THE BOARD Mgmt For For
OF DIRECTORS
10 ADJUSTMENTS TO THE REMUNERATION POLICY Mgmt For For
11 RENEWAL OF EXISTING INDEMNIFICATION OF Mgmt For For
DIRECTORS AND OFFICERS APPROVED AT THE
ANNUAL GENERAL MEETING IN 2020 AND WITH
EFFECT UNTIL THE ANNUAL GENERAL MEETING
2022
12.1 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: PROPOSALS FROM
SHAREHOLDER GUNNAR MIKKELSEN: CRIMINAL
COMPLAINT AND LEGAL PROCEEDINGS AGAINST
DANSKE BANK'S BOARD OF DIRECTORS, EXECUTIVE
LEADERSHIP TEAM, OTHER FORMER AND CURRENT
MEMBERS OF MANAGEMENT, EXTERNAL AUDITORS AS
WELL AS SIGNING AUDITORS
13 AUTHORISATION TO THE CHAIRMAN OF THE Mgmt For For
GENERAL MEETING
14 ANY OTHER BUSINESS Non-Voting
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES Agenda Number: 935348765
--------------------------------------------------------------------------------------------------------------------------
Security: 254709108
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: DFS
ISIN: US2547091080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey S. Aronin Mgmt For For
1B. Election of Director: Mary K. Bush Mgmt For For
1C. Election of Director: Gregory C. Case Mgmt For For
1D. Election of Director: Candace H. Duncan Mgmt For For
1E. Election of Director: Joseph F. Eazor Mgmt For For
1F. Election of Director: Cynthia A. Glassman Mgmt For For
1G. Election of Director: Roger C. Hochschild Mgmt For For
1H. Election of Director: Thomas G. Maheras Mgmt For For
1I. Election of Director: Michael H. Moskow Mgmt For For
1J. Election of Director: David L. Rawlinson II Mgmt For For
1K. Election of Director: Mark A. Thierer Mgmt For For
1L. Election of Director: Jennifer L. Wong Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
EQUITABLE HOLDINGS, INC. Agenda Number: 935385129
--------------------------------------------------------------------------------------------------------------------------
Security: 29452E101
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: EQH
ISIN: US29452E1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term Mgmt For For
ending at the 2022 Annual Meeting: Francis
A. Hondal
1B. Election of Director for a one-year term Mgmt For For
ending at the 2022 Annual Meeting: Daniel
G. Kaye
1C. Election of Director for a one-year term Mgmt For For
ending at the 2022 Annual Meeting: Joan
Lamm-Tennant
1D. Election of Director for a one-year term Mgmt Against Against
ending at the 2022 Annual Meeting: Kristi
A. Matus
1E. Election of Director for a one-year term Mgmt For For
ending at the 2022 Annual Meeting: Ramon de
Oliveira
1F. Election of Director for a one-year term Mgmt For For
ending at the 2022 Annual Meeting: Mark
Pearson
1G. Election of Director for a one-year term Mgmt Against Against
ending at the 2022 Annual Meeting: Bertram
L. Scott
1H. Election of Director for a one-year term Mgmt For For
ending at the 2022 Annual Meeting: George
Stansfield
1I. Election of Director for a one-year term Mgmt Against Against
ending at the 2022 Annual Meeting: Charles
G.T. Stonehill
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2021.
3. Advisory vote to approve the compensation Mgmt For For
paid to our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
EURAZEO SA Agenda Number: 713716465
--------------------------------------------------------------------------------------------------------------------------
Security: F3296A108
Meeting Type: MIX
Meeting Date: 28-Apr-2021
Ticker:
ISIN: FR0000121121
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 25 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 9 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
COMMENT AND CHANGE IN NUMBERING OF ALL
RESOLUTIONS AND REVISION DUE TO RECEIPT OF
UPDATED BALO LINK. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU AND PLEASE NOTE
THAT IMPORTANT ADDITIONAL MEETING
INFORMATION IS AVAILABLE BY CLICKING ON THE
MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104092100844-43.
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020 - APPROVAL OF THE
NON-DEDUCTIBLE EXPENSES AMOUNT
2 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2020 AND DISTRIBUTION OF
DIVIDEND
3 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
4 APPROVAL OF THE AGREEMENTS AND COMMITMENTS Mgmt Against Against
REFERRED TO IN ARTICLE L.225-86 OF THE
FRENCH COMMERCIAL CODE
5 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
STEPHANE PALLEZ AS A MEMBER OF THE
SUPERVISORY BOARD
6 APPROVAL OF THE COMPENSATION POLICY OF Mgmt For For
MEMBERS OF THE SUPERVISORY BOARD
7 APPROVAL OF THE COMPENSATION POLICY TO THE Mgmt Against Against
MEMBERS OF THE MANAGEMENT BOARD
8 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt For For
COMPENSATION OF CORPORATE OFFICERS
MENTIONED IN SECTION I OF ARTICLE L.22-10-9
OF THE FRENCH COMMERCIAL CODE AS PRESENTED
IN THE REPORT ON CORPORATE GOVERNANCE
9 APPROVAL OF THE COMPENSATION ELEMENTS AND Mgmt For For
BENEFITS PAID DURING THE FINANCIAL YEAR
2020 OR AWARDED FOR THE SAME FINANCIAL YEAR
TO MR. MICHEL DAVID-WEILL, CHAIRMAN OF THE
SUPERVISORY BOARD
10 APPROVAL OF THE COMPENSATION ELEMENTS AND Mgmt Against Against
BENEFITS PAID DURING THE FINANCIAL YEAR
2020 OR AWARDED FOR THE SAME FINANCIAL YEAR
TO MRS. VIRGINIE MORGON, CHAIRMAN OF THE
MANAGEMENT BOARD
11 APPROVAL OF THE COMPENSATION ELEMENTS AND Mgmt Against Against
BENEFITS PAID DURING THE FINANCIAL YEAR
2020 OR AWARDED FOR THE SAME FINANCIAL YEAR
TO MR. PHILIPPE AUDOUIN, MEMBER OF THE
MANAGEMENT BOARD
12 APPROVAL OF THE COMPENSATION ELEMENTS AND Mgmt Against Against
BENEFITS PAID DURING THE FINANCIAL YEAR
2020 OR AWARDED FOR THE SAME FINANCIAL YEAR
TO MR. NICOLAS HUET, MEMBER OF THE
MANAGEMENT BOARD
13 APPROVAL OF THE COMPENSATION ELEMENTS AND Mgmt Against Against
BENEFITS PAID DURING THE FINANCIAL YEAR
2020 OR AWARDED FOR THE SAME FINANCIAL YEAR
TO MR. OLIVIER MILLET, MEMBER OF THE
MANAGEMENT BOARD
14 AUTHORIZATION OF A BUYBACK PROGRAM BY THE Mgmt Against Against
COMPANY OF ITS OWN SHARES
15 AUTHORIZATION TO THE MANAGEMENT BOARD TO Mgmt For For
REDUCE THE SHARE CAPITAL BY CANCELLING
SHARES PURCHASED UNDER THE SHARE BUYBACK
PROGRAM
16 DELEGATION OF AUTHORITY TO PROCEED WITH THE Mgmt For For
SHARE CAPITAL INCREASE THROUGH THE ISSUANCE
OF COMMON SHARE AND/OR TRANSFERRABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL,
RESERVED FOR MEMBERS OF A COMPANY SAVINGS
PLAN, WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT FOR THE BENEFIT OF THE
LATTER
17 AUTHORIZATION TO THE MANAGEMENT BOARD TO Mgmt For For
PROCEED WITH THE ALLOCATION OF FREE SHARES
FOR THE BENEFIT OF EMPLOYEES AND CORPORATE
OFFICERS OF THE COMPANY AND/OR RELATED
COMPANIES
18 POWERS TO CARRY OUT FORMALITIES Mgmt For For
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
EVANS BANCORP, INC. Agenda Number: 935357740
--------------------------------------------------------------------------------------------------------------------------
Security: 29911Q208
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: EVBN
ISIN: US29911Q2084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kevin D. Maroney Mgmt For For
Robert G. Miller, Jr. Mgmt For For
Kimberley A. Minkel Mgmt For For
Christina P. Orsi Mgmt For For
Michael J. Rogers Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation paid to our named executive
officers.
3. Ratification of the appointment of Crowe Mgmt For For
LLP as Evans Bancorp, Inc.'s independent
registered public accounting firm for
fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
EVERTEC, INC. Agenda Number: 935388149
--------------------------------------------------------------------------------------------------------------------------
Security: 30040P103
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: EVTC
ISIN: PR30040P1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Frank G. D'Angelo Mgmt For For
1B. Election of Director: Morgan M. Schuessler, Mgmt For For
Jr.
1C. Election of Director: Kelly Barrett Mgmt For For
1D. Election of Director: Olga Botero Mgmt For For
1E. Election of Director: Jorge A. Junquera Mgmt For For
1F. Election of Director: Ivan Pagan Mgmt For For
1G. Election of Director: Aldo J. Polak Mgmt For For
1H. Election of Director: Alan H. Schumacher Mgmt For For
1I. Election of Director: Brian J. Smith Mgmt For For
2. Advisory Vote on Executive Compensation. Mgmt For For
3. Ratification of the Appointment of Deloitte Mgmt For For
& Touche LLP as the Company's Independent
Registered Public Accounting Firm.
4. Advisory Vote on the Frequency of the Mgmt 1 Year For
Executive Compensation Advisory Vote.
--------------------------------------------------------------------------------------------------------------------------
FIRST MERCHANTS CORPORATION Agenda Number: 935361915
--------------------------------------------------------------------------------------------------------------------------
Security: 320817109
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: FRME
ISIN: US3208171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael R. Becher Mgmt For For
Susan W. Brooks Mgmt For For
Mark K. Hardwick Mgmt For For
William L. Hoy Mgmt For For
Patrick A. Sherman Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation of First Merchants
Corporation's named executive officers.
3. Proposal to ratify the appointment of the Mgmt For For
firm BKD, LLP as the independent auditor
for 2021.
--------------------------------------------------------------------------------------------------------------------------
FLEETCOR TECHNOLOGIES INC. Agenda Number: 935413271
--------------------------------------------------------------------------------------------------------------------------
Security: 339041105
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: FLT
ISIN: US3390411052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term: Mgmt For For
Steven T. Stull
1B. Election of Director for a one-year term: Mgmt For For
Michael Buckman
1C. Election of Director for a one-year term: Mgmt For For
Thomas M. Hagerty
1D. Election of Director for a one-year term: Mgmt For For
Mark A. Johnson
1E. Election of Director for a one-year term: Mgmt For For
Archie L. Jones, Jr.
1F. Election of Director for a one-year term: Mgmt For For
Hala G. Moddelmog
1G. Election of Director for a one-year term: Mgmt For For
Jeffrey S. Sloan
2. Ratify the reappointment of Ernst & Young Mgmt For For
LLP as FLEETCOR's independent public
accounting firm for 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Shareholder proposal for a shareholder Shr For Against
right to act by written consent, if
properly presented.
--------------------------------------------------------------------------------------------------------------------------
GERMAN AMERICAN BANCORP, INC. Agenda Number: 935385408
--------------------------------------------------------------------------------------------------------------------------
Security: 373865104
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: GABC
ISIN: US3738651047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marc D. Fine Mgmt For For
Jason M. Kelly Mgmt For For
Christina M. Ryan Mgmt For For
Tyson J. Wagler Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
appointment of Crowe LLP as our independent
registered public accounting firm for the
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
GLACIER BANCORP, INC. Agenda Number: 935354011
--------------------------------------------------------------------------------------------------------------------------
Security: 37637Q105
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: GBCI
ISIN: US37637Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David C. Boyles Mgmt For For
Robert A. Cashell, Jr. Mgmt For For
Randall M. Chesler Mgmt For For
Sherry L. Cladouhos Mgmt For For
James M. English Mgmt For For
Annie M. Goodwin Mgmt For For
Kristen L. Heck Mgmt For For
Craig A. Langel Mgmt For For
Douglas J. McBride Mgmt For For
George R. Sutton Mgmt For For
2. To approve an amendment to the amended and Mgmt For For
restated articles of incorporation of
Glacier Bancorp, Inc. (the "Company") to
provide for indemnification of directors
and officers of the Company.
3. To vote on an advisory (non-binding) Mgmt For For
resolution to approve the compensation of
the Company's named executive officers.
4. To ratify the appointment of BKD, LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
HBT FINANCIAL, INC. Agenda Number: 935381602
--------------------------------------------------------------------------------------------------------------------------
Security: 404111106
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: HBT
ISIN: US4041111067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C. Alvin Bowman Mgmt For For
Eric E. Burwell Mgmt For For
Patrick F. Busch Mgmt For For
J. Lance Carter Mgmt For For
Allen C. Drake Mgmt For For
Fred L. Drake Mgmt For For
Linda J. Koch Mgmt For For
Gerald E. Pfeiffer Mgmt For For
Dale S. Strassheim Mgmt For For
2. Ratification of the appointment of RSM US Mgmt For For
LLP as the independent registered public
accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
HERITAGE COMMERCE CORP Agenda Number: 935401632
--------------------------------------------------------------------------------------------------------------------------
Security: 426927109
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: HTBK
ISIN: US4269271098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. M. Biagini-Komas Mgmt For For
Frank G. Bisceglia Mgmt For For
Bruce H. Cabral Mgmt For For
Jack W. Conner Mgmt For For
Jason DiNapoli Mgmt For For
Stephen G. Heitel Mgmt For For
Walter T. Kaczmarek Mgmt For For
Robert T. Moles Mgmt For For
Laura Roden Mgmt For For
Marina Park Sutton Mgmt For For
Ranson W. Webster Mgmt For For
2. Advisory proposal on executive Mgmt Against Against
compensation.
3. Ratification of selection of independent Mgmt For For
registered public accounting firm for the
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
HERITAGE FINANCIAL CORPORATION Agenda Number: 935351180
--------------------------------------------------------------------------------------------------------------------------
Security: 42722X106
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: HFWA
ISIN: US42722X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term: Mgmt For For
Brian S. Charneski
1B. Election of Director for a one-year term: Mgmt For For
John A. Clees
1C. Election of Director for a one-year term: Mgmt For For
Kimberly T. Ellwanger
1D. Election of Director for a one-year term: Mgmt For For
Jeffrey J. Deuel
1E. Election of Director for a one-year term: Mgmt For For
Deborah J. Gavin
1F. Election of Director for a one-year term: Mgmt For For
Jeffrey S. Lyon
1G. Election of Director for a one-year term: Mgmt For For
Gragg E. Miller
1H. Election of Director for a one-year term: Mgmt For For
Anthony B. Pickering
1I. Election of Director for a one-year term: Mgmt For For
Frederick B. Rivera
1J. Election of Director for a one-year term: Mgmt For For
Brian L. Vance
1K. Election of Director for a one-year term: Mgmt For For
Ann Watson
2. Advisory (non-binding) approval of the Mgmt For For
compensation paid to named executive
officers as disclosed in the Proxy
Statement.
3. Ratification of the appointment of Crowe Mgmt For For
LLP as Heritage's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED Agenda Number: 935338649
--------------------------------------------------------------------------------------------------------------------------
Security: 446150104
Meeting Type: Special
Meeting Date: 25-Mar-2021
Ticker: HBAN
ISIN: US4461501045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the merger of TCF Financial Mgmt For For
Corporation ("TCF") with and into
Huntington Bancshares Incorporated
("Huntington"), as contemplated by the
Agreement and Plan of Merger, dated as of
December 13, 2020 (as it may be amended
from time to time), by and between
Huntington and TCF, with Huntington as the
surviving corporation (the "Huntington
merger proposal").
2. Approval of an amendment to Huntington's Mgmt For For
charter to increase the number of
authorized shares of Huntington common
stock from one billion five hundred million
shares (1,500,000,000) to two billion two
hundred fifty million shares
(2,250,000,000) (the "Huntington authorized
share count proposal").
3. Approval of the adjournment of special Mgmt For For
meeting of Huntington shareholders, if
necessary or appropriate, to solicit
additional proxies if, immediately prior to
such adjournment, there are not sufficient
votes at the time of the Huntington special
meeting to approve the Huntington merger
proposal or the Huntington authorized share
count proposal or to ensure that any
supplement or amendment to the accompanying
joint proxy statement/prospectus is timely
provided to holders of Huntington common
stock (the "Huntington adjournment
proposal").
--------------------------------------------------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED Agenda Number: 935345252
--------------------------------------------------------------------------------------------------------------------------
Security: 446150104
Meeting Type: Annual
Meeting Date: 21-Apr-2021
Ticker: HBAN
ISIN: US4461501045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lizabeth Ardisana Mgmt For For
Alanna Y. Cotton Mgmt For For
Ann B. Crane Mgmt For For
Robert S. Cubbin Mgmt For For
Steven G. Elliott Mgmt For For
Gina D. France Mgmt For For
J Michael Hochschwender Mgmt For For
John C. Inglis Mgmt For For
Katherine M. A. Kline Mgmt For For
Richard W. Neu Mgmt For For
Kenneth J. Phelan Mgmt For For
David L. Porteous Mgmt For For
Stephen D. Steinour Mgmt For For
2. An advisory resolution to approve, on a Mgmt For For
non-binding basis, the compensation of
executives as disclosed in the accompanying
proxy statement.
3. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
4. Approval of the Amended and Restated 2018 Mgmt For For
Long-Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 935372285
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda B. Bammann Mgmt For For
1B. Election of Director: Stephen B. Burke Mgmt For For
1C. Election of Director: Todd A. Combs Mgmt For For
1D. Election of Director: James S. Crown Mgmt For For
1E. Election of Director: James Dimon Mgmt For For
1F. Election of Director: Timothy P. Flynn Mgmt For For
1G. Election of Director: Mellody Hobson Mgmt For For
1H. Election of Director: Michael A. Neal Mgmt For For
1I. Election of Director: Phebe N. Novakovic Mgmt For For
1J. Election of Director: Virginia M. Rometty Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Approval of Amended and Restated Long-Term Mgmt For For
Incentive Plan effective May 18, 2021.
4. Ratification of independent registered Mgmt For For
public accounting firm.
5. Improve shareholder written consent. Shr For Against
6. Racial equity audit and report. Shr For Against
7. Independent board chairman. Shr Against For
8. Political and electioneering expenditure Shr For Against
congruency report.
--------------------------------------------------------------------------------------------------------------------------
KINSALE CAPITAL GROUP, INC. Agenda Number: 935385193
--------------------------------------------------------------------------------------------------------------------------
Security: 49714P108
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: KNSL
ISIN: US49714P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael P. Kehoe Mgmt For For
1B. Election of Director: Steven J. Bensinger Mgmt For For
1C. Election of Director: Teresa P. Chia Mgmt For For
1D. Election of Director: Robert V. Hatcher, Mgmt For For
III
1E. Election of Director: Anne C. Kronenberg Mgmt For For
1F. Election of Director: Robert Lippincott, Mgmt For For
III
1G. Election of Director: James J. Ritchie Mgmt For For
1H. Election of Director: Frederick L. Russell, Mgmt For For
Jr.
1I. Election of Director: Gregory M. Share Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as Independent Registered Public Accounting
Firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
LEVEL ONE BANCORP INC Agenda Number: 935360355
--------------------------------------------------------------------------------------------------------------------------
Security: 52730D208
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: LEVL
ISIN: US52730D2080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Barbara E. Allushuski Mgmt For For
Victor L. Ansara Mgmt For For
James L. Bellinson Mgmt For For
Michael A. Brillati Mgmt For For
Shukri W. David Mgmt For For
Thomas A. Fabbri Mgmt For For
Patrick J. Fehring Mgmt For For
Jacob W. Haas Mgmt For For
Mark J. Herman Mgmt For For
Steven H. Rivera Mgmt For For
Stefan Wanczyk Mgmt For For
2. Ratification of the appointment of Plante & Mgmt For For
Moran, PLLC as the independent registered
public accounting firm for the Company for
the year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
LEXINGTON REALTY TRUST Agenda Number: 935375558
--------------------------------------------------------------------------------------------------------------------------
Security: 529043101
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: LXP
ISIN: US5290431015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
T. Wilson Eglin Mgmt For For
Richard S. Frary Mgmt For For
Lawrence L. Gray Mgmt For For
Jamie Handwerker Mgmt For For
Claire A. Koeneman Mgmt For For
Howard Roth Mgmt For For
2. To consider and vote upon an advisory, Mgmt For For
non-binding resolution to approve the
compensation of the named executive
officers, as disclosed in the accompanying
proxy statement.
3. To consider and vote upon the ratification Mgmt For For
of the appointment of Deloitte & Touche LLP
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
LIVE OAK BANCSHARES INC Agenda Number: 935383012
--------------------------------------------------------------------------------------------------------------------------
Security: 53803X105
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: LOB
ISIN: US53803X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Tonya W. Bradford Mgmt For For
William H. Cameron Mgmt For For
Diane B. Glossman Mgmt For For
Glen F. Hoffsis Mgmt For For
David G. Lucht Mgmt For For
James S. Mahan III Mgmt For For
Miltom E. Petty Mgmt For For
Neil L. Underwood Mgmt For For
William L. Williams III Mgmt For For
2. Amendment of 2015 Omnibus Stock Incentive Mgmt Against Against
Plan. Proposal to approve an amendment of
the Company's Amended and Restated 2015
Omnibus Stock Incentive Plan to increase
the number of shares of voting common stock
issuable under such plan.
3. Amendment and Restatement of Employee Stock Mgmt For For
Purchase Plan. Proposal to approve an
amendment and restatement of the Company's
Amended and Restated Employee Stock
Purchase Plan.
4. Say-on-Pay Vote. Non-binding, advisory Mgmt For For
proposal to approve compensation paid to
our named executive officers.
5. Ratification of Independent Auditors. Mgmt For For
Proposal to ratify Dixon Hughes Goodman LLP
as the Company's independent auditors for
2021.
--------------------------------------------------------------------------------------------------------------------------
METROCITY BANKSHARES INC Agenda Number: 935406860
--------------------------------------------------------------------------------------------------------------------------
Security: 59165J105
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: MCBS
ISIN: US59165J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: William J. Hungeling Mgmt For For
1.2 Election of Director: Farid Tan Mgmt Against Against
1.3 Election of Director: Don T.P Leung Mgmt Against Against
1.4 Election of Director: Young Park Mgmt Against Against
1.5 Election of Director: Ajit A. Patel Mgmt Against Against
2. Ratification of the appointment of Crowe Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
NBT BANCORP INC. Agenda Number: 935397491
--------------------------------------------------------------------------------------------------------------------------
Security: 628778102
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: NBTB
ISIN: US6287781024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term: Mgmt For For
John H. Watt, Jr.
1B. Election of Director for a one-year term: Mgmt For For
Martin A. Dietrich
1C. Election of Director for a one-year term: Mgmt For For
Johanna R. Ames
1D. Election of Director for a one-year term: Mgmt For For
J. David Brown
1E. Election of Director for a one-year term: Mgmt For For
Patricia T. Civil
1F. Election of Director for a one-year term: Mgmt For For
Timothy E. Delaney
1G. Election of Director for a one-year term: Mgmt For For
James H. Douglas
1H. Election of Director for a one-year term: Mgmt For For
Andrew S. Kowalczyk, III
1I. Election of Director for a one-year term: Mgmt For For
John C. Mitchell
1J. Election of Director for a one-year term: Mgmt For For
V. Daniel Robinson, II
1K. Election of Director for a one-year term: Mgmt For For
Matthew J. Salanger
1L. Election of Director for a one-year term: Mgmt For For
Joseph A. Santangelo
1M. Election of Director for a one-year term: Mgmt For For
Lowell A. Seifter
1N. Election of Director for a one-year term: Mgmt For For
Jack H. Webb
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of NBT Bancorp
Inc.'s named executive officers ("Say on
Pay").
3. To ratify the appointment of KPMG LLP as Mgmt For For
NBT Bancorp Inc.'s independent registered
public accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
NICOLET BANKSHARES, INC. Agenda Number: 935354693
--------------------------------------------------------------------------------------------------------------------------
Security: 65406E102
Meeting Type: Annual
Meeting Date: 10-May-2021
Ticker: NCBS
ISIN: US65406E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert B. Atwell Mgmt For For
Rachel Campos-Duffy Mgmt For For
Michael E. Daniels Mgmt For For
John N. Dykema Mgmt For For
Terrence R. Fulwiler Mgmt For For
Christopher J. Ghidorzi Mgmt For For
Andrew F. Hetzel, Jr. Mgmt For For
Ann K. Lawson Mgmt For For
Donald J. Long, Jr. Mgmt For For
Dustin J. McClone Mgmt For For
Susan L. Merkatoris Mgmt For For
Oliver Pierce Smith Mgmt For For
Robert J. Weyers Mgmt For For
2. Ratification of selection of the Mgmt For For
independent registered public accounting
firm of Wipfli LLP to serve as the
independent registered public accounting
firm for the Company for the year ending
December 31, 2021.
3. Advisory vote to approve Nicolet's named Mgmt For For
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
NIPPON PROLOGIS REIT,INC. Agenda Number: 713016512
--------------------------------------------------------------------------------------------------------------------------
Security: J5528H104
Meeting Type: EGM
Meeting Date: 27-Aug-2020
Ticker:
ISIN: JP3047550003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Appoint an Executive Director Sakashita, Mgmt For For
Masahiro
2 Appoint a Substitute Executive Director Mgmt For For
Toda, Atsushi
3.1 Appoint a Supervisory Director Hamaoka, Mgmt For For
Yoichiro
3.2 Appoint a Supervisory Director Tazaki, Mami Mgmt For For
3.3 Appoint a Supervisory Director Oku, Mgmt For For
Kuninori
--------------------------------------------------------------------------------------------------------------------------
OP BANCORP Agenda Number: 935234168
--------------------------------------------------------------------------------------------------------------------------
Security: 67109R109
Meeting Type: Annual
Meeting Date: 23-Jul-2020
Ticker: OPBK
ISIN: US67109R1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Brian Choi Mgmt For For
Ernest E. Dow Mgmt For For
Jason Hwang Mgmt For For
Soo Hun Jung Mgmt For For
Min J. Kim Mgmt For For
Ock Hee Kim Mgmt For For
Myung Ja Park Mgmt For For
Yong Sin Shin Mgmt For For
2. To ratify the selection of Crowe LLP as the Mgmt For For
Company's independent registered public
accounting firm for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
OP BANCORP Agenda Number: 935432334
--------------------------------------------------------------------------------------------------------------------------
Security: 67109R109
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: OPBK
ISIN: US67109R1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Brian Choi Mgmt For For
Ernest E. Dow Mgmt For For
Jason Hwang Mgmt For For
Soo Hun Jung Mgmt For For
Min J. Kim Mgmt For For
Ock Hee Kim Mgmt For For
Myung Ja Park Mgmt For For
Yong Sin Shin Mgmt For For
2. Approval of the 2021 Equity Incentive Plan. Mgmt Against Against
3. To ratify the selection of Crowe LLP as the Mgmt For For
Company's independent registered public
accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
PACIFIC PREMIER BANCORP, INC. Agenda Number: 935375192
--------------------------------------------------------------------------------------------------------------------------
Security: 69478X105
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: PPBI
ISIN: US69478X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ayad A. Fargo Mgmt For For
1B. Election of Director: Steven R. Gardner Mgmt For For
1C. Election of Director: Joseph L. Garrett Mgmt For For
1D. Election of Director: Jeffrey C. Jones Mgmt For For
1E. Election of Director: M. Christian Mitchell Mgmt For For
1F. Election of Director: Barbara S. Polsky Mgmt For For
1G. Election of Director: Zareh H. Sarrafian Mgmt For For
1H. Election of Director: Jaynie M. Studenmund Mgmt For For
1I. Election of Director: Cora M. Tellez Mgmt For For
1J. Election of Director: Richard C. Thomas Mgmt For For
2. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF CROWE LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT AUDITOR FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
PALOMAR HOLDINGS, INC. Agenda Number: 935388783
--------------------------------------------------------------------------------------------------------------------------
Security: 69753M105
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: PLMR
ISIN: US69753M1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard H. Taketa Mgmt Withheld Against
Catriona M. Fallon Mgmt Withheld Against
2. To hold an advisory vote to approve Mgmt For For
executive compensation (the "Say-on-Pay"
vote).
3. To hold an advisory vote on the frequency Mgmt 1 Year For
of holding an advisory vote to approve
executive compensation.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for its fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
PINNACLE FINANCIAL PARTNERS, INC. Agenda Number: 935343246
--------------------------------------------------------------------------------------------------------------------------
Security: 72346Q104
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: PNFP
ISIN: US72346Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: Abney S. Boxley, III
1B. Election of Director for a term of one Mgmt For For
year: Gregory L. Burns
1C. Election of Director for a term of one Mgmt For For
year: Thomas C. Farnsworth, III
1D. Election of Director for a term of one Mgmt For For
year: David B. Ingram
1E. Election of Director for a term of one Mgmt For For
year: Decosta E. Jenkins
1F. Election of Director for a term of one Mgmt For For
year: G. Kennedy Thompson
1G. Election of Director for a term of one Mgmt For For
year: Charles E. Brock
1H. Election of Director for a term of one Mgmt For For
year: Richard D. Callicutt, II
1I. Election of Director for a term of one Mgmt For For
year: Joseph C. Galante
1J. Election of Director for a term of one Mgmt For For
year: Robert A. McCabe, Jr.
1K. Election of Director for a term of one Mgmt For For
year: Reese L. Smith, III
1L. Election of Director for a term of one Mgmt For For
year: M. Terry Turner
1M. Election of Director for a term of one Mgmt For For
year: Renda J. Burkhart
1N. Election of Director for a term of one Mgmt For For
year: Marty G. Dickens
1O. Election of Director for a term of one Mgmt For For
year: Glenda Baskin Glover
1P. Election of Director for a term of one Mgmt For For
year: Ronald L. Samuels
2. To ratify the appointment of Crowe LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the Company's
named executive officers as disclosed in
the proxy statement for the annual meeting
of shareholders.
4. To approve the amendment and restatement of Mgmt For For
the Pinnacle Financial Partners, Inc. 2018
Omnibus Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
PLYMOUTH INDUSTRIAL REIT, INC. Agenda Number: 935212845
--------------------------------------------------------------------------------------------------------------------------
Security: 729640102
Meeting Type: Annual
Meeting Date: 01-Jul-2020
Ticker: PLYM
ISIN: US7296401026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Martin Barber Mgmt Withheld Against
Philip S. Cottone Mgmt Withheld Against
Richard J. DeAgazio Mgmt Withheld Against
David G. Gaw Mgmt For For
Pendleton P. White, Jr. Mgmt For For
Jeffrey E. Witherell Mgmt For For
2. Amend the Company's 2014 Incentive Award Mgmt For For
Plan.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accountants
for 2020.
--------------------------------------------------------------------------------------------------------------------------
PLYMOUTH INDUSTRIAL REIT, INC. Agenda Number: 935433730
--------------------------------------------------------------------------------------------------------------------------
Security: 729640102
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: PLYM
ISIN: US7296401026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Martin Barber Mgmt Withheld Against
Philip S. Cottone Mgmt Withheld Against
Richard J. DeAgazio Mgmt Withheld Against
David G. Gaw Mgmt Withheld Against
John W. Guinee Mgmt For For
Caitlin Murphy Mgmt For For
Pendleton P. White, Jr. Mgmt Withheld Against
Jeffrey E. Witherell Mgmt Withheld Against
2. Approval, as required by the New York Stock Mgmt For For
Exchange, of the issuance of shares of the
Company's common stock upon conversion of
the Company's Series B Preferred Stock.
3. Approval, by an advisory, non-binding vote, Mgmt For For
of the Company's executive compensation.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accountants
for 2021.
--------------------------------------------------------------------------------------------------------------------------
PREMIER FINANCIAL CORP. Agenda Number: 935348614
--------------------------------------------------------------------------------------------------------------------------
Security: 74052F108
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: PFC
ISIN: US74052F1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marty E. Adams Mgmt For For
Donald P. Hileman Mgmt For For
Gary M. Small Mgmt For For
Samuel S. Strausbaugh Mgmt For For
2. To consider and approve on a non-binding Mgmt For For
advisory basis the compensation of
Premier's named executive officers.
3. To consider and vote on a proposal to Mgmt For For
ratify the appointment of Crowe LLP as the
independent registered public accounting
firm for Premier for the fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
PROLOGIS, INC. Agenda Number: 935354299
--------------------------------------------------------------------------------------------------------------------------
Security: 74340W103
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: PLD
ISIN: US74340W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Hamid R. Moghadam Mgmt For For
1B. Election of Director: Cristina G. Bita Mgmt For For
1C. Election of Director: George L. Fotiades Mgmt For For
1D. Election of Director: Lydia H. Kennard Mgmt For For
1E. Election of Director: Irving F. Lyons III Mgmt For For
1F. Election of Director: Avid Modjtabai Mgmt For For
1G. Election of Director: David P. O'Connor Mgmt For For
1H. Election of Director: Olivier Piani Mgmt For For
1I. Election of Director: Jeffrey L. Skelton Mgmt For For
1J. Election of Director: Carl B. Webb Mgmt For For
1K. Election of Director: William D. Zollars Mgmt For For
2. Advisory Vote to Approve the Company's Mgmt Against Against
Executive Compensation for 2020.
3. Ratification of the Appointment of KPMG LLP Mgmt For For
as the Company's Independent Registered
Public Accounting Firm for the Year 2021.
--------------------------------------------------------------------------------------------------------------------------
RENAISSANCERE HOLDINGS LTD. Agenda Number: 935353083
--------------------------------------------------------------------------------------------------------------------------
Security: G7496G103
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: RNR
ISIN: BMG7496G1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brian G. J. Gray Mgmt For For
1B. Election of Director: Duncan P. Hennes Mgmt For For
1C. Election of Director: Kevin J. O'Donnell Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation of the named executive
officers of RenaissanceRe Holdings Ltd. as
disclosed in the proxy statement.
3. To approve the appointment of Ernst & Young Mgmt For For
Ltd. as the independent registered public
accounting firm of RenaissanceRe Holdings
Ltd. for the 2021 fiscal year and to refer
the determination of the auditor's
remuneration to the Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
REXFORD INDUSTRIAL REALTY, INC. Agenda Number: 935424894
--------------------------------------------------------------------------------------------------------------------------
Security: 76169C100
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: REXR
ISIN: US76169C1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert L. Antin Mgmt For For
1B. Election of Director: Michael S. Frankel Mgmt For For
1C. Election of Director: Diana J. Ingram Mgmt For For
1D. Election of Director: Debra L. Morris Mgmt For For
1E. Election of Director: Tyler H. Rose Mgmt For For
1F. Election of Director: Peter E. Schwab Mgmt For For
1G. Election of Director: Howard Schwimmer Mgmt For For
1H. Election of Director: Richard S. Ziman Mgmt For For
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. The advisory resolution to approve the Mgmt For For
Company's named executive officer
compensation for the fiscal year ended
December 31, 2020, as described in the
Rexford Industrial Realty, Inc. Proxy
Statement.
4. The approval of the Second Amended and Mgmt For For
Restated Rexford Industrial Realty, Inc.
and Rexford Industrial Realty, L.P. 2013
Incentive Award Plan.
--------------------------------------------------------------------------------------------------------------------------
SANDY SPRING BANCORP, INC. Agenda Number: 935348412
--------------------------------------------------------------------------------------------------------------------------
Security: 800363103
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: SASR
ISIN: US8003631038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ralph F. Boyd, Jr. Mgmt For For
Walter C. Martz II Mgmt For For
Mark C. Michael Mgmt For For
Robert L. Orndorff Mgmt For For
Daniel J. Schrider Mgmt For For
2. A non-binding resolution to approve the Mgmt For For
compensation for the named executive
officers.
3. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as the independent
registered public accounting firm for the
year 2021.
--------------------------------------------------------------------------------------------------------------------------
SOUTHERN FIRST BANCSHARES, INC. Agenda Number: 935393001
--------------------------------------------------------------------------------------------------------------------------
Security: 842873101
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: SFST
ISIN: US8428731017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark A Cothran* Mgmt For For
R. G Johnstone III* Mgmt For For
R Arthur Seaver Jr* Mgmt For For
Anna T Locke* Mgmt For For
Tecumseh Hooper Jr# Mgmt For For
2. To conduct an advisory vote on the Mgmt For For
compensation of our named executive
officers as disclosed in this proxy
statement (this is a non-binding, advisory
vote).
3. To ratify the appointment of Elliott Davis, Mgmt For For
LLC as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
STOCK YARDS BANCORP, INC. Agenda Number: 935352497
--------------------------------------------------------------------------------------------------------------------------
Security: 861025104
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: SYBT
ISIN: US8610251048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Paul J. Bickel III Mgmt For For
1B. Election of Director: J. McCauley Brown Mgmt For For
1C. Election of Director: David P. Heintzman Mgmt For For
1D. Election of Director: Donna L. Heitzman Mgmt For For
1E. Election of Director: Carl G. Herde Mgmt For For
1F. Election of Director: James A. Hillebrand Mgmt For For
1G. Election of Director: Richard A. Lechleiter Mgmt For For
1H. Election of Director: Stephen M. Priebe Mgmt For For
1I. Election of Director: John L. Schutte Mgmt For For
1J. Election of Director: Kathy C. Thompson Mgmt For For
2. The ratification of BKD, LLP as the Mgmt For For
independent registered public accounting
firm for Stock Yards Bancorp, Inc. for the
year ending December 31, 2021.
3. The advisory approval of the compensation Mgmt For For
of Bancorp's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
SVB FINANCIAL GROUP Agenda Number: 935339982
--------------------------------------------------------------------------------------------------------------------------
Security: 78486Q101
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: SIVB
ISIN: US78486Q1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Greg Becker Mgmt For For
Eric Benhamou Mgmt For For
John Clendening Mgmt For For
Richard Daniels Mgmt For For
Alison Davis Mgmt For For
Roger Dunbar Mgmt For For
Joel Friedman Mgmt For For
Jeffrey Maggioncalda Mgmt For For
Beverly Kay Matthews Mgmt For For
Mary Miller Mgmt For For
Kate Mitchell Mgmt For For
Garen Staglin Mgmt For For
2. To approve, on an advisory basis, our Mgmt For For
executive compensation ("Say on Pay").
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for its fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
THE FIRST BANCSHARES, INC. Agenda Number: 935381486
--------------------------------------------------------------------------------------------------------------------------
Security: 318916103
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: FBMS
ISIN: US3189161033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Charles R. Lightsey Mgmt For For
Fred A. McMurry Mgmt For For
Thomas E. Mitchell Mgmt For For
Andrew D. Stetelman Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of BKD, LLP Mgmt For For
as the independent registered public
accounting firm of the Company for the
fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
THE HANOVER INSURANCE GROUP, INC. Agenda Number: 935369480
--------------------------------------------------------------------------------------------------------------------------
Security: 410867105
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: THG
ISIN: US4108671052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Harriett "Tee" Mgmt For For
Taggart - Two-year term expiring in 2023
1.2 Election of Director: Kevin J. Bradicich - Mgmt For For
Three-year term expiring in 2024
1.3 Election of Director: J. Paul Condrin III - Mgmt For For
Three-year term expiring in 2024
1.4 Election of Director: Cynthia L. Egan - Mgmt For For
Three-year term expiring in 2024
1.5 Election of Director: Kathleen S. Lane - Mgmt For For
Three-year term expiring in 2024
2. To approve the advisory vote on the Mgmt For For
Company's executive compensation.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent, registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SVCS GROUP, INC. Agenda Number: 935369264
--------------------------------------------------------------------------------------------------------------------------
Security: 416515104
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: HIG
ISIN: US4165151048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert B. Allardice, Mgmt For For
III
1B. Election of Director: Larry D. De Shon Mgmt For For
1C. Election of Director: Carlos Dominguez Mgmt For For
1D. Election of Director: Trevor Fetter Mgmt For For
1E. Election of Director: Donna James Mgmt For For
1F. Election of Director: Kathryn A. Mikells Mgmt For For
1G. Election of Director: Michael G. Morris Mgmt For For
1H. Election of Director: Teresa W. Roseborough Mgmt For For
1I. Election of Director: Virginia P. Mgmt For For
Ruesterholz
1J. Election of Director: Christopher J. Swift Mgmt For For
1K. Election of Director: Matthew E. Winter Mgmt For For
1L. Election of Director: Greig Woodring Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm of the Company for
the fiscal year ending December 31, 2021.
3. Management proposal to approve, on a Mgmt For For
non-binding advisory basis, the
compensation of the Company's named
executive officers as disclosed in the
Company's proxy statement.
--------------------------------------------------------------------------------------------------------------------------
TRADEWEB MARKETS INC Agenda Number: 935369935
--------------------------------------------------------------------------------------------------------------------------
Security: 892672106
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: TW
ISIN: US8926721064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paula Madoff Mgmt Withheld Against
Thomas Pluta Mgmt Withheld Against
Brian West Mgmt Withheld Against
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers, as described in the
2021 Proxy Statement.
4. To determine, on an advisory basis, the Mgmt 1 Year Against
frequency (whether annual, biennial or
triennial) with which stockholders of the
Company will participate in any advisory
vote on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
TREAN INSURANCE GROUP, INC. Agenda Number: 935377665
--------------------------------------------------------------------------------------------------------------------------
Security: 89457R101
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: TIG
ISIN: US89457R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mary A. Chaput Mgmt For For
David G. Ellison Mgmt Withheld Against
Daniel G. Tully Mgmt Withheld Against
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm for fiscal year
2021.
--------------------------------------------------------------------------------------------------------------------------
TRICO BANCSHARES Agenda Number: 935394154
--------------------------------------------------------------------------------------------------------------------------
Security: 896095106
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: TCBK
ISIN: US8960951064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Donald J. Amaral Mgmt For For
L. Gage Chrysler III Mgmt For For
Craig S. Compton Mgmt For For
Kirsten E. Garen Mgmt For For
Cory W. Giese Mgmt For For
John S. A. Hasbrook Mgmt For For
Margaret L. Kane Mgmt For For
Michael W. Koehnen Mgmt For For
Martin A. Mariani Mgmt For For
Thomas C. McGraw Mgmt For For
Richard P. Smith Mgmt For For
Kimberley H. Vogel Mgmt For For
2. Advisory approval of the company's Mgmt For For
executive compensation.
3. To ratify the selection of Moss Adams LLP Mgmt For For
as the company's independent auditor for
2021.
--------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda Number: 935344262
--------------------------------------------------------------------------------------------------------------------------
Security: 902973304
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: USB
ISIN: US9029733048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Warner L. Baxter Mgmt For For
1B. Election of Director: Dorothy J. Bridges Mgmt For For
1C. Election of Director: Elizabeth L. Buse Mgmt For For
1D. Election of Director: Andrew Cecere Mgmt For For
1E. Election of Director: Kimberly N. Mgmt For For
Ellison-Taylor
1F. Election of Director: Kimberly J. Harris Mgmt For For
1G. Election of Director: Roland A. Hernandez Mgmt For For
1H. Election of Director: Olivia F. Kirtley Mgmt For For
1I. Election of Director: Karen S. Lynch Mgmt For For
1J. Election of Director: Richard P. McKenney Mgmt For For
1K. Election of Director: Yusuf I. Mehdi Mgmt For For
1L. Election of Director: John P. Wiehoff Mgmt For For
1M. Election of Director: Scott W. Wine Mgmt For For
2. The ratification of the selection of Ernst Mgmt For For
& Young LLP as our independent auditor for
the 2021 fiscal year.
3. An advisory vote to approve the Mgmt For For
compensation of our executives disclosed in
the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
UNUM GROUP Agenda Number: 935390156
--------------------------------------------------------------------------------------------------------------------------
Security: 91529Y106
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: UNM
ISIN: US91529Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Theodore H. Bunting, Mgmt For For
Jr.
1B. Election of Director: Susan L. Cross Mgmt For For
1C. Election of Director: Susan D. Devore Mgmt For For
1D. Election of Director: Joseph J. Echevarria Mgmt For For
1E. Election of Director: Cynthia L. Egan Mgmt For For
1F. Election of Director: Kevin T. Kabat Mgmt For For
1G. Election of Director: Timothy F. Keaney Mgmt For For
1H. Election of Director: Gloria C. Larson Mgmt For For
1I. Election of Director: Richard P. McKenney Mgmt For For
1J. Election of Director: Ronald P. O'Hanley Mgmt For For
1K. Election of Director: Francis J. Shammo Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the company's named
executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the company's independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
VERISK ANALYTICS, INC. Agenda Number: 935377475
--------------------------------------------------------------------------------------------------------------------------
Security: 92345Y106
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: VRSK
ISIN: US92345Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel G. Liss Mgmt For For
1B. Election of Director: Bruce E. Hansen Mgmt For For
1C. Election of Director: Therese M. Vaughan Mgmt For For
1D. Election of Director: Kathleen A. Hogenson Mgmt For For
2. To approve executive compensation on an Mgmt For For
advisory, non-binding basis.
3. To approve the 2021 Equity Incentive Plan. Mgmt For For
4. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent auditor for
the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
VGP SA Agenda Number: 713999552
--------------------------------------------------------------------------------------------------------------------------
Security: B9738D109
Meeting Type: MIX
Meeting Date: 14-May-2021
Ticker:
ISIN: BE0003878957
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT 28 APR 2021: PLEASE NOTE THAT THIS IS AN Non-Voting
AMENDMENT TO MEETING ID 556959 DUE TO
RECEIPT OF SPLITTING OF RESOLUTION 9. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU
A.1 ACKNOWLEDGMENT AND DISCUSSION OF THE ANNUAL Non-Voting
REPORT OF THE BOARD OF DIRECTORS AND THE
REPORT OF THE AUDITOR ON THE CONSOLIDATED
ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR
ENDING 31 DECEMBER 2020
A.2 ACKNOWLEDGMENT OF THE CONSOLIDATED ANNUAL Non-Voting
ACCOUNTS FOR THE FINANCIAL YEAR ENDING 31
DECEMBER 2020
A.3 ACKNOWLEDGEMENT AND DISCUSSION OF THE Non-Voting
ANNUAL REPORT OF THE BOARD OF DIRECTORS AND
THE REPORT OF THE AUDITOR ON THE ANNUAL
ACCOUNTS FOR THE FINANCIAL YEAR ENDING 31
DECEMBER 2020
A.4 THE GENERAL MEETING APPROVES THE ANNUAL Mgmt For For
ACCOUNTS FOR THE FINANCIAL YEAR ENDING 31
DECEMBER 2020. THE GENERAL MEETING APPROVES
THE ALLOCATION OF THE RESULTS AS PROPOSED
BY THE BOARD OF DIRECTORS, INCLUDING THE
PAYMENT OF A GROSS DIVIDEND FOR A TOTAL
AMOUNT OF EUR 75,128,132.50. THE
DETERMINATION OF THE PAYMENT DATE AS WELL
AS ALL OTHER FORMALITIES RELATING TO THE
PAYMENT OF THE DIVIDEND ARE DELEGATED TO
THE BOARD OF DIRECTORS
A.5 THE GENERAL MEETING APPROVES THE Mgmt For For
REMUNERATION REPORT FOR THE FINANCIAL YEAR
ENDING 31 DECEMBER 2020
A.6 THE GENERAL MEETING APPROVES THE Mgmt Against Against
REMUNERATION POLICY
A.7 THE GENERAL MEETING RESOLVES, BY A SEPARATE Mgmt For For
VOTE, THAT THE DIRECTORS AND THE RESPECTIVE
PERMANENT REPRESENTATIVES OF THE LEGAL
ENTITY-DIRECTORS BE RELEASED FROM ANY
LIABILITY ARISING FROM THE PERFORMANCE OF
THEIR DUTIES DURING THE FINANCIAL YEAR
ENDING 31 DECEMBER 2020
A.8 THE GENERAL MEETING RESOLVES THAT THE Mgmt For For
AUDITOR BE RELEASED FROM ANY LIABILITY
ARISING FROM THE PERFORMANCE OF ITS DUTIES
DURING THE FINANCIAL YEAR ENDING 31
DECEMBER 2020
A.9.1 TAKING INTO ACCOUNT THE EXPIRY OF THEIR Mgmt For For
MANDATES AS DIRECTORS OF THE COMPANY AT
THIS ANNUAL SHAREHOLDERS' MEETING, THE
GENERAL MEETING RESOLVES TO RE-APPOINT,
WITH IMMEDIATE EFFECT: JAN VAN GEET S.R.O.,
REPRESENTED BY ITS PERMANENT REPRESENTATIVE
MR. JAN VAN GEET AS EXECUTIVE DIRECTOR FOR
A PERIOD OF 4 YEARS TO END IMMEDIATELY
AFTER THE ANNUAL SHAREHOLDERS' MEETING TO
BE HELD IN 2025 AND AT WHICH THE DECISION
WILL BE TAKEN TO APPROVE THE ANNUAL
ACCOUNTS CLOSED ON 31 DECEMBER 2024. THE
GENERAL MEETING RESOLVES THAT THE MANDATE
OF JAN VAN GEET S.R.O. AS EXECUTIVE
DIRECTOR WILL BE REMUNERATED IN ACCORDANCE
WITH THE REMUNERATION OF THE OTHER
DIRECTORS, AS DETERMINED BY THE GENERAL
MEETING HELD IN 2020
A.9.2 TAKING INTO ACCOUNT THE EXPIRY OF THEIR Mgmt For For
MANDATES AS DIRECTORS OF THE COMPANY AT
THIS ANNUAL SHAREHOLDERS' MEETING, THE
GENERAL MEETING RESOLVES TO RE-APPOINT,
WITH IMMEDIATE EFFECT: VM INVEST NV,
REPRESENTED BY ITS PERMANENT REPRESENTATIVE
MR. BARTJE VAN MALDEREN AS NON-EXECUTIVE
DIRECTOR FOR A PERIOD OF 4 YEARS TO END
IMMEDIATELY AFTER THE ANNUAL SHAREHOLDERS'
MEETING TO BE HELD IN 2025 AND AT WHICH THE
DECISION WILL BE TAKEN TO APPROVE THE
ANNUAL ACCOUNTS CLOSED ON 31 DECEMBER 2024.
THE GENERAL MEETING RESOLVES THAT THE
MANDATE OF JAN VAN GEET S.R.O. AS EXECUTIVE
DIRECTOR AND OF VM INVEST NV AS
NON-EXECUTIVE DIRECTOR WILL BE REMUNERATED
IN ACCORDANCE WITH THE REMUNERATION OF THE
OTHER DIRECTORS, AS DETERMINED BY THE
GENERAL MEETING HELD IN 2020
A.10 THE GENERAL MEETING RESOLVES TO GRANT Mgmt For For
AUTHORITY TO ANY MEMBER OF THE BOARD OF
DIRECTORS AND/OR MR DIRK STOOP, ACTING
INDIVIDUALLY, WITH POWER OF SUBSTITUTION,
TO FULFIL ALL NECESSARY FORMALITIES WITH
REGARD TO THE LEGALLY REQUIRED PUBLICATION
FORMALITIES REGARDING THE DECISIONS TAKEN
BY THE GENERAL MEETING WITH THE CROSSROAD
BANK FOR ENTERPRISES, COUNTERS FOR
ENTERPRISES, REGISTERS OF THE ENTERPRISE
COURTS, ADMINISTRATIVE AGENCIES AND FISCAL
ADMINISTRATION
B.1 THE GENERAL MEETING RESOLVES TO APPROVE, IN Mgmt For For
ACCORDANCE WITH ARTICLE 7:151 OF THE CCA,
CONDITION 6.3 OF THE TERMS AND CONDITIONS
OF THE BONDS ISSUED BY THE COMPANY ON 8
APRIL 2021, SET OUT IN PART V OF THE
INFORMATION MEMORANDUM DATED 8 APRIL 2021
FOR THE LISTING OF THE BONDS ON THE EURO
MTF MARKET OPERATED BY THE LUXEMBOURG STOCK
EXCHANGE, PERTAINING TO THE POSSIBILITY FOR
THE BONDHOLDERS TO REQUIRE THE COMPANY TO
REDEEM THE BONDS IN CASE OF A CHANGE OF
CONTROL. IN ACCORDANCE WITH THE
REQUIREMENTS OF ARTICLE 7:151, SECOND
INDENT, OF THE CCA, THIS RESOLUTION SHALL
BE FILED IN ACCORDANCE WITH ARTICLE 2:8 OF
THE CCA AND SHALL BE PUBLISHED AS AN
ANNOUNCEMENT IN THE BELGIAN STATE GAZETTE
BY INCLUDING AN EXTRACT OF THE MINUTES OF
THIS GENERAL MEETING IN ACCORDANCE WITH
ARTICLE 2:14, 4DECREE OF THE CCA
B.2 THE GENERAL MEETING RESOLVES TO GRANT Mgmt For For
AUTHORITY TO ANY MEMBER OF THE BOARD OF
DIRECTORS AND/OR MR DIRK STOOP, ACTING
INDIVIDUALLY, WITH POWER OF SUBSTITUTION,
TO FULFIL ALL NECESSARY FORMALITIES WITH
REGARD TO THE LEGALLY REQUIRED PUBLICATION
FORMALITIES REGARDING THE DECISIONS TAKEN
BY THE GENERAL MEETING WITH THE CROSSROAD
BANK FOR ENTERPRISES, COUNTERS FOR
ENTERPRISES, REGISTERS OF THE ENTERPRISE
COURTS, ADMINISTRATIVE AGENCIES AND FISCAL
ADMINISTRATION
CMMT 06 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF COMMENT AND
ADDITION OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES TO MID 566301, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 06 MAY 2021: PLEASE NOTE THAT IF YOU ARE Non-Voting
CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER
THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU
SHOULD BE PROVIDING THE UNDERLYING
SHAREHOLDER INFORMATION AT THE VOTE
INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW
TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE
OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR
DEDICATED CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 935315576
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 26-Jan-2021
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lloyd A. Carney Mgmt For For
1B. Election of Director: Mary B. Cranston Mgmt For For
1C. Election of Director: Francisco Javier Mgmt For For
Fernandez-Carbajal
1D. Election of Director: Alfred F. Kelly, Jr. Mgmt For For
1E. Election of Director: Ramon Laguarta Mgmt For For
1F. Election of Director: John F. Lundgren Mgmt For For
1G. Election of Director: Robert W. Matschullat Mgmt For For
1H. Election of Director: Denise M. Morrison Mgmt For For
1I. Election of Director: Suzanne Nora Johnson Mgmt For For
1J. Election of Director: Linda J. Rendle Mgmt For For
1K. Election of Director: John A. C. Swainson Mgmt For For
1L. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. Approval, on an advisory basis, of Mgmt For For
compensation paid to our named executive
officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the 2021 fiscal year.
4. Approval of the Visa Inc. 2007 Equity Mgmt For For
Incentive Compensation Plan, as amended and
restated.
5. Approval of an amendment to our Certificate Mgmt For For
of Incorporation to enable the adoption of
a special meeting right for Class A common
stockholders.
6. To vote on a stockholder proposal Shr For Against
requesting stockholders' right to act by
written consent, if properly presented.
7. To vote on a stockholder proposal to amend Shr Against For
our principles of executive compensation
program, if properly presented.
--------------------------------------------------------------------------------------------------------------------------
VOYA FINANCIAL, INC. Agenda Number: 935387438
--------------------------------------------------------------------------------------------------------------------------
Security: 929089100
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: VOYA
ISIN: US9290891004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Yvette S. Butler Mgmt For For
1B. Election of Director: Jane P. Chwick Mgmt For For
1C. Election of Director: Kathleen DeRose Mgmt For For
1D. Election of Director: Ruth Ann M. Gillis Mgmt For For
1E. Election of Director: Aylwin B. Lewis Mgmt For For
1F. Election of Director: Rodney O. Martin, Jr. Mgmt For For
1G. Election of Director: Byron H. Pollitt, Jr. Mgmt For For
1H. Election of Director: Joseph V. Tripodi Mgmt For For
1I. Election of Director: David Zwiener Mgmt For For
2. Approval, in a non-binding advisory vote, Mgmt For For
of the compensation paid to the named
executive officers, as disclosed and
discussed in the Proxy Statement.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for
fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
WESTERN ALLIANCE BANCORPORATION Agenda Number: 935419146
--------------------------------------------------------------------------------------------------------------------------
Security: 957638109
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: WAL
ISIN: US9576381092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bruce Beach Mgmt For For
1B. Election of Director: Juan Figuereo Mgmt For For
1C. Election of Director: Howard Gould Mgmt For For
1D. Election of Director: Steven Hilton Mgmt For For
1E. Election of Director: Marianne Boyd Johnson Mgmt For For
1F. Election of Director: Robert Latta Mgmt For For
1G. Election of Director: Adriane McFetridge Mgmt For For
1H. Election of Director: Michael Patriarca Mgmt For For
1I. Election of Director: Robert Sarver Mgmt For For
1J. Election of Director: Bryan Segedi Mgmt For For
1K. Election of Director: Donald Snyder Mgmt For For
1L. Election of Director: Sung Won Sohn, Ph.D. Mgmt For For
1M. Election of Director: Kenneth A. Vecchione Mgmt For For
2. Approve, on a non-binding advisory basis, Mgmt For For
executive compensation.
3. Ratify the appointment of RSM US LLP as the Mgmt For For
Company's independent auditor.
--------------------------------------------------------------------------------------------------------------------------
WILLIS TOWERS WATSON PLC Agenda Number: 935249234
--------------------------------------------------------------------------------------------------------------------------
Security: G96629103
Meeting Type: Special
Meeting Date: 26-Aug-2020
Ticker: WLTW
ISIN: IE00BDB6Q211
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Ordinary Resolution to approve the scheme, Mgmt For For
as described in the joint proxy statement,
in its original form or with or subject to
any modification(s), addition(s) or
condition(s) approved or imposed by the
High Court of Ireland, and to authorize the
directors of WTW to take all such actions
as they consider necessary or appropriate
for carrying the scheme into effect.
2. Special Resolution to amend the Mgmt For For
constitution of WTW, referred to as the
"WTW Constitution," so that any WTW Shares
that are issued on or after the WTW Voting
Record Time will either be subject to the
terms of the scheme or will be immediately
and automatically acquired by Aon for the
scheme consideration.
3. Ordinary Resolution to approve, on a Mgmt For For
non-binding, advisory basis, specified
compensatory arrangements between WTW and
its named executive officers relating to
the transaction.
4. Ordinary Resolution to approve any motion Mgmt For For
by the chairman of the WTW EGM to adjourn
the WTW EGM, or any adjournments thereof,
to solicit additional proxies in favour of
the approval of the resolutions if there
are insufficient votes at the time of the
WTW EGM to approve resolutions 1 and 2.
--------------------------------------------------------------------------------------------------------------------------
WILLIS TOWERS WATSON PLC Agenda Number: 935249246
--------------------------------------------------------------------------------------------------------------------------
Security: G96629111
Meeting Type: Special
Meeting Date: 26-Aug-2020
Ticker:
ISIN: IE00B4XGY116
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the scheme, as described in the Mgmt For For
joint proxy statement, in its original form
or with or subject to any modification(s),
addition(s) or condition(s) approved or
imposed by the High Court of Ireland.
--------------------------------------------------------------------------------------------------------------------------
WILLIS TOWERS WATSON PLC Agenda Number: 935364973
--------------------------------------------------------------------------------------------------------------------------
Security: G96629103
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: WLTW
ISIN: IE00BDB6Q211
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anna C. Catalano Mgmt For For
1B. Election of Director: Victor F. Ganzi Mgmt For For
1C. Election of Director: John J. Haley Mgmt For For
1D. Election of Director: Wendy E. Lane Mgmt For For
1E. Election of Director: Brendan R. O'Neill Mgmt For For
1F. Election of Director: Jaymin B. Patel Mgmt For For
1G. Election of Director: Linda D. Rabbitt Mgmt For For
1H. Election of Director: Paul D. Thomas Mgmt For For
1I. Election of Director: Wilhelm Zeller Mgmt For For
2. Ratify, on an advisory basis, the Mgmt For For
appointment of (i) Deloitte & Touche LLP to
audit our financial statements and (ii)
Deloitte Ireland LLP to audit our Irish
Statutory Accounts, and authorize, in a
binding vote, the Board, acting through the
Audit Committee, to fix the independent
auditors' remuneration.
3. Approve, on an advisory basis, the named Mgmt For For
executive officer compensation.
4. Renew the Board's existing authority to Mgmt For For
issue shares under Irish law.
5. Renew the Board's existing authority to opt Mgmt For For
out of statutory pre-emption rights under
Irish law.
--------------------------------------------------------------------------------------------------------------------------
ZIONS BANCORPORATION Agenda Number: 935348854
--------------------------------------------------------------------------------------------------------------------------
Security: 989701107
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: ZION
ISIN: US9897011071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Maria Contreras-Sweet Mgmt For For
1B. Election of Director: Gary L. Crittenden Mgmt For For
1C. Election of Director: Suren K. Gupta Mgmt For For
1D. Election of Director: Claire A. Huang Mgmt For For
1E. Election of Director: Vivian S. Lee Mgmt For For
1F. Election of Director: Scott J. McLean Mgmt For For
1G. Election of Director: Edward F. Murphy Mgmt For For
1H. Election of Director: Stephen D. Quinn Mgmt For For
1I. Election of Director: Harris H. Simmons Mgmt For For
1J. Election of Director: Aaron B. Skonnard Mgmt For For
1K. Election of Director: Barbara A. Yastine Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Independent Registered
Public Accounting Firm to audit the Bank's
financial statements for the current fiscal
year.
3. Approval, on a nonbinding advisory basis, Mgmt For For
of the compensation paid to the Bank's
named executive officers with respect to
fiscal year ended December 31, 2020.
2X14 JHF Regional Bank Fund
--------------------------------------------------------------------------------------------------------------------------
1ST SOURCE CORPORATION Agenda Number: 935340896
--------------------------------------------------------------------------------------------------------------------------
Security: 336901103
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: SRCE
ISIN: US3369011032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for term expiring Mgmt For For
April 2024: Tracy D. Graham
1B. Election of Director for term expiring Mgmt For For
April 2024: Ronda Shrewsbury Weybright
1C. Election of Director for term expiring Mgmt For For
April 2024: Melody Birmingham
1D. Election of Director for term expiring Mgmt Against Against
April 2024: Mark D. Schwabero
2. Ratification of the appointment of BKD LLP Mgmt For For
as 1st Source Corporation's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN BUSINESS BANK Agenda Number: 935242987
--------------------------------------------------------------------------------------------------------------------------
Security: 02475L105
Meeting Type: Annual
Meeting Date: 21-Jul-2020
Ticker: AMBZ
ISIN: US02475L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Leon I. Blankstein Mgmt For For
Donald P. Johnson Mgmt Withheld Against
Gaurav Malhotra Mgmt For For
Edith Matthai Mgmt For For
Trent D. Merrill Mgmt Withheld Against
Javier Sanchez Mgmt For For
Robert F. Schack Mgmt Withheld Against
Jon H. Schlobohm Mgmt For For
Robert I. Usdan Mgmt Withheld Against
Pasy Wang Mgmt For For
2. To ratify the appointment of RSM US LLP as Mgmt For For
the Bank's independent public accountants
as described more fully in the accompanying
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN BUSINESS BANK Agenda Number: 935407773
--------------------------------------------------------------------------------------------------------------------------
Security: 02475L105
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: AMBZ
ISIN: US02475L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Leon I. Blankstein Mgmt For For
Donald P. Johnson Mgmt Withheld Against
Gaurav Malhotra Mgmt For For
Edith Matthai Mgmt For For
Trent D. Merrill Mgmt Withheld Against
Javier Sanchez Mgmt For For
Robert F. Schack Mgmt Withheld Against
John H. Schlobohm Mgmt For For
Robert I. Usdan Mgmt Withheld Against
Pasy Wang Mgmt For For
2. To ratify the appointment of RSM US LLP as Mgmt Against Against
the Bank's independent public accountants
as described more fully in the accompanying
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN RIVER BANKSHARES Agenda Number: 935379481
--------------------------------------------------------------------------------------------------------------------------
Security: 029326105
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: AMRB
ISIN: US0293261055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Nicolas C. Anderson Mgmt For For
Kimberly A. Box Mgmt For For
Charles D. Fite Mgmt For For
Jeffery Owensby Mgmt For For
Julie A. Raney Mgmt For For
William A. Robotham Mgmt For For
David E. Ritchie Jr. Mgmt For For
Philip A. Wright Mgmt For For
2. To ratify the selection of Crowe, LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. To approve, on an advisory (non-binding) Mgmt For For
basis, the Company's named executive
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
AMERIS BANCORP Agenda Number: 935411138
--------------------------------------------------------------------------------------------------------------------------
Security: 03076K108
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: ABCB
ISIN: US03076K1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: William I.
Bowen, Jr.
1B. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: Rodney D.
Bullard
1C. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: Wm. Millard
Choate
1D. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: R. Dale Ezzell
1E. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: Leo J. Hill
1F. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: Daniel B.
Jeter
1G. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: Robert P.
Lynch
1H. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: Elizabeth A.
McCague
1I. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: James B.
Miller, Jr.
1J. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: Gloria A.
O'Neal
1K. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: H. Palmer
Proctor, Jr.
1L. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: William H.
Stern
1M. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: Jimmy D. Veal
2. Ratification of the appointment of Crowe Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
3. Advisory approval of the compensation of Mgmt For For
the Company's named executive officers.
4. Approval of the Ameris Bancorp 2021 Omnibus Mgmt For For
Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
ATLANTIC CAPITAL BANCSHARES, INC. Agenda Number: 935395497
--------------------------------------------------------------------------------------------------------------------------
Security: 048269203
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: ACBI
ISIN: US0482692037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Walter M. Deriso, Jr. Mgmt For For
Shantella E. Cooper Mgmt For For
David H. Eidson Mgmt For For
Henchy R. Enden Mgmt For For
James H. Graves Mgmt For For
Douglas J. Hertz Mgmt For For
Thomas M. Holder Mgmt For For
Lizanne Thomas Mgmt For For
Douglas L. Williams Mgmt For For
Marietta Edmunds Zakas Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our Named
Executive Officers.
4. To approve, on a non-binding advisory Mgmt 1 Year For
basis, the frequency of future shareholder
advisory votes on the compensation of our
Named Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
ATLANTIC UNION BANKSHARES CORPORATION Agenda Number: 935356205
--------------------------------------------------------------------------------------------------------------------------
Security: 04911A107
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: AUB
ISIN: US04911A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Thomas P. Rohman
1.2 Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Thomas G. Snead, Jr.
1.3 Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Ronald L. Tillett
1.4 Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Keith L. Wampler
1.5 Election of Director to serve until the Mgmt For For
2022 Annual Meeting: F. Blair Wimbush
2. To approve the amendment and restatement of Mgmt For For
the Atlantic Union Bankshares Corporation
Stock and Incentive Plan.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
4. To approve, on an advisory (non-binding) Mgmt For For
basis, the Company's executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 935345670
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sharon L. Allen Mgmt For For
1B. Election of Director: Susan S. Bies Mgmt For For
1C. Election of Director: Frank P. Bramble, Sr. Mgmt For For
1D. Election of Director: Pierre J.P. de Weck Mgmt For For
1E. Election of Director: Arnold W. Donald Mgmt For For
1F. Election of Director: Linda P. Hudson Mgmt For For
1G. Election of Director: Monica C. Lozano Mgmt For For
1H. Election of Director: Thomas J. May Mgmt For For
1I. Election of Director: Brian T. Moynihan Mgmt For For
1J. Election of Director: Lionel L. Nowell III Mgmt For For
1K. Election of Director: Denise L. Ramos Mgmt For For
1L. Election of Director: Clayton S. Rose Mgmt For For
1M. Election of Director: Michael D. White Mgmt For For
1N. Election of Director: Thomas D. Woods Mgmt For For
1O. Election of Director: R. David Yost Mgmt For For
1P. Election of Director: Maria T. Zuber Mgmt For For
2. Approving our executive compensation (an Mgmt For For
advisory, nonbinding "Say on Pay"
resolution).
3. Ratifying the appointment of our Mgmt For For
independent registered public accounting
firm for 2021.
4. Amending and restating the Bank of America Mgmt For For
Corporation Key Employee Equity Plan.
5. Shareholder proposal requesting amendments Shr For Against
to our proxy access by law.
6. Shareholder proposal requesting amendments Shr For Against
to allow shareholders to act by written
consent.
7. Shareholder proposal requesting a change in Shr Against For
organizational form.
8. Shareholder proposal requesting a racial Shr For Against
equity audit.
--------------------------------------------------------------------------------------------------------------------------
BANK OF COMMERCE HOLDINGS Agenda Number: 935380460
--------------------------------------------------------------------------------------------------------------------------
Security: 06424J103
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: BOCH
ISIN: US06424J1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Orin N. Bennett Mgmt For For
Randall S. Eslick Mgmt For For
Joseph Q. Gibson Mgmt For For
Jon W. Halfhide Mgmt For For
David J. Inderkum Mgmt For For
Linda J. Miles Mgmt For For
Diane D. Miller Mgmt For For
Karl L. Silberstein Mgmt For For
Terence J. Street Mgmt For For
Lyle L. Tullis Mgmt For For
2. Ratification of the selection of Moss Adams Mgmt For For
LLP as the Company's independent registered
public accounting firm for 2021.
3. An advisory vote to approve the Mgmt For For
compensation of the Company's named
executive officers (the "say-on-pay" vote).
--------------------------------------------------------------------------------------------------------------------------
BANK OF MARIN BANCORP Agenda Number: 935461234
--------------------------------------------------------------------------------------------------------------------------
Security: 063425102
Meeting Type: Annual
Meeting Date: 29-Jun-2021
Ticker: BMRC
ISIN: US0634251021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven I. Barlow Mgmt Withheld Against
Russell A. Colombo Mgmt Withheld Against
James C. Hale Mgmt Withheld Against
Robert Heller Mgmt Withheld Against
Norma J. Howard Mgmt Withheld Against
Kevin R. Kennedy Mgmt Withheld Against
William H. McDevitt, Jr Mgmt Withheld Against
Leslie E. Murphy Mgmt Withheld Against
Sanjiv S. Sanghvi Mgmt For For
Joel Sklar, MD Mgmt Withheld Against
Brian M. Sobel Mgmt Withheld Against
Secil Tabli Watson Mgmt For For
2. To vote, on an advisory basis, to approve Mgmt For For
the Company's executive compensation for
Named Executive Officers.
3. To ratify the selection of independent Mgmt For For
auditor.
--------------------------------------------------------------------------------------------------------------------------
BAR HARBOR BANKSHARES Agenda Number: 935375178
--------------------------------------------------------------------------------------------------------------------------
Security: 066849100
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: BHB
ISIN: US0668491006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Daina H. Belair Mgmt For For
1B. Election of Director: Matthew L. Caras Mgmt For For
1C. Election of Director: David M. Colter Mgmt For For
1D. Election of Director: Steven H. Dimick Mgmt For For
1E. Election of Director: Martha T. Dudman Mgmt For For
1F. Election of Director: Lauri E. Fernald Mgmt For For
1G. Election of Director: Brendan J. O'Halloran Mgmt For For
1H. Election of Director: Curtis C. Simard Mgmt For For
1I. Election of Director: Kenneth E. Smith Mgmt For For
1J. Election of Director: Stephen R. Theroux Mgmt For For
1K. Election of Director: Scott G. Toothaker Mgmt For For
1L. Election of Director: David B. Woodside Mgmt For For
2. APPROVAL OF NON-BINDING, ADVISORY Mgmt For For
RESOLUTION ON THE 2020 COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF RSM US Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
BAYCOM CORP Agenda Number: 935424654
--------------------------------------------------------------------------------------------------------------------------
Security: 07272M107
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: BCML
ISIN: US07272M1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James S. Camp Mgmt Withheld Against
Harpreet S. Chaudhary Mgmt Withheld Against
Rocco Davis Mgmt For For
George J. Guarini Mgmt For For
Malcolm F. Hotchkiss Mgmt Withheld Against
Lloyd W. Kendall Jr. Mgmt Withheld Against
Robert G. Laverne, MD Mgmt For For
Syvia L. Magid Mgmt For For
David M. Spatz Mgmt Withheld Against
2. Ratification of the appointment of Mgmt For For
auditors, Moss Adams, LLP for the fiscal
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HILLS BANCORP, INC. Agenda Number: 935380600
--------------------------------------------------------------------------------------------------------------------------
Security: 084680107
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: BHLB
ISIN: US0846801076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Baye Adofo-Wilson Mgmt For For
Deborah P. Bailey Mgmt For For
Rheo A. Brouillard Mgmt For For
David M. Brunelle Mgmt For For
Robert M. Curley Mgmt For For
John B. Davies Mgmt For For
J. Williar Dunlaevy Mgmt For For
William H. Hughes III Mgmt For For
Sylvia Maxfield Mgmt For For
Nitin J. Mhatre Mgmt For For
Laurie Norton Moffatt Mgmt For For
Jonathan I. Shulman Mgmt For For
Michael A. Zaitzeff Mgmt For For
2. To consider a non-binding proposal to give Mgmt For For
advisory approval of Berkshire's executive
compensation as described in the Proxy
Statement.
3. To ratify the appointment of Crowe LLP as Mgmt For For
Berkshire's Independent Registered Public
Accounting firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
BRYN MAWR BANK CORPORATION Agenda Number: 935347523
--------------------------------------------------------------------------------------------------------------------------
Security: 117665109
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: BMTC
ISIN: US1176651099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director for the term Mgmt For For
to expire in 2025: Wendell F. Holland
1.2 Election of Class III Director for the term Mgmt For For
to expire in 2025: Diego F. Calderin
2. SAY-ON-PAY: To approve a non-binding Mgmt For For
advisory vote on Executive Officer
Compensation.
3. RATIFICATION OF AUDITORS: To ratify the Mgmt For For
appointment of KPMG LLP as the independent
registered public accounting firm for Bryn
Mawr Bank Corporation for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
BRYN MAWR BANK CORPORATION Agenda Number: 935435708
--------------------------------------------------------------------------------------------------------------------------
Security: 117665109
Meeting Type: Special
Meeting Date: 10-Jun-2021
Ticker: BMTC
ISIN: US1176651099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Agreement and Plan of Mgmt For For
Merger, dated as of March 9, 2021, by and
between WSFS Financial Corporation ("WSFS")
and Bryn Mawr Bank Corporation ("Bryn
Mawr"), pursuant to which, among other
things, Bryn Mawr will merge with and into
WSFS and, simultaneously with the merger,
The Bryn Mawr Trust Company will merge with
and into Wilmington Savings Fund Society,
FSB ("Merger Proposal").
2. An advisory (non-binding) proposal to Mgmt Against Against
approve the specified compensation that may
become payable to the named executive
officers of Bryn Mawr in connection with
the merger.
3. Approval of one or more adjournments of the Mgmt For For
special meeting, if necessary or
appropriate, to solicit additional proxies
in favor of approval of the Merger
Proposal.
--------------------------------------------------------------------------------------------------------------------------
BUSINESS FIRST BANCSHARES, INC. Agenda Number: 935405200
--------------------------------------------------------------------------------------------------------------------------
Security: 12326C105
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: BFST
ISIN: US12326C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Drew C. Brees Mgmt For For
1B. Election of Director: James J. Buquet, III Mgmt For For
1C. Election of Director: Carol M. Calkins Mgmt For For
1D. Election of Director: Ricky D. Day Mgmt For For
1E. Election of Director: John P. Ducrest Mgmt For For
1F. Election of Director: Mark P. Folse Mgmt For For
1G. Election of Director: Robert S. Greer, Jr. Mgmt For For
1H. Election of Director: J. Vernon Johnson Mgmt For For
1I. Election of Director: Rolfe H. McCollister, Mgmt For For
Jr.
1J. Election of Director: Andrew D. McLindon Mgmt For For
1K. Election of Director: David R. Melville, Mgmt For For
III
1L. Election of Director: Patrick E. Mockler Mgmt For For
1M. Election of Director: David A. Montgomery, Mgmt For For
Jr.
1N. Election of Director: Arthur J. Price Mgmt For For
1O. Election of Director: Kenneth Wm. Smith Mgmt For For
1P. Election of Director: Keith A. Tillage Mgmt For For
1Q. Election of Director: Steven G. White Mgmt For For
2. To approve, in a non-binding vote, the Mgmt For For
compensation of our named executive
officers.
3. Vote, on an advisory basis, on the Mgmt 1 Year For
frequency of executive compensation
advisory votes.
4. To ratify the appointment of Dixon Hughes Mgmt For For
Goodman, LLP as auditor for the Company for
the year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CADENCE BANCORPORATION Agenda Number: 935362260
--------------------------------------------------------------------------------------------------------------------------
Security: 12739A100
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: CADE
ISIN: US12739A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul B. Murphy, Jr. Mgmt For For
Precious W. Owodunni Mgmt For For
Marc J. Shapiro Mgmt For For
J. Thomas Wiley, Jr. Mgmt For For
2. Approval (on an advisory basis) of the Mgmt For For
compensation of the Company's named
executive officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP to serve as the Company's
independent registered public accounting
firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
CALIFORNIA BANCORP Agenda Number: 935245983
--------------------------------------------------------------------------------------------------------------------------
Security: 13005U101
Meeting Type: Annual
Meeting Date: 06-Aug-2020
Ticker: CALB
ISIN: US13005U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stephen A. Cortese Mgmt For For
Andrew J. Armanino Mgmt For For
Kevin J. Cullen Mgmt For For
Stephen R. Dathe Mgmt For For
Wayne S. Doiguchi Mgmt Withheld Against
Donald J. Kintzer Mgmt For For
Rochelle G. Klein Mgmt For For
Frank L. Muller Mgmt For For
Steven E. Shelton Mgmt For For
Edmond E. Traille Mgmt For For
2. Ratification of the Appointment of Mgmt For For
Independent Public Accounting Firm. To
ratify the appointment of Crowe LLP as our
independent public accounting firm for the
fiscal year ending December 31, 2020.
3. Approval of Amendment and Restatement of Mgmt Against Against
2017 Equity Incentive Plan. To approve an
amendment and restatement of our 2017
Equity Incentive Plan that will, among
other things, increase the number of shares
issuable under the plan by 500,000 shares.
--------------------------------------------------------------------------------------------------------------------------
CALIFORNIA BANCORP Agenda Number: 935411405
--------------------------------------------------------------------------------------------------------------------------
Security: 13005U101
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: CALB
ISIN: US13005U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stephen A. Cortese Mgmt For For
Andrew J. Armanino Mgmt For For
Kevin J. Cullen Mgmt For For
Stephen R. Dathe Mgmt For For
Wayne S. Doiguchi Mgmt For For
Donald J. Kintzer Mgmt For For
Rochelle G. Klein Mgmt For For
Julie J. Levenson Mgmt For For
Frank L. Muller Mgmt For For
Steven E. Shelton Mgmt For For
Edmond E. Traille Mgmt For For
2. Ratification of the Appointment of Mgmt For For
Independent Public Accounting Firm. To
ratify the appointment of Crowe LLP as our
independent public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CAMBRIDGE BANCORP Agenda Number: 935363337
--------------------------------------------------------------------------------------------------------------------------
Security: 132152109
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: CATC
ISIN: US1321521098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeanette G. Clough Mgmt For For
Hambleton Lord Mgmt For For
R. Gregg Stone Mgmt For For
Simon R. Gerlin Mgmt For For
Kathryn M. Hinderhofer Mgmt For For
Thomas J. Fontaine Mgmt For For
2. Consideration and approval of a non-binding Mgmt For For
advisory resolution on the compensation of
the Company's named executive officers.
3. To ratify, on an advisory basis, the Mgmt For For
appointment of Wolf & Company, P.C. as the
Company's independent registered public
accounting firm for the fiscal year ending
December 31,2021.
--------------------------------------------------------------------------------------------------------------------------
CAMDEN NATIONAL CORPORATION Agenda Number: 935341103
--------------------------------------------------------------------------------------------------------------------------
Security: 133034108
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: CAC
ISIN: US1330341082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ann W. Bresnahan Mgmt For For
1B. Election of Director: Gregory A. Dufour Mgmt For For
1C. Election of Director: S. Catherine Longley Mgmt For For
1D. Election of Director: Carl J. Soderberg Mgmt For For
2. To approve, by non-binding advisory vote, Mgmt For For
the compensation of the Company's named
executive officers ("Say-on-Pay").
3. To ratify the appointment of RSM US LLP as Mgmt For For
the Company's independent registered public
accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CENTRAL VALLEY COMMUNITY BANCORP Agenda Number: 935379354
--------------------------------------------------------------------------------------------------------------------------
Security: 155685100
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: CVCY
ISIN: US1556851004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Daniel N. Cunningham Mgmt For For
Daniel J. Doyle Mgmt Withheld Against
F.T "Tommy" Elliott, IV Mgmt For For
Robert J. Flautt Mgmt Withheld Against
James M. Ford Mgmt For For
Gary D. Gall Mgmt Withheld Against
Andriana D. Majarian Mgmt For For
Steven D. McDonald Mgmt For For
Louis McMurray Mgmt For For
Karen Musson Mgmt For For
Dorothea D. Silva Mgmt For For
William S. Smittcamp Mgmt For For
2. To approve the proposal to amend the bylaws Mgmt For For
to increase the range of the size of the
Board of Directors to a range of nine (9)
to fifteen (15) persons.
3. To approve the proposal to ratify the Mgmt For For
appointment of Crowe LLP as the independent
registered public accounting firm for the
Company's 2021 fiscal year.
4. Adopt a non-binding advisory resolution Mgmt For For
approving executive compensation.
--------------------------------------------------------------------------------------------------------------------------
CITIZENS COMMUNITY BANCORP, INC. Agenda Number: 935427511
--------------------------------------------------------------------------------------------------------------------------
Security: 174903104
Meeting Type: Annual
Meeting Date: 22-Jun-2021
Ticker: CZWI
ISIN: US1749031043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kristina M. Bourget Mgmt For For
Timothy L. Olson Mgmt For For
2. Ratification of the appointment of Eide Mgmt For For
Bailly, LLP as Citizens' independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. Advisory resolution to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
CITIZENS FINANCIAL GROUP, INC. Agenda Number: 935342826
--------------------------------------------------------------------------------------------------------------------------
Security: 174610105
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: CFG
ISIN: US1746101054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bruce Van Saun Mgmt For For
1B. Election of Director: Lee Alexander Mgmt For For
1C. Election of Director: Christine M. Cumming Mgmt For For
1D. Election of Director: William P. Hankowsky Mgmt For For
1E. Election of Director: Leo I. ("Lee") Higdon Mgmt For For
1F. Election of Director: Edward J. ("Ned") Mgmt For For
Kelly III
1G. Election of Director: Charles J. ("Bud") Mgmt For For
Koch
1H. Election of Director: Robert G. Leary Mgmt For For
1I. Election of Director: Terrance J. Lillis Mgmt For For
1J. Election of Director: Shivan Subramaniam Mgmt For For
1K. Election of Director: Christopher J. Swift Mgmt For For
1L. Election of Director: Wendy A. Watson Mgmt For For
1M. Election of Director: Marita Zuraitis Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on executive compensation.
4. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
CITY HOLDING COMPANY Agenda Number: 935375988
--------------------------------------------------------------------------------------------------------------------------
Security: 177835105
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: CHCO
ISIN: US1778351056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director to serve for a Mgmt For For
term of three years: J. Thomas Jones
1.2 Election of Class I Director to serve for a Mgmt For For
term of three years: James L. Rossi
1.3 Election of Class I Director to serve for a Mgmt For For
term of three years: Diane W.
Strong-Treister
2. Proposal to ratify, on an advisory basis, Mgmt For For
the Audit Committee and the Board of
Directors' appointment of Crowe LLP as the
independent registered public accounting
firm for City Holding Company for 2021.
3. Proposal to approve a non-binding advisory Mgmt For For
proposal on the compensation of the Named
Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
CIVISTA BANCSHARES, INC. Agenda Number: 935346569
--------------------------------------------------------------------------------------------------------------------------
Security: 178867107
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: CIVB
ISIN: US1788671071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas A. Depler Mgmt For For
Julie A. Mattlin Mgmt For For
James O. Miller Mgmt For For
Dennis E. Murray, Jr. Mgmt For For
Allen R. Nickles Mgmt For For
Mary Patricia Oliver Mgmt For For
William F. Ritzmann Mgmt For For
Dennis G. Shaffer Mgmt For For
Harry Singer Mgmt For For
Daniel J. White Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the
Corporation's named executive officers as
disclosed in the accompanying proxy
statement.
3. To ratify the appointment of BKD, LLP as Mgmt For For
the independent registered public
accounting firm of the Corporation for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
COASTAL FINANCIAL CORPORATION Agenda Number: 935390459
--------------------------------------------------------------------------------------------------------------------------
Security: 19046P209
Meeting Type: Annual
Meeting Date: 24-May-2021
Ticker: CCB
ISIN: US19046P2092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sadhana Akella-Mishra Mgmt Withheld Against
Sarah Elliott Mgmt For For
Eric M. Sprink Mgmt For For
Pamela Unger Mgmt For For
2. To approve the First Amendment to the Mgmt For For
Coastal Financial Corporation 2018 Omnibus
Incentive Plan.
3. To ratify the selection of Moss Adams LLP Mgmt For For
as the independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
COLUMBIA BANKING SYSTEM,INC. Agenda Number: 935390106
--------------------------------------------------------------------------------------------------------------------------
Security: 197236102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: COLB
ISIN: US1972361026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Craig D. Eerkes Mgmt For For
1B. Election of Director: Laura Alvarez Schrag Mgmt For For
1C. Election of Director: Ford Elsaesser Mgmt For For
1D. Election of Director: Mark A. Finkelstein Mgmt For For
1E. Election of Director: Eric S. Forrest Mgmt For For
1F. Election of Director: Thomas M. Hulbert Mgmt For For
1G. Election of Director: Michelle M. Lantow Mgmt For For
1H. Election of Director: Randal L. Lund Mgmt For For
1I. Election of Director: Tracy Mack-Askew Mgmt For For
1J. Election of Director: S. Mae Fujita Numata Mgmt For For
1K. Election of Director: Elizabeth W. Seaton Mgmt For For
1L. Election of Director: Clint E. Stein Mgmt For For
1M. Election of Director: Janine T. Terrano Mgmt For For
2. To vote on an advisory (non-binding) Mgmt For For
resolution to approve the compensation of
Columbia's named executive officers.
3. To vote on an advisory (non-binding) Mgmt For For
resolution to appoint Deloitte & Touche LLP
as our independent registered public
accounting firm for fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
COMERICA INCORPORATED Agenda Number: 935346444
--------------------------------------------------------------------------------------------------------------------------
Security: 200340107
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: CMA
ISIN: US2003401070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: Michael E. Collins Mgmt For For
02 ELECTION OF DIRECTOR: Roger A. Cregg Mgmt For For
03 ELECTION OF DIRECTOR: T. Kevin DeNicola Mgmt For For
04 ELECTION OF DIRECTOR: Curtis C. Farmer Mgmt For For
05 ELECTION OF DIRECTOR: Jacqueline P. Kane Mgmt For For
06 ELECTION OF DIRECTOR: Richard G. Lindner Mgmt For For
07 ELECTION OF DIRECTOR: Barbara R. Smith Mgmt For For
08 ELECTION OF DIRECTOR: Robert S. Taubman Mgmt For For
09 ELECTION OF DIRECTOR: Reginald M. Turner, Mgmt For For
Jr.
10 ELECTION OF DIRECTOR: Nina G. Vaca Mgmt For For
11 ELECTION OF DIRECTOR: Michael G. Van de Ven Mgmt For For
2. Ratification of the Appointment of Ernst & Mgmt For For
Young LLP as Independent Registered Public
Accounting Firm.
3. Approval of a Non-Binding, Advisory Mgmt For For
Proposal Approving Executive Compensation.
4. Approval of the Comerica Incorporated Mgmt For For
Amended and Restated 2018 Long-Term
Incentive Plan.
5. Approval of the Comerica Incorporated 2021 Mgmt For For
Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
COUNTY BANCORP, INC. Agenda Number: 935375041
--------------------------------------------------------------------------------------------------------------------------
Security: 221907108
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: ICBK
ISIN: US2219071089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William C. Censky Mgmt For For
Wayne D. Mueller Mgmt For For
Vicki L. Tandeski Mgmt For For
Gary J. Ziegelbauer Mgmt Withheld Against
2. To approve, on a non-binding, advisory Mgmt Against Against
basis, the compensation of County Bancorp,
Inc.'s named executive officers.
3. To approve, on a non-binding, advisory Mgmt 1 Year For
basis, the frequency with which
shareholders will vote on future say-on-pay
proposals.
4. To approve the County Bancorp, Inc. 2021 Mgmt For For
Long-Term Incentive Plan.
5. To ratify the appointment of Plante & Mgmt For For
Moran, PLLC as the independent registered
public accounting firm for County Bancorp,
Inc. for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CULLEN/FROST BANKERS, INC. Agenda Number: 935348638
--------------------------------------------------------------------------------------------------------------------------
Security: 229899109
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: CFR
ISIN: US2298991090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Carlos Alvarez Mgmt For For
1b. Election of Director: Chris M. Avery Mgmt For For
1c. Election of Director: Anthony R. Chase Mgmt For For
1d. Election of Director: Cynthia J. Comparin Mgmt For For
1e. Election of Director: Samuel G. Dawson Mgmt For For
1f. Election of Director: Crawford H. Edwards Mgmt For For
1g. Election of Director: Patrick B. Frost Mgmt For For
1h. Election of Director: Phillip D. Green Mgmt For For
1i. Election of Director: David J. Haemisegger Mgmt For For
1j. Election of Director: Karen E. Jennings Mgmt For For
1k. Election of Director: Charles W. Matthews Mgmt Against Against
1l. Election of Director: Ida Clement Steen Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP to act as independent auditors of
Cullen/Frost Bankers, Inc. for the fiscal
year that began January 1, 2021
3. To provide nonbinding approval of executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
EAGLE BANCORP MONTANA, INC. Agenda Number: 935356229
--------------------------------------------------------------------------------------------------------------------------
Security: 26942G100
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: EBMT
ISIN: US26942G1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Shavon R. Cape Mgmt For For
Thomas J. McCarvel Mgmt For For
Kenneth M. Walsh Mgmt For For
2. Ratification of the appointment of Moss Mgmt For For
Adams LLP as Eagle Bancorp Montana, Inc.'s
independent registered public accounting
firm for fiscal year ending December 31,
2021.
3. Advisory vote on named executive officer Mgmt For For
compensation as disclosed in the proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
EAST WEST BANCORP, INC. Agenda Number: 935384230
--------------------------------------------------------------------------------------------------------------------------
Security: 27579R104
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: EWBC
ISIN: US27579R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election as Director: Molly Campbell Mgmt For For
1.2 Election as Director: Iris S. Chan Mgmt For For
1.3 Election as Director: Archana Deskus Mgmt For For
1.4 Election as Director: Rudolph I. Estrada Mgmt For For
1.5 Election as Director: Paul H. Irving Mgmt For For
1.6 Election as Director: Jack C. Liu Mgmt For For
1.7 Election as Director: Dominic Ng Mgmt For For
1.8 Election as Director: Lester M. Sussman Mgmt For For
2. To approve, on an advisory basis, our Mgmt For For
executive compensation for 2020.
3. To approve the East West Bancorp, Inc. 2021 Mgmt For For
Stock Incentive Plan, as amended, restated
and renamed.
4. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
EQUITY BANCSHARES, INC. Agenda Number: 935344541
--------------------------------------------------------------------------------------------------------------------------
Security: 29460X109
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: EQBK
ISIN: US29460X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Kevin E. Cook Mgmt For For
1.2 Election of Director: Brad S. Elliott Mgmt Against Against
1.3 Election of Director: Junetta M. Everett Mgmt Against Against
1.4 Election of Director: Gregory H. Kossover Mgmt Against Against
2. Advisory vote to approve the compensation Mgmt For For
paid to the Company's named executive
officers.
3. Advisory vote to approve the frequency of Mgmt 1 Year For
future advisory votes on the compensation
of the Company's named executive officers.
4. Ratification of Crowe LLP as the Company's Mgmt For For
independent registered public accounting
firm for the year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
EVANS BANCORP, INC. Agenda Number: 935357740
--------------------------------------------------------------------------------------------------------------------------
Security: 29911Q208
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: EVBN
ISIN: US29911Q2084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kevin D. Maroney Mgmt For For
Robert G. Miller, Jr. Mgmt For For
Kimberley A. Minkel Mgmt For For
Christina P. Orsi Mgmt For For
Michael J. Rogers Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation paid to our named executive
officers.
3. Ratification of the appointment of Crowe Mgmt For For
LLP as Evans Bancorp, Inc.'s independent
registered public accounting firm for
fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
F.N.B. CORPORATION Agenda Number: 935359302
--------------------------------------------------------------------------------------------------------------------------
Security: 302520101
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: FNB
ISIN: US3025201019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Pamela A. Bena Mgmt For For
William B. Campbell Mgmt For For
James D. Chiafullo Mgmt For For
Vincent J. Delie, Jr. Mgmt For For
Mary Jo Dively Mgmt For For
Robert A. Hormell Mgmt For For
David J. Malone Mgmt For For
Frank C. Mencini Mgmt For For
David L. Motley Mgmt For For
Heidi A. Nicholas Mgmt For For
John S. Stanik Mgmt For For
William J. Strimbu Mgmt For For
2. Advisory approval of the 2020 named Mgmt Against Against
executive officer compensation.
3. Ratification of appointment of Ernst & Mgmt For For
Young LLP as F.N.B.'s independent
registered public accounting firm for the
2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
FIFTH THIRD BANCORP Agenda Number: 935338980
--------------------------------------------------------------------------------------------------------------------------
Security: 316773100
Meeting Type: Annual
Meeting Date: 13-Apr-2021
Ticker: FITB
ISIN: US3167731005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Nicholas K. Akins
1B. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: B. Evan Bayh, III
1C. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Jorge L. Benitez
1D. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Katherine B.
Blackburn
1E. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Emerson L.
Brumback
1F. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Greg D. Carmichael
1G. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Linda W.
Clement-Holmes
1H. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: C. Bryan Daniels
1I. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Mitchell S. Feiger
1J. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Thomas H. Harvey
1K. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Gary R. Heminger
1L. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Jewell D. Hoover
1M. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Eileen A. Mallesch
1N. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Michael B.
McCallister
1O. Election of member of the Board of Mgmt For For
Directors to serve until the Annual Meeting
of Shareholders in 2022: Marsha C. Williams
2. Ratification of the appointment of the firm Mgmt For For
of Deloitte & Touche LLP to serve as the
independent external audit firm for the
Company for the year 2021.
3. An advisory vote on approval of the Mgmt For For
Company's executive compensation.
4. An advisory vote to determine whether the Mgmt 1 Year For
shareholder vote on the compensation of the
Company's executives will occur every 1, 2,
or 3 years.
5. Approval of the Fifth Third Bancorp 2021 Mgmt For For
Incentive Compensation Plan, including the
issuance of shares of common stock
authorized thereunder.
6. Approval of an amendment to the Fifth Third Mgmt For For
Bancorp Articles of Incorporation to
eliminate statutory supermajority vote
requirements.
7. Approval of an amendment to the Fifth Third Mgmt For For
Bancorp Articles of Incorporation to
eliminate cumulative voting.
--------------------------------------------------------------------------------------------------------------------------
FIRST BUSINESS FINL SVCS INC. Agenda Number: 935343703
--------------------------------------------------------------------------------------------------------------------------
Security: 319390100
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: FBIZ
ISIN: US3193901002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Laurie S. Benson Mgmt For For
Mark D. Bugher Mgmt For For
Corey A. Chambas Mgmt For For
John J. Harris Mgmt For For
2. To act upon a proposal to approve an Mgmt For For
amendment to the First Business Financial
Services, Inc. 2019 Equity Incentive Plan.
3. To approve, in a non-binding, advisory Mgmt For For
vote, the compensation of the Company's
named executive officers.
4. To ratify the appointment of Crowe LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
FIRST COMMUNITY CORPORATION Agenda Number: 935380674
--------------------------------------------------------------------------------------------------------------------------
Security: 319835104
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: FCCO
ISIN: US3198351047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jan H. Hollar* Mgmt For For
C. Jimmy Chao# Mgmt For For
Ray E. Jones# Mgmt For For
E. Leland Reynolds# Mgmt For For
Alexander Snipe, Jr.# Mgmt For For
2. To approve the compensation of our named Mgmt For For
executive officers as disclosed in the
proxy statement (this is a non-binding,
advisory vote), ("Say-on-Pay").
3. To approve the First Community Corporation Mgmt For For
2021 Omnibus Equity Incentive Plan.
4. To ratify the appointment of Elliott Davis, Mgmt For For
LLC as our independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
FIRST FINANCIAL BANCORP. Agenda Number: 935392958
--------------------------------------------------------------------------------------------------------------------------
Security: 320209109
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: FFBC
ISIN: US3202091092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William G. Barron Mgmt For For
Vincent A. Berta Mgmt For For
Cynthia O. Booth Mgmt For For
Archie M. Brown Mgmt For For
Claude E. Davis Mgmt For For
Corinne R. Finnerty Mgmt For For
Susan L. Knust Mgmt For For
William J. Kramer Mgmt For For
John T. Neighbours Mgmt For For
Thomas M. O'Brien Mgmt For For
Maribeth S. Rahe Mgmt For For
2. Ratification of Crowe LLP as the Company's Mgmt For For
independent registered public accounting
firm for 2021.
3. Advisory (non-binding) vote on the Mgmt For For
compensation of the Company's executive
officers.
--------------------------------------------------------------------------------------------------------------------------
FIRST HORIZON CORPORATION Agenda Number: 935349907
--------------------------------------------------------------------------------------------------------------------------
Security: 320517105
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: FHN
ISIN: US3205171057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Harry V. Barton, Jr.
1B. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Kenneth A. Burdick
1C. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Daryl G. Byrd
1D. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: John N. Casbon
1E. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: John C. Compton
1F. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Wendy P. Davidson
1G. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: William H.
Fenstermaker
1H. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: D. Bryan Jordan
1I. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: J. Michael Kemp, Sr.
1J. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Rick E. Maples
1K. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Vicki R. Palmer
1L. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Colin V. Reed
1M. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: E. Stewart Shea, III
1N. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Cecelia D. Stewart
1O. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Rajesh Subramaniam
1P. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Rosa Sugranes
1Q. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: R. Eugene Taylor
2. Approval of the First Horizon Corporation Mgmt For For
2021 Incentive Plan.
3. Approval of an advisory resolution to Mgmt For For
approve executive compensation.
4. Ratification of appointment of KPMG LLP as Mgmt For For
auditors.
--------------------------------------------------------------------------------------------------------------------------
FIRST MERCHANTS CORPORATION Agenda Number: 935361915
--------------------------------------------------------------------------------------------------------------------------
Security: 320817109
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: FRME
ISIN: US3208171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael R. Becher Mgmt For For
Susan W. Brooks Mgmt For For
Mark K. Hardwick Mgmt For For
William L. Hoy Mgmt For For
Patrick A. Sherman Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation of First Merchants
Corporation's named executive officers.
3. Proposal to ratify the appointment of the Mgmt For For
firm BKD, LLP as the independent auditor
for 2021.
--------------------------------------------------------------------------------------------------------------------------
FIRST MID BANCSHARES, INC. Agenda Number: 935351635
--------------------------------------------------------------------------------------------------------------------------
Security: 320866106
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: FMBH
ISIN: US3208661062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Holly B. Adams (Bailey) Mgmt For For
Joseph R. Dively Mgmt Withheld Against
Zachary I. Horn Mgmt For For
2. A vote on the approval to increase the Mgmt For For
number of shares of common stock authorized
under the 2017 stock incentive plan by
250,000 shares.
--------------------------------------------------------------------------------------------------------------------------
GERMAN AMERICAN BANCORP, INC. Agenda Number: 935385408
--------------------------------------------------------------------------------------------------------------------------
Security: 373865104
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: GABC
ISIN: US3738651047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marc D. Fine Mgmt For For
Jason M. Kelly Mgmt For For
Christina M. Ryan Mgmt For For
Tyson J. Wagler Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
appointment of Crowe LLP as our independent
registered public accounting firm for the
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
GLACIER BANCORP, INC. Agenda Number: 935354011
--------------------------------------------------------------------------------------------------------------------------
Security: 37637Q105
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: GBCI
ISIN: US37637Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David C. Boyles Mgmt For For
Robert A. Cashell, Jr. Mgmt For For
Randall M. Chesler Mgmt For For
Sherry L. Cladouhos Mgmt For For
James M. English Mgmt For For
Annie M. Goodwin Mgmt For For
Kristen L. Heck Mgmt For For
Craig A. Langel Mgmt For For
Douglas J. McBride Mgmt For For
George R. Sutton Mgmt For For
2. To approve an amendment to the amended and Mgmt For For
restated articles of incorporation of
Glacier Bancorp, Inc. (the "Company") to
provide for indemnification of directors
and officers of the Company.
3. To vote on an advisory (non-binding) Mgmt For For
resolution to approve the compensation of
the Company's named executive officers.
4. To ratify the appointment of BKD, LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
GREAT SOUTHERN BANCORP, INC. Agenda Number: 935369834
--------------------------------------------------------------------------------------------------------------------------
Security: 390905107
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: GSBC
ISIN: US3909051076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas J. Carlson Mgmt Withheld Against
Debra M. Shantz Hart Mgmt Withheld Against
Joseph W. Turner Mgmt For For
2. The advisory (non-binding) vote on Mgmt Against Against
executive compensation.
3. The ratification of the appointment of BKD, Mgmt For For
LLP as Great Southern Bancorp, Inc.'s
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
GREAT WESTERN BANCORP INC Agenda Number: 935321024
--------------------------------------------------------------------------------------------------------------------------
Security: 391416104
Meeting Type: Annual
Meeting Date: 09-Feb-2021
Ticker: GWB
ISIN: US3914161043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James Brannen Mgmt For For
Thomas Henning Mgmt For For
Daniel Rykhus Mgmt For For
2. To approve, by advisory vote, a resolution Mgmt For For
on executive compensation.
3. To approve an amendment to the Company's Mgmt For For
2014 Omnibus Incentive Plan.
4. To approve an amendment to the Company's Mgmt For For
2014 Non-Employee Director Plan.
5. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending September 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
HANCOCK WHITNEY CORPORATION Agenda Number: 935344286
--------------------------------------------------------------------------------------------------------------------------
Security: 410120109
Meeting Type: Annual
Meeting Date: 21-Apr-2021
Ticker: HWC
ISIN: US4101201097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John M. Hairston Mgmt For For
James H. Horne Mgmt For For
Suzette K. Kent Mgmt For For
Jerry L. Levens Mgmt For For
Christine L. Pickering Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm to audit the books of the Company and
its subsidiaries for 2021.
--------------------------------------------------------------------------------------------------------------------------
HBT FINANCIAL, INC. Agenda Number: 935381602
--------------------------------------------------------------------------------------------------------------------------
Security: 404111106
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: HBT
ISIN: US4041111067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C. Alvin Bowman Mgmt For For
Eric E. Burwell Mgmt For For
Patrick F. Busch Mgmt For For
J. Lance Carter Mgmt For For
Allen C. Drake Mgmt For For
Fred L. Drake Mgmt For For
Linda J. Koch Mgmt For For
Gerald E. Pfeiffer Mgmt For For
Dale S. Strassheim Mgmt For For
2. Ratification of the appointment of RSM US Mgmt For For
LLP as the independent registered public
accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
HERITAGE COMMERCE CORP Agenda Number: 935401632
--------------------------------------------------------------------------------------------------------------------------
Security: 426927109
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: HTBK
ISIN: US4269271098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. M. Biagini-Komas Mgmt For For
Frank G. Bisceglia Mgmt For For
Bruce H. Cabral Mgmt For For
Jack W. Conner Mgmt For For
Jason DiNapoli Mgmt For For
Stephen G. Heitel Mgmt For For
Walter T. Kaczmarek Mgmt For For
Robert T. Moles Mgmt For For
Laura Roden Mgmt For For
Marina Park Sutton Mgmt For For
Ranson W. Webster Mgmt For For
2. Advisory proposal on executive Mgmt Against Against
compensation.
3. Ratification of selection of independent Mgmt For For
registered public accounting firm for the
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
HERITAGE FINANCIAL CORPORATION Agenda Number: 935351180
--------------------------------------------------------------------------------------------------------------------------
Security: 42722X106
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: HFWA
ISIN: US42722X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term: Mgmt For For
Brian S. Charneski
1B. Election of Director for a one-year term: Mgmt For For
John A. Clees
1C. Election of Director for a one-year term: Mgmt For For
Kimberly T. Ellwanger
1D. Election of Director for a one-year term: Mgmt For For
Jeffrey J. Deuel
1E. Election of Director for a one-year term: Mgmt For For
Deborah J. Gavin
1F. Election of Director for a one-year term: Mgmt For For
Jeffrey S. Lyon
1G. Election of Director for a one-year term: Mgmt For For
Gragg E. Miller
1H. Election of Director for a one-year term: Mgmt For For
Anthony B. Pickering
1I. Election of Director for a one-year term: Mgmt For For
Frederick B. Rivera
1J. Election of Director for a one-year term: Mgmt For For
Brian L. Vance
1K. Election of Director for a one-year term: Mgmt For For
Ann Watson
2. Advisory (non-binding) approval of the Mgmt For For
compensation paid to named executive
officers as disclosed in the Proxy
Statement.
3. Ratification of the appointment of Crowe Mgmt For For
LLP as Heritage's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
HORIZON BANCORP, INC. Agenda Number: 935354340
--------------------------------------------------------------------------------------------------------------------------
Security: 440407104
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: HBNC
ISIN: US4404071049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Lawrence E. Burnell Mgmt For For
Julie Scheck Freigang Mgmt For For
Peter L. Pairitz Mgmt For For
Spero W. Valavanis Mgmt For For
2. Approval of the 2021 Omnibus Equity Mgmt For For
Incentive Plan.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. Ratification of appointment of BKD, LLP as Mgmt For For
independent registered public accounting
firm.
--------------------------------------------------------------------------------------------------------------------------
HOWARD BANCORP, INC. Agenda Number: 935396235
--------------------------------------------------------------------------------------------------------------------------
Security: 442496105
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: HBMD
ISIN: US4424961054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Howard Feinglass# Mgmt For For
John J. Keenan# Mgmt For For
Robert D. Kunisch, Jr.# Mgmt For For
Thomas P. O'Neill# Mgmt For For
Linda L. Singh* Mgmt For For
2. A non-binding advisory proposal to approve Mgmt For For
the compensation of our named executive
officers.
3. To ratify the appointment of Dixon Hughes Mgmt For For
Goodman LLP as our independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED Agenda Number: 935338649
--------------------------------------------------------------------------------------------------------------------------
Security: 446150104
Meeting Type: Special
Meeting Date: 25-Mar-2021
Ticker: HBAN
ISIN: US4461501045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the merger of TCF Financial Mgmt For For
Corporation ("TCF") with and into
Huntington Bancshares Incorporated
("Huntington"), as contemplated by the
Agreement and Plan of Merger, dated as of
December 13, 2020 (as it may be amended
from time to time), by and between
Huntington and TCF, with Huntington as the
surviving corporation (the "Huntington
merger proposal").
2. Approval of an amendment to Huntington's Mgmt For For
charter to increase the number of
authorized shares of Huntington common
stock from one billion five hundred million
shares (1,500,000,000) to two billion two
hundred fifty million shares
(2,250,000,000) (the "Huntington authorized
share count proposal").
3. Approval of the adjournment of special Mgmt For For
meeting of Huntington shareholders, if
necessary or appropriate, to solicit
additional proxies if, immediately prior to
such adjournment, there are not sufficient
votes at the time of the Huntington special
meeting to approve the Huntington merger
proposal or the Huntington authorized share
count proposal or to ensure that any
supplement or amendment to the accompanying
joint proxy statement/prospectus is timely
provided to holders of Huntington common
stock (the "Huntington adjournment
proposal").
--------------------------------------------------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED Agenda Number: 935345252
--------------------------------------------------------------------------------------------------------------------------
Security: 446150104
Meeting Type: Annual
Meeting Date: 21-Apr-2021
Ticker: HBAN
ISIN: US4461501045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lizabeth Ardisana Mgmt For For
Alanna Y. Cotton Mgmt For For
Ann B. Crane Mgmt For For
Robert S. Cubbin Mgmt For For
Steven G. Elliott Mgmt For For
Gina D. France Mgmt For For
J Michael Hochschwender Mgmt For For
John C. Inglis Mgmt For For
Katherine M. A. Kline Mgmt For For
Richard W. Neu Mgmt For For
Kenneth J. Phelan Mgmt For For
David L. Porteous Mgmt For For
Stephen D. Steinour Mgmt For For
2. An advisory resolution to approve, on a Mgmt For For
non-binding basis, the compensation of
executives as disclosed in the accompanying
proxy statement.
3. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
4. Approval of the Amended and Restated 2018 Mgmt For For
Long-Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
INDEPENDENT BANK CORP. Agenda Number: 935381599
--------------------------------------------------------------------------------------------------------------------------
Security: 453836108
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: INDB
ISIN: US4538361084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Reelection of Class I Director: Donna L. Mgmt For For
Abelli
1.2 Reelection of Class I Director: Kevin J. Mgmt For For
Jones
1.3 Reelection of Class I Director: Mary L. Mgmt For For
Lentz
1.4 Reelection of Class I Director: John J. Mgmt For For
Morrissey
1.5 Reelection of Class I Director: Frederick Mgmt For For
Taw
2. Ratify the Appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm for 2021.
3. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
INDEPENDENT BANK CORPORATION Agenda Number: 935340961
--------------------------------------------------------------------------------------------------------------------------
Security: 453838609
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: IBCP
ISIN: US4538386099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christina L. Keller Mgmt For For
Ronia F. Kruse Mgmt For For
Michael M. Magee, Jr. Mgmt For For
Matthew J. Missad Mgmt For For
2. Ratification of the appointment of Crowe Mgmt For For
LLP as independent auditors for the fiscal
year ending December 31, 2021.
3. Approval of an advisory (non-binding) Mgmt For For
resolution to approve the compensation paid
to our Executives.
4. Approval of the Independent Bank Mgmt For For
Corporation 2021 Long-Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 935372285
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda B. Bammann Mgmt For For
1B. Election of Director: Stephen B. Burke Mgmt For For
1C. Election of Director: Todd A. Combs Mgmt For For
1D. Election of Director: James S. Crown Mgmt For For
1E. Election of Director: James Dimon Mgmt For For
1F. Election of Director: Timothy P. Flynn Mgmt For For
1G. Election of Director: Mellody Hobson Mgmt For For
1H. Election of Director: Michael A. Neal Mgmt For For
1I. Election of Director: Phebe N. Novakovic Mgmt For For
1J. Election of Director: Virginia M. Rometty Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Approval of Amended and Restated Long-Term Mgmt For For
Incentive Plan effective May 18, 2021.
4. Ratification of independent registered Mgmt For For
public accounting firm.
5. Improve shareholder written consent. Shr For Against
6. Racial equity audit and report. Shr For Against
7. Independent board chairman. Shr Against For
8. Political and electioneering expenditure Shr For Against
congruency report.
--------------------------------------------------------------------------------------------------------------------------
KEYCORP Agenda Number: 935364959
--------------------------------------------------------------------------------------------------------------------------
Security: 493267108
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: KEY
ISIN: US4932671088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Bruce D. Broussard Mgmt For For
1b. Election of Director: Alexander M. Cutler Mgmt For For
1c. Election of Director: H. James Dallas Mgmt For For
1d. Election of Director: Elizabeth R. Gile Mgmt For For
1e. Election of Director: Ruth Ann M. Gillis Mgmt For For
1f. Election of Director: Christopher M. Gorman Mgmt For For
1g. Election of Director: Robin N. Hayes Mgmt For For
1h. Election of Director: Carlton L. Highsmith Mgmt For For
1i. Election of Director: Richard J. Hipple Mgmt For For
1j. Election of Director: Devina A. Rankin Mgmt For For
1k. Election of Director: Barbara R. Snyder Mgmt For For
1l. Election of Director: Todd J. Vasos Mgmt For For
1m. Election of Director: David K. Wilson Mgmt For For
2. Ratification of the appointment of Mgmt For For
independent auditor.
3. Advisory approval of executive Mgmt For For
compensation.
4. Approval of KeyCorp Second Amended and Mgmt For For
Restated Discounted Stock Purchase Plan.
5. Management proposal to reduce the ownership Mgmt For For
threshold to call a special shareholder
meeting.
--------------------------------------------------------------------------------------------------------------------------
LEVEL ONE BANCORP INC Agenda Number: 935360355
--------------------------------------------------------------------------------------------------------------------------
Security: 52730D208
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: LEVL
ISIN: US52730D2080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Barbara E. Allushuski Mgmt For For
Victor L. Ansara Mgmt For For
James L. Bellinson Mgmt For For
Michael A. Brillati Mgmt For For
Shukri W. David Mgmt For For
Thomas A. Fabbri Mgmt For For
Patrick J. Fehring Mgmt For For
Jacob W. Haas Mgmt For For
Mark J. Herman Mgmt For For
Steven H. Rivera Mgmt For For
Stefan Wanczyk Mgmt For For
2. Ratification of the appointment of Plante & Mgmt For For
Moran, PLLC as the independent registered
public accounting firm for the Company for
the year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
LIVE OAK BANCSHARES INC Agenda Number: 935383012
--------------------------------------------------------------------------------------------------------------------------
Security: 53803X105
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: LOB
ISIN: US53803X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Tonya W. Bradford Mgmt For For
William H. Cameron Mgmt For For
Diane B. Glossman Mgmt For For
Glen F. Hoffsis Mgmt For For
David G. Lucht Mgmt For For
James S. Mahan III Mgmt For For
Miltom E. Petty Mgmt For For
Neil L. Underwood Mgmt For For
William L. Williams III Mgmt For For
2. Amendment of 2015 Omnibus Stock Incentive Mgmt Against Against
Plan. Proposal to approve an amendment of
the Company's Amended and Restated 2015
Omnibus Stock Incentive Plan to increase
the number of shares of voting common stock
issuable under such plan.
3. Amendment and Restatement of Employee Stock Mgmt For For
Purchase Plan. Proposal to approve an
amendment and restatement of the Company's
Amended and Restated Employee Stock
Purchase Plan.
4. Say-on-Pay Vote. Non-binding, advisory Mgmt For For
proposal to approve compensation paid to
our named executive officers.
5. Ratification of Independent Auditors. Mgmt For For
Proposal to ratify Dixon Hughes Goodman LLP
as the Company's independent auditors for
2021.
--------------------------------------------------------------------------------------------------------------------------
M&T BANK CORPORATION Agenda Number: 935345733
--------------------------------------------------------------------------------------------------------------------------
Security: 55261F104
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: MTB
ISIN: US55261F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C. Angela Bontempo Mgmt For For
Robert T. Brady Mgmt For For
Calvin G. Butler, Jr. Mgmt For For
T. J. Cunningham III Mgmt For For
Gary N. Geisel Mgmt For For
Leslie V. Godridge Mgmt For For
Richard S. Gold Mgmt For For
Richard A. Grossi Mgmt For For
Rene F. Jones Mgmt For For
Richard H. Ledgett, Jr. Mgmt For For
Newton P.S. Merrill Mgmt For For
Kevin J. Pearson Mgmt For For
Melinda R. Rich Mgmt For For
Robert E. Sadler, Jr. Mgmt For For
Denis J. Salamone Mgmt For For
John R. Scannell Mgmt For For
David S. Scharfstein Mgmt For For
Rudina Seseri Mgmt For For
Herbert L. Washington Mgmt For For
2. TO APPROVE THE COMPENSATION OF M&T BANK Mgmt For For
CORPORATION'S NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF M&T BANK CORPORATION FOR THE YEAR
ENDING DECEMBER 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
M&T BANK CORPORATION Agenda Number: 935420238
--------------------------------------------------------------------------------------------------------------------------
Security: 55261F104
Meeting Type: Special
Meeting Date: 25-May-2021
Ticker: MTB
ISIN: US55261F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AMENDMENT OF THE RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION OF M&T BANK
CORPORATION ("M&T") TO EFFECT AN INCREASE
IN THE NUMBER OF AUTHORIZED SHARES OF M&T'S
CAPITAL STOCK FROM 251,000,000 TO
270,000,000 AND TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF M&T'S PREFERRED STOCK
FROM 1,000,000 TO 20,000,000 (THE "M&T
CHARTER AMENDMENT PROPOSAL").
2. TO APPROVE THE ISSUANCE OF M&T COMMON STOCK Mgmt For For
TO HOLDERS OF PEOPLE'S UNITED FINANCIAL,
INC. ("PEOPLE'S UNITED") COMMON STOCK
PURSUANT TO THE AGREEMENT AND PLAN OF
MERGER, DATED AS OF FEBRUARY 21, 2021 (AS
IT MAY BE AMENDED FROM TIME TO TIME), BY
AND AMONG M&T, BRIDGE MERGER CORP. AND
PEOPLE'S UNITED (THE "M&T SHARE ISSUANCE
PROPOSAL").
3. TO ADJOURN THE M&T SPECIAL MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF, IMMEDIATELY PRIOR TO
SUCH ADJOURNMENT, THERE ARE NOT SUFFICIENT
VOTES TO APPROVE THE M&T CHARTER AMENDMENT
PROPOSAL AND/OR THE M&T SHARE ISSUANCE
PROPOSAL, OR TO ENSURE THAT ANY SUPPLEMENT
OR AMENDMENT TO THE ACCOMPANYING JOINT
PROXY STATEMENT/PROSPECTUS IS TIMELY
PROVIDED TO HOLDERS OF M&T COMMON STOCK.
--------------------------------------------------------------------------------------------------------------------------
MACKINAC FINANCIAL CORPORATION Agenda Number: 935411746
--------------------------------------------------------------------------------------------------------------------------
Security: 554571109
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: MFNC
ISIN: US5545711096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Walter J. Aspatore Mgmt For For
Robert H. Orley Mgmt For For
Randolph C. Paschke Mgmt Withheld Against
Martin Thomson Mgmt For For
2. To approve, in a non-binding advisory vote, Mgmt For For
the Corporation's compensation of its named
executive officers, as disclosed in the
Proxy Statement for the Annual Meeting.
3. To ratify the appointment of Plante & Mgmt For For
Moran, PLLC as the Corporation's
independent auditors for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
METROCITY BANKSHARES INC Agenda Number: 935406860
--------------------------------------------------------------------------------------------------------------------------
Security: 59165J105
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: MCBS
ISIN: US59165J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: William J. Hungeling Mgmt For For
1.2 Election of Director: Farid Tan Mgmt Against Against
1.3 Election of Director: Don T.P Leung Mgmt Against Against
1.4 Election of Director: Young Park Mgmt Against Against
1.5 Election of Director: Ajit A. Patel Mgmt Against Against
2. Ratification of the appointment of Crowe Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
MIDWESTONE FINANCIAL GROUP, INC. Agenda Number: 935349399
--------------------------------------------------------------------------------------------------------------------------
Security: 598511103
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: MOFG
ISIN: US5985111039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard R. Donohue Mgmt For For
Richard J. Hartig Mgmt For For
Nathaniel J. Kaeding Mgmt For For
Ruth E. Stanoch Mgmt For For
Kurt R. Weise Mgmt For For
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the named
executive officers of the Company.
3. To ratify the appointment of RSM US LLP to Mgmt For For
serve as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
NBT BANCORP INC. Agenda Number: 935397491
--------------------------------------------------------------------------------------------------------------------------
Security: 628778102
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: NBTB
ISIN: US6287781024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term: Mgmt For For
John H. Watt, Jr.
1B. Election of Director for a one-year term: Mgmt For For
Martin A. Dietrich
1C. Election of Director for a one-year term: Mgmt For For
Johanna R. Ames
1D. Election of Director for a one-year term: Mgmt For For
J. David Brown
1E. Election of Director for a one-year term: Mgmt For For
Patricia T. Civil
1F. Election of Director for a one-year term: Mgmt For For
Timothy E. Delaney
1G. Election of Director for a one-year term: Mgmt For For
James H. Douglas
1H. Election of Director for a one-year term: Mgmt For For
Andrew S. Kowalczyk, III
1I. Election of Director for a one-year term: Mgmt For For
John C. Mitchell
1J. Election of Director for a one-year term: Mgmt For For
V. Daniel Robinson, II
1K. Election of Director for a one-year term: Mgmt For For
Matthew J. Salanger
1L. Election of Director for a one-year term: Mgmt For For
Joseph A. Santangelo
1M. Election of Director for a one-year term: Mgmt For For
Lowell A. Seifter
1N. Election of Director for a one-year term: Mgmt For For
Jack H. Webb
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of NBT Bancorp
Inc.'s named executive officers ("Say on
Pay").
3. To ratify the appointment of KPMG LLP as Mgmt For For
NBT Bancorp Inc.'s independent registered
public accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
NICOLET BANKSHARES, INC. Agenda Number: 935354693
--------------------------------------------------------------------------------------------------------------------------
Security: 65406E102
Meeting Type: Annual
Meeting Date: 10-May-2021
Ticker: NCBS
ISIN: US65406E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert B. Atwell Mgmt For For
Rachel Campos-Duffy Mgmt For For
Michael E. Daniels Mgmt For For
John N. Dykema Mgmt For For
Terrence R. Fulwiler Mgmt For For
Christopher J. Ghidorzi Mgmt For For
Andrew F. Hetzel, Jr. Mgmt For For
Ann K. Lawson Mgmt For For
Donald J. Long, Jr. Mgmt For For
Dustin J. McClone Mgmt For For
Susan L. Merkatoris Mgmt For For
Oliver Pierce Smith Mgmt For For
Robert J. Weyers Mgmt For For
2. Ratification of selection of the Mgmt For For
independent registered public accounting
firm of Wipfli LLP to serve as the
independent registered public accounting
firm for the Company for the year ending
December 31, 2021.
3. Advisory vote to approve Nicolet's named Mgmt For For
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
NORTHRIM BANCORP, INC. Agenda Number: 935397972
--------------------------------------------------------------------------------------------------------------------------
Security: 666762109
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: NRIM
ISIN: US6667621097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Larry S. Cash Mgmt For For
Anthony Drabek Mgmt For For
Karl L. Hanneman Mgmt For For
David W. Karp Mgmt For For
David J. McCambridge Mgmt For For
Joseph P. Marushack Mgmt For For
Krystal M. Nelson Mgmt For For
Joseph M. Schierhorn Mgmt For For
Aaron M. Schutt Mgmt For For
John C. Swalling Mgmt For For
Linda C. Thomas Mgmt For For
David G. Wight Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. To Mgmt For For
approve, by nonbinding vote, the
compensation of the named executive
officers.
3. RATIFY THE SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM. To
ratify the selection of Moss Adams LLP as
the independent registered accounting firm
for Northrim BanCorp, Inc. for the fiscal
year 2021.
--------------------------------------------------------------------------------------------------------------------------
OLD NATIONAL BANCORP Agenda Number: 935347256
--------------------------------------------------------------------------------------------------------------------------
Security: 680033107
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: ONB
ISIN: US6800331075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andrew E. Goebel Mgmt For For
Jerome F. Henry, Jr. Mgmt For For
Daniel S. Hermann Mgmt For For
Ryan C. Kitchell Mgmt For For
Phelps L. Lambert Mgmt For For
Austin M. Ramirez Mgmt For For
James C. Ryan, III Mgmt For For
Thomas E. Salmon Mgmt For For
Randall T. Shepard Mgmt For For
Rebecca S. Skillman Mgmt For For
Derrick J. Stewart Mgmt For For
Katherine E. White Mgmt For For
Linda E. White Mgmt For For
2. Approval of amendment to the Old National Mgmt For For
Bancorp Amended and Restated 2008 Incentive
Compensation Plan.
3. Ratification of prior awards made under the Mgmt For For
Old National Bancorp Amended and Restated
2008 Incentive Compensation Plan.
4. Approval of a non-binding advisory proposal Mgmt For For
on Executive Compensation.
5. Ratification of the appointment of Crowe Mgmt For For
LLP as the independent registered public
accounting firm of the Company for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
OLD SECOND BANCORP, INC. Agenda Number: 935248307
--------------------------------------------------------------------------------------------------------------------------
Security: 680277100
Meeting Type: Annual
Meeting Date: 18-Aug-2020
Ticker: OSBC
ISIN: US6802771005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I director: William Kane Mgmt For For
1b. Election of Class I director: John Ladowicz Mgmt For For
1c. Election of Class I director: Patti Temple Mgmt For For
Rocks
2. Proposal to approve on a non-binding, Mgmt For For
advisory basis, the compensation of the
Company's named executive officers, as
described in the Company's Proxy Statement.
3. Proposal to ratify the appointment of Mgmt For For
Plante & Moran, PLLC as the Company's
independent registered public accountants
for the fiscal year ending December 31,
2020.
--------------------------------------------------------------------------------------------------------------------------
OLD SECOND BANCORP, INC. Agenda Number: 935407696
--------------------------------------------------------------------------------------------------------------------------
Security: 680277100
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: OSBC
ISIN: US6802771005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II director nominee to Mgmt For For
serve for a term expiring in 2024: James
Eccher
1B. Election of Class II director nominee to Mgmt For For
serve for a term expiring in 2024: Barry
Finn
1C. Election of Class II director nominee to Mgmt For For
serve for a term expiring in 2024: Hugh
McLean
1D. Election of Class II director nominee to Mgmt For For
serve for a term expiring in 2024: James F.
Tapscott
2. Proposal to approve on a non-binding, Mgmt For For
advisory basis, the compensation of the
Company's named executive officers, as
described in the Company's Proxy Statement.
3. Proposal to approve the Old Second Bancorp, Mgmt For For
Inc. 2019 Equity Incentive Plan, as Amended
and Restated, to increase the number of
shares of common stock authorized for
issuance under the plan by 1,200,000
shares, from 600,000 shares to 1,800,000
shares.
4. Proposal to ratify the appointment of Mgmt For For
Plante & Moran, PLLC as the Company's
independent registered public accountants
for the fiscal year ending December 31,
2021.
--------------------------------------------------------------------------------------------------------------------------
OP BANCORP Agenda Number: 935234168
--------------------------------------------------------------------------------------------------------------------------
Security: 67109R109
Meeting Type: Annual
Meeting Date: 23-Jul-2020
Ticker: OPBK
ISIN: US67109R1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Brian Choi Mgmt For For
Ernest E. Dow Mgmt For For
Jason Hwang Mgmt For For
Soo Hun Jung Mgmt For For
Min J. Kim Mgmt For For
Ock Hee Kim Mgmt For For
Myung Ja Park Mgmt For For
Yong Sin Shin Mgmt For For
2. To ratify the selection of Crowe LLP as the Mgmt For For
Company's independent registered public
accounting firm for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
OP BANCORP Agenda Number: 935432334
--------------------------------------------------------------------------------------------------------------------------
Security: 67109R109
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: OPBK
ISIN: US67109R1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Brian Choi Mgmt For For
Ernest E. Dow Mgmt For For
Jason Hwang Mgmt For For
Soo Hun Jung Mgmt For For
Min J. Kim Mgmt For For
Ock Hee Kim Mgmt For For
Myung Ja Park Mgmt For For
Yong Sin Shin Mgmt For For
2. Approval of the 2021 Equity Incentive Plan. Mgmt Against Against
3. To ratify the selection of Crowe LLP as the Mgmt For For
Company's independent registered public
accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
PACIFIC PREMIER BANCORP, INC. Agenda Number: 935375192
--------------------------------------------------------------------------------------------------------------------------
Security: 69478X105
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: PPBI
ISIN: US69478X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ayad A. Fargo Mgmt For For
1B. Election of Director: Steven R. Gardner Mgmt For For
1C. Election of Director: Joseph L. Garrett Mgmt For For
1D. Election of Director: Jeffrey C. Jones Mgmt For For
1E. Election of Director: M. Christian Mitchell Mgmt For For
1F. Election of Director: Barbara S. Polsky Mgmt For For
1G. Election of Director: Zareh H. Sarrafian Mgmt For For
1H. Election of Director: Jaynie M. Studenmund Mgmt For For
1I. Election of Director: Cora M. Tellez Mgmt For For
1J. Election of Director: Richard C. Thomas Mgmt For For
2. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF CROWE LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT AUDITOR FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
PACWEST BANCORP Agenda Number: 935364911
--------------------------------------------------------------------------------------------------------------------------
Security: 695263103
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: PACW
ISIN: US6952631033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to service for a Mgmt For For
one-year term: Tanya M. Acker
1B. Election of Director to service for a Mgmt For For
one-year term: Paul R. Burke
1C. Election of Director to service for a Mgmt For For
one-year term: Craig A. Carlson
1D. Election of Director to service for a Mgmt For For
one-year term: John M. Eggemeyer, III
1E. Election of Director to service for a Mgmt For For
one-year term: C. William Hosler
1F. Election of Director to service for a Mgmt For For
one-year term: Susan E. Lester
1G. Election of Director to service for a Mgmt For For
one-year term: Roger H. Molvar
1H. Election of Director to service for a Mgmt For For
one-year term: Daniel B. Platt
1I. Election of Director to service for a Mgmt For For
one-year term: Robert A. Stine
1J. Election of Director to service for a Mgmt For For
one-year term: Paul W. Taylor
1K. Election of Director to service for a Mgmt For For
one-year term: Matthew P. Wagner
2. To approve, on an advisory basis Mgmt Against Against
(non-binding), the compensation of the
Company's named executive officers.
3. To approve the Amended and Restated PacWest Mgmt For For
Bancorp 2017 Stock Incentive Plan.
4. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent auditors for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
PEOPLES BANCORP INC. Agenda Number: 935343563
--------------------------------------------------------------------------------------------------------------------------
Security: 709789101
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: PEBO
ISIN: US7097891011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Tara M. Abraham Mgmt For For
S. Craig Beam Mgmt For For
George W. Broughton Mgmt For For
David F. Dierker Mgmt For For
James S. Huggins Mgmt For For
Brooke W. James Mgmt For For
Susan D. Rector Mgmt For For
Charles W. Sulerzyski Mgmt For For
Michael N. Vittorio Mgmt For For
2. Approval of non-binding advisory resolution Mgmt For For
to approve the compensation of Peoples'
named executive officers as disclosed in
the Proxy Statement for the 2021 Annual
Meeting of Shareholders.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Peoples' independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
PINNACLE FINANCIAL PARTNERS, INC. Agenda Number: 935343246
--------------------------------------------------------------------------------------------------------------------------
Security: 72346Q104
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: PNFP
ISIN: US72346Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: Abney S. Boxley, III
1B. Election of Director for a term of one Mgmt For For
year: Gregory L. Burns
1C. Election of Director for a term of one Mgmt For For
year: Thomas C. Farnsworth, III
1D. Election of Director for a term of one Mgmt For For
year: David B. Ingram
1E. Election of Director for a term of one Mgmt For For
year: Decosta E. Jenkins
1F. Election of Director for a term of one Mgmt For For
year: G. Kennedy Thompson
1G. Election of Director for a term of one Mgmt For For
year: Charles E. Brock
1H. Election of Director for a term of one Mgmt For For
year: Richard D. Callicutt, II
1I. Election of Director for a term of one Mgmt For For
year: Joseph C. Galante
1J. Election of Director for a term of one Mgmt For For
year: Robert A. McCabe, Jr.
1K. Election of Director for a term of one Mgmt For For
year: Reese L. Smith, III
1L. Election of Director for a term of one Mgmt For For
year: M. Terry Turner
1M. Election of Director for a term of one Mgmt For For
year: Renda J. Burkhart
1N. Election of Director for a term of one Mgmt For For
year: Marty G. Dickens
1O. Election of Director for a term of one Mgmt For For
year: Glenda Baskin Glover
1P. Election of Director for a term of one Mgmt For For
year: Ronald L. Samuels
2. To ratify the appointment of Crowe LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the Company's
named executive officers as disclosed in
the proxy statement for the annual meeting
of shareholders.
4. To approve the amendment and restatement of Mgmt For For
the Pinnacle Financial Partners, Inc. 2018
Omnibus Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
PLUMAS BANCORP Agenda Number: 935375495
--------------------------------------------------------------------------------------------------------------------------
Security: 729273102
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: PLBC
ISIN: US7292731020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michonne R. Ascuaga Mgmt For For
Steven M. Coldani Mgmt For For
Gerald W. Fletcher Mgmt For For
Heidi S. Gansert Mgmt For For
Richard F. Kenny Mgmt For For
Robert J. McClintock Mgmt For For
Terrance J. Reeson Mgmt For For
Andrew J. Ryback Mgmt For For
Daniel E. West Mgmt For For
2. To vote on the ratification of the Mgmt For For
appointment of Eide Bailly, LLP as our
independent auditors for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
POPULAR, INC. Agenda Number: 935355506
--------------------------------------------------------------------------------------------------------------------------
Security: 733174700
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: BPOP
ISIN: PR7331747001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a) Election of Class 1 Director for a one-year Mgmt For For
term: Alejandro M. Ballester
1b) Election of Class 1 Director for a one-year Mgmt For For
term: Richard L. Carrion
1c) Election of Class 1 Director for a one-year Mgmt For For
term: Carlos A. Unanue
2) Approve, on an advisory basis, the Mgmt For For
Corporation's executive compensation.
3) Approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes on the
Corporation's executive compensation.
4) Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Popular,
Inc.'s independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
PREMIER FINANCIAL CORP. Agenda Number: 935348614
--------------------------------------------------------------------------------------------------------------------------
Security: 74052F108
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: PFC
ISIN: US74052F1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marty E. Adams Mgmt For For
Donald P. Hileman Mgmt For For
Gary M. Small Mgmt For For
Samuel S. Strausbaugh Mgmt For For
2. To consider and approve on a non-binding Mgmt For For
advisory basis the compensation of
Premier's named executive officers.
3. To consider and vote on a proposal to Mgmt For For
ratify the appointment of Crowe LLP as the
independent registered public accounting
firm for Premier for the fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
PROVIDENT FINANCIAL HOLDINGS, INC. Agenda Number: 935288313
--------------------------------------------------------------------------------------------------------------------------
Security: 743868101
Meeting Type: Annual
Meeting Date: 24-Nov-2020
Ticker: PROV
ISIN: US7438681014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Craig G. Blunden Mgmt For For
Roy H. Taylor Mgmt Withheld Against
2. Advisory approval of the compensation of Mgmt Against Against
our named executive officers as disclosed
in the Proxy Statement.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm for Provident
Financial Holdings, Inc. for the fiscal
year ending June 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
QCR HOLDINGS, INC. Agenda Number: 935380319
--------------------------------------------------------------------------------------------------------------------------
Security: 74727A104
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: QCRH
ISIN: US74727A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mary Kay Bates Mgmt For For
John-Paul E. Besong Mgmt For For
Todd A. Gipple Mgmt For For
Donna J. Sorensen Mgmt For For
2. To approve, in a non-binding, advisory Mgmt For For
vote, the compensation of certain executive
officers which is referred to as a "say-on-
pay" proposal.
3. To ratify the appointment of RSM US LLP as Mgmt For For
QCR Holdings' independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
RED RIVER BANCSHARES, INC. Agenda Number: 935364935
--------------------------------------------------------------------------------------------------------------------------
Security: 75686R202
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: RRBI
ISIN: US75686R2022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M. Scott Ashbrook Mgmt For For
R. Blake Chatelain Mgmt For For
Kirk D. Cooper Mgmt For For
Barry D. Hines Mgmt For For
Anna B. Moreau, DDS, MS Mgmt For For
Robert A. Nichols Mgmt For For
Willie P. Obey Mgmt For For
Teddy R. Price Mgmt For For
John C. Simpson Mgmt For For
Don L. Thompson Mgmt For For
H.L. Torbett, CPA, CFP Mgmt For For
2. Ratify the appointment of Postlethwaite & Mgmt For For
Netterville, APAC as the Company's auditor
for the year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
REGIONS FINANCIAL CORPORATION Agenda Number: 935344452
--------------------------------------------------------------------------------------------------------------------------
Security: 7591EP100
Meeting Type: Annual
Meeting Date: 21-Apr-2021
Ticker: RF
ISIN: US7591EP1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Carolyn H. Byrd Mgmt For For
1B. Election of Director: Don DeFosset Mgmt For For
1C. Election of Director: Samuel A. Di Piazza, Mgmt For For
Jr.
1D. Election of Director: Zhanna Golodryga Mgmt For For
1E. Election of Director: John D. Johns Mgmt For For
1F. Election of Director: Ruth Ann Marshall Mgmt For For
1G. Election of Director: Charles D. McCrary Mgmt For For
1H. Election of Director: James T. Prokopanko Mgmt For For
1I. Election of Director: Lee J. Styslinger III Mgmt For For
1J. Election of Director: Jose S. Suquet Mgmt For For
1K. Election of Director: John M. Turner, Jr. Mgmt For For
1L. Election of Director: Timothy Vines Mgmt For For
2. Ratification of Appointment of Ernst & Mgmt For For
Young LLP as the Independent Registered
Public Accounting Firm for 2021.
3. Advisory Vote on Executive Compensation. Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
RENASANT CORPORATION Agenda Number: 935339932
--------------------------------------------------------------------------------------------------------------------------
Security: 75970E107
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: RNST
ISIN: US75970E1073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Donald Clark, Jr. * Mgmt For For
Albert J. Dale, III * Mgmt For For
Connie L. Engel * Mgmt For For
C. Mitchell Waycaster * Mgmt For For
John T. Foy # Mgmt For For
3. Adoption, in a non-binding advisory vote, Mgmt For For
of a resolution approving the compensation
of our named executive officers.
4. Ratification of the appointment of HORNE Mgmt For For
LLP as Renasant's independent registered
public accountants for 2021.
--------------------------------------------------------------------------------------------------------------------------
SANDY SPRING BANCORP, INC. Agenda Number: 935348412
--------------------------------------------------------------------------------------------------------------------------
Security: 800363103
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: SASR
ISIN: US8003631038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ralph F. Boyd, Jr. Mgmt For For
Walter C. Martz II Mgmt For For
Mark C. Michael Mgmt For For
Robert L. Orndorff Mgmt For For
Daniel J. Schrider Mgmt For For
2. A non-binding resolution to approve the Mgmt For For
compensation for the named executive
officers.
3. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as the independent
registered public accounting firm for the
year 2021.
--------------------------------------------------------------------------------------------------------------------------
SB FINANCIAL GROUP, INC. Agenda Number: 935342357
--------------------------------------------------------------------------------------------------------------------------
Security: 78408D105
Meeting Type: Annual
Meeting Date: 21-Apr-2021
Ticker: SBFG
ISIN: US78408D1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
George W. Carter Mgmt For For
Tom R. Helberg Mgmt For For
Timothy J. Stolly Mgmt For For
2. To ratify the appointment of BKD, LLP as Mgmt For For
the independent registered accounting firm
of SB Financial for the fiscal year ending
December 31, 2021.
3. To approve a non-binding advisory Mgmt For For
resolution to approve the compensation of
SB Financial's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
SHORE BANCSHARES, INC. Agenda Number: 935362145
--------------------------------------------------------------------------------------------------------------------------
Security: 825107105
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: SHBI
ISIN: US8251071051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director (term Mgmt For For
expires 2024): David J. Bates
1B. Election of Class III Director (term Mgmt For For
expires 2024): Lloyd L. Beatty, Jr.
1C. Election of Class III Director (term Mgmt For For
expires 2024): James A. Judge
1D. Election of Class III Director (term Mgmt For For
expires 2024): R. Michael Clemmer, Jr.
2. Ratify the appointment of Yount, Hyde & Mgmt For For
Barbour, P.C. as the independent registered
public accounting firm for 2021.
3. Adopt a non-binding advisory resolution Mgmt For For
approving the compensation of the named
executive officers.
4. Approve the Shore Bancshares, Inc. 2021 Mgmt For For
Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
SIERRA BANCORP Agenda Number: 935398948
--------------------------------------------------------------------------------------------------------------------------
Security: 82620P102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: BSRR
ISIN: US82620P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Albert L. Berra Mgmt For For
1B. Election of Director: Julie G. Castle Mgmt For For
1C. Election of Director: Vonn R. Christenson Mgmt For For
1D. Election of Director: Laurence S. Dutto Mgmt For For
1E. Election of Director: Kevin J. McPhaill Mgmt For For
1F. Election of Director: Gordon T. Woods Mgmt For For
2. Ratification of the appointment of Eide Mgmt For For
Bailly LLP as the independent registered
public accounting firm.
3. To ratify Indemnification Agreements with Mgmt For For
the directors and certain executive
officers as described in the proxy
statement dated April 15, 2021.
4. To approve, by non-binding vote, executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
SOUTH STATE CORPORATION Agenda Number: 935267054
--------------------------------------------------------------------------------------------------------------------------
Security: 840441109
Meeting Type: Annual
Meeting Date: 29-Oct-2020
Ticker: SSB
ISIN: US8404411097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert R. Hill, Jr. Mgmt For For
Jean E. Davis Mgmt For For
Martin B. Davis Mgmt For For
John H. Holcomb III Mgmt For For
Charles. W. McPherson Mgmt For For
Ernest S. Pinner Mgmt For For
G. Ruffner Page, Jr. Mgmt For For
Joshua A. Snively Mgmt For For
John C. Corbett Mgmt For For
William K. Pou, Jr. Mgmt For For
David G. Salyers Mgmt For For
2. Approval of an amendment to South State Mgmt For For
Corporation's Articles of Incorporation to
eliminate the classified structure of the
Board of Directors.
3. Approval of the amendment and restatement Mgmt For For
of South State Corporation's Employee Stock
Purchase Plan to increase the number of
shares of our common stock that may be
issued under the plan by up to 1,400,000
shares.
4. Approval of the 2020 Omnibus Incentive Mgmt For For
Plan.
5. Approval, as an advisory, non-binding vote, Mgmt For For
of the compensation of our named executive
officers.
6. Ratification, as an advisory, non-binding Mgmt For For
vote, of the appointment of Dixon Hughes
Goodman LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
SOUTH STATE CORPORATION Agenda Number: 935347294
--------------------------------------------------------------------------------------------------------------------------
Security: 840441109
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: SSB
ISIN: US8404411097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John C. Corbett Mgmt For For
1B. Election of Director: Jean E. Davis Mgmt For For
1C. Election of Director: Martin B. Davis Mgmt For For
1D. Election of Director: Robert H. Demere, Jr. Mgmt For For
1E. Election of Director: Cynthia A. Hartley Mgmt For For
1F. Election of Director: Robert R. Hill, Jr. Mgmt For For
1G. Election of Director: John H. Holcomb III Mgmt For For
1H. Election of Director: Robert R. Horger Mgmt For For
1I. Election of Director: Charles W. McPherson Mgmt For For
1J. Election of Director: G. Ruffner Page, Jr. Mgmt For For
1K. Election of Director: Ernest S. Pinner Mgmt For For
1L. Election of Director: John C. Pollok Mgmt For For
1M. Election of Director: William Knox Pou, Jr. Mgmt For For
1N. Election of Director: David G. Salyers Mgmt For For
1O. Election of Director: Joshua A. Snively Mgmt For For
1P. Election of Director: Kevin P. Walker Mgmt For For
2. Approval, as an advisory, non-binding vote, Mgmt For For
of the compensation of our named executive
officers.
3. Ratification, as an advisory, non-binding Mgmt For For
vote, of the appointment of Dixon Hughes
Goodman LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SOUTHERN FIRST BANCSHARES, INC. Agenda Number: 935393001
--------------------------------------------------------------------------------------------------------------------------
Security: 842873101
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: SFST
ISIN: US8428731017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark A Cothran* Mgmt For For
R. G Johnstone III* Mgmt For For
R Arthur Seaver Jr* Mgmt For For
Anna T Locke* Mgmt For For
Tecumseh Hooper Jr# Mgmt For For
2. To conduct an advisory vote on the Mgmt For For
compensation of our named executive
officers as disclosed in this proxy
statement (this is a non-binding, advisory
vote).
3. To ratify the appointment of Elliott Davis, Mgmt For For
LLC as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SOUTHERN MISSOURI BANCORP, INC. Agenda Number: 935275594
--------------------------------------------------------------------------------------------------------------------------
Security: 843380106
Meeting Type: Annual
Meeting Date: 26-Oct-2020
Ticker: SMBC
ISIN: US8433801060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rebecca M. Brooks Mgmt For For
Dennis C. Robison Mgmt For For
David J. Tooley Mgmt Withheld Against
2. Advisory (non binding) vote on Executive Mgmt For For
Compensation as disclosed in the
accompanying proxy statement.
3. Ratification of the appointment of BKD, LLP Mgmt For For
as Southern Missouri Bancorp's independent
auditors for the fiscal year ending June
30, 2021.
--------------------------------------------------------------------------------------------------------------------------
STOCK YARDS BANCORP, INC. Agenda Number: 935352497
--------------------------------------------------------------------------------------------------------------------------
Security: 861025104
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: SYBT
ISIN: US8610251048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Paul J. Bickel III Mgmt For For
1B. Election of Director: J. McCauley Brown Mgmt For For
1C. Election of Director: David P. Heintzman Mgmt For For
1D. Election of Director: Donna L. Heitzman Mgmt For For
1E. Election of Director: Carl G. Herde Mgmt For For
1F. Election of Director: James A. Hillebrand Mgmt For For
1G. Election of Director: Richard A. Lechleiter Mgmt For For
1H. Election of Director: Stephen M. Priebe Mgmt For For
1I. Election of Director: John L. Schutte Mgmt For For
1J. Election of Director: Kathy C. Thompson Mgmt For For
2. The ratification of BKD, LLP as the Mgmt For For
independent registered public accounting
firm for Stock Yards Bancorp, Inc. for the
year ending December 31, 2021.
3. The advisory approval of the compensation Mgmt For For
of Bancorp's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
SVB FINANCIAL GROUP Agenda Number: 935339982
--------------------------------------------------------------------------------------------------------------------------
Security: 78486Q101
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: SIVB
ISIN: US78486Q1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Greg Becker Mgmt For For
Eric Benhamou Mgmt For For
John Clendening Mgmt For For
Richard Daniels Mgmt For For
Alison Davis Mgmt For For
Roger Dunbar Mgmt For For
Joel Friedman Mgmt For For
Jeffrey Maggioncalda Mgmt For For
Beverly Kay Matthews Mgmt For For
Mary Miller Mgmt For For
Kate Mitchell Mgmt For For
Garen Staglin Mgmt For For
2. To approve, on an advisory basis, our Mgmt For For
executive compensation ("Say on Pay").
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for its fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SYNOVUS FINANCIAL CORP. Agenda Number: 935341367
--------------------------------------------------------------------------------------------------------------------------
Security: 87161C501
Meeting Type: Annual
Meeting Date: 21-Apr-2021
Ticker: SNV
ISIN: US87161C5013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tim E. Bentsen Mgmt For For
1B. Election of Director: Kevin S. Blair Mgmt For For
1C. Election of Director: F. Dixon Brooke, Jr Mgmt For For
1D. Election of Director: Stephen T. Butler Mgmt For For
1E. Election of Director: Elizabeth W. Camp Mgmt For For
1F. Election of Director: Pedro Cherry Mgmt For For
1G. Election of Director: Diana M. Murphy Mgmt For For
1H. Election of Director: Harris Pastides Mgmt For For
1I. Election of Director: Joseph J. Prochaska, Mgmt For For
Jr
1J. Election of Director: John L. Stallworth Mgmt For For
1K. Election of Director: Kessel D. Stelling Mgmt For For
1L. Election of Director: Barry L. Storey Mgmt For For
1M. Election of Director: Teresa White Mgmt For For
2. To approve the Synovus Financial Corp. 2021 Mgmt For For
Employee Stock Purchase Plan.
3. To approve the Synovus Financial Corp. 2021 Mgmt For For
Director Stock Purchase Plan.
4. To approve the Synovus Financial Corp. 2021 Mgmt For For
Omnibus Plan.
5. To approve, on an advisory basis, the Mgmt For For
compensation of Synovus' named executive
officers as determined by the Compensation
Committee.
6. To ratify the appointment of KPMG LLP as Mgmt For For
Synovus' independent auditor for the year
2021.
--------------------------------------------------------------------------------------------------------------------------
TCF FINANCIAL CORPORATION Agenda Number: 935338043
--------------------------------------------------------------------------------------------------------------------------
Security: 872307103
Meeting Type: Special
Meeting Date: 25-Mar-2021
Ticker: TCF
ISIN: US8723071036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Agreement and Plan of Mgmt For For
Merger, dated as of December 13, 2020 (as
it may be amended from time to time), by
and between TCF Financial Corporation
("TCF") and Huntington Bancshares
Incorporated ("Huntington"), pursuant to
which TCF will merge with and into
Huntington, with Huntington surviving the
merger (the "TCF merger proposal").
2. Approval of, on an advisory (non-binding) Mgmt For For
basis, the merger- related named executive
officer compensation that will or may be
paid to TCF's named executive officers in
connection with the merger (the "TCF
compensation proposal").
3. Approval of the adjournment of the special Mgmt For For
meeting of TCF shareholders to a later date
or dates, if necessary or appropriate, to
solicit additional proxies if, immediately
prior to such adjournment, there are not
sufficient votes at the time of the TCF
special meeting to approve the TCF merger
proposal or to ensure that any supplement
or amendment to this joint proxy
statement/prospectus is timely provided to
holders of TCF common stock (the "TCF
adjournment proposal").
--------------------------------------------------------------------------------------------------------------------------
THE COMMUNITY FINANCIAL CORPORATION Agenda Number: 935380751
--------------------------------------------------------------------------------------------------------------------------
Security: 20368X101
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: TCFC
ISIN: US20368X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael B. Adams Mgmt For For
William J. Pasenelli Mgmt For For
E Lawrence Sanders, III Mgmt For For
Austin J. Slater, Jr. Mgmt For For
Joseph V. Stone, Jr. Mgmt For For
Gregory C. Cockerham Mgmt For For
James M. Burke Mgmt For For
James F. Di Misa Mgmt For For
2. The ratification of the appointment of Mgmt For For
Dixon Hughes Goodman LLP as the independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. The approval of a non-binding resolution of Mgmt For For
the compensation of the named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
THE FIRST BANCORP, INC. Agenda Number: 935354287
--------------------------------------------------------------------------------------------------------------------------
Security: 31866P102
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: FNLC
ISIN: US31866P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert B. Gregory Mgmt For For
Renee W. Kelly Mgmt For For
Tony C. McKim Mgmt For For
Mark N. Rosborough Mgmt For For
Cornelius J. Russell Mgmt For For
Stuart G. Smith Mgmt For For
Bruce B. Tindal Mgmt For For
F. Stephen Ward Mgmt For For
2. To approve (on a non-binding basis), the Mgmt For For
compensation of the Company's executives,
as disclosed in the Company's annual report
and proxy statement.
3. To ratify the Board of Directors Audit Mgmt For For
Committee's selection of Berry Dunn McNeil
& Parker, LLC, as independent auditors for
the Company for 2021.
--------------------------------------------------------------------------------------------------------------------------
THE FIRST BANCSHARES, INC. Agenda Number: 935381486
--------------------------------------------------------------------------------------------------------------------------
Security: 318916103
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: FBMS
ISIN: US3189161033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Charles R. Lightsey Mgmt For For
Fred A. McMurry Mgmt For For
Thomas E. Mitchell Mgmt For For
Andrew D. Stetelman Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of BKD, LLP Mgmt For For
as the independent registered public
accounting firm of the Company for the
fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 935343208
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Joseph Alvarado Mgmt For For
1B. Election of Director: Charles E. Bunch Mgmt For For
1C. Election of Director: Debra A. Cafaro Mgmt For For
1D. Election of Director: Marjorie Rodgers Mgmt For For
Cheshire
1E. Election of Director: David L. Cohen Mgmt For For
1F. Election of Director: William S. Demchak Mgmt For For
1G. Election of Director: Andrew T. Feldstein Mgmt For For
1H. Election of Director: Richard J. Harshman Mgmt For For
1I. Election of Director: Daniel R. Hesse Mgmt For For
1J. Election of Director: Linda R. Medler Mgmt For For
1K. Election of Director: Martin Pfinsgraff Mgmt For For
1L. Election of Director: Toni Townes-Whitley Mgmt For For
1M. Election of Director: Michael J. Ward Mgmt For For
2. Ratification of the Audit Committee's Mgmt For For
selection of PricewaterhouseCoopers LLP as
PNC's independent registered public
accounting firm for 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Shareholder proposal regarding report on Shr For Against
risk management and the nuclear weapons
industry.
--------------------------------------------------------------------------------------------------------------------------
TRICO BANCSHARES Agenda Number: 935394154
--------------------------------------------------------------------------------------------------------------------------
Security: 896095106
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: TCBK
ISIN: US8960951064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Donald J. Amaral Mgmt For For
L. Gage Chrysler III Mgmt For For
Craig S. Compton Mgmt For For
Kirsten E. Garen Mgmt For For
Cory W. Giese Mgmt For For
John S. A. Hasbrook Mgmt For For
Margaret L. Kane Mgmt For For
Michael W. Koehnen Mgmt For For
Martin A. Mariani Mgmt For For
Thomas C. McGraw Mgmt For For
Richard P. Smith Mgmt For For
Kimberley H. Vogel Mgmt For For
2. Advisory approval of the company's Mgmt For For
executive compensation.
3. To ratify the selection of Moss Adams LLP Mgmt For For
as the company's independent auditor for
2021.
--------------------------------------------------------------------------------------------------------------------------
TRUIST FINANCIAL CORPORATION Agenda Number: 935345288
--------------------------------------------------------------------------------------------------------------------------
Security: 89832Q109
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: TFC
ISIN: US89832Q1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Jennifer S. Banner
1B. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: K. David Boyer, Jr.
1C. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Agnes Bundy Scanlan
1D. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Anna R. Cablik
1E. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Dallas S. Clement
1F. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Paul D. Donahue
1G. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Paul R. Garcia
1H. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Patrick C. Graney III
1I. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Linnie M. Haynesworth
1J. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Kelly S. King
1K. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Easter A. Maynard
1L. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Donna S. Morea
1M. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Charles A. Patton
1N. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Nido R. Qubein
1O. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: David M. Ratcliffe
1P. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: William H. Rogers, Jr.
1Q. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Frank P. Scruggs, Jr.
1R. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Christine Sears
1S. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Thomas E. Skains
1T. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Bruce L. Tanner
1U. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Thomas N. Thompson
1V. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Steven C. Voorhees
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Truist's
independent registered public accounting
firm for 2021.
3. Advisory vote to approve Truist's executive Mgmt For For
compensation program.
--------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda Number: 935344262
--------------------------------------------------------------------------------------------------------------------------
Security: 902973304
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: USB
ISIN: US9029733048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Warner L. Baxter Mgmt For For
1B. Election of Director: Dorothy J. Bridges Mgmt For For
1C. Election of Director: Elizabeth L. Buse Mgmt For For
1D. Election of Director: Andrew Cecere Mgmt For For
1E. Election of Director: Kimberly N. Mgmt For For
Ellison-Taylor
1F. Election of Director: Kimberly J. Harris Mgmt For For
1G. Election of Director: Roland A. Hernandez Mgmt For For
1H. Election of Director: Olivia F. Kirtley Mgmt For For
1I. Election of Director: Karen S. Lynch Mgmt For For
1J. Election of Director: Richard P. McKenney Mgmt For For
1K. Election of Director: Yusuf I. Mehdi Mgmt For For
1L. Election of Director: John P. Wiehoff Mgmt For For
1M. Election of Director: Scott W. Wine Mgmt For For
2. The ratification of the selection of Ernst Mgmt For For
& Young LLP as our independent auditor for
the 2021 fiscal year.
3. An advisory vote to approve the Mgmt For For
compensation of our executives disclosed in
the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
WASHINGTON TRUST BANCORP, INC. Agenda Number: 935348171
--------------------------------------------------------------------------------------------------------------------------
Security: 940610108
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: WASH
ISIN: US9406101082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Constance A. Howes, Esq Mgmt For For
Joseph J. MarcAurele Mgmt For For
Edwin J. Santos Mgmt For For
Lisa M. Stanton Mgmt For For
2. The approval of an amendment to the Mgmt For For
Corporation's Restated Articles of
Incorporation creating a new class of
capital stock which shall be designated as
"Undesignated Preferred Stock".
3. The ratification of the selection of Crowe Mgmt For For
LLP to serve as the Corporation's
independent registered public accounting
firm for the year ending December 31, 2021.
4. A non-binding advisory resolution to Mgmt For For
approve the compensation of the
Corporation's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
WESTERN ALLIANCE BANCORPORATION Agenda Number: 935419146
--------------------------------------------------------------------------------------------------------------------------
Security: 957638109
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: WAL
ISIN: US9576381092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bruce Beach Mgmt For For
1B. Election of Director: Juan Figuereo Mgmt For For
1C. Election of Director: Howard Gould Mgmt For For
1D. Election of Director: Steven Hilton Mgmt For For
1E. Election of Director: Marianne Boyd Johnson Mgmt For For
1F. Election of Director: Robert Latta Mgmt For For
1G. Election of Director: Adriane McFetridge Mgmt For For
1H. Election of Director: Michael Patriarca Mgmt For For
1I. Election of Director: Robert Sarver Mgmt For For
1J. Election of Director: Bryan Segedi Mgmt For For
1K. Election of Director: Donald Snyder Mgmt For For
1L. Election of Director: Sung Won Sohn, Ph.D. Mgmt For For
1M. Election of Director: Kenneth A. Vecchione Mgmt For For
2. Approve, on a non-binding advisory basis, Mgmt For For
executive compensation.
3. Ratify the appointment of RSM US LLP as the Mgmt For For
Company's independent auditor.
--------------------------------------------------------------------------------------------------------------------------
WSFS FINANCIAL CORPORATION Agenda Number: 935360444
--------------------------------------------------------------------------------------------------------------------------
Security: 929328102
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: WSFS
ISIN: US9293281021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Anat Bird # Mgmt For For
Jennifer W. Davis # Mgmt For For
Michael J. Donahue # Mgmt For For
Nancy J. Foster * Mgmt For For
2. An advisory (non-binding) Say-on-Pay Vote. Mgmt For For
3. An amendment of the 2018 Incentive Plan to Mgmt For For
increase the number of shares of Common
Stock available for issuance under the
Plan.
4. The ratification of the appointment of KPMG Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
WSFS FINANCIAL CORPORATION Agenda Number: 935436748
--------------------------------------------------------------------------------------------------------------------------
Security: 929328102
Meeting Type: Special
Meeting Date: 10-Jun-2021
Ticker: WSFS
ISIN: US9293281021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. WSFS Merger and Share Issuance Proposal: To Mgmt For For
adopt the Agreement and Plan of Merger,
dated as of March 9, 2021 (the "Merger
Agreement"), by and between WSFS Financial
Corporation ("WSFS") and Bryn Mawr Bank
Corporation, and to approve the
transactions contemplated by the Merger
Agreement, including the merger and the
issuance of shares of WSFS common stock as
consideration under the Merger Agreement
(the "WSFS Merger and Share Issuance
Proposal").
2. WSFS Adjournment Proposal: To approve one Mgmt For For
or more adjournments of the WSFS Special
Meeting of Stockholders, if necessary or
appropriate, to solicit additional proxies
in favor of approval of the WSFS Merger and
Share Issuance Proposal.
--------------------------------------------------------------------------------------------------------------------------
ZIONS BANCORPORATION Agenda Number: 935348854
--------------------------------------------------------------------------------------------------------------------------
Security: 989701107
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: ZION
ISIN: US9897011071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Maria Contreras-Sweet Mgmt For For
1B. Election of Director: Gary L. Crittenden Mgmt For For
1C. Election of Director: Suren K. Gupta Mgmt For For
1D. Election of Director: Claire A. Huang Mgmt For For
1E. Election of Director: Vivian S. Lee Mgmt For For
1F. Election of Director: Scott J. McLean Mgmt For For
1G. Election of Director: Edward F. Murphy Mgmt For For
1H. Election of Director: Stephen D. Quinn Mgmt For For
1I. Election of Director: Harris H. Simmons Mgmt For For
1J. Election of Director: Aaron B. Skonnard Mgmt For For
1K. Election of Director: Barbara A. Yastine Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Independent Registered
Public Accounting Firm to audit the Bank's
financial statements for the current fiscal
year.
3. Approval, on a nonbinding advisory basis, Mgmt For For
of the compensation paid to the Bank's
named executive officers with respect to
fiscal year ended December 31, 2020.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) John Hancock Investment Trust II
By (Signature) /s/ Andrew G. Arnott
Name Andrew G. Arnott
Title President
Date 08/18/2021