UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-22436
NAME OF REGISTRANT: EntrepreneurShares Series
Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 75 Federal Street
Suite #875
Boston, MA 02110
NAME AND ADDRESS OF AGENT FOR SERVICE: Dr. Joel M. Shulman
75 Federal Street
Suite #875
Boston, MA 02110
REGISTRANT'S TELEPHONE NUMBER: 6172790045
DATE OF FISCAL YEAR END: 06/30
DATE OF REPORTING PERIOD: 07/01/2020 - 06/30/2021
ENTREPRENEUR SHARES GLOBAL FUND
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ADVANCE AUTO PARTS, INC. Agenda Number: 935378718
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Security: 00751Y106
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: AAP
ISIN: US00751Y1064
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Carla J. Bailo Mgmt For For
1B. Election of Director: John F. Ferraro Mgmt For For
1C. Election of Director: Thomas R. Greco Mgmt For For
1D. Election of Director: Jeffrey J. Jones II Mgmt For For
1E. Election of Director: Eugene I. Lee, Jr. Mgmt For For
1F. Election of Director: Sharon L. McCollam Mgmt For For
1G. Election of Director: Douglas A. Pertz Mgmt For For
1H. Election of Director: Nigel Travis Mgmt For For
1I. Election of Director: Arthur L. Valdez Jr. Mgmt For For
2. Approve, by advisory vote, the compensation Mgmt For For
of our named executive officers.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP (Deloitte) as our independent
registered public accounting firm for 2021.
4. Advisory vote on the stockholder proposal, Shr Against For
if presented at the Annual Meeting,
regarding amending our proxy access rights
to remove the shareholder aggregation
limit.
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ALIBABA GROUP HOLDING LIMITED Agenda Number: 935265086
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Security: 01609W102
Meeting Type: Annual
Meeting Date: 30-Sep-2020
Ticker: BABA
ISIN: US01609W1027
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Amend and restate the Company's Memorandum Mgmt For For
and Articles of Association to expressly
permit completely virtual shareholders'
meetings and reflect such updates as are
detailed in the proxy statement and set
forth in Exhibit A thereto.
2.1 Election of Director: MAGGIE WEI WU (To Mgmt For For
serve for a three year term or until such
director's successor is elected or
appointed and duly qualified).
2.2 Election of Director: KABIR MISRA (To serve Mgmt For For
for a three year term or until such
director's successor is elected or
appointed and duly qualified).
2.3 Election of Director: WALTER TEH MING KWAUK Mgmt For For
(To serve for a three year term or until
such director's successor is elected or
appointed and duly qualified).
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers as the independent
registered public accounting firm of the
Company for the fiscal year ending March
31, 2021.
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ALIMENTATION COUCHE-TARD INC. Agenda Number: 935255403
--------------------------------------------------------------------------------------------------------------------------
Security: 01626P403
Meeting Type: Annual
Meeting Date: 16-Sep-2020
Ticker: ANCUF
ISIN: CA01626P4033
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Appoint the auditor until the next annual Mgmt For For
meeting and authorize the Board of
Directors to set their remuneration -
PricewaterhouseCoopers LLP
2 DIRECTOR
Alain Bouchard Mgmt For For
Melanie Kau Mgmt For For
Jean Bernier Mgmt For For
Eric Boyko Mgmt For For
Jacques D'Amours Mgmt For For
Janice L. Fields Mgmt For For
Richard Fortin Mgmt For For
Brian Hannasch Mgmt For For
Marie Josee Lamothe Mgmt For For
Monique F. Leroux Mgmt For For
Real Plourde Mgmt For For
Daniel Rabinowicz Mgmt For For
Louis Tetu Mgmt For For
3 On an advisory basis and not to diminish Mgmt For For
the role and responsibilities of the board
of directors that the shareholders accept
the approach to executive compensation as
disclosed in our 2020 management
information circular
4 Shareholder proposal No.1 Integration of Shr Against For
environmental, social and governance
criteria in establishing executive
compensation
5 Shareholder proposal No.2 Independence of Shr Against For
directors
6 Shareholder proposal No.3 Responsible Shr Against For
employment policy
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ALPHABET INC. Agenda Number: 935406264
--------------------------------------------------------------------------------------------------------------------------
Security: 02079K305
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: GOOGL
ISIN: US02079K3059
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Larry Page Mgmt For For
1B. Election of Director: Sergey Brin Mgmt For For
1C. Election of Director: Sundar Pichai Mgmt For For
1D. Election of Director: John L. Hennessy Mgmt For For
1E. Election of Director: Frances H. Arnold Mgmt For For
1F. Election of Director: L. John Doerr Mgmt For For
1G. Election of Director: Roger W. Ferguson Jr. Mgmt For For
1H. Election of Director: Ann Mather Mgmt For For
1I. Election of Director: Alan R. Mulally Mgmt For For
1J. Election of Director: K. Ram Shriram Mgmt For For
1K. Election of Director: Robin L. Washington Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. Approval of Alphabet's 2021 Stock Plan. Mgmt For For
4. A stockholder proposal regarding equal Shr For Against
shareholder voting, if properly presented
at the meeting.
5. A stockholder proposal regarding the Shr Against For
nomination of human rights and/or civil
rights expert to the board, if properly
presented at the meeting.
6. A stockholder proposal regarding a report Shr Against For
on sustainability metrics, if properly
presented at the meeting.
7. A stockholder proposal regarding a report Shr Against For
on takedown requests, if properly presented
at the meeting.
8. A stockholder proposal regarding a report Shr Against For
on whistleblower policies and practices, if
properly presented at the meeting.
9. A stockholder proposal regarding a report Shr Against For
on charitable contributions, if properly
presented at the meeting.
10. A stockholder proposal regarding a report Shr Against For
on risks related to anticompetitive
practices, if properly presented at the
meeting.
11. A stockholder proposal regarding a Shr Against For
transition to a public benefit corporation,
if properly presented at the meeting.
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AMAZON.COM, INC. Agenda Number: 935397592
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: AMZN
ISIN: US0231351067
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey P. Bezos Mgmt For For
1B. Election of Director: Keith B. Alexander Mgmt For For
1C. Election of Director: Jamie S. Gorelick Mgmt For For
1D. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1E. Election of Director: Judith A. McGrath Mgmt For For
1F. Election of Director: Indra K. Nooyi Mgmt For For
1G. Election of Director: Jonathan J. Mgmt For For
Rubinstein
1H. Election of Director: Thomas O. Ryder Mgmt For For
1I. Election of Director: Patricia Q. Mgmt For For
Stonesifer
1J. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CUSTOMER DUE DILIGENCE.
5. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr Against For
INDEPENDENT BOARD CHAIR POLICY.
6. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON GENDER/RACIAL PAY.
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PROMOTION DATA.
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PACKAGING MATERIALS.
9. SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY Shr Against For
AND EQUITY AUDIT REPORT.
10. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ALTERNATIVE DIRECTOR CANDIDATE POLICY.
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
COMPETITION STRATEGY AND RISK.
12. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ADDITIONAL REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER MEETINGS.
13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON LOBBYING.
14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CUSTOMER USE OF CERTAIN TECHNOLOGIES.
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BEIGENE LTD Agenda Number: 935434643
--------------------------------------------------------------------------------------------------------------------------
Security: 07725L102
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: BGNE
ISIN: US07725L1026
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 THAT Donald W. Glazer be and is hereby Mgmt For For
re-elected to serve as a Class II director
of the Company until the 2024 annual
general meeting of the shareholders of the
Company and until his successor is duly
elected and qualified, subject to his
earlier resignation or removal.
O2 THAT Michael Goller be and is hereby Mgmt For For
re-elected to serve as a Class II director
of the Company until the 2024 annual
general meeting of the shareholders of the
Company and until his successor is duly
elected and qualified, subject to his
earlier resignation or removal.
O3 THAT Thomas Malley be and is hereby Mgmt For For
re-elected to serve as a Class II director
of the Company until the 2024 annual
general meeting of the shareholders of the
Company and until his successor is duly
elected and qualified, subject to his
earlier resignation or removal.
O4 THAT Corazon (Corsee) D. Sanders be and is Mgmt For For
hereby re-elected to serve as a Class II
director until the 2024 annual general
meeting of the shareholders of the Company
and until her successor is duly elected and
qualified, subject to her earlier
resignation or removal.
O5 THAT the appointment of Ernst & Young Hua Mgmt For For
Ming LLP and Ernst & Young as the Company's
independent registered public accounting
firms for the fiscal year ending December
31, 2021 be and is hereby approved,
ratified and confirmed.
O6 THAT the granting of a share issue mandate Mgmt For For
to the Board of Directors to issue, allot
or deal with unissued ordinary shares
and/or American Depositary Shares not
exceeding 20% of the total number of issued
ordinary shares of the Company as of the
date of passing of this ordinary resolution
up to the next annual general meeting of
the shareholders of the Company be and is
hereby approved.
O7 THAT the Company and its underwriters be Mgmt For For
and are hereby authorized, in their sole
discretion, to allocate to each of Baker
Bros. Advisors LP and Hillhouse Capital
Management, Ltd. and parties affiliated
with each of them (the "Existing
Shareholders"), up to a maximum amount of
shares in order to maintain the same
shareholding percentage of each of the
Existing Shareholders (based on the
then-outstanding share capital of the
Company) before and after the allocation of
the corresponding securities.
O8 THAT the Company and its underwriters be Mgmt For For
and are hereby authorized, in their sole
discretion, to allocate to each of the
Existing Shareholders, up to a maximum
amount of shares in order to maintain the
same shareholding percentage of each of the
Existing Shareholders (based on the
then-outstanding share capital of the
Company) before and after the proposed
issue of shares (the "RMB Shares") to be
listed on the Science and Technology
Innovation Board (the "STAR Market") of the
Shanghai Stock Exchange.
O9 THAT the Company and its underwriters be Mgmt For For
and are hereby authorized, in their sole
discretion, to allocate to Amgen Inc.
("Amgen"), up to a maximum amount of shares
in order to maintain the same shareholding
percentage of Amgen (based on the then-
outstanding share capital of the Company)
before and after the allocation of the
corresponding securities issued pursuant to
an offering conducted pursuant to the
general mandate set forth in Resolution 6
for a period of five years, which period
will be subject to an extension on a
rolling basis each year.
O10 THAT the Company and its underwriters be Mgmt For For
and are hereby authorized, in their sole
discretion, to allocate to Amgen, up to a
maximum amount of shares in order to
maintain the same shareholding percentage
of Amgen (based on the then-outstanding
share capital of the Company) before and
after the proposed issue of shares to be
listed on the STAR Market and to be traded
in RMB pursuant to the general mandate set
forth in Resolution 6.
O11 THAT the grant of an option to acquire Mgmt For For
shares to Amgen to allow Amgen to subscribe
for additional shares under a specific
mandate in an amount necessary to enable it
to increase (and subsequently maintain) its
ownership at approximately 20.6% of the
Company's outstanding share capital, up to
an aggregate of 75,000,000 ordinary shares
during the option term, pursuant to the
terms of the Restated Amendment No. 2 dated
September 24, 2020 to the Share Purchase
Agreement dated October 31, 2019, as
amended.
O12 THAT the grant of the restricted share Mgmt For For
units ("RSUs") with a grant date fair value
of US$3,750,000 to Mr. John V. Oyler under
the Second Amended and Restated 2016 Share
Option and Incentive Plan (as amended, the
"2016 Plan"), according to the terms and
conditions described in the Proxy
Statement, be and is hereby approved.
O13 THAT the grant of RSUs with a grant date Mgmt For For
fair value of US$1,000,000 to Dr. Xiaodong
Wang under the 2016 Plan, according to the
terms and conditions described in the Proxy
Statement, be and is hereby approved.
O14 THAT the grant of the RSUs with a grant Mgmt For For
date fair value of US$200,000 to each of
other non-executive and independent non-
executive directors, Mr. Anthony C. Hooper,
Mr. Timothy Chen, Mr. Donald W. Glazer, Mr.
Michael Goller, Mr. Ranjeev Krishana, Mr.
Thomas Malley, Dr. Corazon (Corsee) D.
Sanders, Mr. Jing- Shyh (Sam) Su and Mr.
Qingqing Yi, under the 2016 Plan, according
to the terms and conditions described in
the Proxy Statement, be and is hereby
approved.
O15 THAT, on a non-binding, advisory basis, the Mgmt For For
compensation of the Company's named
executive officers, as disclosed in the
Proxy Statement, be and is hereby approved.
S16 THAT the adoption of the Sixth Amended and Mgmt For For
Restated Memorandum and Articles of
Association of the Company, be and is
hereby approved, conditioned on and subject
to the listing of RMB Shares on the STAR
Market.
O17 THAT the adjournment of the Annual Meeting Mgmt For For
by the chairman, if necessary, to solicit
additional proxies if there are
insufficient votes at the time of the
Annual General Meeting to approve any of
the proposals described above, and on the
reverse side, be and is hereby approved.
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BILL.COM HOLDINGS, INC. Agenda Number: 935284872
--------------------------------------------------------------------------------------------------------------------------
Security: 090043100
Meeting Type: Annual
Meeting Date: 03-Dec-2020
Ticker: BILL
ISIN: US0900431000
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rene Lacerte Mgmt For For
Peter Kight Mgmt For For
Colleen Taylor Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for our fiscal year
ending June 30, 2021.
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CASTLE BIOSCIENCES INC. Agenda Number: 935410504
--------------------------------------------------------------------------------------------------------------------------
Security: 14843C105
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: CSTL
ISIN: US14843C1053
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mara G. Aspinall Mgmt For For
Daniel M. Bradbury Mgmt For For
2. To ratify the selection of KPMG LLP by the Mgmt For For
Audit Committee of the Board of Directors
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
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CELLECTIS S.A. Agenda Number: 935444404
--------------------------------------------------------------------------------------------------------------------------
Security: 15117K103
Meeting Type: Annual
Meeting Date: 01-Jun-2021
Ticker: CLLS
ISIN: US15117K1034
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 Resolution 1: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
O2 Resolution 2: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
O3 Resolution 3: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
O4 Resolution 4: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
O5 Resolution 5: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
O6 Resolution 6: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
O7 Resolution 7: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
O8 Resolution 8: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
O9 Resolution 9: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E10 Resolution 10: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E11 Resolution 11: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E12 Resolution 12: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E13 Resolution 13: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E14 Resolution 14: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E15 Resolution 15: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E16 Resolution 16: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E17 Resolution 17: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E18 Resolution 18: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E19 Resolution 19: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E20 Resolution 20: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E21 Resolution 21: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E22 Resolution 22: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E23 Resolution 23: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E24 Resolution 24: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E25 Resolution 25: Please see attached copy of Mgmt For Against
the Company's Notice of Meeting for
details.
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CHECK POINT SOFTWARE TECHNOLOGIES LTD. Agenda Number: 935245729
--------------------------------------------------------------------------------------------------------------------------
Security: M22465104
Meeting Type: Annual
Meeting Date: 03-Aug-2020
Ticker: CHKP
ISIN: IL0010824113
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Gil Shwed Mgmt For For
1b. Election of Director: Jerry Ungerman Mgmt For For
1c. Election of Director: Dan Propper Mgmt For For
1d. Election of Director: Dr. Tal Shavit Mgmt For For
1e. Election of Director: Eyal Waldman Mgmt For For
1f. Election of Director: Shai Weiss Mgmt For For
2a. To elect Irwin Federman as outside director Mgmt For For
for an additional three-year term.
2b. To elect Ray Rothrock as outside director Mgmt For For
for an additional three-year term
3. To ratify the appointment and compensation Mgmt For For
of Kost, Forer, Gabbay & Kasierer, a member
of Ernst & Young Global, as our independent
registered public accounting firm for 2020.
4. To approve compensation to Check Point's Mgmt For For
Chief Executive Officer.
5. To amend the Company's non-executive Mgmt For For
director compensation arrangement.
6a. The undersigned is not a controlling Mgmt For
shareholder and does not have a personal
interest in item 2.
6b. The undersigned is not a controlling Mgmt For
shareholder and does not have a personal
interest in item 4.
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CINTAS CORPORATION Agenda Number: 935270126
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Security: 172908105
Meeting Type: Annual
Meeting Date: 27-Oct-2020
Ticker: CTAS
ISIN: US1729081059
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gerald S. Adolph Mgmt For For
1B. Election of Director: John F. Barrett Mgmt For For
1C. Election of Director: Melanie W. Barstad Mgmt For For
1D. Election of Director: Karen L. Carnahan Mgmt For For
1E. Election of Director: Robert E. Coletti Mgmt For For
1F. Election of Director: Scott D. Farmer Mgmt For For
1G. Election of Director: Joseph Scaminace Mgmt For For
1H. Election of Director: Ronald W. Tysoe Mgmt For For
2. To approve, on an advisory basis, named Mgmt For For
executive officer compensation.
3. To ratify Ernst & Young LLP as our Mgmt For For
independent registered public accounting
firm for fiscal year 2021.
4. A shareholder proposal requesting the Shr Against For
Company provide a semiannual report on
political contributions, if properly
presented at the meeting.
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COGNEX CORPORATION Agenda Number: 935359720
--------------------------------------------------------------------------------------------------------------------------
Security: 192422103
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: CGNX
ISIN: US1924221039
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Director for the term ending in Mgmt For For
2024: Sachin Lawande
2. To ratify the selection of Grant Thornton Mgmt For For
LLP as Cognex's independent registered
public accounting firm for fiscal year
2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of Cognex's named executive
officers as described in the proxy
statement including the Compensation
Discussion and Analysis, compensation
tables and narrative discussion
("say-on-pay").
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CRISPR THERAPEUTICS AG Agenda Number: 935416936
--------------------------------------------------------------------------------------------------------------------------
Security: H17182108
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: CRSP
ISIN: CH0334081137
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The approval of the annual report, the Mgmt For For
consolidated financial statements and the
statutory financial statements of the
Company for the year ended December 31,
2020.
2. The approval of the appropriation of Mgmt For For
financial results.
3. The discharge of the members of the Board Mgmt For For
of Directors and Executive Committee.
4a. Re-election of Rodger Novak, M.D., as Mgmt For For
member and Chairman.
4b. Re-election of Samarth Kulkarni, Ph.D. as Mgmt For For
the member to the Board of Director.
4c. Re-election of Ali Behbahani, M.D. as the Mgmt For For
member to the Board of Director.
4d. Re-election of Bradley Bolzon, Ph.D. as the Mgmt For For
member to the Board of Director.
4e. Re-election of Simeon J. George, M.D. as Mgmt For For
the member to the Board of Director.
4f. Re-election of John T. Greene as the member Mgmt For For
to the Board of Director.
4g. Re-election of Katherine A. High, M.D. as Mgmt For For
the member to the Board of Director.
4h. Re-election of Douglas A. Treco, Ph.D. as Mgmt For For
the member to the Board of Director.
4i. Election of H Edward Fleming Jr., M.D. as Mgmt For For
the member to the Board of Director.
5a. Re-election of the member of the Mgmt For For
Compensation Committee: Ali Behbahani, M.D.
5b. Re-election of the member of the Mgmt For For
Compensation Committee: Simeon J. George,
M.D.
5c. Re-election of the member of the Mgmt For For
Compensation Committee: John T. Greene
6a. Binding vote on total Mgmt For For
non-performance-related compensation for
members of the Board of Directors from the
2021 Annual General Meeting to the 2022
annual general meeting of shareholders.
6b. Binding vote on equity for members of the Mgmt For For
Board of Directors from the 2021 Annual
General Meeting to the 2022 annual general
meeting of shareholders.
6c. Binding vote on total Mgmt For For
non-performance-related compensation for
members of the Executive Committee from
July 1, 2021 to June 30, 2022.
6d. Binding vote on total variable compensation Mgmt For For
for members of the Executive Committee for
the current year ending December 31, 2021.
6e. Binding vote on equity for members of the Mgmt For For
Executive Committee from the 2021 Annual
General Meeting to the 2022 annual general
meeting of shareholders.
7. The approval of an increase in the Mgmt For For
Conditional Share Capital for Employee
Equity Plans.
8. The approval of increasing the maximum size Mgmt For For
of the Board of Directors.
9. The approval of increasing the maximum Mgmt For For
number of authorized share capital and
extending the date by which the Board of
Directors may increase the share capital.
10. The re-election of the independent voting Mgmt For For
rights representative.
11. The re-election of the auditors. Mgmt For For
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CROWDSTRIKE HOLDINGS, INC. Agenda Number: 935436003
--------------------------------------------------------------------------------------------------------------------------
Security: 22788C105
Meeting Type: Annual
Meeting Date: 30-Jun-2021
Ticker: CRWD
ISIN: US22788C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roxanne S. Austin Mgmt For For
Sameer K. Gandhi Mgmt For For
Gerhard Watzinger Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as CrowdStrike's
independent registered public accounting
firm for its fiscal year ending January 31,
2022.
3. To approve, on an advisory basis, the Mgmt For For
compensation of CrowdStrike's named
executive officers.
4. To approve, on an advisory basis, the Mgmt 1 Year Against
frequency of future stockholder advisory
votes on the compensation of CrowdStrike's
named executive officers.
5. To approve an amendment to CrowdStrike's Mgmt For For
2019 Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
DATADOG, INC. Agenda Number: 935406644
--------------------------------------------------------------------------------------------------------------------------
Security: 23804L103
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: DDOG
ISIN: US23804L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director to hold Mgmt For For
office until Annual Meeting in 2024: Alexis
Le-Quoc
1B. Election of Class II Director to hold Mgmt For For
office until Annual Meeting in 2024:
Michael Callahan
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. Advisory vote to recommend the frequency of Mgmt 1 Year For
future advisory votes on the compensation
of our named executive officers.
4. To ratify the selection by the Audit Mgmt For For
Committee of our Board of Directors of
Deloitte & Touche LLP as our independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
DRAFTKINGS INC. Agenda Number: 935346951
--------------------------------------------------------------------------------------------------------------------------
Security: 26142R104
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: DKNG
ISIN: US26142R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jason D. Robins Mgmt For For
Harry Evans Sloan Mgmt For For
Matthew Kalish Mgmt For For
Paul Liberman Mgmt For For
Woodrow H. Levin Mgmt For For
Shalom Meckenzie Mgmt For For
Jocelyn Moore Mgmt For For
Ryan R. Moore Mgmt For For
Valerie Mosley Mgmt For For
Steven J. Murray Mgmt For For
Hany M. Nada Mgmt For For
John S. Salter Mgmt For For
Marni M. Walden Mgmt For For
2. To ratify the appointment of BDO USA, LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. To recommend, by non-binding vote, the Mgmt 1 Year For
frequency of executive compensation votes.
4. In their discretion, upon such other Mgmt Against
matters that may properly come before the
meeting or any adjournment or adjournments
thereof.
--------------------------------------------------------------------------------------------------------------------------
EXACT SCIENCES CORPORATION Agenda Number: 935434960
--------------------------------------------------------------------------------------------------------------------------
Security: 30063P105
Meeting Type: Annual
Meeting Date: 30-Jun-2021
Ticker: EXAS
ISIN: US30063P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul Clancy Mgmt For For
Pierre Jacquet Mgmt For For
Daniel Levangie Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
EXP WORLD HOLDINGS, INC. Agenda Number: 935375596
--------------------------------------------------------------------------------------------------------------------------
Security: 30212W100
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: EXPI
ISIN: US30212W1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Glenn Sanford Mgmt Against Against
1B. Election of Director: Jason Gesing Mgmt Against Against
1C. Election of Director: Randall Miles Mgmt Against Against
1D. Election of Director: Dan Cahir Mgmt Against Against
1E. Election of Director: Darren Jacklin Mgmt Against Against
1F. Election of Director: Eugene Frederick Mgmt Against Against
1G. Election of Director: Felicia Gentry Mgmt Against Against
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm for 2021.
3. Approve, by a non-binding, advisory vote, Mgmt For For
the 2020 compensation of our named
executive officers.
4. Approve an amendment to our Amended and Mgmt For For
Restated Certificate of Incorporation to
increase the number of authorized shares of
our common stock, $0.00001 par value per
share, from 220,000,000 to 900,000,000.
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 935395891
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt For For
Andrew W. Houston Mgmt For For
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt For For
Tracey T. Travis Mgmt For For
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Facebook, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. To approve an amendment to the director Mgmt For For
compensation policy.
4. A shareholder proposal regarding dual class Shr For Against
capital structure.
5. A shareholder proposal regarding an Shr Against For
independent chair.
6. A shareholder proposal regarding child Shr For Against
exploitation.
7. A shareholder proposal regarding Shr Against For
human/civil rights expert on board.
8. A shareholder proposal regarding platform Shr Against For
misuse.
9. A shareholder proposal regarding public Shr Against For
benefit corporation.
--------------------------------------------------------------------------------------------------------------------------
FEDEX CORPORATION Agenda Number: 935258346
--------------------------------------------------------------------------------------------------------------------------
Security: 31428X106
Meeting Type: Annual
Meeting Date: 21-Sep-2020
Ticker: FDX
ISIN: US31428X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: MARVIN R. ELLISON Mgmt For For
1B. Election of Director: SUSAN PATRICIA Mgmt For For
GRIFFITH
1C. Election of Director: JOHN C. ("CHRIS") Mgmt For For
INGLIS
1D. Election of Director: KIMBERLY A. JABAL Mgmt For For
1E. Election of Director: SHIRLEY ANN JACKSON Mgmt For For
1F. Election of Director: R. BRAD MARTIN Mgmt For For
1G. Election of Director: JOSHUA COOPER RAMO Mgmt For For
1H. Election of Director: SUSAN C. SCHWAB Mgmt For For
1I. Election of Director: FREDERICK W. SMITH Mgmt For For
1J. Election of Director: DAVID P. STEINER Mgmt For For
1K. Election of Director: RAJESH SUBRAMANIAM Mgmt For For
1L. Election of Director: PAUL S. WALSH Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as FedEx's independent registered public
accounting firm for fiscal year 2021.
4. Stockholder proposal regarding lobbying Shr Against For
activity and expenditure report.
5. Stockholder proposal regarding political Shr Against For
disclosure.
6. Stockholder proposal regarding employee Shr For Against
representation on the Board of Directors.
7. Stockholder proposal regarding shareholder Shr Against For
right to act by written consent.
8. Stockholder proposal regarding integrating Shr Against For
ESG metrics into executive compensation.
--------------------------------------------------------------------------------------------------------------------------
INTELLIA THERAPEUTICS, INC. Agenda Number: 935424705
--------------------------------------------------------------------------------------------------------------------------
Security: 45826J105
Meeting Type: Annual
Meeting Date: 23-Jun-2021
Ticker: NTLA
ISIN: US45826J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Fred Cohen, M.D D.Phil Mgmt For For
J. Francois Formela, MD Mgmt For For
Frank Verwiel, M.D. Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Intellia's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. Approve, on a non-binding advisory basis, Mgmt For For
the compensation of the named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
INTER PARFUMS, INC. Agenda Number: 935262636
--------------------------------------------------------------------------------------------------------------------------
Security: 458334109
Meeting Type: Annual
Meeting Date: 08-Oct-2020
Ticker: IPAR
ISIN: US4583341098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jean Madar Mgmt For For
Philippe Benacin Mgmt For For
Russell Greenberg Mgmt For For
Philippe Santi Mgmt For For
Francois Heilbronn Mgmt For For
Robert Bensoussan Mgmt For For
Patrick Choel Mgmt For For
Michel Dyens Mgmt For For
Veronique Gabai-Pinsky Mgmt For For
Gilbert Harrison Mgmt For For
2. To vote for the advisory resolution to Mgmt For For
approve executive compensation.
--------------------------------------------------------------------------------------------------------------------------
JAZZ PHARMACEUTICALS PLC Agenda Number: 935239144
--------------------------------------------------------------------------------------------------------------------------
Security: G50871105
Meeting Type: Annual
Meeting Date: 30-Jul-2020
Ticker: JAZZ
ISIN: IE00B4Q5ZN47
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bruce C. Cozadd Mgmt For For
1B. Election of Director: Heather Ann McSharry Mgmt For For
1C. Election of Director: Anne O'Riordan Mgmt For For
1D. Election of Director: Rick E Winningham Mgmt For For
2. To ratify, on a non-binding advisory basis, Mgmt For For
the appointment of KPMG as the independent
auditors of Jazz Pharmaceuticals plc for
the fiscal year ending December 31, 2020
and to authorize, in a binding vote, the
board of directors, acting through the
audit committee, to determine the auditors'
remuneration.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of Jazz
Pharmaceuticals plc's named executive
officers as disclosed in the proxy
statement.
4. To approve an amendment and restatement of Mgmt For For
Jazz Pharmaceuticals plc's Amended and
Restated 2007 Non-Employee Directors Stock
Award Plan in order to, among other things,
increase the number of ordinary shares
authorized for issuance by 500,000 shares.
5. To approve a capital reduction and creation Mgmt For For
of distributable reserves under Irish law.
--------------------------------------------------------------------------------------------------------------------------
LIVONGO HEALTH, INC. Agenda Number: 935274302
--------------------------------------------------------------------------------------------------------------------------
Security: 539183103
Meeting Type: Special
Meeting Date: 29-Oct-2020
Ticker: LVGO
ISIN: US5391831030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of Livongo Merger Agreement Mgmt No vote
Proposal: To adopt the Agreement and Plan
of Merger, dated as of August 5, 2020, by
and among Teladoc Health, Inc. ("Teladoc"),
Livongo Health, Inc. ("Livongo") and
Tempranillo Merger Sub, Inc., a
wholly-owned subsidiary of Teladoc (such
agreement, the "merger agreement" and such
proposal, the "Livongo merger agreement
proposal").
2. Approval of Livongo Compensation Proposal: Mgmt No vote
To approve, on an advisory (non-binding)
basis, the executive officer compensation
that will or may be paid to Livongo's named
executive officers that is based on or
otherwise relates to the transactions
contemplated by the merger agreement (the
"Livongo compensation proposal").
3. Approval of Livongo Adjournment Proposal: Mgmt No vote
To approve the adjournment of the Livongo
stockholder meeting to solicit additional
proxies if there are not sufficient votes
at the time of the Livongo stockholder
meeting to approve the Livongo merger
agreement proposal or to ensure that any
supplement or amendment to the accompanying
joint proxy statement/prospectus is timely
provided to Livongo stockholders (the
"Livongo adjournment proposal").
--------------------------------------------------------------------------------------------------------------------------
MATERIALISE NV Agenda Number: 935286838
--------------------------------------------------------------------------------------------------------------------------
Security: 57667T100
Meeting Type: Special
Meeting Date: 05-Nov-2020
Ticker: MTLS
ISIN: US57667T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S1. Dismissal and appointment statutory auditor Mgmt For For
E2. Amendment of the object and the purposes of Mgmt For For
the Company, as well as the
responsibilities of the Board of Directors,
following the acquisition of the B-Corp
label.
E4. Renewal of the authorisation to the Board Mgmt For For
of Directors to increase the capital in the
context of the authorised capital.
E5. Authorisation to the Board of Directors to Mgmt Against Against
(a) acquire own shares and (b) acquire or
dispose of own shares when this is
necessary to prevent an imminent serious
disadvantage for the Company.
E6. Amendment and restatement of the articles Mgmt For For
of association of the Company to bring
these in line with the Belgian Companies
and Associations Code
--------------------------------------------------------------------------------------------------------------------------
MATERIALISE NV Agenda Number: 935313572
--------------------------------------------------------------------------------------------------------------------------
Security: 57667T100
Meeting Type: Special
Meeting Date: 31-Dec-2020
Ticker: MTLS
ISIN: US57667T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. I. Decision to merge, in accordance with Mgmt No vote
the aforementioned merger proposal, by
absorption of the limited liability company
"AILANTHUS", with its registered office at
Huldenberg (B-3040 Huldenberg), Jan Van der
Vorstlaan 19, with company number 0461.745.
338 RPR Leuven ("company being absorbed"),
by way of transfer under universal title,
whereby all assets and liabilities, both
rights and obligations, resulting from the
dissolution without liquidation are
transferred to the limited ...(due to space
limits, see proxy material for full
proposal).
--------------------------------------------------------------------------------------------------------------------------
MERCADOLIBRE, INC. Agenda Number: 935420858
--------------------------------------------------------------------------------------------------------------------------
Security: 58733R102
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: MELI
ISIN: US58733R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Nicolas Galperin Mgmt For For
Henrique Dubugras Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers for fiscal year 2020.
3. Ratification of the appointment of Deloitte Mgmt For For
& Co. S.A. as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY INCORPORATED Agenda Number: 935248357
--------------------------------------------------------------------------------------------------------------------------
Security: 595017104
Meeting Type: Annual
Meeting Date: 18-Aug-2020
Ticker: MCHP
ISIN: US5950171042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Steve Sanghi Mgmt For For
1b. Election of Director: Matthew W. Chapman Mgmt For For
1c. Election of Director: L.B. Day Mgmt For For
1d. Election of Director: Esther L. Johnson Mgmt For For
1e. Election of Director: Wade F. Meyercord Mgmt For For
2. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as the independent registered
public accounting firm of Microchip for the
fiscal year ending March 31, 2021.
3. Proposal to approve, on an advisory Mgmt For For
(non-binding) basis, the compensation of
our named executives.
--------------------------------------------------------------------------------------------------------------------------
NETEASE, INC. Agenda Number: 935269452
--------------------------------------------------------------------------------------------------------------------------
Security: 64110W102
Meeting Type: Annual
Meeting Date: 25-Sep-2020
Ticker: NTES
ISIN: US64110W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-election of Director: William Lei Ding Mgmt For For
1B. Re-election of Director: Alice Yu-Fen Cheng Mgmt For For
1C. Re-election of Director: Denny Ting Bun Lee Mgmt For For
1D. Re-election of Director: Joseph Tze Kay Mgmt For For
Tong
1E. Re-election of Director: Lun Feng Mgmt For For
1F. Re-election of Director: Michael Man Kit Mgmt For For
Leung
1G. Re-election of Director: Michael Sui Bau Mgmt For For
Tong
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers Zhong Tian LLP and
PricewaterhouseCoopers as auditors of
NetEase, Inc. for the fiscal year ending
December 31, 2020 for U.S. financial
reporting and Hong Kong financial reporting
purposes, respectively.
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 935402343
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert K. Burgess Mgmt For For
1B. Election of Director: Tench Coxe Mgmt For For
1C. Election of Director: John O. Dabiri Mgmt For For
1D. Election of Director: Persis S. Drell Mgmt For For
1E. Election of Director: Jen-Hsun Huang Mgmt For For
1F. Election of Director: Dawn Hudson Mgmt For For
1G. Election of Director: Harvey C. Jones Mgmt For For
1H. Election of Director: Michael G. McCaffery Mgmt For For
1I. Election of Director: Stephen C. Neal Mgmt For For
1J. Election of Director: Mark L. Perry Mgmt For For
1K. Election of Director: A. Brooke Seawell Mgmt For For
1L. Election of Director: Aarti Shah Mgmt For For
1M. Election of Director: Mark A. Stevens Mgmt For For
2. Approval of our executive compensation. Mgmt For For
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2022.
4. Approval of an amendment to our charter to Mgmt For For
increase the number of authorized shares of
common stock from 2 billion shares to 4
billion shares.
--------------------------------------------------------------------------------------------------------------------------
OKTA, INC. Agenda Number: 935426418
--------------------------------------------------------------------------------------------------------------------------
Security: 679295105
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: OKTA
ISIN: US6792951054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Todd McKinnon Mgmt For For
Michael Stankey Mgmt For For
2. A proposal to ratify the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending January 31, 2022.
3. To approve, on an advisory non-binding Mgmt For For
basis, the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
PALANTIR TECHNOLOGIES INC. Agenda Number: 935420012
--------------------------------------------------------------------------------------------------------------------------
Security: 69608A108
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: PLTR
ISIN: US69608A1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alexander Karp Mgmt For For
Stephen Cohen Mgmt For For
Peter Thiel Mgmt For For
Alexander Moore Mgmt For For
Spencer Rascoff Mgmt For For
Alexandra Schiff Mgmt For For
Lauren Friedman Stat Mgmt For For
2. Advisory vote on frequency of executive Mgmt 1 Year Against
compensation votes.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Palantir's independent
registered public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
PURE STORAGE, INC. Agenda Number: 935420771
--------------------------------------------------------------------------------------------------------------------------
Security: 74624M102
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: PSTG
ISIN: US74624M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeff Rothschild Mgmt For For
Anita Sands Mgmt For For
Susan Taylor Mgmt For For
2. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for our fiscal year
ending February 6, 2022.
3. An advisory vote on our named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC. Agenda Number: 935414627
--------------------------------------------------------------------------------------------------------------------------
Security: 75886F107
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: REGN
ISIN: US75886F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: N. Anthony Coles, Mgmt For For
M.D.
1B. Election of Director: Arthur F. Ryan Mgmt For For
1C. Election of Director: George L. Sing Mgmt For For
1D. Election of Director: Marc Tessier-Lavigne, Mgmt Against Against
Ph.D.
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
RESMED INC. Agenda Number: 935280115
--------------------------------------------------------------------------------------------------------------------------
Security: 761152107
Meeting Type: Annual
Meeting Date: 19-Nov-2020
Ticker: RMD
ISIN: US7611521078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until 2021 Mgmt For For
annual meeting: Karen Drexler
2B. Election of Director to serve until 2021 Mgmt For For
annual meeting: Michael Farrell
2. Ratify our appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending June 30,
2021.
3. Approve, on an advisory basis, the Mgmt For For
compensation paid to our named executive
officers, as disclosed in the proxy
statement ("say-on-pay").
--------------------------------------------------------------------------------------------------------------------------
ROKU, INC. Agenda Number: 935414932
--------------------------------------------------------------------------------------------------------------------------
Security: 77543R102
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: ROKU
ISIN: US77543R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to serve until Mgmt For For
the 2024 annual meeting: Ravi Ahuja
1B. Election of Class I Director to serve until Mgmt For For
the 2024 annual meeting: Mai Fyfield
1C. Election of Class I Director to serve until Mgmt For For
the 2024 annual meeting: Laurie Simon
Hodrick
2. Advisory vote to approve our named Mgmt For For
executive officer compensation.
3. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 935416811
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: CRM
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc Benioff Mgmt For For
1B. Election of Director: Craig Conway Mgmt For For
1C. Election of Director: Parker Harris Mgmt For For
1D. Election of Director: Alan Hassenfeld Mgmt For For
1E. Election of Director: Neelie Kroes Mgmt For For
1F. Election of Director: Colin Powell Mgmt For For
1G. Election of Director: Sanford Robertson Mgmt For For
1H. Election of Director: John V. Roos Mgmt For For
1I. Election of Director: Robin Washington Mgmt For For
1J. Election of Director: Maynard Webb Mgmt For For
1K. Election of Director: Susan Wojcicki Mgmt For For
2. Amendment and restatement of our 2013 Mgmt For For
Equity Incentive Plan to increase the
number of shares reserved for issuance.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending January 31, 2022.
4. An advisory vote to approve the fiscal 2021 Mgmt For For
compensation of our named executive
officers.
5. A stockholder proposal requesting that the Shr Against For
Board of Directors take steps necessary to
transition Salesforce to a Public Benefit
Corporation, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
SHOPIFY INC. Agenda Number: 935411366
--------------------------------------------------------------------------------------------------------------------------
Security: 82509L107
Meeting Type: Annual and Special
Meeting Date: 26-May-2021
Ticker: SHOP
ISIN: CA82509L1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Tobias Lutke Mgmt For For
1B Election of Director: Robert Ashe Mgmt For For
1C Election of Director: Gail Goodman Mgmt For For
1D Election of Director: Colleen Johnston Mgmt For For
1E Election of Director: Jeremy Levine Mgmt For For
1F Election of Director: John Phillips Mgmt For For
02 Appointment of the Auditors Resolution Mgmt For For
approving the re-appointment of
PricewaterhouseCoopers LLP as auditors of
Shopify Inc. and authorizing the Board of
Directors to fix their remuneration.
03 Approval of Stock Option Plan Resolution Mgmt For For
approving the second amendment and
restatement of Shopify Inc.'s Stock Option
Plan and approving all unallocated options
under the Stock Option Plan, as amended,
all as disclosed in the Management
Information Circular for the Meeting.
04 Approval of Long Term Incentive Plan Mgmt For For
Resolution approving the second amendment
and restatement of Shopify Inc.'s Long Term
Incentive Plan and approving all
unallocated awards under the Long Term
Incentive Plan, as amended, all as
disclosed in the Management Information
Circular for the Meeting.
05 Advisory Vote on Executive Compensation Mgmt For For
Non-binding advisory resolution that the
shareholders accept Shopify Inc.'s approach
to executive compensation as disclosed in
the Management Information Circular for the
Meeting.
--------------------------------------------------------------------------------------------------------------------------
SPOTIFY TECHNOLOGY S.A. Agenda Number: 935346038
--------------------------------------------------------------------------------------------------------------------------
Security: L8681T102
Meeting Type: Annual
Meeting Date: 21-Apr-2021
Ticker: SPOT
ISIN: LU1778762911
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the Company's annual accounts for Mgmt For For
the financial year ended December 31, 2020
and the Company's consolidated financial
statements for the financial year ended
December 31, 2020.
2. Approve allocation of the Company's annual Mgmt For For
results for the financial year ended
December 31, 2020.
3. Grant discharge of the liability of the Mgmt For For
members of the Board of Directors for, and
in connection with, the financial year
ended December 31, 2020.
4A. Election of Director: Mr. Daniel Ek (A Mgmt For For
Director)
4B. Election of Director: Mr. Martin Lorentzon Mgmt For For
(A Director)
4C. Election of Director: Mr. Shishir Samir Mgmt For For
Mehrotra (A Director)
4D. Election of Director: Mr. Christopher Mgmt For For
Marshall (B Director)
4E. Election of Director: Mr. Barry McCarthy (B Mgmt For For
Director)
4F. Election of Director: Ms. Heidi O'Neill (B Mgmt For For
Director)
4G. Election of Director: Mr. Ted Sarandos (B Mgmt For For
Director)
4H. Election of Director: Mr. Thomas Owen Mgmt For For
Staggs (B Director)
4I. Election of Director: Ms. Cristina Mayville Mgmt For For
Stenbeck (B Director)
4J. Election of Director: Ms. Mona Sutphen (B Mgmt For For
Director)
4K. Election of Director: Ms. Padmasree Warrior Mgmt For For
(B Director)
5. Appoint Ernst & Young S.A. (Luxembourg) as Mgmt For For
the independent auditor for the period
ending at the general meeting approving the
annual accounts for the financial year
ending on December 31, 2021.
6. Approve the directors' remuneration for the Mgmt For For
year 2021.
7. Authorize the Board to repurchase Mgmt For For
10,000,000 shares issued by the Company
during a period of five years, for a price
that will be determined by the Board within
the following limits: at least the par
value and at the most the fair market
value.
8. Authorize and empower each of Mr. Guy Mgmt For For
Harles and Mr. Alexandre Gobert to execute
and deliver, under their sole signature, on
behalf of the Company and with full power
of substitution, any documents necessary or
useful in connection with the annual filing
and registration required by the Luxembourg
laws.
--------------------------------------------------------------------------------------------------------------------------
SQUARE, INC. Agenda Number: 935420860
--------------------------------------------------------------------------------------------------------------------------
Security: 852234103
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: SQ
ISIN: US8522341036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Randy Garutti Mgmt For For
Mary Meeker Mgmt For For
Lawrence Summers Mgmt For For
Darren Walker Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2021.
4. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr Against For
AT THE MEETING, REGARDING AN INDEPENDENT
CHAIR.
5. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr For Against
AT THE MEETING, REGARDING A CHANGE IN
STOCKHOLDER VOTING.
--------------------------------------------------------------------------------------------------------------------------
TELADOC HEALTH, INC. Agenda Number: 935377437
--------------------------------------------------------------------------------------------------------------------------
Security: 87918A105
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: TDOC
ISIN: US87918A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: Christopher Bischoff
1B. Election of Director for a term of one Mgmt For For
year: Karen L. Daniel
1C. Election of Director for a term of one Mgmt For For
year: Sandra L. Fenwick
1D. Election of Director for a term of one Mgmt For For
year: William H. Frist, MD
1E. Election of Director for a term of one Mgmt For For
year: Jason Gorevic
1F. Election of Director for a term of one Mgmt For For
year: Catherine A. Jacobson
1G. Election of Director for a term of one Mgmt For For
year: Thomas G. McKinley
1H. Election of Director for a term of one Mgmt For For
year: Kenneth H. Paulus
1I. Election of Director for a term of one Mgmt For For
year: David Shedlarz
1J. Election of Director for a term of one Mgmt For For
year: Mark Douglas Smith, MD
1K. Election of Director for a term of one Mgmt For For
year: David B. Snow, Jr.
2. Approve, on an advisory basis, the Mgmt For For
compensation of Teladoc Health's named
executive officers.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as Teladoc Health's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
TESLA, INC. Agenda Number: 935259514
--------------------------------------------------------------------------------------------------------------------------
Security: 88160R101
Meeting Type: Annual
Meeting Date: 22-Sep-2020
Ticker: TSLA
ISIN: US88160R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director to serve for a Mgmt For For
term of three years: Elon Musk
1.2 Election of Class I Director to serve for a Mgmt For For
term of three years: Robyn Denholm
1.3 Election of Class I Director to serve for a Mgmt For For
term of three years: Hiromichi Mizuno
2. Tesla proposal to approve executive Mgmt For For
compensation on a non-binding advisory
basis.
3. Tesla proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Tesla's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
4. Stockholder proposal regarding paid Shr Against For
advertising.
5. Stockholder proposal regarding simple Shr For Against
majority voting provisions in our governing
documents.
6. Stockholder proposal regarding reporting on Shr Against For
employee arbitration.
7. Stockholder proposal regarding additional Shr Against For
reporting on human rights.
--------------------------------------------------------------------------------------------------------------------------
TTEC HOLDINGS, INC. Agenda Number: 935390740
--------------------------------------------------------------------------------------------------------------------------
Security: 89854H102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: TTEC
ISIN: US89854H1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kenneth D. Tuchman Mgmt For For
1B. Election of Director: Steven J. Anenen Mgmt For For
1C. Election of Director: Tracy L. Bahl Mgmt For For
1D. Election of Director: Gregory A. Conley Mgmt For For
1E. Election of Director: Robert N. Frerichs Mgmt For For
1F. Election of Director: Marc L. Holtzman Mgmt For For
1G. Election of Director: Gina L. Loften Mgmt For For
1H. Election of Director: Ekta Singh-Bushell Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as TTEC's
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
TWILIO INC. Agenda Number: 935414716
--------------------------------------------------------------------------------------------------------------------------
Security: 90138F102
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: TWLO
ISIN: US90138F1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeff Lawson Mgmt For For
Byron Deeter Mgmt For For
Jeffrey Epstein Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. Approval of, on a non-binding advisory Mgmt For For
basis, the compensation of the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
TWIST BIOSCIENCE CORPORATION Agenda Number: 935325402
--------------------------------------------------------------------------------------------------------------------------
Security: 90184D100
Meeting Type: Annual
Meeting Date: 03-Feb-2021
Ticker: TWST
ISIN: US90184D1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Emily M. Leproust, Ph.D Mgmt For For
William Banyai, Ph.D. Mgmt For For
Robert Chess Mgmt For For
2. TO ADOPT, ON AN ADVISORY BASIS, A Mgmt For For
RESOLUTION APPROVING THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS
DESCRIBED IN THE PROXY STATEMENT UNDER
"EXECUTIVE COMPENSATION."
3. TO SELECT, ON AN ADVISORY BASIS, THE Mgmt 1 Year For
FREQUENCY OF THE ADVISORY STOCKHOLDER VOTE
ON THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the fiscal year ending September
30, 2021.
--------------------------------------------------------------------------------------------------------------------------
UNITY SOFTWARE INC Agenda Number: 935414639
--------------------------------------------------------------------------------------------------------------------------
Security: 91332U101
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: U
ISIN: US91332U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roelof Botha Mgmt For For
David Helgason Mgmt For For
John Riccitiello Mgmt For For
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Ernst & Young LLP as our independent
registered public accounting firm for the
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
VEEVA SYSTEMS INC. Agenda Number: 935312518
--------------------------------------------------------------------------------------------------------------------------
Security: 922475108
Meeting Type: Special
Meeting Date: 13-Jan-2021
Ticker: VEEV
ISIN: US9224751084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The adoption and approval of the amendments Mgmt For For
to our Restated Certificate of
Incorporation to become a public benefit
corporation.
2. The adoption and approval of the amendments Mgmt For For
to our Restated Certificate of
Incorporation to eliminate the classified
structure of our Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
VEEVA SYSTEMS INC. Agenda Number: 935433677
--------------------------------------------------------------------------------------------------------------------------
Security: 922475108
Meeting Type: Annual
Meeting Date: 23-Jun-2021
Ticker: VEEV
ISIN: US9224751084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2022 annual meeting: Mark Carges
1B. Election of Director to serve until the Mgmt For For
2022 annual meeting: Paul E. Chamberlain
1C. Election of Director to serve until the Mgmt For For
2022 annual meeting: Ronald E.F. Codd
1D. Election of Director to serve until the Mgmt For For
2022 annual meeting: Peter P. Gassner
1E. Election of Director to serve until the Mgmt For For
2022 annual meeting: Mary Lynne Hedley
1F. Election of Director to serve until the Mgmt For For
2022 annual meeting: Gordon Ritter
1G. Election of Director to serve until the Mgmt For For
2022 annual meeting: Paul Sekhri
1H. Election of Director to serve until the Mgmt For For
2022 annual meeting: Matthew J. Wallach
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
January 31, 2022.
3. To hold an advisory (non-binding) vote to Mgmt For For
approve named executive officer
compensation.
4. To hold an advisory (non-binding) vote on Mgmt 1 Year Against
the frequency of future shareholder
advisory votes to approve named executive
officer compensation.
5. To amend and restate our Restated Mgmt For For
Certificate of Incorporation to permit
shareholders to call special meetings as
specified in our amended and restated
bylaws, which would allow shareholders
holding 25% or more of the voting power of
our capital stock for at least one year to
call special meetings.
6. To consider and vote upon a shareholder Shr Against For
proposal, if properly presented, to enable
shareholders holding 15% or more of our
common stock to call special meetings.
--------------------------------------------------------------------------------------------------------------------------
ZILLOW GROUP, INC. Agenda Number: 935411152
--------------------------------------------------------------------------------------------------------------------------
Security: 98954M101
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: ZG
ISIN: US98954M1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Erik Blachford Mgmt For For
Gordon Stephenson Mgmt For For
Claire Cormier Thielke Mgmt For For
2. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as independent registered public
accounting firm for the fiscal year ended
December 31, 2021.
3. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
4. Advisory vote on the frequency of future Mgmt 1 Year Against
advisory votes on the compensation of our
named executive officers.
ENTREPRENEUR SMALL CAP FUND
--------------------------------------------------------------------------------------------------------------------------
ADVANCE AUTO PARTS, INC. Agenda Number: 935378718
--------------------------------------------------------------------------------------------------------------------------
Security: 00751Y106
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: AAP
ISIN: US00751Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Carla J. Bailo Mgmt For For
1B. Election of Director: John F. Ferraro Mgmt For For
1C. Election of Director: Thomas R. Greco Mgmt For For
1D. Election of Director: Jeffrey J. Jones II Mgmt For For
1E. Election of Director: Eugene I. Lee, Jr. Mgmt For For
1F. Election of Director: Sharon L. McCollam Mgmt For For
1G. Election of Director: Douglas A. Pertz Mgmt For For
1H. Election of Director: Nigel Travis Mgmt For For
1I. Election of Director: Arthur L. Valdez Jr. Mgmt For For
2. Approve, by advisory vote, the compensation Mgmt For For
of our named executive officers.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP (Deloitte) as our independent
registered public accounting firm for 2021.
4. Advisory vote on the stockholder proposal, Shr Against For
if presented at the Annual Meeting,
regarding amending our proxy access rights
to remove the shareholder aggregation
limit.
--------------------------------------------------------------------------------------------------------------------------
AMERESCO INC. (AMRC) Agenda Number: 935416710
--------------------------------------------------------------------------------------------------------------------------
Security: 02361E108
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: AMRC
ISIN: US02361E1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David J. Corrsin Mgmt For For
George P. Sakellaris Mgmt For For
Joseph W. Sutton Mgmt For For
2.. To ratify the appointment of RSM US LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
APPFOLIO, INC. Agenda Number: 935369606
--------------------------------------------------------------------------------------------------------------------------
Security: 03783C100
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: APPF
ISIN: US03783C1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy Bliss Mgmt For For
Jason Randall Mgmt For For
Winifred Webb Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. Approval, on a non-binding, advisory basis, Mgmt For For
of the compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
AQUABOUNTY TECHNOLOGIES, INC. Agenda Number: 935421711
--------------------------------------------------------------------------------------------------------------------------
Security: 03842K200
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: AQB
ISIN: US03842K2006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard J. Clothier Mgmt For For
Ricardo J. Alvarez Mgmt For For
Theodore J. Fisher Mgmt For For
Gail Sharps Meyers Mgmt For For
Alana D. Kirk Mgmt For For
Christine St.Clare Mgmt For For
Rick Sterling Mgmt For For
James C. Turk, Jr. Mgmt For For
Sylvia Wulf Mgmt For For
2. To ratify the appointment of Wolf & Mgmt For For
Company, P.C. as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ARCTURUS THERAPEUTICS HOLDINGS INC. Agenda Number: 935285139
--------------------------------------------------------------------------------------------------------------------------
Security: 03969T109
Meeting Type: Special
Meeting Date: 10-Nov-2020
Ticker: ARCT
ISIN: US03969T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve an amendment to the Company's Mgmt For For
Certificate of Incorporation to increase
the number of shares of common stock we are
authorized to issue from 30,000,000 shares
to 60,000,000 shares.
2. To approve the adjournment of the Special Mgmt For For
Meeting to a later date or dates, if
necessary or appropriate, to solicit
additional proxies if there are
insufficient votes to adopt Proposal 1.
--------------------------------------------------------------------------------------------------------------------------
ARROWHEAD PHARMACEUTICALS, INC. Agenda Number: 935332255
--------------------------------------------------------------------------------------------------------------------------
Security: 04280A100
Meeting Type: Annual
Meeting Date: 18-Mar-2021
Ticker: ARWR
ISIN: US04280A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christopher Anzalone Mgmt For For
Marianne De Backer Mgmt For For
Mauro Ferrari Mgmt For For
Douglass Given Mgmt For For
Oye Olukotun Mgmt For For
Michael S. Perry Mgmt For For
William Waddill Mgmt For For
2. To approve, in an advisory (non-binding) Mgmt For For
vote, the compensation paid to the
Company's named executive officers, as
disclosed pursuant to Item 402 of
Regulation S-K, including the compensation
tables and narrative discussion.
3. To approve the Arrowhead Pharmaceuticals, Mgmt For For
Inc. 2021 Incentive Plan.
4. To ratify the selection of Rose, Snyder & Mgmt For For
Jacobs LLP as independent auditors of the
Company for the fiscal year ending
September 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
BEIGENE LTD Agenda Number: 935434643
--------------------------------------------------------------------------------------------------------------------------
Security: 07725L102
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: BGNE
ISIN: US07725L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 THAT Donald W. Glazer be and is hereby Mgmt For For
re-elected to serve as a Class II director
of the Company until the 2024 annual
general meeting of the shareholders of the
Company and until his successor is duly
elected and qualified, subject to his
earlier resignation or removal.
O2 THAT Michael Goller be and is hereby Mgmt For For
re-elected to serve as a Class II director
of the Company until the 2024 annual
general meeting of the shareholders of the
Company and until his successor is duly
elected and qualified, subject to his
earlier resignation or removal.
O3 THAT Thomas Malley be and is hereby Mgmt For For
re-elected to serve as a Class II director
of the Company until the 2024 annual
general meeting of the shareholders of the
Company and until his successor is duly
elected and qualified, subject to his
earlier resignation or removal.
O4 THAT Corazon (Corsee) D. Sanders be and is Mgmt For For
hereby re-elected to serve as a Class II
director until the 2024 annual general
meeting of the shareholders of the Company
and until her successor is duly elected and
qualified, subject to her earlier
resignation or removal.
O5 THAT the appointment of Ernst & Young Hua Mgmt For For
Ming LLP and Ernst & Young as the Company's
independent registered public accounting
firms for the fiscal year ending December
31, 2021 be and is hereby approved,
ratified and confirmed.
O6 THAT the granting of a share issue mandate Mgmt For For
to the Board of Directors to issue, allot
or deal with unissued ordinary shares
and/or American Depositary Shares not
exceeding 20% of the total number of issued
ordinary shares of the Company as of the
date of passing of this ordinary resolution
up to the next annual general meeting of
the shareholders of the Company be and is
hereby approved.
O7 THAT the Company and its underwriters be Mgmt For For
and are hereby authorized, in their sole
discretion, to allocate to each of Baker
Bros. Advisors LP and Hillhouse Capital
Management, Ltd. and parties affiliated
with each of them (the "Existing
Shareholders"), up to a maximum amount of
shares in order to maintain the same
shareholding percentage of each of the
Existing Shareholders (based on the
then-outstanding share capital of the
Company) before and after the allocation of
the corresponding securities.
O8 THAT the Company and its underwriters be Mgmt For For
and are hereby authorized, in their sole
discretion, to allocate to each of the
Existing Shareholders, up to a maximum
amount of shares in order to maintain the
same shareholding percentage of each of the
Existing Shareholders (based on the
then-outstanding share capital of the
Company) before and after the proposed
issue of shares (the "RMB Shares") to be
listed on the Science and Technology
Innovation Board (the "STAR Market") of the
Shanghai Stock Exchange.
O9 THAT the Company and its underwriters be Mgmt For For
and are hereby authorized, in their sole
discretion, to allocate to Amgen Inc.
("Amgen"), up to a maximum amount of shares
in order to maintain the same shareholding
percentage of Amgen (based on the then-
outstanding share capital of the Company)
before and after the allocation of the
corresponding securities issued pursuant to
an offering conducted pursuant to the
general mandate set forth in Resolution 6
for a period of five years, which period
will be subject to an extension on a
rolling basis each year.
O10 THAT the Company and its underwriters be Mgmt For For
and are hereby authorized, in their sole
discretion, to allocate to Amgen, up to a
maximum amount of shares in order to
maintain the same shareholding percentage
of Amgen (based on the then-outstanding
share capital of the Company) before and
after the proposed issue of shares to be
listed on the STAR Market and to be traded
in RMB pursuant to the general mandate set
forth in Resolution 6.
O11 THAT the grant of an option to acquire Mgmt For For
shares to Amgen to allow Amgen to subscribe
for additional shares under a specific
mandate in an amount necessary to enable it
to increase (and subsequently maintain) its
ownership at approximately 20.6% of the
Company's outstanding share capital, up to
an aggregate of 75,000,000 ordinary shares
during the option term, pursuant to the
terms of the Restated Amendment No. 2 dated
September 24, 2020 to the Share Purchase
Agreement dated October 31, 2019, as
amended.
O12 THAT the grant of the restricted share Mgmt For For
units ("RSUs") with a grant date fair value
of US$3,750,000 to Mr. John V. Oyler under
the Second Amended and Restated 2016 Share
Option and Incentive Plan (as amended, the
"2016 Plan"), according to the terms and
conditions described in the Proxy
Statement, be and is hereby approved.
O13 THAT the grant of RSUs with a grant date Mgmt For For
fair value of US$1,000,000 to Dr. Xiaodong
Wang under the 2016 Plan, according to the
terms and conditions described in the Proxy
Statement, be and is hereby approved.
O14 THAT the grant of the RSUs with a grant Mgmt For For
date fair value of US$200,000 to each of
other non-executive and independent non-
executive directors, Mr. Anthony C. Hooper,
Mr. Timothy Chen, Mr. Donald W. Glazer, Mr.
Michael Goller, Mr. Ranjeev Krishana, Mr.
Thomas Malley, Dr. Corazon (Corsee) D.
Sanders, Mr. Jing- Shyh (Sam) Su and Mr.
Qingqing Yi, under the 2016 Plan, according
to the terms and conditions described in
the Proxy Statement, be and is hereby
approved.
O15 THAT, on a non-binding, advisory basis, the Mgmt For For
compensation of the Company's named
executive officers, as disclosed in the
Proxy Statement, be and is hereby approved.
S16 THAT the adoption of the Sixth Amended and Mgmt For For
Restated Memorandum and Articles of
Association of the Company, be and is
hereby approved, conditioned on and subject
to the listing of RMB Shares on the STAR
Market.
O17 THAT the adjournment of the Annual Meeting Mgmt For For
by the chairman, if necessary, to solicit
additional proxies if there are
insufficient votes at the time of the
Annual General Meeting to approve any of
the proposals described above, and on the
reverse side, be and is hereby approved.
--------------------------------------------------------------------------------------------------------------------------
BERKELEY LIGHTS INC. Agenda Number: 935366977
--------------------------------------------------------------------------------------------------------------------------
Security: 084310101
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: BLI
ISIN: US0843101017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gregory Lucier Mgmt For For
Elizabeth Nelson Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for our fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
BILL.COM HOLDINGS, INC. Agenda Number: 935284872
--------------------------------------------------------------------------------------------------------------------------
Security: 090043100
Meeting Type: Annual
Meeting Date: 03-Dec-2020
Ticker: BILL
ISIN: US0900431000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rene Lacerte Mgmt For For
Peter Kight Mgmt For For
Colleen Taylor Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for our fiscal year
ending June 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
BOX INC Agenda Number: 935228658
--------------------------------------------------------------------------------------------------------------------------
Security: 10316T104
Meeting Type: Annual
Meeting Date: 15-Jul-2020
Ticker: BOX
ISIN: US10316T1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sue Barsamian Mgmt For For
Carl Bass Mgmt For For
Jack Lazar Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for our fiscal year
ending January 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CARGURUS, INC. Agenda Number: 935402672
--------------------------------------------------------------------------------------------------------------------------
Security: 141788109
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: CARG
ISIN: US1417881091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lori Hickok Mgmt For For
Greg Schwartz Mgmt For For
Jason Trevisan Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for its fiscal year
ending December 31, 2021.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
CASTLE BIOSCIENCES INC. Agenda Number: 935410504
--------------------------------------------------------------------------------------------------------------------------
Security: 14843C105
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: CSTL
ISIN: US14843C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mara G. Aspinall Mgmt For For
Daniel M. Bradbury Mgmt For For
2. To ratify the selection of KPMG LLP by the Mgmt For For
Audit Committee of the Board of Directors
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CATALYST PHARMACEUTICALS, INC. Agenda Number: 935250718
--------------------------------------------------------------------------------------------------------------------------
Security: 14888U101
Meeting Type: Annual
Meeting Date: 20-Aug-2020
Ticker: CPRX
ISIN: US14888U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Patrick J. McEnany Mgmt No vote
1.2 Election of Director: Philip H. Coelho Mgmt No vote
1.3 Election of Director: Charles B. O'Keeffe Mgmt No vote
1.4 Election of Director: David S. Tierney, Mgmt No vote
M.D.
1.5 Election of Director: Donald A. Denkhaus Mgmt No vote
1.6 Election of Director: Richard J. Daly Mgmt No vote
2. To approve an Amendment to our Certificate Mgmt No vote
of Incorporation increasing the number of
authorized shares of our common stock from
150,000,000 to 200,000,000.
3. To approve an amendment to our 2018 Stock Mgmt No vote
Incentive Plan to increase the shares
available for issuance by 2.5 million.
4. To ratify the extension of the Company's Mgmt No vote
Stockholder's Rights Plan until September
20, 2022 that was previously approved by
our board of directors.
5. To approve, on an advisory basis, the 2019 Mgmt No vote
compensation of our named executive
officers.
6. To ratify the selection of Grant Thornton Mgmt No vote
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
7. To transact such other business as may Mgmt No vote
properly come before the meeting.
--------------------------------------------------------------------------------------------------------------------------
CELLECTIS S.A. Agenda Number: 935444404
--------------------------------------------------------------------------------------------------------------------------
Security: 15117K103
Meeting Type: Annual
Meeting Date: 01-Jun-2021
Ticker: CLLS
ISIN: US15117K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 Resolution 1: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
O2 Resolution 2: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
O3 Resolution 3: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
O4 Resolution 4: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
O5 Resolution 5: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
O6 Resolution 6: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
O7 Resolution 7: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
O8 Resolution 8: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
O9 Resolution 9: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E10 Resolution 10: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E11 Resolution 11: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E12 Resolution 12: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E13 Resolution 13: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E14 Resolution 14: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E15 Resolution 15: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E16 Resolution 16: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E17 Resolution 17: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E18 Resolution 18: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E19 Resolution 19: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E20 Resolution 20: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E21 Resolution 21: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E22 Resolution 22: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E23 Resolution 23: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E24 Resolution 24: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E25 Resolution 25: Please see attached copy of Mgmt For Against
the Company's Notice of Meeting for
details.
--------------------------------------------------------------------------------------------------------------------------
CLEAN HARBORS, INC. Agenda Number: 935404703
--------------------------------------------------------------------------------------------------------------------------
Security: 184496107
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: CLH
ISIN: US1844961078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alan S. McKim Mgmt No vote
John T. Preston Mgmt No vote
2. To approve an advisory vote on the Mgmt No vote
Company's executive compensation.
3. To approve the Company's Amended and Mgmt No vote
Restated Management Incentive Plan.
4. To ratify the selection by the Audit Mgmt No vote
Committee of the Company's Board of
Directors of Deloitte & Touche LLP as the
Company's independent registered public
accounting firm for the current fiscal
year.
5. To ratify, on an advisory basis, an Mgmt No vote
exclusive forum amendment to the Company's
By-Laws.
--------------------------------------------------------------------------------------------------------------------------
CORCEPT THERAPEUTICS INCORPORATED Agenda Number: 935417421
--------------------------------------------------------------------------------------------------------------------------
Security: 218352102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: CORT
ISIN: US2183521028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gregg Alton Mgmt For For
G. Leonard Baker, Jr. Mgmt For For
Joseph K. Belanoff, M.D Mgmt For For
Gillian M. Cannon, Ph.D Mgmt For For
David L. Mahoney Mgmt For For
Kimberly Park Mgmt For For
Daniel N. Swisher, Jr. Mgmt For For
James N. Wilson Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CRISPR THERAPEUTICS AG Agenda Number: 935416936
--------------------------------------------------------------------------------------------------------------------------
Security: H17182108
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: CRSP
ISIN: CH0334081137
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The approval of the annual report, the Mgmt For For
consolidated financial statements and the
statutory financial statements of the
Company for the year ended December 31,
2020.
2. The approval of the appropriation of Mgmt For For
financial results.
3. The discharge of the members of the Board Mgmt For For
of Directors and Executive Committee.
4a. Re-election of Rodger Novak, M.D., as Mgmt For For
member and Chairman.
4b. Re-election of Samarth Kulkarni, Ph.D. as Mgmt For For
the member to the Board of Director.
4c. Re-election of Ali Behbahani, M.D. as the Mgmt For For
member to the Board of Director.
4d. Re-election of Bradley Bolzon, Ph.D. as the Mgmt For For
member to the Board of Director.
4e. Re-election of Simeon J. George, M.D. as Mgmt For For
the member to the Board of Director.
4f. Re-election of John T. Greene as the member Mgmt For For
to the Board of Director.
4g. Re-election of Katherine A. High, M.D. as Mgmt For For
the member to the Board of Director.
4h. Re-election of Douglas A. Treco, Ph.D. as Mgmt For For
the member to the Board of Director.
4i. Election of H Edward Fleming Jr., M.D. as Mgmt For For
the member to the Board of Director.
5a. Re-election of the member of the Mgmt For For
Compensation Committee: Ali Behbahani, M.D.
5b. Re-election of the member of the Mgmt For For
Compensation Committee: Simeon J. George,
M.D.
5c. Re-election of the member of the Mgmt For For
Compensation Committee: John T. Greene
6a. Binding vote on total Mgmt For For
non-performance-related compensation for
members of the Board of Directors from the
2021 Annual General Meeting to the 2022
annual general meeting of shareholders.
6b. Binding vote on equity for members of the Mgmt For For
Board of Directors from the 2021 Annual
General Meeting to the 2022 annual general
meeting of shareholders.
6c. Binding vote on total Mgmt For For
non-performance-related compensation for
members of the Executive Committee from
July 1, 2021 to June 30, 2022.
6d. Binding vote on total variable compensation Mgmt For For
for members of the Executive Committee for
the current year ending December 31, 2021.
6e. Binding vote on equity for members of the Mgmt For For
Executive Committee from the 2021 Annual
General Meeting to the 2022 annual general
meeting of shareholders.
7. The approval of an increase in the Mgmt For For
Conditional Share Capital for Employee
Equity Plans.
8. The approval of increasing the maximum size Mgmt For For
of the Board of Directors.
9. The approval of increasing the maximum Mgmt For For
number of authorized share capital and
extending the date by which the Board of
Directors may increase the share capital.
10. The re-election of the independent voting Mgmt For For
rights representative.
11. The re-election of the auditors. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DRAFTKINGS INC. Agenda Number: 935346951
--------------------------------------------------------------------------------------------------------------------------
Security: 26142R104
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: DKNG
ISIN: US26142R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jason D. Robins Mgmt For For
Harry Evans Sloan Mgmt For For
Matthew Kalish Mgmt For For
Paul Liberman Mgmt For For
Woodrow H. Levin Mgmt For For
Shalom Meckenzie Mgmt For For
Jocelyn Moore Mgmt For For
Ryan R. Moore Mgmt For For
Valerie Mosley Mgmt For For
Steven J. Murray Mgmt For For
Hany M. Nada Mgmt For For
John S. Salter Mgmt For For
Marni M. Walden Mgmt For For
2. To ratify the appointment of BDO USA, LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. To recommend, by non-binding vote, the Mgmt 1 Year For
frequency of executive compensation votes.
4. In their discretion, upon such other Mgmt Against
matters that may properly come before the
meeting or any adjournment or adjournments
thereof.
--------------------------------------------------------------------------------------------------------------------------
EDITAS MEDICINE, INC. Agenda Number: 935400565
--------------------------------------------------------------------------------------------------------------------------
Security: 28106W103
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: EDIT
ISIN: US28106W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Meeta Chatterjee, Ph.D. Mgmt For For
Andrew Hirsch Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation paid to the Company's named
executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ELBIT SYSTEMS LTD. Agenda Number: 935294962
--------------------------------------------------------------------------------------------------------------------------
Security: M3760D101
Meeting Type: Annual
Meeting Date: 02-Dec-2020
Ticker: ESLT
ISIN: IL0010811243
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. RE-ELECTION OF DIRECTOR: Michael Federmann Mgmt No vote
1b. RE-ELECTION OF DIRECTOR: Rina Baum Mgmt No vote
1c. RE-ELECTION OF DIRECTOR: Yoram Ben-Zeev Mgmt No vote
1d. RE-ELECTION OF DIRECTOR: David Federmann Mgmt No vote
1e. RE-ELECTION OF DIRECTOR: Dov Ninveh Mgmt No vote
1f. RE-ELECTION OF DIRECTOR: Ehood (Udi) Nisan Mgmt No vote
1g. RE-ELECTION OF DIRECTOR: Yuli Tamir Mgmt No vote
2. EXTENDING THE INDEMNIFICATION LETTERS OF Mgmt No vote
MR. M. FEDERMANN AND MR. D. FEDERMANN BY AN
ADDITIONAL THREE YEARS.
2A. Solely for the purpose of voting on Mgmt No vote
Proposal 2, please indicate if you are a
Controlling Shareholder of the Company, or
if you have a Personal Interest (as each of
these terms is defined in the Proxy
Statement), in the approval of Proposal 2.
(Please note: if you do not mark either Yes
or No, your shares will NOT be voted). Mark
"for" = yes or "against" = no.
3. RE-APPOINTMENT OF THE COMPANY'S INDEPENDENT Mgmt No vote
AUDITOR, KOST, FORER, GABBAY & KASIERER, A
MEMBER OF ERNST & YOUNG GLOBAL, AS THE
INDEPENDENT AUDITOR OF THE COMPANY FOR THE
FISCAL YEAR 2020 AND UNTIL THE CLOSE OF THE
NEXT ANNUAL GENERAL MEETING OF
SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
ENCORE WIRE CORPORATION Agenda Number: 935364757
--------------------------------------------------------------------------------------------------------------------------
Security: 292562105
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: WIRE
ISIN: US2925621052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gregory J. Fisher Mgmt For For
Daniel L. Jones Mgmt For For
Gina A. Norris Mgmt For For
William R. Thomas Mgmt For For
Scott D. Weaver Mgmt For For
John H. Wilson Mgmt For For
2. BOARD PROPOSAL TO APPROVE,IN A NON-BINDING Mgmt For For
ADVISORY VOTE, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
3. BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT AUDITORS
OF THE COMPANY FOR THE YEAR ENDING DECEMBER
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
EVERCORE INC. Agenda Number: 935424301
--------------------------------------------------------------------------------------------------------------------------
Security: 29977A105
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: EVR
ISIN: US29977A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roger C. Altman Mgmt For For
Richard I. Beattie Mgmt For For
Pamela G. Carlton Mgmt For For
Ellen V. Futter Mgmt For For
Gail B. Harris Mgmt For For
Robert B. Millard Mgmt For For
Willard J. Overlock Jr Mgmt For For
Sir Simon M. Robertson Mgmt For For
Ralph L. Schlosstein Mgmt For For
John S. Weinberg Mgmt For For
William J. Wheeler Mgmt For For
Sarah K. Williamson Mgmt For For
Kendrick R. Wilson III Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
executive compensation of our Named
Executive Officers.
3. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
EXACT SCIENCES CORPORATION Agenda Number: 935434960
--------------------------------------------------------------------------------------------------------------------------
Security: 30063P105
Meeting Type: Annual
Meeting Date: 30-Jun-2021
Ticker: EXAS
ISIN: US30063P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul Clancy Mgmt For For
Pierre Jacquet Mgmt For For
Daniel Levangie Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
EXLSERVICE HOLDINGS, INC. Agenda Number: 935413182
--------------------------------------------------------------------------------------------------------------------------
Security: 302081104
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: EXLS
ISIN: US3020811044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Garen Staglin Mgmt For For
1B. Election of Director: Rohit Kapoor Mgmt For For
1C. Election of Director: Anne Minto Mgmt For For
1D. Election of Director: Som Mittal Mgmt For For
1E. Election of Director: Clyde Ostler Mgmt For For
1F. Election of Director: Vikram Pandit Mgmt For For
1G. Election of Director: Kristy Pipes Mgmt For For
1H. Election of Director: Nitin Sahney Mgmt For For
1I. Election of Director: Jaynie Studenmund Mgmt For For
2. The ratification of the selection of Mgmt For For
Deloitte & Touche LLP as the independent
registered public accounting firm of the
Company for fiscal year 2021.
3. The approval, on a non-binding advisory Mgmt For For
basis, of the compensation of the named
executive officers of the Company.
--------------------------------------------------------------------------------------------------------------------------
EXP WORLD HOLDINGS, INC. Agenda Number: 935375596
--------------------------------------------------------------------------------------------------------------------------
Security: 30212W100
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: EXPI
ISIN: US30212W1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Glenn Sanford Mgmt Against Against
1B. Election of Director: Jason Gesing Mgmt Against Against
1C. Election of Director: Randall Miles Mgmt Against Against
1D. Election of Director: Dan Cahir Mgmt Against Against
1E. Election of Director: Darren Jacklin Mgmt Against Against
1F. Election of Director: Eugene Frederick Mgmt Against Against
1G. Election of Director: Felicia Gentry Mgmt Against Against
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm for 2021.
3. Approve, by a non-binding, advisory vote, Mgmt For For
the 2020 compensation of our named
executive officers.
4. Approve an amendment to our Amended and Mgmt For For
Restated Certificate of Incorporation to
increase the number of authorized shares of
our common stock, $0.00001 par value per
share, from 220,000,000 to 900,000,000.
--------------------------------------------------------------------------------------------------------------------------
FEDEX CORPORATION Agenda Number: 935258346
--------------------------------------------------------------------------------------------------------------------------
Security: 31428X106
Meeting Type: Annual
Meeting Date: 21-Sep-2020
Ticker: FDX
ISIN: US31428X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: MARVIN R. ELLISON Mgmt For For
1B. Election of Director: SUSAN PATRICIA Mgmt For For
GRIFFITH
1C. Election of Director: JOHN C. ("CHRIS") Mgmt For For
INGLIS
1D. Election of Director: KIMBERLY A. JABAL Mgmt For For
1E. Election of Director: SHIRLEY ANN JACKSON Mgmt For For
1F. Election of Director: R. BRAD MARTIN Mgmt For For
1G. Election of Director: JOSHUA COOPER RAMO Mgmt For For
1H. Election of Director: SUSAN C. SCHWAB Mgmt For For
1I. Election of Director: FREDERICK W. SMITH Mgmt For For
1J. Election of Director: DAVID P. STEINER Mgmt For For
1K. Election of Director: RAJESH SUBRAMANIAM Mgmt For For
1L. Election of Director: PAUL S. WALSH Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as FedEx's independent registered public
accounting firm for fiscal year 2021.
4. Stockholder proposal regarding lobbying Shr Against For
activity and expenditure report.
5. Stockholder proposal regarding political Shr Against For
disclosure.
6. Stockholder proposal regarding employee Shr For Against
representation on the Board of Directors.
7. Stockholder proposal regarding shareholder Shr Against For
right to act by written consent.
8. Stockholder proposal regarding integrating Shr Against For
ESG metrics into executive compensation.
--------------------------------------------------------------------------------------------------------------------------
GROWGENERATION CORP. Agenda Number: 935428828
--------------------------------------------------------------------------------------------------------------------------
Security: 39986L109
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: GRWG
ISIN: US39986L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael Salaman Mgmt For For
Darren Lampert Mgmt For For
Stephen Aiello Mgmt For For
Sean Stiefel Mgmt For For
Paul Ciasullo Mgmt For For
2. To approve and ratify the appointment of Mgmt For For
Plante & Moran, PLLC as the Company's
independent registered public accounting
firm to audit the Company's financial
statements as of December 31, 2021 and for
the fiscal years then ending.
--------------------------------------------------------------------------------------------------------------------------
GUARDANT HEALTH, INC. Agenda Number: 935420810
--------------------------------------------------------------------------------------------------------------------------
Security: 40131M109
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: GH
ISIN: US40131M1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director: Helmy Mgmt For For
Eltoukhy, Ph.D.
1B. Election of Class III Director: AmirAli Mgmt For For
Talasaz, Ph.D.
1C. Election of Class III Director: Bahija Mgmt For For
Jallal, Ph.D.
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Guardant Health, Inc.'s
independent registered public accounting
firm for the year ending December 31, 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
HCI GROUP, INC. Agenda Number: 935426432
--------------------------------------------------------------------------------------------------------------------------
Security: 40416E103
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: HCI
ISIN: US40416E1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Karin Coleman Mgmt For For
Eric Hoffman Mgmt For For
Sue Watts Mgmt For For
2. Ratification of the appointment of Dixon Mgmt For For
Hughes Goodman, LLP as independent
registered public accounting firm for
fiscal year 2021.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of the named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
HEALTHSTREAM, INC. Agenda Number: 935381690
--------------------------------------------------------------------------------------------------------------------------
Security: 42222N103
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: HSTM
ISIN: US42222N1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert A. Frist, Jr. Mgmt No vote
Frank E. Gordon Mgmt No vote
2. To ratify the appointment of Ernst & Young Mgmt No vote
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. To approve, on an advisory basis, the Mgmt No vote
compensation of the Company's named
executive officers as disclosed in the
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
HUYA INC Agenda Number: 935354768
--------------------------------------------------------------------------------------------------------------------------
Security: 44852D108
Meeting Type: Annual
Meeting Date: 13-Apr-2021
Ticker: HUYA
ISIN: US44852D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THAT Mr. Tsang Wah Kwong be re-elected and Mgmt For
appointed as a director of the Company,
effective from the closing of this AGM.
--------------------------------------------------------------------------------------------------------------------------
IMPINJ, INC. Agenda Number: 935421230
--------------------------------------------------------------------------------------------------------------------------
Security: 453204109
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: PI
ISIN: US4532041096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Daniel Gibson Mgmt For For
1B. Election of Director: Umesh Padval Mgmt For For
1C. Election of Director: Steve Sanghi Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. To approve a stockholder proposal regarding Shr For
proxy access.
--------------------------------------------------------------------------------------------------------------------------
INSPERITY, INC. Agenda Number: 935418954
--------------------------------------------------------------------------------------------------------------------------
Security: 45778Q107
Meeting Type: Annual
Meeting Date: 24-May-2021
Ticker: NSP
ISIN: US45778Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: Carol R. Mgmt For For
Kaufman
1.2 Election of Class II Director: John L. Mgmt For For
Lumelleau
1.3 Election of Class II Director: Paul J. Mgmt For For
Sarvadi
2. Advisory vote to approve the Company's Mgmt For For
executive compensation ("say on pay").
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
INTELLIA THERAPEUTICS, INC. Agenda Number: 935424705
--------------------------------------------------------------------------------------------------------------------------
Security: 45826J105
Meeting Type: Annual
Meeting Date: 23-Jun-2021
Ticker: NTLA
ISIN: US45826J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Fred Cohen, M.D D.Phil Mgmt For For
J. Francois Formela, MD Mgmt For For
Frank Verwiel, M.D. Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Intellia's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. Approve, on a non-binding advisory basis, Mgmt For For
the compensation of the named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
INTER PARFUMS, INC. Agenda Number: 935262636
--------------------------------------------------------------------------------------------------------------------------
Security: 458334109
Meeting Type: Annual
Meeting Date: 08-Oct-2020
Ticker: IPAR
ISIN: US4583341098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jean Madar Mgmt For For
Philippe Benacin Mgmt For For
Russell Greenberg Mgmt For For
Philippe Santi Mgmt For For
Francois Heilbronn Mgmt For For
Robert Bensoussan Mgmt For For
Patrick Choel Mgmt For For
Michel Dyens Mgmt For For
Veronique Gabai-Pinsky Mgmt For For
Gilbert Harrison Mgmt For For
2. To vote for the advisory resolution to Mgmt For For
approve executive compensation.
--------------------------------------------------------------------------------------------------------------------------
INVITAE CORPORATION Agenda Number: 935268335
--------------------------------------------------------------------------------------------------------------------------
Security: 46185L103
Meeting Type: Special
Meeting Date: 01-Oct-2020
Ticker: NVTA
ISIN: US46185L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To vote on a proposal to adopt the Mgmt No vote
Agreement and Plan of Merger and Plan of
Reorganization, dated as of June 21, 2020,
by and among Invitae Corporation, Apollo
Merger Sub A Inc., Apollo Merger Sub B LLC,
ArcherDX, Inc. and Kyle Lefkoff, solely in
his capacity as holders' representative,
and approve the merger contemplated
thereby.
2. To vote on a proposal to approve, for the Mgmt No vote
purpose of complying with the applicable
provisions of NYSE Listing Rule 312.03, the
issuance of up to an aggregate of
approximately 16.3 million shares of
Invitae common stock in a private placement
and the issuance of warrants to purchase
1.0 million shares of Invitae common stock
in connection with a senior secured term
loan facility.
3. To vote on a proposal to approve the Mgmt No vote
adjournment of the special meeting to a
later date or dates, if necessary or
appropriate, to solicit additional proxies
in the event there are not sufficient votes
at the time of the special meeting to
approve the merger proposal.
--------------------------------------------------------------------------------------------------------------------------
INVITAE CORPORATION Agenda Number: 935412736
--------------------------------------------------------------------------------------------------------------------------
Security: 46185L103
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: NVTA
ISIN: US46185L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Kimber D. Mgmt For For
Lockhart
1B. Election of Class II Director: Chitra Nayak Mgmt For For
2. Approval of, on a non-binding advisory Mgmt For For
basis, the compensation paid by us to our
named executive officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
4. Stockholder proposal concerning proxy Shr Against For
access.
5. Stockholder proposal concerning majority Shr For Against
voting in uncontested director elections.
--------------------------------------------------------------------------------------------------------------------------
IOVANCE BIOTHERAPEUTICS, INC. Agenda Number: 935419324
--------------------------------------------------------------------------------------------------------------------------
Security: 462260100
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: IOVA
ISIN: US4622601007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Iain Dukes, D. Phil Mgmt For For
Maria Fardis, Ph.D, MBA Mgmt For For
Athena Countouriotis MD Mgmt For For
Ryan Maynard Mgmt For For
Merrill A. McPeak Mgmt For For
Wayne P. Rothbaum Mgmt For For
Michael Weiser MD Ph.D Mgmt For For
2. To approve, by non-binding advisory vote, Mgmt For For
the compensation of our named executive
officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
L BRANDS, INC. Agenda Number: 935380434
--------------------------------------------------------------------------------------------------------------------------
Security: 501797104
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: LB
ISIN: US5017971046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patricia S. Bellinger Mgmt For For
1B. Election of Director: Donna A. James Mgmt For For
1C. Election of Director: Francis A. Hondal Mgmt For For
1D. Election of Director: Danielle Lee Mgmt For For
1E. Election of Director: Andrew M. Meslow Mgmt For For
1F. Election of Director: Michael G. Morris Mgmt For For
1G. Election of Director: Sarah E. Nash Mgmt For For
1H. Election of Director: Robert H. Mgmt For For
Schottenstein
1I. Election of Director: Anne Sheehan Mgmt For For
1J. Election of Director: Stephen D. Steinour Mgmt For For
2. Ratification of the appointment of Mgmt For For
independent registered public accountants.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Stockholder proposal regarding stockholder Shr Against For
action by written consent.
--------------------------------------------------------------------------------------------------------------------------
LEMAITRE VASCULAR, INC. Agenda Number: 935242204
--------------------------------------------------------------------------------------------------------------------------
Security: 525558201
Meeting Type: Annual
Meeting Date: 30-Jul-2020
Ticker: LMAT
ISIN: US5255582018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bridget A. Ross Mgmt For For
John A. Roush Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. To ratify Grant Thornton LLP as our Mgmt For For
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
LEMAITRE VASCULAR, INC. Agenda Number: 935416227
--------------------------------------------------------------------------------------------------------------------------
Security: 525558201
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: LMAT
ISIN: US5255582018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lawrence J. Jasinski Mgmt For For
John J. O'Connor Mgmt For For
Joseph P. Pellegrino Jr Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. To ratify Grant Thornton LLP as our Mgmt For For
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
LIVE OAK BANCSHARES INC Agenda Number: 935383012
--------------------------------------------------------------------------------------------------------------------------
Security: 53803X105
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: LOB
ISIN: US53803X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Tonya W. Bradford Mgmt For For
William H. Cameron Mgmt For For
Diane B. Glossman Mgmt For For
Glen F. Hoffsis Mgmt For For
David G. Lucht Mgmt For For
James S. Mahan III Mgmt For For
Miltom E. Petty Mgmt For For
Neil L. Underwood Mgmt For For
William L. Williams III Mgmt For For
2. Amendment of 2015 Omnibus Stock Incentive Mgmt For For
Plan. Proposal to approve an amendment of
the Company's Amended and Restated 2015
Omnibus Stock Incentive Plan to increase
the number of shares of voting common stock
issuable under such plan.
3. Amendment and Restatement of Employee Stock Mgmt For For
Purchase Plan. Proposal to approve an
amendment and restatement of the Company's
Amended and Restated Employee Stock
Purchase Plan.
4. Say-on-Pay Vote. Non-binding, advisory Mgmt For For
proposal to approve compensation paid to
our named executive officers.
5. Ratification of Independent Auditors. Mgmt For For
Proposal to ratify Dixon Hughes Goodman LLP
as the Company's independent auditors for
2021.
--------------------------------------------------------------------------------------------------------------------------
LIVONGO HEALTH, INC. Agenda Number: 935274302
--------------------------------------------------------------------------------------------------------------------------
Security: 539183103
Meeting Type: Special
Meeting Date: 29-Oct-2020
Ticker: LVGO
ISIN: US5391831030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of Livongo Merger Agreement Mgmt No vote
Proposal: To adopt the Agreement and Plan
of Merger, dated as of August 5, 2020, by
and among Teladoc Health, Inc. ("Teladoc"),
Livongo Health, Inc. ("Livongo") and
Tempranillo Merger Sub, Inc., a
wholly-owned subsidiary of Teladoc (such
agreement, the "merger agreement" and such
proposal, the "Livongo merger agreement
proposal").
2. Approval of Livongo Compensation Proposal: Mgmt No vote
To approve, on an advisory (non-binding)
basis, the executive officer compensation
that will or may be paid to Livongo's named
executive officers that is based on or
otherwise relates to the transactions
contemplated by the merger agreement (the
"Livongo compensation proposal").
3. Approval of Livongo Adjournment Proposal: Mgmt No vote
To approve the adjournment of the Livongo
stockholder meeting to solicit additional
proxies if there are not sufficient votes
at the time of the Livongo stockholder
meeting to approve the Livongo merger
agreement proposal or to ensure that any
supplement or amendment to the accompanying
joint proxy statement/prospectus is timely
provided to Livongo stockholders (the
"Livongo adjournment proposal").
--------------------------------------------------------------------------------------------------------------------------
MADRIGAL PHARMACEUTICALS INC. Agenda Number: 935428448
--------------------------------------------------------------------------------------------------------------------------
Security: 558868105
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: MDGL
ISIN: US5588681057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rebecca Taub, M.D. Mgmt For For
Fred B. Craves, Ph.D. Mgmt For For
2. To approve our amended 2015 Stock Plan. Mgmt For For
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
4. Advisory vote on compensation of named Mgmt For For
executive officers.
5. In their discretion, the proxies are Mgmt Against Against
authorized to vote and act upon any other
matters which may properly come before the
meeting or any adjournment or postponement
thereof.
--------------------------------------------------------------------------------------------------------------------------
MATADOR RESOURCES COMPANY Agenda Number: 935411190
--------------------------------------------------------------------------------------------------------------------------
Security: 576485205
Meeting Type: Annual
Meeting Date: 04-Jun-2021
Ticker: MTDR
ISIN: US5764852050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William M. Byerley Mgmt For For
1B. Election of Director: Monika U. Ehrman Mgmt For For
1C. Election of Director: Julia P. Forrester Mgmt For For
Rogers
1D. Election of Director: James M. Howard Mgmt For For
1E. Election of Director: Kenneth L. Stewart Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
MEDICAL PROPERTIES TRUST, INC. Agenda Number: 935430239
--------------------------------------------------------------------------------------------------------------------------
Security: 58463J304
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: MPW
ISIN: US58463J3041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Edward K. Aldag, Jr. Mgmt For For
1B. Election of Director: G. Steven Dawson Mgmt For For
1C. Election of Director: R. Steven Hamner Mgmt For For
1D. Election of Director: Caterina A. Mozingo Mgmt For For
1E. Election of Director: Elizabeth N. Pitman Mgmt For For
1F. Election of Director: C. Reynolds Thompson, Mgmt For For
III
1G. Election of Director: D. Paul Sparks, Jr. Mgmt For For
1H. Election of Director: Michael G. Stewart Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. Non-binding, advisory approval of the Mgmt For For
Company's executive compensation.
--------------------------------------------------------------------------------------------------------------------------
MEDPACE HOLDINGS, INC. Agenda Number: 935363820
--------------------------------------------------------------------------------------------------------------------------
Security: 58506Q109
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: MEDP
ISIN: US58506Q1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Fred B. Davenport, Jr. Mgmt For For
C. P. McCarthy III Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers as disclosed in the proxy
statement for the 2021 Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
MERIT MEDICAL SYSTEMS, INC. Agenda Number: 935423688
--------------------------------------------------------------------------------------------------------------------------
Security: 589889104
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: MMSI
ISIN: US5898891040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for three year term: Mgmt For For
Fred P. Lampropoulos
1B. Election of Director for three year term: Mgmt For For
A. Scott Anderson
1C. Election of Director for three year term: Mgmt For For
Lynne N. Ward
1D. Election of Director for three year term: Mgmt For For
Stephen C. Evans
2. Approval of an amendment to the 2018 Mgmt For For
Long-Term Incentive Plan to increase the
number of shares of Common Stock authorized
for issuance thereunder by 3,000,000
shares.
3. Approval of an amendment to the 1996 Mgmt For For
Employee Stock Purchase Plan to increase
the number of shares of Common Stock
authorized for issuance thereunder by
100,000 shares.
4. Approval of a non-binding, advisory Mgmt For For
resolution approving the compensation of
the Company's named executive officers as
described in the Merit Medical Systems,
Inc. Proxy Statement.
5. Ratification of the Audit Committee's Mgmt For For
appointment of Deloitte & Touche LLP to
serve as the independent registered public
accounting firm of the Company for the year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
MISTRAS GROUP, INC. Agenda Number: 935377538
--------------------------------------------------------------------------------------------------------------------------
Security: 60649T107
Meeting Type: Annual
Meeting Date: 24-May-2021
Ticker: MG
ISIN: US60649T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dennis Bertolotti Mgmt For For
Nicholas DeBenedictis Mgmt For For
James J. Forese Mgmt For For
Richard H. Glanton Mgmt For For
Michelle J. Lohmeier Mgmt For For
Charles P. Pizzi Mgmt For For
Manuel N. Stamatakis Mgmt For For
Sotirios J. Vahaviolos Mgmt For For
2. To ratify the appointment by the Audit Mgmt For For
Committee of the Board of Directors of KPMG
LLP as independent registered public
accounting firm of Mistras Group, Inc. for
the year ending December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of Mistras Group, Inc.'s named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
MONGODB, INC. Agenda Number: 935222632
--------------------------------------------------------------------------------------------------------------------------
Security: 60937P106
Meeting Type: Annual
Meeting Date: 10-Jul-2020
Ticker: MDB
ISIN: US60937P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Archana Agrawal Mgmt For For
Hope Cochran Mgmt For For
Dwight Merriman Mgmt For For
2. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of our named executive
officers.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending January 31,
2021.
--------------------------------------------------------------------------------------------------------------------------
MONGODB, INC. Agenda Number: 935437853
--------------------------------------------------------------------------------------------------------------------------
Security: 60937P106
Meeting Type: Annual
Meeting Date: 29-Jun-2021
Ticker: MDB
ISIN: US60937P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roelof Botha Mgmt For For
Dev Ittycheria Mgmt For For
John McMahon Mgmt For For
2. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of our named executive
officers.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending January 31,
2022.
--------------------------------------------------------------------------------------------------------------------------
MONOLITHIC POWER SYSTEMS, INC. Agenda Number: 935418966
--------------------------------------------------------------------------------------------------------------------------
Security: 609839105
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: MPWR
ISIN: US6098391054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Eugen Elmiger Mgmt For For
Jeff Zhou Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. Approve, on an advisory basis, the 2020 Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL BEVERAGE CORP. Agenda Number: 935270152
--------------------------------------------------------------------------------------------------------------------------
Security: 635017106
Meeting Type: Annual
Meeting Date: 02-Oct-2020
Ticker: FIZZ
ISIN: US6350171061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nick A. Caporella Mgmt For For
2. To approve executive compensation by a Mgmt For For
non-binding advisory vote.
--------------------------------------------------------------------------------------------------------------------------
NEUROCRINE BIOSCIENCES, INC. Agenda Number: 935384115
--------------------------------------------------------------------------------------------------------------------------
Security: 64125C109
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: NBIX
ISIN: US64125C1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William H Rastetter PhD Mgmt For For
George J. Morrow Mgmt For For
Leslie V. Norwalk Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
paid to the Company's named executive
officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
OMNICELL, INC. Agenda Number: 935395776
--------------------------------------------------------------------------------------------------------------------------
Security: 68213N109
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: OMCL
ISIN: US68213N1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Randall A. Lipps Mgmt For For
Vance B. Moore Mgmt For For
Mark W. Parrish Mgmt For For
2. Say on Pay - An advisory vote to approve Mgmt For For
named executive officer compensation.
3. Proposal to approve Omnicell's 2009 Equity Mgmt For For
Incentive Plan, as amended, to among other
items, add an additional 1,100,000 shares
of common stock to the number of shares
authorized for issuance under the plan.
4. Proposal to ratify the selection of Mgmt For For
Deloitte & Touche LLP as the independent
registered public accounting firm of the
Company for the year ending December 31,
2021.
--------------------------------------------------------------------------------------------------------------------------
PACIFIC BIOSCIENCES OF CALIFORNIA, INC. Agenda Number: 935421533
--------------------------------------------------------------------------------------------------------------------------
Security: 69404D108
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: PACB
ISIN: US69404D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: Randy Mgmt For For
Livingston
1.2 Election of Class II Director: Marshall Mgmt For For
Mohr
1.3 Election of Class II Director: Hannah Mgmt For For
Valantine, MD
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
PERSONALIS, INC. Agenda Number: 935366597
--------------------------------------------------------------------------------------------------------------------------
Security: 71535D106
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: PSNL
ISIN: US71535D1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: John West Mgmt For For
1.2 Election of Class II Director: Alan Mgmt For For
Colowick, M.D.
2. Ratification of the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Deloitte & Touche LLP as the Company's
independent registered public accounting
firm for the year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
PINNACLE FINANCIAL PARTNERS, INC. Agenda Number: 935343246
--------------------------------------------------------------------------------------------------------------------------
Security: 72346Q104
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: PNFP
ISIN: US72346Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: Abney S. Boxley, III
1B. Election of Director for a term of one Mgmt For For
year: Gregory L. Burns
1C. Election of Director for a term of one Mgmt For For
year: Thomas C. Farnsworth, III
1D. Election of Director for a term of one Mgmt For For
year: David B. Ingram
1E. Election of Director for a term of one Mgmt For For
year: Decosta E. Jenkins
1F. Election of Director for a term of one Mgmt For For
year: G. Kennedy Thompson
1G. Election of Director for a term of one Mgmt For For
year: Charles E. Brock
1H. Election of Director for a term of one Mgmt For For
year: Richard D. Callicutt, II
1I. Election of Director for a term of one Mgmt For For
year: Joseph C. Galante
1J. Election of Director for a term of one Mgmt For For
year: Robert A. McCabe, Jr.
1K. Election of Director for a term of one Mgmt For For
year: Reese L. Smith, III
1L. Election of Director for a term of one Mgmt For For
year: M. Terry Turner
1M. Election of Director for a term of one Mgmt For For
year: Renda J. Burkhart
1N. Election of Director for a term of one Mgmt For For
year: Marty G. Dickens
1O. Election of Director for a term of one Mgmt For For
year: Glenda Baskin Glover
1P. Election of Director for a term of one Mgmt For For
year: Ronald L. Samuels
2. To ratify the appointment of Crowe LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the Company's
named executive officers as disclosed in
the proxy statement for the annual meeting
of shareholders.
4. To approve the amendment and restatement of Mgmt For For
the Pinnacle Financial Partners, Inc. 2018
Omnibus Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
PREFERRED BANK Agenda Number: 935396247
--------------------------------------------------------------------------------------------------------------------------
Security: 740367404
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: PFBC
ISIN: US7403674044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William C. Y. Cheng Mgmt For For
Chih-Wei Wu Mgmt For For
Shirley Wang Mgmt For For
Wayne Wu Mgmt For For
2. Advisory Compensation Vote ("Say on Pay") Mgmt For For
3. Frequency of Advisory Vote Mgmt 1 Year Against
4. Authorization of Share Repurchase Authority Mgmt For For
5. Ratification of Independent Registered Mgmt For For
Public Accountants
--------------------------------------------------------------------------------------------------------------------------
SEI INVESTMENTS COMPANY Agenda Number: 935428246
--------------------------------------------------------------------------------------------------------------------------
Security: 784117103
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: SEIC
ISIN: US7841171033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Carl A. Guarino Mgmt For For
1B. Election of Director: Carmen V. Romeo Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of named executive officers.
3. To ratify the appointment of KPMG LLP as Mgmt For For
independent registered public accountants
for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
SKECHERS U.S.A., INC. Agenda Number: 935378225
--------------------------------------------------------------------------------------------------------------------------
Security: 830566105
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: SKX
ISIN: US8305661055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert Greenberg Mgmt For For
Morton Erlich Mgmt For For
Thomas Walsh Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
STIFEL FINANCIAL CORP. Agenda Number: 935388036
--------------------------------------------------------------------------------------------------------------------------
Security: 860630102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: SF
ISIN: US8606301021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Adam Berlew Mgmt For For
Kathleen Brown Mgmt For For
Michael W. Brown Mgmt For For
Robert E. Grady Mgmt For For
Ronald J. Kruszewski Mgmt For For
Daniel J. Ludeman Mgmt For For
Maura A. Markus Mgmt For For
David A. Peacock Mgmt For For
Thomas W. Weisel Mgmt For For
Michael J. Zimmerman Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers (say on pay).
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
SUPER MICRO COMPUTER INC. Agenda Number: 935418067
--------------------------------------------------------------------------------------------------------------------------
Security: 86800U104
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: SMCI
ISIN: US86800U1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director to hold Mgmt For For
office until 2023 annual meeting: Sara Liu
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the named
executive officers as disclosed in the
proxy statement.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for its
fiscal year ending June 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
TELADOC HEALTH, INC. Agenda Number: 935274794
--------------------------------------------------------------------------------------------------------------------------
Security: 87918A105
Meeting Type: Special
Meeting Date: 29-Oct-2020
Ticker: TDOC
ISIN: US87918A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of Share Issuance. To approve the Mgmt For For
issuance of shares of Teladoc Health, Inc.
("Teladoc") common stock to the
shareholders of Livongo Health, Inc.
("Livongo") pursuant to the Agreement and
Plan of Merger, dated as of August 5, 2020,
by and among Teladoc, Livongo, and
Tempranillo Merger Sub, Inc., a
wholly-owned subsidiary of Teladoc (the
"Teladoc share issuance proposal").
2. Adoption of Charter Amendment. To adopt an Mgmt For For
amendment to the certificate of
incorporation of Teladoc (the "Teladoc
charter amendment proposal")
3. Adjournment of Teladoc Shareholder Meeting. Mgmt For For
To approve the adjournment of the Teladoc
shareholder meeting to solicit additional
proxies if there are not sufficient votes
at the time of the Teladoc shareholder
meeting to approve the Teladoc share
issuance proposal and the Teladoc charter
amendment proposal or to ensure that any
supplement or amendment to the accompanying
joint proxy statement/prospectus is timely
provided to Teladoc shareholders.
--------------------------------------------------------------------------------------------------------------------------
TELADOC HEALTH, INC. Agenda Number: 935377437
--------------------------------------------------------------------------------------------------------------------------
Security: 87918A105
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: TDOC
ISIN: US87918A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: Christopher Bischoff
1B. Election of Director for a term of one Mgmt For For
year: Karen L. Daniel
1C. Election of Director for a term of one Mgmt For For
year: Sandra L. Fenwick
1D. Election of Director for a term of one Mgmt For For
year: William H. Frist, MD
1E. Election of Director for a term of one Mgmt For For
year: Jason Gorevic
1F. Election of Director for a term of one Mgmt For For
year: Catherine A. Jacobson
1G. Election of Director for a term of one Mgmt For For
year: Thomas G. McKinley
1H. Election of Director for a term of one Mgmt For For
year: Kenneth H. Paulus
1I. Election of Director for a term of one Mgmt For For
year: David Shedlarz
1J. Election of Director for a term of one Mgmt For For
year: Mark Douglas Smith, MD
1K. Election of Director for a term of one Mgmt For For
year: David B. Snow, Jr.
2. Approve, on an advisory basis, the Mgmt For For
compensation of Teladoc Health's named
executive officers.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as Teladoc Health's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
TESLA, INC. Agenda Number: 935259514
--------------------------------------------------------------------------------------------------------------------------
Security: 88160R101
Meeting Type: Annual
Meeting Date: 22-Sep-2020
Ticker: TSLA
ISIN: US88160R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director to serve for a Mgmt For For
term of three years: Elon Musk
1.2 Election of Class I Director to serve for a Mgmt For For
term of three years: Robyn Denholm
1.3 Election of Class I Director to serve for a Mgmt For For
term of three years: Hiromichi Mizuno
2. Tesla proposal to approve executive Mgmt For For
compensation on a non-binding advisory
basis.
3. Tesla proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Tesla's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
4. Stockholder proposal regarding paid Shr Against For
advertising.
5. Stockholder proposal regarding simple Shr For Against
majority voting provisions in our governing
documents.
6. Stockholder proposal regarding reporting on Shr Against For
employee arbitration.
7. Stockholder proposal regarding additional Shr Against For
reporting on human rights.
--------------------------------------------------------------------------------------------------------------------------
THE ENSIGN GROUP, INC. Agenda Number: 935388175
--------------------------------------------------------------------------------------------------------------------------
Security: 29358P101
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: ENSG
ISIN: US29358P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Christopher R. Mgmt For For
Christensen
1B. Election of Director: Daren J. Shaw Mgmt For For
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as independent registered public
accounting firm for 2021.
3. Approval, on an advisory basis, of our Mgmt For For
named executive officers' compensation.
--------------------------------------------------------------------------------------------------------------------------
THE TRADE DESK, INC. Agenda Number: 935289745
--------------------------------------------------------------------------------------------------------------------------
Security: 88339J105
Meeting Type: Special
Meeting Date: 22-Dec-2020
Ticker: TTD
ISIN: US88339J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The amendment of our certificate of Mgmt For For
incorporation to change the events upon
which all of our shares of Class B common
stock will automatically convert into Class
A common stock.
2. The amendment of our certificate of Mgmt For For
incorporation to permit stockholders to act
by written consent beginning on the first
date on which the outstanding shares of
Class B common stock represent less than
50% of the Company's outstanding voting
power.
3. The amendment of our certificate of Mgmt For For
incorporation to permit stockholders owning
at least 20% of our outstanding shares of
common stock continuously for one year to
request special stockholder meetings.
4. The amendment of our certificate of Mgmt For For
incorporation to provide that the holders
of our Class A common stock, voting as a
single class, will be entitled to elect one
director if the total number of directors
is eight or fewer or two directors if the
total number of directors is nine or
greater.
5. The adoption of the Amended and Restated Mgmt For For
Bylaws of the Company.
6. The approval of one or more adjournments of Mgmt For For
the Special Meeting, if necessary, to
solicit additional proxies if there are
insufficient votes at the time of the
Special Meeting to approve any of the
proposals to be considered at the meeting.
--------------------------------------------------------------------------------------------------------------------------
TITAN MACHINERY INC. Agenda Number: 935412774
--------------------------------------------------------------------------------------------------------------------------
Security: 88830R101
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: TITN
ISIN: US88830R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stan Erickson Mgmt For For
Jody Horner Mgmt For For
Richard Mack Mgmt For For
2. To approve, by non-binding vote, the Mgmt For For
compensation of our named executive
officers.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our Independent Registered
Public Accounting Firm for the fiscal year
ending January 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
TRUPANION, INC. Agenda Number: 935418601
--------------------------------------------------------------------------------------------------------------------------
Security: 898202106
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: TRUP
ISIN: US8982021060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jacqueline Davidson Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as Trupanion, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. To approve, by non-binding advisory vote, Mgmt For For
the compensation of our named executive
officers for the year ended December 31,
2020.
--------------------------------------------------------------------------------------------------------------------------
TTEC HOLDINGS, INC. Agenda Number: 935390740
--------------------------------------------------------------------------------------------------------------------------
Security: 89854H102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: TTEC
ISIN: US89854H1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kenneth D. Tuchman Mgmt For For
1B. Election of Director: Steven J. Anenen Mgmt For For
1C. Election of Director: Tracy L. Bahl Mgmt For For
1D. Election of Director: Gregory A. Conley Mgmt For For
1E. Election of Director: Robert N. Frerichs Mgmt For For
1F. Election of Director: Marc L. Holtzman Mgmt For For
1G. Election of Director: Gina L. Loften Mgmt For For
1H. Election of Director: Ekta Singh-Bushell Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as TTEC's
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
TWIST BIOSCIENCE CORPORATION Agenda Number: 935325402
--------------------------------------------------------------------------------------------------------------------------
Security: 90184D100
Meeting Type: Annual
Meeting Date: 03-Feb-2021
Ticker: TWST
ISIN: US90184D1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Emily M. Leproust, Ph.D Mgmt For For
William Banyai, Ph.D. Mgmt For For
Robert Chess Mgmt For For
2. TO ADOPT, ON AN ADVISORY BASIS, A Mgmt For For
RESOLUTION APPROVING THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS
DESCRIBED IN THE PROXY STATEMENT UNDER
"EXECUTIVE COMPENSATION."
3. TO SELECT, ON AN ADVISORY BASIS, THE Mgmt 1 Year For
FREQUENCY OF THE ADVISORY STOCKHOLDER VOTE
ON THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the fiscal year ending September
30, 2021.
--------------------------------------------------------------------------------------------------------------------------
ULTRAGENYX PHARMACEUTICAL INC. Agenda Number: 935428272
--------------------------------------------------------------------------------------------------------------------------
Security: 90400D108
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: RARE
ISIN: US90400D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Deborah Dunsire, M.D. Mgmt For For
1B. Election of Director: Michael Narachi Mgmt For For
2. Ratification of the selection of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. Advisory (non-binding) vote to approve the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
VERACYTE, INC. Agenda Number: 935410085
--------------------------------------------------------------------------------------------------------------------------
Security: 92337F107
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: VCYT
ISIN: US92337F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Muna Bhanji Mgmt For For
John L. Bishop Mgmt For For
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for 2021.
3. The approval, on a non-binding advisory Mgmt For For
basis, of the compensation of our named
executive officers, as disclosed in our
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
VICOR CORPORATION Agenda Number: 935432005
--------------------------------------------------------------------------------------------------------------------------
Security: 925815102
Meeting Type: Annual
Meeting Date: 25-Jun-2021
Ticker: VICR
ISIN: US9258151029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Samuel J. Anderson Mgmt Withheld Against
M. Michael Ansour Mgmt Withheld Against
Jason L. Carlson Mgmt Withheld Against
Philip D. Davies Mgmt Withheld Against
Andrew T. D'Amico Mgmt Withheld Against
Estia J. Eichten Mgmt Withheld Against
Michael S. McNamara Mgmt Withheld Against
Claudio Tuozzolo Mgmt Withheld Against
Patrizio Vinciarelli Mgmt Withheld Against
--------------------------------------------------------------------------------------------------------------------------
WORLD WRESTLING ENTERTAINMENT, INC. Agenda Number: 935139623
--------------------------------------------------------------------------------------------------------------------------
Security: 98156Q108
Meeting Type: Annual
Meeting Date: 16-Jul-2020
Ticker: WWE
ISIN: US98156Q1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Vincent K. McMahon Mgmt For For
Stephanie M. Levesque Mgmt For For
Paul Levesque Mgmt For For
Stuart U. Goldfarb Mgmt For For
Laureen Ong Mgmt For For
Robyn W. Peterson Mgmt For For
Frank A. Riddick, III Mgmt For For
Man Jit Singh Mgmt For For
Jeffrey R. Speed Mgmt For For
Alan M. Wexler Mgmt For For
2. Ratification of Deloitte & Touche LLP as Mgmt For For
our Independent Registered Public
Accounting Firm.
3. Advisory vote to approve Executive Mgmt For For
Compensation.
--------------------------------------------------------------------------------------------------------------------------
WORLD WRESTLING ENTERTAINMENT, INC. Agenda Number: 935395803
--------------------------------------------------------------------------------------------------------------------------
Security: 98156Q108
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: WWE
ISIN: US98156Q1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Vincent K. McMahon Mgmt For For
Nick Khan Mgmt For For
Stephanie M. Levesque Mgmt For For
Paul Levesque Mgmt For For
Steve Koonin Mgmt For For
Erika Nardini Mgmt For For
Laureen Ong Mgmt For For
Steve Pamon Mgmt For For
Frank A. Riddick, III Mgmt For For
Connor Schell Mgmt For For
Man Jit Singh Mgmt For For
Jeffrey R. Speed Mgmt For For
Alan M. Wexler Mgmt For For
2. Ratification of Deloitte & Touche LLP as Mgmt For For
our Independent Registered Public
Accounting Firm.
3. Advisory vote to approve Executive Mgmt For For
Compensation.
--------------------------------------------------------------------------------------------------------------------------
ZSCALER, INC. Agenda Number: 935301705
--------------------------------------------------------------------------------------------------------------------------
Security: 98980G102
Meeting Type: Annual
Meeting Date: 06-Jan-2021
Ticker: ZS
ISIN: US98980G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jagtar ("Jay") Chaudhry Mgmt For For
Amit Sinha Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2021.
3. To approve on a non-binding, advisory Mgmt For For
basis, the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
ZYNEX, INC Agenda Number: 935381703
--------------------------------------------------------------------------------------------------------------------------
Security: 98986M103
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: ZYXI
ISIN: US98986M1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas Sandgaard Mgmt For For
Barry D. Michaels Mgmt For For
Michael Cress Mgmt For For
Joshua R. Disbrow Mgmt For For
2. To ratify the selection of Plante & Moran, Mgmt For For
PLLC as our independent registered public
accounting firm to audit the consolidated
financial statements of Zynex, Inc. for our
fiscal year ending December 31, 2021.
ENTREPRENEUR US LARGE CAP FUND
--------------------------------------------------------------------------------------------------------------------------
ADVANCE AUTO PARTS, INC. Agenda Number: 935378718
--------------------------------------------------------------------------------------------------------------------------
Security: 00751Y106
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: AAP
ISIN: US00751Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Carla J. Bailo Mgmt For For
1B. Election of Director: John F. Ferraro Mgmt For For
1C. Election of Director: Thomas R. Greco Mgmt For For
1D. Election of Director: Jeffrey J. Jones II Mgmt For For
1E. Election of Director: Eugene I. Lee, Jr. Mgmt For For
1F. Election of Director: Sharon L. McCollam Mgmt For For
1G. Election of Director: Douglas A. Pertz Mgmt For For
1H. Election of Director: Nigel Travis Mgmt For For
1I. Election of Director: Arthur L. Valdez Jr. Mgmt For For
2. Approve, by advisory vote, the compensation Mgmt For For
of our named executive officers.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP (Deloitte) as our independent
registered public accounting firm for 2021.
4. Advisory vote on the stockholder proposal, Shr Against For
if presented at the Annual Meeting,
regarding amending our proxy access rights
to remove the shareholder aggregation
limit.
--------------------------------------------------------------------------------------------------------------------------
ALPHABET INC. Agenda Number: 935406264
--------------------------------------------------------------------------------------------------------------------------
Security: 02079K305
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: GOOGL
ISIN: US02079K3059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Larry Page Mgmt For For
1B. Election of Director: Sergey Brin Mgmt For For
1C. Election of Director: Sundar Pichai Mgmt For For
1D. Election of Director: John L. Hennessy Mgmt For For
1E. Election of Director: Frances H. Arnold Mgmt For For
1F. Election of Director: L. John Doerr Mgmt For For
1G. Election of Director: Roger W. Ferguson Jr. Mgmt For For
1H. Election of Director: Ann Mather Mgmt For For
1I. Election of Director: Alan R. Mulally Mgmt For For
1J. Election of Director: K. Ram Shriram Mgmt For For
1K. Election of Director: Robin L. Washington Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. Approval of Alphabet's 2021 Stock Plan. Mgmt For For
4. A stockholder proposal regarding equal Shr For Against
shareholder voting, if properly presented
at the meeting.
5. A stockholder proposal regarding the Shr Against For
nomination of human rights and/or civil
rights expert to the board, if properly
presented at the meeting.
6. A stockholder proposal regarding a report Shr Against For
on sustainability metrics, if properly
presented at the meeting.
7. A stockholder proposal regarding a report Shr Against For
on takedown requests, if properly presented
at the meeting.
8. A stockholder proposal regarding a report Shr Against For
on whistleblower policies and practices, if
properly presented at the meeting.
9. A stockholder proposal regarding a report Shr Against For
on charitable contributions, if properly
presented at the meeting.
10. A stockholder proposal regarding a report Shr Against For
on risks related to anticompetitive
practices, if properly presented at the
meeting.
11. A stockholder proposal regarding a Shr Against For
transition to a public benefit corporation,
if properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935397592
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey P. Bezos Mgmt For For
1B. Election of Director: Keith B. Alexander Mgmt For For
1C. Election of Director: Jamie S. Gorelick Mgmt For For
1D. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1E. Election of Director: Judith A. McGrath Mgmt For For
1F. Election of Director: Indra K. Nooyi Mgmt For For
1G. Election of Director: Jonathan J. Mgmt For For
Rubinstein
1H. Election of Director: Thomas O. Ryder Mgmt For For
1I. Election of Director: Patricia Q. Mgmt For For
Stonesifer
1J. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CUSTOMER DUE DILIGENCE.
5. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr Against For
INDEPENDENT BOARD CHAIR POLICY.
6. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON GENDER/RACIAL PAY.
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PROMOTION DATA.
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PACKAGING MATERIALS.
9. SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY Shr Against For
AND EQUITY AUDIT REPORT.
10. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ALTERNATIVE DIRECTOR CANDIDATE POLICY.
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
COMPETITION STRATEGY AND RISK.
12. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ADDITIONAL REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER MEETINGS.
13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON LOBBYING.
14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CUSTOMER USE OF CERTAIN TECHNOLOGIES.
--------------------------------------------------------------------------------------------------------------------------
ARROWHEAD PHARMACEUTICALS, INC. Agenda Number: 935332255
--------------------------------------------------------------------------------------------------------------------------
Security: 04280A100
Meeting Type: Annual
Meeting Date: 18-Mar-2021
Ticker: ARWR
ISIN: US04280A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christopher Anzalone Mgmt For For
Marianne De Backer Mgmt For For
Mauro Ferrari Mgmt For For
Douglass Given Mgmt For For
Oye Olukotun Mgmt For For
Michael S. Perry Mgmt For For
William Waddill Mgmt For For
2. To approve, in an advisory (non-binding) Mgmt For For
vote, the compensation paid to the
Company's named executive officers, as
disclosed pursuant to Item 402 of
Regulation S-K, including the compensation
tables and narrative discussion.
3. To approve the Arrowhead Pharmaceuticals, Mgmt For For
Inc. 2021 Incentive Plan.
4. To ratify the selection of Rose, Snyder & Mgmt For For
Jacobs LLP as independent auditors of the
Company for the fiscal year ending
September 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
BEIGENE LTD Agenda Number: 935434643
--------------------------------------------------------------------------------------------------------------------------
Security: 07725L102
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: BGNE
ISIN: US07725L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 THAT Donald W. Glazer be and is hereby Mgmt For For
re-elected to serve as a Class II director
of the Company until the 2024 annual
general meeting of the shareholders of the
Company and until his successor is duly
elected and qualified, subject to his
earlier resignation or removal.
O2 THAT Michael Goller be and is hereby Mgmt For For
re-elected to serve as a Class II director
of the Company until the 2024 annual
general meeting of the shareholders of the
Company and until his successor is duly
elected and qualified, subject to his
earlier resignation or removal.
O3 THAT Thomas Malley be and is hereby Mgmt For For
re-elected to serve as a Class II director
of the Company until the 2024 annual
general meeting of the shareholders of the
Company and until his successor is duly
elected and qualified, subject to his
earlier resignation or removal.
O4 THAT Corazon (Corsee) D. Sanders be and is Mgmt For For
hereby re-elected to serve as a Class II
director until the 2024 annual general
meeting of the shareholders of the Company
and until her successor is duly elected and
qualified, subject to her earlier
resignation or removal.
O5 THAT the appointment of Ernst & Young Hua Mgmt For For
Ming LLP and Ernst & Young as the Company's
independent registered public accounting
firms for the fiscal year ending December
31, 2021 be and is hereby approved,
ratified and confirmed.
O6 THAT the granting of a share issue mandate Mgmt For For
to the Board of Directors to issue, allot
or deal with unissued ordinary shares
and/or American Depositary Shares not
exceeding 20% of the total number of issued
ordinary shares of the Company as of the
date of passing of this ordinary resolution
up to the next annual general meeting of
the shareholders of the Company be and is
hereby approved.
O7 THAT the Company and its underwriters be Mgmt For For
and are hereby authorized, in their sole
discretion, to allocate to each of Baker
Bros. Advisors LP and Hillhouse Capital
Management, Ltd. and parties affiliated
with each of them (the "Existing
Shareholders"), up to a maximum amount of
shares in order to maintain the same
shareholding percentage of each of the
Existing Shareholders (based on the
then-outstanding share capital of the
Company) before and after the allocation of
the corresponding securities.
O8 THAT the Company and its underwriters be Mgmt For For
and are hereby authorized, in their sole
discretion, to allocate to each of the
Existing Shareholders, up to a maximum
amount of shares in order to maintain the
same shareholding percentage of each of the
Existing Shareholders (based on the
then-outstanding share capital of the
Company) before and after the proposed
issue of shares (the "RMB Shares") to be
listed on the Science and Technology
Innovation Board (the "STAR Market") of the
Shanghai Stock Exchange.
O9 THAT the Company and its underwriters be Mgmt For For
and are hereby authorized, in their sole
discretion, to allocate to Amgen Inc.
("Amgen"), up to a maximum amount of shares
in order to maintain the same shareholding
percentage of Amgen (based on the then-
outstanding share capital of the Company)
before and after the allocation of the
corresponding securities issued pursuant to
an offering conducted pursuant to the
general mandate set forth in Resolution 6
for a period of five years, which period
will be subject to an extension on a
rolling basis each year.
O10 THAT the Company and its underwriters be Mgmt For For
and are hereby authorized, in their sole
discretion, to allocate to Amgen, up to a
maximum amount of shares in order to
maintain the same shareholding percentage
of Amgen (based on the then-outstanding
share capital of the Company) before and
after the proposed issue of shares to be
listed on the STAR Market and to be traded
in RMB pursuant to the general mandate set
forth in Resolution 6.
O11 THAT the grant of an option to acquire Mgmt For For
shares to Amgen to allow Amgen to subscribe
for additional shares under a specific
mandate in an amount necessary to enable it
to increase (and subsequently maintain) its
ownership at approximately 20.6% of the
Company's outstanding share capital, up to
an aggregate of 75,000,000 ordinary shares
during the option term, pursuant to the
terms of the Restated Amendment No. 2 dated
September 24, 2020 to the Share Purchase
Agreement dated October 31, 2019, as
amended.
O12 THAT the grant of the restricted share Mgmt For For
units ("RSUs") with a grant date fair value
of US$3,750,000 to Mr. John V. Oyler under
the Second Amended and Restated 2016 Share
Option and Incentive Plan (as amended, the
"2016 Plan"), according to the terms and
conditions described in the Proxy
Statement, be and is hereby approved.
O13 THAT the grant of RSUs with a grant date Mgmt For For
fair value of US$1,000,000 to Dr. Xiaodong
Wang under the 2016 Plan, according to the
terms and conditions described in the Proxy
Statement, be and is hereby approved.
O14 THAT the grant of the RSUs with a grant Mgmt For For
date fair value of US$200,000 to each of
other non-executive and independent non-
executive directors, Mr. Anthony C. Hooper,
Mr. Timothy Chen, Mr. Donald W. Glazer, Mr.
Michael Goller, Mr. Ranjeev Krishana, Mr.
Thomas Malley, Dr. Corazon (Corsee) D.
Sanders, Mr. Jing- Shyh (Sam) Su and Mr.
Qingqing Yi, under the 2016 Plan, according
to the terms and conditions described in
the Proxy Statement, be and is hereby
approved.
O15 THAT, on a non-binding, advisory basis, the Mgmt For For
compensation of the Company's named
executive officers, as disclosed in the
Proxy Statement, be and is hereby approved.
S16 THAT the adoption of the Sixth Amended and Mgmt For For
Restated Memorandum and Articles of
Association of the Company, be and is
hereby approved, conditioned on and subject
to the listing of RMB Shares on the STAR
Market.
O17 THAT the adjournment of the Annual Meeting Mgmt For For
by the chairman, if necessary, to solicit
additional proxies if there are
insufficient votes at the time of the
Annual General Meeting to approve any of
the proposals described above, and on the
reverse side, be and is hereby approved.
--------------------------------------------------------------------------------------------------------------------------
BILL.COM HOLDINGS, INC. Agenda Number: 935284872
--------------------------------------------------------------------------------------------------------------------------
Security: 090043100
Meeting Type: Annual
Meeting Date: 03-Dec-2020
Ticker: BILL
ISIN: US0900431000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rene Lacerte Mgmt For For
Peter Kight Mgmt For For
Colleen Taylor Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for our fiscal year
ending June 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK, INC. Agenda Number: 935394849
--------------------------------------------------------------------------------------------------------------------------
Security: 09247X101
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: BLK
ISIN: US09247X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bader M. Alsaad Mgmt For For
1B. Election of Director: Pamela Daley Mgmt For For
1C. Election of Director: Jessica P. Einhorn Mgmt For For
1D. Election of Director: Laurence D. Fink Mgmt For For
1E. Election of Director: William E. Ford Mgmt For For
1F. Election of Director: Fabrizio Freda Mgmt For For
1G. Election of Director: Murry S. Gerber Mgmt For For
1H. Election of Director: Margaret "Peggy" L. Mgmt For For
Johnson
1I. Election of Director: Robert S. Kapito Mgmt For For
1J. Election of Director: Cheryl D. Mills Mgmt For For
1K. Election of Director: Gordon M. Nixon Mgmt For For
1L. Election of Director: Charles H. Robbins Mgmt For For
1M. Election of Director: Marco Antonio Slim Mgmt For For
Domit
1N. Election of Director: Hans E. Vestberg Mgmt For For
1O. Election of Director: Susan L. Wagner Mgmt For For
1P. Election of Director: Mark Wilson Mgmt For For
2. Approval, in a non-binding advisory vote, Mgmt For For
of the compensation for named executive
officers.
3. Ratification of the appointment of Deloitte Mgmt For For
LLP as BlackRock's independent registered
public accounting firm for the fiscal year
2021.
4A. Approve amendments to BlackRock's Amended Mgmt For For
and Restated Certificate of Incorporation
to: Provide shareholders with the right to
call a special meeting.
4B. Approve amendments to BlackRock's Amended Mgmt For For
and Restated Certificate of Incorporation
to: Eliminate certain supermajority vote
requirements.
4C. Approve amendments to BlackRock's Amended Mgmt For For
and Restated Certificate of Incorporation
to: Eliminate certain provisions that are
no longer applicable and make certain other
technical revisions.
5. Shareholder Proposal - Amend Certificate of Shr Against For
Incorporation to convert to a public
benefit corporation.
--------------------------------------------------------------------------------------------------------------------------
CELLECTIS S.A. Agenda Number: 935444404
--------------------------------------------------------------------------------------------------------------------------
Security: 15117K103
Meeting Type: Annual
Meeting Date: 01-Jun-2021
Ticker: CLLS
ISIN: US15117K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 Resolution 1: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
O2 Resolution 2: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
O3 Resolution 3: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
O4 Resolution 4: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
O5 Resolution 5: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
O6 Resolution 6: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
O7 Resolution 7: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
O8 Resolution 8: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
O9 Resolution 9: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E10 Resolution 10: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E11 Resolution 11: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E12 Resolution 12: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E13 Resolution 13: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E14 Resolution 14: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E15 Resolution 15: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E16 Resolution 16: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E17 Resolution 17: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E18 Resolution 18: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E19 Resolution 19: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E20 Resolution 20: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E21 Resolution 21: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E22 Resolution 22: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E23 Resolution 23: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E24 Resolution 24: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E25 Resolution 25: Please see attached copy of Mgmt For Against
the Company's Notice of Meeting for
details.
--------------------------------------------------------------------------------------------------------------------------
CINTAS CORPORATION Agenda Number: 935270126
--------------------------------------------------------------------------------------------------------------------------
Security: 172908105
Meeting Type: Annual
Meeting Date: 27-Oct-2020
Ticker: CTAS
ISIN: US1729081059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gerald S. Adolph Mgmt For For
1B. Election of Director: John F. Barrett Mgmt For For
1C. Election of Director: Melanie W. Barstad Mgmt For For
1D. Election of Director: Karen L. Carnahan Mgmt For For
1E. Election of Director: Robert E. Coletti Mgmt For For
1F. Election of Director: Scott D. Farmer Mgmt For For
1G. Election of Director: Joseph Scaminace Mgmt For For
1H. Election of Director: Ronald W. Tysoe Mgmt For For
2. To approve, on an advisory basis, named Mgmt For For
executive officer compensation.
3. To ratify Ernst & Young LLP as our Mgmt For For
independent registered public accounting
firm for fiscal year 2021.
4. A shareholder proposal requesting the Shr Against For
Company provide a semiannual report on
political contributions, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
CLOUDFLARE, INC. Agenda Number: 935406062
--------------------------------------------------------------------------------------------------------------------------
Security: 18915M107
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: NET
ISIN: US18915M1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Maria Eitel Mgmt For For
Matthew Prince Mgmt For For
Katrin Suder Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for our fiscal year ending
December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future stockholder advisory
votes on the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
COPART, INC. Agenda Number: 935296512
--------------------------------------------------------------------------------------------------------------------------
Security: 217204106
Meeting Type: Annual
Meeting Date: 04-Dec-2020
Ticker: CPRT
ISIN: US2172041061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Willis J. Johnson Mgmt For For
1.2 Election of Director: A. Jayson Adair Mgmt For For
1.3 Election of Director: Matt Blunt Mgmt For For
1.4 Election of Director: Steven D. Cohan Mgmt For For
1.5 Election of Director: Daniel J. Englander Mgmt For For
1.6 Election of Director: James E. Meeks Mgmt For For
1.7 Election of Director: Thomas N. Tryforos Mgmt For For
1.8 Election of Director: Diane M. Morefield Mgmt For For
1.9 Election of Director: Stephen Fisher Mgmt For For
2. To approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of our named
executive officers (say-on-pay vote).
3. To approve an amendment to our Amended and Mgmt For For
Restated 2007 Equity Incentive Plan to
increase the number of shares reserved
under the plan from 32,000,000 shares to
36,000,000 shares.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
July 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CRISPR THERAPEUTICS AG Agenda Number: 935416936
--------------------------------------------------------------------------------------------------------------------------
Security: H17182108
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: CRSP
ISIN: CH0334081137
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The approval of the annual report, the Mgmt For For
consolidated financial statements and the
statutory financial statements of the
Company for the year ended December 31,
2020.
2. The approval of the appropriation of Mgmt For For
financial results.
3. The discharge of the members of the Board Mgmt For For
of Directors and Executive Committee.
4a. Re-election of Rodger Novak, M.D., as Mgmt For For
member and Chairman.
4b. Re-election of Samarth Kulkarni, Ph.D. as Mgmt For For
the member to the Board of Director.
4c. Re-election of Ali Behbahani, M.D. as the Mgmt For For
member to the Board of Director.
4d. Re-election of Bradley Bolzon, Ph.D. as the Mgmt For For
member to the Board of Director.
4e. Re-election of Simeon J. George, M.D. as Mgmt For For
the member to the Board of Director.
4f. Re-election of John T. Greene as the member Mgmt For For
to the Board of Director.
4g. Re-election of Katherine A. High, M.D. as Mgmt For For
the member to the Board of Director.
4h. Re-election of Douglas A. Treco, Ph.D. as Mgmt For For
the member to the Board of Director.
4i. Election of H Edward Fleming Jr., M.D. as Mgmt For For
the member to the Board of Director.
5a. Re-election of the member of the Mgmt For For
Compensation Committee: Ali Behbahani, M.D.
5b. Re-election of the member of the Mgmt For For
Compensation Committee: Simeon J. George,
M.D.
5c. Re-election of the member of the Mgmt For For
Compensation Committee: John T. Greene
6a. Binding vote on total Mgmt For For
non-performance-related compensation for
members of the Board of Directors from the
2021 Annual General Meeting to the 2022
annual general meeting of shareholders.
6b. Binding vote on equity for members of the Mgmt For For
Board of Directors from the 2021 Annual
General Meeting to the 2022 annual general
meeting of shareholders.
6c. Binding vote on total Mgmt For For
non-performance-related compensation for
members of the Executive Committee from
July 1, 2021 to June 30, 2022.
6d. Binding vote on total variable compensation Mgmt For For
for members of the Executive Committee for
the current year ending December 31, 2021.
6e. Binding vote on equity for members of the Mgmt For For
Executive Committee from the 2021 Annual
General Meeting to the 2022 annual general
meeting of shareholders.
7. The approval of an increase in the Mgmt For For
Conditional Share Capital for Employee
Equity Plans.
8. The approval of increasing the maximum size Mgmt For For
of the Board of Directors.
9. The approval of increasing the maximum Mgmt For For
number of authorized share capital and
extending the date by which the Board of
Directors may increase the share capital.
10. The re-election of the independent voting Mgmt For For
rights representative.
11. The re-election of the auditors. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CROWDSTRIKE HOLDINGS, INC. Agenda Number: 935436003
--------------------------------------------------------------------------------------------------------------------------
Security: 22788C105
Meeting Type: Annual
Meeting Date: 30-Jun-2021
Ticker: CRWD
ISIN: US22788C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roxanne S. Austin Mgmt For For
Sameer K. Gandhi Mgmt For For
Gerhard Watzinger Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as CrowdStrike's
independent registered public accounting
firm for its fiscal year ending January 31,
2022.
3. To approve, on an advisory basis, the Mgmt For For
compensation of CrowdStrike's named
executive officers.
4. To approve, on an advisory basis, the Mgmt 1 Year Against
frequency of future stockholder advisory
votes on the compensation of CrowdStrike's
named executive officers.
5. To approve an amendment to CrowdStrike's Mgmt For For
2019 Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
DANAHER CORPORATION Agenda Number: 935360292
--------------------------------------------------------------------------------------------------------------------------
Security: 235851102
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: DHR
ISIN: US2358511028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Rainer M. Blair
1B. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Linda Hefner
Filler
1C. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Teri List
1D. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Walter G. Lohr,
Jr.
1E. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Jessica L. Mega,
MD
1F. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Mitchell P. Rales
1G. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Steven M. Rales
1H. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Pardis C. Sabeti,
MD
1I. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: John T. Schwieters
1J. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Alan G. Spoon
1K. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Raymond C.
Stevens, Ph.D
1L. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Elias A. Zerhouni,
MD
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as Danaher's independent registered
public accounting firm for the year ending
December 31, 2021.
3. To approve on an advisory basis the Mgmt For For
Company's named executive officer
compensation.
4. To act upon a shareholder proposal Shr Against For
requesting that Danaher amend its governing
documents to reduce the percentage of
shares required for shareholders to call a
special meeting of shareholders from 25% to
10%.
--------------------------------------------------------------------------------------------------------------------------
DOLLAR TREE, INC. Agenda Number: 935408509
--------------------------------------------------------------------------------------------------------------------------
Security: 256746108
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: DLTR
ISIN: US2567461080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Arnold S. Barron Mgmt For For
1B. Election of Director: Gregory M. Bridgeford Mgmt For For
1C. Election of Director: Thomas W. Dickson Mgmt For For
1D. Election of Director: Lemuel E. Lewis Mgmt For For
1E. Election of Director: Jeffrey G. Naylor Mgmt For For
1F. Election of Director: Winnie Y. Park Mgmt For For
1G. Election of Director: Bob Sasser Mgmt For For
1H. Election of Director: Stephanie P. Stahl Mgmt For For
1I. Election of Director: Carrie A. Wheeler Mgmt For For
1J. Election of Director: Thomas E. Whiddon Mgmt For For
1K. Election of Director: Michael A. Witynski Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation of the Company's named
executive officers.
3. To ratify the selection of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for the fiscal year 2021.
4. To approve the Company's 2021 Omnibus Mgmt For For
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
DRAFTKINGS INC. Agenda Number: 935346951
--------------------------------------------------------------------------------------------------------------------------
Security: 26142R104
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: DKNG
ISIN: US26142R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jason D. Robins Mgmt For For
Harry Evans Sloan Mgmt For For
Matthew Kalish Mgmt For For
Paul Liberman Mgmt For For
Woodrow H. Levin Mgmt For For
Shalom Meckenzie Mgmt For For
Jocelyn Moore Mgmt For For
Ryan R. Moore Mgmt For For
Valerie Mosley Mgmt For For
Steven J. Murray Mgmt For For
Hany M. Nada Mgmt For For
John S. Salter Mgmt For For
Marni M. Walden Mgmt For For
2. To ratify the appointment of BDO USA, LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. To recommend, by non-binding vote, the Mgmt 1 Year For
frequency of executive compensation votes.
4. In their discretion, upon such other Mgmt Against
matters that may properly come before the
meeting or any adjournment or adjournments
thereof.
--------------------------------------------------------------------------------------------------------------------------
ENPHASE ENERGY, INC. Agenda Number: 935365216
--------------------------------------------------------------------------------------------------------------------------
Security: 29355A107
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: ENPH
ISIN: US29355A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
B. Kothandaraman Mgmt For For
Joseph Malchow Mgmt For For
2. To approve, on advisory basis, the Mgmt For For
compensation of the Company's named
executive officers, as disclosed in this
proxy statement.
3. To approve an amendment to the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation to increase the number of
authorized shares of Common Stock from
200,000,000 to 300,000,000.
4. To approve the Enphase Energy, Inc. 2021 Mgmt For For
Equity Incentive Plan.
5. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Deloitte & Touche LLP as the independent
registered public accounting firm of the
Company for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
EPAM SYSTEMS, INC. Agenda Number: 935416948
--------------------------------------------------------------------------------------------------------------------------
Security: 29414B104
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: EPAM
ISIN: US29414B1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director to hold Mgmt For For
office for a three year term: Arkadiy
Dobkin
1B. Election of Class III Director to hold Mgmt For For
office for a three year term: Robert E.
Segert
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2021.
3. To approve, on an advisory and non-binding Mgmt For For
basis, the compensation for our named
executive officers as disclosed in this
Proxy Statement.
4. To approve, on an advisory and non-binding Mgmt 1 Year For
basis, the frequency in which future
advisory votes on the compensation for our
named executive officers will occur.
5. To approve the EPAM Systems, Inc. 2021 Mgmt For For
Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 935395891
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt For For
Andrew W. Houston Mgmt For For
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt For For
Tracey T. Travis Mgmt For For
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Facebook, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. To approve an amendment to the director Mgmt For For
compensation policy.
4. A shareholder proposal regarding dual class Shr For Against
capital structure.
5. A shareholder proposal regarding an Shr Against For
independent chair.
6. A shareholder proposal regarding child Shr For Against
exploitation.
7. A shareholder proposal regarding Shr Against For
human/civil rights expert on board.
8. A shareholder proposal regarding platform Shr Against For
misuse.
9. A shareholder proposal regarding public Shr Against For
benefit corporation.
--------------------------------------------------------------------------------------------------------------------------
FEDEX CORPORATION Agenda Number: 935258346
--------------------------------------------------------------------------------------------------------------------------
Security: 31428X106
Meeting Type: Annual
Meeting Date: 21-Sep-2020
Ticker: FDX
ISIN: US31428X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: MARVIN R. ELLISON Mgmt For For
1B. Election of Director: SUSAN PATRICIA Mgmt For For
GRIFFITH
1C. Election of Director: JOHN C. ("CHRIS") Mgmt For For
INGLIS
1D. Election of Director: KIMBERLY A. JABAL Mgmt For For
1E. Election of Director: SHIRLEY ANN JACKSON Mgmt For For
1F. Election of Director: R. BRAD MARTIN Mgmt For For
1G. Election of Director: JOSHUA COOPER RAMO Mgmt For For
1H. Election of Director: SUSAN C. SCHWAB Mgmt For For
1I. Election of Director: FREDERICK W. SMITH Mgmt For For
1J. Election of Director: DAVID P. STEINER Mgmt For For
1K. Election of Director: RAJESH SUBRAMANIAM Mgmt For For
1L. Election of Director: PAUL S. WALSH Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as FedEx's independent registered public
accounting firm for fiscal year 2021.
4. Stockholder proposal regarding lobbying Shr Against For
activity and expenditure report.
5. Stockholder proposal regarding political Shr Against For
disclosure.
6. Stockholder proposal regarding employee Shr For Against
representation on the Board of Directors.
7. Stockholder proposal regarding shareholder Shr Against For
right to act by written consent.
8. Stockholder proposal regarding integrating Shr Against For
ESG metrics into executive compensation.
--------------------------------------------------------------------------------------------------------------------------
FLEETCOR TECHNOLOGIES INC. Agenda Number: 935413271
--------------------------------------------------------------------------------------------------------------------------
Security: 339041105
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: FLT
ISIN: US3390411052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term: Mgmt For For
Steven T. Stull
1B. Election of Director for a one-year term: Mgmt For For
Michael Buckman
1C. Election of Director for a one-year term: Mgmt For For
Thomas M. Hagerty
1D. Election of Director for a one-year term: Mgmt For For
Mark A. Johnson
1E. Election of Director for a one-year term: Mgmt For For
Archie L. Jones, Jr.
1F. Election of Director for a one-year term: Mgmt For For
Hala G. Moddelmog
1G. Election of Director for a one-year term: Mgmt For For
Jeffrey S. Sloan
2. Ratify the reappointment of Ernst & Young Mgmt For For
LLP as FLEETCOR's independent public
accounting firm for 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Shareholder proposal for a shareholder Shr Against For
right to act by written consent, if
properly presented.
--------------------------------------------------------------------------------------------------------------------------
FORTINET, INC. Agenda Number: 935425391
--------------------------------------------------------------------------------------------------------------------------
Security: 34959E109
Meeting Type: Annual
Meeting Date: 18-Jun-2021
Ticker: FTNT
ISIN: US34959E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve for a term of Mgmt For For
one year until the next annual meeting: Ken
Xie
1.2 Election of Director to serve for a term of Mgmt For For
one year until the next annual meeting:
Michael Xie
1.3 Election of Director to serve for a term of Mgmt For For
one year until the next annual meeting:
Kelly Ducourty
1.4 Election of Director to serve for a term of Mgmt For For
one year until the next annual meeting:
Kenneth A. Goldman
1.5 Election of Director to serve for a term of Mgmt For For
one year until the next annual meeting:
Ming Hsieh
1.6 Election of Director to serve for a term of Mgmt For For
one year until the next annual meeting:
Jean Hu
1.7 Election of Director to serve for a term of Mgmt For For
one year until the next annual meeting:
William Neukom
1.8 Election of Director to serve for a term of Mgmt For For
one year until the next annual meeting:
Judith Sim
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as Fortinet's independent
registered accounting firm for the fiscal
year ending December 31, 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation, as disclosed in the
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
GROWGENERATION CORP. Agenda Number: 935428828
--------------------------------------------------------------------------------------------------------------------------
Security: 39986L109
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: GRWG
ISIN: US39986L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael Salaman Mgmt For For
Darren Lampert Mgmt For For
Stephen Aiello Mgmt For For
Sean Stiefel Mgmt For For
Paul Ciasullo Mgmt For For
2. To approve and ratify the appointment of Mgmt For For
Plante & Moran, PLLC as the Company's
independent registered public accounting
firm to audit the Company's financial
statements as of December 31, 2021 and for
the fiscal years then ending.
--------------------------------------------------------------------------------------------------------------------------
INVITAE CORPORATION Agenda Number: 935412736
--------------------------------------------------------------------------------------------------------------------------
Security: 46185L103
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: NVTA
ISIN: US46185L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Kimber D. Mgmt For For
Lockhart
1B. Election of Class II Director: Chitra Nayak Mgmt For For
2. Approval of, on a non-binding advisory Mgmt For For
basis, the compensation paid by us to our
named executive officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
4. Stockholder proposal concerning proxy Shr Against For
access.
5. Stockholder proposal concerning majority Shr For Against
voting in uncontested director elections.
--------------------------------------------------------------------------------------------------------------------------
JAZZ PHARMACEUTICALS PLC Agenda Number: 935239144
--------------------------------------------------------------------------------------------------------------------------
Security: G50871105
Meeting Type: Annual
Meeting Date: 30-Jul-2020
Ticker: JAZZ
ISIN: IE00B4Q5ZN47
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bruce C. Cozadd Mgmt For For
1B. Election of Director: Heather Ann McSharry Mgmt For For
1C. Election of Director: Anne O'Riordan Mgmt For For
1D. Election of Director: Rick E Winningham Mgmt For For
2. To ratify, on a non-binding advisory basis, Mgmt For For
the appointment of KPMG as the independent
auditors of Jazz Pharmaceuticals plc for
the fiscal year ending December 31, 2020
and to authorize, in a binding vote, the
board of directors, acting through the
audit committee, to determine the auditors'
remuneration.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of Jazz
Pharmaceuticals plc's named executive
officers as disclosed in the proxy
statement.
4. To approve an amendment and restatement of Mgmt For For
Jazz Pharmaceuticals plc's Amended and
Restated 2007 Non-Employee Directors Stock
Award Plan in order to, among other things,
increase the number of ordinary shares
authorized for issuance by 500,000 shares.
5. To approve a capital reduction and creation Mgmt For For
of distributable reserves under Irish law.
--------------------------------------------------------------------------------------------------------------------------
LIVONGO HEALTH, INC. Agenda Number: 935274302
--------------------------------------------------------------------------------------------------------------------------
Security: 539183103
Meeting Type: Special
Meeting Date: 29-Oct-2020
Ticker: LVGO
ISIN: US5391831030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of Livongo Merger Agreement Mgmt No vote
Proposal: To adopt the Agreement and Plan
of Merger, dated as of August 5, 2020, by
and among Teladoc Health, Inc. ("Teladoc"),
Livongo Health, Inc. ("Livongo") and
Tempranillo Merger Sub, Inc., a
wholly-owned subsidiary of Teladoc (such
agreement, the "merger agreement" and such
proposal, the "Livongo merger agreement
proposal").
2. Approval of Livongo Compensation Proposal: Mgmt No vote
To approve, on an advisory (non-binding)
basis, the executive officer compensation
that will or may be paid to Livongo's named
executive officers that is based on or
otherwise relates to the transactions
contemplated by the merger agreement (the
"Livongo compensation proposal").
3. Approval of Livongo Adjournment Proposal: Mgmt No vote
To approve the adjournment of the Livongo
stockholder meeting to solicit additional
proxies if there are not sufficient votes
at the time of the Livongo stockholder
meeting to approve the Livongo merger
agreement proposal or to ensure that any
supplement or amendment to the accompanying
joint proxy statement/prospectus is timely
provided to Livongo stockholders (the
"Livongo adjournment proposal").
--------------------------------------------------------------------------------------------------------------------------
MASIMO CORPORATION Agenda Number: 935399534
--------------------------------------------------------------------------------------------------------------------------
Security: 574795100
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: MASI
ISIN: US5747951003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: Mr. Joe Mgmt For For
Kiani
2. To ratify the selection of Grant Thornton Mgmt For For
as the Company's independent registered
public accounting firm for fiscal year
ended January 1, 2022.
3. To provide an advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 935402343
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert K. Burgess Mgmt For For
1B. Election of Director: Tench Coxe Mgmt For For
1C. Election of Director: John O. Dabiri Mgmt For For
1D. Election of Director: Persis S. Drell Mgmt For For
1E. Election of Director: Jen-Hsun Huang Mgmt For For
1F. Election of Director: Dawn Hudson Mgmt For For
1G. Election of Director: Harvey C. Jones Mgmt For For
1H. Election of Director: Michael G. McCaffery Mgmt For For
1I. Election of Director: Stephen C. Neal Mgmt For For
1J. Election of Director: Mark L. Perry Mgmt For For
1K. Election of Director: A. Brooke Seawell Mgmt For For
1L. Election of Director: Aarti Shah Mgmt For For
1M. Election of Director: Mark A. Stevens Mgmt For For
2. Approval of our executive compensation. Mgmt For For
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2022.
4. Approval of an amendment to our charter to Mgmt For For
increase the number of authorized shares of
common stock from 2 billion shares to 4
billion shares.
--------------------------------------------------------------------------------------------------------------------------
OKTA, INC. Agenda Number: 935426418
--------------------------------------------------------------------------------------------------------------------------
Security: 679295105
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: OKTA
ISIN: US6792951054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Todd McKinnon Mgmt For For
Michael Stankey Mgmt For For
2. A proposal to ratify the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending January 31, 2022.
3. To approve, on an advisory non-binding Mgmt For For
basis, the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
PERSONALIS, INC. Agenda Number: 935366597
--------------------------------------------------------------------------------------------------------------------------
Security: 71535D106
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: PSNL
ISIN: US71535D1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: John West Mgmt For For
1.2 Election of Class II Director: Alan Mgmt For For
Colowick, M.D.
2. Ratification of the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Deloitte & Touche LLP as the Company's
independent registered public accounting
firm for the year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC. Agenda Number: 935414627
--------------------------------------------------------------------------------------------------------------------------
Security: 75886F107
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: REGN
ISIN: US75886F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: N. Anthony Coles, Mgmt For For
M.D.
1B. Election of Director: Arthur F. Ryan Mgmt For For
1C. Election of Director: George L. Sing Mgmt For For
1D. Election of Director: Marc Tessier-Lavigne, Mgmt Against Against
Ph.D.
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
RESMED INC. Agenda Number: 935280115
--------------------------------------------------------------------------------------------------------------------------
Security: 761152107
Meeting Type: Annual
Meeting Date: 19-Nov-2020
Ticker: RMD
ISIN: US7611521078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until 2021 Mgmt For For
annual meeting: Karen Drexler
2B. Election of Director to serve until 2021 Mgmt For For
annual meeting: Michael Farrell
2. Ratify our appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending June 30,
2021.
3. Approve, on an advisory basis, the Mgmt For For
compensation paid to our named executive
officers, as disclosed in the proxy
statement ("say-on-pay").
--------------------------------------------------------------------------------------------------------------------------
ROKU, INC. Agenda Number: 935414932
--------------------------------------------------------------------------------------------------------------------------
Security: 77543R102
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: ROKU
ISIN: US77543R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to serve until Mgmt For For
the 2024 annual meeting: Ravi Ahuja
1B. Election of Class I Director to serve until Mgmt For For
the 2024 annual meeting: Mai Fyfield
1C. Election of Class I Director to serve until Mgmt For For
the 2024 annual meeting: Laurie Simon
Hodrick
2. Advisory vote to approve our named Mgmt For For
executive officer compensation.
3. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 935416811
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: CRM
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc Benioff Mgmt For For
1B. Election of Director: Craig Conway Mgmt For For
1C. Election of Director: Parker Harris Mgmt For For
1D. Election of Director: Alan Hassenfeld Mgmt For For
1E. Election of Director: Neelie Kroes Mgmt For For
1F. Election of Director: Colin Powell Mgmt For For
1G. Election of Director: Sanford Robertson Mgmt For For
1H. Election of Director: John V. Roos Mgmt For For
1I. Election of Director: Robin Washington Mgmt For For
1J. Election of Director: Maynard Webb Mgmt For For
1K. Election of Director: Susan Wojcicki Mgmt For For
2. Amendment and restatement of our 2013 Mgmt For For
Equity Incentive Plan to increase the
number of shares reserved for issuance.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending January 31, 2022.
4. An advisory vote to approve the fiscal 2021 Mgmt For For
compensation of our named executive
officers.
5. A stockholder proposal requesting that the Shr Against For
Board of Directors take steps necessary to
transition Salesforce to a Public Benefit
Corporation, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
SPOTIFY TECHNOLOGY S.A. Agenda Number: 935346038
--------------------------------------------------------------------------------------------------------------------------
Security: L8681T102
Meeting Type: Annual
Meeting Date: 21-Apr-2021
Ticker: SPOT
ISIN: LU1778762911
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the Company's annual accounts for Mgmt For For
the financial year ended December 31, 2020
and the Company's consolidated financial
statements for the financial year ended
December 31, 2020.
2. Approve allocation of the Company's annual Mgmt For For
results for the financial year ended
December 31, 2020.
3. Grant discharge of the liability of the Mgmt For For
members of the Board of Directors for, and
in connection with, the financial year
ended December 31, 2020.
4A. Election of Director: Mr. Daniel Ek (A Mgmt For For
Director)
4B. Election of Director: Mr. Martin Lorentzon Mgmt For For
(A Director)
4C. Election of Director: Mr. Shishir Samir Mgmt For For
Mehrotra (A Director)
4D. Election of Director: Mr. Christopher Mgmt For For
Marshall (B Director)
4E. Election of Director: Mr. Barry McCarthy (B Mgmt For For
Director)
4F. Election of Director: Ms. Heidi O'Neill (B Mgmt For For
Director)
4G. Election of Director: Mr. Ted Sarandos (B Mgmt For For
Director)
4H. Election of Director: Mr. Thomas Owen Mgmt For For
Staggs (B Director)
4I. Election of Director: Ms. Cristina Mayville Mgmt For For
Stenbeck (B Director)
4J. Election of Director: Ms. Mona Sutphen (B Mgmt For For
Director)
4K. Election of Director: Ms. Padmasree Warrior Mgmt For For
(B Director)
5. Appoint Ernst & Young S.A. (Luxembourg) as Mgmt For For
the independent auditor for the period
ending at the general meeting approving the
annual accounts for the financial year
ending on December 31, 2021.
6. Approve the directors' remuneration for the Mgmt For For
year 2021.
7. Authorize the Board to repurchase Mgmt For For
10,000,000 shares issued by the Company
during a period of five years, for a price
that will be determined by the Board within
the following limits: at least the par
value and at the most the fair market
value.
8. Authorize and empower each of Mr. Guy Mgmt For For
Harles and Mr. Alexandre Gobert to execute
and deliver, under their sole signature, on
behalf of the Company and with full power
of substitution, any documents necessary or
useful in connection with the annual filing
and registration required by the Luxembourg
laws.
--------------------------------------------------------------------------------------------------------------------------
SQUARE, INC. Agenda Number: 935420860
--------------------------------------------------------------------------------------------------------------------------
Security: 852234103
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: SQ
ISIN: US8522341036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Randy Garutti Mgmt For For
Mary Meeker Mgmt For For
Lawrence Summers Mgmt For For
Darren Walker Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2021.
4. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr Against For
AT THE MEETING, REGARDING AN INDEPENDENT
CHAIR.
5. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr For Against
AT THE MEETING, REGARDING A CHANGE IN
STOCKHOLDER VOTING.
--------------------------------------------------------------------------------------------------------------------------
STIFEL FINANCIAL CORP. Agenda Number: 935388036
--------------------------------------------------------------------------------------------------------------------------
Security: 860630102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: SF
ISIN: US8606301021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Adam Berlew Mgmt For For
Kathleen Brown Mgmt For For
Michael W. Brown Mgmt For For
Robert E. Grady Mgmt For For
Ronald J. Kruszewski Mgmt For For
Daniel J. Ludeman Mgmt For For
Maura A. Markus Mgmt For For
David A. Peacock Mgmt For For
Thomas W. Weisel Mgmt For For
Michael J. Zimmerman Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers (say on pay).
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
SUPERNUS PHARMACEUTICALS, INC. Agenda Number: 935425478
--------------------------------------------------------------------------------------------------------------------------
Security: 868459108
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: SUPN
ISIN: US8684591089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Georges Gemayel, Ph.D. Mgmt For For
John Siebert, Ph.D. Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. To approve, on a non-binding basis, the Mgmt For For
compensation paid to our named executive
officers.
4. To act upon a proposal to adopt the Mgmt For For
Supernus Pharmaceuticals, Inc. 2021 Equity
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
SYNOPSYS, INC. Agenda Number: 935337255
--------------------------------------------------------------------------------------------------------------------------
Security: 871607107
Meeting Type: Annual
Meeting Date: 08-Apr-2021
Ticker: SNPS
ISIN: US8716071076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Aart J. de Geus Mgmt For For
1B. Election of Director: Chi-Foon Chan Mgmt For For
1C. Election of Director: Janice D. Chaffin Mgmt For For
1D. Election of Director: Bruce R. Chizen Mgmt For For
1E. Election of Director: Mercedes Johnson Mgmt For For
1F. Election of Director: Chrysostomos L. "Max" Mgmt For For
Nikias
1G. Election of Director: Jeannine P. Sargent Mgmt For For
1H. Election of Director: John Schwarz Mgmt For For
1I. Election of Director: Roy Vallee Mgmt For For
2. To approve our 2006 Employee Equity Mgmt For For
Incentive Plan, as amended, in order to,
among other items, increase the number of
shares available for issuance under the
plan by 4,700,000 shares.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers, as disclosed in the Proxy
Statement.
4. To ratify the selection of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending October 30,
2021.
5. To vote on the stockholder proposal Shr Against For
regarding special stockholder meetings, if
properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
TELADOC HEALTH, INC. Agenda Number: 935274794
--------------------------------------------------------------------------------------------------------------------------
Security: 87918A105
Meeting Type: Special
Meeting Date: 29-Oct-2020
Ticker: TDOC
ISIN: US87918A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of Share Issuance. To approve the Mgmt For For
issuance of shares of Teladoc Health, Inc.
("Teladoc") common stock to the
shareholders of Livongo Health, Inc.
("Livongo") pursuant to the Agreement and
Plan of Merger, dated as of August 5, 2020,
by and among Teladoc, Livongo, and
Tempranillo Merger Sub, Inc., a
wholly-owned subsidiary of Teladoc (the
"Teladoc share issuance proposal").
2. Adoption of Charter Amendment. To adopt an Mgmt For For
amendment to the certificate of
incorporation of Teladoc (the "Teladoc
charter amendment proposal")
3. Adjournment of Teladoc Shareholder Meeting. Mgmt For For
To approve the adjournment of the Teladoc
shareholder meeting to solicit additional
proxies if there are not sufficient votes
at the time of the Teladoc shareholder
meeting to approve the Teladoc share
issuance proposal and the Teladoc charter
amendment proposal or to ensure that any
supplement or amendment to the accompanying
joint proxy statement/prospectus is timely
provided to Teladoc shareholders.
--------------------------------------------------------------------------------------------------------------------------
TELADOC HEALTH, INC. Agenda Number: 935377437
--------------------------------------------------------------------------------------------------------------------------
Security: 87918A105
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: TDOC
ISIN: US87918A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: Christopher Bischoff
1B. Election of Director for a term of one Mgmt For For
year: Karen L. Daniel
1C. Election of Director for a term of one Mgmt For For
year: Sandra L. Fenwick
1D. Election of Director for a term of one Mgmt For For
year: William H. Frist, MD
1E. Election of Director for a term of one Mgmt For For
year: Jason Gorevic
1F. Election of Director for a term of one Mgmt For For
year: Catherine A. Jacobson
1G. Election of Director for a term of one Mgmt For For
year: Thomas G. McKinley
1H. Election of Director for a term of one Mgmt For For
year: Kenneth H. Paulus
1I. Election of Director for a term of one Mgmt For For
year: David Shedlarz
1J. Election of Director for a term of one Mgmt For For
year: Mark Douglas Smith, MD
1K. Election of Director for a term of one Mgmt For For
year: David B. Snow, Jr.
2. Approve, on an advisory basis, the Mgmt For For
compensation of Teladoc Health's named
executive officers.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as Teladoc Health's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
TESLA, INC. Agenda Number: 935259514
--------------------------------------------------------------------------------------------------------------------------
Security: 88160R101
Meeting Type: Annual
Meeting Date: 22-Sep-2020
Ticker: TSLA
ISIN: US88160R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director to serve for a Mgmt For For
term of three years: Elon Musk
1.2 Election of Class I Director to serve for a Mgmt For For
term of three years: Robyn Denholm
1.3 Election of Class I Director to serve for a Mgmt For For
term of three years: Hiromichi Mizuno
2. Tesla proposal to approve executive Mgmt For For
compensation on a non-binding advisory
basis.
3. Tesla proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Tesla's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
4. Stockholder proposal regarding paid Shr Against For
advertising.
5. Stockholder proposal regarding simple Shr For Against
majority voting provisions in our governing
documents.
6. Stockholder proposal regarding reporting on Shr Against For
employee arbitration.
7. Stockholder proposal regarding additional Shr Against For
reporting on human rights.
--------------------------------------------------------------------------------------------------------------------------
THE ENSIGN GROUP, INC. Agenda Number: 935388175
--------------------------------------------------------------------------------------------------------------------------
Security: 29358P101
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: ENSG
ISIN: US29358P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Christopher R. Mgmt For For
Christensen
1B. Election of Director: Daren J. Shaw Mgmt For For
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as independent registered public
accounting firm for 2021.
3. Approval, on an advisory basis, of our Mgmt For For
named executive officers' compensation.
--------------------------------------------------------------------------------------------------------------------------
THE TRADE DESK, INC. Agenda Number: 935289745
--------------------------------------------------------------------------------------------------------------------------
Security: 88339J105
Meeting Type: Special
Meeting Date: 22-Dec-2020
Ticker: TTD
ISIN: US88339J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The amendment of our certificate of Mgmt For For
incorporation to change the events upon
which all of our shares of Class B common
stock will automatically convert into Class
A common stock.
2. The amendment of our certificate of Mgmt For For
incorporation to permit stockholders to act
by written consent beginning on the first
date on which the outstanding shares of
Class B common stock represent less than
50% of the Company's outstanding voting
power.
3. The amendment of our certificate of Mgmt For For
incorporation to permit stockholders owning
at least 20% of our outstanding shares of
common stock continuously for one year to
request special stockholder meetings.
4. The amendment of our certificate of Mgmt For For
incorporation to provide that the holders
of our Class A common stock, voting as a
single class, will be entitled to elect one
director if the total number of directors
is eight or fewer or two directors if the
total number of directors is nine or
greater.
5. The adoption of the Amended and Restated Mgmt For For
Bylaws of the Company.
6. The approval of one or more adjournments of Mgmt For For
the Special Meeting, if necessary, to
solicit additional proxies if there are
insufficient votes at the time of the
Special Meeting to approve any of the
proposals to be considered at the meeting.
--------------------------------------------------------------------------------------------------------------------------
TWILIO INC. Agenda Number: 935414716
--------------------------------------------------------------------------------------------------------------------------
Security: 90138F102
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: TWLO
ISIN: US90138F1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeff Lawson Mgmt For For
Byron Deeter Mgmt For For
Jeffrey Epstein Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. Approval of, on a non-binding advisory Mgmt For For
basis, the compensation of the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
TWIST BIOSCIENCE CORPORATION Agenda Number: 935325402
--------------------------------------------------------------------------------------------------------------------------
Security: 90184D100
Meeting Type: Annual
Meeting Date: 03-Feb-2021
Ticker: TWST
ISIN: US90184D1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Emily M. Leproust, Ph.D Mgmt For For
William Banyai, Ph.D. Mgmt For For
Robert Chess Mgmt For For
2. TO ADOPT, ON AN ADVISORY BASIS, A Mgmt For For
RESOLUTION APPROVING THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS
DESCRIBED IN THE PROXY STATEMENT UNDER
"EXECUTIVE COMPENSATION."
3. TO SELECT, ON AN ADVISORY BASIS, THE Mgmt 1 Year For
FREQUENCY OF THE ADVISORY STOCKHOLDER VOTE
ON THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the fiscal year ending September
30, 2021.
--------------------------------------------------------------------------------------------------------------------------
UBIQUITI INC. Agenda Number: 935293895
--------------------------------------------------------------------------------------------------------------------------
Security: 90353W103
Meeting Type: Annual
Meeting Date: 10-Dec-2020
Ticker: UI
ISIN: US90353W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director: Robert J. Mgmt For For
Pera
2. Ratification of the appointment of KPMG LLP Mgmt For For
as Ubiquiti's independent registered public
accounting firm for the fiscal year ending
June 30, 2021.
3. The approval of Ubiquiti's named executive Mgmt For For
officer compensation, on an advisory and
non-binding basis.
4. The approval of the Ubiquiti Inc. 2020 Mgmt For For
Omnibus Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
UNITED THERAPEUTICS CORPORATION Agenda Number: 935430291
--------------------------------------------------------------------------------------------------------------------------
Security: 91307C102
Meeting Type: Annual
Meeting Date: 25-Jun-2021
Ticker: UTHR
ISIN: US91307C1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Katherine Klein Mgmt For For
1B. Election of Director: Ray Kurzweil Mgmt For For
1C. Election of Director: Linda Maxwell Mgmt For For
1D. Election of Director: Martine Rothblatt Mgmt For For
1E. Election of Director: Louis Sullivan Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Approval of the amendment and restatement Mgmt For For
of the United Therapeutics Corporation
Amended and Restated 2015 Stock Incentive
Plan.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
UNITY SOFTWARE INC Agenda Number: 935414639
--------------------------------------------------------------------------------------------------------------------------
Security: 91332U101
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: U
ISIN: US91332U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roelof Botha Mgmt For For
David Helgason Mgmt For For
John Riccitiello Mgmt For For
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Ernst & Young LLP as our independent
registered public accounting firm for the
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
VEEVA SYSTEMS INC. Agenda Number: 935312518
--------------------------------------------------------------------------------------------------------------------------
Security: 922475108
Meeting Type: Special
Meeting Date: 13-Jan-2021
Ticker: VEEV
ISIN: US9224751084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The adoption and approval of the amendments Mgmt For For
to our Restated Certificate of
Incorporation to become a public benefit
corporation.
2. The adoption and approval of the amendments Mgmt For For
to our Restated Certificate of
Incorporation to eliminate the classified
structure of our Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
VEEVA SYSTEMS INC. Agenda Number: 935433677
--------------------------------------------------------------------------------------------------------------------------
Security: 922475108
Meeting Type: Annual
Meeting Date: 23-Jun-2021
Ticker: VEEV
ISIN: US9224751084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2022 annual meeting: Mark Carges
1B. Election of Director to serve until the Mgmt For For
2022 annual meeting: Paul E. Chamberlain
1C. Election of Director to serve until the Mgmt For For
2022 annual meeting: Ronald E.F. Codd
1D. Election of Director to serve until the Mgmt For For
2022 annual meeting: Peter P. Gassner
1E. Election of Director to serve until the Mgmt For For
2022 annual meeting: Mary Lynne Hedley
1F. Election of Director to serve until the Mgmt For For
2022 annual meeting: Gordon Ritter
1G. Election of Director to serve until the Mgmt For For
2022 annual meeting: Paul Sekhri
1H. Election of Director to serve until the Mgmt For For
2022 annual meeting: Matthew J. Wallach
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
January 31, 2022.
3. To hold an advisory (non-binding) vote to Mgmt For For
approve named executive officer
compensation.
4. To hold an advisory (non-binding) vote on Mgmt 1 Year Against
the frequency of future shareholder
advisory votes to approve named executive
officer compensation.
5. To amend and restate our Restated Mgmt For For
Certificate of Incorporation to permit
shareholders to call special meetings as
specified in our amended and restated
bylaws, which would allow shareholders
holding 25% or more of the voting power of
our capital stock for at least one year to
call special meetings.
6. To consider and vote upon a shareholder Shr Against For
proposal, if properly presented, to enable
shareholders holding 15% or more of our
common stock to call special meetings.
--------------------------------------------------------------------------------------------------------------------------
VERACYTE, INC. Agenda Number: 935410085
--------------------------------------------------------------------------------------------------------------------------
Security: 92337F107
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: VCYT
ISIN: US92337F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Muna Bhanji Mgmt For For
John L. Bishop Mgmt For For
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for 2021.
3. The approval, on a non-binding advisory Mgmt For For
basis, of the compensation of our named
executive officers, as disclosed in our
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
ZILLOW GROUP, INC. Agenda Number: 935411152
--------------------------------------------------------------------------------------------------------------------------
Security: 98954M101
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: ZG
ISIN: US98954M1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Erik Blachford Mgmt For For
Gordon Stephenson Mgmt For For
Claire Cormier Thielke Mgmt For For
2. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as independent registered public
accounting firm for the fiscal year ended
December 31, 2021.
3. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
4. Advisory vote on the frequency of future Mgmt 1 Year Against
advisory votes on the compensation of our
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
ZSCALER, INC. Agenda Number: 935301705
--------------------------------------------------------------------------------------------------------------------------
Security: 98980G102
Meeting Type: Annual
Meeting Date: 06-Jan-2021
Ticker: ZS
ISIN: US98980G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jagtar ("Jay") Chaudhry Mgmt For For
Amit Sinha Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2021.
3. To approve on a non-binding, advisory Mgmt For For
basis, the compensation of our named
executive officers.
ERSHARES ENTREPRENEUR 30 ETF
--------------------------------------------------------------------------------------------------------------------------
10X GENOMICS, INC. Agenda Number: 935414728
--------------------------------------------------------------------------------------------------------------------------
Security: 88025U109
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: TXG
ISIN: US88025U1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director to hold Mgmt For For
office for a three year term expiring at
our 2024 Annual Meeting: Bryan E. Roberts,
Ph.D.
1B. Election of Class II Director to hold Mgmt For For
office for a three year term expiring at
our 2024 Annual Meeting: Kimberly J.
Popovits
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm to audit our
financial statements for our fiscal year
ending December 31, 2021.
3. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes to approve the compensation
paid to our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
ADVANCE AUTO PARTS, INC. Agenda Number: 935378718
--------------------------------------------------------------------------------------------------------------------------
Security: 00751Y106
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: AAP
ISIN: US00751Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Carla J. Bailo Mgmt For For
1B. Election of Director: John F. Ferraro Mgmt For For
1C. Election of Director: Thomas R. Greco Mgmt For For
1D. Election of Director: Jeffrey J. Jones II Mgmt For For
1E. Election of Director: Eugene I. Lee, Jr. Mgmt For For
1F. Election of Director: Sharon L. McCollam Mgmt For For
1G. Election of Director: Douglas A. Pertz Mgmt For For
1H. Election of Director: Nigel Travis Mgmt For For
1I. Election of Director: Arthur L. Valdez Jr. Mgmt For For
2. Approve, by advisory vote, the compensation Mgmt For For
of our named executive officers.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP (Deloitte) as our independent
registered public accounting firm for 2021.
4. Advisory vote on the stockholder proposal, Shr Against For
if presented at the Annual Meeting,
regarding amending our proxy access rights
to remove the shareholder aggregation
limit.
--------------------------------------------------------------------------------------------------------------------------
ALPHABET INC. Agenda Number: 935406264
--------------------------------------------------------------------------------------------------------------------------
Security: 02079K305
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: GOOGL
ISIN: US02079K3059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Larry Page Mgmt For For
1B. Election of Director: Sergey Brin Mgmt For For
1C. Election of Director: Sundar Pichai Mgmt For For
1D. Election of Director: John L. Hennessy Mgmt For For
1E. Election of Director: Frances H. Arnold Mgmt For For
1F. Election of Director: L. John Doerr Mgmt For For
1G. Election of Director: Roger W. Ferguson Jr. Mgmt For For
1H. Election of Director: Ann Mather Mgmt For For
1I. Election of Director: Alan R. Mulally Mgmt For For
1J. Election of Director: K. Ram Shriram Mgmt For For
1K. Election of Director: Robin L. Washington Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. Approval of Alphabet's 2021 Stock Plan. Mgmt For For
4. A stockholder proposal regarding equal Shr For Against
shareholder voting, if properly presented
at the meeting.
5. A stockholder proposal regarding the Shr Against For
nomination of human rights and/or civil
rights expert to the board, if properly
presented at the meeting.
6. A stockholder proposal regarding a report Shr Against For
on sustainability metrics, if properly
presented at the meeting.
7. A stockholder proposal regarding a report Shr Against For
on takedown requests, if properly presented
at the meeting.
8. A stockholder proposal regarding a report Shr Against For
on whistleblower policies and practices, if
properly presented at the meeting.
9. A stockholder proposal regarding a report Shr Against For
on charitable contributions, if properly
presented at the meeting.
10. A stockholder proposal regarding a report Shr Against For
on risks related to anticompetitive
practices, if properly presented at the
meeting.
11. A stockholder proposal regarding a Shr Against For
transition to a public benefit corporation,
if properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935397592
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey P. Bezos Mgmt For For
1B. Election of Director: Keith B. Alexander Mgmt For For
1C. Election of Director: Jamie S. Gorelick Mgmt For For
1D. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1E. Election of Director: Judith A. McGrath Mgmt For For
1F. Election of Director: Indra K. Nooyi Mgmt For For
1G. Election of Director: Jonathan J. Mgmt For For
Rubinstein
1H. Election of Director: Thomas O. Ryder Mgmt For For
1I. Election of Director: Patricia Q. Mgmt For For
Stonesifer
1J. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CUSTOMER DUE DILIGENCE.
5. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr Against For
INDEPENDENT BOARD CHAIR POLICY.
6. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON GENDER/RACIAL PAY.
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PROMOTION DATA.
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PACKAGING MATERIALS.
9. SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY Shr Against For
AND EQUITY AUDIT REPORT.
10. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ALTERNATIVE DIRECTOR CANDIDATE POLICY.
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
COMPETITION STRATEGY AND RISK.
12. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ADDITIONAL REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER MEETINGS.
13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON LOBBYING.
14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CUSTOMER USE OF CERTAIN TECHNOLOGIES.
--------------------------------------------------------------------------------------------------------------------------
BEIGENE LTD Agenda Number: 935434643
--------------------------------------------------------------------------------------------------------------------------
Security: 07725L102
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: BGNE
ISIN: US07725L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 THAT Donald W. Glazer be and is hereby Mgmt For For
re-elected to serve as a Class II director
of the Company until the 2024 annual
general meeting of the shareholders of the
Company and until his successor is duly
elected and qualified, subject to his
earlier resignation or removal.
O2 THAT Michael Goller be and is hereby Mgmt For For
re-elected to serve as a Class II director
of the Company until the 2024 annual
general meeting of the shareholders of the
Company and until his successor is duly
elected and qualified, subject to his
earlier resignation or removal.
O3 THAT Thomas Malley be and is hereby Mgmt For For
re-elected to serve as a Class II director
of the Company until the 2024 annual
general meeting of the shareholders of the
Company and until his successor is duly
elected and qualified, subject to his
earlier resignation or removal.
O4 THAT Corazon (Corsee) D. Sanders be and is Mgmt For For
hereby re-elected to serve as a Class II
director until the 2024 annual general
meeting of the shareholders of the Company
and until her successor is duly elected and
qualified, subject to her earlier
resignation or removal.
O5 THAT the appointment of Ernst & Young Hua Mgmt For For
Ming LLP and Ernst & Young as the Company's
independent registered public accounting
firms for the fiscal year ending December
31, 2021 be and is hereby approved,
ratified and confirmed.
O6 THAT the granting of a share issue mandate Mgmt For For
to the Board of Directors to issue, allot
or deal with unissued ordinary shares
and/or American Depositary Shares not
exceeding 20% of the total number of issued
ordinary shares of the Company as of the
date of passing of this ordinary resolution
up to the next annual general meeting of
the shareholders of the Company be and is
hereby approved.
O7 THAT the Company and its underwriters be Mgmt For For
and are hereby authorized, in their sole
discretion, to allocate to each of Baker
Bros. Advisors LP and Hillhouse Capital
Management, Ltd. and parties affiliated
with each of them (the "Existing
Shareholders"), up to a maximum amount of
shares in order to maintain the same
shareholding percentage of each of the
Existing Shareholders (based on the
then-outstanding share capital of the
Company) before and after the allocation of
the corresponding securities.
O8 THAT the Company and its underwriters be Mgmt For For
and are hereby authorized, in their sole
discretion, to allocate to each of the
Existing Shareholders, up to a maximum
amount of shares in order to maintain the
same shareholding percentage of each of the
Existing Shareholders (based on the
then-outstanding share capital of the
Company) before and after the proposed
issue of shares (the "RMB Shares") to be
listed on the Science and Technology
Innovation Board (the "STAR Market") of the
Shanghai Stock Exchange.
O9 THAT the Company and its underwriters be Mgmt For For
and are hereby authorized, in their sole
discretion, to allocate to Amgen Inc.
("Amgen"), up to a maximum amount of shares
in order to maintain the same shareholding
percentage of Amgen (based on the then-
outstanding share capital of the Company)
before and after the allocation of the
corresponding securities issued pursuant to
an offering conducted pursuant to the
general mandate set forth in Resolution 6
for a period of five years, which period
will be subject to an extension on a
rolling basis each year.
O10 THAT the Company and its underwriters be Mgmt For For
and are hereby authorized, in their sole
discretion, to allocate to Amgen, up to a
maximum amount of shares in order to
maintain the same shareholding percentage
of Amgen (based on the then-outstanding
share capital of the Company) before and
after the proposed issue of shares to be
listed on the STAR Market and to be traded
in RMB pursuant to the general mandate set
forth in Resolution 6.
O11 THAT the grant of an option to acquire Mgmt For For
shares to Amgen to allow Amgen to subscribe
for additional shares under a specific
mandate in an amount necessary to enable it
to increase (and subsequently maintain) its
ownership at approximately 20.6% of the
Company's outstanding share capital, up to
an aggregate of 75,000,000 ordinary shares
during the option term, pursuant to the
terms of the Restated Amendment No. 2 dated
September 24, 2020 to the Share Purchase
Agreement dated October 31, 2019, as
amended.
O12 THAT the grant of the restricted share Mgmt For For
units ("RSUs") with a grant date fair value
of US$3,750,000 to Mr. John V. Oyler under
the Second Amended and Restated 2016 Share
Option and Incentive Plan (as amended, the
"2016 Plan"), according to the terms and
conditions described in the Proxy
Statement, be and is hereby approved.
O13 THAT the grant of RSUs with a grant date Mgmt For For
fair value of US$1,000,000 to Dr. Xiaodong
Wang under the 2016 Plan, according to the
terms and conditions described in the Proxy
Statement, be and is hereby approved.
O14 THAT the grant of the RSUs with a grant Mgmt For For
date fair value of US$200,000 to each of
other non-executive and independent non-
executive directors, Mr. Anthony C. Hooper,
Mr. Timothy Chen, Mr. Donald W. Glazer, Mr.
Michael Goller, Mr. Ranjeev Krishana, Mr.
Thomas Malley, Dr. Corazon (Corsee) D.
Sanders, Mr. Jing- Shyh (Sam) Su and Mr.
Qingqing Yi, under the 2016 Plan, according
to the terms and conditions described in
the Proxy Statement, be and is hereby
approved.
O15 THAT, on a non-binding, advisory basis, the Mgmt For For
compensation of the Company's named
executive officers, as disclosed in the
Proxy Statement, be and is hereby approved.
S16 THAT the adoption of the Sixth Amended and Mgmt For For
Restated Memorandum and Articles of
Association of the Company, be and is
hereby approved, conditioned on and subject
to the listing of RMB Shares on the STAR
Market.
O17 THAT the adjournment of the Annual Meeting Mgmt For For
by the chairman, if necessary, to solicit
additional proxies if there are
insufficient votes at the time of the
Annual General Meeting to approve any of
the proposals described above, and on the
reverse side, be and is hereby approved.
--------------------------------------------------------------------------------------------------------------------------
CELLECTIS S.A. Agenda Number: 935444404
--------------------------------------------------------------------------------------------------------------------------
Security: 15117K103
Meeting Type: Annual
Meeting Date: 01-Jun-2021
Ticker: CLLS
ISIN: US15117K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 Resolution 1: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
O2 Resolution 2: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
O3 Resolution 3: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
O4 Resolution 4: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
O5 Resolution 5: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
O6 Resolution 6: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
O7 Resolution 7: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
O8 Resolution 8: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
O9 Resolution 9: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E10 Resolution 10: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E11 Resolution 11: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E12 Resolution 12: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E13 Resolution 13: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E14 Resolution 14: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E15 Resolution 15: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E16 Resolution 16: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E17 Resolution 17: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E18 Resolution 18: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E19 Resolution 19: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E20 Resolution 20: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E21 Resolution 21: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E22 Resolution 22: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E23 Resolution 23: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E24 Resolution 24: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E25 Resolution 25: Please see attached copy of Mgmt For Against
the Company's Notice of Meeting for
details.
--------------------------------------------------------------------------------------------------------------------------
CLOUDFLARE, INC. Agenda Number: 935406062
--------------------------------------------------------------------------------------------------------------------------
Security: 18915M107
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: NET
ISIN: US18915M1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Maria Eitel Mgmt For For
Matthew Prince Mgmt For For
Katrin Suder Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for our fiscal year ending
December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future stockholder advisory
votes on the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
COPART, INC. Agenda Number: 935296512
--------------------------------------------------------------------------------------------------------------------------
Security: 217204106
Meeting Type: Annual
Meeting Date: 04-Dec-2020
Ticker: CPRT
ISIN: US2172041061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Willis J. Johnson Mgmt For For
1.2 Election of Director: A. Jayson Adair Mgmt For For
1.3 Election of Director: Matt Blunt Mgmt For For
1.4 Election of Director: Steven D. Cohan Mgmt For For
1.5 Election of Director: Daniel J. Englander Mgmt For For
1.6 Election of Director: James E. Meeks Mgmt For For
1.7 Election of Director: Thomas N. Tryforos Mgmt For For
1.8 Election of Director: Diane M. Morefield Mgmt For For
1.9 Election of Director: Stephen Fisher Mgmt For For
2. To approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of our named
executive officers (say-on-pay vote).
3. To approve an amendment to our Amended and Mgmt For For
Restated 2007 Equity Incentive Plan to
increase the number of shares reserved
under the plan from 32,000,000 shares to
36,000,000 shares.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
July 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CRISPR THERAPEUTICS AG Agenda Number: 935416936
--------------------------------------------------------------------------------------------------------------------------
Security: H17182108
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: CRSP
ISIN: CH0334081137
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The approval of the annual report, the Mgmt For For
consolidated financial statements and the
statutory financial statements of the
Company for the year ended December 31,
2020.
2. The approval of the appropriation of Mgmt For For
financial results.
3. The discharge of the members of the Board Mgmt For For
of Directors and Executive Committee.
4a. Re-election of Rodger Novak, M.D., as Mgmt For For
member and Chairman.
4b. Re-election of Samarth Kulkarni, Ph.D. as Mgmt For For
the member to the Board of Director.
4c. Re-election of Ali Behbahani, M.D. as the Mgmt For For
member to the Board of Director.
4d. Re-election of Bradley Bolzon, Ph.D. as the Mgmt For For
member to the Board of Director.
4e. Re-election of Simeon J. George, M.D. as Mgmt For For
the member to the Board of Director.
4f. Re-election of John T. Greene as the member Mgmt For For
to the Board of Director.
4g. Re-election of Katherine A. High, M.D. as Mgmt For For
the member to the Board of Director.
4h. Re-election of Douglas A. Treco, Ph.D. as Mgmt For For
the member to the Board of Director.
4i. Election of H Edward Fleming Jr., M.D. as Mgmt For For
the member to the Board of Director.
5a. Re-election of the member of the Mgmt For For
Compensation Committee: Ali Behbahani, M.D.
5b. Re-election of the member of the Mgmt For For
Compensation Committee: Simeon J. George,
M.D.
5c. Re-election of the member of the Mgmt For For
Compensation Committee: John T. Greene
6a. Binding vote on total Mgmt For For
non-performance-related compensation for
members of the Board of Directors from the
2021 Annual General Meeting to the 2022
annual general meeting of shareholders.
6b. Binding vote on equity for members of the Mgmt For For
Board of Directors from the 2021 Annual
General Meeting to the 2022 annual general
meeting of shareholders.
6c. Binding vote on total Mgmt For For
non-performance-related compensation for
members of the Executive Committee from
July 1, 2021 to June 30, 2022.
6d. Binding vote on total variable compensation Mgmt For For
for members of the Executive Committee for
the current year ending December 31, 2021.
6e. Binding vote on equity for members of the Mgmt For For
Executive Committee from the 2021 Annual
General Meeting to the 2022 annual general
meeting of shareholders.
7. The approval of an increase in the Mgmt For For
Conditional Share Capital for Employee
Equity Plans.
8. The approval of increasing the maximum size Mgmt For For
of the Board of Directors.
9. The approval of increasing the maximum Mgmt For For
number of authorized share capital and
extending the date by which the Board of
Directors may increase the share capital.
10. The re-election of the independent voting Mgmt For For
rights representative.
11. The re-election of the auditors. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CROWDSTRIKE HOLDINGS, INC. Agenda Number: 935436003
--------------------------------------------------------------------------------------------------------------------------
Security: 22788C105
Meeting Type: Annual
Meeting Date: 30-Jun-2021
Ticker: CRWD
ISIN: US22788C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roxanne S. Austin Mgmt For For
Sameer K. Gandhi Mgmt For For
Gerhard Watzinger Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as CrowdStrike's
independent registered public accounting
firm for its fiscal year ending January 31,
2022.
3. To approve, on an advisory basis, the Mgmt For For
compensation of CrowdStrike's named
executive officers.
4. To approve, on an advisory basis, the Mgmt 1 Year Against
frequency of future stockholder advisory
votes on the compensation of CrowdStrike's
named executive officers.
5. To approve an amendment to CrowdStrike's Mgmt For For
2019 Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
DANAHER CORPORATION Agenda Number: 935360292
--------------------------------------------------------------------------------------------------------------------------
Security: 235851102
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: DHR
ISIN: US2358511028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Rainer M. Blair
1B. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Linda Hefner
Filler
1C. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Teri List
1D. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Walter G. Lohr,
Jr.
1E. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Jessica L. Mega,
MD
1F. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Mitchell P. Rales
1G. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Steven M. Rales
1H. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Pardis C. Sabeti,
MD
1I. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: John T. Schwieters
1J. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Alan G. Spoon
1K. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Raymond C.
Stevens, Ph.D
1L. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Elias A. Zerhouni,
MD
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as Danaher's independent registered
public accounting firm for the year ending
December 31, 2021.
3. To approve on an advisory basis the Mgmt For For
Company's named executive officer
compensation.
4. To act upon a shareholder proposal Shr Against For
requesting that Danaher amend its governing
documents to reduce the percentage of
shares required for shareholders to call a
special meeting of shareholders from 25% to
10%.
--------------------------------------------------------------------------------------------------------------------------
DATADOG, INC. Agenda Number: 935406644
--------------------------------------------------------------------------------------------------------------------------
Security: 23804L103
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: DDOG
ISIN: US23804L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director to hold Mgmt For For
office until Annual Meeting in 2024: Alexis
Le-Quoc
1B. Election of Class II Director to hold Mgmt For For
office until Annual Meeting in 2024:
Michael Callahan
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. Advisory vote to recommend the frequency of Mgmt 1 Year For
future advisory votes on the compensation
of our named executive officers.
4. To ratify the selection by the Audit Mgmt For For
Committee of our Board of Directors of
Deloitte & Touche LLP as our independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
DRAFTKINGS INC. Agenda Number: 935346951
--------------------------------------------------------------------------------------------------------------------------
Security: 26142R104
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: DKNG
ISIN: US26142R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jason D. Robins Mgmt For For
Harry Evans Sloan Mgmt For For
Matthew Kalish Mgmt For For
Paul Liberman Mgmt For For
Woodrow H. Levin Mgmt For For
Shalom Meckenzie Mgmt For For
Jocelyn Moore Mgmt For For
Ryan R. Moore Mgmt For For
Valerie Mosley Mgmt For For
Steven J. Murray Mgmt For For
Hany M. Nada Mgmt For For
John S. Salter Mgmt For For
Marni M. Walden Mgmt For For
2. To ratify the appointment of BDO USA, LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. To recommend, by non-binding vote, the Mgmt 1 Year For
frequency of executive compensation votes.
4. In their discretion, upon such other Mgmt Against
matters that may properly come before the
meeting or any adjournment or adjournments
thereof.
--------------------------------------------------------------------------------------------------------------------------
ENPHASE ENERGY, INC. Agenda Number: 935365216
--------------------------------------------------------------------------------------------------------------------------
Security: 29355A107
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: ENPH
ISIN: US29355A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
B. Kothandaraman Mgmt For For
Joseph Malchow Mgmt For For
2. To approve, on advisory basis, the Mgmt For For
compensation of the Company's named
executive officers, as disclosed in this
proxy statement.
3. To approve an amendment to the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation to increase the number of
authorized shares of Common Stock from
200,000,000 to 300,000,000.
4. To approve the Enphase Energy, Inc. 2021 Mgmt For For
Equity Incentive Plan.
5. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Deloitte & Touche LLP as the independent
registered public accounting firm of the
Company for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
EPAM SYSTEMS, INC. Agenda Number: 935416948
--------------------------------------------------------------------------------------------------------------------------
Security: 29414B104
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: EPAM
ISIN: US29414B1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director to hold Mgmt For For
office for a three year term: Arkadiy
Dobkin
1B. Election of Class III Director to hold Mgmt For For
office for a three year term: Robert E.
Segert
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2021.
3. To approve, on an advisory and non-binding Mgmt For For
basis, the compensation for our named
executive officers as disclosed in this
Proxy Statement.
4. To approve, on an advisory and non-binding Mgmt 1 Year For
basis, the frequency in which future
advisory votes on the compensation for our
named executive officers will occur.
5. To approve the EPAM Systems, Inc. 2021 Mgmt For For
Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
EXACT SCIENCES CORPORATION Agenda Number: 935434960
--------------------------------------------------------------------------------------------------------------------------
Security: 30063P105
Meeting Type: Annual
Meeting Date: 30-Jun-2021
Ticker: EXAS
ISIN: US30063P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul Clancy Mgmt For For
Pierre Jacquet Mgmt For For
Daniel Levangie Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 935395891
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt For For
Andrew W. Houston Mgmt For For
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt For For
Tracey T. Travis Mgmt For For
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Facebook, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. To approve an amendment to the director Mgmt For For
compensation policy.
4. A shareholder proposal regarding dual class Shr For Against
capital structure.
5. A shareholder proposal regarding an Shr Against For
independent chair.
6. A shareholder proposal regarding child Shr For Against
exploitation.
7. A shareholder proposal regarding Shr Against For
human/civil rights expert on board.
8. A shareholder proposal regarding platform Shr Against For
misuse.
9. A shareholder proposal regarding public Shr Against For
benefit corporation.
--------------------------------------------------------------------------------------------------------------------------
FLEETCOR TECHNOLOGIES INC. Agenda Number: 935413271
--------------------------------------------------------------------------------------------------------------------------
Security: 339041105
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: FLT
ISIN: US3390411052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term: Mgmt For For
Steven T. Stull
1B. Election of Director for a one-year term: Mgmt For For
Michael Buckman
1C. Election of Director for a one-year term: Mgmt For For
Thomas M. Hagerty
1D. Election of Director for a one-year term: Mgmt For For
Mark A. Johnson
1E. Election of Director for a one-year term: Mgmt For For
Archie L. Jones, Jr.
1F. Election of Director for a one-year term: Mgmt For For
Hala G. Moddelmog
1G. Election of Director for a one-year term: Mgmt For For
Jeffrey S. Sloan
2. Ratify the reappointment of Ernst & Young Mgmt For For
LLP as FLEETCOR's independent public
accounting firm for 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Shareholder proposal for a shareholder Shr Against For
right to act by written consent, if
properly presented.
--------------------------------------------------------------------------------------------------------------------------
HUYA INC Agenda Number: 935354768
--------------------------------------------------------------------------------------------------------------------------
Security: 44852D108
Meeting Type: Annual
Meeting Date: 13-Apr-2021
Ticker: HUYA
ISIN: US44852D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THAT Mr. Tsang Wah Kwong be re-elected and Mgmt For
appointed as a director of the Company,
effective from the closing of this AGM.
--------------------------------------------------------------------------------------------------------------------------
INTELLIA THERAPEUTICS, INC. Agenda Number: 935424705
--------------------------------------------------------------------------------------------------------------------------
Security: 45826J105
Meeting Type: Annual
Meeting Date: 23-Jun-2021
Ticker: NTLA
ISIN: US45826J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Fred Cohen, M.D D.Phil Mgmt For For
J. Francois Formela, MD Mgmt For For
Frank Verwiel, M.D. Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Intellia's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. Approve, on a non-binding advisory basis, Mgmt For For
the compensation of the named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
INVITAE CORPORATION Agenda Number: 935412736
--------------------------------------------------------------------------------------------------------------------------
Security: 46185L103
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: NVTA
ISIN: US46185L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Kimber D. Mgmt For For
Lockhart
1B. Election of Class II Director: Chitra Nayak Mgmt For For
2. Approval of, on a non-binding advisory Mgmt For For
basis, the compensation paid by us to our
named executive officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
4. Stockholder proposal concerning proxy Shr Against For
access.
5. Stockholder proposal concerning majority Shr For Against
voting in uncontested director elections.
--------------------------------------------------------------------------------------------------------------------------
MERCADOLIBRE, INC. Agenda Number: 935420858
--------------------------------------------------------------------------------------------------------------------------
Security: 58733R102
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: MELI
ISIN: US58733R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Nicolas Galperin Mgmt For For
Henrique Dubugras Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers for fiscal year 2020.
3. Ratification of the appointment of Deloitte Mgmt For For
& Co. S.A. as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 935402343
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert K. Burgess Mgmt For For
1B. Election of Director: Tench Coxe Mgmt For For
1C. Election of Director: John O. Dabiri Mgmt For For
1D. Election of Director: Persis S. Drell Mgmt For For
1E. Election of Director: Jen-Hsun Huang Mgmt For For
1F. Election of Director: Dawn Hudson Mgmt For For
1G. Election of Director: Harvey C. Jones Mgmt For For
1H. Election of Director: Michael G. McCaffery Mgmt For For
1I. Election of Director: Stephen C. Neal Mgmt For For
1J. Election of Director: Mark L. Perry Mgmt For For
1K. Election of Director: A. Brooke Seawell Mgmt For For
1L. Election of Director: Aarti Shah Mgmt For For
1M. Election of Director: Mark A. Stevens Mgmt For For
2. Approval of our executive compensation. Mgmt For For
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2022.
4. Approval of an amendment to our charter to Mgmt For For
increase the number of authorized shares of
common stock from 2 billion shares to 4
billion shares.
--------------------------------------------------------------------------------------------------------------------------
OKTA, INC. Agenda Number: 935426418
--------------------------------------------------------------------------------------------------------------------------
Security: 679295105
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: OKTA
ISIN: US6792951054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Todd McKinnon Mgmt For For
Michael Stankey Mgmt For For
2. A proposal to ratify the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending January 31, 2022.
3. To approve, on an advisory non-binding Mgmt For For
basis, the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
PALANTIR TECHNOLOGIES INC. Agenda Number: 935420012
--------------------------------------------------------------------------------------------------------------------------
Security: 69608A108
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: PLTR
ISIN: US69608A1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alexander Karp Mgmt For For
Stephen Cohen Mgmt For For
Peter Thiel Mgmt For For
Alexander Moore Mgmt For For
Spencer Rascoff Mgmt For For
Alexandra Schiff Mgmt For For
Lauren Friedman Stat Mgmt For For
2. Advisory vote on frequency of executive Mgmt 1 Year Against
compensation votes.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Palantir's independent
registered public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
PERSONALIS, INC. Agenda Number: 935366597
--------------------------------------------------------------------------------------------------------------------------
Security: 71535D106
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: PSNL
ISIN: US71535D1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: John West Mgmt For For
1.2 Election of Class II Director: Alan Mgmt For For
Colowick, M.D.
2. Ratification of the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Deloitte & Touche LLP as the Company's
independent registered public accounting
firm for the year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
PURE STORAGE, INC. Agenda Number: 935420771
--------------------------------------------------------------------------------------------------------------------------
Security: 74624M102
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: PSTG
ISIN: US74624M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeff Rothschild Mgmt For For
Anita Sands Mgmt For For
Susan Taylor Mgmt For For
2. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for our fiscal year
ending February 6, 2022.
3. An advisory vote on our named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC. Agenda Number: 935414627
--------------------------------------------------------------------------------------------------------------------------
Security: 75886F107
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: REGN
ISIN: US75886F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: N. Anthony Coles, Mgmt For For
M.D.
1B. Election of Director: Arthur F. Ryan Mgmt For For
1C. Election of Director: George L. Sing Mgmt For For
1D. Election of Director: Marc Tessier-Lavigne, Mgmt Against Against
Ph.D.
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
RESMED INC. Agenda Number: 935280115
--------------------------------------------------------------------------------------------------------------------------
Security: 761152107
Meeting Type: Annual
Meeting Date: 19-Nov-2020
Ticker: RMD
ISIN: US7611521078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until 2021 Mgmt For For
annual meeting: Karen Drexler
2B. Election of Director to serve until 2021 Mgmt For For
annual meeting: Michael Farrell
2. Ratify our appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending June 30,
2021.
3. Approve, on an advisory basis, the Mgmt For For
compensation paid to our named executive
officers, as disclosed in the proxy
statement ("say-on-pay").
--------------------------------------------------------------------------------------------------------------------------
ROKU, INC. Agenda Number: 935414932
--------------------------------------------------------------------------------------------------------------------------
Security: 77543R102
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: ROKU
ISIN: US77543R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to serve until Mgmt For For
the 2024 annual meeting: Ravi Ahuja
1B. Election of Class I Director to serve until Mgmt For For
the 2024 annual meeting: Mai Fyfield
1C. Election of Class I Director to serve until Mgmt For For
the 2024 annual meeting: Laurie Simon
Hodrick
2. Advisory vote to approve our named Mgmt For For
executive officer compensation.
3. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 935416811
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: CRM
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc Benioff Mgmt For For
1B. Election of Director: Craig Conway Mgmt For For
1C. Election of Director: Parker Harris Mgmt For For
1D. Election of Director: Alan Hassenfeld Mgmt For For
1E. Election of Director: Neelie Kroes Mgmt For For
1F. Election of Director: Colin Powell Mgmt For For
1G. Election of Director: Sanford Robertson Mgmt For For
1H. Election of Director: John V. Roos Mgmt For For
1I. Election of Director: Robin Washington Mgmt For For
1J. Election of Director: Maynard Webb Mgmt For For
1K. Election of Director: Susan Wojcicki Mgmt For For
2. Amendment and restatement of our 2013 Mgmt For For
Equity Incentive Plan to increase the
number of shares reserved for issuance.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending January 31, 2022.
4. An advisory vote to approve the fiscal 2021 Mgmt For For
compensation of our named executive
officers.
5. A stockholder proposal requesting that the Shr Against For
Board of Directors take steps necessary to
transition Salesforce to a Public Benefit
Corporation, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
SPOTIFY TECHNOLOGY S.A. Agenda Number: 935346038
--------------------------------------------------------------------------------------------------------------------------
Security: L8681T102
Meeting Type: Annual
Meeting Date: 21-Apr-2021
Ticker: SPOT
ISIN: LU1778762911
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the Company's annual accounts for Mgmt For For
the financial year ended December 31, 2020
and the Company's consolidated financial
statements for the financial year ended
December 31, 2020.
2. Approve allocation of the Company's annual Mgmt For For
results for the financial year ended
December 31, 2020.
3. Grant discharge of the liability of the Mgmt For For
members of the Board of Directors for, and
in connection with, the financial year
ended December 31, 2020.
4A. Election of Director: Mr. Daniel Ek (A Mgmt For For
Director)
4B. Election of Director: Mr. Martin Lorentzon Mgmt For For
(A Director)
4C. Election of Director: Mr. Shishir Samir Mgmt For For
Mehrotra (A Director)
4D. Election of Director: Mr. Christopher Mgmt For For
Marshall (B Director)
4E. Election of Director: Mr. Barry McCarthy (B Mgmt For For
Director)
4F. Election of Director: Ms. Heidi O'Neill (B Mgmt For For
Director)
4G. Election of Director: Mr. Ted Sarandos (B Mgmt For For
Director)
4H. Election of Director: Mr. Thomas Owen Mgmt For For
Staggs (B Director)
4I. Election of Director: Ms. Cristina Mayville Mgmt For For
Stenbeck (B Director)
4J. Election of Director: Ms. Mona Sutphen (B Mgmt For For
Director)
4K. Election of Director: Ms. Padmasree Warrior Mgmt For For
(B Director)
5. Appoint Ernst & Young S.A. (Luxembourg) as Mgmt For For
the independent auditor for the period
ending at the general meeting approving the
annual accounts for the financial year
ending on December 31, 2021.
6. Approve the directors' remuneration for the Mgmt For For
year 2021.
7. Authorize the Board to repurchase Mgmt For For
10,000,000 shares issued by the Company
during a period of five years, for a price
that will be determined by the Board within
the following limits: at least the par
value and at the most the fair market
value.
8. Authorize and empower each of Mr. Guy Mgmt For For
Harles and Mr. Alexandre Gobert to execute
and deliver, under their sole signature, on
behalf of the Company and with full power
of substitution, any documents necessary or
useful in connection with the annual filing
and registration required by the Luxembourg
laws.
--------------------------------------------------------------------------------------------------------------------------
SQUARE, INC. Agenda Number: 935420860
--------------------------------------------------------------------------------------------------------------------------
Security: 852234103
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: SQ
ISIN: US8522341036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Randy Garutti Mgmt For For
Mary Meeker Mgmt For For
Lawrence Summers Mgmt For For
Darren Walker Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2021.
4. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr Against For
AT THE MEETING, REGARDING AN INDEPENDENT
CHAIR.
5. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr For Against
AT THE MEETING, REGARDING A CHANGE IN
STOCKHOLDER VOTING.
--------------------------------------------------------------------------------------------------------------------------
STIFEL FINANCIAL CORP. Agenda Number: 935388036
--------------------------------------------------------------------------------------------------------------------------
Security: 860630102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: SF
ISIN: US8606301021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Adam Berlew Mgmt For For
Kathleen Brown Mgmt For For
Michael W. Brown Mgmt For For
Robert E. Grady Mgmt For For
Ronald J. Kruszewski Mgmt For For
Daniel J. Ludeman Mgmt For For
Maura A. Markus Mgmt For For
David A. Peacock Mgmt For For
Thomas W. Weisel Mgmt For For
Michael J. Zimmerman Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers (say on pay).
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
SYNOPSYS, INC. Agenda Number: 935337255
--------------------------------------------------------------------------------------------------------------------------
Security: 871607107
Meeting Type: Annual
Meeting Date: 08-Apr-2021
Ticker: SNPS
ISIN: US8716071076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Aart J. de Geus Mgmt For For
1B. Election of Director: Chi-Foon Chan Mgmt For For
1C. Election of Director: Janice D. Chaffin Mgmt For For
1D. Election of Director: Bruce R. Chizen Mgmt For For
1E. Election of Director: Mercedes Johnson Mgmt For For
1F. Election of Director: Chrysostomos L. "Max" Mgmt For For
Nikias
1G. Election of Director: Jeannine P. Sargent Mgmt For For
1H. Election of Director: John Schwarz Mgmt For For
1I. Election of Director: Roy Vallee Mgmt For For
2. To approve our 2006 Employee Equity Mgmt For For
Incentive Plan, as amended, in order to,
among other items, increase the number of
shares available for issuance under the
plan by 4,700,000 shares.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers, as disclosed in the Proxy
Statement.
4. To ratify the selection of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending October 30,
2021.
5. To vote on the stockholder proposal Shr Against For
regarding special stockholder meetings, if
properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
TELADOC HEALTH, INC. Agenda Number: 935274794
--------------------------------------------------------------------------------------------------------------------------
Security: 87918A105
Meeting Type: Special
Meeting Date: 29-Oct-2020
Ticker: TDOC
ISIN: US87918A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of Share Issuance. To approve the Mgmt For For
issuance of shares of Teladoc Health, Inc.
("Teladoc") common stock to the
shareholders of Livongo Health, Inc.
("Livongo") pursuant to the Agreement and
Plan of Merger, dated as of August 5, 2020,
by and among Teladoc, Livongo, and
Tempranillo Merger Sub, Inc., a
wholly-owned subsidiary of Teladoc (the
"Teladoc share issuance proposal").
2. Adoption of Charter Amendment. To adopt an Mgmt For For
amendment to the certificate of
incorporation of Teladoc (the "Teladoc
charter amendment proposal")
3. Adjournment of Teladoc Shareholder Meeting. Mgmt For For
To approve the adjournment of the Teladoc
shareholder meeting to solicit additional
proxies if there are not sufficient votes
at the time of the Teladoc shareholder
meeting to approve the Teladoc share
issuance proposal and the Teladoc charter
amendment proposal or to ensure that any
supplement or amendment to the accompanying
joint proxy statement/prospectus is timely
provided to Teladoc shareholders.
--------------------------------------------------------------------------------------------------------------------------
TELADOC HEALTH, INC. Agenda Number: 935377437
--------------------------------------------------------------------------------------------------------------------------
Security: 87918A105
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: TDOC
ISIN: US87918A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: Christopher Bischoff
1B. Election of Director for a term of one Mgmt For For
year: Karen L. Daniel
1C. Election of Director for a term of one Mgmt For For
year: Sandra L. Fenwick
1D. Election of Director for a term of one Mgmt For For
year: William H. Frist, MD
1E. Election of Director for a term of one Mgmt For For
year: Jason Gorevic
1F. Election of Director for a term of one Mgmt For For
year: Catherine A. Jacobson
1G. Election of Director for a term of one Mgmt For For
year: Thomas G. McKinley
1H. Election of Director for a term of one Mgmt For For
year: Kenneth H. Paulus
1I. Election of Director for a term of one Mgmt For For
year: David Shedlarz
1J. Election of Director for a term of one Mgmt For For
year: Mark Douglas Smith, MD
1K. Election of Director for a term of one Mgmt For For
year: David B. Snow, Jr.
2. Approve, on an advisory basis, the Mgmt For For
compensation of Teladoc Health's named
executive officers.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as Teladoc Health's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
TESLA, INC. Agenda Number: 935259514
--------------------------------------------------------------------------------------------------------------------------
Security: 88160R101
Meeting Type: Annual
Meeting Date: 22-Sep-2020
Ticker: TSLA
ISIN: US88160R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director to serve for a Mgmt For For
term of three years: Elon Musk
1.2 Election of Class I Director to serve for a Mgmt For For
term of three years: Robyn Denholm
1.3 Election of Class I Director to serve for a Mgmt For For
term of three years: Hiromichi Mizuno
2. Tesla proposal to approve executive Mgmt For For
compensation on a non-binding advisory
basis.
3. Tesla proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Tesla's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
4. Stockholder proposal regarding paid Shr Against For
advertising.
5. Stockholder proposal regarding simple Shr For Against
majority voting provisions in our governing
documents.
6. Stockholder proposal regarding reporting on Shr Against For
employee arbitration.
7. Stockholder proposal regarding additional Shr Against For
reporting on human rights.
--------------------------------------------------------------------------------------------------------------------------
THE TRADE DESK, INC. Agenda Number: 935289745
--------------------------------------------------------------------------------------------------------------------------
Security: 88339J105
Meeting Type: Special
Meeting Date: 22-Dec-2020
Ticker: TTD
ISIN: US88339J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The amendment of our certificate of Mgmt For For
incorporation to change the events upon
which all of our shares of Class B common
stock will automatically convert into Class
A common stock.
2. The amendment of our certificate of Mgmt For For
incorporation to permit stockholders to act
by written consent beginning on the first
date on which the outstanding shares of
Class B common stock represent less than
50% of the Company's outstanding voting
power.
3. The amendment of our certificate of Mgmt For For
incorporation to permit stockholders owning
at least 20% of our outstanding shares of
common stock continuously for one year to
request special stockholder meetings.
4. The amendment of our certificate of Mgmt For For
incorporation to provide that the holders
of our Class A common stock, voting as a
single class, will be entitled to elect one
director if the total number of directors
is eight or fewer or two directors if the
total number of directors is nine or
greater.
5. The adoption of the Amended and Restated Mgmt For For
Bylaws of the Company.
6. The approval of one or more adjournments of Mgmt For For
the Special Meeting, if necessary, to
solicit additional proxies if there are
insufficient votes at the time of the
Special Meeting to approve any of the
proposals to be considered at the meeting.
--------------------------------------------------------------------------------------------------------------------------
THE TRADE DESK, INC. Agenda Number: 935395271
--------------------------------------------------------------------------------------------------------------------------
Security: 88339J105
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: TTD
ISIN: US88339J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David R. Pickles Mgmt For For
Gokul Rajaram Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP ("PwC") as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
TWILIO INC. Agenda Number: 935414716
--------------------------------------------------------------------------------------------------------------------------
Security: 90138F102
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: TWLO
ISIN: US90138F1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeff Lawson Mgmt For For
Byron Deeter Mgmt For For
Jeffrey Epstein Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. Approval of, on a non-binding advisory Mgmt For For
basis, the compensation of the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
TWIST BIOSCIENCE CORPORATION Agenda Number: 935325402
--------------------------------------------------------------------------------------------------------------------------
Security: 90184D100
Meeting Type: Annual
Meeting Date: 03-Feb-2021
Ticker: TWST
ISIN: US90184D1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Emily M. Leproust, Ph.D Mgmt For For
William Banyai, Ph.D. Mgmt For For
Robert Chess Mgmt For For
2. TO ADOPT, ON AN ADVISORY BASIS, A Mgmt For For
RESOLUTION APPROVING THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS
DESCRIBED IN THE PROXY STATEMENT UNDER
"EXECUTIVE COMPENSATION."
3. TO SELECT, ON AN ADVISORY BASIS, THE Mgmt 1 Year For
FREQUENCY OF THE ADVISORY STOCKHOLDER VOTE
ON THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the fiscal year ending September
30, 2021.
--------------------------------------------------------------------------------------------------------------------------
UNITY SOFTWARE INC Agenda Number: 935414639
--------------------------------------------------------------------------------------------------------------------------
Security: 91332U101
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: U
ISIN: US91332U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roelof Botha Mgmt For For
David Helgason Mgmt For For
John Riccitiello Mgmt For For
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Ernst & Young LLP as our independent
registered public accounting firm for the
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
VEEVA SYSTEMS INC. Agenda Number: 935312518
--------------------------------------------------------------------------------------------------------------------------
Security: 922475108
Meeting Type: Special
Meeting Date: 13-Jan-2021
Ticker: VEEV
ISIN: US9224751084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The adoption and approval of the amendments Mgmt For For
to our Restated Certificate of
Incorporation to become a public benefit
corporation.
2. The adoption and approval of the amendments Mgmt For For
to our Restated Certificate of
Incorporation to eliminate the classified
structure of our Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
VEEVA SYSTEMS INC. Agenda Number: 935433677
--------------------------------------------------------------------------------------------------------------------------
Security: 922475108
Meeting Type: Annual
Meeting Date: 23-Jun-2021
Ticker: VEEV
ISIN: US9224751084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2022 annual meeting: Mark Carges
1B. Election of Director to serve until the Mgmt For For
2022 annual meeting: Paul E. Chamberlain
1C. Election of Director to serve until the Mgmt For For
2022 annual meeting: Ronald E.F. Codd
1D. Election of Director to serve until the Mgmt For For
2022 annual meeting: Peter P. Gassner
1E. Election of Director to serve until the Mgmt For For
2022 annual meeting: Mary Lynne Hedley
1F. Election of Director to serve until the Mgmt For For
2022 annual meeting: Gordon Ritter
1G. Election of Director to serve until the Mgmt For For
2022 annual meeting: Paul Sekhri
1H. Election of Director to serve until the Mgmt For For
2022 annual meeting: Matthew J. Wallach
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
January 31, 2022.
3. To hold an advisory (non-binding) vote to Mgmt For For
approve named executive officer
compensation.
4. To hold an advisory (non-binding) vote on Mgmt 1 Year Against
the frequency of future shareholder
advisory votes to approve named executive
officer compensation.
5. To amend and restate our Restated Mgmt For For
Certificate of Incorporation to permit
shareholders to call special meetings as
specified in our amended and restated
bylaws, which would allow shareholders
holding 25% or more of the voting power of
our capital stock for at least one year to
call special meetings.
6. To consider and vote upon a shareholder Shr Against For
proposal, if properly presented, to enable
shareholders holding 15% or more of our
common stock to call special meetings.
--------------------------------------------------------------------------------------------------------------------------
VERACYTE, INC. Agenda Number: 935410085
--------------------------------------------------------------------------------------------------------------------------
Security: 92337F107
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: VCYT
ISIN: US92337F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Muna Bhanji Mgmt For For
John L. Bishop Mgmt For For
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for 2021.
3. The approval, on a non-binding advisory Mgmt For For
basis, of the compensation of our named
executive officers, as disclosed in our
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
ZILLOW GROUP, INC. Agenda Number: 935411152
--------------------------------------------------------------------------------------------------------------------------
Security: 98954M101
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: ZG
ISIN: US98954M1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Erik Blachford Mgmt For For
Gordon Stephenson Mgmt For For
Claire Cormier Thielke Mgmt For For
2. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as independent registered public
accounting firm for the fiscal year ended
December 31, 2021.
3. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
4. Advisory vote on the frequency of future Mgmt 1 Year Against
advisory votes on the compensation of our
named executive officers.
ERShares Non-US Small Cap ETF
--------------------------------------------------------------------------------------------------------------------------
AUDIOCODES LTD. Agenda Number: 935263157
--------------------------------------------------------------------------------------------------------------------------
Security: M15342104
Meeting Type: Annual
Meeting Date: 15-Sep-2020
Ticker: AUDC
ISIN: IL0010829658
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO REELECT DR. EYAL KISHON AS AN OUTSIDE Mgmt For For
DIRECTOR FOR AN ADDITIONAL TERM OF THREE
YEARS.
1A. PLEASE NOTE: with respect to Proposal 1, Mgmt For
please indicate by checking the "FOR" box
at the right, that you are NOT a
controlling shareholder and that you do NOT
have a personal interest in this resolution
(see explanation at the bottom of this
card). Please confirm you are a controlling
shareholder/have a personal interest If you
do not check the box FOR then your vote
will not count for the Proposal # 1.
2. TO REELECT MR. JOSEPH TENNE AS A CLASS II Mgmt For For
DIRECTOR FOR AN ADDITIONAL TERM OF THREE
YEARS.
3. TO ADOPT NEW ARTICLES OF ASSOCIATION AND Mgmt For For
MEMORANDUM OF ASSOCIATION.
4. TO RATIFY THE APPOINTMENT OF THE COMPANY'S Mgmt For For
INDEPENDENT AUDITORS FOR 2020 AND AUTHORIZE
THE BOARD OF DIRECTORS TO DETERMINE THE
AUDITORS' COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BEIGENE LTD Agenda Number: 935434643
--------------------------------------------------------------------------------------------------------------------------
Security: 07725L102
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: BGNE
ISIN: US07725L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 THAT Donald W. Glazer be and is hereby Mgmt For For
re-elected to serve as a Class II director
of the Company until the 2024 annual
general meeting of the shareholders of the
Company and until his successor is duly
elected and qualified, subject to his
earlier resignation or removal.
O2 THAT Michael Goller be and is hereby Mgmt For For
re-elected to serve as a Class II director
of the Company until the 2024 annual
general meeting of the shareholders of the
Company and until his successor is duly
elected and qualified, subject to his
earlier resignation or removal.
O3 THAT Thomas Malley be and is hereby Mgmt For For
re-elected to serve as a Class II director
of the Company until the 2024 annual
general meeting of the shareholders of the
Company and until his successor is duly
elected and qualified, subject to his
earlier resignation or removal.
O4 THAT Corazon (Corsee) D. Sanders be and is Mgmt For For
hereby re-elected to serve as a Class II
director until the 2024 annual general
meeting of the shareholders of the Company
and until her successor is duly elected and
qualified, subject to her earlier
resignation or removal.
O5 THAT the appointment of Ernst & Young Hua Mgmt For For
Ming LLP and Ernst & Young as the Company's
independent registered public accounting
firms for the fiscal year ending December
31, 2021 be and is hereby approved,
ratified and confirmed.
O6 THAT the granting of a share issue mandate Mgmt For For
to the Board of Directors to issue, allot
or deal with unissued ordinary shares
and/or American Depositary Shares not
exceeding 20% of the total number of issued
ordinary shares of the Company as of the
date of passing of this ordinary resolution
up to the next annual general meeting of
the shareholders of the Company be and is
hereby approved.
O7 THAT the Company and its underwriters be Mgmt For For
and are hereby authorized, in their sole
discretion, to allocate to each of Baker
Bros. Advisors LP and Hillhouse Capital
Management, Ltd. and parties affiliated
with each of them (the "Existing
Shareholders"), up to a maximum amount of
shares in order to maintain the same
shareholding percentage of each of the
Existing Shareholders (based on the
then-outstanding share capital of the
Company) before and after the allocation of
the corresponding securities.
O8 THAT the Company and its underwriters be Mgmt For For
and are hereby authorized, in their sole
discretion, to allocate to each of the
Existing Shareholders, up to a maximum
amount of shares in order to maintain the
same shareholding percentage of each of the
Existing Shareholders (based on the
then-outstanding share capital of the
Company) before and after the proposed
issue of shares (the "RMB Shares") to be
listed on the Science and Technology
Innovation Board (the "STAR Market") of the
Shanghai Stock Exchange.
O9 THAT the Company and its underwriters be Mgmt For For
and are hereby authorized, in their sole
discretion, to allocate to Amgen Inc.
("Amgen"), up to a maximum amount of shares
in order to maintain the same shareholding
percentage of Amgen (based on the then-
outstanding share capital of the Company)
before and after the allocation of the
corresponding securities issued pursuant to
an offering conducted pursuant to the
general mandate set forth in Resolution 6
for a period of five years, which period
will be subject to an extension on a
rolling basis each year.
O10 THAT the Company and its underwriters be Mgmt For For
and are hereby authorized, in their sole
discretion, to allocate to Amgen, up to a
maximum amount of shares in order to
maintain the same shareholding percentage
of Amgen (based on the then-outstanding
share capital of the Company) before and
after the proposed issue of shares to be
listed on the STAR Market and to be traded
in RMB pursuant to the general mandate set
forth in Resolution 6.
O11 THAT the grant of an option to acquire Mgmt For For
shares to Amgen to allow Amgen to subscribe
for additional shares under a specific
mandate in an amount necessary to enable it
to increase (and subsequently maintain) its
ownership at approximately 20.6% of the
Company's outstanding share capital, up to
an aggregate of 75,000,000 ordinary shares
during the option term, pursuant to the
terms of the Restated Amendment No. 2 dated
September 24, 2020 to the Share Purchase
Agreement dated October 31, 2019, as
amended.
O12 THAT the grant of the restricted share Mgmt For For
units ("RSUs") with a grant date fair value
of US$3,750,000 to Mr. John V. Oyler under
the Second Amended and Restated 2016 Share
Option and Incentive Plan (as amended, the
"2016 Plan"), according to the terms and
conditions described in the Proxy
Statement, be and is hereby approved.
O13 THAT the grant of RSUs with a grant date Mgmt For For
fair value of US$1,000,000 to Dr. Xiaodong
Wang under the 2016 Plan, according to the
terms and conditions described in the Proxy
Statement, be and is hereby approved.
O14 THAT the grant of the RSUs with a grant Mgmt For For
date fair value of US$200,000 to each of
other non-executive and independent non-
executive directors, Mr. Anthony C. Hooper,
Mr. Timothy Chen, Mr. Donald W. Glazer, Mr.
Michael Goller, Mr. Ranjeev Krishana, Mr.
Thomas Malley, Dr. Corazon (Corsee) D.
Sanders, Mr. Jing- Shyh (Sam) Su and Mr.
Qingqing Yi, under the 2016 Plan, according
to the terms and conditions described in
the Proxy Statement, be and is hereby
approved.
O15 THAT, on a non-binding, advisory basis, the Mgmt For For
compensation of the Company's named
executive officers, as disclosed in the
Proxy Statement, be and is hereby approved.
S16 THAT the adoption of the Sixth Amended and Mgmt For For
Restated Memorandum and Articles of
Association of the Company, be and is
hereby approved, conditioned on and subject
to the listing of RMB Shares on the STAR
Market.
O17 THAT the adjournment of the Annual Meeting Mgmt For For
by the chairman, if necessary, to solicit
additional proxies if there are
insufficient votes at the time of the
Annual General Meeting to approve any of
the proposals described above, and on the
reverse side, be and is hereby approved.
--------------------------------------------------------------------------------------------------------------------------
BEST WORLD INTERNATIONAL LTD Agenda Number: 713602868
--------------------------------------------------------------------------------------------------------------------------
Security: Y08809132
Meeting Type: AGM
Meeting Date: 26-Feb-2021
Ticker:
ISIN: SG1DG3000004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RECEIVE AND ADOPT THE AUDITED FINANCIAL Mgmt For For
STATEMENTS OF THE COMPANY FOR THE FINANCIAL
YEAR ENDED 31 DECEMBER 2019, THE DIRECTORS'
STATEMENT AND THE AUDITORS' REPORT THEREON
2 APPROVAL OF DIRECTORS' FEES OF SGD 242,164 Mgmt For For
FOR THE FINANCIAL YEAR ENDED 31 DECEMBER
2019
3 RE-ELECTION OF DORA HOAN BENG MUI AS A Mgmt For For
DIRECTOR (RETIRING UNDER ARTICLE 93)
4 RE-ELECTION OF ADRIAN CHAN PENGEE AS A Mgmt For For
DIRECTOR (RETIRING UNDER ARTICLE 93)
5 APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
COMPANY'S AUDITORS AND TO AUTHORISE THE
DIRECTORS TO FIX THEIR REMUNERATION
6 AUTHORITY TO ISSUE SHARES PURSUANT TO THE Mgmt For For
SHARE ISSUE MANDATE
--------------------------------------------------------------------------------------------------------------------------
CELLAVISION AB Agenda Number: 713739071
--------------------------------------------------------------------------------------------------------------------------
Security: W2128U119
Meeting Type: AGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: SE0000683484
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 527839 DUE TO SPLITTING OF RES.
7.C. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1 ELECTION OF CHAIRMAN OF THE ANNUAL GENERAL Non-Voting
MEETING: BOARD SOREN MELLSTIG
2 PREPARATION AND APPROVAL OF VOTING LIST: Non-Voting
THE VOTING LIST PROPOSED TO BE APPROVED IS
THE VOTING LIST PREPARED BY FREDERSEN
ADVOKATBYRA ON BEHALF OF CELLAVISION, BASED
ON THE AGM
3 APPROVAL OF THE AGENDA Non-Voting
4 ELECTION OF ONE OR TWO PERSONS TO APPROVE Non-Voting
THE MINUTES: THE BOARD OF DIRECTORS
PROPOSES MARTIN GREN, OR IF THIS PERSON IS
PREVENTED FROM PARTICIPATING, THE PERSON
APPOINTED BY THE BOARD OF DIRECTORS, TO
ATTEST THE MINUTES
5 DETERMINATION AS TO WHETHER THE ANNUAL Non-Voting
GENERAL MEETING HAS BEEN DULY CONVENED
6 PRESENTATION OF THE ANNUAL REPORT AND THE Non-Voting
AUDITOR'S REPORT AS WELL AS THE GROUP
ACCOUNTS AND THE AUDITOR'S REPORT FOR THE
GROUP
7.A RESOLUTION ON APPROVAL OF THE INCOME Mgmt For For
STATEMENT AND BALANCE SHEET AND THE
CONSOLIDATED INCOME STATEMENT AND
CONSOLIDATED BALANCE SHEET
7.B RESOLUTION ON THE DISPOSITIONS OF THE Mgmt For For
COMPANY'S EARNINGS IN ACCORDANCE WITH THE
APPROVED BALANCE SHEET: SEK 0.75 PER SHARE
7.C.A RESOLUTION ON DISCHARGE OF LIABILITY FOR Mgmt For For
THE BOARD MEMBER AND CEO FOR 2020: SOREN
MELLSTIG (BOARD MEMBER AND CHAIRMAN)
7.C.B RESOLUTION ON DISCHARGE OF LIABILITY FOR Mgmt For For
THE BOARD MEMBER AND CEO FOR 2020: MIKAEL
WORNING (BOARD MEMBER)
7.C.C RESOLUTION ON DISCHARGE OF LIABILITY FOR Mgmt For For
THE BOARD MEMBER AND CEO FOR 2020: ANNA
MALM BERNSTEN (BOARD MEMBER)
7.C.D RESOLUTION ON DISCHARGE OF LIABILITY FOR Mgmt For For
THE BOARD MEMBER AND CEO FOR 2020: CHRISTER
FAHRAEUS (BOARD MEMBER)
7.C.E RESOLUTION ON DISCHARGE OF LIABILITY FOR Mgmt For For
THE BOARD MEMBER AND CEO FOR 2020: ASA
HEDIN (BOARD MEMBER)
7.C.F RESOLUTION ON DISCHARGE OF LIABILITY FOR Mgmt For For
THE BOARD MEMBER AND CEO FOR 2020: NIKLAS
PRAGER (BOARD MEMBER)
7.C.G RESOLUTION ON DISCHARGE OF LIABILITY FOR Mgmt For For
THE BOARD MEMBER AND CEO FOR 2020: JURGEN
RIEDL (BOARD MEMBER)
7.C.H RESOLUTION ON DISCHARGE OF LIABILITY FOR Mgmt For For
THE BOARD MEMBER AND CEO FOR 2020: STEFAN
WOLF (BOARD MEMBER)
7.C.I RESOLUTION ON DISCHARGE OF LIABILITY FOR Mgmt For For
THE BOARD MEMBER AND CEO FOR 2020: ZLATKO
RIHTER (CEO)
7.C.J RESOLUTION ON DISCHARGE OF LIABILITY FOR Mgmt For For
THE BOARD MEMBER AND CEO FOR 2020: MAGNUS
BLIXT (CEO)
7.C.K RESOLUTION ON DISCHARGE OF LIABILITY FOR Mgmt For For
THE BOARD MEMBER AND CEO FOR 2020: GUNNAR
B. HANSEN (EMPLOYEE REPRESENTATIVE)
7.C.L RESOLUTION ON DISCHARGE OF LIABILITY FOR Mgmt For For
THE BOARD MEMBER AND CEO FOR 2020: MARKUS
JONASSON KRISTOFFERSSON (EMPLOYEE
REPRESENTATIVE)
8 RESOLUTION ON THE NUMBER OF BOARD MEMBERS Mgmt For For
AND AUDITORS: THAT THE BOARD OF DIRECTORS
SHALL CONSIST OF SEVEN BOARD MEMBERS AND NO
DEPUTY BOARD MEMBERS AND THAT ONE AUDITOR
WITH NO DEPUTY AUDITORS IS ELECTED AS
AUDITOR OF THE COMPANY
9 RESOLUTION ON REMUNERATION FOR THE BOARD Mgmt For For
MEMBERS AND THE AUDITOR
10.1 ELECTION OF BOARD MEMBER: MIKAEL WORNING Mgmt For For
(RE-ELECTION)
10.2 ELECTION OF BOARD MEMBER: ANNA MALM Mgmt For For
BERNSTEN (RE-ELECTION)
10.3 ELECTION OF BOARD MEMBER: CHRISTER FAHRAEUS Mgmt For For
(RE-ELECTION)
10.4 ELECTION OF BOARD MEMBER: ASA HEDIN Mgmt For For
(RE-ELECTION)
10.5 ELECTION OF BOARD MEMBER: NIKLAS PRAGER Mgmt For For
(RE-ELECTION)
10.6 ELECTION OF BOARD MEMBER: JURGEN RIEDL Mgmt For For
(RE-ELECTION)
10.7 ELECTION OF BOARD MEMBER: STEFAN WOLF Mgmt For For
(RE-ELECTION)
11 ELECTION OF THE CHAIRMAN OF THE BOARD (NEW Mgmt For For
ELECTION OF MIKAEL WORNING)
12 ELECTION OF AUDITOR (RE-ELECTION OF Mgmt For For
DELOITTE AB)
13 RESOLUTION ON PRINCIPLES FOR APPOINTMENT OF Mgmt For For
THE NOMINATION COMMITTEE
14 RESOLUTION ON APPROVAL OF THE REMUNERATION Mgmt For For
REPORT
15 RESOLUTION ON AMENDMENTS TO THE ARTICLES OF Mgmt For For
ASSOCIATION: 9 SECTION
CMMT 07 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 07 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 07 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES TO MID
539158, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CELLECTIS S.A. Agenda Number: 935444404
--------------------------------------------------------------------------------------------------------------------------
Security: 15117K103
Meeting Type: Annual
Meeting Date: 01-Jun-2021
Ticker: CLLS
ISIN: US15117K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 Resolution 1: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
O2 Resolution 2: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
O3 Resolution 3: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
O4 Resolution 4: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
O5 Resolution 5: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
O6 Resolution 6: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
O7 Resolution 7: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
O8 Resolution 8: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
O9 Resolution 9: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E10 Resolution 10: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E11 Resolution 11: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E12 Resolution 12: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E13 Resolution 13: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E14 Resolution 14: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E15 Resolution 15: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E16 Resolution 16: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E17 Resolution 17: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E18 Resolution 18: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E19 Resolution 19: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E20 Resolution 20: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E21 Resolution 21: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E22 Resolution 22: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E23 Resolution 23: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E24 Resolution 24: Please see attached copy of Mgmt For For
the Company's Notice of Meeting for
details.
E25 Resolution 25: Please see attached copy of Mgmt For Against
the Company's Notice of Meeting for
details.
--------------------------------------------------------------------------------------------------------------------------
CELLINK AB Agenda Number: 713747787
--------------------------------------------------------------------------------------------------------------------------
Security: W2R67K123
Meeting Type: AGM
Meeting Date: 26-Apr-2021
Ticker:
ISIN: SE0013647385
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT "INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE"
1 ELECTION OF A CHAIRMAN OF THE MEETING: Non-Voting
CARSTEN BROWALL
2 ELECTION OF ONE OR TWO PERSONS TO ATTEST Non-Voting
THE MINUTES
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 DETERMINATION OF WHETHER THE MEETING WAS Non-Voting
DULY CONVENED
6 SUBMISSION OF THE ANNUAL REPORT AND THE Non-Voting
AUDITORS REPORT AND THE CONSOLIDATED
FINANCIAL STATEMENTS AND THE AUDITORS
REPORT FOR THE GROUP
7.A RESOLUTION REGARDING: ADOPTION OF THE Mgmt For For
INCOME STATEMENT AND THE BALANCE SHEET AND
THE CONSOLIDATED INCOME STATEMENT AND THE
CONSOLIDATED BALANCE SHEET
7.B RESOLUTION REGARDING: ALLOCATION OF THE Mgmt For For
COMPANY'S PROFITS OR LOSSES ACCORDING TO
THE ADOPTED BALANCE SHEET
7.C.1 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR THE BOARD OF DIRECTOR AND THE
CEO: CARSTEN BROWALL, CHAIRMAN OF THE BOARD
7.C.2 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR THE BOARD OF DIRECTOR AND THE
CEO: ARISTOTELIS NASTOS, BOARD MEMBER
7.C.3 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR THE BOARD OF DIRECTOR AND THE
CEO: BENGT SJOHOLM, BOARD MEMBER
7.C.4 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR THE BOARD OF DIRECTOR AND THE
CEO: CHRISTIAN WILDMOSER, BOARD MEMBER
7.C.5 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR THE BOARD OF DIRECTOR AND THE
CEO: ERIK GATENHOLM, BOARD MEMBER
7.C.6 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR THE BOARD OF DIRECTOR AND THE
CEO: HELENA SKANTORP, BOARD MEMBER
7.C.7 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR THE BOARD OF DIRECTOR AND THE
CEO: INGELA HALLBERG, BOARD MEMBER
7.C.8 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY FOR THE BOARD OF DIRECTOR AND THE
CEO: ERIK GATENHOLM, CEO
CMMT PLEASE NOTE THAT RESOLUTION 8 TO 11 ARE Non-Voting
PROPOSED BY NOMINATION COMMITTEE'S AND
BOARD DOES NOT MAKE ANY RECOMMENDATION ON
THIS PROPOSAL. THE STANDING INSTRUCTIONS
ARE DISABLED FOR THIS MEETING
8 DETERMINATION OF THE NUMBER OF BOARD Mgmt For
MEMBERS AND AUDITORS AND DEPUTY AUDITORS:
SIX (6) ORDINARY MEMBERS WITHOUT DEPUTIES
9 DETERMINATION OF FEES FOR THE BOARD OF Mgmt For
DIRECTORS AND AUDITORS
10.11 ELECTION OF THE BOARD OF DIRECTOR: CARSTEN Mgmt For
BROWALL
10.12 ELECTION OF THE BOARD OF DIRECTOR: Mgmt For
ARISTOTELIS NASTOS
10.13 ELECTION OF THE BOARD OF DIRECTOR: BENGT Mgmt For
SJOHOLM
10.14 ELECTION OF THE BOARD OF DIRECTOR: Mgmt For
CHRISTIAN WILDMOSER
10.15 ELECTION OF THE BOARD OF DIRECTOR: ERIK Mgmt For
GATENHOLM
10.16 ELECTION OF THE BOARD OF DIRECTOR: HELENA Mgmt For
SKANTORP
10.2 ELECTION OF CHAIRMAN: CARSTEN BROWALL Mgmt For
10.3 ELECTION OF AUDITOR: DELOITTE AB Mgmt For
11 RESOLUTION ON PRINCIPLES FOR THE Mgmt For
APPOINTMENT OF THE NOMINATION COMMITTEE AND
INSTRUCTIONS FOR THE NOMINATION COMMITTEE
12 SUBMISSION AND APPROVAL OF THE BOARD'S Mgmt For For
REMUNERATION REPORT
13 RESOLUTION TO ADOPT GUIDELINES FOR Mgmt For For
REMUNERATION TO THE EXECUTIVE MANAGEMENT
14 RESOLUTION TO ADOPT A LONG-TERM INCENTIVE Mgmt For For
PROGRAMME FOR EMPLOYEES WITHIN THE CELLINK
GROUP
15 RESOLUTION TO APPROVE THE BOARD'S Mgmt For For
RESOLUTION ON A DIRECTED ISSUE OF
CONVERTIBLE BONDS
16 RESOLUTION TO AUTHORISE THE BOARD OF Mgmt For For
DIRECTORS TO RESOLVE ON NEW ISSUES
17 RESOLUTION TO CHANGE THE ARTICLES OF Mgmt For For
ASSOCIATION
CMMT 31 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
20 APR 2021 TO 16 APR 2021. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CHINA MEDICAL SYSTEM HOLDINGS LTD Agenda Number: 713722583
--------------------------------------------------------------------------------------------------------------------------
Security: G21108124
Meeting Type: AGM
Meeting Date: 27-Apr-2021
Ticker:
ISIN: KYG211081248
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0324/2021032400814.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0324/2021032400826.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO REVIEW, CONSIDER AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
GROUP, THE REPORTS OF THE DIRECTORS OF THE
COMPANY THE "DIRECTOR(S)" AND THE AUDITORS
OF THE COMPANY FOR THE YEAR ENDED 31
DECEMBER 2020
2 TO APPROVE THE RECOMMENDED FINAL DIVIDEND Mgmt For For
OF RMB0.2033 (EQUIVALENT TO HKD 0.243) PER
SHARE FOR THE YEAR ENDED 31 DECEMBER 2020
3.A TO RE-ELECT MS. CHEN YANLING AS EXECUTIVE Mgmt For For
DIRECTOR
3.B TO RE-ELECT MR. LEUNG CHONG SHUN AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
3.C TO RE-ELECT MS. LUO, LAURA YING AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
3.D TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE DIRECTORS' REMUNERATION
4 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For
AUDITORS OF THE COMPANY AND TO AUTHORISE
THE BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO ALLOT, ISSUE AND
OTHERWISE DEAL WITH UNISSUED SHARES OF THE
COMPANY
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO REPURCHASE SHARES OF THE
COMPANY
7 TO ADD THE NOMINAL AMOUNT OF THE SHARES Mgmt For For
REPURCHASED BY THE COMPANY TO THE GENERAL
MANDATE GRANTED TO THE DIRECTORS OF THE
COMPANY UNDER RESOLUTION NO.5 ABOVE
--------------------------------------------------------------------------------------------------------------------------
COMPUTACENTER PLC Agenda Number: 713959798
--------------------------------------------------------------------------------------------------------------------------
Security: G23356150
Meeting Type: AGM
Meeting Date: 20-May-2021
Ticker:
ISIN: GB00BV9FP302
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE FINANCIAL STATEMENTS OF THE Mgmt For For
COMPANY AND THE GROUP FOR THE YEAR ENDED 31
DECEMBER 2020, TOGETHER WITH THE REPORTS OF
THE DIRECTORS AND AUDITOR THEREON
2 TO RECEIVE AND APPROVE THE DIRECTORS' Mgmt For For
REMUNERATION REPORT: IMPLEMENTATION REPORT
FOR THE YEAR ENDED 31 DECEMBER 2020, AS SET
OUT ON PAGES 96 TO 116 OF THE 2020 ANNUAL
REPORT AND ACCOUNTS (SAVE FOR THE
REMUNERATION POLICY SUMMARY SET OUT ON
PAGES 100 TO 104), COMPRISING THE ANNUAL
STATEMENT FROM THE CHAIR OF THE
REMUNERATION COMMITTEE AND THE ANNUAL
REMUNERATION REPORT
3 TO DECLARE AND APPROVE A FINAL DIVIDEND OF Mgmt For For
38.4 PENCE PER ORDINARY SHARE
4.A F A CONOPHY, WHO RETIRES AND BEING Mgmt For For
ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION AS
AN EXECUTIVE DIRECTOR OF THE COMPANY
4.B R HAAS, WHO RETIRES AND BEING ELIGIBLE, Mgmt For For
OFFERS HIMSELF FOR RE-ELECTION AS A
NON-EXECUTIVE DIRECTOR OF THE COMPANY
4.C P W HULME, WHO RETIRES AND BEING ELIGIBLE, Mgmt For For
OFFERS HIMSELF FOR RE-ELECTION AS A
NON-EXECUTIVE DIRECTOR OF THE COMPANY
4.D L MITIC, WHO RETIRES AND BEING ELIGIBLE, Mgmt For For
OFFERS HERSELF FOR RE-ELECTION AS A
NON-EXECUTIVE DIRECTOR OF THE COMPANY
4.E M J NORRIS, WHO RETIRES AND BEING ELIGIBLE, Mgmt For For
OFFERS HIMSELF FOR RE-ELECTION AS AN
EXECUTIVE DIRECTOR OF THE COMPANY
4.F P J OGDEN, WHO RETIRES AND BEING ELIGIBLE, Mgmt For For
OFFERS HIMSELF FOR RE-ELECTION AS A
NON-EXECUTIVE DIRECTOR OF THE COMPANY
4.G T M POWELL, WHO RETIRES AND BEING ELIGIBLE, Mgmt For For
OFFERS HIMSELF FOR RE-ELECTION AS A
NON-EXECUTIVE DIRECTOR OF THE COMPANY
4.H R RIVAZ, WHO RETIRES AND BEING ELIGIBLE, Mgmt For For
OFFERS HERSELF FOR RE-ELECTION AS A
NON-EXECUTIVE DIRECTOR OF THE COMPANY
4.I P RYAN, WHO RETIRES AND BEING ELIGIBLE, Mgmt For For
OFFERS HIMSELF FOR RE-ELECTION AS A
NON-EXECUTIVE DIRECTOR OF THE COMPANY
5 TO RE-APPOINT KPMG LLP AS THE COMPANY'S Mgmt For For
AUDITOR TO HOLD OFFICE UNTIL THE CONCLUSION
OF THE NEXT GENERAL MEETING AT WHICH
ACCOUNTS ARE LAID BEFORE THE COMPANY
6 TO AUTHORISE THE DIRECTORS TO AGREE THE Mgmt For For
AUDITOR'S REMUNERATION
7 THAT THE DIRECTORS BE GENERALLY AND Mgmt For For
UNCONDITIONALLY AUTHORISED UNDER SECTION
551 OF THE COMPANIES ACT 2006 TO EXERCISE
ALL THE POWERS OF THE COMPANY TO ALLOT
SHARES IN THE COMPANY AND TO GRANT RIGHTS
TO SUBSCRIBE FOR, OR TO CONVERT ANY
SECURITY INTO, SHARES IN THE COMPANY
('RIGHTS'), UP TO A NOMINAL AMOUNT OF GBP
2,874,664.94, PROVIDED THAT THIS AUTHORITY
SHALL EXPIRE AT THE CONCLUSION OF THE NEXT
AGM OF THE COMPANY OR, IF EARLIER, ON 30
JUNE 2022, SAVE THAT THE COMPANY SHALL BE
ENTITLED TO MAKE OFFERS OR AGREEMENTS
BEFORE THE EXPIRY OF SUCH AUTHORITY, WHICH
WOULD OR MIGHT REQUIRE SHARES TO BE
ALLOTTED OR RIGHTS TO BE GRANTED AFTER SUCH
EXPIRY AND THE DIRECTORS SHALL BE ENTITLED
TO ALLOT SHARES AND GRANT RIGHTS PURSUANT
TO ANY SUCH OFFER OR AGREEMENT AND IF THIS
AUTHORITY HAD NOT EXPIRED. ALL UNEXERCISED
AUTHORITIES PREVIOUSLY GRANTED TO THE
DIRECTORS TO ALLOT SHARES AND GRANT RIGHTS
BE AND ARE HEREBY REVOKED
8 THAT, SUBJECT TO THE PASSING OF RESOLUTION Mgmt For For
7, THE DIRECTORS BE GIVEN POWER TO ALLOT
EQUITY SECURITIES (AS DEFINED IN SECTION
560 OF THE COMPANIES ACT 2006) FOR CASH
AND/OR TO SELL ORDINARY SHARES HELD BY THE
COMPANY AS TREASURY SHARES FOR CASH AS IF
THE PRE-EMPTION PROVISIONS OF SECTION 561
OF THE SAID ACT DO NOT APPLY TO SUCH
ALLOTMENT OR SALE. THE POWER SHALL BE
LIMITED TO THE ALLOTMENT OF EQUITY
SECURITIES PURSUANT TO THE PRECEDING
RESOLUTION 7 OR SALE OF TREASURY SHARES, UP
TO AN AGGREGATE NOMINAL AMOUNT OF GBP
431,199.71 REPRESENTING A MAXIMUM OF
5,707,055 ORDINARY SHARES OF 7 5/9 PENCE
EACH, FOR THE PERIOD REFERRED TO IN
RESOLUTION 7, SAVE THAT THE COMPANY SHALL
BE ENTITLED TO MAKE OFFERS OR AGREEMENTS
BEFORE THE EXPIRY OF SUCH POWER, WHICH
WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO
BE ALLOTTED AND TREASURY SHARES TO BE SOLD
AFTER SUCH EXPIRY AND THE DIRECTORS SHALL
BE ENTITLED TO ALLOT EQUITY SECURITIES AND
SELL TREASURY SHARES PURSUANT TO ANY SUCH
OFFER OR AGREEMENT AS IF THE POWER
CONFERRED HEREBY HAD NOT EXPIRED
9 THAT, SUBJECT TO THE PASSING OF RESOLUTION Mgmt For For
7, THE DIRECTORS BE GIVEN POWER, IN
ADDITION TO ANY POWER GRANTED UNDER
RESOLUTION 8, TO ALLOT EQUITY SECURITIES
(AS DEFINED IN SECTION 560 OF THE COMPANIES
ACT 2006) FOR CASH UNDER THE AUTHORITY
GIVEN BY RESOLUTION 7 AND/OR TO SELL
ORDINARY SHARES HELD BY THE COMPANY AS
TREASURY SHARES FOR CASH AS IF SECTION 561
OF THE COMPANIES ACT 2006 DID NOT APPLY TO
ANY SUCH ALLOTMENT FOR SALE, SUCH AUTHORITY
TO BE: A. LIMITED TO THE ALLOTMENT OF
EQUITY SECURITIES OR SALE OF TREASURY
SHARES UP TO A NOMINAL AMOUNT OF GBP
431,199.71 REPRESENTING A MAXIMUM OF
5,707,055 ORDINARY SHARES OF 7 5/9 PENCE
EACH; AND B. USED FOR THE PURPOSES OF
FINANCING (OR REFINANCING, IF THE AUTHORITY
IS TO BE USED WITHIN SIX MONTHS AFTER THE
ORIGINAL TRANSACTION) A TRANSACTION WHICH
THE DIRECTORS DETERMINE TO BE AN
ACQUISITION OR OTHER CAPITAL INVESTMENT OF
A KIND CONTEMPLATED BY THE STATEMENT OF
PRINCIPLES ON DISAPPLYING PRE-EMPTION
RIGHTS MOST RECENTLY PUBLISHED BY THE
PRE-EMPTION GROUP PRIOR TO THIS NOTICE, FOR
THE PERIOD REFERRED TO IN RESOLUTION 7,
SAVE THAT THE COMPANY SHALL BE ENTITLED TO
MAKE OFFERS OR AGREEMENTS BEFORE THE EXPIRY
OF SUCH POWER, WHICH WOULD OR MIGHT REQUIRE
EQUITY SECURITIES TO BE ALLOTTED AND
TREASURY SHARES TO BE SOLD AFTER SUCH
EXPIRY AND THE DIRECTORS SHALL BE ENTITLED
TO ALLOT EQUITY SECURITIES AND SELL
TREASURY SHARES PURSUANT TO ANY SUCH OFFER
OR AGREEMENT AS IF THE POWER CONFERRED
HEREBY HAD NOT EXPIRED
10 THAT THE COMPANY BE AND IS HEREBY Mgmt For For
UNCONDITIONALLY AND GENERALLY AUTHORISED
FOR THE PURPOSES OF SECTION 701 OF THE
COMPANIES ACT 2006 TO MAKE MARKET PURCHASES
(AS DEFINED IN SECTION 693(4) OF THAT ACT)
OF ORDINARY SHARES OF 7 5/9 PENCE EACH
('ORDINARY SHARES') IN THE CAPITAL OF THE
COMPANY PROVIDED THAT: A. THE MAXIMUM
AGGREGATE NUMBER OF ORDINARY SHARES WHICH
MAY BE PURCHASED IS 11,414,110; B. THE
MINIMUM PRICE (EXCLUDING EXPENSES) WHICH
MAY BE PAID FOR EACH ORDINARY SHARE IS 7
5/9 PENCE; C. THE MAXIMUM PRICE (EXCLUDING
EXPENSES) WHICH MAY BE PAID FOR ANY
ORDINARY SHARE, IS THE HIGHER OF: I. AN
AMOUNT EQUAL TO 105 PER CENT OF THE AVERAGE
OF THE MIDDLE MARKET QUOTATIONS OF THE
COMPANY'S ORDINARY SHARES AS DERIVED FROM
THE LONDON STOCK EXCHANGE DAILY OFFICIAL
LIST FOR THE FIVE BUSINESS DAYS IMMEDIATELY
PRECEDING THE DAY ON WHICH SUCH SHARE IS
CONTRACTED TO BE PURCHASED; AND II. AN
AMOUNT EQUAL TO THE HIGHER OF THE PRICE OF
THE LAST INDEPENDENT TRADE AND THE HIGHEST
CURRENT INDEPENDENT BID AS STIPULATED BY
THE COMMISSION-ADOPTED REGULATORY TECHNICAL
STANDARDS PURSUANT TO ARTICLE 5(6) OF THE
MARKET ABUSE REGULATION; AND C. THIS
AUTHORITY SHALL EXPIRE AT THE CONCLUSION OF
THE AGM OF THE COMPANY HELD IN 2022 OR, IF
EARLIER, 30 JUNE 2022, UNLESS SUCH
AUTHORITY IS RENEWED PRIOR TO THAT TIME
(EXCEPT IN RELATION TO THE PURCHASE OF
ORDINARY SHARES, THE CONTRACT FOR WHICH WAS
CONCLUDED BEFORE THE EXPIRY OF SUCH
AUTHORITY AND WHICH MIGHT BE EXECUTED
WHOLLY OR PARTLY AFTER SUCH EXPIRY)
11 THAT A GENERAL MEETING (OTHER THAN AN AGM) Mgmt For For
MAY BE CALLED ON NOT LESS THAN 14 CLEAR
DAYS' NOTICE, AND THAT THIS AUTHORITY SHALL
EXPIRE AT THE CONCLUSION OF THE AGM OF THE
COMPANY HELD IN 2022
--------------------------------------------------------------------------------------------------------------------------
CRISPR THERAPEUTICS AG Agenda Number: 935416936
--------------------------------------------------------------------------------------------------------------------------
Security: H17182108
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: CRSP
ISIN: CH0334081137
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The approval of the annual report, the Mgmt For For
consolidated financial statements and the
statutory financial statements of the
Company for the year ended December 31,
2020.
2. The approval of the appropriation of Mgmt For For
financial results.
3. The discharge of the members of the Board Mgmt For For
of Directors and Executive Committee.
4a. Re-election of Rodger Novak, M.D., as Mgmt For For
member and Chairman.
4b. Re-election of Samarth Kulkarni, Ph.D. as Mgmt For For
the member to the Board of Director.
4c. Re-election of Ali Behbahani, M.D. as the Mgmt For For
member to the Board of Director.
4d. Re-election of Bradley Bolzon, Ph.D. as the Mgmt For For
member to the Board of Director.
4e. Re-election of Simeon J. George, M.D. as Mgmt For For
the member to the Board of Director.
4f. Re-election of John T. Greene as the member Mgmt For For
to the Board of Director.
4g. Re-election of Katherine A. High, M.D. as Mgmt For For
the member to the Board of Director.
4h. Re-election of Douglas A. Treco, Ph.D. as Mgmt For For
the member to the Board of Director.
4i. Election of H Edward Fleming Jr., M.D. as Mgmt For For
the member to the Board of Director.
5a. Re-election of the member of the Mgmt For For
Compensation Committee: Ali Behbahani, M.D.
5b. Re-election of the member of the Mgmt For For
Compensation Committee: Simeon J. George,
M.D.
5c. Re-election of the member of the Mgmt For For
Compensation Committee: John T. Greene
6a. Binding vote on total Mgmt For For
non-performance-related compensation for
members of the Board of Directors from the
2021 Annual General Meeting to the 2022
annual general meeting of shareholders.
6b. Binding vote on equity for members of the Mgmt For For
Board of Directors from the 2021 Annual
General Meeting to the 2022 annual general
meeting of shareholders.
6c. Binding vote on total Mgmt For For
non-performance-related compensation for
members of the Executive Committee from
July 1, 2021 to June 30, 2022.
6d. Binding vote on total variable compensation Mgmt For For
for members of the Executive Committee for
the current year ending December 31, 2021.
6e. Binding vote on equity for members of the Mgmt For For
Executive Committee from the 2021 Annual
General Meeting to the 2022 annual general
meeting of shareholders.
7. The approval of an increase in the Mgmt For For
Conditional Share Capital for Employee
Equity Plans.
8. The approval of increasing the maximum size Mgmt For For
of the Board of Directors.
9. The approval of increasing the maximum Mgmt For For
number of authorized share capital and
extending the date by which the Board of
Directors may increase the share capital.
10. The re-election of the independent voting Mgmt For For
rights representative.
11. The re-election of the auditors. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
EVOLUTION GAMING GROUP AB Agenda Number: 713039318
--------------------------------------------------------------------------------------------------------------------------
Security: W3287P115
Meeting Type: EGM
Meeting Date: 24-Sep-2020
Ticker:
ISIN: SE0012673267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF CHAIRMAN OF THE MEETING Non-Voting
3 PREPARATION AND APPROVAL OF VOTING REGISTER Non-Voting
4 APPROVAL OF AGENDA Non-Voting
5 ELECTION OF ONE OR TWO PERSONS TO VERIFY Non-Voting
THE MINUTES OF THE MEETING
6 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
7 RESOLUTION ON AUTHORISATION FOR THE BOARD Mgmt For For
OF DIRECTORS TO RESOLVE ON THE ISSUANCE OF
NEW SHARES
8 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
EVOLUTION GAMING GROUP AB Agenda Number: 713495819
--------------------------------------------------------------------------------------------------------------------------
Security: W3287P115
Meeting Type: EGM
Meeting Date: 28-Jan-2021
Ticker:
ISIN: SE0012673267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF CHAIRMAN OF THE MEETING Non-Voting
3 PREPARATION AND APPROVAL OF VOTING REGISTER Non-Voting
4 APPROVAL OF AGENDA Non-Voting
5 ELECTION OF ONE OR TWO PERSONS TO VERIFY Non-Voting
THE MINUTES OF THE MEETING
6 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
7 RESOLUTION ON AN INCENTIVE PROGRAMME BY WAY Mgmt For For
OF A DIRECTED ISSUE OF WARRANTS WITH A
SUBSEQUENT TRANSFER TO THE PARTICIPANTS
8 CLOSING OF THE MEETING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
EXP WORLD HOLDINGS, INC. Agenda Number: 935375596
--------------------------------------------------------------------------------------------------------------------------
Security: 30212W100
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: EXPI
ISIN: US30212W1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Glenn Sanford Mgmt Against Against
1B. Election of Director: Jason Gesing Mgmt Against Against
1C. Election of Director: Randall Miles Mgmt Against Against
1D. Election of Director: Dan Cahir Mgmt Against Against
1E. Election of Director: Darren Jacklin Mgmt Against Against
1F. Election of Director: Eugene Frederick Mgmt Against Against
1G. Election of Director: Felicia Gentry Mgmt Against Against
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm for 2021.
3. Approve, by a non-binding, advisory vote, Mgmt For For
the 2020 compensation of our named
executive officers.
4. Approve an amendment to our Amended and Mgmt For For
Restated Certificate of Incorporation to
increase the number of authorized shares of
our common stock, $0.00001 par value per
share, from 220,000,000 to 900,000,000.
--------------------------------------------------------------------------------------------------------------------------
FIRST NATIONAL FINANCIAL CORP Agenda Number: 713729121
--------------------------------------------------------------------------------------------------------------------------
Security: 33564P103
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: CA33564P1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 1 TO 8. THANK YOU
1 STEPHEN SMITH TO ACT AS A DIRECTOR OF THE Mgmt No vote
CORPORATION, TO HOLD OFFICE UNTIL HIS
SUCCESSOR IS ELECTED AT THE NEXT ANNUAL
MEETING OF THE CORPORATION, OR ANY
ADJOURNMENT OR POSTPONEMENT THEREOF, OR
UNTIL HIS SUCCESSOR IS OTHERWISE ELECTED OR
APPOINTED
2 MORAY TAWSE TO ACT AS A DIRECTOR OF THE Mgmt No vote
CORPORATION, TO HOLD OFFICE UNTIL HIS
SUCCESSOR IS ELECTED AT THE NEXT ANNUAL
MEETING OF THE CORPORATION, OR ANY
ADJOURNMENT OR POSTPONEMENT THEREOF, OR
UNTIL HIS SUCCESSOR IS OTHERWISE ELECTED OR
APPOINTED
3 JOHN BROUGH TO ACT AS A DIRECTOR OF THE Mgmt No vote
CORPORATION, TO HOLD OFFICE UNTIL HIS
SUCCESSOR IS ELECTED AT THE NEXT ANNUAL
MEETING OF THE CORPORATION, OR ANY
ADJOURNMENT OR POSTPONEMENT THEREOF, OR
UNTIL HIS SUCCESSOR IS OTHERWISE ELECTED OR
APPOINTED
4 DUNCAN JACKMAN TO ACT AS A DIRECTOR OF THE Mgmt No vote
CORPORATION, TO HOLD OFFICE UNTIL HIS
SUCCESSOR IS ELECTED AT THE NEXT ANNUAL
MEETING OF THE CORPORATION, OR ANY
ADJOURNMENT OR POSTPONEMENT THEREOF, OR
UNTIL HIS SUCCESSOR IS OTHERWISE ELECTED OR
APPOINTED
5 ROBERT MITCHELL TO ACT AS A DIRECTOR OF THE Mgmt No vote
CORPORATION, TO HOLD OFFICE UNTIL HIS
SUCCESSOR IS ELECTED AT THE NEXT ANNUAL
MEETING OF THE CORPORATION, OR ANY
ADJOURNMENT OR POSTPONEMENT THEREOF, OR
UNTIL HIS SUCCESSOR IS OTHERWISE ELECTED OR
APPOINTED
6 BARBARA PALK TO ACT AS A DIRECTOR OF THE Mgmt No vote
CORPORATION, TO HOLD OFFICE UNTIL HER
SUCCESSOR IS ELECTED AT THE NEXT ANNUAL
MEETING OF THE CORPORATION, OR ANY
ADJOURNMENT OR POSTPONEMENT THEREOF, OR
UNTIL HER SUCCESSOR IS OTHERWISE ELECTED OR
APPOINTED
7 ROBERT PEARCE TO ACT AS A DIRECTOR OF THE Mgmt No vote
CORPORATION, TO HOLD OFFICE UNTIL HIS
SUCCESSOR IS ELECTED AT THE NEXT ANNUAL
MEETING OF THE CORPORATION, OR ANY
ADJOURNMENT OR POSTPONEMENT THEREOF, OR
UNTIL HIS SUCCESSOR IS OTHERWISE ELECTED OR
APPOINTED
8 A RESOLUTION APPOINTING ERNST & YOUNG LLP Mgmt No vote
TO ACT AS AUDITORS OF THE CORPORATION, AND
TO AUTHORIZE THE DIRECTORS TO FIX THEIR
REMUNERATION
9 AT THE PROXY HOLDER'S DISCRETION, TO VOTE Mgmt No vote
UPON ANY AMENDMENTS OR VARIATIONS TO
MATTERS SPECIFIED IN THE NOTICE OF MEETING
OR UPON ANY OTHER MATTERS AS MAY PROPERLY
COME BEFORE THE MEETING OR ANY ADJOURNMENTS
OR POSTPONEMENTS THEREOF
--------------------------------------------------------------------------------------------------------------------------
FRASERS GROUP PLC Agenda Number: 713106210
--------------------------------------------------------------------------------------------------------------------------
Security: G3661L100
Meeting Type: AGM
Meeting Date: 07-Oct-2020
Ticker:
ISIN: GB00B1QH8P22
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS Mgmt For For
FOR 2019-20
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT
3 TO APPROVE THE AMENDMENT TO THE DIRECTORS' Mgmt For For
REMUNERATION POLICY
4 TO RE-ELECT DAVID DALY AS A DIRECTOR Mgmt For For
5 TO RE-ELECT MIKE ASHLEY AS A DIRECTOR Mgmt For For
6 TO RE-ELECT DAVID BRAYSHAW AS A DIRECTOR Mgmt For For
7 TO RE-ELECT RICHARD BOTTOMLEY AS A DIRECTOR Mgmt For For
8 TO RE-ELECT CALLY PRICE AS A DIRECTOR Mgmt For For
9 TO RE-ELECT NICOLA FRAMPTON AS A DIRECTOR Mgmt For For
10 TO ELECT CHRIS WOOTTON AS A DIRECTOR Mgmt For For
11 TO RE-APPOINT RSM UK AUDIT LLP AS THE Mgmt For For
COMPANY'S AUDITORS
12 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
REMUNERATION OF THE AUDITORS
13 TO APPROVE THE RULES OF THE FRASERS Mgmt For For
ALL-EMPLOYEE OMNIBUS PLAN
14 TO GRANT AUTHORITY FOR THE DIRECTORS TO Mgmt For For
ALLOT SHARES
15 TO GRANT ADDITIONAL AUTHORITY FOR THE Mgmt For For
DIRECTORS TO ALLOT SHARES IN CONNECTION
WITH A RIGHTS ISSUE
16 TO DIS-APPLY PRE-EMPTION RIGHTS Mgmt For For
17 TO DIS-APPLY PRE-EMPTION RIGHTS: THAT Mgmt For For
SUBJECT TO THE PASSING OF RESOLUTIONS 14,
15 AND 16, AND IN ADDITION TO THE POWER
GIVEN TO IT PURSUANT TO RESOLUTION 16, THE
BOARD BE GENERALLY EMPOWERED PURSUANT TO
SECTION 570 AND SECTION 573 OF THE ACT TO
ALLOT EQUITY SECURITIES (WITHIN THE MEANING
OF SECTION 560 OF THE ACT) FOR CASH,
PURSUANT TO THE AUTHORITY CONFERRED BY
RESOLUTIONS 14 AND 15 (AS APPLICABLE) AS IF
SECTION 561(1) OF THE ACT DID NOT APPLY TO
SUCH ALLOTMENT PROVIDED THAT THIS POWER
SHALL BE LIMITED TO THE ALLOTMENT OF EQUITY
SECURITIES FOR CASH UP TO AN AGGREGATE
NOMINAL AMOUNT OF GBP 2,596,711 AND
PROVIDED THAT THE ALLOTMENT IS FOR THE
PURPOSES OF FINANCING (OR REFINANCING, IF
THE POWER IS USED WITHIN SIX MONTHS OF THE
ORIGINAL TRANSACTION) A TRANSACTION WHICH
THE BOARD DETERMINES TO BE AN ACQUISITION
OR OTHER CAPITAL INVESTMENT OF A KIND
CONTEMPLATED BY THE STATEMENT OF PRINCIPLES
ON DISAPPLYING PRE-EMPTION RIGHTS MOST
RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP
PRIOR TO THE DATE OF THIS NOTICE, AND
PROVIDED FURTHER THAT THIS POWER SHALL
EXPIRE AT THE CLOSE OF THE NEXT AGM OF THE
COMPANY, SAVE THAT THE COMPANY MAY BEFORE
SUCH EXPIRY MAKE OFFERS AND ENTER INTO
AGREEMENTS WHICH WOULD, OR MIGHT, REQUIRE
EQUITY SECURITIES TO BE ALLOTTED AFTER THIS
POWER EXPIRES AND THE BOARD MAY ALLOT
EQUITY SECURITIES UNDER ANY SUCH OFFER OR
AGREEMENT AS IF THIS POWER HAD NOT EXPIRED
18 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
19 TO REDUCE THE NOTICE PERIOD FOR ALL GENERAL Mgmt For For
MEETINGS OTHER THAN THE ANNUAL GENERAL
MEETING
20 TO AUTHORISE THE MAKING OF POLITICAL Mgmt For For
DONATIONS
--------------------------------------------------------------------------------------------------------------------------
FRONTIER DEVELOPMENTS PLC Agenda Number: 713154603
--------------------------------------------------------------------------------------------------------------------------
Security: G36793100
Meeting Type: AGM
Meeting Date: 21-Oct-2020
Ticker:
ISIN: GB00BBT32N39
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE FINANCIAL Mgmt For For
STATEMENTS FOR THE YEAR ENDED 31 MAY 2020
TOGETHER WITH THE REPORTS OF THE DIRECTORS
AND AUDITOR THEREON
2 TO RE-APPOINT ALEXANDER BEVIS, WHO RETIRES Mgmt For For
AND OFFERS HIMSELF FOR RE-APPOINTMENT, AS A
DIRECTOR
3 TO RE-APPOINT DAVID BRABEN, WHO RETIRES AND Mgmt For For
OFFERS HIMSELF FOR RE-APPOINTMENT, AS A
DIRECTOR
4 TO RE-APPOINT CHARLES COTTON, WHO RETIRES Mgmt For For
AND OFFERS HIMSELF FOR RE-APPOINTMENT, AS A
DIRECTOR
5 TO RE-APPOINT DAVID GAMMON, WHO RETIRES AND Mgmt For For
OFFERS HIMSELF FOR RE-APPOINTMENT, AS A
DIRECTOR
6 TO RE-APPOINT JAMES MITCHELL, WHO RETIRES Mgmt For For
AND OFFERS HIMSELF FOR RE-APPOINTMENT, AS A
DIRECTOR
7 TO RE-APPOINT DAVID WALSH, WHO RETIRES AND Mgmt For For
OFFERS HIMSELF FOR RE-APPOINTMENT, AS A
DIRECTOR
8 TO RE-APPOINT JONATHAN WATTS, WHO RETIRES Mgmt For For
AND OFFERS HIMSELF FOR RE-APPOINTMENT, AS A
DIRECTOR
9 TO RE-APPOINT ERNST AND YOUNG AS THE Mgmt For For
COMPANY'S AUDITOR TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING
10 TO AUTHORISE THE DIRECTORS OF THE COMPANY Mgmt For For
(THE 'DIRECTORS') TO DETERMINE THE
AUDITOR'S REMUNERATION FOR THE ENSUING YEAR
11 THAT THE DIRECTORS BE AUTHORISED TO ALLOT Mgmt For For
EQUITY SECURITIES UP TO AN AGGREGATE
NOMINAL AMOUNT OF 64,853.02 GBP
12 THAT, SUBJECT TO THE PASSING OF RESOLUTION Mgmt For For
11 ABOVE, THE DIRECTORS BE EMPOWERED TO
ALLOT EQUITY SECURITIES FOR CASH
--------------------------------------------------------------------------------------------------------------------------
GLOBANT S.A. Agenda Number: 935345745
--------------------------------------------------------------------------------------------------------------------------
Security: L44385109
Meeting Type: Annual
Meeting Date: 02-Apr-2021
Ticker: GLOB
ISIN: LU0974299876
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. Approval of the consolidated accounts of Mgmt For For
the Company prepared under EU IFRS and IFRS
as of and for the financial year ended
December 31, 2020.
3. Approval of the Company's annual accounts Mgmt For For
under LUX GAAP as of and for the financial
year ended December 31, 2020.
4. Allocation of results for the financial Mgmt For For
year ended December 31, 2020.
5. Vote on discharge (quitus) of the members Mgmt For For
of the Board of Directors for the proper
exercise of their mandate during the
financial year ended December 31, 2020.
6. Approval of the cash and share based Mgmt For For
compensation payable to the non-executive
members of the Board of Directors for the
financial year ending on December 31, 2021.
7. Appointment of PricewaterhouseCoopers, Mgmt For For
Societe cooperative as independent auditor
for the annual accounts and the EU IFRS
consolidated accounts of the Company for
the financial year ending on December 31,
2021.
8. Appointment of Price Waterhouse & Co. Mgmt For For
S.R.L. as independent auditor for the IFRS
consolidated accounts of the Company for
the financial year ending on December 31,
2021.
9. Re-appointment of Mr. Martin Migoya as Mgmt For For
member of the Board of Directors for a term
ending on the date of the Annual General
Meeting of Shareholders of the Company to
be held in 2024.
10. Re-appointment of Mr. Philip Odeen as Mgmt For For
member of the Board of Directors for a term
ending on the date of the Annual General
Meeting of Shareholders of the Company to
be held in 2024.
11. Re-appointment of Mr. Richard Mgmt For For
Haythornthwaite as member of the Board of
Directors for a term ending on the date of
the Annual General Meeting of Shareholders
of the Company to be held in 2024.
12. Appointment of Ms. Maria Pinelli as member Mgmt For For
of the Board of Directors for a term ending
on the date of the Annual General Meeting
of Shareholders of the Company to be held
in 2022.
13. Approval and ratification of the adoption Mgmt For For
and implementation of the Globant S.A. 2021
Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
GMO PAYMENT GATEWAY,INC. Agenda Number: 713434669
--------------------------------------------------------------------------------------------------------------------------
Security: J18229104
Meeting Type: AGM
Meeting Date: 20-Dec-2020
Ticker:
ISIN: JP3385890003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Kumagai, Masatoshi Mgmt For For
2.2 Appoint a Director Ainoura, Issei Mgmt For For
2.3 Appoint a Director Muramatsu, Ryu Mgmt For For
2.4 Appoint a Director Isozaki, Satoru Mgmt For For
2.5 Appoint a Director Hisada, Yuichi Mgmt For For
2.6 Appoint a Director Yasuda, Masashi Mgmt For For
2.7 Appoint a Director Yamashita, Hirofumi Mgmt For For
2.8 Appoint a Director Kaneko, Takehito Mgmt For For
2.9 Appoint a Director Onagi, Masaya Mgmt For For
2.10 Appoint a Director Sato, Akio Mgmt For For
2.11 Appoint a Director Kawasaki, Yuki Mgmt For For
3 Appoint a Corporate Auditor Yoshida, Mgmt For For
Kazutaka
--------------------------------------------------------------------------------------------------------------------------
HARVEY NORMAN HOLDINGS LTD Agenda Number: 713358489
--------------------------------------------------------------------------------------------------------------------------
Security: Q4525E117
Meeting Type: AGM
Meeting Date: 25-Nov-2020
Ticker:
ISIN: AU000000HVN7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 14 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2 ADOPTION OF REMUNERATION REPORT Mgmt For For
3 RE-ELECTION OF DIRECTOR - GERALD HARVEY Mgmt For For
4 RE-ELECTION OF DIRECTOR - CHRIS MENTIS Mgmt For For
5 ELECTION OF DIRECTOR - LUISA CATANZARO Mgmt For For
6 CHANGES TO THE CONSTITUTION - VIRTUAL Mgmt For For
GENERAL MEETINGS
7 CHANGES TO THE CONSTITUTION - SMALL Mgmt For For
HOLDINGS
8 CHANGES TO THE CONSTITUTION - UNCONTACTABLE Mgmt For For
MEMBERS
9 GRANT OF PERFORMANCE RIGHTS TO GERALD Non-Voting
HARVEY AND PERMIT GERALD HARVEY TO ACQUIRE
SHARES IN THE COMPANY
10 GRANT OF PERFORMANCE RIGHTS TO KAY LESLEY Non-Voting
PAGE AND PERMIT KAY LESLEY PAGE TO ACQUIRE
SHARES IN THE COMPANY
11 GRANT OF PERFORMANCE RIGHTS TO DAVID Non-Voting
MATTHEW ACKERY AND PERMIT DAVID MATTHEW
ACKERY TO ACQUIRE SHARES IN THE COMPANY
12 GRANT OF PERFORMANCE RIGHTS TO JOHN EVYN Non-Voting
SLACK-SMITH AND PERMIT JOHN EVYN
SLACK-SMITH TO ACQUIRE SHARES IN THE
COMPANY
13 GRANT OF PERFORMANCE RIGHTS TO CHRIS MENTIS Non-Voting
AND PERMIT CHRIS MENTIS TO ACQUIRE SHARES
IN THE COMPANY
14 INCREASE THE TOTAL AGGREGATE AMOUNT OF Mgmt For For
DIRECTORS' FEES PAYABLE TO ALL OF THE
COMPANY'S NON-EXECUTIVE DIRECTORS
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 492990 DUE TO WITHDRAWN OF
RESOLUTIONS 9 TO 13. ALL VOTES RECEIVED ON
THE PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HOMESERVE PLC Agenda Number: 712830036
--------------------------------------------------------------------------------------------------------------------------
Security: G4639X119
Meeting Type: AGM
Meeting Date: 17-Jul-2020
Ticker:
ISIN: GB00BYYTFB60
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ANNUAL REPORT AND Mgmt For For
ACCOUNTS FOR THE YEAR ENDED 31 MARCH 2020
INCLUDING THE STRATEGIC REPORT AND THE
REPORTS OF THE DIRECTORS AND THE AUDITOR
THEREIN
2 TO APPROVE THE ANNUAL STATEMENT BY THE Mgmt For For
CHAIRMAN OF THE REMUNERATION COMMITTEE AND
THE ANNUAL REPORT ON DIRECTORS'
REMUNERATION, AS SET OUT ON PAGES 82 TO 105
OF THE ANNUAL REPORT AND ACCOUNTS, FOR THE
YEAR ENDED 31 MARCH 2020
3 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY, AS SET OUT ON PAGES 85 TO 92 OF THE
ANNUAL REPORT AND ACCOUNTS
4 TO APPROVE A FINAL DIVIDEND OF 17.8P PER Mgmt For For
ORDINARY SHARE FOR THE YEAR ENDED 31 MARCH
2020 TO BE PAID ON 3 AUGUST 2020 TO
SHAREHOLDERS ON THE REGISTER OF MEMBERS AT
6.00PM ON 3 JULY 2020
5 TO RE-ELECT JM BARRY GIBSON AS A DIRECTOR Mgmt For For
6 TO RE-ELECT RICHARD HARPIN AS A DIRECTOR Mgmt For For
7 TO RE-ELECT DAVID BOWER AS A DIRECTOR Mgmt For For
8 TO RE-ELECT TOM RUSIN AS A DIRECTOR Mgmt For For
9 TO RE-ELECT KATRINA CLIFFE AS A DIRECTOR Mgmt For For
10 TO RE-ELECT STELLA DAVID AS A DIRECTOR Mgmt For For
11 TO RE-ELECT EDWARD FITZMAURICE AS A Mgmt For For
DIRECTOR
12 TO RE-ELECT OLIVIER GREMILLON AS A DIRECTOR Mgmt For For
13 TO RE-ELECT RON MCMILLAN AS A DIRECTOR Mgmt For For
14 TO RE-APPOINT DELOITTE LLP AS AUDITOR OF Mgmt For For
THE COMPANY UNTIL THE CONCLUSION OF THE
NEXT ANNUAL GENERAL MEETING OF THE COMPANY
AT WHICH ANNUAL ACCOUNTS ARE LAID BEFORE
THE COMPANY'S SHAREHOLDERS
15 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
REMUNERATION OF THE AUDITOR
16 "THAT, IN ACCORDANCE WITH SECTION 551 OF Mgmt For For
THE COMPANIES ACT 2006, THE DIRECTORS BE
AND ARE HEREBY GENERALLY AND
UNCONDITIONALLY AUTHORISED TO EXERCISE ALL
POWERS OF THE COMPANY TO ALLOT SHARES IN
THE COMPANY AND TO GRANT RIGHTS TO
SUBSCRIBE FOR OR TO CONVERT ANY SECURITY
INTO SHARES IN THE COMPANY: (A) UP TO AN
AGGREGATE NOMINAL AMOUNT OF GBP 2,973,274
(SUCH AMOUNT TO BE REDUCED BY THE NOMINAL
AMOUNT OF ANY ALLOTMENTS OR GRANTS MADE
UNDER PARAGRAPH (B) BELOW IN EXCESS OF GBP
2,973,274; AND (B) COMPRISING EQUITY
SECURITIES (AS DEFINED IN THE COMPANIES ACT
2006) UP TO AN AGGREGATE NOMINAL AMOUNT OF
GBP 5,946,549 (SUCH AMOUNT TO BE REDUCED BY
THE NOMINAL AMOUNT OF ANY ALLOTMENTS OR
GRANTS MADE UNDER PARAGRAPH (A) ABOVE) IN
CONNECTION WITH ANY OFFER BY WAY OF RIGHTS
ISSUE: 1) TO ORDINARY SHAREHOLDERS IN
PROPORTION (AS NEARLY AS PRACTICABLE) TO
THEIR EXISTING SHAREHOLDINGS; AND 2) TO
PEOPLE WHO ARE HOLDERS OF OR OTHERWISE HAVE
RIGHTS TO OTHER EQUITY SECURITIES IF THIS
IS REQUIRED BY THE RIGHTS OF THOSE
SECURITIES OR AS THE DIRECTORS OTHERWISE
CONSIDER NECESSARY, AND SO THAT, IN BOTH
CASES, THE DIRECTORS MAY IMPOSE ANY LIMITS,
RESTRICTIONS, EXCLUSIONS OR OTHER
ARRANGEMENTS AS THEY MAY DEEM NECESSARY OR
APPROPRIATE IN RELATION TO TREASURY SHARES,
FRACTIONAL ELEMENTS, RECORD DATES OR LEGAL,
REGULATORY OR PRACTICAL PROBLEMS IN, OR
UNDER THE LAWS OF, ANY TERRITORY OR ANY
OTHER MATTER, PROVIDED THAT THIS AUTHORITY
SHALL EXPIRE AT THE END OF THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY (OR, IF
EARLIER, ON 17 OCTOBER 2021), BUT, IN EACH
CASE, PRIOR TO ITS EXPIRY THE COMPANY MAY
MAKE OFFERS AND ENTER INTO AGREEMENTS WHICH
WOULD, OR MIGHT, REQUIRE SHARES TO BE
ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR
CONVERT SECURITIES INTO SHARES TO BE
GRANTED AFTER SUCH EXPIRY AND THE DIRECTORS
MAY ALLOT SHARES OR GRANT RIGHTS TO
SUBSCRIBE FOR OR CONVERT SECURITIES INTO
SHARES UNDER ANY SUCH OFFER OR AGREEMENT AS
IF THE AUTHORITY CONFERRED HEREBY HAD NOT
EXPIRED."
17 "THAT THE DIRECTORS BE AND ARE HEREBY Mgmt For For
AUTHORISED TO ALLOT EQUITY SECURITIES (AS
DEFINED IN THE COMPANIES ACT 2006) FOR CASH
UNDER THE AUTHORITY GIVEN BY THAT
RESOLUTION AND/OR TO SELL ORDINARY SHARES
HELD BY THE COMPANY AS TREASURY SHARES FOR
CASH AS IF SECTION 561 OF THE COMPANIES ACT
2006 DID NOT APPLY TO ANY SUCH ALLOTMENT OR
SALE, SUCH POWER TO BE LIMITED: (A) TO THE
ALLOTMENT OF EQUITY SECURITIES AND/OR SALE
OF TREASURY SHARES IN CONNECTION WITH AN
OFFER OF, OR INVITATION TO APPLY FOR,
EQUITY SECURITIES (BUT IN THE CASE OF THE
AUTHORITY GRANTED UNDER PARAGRAPH (B) OR
RESOLUTION 16, BY WAY OF A RIGHTS ISSUE
ONLY) OPEN FOR ACCEPTANCE FOR A PERIOD
FIXED BY THE DIRECTORS TO HOLDERS OF
ORDINARY SHARES (OTHER THAN THE COMPANY) ON
THE REGISTER ON A RECORD DATE FIXED BY THE
DIRECTORS IN PROPORTION (AS NEARLY AS MAY
BE PRACTICABLE) TO THEIR RESPECTIVE
HOLDINGS (OR TO HOLDERS OF OTHER EQUITY
SECURITIES, AS REQUIRED BY THE RIGHTS OF
THOSE SECURITIES, OR AS THE DIRECTORS
OTHERWISE CONSIDER NECESSARY) BUT SUBJECT,
IN EACH CASE, TO SUCH EXCLUSIONS OR OTHER
ARRANGEMENTS AS THE DIRECTORS MAY DEEM
NECESSARY OR EXPEDIENT IN RELATION TO
TREASURY SHARES, FRACTIONAL ENTITLEMENTS,
RECORD DATES OR LEGAL, REGULATORY OR
PRACTICAL PROBLEMS IN OR UNDER THE LAWS OF
ANY TERRITORY OR ANY OTHER MATTER; AND (B)
IN THE CASE OF THE AUTHORITY GRANTED UNDER
PARAGRAPH (A) OF RESOLUTION 16 AND/OR THE
SALE OF TREASURY SHARES, TO THE ALLOTMENT
OF EQUITY SECURITIES OR SALE OF TREASURY
SHARES (OTHERWISE THAN UNDER PARAGRAPH (A)
OF THIS RESOLUTION 17) UP TO A NOMINAL
AMOUNT OF GBP 450,496, SUCH AUTHORITY TO
EXPIRE AT THE END OF THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY (OR, IF
EARLIER, ON 17 OCTOBER 2021) BUT, IN EACH
CASE, PRIOR TO ITS EXPIRY THE COMPANY MAY
MAKE OFFERS, AND ENTER INTO AGREEMENTS,
WHICH WOULD, OR MIGHT, REQUIRE EQUITY
SECURITIES TO BE ALLOTTED (AND TREASURY
SHARES TO BE SOLD) AFTER THE AUTHORITY
EXPIRES AND THE DIRECTORS MAY ALLOT EQUITY
SECURITIES (AND SELL TREASURY SHARES) UNDER
ANY SUCH OFFER OR AGREEMENT AS IF THE
AUTHORITY HAD NOT EXPIRED."
18 "THAT THE DIRECTORS BE AND ARE HEREBY Mgmt For For
AUTHORISED, IN ADDITION TO ANY OTHER
AUTHORITY GRANTED UNDER RESOLUTION 17, TO
ALLOT EQUITY SECURITIES (AS DEFINED IN THE
COMPANIES ACT 2006) FOR CASH UNDER THE
AUTHORITY GIVEN BY THAT RESOLUTION AND/OR
TO SELL ORDINARY SHARES HELD BY THE COMPANY
AS TREASURY SHARES FOR CASH AS IF SECTION
561 OF THE COMPANIES ACT 2006 DID NOT APPLY
TO ANY SUCH ALLOTMENT OR SALE, SUCH
AUTHORITY TO BE: (A) LIMITED TO THE
ALLOTMENT OF EQUITY SECURITIES OR SALE OF
TREASURY SHARES UP TO A NOMINAL AMOUNT OF
GBP 450,496; AND (B) USED ONLY FOR THE
PURPOSES OF FINANCING (OR REFINANCING, IF
THE AUTHORITY IS TO BE USED WITHIN SIX
MONTHS AFTER THE ORIGINAL TRANSACTION) A
TRANSACTION WHICH THE DIRECTORS OF THE
COMPANY DETERMINE TO BE AN ACQUISITION OR
OTHER CAPITAL INVESTMENT OF A KIND
CONTEMPLATED BY THE STATEMENT OF PRINCIPLES
ON DISAPPLYING PRE-EMPTION RIGHTS MOST
RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP
PRIOR TO THE DATE OF THIS NOTICE OF ANNUAL
GENERAL MEETING, SUCH AUTHORITY TO EXPIRE
AT THE END OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY (OR, IF EARLIER, ON
17 OCTOBER 2021) BUT, IN EACH CASE, PRIOR
TO ITS EXPIRY THE COMPANY MAY MAKE OFFERS,
AND ENTER INTO AGREEMENTS, WHICH WOULD, OR
MIGHT, REQUIRE EQUITY SECURITIES TO BE
ALLOTTED (AND TREASURY SHARES TO BE SOLD)
AFTER THE AUTHORITY EXPIRES AND THE
DIRECTORS MAY ALLOT EQUITY SECURITIES (AND
SELL TREASURY SHARES) UNDER ANY SUCH OFFER
OR AGREEMENT AS IF THE AUTHORITY HAD NOT
EXPIRED."
19 "THAT THE COMPANY BE GENERALLY AND Mgmt For For
UNCONDITIONALLY AUTHORISED TO MAKE ONE OR
MORE MARKET PURCHASES (WITHIN THE MEANING
OF SECTION 693(4) OF THE COMPANIES ACT
2006) OF ORDINARY SHARES IN THE CAPITAL OF
THE COMPANY ON SUCH TERMS AND IN SUCH
MANNER AS THE DIRECTORS MAY DETERMINE
PROVIDED THAT: (I) THE MAXIMUM NUMBER OF
ORDINARY SHARES HEREBY AUTHORISED TO BE
ACQUIRED IS 33,465,425 ORDINARY SHARES;
(II) THE MINIMUM PRICE (EXCLUSIVE OF
EXPENSES) WHICH MAY BE PAID FOR ANY SUCH
SHARE IS THE NOMINAL VALUE THEREOF; (III)
THE MAXIMUM PRICE (EXCLUSIVE OF EXPENSES)
WHICH MAY BE PAID FOR ANY SUCH SHARE IS THE
HIGHER OF (I) AN AMOUNT EQUAL TO 105% OF
THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS
FOR AN ORDINARY SHARE IN THE COMPANY AS
DERIVED FROM THE LONDON STOCK EXCHANGE
DAILY OFFICIAL LIST FOR THE FIVE BUSINESS
DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH
SUCH SHARE IS CONTRACTED TO BE PURCHASED
AND (II) AN AMOUNT EQUAL TO THE HIGHER OF
THE PRICE OF THE LAST INDEPENDENT TRADE AND
THE HIGHEST CURRENT INDEPENDENT PURCHASE
BID ON THE TRADING VENUE WHERE THE PURCHASE
IS CARRIED OUT AT THE RELEVANT TIME (IN
EACH CASE, EXCLUSIVE OF EXPENSES); (IV) THE
AUTHORITY HEREBY CONFERRED SHALL EXPIRE AT
THE END OF THE NEXT ANNUAL GENERAL MEETING
OF THE COMPANY (OR, IF EARLIER ON 17
OCTOBER 2021), SAVE THAT THE COMPANY MAY
MAKE A CONTRACT TO PURCHASE ITS ORDINARY
SHARES UNDER THE AUTHORITY HEREBY CONFERRED
PRIOR TO SUCH TIME, WHICH CONTRACT WILL OR
MAY BE EXECUTED WHOLLY OR PARTLY AFTER THE
EXPIRY OF SUCH AUTHORITY, AND MAY PURCHASE
ITS SHARES IN PURSUANCE OF ANY SUCH
CONTRACT AS IF THE AUTHORITY CONFERRED
HEREBY HAD NOT EXPIRED."
20 "THAT A GENERAL MEETING OF THE COMPANY, Mgmt For For
OTHER THAN AN ANNUAL GENERAL MEETING, MAY
BE CALLED ON NOT LESS THAN 14 CLEAR DAYS'
NOTICE."
--------------------------------------------------------------------------------------------------------------------------
INSTALCO AB Agenda Number: 713733548
--------------------------------------------------------------------------------------------------------------------------
Security: W4962U106
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: SE0009664253
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ELECTION OF CHAIRMAN OF THE MEETING: Non-Voting
ADVOKAT FREDRIK PALM
2 PREPARATION AND APPROVAL OF THE VOTING Non-Voting
REGISTER
3 APPROVAL OF THE AGENDA Non-Voting
4 ELECTION OF ONE OR TWO PERSONS TO ATTEST Non-Voting
THE MINUTES: NIKLAS LARSSON, JAN HUMMEL
5 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
6 PRESENTATION OF THE ANNUAL REPORT AND THE Non-Voting
AUDITOR'S REPORT, THE CONSOLIDATED
FINANCIAL STATEMENTS AND THE AUDITOR'S
REPORT ON THE CONSOLIDATED FINANCIAL
STATEMENTS, THE AUDITOR'S STATEMENT ON
COMPLIANCE WITH THE REMUNERATION GUIDELINES
AND THE REMUNERATION REPORT
7 RESOLUTION ON ADOPTION OF THE INCOME Mgmt For For
STATEMENT AND BALANCE SHEET AS WELL AS THE
CONSOLIDATED INCOME STATEMENT AND THE
CONSOLIDATED BALANCE SHEET
8 RESOLUTION ON THE ALLOCATION OF THE Mgmt For For
COMPANY'S PROFIT IN ACCORDANCE WITH THE
ADOPTED BALANCE SHEET: DIVIDEND OF SEK 2.70
PER SHARE
9.A RESOLUTION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS AND THE
MANAGING DIRECTOR: OLOF EHRLEN (BOARD
MEMBER)
9.B RESOLUTION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS AND THE
MANAGING DIRECTOR: JOHNNY ALVARSSON (BOARD
MEMBER)
9.C RESOLUTION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS AND THE
MANAGING DIRECTOR: CARINA QVARNGARD (BOARD
MEMBER)
9.D RESOLUTION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS AND THE
MANAGING DIRECTOR: CARINA EDBLAD (BOARD
MEMBER)
9.E RESOLUTION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS AND THE
MANAGING DIRECTOR: PER LEOPOLDSSON (BOARD
MEMBER)
9.F RESOLUTION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS AND THE
MANAGING DIRECTOR: CAMILLA OBERG (BOARD
MEMBER)
9.G RESOLUTION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS AND THE
MANAGING DIRECTOR: PER SJOSTRAND (MANAGING
DIRECTOR)
10 RESOLUTION ON APPROVAL OF THE REMUNERATION Mgmt For For
REPORT
11 DETERMINATION OF THE NUMBER OF MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS: THE NOMINATION
COMMITTEE PROPOSES THAT THE NUMBER OF BOARD
MEMBERS TO BE ELECTED BY THE ANNUAL GENERAL
MEETING IS SEVEN WITHOUT DEPUTIES
12 DETERMINATION OF FEES FOR THE BOARD OF Mgmt For For
DIRECTORS
13.A ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: OLOF EHRLEN (RE-ELECTION)
13.B ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: JOHNNY ALVARSSON (RE-ELECTION)
13.C ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: CARINA QVARNGARD (RE-ELECTION)
13.D ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: CARINA EDBLAD (RE-ELECTION)
13.E ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: PER LEOPOLDSSON (RE-ELECTION)
13.F ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: CAMILLA OBERG (RE-ELECTION)
13.G ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: PER SJOSTRAND (NEW ELECTION)
13.H ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: PER SJOSTRAND (CHAIRMAN OF THE
BOARD OF DIRECTORS FROM THE TIME WHEN PER
SJOSTRAND RESIGNS FROM HIS POSITION AS
MANAGING DIRECTOR OF THE COMPANY) AND OLOF
EHRLEN (CHAIRMAN OF THE BOARD OF DIRECTORS
UNTIL THE TIME WHEN PER SJOSTRAND BECOMES
CHAIRMAN OF THE BOARD OF DIRECTORS)
14 DETERMINATION OF THE NUMBER OF AUDITORS AND Mgmt For For
DEPUTY AUDITORS: THE NOMINATION COMMITTEE
PROPOSES THAT THE COMPANY SHALL HAVE ONE
AUDITOR WITHOUT A DEPUTY AUDITOR
15 DETERMINATION OF FEES TO THE AUDITORS Mgmt For For
16 ELECTION OF AUDITORS AND DEPUTY AUDITORS: Mgmt For For
THE NOMINATION COMMITTEE PROPOSES THAT
GRANT THORNTON SWEDEN AB IS RE-ELECTED AS
AUDITOR FOR THE PERIOD UNTIL THE CLOSE OF
THE ANNUAL GENERAL MEETING 2022. GRANT
THORNTON SWEDEN AB HAS INFORMED THE COMPANY
THAT, IF THE ANNUAL GENERAL MEETING
RESOLVES IN ACCORDANCE WITH THE NOMINATION
COMMITTEE'S PROPOSAL, THE AUTHORISED PUBLIC
ACCOUNTANT CAMILLA NILSSON WILL CONTINUE AS
THE PRINCIPAL AUDITOR
17 RESOLUTION ON AUTHORISATION FOR THE BOARD Mgmt For For
OF DIRECTORS TO RESOLVE ON ISSUE OF SHARES,
CONVERTIBLES AND WARRANTS
18 RESOLUTION ON AUTHORISATION FOR THE BOARD Mgmt For For
OF DIRECTORS TO RESOLVE ON ACQUISITIONS AND
TRANSFERS OF OWN SHARES
19 RESOLUTION ON AMENDMENT TO SECTION 1 AND Mgmt For For
SECTION 8 OF THE ARTICLES OF ASSOCIATION
20 RESOLUTION ON INSTRUCTION FOR THE Mgmt For For
NOMINATION COMMITTEE
CMMT 30 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 7 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT AND
ADDITION OF RESOLUTION 21. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT DELETION OF COMMENT Non-Voting
21 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
KINGDEE INTERNATIONAL SOFTWARE GROUP CO LTD Agenda Number: 713954128
--------------------------------------------------------------------------------------------------------------------------
Security: G52568147
Meeting Type: AGM
Meeting Date: 21-May-2021
Ticker:
ISIN: KYG525681477
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 26 APR 2021: PLEASE NOTE THAT THE COMPANY Non-Voting
NOTICE AND PROXY FORM ARE AVAILABLE BY
CLICKING ON THE URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0420/2021042000975.pdf &
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0420/2021042000965.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED ACCOUNTS, THE REPORT OF THE
DIRECTORS OF THE COMPANY (THE "DIRECTORS")
AND THE REPORT OF THE AUDITORS OF THE
COMPANY FOR THE YEAR ENDED 31 DECEMBER 2020
2.A TO RE-ELECT MR. XU SHAO CHUN AS AN Mgmt For For
EXECUTIVE DIRECTOR
2.B TO RE-ELECT MS. DONG MING ZHU AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
2.C TO RE-ELECT MR. MR. ZHOU BO WEN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
2.D TO RE-ELECT MR. MR. NI ZHENG DONG AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
3 TO AUTHORIZE THE BOARD OF DIRECTORS (THE Mgmt For For
"BOARD") TO FIX THE REMUNERATION OF THE
DIRECTORS
4 TO CONSIDER AND APPROVE THE RE-APPOINTMENT Mgmt For For
PRICEWATERHOUSECOOPERS, THE RETIRING
AUDITORS OF THE COMPANY, AS THE AUDITORS OF
THE COMPANY AND TO AUTHORIZE THE BOARD TO
FIX THEIR REMUNERATION
5.A TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE AND ALLOT ADDITIONAL SHARES NOT
EXCEEDING 20% OF THE EXISTING TOTAL NUMBER
OF ISSUED SHARES
5.B TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE THE SHARES NOT EXCEEDING 10%
OF THE EXISTING TOTAL NUMBER OF ISSUED
SHARES
5.C CONDITIONAL UPON ORDINARY RESOLUTIONS 5(A) Mgmt For For
AND 5(B) BEING PASSED, TO EXTEND THE
GENERAL MANDATE TO THE DIRECTORS TO ISSUE
AND ALLOT ADDITIONAL SHARES BY THE NUMBER
OF SHARES REPURCHASED BY THE COMPANY UNDER
THE MANDATE REFERRED TO IN ORDINARY
RESOLUTION NUMBERED 5(B) ABOVE
CMMT 26 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
KINGSOFT CORPORATION LTD Agenda Number: 713963800
--------------------------------------------------------------------------------------------------------------------------
Security: G5264Y108
Meeting Type: AGM
Meeting Date: 26-May-2021
Ticker:
ISIN: KYG5264Y1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 18 MAY 2021: PLEASE NOTE THAT THE COMPANY Non-Voting
NOTICE AND PROXY FORM ARE AVAILABLE BY
CLICKING ON THE URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0420/2021042000775.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0420/2021042000833.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0517/2021051700955.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS, THE
REPORT OF THE DIRECTORS AND THE INDEPENDENT
AUDITORS' REPORT FOR THE YEAR ENDED 31
DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND OF HKD 0.20 PER Mgmt For For
SHARE FOR THE YEAR ENDED 31 DECEMBER 2020
3.1 TO RE-ELECT MR. CHI PING LAU AS THE Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
3.2 TO RE-ELECT MR. SHUN TAK WONG AS THE Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
3.3 TO RE-ELECT MR. DAVID YUEN KWAN TANG AS THE Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
3.4 TO AUTHORIZE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE DIRECTORS' REMUNERATION
4 TO RE-APPOINT ERNST & YOUNG AS THE AUDITORS Mgmt For For
OF THE COMPANY AND TO AUTHORIZE THE BOARD
OF DIRECTORS OF THE COMPANY TO FIX THE
AUDITORS' REMUNERATION
5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE NEW SHARES OF THE COMPANY
6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY
7 TO EXTEND THE GENERAL MANDATE TO THE Mgmt For For
DIRECTORS TO ISSUE NEW SHARES OF THE
COMPANY
CMMT 18 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
KOGAN.COM LTD Agenda Number: 713239540
--------------------------------------------------------------------------------------------------------------------------
Security: Q53502102
Meeting Type: AGM
Meeting Date: 20-Nov-2020
Ticker:
ISIN: AU000000KGN2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 5.1, 5.2, 6 AND VOTES CAST BY
ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2 ADOPTION OF REMUNERATION REPORT Mgmt For For
3 RE-ELECTION OF BOARD ENDORSED MR HARRY Mgmt For For
DEBNEY
4 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: ELECTION OF NON-BOARD
ENDORSED DIRECTOR
5.1 APPROVAL OF GRANT OF OPTIONS TO MR RUSLAN Mgmt For For
KOGAN
5.2 APPROVAL OF GRANT OF OPTIONS TO MR DAVID Mgmt For For
SHAFER
6 RATIFICATION OF PRIOR ISSUE OF SHARES UNDER Mgmt For For
THE PLACEMENT
--------------------------------------------------------------------------------------------------------------------------
MATERIALISE NV Agenda Number: 935286838
--------------------------------------------------------------------------------------------------------------------------
Security: 57667T100
Meeting Type: Special
Meeting Date: 05-Nov-2020
Ticker: MTLS
ISIN: US57667T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S1. Dismissal and appointment statutory auditor Mgmt For For
E2. Amendment of the object and the purposes of Mgmt For For
the Company, as well as the
responsibilities of the Board of Directors,
following the acquisition of the B-Corp
label.
E4. Renewal of the authorisation to the Board Mgmt For For
of Directors to increase the capital in the
context of the authorised capital.
E5. Authorisation to the Board of Directors to Mgmt Against Against
(a) acquire own shares and (b) acquire or
dispose of own shares when this is
necessary to prevent an imminent serious
disadvantage for the Company.
E6. Amendment and restatement of the articles Mgmt For For
of association of the Company to bring
these in line with the Belgian Companies
and Associations Code
--------------------------------------------------------------------------------------------------------------------------
MATERIALISE NV Agenda Number: 935313572
--------------------------------------------------------------------------------------------------------------------------
Security: 57667T100
Meeting Type: Special
Meeting Date: 31-Dec-2020
Ticker: MTLS
ISIN: US57667T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. I. Decision to merge, in accordance with Mgmt No vote
the aforementioned merger proposal, by
absorption of the limited liability company
"AILANTHUS", with its registered office at
Huldenberg (B-3040 Huldenberg), Jan Van der
Vorstlaan 19, with company number 0461.745.
338 RPR Leuven ("company being absorbed"),
by way of transfer under universal title,
whereby all assets and liabilities, both
rights and obligations, resulting from the
dissolution without liquidation are
transferred to the limited ...(due to space
limits, see proxy material for full
proposal).
--------------------------------------------------------------------------------------------------------------------------
NAGACORP LTD Agenda Number: 713588703
--------------------------------------------------------------------------------------------------------------------------
Security: G6382M109
Meeting Type: EGM
Meeting Date: 26-Feb-2021
Ticker:
ISIN: KYG6382M1096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0204/2021020400825.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0204/2021020400809.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO APPROVE THE GRANT OF AN AWARD PURSUANT Mgmt For For
TO THE SHARE AWARD SCHEME IN RESPECT OF
6,000,000 NEW SHARES TO MR. TIMOTHY PATRICK
MCNALLY AND TO GIVE AUTHORITY TO THE
DIRECTORS TO EXERCISE THE POWERS OF THE
COMPANY TO GIVE EFFECT TO SUCH GRANT OF
SHARES
2 TO APPROVE THE GRANT OF AN AWARD PURSUANT Mgmt For For
TO THE SHARE AWARD SCHEME IN RESPECT OF
1,166,667 NEW SHARES TO TAN SRI DR CHEN LIP
KEONG AND TO GIVE AUTHORITY TO THE
DIRECTORS TO EXERCISE THE POWERS OF THE
COMPANY TO GIVE EFFECT TO SUCH GRANT OF
SHARES
3 TO APPROVE THE GRANT OF AN AWARD PURSUANT Mgmt For For
TO THE SHARE AWARD SCHEME IN RESPECT OF
3,000,000 NEW SHARES TO MR. PHILIP LEE WAI
TUCK AND TO GIVE AUTHORITY TO THE DIRECTORS
TO EXERCISE THE POWERS OF THE COMPANY TO
GIVE EFFECT TO SUCH GRANT OF SHARES
4 TO APPROVE THE GRANT OF AN AWARD PURSUANT Mgmt For For
TO THE SHARE AWARD SCHEME IN RESPECT OF
30,000 NEW SHARES TO MR. LIM MUN KEE AND TO
GIVE AUTHORITY TO THE DIRECTORS TO EXERCISE
THE POWERS OF THE COMPANY TO GIVE EFFECT TO
SUCH GRANT OF SHARES
5 TO APPROVE THE GRANT OF AN AWARD PURSUANT Mgmt For For
TO THE SHARE AWARD SCHEME IN RESPECT OF
20,000 NEW SHARES TO MR. MICHAEL LAI KAI
JIN AND TO GIVE AUTHORITY TO THE DIRECTORS
TO EXERCISE THE POWERS OF THE COMPANY TO
GIVE EFFECT TO SUCH GRANT OF SHARES
6 TO APPROVE THE GRANT OF AN AWARD PURSUANT Mgmt For For
TO THE SHARE AWARD SCHEME IN RESPECT OF
10,000 NEW SHARES TO MR. LEONG CHOONG WAH
AND TO GIVE AUTHORITY TO THE DIRECTORS TO
EXERCISE THE POWERS OF THE COMPANY TO GIVE
EFFECT TO SUCH GRANT OF SHARES
--------------------------------------------------------------------------------------------------------------------------
NAGACORP LTD Agenda Number: 713953809
--------------------------------------------------------------------------------------------------------------------------
Security: G6382M109
Meeting Type: AGM
Meeting Date: 27-May-2021
Ticker:
ISIN: KYG6382M1096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0419/2021041900916.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0419/2021041900946.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO CONSIDER AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES AND THE
REPORTS OF THE DIRECTORS OF THE COMPANY
(THE "DIRECTORS") AND INDEPENDENT AUDITOR
FOR THE YEAR ENDED 31 DECEMBER 2020 (THE
"YEAR")
2 TO APPROVE THE PAYMENT OF A FINAL DIVIDEND Mgmt For For
IN RESPECT OF THE YEAR
3.I TO RE-ELECT TAN SRI DR CHEN LIP KEONG AS AN Mgmt For For
EXECUTIVE DIRECTOR
3.II TO RE-ELECT MR. CHEN YIY FON AS AN Mgmt For For
EXECUTIVE DIRECTOR
4 TO RE-ELECT MR. MICHAEL LAI KAI JIN, WHO Mgmt For For
HAS SERVED THE COMPANY FOR MORE THAN NINE
YEARS, AS AN INDEPENDENT NON-EXECUTIVE
DIRECTOR
5 TO AUTHORISE THE BOARD OF DIRECTORS (THE Mgmt For For
"BOARD") TO FIX DIRECTORS' REMUNERATION FOR
THE YEAR ENDING 31 DECEMBER 2021
6 TO RE-APPOINT BDO LIMITED AS THE Mgmt For For
INDEPENDENT AUDITOR OF THE COMPANY AND TO
AUTHORISE THE BOARD TO FIX ITS REMUNERATION
7.A TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES NOT EXCEEDING 20% OF THE TOTAL
NUMBER OF ISSUED SHARES OF THE COMPANY
7.B TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES NOT EXCEEDING 10% OF
THE TOTAL NUMBER OF ISSUED SHARES OF THE
COMPANY
7.C SUBJECT TO THE PASSING OF ORDINARY Mgmt For For
RESOLUTION NOS. 7(A) AND (B), TO EXTEND THE
AUTHORITY GIVEN TO THE DIRECTORS PURSUANT
TO ORDINARY RESOLUTION NO. 7(A) TO ISSUE
SHARES BY ADDING THE NUMBER OF ISSUED
SHARES OF THE COMPANY REPURCHASED UNDER
ORDINARY RESOLUTION NO. 7(B)
--------------------------------------------------------------------------------------------------------------------------
PLAN B MEDIA PUBLIC COMPANY LTD Agenda Number: 712827863
--------------------------------------------------------------------------------------------------------------------------
Security: Y6987F111
Meeting Type: AGM
Meeting Date: 31-Jul-2020
Ticker:
ISIN: TH6253010016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 MESSAGE FROM THE CHAIRMAN Mgmt No vote
2 TO CONSIDER AND CERTIFY THE MINUTES OF THE Mgmt No vote
2019 ANNUAL GENERAL MEETING OF SHAREHOLDERS
AND THE MINUTES OF THE EXTRAORDINARY
GENERAL MEETING OF SHAREHOLDERS NO. 1/2020
3 TO CONSIDER AND ACKNOWLEDGE THE REPORT ON Mgmt No vote
THE OPERATING RESULTS OF THE COMPANY FOR
THE YEAR 2019
4 TO CONSIDER AND APPROVE THE FINANCIAL Mgmt No vote
STATEMENTS AND THE COMPREHENSIVE INCOME
STATEMENTS OF THE COMPANY FOR THE FISCAL
YEAR ENDED 31 DECEMBER 2019
5 TO CONSIDER AND APPROVE THE SUSPENSION OF Mgmt No vote
THE DIVIDEND PAYMENT FROM THE 2019
OPERATIONAL RESULTS AND THE ACKNOWLEDGEMENT
OF THE COMPANY'S INTERIM DIVIDEND PAYMENT
6.1 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt No vote
THE DIRECTOR TO REPLACE THE DIRECTOR WHO
WILL RETIRE BY ROTATION: MR. PINIJSORN
LUECHAIKAJOHNPAN
6.2 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt No vote
THE DIRECTOR TO REPLACE THE DIRECTOR WHO
WILL RETIRE BY ROTATION: MR. TANATE
LOJANAGOSIN
6.3 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt No vote
THE DIRECTOR TO REPLACE THE DIRECTOR WHO
WILL RETIRE BY ROTATION: MR. EKAPAK
NIRAPATHPONGPORN
7 TO CONSIDER AND APPROVE THE REMUNERATION OF Mgmt No vote
THE DIRECTORS OF THE COMPANY FOR THE YEAR
2020
8 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt No vote
AUDITOR AND THE DETERMINATION OF THE
AUDITORS' REMUNERATION FOR THE YEAR 2020:
EY OFFICE LIMITED
9 TO CONSIDER AND APPROVE THE AMENDMENT OF Mgmt No vote
THE COMPANY'S OBJECTIVES
10 TO CONSIDER AND APPROVE THE AMENDMENT OF Mgmt No vote
CLAUSE 3 OF THE COMPANY MEMORANDUM OF
ASSOCIATION TO BE IN COMPLIANCE WITH THE
AMENDMENT OF THE COMPANY'S OBJECTIVES
11 OTHER MATTERS (IF ANY) Mgmt No vote
CMMT 16 JUN 2020: IN THE SITUATION WHERE THE Non-Voting
CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE
AGENDA AND/OR ADD NEW AGENDA DURING THE
MEETING, WE WILL VOTE THAT AGENDA AS
ABSTAIN.
CMMT 16 JUN 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT AND
MODIFICATION OF THE TEXT OF RESOLUTION 8.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
PRO MEDICUS LTD Agenda Number: 713260343
--------------------------------------------------------------------------------------------------------------------------
Security: Q77301101
Meeting Type: AGM
Meeting Date: 25-Nov-2020
Ticker:
ISIN: AU000000PME8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2 ADOPTION OF THE REMUNERATION REPORT Mgmt For For
3.A ELECTION OF MS DEENA SHIFF AS A DIRECTOR Mgmt For For
3.B RE-ELECTION OF MR ANTHONY HALL AS A Mgmt For For
DIRECTOR
3.C RE-ELECTION OF DR LEIGH FARRELL AS A Mgmt For For
DIRECTOR
4 NON-EXECUTIVE DIRECTOR REMUNERATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
RADWARE LTD. Agenda Number: 935284303
--------------------------------------------------------------------------------------------------------------------------
Security: M81873107
Meeting Type: Annual
Meeting Date: 10-Nov-2020
Ticker: RDWR
ISIN: IL0010834765
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III director until the Mgmt For For
Annual General Meeting of 2023: Mr. Gabi
Seligsohn
1B. Election of Class III director until the Mgmt For For
Annual General Meeting of 2023: Mr. Stanley
B. Stern
1C. Election of Class II director until the Mgmt For For
Annual General Meeting of 2022: Ms. Naama
Zeldis
2. To approve certain amendments to the Mgmt For For
Company's Articles of Association relating
to shareholder proposals
3. To approve grants of equity-based awards to Mgmt For For
the President and Chief Executive Officer
of the Company.
3A. Please confirm that you DO NOT have a Mgmt For
"personal interest" in Proposal 3 by
checking the "YES" box. If you cannot
confirm that you do not have a personal
interest in Proposal 3, check the "NO" box.
As described under the heading "Required
Vote" in item 3 of the Proxy Statement,
"personal interest" generally means that
you have a personal benefit in the matter
which is not solely a result of
shareholdings in Radware. Mark "for" = yes
or "against" = no.
4. To approve amendments to the Company's Mgmt For For
Compensation Policy for Executive Officers
and Directors.
4A. Please confirm that you DO NOT have a Mgmt For
"personal interest" in Proposal 4 by
checking the "YES" box. If you cannot
confirm that you do not have a personal
interest in Proposal 4, check the "NO" box.
As described under the heading "Required
Vote" in item 4 of the Proxy Statement,
"personal interest" generally means that
you have a personal benefit in the matter
which is not solely a result of
shareholdings in Radware. Mark "for" = yes
or "against" = no.
5. To authorize Mr. Yehuda Zisapel to act as Mgmt For For
Chairman of the Board of Directors for a
period of three years
5A. Please confirm that you DO NOT have a Mgmt For
"personal interest" in Proposal 5 by
checking the "YES" box. If you cannot
confirm that you do not have a personal
interest in Proposal 5, check the "NO" box.
As described under the heading "Required
Vote" in item 5 of the Proxy Statement,
"personal interest" generally means that
you have a personal benefit in the matter
which is not solely a result of
shareholdings in Radware. Mark "for" = yes
or "against" = no.
6. To approve the reappointment of Kost Forer Mgmt For For
Gabbay & Kasierer, a member of Ernst &
Young Global, as the Company's auditors,
and to authorize the Board of Directors to
delegate to the Audit Committee the
authority to fix their remuneration in
accordance with the volume and nature of
their services.
--------------------------------------------------------------------------------------------------------------------------
RAKSUL INC. Agenda Number: 713182068
--------------------------------------------------------------------------------------------------------------------------
Security: J64254105
Meeting Type: AGM
Meeting Date: 27-Oct-2020
Ticker:
ISIN: JP3967180005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Matsumoto,
Yasukane
1.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Nagami, Yo
1.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tabe, Masaki
1.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Fukushima,
Kozo
1.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Izumi, Yusuke
1.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tamatsuka,
Genichi
1.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Miyauchi,
Yoshihiko
1.8 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kobayashi,
Kenji
--------------------------------------------------------------------------------------------------------------------------
REAL MATTERS INC Agenda Number: 713498613
--------------------------------------------------------------------------------------------------------------------------
Security: 75601Y100
Meeting Type: AGM
Meeting Date: 04-Feb-2021
Ticker:
ISIN: CA75601Y1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' FOR ALL
RESOLUTION NUMBERS 1.1 TO 1.8 AND 2. THANK
YOU
1.1 ELECTION OF DIRECTOR: GARRY FOSTER Mgmt For For
1.2 ELECTION OF DIRECTOR: BLAINE HOBSON Mgmt For For
1.3 ELECTION OF DIRECTOR: WILLIAM HOLLAND Mgmt For For
1.4 ELECTION OF DIRECTOR: BRIAN LANG Mgmt For For
1.5 ELECTION OF DIRECTOR: FRANK MCMAHON Mgmt For For
1.6 ELECTION OF DIRECTOR: LISA MELCHIOR Mgmt For For
1.7 ELECTION OF DIRECTOR: JASON SMITH Mgmt For For
1.8 ELECTION OF DIRECTOR: PETER VUKANOVICH Mgmt For For
2 TO RE-APPOINT DELOITTE LLP AS THE AUDITOR Mgmt For For
OF THE CORPORATION TO HOLD OFFICE UNTIL THE
NEXT ANNUAL GENERAL MEETING OF THE
CORPORATION'S SHAREHOLDERS AND TO AUTHORIZE
THE DIRECTORS OF THE CORPORATION TO FIX THE
AUDITOR'S REMUNERATION
--------------------------------------------------------------------------------------------------------------------------
S-POOL,INC. Agenda Number: 713574146
--------------------------------------------------------------------------------------------------------------------------
Security: J7655U106
Meeting Type: AGM
Meeting Date: 25-Feb-2021
Ticker:
ISIN: JP3163900008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Urakami, Sohei Mgmt For For
2.2 Appoint a Director Sato, Hideaki Mgmt For For
2.3 Appoint a Director Arai, Naoshi Mgmt For For
2.4 Appoint a Director Akaura, Toru Mgmt For For
2.5 Appoint a Director Miyazawa, Nao Mgmt For For
2.6 Appoint a Director Nakai, Kazuhiko Mgmt For For
3 Approve Payment of Bonuses to Corporate Mgmt For For
Officers
--------------------------------------------------------------------------------------------------------------------------
SECTRA AB Agenda Number: 713005230
--------------------------------------------------------------------------------------------------------------------------
Security: W8T80J421
Meeting Type: AGM
Meeting Date: 08-Sep-2020
Ticker:
ISIN: SE0012853661
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPENING OF THE AGM Non-Voting
2 ELECTION OF A CHAIRMAN FOR THE AGM: THE Non-Voting
NOMINATION COMMITTEE, CONSISTING OF THE
CHAIRMAN OF THE BOARD OF DIRECTORS JAN-OLOF
BRUER, CARL-ERIK RIDDERSTRALE, TORBJORN
KRONANDER, AND JAN SARLVIK REPRESENTING
NORDEA INVESTMENT FUNDS, PROPOSES THAT PER
NYBERG OR, IN CASE HE IS UNABLE TO SERVE,
THE PERSON SUGGESTED BY THE NOMINATION
COMMITTEE, IS ELECTED CHAIRMAN OF THE AGM
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5.A ELECTION OF FREDRIK AHLIN TO CERTIFY THE Non-Voting
MINUTES
5.B ELECTION OF ROBERT FORCHHEIMER TO CERTIFY Non-Voting
THE MINUTES
6 DETERMINATION OF WHETHER THE AGM HAS BEEN Non-Voting
DULY CONVENED
7 PRESENTATION OF THE ANNUAL REPORT AND THE Non-Voting
AUDITOR'S REPORT AND THE CONSOLIDATED
ANNUAL REPORT AND CONSOLIDATED AUDITOR'S
REPORT
8 RESOLUTION REGARDING THE ADOPTION OF THE Mgmt For For
PROFIT AND LOSS STATEMENT AND THE BALANCE
SHEET AND THE CONSOLIDATED PROFIT AND LOSS
STATEMENT AND CONSOLIDATED BALANCE SHEET
9 RESOLUTION REGARDING THE ALLOCATION OF THE Mgmt For For
COMPANY'S PROFIT ACCORDING TO THE ADOPTED
BALANCE SHEET: THE BOARD OF DIRECTORS AND
THE MANAGING DIRECTOR PROPOSE THAT NO
ORDINARY DIVIDEND IS DISTRIBUTED FOR THE
FINANCIAL YEAR 2019/2020
10.A RESOLUTION REGARDING THE DISCHARGE FROM Mgmt For For
LIABILITY TOWARDS THE COMPANY FOR THE
MEMBER OF THE BOARD OF DIRECTORS: ANDERS
PERSSON
10.B RESOLUTION REGARDING THE DISCHARGE FROM Mgmt For For
LIABILITY TOWARDS THE COMPANY FOR THE
MEMBER OF THE BOARD OF DIRECTORS: CHRISTER
NILSSON
10.C RESOLUTION REGARDING THE DISCHARGE FROM Mgmt For For
LIABILITY TOWARDS THE COMPANY FOR THE
MEMBER OF THE BOARD OF DIRECTORS: TORBJORN
KRONANDER (AS MEMBER OF THE BOARD)
10.D RESOLUTION REGARDING THE DISCHARGE FROM Mgmt For For
LIABILITY TOWARDS THE COMPANY FOR THE
MEMBER OF THE BOARD OF DIRECTORS: TOMAS
PUUSEPP
10.E RESOLUTION REGARDING THE DISCHARGE FROM Mgmt For For
LIABILITY TOWARDS THE COMPANY FOR THE
MEMBER OF THE BOARD OF DIRECTORS: BIRGITTA
HAGENFELDT
10.F RESOLUTION REGARDING THE DISCHARGE FROM Mgmt For For
LIABILITY TOWARDS THE COMPANY FOR THE
MEMBER OF THE BOARD OF DIRECTORS: JAN-OLOF
BRUER
10.G RESOLUTION REGARDING THE DISCHARGE FROM Mgmt For For
LIABILITY TOWARDS THE COMPANY FOR THE
MEMBER OF THE BOARD OF DIRECTORS: JONAS
YNGVESSON
10.H RESOLUTION REGARDING THE DISCHARGE FROM Mgmt For For
LIABILITY TOWARDS THE COMPANY FOR THE
MANAGING DIRECTOR: TORBJORN KRONANDER (AS
MANAGING DIRECTOR)
CMMT PLEASE NOTE THAT RESOLUTIONS 11.A, 11.B, Non-Voting
12.A, 12.B, 13.A TO 13.H, 14, 15 AND 16 ARE
PROPOSED BY NOMINATION COMMITTEE AND BOARD
DOES NOT MAKE ANY RECOMMENDATION ON THESE
PROPOSALS. THE STANDING INSTRUCTIONS ARE
DISABLED FOR THIS MEETING
11.A RESOLUTION REGARDING THE NUMBER OF MEMBERS Mgmt For
OF THE BOARD OF DIRECTORS AND DEPUTIES: THE
NOMINATION COMMITTEE PROPOSES THAT THE
BOARD OF DIRECTORS SHALL COMPRISE OF EIGHT
MEMBERS WITHOUT ANY DEPUTY DIRECTORS
11.B RESOLUTION REGARDING THE NUMBER OF AUDITORS Mgmt For
AND DEPUTIES: THE NOMINATION COMMITTEE
PROPOSES THAT ERNST & YOUNG AB IS APPOINTED
AS AUDITOR UNTIL THE CLOSE OF THE NEXT AGM.
ERNST & YOUNG AB HAS ANNOUNCED THAT IF THE
AGM APPROVES OF THE PROPOSAL, AUTHORIZED
PUBLIC ACCOUNTANT ANDREAS TROBERG WILL BE
THE AUDITOR IN CHARGE
12.A RESOLUTION REGARDING THE FEES FOR THE BOARD Mgmt For
OF DIRECTORS
12.B RESOLUTION REGARDING THE FEES FOR THE Mgmt For
AUDITORS
13.A ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For
DIRECTORS: ANDERS PERSSON
13.B ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For
DIRECTORS: CHRISTER NILSSON
13.C ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For
DIRECTORS: TORBJORN KRONANDER
13.D ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For
DIRECTORS: TOMAS PUUSEPP
13.E ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For
DIRECTORS: BIRGITTA HAGENFELDT
13.F ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For
DIRECTORS: JAN-OLOF BRUER
13.G ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For
DIRECTORS: JONAS YNGVESSON
13.H ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For
DIRECTORS: FREDRIK ROBERTSSON
14 ELECTION OF THE CHAIRMAN OF THE BOARD: IT Mgmt For
IS PROPOSED THAT JAN OLOF BRUER IS
RE-ELECTED CHAIRMAN OF THE BOARD OF
DIRECTORS
15 ELECTION OF THE AUDITOR: THE NOMINATION Mgmt For
COMMITTEE PROPOSES THAT ERNST & YOUNG AB IS
APPOINTED AS AUDITOR UNTIL THE CLOSE OF THE
NEXT AGM. ERNST & YOUNG AB HAS ANNOUNCED
THAT IF THE AGM APPROVES OF THE PROPOSAL,
AUTHORIZED PUBLIC ACCOUNTANT ANDREAS
TROBERG WILL BE THE AUDITOR IN CHARGE
16 RESOLUTION REGARDING THE ESTABLISHMENT OF A Mgmt For
NOMINATION COMMITTEE AND AN INSTRUCTION TO
THE NOMINATION COMMITTEE
17 RESOLUTION REGARDING PRINCIPLES FOR SALARY Mgmt For For
AND OTHER FORMS OF REMUNERATION FOR SENIOR
EXECUTIVES OF THE COMPANY
18 RESOLUTION REGARDING A SHARE SPLIT AND AN Mgmt For For
AUTOMATIC REDEMPTION PROCEDURE, INCLUDING:
(A) A RESOLUTION TO IMPLEMENT A SHARE
SPLIT, (B) A RESOLUTION TO REDUCE THE SHARE
CAPITAL THROUGH AN AUTOMATIC REDEMPTION OF
SHARES, (C) A RESOLUTION TO INCREASE THE
SHARE CAPITAL THROUGH A BONUS ISSUE. IT IS
PROPOSED THAT ALL RESOLUTIONS IN ITEM 18
ARE CONDITIONAL UPON EACH OTHER AND ADOPTED
AS ONE SINGLE RESOLUTION
19 RESOLUTION REGARDING THE AUTHORIZATION FOR Mgmt For For
THE BOARD OF DIRECTORS TO ISSUE SHARES
20 RESOLUTION REGARDING THE AUTHORIZATION FOR Mgmt For For
THE BOARD OF DIRECTORS TO ACQUIRE AND
DISPOSE OF THE COMPANY'S OWN SHARES
21 RESOLUTION REGARDING AMENDMENTS TO THE Mgmt For For
ARTICLES OF ASSOCIATION: SECTION 1, SECTION
10 AND SECTION 12
22 ANY OTHER MATTER Non-Voting
23 CLOSING OF THE AGM Non-Voting
--------------------------------------------------------------------------------------------------------------------------
SEEK LTD Agenda Number: 713246848
--------------------------------------------------------------------------------------------------------------------------
Security: Q8382E102
Meeting Type: AGM
Meeting Date: 19-Nov-2020
Ticker:
ISIN: AU000000SEK6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 5, 6 AND 7 AND VOTES CAST BY
ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2 REMUNERATION REPORT Mgmt For For
3.A RE-ELECTION OF DIRECTOR - JULIE FAHEY Mgmt For For
3.B RE-ELECTION OF DIRECTOR - VANESSA WALLACE Mgmt For For
3.C ELECTION OF DIRECTOR - LINDA KRISTJANSON Mgmt For For
CMMT IF A PROPORTIONAL TAKEOVER BID IS MADE FOR Non-Voting
THE COMPANY, A SHARE TRANSFER TO THE
OFFEROR CANNOT BE REGISTERED UNTIL THE BID
IS APPROVED BY MEMBERS NOT ASSOCIATED WITH
THE BIDDER. THE RESOLUTION MUST BE
CONSIDERED AT A MEETING HELD MORE THAN 14
DAYS BEFORE THE BID CLOSES. EACH MEMBER HAS
ONE VOTE FOR EACH FULLY PAID SHARE HELD.
THE VOTE IS DECIDED ON A SIMPLE MAJORITY.
THE BIDDER AND ITS ASSOCIATES ARE NOT
ALLOWED TO VOTE
4 RENEWAL OF PROPORTIONAL TAKEOVER PROVISION Mgmt For For
5 GRANT OF ONE EQUITY RIGHT TO THE MANAGING Mgmt For For
DIRECTOR, CHIEF EXECUTIVE OFFICER AND
CO-FOUNDER, ANDREW BASSAT FOR THE YEAR
ENDING 30 JUNE 2021
6 GRANT OF WEALTH SHARING PLAN OPTIONS AND Mgmt For For
WEALTH SHARING PLAN RIGHTS TO THE MANAGING
DIRECTOR, CHIEF EXECUTIVE OFFICER AND
CO-FOUNDER, ANDREW BASSAT FOR THE YEAR
ENDING 30 JUNE 2021
CMMT YOU INTEND TO VOTE FOR THE REMUNERATION Non-Voting
REPORT, THEN YOU SHOULD VOTE AGAINST THE
SPILL RESOLUTION
7 THAT, SUBJECT TO AND CONDITIONAL ON AT Mgmt Against For
LEAST 25% OF THE VOTES CAST ON RESOLUTION 2
BEING CAST AGAINST THE ADOPTION OF THE
REMUNERATION REPORT FOR THE YEAR ENDED 30
JUNE 2020: (A) A GENERAL MEETING OF THE
COMPANY (THE SPILL MEETING) BE HELD WITHIN
90 DAYS OF THE PASSING OF THIS RESOLUTION;
(B) ALL OF THE NON-EXECUTIVE DIRECTORS IN
OFFICE WHEN THE RESOLUTION TO MAKE THE
DIRECTORS' REPORT FOR THE YEAR ENDED 30
JUNE 2020 WAS PASSED AND WHO REMAIN IN
OFFICE AT THE TIME OF THE SPILL MEETING,
CEASE TO HOLD OFFICE IMMEDIATELY BEFORE THE
END OF THE SPILL MEETING; AND (C)
RESOLUTIONS TO APPOINT PERSONS TO OFFICES
THAT WILL BE VACATED IMMEDIATELY BEFORE THE
END OF THE SPILL MEETING BE PUT TO THE VOTE
AT THE SPILL MEETING
--------------------------------------------------------------------------------------------------------------------------
SHIFT INC. Agenda Number: 713354277
--------------------------------------------------------------------------------------------------------------------------
Security: J7167W103
Meeting Type: AGM
Meeting Date: 25-Nov-2020
Ticker:
ISIN: JP3355400007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Amend Articles to: Amend Business Lines Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tange, Masaru
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Sasaki, Michio
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kobayashi,
Motoya
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Murakami,
Takafumi
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Motoya, Fumiko
3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Nakagaki,
Tetsujiro
4 Approve Reduction of Stated Capital Mgmt For For
5 Approve Details of Compensation as Mgmt For For
Stock-Linked Compensation Type Stock
Options for Directors
6 Approve Issuance of Share Acquisition Mgmt For For
Rights as Stock Options for Directors and
Employees of the Company and Outside
Partners
--------------------------------------------------------------------------------------------------------------------------
SINCH AB Agenda Number: 713288098
--------------------------------------------------------------------------------------------------------------------------
Security: W835AF166
Meeting Type: EGM
Meeting Date: 27-Nov-2020
Ticker:
ISIN: SE0007439112
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 OPENING OF THE MEETING Non-Voting
2 APPOINTMENT OF CHAIRMAN OF THE MEETING: THE Non-Voting
CHAIRMAN OF THE BOARD ERIK FROBERG, OR, IN
HIS ABSENCE, THE PERSON DESIGNATED BY THE
BOARD OF DIRECTORS, IS PROPOSED AS CHAIRMAN
OF THE GENERAL MEETING
3 ELECTION OF ONE OR TWO PERSONS TO VERIFY Non-Voting
THE MINUTES
4 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
5 APPROVAL OF THE AGENDA Non-Voting
6 DETERMINATION THAT THE MEETING HAS BEEN Non-Voting
DULY CONVENED
7 RESOLUTION ON INCENTIVE PROGRAM II 2020 AND Mgmt For For
ISSUE OF WARRANTS AND EMPLOYEE STOCK
OPTIONS
8 CLOSING OF THE MEETING Non-Voting
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT 29 OCT 2020: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS ("CDIS") AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU.
CMMT 29 OCT 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SINCH AB Agenda Number: 713931536
--------------------------------------------------------------------------------------------------------------------------
Security: W835AF166
Meeting Type: AGM
Meeting Date: 18-May-2021
Ticker:
ISIN: SE0007439112
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPEN MEETING Non-Voting
2 ELECT CHAIRMAN OF MEETING Non-Voting
3 DESIGNATE INSPECTOR(S) OF MINUTES OF Non-Voting
MEETING
4 PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting
5 APPROVE AGENDA OF MEETING Non-Voting
6 ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting
7 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS
8.A ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
8.B APPROVE ALLOCATION OF INCOME AND OMISSION Mgmt For For
OF DIVIDENDS
8.C1 APPROVE DISCHARGE OF ERIK FROBERG Mgmt For For
8.C2 APPROVE DISCHARGE OF BRIDGET COSGRAVE Mgmt For For
8.C3 APPROVE DISCHARGE OF RENEE ROBINSON Mgmt For For
STROMBERG
8.C4 APPROVE DISCHARGE OF JOHAN STUART Mgmt For For
8.C5 APPROVE DISCHARGE OF BJORN ZETHRAEUS Mgmt For For
8.C6 APPROVE DISCHARGE OF OSCAR WERNER Mgmt For For
8.C7 APPROVE DISCHARGE OF ROBERT GERSTMANN Mgmt For For
9.1 DETERMINE NUMBER OF MEMBERS (6) AND DEPUTY Mgmt For For
MEMBERS (0) OF BOARD
9.2 DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY Mgmt For For
AUDITORS (0)
10 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For
AMOUNT OF SEK 1.5 MILLION FOR CHAIRMAN AND
SEK 700 ,000 FOR OTHER DIRECTORS APPROVE
REMUNERATION FOR COMMITTEE WORK APPROVE
REMUNERATION OF AUDITORS
111.1 REELECT ERIK FROBERG AS DIRECTOR Mgmt For For
111.2 REELECT BRIDGET COSGRAVE AS DIRECTOR Mgmt For For
111.3 REELECT RENEE ROBINSON STROMBERG AS Mgmt For For
DIRECTOR
111.4 REELECT JOHAN STUART AS DIRECTOR Mgmt For For
111.5 REELECT BJORN ZETHRAEUS AS DIRECTOR Mgmt For For
111.6 ELECT LUCIANA CARVALHO AS NEW DIRECTOR Mgmt For For
11.2 REELECT ERIK FROBERG AS BOARD CHAIRMAN Mgmt For For
11.3 RATIFY DELOITTE AS AUDITORS Mgmt For For
12 AUTHORIZE CHAIRMAN OF BOARD AND Mgmt For For
REPRESENTATIVES OF FOUR OF COMPANY'S
LARGEST SHAREHOLDERS TO SERVE ON NOMINATING
COMMITTEE
13 APPROVE REMUNERATION POLICY AND OTHER TERMS Mgmt For For
OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
14 APPROVE REMUNERATION REPORT Mgmt For For
15 APPROVE ISSUANCE OF UP TO 20 PERCENT OF Mgmt For For
SHARE CAPITAL WITHOUT PREEMPTIVE RIGHTS
16 APPROVE 10:1 STOCK SPLIT AMEND ARTICLES Mgmt For For
ACCORDINGLY
17 APPROVE STOCK OPTION PLAN LTI 2021 FOR KEY Mgmt For For
EMPLOYEES
18 CLOSE MEETING Non-Voting
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CUSTODIAN)
WILL BE REQUIRED TO INSTRUCT A TRANSFER OF
THE RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CUSTODIAN
DIRECTLY FOR FURTHER INFORMATION ON THE
CUSTODY PROCESS AND WHETHER OR NOT THEY
REQUIRE SEPARATE INSTRUCTIONS FROM YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
SOLAREDGE TECHNOLOGIES, INC. Agenda Number: 935406048
--------------------------------------------------------------------------------------------------------------------------
Security: 83417M104
Meeting Type: Annual
Meeting Date: 01-Jun-2021
Ticker: SEDG
ISIN: US83417M1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nadav Zafrir Mgmt For For
1B. Election of Director: Avery More Mgmt For For
1C. Election of Director: Zvi Lando Mgmt For For
2. Ratification of appointment of EY as Mgmt For For
independent registered public accounting
firm for the year ending December 31, 2021.
3. Approval of, on an advisory and non-binding Mgmt For For
basis, the compensation of our named
executive officers (the "Say-on-Pay
Proposal").
--------------------------------------------------------------------------------------------------------------------------
TIANNENG POWER INTERNATIONAL LTD Agenda Number: 713954293
--------------------------------------------------------------------------------------------------------------------------
Security: G8655K109
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: KYG8655K1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0420/2021042000373.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0420/2021042000367.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND THE REPORTS OF THE
DIRECTORS AND AUDITORS FOR THE YEAR ENDED
31 DECEMBER 2020
2 TO DECLARE THE FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2020
3.A TO RE-ELECT MR. ZHANG KAIHONG AS AN Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY
3.B TO RE-ELECT MR. SHI BORONG AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
3.C TO RE-ELECT MR. ZHANG YONG AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
4 TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY (THE "BOARD") TO FIX THE
REMUNERATION OF THE DIRECTORS
5 TO RE-APPOINT ZHONGHUI ANDA CPA LIMITED AS Mgmt For For
AUDITORS AND AUTHORISE THE BOARD TO FIX
THEIR REMUNERATION
6.A "THAT (A) SUBJECT TO PARAGRAPH (C) OF THIS Mgmt For For
RESOLUTION, THE EXERCISE BY THE DIRECTORS
OF THE COMPANY (THE "DIRECTOR(S)") DURING
THE RELEVANT PERIOD (AS DEFINED BELOW) OF
ALL POWERS TO ALLOT, ISSUE AND DEAL WITH
THE ADDITIONAL SHARES IN THE CAPITAL OF THE
COMPANY, AND TO MAKE OR GRANT OFFERS,
AGREEMENTS, OPTIONS AND WARRANTS WHICH
WOULD OR MIGHT REQUIRE THE EXERCISE OF SUCH
POWERS, BE AND IS HEREBY GENERALLY AND
UNCONDITIONALLY APPROVED; (B) THE APPROVAL
IN PARAGRAPH (A) OF THIS RESOLUTION SHALL
AUTHORISE THE DIRECTORS DURING THE RELEVANT
PERIOD TO MAKE OR GRANT OFFERS, AGREEMENTS,
OPTIONS AND WARRANTS WHICH MIGHT REQUIRE
THE EXERCISE OF SUCH POWERS AFTER THE END
OF THE RELEVANT PERIOD; (C) THE AGGREGATE
NUMBER OF SHARES ALLOTTED OR AGREED
CONDITIONALLY OR UNCONDITIONALLY TO BE
ALLOTTED (WHETHER PURSUANT TO AN OPTION OR
OTHERWISE) BY THE DIRECTORS PURSUANT TO THE
APPROVAL IN PARAGRAPH (A) OF THIS
RESOLUTION, OTHERWISE THAN PURSUANT TO (I)
A RIGHTS ISSUE (AS DEFINED BELOW); (II) ANY
OPTION SCHEME OR SIMILAR ARRANGEMENT FOR
THE TIME BEING ADOPTED FOR THE GRANT OR
ISSUE TO OFFICERS AND/OR EMPLOYEES OF THE
COMPANY AND/OR ANY OF ITS SUBSIDIARIES OF
SHARES OR RIGHTS TO ACQUIRE SHARES OF THE
COMPANY; OR (III) ANY SCRIP DIVIDEND OR
SIMILAR ARRANGEMENT PROVIDING FOR THE
ALLOTMENT OF SHARES IN LIEU OF THE WHOLE OR
PART OF THE CASH PAYMENT FOR A DIVIDEND ON
SHARES OF THE COMPANY IN ACCORDANCE WITH
THE ARTICLES OF ASSOCIATION OF THE COMPANY,
SHALL NOT EXCEED 20% OF THE NUMBER OF
ISSUED SHARES OF THE COMPANY AS AT THE DATE
OF PASSING THIS RESOLUTION AND THE SAID
APPROVAL SHALL BE LIMITED ACCORDINGLY; (D)
FOR THE PURPOSE OF THIS RESOLUTION:-
"RELEVANT PERIOD" MEANS THE PERIOD FROM THE
PASSING OF THIS RESOLUTION UNTIL WHICHEVER
IS THE EARLIEST OF: (I) THE CONCLUSION OF
THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY; (II) THE EXPIRATION OF THE PERIOD
WITHIN WHICH THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY IS REQUIRED BY THE
ARTICLES OF ASSOCIATION OF THE COMPANY OR
ANY APPLICABLE LAW TO BE HELD; AND (III)
THE REVOCATION OR VARIATION OF THE
AUTHORITY GIVEN UNDER THIS RESOLUTION BY AN
ORDINARY RESOLUTION OF THE SHAREHOLDERS OF
THE COMPANY IN GENERAL MEETING. "RIGHTS
ISSUE" MEANS AN OFFER OF SHARES OR OTHER
SECURITIES OF THE COMPANY OPEN FOR A PERIOD
FIXED BY THE DIRECTORS TO HOLDERS OF SHARES
OF THE COMPANY OR ANY CLASS THEREOF ON THE
REGISTER ON A FIXED RECORD DATE IN
PROPORTION TO THEIR THEN HOLDINGS OF SUCH
SHARES OR CLASS THEREOF (SUBJECT TO SUCH
EXCLUSION OR OTHER ARRANGEMENTS AS THE
DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT
IN RELATION TO FRACTIONAL ENTITLEMENTS OR
HAVING REGARD TO ANY RESTRICTIONS OR
OBLIGATIONS UNDER THE LAWS OF, OR THE
REQUIREMENTS OF ANY RECOGNISED REGULATORY
BODY OR ANY STOCK EXCHANGE IN, ANY
TERRITORY OUTSIDE THE HONG KONG SPECIAL
ADMINISTRATIVE REGION OF THE PEOPLE'S
REPUBLIC OF CHINA)."
6.B "THAT (A) SUBJECT TO PARAGRAPH (B) OF THIS Mgmt For For
RESOLUTION, THE EXERCISE BY THE DIRECTORS
DURING THE RELEVANT PERIOD (AS DEFINED
BELOW) OF ALL THE POWERS OF THE COMPANY TO
REPURCHASE ITS OWN SHARES ON THE STOCK
EXCHANGE OF HONG KONG LIMITED ("STOCK
EXCHANGE"), SUBJECT TO AND IN ACCORDANCE
WITH ALL APPLICABLE LAWS AND THE
REQUIREMENTS OF THE RULES GOVERNING THE
LISTING OF SECURITIES ON THE STOCK EXCHANGE
OR OF ANY OTHER STOCK EXCHANGE, BE AND IS
HEREBY GENERALLY AND UNCONDITIONALLY
APPROVED AND AUTHORISED; (B) THE AGGREGATE
NUMBER OF THE SHARES OF THE COMPANY TO BE
REPURCHASED BY THE COMPANY PURSUANT TO THE
APPROVAL IN PARAGRAPH (A) OF THIS
RESOLUTION DURING THE RELEVANT PERIOD SHALL
NOT EXCEED 10% OF THE NUMBER OF ISSUED
SHARES OF THE COMPANY AS AT THE DATE OF
PASSING THIS RESOLUTION AND THE SAID
APPROVAL SHALL BE LIMITED ACCORDINGLY; AND
(C) FOR THE PURPOSE OF THIS RESOLUTION,
"RELEVANT PERIOD" MEANS THE PERIOD FROM THE
PASSING OF THIS RESOLUTION UNTIL WHICHEVER
IS THE EARLIEST OF: (I) THE CONCLUSION OF
THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY; (II) THE EXPIRATION OF THE PERIOD
WITHIN WHICH THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY IS REQUIRED BY THE
ARTICLES OF ASSOCIATION OF THE COMPANY OR
ANY APPLICABLE LAW TO BE HELD; AND (III)
THE REVOCATION OR VARIATION OF THE
AUTHORITY GIVEN UNDER THIS RESOLUTION BY AN
ORDINARY RESOLUTION OF THE SHAREHOLDERS OF
THE COMPANY IN GENERAL MEETING."
7 "THAT CONDITIONAL UPON RESOLUTIONS NOS. 6A Mgmt For For
AND 6B BEING PASSED, THE AGGREGATE NUMBER
OF SHARES OF THE COMPANY WHICH ARE
REPURCHASED BY THE COMPANY UNDER THE
AUTHORITY GRANTED TO THE DIRECTORS AS
MENTIONED IN RESOLUTION NO. 6B SHALL BE
ADDED TO THE AGGREGATE NUMBER OF SHARES
THAT MAY BE ALLOTTED OR AGREED
CONDITIONALLY OR UNCONDITIONALLY TO BE
ALLOTTED BY THE DIRECTORS PURSUANT TO
RESOLUTION NO. 6A ABOVE."
--------------------------------------------------------------------------------------------------------------------------
TOP GLOVE CORPORATION BHD Agenda Number: 712990642
--------------------------------------------------------------------------------------------------------------------------
Security: Y88965101
Meeting Type: EGM
Meeting Date: 18-Aug-2020
Ticker:
ISIN: MYL7113OO003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 PROPOSED BONUS ISSUE OF UP TO 5,476,974,322 Mgmt For For
NEW ORDINARY SHARES IN TOP GLOVE ("TOP
GLOVE SHARES") ("BONUS SHARES") ON THE
BASIS OF TWO (2) BONUS SHARES FOR ONE (1)
EXISTING TOP GLOVE SHARE HELD IN TOP GLOVE
ON AN ENTITLEMENT DATE TO BE DETERMINED
LATER ("PROPOSED BONUS ISSUE")
--------------------------------------------------------------------------------------------------------------------------
TRICON CAPITAL GROUP INC Agenda Number: 712778870
--------------------------------------------------------------------------------------------------------------------------
Security: 89612W102
Meeting Type: MIX
Meeting Date: 07-Jul-2020
Ticker:
ISIN: CA89612W1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3, 4 AND 5 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1
TO 1.9 AND 2. THANK YOU
1.1 ELECTION OF DIRECTOR: DAVID BERMAN Mgmt For For
1.2 ELECTION OF DIRECTOR: J. MICHAEL KNOWLTON Mgmt For For
1.3 ELECTION OF DIRECTOR: PETER D. SACKS Mgmt For For
1.4 ELECTION OF DIRECTOR: SIAN M. MATTHEWS Mgmt For For
1.5 ELECTION OF DIRECTOR: IRA GLUSKIN Mgmt For For
1.6 ELECTION OF DIRECTOR: CAMILLE DOUGLAS Mgmt For For
1.7 ELECTION OF DIRECTOR: TRACY SHERREN Mgmt For For
1.8 ELECTION OF DIRECTOR: GARY BERMAN Mgmt For For
1.9 ELECTION OF DIRECTOR: GEOFF MATUS Mgmt For For
2 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLC Mgmt For For
AS AUDITOR OF THE COMPANY FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION
3 TO CONSIDER, AND IF DEEMED ADVISABLE, TO Mgmt For For
PASS AN ORDINARY RESOLUTION, THE FULL TEXT
OF WHICH IS ATTACHED AS APPENDIX C TO THE
INFORMATION CIRCULAR, WITH OR WITHOUT
VARIATION, TO AFFIRM, RATIFY AND APPROVE
THE COMPANY'S THIRD AMENDED AND RESTATED
STOCK OPTION PLAN
4 TO CONSIDER, AND IF DEEMED ADVISABLE, TO Mgmt For For
PASS AN ORDINARY RESOLUTION, THE FULL TEXT
OF WHICH IS ATTACHED AS APPENDIX E TO THE
INFORMATION CIRCULAR, WITH OR WITHOUT
VARIATION, TO AFFIRM, RATIFY AND APPROVE
THE COMPANY'S SECOND AMENDED AND RESTATED
DEFERRED SHARE UNIT PLAN
5 TO CONSIDER, AND IF DEEMED ADVISABLE, TO Mgmt For For
PASS A SPECIAL RESOLUTION, THE FULL TEXT OF
WHICH IS ATTACHED AS APPENDIX G TO THE
INFORMATION CIRCULAR, WITH OR WITHOUT
VARIATION, TO AMEND THE COMPANY'S ARTICLES
TO CHANGE THE NAME OF THE COMPANY FROM
TRICON CAPITAL GROUP INC. TO TRICON
RESIDENTIAL INC
--------------------------------------------------------------------------------------------------------------------------
TRICON RESIDENTIAL INC Agenda Number: 714173325
--------------------------------------------------------------------------------------------------------------------------
Security: 89612W102
Meeting Type: MIX
Meeting Date: 23-Jun-2021
Ticker:
ISIN: CA89612W1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.A TO 1.I AND
2 THANK YOU
1.A ELECTION OF DIRECTOR: DAVID BERMAN Mgmt For For
1.B ELECTION OF DIRECTOR: J. MICHAEL KNOWLTON Mgmt For For
1.C ELECTION OF DIRECTOR: PETER D. SACKS Mgmt For For
1.D ELECTION OF DIRECTOR: SIAN M. MATTHEWS Mgmt For For
1.E ELECTION OF DIRECTOR: IRA GLUSKIN Mgmt For For
1.F ELECTION OF DIRECTOR: CAMILLE DOUGLAS Mgmt For For
1.G ELECTION OF DIRECTOR: FRANK COHEN Mgmt For For
1.H ELECTION OF DIRECTOR: GARY BERMAN Mgmt For For
1.I ELECTION OF DIRECTOR: GEOFF MATUS Mgmt For For
2 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLC Mgmt For For
AS AUDITOR OF THE CORPORATION FOR THE
ENSUING YEAR AND AUTHORIZING THE DIRECTORS
TO FIX THEIR REMUNERATION
3 TO CONSIDER, AND IF DEEMED ADVISABLE, TO Mgmt For For
PASS THE EXCHANGE PRICE RESOLUTION, THE
FULL TEXT OF WHICH IS ATTACHED AS APPENDIX
C TO THE INFORMATION CIRCULAR
CMMT PLEASE NOTE THAT RESOLUTION 3 IS TO BE Non-Voting
APPROVED BY DISINTERESTED SHAREHOLDERS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
WEIMOB INC. Agenda Number: 714316824
--------------------------------------------------------------------------------------------------------------------------
Security: G9T20A106
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: KYG9T20A1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 557447 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0609/2021060900431.pdf,
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES AND THE
REPORTS OF THE DIRECTORS AND AUDITOR FOR
THE YEAR ENDED DECEMBER 31, 2020
2.A.I TO RE-ELECT THE FOLLOWING DIRECTOR OF THE Mgmt For For
COMPANY (THE "DIRECTORS"): TO RE-ELECT MR.
SUN TAOYONG AS AN EXECUTIVE DIRECTOR OF THE
COMPANY
2.AII TO RE-ELECT THE FOLLOWING DIRECTOR OF THE Mgmt For For
COMPANY (THE "DIRECTORS"): TO RE-ELECT DR.
SUN MINGCHUN AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE COMPANY
2AIII TO RE-ELECT THE FOLLOWING DIRECTOR OF THE Mgmt For For
COMPANY (THE "DIRECTORS"): TO RE-ELECT DR.
LI XUFU AS AN INDEPENDENT NON-EXECUTIVE
DIRECTOR OF THE COMPANY
2.B TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF THE DIRECTORS
3 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE Mgmt For For
AUDITOR OF THE COMPANY AND TO AUTHORISE THE
BOARD OF DIRECTORS TO FIX ITS REMUNERATION
4.A TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES NOT EXCEEDING 10% OF THE ISSUED
SHARES OF THE COMPANY
4.B TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO PURCHASE SHARES NOT EXCEEDING 10% OF THE
ISSUED SHARES OF THE COMPANY
4.C TO EXTEND THE AUTHORITY GRANTED TO THE Mgmt For For
DIRECTORS PURSUANT TO ORDINARY RESOLUTION
NO. 4(A) TO ISSUE SHARES BY ADDING TO THE
ISSUED SHARES OF THE COMPANY THE NUMBER OF
SHARES PURCHASED UNDER ORDINARY RESOLUTION
NO. 4(B)
5 TO GRANT THE RSU SCHEME ANNUAL MANDATE. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WIX.COM LTD Agenda Number: 935282157
--------------------------------------------------------------------------------------------------------------------------
Security: M98068105
Meeting Type: Annual
Meeting Date: 09-Nov-2020
Ticker: WIX
ISIN: IL0011301780
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-election of Class I director to serve Mgmt For For
until the 2023 Annual General Meeting of
Shareholders: Deirdre Bigley
1B. Re-election of Class I director to serve Mgmt For For
until the 2023 Annual General Meeting of
Shareholders: Allon Bloch
2. To ratify the appointment and compensation Mgmt For For
of Kost, Forer, Gabbay & Kasierer, a member
of Ernst & Young Global, as the Company's
independent registered public accounting
firm for the year ending December 31, 2020
and until the next annual general meeting
of shareholders.
--------------------------------------------------------------------------------------------------------------------------
YADEA GROUP HOLDINGS LTD Agenda Number: 713994273
--------------------------------------------------------------------------------------------------------------------------
Security: G9830F106
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: KYG9830F1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0427/2021042701095.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0427/2021042701085.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF THE DIRECTORS
AND AUDITORS OF THE COMPANY FOR THE YEAR
ENDED 31 DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND OF 19.0 HK Mgmt For For
CENTS PER SHARE OF THE COMPANY FOR THE YEAR
ENDED 31DECEMBER 2020
3.A.I TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR Mgmt For For
OF THE COMPANY (THE "DIRECTORS") WHO IS
STANDING FOR RE-ELECTION AT THE ANNUAL
GENERAL MEETING: MR. LI ZONGWEI AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR
3.AII TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR Mgmt For For
OF THE COMPANY (THE "DIRECTORS") WHO IS
STANDING FOR RE-ELECTION AT THE ANNUAL
GENERAL MEETING: MR. WU BIGUANG AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR
3AIII TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR Mgmt For For
OF THE COMPANY (THE "DIRECTORS") WHO IS
STANDING FOR RE-ELECTION AT THE ANNUAL
GENERAL MEETING: MR. YAO NAISHENG AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR
3.B TO AUTHORISE THE BOARD OF DIRECTORS (THE Mgmt For For
"BOARD") TO FIX THE REMUNERATION OF THE
DIRECTORS
4 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR OF THE COMPANY AND AUTHORISE THE
BOARD TO FIX THEIR REMUNERATION
5.A TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES NOT EXCEEDING 20% OF THE NUMBER OF
THE ISSUED SHARES OF THE COMPANY (THE
"ISSUE MANDATE")
5.B TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES NOT EXCEEDING 10% OF
THE NUMBER OF THE ISSUED SHARES OF THE
COMPANY
5.C TO EXTEND THE ISSUE MANDATE BY THE NUMBER Mgmt For For
OF SHARES REPURCHASED BY THE COMPANY
CMMT 29 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 4. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) EntrepreneurShares Series Trust
By (Signature) /s/ Dr. Joel M. Shulman
Name Dr. Joel M. Shulman
Title Managing Director
Date 08/19/2021