UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-03999
NAME OF REGISTRANT: John Hancock Investment Trust
II
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 200 Berkeley Street
Boston, MA 02116
NAME AND ADDRESS OF AGENT FOR SERVICE: Charles A. Rizzo
197 Clarendon Street
Boston, MA 02116
REGISTRANT'S TELEPHONE NUMBER: 6176633000
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2021 - 06/30/2022
2X13 JHF Financial Industries Fund
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1ST SOURCE CORPORATION Agenda Number: 935555548
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Security: 336901103
Meeting Type: Annual
Meeting Date: 21-Apr-2022
Ticker: SRCE
ISIN: US3369011032
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term expiring in Mgmt For For
2025: Isaac P. Torres
1B. Election of Director for a term expiring in Mgmt For For
2025: John F. Affleck-Graves
1C. Election of Director for a term expiring in Mgmt Against Against
2025: Daniel B. Fitzpatrick
1D. Election of Director for a term expiring in Mgmt For For
2025: Christopher J. Murphy IV
2. Ratification of the appointment of BKD LLP Mgmt For For
as 1st Source Corporation's independent
registered public accounting firm for the
fiscal year ending December 31, 2022.
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3I GROUP PLC Agenda Number: 714220352
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Security: G88473148
Meeting Type: AGM
Meeting Date: 01-Jul-2021
Ticker:
ISIN: GB00B1YW4409
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND CONSIDER THE COMPANY'S Mgmt For For
ACCOUNTS AND THE REPORTS OF THE DIRECTORS
AND THE AUDITOR FOR THE YEAR TO 31 MARCH
2021
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT FOR THE YEAR TO 31 MARCH 2021
3 TO DECLARE A DIVIDEND OF 21P PER ORDINARY Mgmt For For
SHARE FOR THE YEAR TO 31 MARCH 2021,
PAYABLE TO SHAREHOLDERS WHOSE NAMES APPEAR
ON THE REGISTER OF MEMBERS AT CLOSE OF
BUSINESS ON 18 JUNE 2021
4 TO REAPPOINT MRS C J BANSZKY AS A DIRECTOR Mgmt For For
5 TO REAPPOINT MR S A BORROWS AS A DIRECTOR Mgmt For For
6 TO REAPPOINT MR S W DAINTITH AS A DIRECTOR Mgmt For For
7 TO REAPPOINT MR D A M HUTCHISON AS A Mgmt For For
DIRECTOR
8 TO REAPPOINT MS C L MCCONVILLE AS A Mgmt For For
DIRECTOR
9 TO REAPPOINT MR P A MCKELLAR AS A DIRECTOR Mgmt For For
10 TO REAPPOINT MS A SCHAAPVELD AS A DIRECTOR Mgmt For For
11 TO REAPPOINT MR S R THOMPSON AS A DIRECTOR Mgmt For For
12 TO REAPPOINT MRS J S WILSON AS A DIRECTOR Mgmt For For
13 TO APPOINT KPMG LLP AS AUDITOR OF THE Mgmt For For
COMPANY TO HOLD OFFICE UNTIL THE END OF THE
NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE
LAID BEFORE MEMBERS
14 TO AUTHORISE THE DIRECTORS, ACTING THROUGH Mgmt For For
THE AUDIT AND COMPLIANCE COMMITTEE, TO FIX
THE AUDITOR'S REMUNERATION
15 THAT THE COMPANY AND ANY COMPANY WHICH IS Mgmt For For
OR BECOMES A SUBSIDIARY OF THE COMPANY AT
ANY TIME DURING THE PERIOD FOR WHICH THIS
RESOLUTION HAS EFFECT BE AUTHORISED TO: A)
MAKE POLITICAL DONATIONS TO POLITICAL
PARTIES AND/OR INDEPENDENT ELECTION
CANDIDATES NOT EXCEEDING GBP 20,000 IN
TOTAL; B) MAKE POLITICAL DONATIONS TO
POLITICAL ORGANISATIONS OTHER THAN
POLITICAL PARTIES NOT EXCEEDING GBP 20,000
IN TOTAL; AND C) INCUR POLITICAL
EXPENDITURE NOT EXCEEDING GBP 20,000 IN
TOTAL, DURING THE PERIOD UNTIL THE END OF
NEXT YEAR'S ANNUAL GENERAL MEETING (OR, IF
EARLIER, UNTIL THE CLOSE OF BUSINESS ON 30
SEPTEMBER 2022) PROVIDED THAT THE AGGREGATE
AMOUNT OF POLITICAL DONATIONS AND POLITICAL
EXPENDITURE MADE OR INCURRED BY THE COMPANY
AND ITS SUBSIDIARIES PURSUANT TO THIS
RESOLUTION SHALL NOT EXCEED GBP 20,000. ANY
TERMS USED IN THIS RESOLUTION WHICH ARE
DEFINED IN PART 14 OF THE COMPANIES ACT
2006 SHALL BEAR THE SAME MEANING FOR THE
PURPOSES OF THIS RESOLUTION
16 THAT THE DIRECTORS BE GENERALLY AND Mgmt For For
UNCONDITIONALLY AUTHORISED, IN SUBSTITUTION
FOR ALL SUBSISTING AUTHORITIES, TO ALLOT
SHARES IN THE COMPANY AND TO GRANT RIGHTS
TO SUBSCRIBE FOR OR CONVERT ANY SECURITY
INTO SHARES IN THE COMPANY: A) UP TO A
NOMINAL AMOUNT OF GBP 239,606,624 (SUCH
AMOUNT TO BE REDUCED BY THE NOMINAL AMOUNT
ALLOTTED OR GRANTED UNDER PARAGRAPH (B)
BELOW IN EXCESS OF SUCH SUM); AND B)
COMPRISING EQUITY SECURITIES (AS DEFINED IN
SECTION 560(1) OF THE COMPANIES ACT 2006)
UP TO A NOMINAL AMOUNT OF GBP 479,213,247
(SUCH AMOUNT TO BE REDUCED BY ANY
ALLOTMENTS OR GRANTS MADE UNDER PARAGRAPH
(A) ABOVE) IN CONNECTION WITH AN OFFER BY
WAY OF A RIGHTS ISSUE: I. TO ORDINARY
SHAREHOLDERS IN PROPORTION (AS NEARLY AS
MAY BE PRACTICABLE) TO THEIR EXISTING
HOLDINGS; AND II. TO HOLDERS OF OTHER
EQUITY SECURITIES AS REQUIRED BY THE RIGHTS
OF THOSE SECURITIES OR AS THE DIRECTORS
OTHERWISE CONSIDER NECESSARY, AND SO THAT
THE DIRECTORS MAY IMPOSE ANY LIMITS OR
RESTRICTIONS AND MAKE ANY ARRANGEMENTS
WHICH THEY CONSIDER NECESSARY OR
APPROPRIATE TO DEAL WITH TREASURY SHARES,
FRACTIONAL ENTITLEMENTS, RECORD DATES,
LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN,
OR UNDER THE LAWS OF, ANY TERRITORY OR ANY
OTHER MATTER, SUCH AUTHORITIES TO APPLY
UNTIL THE END OF NEXT YEAR'S ANNUAL GENERAL
MEETING (OR, IF EARLIER, UNTIL THE CLOSE OF
BUSINESS ON 30 SEPTEMBER 2022) BUT, IN EACH
CASE, DURING THIS PERIOD THE COMPANY MAY
MAKE OFFERS AND ENTER INTO AGREEMENTS WHICH
WOULD, OR MIGHT, REQUIRE SHARES TO BE
ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR
CONVERT SECURITIES INTO SHARES TO BE
GRANTED AFTER THE AUTHORITY ENDS AND THE
DIRECTORS MAY ALLOT SHARES OR GRANT RIGHTS
TO SUBSCRIBE FOR OR CONVERT SECURITIES INTO
SHARES UNDER ANY SUCH OFFER OR AGREEMENT AS
IF THE AUTHORITY HAD NOT ENDED
17 THAT, IF RESOLUTION 16 IS PASSED, THE Mgmt For For
DIRECTORS BE GIVEN THE POWER TO ALLOT
EQUITY SECURITIES (AS DEFINED IN THE
COMPANIES ACT 2006) FOR CASH UNDER THE
AUTHORITY GIVEN BY RESOLUTION 16 AND/OR TO
SELL ORDINARY SHARES HELD BY THE COMPANY AS
TREASURY SHARES FOR CASH AS IF SECTION 561
OF THE COMPANIES ACT 2006 DID NOT APPLY TO
ANY SUCH ALLOTMENT OR SALE, SUCH POWER TO
BE LIMITED: A) TO THE ALLOTMENT OF EQUITY
SECURITIES AND SALE OF TREASURY SHARES FOR
CASH IN CONNECTION WITH AN OFFER OF, OR
INVITATION TO APPLY FOR, EQUITY SECURITIES
(BUT IN THE CASE OF THE AUTHORITY GRANTED
UNDER PARAGRAPH (B) OF RESOLUTION 16, BY
WAY OF A RIGHTS ISSUE ONLY): I. TO ORDINARY
SHAREHOLDERS IN PROPORTION (AS NEARLY AS
MAY BE PRACTICABLE) TO THEIR EXISTING
HOLDINGS; AND II. TO HOLDERS OF OTHER
EQUITY SECURITIES, AS REQUIRED BY THE
RIGHTS OF THOSE SECURITIES, OR AS THE
DIRECTORS OTHERWISE CONSIDER NECESSARY, AND
SO THAT THE DIRECTORS MAY IMPOSE ANY LIMITS
OR RESTRICTIONS AND MAKE ANY ARRANGEMENTS
WHICH THEY CONSIDER NECESSARY OR
APPROPRIATE TO DEAL WITH TREASURY SHARES,
FRACTIONAL ENTITLEMENTS, RECORD DATES,
LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN,
OR UNDER THE LAWS OF, ANY TERRITORY OR ANY
OTHER MATTER; AND B) IN THE CASE OF THE
AUTHORITY GRANTED UNDER PARAGRAPH (A) OF
RESOLUTION 16 AND/OR IN THE CASE OF ANY
SALE OF TREASURY SHARES FOR CASH, TO THE
ALLOTMENT (OTHERWISE THAN UNDER PARAGRAPH
(A) ABOVE) OF EQUITY SECURITIES OR SALE OF
TREASURY SHARES UP TO A NOMINAL AMOUNT OF
GBP 35,940,993, SUCH POWER TO APPLY UNTIL
THE END OF NEXT YEAR'S ANNUAL GENERAL
MEETING (OR, IF EARLIER, UNTIL THE CLOSE OF
BUSINESS ON 30 SEPTEMBER 2022) BUT, IN EACH
CASE, DURING THIS PERIOD THE COMPANY MAY
MAKE OFFERS, AND ENTER INTO AGREEMENTS,
WHICH WOULD, OR MIGHT, REQUIRE EQUITY
SECURITIES TO BE ALLOTTED (AND TREASURY
SHARES TO BE SOLD) AFTER THE POWER ENDS AND
THE DIRECTORS MAY ALLOT EQUITY SECURITIES
(AND SELL TREASURY SHARES) UNDER ANY SUCH
OFFER OR AGREEMENT AS IF THE POWER HAD NOT
ENDED
18 THAT, IF RESOLUTION 16 IS PASSED, THE Mgmt For For
DIRECTORS BE GIVEN THE POWER IN ADDITION TO
ANY POWER GRANTED UNDER RESOLUTION 17 TO
ALLOT EQUITY SECURITIES (AS DEFINED IN THE
COMPANIES ACT 2006) FOR CASH UNDER THE
AUTHORITY GRANTED UNDER PARAGRAPH (A) OF
RESOLUTION 16 AND/OR TO SELL ORDINARY
SHARES HELD BY THE COMPANY AS TREASURY
SHARES FOR CASH AS IF SECTION 561 OF THE
COMPANIES ACT 2006 DID NOT APPLY TO ANY
SUCH ALLOTMENT OR SALE, SUCH POWER TO BE:
A) LIMITED TO THE ALLOTMENT OF EQUITY
SECURITIES OR SALE OF TREASURY SHARES UP TO
A NOMINAL AMOUNT OF GBP 35,940,993; AND B)
USED ONLY FOR THE PURPOSES OF FINANCING A
TRANSACTION WHICH THE DIRECTORS OF THE
COMPANY DETERMINE TO BE AN ACQUISITION OR
OTHER CAPITAL INVESTMENT OF A KIND
CONTEMPLATED BY THE STATEMENT OF PRINCIPLES
ON DISAPPLYING PRE-EMPTION RIGHTS MOST
RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP
PRIOR TO THE DATE OF THIS NOTICE OR FOR THE
PURPOSES OF REFINANCING SUCH A TRANSACTION
WITHIN SIX MONTHS OF IT TAKING PLACE, SUCH
POWER TO APPLY UNTIL THE END OF NEXT YEAR'S
ANNUAL GENERAL MEETING (OR, IF EARLIER,
UNTIL THE CLOSE OF BUSINESS ON 30 SEPTEMBER
2022) BUT, IN EACH CASE, DURING THIS PERIOD
THE COMPANY MAY MAKE OFFERS, AND ENTER INTO
AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE
EQUITY SECURITIES TO BE ALLOTTED (AND
TREASURY SHARES TO BE SOLD) AFTER THE POWER
ENDS AND THE DIRECTORS MAY ALLOT EQUITY
SECURITIES (AND SELL TREASURY SHARES) UNDER
ANY SUCH OFFER OR AGREEMENT AS IF THE POWER
HAD NOT ENDED
19 THAT THE COMPANY BE AUTHORISED TO MAKE ONE Mgmt For For
OR MORE MARKET PURCHASES (AS DEFINED IN
SECTION 693(4) OF THE COMPANIES ACT 2006)
OF ITS ORDINARY SHARES OF 73 19/22P EACH
SUCH POWER TO BE LIMITED: A) TO A MAXIMUM
NUMBER OF 97,000,000 ORDINARY SHARES; B) BY
THE CONDITION THAT THE MINIMUM PRICE WHICH
MAY BE PAID FOR AN ORDINARY SHARE IS THE
NOMINAL AMOUNT OF THAT SHARE; AND C) BY THE
CONDITION THAT THE MAXIMUM PRICE WHICH MAY
BE PAID FOR AN ORDINARY SHARE IS THE
HIGHEST OF: I. AN AMOUNT EQUAL TO 5% ABOVE
THE AVERAGE MARKET VALUE OF AN ORDINARY
SHARE FOR THE FIVE BUSINESS DAYS
IMMEDIATELY PRECEDING THE DAY ON WHICH THAT
ORDINARY SHARE IS CONTRACTED TO BE
PURCHASED; AND II. THE HIGHER OF THE PRICE
OF THE LAST INDEPENDENT TRADE AND THE
HIGHEST CURRENT INDEPENDENT PURCHASE BID ON
THE TRADING VENUES WHERE THE PURCHASE IS
CARRIED OUT, IN EACH CASE, EXCLUSIVE OF
EXPENSES, SUCH AUTHORITY TO APPLY UNTIL THE
END OF NEXT YEAR'S ANNUAL GENERAL MEETING
(OR, IF EARLIER, UNTIL THE CLOSE OF
BUSINESS ON 30 SEPTEMBER 2022) BUT IN EACH
CASE SO THAT THE COMPANY MAY ENTER INTO A
CONTRACT TO PURCHASE ORDINARY SHARES WHICH
WOULD OR MIGHT BE COMPLETED OR EXECUTED
WHOLLY OR PARTLY AFTER THE AUTHORITY ENDS
AND THE COMPANY MAY PURCHASE ORDINARY
SHARES PURSUANT TO ANY SUCH CONTRACT AS IF
THE AUTHORITY HAD NOT ENDED
20 THAT A GENERAL MEETING OTHER THAN AN ANNUAL Mgmt For For
GENERAL MEETING MAY BE CALLED ON NOT LESS
THAN 14 CLEAR DAYS' NOTICE
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AMERICAN BUSINESS BANK Agenda Number: 935651946
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Security: 02475L105
Meeting Type: Annual
Meeting Date: 28-Jun-2022
Ticker: AMBZ
ISIN: US02475L1052
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Leon I. Blankstein Mgmt For For
Donald P. Johnson Mgmt Withheld Against
Gaurav Malhotra Mgmt For For
Edith Matthai Mgmt For For
Trent D. Merrill Mgmt For For
Javier Sanchez Mgmt For For
Robert F. Schack Mgmt Withheld Against
Jon H. Schlobohm Mgmt For For
Robert I. Usdan Mgmt For For
Pasy Wang Mgmt For For
2. To ratify the appointment of RSM US LLP as Mgmt For For
the Bank's independent public accountants
as described more fully in the accompanying
proxy statement.
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AMERICAN EXPRESS COMPANY Agenda Number: 935569484
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Security: 025816109
Meeting Type: Annual
Meeting Date: 03-May-2022
Ticker: AXP
ISIN: US0258161092
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: Thomas J. Baltimore
1B. Election of Director for a term of one Mgmt For For
year: Charlene Barshefsky
1C. Election of Director for a term of one Mgmt For For
year: John J. Brennan
1D. Election of Director for a term of one Mgmt For For
year: Peter Chernin
1E. Election of Director for a term of one Mgmt For For
year: Ralph de la Vega
1F. Election of Director for a term of one Mgmt For For
year: Michael O. Leavitt
1G. Election of Director for a term of one Mgmt For For
year: Theodore J. Leonsis
1H. Election of Director for a term of one Mgmt For For
year: Karen L. Parkhill
1I. Election of Director for a term of one Mgmt For For
year: Charles E. Phillips
1J. Election of Director for a term of one Mgmt For For
year: Lynn A. Pike
1K. Election of Director for a term of one Mgmt For For
year: Stephen J. Squeri
1L. Election of Director for a term of one Mgmt For For
year: Daniel L. Vasella
1M. Election of Director for a term of one Mgmt For For
year: Lisa W. Wardell
1N. Election of Director for a term of one Mgmt For For
year: Christopher D. Young
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for 2022.
3. Approval, on an advisory basis, of the Mgmt For For
Company's executive compensation.
4. Shareholder Proposal Relating to Shr For Against
Independent Board Chairman.
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AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 935574992
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Security: 026874784
Meeting Type: Annual
Meeting Date: 11-May-2022
Ticker: AIG
ISIN: US0268747849
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: JAMES COLE, JR. Mgmt For For
1B. Election of Director: W. DON CORNWELL Mgmt For For
1C. Election of Director: WILLIAM G. JURGENSEN Mgmt For For
1D. Election of Director: LINDA A. MILLS Mgmt For For
1E. Election of Director: THOMAS F. MOTAMED Mgmt For For
1F. Election of Director: PETER R. PORRINO Mgmt For For
1G. Election of Director: JOHN G. RICE Mgmt For For
1H. Election of Director: DOUGLAS M. STEENLAND Mgmt For For
1I. Election of Director: THERESE M. VAUGHAN Mgmt For For
1J. Election of Director: PETER ZAFFINO Mgmt For For
2. Approve, on an advisory basis, the 2021 Mgmt For For
compensation of AIG's named executives.
3. Ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP to serve as
AIG's independent registered public
accounting firm for 2022.
4. Shareholder proposal to reduce the Shr For Against
threshold to call special meetings from 25
percent to 10 percent.
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AMERICAN RIVER BANKSHARES Agenda Number: 935468909
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Security: 029326105
Meeting Type: Special
Meeting Date: 28-Jul-2021
Ticker: AMRB
ISIN: US0293261055
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of Merger and Merger Agreement. To Mgmt For For
consider and vote on a merger, and the
Agreement to Merge and Plan of
Reorganization dated as of April 16, 2021
(the "merger agreement") with Bank of Marin
Bancorp ("BMRC"), under which AMRB will
merge with and into BMRC, with BMRC
surviving (the "merger"), followed
immediately thereafter by the merger of
AMRB's wholly-owned subsidiary American
River Bank with and into BMRC's wholly
owned subsidiary Bank of Marin, with Bank
of Marin surviving.
2. Adjournment. To approve the adjournment or Mgmt For For
postponement of the special meeting, if
necessary or appropriate, including to
solicit additional proxies to approve the
merger and merger agreement.
3. Named Executive Officers (NEO's) Mgmt For For
Compensation Proposal. To approve, on an
advisory (non-binding) basis, the
compensation to be paid to the NEOs of AMRB
in connection with the merger.
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AMERIPRISE FINANCIAL, INC. Agenda Number: 935563975
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Security: 03076C106
Meeting Type: Annual
Meeting Date: 27-Apr-2022
Ticker: AMP
ISIN: US03076C1062
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James M. Cracchiolo Mgmt For For
1B. Election of Director: Dianne Neal Blixt Mgmt For For
1C. Election of Director: Amy DiGeso Mgmt For For
1D. Election of Director: Lon R. Greenberg Mgmt For For
1E. Election of Director: Robert F. Sharpe, Jr. Mgmt For For
1F. Election of Director: Brian T. Shea Mgmt For For
1G. Election of Director: W. Edward Walter III Mgmt For For
1H. Election of Director: Christopher J. Mgmt For For
Williams
2. To approve the compensation of the named Mgmt For For
executive officers by a nonbinding advisory
vote.
3. To ratify the Audit Committee's selection Mgmt For For
of PricewaterhouseCoopers LLP as the
Company's independent registered public
accounting firm for 2022.
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AMERIS BANCORP Agenda Number: 935632299
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Security: 03076K108
Meeting Type: Annual
Meeting Date: 09-Jun-2022
Ticker: ABCB
ISIN: US03076K1088
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: William I. Bowen, Jr.
1b. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Rodney D. Bullard
1c. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Wm. Millard Choate
1d. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: R. Dale Ezzell
1e. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Leo J. Hill
1f. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Daniel B. Jeter
1g. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Robert P. Lynch
1h. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Elizabeth A. McCague
1i. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: James B. Miller, Jr.
1j. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Gloria A. O'Neal
1k. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: H. Palmer Proctor, Jr.
1l. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: William H. Stern
1m. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Jimmy D. Veal
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the year ending
December 31, 2022.
3. Advisory approval of the compensation of Mgmt For For
the Company's named executive officers.
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ARES MANAGEMENT CORPORATION Agenda Number: 935629228
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Security: 03990B101
Meeting Type: Annual
Meeting Date: 09-Jun-2022
Ticker: ARES
ISIN: US03990B1017
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael J. Arougheti Mgmt Against Against
1b. Election of Director: Antoinette Bush Mgmt Against Against
1c. Election of Director: Paul G. Joubert Mgmt For For
1d. Election of Director: R. Kipp deVeer Mgmt Against Against
1e. Election of Director: David B. Kaplan Mgmt Against Against
1f. Election of Director: Michael Lynton Mgmt For For
1g. Election of Director: Dr. Judy D. Olian Mgmt For For
1h. Election of Director: Antony P. Ressler Mgmt Against Against
1i. Election of Director: Bennett Rosenthal Mgmt Against Against
1j. Election of Director: Eileen Naughton Mgmt For For
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for our
2022 fiscal year.
3. Approval, on a non-binding basis, of the Mgmt Against Against
compensation paid to our named executive
officers for our 2021 fiscal year.
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ARTHUR J. GALLAGHER & CO. Agenda Number: 935571643
--------------------------------------------------------------------------------------------------------------------------
Security: 363576109
Meeting Type: Annual
Meeting Date: 10-May-2022
Ticker: AJG
ISIN: US3635761097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sherry S. Barrat Mgmt For For
1B. Election of Director: William L. Bax Mgmt For For
1C. Election of Director: Teresa H. Clarke Mgmt For For
1D. Election of Director: D. John Coldman Mgmt For For
1E. Election of Director: J. Patrick Gallagher, Mgmt For For
Jr.
1F. Election of Director: David S. Johnson Mgmt For For
1G. Election of Director: Kay W. McCurdy Mgmt For For
1H. Election of Director: Christopher C. Miskel Mgmt For For
1I. Election of Director: Ralph J. Nicoletti Mgmt For For
1J. Election of Director: Norman L. Rosenthal Mgmt For For
2. Approval of the Arthur J. Gallagher & Co. Mgmt For For
2022 Long-Term Incentive Plan, Including
Approval of 13,500,000 Shares Authorized
for Issuance Thereunder.
3. Ratification of the Appointment of Ernst & Mgmt For For
Young LLP as our Independent Auditor for
the fiscal year ending December 31, 2022.
4. Approval, on an Advisory Basis, of the Mgmt For For
Compensation of our Named Executive
Officers.
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ATLANTIC UNION BANKSHARES CORPORATION Agenda Number: 935568797
--------------------------------------------------------------------------------------------------------------------------
Security: 04911A107
Meeting Type: Annual
Meeting Date: 03-May-2022
Ticker: AUB
ISIN: US04911A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve until the Mgmt For For
2023 annual meeting: John C. Asbury
1.2 Election of Director to serve until the Mgmt For For
2023 annual meeting: Patrick E. Corbin
1.3 Election of Director to serve until the Mgmt For For
2023 annual meeting: Daniel I. Hansen
1.4 Election of Director to serve until the Mgmt For For
2023 annual meeting: Jan S. Hoover
1.5 Election of Director to serve until the Mgmt For For
2023 annual meeting: Thomas P. Rohman
1.6 Election of Director to serve until the Mgmt For For
2023 annual meeting: Thomas G. Snead, Jr.
1.7 Election of Director to serve until the Mgmt For For
2023 annual meeting: Ronald L. Tillett
1.8 Election of Director to serve until the Mgmt For For
2023 annual meeting: Keith L. Wampler
1.9 Election of Director to serve until the Mgmt For For
2023 annual meeting: F. Blair Wimbush
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2022
3. To approve, on an advisory (non-binding) Mgmt For For
basis, the Company's executive compensation
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BANK OF AMERICA CORPORATION Agenda Number: 935560335
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 26-Apr-2022
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sharon L. Allen Mgmt For For
1B. Election of Director: Frank P. Bramble, Sr. Mgmt For For
1C. Election of Director: Pierre J.P. de Weck Mgmt For For
1D. Election of Director: Arnold W. Donald Mgmt For For
1E. Election of Director: Linda P. Hudson Mgmt For For
1F. Election of Director: Monica C. Lozano Mgmt For For
1G. Election of Director: Brian T. Moynihan Mgmt For For
1H. Election of Director: Lionel L. Nowell III Mgmt For For
1I. Election of Director: Denise L. Ramos Mgmt For For
1J. Election of Director: Clayton S. Rose Mgmt For For
1K. Election of Director: Michael D. White Mgmt For For
1L. Election of Director: Thomas D. Woods Mgmt For For
1M. Election of Director: R. David Yost Mgmt For For
1N. Election of Director: Maria T. Zuber Mgmt For For
2. Approving our executive compensation (an Mgmt For For
advisory, nonbinding "Say on Pay"
resolution)
3. Ratifying the appointment of our Mgmt For For
independent registered public accounting
firm for 2022.
4. Ratifying the Delaware Exclusive Forum Mgmt For For
Provision in our Bylaws.
5. Shareholder proposal requesting a civil Shr Against For
rights and nondiscrimination audit.
6. Shareholder proposal requesting adoption of Shr Against For
policy to cease financing new fossil fuel
supplies.
7. Shareholder proposal requesting a report on Shr Against For
charitable donations.
--------------------------------------------------------------------------------------------------------------------------
BANK OF COMMERCE HOLDINGS Agenda Number: 935487175
--------------------------------------------------------------------------------------------------------------------------
Security: 06424J103
Meeting Type: Special
Meeting Date: 21-Sep-2021
Ticker: BOCH
ISIN: US06424J1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the principal terms of the Mgmt For For
Agreement and Plan of Merger, dated as of
June 23, 2021, by and between Columbia
Banking System, Inc. and the Company.
2. To approve, on a non-binding, advisory Mgmt Against Against
basis, the compensation that may be paid or
become payable to the Company's named
executive officers in connection with the
mergers.
3. To approve one or more adjournments of the Mgmt For For
Special Meeting, if necessary or
appropriate, including adjournments to
solicit additional proxies in favor of
proposal 1.
--------------------------------------------------------------------------------------------------------------------------
BANK OF MARIN BANCORP Agenda Number: 935469494
--------------------------------------------------------------------------------------------------------------------------
Security: 063425102
Meeting Type: Special
Meeting Date: 28-Jul-2021
Ticker: BMRC
ISIN: US0634251021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To consider and vote on a merger, and Mgmt For For
Agreement to Merge and Plan of
Reorganization dated as of April 16, 2021
("merger agreement") with American River
Bankshares ("AMRB"), under which AMRB will
merge with and into Bank of Marin Bancorp
("BMRC"), with BMRC surviving ("merger"),
followed immediately thereafter by merger
of AMRB's wholly-owned subsidiary American
River Bank with and into BMRC's wholly
owned subsidiary Bank of Marin, with Bank
of Marin surviving ("bank merger"), as more
particularly described in proxy
statement/prospectus.
2. Adjournment. To approve the adjournment or Mgmt For For
postponement of the special meeting, if
necessary or appropriate, including to
solicit additional proxies to approve the
merger and merger agreement.
--------------------------------------------------------------------------------------------------------------------------
BANK OF MARIN BANCORP Agenda Number: 935599437
--------------------------------------------------------------------------------------------------------------------------
Security: 063425102
Meeting Type: Annual
Meeting Date: 10-May-2022
Ticker: BMRC
ISIN: US0634251021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nicolas C. Anderson Mgmt For For
1B. Election of Director: Russell A. Colombo Mgmt Withheld Against
1C. Election of Director: Charles D. Fite Mgmt For For
1D. Election of Director: James C. Hale Mgmt Withheld Against
1E. Election of Director: Robert Heller Mgmt Withheld Against
1F. Election of Director: Kevin R. Kennedy Mgmt Withheld Against
1G. Election of Director: William H. McDevitt, Mgmt Withheld Against
Jr.
1H. Election of Director: Timothy D. Myers Mgmt For For
1I. Election of Director: Sanjiv S. Sanghvi Mgmt Withheld Against
1J. Election of Director: Joel Sklar, MD Mgmt Withheld Against
1K. Election of Director: Brian M. Sobel Mgmt Withheld Against
1L. Election of Director: Secil T. Watson Mgmt Withheld Against
2. To approve, by non-binding vote, executive Mgmt For For
compensation
3. Ratification of the selection of Mgmt For For
independent auditor
--------------------------------------------------------------------------------------------------------------------------
BAYCOM CORP Agenda Number: 935519085
--------------------------------------------------------------------------------------------------------------------------
Security: 07272M107
Meeting Type: Special
Meeting Date: 13-Dec-2021
Ticker: BCML
ISIN: US07272M1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the principal terms of the Mgmt For For
Agreement and Plan of Merger, dated as of
September 7, 2021, by and between BayCom
Corp ("BayCom") and Pacific Enterprise
Bancorp, including the merger and issuance
of up to 3,100,104 shares of BayCom common
stock in the merger.
2. Approval of the BayCom board of directors Mgmt For For
to adjourn or postpone the special meeting,
if necessary or appropriate, to solicit
additional proxies in favor of proposal 1.
--------------------------------------------------------------------------------------------------------------------------
BAYCOM CORP Agenda Number: 935633227
--------------------------------------------------------------------------------------------------------------------------
Security: 07272M107
Meeting Type: Annual
Meeting Date: 21-Jun-2022
Ticker: BCML
ISIN: US07272M1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James S. Camp Mgmt Withheld Against
Harpreet S. Chaudhary Mgmt Withheld Against
Keary L. Colwell Mgmt For For
Rocco Davis Mgmt For For
George J. Guarini Mgmt For For
Lloyd W. Kendall, Jr. Mgmt Withheld Against
Janet L. King Mgmt For For
Robert G. Laverne, M.D. Mgmt For For
Syvia L. Magid Mgmt For For
2. Ratification of the appointment of Mgmt For For
auditors, Moss Adams, LLP for the fiscal
year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
BILL.COM HOLDINGS, INC. Agenda Number: 935510443
--------------------------------------------------------------------------------------------------------------------------
Security: 090043100
Meeting Type: Annual
Meeting Date: 09-Dec-2021
Ticker: BILL
ISIN: US0900431000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Allison Mnookin Mgmt Withheld Against
Steven Piaker Mgmt Withheld Against
Rory O'Driscoll Mgmt Withheld Against
Steve Fisher Mgmt For For
2. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm Ernst &
Young LLP.
3. Advisory Vote on the Compensation of our Mgmt For For
Named Executive Officers.
4. Advisory Vote on the Frequency of Future Mgmt 1 Year For
Advisory Votes on the Compensation of our
Named Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
BROOKFIELD ASSET MANAGEMENT INC. Agenda Number: 935643761
--------------------------------------------------------------------------------------------------------------------------
Security: 112585104
Meeting Type: Annual
Meeting Date: 10-Jun-2022
Ticker: BAM
ISIN: CA1125851040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
M. Elyse Allan Mgmt For For
Angela F. Braly Mgmt For For
Janice Fukakusa Mgmt For For
Maureen Kempston Darkes Mgmt For For
Frank J. McKenna Mgmt For For
Hutham S. Olayan Mgmt For For
Seek Ngee Huat Mgmt For For
Diana L. Taylor Mgmt For For
2 The appointment of Deloitte LLP as the Mgmt For For
external auditor and authorizing the
directors to set its remuneration.
3 The Say on Pay Resolution set out in the Mgmt For For
Corporation's Management Information
Circular dated April 28, 2022 (the
"Circular").
4 The Shareholder Proposal set out in the Shr For Against
Circular.
--------------------------------------------------------------------------------------------------------------------------
BUSINESS FIRST BANCSHARES, INC. Agenda Number: 935650867
--------------------------------------------------------------------------------------------------------------------------
Security: 12326C105
Meeting Type: Annual
Meeting Date: 23-Jun-2022
Ticker: BFST
ISIN: US12326C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve until the Mgmt For For
2023 annual meeting: Drew C. Brees
1b. Election of Director to serve until the Mgmt For For
2023 annual meeting: James J. Buquet, III
1c. Election of Director to serve until the Mgmt For For
2023 annual meeting: Carol M. Calkins
1d. Election of Director to serve until the Mgmt For For
2023 annual meeting: Ricky D. Day
1e. Election of Director to serve until the Mgmt For For
2023 annual meeting: John P. Ducrest
1f. Election of Director to serve until the Mgmt For For
2023 annual meeting: Mark P. Folse
1g. Election of Director to serve until the Mgmt For For
2023 annual meeting: Robert S. Greer, Jr.
1h. Election of Director to serve until the Mgmt For For
2023 annual meeting: J. Vernon Johnson
1i. Election of Director to serve until the Mgmt For For
2023 annual meeting: Rolfe H. McCollister,
Jr.
1j. Election of Director to serve until the Mgmt For For
2023 annual meeting: Andrew D. McLindon
1k. Election of Director to serve until the Mgmt For For
2023 annual meeting: David R. Melville, III
1l. Election of Director to serve until the Mgmt For For
2023 annual meeting: Patrick E. Mockler
1m. Election of Director to serve until the Mgmt For For
2023 annual meeting: David A. Montgomery,
Jr.
1n. Election of Director to serve until the Mgmt For For
2023 annual meeting: Arthur J. Price
1o. Election of Director to serve until the Mgmt For For
2023 annual meeting: Kenneth Wm. Smith
1p. Election of Director to serve until the Mgmt For For
2023 annual meeting: Keith A. Tillage
1q. Election of Director to serve until the Mgmt For For
2023 annual meeting: Steven G. White
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the Company's
NEOs (the "Say-on-Pay Proposal").
3. To approve the 2022 Amendment to the 2017 Mgmt Against Against
Equity Incentive Plan attached to the
accompanying proxy statement as Appendix A.
4. To ratify the appointment of Dixon Hughes Mgmt For For
Goodman LLP as the independent registered
public accounting firm of the Company for
the year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
CALIFORNIA BANCORP Agenda Number: 935624824
--------------------------------------------------------------------------------------------------------------------------
Security: 13005U101
Meeting Type: Annual
Meeting Date: 19-May-2022
Ticker: CALB
ISIN: US13005U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stephen A. Cortese Mgmt For For
Andrew J. Armanino Mgmt For For
Kevin J. Cullen Mgmt For For
Stephen R. Dathe Mgmt For For
Wayne S. Doiguchi Mgmt For For
Rochelle G. Klein Mgmt For For
Julie J. Levenson Mgmt For For
Frank L. Muller Mgmt For For
Steven E. Shelton Mgmt For For
Edmond E. Traille Mgmt For For
Millicent C. Tracey Mgmt For For
2. Ratification of the Appointment of Mgmt For For
Independent Public Accounting Firm. To
ratify the appointment of Crowe LLP as our
independent public accounting firm for the
fiscal year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
CAMBRIDGE BANCORP Agenda Number: 935579358
--------------------------------------------------------------------------------------------------------------------------
Security: 132152109
Meeting Type: Annual
Meeting Date: 16-May-2022
Ticker: CATC
ISIN: US1321521098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thalia M. Meehan Mgmt For For
Jody A. Rose Mgmt For For
Cathleen A. Schmidt Mgmt For For
Denis K. Sheahan Mgmt For For
2. Consideration and approval of a non-binding Mgmt For For
advisory resolution on the compensation of
the Company's named executive officers.
3. To ratify, on an advisory basis, the Mgmt For For
appointment of Wolf & Company, P.C. as the
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION Agenda Number: 935565501
--------------------------------------------------------------------------------------------------------------------------
Security: 14040H105
Meeting Type: Annual
Meeting Date: 05-May-2022
Ticker: COF
ISIN: US14040H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard D. Fairbank Mgmt For For
1B. Election of Director: Ime Archibong Mgmt For For
1C. Election of Director: Christine Detrick Mgmt For For
1D. Election of Director: Ann Fritz Hackett Mgmt For For
1E. Election of Director: Peter Thomas Killalea Mgmt For For
1F. Election of Director: Cornelis "Eli" Mgmt For For
Leenaars
1G. Election of Director: Francois Locoh-Donou Mgmt For For
1H. Election of Director: Peter E. Raskind Mgmt For For
1I. Election of Director: Eileen Serra Mgmt For For
1J. Election of Director: Mayo A. Shattuck III Mgmt For For
1K. Election of Director: Bradford H. Warner Mgmt For For
1L. Election of Director: Catherine G. West Mgmt For For
1M. Election of Director: Craig Anthony Mgmt For For
Williams
2. Advisory approval of Capital One's 2021 Mgmt For For
Named Executive Officer compensation.
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm of Capital One for 2022.
--------------------------------------------------------------------------------------------------------------------------
CENTRAL VALLEY COMMUNITY BANCORP Agenda Number: 935588559
--------------------------------------------------------------------------------------------------------------------------
Security: 155685100
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: CVCY
ISIN: US1556851004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Daniel N. Cunningham Mgmt For For
Daniel J. Doyle Mgmt Withheld Against
F.T "Tommy" Elliott, IV Mgmt For For
Robert J. Flautt Mgmt Withheld Against
Gary D. Gall Mgmt Withheld Against
James J. Kim Mgmt For For
Andriana D. Majarian Mgmt For For
Steven D. McDonald Mgmt For For
Louis McMurray Mgmt For For
Karen Musson Mgmt For For
Dorothea D. Silva Mgmt For For
William S. Smittcamp Mgmt For For
2. To approve the proposal to ratify the Mgmt For For
appointment of Crowe, LLP as the
independent registered public accountant
for the Company's 2022 fiscal year.
3. To adopt a non-binding advisory resolution Mgmt For For
approving executive compensation.
--------------------------------------------------------------------------------------------------------------------------
CHUBB LIMITED Agenda Number: 935498128
--------------------------------------------------------------------------------------------------------------------------
Security: H1467J104
Meeting Type: Special
Meeting Date: 03-Nov-2021
Ticker: CB
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Ratification of the share repurchase Mgmt For For
program ending June 30, 2022.
2 Reduction of share capital. Mgmt For For
A If a new agenda item or a new proposal for Mgmt Against Against
an existing agenda item is put before the
meeting, I/we hereby authorize and instruct
the independent proxy to vote as follows.
--------------------------------------------------------------------------------------------------------------------------
CHUBB LIMITED Agenda Number: 935586101
--------------------------------------------------------------------------------------------------------------------------
Security: H1467J104
Meeting Type: Annual
Meeting Date: 19-May-2022
Ticker: CB
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the management report, Mgmt For For
standalone financial statements and
consolidated financial statements of Chubb
Limited for the year ended December 31,
2021
2A Allocation of disposable profit Mgmt For For
2B Distribution of a dividend out of legal Mgmt For For
reserves (by way of release and allocation
to a dividend reserve)
3 Discharge of the Board of Directors Mgmt For For
4A Election of PricewaterhouseCoopers AG Mgmt For For
(Zurich) as our statutory auditor
4B Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP (United States)
as independent registered public accounting
firm for purposes of U.S. securities law
reporting
4C Election of BDO AG (Zurich) as special Mgmt For For
audit firm
5A Election of Director: Evan G. Greenberg Mgmt For For
5B Election of Director: Michael P. Connors Mgmt For For
5C Election of Director: Michael G. Atieh Mgmt For For
5D Election of Director: Kathy Bonanno Mgmt For For
5E Election of Director: Sheila P. Burke Mgmt For For
5F Election of Director: Mary Cirillo Mgmt For For
5G Election of Director: Robert J. Hugin Mgmt For For
5H Election of Director: Robert W. Scully Mgmt For For
5I Election of Director: Theodore E. Shasta Mgmt For For
5J Election of Director: David H. Sidwell Mgmt For For
5K Election of Director: Olivier Steimer Mgmt For For
5L Election of Director: Luis Tellez Mgmt For For
5M Election of Director: Frances F. Townsend Mgmt For For
6 Election of Evan G. Greenberg as Chairman Mgmt Against Against
of the Board of Directors
7A Election of Director of the Compensation Mgmt For For
Committee: Michael P. Connors
7B Election of Director of the Compensation Mgmt For For
Committee: Mary Cirillo
7C Election of Director of the Compensation Mgmt For For
Committee: Frances F. Townsend
8 Election of Homburger AG as independent Mgmt For For
proxy
9 Amendment to the Articles of Association Mgmt For For
relating to authorized share capital for
general purposes
10 Reduction of share capital Mgmt For For
11A Compensation of the Board of Directors Mgmt For For
until the next annual general meeting
11B Compensation of Executive Management for Mgmt For For
the next calendar year
12 Advisory vote to approve executive Mgmt For For
compensation under U.S. securities law
requirements
13 Shareholder proposal regarding a policy Shr Against For
restricting underwriting of new fossil fuel
supplies
14 Shareholder proposal regarding a report on Shr Against For
greenhouse gas emissions
A If a new agenda item or a new proposal for Mgmt Abstain Against
an existing agenda item is put before the
meeting, I/we hereby authorize and instruct
the independent proxy to vote as follows.
--------------------------------------------------------------------------------------------------------------------------
CITIZENS COMMUNITY BANCORP, INC. Agenda Number: 935641173
--------------------------------------------------------------------------------------------------------------------------
Security: 174903104
Meeting Type: Annual
Meeting Date: 21-Jun-2022
Ticker: CZWI
ISIN: US1749031043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stephen M. Bianchi Mgmt Withheld Against
James D. Moll Mgmt For For
Kathleen S. Karvan Mgmt For For
2. Ratification of the appointment of Eide Mgmt For For
Bailly, LLP as Citizens' independent
registered public accounting firm for the
fiscal year ending December 31, 2022.
3. Advisory resolution to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
CITIZENS FINANCIAL GROUP, INC. Agenda Number: 935558265
--------------------------------------------------------------------------------------------------------------------------
Security: 174610105
Meeting Type: Annual
Meeting Date: 28-Apr-2022
Ticker: CFG
ISIN: US1746101054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bruce Van Saun Mgmt For For
1B. Election of Director: Lee Alexander Mgmt For For
1C. Election of Director: Christine M. Cumming Mgmt For For
1D. Election of Director: Kevin Cummings (The Mgmt For For
election of Mr. Cummings is subject to the
completion of the Investors Bancorp, Inc.
acquisition. Should the acquisition not
close by the Annual Meeting, His election
by stockholders will not be considered at
the Annual Meeting).
1E. Election of Director: William P. Hankowsky Mgmt For For
1F. Election of Director: Edward J. ("Ned") Mgmt For For
Kelly III
1G. Election of Director: Robert G. Leary Mgmt For For
1H. Election of Director: Terrance J. Lillis Mgmt For For
1I. Election of Director: Michele N. Siekerka Mgmt For For
(The election of Ms. Siekerka is subject to
the completion of the Investors Bancorp,
Inc. acquisition. Should the acquisition
not close by the Annual Meeting, Her
election by stockholders will not be
considered at the Annual Meeting).
1J. Election of Director: Shivan Subramaniam Mgmt For For
1K. Election of Director: Christopher J. Swift Mgmt For For
1L. Election of Director: Wendy A. Watson Mgmt For For
1M. Election of Director: Marita Zuraitis Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for 2022.
4. Management Proposal to amend the Company's Mgmt For For
Certificate of Incorporation to Eliminate
Supermajority Vote Requirements.
--------------------------------------------------------------------------------------------------------------------------
CLOSE BROTHERS GROUP PLC Agenda Number: 714735163
--------------------------------------------------------------------------------------------------------------------------
Security: G22120102
Meeting Type: AGM
Meeting Date: 18-Nov-2021
Ticker:
ISIN: GB0007668071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE COMPANY'S 2021 Mgmt For For
ANNUAL REPORT AND ACCOUNTS TOGETHER WITH
THE REPORTS OF THE DIRECTORS AND OF THE
AUDITOR
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT (EXCLUDING THE DIRECTORS'
REMUNERATION POLICY) FOR THE FINANCIAL YEAR
ENDED 31 JULY 2021 SET OUT ON PAGES 97 TO
125 OF THE 2021 ANNUAL REPORT AND ACCOUNTS
3 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt Against Against
POLICY, THE FULL TEXT OF WHICH IS SET OUT
ON PAGES 100 TO 109 OF THE DIRECTORS'
REMUNERATION REPORT CONTAINED WITHIN THE
2021 ANNUAL REPORT AND ACCOUNTS, TO TAKE
EFFECT FROM THE END OF THIS AGM
4 TO AUTHORISE THE PAYMENT OF A FINAL Mgmt For For
DIVIDEND ON THE ORDINARY SHARES OF 42.0
PENCE PER SHARE FOR THE YEAR ENDED 31 JULY
2021 ON 23 NOVEMBER 2021 TO SHAREHOLDERS ON
THE REGISTER AT THE CLOSE OF BUSINESS ON 15
OCTOBER 2021
5 TO REAPPOINT MIKE BIGGS AS A DIRECTOR OF Mgmt For For
THE COMPANY
6 TO REAPPOINT ADRIAN SAINSBURY AS A DIRECTOR Mgmt For For
OF THE COMPANY
7 TO REAPPOINT MIKE MORGAN AS A DIRECTOR OF Mgmt For For
THE COMPANY
8 TO REAPPOINT OLIVER CORBETT AS A DIRECTOR Mgmt For For
OF THE COMPANY
9 TO REAPPOINT PETER DUFFY AS A DIRECTOR OF Mgmt For For
THE COMPANY
10 TO REAPPOINT PATRICIA HALLIDAY AS A Mgmt For For
DIRECTOR OF THE COMPANY
11 TO REAPPOINT LESLEY JONES AS A DIRECTOR OF Mgmt For For
THE COMPANY
12 TO REAPPOINT BRIDGET MACASKILL AS A Mgmt For For
DIRECTOR OF THE COMPANY
13 TO REAPPOINT TESULA MOHINDRA AS A DIRECTOR Mgmt For For
OF THE COMPANY
14 TO REAPPOINT MARK PAIN AS A DIRECTOR OF THE Mgmt For For
COMPANY
15 TO REAPPOINT SALLY WILLIAMS AS A DIRECTOR Mgmt For For
OF THE COMPANY
16 TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR OF THE COMPANY FROM THE CONCLUSION
OF THIS AGM UNTIL THE CONCLUSION OF THE
NEXT AGM
17 TO AUTHORISE THE AUDIT COMMITTEE, ACTING Mgmt For For
FOR AND ON BEHALF OF THE BOARD, TO
DETERMINE THE REMUNERATION OF THE AUDITOR
18 TO AUTHORISE THE BOARD GENERALLY AND Mgmt For For
UNCONDITIONALLY TO ALLOT SHARES IN THE
COMPANY AND TO GRANT RIGHTS TO SUBSCRIBE
FOR OR CONVERT ANY SECURITY INTO SHARES IN
THE COMPANY: (A) UP TO A NOMINAL AMOUNT OF
GBP 12,566,854 (SUCH AMOUNT TO BE REDUCED
BY ANY ALLOTMENTS OR GRANTS MADE UNDER
PARAGRAPH (B) BELOW IN EXCESS OF SUCH SUM);
AND (B) COMPRISING EQUITY SECURITIES (AS
DEFINED IN THE COMPANIES ACT 2006) UP TO A
NOMINAL AMOUNT OF GBP 25,133,708 (SUCH
AMOUNT TO BE REDUCED BY ANY ALLOTMENTS OR
GRANTS MADE UNDER PARAGRAPH (A) ABOVE) IN
CONNECTION WITH AN OFFER BY WAY OF A RIGHTS
ISSUE: (1) TO ORDINARY SHAREHOLDERS IN
PROPORTION (AS NEARLY AS MAY BE
PRACTICABLE) TO THEIR EXISTING HOLDINGS;
AND (2) TO HOLDERS OF OTHER EQUITY
SECURITIES AS REQUIRED BY THE RIGHTS OF
THOSE SECURITIES OR AS THE BOARD OTHERWISE
CONSIDERS NECESSARY, AND SO THAT THE BOARD
MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND
MAKE ANY ARRANGEMENTS WHICH IT CONSIDERS
NECESSARY OR APPROPRIATE TO DEAL WITH
TREASURY SHARES, FRACTIONAL ENTITLEMENTS,
RECORD DATES, LEGAL, REGULATORY OR
PRACTICAL PROBLEMS IN, OR UNDER THE LAWS
OF, ANY TERRITORY OR ANY OTHER MATTER, SUCH
AUTHORITIES TO APPLY UNTIL THE CONCLUSION
OF THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY (OR, IF EARLIER, UNTIL THE CLOSE OF
BUSINESS ON 18 FEBRUARY 2023) BUT, IN EACH
CASE, DURING THIS PERIOD THE COMPANY MAY
MAKE OFFERS AND ENTER INTO AGREEMENTS WHICH
WOULD, OR MIGHT, REQUIRE SHARES TO BE
ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR
CONVERT SECURITIES INTO SHARES TO BE
GRANTED AFTER THE AUTHORITY ENDS AND THE
BOARD MAY ALLOT SHARES OR GRANT RIGHTS TO
SUBSCRIBE FOR OR CONVERT SECURITIES INTO
SHARES UNDER ANY SUCH OFFER OR AGREEMENT AS
IF THE AUTHORITY HAD NOT ENDED
19 TO AUTHORISE THE BOARD, IN ADDITION TO ANY Mgmt For For
AUTHORITY GRANTED PURSUANT TO RESOLUTION
18, GENERALLY AND UNCONDITIONALLY PURSUANT
TO SECTION 551 OF THE COMPANIES ACT 2006 TO
ALLOT SHARES IN THE COMPANY AND TO GRANT
RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY
SECURITY INTO SHARES IN THE COMPANY UP TO
AN AGGREGATE NOMINAL AMOUNT OF GBP
5,655,084 IN RELATION TO ANY ISSUE BY THE
COMPANY OF ANY ADDITIONAL TIER 1
INSTRUMENTS ("AT1 SECURITIES") THAT
AUTOMATICALLY CONVERT INTO OR ARE EXCHANGED
FOR ORDINARY SHARES IN THE COMPANY IN
PRESCRIBED CIRCUMSTANCES, WHERE THE
DIRECTORS CONSIDER THAT THE ISSUE OF SUCH
AT1 SECURITIES WOULD BE DESIRABLE,
INCLUDING FOR THE PURPOSE OF COMPLYING
WITH, OR MAINTAINING COMPLIANCE WITH, THE
REGULATORY REQUIREMENTS OR TARGETS
APPLICABLE TO THE COMPANY AND ITS
SUBSIDIARIES AND SUBSIDIARY UNDERTAKINGS
FROM TIME TO TIME AND OTHERWISE ON TERMS AS
MAY BE DETERMINED BY THE DIRECTORS, SUCH
AUTHORITY TO APPLY UNTIL THE CONCLUSION OF
THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY (OR, IF EARLIER, UNTIL THE CLOSE OF
BUSINESS ON 18 FEBRUARY 2023) BUT, IN EACH
CASE, DURING THIS PERIOD THE COMPANY MAY
MAKE OFFERS AND ENTER INTO AGREEMENTS WHICH
WOULD, OR MIGHT, REQUIRE SHARES TO BE
ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR
CONVERT SECURITIES INTO SHARES TO BE
GRANTED AFTER THE AUTHORITY ENDS AND THE
BOARD MAY ALLOT SHARES OR GRANT RIGHTS TO
SUBSCRIBE FOR OR CONVERT SECURITIES INTO
SHARES UNDER ANY SUCH OFFER OR AGREEMENT AS
IF THE AUTHORITY HAD NOT EXPIRED
20 THAT: (A) THE CLOSE BROTHERS GROUP PLC Mgmt For For
SHARESAVE PLAN 2021 (THE "2021 SHARESAVE"),
SUMMARISED IN APPENDIX 2 TO THIS NOTICE,
AND THE RULES OF WHICH ARE PRODUCED TO THIS
ANNUAL GENERAL MEETING AND FOR THE PURPOSES
OF IDENTIFICATION INITIALLED BY THE
CHAIRMAN, BE APPROVED AND THE BOARD BE
AUTHORISED TO DO ALL SUCH ACTS AND THINGS
AS IT CONSIDERS NECESSARY OR DESIRABLE TO
ESTABLISH THE 2021 SHARESAVE; AND (B) THE
BOARD BE AUTHORISED TO ADOPT FURTHER PLANS
BASED ON THE 2021 SHARESAVE BUT MODIFIED TO
TAKE ACCOUNT OF LOCAL TAX, EXCHANGE CONTROL
OR SECURITIES LAWS IN OVERSEAS TERRITORIES,
PROVIDED THAT ANY SHARES MADE AVAILABLE
UNDER SUCH FURTHER PLANS ARE TREATED AS
COUNTING AGAINST ANY LIMITS ON INDIVIDUAL
OR OVERALL PARTICIPATION IN THE 2021
SHARESAVE
21 THAT, IF RESOLUTION 18 GRANTING AUTHORITY Mgmt For For
TO ALLOT SHARES IS PASSED, THE BOARD BE
GIVEN POWER TO ALLOT EQUITY SECURITIES (AS
DEFINED IN THE COMPANIES ACT 2006) FOR CASH
UNDER THE AUTHORITY GIVEN BY THAT
RESOLUTION AND/OR TO SELL ORDINARY SHARES
HELD BY THE COMPANY AS TREASURY SHARES FOR
CASH AS IF SECTION 561 OF THE COMPANIES ACT
2006 DID NOT APPLY TO ANY SUCH ALLOTMENT OR
SALE, SUCH POWER TO BE LIMITED TO: (A) THE
ALLOTMENT OF EQUITY SECURITIES AND SALE OF
TREASURY SHARES IN CONNECTION WITH AN OFFER
OF, OR INVITATION TO APPLY FOR, EQUITY
SECURITIES (BUT IN THE CASE OF THE
AUTHORITY GRANTED UNDER PARAGRAPH (B) OF
RESOLUTION 18, BY WAY OF A RIGHTS ISSUE
ONLY): 1. TO ORDINARY SHAREHOLDERS IN
PROPORTION (AS NEARLY AS MAY BE
PRACTICABLE) TO THEIR EXISTING HOLDINGS;
AND 2. TO HOLDERS OF OTHER EQUITY
SECURITIES, AS REQUIRED BY THE RIGHTS OF
THOSE SECURITIES, OR AS THE BOARD OTHERWISE
CONSIDERS NECESSARY, AND SO THAT THE BOARD
MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND
MAKE ANY ARRANGEMENTS WHICH IT CONSIDERS
NECESSARY OR APPROPRIATE TO DEAL WITH
TREASURY SHARES, FRACTIONAL ENTITLEMENTS,
RECORD DATES, LEGAL, REGULATORY OR
PRACTICAL PROBLEMS IN, OR UNDER THE LAWS
OF, ANY TERRITORY OR ANY OTHER MATTER; AND
(B) IN THE CASE OF AUTHORITY GRANTED UNDER
PARAGRAPH (A) OF RESOLUTION 18 AND/OR IN
THE CASE OF ANY SALE OF TREASURY SHARES,
THE ALLOTMENT OF EQUITY SECURITIES OR SALE
OF TREASURY SHARES (OTHERWISE THAN UNDER
PARAGRAPH (A) ABOVE) UP TO A NOMINAL AMOUNT
OF GBP 1,885,028, SUCH POWER TO APPLY UNTIL
THE CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY (OR, IF EARLIER,
UNTIL THE CLOSE OF BUSINESS ON 18 FEBRUARY
2023) BUT, IN EACH CASE, DURING THIS PERIOD
THE COMPANY MAY MAKE OFFERS, AND ENTER INTO
AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE
EQUITY SECURITIES TO BE ALLOTTED (AND
TREASURY SHARES TO BE SOLD) AFTER THE POWER
ENDS AND THE BOARD MAY ALLOT EQUITY
SECURITIES (AND SELL TREASURY SHARES) UNDER
ANY SUCH OFFER OR AGREEMENT AS IF THE POWER
HAD NOT ENDED
22 THAT, IF RESOLUTION 18 GRANTING AUTHORITY Mgmt For For
TO ALLOT SHARES IS PASSED, THE BOARD BE
GIVEN THE POWER IN ADDITION TO ANY POWER
GRANTED UNDER RESOLUTION 21 TO ALLOT EQUITY
SECURITIES (AS DEFINED IN THE COMPANIES ACT
2006) FOR CASH UNDER THE AUTHORITY GIVEN BY
THAT RESOLUTION AND/OR TO SELL ORDINARY
SHARES HELD BY THE COMPANY AS TREASURY
SHARES FOR CASH AS IF SECTION 561 OF THE
COMPANIES ACT 2006 DID NOT APPLY TO ANY
SUCH ALLOTMENT OR SALE, SUCH POWER TO BE:
(A) LIMITED TO THE ALLOTMENT OF EQUITY
SECURITIES OR SALE OF TREASURY SHARES UP TO
A NOMINAL AMOUNT OF GBP 1,885,028; AND (B)
USED ONLY FOR THE PURPOSES OF FINANCING (OR
REFINANCING, IF THE AUTHORITY IS TO BE USED
WITHIN SIX MONTHS AFTER THE ORIGINAL
TRANSACTION) A TRANSACTION WHICH THE BOARD
DETERMINES TO BE AN ACQUISITION OR OTHER
CAPITAL INVESTMENT OF A KIND CONTEMPLATED
BY THE STATEMENT OF PRINCIPLES ON
DISAPPLYING PRE-EMPTION RIGHTS MOST
RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP
PRIOR TO THE DATE OF THIS NOTICE, SUCH
POWER TO APPLY UNTIL THE CONCLUSION OF THE
NEXT ANNUAL GENERAL MEETING OF THE COMPANY
(OR, IF EARLIER, UNTIL THE CLOSE OF
BUSINESS ON 18 FEBRUARY 2023) BUT, IN EACH
CASE, DURING THIS PERIOD THE COMPANY MAY
MAKE OFFERS, AND ENTER INTO AGREEMENTS,
WHICH WOULD, OR MIGHT, REQUIRE EQUITY
SECURITIES TO BE ALLOTTED (AND TREASURY
SHARES TO BE SOLD) AFTER THE POWER ENDS AND
THE BOARD MAY ALLOT EQUITY SECURITIES (AND
SELL TREASURY SHARES) UNDER ANY SUCH OFFER
OR AGREEMENT AS IF THE POWER HAD NOT ENDED
23 THAT, IF RESOLUTION 19 GRANTING AUTHORITY Mgmt For For
TO ALLOT AT1 SECURITIES IS PASSED, THE
BOARD BE GIVEN THE POWER, IN ADDITION TO
ANY POWERS GRANTED PURSUANT TO RESOLUTIONS
21 AND 22, TO ALLOT EQUITY SECURITIES (AS
DEFINED IN SECTION 560 OF THE COMPANIES ACT
2006) FOR CASH UNDER THE AUTHORITY GIVEN BY
RESOLUTION 19 UP TO AN AGGREGATE NOMINAL
AMOUNT OF GBP 5,655,084 IN RELATION TO THE
ISSUE OF AT1 SECURITIES AS IF SECTION 561
OF THE COMPANIES ACT 2006 DID NOT APPLY TO
ANY SUCH ALLOTMENT OR SALE, SUCH POWER TO
APPLY UNTIL THE CONCLUSION OF THE NEXT
ANNUAL GENERAL MEETING OF THE COMPANY (OR,
IF EARLIER, UNTIL THE CLOSE OF BUSINESS ON
18 FEBRUARY 2023) BUT, IN EACH CASE, DURING
THIS PERIOD THE COMPANY MAY MAKE OFFERS AND
ENTER INTO AGREEMENTS WHICH WOULD, OR
MIGHT, REQUIRE SHARES TO BE ALLOTTED OR
RIGHTS TO SUBSCRIBE FOR OR CONVERT
SECURITIES INTO SHARES TO BE GRANTED AFTER
THE POWER ENDS AND THE BOARD MAY ALLOT
SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR
CONVERT SECURITIES INTO SHARES UNDER ANY
SUCH OFFER OR AGREEMENT AS IF THE POWER HAD
NOT ENDED
24 THAT THE COMPANY BE AUTHORISED FOR THE Mgmt For For
PURPOSES OF SECTION 701 OF THE COMPANIES
ACT 2006 TO MAKE ONE OR MORE MARKET
PURCHASES (AS DEFINED IN SECTION 693(4) OF
THE COMPANIES ACT 2006) OF ITS ORDINARY
SHARES OF 25P EACH, SUCH POWER TO BE
LIMITED: (A) TO A MAXIMUM NUMBER OF
15,080,224 ORDINARY SHARES; (B) BY THE
CONDITION THAT THE MINIMUM PRICE WHICH MAY
BE PAID FOR AN ORDINARY SHARE IS THE
NOMINAL AMOUNT OF THAT SHARE AND THE
MAXIMUM PRICE WHICH MAY BE PAID FOR EACH
ORDINARY SHARE IS THE HIGHEST OF: (1) AN
AMOUNT EQUAL TO 5% ABOVE THE AVERAGE MARKET
VALUE OF AN ORDINARY SHARE FOR THE FIVE
BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY
ON WHICH THAT ORDINARY SHARE IS CONTRACTED
TO BE PURCHASED; AND (2) THE HIGHER OF THE
PRICE OF THE LAST INDEPENDENT TRADE AND THE
HIGHEST CURRENT INDEPENDENT PURCHASE BID ON
THE LONDON STOCK EXCHANGE TRADING SYSTEM,
IN EACH CASE, EXCLUSIVE OF EXPENSES, SUCH
AUTHORITY TO APPLY UNTIL THE CONCLUSION OF
THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY (OR, IF EARLIER, UNTIL THE CLOSE OF
BUSINESS ON 18 FEBRUARY 2023) BUT DURING
THIS PERIOD THE COMPANY MAY ENTER INTO A
CONTRACT TO PURCHASE ORDINARY SHARES WHICH
WILL OR MAY BE COMPLETED OR EXECUTED WHOLLY
OR PARTLY AFTER THE AUTHORITY ENDS AND THE
COMPANY MAY PURCHASE ORDINARY SHARES
PURSUANT TO ANY SUCH CONTRACT AS IF THE
AUTHORITY HAD NOT ENDED
25 THAT A GENERAL MEETING OTHER THAN AN ANNUAL Mgmt For For
GENERAL MEETING MAY BE CALLED ON NOT LESS
THAN 14 CLEAR DAYS' NOTICE
26 TO AUTHORISE THE COMPANY AND ITS Mgmt For For
SUBSIDIARIES (THE "GROUP") TO APPLY A RATIO
IN RELATION TO THE FIXED AND VARIABLE
COMPONENTS OF REMUNERATION FOR CERTAIN
DIRECTORS AND EMPLOYEES OF THE COMPANY AND
THE GROUP'S BANKING DIVISION WHOSE
PROFESSIONAL ACTIVITIES HAVE A MATERIAL
IMPACT ON THE RISK PROFILE OF THE GROUP, SO
THAT THE VARIABLE COMPONENT OF TOTAL
REMUNERATION FOR SUCH AN INDIVIDUAL MAY
EXCEED 100% OF THE FIXED COMPONENT OF THE
TOTAL REMUNERATION FOR THAT INDIVIDUAL,
PROVIDED THAT SUCH VARIABLE COMPONENT DOES
NOT EXCEED 200% OF SUCH FIXED COMPONENT
--------------------------------------------------------------------------------------------------------------------------
CME GROUP INC. Agenda Number: 935571287
--------------------------------------------------------------------------------------------------------------------------
Security: 12572Q105
Meeting Type: Annual
Meeting Date: 04-May-2022
Ticker: CME
ISIN: US12572Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Equity Director: Terrence A. Mgmt For For
Duffy
1B. Election of Equity Director: Timothy S. Mgmt For For
Bitsberger
1C. Election of Equity Director: Charles P. Mgmt For For
Carey
1D. Election of Equity Director: Dennis H. Mgmt For For
Chookaszian
1E. Election of Equity Director: Bryan T. Mgmt For For
Durkin
1F. Election of Equity Director: Ana Dutra Mgmt For For
1G. Election of Equity Director: Martin J. Mgmt For For
Gepsman
1H. Election of Equity Director: Larry G. Mgmt For For
Gerdes
1I. Election of Equity Director: Daniel R. Mgmt For For
Glickman
1J. Election of Equity Director: Daniel G. Kaye Mgmt For For
1K. Election of Equity Director: Phyllis M. Mgmt For For
Lockett
1L. Election of Equity Director: Deborah J. Mgmt For For
Lucas
1M. Election of Equity Director: Terry L. Mgmt For For
Savage
1N. Election of Equity Director: Rahael Seifu Mgmt For For
1O. Election of Equity Director: William R. Mgmt For For
Shepard
1P. Election of Equity Director: Howard J. Mgmt For For
Siegel
1Q. Election of Equity Director: Dennis A. Mgmt For For
Suskind
2. Ratification of the appointment of Ernst & Mgmt For For
Young as our independent registered public
accounting firm for 2022.
3. Advisory vote on the compensation of our Mgmt Against Against
named executive officers.
4. Approval of the Amended and Restated CME Mgmt For For
Group Inc. Omnibus Stock Plan.
5. Approval of the Amended and Restated CME Mgmt For For
Group Inc. Director Stock Plan.
6. Approval of the Amended and Restated CME Mgmt For For
Group Inc. Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
COASTAL FINANCIAL CORPORATION Agenda Number: 935589854
--------------------------------------------------------------------------------------------------------------------------
Security: 19046P209
Meeting Type: Annual
Meeting Date: 24-May-2022
Ticker: CCB
ISIN: US19046P2092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for a 3-year term Mgmt For For
until the 2025 meeting of shareholders:
Christopher D. Adams
1.2 Election of Director for a 3-year term Mgmt Withheld Against
until the 2025 meeting of shareholders:
Steven D. Hovde
1.3 Election of Director for a 3-year term Mgmt For For
until the 2025 meeting of shareholders:
Stephan Klee
1.4 Election of Director for a 3-year term Mgmt Withheld Against
until the 2025 meeting of shareholders:
Thomas D. Lane
2. To ratify the selection of Moss Adams LLP Mgmt For For
as the independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
COMERICA INCORPORATED Agenda Number: 935562149
--------------------------------------------------------------------------------------------------------------------------
Security: 200340107
Meeting Type: Annual
Meeting Date: 26-Apr-2022
Ticker: CMA
ISIN: US2003401070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael E. Collins Mgmt For For
1B. Election of Director: Roger A. Cregg Mgmt For For
1C. Election of Director: Curtis C. Farmer Mgmt For For
1D. Election of Director: Nancy Flores Mgmt For For
1E. Election of Director: Jacqueline P. Kane Mgmt For For
1F. Election of Director: Richard G. Lindner Mgmt For For
1G. Election of Director: Barbara R. Smith Mgmt For For
1H. Election of Director: Robert S. Taubman Mgmt For For
1I. Election of Director: Reginald M. Turner, Mgmt For For
Jr.
1J. Election of Director: Nina G. Vaca Mgmt For For
1K. Election of Director: Michael G. Van de Ven Mgmt For For
2. Ratification of the Appointment of Ernst & Mgmt For For
Young LLP as Independent Registered Public
Accounting Firm
3. Approval of a Non-Binding, Advisory Mgmt For For
Proposal Approving Executive Compensation
--------------------------------------------------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES Agenda Number: 935591861
--------------------------------------------------------------------------------------------------------------------------
Security: 254709108
Meeting Type: Annual
Meeting Date: 19-May-2022
Ticker: DFS
ISIN: US2547091080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey S. Aronin Mgmt For For
1B. Election of Director: Mary K. Bush Mgmt For For
1C. Election of Director: Gregory C. Case Mgmt For For
1D. Election of Director: Candace H. Duncan Mgmt For For
1E. Election of Director: Joseph F. Eazor Mgmt For For
1F. Election of Director: Cynthia A. Glassman Mgmt For For
1G. Election of Director: Roger C. Hochschild Mgmt For For
1H. Election of Director: Thomas G. Maheras Mgmt For For
1I. Election of Director: Michael H. Moskow Mgmt For For
1J. Election of Director: David L. Rawlinson II Mgmt For For
1K. Election of Director: Mark A. Thierer Mgmt For For
1L. Election of Director: Jennifer L. Wong Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
EAST WEST BANCORP, INC. Agenda Number: 935596950
--------------------------------------------------------------------------------------------------------------------------
Security: 27579R104
Meeting Type: Annual
Meeting Date: 26-May-2022
Ticker: EWBC
ISIN: US27579R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve until the Mgmt For For
next annual meeting: Manuel P. Alvarez
1.2 Election of Director to serve until the Mgmt For For
next annual meeting: Molly Campbell
1.3 Election of Director to serve until the Mgmt For For
next annual meeting: Iris S. Chan
1.4 Election of Director to serve until the Mgmt For For
next annual meeting: Archana Deskus
1.5 Election of Director to serve until the Mgmt For For
next annual meeting: Rudolph I. Estrada
1.6 Election of Director to serve until the Mgmt For For
next annual meeting: Paul H. Irving
1.7 Election of Director to serve until the Mgmt For For
next annual meeting: Jack C. Liu
1.8 Election of Director to serve until the Mgmt For For
next annual meeting: Dominic Ng
1.9 Election of Director to serve until the Mgmt For For
next annual meeting: Lester M. Sussman
2. To approve, on an advisory basis, our Mgmt For For
executive compensation for 2021.
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
ESSA BANCORP, INC. Agenda Number: 935545434
--------------------------------------------------------------------------------------------------------------------------
Security: 29667D104
Meeting Type: Annual
Meeting Date: 03-Mar-2022
Ticker: ESSA
ISIN: US29667D1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for a three-year term Mgmt For For
to expire in 2025: Joseph S. Durkin
1.2 Election of Director for a three-year term Mgmt For For
to expire in 2025: Christine D. Gordon
1.3 Election of Director for a three-year term Mgmt For For
to expire in 2025: Gary S. Olson
1.4 Election of Director for a three-year term Mgmt For For
to expire in 2025: Carolyn P. Stennett
2. The ratification of the appointment of S.R. Mgmt For For
Snodgrass, P.C. as the Company's
independent registered public accountants
for the fiscal year ending September 30,
2022.
3. The consideration of an advisory, Mgmt For For
non-binding resolution with respect to the
executive compensation described in the
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
EURAZEO SA Agenda Number: 715279231
--------------------------------------------------------------------------------------------------------------------------
Security: F3296A108
Meeting Type: MIX
Meeting Date: 28-Apr-2022
Ticker:
ISIN: FR0000121121
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FOR SHAREHOLDERS NOT HOLDING SHARES Non-Voting
DIRECTLY WITH A FRENCH CUSTODIAN, VOTING
INSTRUCTIONS WILL BE FORWARDED TO YOUR
GLOBAL CUSTODIAN ON VOTE DEADLINE DATE. THE
GLOBAL CUSTODIAN AS THE REGISTERED
INTERMEDIARY WILL SIGN THE PROXY CARD AND
FORWARD TO THE LOCAL CUSTODIAN FOR
LODGMENT.
CMMT FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID Non-Voting
VOTING OPTION. FOR ANY ADDITIONAL
RESOLUTIONS RAISED AT THE MEETING THE
VOTING INSTRUCTION WILL DEFAULT TO
'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING
THE PROXY CARD, THE VOTING INSTRUCTION WILL
DEFAULT TO THE PREFERENCE OF YOUR
CUSTODIAN.
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
CMMT 23 MAR 2022: DUE TO THE COVID19 CRISIS AND Non-Voting
IN ACCORDANCE WITH THE PROVISIONS ADOPTED
BY THE FRENCH GOVERNMENT UNDER LAW NO.
2020-1379 OF NOVEMBER 14, 2020, EXTENDED
AND MODIFIED BY LAW NO 2020-1614 OF
DECEMBER 18 2020; THE GENERAL MEETING WILL
TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE
PHYSICAL PRESENCE OF SHAREHOLDERS. TO
COMPLY WITH THESE LAWS, PLEASE DO NOT
SUBMIT ANY REQUESTS TO ATTEND THE MEETING
IN PERSON. THE COMPANY ENCOURAGES ALL
SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS
POLICY AND PLEASE NOTE THAT IF YOU HOLD
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS PRACTICABLE
ON RECORD DATE +1 DAY (OR ON MEETING DATE
+1 DAY IF NO RECORD DATE APPLIES) UNLESS
OTHERWISE SPECIFIED, AND ONLY AFTER THE
AGENT HAS CONFIRMED AVAILABILIY OF THE
POSITION. IN ORDER FOR A VOTE TO BE
ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2021 - APPROVAL OF THE AMOUNT OF
NON-DEDUCTIBLE EXPENSES
2 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2021 AND DISTRIBUTION OF
DIVIDENDS
3 EXCEPTIONAL DISTRIBUTION OF RESERVES Mgmt For For
4 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2021
5 APPROVAL OF THE AGREEMENTS AND COMMITMENTS Mgmt Against Against
REFERRED TO IN ARTICLE L.225-86 OF THE
FRENCH COMMERCIAL CODE
6 APPOINTMENT OF MRS. MATHILDE LEMOINE AS Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
7 APPOINTMENT OF MR. SERGE SCHOEN AS MEMBER Mgmt For For
OF THE SUPERVISORY BOARD
8 RENEWAL OF THE TERM OF OFFICE OF MR. MICHEL Mgmt For For
DAVID-WEILL AS A MEMBER OF THE SUPERVISORY
BOARD
9 RENEWAL OF THE TERM OF OFFICE OF JCDECAUX Mgmt For For
HOLDING SAS COMPANY AS A MEMBER OF THE
SUPERVISORY BOARD
10 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
OLIVIER MERVEILLEUX DU VIGNAUX AS A MEMBER
OF THE SUPERVISORY BOARD
11 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
AMELIE OUDEA-CASTERA AS A MEMBER OF THE
SUPERVISORY BOARD
12 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
PATRICK SAYER AS MEMBER OF THE SUPERVISORY
BOARD
13 RENEWAL OF THE TERM OF OFFICE OF MR. ROBERT Mgmt Against Against
AGOSTINELLI AS CENSOR
14 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt Against Against
JEAN-PIERRE RICHARDSON AS CENSOR
15 APPROVAL OF THE REMUNERATION POLICY FOR Mgmt For For
MEMBERS OF THE SUPERVISORY BOARD
16 APPROVAL OF THE REMUNERATION POLICY FOR Mgmt For For
MEMBERS OF THE MANAGEMENT BOARD
17 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt For For
REMUNERATION OF CORPORATE OFFICERS
MENTIONED IN SECTION I OF ARTICLE L.22-10-9
OF THE FRENCH COMMERCIAL CODE AS PRESENTED
IN THE CORPORATE GOVERNANCE REPORT
18 APPROVAL OF THE ELEMENTS OF REMUNERATION Mgmt For For
AND BENEFITS PAID DURING THE FINANCIAL YEAR
2021 OR ALLOCATED IN RESPECT OF THE SAME
FINANCIAL YEAR TO MR. MICHEL DAVID-WEILL,
CHAIRMAN OF THE SUPERVISORY BOARD
19 APPROVAL OF THE ELEMENTS OF REMUNERATION Mgmt Against Against
AND BENEFITS PAID DURING THE FINANCIAL YEAR
2021 OR ALLOCATED IN RESPECT OF THE SAME
FINANCIAL YEAR TO MRS. VIRGINIE MORGON,
CHAIRMAN OF THE MANAGEMENT BOARD
20 APPROVAL OF THE ELEMENTS OF REMUNERATION Mgmt Against Against
AND BENEFITS PAID DURING THE FINANCIAL YEAR
2021 OR ALLOCATED IN RESPECT OF THE SAME
FINANCIAL YEAR TO MR. PHILIPPE AUDOUIN,
MEMBER OF THE MANAGEMENT BOARD
21 APPROVAL OF THE ELEMENTS OF REMUNERATION Mgmt For For
AND BENEFITS PAID DURING THE FINANCIAL YEAR
2021 OR ALLOCATED IN RESPECT OF THE SAME
FINANCIAL YEAR TO MR. CHRISTOPHE BAVIERE,
MEMBER OF THE MANAGEMENT BOARD
22 APPROVAL OF THE ELEMENTS OF REMUNERATION Mgmt Against Against
AND BENEFITS PAID DURING THE FINANCIAL YEAR
2021 OR ALLOCATED IN RESPECT OF THE SAME
FINANCIAL YEAR TO MR. MARC FRAPPIER, MEMBER
OF THE MANAGEMENT BOARD
23 APPROVAL OF THE ELEMENTS OF REMUNERATION Mgmt Against Against
AND BENEFITS PAID DURING THE FINANCIAL YEAR
2021 OR ALLOCATED IN RESPECT OF THE SAME
FINANCIAL YEAR TO MR. NICOLAS HUET, MEMBER
OF THE MANAGEMENT BOARD
24 APPROVAL OF THE ELEMENTS OF REMUNERATION Mgmt Against Against
AND BENEFITS PAID DURING THE FINANCIAL YEAR
2021 OR ALLOCATED IN RESPECT OF THE SAME
FINANCIAL YEAR TO MR. OLIVIER MILLET,
MEMBER OF THE MANAGEMENT BOARD
25 AUTHORIZATION OF A SHARE BUYBACK PROGRAM BY Mgmt Against Against
THE COMPANY OF ITS OWN SHARES
26 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
MANAGEMENT BOARD TO INCREASE THE SHARE
CAPITAL BY INCORPORATION OF RESERVES,
PROFITS OR ISSUE, MERGER OR CONTRIBUTION
PREMIUMS
27 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
MANAGEMENT BOARD TO ISSUE SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS,
IMMEDIATELY OR IN THE FUTURE, TO THE
CAPITAL, WITH RETENTION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT
28 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
MANAGEMENT BOARD TO ISSUE SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS,
IMMEDIATELY OR IN THE FUTURE, TO THE
CAPITAL, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, BY WAY OF A PUBLIC OFFERING OTHER
THAN THAT REFERRED TO IN PARAGRAPH 1 OF
ARTICLE L. 411-2 OF THE FRENCH MONETARY AND
FINANCIAL CODE, OR IN THE CONTEXT OF A
PUBLIC OFFERING INITIATED BY THE COMPANY
AND INCLUDING AN EXCHANGE COMPONENT
29 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
MANAGEMENT BOARD TO ISSUE SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS,
IMMEDIATELY OR IN THE FUTURE, TO THE
CAPITAL, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, BY WAY OF A PUBLIC OFFERING AS
REFERRED TO IN PARAGRAPH 1 OF ARTICLE
L.411-2 OF THE FRENCH MONETARY AND
FINANCIAL CODE
30 AUTHORIZATION TO THE MANAGEMENT BOARD, IN Mgmt For For
THE EVENT OF THE ISSUE OF SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS,
IMMEDIATELY OR IN THE FUTURE, TO THE
CAPITAL, WITHOUT THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, TO FREELY SET THE ISSUE
PRICE WITHIN THE LIMIT OF 10% OF THE SHARE
CAPITAL
31 AUTHORIZATION GRANTED TO THE MANAGEMENT Mgmt For For
BOARD TO INCREASE THE NUMBER OF SHARES,
SECURITIES OR TRANSFERABLE SECURITIES TO BE
ISSUED IN THE EVENT OF OVERSUBSCRIPTION
32 DELEGATION OF POWERS TO THE MANAGEMENT Mgmt For For
BOARD TO ISSUE SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS, IMMEDIATELY OR
IN THE FUTURE, TO THE CAPITAL, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, IN ORDER TO REMUNERATE
CONTRIBUTIONS IN KIND GRANTED TO THE
COMPANY
33 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
MANAGEMENT BOARD TO INCREASE THE SHARE
CAPITAL BY ISSUING COMMON SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL, RESERVED FOR MEMBERS OF A
COMPANY SAVINGS PLAN, WITH CANCELLATION OF
THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT IN FAVOUR OF THE LATTER
34 OVERALL LIMITATIONS ON THE AMOUNT OF ISSUES Mgmt For For
CARRIED OUT UNDER THE 27TH TO 32ND
RESOLUTIONS
35 AUTHORIZATION GRANTED TO THE MANAGEMENT Mgmt For For
BOARD TO PROCEED WITH FREE ALLOCATIONS OF
SHARES FOR THE BENEFIT OF EMPLOYEES AND
CORPORATE OFFICERS OF THE COMPANY AND/OR
RELATED COMPANIES
36 AUTHORIZATION TO GRANT SHARE SUBSCRIPTION Mgmt For For
OR PURCHASE OPTIONS TO EMPLOYEES AND
CORPORATE OFFICERS OF THE COMPANY AND/OR
RELATED COMPANIES
37 AMENDMENT TO ARTICLE 3 OF THE BY-LAWS Mgmt For For
'CORPORATE PURPOSE'
38 AMENDMENT TO THE BY-LAWS TO DELETE THE Mgmt For For
REFERENCE TO THE FORMER B SHARES (ARTICLES
6 'SHARE CAPITAL', 7 'FORM OF
SHARES', 9 'RIGHTS ATTACHED TO EACH
SHARE', 23 'SHAREHOLDERS'
MEETINGS', 24 'SPECIAL
MEETING') AND TO AMEND THE NUMBERING OF
ARTICLES 25 AND FOLLOWING
39 AMENDMENT TO ARTICLE 14 OF THE BY-LAWS Mgmt For For
'POWERS GRANTED TO THE SUPERVISORY BOARD'
40 POWERS TO CARRY OUT FORMALITIES Mgmt For For
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 23 MAR 2022: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202203212200563-34 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF THE TEXT OF RESOLUTIONS 28, 29, 33, 37,
38 AND 39 AND ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
EVANS BANCORP, INC. Agenda Number: 935572467
--------------------------------------------------------------------------------------------------------------------------
Security: 29911Q208
Meeting Type: Annual
Meeting Date: 03-May-2022
Ticker: EVBN
ISIN: US29911Q2084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for a three-year term: Mgmt For For
David J. Nasca
1.2 Election of Director for a three-year term: Mgmt For For
David R. Pfalzgraf, Jr.
1.3 Election of Director for a three-year term: Mgmt For For
Thomas H. Waring, Jr.
1.4 Election of Director for a three-year term: Mgmt For For
Lee C. Wortham
2. Approval, on an advisory basis, of the Mgmt For For
compensation paid to our named executive
officers.
3. Ratification of the appointment of Crowe Mgmt For For
LLP as Evans Bancorp, Inc.'s independent
registered public accounting firm for
fiscal year 2022.
--------------------------------------------------------------------------------------------------------------------------
FARMERS & MERCHANTS BANCORP, INC. Agenda Number: 935561868
--------------------------------------------------------------------------------------------------------------------------
Security: 30779N105
Meeting Type: Annual
Meeting Date: 12-Apr-2022
Ticker: FMAO
ISIN: US30779N1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrew J. Briggs Mgmt For For
1B. Election of Director: Eugene N. Burkholder Mgmt For For
1C. Election of Director: Lars B. Eller Mgmt For For
1D. Election of Director: Jo Ellen Hornish Mgmt For For
1E. Election of Director: Jack C. Johnson Mgmt For For
1F. Election of Director: Lori A. Johnston Mgmt For For
1G. Election of Director: Marcia S. Latta Mgmt Withheld Against
1H. Election of Director: Steven J. Planson Mgmt For For
1I. Election of Director: Kevin J. Sauder Mgmt For For
1J. Election of Director: Frank R. Simon Mgmt For For
1K. Election of Director: K. Brad Stamm Mgmt For For
1L. Election of Director: David P. Vernon Mgmt For For
2. Nonbinding Auditor Ratification. An Mgmt For For
advisory vote on the ratification of the
Company's appointment of the independent
registered public accounting firm, BKD, LLP
for the fiscal year ending December 31,
2022.
--------------------------------------------------------------------------------------------------------------------------
FIFTH THIRD BANCORP Agenda Number: 935553556
--------------------------------------------------------------------------------------------------------------------------
Security: 316773100
Meeting Type: Annual
Meeting Date: 12-Apr-2022
Ticker: FITB
ISIN: US3167731005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director until 2023 Annual Mgmt For For
meeting: Nicholas K. Akins
1B. Election of Director until 2023 Annual Mgmt For For
meeting: B. Evan Bayh, III
1C. Election of Director until 2023 Annual Mgmt For For
meeting: Jorge L. Benitez
1D. Election of Director until 2023 Annual Mgmt For For
meeting: Katherine B. Blackburn
1E. Election of Director until 2023 Annual Mgmt For For
meeting: Emerson L. Brumback
1F. Election of Director until 2023 Annual Mgmt For For
meeting: Greg D. Carmichael
1G. Election of Director until 2023 Annual Mgmt For For
meeting: Linda W. Clement-Holmes
1H. Election of Director until 2023 Annual Mgmt For For
meeting: C. Bryan Daniels
1I. Election of Director until 2023 Annual Mgmt For For
meeting: Mitchell S. Feiger
1J. Election of Director until 2023 Annual Mgmt For For
meeting: Thomas H. Harvey
1K. Election of Director until 2023 Annual Mgmt For For
meeting: Gary R. Heminger
1L. Election of Director until 2023 Annual Mgmt For For
meeting: Jewell D. Hoover
1M. Election of Director until 2023 Annual Mgmt For For
meeting: Eileen A. Mallesch
1N. Election of Director until 2023 Annual Mgmt For For
meeting: Michael B. McCallister
1O. Election of Director until 2023 Annual Mgmt For For
meeting: Marsha C. Williams
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP to serve as the independent
external audit firm for the Company for the
year 2022.
3. An advisory vote on approval of Company's Mgmt For For
compensation of its named executive
officers.
4. Approval of an amendment to the Fifth Third Mgmt For For
Bancorp Code of Regulations to establish
the exclusive jurisdiction of federal
courts for actions brought under the
Securities Act of 1933, as amended.
--------------------------------------------------------------------------------------------------------------------------
FIRST MERCHANTS CORPORATION Agenda Number: 935575146
--------------------------------------------------------------------------------------------------------------------------
Security: 320817109
Meeting Type: Annual
Meeting Date: 10-May-2022
Ticker: FRME
ISIN: US3208171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
F. Howard Halderman Mgmt Withheld Against
Clark C. Kellogg Mgmt Withheld Against
Michael C. Rechin Mgmt For For
Charles E. Schalliol Mgmt Withheld Against
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation of First Merchants
Corporation's named executive officers.
3. Proposal to ratify the appointment of the Mgmt For For
firm BKD, LLP as the independent auditor
for 2022.
--------------------------------------------------------------------------------------------------------------------------
GERMAN AMERICAN BANCORP, INC. Agenda Number: 935596671
--------------------------------------------------------------------------------------------------------------------------
Security: 373865104
Meeting Type: Annual
Meeting Date: 19-May-2022
Ticker: GABC
ISIN: US3738651047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Zachary W. Bawel Mgmt For For
1.2 Election of Director: D. Neil Dauby Mgmt For For
1.3 Election of Director: Susan J. Ellspermann Mgmt For For
1.4 Election of Director: Thomas W. Seger Mgmt Withheld Against
2. To approve, on an advisory basis, the Mgmt For For
appointment of Crowe LLP as our independent
registered public accounting firm for the
year ending December 31, 2022
--------------------------------------------------------------------------------------------------------------------------
GLACIER BANCORP, INC. Agenda Number: 935573623
--------------------------------------------------------------------------------------------------------------------------
Security: 37637Q105
Meeting Type: Annual
Meeting Date: 27-Apr-2022
Ticker: GBCI
ISIN: US37637Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David C. Boyles Mgmt Withheld Against
Robert A. Cashell, Jr. Mgmt Withheld Against
Randall M. Chesler Mgmt For For
Sherry L. Cladouhos Mgmt Withheld Against
Annie M. Goodwin Mgmt Withheld Against
Kristen L. Heck Mgmt Withheld Against
Michael B. Hormaechea Mgmt For For
Craig A. Langel Mgmt Withheld Against
Douglas J. McBride Mgmt Withheld Against
2. To approve an amendment to the restated Mgmt For For
articles of incorporation of Glacier
Bancorp, Inc. (the "Company") to increase
the authorized number of shares of common
stock to 234,000,000
3. To vote on an advisory (non-binding) Mgmt For For
resolution to approve the compensation of
the Company's named executive officers
4. To ratify the appointment of BKD, LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2022
--------------------------------------------------------------------------------------------------------------------------
HBT FINANCIAL, INC. Agenda Number: 935582177
--------------------------------------------------------------------------------------------------------------------------
Security: 404111106
Meeting Type: Annual
Meeting Date: 17-May-2022
Ticker: HBT
ISIN: US4041111067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Roger A. Baker Mgmt Withheld Against
1.2 Election of Director: C. Alvin Bowman Mgmt For For
1.3 Election of Director: Eric E. Burwell Mgmt For For
1.4 Election of Director: Patrick F. Busch Mgmt Withheld Against
1.5 Election of Director: J. Lance Carter Mgmt Withheld Against
1.6 Election of Director: Allen C. Drake Mgmt Withheld Against
1.7 Election of Director: Fred L. Drake Mgmt Withheld Against
1.8 Election of Director: Linda J. Koch Mgmt For For
1.9 Election of Director: Gerald E. Pfeiffer Mgmt For For
2. Ratification of the appointment of RSM US Mgmt For For
LLP as the independent registered public
accounting firm for the year ending
December 31, 2022
--------------------------------------------------------------------------------------------------------------------------
HERITAGE COMMERCE CORP Agenda Number: 935610697
--------------------------------------------------------------------------------------------------------------------------
Security: 426927109
Meeting Type: Annual
Meeting Date: 26-May-2022
Ticker: HTBK
ISIN: US4269271098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. M. Biagini-Komas Mgmt For For
Bruce H. Cabral Mgmt For For
Jack W. Conner Mgmt For For
Jason DiNapoli Mgmt For For
Stephen G. Heitel Mgmt For For
Kamran F. Husain Mgmt For For
Walter T. Kaczmarek Mgmt For For
Robert T. Moles Mgmt For For
Laura Roden Mgmt For For
Marina H. Park Sutton Mgmt For For
Ranson W. Webster Mgmt For For
2. Advisory proposal on executive Mgmt For For
compensation.
3. Ratification of selection of independent Mgmt For For
registered public accounting firm for the
year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
INDEPENDENT BANK CORP. Agenda Number: 935590427
--------------------------------------------------------------------------------------------------------------------------
Security: 453836108
Meeting Type: Annual
Meeting Date: 19-May-2022
Ticker: INDB
ISIN: US4538361084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: Michael P. Mgmt For For
Hogan
1.2 Election of Class II Director: Eileen C. Mgmt For For
Miskell
1.3 Election of Class II Director: Gerard F. Mgmt For For
Nadeau
1.4 Election of Class II Director: Susan Perry Mgmt For For
O'Day
1.5 Election of Class II Director: Thomas R. Mgmt For For
Venables
2. Ratify the Appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm for 2022
3. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 935580515
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 17-May-2022
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Linda B. Bammann Mgmt For For
1b. Election of Director: Stephen B. Burke Mgmt For For
1c. Election of Director: Todd A. Combs Mgmt For For
1d. Election of Director: James S. Crown Mgmt For For
1e. Election of Director: James Dimon Mgmt For For
1f. Election of Director: Timothy P. Flynn Mgmt For For
1g. Election of Director: Mellody Hobson Mgmt For For
1h. Election of Director: Michael A. Neal Mgmt For For
1i. Election of Director: Phebe N. Novakovic Mgmt For For
1j. Election of Director: Virginia M. Rometty Mgmt For For
2. Advisory resolution to approve executive Mgmt Against Against
compensation
3. Ratification of independent registered Mgmt For For
public accounting firm
4. Fossil fuel financing Shr Against For
5. Special shareholder meeting improvement Shr For Against
6. Independent board chairman Shr Against For
7. Board diversity resolution Shr Against For
8. Conversion to public benefit corporation Shr Against For
9. Report on setting absolute contraction Shr Against For
targets
--------------------------------------------------------------------------------------------------------------------------
KEYCORP Agenda Number: 935575045
--------------------------------------------------------------------------------------------------------------------------
Security: 493267108
Meeting Type: Annual
Meeting Date: 12-May-2022
Ticker: KEY
ISIN: US4932671088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Alexander M. Cutler Mgmt For For
1B. Election of Director: H. James Dallas Mgmt For For
1C. Election of Director: Elizabeth R. Gile Mgmt For For
1D. Election of Director: Ruth Ann M. Gillis Mgmt For For
1E. Election of Director: Christopher M. Gorman Mgmt For For
1F. Election of Director: Robin N. Hayes Mgmt For For
1G. Election of Director: Carlton L. Highsmith Mgmt For For
1H. Election of Director: Richard J. Hipple Mgmt For For
1I. Election of Director: Devina A. Rankin Mgmt For For
1J. Election of Director: Barbara R. Snyder Mgmt For For
1K. Election of Director: Richard J. Tobin Mgmt For For
1L. Election of Director: Todd J. Vasos Mgmt For For
1M. Election of Director: David K. Wilson Mgmt For For
2. Ratification of the appointment of Mgmt For For
independent auditor.
3. Advisory approval of executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
LANDMARK BANCORP, INC. Agenda Number: 935619215
--------------------------------------------------------------------------------------------------------------------------
Security: 51504L107
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: LARK
ISIN: US51504L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Patrick L. Alexander Mgmt Against Against
1.2 Election of Director: Jim W. Lewis Mgmt For For
1.3 Election of Director: Michael E. Scheopner Mgmt For For
2. Approval, in a non-binding, advisory Mgmt For For
proposal, of the compensation of our named
executive officers, as described in the
accompanying proxy statement.
3. Ratification of the appointment of Crowe Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
LEVEL ONE BANCORP INC Agenda Number: 935543858
--------------------------------------------------------------------------------------------------------------------------
Security: 52730D208
Meeting Type: Special
Meeting Date: 01-Mar-2022
Ticker: LEVL
ISIN: US52730D2080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Agreement and Plan of Mgmt For For
Merger, dated as of November 4, 2021,
between First Merchants Corporation and
Level One Bancorp, Inc. (the "Merger
Proposal").
2. To approve one (1) or more adjournments of Mgmt For For
the special meeting, if necessary or
appropriate, to solicit additional proxies
in favor of the Merger Proposal.
--------------------------------------------------------------------------------------------------------------------------
LIMESTONE BANCORP, INC. Agenda Number: 935609909
--------------------------------------------------------------------------------------------------------------------------
Security: 53262L105
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: LMST
ISIN: US53262L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W. Glenn Hogan Mgmt For For
Celia P. Catlett Mgmt For For
Kevin J. Kooman Mgmt For For
Michael T. Levy Mgmt For For
James M. Parsons Mgmt For For
Bradford T. Ray Mgmt For For
Dr. Edmond J. Seifried Mgmt For For
John T. Taylor Mgmt For For
2. Proposal to approve, in a non-binding Mgmt For For
advisory vote, the compensation of the
named executive officers, as disclosed in
the accompanying proxy statement.
3. Proposal to ratify the appointment of the Mgmt For For
Company's independent registered public
accounting firm.
--------------------------------------------------------------------------------------------------------------------------
LIVE OAK BANCSHARES INC Agenda Number: 935583181
--------------------------------------------------------------------------------------------------------------------------
Security: 53803X105
Meeting Type: Annual
Meeting Date: 17-May-2022
Ticker: LOB
ISIN: US53803X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Tonya W. Bradford Mgmt For For
William H. Cameron Mgmt For For
Diane B. Glossman Mgmt For For
Glen F. Hoffsis Mgmt For For
David G. Lucht Mgmt For For
James S. Mahan III Mgmt For For
Miltom E. Petty Mgmt For For
Neil L. Underwood Mgmt Withheld Against
William L. Williams III Mgmt For For
2. Say-on-Pay Vote. Non-binding, advisory Mgmt For For
proposal to approve compensation paid to
our named executive officers.
3. Ratification of Independent Auditors. Mgmt For For
Proposal to ratify Dixon Hughes Goodman LLP
as the Company's independent auditors for
2022.
--------------------------------------------------------------------------------------------------------------------------
M&T BANK CORPORATION Agenda Number: 935564559
--------------------------------------------------------------------------------------------------------------------------
Security: 55261F104
Meeting Type: Annual
Meeting Date: 25-Apr-2022
Ticker: MTB
ISIN: US55261F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election Of Director for one-year term: Mgmt For For
John P. Barnes (The election of Barnes is
subject to the completion of the People's
United Financial, Inc. acquisition. Should
the acquisition not close by the Annual
Meeting, their elections will not be
considered at the Annual Meeting.)
1B. Election Of Director for one-year term: Mgmt For For
Robert T. Brady
1C. Election Of Director for one-year term: Mgmt For For
Calvin G. Butler, Jr.
1D. Election Of Director for one-year term: Mgmt For For
Jane Chwick (The election of Ms. Chwick is
subject to the completion of the People's
United Financial, Inc. acquisition. Should
the acquisition not close by the Annual
Meeting, their elections will not be
considered at the Annual Meeting.)
1E. Election Of Director for one-year term: Mgmt For For
William F. Cruger, Jr. (The election of
Cruger is subject to the completion of the
People's United Financial, Inc.
acquisition. Should the acquisition not
close by the Annual Meeting, their
elections will not be considered at the
Annual Meeting.)
1F. Election Of Director for one-year term: T. Mgmt For For
Jefferson Cunningham III
1G. Election Of Director for one-year term: Mgmt For For
Gary N. Geisel
1H. Election Of Director for one-year term: Mgmt For For
Leslie V. Godridge
1I. Election Of Director for one-year term: Mgmt For For
Rene F. Jones
1J. Election Of Director for one-year term: Mgmt For For
Richard H. Ledgett, Jr.
1K. Election Of Director for one-year term: Mgmt For For
Melinda R. Rich
1L. Election Of Director for one-year term: Mgmt For For
Robert E. Sadler, Jr.
1M. Election Of Director for one-year term: Mgmt For For
Denis J. Salamone
1N. Election Of Director for one-year term: Mgmt For For
John R. Scannell
1O. Election Of Director for one-year term: Mgmt For For
Rudina Seseri
1P. Election Of Director for one-year term: Mgmt For For
Kirk W. Walters (The election of Walters is
subject to the completion of the People's
United Financial, Inc. acquisition. Should
the acquisition not close by the Annual
Meeting, their elections will not be
considered at the Annual Meeting.)
1Q. Election Of Director for one-year term: Mgmt For For
Herbert L. Washington
2. TO APPROVE THE 2021 COMPENSATION OF M&T Mgmt For For
BANK CORPORATION'S NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF M&T BANK CORPORATION FOR THE YEAR
ENDING DECEMBER 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
MACKINAC FINANCIAL CORPORATION Agenda Number: 935459621
--------------------------------------------------------------------------------------------------------------------------
Security: 554571109
Meeting Type: Special
Meeting Date: 15-Jul-2021
Ticker: MFNC
ISIN: US5545711096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Agreement and Plan of Merger Mgmt For For
dated as of April 12, 2021, as the same may
from time to time be amended, between
Mackinac Financial Corporation ("Mackinac")
and Nicolet Bankshares, Inc. ("Nicolet"),
pursuant to which Mackinac will merge with
and into Nicolet (the "merger agreement").
2. To approve the adjournment of the special Mgmt For For
meeting, if necessary or appropriate, to
solicit additional proxies to approve the
merger agreement and the transactions
contemplated by the merger agreement.
--------------------------------------------------------------------------------------------------------------------------
MARKEL CORPORATION Agenda Number: 935568040
--------------------------------------------------------------------------------------------------------------------------
Security: 570535104
Meeting Type: Annual
Meeting Date: 11-May-2022
Ticker: MKL
ISIN: US5705351048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark M. Besca Mgmt For For
1B. Election of Director: K. Bruce Connell Mgmt For For
1C. Election of Director: Thomas S. Gayner Mgmt For For
1D. Election of Director: Greta J. Harris Mgmt For For
1E. Election of Director: Morgan E. Housel Mgmt For For
1F. Election of Director: Diane Leopold Mgmt For For
1G. Election of Director: Anthony F. Markel Mgmt For For
1H. Election of Director: Steven A. Markel Mgmt For For
1I. Election of Director: Harold L. Morrison, Mgmt For For
Jr.
1J. Election of Director: Michael O'Reilly Mgmt For For
1K. Election of Director: A. Lynne Puckett Mgmt For For
1L. Election of Director: Richard R. Whitt, III Mgmt For For
2. Advisory vote on approval of executive Mgmt For For
compensation.
3. Ratify the selection of KPMG LLP by the Mgmt For For
Audit Committee of the Board of Directors
as the Company's independent registered
public accounting firm for the year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
METLIFE, INC. Agenda Number: 935638176
--------------------------------------------------------------------------------------------------------------------------
Security: 59156R108
Meeting Type: Annual
Meeting Date: 21-Jun-2022
Ticker: MET
ISIN: US59156R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Cheryl W. Grise Mgmt For For
1B. Election of Director: Carlos M. Gutierrez Mgmt For For
1C. Election of Director: Carla A. Harris Mgmt For For
1D. Election of Director: Gerald L. Hassell Mgmt For For
1E. Election of Director: David L. Herzog Mgmt For For
1F. Election of Director: R. Glenn Hubbard, Mgmt For For
Ph.D.
1G. Election of Director: Edward J. Kelly, III Mgmt For For
1H. Election of Director: William E. Kennard Mgmt For For
1I. Election of Director: Michel A. Khalaf Mgmt For For
1J. Election of Director: Catherine R. Kinney Mgmt For For
1K. Election of Director: Diana L. McKenzie Mgmt For For
1L. Election of Director: Denise M. Morrison Mgmt For For
1M. Election of Director: Mark A. Weinberger Mgmt For For
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as MetLife, Inc.'s Independent
Auditor for 2022
3. Advisory (non-binding) vote to approve the Mgmt For For
compensation paid to MetLife, Inc.'s Named
Executive Officers
--------------------------------------------------------------------------------------------------------------------------
METROCITY BANKSHARES INC Agenda Number: 935617235
--------------------------------------------------------------------------------------------------------------------------
Security: 59165J105
Meeting Type: Annual
Meeting Date: 19-May-2022
Ticker: MCBS
ISIN: US59165J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Frank Glover Mgmt For For
1.2 Election of Director: Howard Hwasaeng Kim Mgmt Against Against
1.3 Election of Director: Feiying Lu Mgmt Against Against
1.4 Election of Director: Frank S. Rhee Mgmt Against Against
1.5 Election of Director: Sam Sang-Koo Shim Mgmt Against Against
2. Ratification of the appointment of Crowe Mgmt For For
LLP as the independent registered public
accounting firm of the company for the
fiscal year ending December 31, 2022
--------------------------------------------------------------------------------------------------------------------------
MID PENN BANCORP, INC. Agenda Number: 935506266
--------------------------------------------------------------------------------------------------------------------------
Security: 59540G107
Meeting Type: Special
Meeting Date: 18-Nov-2021
Ticker: MPB
ISIN: US59540G1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE MERGER PROPOSAL. To approve Mgmt For For
and adopt the Agreement and Plan of Merger,
dated June 30, 2021, as amended, by and
between Mid Penn Bancorp, Inc. ("Mid Penn")
and Riverview Financial Corporation
("Riverview"), which provides for, among
other things, the merger of Riverview with
and into Mid Penn.
2. APPROVAL OF THE ADJOURNMENT PROPOSAL. To Mgmt For For
approve a proposal to authorize the Board
of Directors of Mid Penn to adjourn the
Special Meeting, if necessary, to solicit
additional proxies, in the event there are
not sufficient votes at the time of the
Special Meeting to approve and adopt the
Agreement and Plan of Merger.
--------------------------------------------------------------------------------------------------------------------------
MID PENN BANCORP, INC. Agenda Number: 935575843
--------------------------------------------------------------------------------------------------------------------------
Security: 59540G107
Meeting Type: Annual
Meeting Date: 10-May-2022
Ticker: MPB
ISIN: US59540G1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Robert A. Abel Mgmt For For
1.2 Election of Director: Matthew G. DeSoto Mgmt For For
1.3 Election of Director: Theodore W. Mowery Mgmt For For
1.4 Election of Director: William A. Specht, Mgmt For For
III
2. An advisory vote to approve the Mgmt For For
compensation of the Corporation's named
executive officers.
3. To ratify the appointment of RSM US LLP as Mgmt For For
the Corporation's independent registered
public accounting firm for the year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY Agenda Number: 935584878
--------------------------------------------------------------------------------------------------------------------------
Security: 617446448
Meeting Type: Annual
Meeting Date: 26-May-2022
Ticker: MS
ISIN: US6174464486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Alistair Darling Mgmt For For
1B. Election of Director: Thomas H. Glocer Mgmt For For
1C. Election of Director: James P. Gorman Mgmt For For
1D. Election of Director: Robert H. Herz Mgmt For For
1E. Election of Director: Erika H. James Mgmt For For
1F. Election of Director: Hironori Kamezawa Mgmt For For
1G. Election of Director: Shelley B. Leibowitz Mgmt For For
1H. Election of Director: Stephen J. Luczo Mgmt For For
1I. Election of Director: Jami Miscik Mgmt For For
1J. Election of Director: Masato Miyachi Mgmt For For
1K. Election of Director: Dennis M. Nally Mgmt For For
1L. Election of Director: Mary L. Schapiro Mgmt For For
1M. Election of Director: Perry M. Traquina Mgmt For For
1N. Election of Director: Rayford Wilkins, Jr. Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as independent auditor
3. To approve the compensation of executives Mgmt For For
as disclosed in the proxy statement
(non-binding advisory vote)
4. Shareholder proposal requesting adoption of Shr Against For
a policy to cease financing new fossil fuel
development
--------------------------------------------------------------------------------------------------------------------------
NICOLET BANKSHARES, INC. Agenda Number: 935462123
--------------------------------------------------------------------------------------------------------------------------
Security: 65406E102
Meeting Type: Special
Meeting Date: 15-Jul-2021
Ticker: NCBS
ISIN: US65406E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Merger and Share Issuance - To approve and Mgmt For For
adopt the Agreement and Plan of Merger
dated April 12, 2021 (as the same may be
amended from time to time), between Nicolet
Bankshares, Inc. ("Nicolet"), and Mackinac
Financial Corporation ("Mackinac"),
pursuant to which Mackinac will merge with
and into Nicolet, including the issuance of
up to 2,360,314 shares of Nicolet common
stock in the merger. The terms of the
merger are more particularly described in
the Proxy Materials.
2. Adjournment - To approve the adjournment of Mgmt For For
the Special Meeting to a later date or
dates, if necessary or appropriate, to
solicit additional proxies to approve the
merger agreement and the transactions
contemplated by the merger agreement.
--------------------------------------------------------------------------------------------------------------------------
NICOLET BANKSHARES, INC. Agenda Number: 935492001
--------------------------------------------------------------------------------------------------------------------------
Security: 65406E102
Meeting Type: Special
Meeting Date: 05-Oct-2021
Ticker: NCBS
ISIN: US65406E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Merger Agreement and Share Issuance - To Mgmt For For
approve and adopt the Agreement and Plan of
Merger dated June 22, 2021 (as the same may
from time to time be amended), between
Nicolet Bankshares, Inc. ("Nicolet"), and
County Bancorp, Inc. ("County"), pursuant
to which County will merge with and into
Nicolet, including the issuance of up to
2,452,665 shares of Nicolet common stock
(which amount is subject to increase if
Nicolet elects to increase the exchange
ratio to avoid termination of the merger
agreement under certain circumstances).
2. Adjournment - To approve the adjournment of Mgmt For For
the Special Meeting to a later date or
dates, if necessary or appropriate, to
solicit additional proxies to approve the
merger agreement and the transactions
contemplated by the merger agreement.
--------------------------------------------------------------------------------------------------------------------------
NICOLET BANKSHARES, INC. Agenda Number: 935570603
--------------------------------------------------------------------------------------------------------------------------
Security: 65406E102
Meeting Type: Annual
Meeting Date: 09-May-2022
Ticker: NCBS
ISIN: US65406E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marcia M. Anderson Mgmt For For
1B. Election of Director: Robert B. Atwell Mgmt For For
1C. Election of Director: Hector Colon Mgmt For For
1D. Election of Director: Michael E. Daniels Mgmt For For
1E. Election of Director: Lynn D. Davis, Ph.D. Mgmt For For
1F. Election of Director: John N. Dykema Mgmt For For
1G. Election of Director: Christopher J. Mgmt For For
Ghidorzi
1H. Election of Director: Andrew F. Hetzel, Jr. Mgmt For For
1I. Election of Director: Ann K. Lawson Mgmt For For
1J. Election of Director: Donald J. Long, Jr Mgmt For For
1K. Election of Director: Dustin J. McClone Mgmt For For
1L. Election of Director: Susan L. Merkatoris Mgmt For For
1M. Election of Director: Oliver Pierce Smith Mgmt For For
1N. Election of Director: Paul D. Tobias Mgmt For For
1O. Election of Director: Robert J. Weyers Mgmt For For
2. Ratification of the selection of BKD, LLP Mgmt For For
as the independent registered public
accounting firm for the Company for the
year ending December 31, 2022.
3. Advisory vote to approve Nicolet's named Mgmt Against Against
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
NORDEA BANK ABP Agenda Number: 715195776
--------------------------------------------------------------------------------------------------------------------------
Security: X5S8VL105
Meeting Type: AGM
Meeting Date: 24-Mar-2022
Ticker:
ISIN: FI4000297767
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS
WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL
OWNER NAME, ADDRESS AND SHARE POSITION.
CMMT A POWER OF ATTORNEY (POA) IS REQUIRED TO Non-Voting
APPOINT A REPRESENTATIVE TO ATTEND THE
MEETING AND LODGE YOUR VOTING INSTRUCTIONS.
IF YOU APPOINT A FINNISH SUB CUSTODIAN
BANK, NO POA IS REQUIRED (UNLESS THE
SHAREHOLDER IS FINNISH).
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
1 OPENING OF THE MEETING Non-Voting
2 CALLING THE MEETING TO ORDER Non-Voting
3 ELECTION OF PERSON TO SCRUTINISE THE Non-Voting
MINUTES AND TO SUPERVISE THE COUNTING OF
VOTES
4 RECORDING THE LEGALITY OF THE MEETING Non-Voting
5 RECORDING THE ATTENDANCE AT THE MEETING AND Non-Voting
ADOPTION OF THE LIST OF VOTES
6 PRESENTATION OF THE ANNUAL ACCOUNTS, THE Non-Voting
REPORT OF THE BOARD OF DIRECTORS AND THE
AUDITORS REPORT FOR THE YEAR 2021
7 ADOPTION OF THE ANNUAL ACCOUNTS Mgmt For For
8 RESOLUTION ON THE USE OF THE PROFIT SHOWN Mgmt For For
ON THE BALANCE SHEET AND THE PAYMENT OF
DIVIDEND
9 RESOLUTION TO DISCHARGE THE MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY
10 ADVISORY RESOLUTION ON THE ADOPTION OF THE Mgmt For For
COMPANY'S REMUNERATION REPORT FOR GOVERNING
BODIES
11 RESOLUTION ON THE REMUNERATION FOR THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS
12 RESOLUTION ON THE NUMBER OF MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS
13 ELECTION OF MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE CHAIR OF THE BOARD OF
DIRECTORS: REELECT TORBJORN MAGNUSSON
(CHAIR), PETRA VAN HOEKEN, ROBIN LAWTHER,
JOHN MALTBY, BIRGER STEEN AND JONAS
SYNNERGREN AS DIRECTORS ELECT STEPHEN
HESTER (VICE CHAIR), LENE SKOLE, ARJA TALMA
AND KJERSTI WIKLUND AS NEW DIRECTOR
14 RESOLUTION ON THE REMUNERATION OF THE Mgmt For For
AUDITOR
15 ELECTION OF AUDITOR: PRICEWATERHOUSECOOPERS Mgmt For For
16 RESOLUTION ON THE APPROVAL OF THE REVISED Mgmt For For
CHARTER OF THE SHAREHOLDERS NOMINATION
BOARD
17 RESOLUTION ON THE AUTHORISATION FOR THE Mgmt For For
BOARD OF DIRECTORS TO DECIDE ON THE
ISSUANCE OF SPECIAL RIGHTS ENTITLING TO
SHARES (CONVERTIBLES) IN THE COMPANY
18 RESOLUTION ON THE REPURCHASE OF THE Mgmt For For
COMPANY'S OWN SHARES IN THE SECURITIES
TRADING BUSINESS
19 RESOLUTION ON THE TRANSFER OF THE COMPANY'S Mgmt For For
OWN SHARES IN THE SECURITIES TRADING
BUSINESS
20 RESOLUTION ON THE AUTHORISATION FOR THE Mgmt For For
BOARD OF DIRECTORS TO DECIDE ON THE
REPURCHASE OF THE COMPANY'S OWN SHARES
21 RESOLUTION ON THE AUTHORISATION FOR THE Mgmt For For
BOARD OF DIRECTORS TO DECIDE ON SHARE
ISSUANCES OR TRANSFERS OF THE COMPANY'S OWN
SHARES
22 CLOSING OF THE MEETING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 28 FEB 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN MODIFICATION TEXT
OF RESOLUTIONS 13 AND 15. IF YOU HAVE
ALREADY SENT IN YOUR VOTES. PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
OP BANCORP Agenda Number: 935648115
--------------------------------------------------------------------------------------------------------------------------
Security: 67109R109
Meeting Type: Annual
Meeting Date: 23-Jun-2022
Ticker: OPBK
ISIN: US67109R1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Brian Choi Mgmt For For
Ernest E. Dow Mgmt For For
Soo Hun Jung Mgmt For For
Min J. Kim Mgmt For For
Ock Hee Kim Mgmt For For
Myung Ja Park Mgmt For For
Yong Sin Shin Mgmt For For
2. To ratify the selection of Crowe LLP as the Mgmt For For
Company's independent registered public
accounting firm for the year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
PINNACLE FINANCIAL PARTNERS, INC. Agenda Number: 935556879
--------------------------------------------------------------------------------------------------------------------------
Security: 72346Q104
Meeting Type: Annual
Meeting Date: 19-Apr-2022
Ticker: PNFP
ISIN: US72346Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Abney S. Boxley, III Mgmt For For
1B. Election of Director: Charles E. Brock Mgmt For For
1C. Election of Director: Renda J. Burkhart Mgmt For For
1D. Election of Director: Gregory L. Burns Mgmt For For
1E. Election of Director: Richard D. Callicutt, Mgmt For For
II
1F. Election of Director: Marty G. Dickens Mgmt For For
1G. Election of Director: Thomas C. Farnsworth, Mgmt For For
III
1H. Election of Director: Joseph C. Galante Mgmt For For
1I. Election of Director: Glenda Baskin Glover Mgmt For For
1J. Election of Director: David B. Ingram Mgmt For For
1K. Election of Director: Decosta E. Jenkins Mgmt For For
1L. Election of Director: Robert A. McCabe, Jr. Mgmt For For
1M. Election of Director: Reese L. Smith, III Mgmt For For
1N. Election of Director: G. Kennedy Thompson Mgmt For For
1O. Election of Director: M. Terry Turner Mgmt For For
2. To ratify the appointment of Crowe LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
3. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the Company's
named executive officers as disclosed in
the proxy statement for the annual meeting
of shareholders.
--------------------------------------------------------------------------------------------------------------------------
POPULAR, INC. Agenda Number: 935575007
--------------------------------------------------------------------------------------------------------------------------
Security: 733174700
Meeting Type: Annual
Meeting Date: 12-May-2022
Ticker: BPOP
ISIN: PR7331747001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) Election of Class 1 Director for a one year Mgmt For For
term: Alejandro M. Ballester
1B) Election of Class 1 Director for a one year Mgmt For For
term: Richard L. Carrion
1C) Election of Class 1 Director for a one year Mgmt For For
term: Betty DeVita
1D) Election of Class 1 Director for a one year Mgmt For For
term: Carlos A. Unanue
1E) Election of Class 2 Director for a one year Mgmt For For
term: Joaquin E. Bacardi, III
1F) Election of Class 2 Director for a one year Mgmt For For
term: Robert Carrady
1G) Election of Class 2 Director for a one year Mgmt For For
term: John W. Diercksen
1H) Election of Class 2 Director for a one year Mgmt For For
term: Myrna M. Soto
1I) Election of Class 3 Director for a one year Mgmt For For
term: Jose R. Rodriguez
2) Approve, on an advisory basis, the Mgmt For For
Corporation's executive compensation.
3) Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Popular,
Inc.'s independent registered public
accounting firm for 2022.
--------------------------------------------------------------------------------------------------------------------------
PREMIER FINANCIAL CORP. Agenda Number: 935562048
--------------------------------------------------------------------------------------------------------------------------
Security: 74052F108
Meeting Type: Annual
Meeting Date: 26-Apr-2022
Ticker: PFC
ISIN: US74052F1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Zahid Afzal Mgmt For For
Louis M. Altman Mgmt For For
Terri A. Bettinger Mgmt For For
John L. Bookmyer Mgmt For For
2. To consider and approve on a non-binding Mgmt For For
advisory basis the compensation of
Premier's named executive officers.
3. To consider and vote on a proposal to Mgmt For For
ratify the appointment of Crowe LLP as the
independent registered public accounting
firm for Premier for the fiscal year 2022.
--------------------------------------------------------------------------------------------------------------------------
PROLOGIS, INC. Agenda Number: 935572380
--------------------------------------------------------------------------------------------------------------------------
Security: 74340W103
Meeting Type: Annual
Meeting Date: 04-May-2022
Ticker: PLD
ISIN: US74340W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Hamid R. Moghadam Mgmt For For
1B. Election of Director: Cristina G. Bita Mgmt For For
1C. Election of Director: George L. Fotiades Mgmt For For
1D. Election of Director: Lydia H. Kennard Mgmt For For
1E. Election of Director: Irving F. Lyons III Mgmt For For
1F. Election of Director: Avid Modjtabai Mgmt For For
1G. Election of Director: David P. O'Connor Mgmt For For
1H. Election of Director: Olivier Piani Mgmt For For
1I. Election of Director: Jeffrey L. Skelton Mgmt For For
1J. Election of Director: Carl B. Webb Mgmt For For
1K. Election of Director: William D. Zollars Mgmt For For
2. Advisory Vote to Approve the Company's Mgmt For For
Executive Compensation for 2021
3. Ratification of the Appointment of KPMG LLP Mgmt For For
as the Company's Independent Registered
Public Accounting Firm for the Year 2022
--------------------------------------------------------------------------------------------------------------------------
REXFORD INDUSTRIAL REALTY, INC. Agenda Number: 935632679
--------------------------------------------------------------------------------------------------------------------------
Security: 76169C100
Meeting Type: Annual
Meeting Date: 13-Jun-2022
Ticker: REXR
ISIN: US76169C1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Robert L. Antin Mgmt For For
1.2 Election of Director: Michael S. Frankel Mgmt For For
1.3 Election of Director: Diana J. Ingram Mgmt For For
1.4 Election of Director: Angela L. Kleiman Mgmt For For
1.5 Election of Director: Debra L. Morris Mgmt For For
1.6 Election of Director: Tyler H. Rose Mgmt For For
1.7 Election of Director: Howard Schwimmer Mgmt For For
1.8 Election of Director: Richard S. Ziman Mgmt For For
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
3. The advisory resolution to approve the Mgmt For For
Company's named executive officer
compensation for the fiscal year ended
December 31, 2021, as described in the
Rexford Industrial Realty, Inc. Proxy
Statement.
4. The advisory determination of the frequency Mgmt 1 Year For
of future advisory votes on the Company's
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
SHORE BANCSHARES, INC. Agenda Number: 935498267
--------------------------------------------------------------------------------------------------------------------------
Security: 825107105
Meeting Type: Special
Meeting Date: 22-Oct-2021
Ticker: SHBI
ISIN: US8251071051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the merger of Severn Bancorp, Mgmt For For
Inc. ("Severn") with and into Shore
Bancshares, Inc. ("SHBI"), as contemplated
by the Agreement and Plan of Merger, dated
as of March 3, 2021, by and between SHBI
and Severn (the "Merger Agreement"), and
the issuance of shares of SHBI's common
stock to the shareholders of Severn
pursuant to the Merger Agreement.
2. Approval to adjourn the special meeting of Mgmt For For
SHBI shareholders to a later date or dates,
if necessary, to permit further
solicitation of proxies if there are not
sufficient votes at the time of the special
meeting of SHBI shareholders to approve the
merger and issuance of shares of SHBI
common stock in connection with the merger.
--------------------------------------------------------------------------------------------------------------------------
SHORE BANCSHARES, INC. Agenda Number: 935588307
--------------------------------------------------------------------------------------------------------------------------
Security: 825107105
Meeting Type: Annual
Meeting Date: 24-May-2022
Ticker: SHBI
ISIN: US8251071051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: John A. Lamon, III Mgmt Against Against
Class I (term expires 2025)
1.2 Election of Director: Frank E. Mason, III Mgmt Against Against
Class I (term expires 2025)
1.3 Election of Director: Jeffrey E. Thompson Mgmt For For
Class I (term expires 2025)
1.4 Election of Director: William E. Esham, III Mgmt For For
Class I (term expires 2025)
2. Ratify the appointment of Yount, Hyde & Mgmt For For
Barbour P.C. as the independent registered
public accounting firm for 2022.
3. Adopt a non-binding advisory resolution Mgmt For For
approving the compensation of the named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
SOUTHERN FIRST BANCSHARES, INC. Agenda Number: 935599045
--------------------------------------------------------------------------------------------------------------------------
Security: 842873101
Meeting Type: Annual
Meeting Date: 17-May-2022
Ticker: SFST
ISIN: US8428731017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Leighton M. Cubbage Mgmt For For
David G. Ellison Mgmt For For
James B. Orders, III Mgmt For For
Terry Grayson-Caprio Mgmt For For
2. To conduct an advisory vote on the Mgmt For For
compensation of our named executive
officers as disclosed in this proxy
statement (this is a non-binding , advisory
vote).
3. To ratify the appointment of Elliott Davis, Mgmt For For
LLC as our independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
STOCK YARDS BANCORP, INC. Agenda Number: 935573724
--------------------------------------------------------------------------------------------------------------------------
Security: 861025104
Meeting Type: Annual
Meeting Date: 28-Apr-2022
Ticker: SYBT
ISIN: US8610251048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Shannon B. Arvin Mgmt For For
1B. Election of Director: Paul J. Bickel III Mgmt For For
1C. Election of Director: J. McCauley Brown Mgmt For For
1D. Election of Director: David P. Heintzman Mgmt For For
1E. Election of Director: Carl G. Herde Mgmt For For
1F. Election of Director: James A. Hillebrand Mgmt For For
1G. Election of Director: Richard A. Lechleiter Mgmt For For
1H. Election of Director: Philip S. Poindexter Mgmt For For
1I. Election of Director: Stephen M. Priebe Mgmt Against Against
1J. Election of Director: Edwin S. Saunier Mgmt For For
1K. Election of Director: John L. Schutte Mgmt For For
1L. Election of Director: Kathy C. Thompson Mgmt For For
2. The ratification of BKD, LLP as the Mgmt For For
independent registered public accounting
firm for Stock Yards Bancorp, Inc. for the
year ending December 31, 2022.
3. The advisory approval of the compensation Mgmt For For
of Bancorp's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
SVB FINANCIAL GROUP Agenda Number: 935556944
--------------------------------------------------------------------------------------------------------------------------
Security: 78486Q101
Meeting Type: Annual
Meeting Date: 21-Apr-2022
Ticker: SIVB
ISIN: US78486Q1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Greg Becker Mgmt For For
Eric Benhamou Mgmt For For
Elizabeth "Busy" Burr Mgmt For For
Richard Daniels Mgmt For For
Alison Davis Mgmt For For
Joel Friedman Mgmt For For
Jeffrey Maggioncalda Mgmt For For
Beverly Kay Matthews Mgmt For For
Mary Miller Mgmt For For
Kate Mitchell Mgmt For For
Garen Staglin Mgmt For For
2. To approve, on an advisory basis, our Mgmt For For
executive compensation ("Say on Pay").
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for its fiscal year ending
December 31, 2022.
4. Shareholder proposal requesting that the Shr Against For
Board of Directors oversee a racial equity
audit.
--------------------------------------------------------------------------------------------------------------------------
SYNOVUS FINANCIAL CORP. Agenda Number: 935561919
--------------------------------------------------------------------------------------------------------------------------
Security: 87161C501
Meeting Type: Annual
Meeting Date: 27-Apr-2022
Ticker: SNV
ISIN: US87161C5013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tim E. Bentsen Mgmt For For
1B. Election of Director: Kevin S. Blair Mgmt For For
1C. Election of Director: F. Dixon Brooke, Jr. Mgmt For For
1D. Election of Director: Stephen T. Butler Mgmt For For
1E. Election of Director: Elizabeth W. Camp Mgmt For For
1F. Election of Director: Pedro Cherry Mgmt For For
1G. Election of Director: Diana M. Murphy Mgmt For For
1H. Election of Director: Harris Pastides Mgmt For For
1I. Election of Director: Joseph J. Prochaska, Mgmt For For
Jr.
1J. Election of Director: John L. Stallworth Mgmt For For
1K. Election of Director: Kessel D. Stelling Mgmt For For
1L. Election of Director: Barry L. Storey Mgmt For For
1M. Election of Director: Teresa White Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of Synovus' named executive
officers as determined by the Compensation
and Human Capital Committee.
3. To ratify the appointment of KPMG LLP as Mgmt For For
Synovus' independent auditor for the year
2022.
--------------------------------------------------------------------------------------------------------------------------
THE FIRST BANCSHARES, INC. Agenda Number: 935588319
--------------------------------------------------------------------------------------------------------------------------
Security: 318916103
Meeting Type: Annual
Meeting Date: 19-May-2022
Ticker: FBMS
ISIN: US3189161033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: David W. Bomboy, M.D. Mgmt For For
1.2 Election of Director: M. Ray (Hoppy) Cole, Mgmt For For
Jr.
1.3 Election of Director: E. Ricky Gibson Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers
3. Ratification of the appointment of BKD, LLP Mgmt For For
as the independent registered public
accounting firm of the Company for the
fiscal year 2022
--------------------------------------------------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SVCS GROUP, INC. Agenda Number: 935591265
--------------------------------------------------------------------------------------------------------------------------
Security: 416515104
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: HIG
ISIN: US4165151048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Larry D. De Shon Mgmt For For
1B. Election of Director: Carlos Dominguez Mgmt For For
1C. Election of Director: Trevor Fetter Mgmt For For
1D. Election of Director: Donna James Mgmt For For
1E. Election of Director: Kathryn A. Mikells Mgmt For For
1F. Election of Director: Teresa W. Roseborough Mgmt For For
1G. Election of Director: Virginia P. Mgmt For For
Ruesterholz
1H. Election of Director: Christopher J. Swift Mgmt For For
1I. Election of Director: Matthew E. Winter Mgmt For For
1J. Election of Director: Greig Woodring Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm of the Company for
the fiscal year ending December 31, 2022.
3. Management proposal to approve, on a Mgmt For For
non-binding advisory basis, the
compensation of the Company's named
executive officers as disclosed in the
Company's proxy statement.
4. Management proposal to select, on a Mgmt 1 Year For
nonbinding, advisory basis, the preferred
frequency for the advisory vote on named
executive officer compensation.
5. Shareholder proposal that the Company's Shr Against For
Board adopt policies ensuring its
underwriting practices do not support new
fossil fuel supplies.
--------------------------------------------------------------------------------------------------------------------------
THIRD COAST BANCSHARES INC Agenda Number: 935629824
--------------------------------------------------------------------------------------------------------------------------
Security: 88422P109
Meeting Type: Annual
Meeting Date: 26-May-2022
Ticker: TCBX
ISIN: US88422P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class C Director: Dr. Martin Mgmt Against Against
Basaldua
1.2 Election of Class C Director: Norma J. Mgmt Against Against
Galloway
1.3 Election of Class C Director: Reagan Mgmt Against Against
Swinbank
2. To ratify the appointment of Whitley Penn Mgmt For For
LLP as the independent registered public
accounting firm of the Company for the year
ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
TIMBERLAND BANCORP, INC. Agenda Number: 935536687
--------------------------------------------------------------------------------------------------------------------------
Security: 887098101
Meeting Type: Annual
Meeting Date: 25-Jan-2022
Ticker: TSBK
ISIN: US8870981011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Parul Bhandari Mgmt For For
Michael R. Sand Mgmt For For
David A. Smith Mgmt For For
2. Advisory (non-binding) approval of the Mgmt For For
compensation of our named executive
officers as disclosed in the proxy
statement.
3. Ratification of the Audit Committee's Mgmt For For
selection of Delap LLP as our independent
registered public accounting firm for the
year ending September 30, 2022.
--------------------------------------------------------------------------------------------------------------------------
TRICO BANCSHARES Agenda Number: 935616029
--------------------------------------------------------------------------------------------------------------------------
Security: 896095106
Meeting Type: Annual
Meeting Date: 19-May-2022
Ticker: TCBK
ISIN: US8960951064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Donald J. Amaral Mgmt For For
Kirsten E. Garen Mgmt For For
Cory W. Giese Mgmt For For
John S. A. Hasbrook Mgmt For For
Margaret L. Kane Mgmt For For
Michael W. Koehnen Mgmt For For
Anthony L. Leggio Mgmt For For
Martin A. Mariani Mgmt For For
Thomas C. McGraw Mgmt For For
Jon Y. Nakamura Mgmt For For
Richard P. Smith Mgmt For For
Kimberley H. Vogel Mgmt For For
2. Advisory approval of the company's Mgmt For For
executive compensation.
3. To ratify the selection of Moss Adams LLP Mgmt For For
as the company's independent auditor for
2022.
--------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda Number: 935556083
--------------------------------------------------------------------------------------------------------------------------
Security: 902973304
Meeting Type: Annual
Meeting Date: 19-Apr-2022
Ticker: USB
ISIN: US9029733048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Warner L. Baxter Mgmt For For
1B. Election of Director: Dorothy J. Bridges Mgmt For For
1C. Election of Director: Elizabeth L. Buse Mgmt For For
1D. Election of Director: Andrew Cecere Mgmt For For
1E. Election of Director: Kimberly N. Mgmt For For
Ellison-Taylor
1F. Election of Director: Kimberly J. Harris Mgmt For For
1G. Election of Director: Roland A. Hernandez Mgmt For For
1H. Election of Director: Olivia F. Kirtley Mgmt For For
1I. Election of Director: Richard P. McKenney Mgmt For For
1J. Election of Director: Yusuf I. Mehdi Mgmt For For
1K. Election of Director: John P. Wiehoff Mgmt For For
1L. Election of Director: Scott W. Wine Mgmt For For
2. The ratification of the selection of Ernst Mgmt For For
& Young LLP as our independent auditor for
the 2022 fiscal year.
3. An advisory vote to approve the Mgmt For For
compensation of our executives disclosed in
the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
UNIVEST FINANCIAL CORPORATION Agenda Number: 935569864
--------------------------------------------------------------------------------------------------------------------------
Security: 915271100
Meeting Type: Annual
Meeting Date: 27-Apr-2022
Ticker: UVSP
ISIN: US9152711001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Todd S. Benning Mgmt For For
Glenn E. Moyer Mgmt For For
Jeffrey M. Schweitzer Mgmt For For
Michael L. Turner Mgmt For For
2. Ratification of KPMG LLP as our independent Mgmt For For
registered public accounting firm for 2022.
3. Approval of, on an advisory (non-binding) Mgmt For For
basis, the compensation of our named
executive officers as presented in the
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
UNUM GROUP Agenda Number: 935605191
--------------------------------------------------------------------------------------------------------------------------
Security: 91529Y106
Meeting Type: Annual
Meeting Date: 26-May-2022
Ticker: UNM
ISIN: US91529Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Theodore H. Bunting, Mgmt For For
Jr.
1B. Election of Director: Susan L. Cross Mgmt For For
1C. Election of Director: Susan D. Devore Mgmt For For
1D. Election of Director: Joseph J. Echevarria Mgmt For For
1E. Election of Director: Cynthia L. Egan Mgmt For For
1F. Election of Director: Kevin T. Kabat Mgmt For For
1G. Election of Director: Timothy F. Keaney Mgmt For For
1H. Election of Director: Gale V. King Mgmt For For
1I. Election of Director: Gloria C. Larson Mgmt For For
1J. Election of Director: Richard P. McKenney Mgmt For For
1K. Election of Director: Ronald P. O'Hanley Mgmt For For
1L. Election of Director: Francis J. Shammo Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the company's named
executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the company's independent registered
public accounting firm for 2022.
4. To approve the Unum Group 2022 Stock Mgmt For For
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
VGP SA Agenda Number: 715448711
--------------------------------------------------------------------------------------------------------------------------
Security: B9738D109
Meeting Type: MIX
Meeting Date: 13-May-2022
Ticker:
ISIN: BE0003878957
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS
WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL
OWNER NAME, ADDRESS AND SHARE POSITION
CMMT A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY Non-Voting
(POA) MAY BE REQUIRED TO LODGE VOTING
INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR
INSTRUCTIONS MAY BE REJECTED
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED
A.1. ACKNOWLEDGMENT AND DISCUSSION OF THE ANNUAL Non-Voting
REPORT OF THE BOARD OF DIRECTORS AND THE
REPORT OF THE AUDITOR ON THE CONSOLIDATED
ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR
ENDING 31 DECEMBER 2021
A.2. ACKNOWLEDGMENT OF THE CONSOLIDATED ANNUAL Non-Voting
ACCOUNTS FOR THE FINANCIAL YEAR ENDING 31
DECEMBER 2021
A.3. ACKNOWLEDGEMENT AND DISCUSSION OF THE Non-Voting
ANNUAL REPORT OF THE BOARD OF DIRECTORS AND
THE REPORT OF THE AUDITOR ON THE ANNUAL
ACCOUNTS FOR THE FINANCIAL YEAR ENDING 31
DECEMBER 2021
A.4. ACKNOWLEDGEMENT AND APPROVAL OF THE ANNUAL Mgmt For For
ACCOUNTS FOR THE FINANCIAL YEAR ENDING 31
DECEMBER 2021 AND ALLOCATION OF THE RESULT
A.5. ACKNOWLEDGEMENT AND APPROVAL OF THE Mgmt For For
REMUNERATION REPORT FOR THE FINANCIAL YEAR
ENDING 31 DECEMBER 2021
A.6. RELEASE FROM LIABILITY TO BE GRANTED TO THE Mgmt For For
DIRECTORS AND TO THE RESPECTIVE PERMANENT
REPRESENTATIVES OF THE LEGAL
ENTITY-DIRECTORS
A.7. RELEASE FROM LIABILITY TO BE GRANTED TO THE Mgmt For For
AUDITOR
B.1.1 PRELIMINARY ACKNOWLEDGMENT OF THE REPORT OF Non-Voting
THE BOARD OF DIRECTORS IN ACCORDANCE WITH
ARTICLE 7:199 OF THE CODE OF COMPANIES AND
ASSOCIATIONS (CCA) SETTING OUT THE SPECIFIC
CIRCUMSTANCES IN WHICH THE BOARD OF
DIRECTORS IS ALLOWED TO MAKE USE OF THE
AUTHORISED CAPITAL AND THE REASONS
THEREFORE
B.1.2 RENEWAL OF THE AUTHORISATIONS OF THE BOARD Mgmt Against Against
OF DIRECTORS WITH RESPECT TO THE AUTHORISED
CAPITAL AND CORRESPONDING AMENDMENT OF
ARTICLE 39 OF THE ARTICLES OF ASSOCIATION
OF THE COMPANY
B.2.1 RENEWAL OF THE EXISTING AUTHORISATION OF Mgmt Against Against
THE BOARD OF DIRECTORS REGARDING THE
ACQUISITION AND DIVESTMENT OF THE COMPANY'S
TREASURY SHARES IN CASE OF IMPENDING
SERIOUS HARM AS PROVIDED IN ARTICLE 40,
SECOND PARAGRAPH, OF THE ARTICLES OF
ASSOCIATION OF THE COMPANY
B.2.2 RENEWAL OF THE EXISTING AUTHORISATION OF Mgmt Against Against
THE BOARD OF DIRECTORS TO ACQUIRE THE
COMPANY'S TREASURY SHARES AS PROVIDED IN
ARTICLE 40, THIRD PARAGRAPH OF THE ARTICLES
OF ASSOCIATION OF THE COMPANY
B.2.3 AMENDMENT OF THE EXISTING TEMPORARY Mgmt Against Against
PROVISIONS IN THE ARTICLES OF ASSOCIATION
OF THE COMPANY REGARDING THE ACQUISITION
AND DISPOSAL OF THE COMPANY'S TREASURY
SHARES
B.3.1 IN ACCORDANCE WITH ARTICLE 7:151 OF THE Non-Voting
CCA, THE SHAREHOLDERS MEETING IS FIRSTLY
REQUESTED TO APPROVE ALL CHANGE OF CONTROL
CLAUSES INCLUDED IN AND/OR RELATING TO THE
GREEN BONDS ISSUED BY THE COMPANY ON 17
JANUARY 2022, INCLUDING IN PARTICULAR
CONDITION 6.3 OF THE TERMS AND CONDITIONS
OF (I) THE EUR 500,000,000 1.625 PER CENT.
FIXED RATE GREEN BONDS DUE 17 JANUARY 2027
AND (II) THE EUR 500,000,000 2.250 PER
CENT. FIXED RATE GREEN BONDS DUE 17 JANUARY
2030, AS SET OUT IN PART V.A AND PART V.B
OF THE INFORMATION MEMORANDUM DATED 13
JANUARY 2022 FOR THE LISTING OF THE BONDS
ON THE EURO MTF MARKET OPERATED BY THE
LUXEMBOURG STOCK EXCHANGE
B.3.2 IN ACCORDANCE WITH ARTICLE 7:151 OF THE Non-Voting
CCA, THE SHAREHOLDERS MEETING IS
FURTHERMORE REQUESTED TO APPROVE THE CHANGE
OF CONTROL CLAUSE AS SET OUT IN THE BNP
PARIBAS FORTIS LOAN AGREEMENT ENTERED INTO
ON 21 DECEMBER 2021 BY THE COMPANY AND BNP
PARIBAS FORTIS NV (AS BANK)
B.3.3 IN ACCORDANCE WITH ARTICLE 7:151 OF THE Mgmt For For
CCA, THE SHAREHOLDERS MEETING IS FINALLY
REQUESTED TO APPROVE THE CHANGE OF CONTROL
CLAUSE, AS INCLUDED IN CLAUSE 19.1 OF THE
JOINT VENTURE AGREEMENT ENTERED INTO ON 22
DECEMBER 2021 BY THE COMPANY, ALLIANZ
FINANCE IX LUXEMBOURG S.A. AND YAO NEWREP
INVESTMENTS S.A (COLLECTIVELY AS AZ) AND
VGP DEU 44 S.A R.L. (TO BE RENAMED TO VGP
EUROPEAN LOGISTICS 3 S.A R.L.)
B.4.1 POWER OF ATTORNEY TO THE BOARD OF DIRECTORS Mgmt For For
TO EXECUTE THE ABOVE DECISIONS
B.4.2 POWER OF ATTORNEY FOR THE REPRESENTATION OF Mgmt For For
THE COMPANY WITH THE CROSSROAD BANK FOR
ENTERPRISES, COUNTERS FOR ENTERPRISES,
REGISTERS OF THE ENTERPRISE COURT,
ADMINISTRATIVE AGENCIES AND FISCAL
ADMINISTRATIONS
CMMT 15 APR 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
WEBSTER FINANCIAL CORPORATION Agenda Number: 935582886
--------------------------------------------------------------------------------------------------------------------------
Security: 947890109
Meeting Type: Annual
Meeting Date: 28-Apr-2022
Ticker: WBS
ISIN: US9478901096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for one year Mgmt For For
term: William L. Atwell
1B. Election of Director to serve for one year Mgmt For For
term: Mona Aboelnaga Kanaan
1C. Election of Director to serve for one year Mgmt For For
term: John R. Ciulla
1D. Election of Director to serve for one year Mgmt For For
term: John P. Cahill
1E. Election of Director to serve for one year Mgmt For For
term: E. Carol Hayles
1F. Election of Director to serve for one year Mgmt For For
term: Linda H. Ianieri
1G. Election of Director to serve for one year Mgmt For For
term: Jack L. Kopnisky
1H. Election of Director to serve for one year Mgmt For For
term: James J. Landy
1I. Election of Director to serve for one year Mgmt For For
term: Maureen B. Mitchell
1J. Election of Director to serve for one year Mgmt For For
term: Laurence C. Morse
1K. Election of Director to serve for one year Mgmt For For
term: Karen R. Osar
1L. Election of Director to serve for one year Mgmt For For
term: Richard O'Toole
1M. Election of Director to serve for one year Mgmt For For
term: Mark Pettie
1N. Election of Director to serve for one year Mgmt For For
term: Lauren C. States
1O. Election of Director to serve for one year Mgmt For For
term: William E. Whiston
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the named
executive officers of the Company (Proposal
2).
3. To ratify the appointment by the Board of Mgmt For For
Directors of KPMG LLP as the independent
registered public accounting firm of
Webster Financial Corporation for the year
ending December 31, 2022 (Proposal 3).
--------------------------------------------------------------------------------------------------------------------------
ZIONS BANCORPORATION Agenda Number: 935563569
--------------------------------------------------------------------------------------------------------------------------
Security: 989701107
Meeting Type: Annual
Meeting Date: 29-Apr-2022
Ticker: ZION
ISIN: US9897011071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Maria Contreras-Sweet Mgmt For For
1B. Election of Director: Gary L. Crittenden Mgmt For For
1C. Election of Director: Suren K. Gupta Mgmt For For
1D. Election of Director: Claire A. Huang Mgmt For For
1E. Election of Director: Vivian S. Lee Mgmt For For
1F. Election of Director: Scott J. McLean Mgmt For For
1G. Election of Director: Edward F. Murphy Mgmt For For
1H. Election of Director: Stephen D. Quinn Mgmt For For
1I. Election of Director: Harris H. Simmons Mgmt For For
1J. Election of Director: Aaron B. Skonnard Mgmt For For
1K. Election of Director: Barbara A. Yastine Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Independent Registered
Public Accounting Firm to audit the Bank's
financial statements for the current fiscal
year.
3. Approval, on a nonbinding advisory basis, Mgmt For For
of the compensation paid to the Bank's
named executive officers with respect to
fiscal year ended December 31, 2021.
4. Approval of the Bank's 2022 Omnibus Mgmt For For
Incentive Plan.
2X14 JHF Regional Bank Fund
--------------------------------------------------------------------------------------------------------------------------
1ST SOURCE CORPORATION Agenda Number: 935555548
--------------------------------------------------------------------------------------------------------------------------
Security: 336901103
Meeting Type: Annual
Meeting Date: 21-Apr-2022
Ticker: SRCE
ISIN: US3369011032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term expiring in Mgmt For For
2025: Isaac P. Torres
1B. Election of Director for a term expiring in Mgmt For For
2025: John F. Affleck-Graves
1C. Election of Director for a term expiring in Mgmt Against Against
2025: Daniel B. Fitzpatrick
1D. Election of Director for a term expiring in Mgmt For For
2025: Christopher J. Murphy IV
2. Ratification of the appointment of BKD LLP Mgmt For For
as 1st Source Corporation's independent
registered public accounting firm for the
fiscal year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN BUSINESS BANK Agenda Number: 935651946
--------------------------------------------------------------------------------------------------------------------------
Security: 02475L105
Meeting Type: Annual
Meeting Date: 28-Jun-2022
Ticker: AMBZ
ISIN: US02475L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Leon I. Blankstein Mgmt For For
Donald P. Johnson Mgmt Withheld Against
Gaurav Malhotra Mgmt For For
Edith Matthai Mgmt For For
Trent D. Merrill Mgmt For For
Javier Sanchez Mgmt For For
Robert F. Schack Mgmt Withheld Against
Jon H. Schlobohm Mgmt For For
Robert I. Usdan Mgmt For For
Pasy Wang Mgmt For For
2. To ratify the appointment of RSM US LLP as Mgmt For For
the Bank's independent public accountants
as described more fully in the accompanying
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN RIVER BANKSHARES Agenda Number: 935468909
--------------------------------------------------------------------------------------------------------------------------
Security: 029326105
Meeting Type: Special
Meeting Date: 28-Jul-2021
Ticker: AMRB
ISIN: US0293261055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of Merger and Merger Agreement. To Mgmt For For
consider and vote on a merger, and the
Agreement to Merge and Plan of
Reorganization dated as of April 16, 2021
(the "merger agreement") with Bank of Marin
Bancorp ("BMRC"), under which AMRB will
merge with and into BMRC, with BMRC
surviving (the "merger"), followed
immediately thereafter by the merger of
AMRB's wholly-owned subsidiary American
River Bank with and into BMRC's wholly
owned subsidiary Bank of Marin, with Bank
of Marin surviving.
2. Adjournment. To approve the adjournment or Mgmt For For
postponement of the special meeting, if
necessary or appropriate, including to
solicit additional proxies to approve the
merger and merger agreement.
3. Named Executive Officers (NEO's) Mgmt For For
Compensation Proposal. To approve, on an
advisory (non-binding) basis, the
compensation to be paid to the NEOs of AMRB
in connection with the merger.
--------------------------------------------------------------------------------------------------------------------------
AMERIS BANCORP Agenda Number: 935632299
--------------------------------------------------------------------------------------------------------------------------
Security: 03076K108
Meeting Type: Annual
Meeting Date: 09-Jun-2022
Ticker: ABCB
ISIN: US03076K1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: William I. Bowen, Jr.
1b. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Rodney D. Bullard
1c. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Wm. Millard Choate
1d. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: R. Dale Ezzell
1e. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Leo J. Hill
1f. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Daniel B. Jeter
1g. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Robert P. Lynch
1h. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Elizabeth A. McCague
1i. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: James B. Miller, Jr.
1j. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Gloria A. O'Neal
1k. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: H. Palmer Proctor, Jr.
1l. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: William H. Stern
1m. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Jimmy D. Veal
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the year ending
December 31, 2022.
3. Advisory approval of the compensation of Mgmt For For
the Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
ATLANTIC CAPITAL BANCSHARES, INC. Agenda Number: 935510239
--------------------------------------------------------------------------------------------------------------------------
Security: 048269203
Meeting Type: Special
Meeting Date: 16-Nov-2021
Ticker: ACBI
ISIN: US0482692037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A proposal to approve the Agreement and Mgmt For For
Plan of Merger, dated as of July 22, 2021,
by and between Atlantic Capital Bancshares
Inc. and SouthState Corporation, which
provides for the merger of Atlantic Capital
Bancshares, Inc. with and into SouthState
Corporation with SouthState Corporation as
the surviving company, and the transactions
contemplated by the Agreement and Plan of
Merger.
2. A proposal to approve, on an advisory Mgmt Against Against
(non-binding) basis, the merger-related
named executive officer compensation that
will or may be paid to Atlantic Capital's
named executive officers in connection with
the merger.
3. A proposal to adjourn or postpone the Mgmt For For
special meeting, if necessary or
appropriate, to solicit additional proxies
if, immediately prior to such adjournment
or postponement, there are not sufficient
votes to approve the Merger Proposal or to
ensure that any supplement or amendment to
the accompanying proxy statement/prospectus
is timely provided to holders of Atlantic
Capital common stock.
--------------------------------------------------------------------------------------------------------------------------
ATLANTIC UNION BANKSHARES CORPORATION Agenda Number: 935568797
--------------------------------------------------------------------------------------------------------------------------
Security: 04911A107
Meeting Type: Annual
Meeting Date: 03-May-2022
Ticker: AUB
ISIN: US04911A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve until the Mgmt For For
2023 annual meeting: John C. Asbury
1.2 Election of Director to serve until the Mgmt For For
2023 annual meeting: Patrick E. Corbin
1.3 Election of Director to serve until the Mgmt For For
2023 annual meeting: Daniel I. Hansen
1.4 Election of Director to serve until the Mgmt For For
2023 annual meeting: Jan S. Hoover
1.5 Election of Director to serve until the Mgmt For For
2023 annual meeting: Thomas P. Rohman
1.6 Election of Director to serve until the Mgmt For For
2023 annual meeting: Thomas G. Snead, Jr.
1.7 Election of Director to serve until the Mgmt For For
2023 annual meeting: Ronald L. Tillett
1.8 Election of Director to serve until the Mgmt For For
2023 annual meeting: Keith L. Wampler
1.9 Election of Director to serve until the Mgmt For For
2023 annual meeting: F. Blair Wimbush
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2022
3. To approve, on an advisory (non-binding) Mgmt For For
basis, the Company's executive compensation
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 935560335
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 26-Apr-2022
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sharon L. Allen Mgmt For For
1B. Election of Director: Frank P. Bramble, Sr. Mgmt For For
1C. Election of Director: Pierre J.P. de Weck Mgmt For For
1D. Election of Director: Arnold W. Donald Mgmt For For
1E. Election of Director: Linda P. Hudson Mgmt For For
1F. Election of Director: Monica C. Lozano Mgmt For For
1G. Election of Director: Brian T. Moynihan Mgmt For For
1H. Election of Director: Lionel L. Nowell III Mgmt For For
1I. Election of Director: Denise L. Ramos Mgmt For For
1J. Election of Director: Clayton S. Rose Mgmt For For
1K. Election of Director: Michael D. White Mgmt For For
1L. Election of Director: Thomas D. Woods Mgmt For For
1M. Election of Director: R. David Yost Mgmt For For
1N. Election of Director: Maria T. Zuber Mgmt For For
2. Approving our executive compensation (an Mgmt For For
advisory, nonbinding "Say on Pay"
resolution)
3. Ratifying the appointment of our Mgmt For For
independent registered public accounting
firm for 2022.
4. Ratifying the Delaware Exclusive Forum Mgmt For For
Provision in our Bylaws.
5. Shareholder proposal requesting a civil Shr Against For
rights and nondiscrimination audit.
6. Shareholder proposal requesting adoption of Shr Against For
policy to cease financing new fossil fuel
supplies.
7. Shareholder proposal requesting a report on Shr Against For
charitable donations.
--------------------------------------------------------------------------------------------------------------------------
BANK OF COMMERCE HOLDINGS Agenda Number: 935487175
--------------------------------------------------------------------------------------------------------------------------
Security: 06424J103
Meeting Type: Special
Meeting Date: 21-Sep-2021
Ticker: BOCH
ISIN: US06424J1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the principal terms of the Mgmt For For
Agreement and Plan of Merger, dated as of
June 23, 2021, by and between Columbia
Banking System, Inc. and the Company.
2. To approve, on a non-binding, advisory Mgmt Against Against
basis, the compensation that may be paid or
become payable to the Company's named
executive officers in connection with the
mergers.
3. To approve one or more adjournments of the Mgmt For For
Special Meeting, if necessary or
appropriate, including adjournments to
solicit additional proxies in favor of
proposal 1.
--------------------------------------------------------------------------------------------------------------------------
BANK OF MARIN BANCORP Agenda Number: 935469494
--------------------------------------------------------------------------------------------------------------------------
Security: 063425102
Meeting Type: Special
Meeting Date: 28-Jul-2021
Ticker: BMRC
ISIN: US0634251021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To consider and vote on a merger, and Mgmt For For
Agreement to Merge and Plan of
Reorganization dated as of April 16, 2021
("merger agreement") with American River
Bankshares ("AMRB"), under which AMRB will
merge with and into Bank of Marin Bancorp
("BMRC"), with BMRC surviving ("merger"),
followed immediately thereafter by merger
of AMRB's wholly-owned subsidiary American
River Bank with and into BMRC's wholly
owned subsidiary Bank of Marin, with Bank
of Marin surviving ("bank merger"), as more
particularly described in proxy
statement/prospectus.
2. Adjournment. To approve the adjournment or Mgmt For For
postponement of the special meeting, if
necessary or appropriate, including to
solicit additional proxies to approve the
merger and merger agreement.
--------------------------------------------------------------------------------------------------------------------------
BANK OF MARIN BANCORP Agenda Number: 935599437
--------------------------------------------------------------------------------------------------------------------------
Security: 063425102
Meeting Type: Annual
Meeting Date: 10-May-2022
Ticker: BMRC
ISIN: US0634251021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nicolas C. Anderson Mgmt For For
1B. Election of Director: Russell A. Colombo Mgmt Withheld Against
1C. Election of Director: Charles D. Fite Mgmt For For
1D. Election of Director: James C. Hale Mgmt Withheld Against
1E. Election of Director: Robert Heller Mgmt Withheld Against
1F. Election of Director: Kevin R. Kennedy Mgmt Withheld Against
1G. Election of Director: William H. McDevitt, Mgmt Withheld Against
Jr.
1H. Election of Director: Timothy D. Myers Mgmt For For
1I. Election of Director: Sanjiv S. Sanghvi Mgmt Withheld Against
1J. Election of Director: Joel Sklar, MD Mgmt Withheld Against
1K. Election of Director: Brian M. Sobel Mgmt Withheld Against
1L. Election of Director: Secil T. Watson Mgmt Withheld Against
2. To approve, by non-binding vote, executive Mgmt For For
compensation
3. Ratification of the selection of Mgmt For For
independent auditor
--------------------------------------------------------------------------------------------------------------------------
BANK7 CORP. Agenda Number: 935594247
--------------------------------------------------------------------------------------------------------------------------
Security: 06652N107
Meeting Type: Annual
Meeting Date: 26-May-2022
Ticker: BSVN
ISIN: US06652N1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Charles W. Brown Mgmt For For
1B. Election of Director: William M. Buergler Mgmt For For
1C. Election of Director: Teresa "Tracy" L. Mgmt For For
Dick
1D. Election of Director: Edward "Ed" P. Gray Mgmt For For
1E. Election of Director: William B. "Brad" Mgmt For For
Haines
1F. Election of Director: John T. "J.T." Mgmt For For
Phillips
1G. Election of Director: J. Michael Sanner Mgmt For For
1H. Election of Director: Thomas L. "Tom" Mgmt For For
Travis
1I. Election of Director: Gary D. Whitcomb Mgmt Against Against
2. Proposal to ratify the appointment of BKD Mgmt For For
LLP as the independent registered public
accounting firm for 2022
--------------------------------------------------------------------------------------------------------------------------
BAR HARBOR BANKSHARES Agenda Number: 935585185
--------------------------------------------------------------------------------------------------------------------------
Security: 066849100
Meeting Type: Annual
Meeting Date: 17-May-2022
Ticker: BHB
ISIN: US0668491006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Daina H. Belair Mgmt For For
1B. Election of Director: Matthew L. Caras Mgmt For For
1C. Election of Director: David M. Colter Mgmt For For
1D. Election of Director: Steven H. Dimick Mgmt For For
1E. Election of Director: Martha T. Dudman Mgmt For For
1F. Election of Director: Lauri E. Fernald Mgmt For For
1G. Election of Director: Debra B. Miller Mgmt For For
1H. Election of Director: Brendan J. O'Halloran Mgmt For For
1I. Election of Director: Curtis C. Simard Mgmt For For
1J. Election of Director: Kenneth E. Smith Mgmt For For
1K. Election of Director: Scott G. Toothaker Mgmt For For
1L. Election of Director: David B. Woodside Mgmt For For
2. APPROVAL OF NON-BINDING, ADVISORY Mgmt For For
RESOLUTION ON THE 2021 COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS
3. RATIFICATION OF THE APPOINTMENT OF RSM US Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2022
--------------------------------------------------------------------------------------------------------------------------
BAYCOM CORP Agenda Number: 935519085
--------------------------------------------------------------------------------------------------------------------------
Security: 07272M107
Meeting Type: Special
Meeting Date: 13-Dec-2021
Ticker: BCML
ISIN: US07272M1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the principal terms of the Mgmt For For
Agreement and Plan of Merger, dated as of
September 7, 2021, by and between BayCom
Corp ("BayCom") and Pacific Enterprise
Bancorp, including the merger and issuance
of up to 3,100,104 shares of BayCom common
stock in the merger.
2. Approval of the BayCom board of directors Mgmt For For
to adjourn or postpone the special meeting,
if necessary or appropriate, to solicit
additional proxies in favor of proposal 1.
--------------------------------------------------------------------------------------------------------------------------
BAYCOM CORP Agenda Number: 935633227
--------------------------------------------------------------------------------------------------------------------------
Security: 07272M107
Meeting Type: Annual
Meeting Date: 21-Jun-2022
Ticker: BCML
ISIN: US07272M1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James S. Camp Mgmt Withheld Against
Harpreet S. Chaudhary Mgmt Withheld Against
Keary L. Colwell Mgmt For For
Rocco Davis Mgmt For For
George J. Guarini Mgmt For For
Lloyd W. Kendall, Jr. Mgmt Withheld Against
Janet L. King Mgmt For For
Robert G. Laverne, M.D. Mgmt For For
Syvia L. Magid Mgmt For For
2. Ratification of the appointment of Mgmt For For
auditors, Moss Adams, LLP for the fiscal
year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
BUSINESS FIRST BANCSHARES, INC. Agenda Number: 935650867
--------------------------------------------------------------------------------------------------------------------------
Security: 12326C105
Meeting Type: Annual
Meeting Date: 23-Jun-2022
Ticker: BFST
ISIN: US12326C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve until the Mgmt For For
2023 annual meeting: Drew C. Brees
1b. Election of Director to serve until the Mgmt For For
2023 annual meeting: James J. Buquet, III
1c. Election of Director to serve until the Mgmt For For
2023 annual meeting: Carol M. Calkins
1d. Election of Director to serve until the Mgmt For For
2023 annual meeting: Ricky D. Day
1e. Election of Director to serve until the Mgmt For For
2023 annual meeting: John P. Ducrest
1f. Election of Director to serve until the Mgmt For For
2023 annual meeting: Mark P. Folse
1g. Election of Director to serve until the Mgmt For For
2023 annual meeting: Robert S. Greer, Jr.
1h. Election of Director to serve until the Mgmt For For
2023 annual meeting: J. Vernon Johnson
1i. Election of Director to serve until the Mgmt For For
2023 annual meeting: Rolfe H. McCollister,
Jr.
1j. Election of Director to serve until the Mgmt For For
2023 annual meeting: Andrew D. McLindon
1k. Election of Director to serve until the Mgmt For For
2023 annual meeting: David R. Melville, III
1l. Election of Director to serve until the Mgmt For For
2023 annual meeting: Patrick E. Mockler
1m. Election of Director to serve until the Mgmt For For
2023 annual meeting: David A. Montgomery,
Jr.
1n. Election of Director to serve until the Mgmt For For
2023 annual meeting: Arthur J. Price
1o. Election of Director to serve until the Mgmt For For
2023 annual meeting: Kenneth Wm. Smith
1p. Election of Director to serve until the Mgmt For For
2023 annual meeting: Keith A. Tillage
1q. Election of Director to serve until the Mgmt For For
2023 annual meeting: Steven G. White
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the Company's
NEOs (the "Say-on-Pay Proposal").
3. To approve the 2022 Amendment to the 2017 Mgmt Against Against
Equity Incentive Plan attached to the
accompanying proxy statement as Appendix A.
4. To ratify the appointment of Dixon Hughes Mgmt For For
Goodman LLP as the independent registered
public accounting firm of the Company for
the year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
C&F FINANCIAL CORPORATION Agenda Number: 935561123
--------------------------------------------------------------------------------------------------------------------------
Security: 12466Q104
Meeting Type: Annual
Meeting Date: 19-Apr-2022
Ticker: CFFI
ISIN: US12466Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Audrey D. Holmes Mgmt For For
Elizabeth R. Kelley Mgmt For For
James T. Napier Mgmt For For
Paul C. Robinson Mgmt For For
2. To approve the C&F Financial Corporation Mgmt For For
2022 Stock and Incentive Compensation Plan.
3. To approve, in an advisory, non-binding Mgmt For For
vote, the compensation of the Corporation's
named executive officers disclosed in the
Proxy Statement.
4. To ratify the appointment of Yount, Hyde & Mgmt For For
Barbour, P.C. as the Corporation's
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
--------------------------------------------------------------------------------------------------------------------------
CADENCE BANCORPORATION Agenda Number: 935473962
--------------------------------------------------------------------------------------------------------------------------
Security: 12739A100
Meeting Type: Special
Meeting Date: 09-Aug-2021
Ticker: CADE
ISIN: US12739A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of the Agreement and Plan of Mgmt For For
Merger, dated as of April 12, 2021 and
amended as of May 27, 2021, by and between
Cadence Bancorporation ("Cadence") and
BancorpSouth Bank (the "merger proposal").
2. Approval, on an advisory (non-binding) Mgmt For For
basis, of the merger- related compensation
payments that will or may be paid by
Cadence to its named executive officers in
connection with the merger.
3. Adjournment of the Cadence special meeting, Mgmt For For
if necessary or appropriate, to solicit
additional proxies if, immediately prior to
such adjournment, there are not sufficient
votes to approve the merger proposal or to
ensure that any supplement or amendment to
the accompanying joint proxy statement/
offering circular is timely provided to
holders of Cadence common stock.
--------------------------------------------------------------------------------------------------------------------------
CADENCE BANK Agenda Number: 935562264
--------------------------------------------------------------------------------------------------------------------------
Security: 12740C103
Meeting Type: Annual
Meeting Date: 27-Apr-2022
Ticker: CADE
ISIN: US12740C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Shannon A. Brown Mgmt For For
1B. Election of Director: Joseph W. Evans Mgmt For For
1C. Election of Director: Virginia A. Hepner Mgmt For For
1D. Election of Director: William G. Holliman Mgmt For For
1E. Election of Director: Paul B. Murphy, Jr. Mgmt For For
1F. Election of Director: Precious W. Owodunni Mgmt For For
1G. Election of Director: Alan W. Perry Mgmt For For
1H. Election of Director: James D. Rollins III Mgmt For For
1I. Election of Director: Marc J. Shapiro Mgmt For For
1J. Election of Director: Kathy N. Waller Mgmt For For
1K. Election of Director: J. Thomas Wiley, Jr. Mgmt For For
2. Approval (on an advisory basis) of the Mgmt Against Against
compensation of the Company's named
executive officers.
3. Ratification of the appointment of BKD, LLP Mgmt For For
to serve as the Company's independent
registered public accounting firm for
fiscal year 2022.
--------------------------------------------------------------------------------------------------------------------------
CALIFORNIA BANCORP Agenda Number: 935624824
--------------------------------------------------------------------------------------------------------------------------
Security: 13005U101
Meeting Type: Annual
Meeting Date: 19-May-2022
Ticker: CALB
ISIN: US13005U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stephen A. Cortese Mgmt For For
Andrew J. Armanino Mgmt For For
Kevin J. Cullen Mgmt For For
Stephen R. Dathe Mgmt For For
Wayne S. Doiguchi Mgmt For For
Rochelle G. Klein Mgmt For For
Julie J. Levenson Mgmt For For
Frank L. Muller Mgmt For For
Steven E. Shelton Mgmt For For
Edmond E. Traille Mgmt For For
Millicent C. Tracey Mgmt For For
2. Ratification of the Appointment of Mgmt For For
Independent Public Accounting Firm. To
ratify the appointment of Crowe LLP as our
independent public accounting firm for the
fiscal year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
CAMBRIDGE BANCORP Agenda Number: 935579358
--------------------------------------------------------------------------------------------------------------------------
Security: 132152109
Meeting Type: Annual
Meeting Date: 16-May-2022
Ticker: CATC
ISIN: US1321521098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thalia M. Meehan Mgmt For For
Jody A. Rose Mgmt For For
Cathleen A. Schmidt Mgmt For For
Denis K. Sheahan Mgmt For For
2. Consideration and approval of a non-binding Mgmt For For
advisory resolution on the compensation of
the Company's named executive officers.
3. To ratify, on an advisory basis, the Mgmt For For
appointment of Wolf & Company, P.C. as the
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
CAMDEN NATIONAL CORPORATION Agenda Number: 935564193
--------------------------------------------------------------------------------------------------------------------------
Security: 133034108
Meeting Type: Annual
Meeting Date: 26-Apr-2022
Ticker: CAC
ISIN: US1330341082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Craig N. Denekas Mgmt For For
1B. Election of Director: David C. Flanagan Mgmt For For
1C. Election of Director: Marie J. McCarthy Mgmt For For
1D. Election of Director: James H. Page, Ph.D. Mgmt For For
2. To approve, by non-binding advisory vote, Mgmt For For
the compensation of the Company's named
executive officers ("Say-on-Pay").
3. To approve the amendment to the Company's Mgmt For For
Articles of Incorporation.
4. To approve the Company's 2022 Equity and Mgmt For For
Incentive Plan.
5. To ratify the appointment of RSM US LLP as Mgmt For For
the Company's independent registered public
accounting firm for the year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
CB FINANCIAL SERVICES, INC. Agenda Number: 935588547
--------------------------------------------------------------------------------------------------------------------------
Security: 12479G101
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: CBFV
ISIN: US12479G1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Jonathan A. Bedway Mgmt Withheld Against
1.2 Election of Director: Richard B. Boyer Mgmt For For
1.3 Election of Director: Charles R. Guthrie, Mgmt Withheld Against
CPA
1.4 Election of Director: Joseph N. Headlee Mgmt Withheld Against
1.5 Election of Director: John H. Montgomery Mgmt For For
2. Ratification of the appointment of BKD, LLP Mgmt For For
as the independent registered public
accounting firm for the 2022 fiscal year.
3. Advisory (non-binding) vote to approve the Mgmt For For
compensation of Named Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
CENTRAL VALLEY COMMUNITY BANCORP Agenda Number: 935588559
--------------------------------------------------------------------------------------------------------------------------
Security: 155685100
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: CVCY
ISIN: US1556851004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Daniel N. Cunningham Mgmt For For
Daniel J. Doyle Mgmt Withheld Against
F.T "Tommy" Elliott, IV Mgmt For For
Robert J. Flautt Mgmt Withheld Against
Gary D. Gall Mgmt Withheld Against
James J. Kim Mgmt For For
Andriana D. Majarian Mgmt For For
Steven D. McDonald Mgmt For For
Louis McMurray Mgmt For For
Karen Musson Mgmt For For
Dorothea D. Silva Mgmt For For
William S. Smittcamp Mgmt For For
2. To approve the proposal to ratify the Mgmt For For
appointment of Crowe, LLP as the
independent registered public accountant
for the Company's 2022 fiscal year.
3. To adopt a non-binding advisory resolution Mgmt For For
approving executive compensation.
--------------------------------------------------------------------------------------------------------------------------
CITIZENS COMMUNITY BANCORP, INC. Agenda Number: 935641173
--------------------------------------------------------------------------------------------------------------------------
Security: 174903104
Meeting Type: Annual
Meeting Date: 21-Jun-2022
Ticker: CZWI
ISIN: US1749031043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stephen M. Bianchi Mgmt Withheld Against
James D. Moll Mgmt For For
Kathleen S. Karvan Mgmt For For
2. Ratification of the appointment of Eide Mgmt For For
Bailly, LLP as Citizens' independent
registered public accounting firm for the
fiscal year ending December 31, 2022.
3. Advisory resolution to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
CITIZENS FINANCIAL GROUP, INC. Agenda Number: 935558265
--------------------------------------------------------------------------------------------------------------------------
Security: 174610105
Meeting Type: Annual
Meeting Date: 28-Apr-2022
Ticker: CFG
ISIN: US1746101054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bruce Van Saun Mgmt For For
1B. Election of Director: Lee Alexander Mgmt For For
1C. Election of Director: Christine M. Cumming Mgmt For For
1D. Election of Director: Kevin Cummings (The Mgmt For For
election of Mr. Cummings is subject to the
completion of the Investors Bancorp, Inc.
acquisition. Should the acquisition not
close by the Annual Meeting, His election
by stockholders will not be considered at
the Annual Meeting).
1E. Election of Director: William P. Hankowsky Mgmt For For
1F. Election of Director: Edward J. ("Ned") Mgmt For For
Kelly III
1G. Election of Director: Robert G. Leary Mgmt For For
1H. Election of Director: Terrance J. Lillis Mgmt For For
1I. Election of Director: Michele N. Siekerka Mgmt For For
(The election of Ms. Siekerka is subject to
the completion of the Investors Bancorp,
Inc. acquisition. Should the acquisition
not close by the Annual Meeting, Her
election by stockholders will not be
considered at the Annual Meeting).
1J. Election of Director: Shivan Subramaniam Mgmt For For
1K. Election of Director: Christopher J. Swift Mgmt For For
1L. Election of Director: Wendy A. Watson Mgmt For For
1M. Election of Director: Marita Zuraitis Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for 2022.
4. Management Proposal to amend the Company's Mgmt For For
Certificate of Incorporation to Eliminate
Supermajority Vote Requirements.
--------------------------------------------------------------------------------------------------------------------------
CIVISTA BANCSHARES, INC. Agenda Number: 935560068
--------------------------------------------------------------------------------------------------------------------------
Security: 178867107
Meeting Type: Annual
Meeting Date: 19-Apr-2022
Ticker: CIVB
ISIN: US1788671071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Julie A. Mattlin Mgmt For For
James O. Miller Mgmt Withheld Against
Dennis E. Murray, Jr. Mgmt Withheld Against
Allen R. Nickles Mgmt For For
Mary Patricia Oliver Mgmt For For
William F. Ritzmann Mgmt For For
Dennis G. Shaffer Mgmt For For
Harry Singer Mgmt For For
Daniel J. White Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the
Corporation's named executive officers as
disclosed in the accompanying proxy
statement.
3. To ratify the appointment of BKD, LLP as Mgmt For For
the independent registered public
accounting firm of the Corporation for the
fiscal year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
COASTAL FINANCIAL CORPORATION Agenda Number: 935589854
--------------------------------------------------------------------------------------------------------------------------
Security: 19046P209
Meeting Type: Annual
Meeting Date: 24-May-2022
Ticker: CCB
ISIN: US19046P2092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for a 3-year term Mgmt For For
until the 2025 meeting of shareholders:
Christopher D. Adams
1.2 Election of Director for a 3-year term Mgmt Withheld Against
until the 2025 meeting of shareholders:
Steven D. Hovde
1.3 Election of Director for a 3-year term Mgmt For For
until the 2025 meeting of shareholders:
Stephan Klee
1.4 Election of Director for a 3-year term Mgmt Withheld Against
until the 2025 meeting of shareholders:
Thomas D. Lane
2. To ratify the selection of Moss Adams LLP Mgmt For For
as the independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
CODORUS VALLEY BANCORP, INC. Agenda Number: 935621272
--------------------------------------------------------------------------------------------------------------------------
Security: 192025104
Meeting Type: Annual
Meeting Date: 17-May-2022
Ticker: CVLY
ISIN: US1920251048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Cynthia A. Dotzel, CPA Mgmt Withheld Against
Craig L. Kauffman Mgmt For For
John E. Kiernan, Esq. Mgmt For For
2. Corporation Proposal: Approve an advisory, Mgmt For For
non-binding resolution regarding executive
compensation.
3. Corporation Proposal: Approve amendments to Mgmt For For
the 2007 Codorus Valley Bancorp, Inc.
Employee Stock Purchase Plan.
4. Corporation Proposal: Ratify the Mgmt For For
appointment of Crowe LLP as Codorus Valley
Bancorp, Inc.'s Independent Registered
Public Accounting Firm for the fiscal year
ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
COLONY BANKCORP, INC. Agenda Number: 935613453
--------------------------------------------------------------------------------------------------------------------------
Security: 19623P101
Meeting Type: Annual
Meeting Date: 19-May-2022
Ticker: CBAN
ISIN: US19623P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Scott L. Downing Mgmt For For
M. Frederick Dwozan, Jr Mgmt For For
T. Heath Fountain Mgmt For For
Terry L. Hester Mgmt For For
Edward P. Loomis, Jr. Mgmt For For
Mark H. Massee Mgmt Withheld Against
Meagan M. Mowry Mgmt For For
Matthew D. Reed Mgmt For For
Jonathan W. R. Ross Mgmt For For
Brian D. Schmitt Mgmt For For
Harold W. Wyatt, III Mgmt For For
2. To approve an amendment to the articles of Mgmt For For
incorporation of Colony Bankcorp, Inc. (the
"Company") to increase the number of
authorized shares of the Company's capital
stock from 30,000,000 to 60,000,000 shares,
and increase the number of authorized
shares of the Company's common stock, $1.00
par value per share, from 20,000,000 to
50,000,000 shares.
3. To approve, on an advisory non-binding Mgmt For For
basis, the compensation of the Company's
named executive officers as disclosed in
the enclosed Proxy Statement.
4. To ratify the appointment of Mauldin & Mgmt For For
Jenkins, LLC, as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
COLUMBIA BANKING SYSTEM, INC. Agenda Number: 935566034
--------------------------------------------------------------------------------------------------------------------------
Security: 197236102
Meeting Type: Annual
Meeting Date: 27-Apr-2022
Ticker: COLB
ISIN: US1972361026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Craig D. Eerkes Mgmt For For
1B. Election of Director: Laura Alvarez Schrag Mgmt For For
1C. Election of Director: Ford Elsaesser Mgmt For For
1D. Election of Director: Mark A. Finkelstein Mgmt For For
1E. Election of Director: Eric S. Forrest Mgmt For For
1F. Election of Director: Michelle M. Lantow Mgmt For For
1G. Election of Director: Randal L. Lund Mgmt For For
1H. Election of Director: Tracy Mack-Askew Mgmt For For
1I. Election of Director: S. Mae Fujita Numata Mgmt For For
1J. Election of Director: Elizabeth W. Seaton Mgmt For For
1K. Election of Director: Clint E. Stein Mgmt For For
1L. Election of Director: Janine T. Terrano Mgmt For For
2. To vote on an advisory (non-binding) Mgmt Against Against
resolution to approve the compensation of
Columbia's named executive officers.
3. To vote on an advisory (non-binding) Mgmt For For
resolution to appoint Deloitte & Touche LLP
as our independent registered public
accounting firm for fiscal year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
COLUMBIA BANKING SYSTEM,INC. Agenda Number: 935533504
--------------------------------------------------------------------------------------------------------------------------
Security: 197236102
Meeting Type: Special
Meeting Date: 26-Jan-2022
Ticker: COLB
ISIN: US1972361026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To vote on a proposal to approve an Mgmt For For
amendment to the amended and restated
articles of incorporation of Columbia
Banking System, Inc. ("Columbia") to effect
an increase in the number of authorized
shares of Columbia common stock, no par
value, from 115,000,000 to 520,000,000 (the
"articles amendment proposal").
2. To vote on a proposal to approve the Mgmt For For
issuance of Columbia common stock in
connection with the merger of Cascade
Merger Sub, Inc. ("Merger Sub"), a wholly
owned subsidiary of Columbia, with and into
Umpqua Holdings Corporation ("Umpqua") as
merger consideration to holders of shares
of Umpqua common stock pursuant to the
Agreement and Plan of Merger, dated as of
October 11, 2021 (as may be amended,
modified or supplemented from time to time
in accordance with its terms), by and among
Umpqua, Columbia and Merger Sub (the "share
issuance proposal").
3. To vote on a proposal to adjourn the Mgmt For For
special meeting, if necessary or
appropriate, to solicit additional proxies
if there are not sufficient votes at the
time of the special meeting to approve the
articles amendment proposal or the share
issuance proposal.
--------------------------------------------------------------------------------------------------------------------------
COMERICA INCORPORATED Agenda Number: 935562149
--------------------------------------------------------------------------------------------------------------------------
Security: 200340107
Meeting Type: Annual
Meeting Date: 26-Apr-2022
Ticker: CMA
ISIN: US2003401070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael E. Collins Mgmt For For
1B. Election of Director: Roger A. Cregg Mgmt For For
1C. Election of Director: Curtis C. Farmer Mgmt For For
1D. Election of Director: Nancy Flores Mgmt For For
1E. Election of Director: Jacqueline P. Kane Mgmt For For
1F. Election of Director: Richard G. Lindner Mgmt For For
1G. Election of Director: Barbara R. Smith Mgmt For For
1H. Election of Director: Robert S. Taubman Mgmt For For
1I. Election of Director: Reginald M. Turner, Mgmt For For
Jr.
1J. Election of Director: Nina G. Vaca Mgmt For For
1K. Election of Director: Michael G. Van de Ven Mgmt For For
2. Ratification of the Appointment of Ernst & Mgmt For For
Young LLP as Independent Registered Public
Accounting Firm
3. Approval of a Non-Binding, Advisory Mgmt For For
Proposal Approving Executive Compensation
--------------------------------------------------------------------------------------------------------------------------
CONNECTONE BANCORP, INC. Agenda Number: 935604454
--------------------------------------------------------------------------------------------------------------------------
Security: 20786W107
Meeting Type: Annual
Meeting Date: 24-May-2022
Ticker: CNOB
ISIN: US20786W1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank Sorrentino III Mgmt For For
Stephen T. Boswell Mgmt For For
Frank W. Baier Mgmt For For
Frank Huttle III Mgmt For For
Michael Kempner Mgmt For For
Nicholas Minoia Mgmt For For
Anson M. Moise Mgmt For For
Katherin Nukk-Freeman Mgmt For For
Joseph Parisi Jr. Mgmt For For
Daniel Rifkin Mgmt For For
Mark Sokolich Mgmt For For
William A. Thompson Mgmt For For
2. To vote, on an advisory basis, to approve Mgmt For For
the executive compensation of ConnectOne
Bancorp, Inc.'s named executive officers,
as described in the proxy statement.
3. To ratify the appointment of Crowe LLP as Mgmt For For
the Company's independent registered public
accountants for the fiscal year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
COUNTY BANCORP, INC. Agenda Number: 935491023
--------------------------------------------------------------------------------------------------------------------------
Security: 221907108
Meeting Type: Special
Meeting Date: 05-Oct-2021
Ticker: ICBK
ISIN: US2219071089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Agreement and Plan of Merger Mgmt For For
dated as of June 22, 2021, as the same may
from time to time be amended, between
County Bancorp, Inc. and Nicolet
Bankshares, Inc., pursuant to which County
Bancorp, Inc. will merge with and into
Nicolet Bankshares, Inc.
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation that may be paid or
become payable to County Bancorp, Inc.'s
named executive officers that is based on
or otherwise relates to the merger.
3. To approve the adjournment of the special Mgmt For For
meeting, if necessary or appropriate, to
solicit additional proxies to approve the
merger agreement and the transactions
contemplated by the merger agreement.
--------------------------------------------------------------------------------------------------------------------------
CULLEN/FROST BANKERS, INC. Agenda Number: 935564612
--------------------------------------------------------------------------------------------------------------------------
Security: 229899109
Meeting Type: Annual
Meeting Date: 27-Apr-2022
Ticker: CFR
ISIN: US2298991090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Carlos Alvarez Mgmt For For
1B. Election of Director: Chris M. Avery Mgmt For For
1C. Election of Director: Anthony R. Chase Mgmt For For
1D. Election of Director: Cynthia J. Comparin Mgmt For For
1E. Election of Director: Samuel G. Dawson Mgmt For For
1F. Election of Director: Crawford H. Edwards Mgmt For For
1G. Election of Director: Patrick B. Frost Mgmt For For
1H. Election of Director: Phillip D. Green Mgmt For For
1I. Election of Director: David J. Haemisegger Mgmt For For
1J. Election of Director: Charles W. Matthews Mgmt For For
1K. Election of Director: Linda B. Rutherford Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP to act as independent auditors of
Cullen/Frost for the fiscal year that began
January 1, 2022.
3. To provide nonbinding approval of executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
CVB FINANCIAL CORP. Agenda Number: 935590186
--------------------------------------------------------------------------------------------------------------------------
Security: 126600105
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: CVBF
ISIN: US1266001056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
George A. Borba, Jr. Mgmt For For
David A. Brager Mgmt For For
Stephen A. Del Guercio Mgmt For For
Rodrigo Guerra, Jr. Mgmt For For
Anna Kan Mgmt For For
Jane Olvera Mgmt For For
Raymond V. O'Brien III Mgmt For For
Hal W. Oswalt Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of CVB Financial
Corp.'s named executive officers ("Say-On-
Pay").
3. Ratification of appointment of KPMG LLP as Mgmt For For
independent registered public accountants
of CVB Financial Corp. for the year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
EAGLE BANCORP MONTANA, INC. Agenda Number: 935538299
--------------------------------------------------------------------------------------------------------------------------
Security: 26942G100
Meeting Type: Special
Meeting Date: 26-Jan-2022
Ticker: EBMT
ISIN: US26942G1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve and adopt the Agreement and Plan Mgmt For For
of Merger, dated as of September 30, 2021,
by and among Eagle Bancorp Montana, Inc.
("Eagle"), Opportunity Bank of Montana,
First Community Bancorp, Inc. and First
Community Bank (the "Eagle merger
proposal") pursuant to which First
Community Bancorp, Inc. will merge with and
into Eagle.
2. To adjourn the special meeting of Eagle Mgmt For For
shareholders, if necessary or appropriate,
to solicit additional proxies if,
immediately prior to such adjournment,
there are not sufficient votes to approve
the Eagle merger proposal or to ensure that
any supplement or amendment to the
accompanying joint proxy
statement/prospectus is timely provided to
holders of Eagle common stock (the "Eagle
adjournment proposal").
--------------------------------------------------------------------------------------------------------------------------
EAGLE BANCORP MONTANA, INC. Agenda Number: 935570401
--------------------------------------------------------------------------------------------------------------------------
Security: 26942G100
Meeting Type: Annual
Meeting Date: 21-Apr-2022
Ticker: EBMT
ISIN: US26942G1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Laura F. Clark* Mgmt For For
Benjamin G. Ruddy# Mgmt For For
Maureen J. Rude# Mgmt For For
Rick F. Hays# Mgmt Withheld Against
Peter J. Johnson# Mgmt For For
2. Ratification of appointment of Moss Adams Mgmt For For
LLP as Eagle Bancorp Montana, Inc.'s
independent registered public accounting
firm for fiscal year ending December 31,
2022.
3. Advisory vote on named executive officer Mgmt For For
compensation as disclosed in the proxy
statement.
4. Approval of Amendment No. 4 to the 2011 Mgmt For For
Stock Incentive Plan for Directors,
Officers and Employees.
--------------------------------------------------------------------------------------------------------------------------
EAST WEST BANCORP, INC. Agenda Number: 935596950
--------------------------------------------------------------------------------------------------------------------------
Security: 27579R104
Meeting Type: Annual
Meeting Date: 26-May-2022
Ticker: EWBC
ISIN: US27579R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve until the Mgmt For For
next annual meeting: Manuel P. Alvarez
1.2 Election of Director to serve until the Mgmt For For
next annual meeting: Molly Campbell
1.3 Election of Director to serve until the Mgmt For For
next annual meeting: Iris S. Chan
1.4 Election of Director to serve until the Mgmt For For
next annual meeting: Archana Deskus
1.5 Election of Director to serve until the Mgmt For For
next annual meeting: Rudolph I. Estrada
1.6 Election of Director to serve until the Mgmt For For
next annual meeting: Paul H. Irving
1.7 Election of Director to serve until the Mgmt For For
next annual meeting: Jack C. Liu
1.8 Election of Director to serve until the Mgmt For For
next annual meeting: Dominic Ng
1.9 Election of Director to serve until the Mgmt For For
next annual meeting: Lester M. Sussman
2. To approve, on an advisory basis, our Mgmt For For
executive compensation for 2021.
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
EQUITY BANCSHARES, INC. Agenda Number: 935566200
--------------------------------------------------------------------------------------------------------------------------
Security: 29460X109
Meeting Type: Annual
Meeting Date: 26-Apr-2022
Ticker: EQBK
ISIN: US29460X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: R. Renee Mgmt Against Against
Koger
1.2 Election of Class I Director: James S. Mgmt For For
Loving
1.3 Election of Class I Director: Jerry P. Mgmt Against Against
Maland
1.4 Election of Class I Director: Shawn D. Mgmt Against Against
Penner
2. Advisory vote to approve the compensation Mgmt For For
paid to the named executive officers of the
Company.
3. Vote to approve the Equity Bancshares, Inc. Mgmt For For
2022 Omnibus Equity Incentive Plan
4. Ratification of Crowe LLP as the Company's Mgmt For For
independent registered public accounting
firm for the year ending December 31, 2022
--------------------------------------------------------------------------------------------------------------------------
ESSA BANCORP, INC. Agenda Number: 935545434
--------------------------------------------------------------------------------------------------------------------------
Security: 29667D104
Meeting Type: Annual
Meeting Date: 03-Mar-2022
Ticker: ESSA
ISIN: US29667D1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for a three-year term Mgmt For For
to expire in 2025: Joseph S. Durkin
1.2 Election of Director for a three-year term Mgmt For For
to expire in 2025: Christine D. Gordon
1.3 Election of Director for a three-year term Mgmt For For
to expire in 2025: Gary S. Olson
1.4 Election of Director for a three-year term Mgmt For For
to expire in 2025: Carolyn P. Stennett
2. The ratification of the appointment of S.R. Mgmt For For
Snodgrass, P.C. as the Company's
independent registered public accountants
for the fiscal year ending September 30,
2022.
3. The consideration of an advisory, Mgmt For For
non-binding resolution with respect to the
executive compensation described in the
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
EVANS BANCORP, INC. Agenda Number: 935572467
--------------------------------------------------------------------------------------------------------------------------
Security: 29911Q208
Meeting Type: Annual
Meeting Date: 03-May-2022
Ticker: EVBN
ISIN: US29911Q2084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for a three-year term: Mgmt For For
David J. Nasca
1.2 Election of Director for a three-year term: Mgmt For For
David R. Pfalzgraf, Jr.
1.3 Election of Director for a three-year term: Mgmt For For
Thomas H. Waring, Jr.
1.4 Election of Director for a three-year term: Mgmt For For
Lee C. Wortham
2. Approval, on an advisory basis, of the Mgmt For For
compensation paid to our named executive
officers.
3. Ratification of the appointment of Crowe Mgmt For For
LLP as Evans Bancorp, Inc.'s independent
registered public accounting firm for
fiscal year 2022.
--------------------------------------------------------------------------------------------------------------------------
FARMERS & MERCHANTS BANCORP, INC. Agenda Number: 935561868
--------------------------------------------------------------------------------------------------------------------------
Security: 30779N105
Meeting Type: Annual
Meeting Date: 12-Apr-2022
Ticker: FMAO
ISIN: US30779N1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrew J. Briggs Mgmt For For
1B. Election of Director: Eugene N. Burkholder Mgmt For For
1C. Election of Director: Lars B. Eller Mgmt For For
1D. Election of Director: Jo Ellen Hornish Mgmt For For
1E. Election of Director: Jack C. Johnson Mgmt For For
1F. Election of Director: Lori A. Johnston Mgmt For For
1G. Election of Director: Marcia S. Latta Mgmt Withheld Against
1H. Election of Director: Steven J. Planson Mgmt For For
1I. Election of Director: Kevin J. Sauder Mgmt For For
1J. Election of Director: Frank R. Simon Mgmt For For
1K. Election of Director: K. Brad Stamm Mgmt For For
1L. Election of Director: David P. Vernon Mgmt For For
2. Nonbinding Auditor Ratification. An Mgmt For For
advisory vote on the ratification of the
Company's appointment of the independent
registered public accounting firm, BKD, LLP
for the fiscal year ending December 31,
2022.
--------------------------------------------------------------------------------------------------------------------------
FARMERS NATIONAL BANC CORP. Agenda Number: 935572544
--------------------------------------------------------------------------------------------------------------------------
Security: 309627107
Meeting Type: Annual
Meeting Date: 21-Apr-2022
Ticker: FMNB
ISIN: US3096271073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director to serve for Mgmt Withheld Against
terms of three years to expire at 2025:
Ralph D. Macali
1.2 Election of Class III Director to serve for Mgmt For For
terms of three years to expire at 2025:
Frank J. Monaco
1.3 Election of Class III Director to serve for Mgmt For For
terms of three years to expire at 2025:
Edward W. Muransky
1.4 Election of Class III Director to serve for Mgmt For For
terms of three years to expire at 2025:
Richard B. Thompson
2. to consider and vote upon a non-binding Mgmt For For
advisory resolution to approve the
compensation of the Company's named
executive officers
3. to consider and vote upon a proposal to Mgmt For For
ratify the appointment of
CliftonLarsonAllen LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2022
4. to adopt and approve the Farmers National Mgmt For For
Banc Corp 2022 Equity Incentive Plan
--------------------------------------------------------------------------------------------------------------------------
FIFTH THIRD BANCORP Agenda Number: 935553556
--------------------------------------------------------------------------------------------------------------------------
Security: 316773100
Meeting Type: Annual
Meeting Date: 12-Apr-2022
Ticker: FITB
ISIN: US3167731005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director until 2023 Annual Mgmt For For
meeting: Nicholas K. Akins
1B. Election of Director until 2023 Annual Mgmt For For
meeting: B. Evan Bayh, III
1C. Election of Director until 2023 Annual Mgmt For For
meeting: Jorge L. Benitez
1D. Election of Director until 2023 Annual Mgmt For For
meeting: Katherine B. Blackburn
1E. Election of Director until 2023 Annual Mgmt For For
meeting: Emerson L. Brumback
1F. Election of Director until 2023 Annual Mgmt For For
meeting: Greg D. Carmichael
1G. Election of Director until 2023 Annual Mgmt For For
meeting: Linda W. Clement-Holmes
1H. Election of Director until 2023 Annual Mgmt For For
meeting: C. Bryan Daniels
1I. Election of Director until 2023 Annual Mgmt For For
meeting: Mitchell S. Feiger
1J. Election of Director until 2023 Annual Mgmt For For
meeting: Thomas H. Harvey
1K. Election of Director until 2023 Annual Mgmt For For
meeting: Gary R. Heminger
1L. Election of Director until 2023 Annual Mgmt For For
meeting: Jewell D. Hoover
1M. Election of Director until 2023 Annual Mgmt For For
meeting: Eileen A. Mallesch
1N. Election of Director until 2023 Annual Mgmt For For
meeting: Michael B. McCallister
1O. Election of Director until 2023 Annual Mgmt For For
meeting: Marsha C. Williams
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP to serve as the independent
external audit firm for the Company for the
year 2022.
3. An advisory vote on approval of Company's Mgmt For For
compensation of its named executive
officers.
4. Approval of an amendment to the Fifth Third Mgmt For For
Bancorp Code of Regulations to establish
the exclusive jurisdiction of federal
courts for actions brought under the
Securities Act of 1933, as amended.
--------------------------------------------------------------------------------------------------------------------------
FIRST BUSINESS FINANCIAL SERVICES, INC. Agenda Number: 935558227
--------------------------------------------------------------------------------------------------------------------------
Security: 319390100
Meeting Type: Annual
Meeting Date: 29-Apr-2022
Ticker: FBIZ
ISIN: US3193901002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director: W. Kent Mgmt For For
Lorenz
1.2 Election of Class III Director: Carol P. Mgmt For For
Sanders
2. To approve, in a non-binding, advisory Mgmt For For
vote, the compensation of the Company's
named executive officers.
3. To ratify the appointment of Crowe LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
FIRST COMMUNITY CORPORATION Agenda Number: 935587355
--------------------------------------------------------------------------------------------------------------------------
Security: 319835104
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: FCCO
ISIN: US3198351047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael C. Crapps Mgmt For For
Jan H. Hollar Mgmt For For
Mickey E. Layden Mgmt For For
Jane S. Sosebee Mgmt For For
2. To approve the compensation of our named Mgmt For For
executive officers as disclosed in the
proxy statement (this is a non-binding,
advisory vote), ("Say-on-Pay").
3. To ratify the appointment of Elliott Davis, Mgmt For For
LLC as our independent registered public
accounting firm for 2022.
--------------------------------------------------------------------------------------------------------------------------
FIRST FINANCIAL BANCORP. Agenda Number: 935604365
--------------------------------------------------------------------------------------------------------------------------
Security: 320209109
Meeting Type: Annual
Meeting Date: 24-May-2022
Ticker: FFBC
ISIN: US3202091092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William G. Barron Mgmt For For
Vincent A. Berta Mgmt For For
Cynthia O. Booth Mgmt For For
Archie M. Brown Mgmt For For
Claude E. Davis Mgmt For For
Corinne R. Finnerty Mgmt For For
Susan L. Knust Mgmt For For
William J. Kramer Mgmt For For
Thomas M. O'Brien Mgmt For For
Maribeth S. Rahe Mgmt For For
Gary W. Warzala Mgmt For For
2. Ratification of Crowe LLP as the Company's Mgmt For For
independent registered public accounting
firm for 2022.
3. Advisory (non-binding) vote on the Mgmt For For
compensation of the Company's executive
officers.
--------------------------------------------------------------------------------------------------------------------------
FIRST HORIZON CORPORATION Agenda Number: 935562339
--------------------------------------------------------------------------------------------------------------------------
Security: 320517105
Meeting Type: Annual
Meeting Date: 26-Apr-2022
Ticker: FHN
ISIN: US3205171057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2023 Annual Meeting of Shareholders: Harry
V. Barton, Jr.
1B. Election of Director to serve until the Mgmt For For
2023 Annual Meeting of Shareholders:
Kenneth A. Burdick
1C. Election of Director to serve until the Mgmt For For
2023 Annual Meeting of Shareholders: Daryl
G. Byrd
1D. Election of Director to serve until the Mgmt For For
2023 Annual Meeting of Shareholders: John
N. Casbon
1E. Election of Director to serve until the Mgmt For For
2023 Annual Meeting of Shareholders: John
C. Compton
1F. Election of Director to serve until the Mgmt For For
2023 Annual Meeting of Shareholders: Wendy
P. Davidson
1G. Election of Director to serve until the Mgmt For For
2023 Annual Meeting of Shareholders:
William H. Fenstermaker
1H. Election of Director to serve until the Mgmt For For
2023 Annual Meeting of Shareholders: D.
Bryan Jordan
1I. Election of Director to serve until the Mgmt For For
2023 Annual Meeting of Shareholders: J.
Michael Kemp, Sr.
1J. Election of Director to serve until the Mgmt For For
2023 Annual Meeting of Shareholders: Rick
E. Maples
1K. Election of Director to serve until the Mgmt For For
2023 Annual Meeting of Shareholders: Vicki
R. Palmer
1L. Election of Director to serve until the Mgmt For For
2023 Annual Meeting of Shareholders: Colin
V. Reed
1M. Election of Director to serve until the Mgmt For For
2023 Annual Meeting of Shareholders: E.
Stewart Shea, III
1N. Election of Director to serve until the Mgmt For For
2023 Annual Meeting of Shareholders:
Cecelia D. Stewart
1O. Election of Director to serve until the Mgmt Against Against
2023 Annual Meeting of Shareholders: Rajesh
Subramaniam
1P. Election of Director to serve until the Mgmt For For
2023 Annual Meeting of Shareholders: Rosa
Sugranes
1Q. Election of Director to serve until the Mgmt For For
2023 Annual Meeting of Shareholders: R.
Eugene Taylor
2. Ratification of appointment of KPMG LLP as Mgmt For For
auditors
3. Approval of an advisory resolution to Mgmt For For
approve executive compensation
--------------------------------------------------------------------------------------------------------------------------
FIRST HORIZON CORPORATION Agenda Number: 935631160
--------------------------------------------------------------------------------------------------------------------------
Security: 320517105
Meeting Type: Special
Meeting Date: 31-May-2022
Ticker: FHN
ISIN: US3205171057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Proposal to approve the Agreement and Plan Mgmt For For
of Merger, dated as of February 27, 2022,
as it may be amended from time to time in
accordance with its terms, by and among
First Horizon Corporation, The
Toronto-Dominion Bank, TD Bank US Holding
Company and Falcon Holdings Acquisition Co.
(the "merger agreement") (the "First
Horizon merger proposal").
2. Proposal to approve, on an advisory Mgmt Against Against
(non-binding) basis, the merger-related
compensation payments that will or may be
paid by First Horizon to its named
executive officers in connection with the
transactions contemplated by the merger
agreement (the "First Horizon compensation
proposal").
3. Proposal to approve the adjournment of the Mgmt For For
First Horizon special meeting, to solicit
additional proxies (i) if there are not
sufficient votes at the time of the First
Horizon special meeting to approve the
First Horizon merger proposal or (ii) if
adjournment is necessary or appropriate to
ensure that any supplement or amendment to
this proxy statement is timely provided to
holders of First Horizon common stock (the
"First Horizon adjournment proposal").
--------------------------------------------------------------------------------------------------------------------------
FIRST INTERSTATE BANCSYSTEM,INC Agenda Number: 935607133
--------------------------------------------------------------------------------------------------------------------------
Security: 32055Y201
Meeting Type: Annual
Meeting Date: 25-May-2022
Ticker: FIBK
ISIN: US32055Y2019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stephen B. Bowman Mgmt For For
Frances P. Grieb Mgmt For For
Stephen M. Lacy Mgmt For For
Joyce A. Phillips Mgmt For For
Jonathan R. Scott Mgmt For For
2a. Appointment of additional Director: James Mgmt For For
P. Brannen
2b. Appointment of additional Director: Thomas Mgmt For For
E. Henning
2c. Appointment of additional Director: Daniel Mgmt For For
A. Rykhus
3. Ratification of RSM US LLP as our Mgmt For For
Independent Registered Public Accounting
Firm for the Year Ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
FIRST MERCHANTS CORPORATION Agenda Number: 935575146
--------------------------------------------------------------------------------------------------------------------------
Security: 320817109
Meeting Type: Annual
Meeting Date: 10-May-2022
Ticker: FRME
ISIN: US3208171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
F. Howard Halderman Mgmt Withheld Against
Clark C. Kellogg Mgmt Withheld Against
Michael C. Rechin Mgmt For For
Charles E. Schalliol Mgmt Withheld Against
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation of First Merchants
Corporation's named executive officers.
3. Proposal to ratify the appointment of the Mgmt For For
firm BKD, LLP as the independent auditor
for 2022.
--------------------------------------------------------------------------------------------------------------------------
FIRST MID BANCSHARES, INC. Agenda Number: 935566046
--------------------------------------------------------------------------------------------------------------------------
Security: 320866106
Meeting Type: Annual
Meeting Date: 27-Apr-2022
Ticker: FMBH
ISIN: US3208661062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Robert S. Cook Mgmt For For
1.2 Election of Director: Gisele A. Marcus Mgmt For For
1.3 Election of Director: James E. Zimmer Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FIRST NORTHWEST BANCORP Agenda Number: 935601674
--------------------------------------------------------------------------------------------------------------------------
Security: 335834107
Meeting Type: Annual
Meeting Date: 24-May-2022
Ticker: FNWB
ISIN: US3358341077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve for a Mgmt For For
two-year term: Gabriel S. Galanda
1.2 Election of Director to serve for a Mgmt For For
three-year term: Sherilyn G. Anderson
1.3 Election of Director to serve for a Mgmt For For
three-year term: Dana D. Behar
1.4 Election of Director to serve for a Mgmt For For
three-year term: Cindy H. Finnie
2. Approval of the Amended and Restated Mgmt For For
Articles of Incorporation of First
Northwest Bancorp to provide for electing
directors annually and other updates not
related to amendments to our articles of
incorporation described in Proposal 3.
3. Approval of the Amended and Restated Mgmt For For
Articles of Incorporation of First
Northwest Bancorp to provide for approval
of amendments to our articles of
incorporation by a majority of the
outstanding shares and other updates not
related to an amendment to elect directors
annually described in Proposal 2.
4. An advisory (non-binding) vote to approve Mgmt For For
the compensation of our named executive
officers, as disclosed in the Proxy
Statement.
5. Ratification of the appointment of Moss Mgmt For For
Adams LLP as our independent registered
public accounting firm for the year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
FLUSHING FINANCIAL CORPORATION Agenda Number: 935585452
--------------------------------------------------------------------------------------------------------------------------
Security: 343873105
Meeting Type: Annual
Meeting Date: 17-May-2022
Ticker: FFIC
ISIN: US3438731057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class C Director for a term Mgmt For For
expiring in 2025: John R. Buran
1B. Election of Class C Director for a term Mgmt For For
expiring in 2025: James D. Bennett
1C. Election of Class C Director for a term Mgmt For For
expiring in 2025: Alfred A. DelliBovi
1D. Election of Class C Director for a term Mgmt For For
expiring in 2025: Douglas C. Manditch
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of appointment of BDO USA, LLP Mgmt For For
as the Independent Registered Public
Accounting Firm for the year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
GERMAN AMERICAN BANCORP, INC. Agenda Number: 935596671
--------------------------------------------------------------------------------------------------------------------------
Security: 373865104
Meeting Type: Annual
Meeting Date: 19-May-2022
Ticker: GABC
ISIN: US3738651047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Zachary W. Bawel Mgmt For For
1.2 Election of Director: D. Neil Dauby Mgmt For For
1.3 Election of Director: Susan J. Ellspermann Mgmt For For
1.4 Election of Director: Thomas W. Seger Mgmt Withheld Against
2. To approve, on an advisory basis, the Mgmt For For
appointment of Crowe LLP as our independent
registered public accounting firm for the
year ending December 31, 2022
--------------------------------------------------------------------------------------------------------------------------
GLACIER BANCORP, INC. Agenda Number: 935573623
--------------------------------------------------------------------------------------------------------------------------
Security: 37637Q105
Meeting Type: Annual
Meeting Date: 27-Apr-2022
Ticker: GBCI
ISIN: US37637Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David C. Boyles Mgmt Withheld Against
Robert A. Cashell, Jr. Mgmt Withheld Against
Randall M. Chesler Mgmt For For
Sherry L. Cladouhos Mgmt Withheld Against
Annie M. Goodwin Mgmt Withheld Against
Kristen L. Heck Mgmt Withheld Against
Michael B. Hormaechea Mgmt For For
Craig A. Langel Mgmt Withheld Against
Douglas J. McBride Mgmt Withheld Against
2. To approve an amendment to the restated Mgmt For For
articles of incorporation of Glacier
Bancorp, Inc. (the "Company") to increase
the authorized number of shares of common
stock to 234,000,000
3. To vote on an advisory (non-binding) Mgmt For For
resolution to approve the compensation of
the Company's named executive officers
4. To ratify the appointment of BKD, LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2022
--------------------------------------------------------------------------------------------------------------------------
GREAT SOUTHERN BANCORP, INC. Agenda Number: 935568824
--------------------------------------------------------------------------------------------------------------------------
Security: 390905107
Meeting Type: Annual
Meeting Date: 11-May-2022
Ticker: GSBC
ISIN: US3909051076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for a three year term: Mgmt For For
Julie Turner Brown
1.2 Election of Director for a three year term: Mgmt Withheld Against
Earl A. Steinert, Jr.
1.3 Election of Director for a three year term: Mgmt For For
William V. Turner
2. The advisory (non-binding) vote on Mgmt For For
executive compensation.
3. The approval of the Great Southern Bancorp, Mgmt For For
Inc. 2022 Omnibus Incentive Plan.
4. The ratification of the appointment of BKD, Mgmt For For
LLP as Great Southern Bancorp, Inc.'s
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
--------------------------------------------------------------------------------------------------------------------------
GREAT WESTERN BANCORP INC Agenda Number: 935536803
--------------------------------------------------------------------------------------------------------------------------
Security: 391416104
Meeting Type: Special
Meeting Date: 19-Jan-2022
Ticker: GWB
ISIN: US3914161043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Proposal to approve and adopt the Agreement Mgmt For For
and Plan of Merger, dated as of September
15, 2021, by and between Great Western
Bancorp, Inc. ("Great Western") and First
Interstate BancSystem, Inc. (as amended
from time to time) (the "Great Western
merger proposal").
2. Proposal to approve, on a non-binding, Mgmt Against Against
advisory basis, the compensation that may
be paid or become payable to Great
Western's named executive officers that is
based on or otherwise relates to the merger
(the "Great Western compensation
proposal").
3. Proposal to adjourn or postpone the Great Mgmt For For
Western special meeting, if necessary or
appropriate, to solicit additional proxies
if, immediately prior to such adjournment
or postponement, there are not sufficient
votes to approve the Great Western merger
proposal or to ensure that any supplement
or amendment to the accompanying joint
proxy statement/prospectus is timely
provided to holders of Great Western common
stock (the "Great Western adjournment
proposal").
--------------------------------------------------------------------------------------------------------------------------
HANCOCK WHITNEY CORPORATION Agenda Number: 935560828
--------------------------------------------------------------------------------------------------------------------------
Security: 410120109
Meeting Type: Annual
Meeting Date: 27-Apr-2022
Ticker: HWC
ISIN: US4101201097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Hardy B. Fowler Mgmt For For
Randall W. Hanna Mgmt For For
H. Merritt Lane, III Mgmt For For
Sonya C. Little Mgmt For For
Sonia A. Perez Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To approve an amendment to the Hancock Mgmt For For
Whitney Corporation 2020 Long Term
Incentive Plan to increase the number of
shares available by 1,400,000.
4. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm to audit the books of the Company and
its subsidiaries for 2022.
--------------------------------------------------------------------------------------------------------------------------
HBT FINANCIAL, INC. Agenda Number: 935582177
--------------------------------------------------------------------------------------------------------------------------
Security: 404111106
Meeting Type: Annual
Meeting Date: 17-May-2022
Ticker: HBT
ISIN: US4041111067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Roger A. Baker Mgmt Withheld Against
1.2 Election of Director: C. Alvin Bowman Mgmt For For
1.3 Election of Director: Eric E. Burwell Mgmt For For
1.4 Election of Director: Patrick F. Busch Mgmt Withheld Against
1.5 Election of Director: J. Lance Carter Mgmt Withheld Against
1.6 Election of Director: Allen C. Drake Mgmt Withheld Against
1.7 Election of Director: Fred L. Drake Mgmt Withheld Against
1.8 Election of Director: Linda J. Koch Mgmt For For
1.9 Election of Director: Gerald E. Pfeiffer Mgmt For For
2. Ratification of the appointment of RSM US Mgmt For For
LLP as the independent registered public
accounting firm for the year ending
December 31, 2022
--------------------------------------------------------------------------------------------------------------------------
HERITAGE COMMERCE CORP Agenda Number: 935610697
--------------------------------------------------------------------------------------------------------------------------
Security: 426927109
Meeting Type: Annual
Meeting Date: 26-May-2022
Ticker: HTBK
ISIN: US4269271098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. M. Biagini-Komas Mgmt For For
Bruce H. Cabral Mgmt For For
Jack W. Conner Mgmt For For
Jason DiNapoli Mgmt For For
Stephen G. Heitel Mgmt For For
Kamran F. Husain Mgmt For For
Walter T. Kaczmarek Mgmt For For
Robert T. Moles Mgmt For For
Laura Roden Mgmt For For
Marina H. Park Sutton Mgmt For For
Ranson W. Webster Mgmt For For
2. Advisory proposal on executive Mgmt For For
compensation.
3. Ratification of selection of independent Mgmt For For
registered public accounting firm for the
year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
HORIZON BANCORP, INC. Agenda Number: 935564763
--------------------------------------------------------------------------------------------------------------------------
Security: 440407104
Meeting Type: Annual
Meeting Date: 05-May-2022
Ticker: HBNC
ISIN: US4404071049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Susan D. Aaron Mgmt For For
1.2 Election of Director: Eric P. Blackhurst Mgmt Withheld Against
1.3 Election of Director: Craig M. Dwight Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of appointment of BKD, LLP as Mgmt For For
independent auditors.
--------------------------------------------------------------------------------------------------------------------------
HOWARD BANCORP, INC. Agenda Number: 935505050
--------------------------------------------------------------------------------------------------------------------------
Security: 442496105
Meeting Type: Special
Meeting Date: 09-Nov-2021
Ticker: HBMD
ISIN: US4424961054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A proposal to approve the Agreement and Mgmt For For
Plan of Merger, dated July 12, 2021, by and
between Howard and F.N.B. Corporation
("F.N.B."), as it may be amended from time
to time (the "merger agreement"), and the
merger of Howard with and into F.N.B. (the
"merger") on the terms and subject to the
conditions set forth in the merger
agreement (the "merger proposal").
2. A proposal to approve, on a non-binding, Mgmt Against Against
advisory basis, the compensation that may
be paid or become payable to the named
executive officers of Howard that is based
on or otherwise relates to the merger (the
"compensation proposal").
3. A proposal to approve one or more Mgmt For For
adjournments of the special meeting, if
necessary or appropriate, to permit further
solicitation of proxies in favor of the
merger proposal (the "adjournment
proposal").
--------------------------------------------------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED Agenda Number: 935558025
--------------------------------------------------------------------------------------------------------------------------
Security: 446150104
Meeting Type: Annual
Meeting Date: 20-Apr-2022
Ticker: HBAN
ISIN: US4461501045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lizabeth Ardisana Mgmt For For
1B. Election of Director: Alanna Y. Cotton Mgmt For For
1C. Election of Director: Ann B. Crane Mgmt For For
1D. Election of Director: Robert S. Cubbin Mgmt For For
1E. Election of Director: Gina D. France Mgmt For For
1F. Election of Director: J. Michael Mgmt For For
Hochschwender
1G. Election of Director: Richard H. King Mgmt For For
1H. Election of Director: Katherine M. A. Kline Mgmt For For
1I. Election of Director: Richard W. Neu Mgmt For For
1J. Election of Director: Kenneth J. Phelan Mgmt For For
1K. Election of Director: David L. Porteous Mgmt For For
1L. Election of Director: Roger J. Sit Mgmt For For
1M. Election of Director: Stephen D. Steinour Mgmt For For
1N. Election of Director: Jeffrey L. Tate Mgmt For For
1O. Election of Director: Gary Torgow Mgmt For For
2. An advisory resolution to approve, on a Mgmt For For
non-binding basis, the compensation of
executives as disclosed in the accompanying
proxy statement.
3. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2022.
--------------------------------------------------------------------------------------------------------------------------
INDEPENDENT BANK CORP. Agenda Number: 935468567
--------------------------------------------------------------------------------------------------------------------------
Security: 453836108
Meeting Type: Special
Meeting Date: 05-Aug-2021
Ticker: INDB
ISIN: US4538361084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the issuance of Independent Bank Mgmt For For
Corp. ("Independent") common stock to
holders of Meridian Bancorp, Inc.
("Meridian") common stock pursuant to the
Agreement and Plan of Merger, dated as of
April 22, 2021 (the "merger agreement"), by
and among Independent, Bradford Merger Sub
Inc., Rockland Trust Company, Meridian and
East Boston Savings Bank (the "Independent
share issuance proposal").
2. Approve the adjournment of the Independent Mgmt For For
Bank Corp. special meeting, if necessary or
appropriate, to solicit additional proxies
if there are insufficient votes at the time
of the Independent special meeting to
approve the Independent share issuance
proposal or to ensure that any supplement
or amendment to the accompanying joint
proxy statement/prospectus is timely
provided to Independent shareholders (the
"Independent adjournment proposal").
--------------------------------------------------------------------------------------------------------------------------
INDEPENDENT BANK CORP. Agenda Number: 935590427
--------------------------------------------------------------------------------------------------------------------------
Security: 453836108
Meeting Type: Annual
Meeting Date: 19-May-2022
Ticker: INDB
ISIN: US4538361084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: Michael P. Mgmt For For
Hogan
1.2 Election of Class II Director: Eileen C. Mgmt For For
Miskell
1.3 Election of Class II Director: Gerard F. Mgmt For For
Nadeau
1.4 Election of Class II Director: Susan Perry Mgmt For For
O'Day
1.5 Election of Class II Director: Thomas R. Mgmt For For
Venables
2. Ratify the Appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm for 2022
3. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
INDEPENDENT BANK CORPORATION Agenda Number: 935555473
--------------------------------------------------------------------------------------------------------------------------
Security: 453838609
Meeting Type: Annual
Meeting Date: 19-Apr-2022
Ticker: IBCP
ISIN: US4538386099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dennis W. Archer, Jr. Mgmt For For
William J. Boer Mgmt For For
Joan A. Budden Mgmt For For
Michael J. Cok Mgmt For For
2. Ratification of the appointment of Crowe Mgmt For For
LLP as independent auditors for the fiscal
year ending December 31, 2022.
3. Approval of an advisory (non-binding) Mgmt For For
resolution to approve the compensation paid
to our executives.
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 935580515
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 17-May-2022
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Linda B. Bammann Mgmt For For
1b. Election of Director: Stephen B. Burke Mgmt For For
1c. Election of Director: Todd A. Combs Mgmt For For
1d. Election of Director: James S. Crown Mgmt For For
1e. Election of Director: James Dimon Mgmt For For
1f. Election of Director: Timothy P. Flynn Mgmt For For
1g. Election of Director: Mellody Hobson Mgmt For For
1h. Election of Director: Michael A. Neal Mgmt For For
1i. Election of Director: Phebe N. Novakovic Mgmt For For
1j. Election of Director: Virginia M. Rometty Mgmt For For
2. Advisory resolution to approve executive Mgmt Against Against
compensation
3. Ratification of independent registered Mgmt For For
public accounting firm
4. Fossil fuel financing Shr Against For
5. Special shareholder meeting improvement Shr For Against
6. Independent board chairman Shr Against For
7. Board diversity resolution Shr Against For
8. Conversion to public benefit corporation Shr Against For
9. Report on setting absolute contraction Shr Against For
targets
--------------------------------------------------------------------------------------------------------------------------
KEYCORP Agenda Number: 935575045
--------------------------------------------------------------------------------------------------------------------------
Security: 493267108
Meeting Type: Annual
Meeting Date: 12-May-2022
Ticker: KEY
ISIN: US4932671088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Alexander M. Cutler Mgmt For For
1B. Election of Director: H. James Dallas Mgmt For For
1C. Election of Director: Elizabeth R. Gile Mgmt For For
1D. Election of Director: Ruth Ann M. Gillis Mgmt For For
1E. Election of Director: Christopher M. Gorman Mgmt For For
1F. Election of Director: Robin N. Hayes Mgmt For For
1G. Election of Director: Carlton L. Highsmith Mgmt For For
1H. Election of Director: Richard J. Hipple Mgmt For For
1I. Election of Director: Devina A. Rankin Mgmt For For
1J. Election of Director: Barbara R. Snyder Mgmt For For
1K. Election of Director: Richard J. Tobin Mgmt For For
1L. Election of Director: Todd J. Vasos Mgmt For For
1M. Election of Director: David K. Wilson Mgmt For For
2. Ratification of the appointment of Mgmt For For
independent auditor.
3. Advisory approval of executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
LANDMARK BANCORP, INC. Agenda Number: 935619215
--------------------------------------------------------------------------------------------------------------------------
Security: 51504L107
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: LARK
ISIN: US51504L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Patrick L. Alexander Mgmt Against Against
1.2 Election of Director: Jim W. Lewis Mgmt For For
1.3 Election of Director: Michael E. Scheopner Mgmt For For
2. Approval, in a non-binding, advisory Mgmt For For
proposal, of the compensation of our named
executive officers, as described in the
accompanying proxy statement.
3. Ratification of the appointment of Crowe Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
LEVEL ONE BANCORP INC Agenda Number: 935543858
--------------------------------------------------------------------------------------------------------------------------
Security: 52730D208
Meeting Type: Special
Meeting Date: 01-Mar-2022
Ticker: LEVL
ISIN: US52730D2080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Agreement and Plan of Mgmt For For
Merger, dated as of November 4, 2021,
between First Merchants Corporation and
Level One Bancorp, Inc. (the "Merger
Proposal").
2. To approve one (1) or more adjournments of Mgmt For For
the special meeting, if necessary or
appropriate, to solicit additional proxies
in favor of the Merger Proposal.
--------------------------------------------------------------------------------------------------------------------------
LIMESTONE BANCORP, INC. Agenda Number: 935609909
--------------------------------------------------------------------------------------------------------------------------
Security: 53262L105
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: LMST
ISIN: US53262L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W. Glenn Hogan Mgmt For For
Celia P. Catlett Mgmt For For
Kevin J. Kooman Mgmt For For
Michael T. Levy Mgmt For For
James M. Parsons Mgmt For For
Bradford T. Ray Mgmt For For
Dr. Edmond J. Seifried Mgmt For For
John T. Taylor Mgmt For For
2. Proposal to approve, in a non-binding Mgmt For For
advisory vote, the compensation of the
named executive officers, as disclosed in
the accompanying proxy statement.
3. Proposal to ratify the appointment of the Mgmt For For
Company's independent registered public
accounting firm.
--------------------------------------------------------------------------------------------------------------------------
LIVE OAK BANCSHARES INC Agenda Number: 935583181
--------------------------------------------------------------------------------------------------------------------------
Security: 53803X105
Meeting Type: Annual
Meeting Date: 17-May-2022
Ticker: LOB
ISIN: US53803X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Tonya W. Bradford Mgmt For For
William H. Cameron Mgmt For For
Diane B. Glossman Mgmt For For
Glen F. Hoffsis Mgmt For For
David G. Lucht Mgmt For For
James S. Mahan III Mgmt For For
Miltom E. Petty Mgmt For For
Neil L. Underwood Mgmt Withheld Against
William L. Williams III Mgmt For For
2. Say-on-Pay Vote. Non-binding, advisory Mgmt For For
proposal to approve compensation paid to
our named executive officers.
3. Ratification of Independent Auditors. Mgmt For For
Proposal to ratify Dixon Hughes Goodman LLP
as the Company's independent auditors for
2022.
--------------------------------------------------------------------------------------------------------------------------
M&T BANK CORPORATION Agenda Number: 935564559
--------------------------------------------------------------------------------------------------------------------------
Security: 55261F104
Meeting Type: Annual
Meeting Date: 25-Apr-2022
Ticker: MTB
ISIN: US55261F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election Of Director for one-year term: Mgmt For For
John P. Barnes (The election of Barnes is
subject to the completion of the People's
United Financial, Inc. acquisition. Should
the acquisition not close by the Annual
Meeting, their elections will not be
considered at the Annual Meeting.)
1B. Election Of Director for one-year term: Mgmt For For
Robert T. Brady
1C. Election Of Director for one-year term: Mgmt For For
Calvin G. Butler, Jr.
1D. Election Of Director for one-year term: Mgmt For For
Jane Chwick (The election of Ms. Chwick is
subject to the completion of the People's
United Financial, Inc. acquisition. Should
the acquisition not close by the Annual
Meeting, their elections will not be
considered at the Annual Meeting.)
1E. Election Of Director for one-year term: Mgmt For For
William F. Cruger, Jr. (The election of
Cruger is subject to the completion of the
People's United Financial, Inc.
acquisition. Should the acquisition not
close by the Annual Meeting, their
elections will not be considered at the
Annual Meeting.)
1F. Election Of Director for one-year term: T. Mgmt For For
Jefferson Cunningham III
1G. Election Of Director for one-year term: Mgmt For For
Gary N. Geisel
1H. Election Of Director for one-year term: Mgmt For For
Leslie V. Godridge
1I. Election Of Director for one-year term: Mgmt For For
Rene F. Jones
1J. Election Of Director for one-year term: Mgmt For For
Richard H. Ledgett, Jr.
1K. Election Of Director for one-year term: Mgmt For For
Melinda R. Rich
1L. Election Of Director for one-year term: Mgmt For For
Robert E. Sadler, Jr.
1M. Election Of Director for one-year term: Mgmt For For
Denis J. Salamone
1N. Election Of Director for one-year term: Mgmt For For
John R. Scannell
1O. Election Of Director for one-year term: Mgmt For For
Rudina Seseri
1P. Election Of Director for one-year term: Mgmt For For
Kirk W. Walters (The election of Walters is
subject to the completion of the People's
United Financial, Inc. acquisition. Should
the acquisition not close by the Annual
Meeting, their elections will not be
considered at the Annual Meeting.)
1Q. Election Of Director for one-year term: Mgmt For For
Herbert L. Washington
2. TO APPROVE THE 2021 COMPENSATION OF M&T Mgmt For For
BANK CORPORATION'S NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF M&T BANK CORPORATION FOR THE YEAR
ENDING DECEMBER 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
MACKINAC FINANCIAL CORPORATION Agenda Number: 935459621
--------------------------------------------------------------------------------------------------------------------------
Security: 554571109
Meeting Type: Special
Meeting Date: 15-Jul-2021
Ticker: MFNC
ISIN: US5545711096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Agreement and Plan of Merger Mgmt For For
dated as of April 12, 2021, as the same may
from time to time be amended, between
Mackinac Financial Corporation ("Mackinac")
and Nicolet Bankshares, Inc. ("Nicolet"),
pursuant to which Mackinac will merge with
and into Nicolet (the "merger agreement").
2. To approve the adjournment of the special Mgmt For For
meeting, if necessary or appropriate, to
solicit additional proxies to approve the
merger agreement and the transactions
contemplated by the merger agreement.
--------------------------------------------------------------------------------------------------------------------------
MERIDIAN BANCORP INC. Agenda Number: 935468555
--------------------------------------------------------------------------------------------------------------------------
Security: 58958U103
Meeting Type: Special
Meeting Date: 05-Aug-2021
Ticker: EBSB
ISIN: US58958U1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve and adopt the Agreement and Plan Mgmt For For
of Merger, dated as of April 22, 2021 (the
"merger agreement"), by and among
Independent Bank Corp. ("Independent"),
Rockland Trust Company, Bradford Merger Sub
Inc., Meridian and East Boston Savings
Bank, and to approve the transactions
contemplated by the merger agreement,
including the merger of Meridian with and
into Independent (the "merger," with such
proposal the "Meridian merger proposal").
2. To approve a non-binding, advisory proposal Mgmt Against Against
to approve the compensation payable to the
named executive officers of Meridian in
connection with the merger.
3. To approve the adjournment of the Special Mgmt For For
Meeting, if necessary or appropriate, to
solicit additional proxies if there are
insufficient votes at the time of the
Special Meeting to approve the Meridian
merger proposal, or to ensure that any
supplement or amendment to the accompanying
joint proxy statement/prospectus is timely
provided to Meridian stockholders.
--------------------------------------------------------------------------------------------------------------------------
METROCITY BANKSHARES INC Agenda Number: 935617235
--------------------------------------------------------------------------------------------------------------------------
Security: 59165J105
Meeting Type: Annual
Meeting Date: 19-May-2022
Ticker: MCBS
ISIN: US59165J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Frank Glover Mgmt For For
1.2 Election of Director: Howard Hwasaeng Kim Mgmt Against Against
1.3 Election of Director: Feiying Lu Mgmt Against Against
1.4 Election of Director: Frank S. Rhee Mgmt Against Against
1.5 Election of Director: Sam Sang-Koo Shim Mgmt Against Against
2. Ratification of the appointment of Crowe Mgmt For For
LLP as the independent registered public
accounting firm of the company for the
fiscal year ending December 31, 2022
--------------------------------------------------------------------------------------------------------------------------
MID PENN BANCORP, INC. Agenda Number: 935506266
--------------------------------------------------------------------------------------------------------------------------
Security: 59540G107
Meeting Type: Special
Meeting Date: 18-Nov-2021
Ticker: MPB
ISIN: US59540G1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE MERGER PROPOSAL. To approve Mgmt For For
and adopt the Agreement and Plan of Merger,
dated June 30, 2021, as amended, by and
between Mid Penn Bancorp, Inc. ("Mid Penn")
and Riverview Financial Corporation
("Riverview"), which provides for, among
other things, the merger of Riverview with
and into Mid Penn.
2. APPROVAL OF THE ADJOURNMENT PROPOSAL. To Mgmt For For
approve a proposal to authorize the Board
of Directors of Mid Penn to adjourn the
Special Meeting, if necessary, to solicit
additional proxies, in the event there are
not sufficient votes at the time of the
Special Meeting to approve and adopt the
Agreement and Plan of Merger.
--------------------------------------------------------------------------------------------------------------------------
MID PENN BANCORP, INC. Agenda Number: 935575843
--------------------------------------------------------------------------------------------------------------------------
Security: 59540G107
Meeting Type: Annual
Meeting Date: 10-May-2022
Ticker: MPB
ISIN: US59540G1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Robert A. Abel Mgmt For For
1.2 Election of Director: Matthew G. DeSoto Mgmt For For
1.3 Election of Director: Theodore W. Mowery Mgmt For For
1.4 Election of Director: William A. Specht, Mgmt For For
III
2. An advisory vote to approve the Mgmt For For
compensation of the Corporation's named
executive officers.
3. To ratify the appointment of RSM US LLP as Mgmt For For
the Corporation's independent registered
public accounting firm for the year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
MIDWESTONE FINANCIAL GROUP, INC. Agenda Number: 935560777
--------------------------------------------------------------------------------------------------------------------------
Security: 598511103
Meeting Type: Annual
Meeting Date: 28-Apr-2022
Ticker: MOFG
ISIN: US5985111039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Janet E. Godwin Mgmt For For
Matthew J. Hayek Mgmt Withheld Against
Tracy S. McCormick Mgmt For For
Kevin W. Monson Mgmt For For
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the named
executive officers of the Company.
3. To ratify the appointment of RSM US LLP to Mgmt For For
serve as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
NBT BANCORP INC. Agenda Number: 935589474
--------------------------------------------------------------------------------------------------------------------------
Security: 628778102
Meeting Type: Annual
Meeting Date: 17-May-2022
Ticker: NBTB
ISIN: US6287781024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term: Mgmt For For
John H. Watt, Jr.
1B. Election of Director for a one-year term: Mgmt For For
Martin A. Dietrich
1C. Election of Director for a one-year term: Mgmt For For
Johanna R. Ames
1D. Election of Director for a one-year term: Mgmt For For
J. David Brown
1E. Election of Director for a one-year term: Mgmt For For
Timothy E. Delaney
1F. Election of Director for a one-year term: Mgmt For For
James H. Douglas
1G. Election of Director for a one-year term: Mgmt For For
Heidi M. Hoeller
1H. Election of Director for a one-year term: Mgmt For For
Andrew S. Kowalczyk, III
1I. Election of Director for a one-year term: Mgmt For For
V. Daniel Robinson, II
1J. Election of Director for a one-year term: Mgmt For For
Matthew J. Salanger
1K. Election of Director for a one-year term: Mgmt For For
Joseph A. Santangelo
1L. Election of Director for a one-year term: Mgmt For For
Lowell A. Seifter
1M. Election of Director for a one-year term: Mgmt For For
Jack H. Webb
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of NBT Bancorp
Inc.'s named executive officers ("Say on
Pay") (Proposal 2).
3. To ratify the appointment of KPMG LLP as Mgmt For For
NBT Bancorp Inc.'s independent registered
public accounting firm for the year ending
December 31, 2022 (Proposal 3).
--------------------------------------------------------------------------------------------------------------------------
NICOLET BANKSHARES, INC. Agenda Number: 935462123
--------------------------------------------------------------------------------------------------------------------------
Security: 65406E102
Meeting Type: Special
Meeting Date: 15-Jul-2021
Ticker: NCBS
ISIN: US65406E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Merger and Share Issuance - To approve and Mgmt For For
adopt the Agreement and Plan of Merger
dated April 12, 2021 (as the same may be
amended from time to time), between Nicolet
Bankshares, Inc. ("Nicolet"), and Mackinac
Financial Corporation ("Mackinac"),
pursuant to which Mackinac will merge with
and into Nicolet, including the issuance of
up to 2,360,314 shares of Nicolet common
stock in the merger. The terms of the
merger are more particularly described in
the Proxy Materials.
2. Adjournment - To approve the adjournment of Mgmt For For
the Special Meeting to a later date or
dates, if necessary or appropriate, to
solicit additional proxies to approve the
merger agreement and the transactions
contemplated by the merger agreement.
--------------------------------------------------------------------------------------------------------------------------
NICOLET BANKSHARES, INC. Agenda Number: 935492001
--------------------------------------------------------------------------------------------------------------------------
Security: 65406E102
Meeting Type: Special
Meeting Date: 05-Oct-2021
Ticker: NCBS
ISIN: US65406E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Merger Agreement and Share Issuance - To Mgmt For For
approve and adopt the Agreement and Plan of
Merger dated June 22, 2021 (as the same may
from time to time be amended), between
Nicolet Bankshares, Inc. ("Nicolet"), and
County Bancorp, Inc. ("County"), pursuant
to which County will merge with and into
Nicolet, including the issuance of up to
2,452,665 shares of Nicolet common stock
(which amount is subject to increase if
Nicolet elects to increase the exchange
ratio to avoid termination of the merger
agreement under certain circumstances).
2. Adjournment - To approve the adjournment of Mgmt For For
the Special Meeting to a later date or
dates, if necessary or appropriate, to
solicit additional proxies to approve the
merger agreement and the transactions
contemplated by the merger agreement.
--------------------------------------------------------------------------------------------------------------------------
NICOLET BANKSHARES, INC. Agenda Number: 935570603
--------------------------------------------------------------------------------------------------------------------------
Security: 65406E102
Meeting Type: Annual
Meeting Date: 09-May-2022
Ticker: NCBS
ISIN: US65406E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marcia M. Anderson Mgmt For For
1B. Election of Director: Robert B. Atwell Mgmt For For
1C. Election of Director: Hector Colon Mgmt For For
1D. Election of Director: Michael E. Daniels Mgmt For For
1E. Election of Director: Lynn D. Davis, Ph.D. Mgmt For For
1F. Election of Director: John N. Dykema Mgmt For For
1G. Election of Director: Christopher J. Mgmt For For
Ghidorzi
1H. Election of Director: Andrew F. Hetzel, Jr. Mgmt For For
1I. Election of Director: Ann K. Lawson Mgmt For For
1J. Election of Director: Donald J. Long, Jr Mgmt For For
1K. Election of Director: Dustin J. McClone Mgmt For For
1L. Election of Director: Susan L. Merkatoris Mgmt For For
1M. Election of Director: Oliver Pierce Smith Mgmt For For
1N. Election of Director: Paul D. Tobias Mgmt For For
1O. Election of Director: Robert J. Weyers Mgmt For For
2. Ratification of the selection of BKD, LLP Mgmt For For
as the independent registered public
accounting firm for the Company for the
year ending December 31, 2022.
3. Advisory vote to approve Nicolet's named Mgmt Against Against
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
NORTHRIM BANCORP, INC. Agenda Number: 935631590
--------------------------------------------------------------------------------------------------------------------------
Security: 666762109
Meeting Type: Annual
Meeting Date: 26-May-2022
Ticker: NRIM
ISIN: US6667621097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Larry S. Cash Mgmt For For
Anthony Drabek Mgmt For For
Karl L. Hanneman Mgmt For For
David W. Karp Mgmt For For
Joseph P. Marushack Mgmt For For
David J. McCambridge Mgmt For For
Krystal M. Nelson Mgmt For For
Joseph M. Schierhorn Mgmt For For
Aaron M. Schutt Mgmt For For
John C. Swalling Mgmt For For
Linda C. Thomas Mgmt For For
David G. Wight Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. To Mgmt For For
approve, by nonbinding vote, the
compensation of the named executive
officers.
3. RATIFY THE SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM. To
ratify the selection of Moss Adams LLP as
the independent registered accounting firm
for Northrim BanCorp, Inc. for the fiscal
year 2022.
--------------------------------------------------------------------------------------------------------------------------
OHIO VALLEY BANC CORP. Agenda Number: 935590150
--------------------------------------------------------------------------------------------------------------------------
Security: 677719106
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: OVBC
ISIN: US6777191064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for a term expiring in Mgmt For For
2025: Larry E. Miller II
1.2 Election of Director for a term expiring in Mgmt Withheld Against
2025: Edward J. Robbins
1.3 Election of Director for a term expiring in Mgmt For For
2025: K. Ryan Smith
2. To approve, in a non-binding vote, the Mgmt Against Against
compensation of the Company's named
executive officers.
3. To ratify the selection of Crowe LLP as the Mgmt For For
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
OLD NATIONAL BANCORP Agenda Number: 935480676
--------------------------------------------------------------------------------------------------------------------------
Security: 680033107
Meeting Type: Special
Meeting Date: 15-Sep-2021
Ticker: ONB
ISIN: US6800331075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval and adoption of the Agreement and Mgmt For For
Plan of Merger, dated as of May 30, 2021,
by and between Old National Bancorp and
First Midwest Bancorp, Inc, pursuant to
which First Midwest Bancorp, Inc. will
merge with and into Old National Bancorp
(the "Old National merger proposal").
2. Approval of an amendment to the Fifth Mgmt For For
Amended and Restated Articles of
Incorporation of Old National Bancorp to
increase the number of authorized shares of
Old National Bancorp's common stock from
three hundred million (300,000,000) shares
to six hundred million (600,000,000) shares
(the "Old National articles amendment
proposal").
3. Adjourn the Old National Bancorp special Mgmt For For
meeting, if necessary or appropriate, to
solicit additional proxies if, immediately
prior to such adjournment, there are not
sufficient votes to approve the Old
National merger proposal or the Old
National articles amendment proposal, or to
ensure that any supplement or amendment to
the accompanying joint proxy
statement/prospectus is timely provided to
holders of Old National Bancorp common
stock.
--------------------------------------------------------------------------------------------------------------------------
OLD NATIONAL BANCORP Agenda Number: 935596429
--------------------------------------------------------------------------------------------------------------------------
Security: 680033107
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: ONB
ISIN: US6800331075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Barbara A. Boigegrain Mgmt For For
Thomas L. Brown Mgmt For For
Kathryn J. Hayley Mgmt For For
Peter J. Henseler Mgmt For For
Daniel S. Hermann Mgmt For For
Ryan C. Kitchell Mgmt For For
Austin M. Ramirez Mgmt For For
Ellen A. Rudnick Mgmt For For
James C. Ryan, III Mgmt For For
Thomas E. Salmon Mgmt For For
Michael L. Scudder Mgmt For For
Rebecca S. Skillman Mgmt For For
Michael J. Small Mgmt For For
Derrick J. Stewart Mgmt For For
Stephen C. Van Arsdell Mgmt For For
Katherine E. White Mgmt For For
2. Approval of an amendment to the Old Mgmt For For
National Bancorp Amended and Restated 2008
Incentive Compensation Plan to increase the
number of shares authorized for issuance
under the Plan by 9,000,000 shares.
3. Approval of a non-binding advisory proposal Mgmt For For
on Executive Compensation.
4. Ratification of the appointment of Crowe Mgmt For For
LLP as the independent registered public
accounting firm of the Company for the
fiscal year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
OLD SECOND BANCORP, INC. Agenda Number: 935512435
--------------------------------------------------------------------------------------------------------------------------
Security: 680277100
Meeting Type: Special
Meeting Date: 30-Nov-2021
Ticker: OSBC
ISIN: US6802771005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger Mgmt For For
and Reorganization, dated as of July 25,
2021 (as it may be amended from time to
time), by and between Old Second Bancorp,
Inc. ("Old Second") and West Suburban
Bancorp, Inc. ("West Suburban"), pursuant
to which West Suburban will merge with and
into Old Second, and the other transactions
contemplated by the merger agreement,
including the issuance of shares of Old
Second common stock to shareholders of West
Suburban in connection with the merger (the
"Old Second merger proposal").
2. To approve the adjournment of the Old Mgmt For For
Second special meeting, if necessary or
appropriate, to permit further solicitation
of proxies in favor of the Old Second
merger proposal (the "Old Second
adjournment proposal").
--------------------------------------------------------------------------------------------------------------------------
OLD SECOND BANCORP, INC. Agenda Number: 935609454
--------------------------------------------------------------------------------------------------------------------------
Security: 680277100
Meeting Type: Annual
Meeting Date: 17-May-2022
Ticker: OSBC
ISIN: US6802771005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director to serve for Mgmt For For
a term expiring in 2025: Keith Acker
1B. Election of Class III Director to serve for Mgmt For For
a term expiring in 2025: Edward Bonifas
1C. Election of Class III Director to serve for Mgmt For For
a term expiring in 2025: Gary Collins
1D. Election of Class III Director to serve for Mgmt For For
a term expiring in 2025: William B.
Skoglund
1E. Election of Class III Director to serve for Mgmt For For
a term expiring in 2025: Duane Suits
1F. Election of Class III Director to serve for Mgmt For For
a term expiring in 2025: Jill York
2. Proposal to approve on a non-binding, Mgmt For For
advisory basis, the compensation of the
Company's named executive officers, as
described in the Company's Proxy Statement.
3. Proposal to ratify the appointment of Mgmt For For
Plante & Moran, PLLC as the Company's
independent registered public accountants
for the fiscal year ending December 31,
2022.
--------------------------------------------------------------------------------------------------------------------------
OP BANCORP Agenda Number: 935648115
--------------------------------------------------------------------------------------------------------------------------
Security: 67109R109
Meeting Type: Annual
Meeting Date: 23-Jun-2022
Ticker: OPBK
ISIN: US67109R1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Brian Choi Mgmt For For
Ernest E. Dow Mgmt For For
Soo Hun Jung Mgmt For For
Min J. Kim Mgmt For For
Ock Hee Kim Mgmt For For
Myung Ja Park Mgmt For For
Yong Sin Shin Mgmt For For
2. To ratify the selection of Crowe LLP as the Mgmt For For
Company's independent registered public
accounting firm for the year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
ORANGE COUNTY BANCORP INC Agenda Number: 935619140
--------------------------------------------------------------------------------------------------------------------------
Security: 68417L107
Meeting Type: Annual
Meeting Date: 24-May-2022
Ticker: OBT
ISIN: US68417L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director For a three year term: Mgmt For For
Kevin J. Keane
1.2 Election of Director For a three year term: Mgmt Withheld Against
William D. Morrison
1.3 Election of Director For a three year term: Mgmt Withheld Against
Jonathan F. Rouis
1.4 Election of Director For one year term: Mgmt For For
Gustave J. Scacco
2. Ratification of appointment of Crowe LLP as Mgmt For For
the Company's independent registered public
accounting firm for the year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
PACIFIC PREMIER BANCORP, INC. Agenda Number: 935598548
--------------------------------------------------------------------------------------------------------------------------
Security: 69478X105
Meeting Type: Annual
Meeting Date: 23-May-2022
Ticker: PPBI
ISIN: US69478X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ayad A. Fargo Mgmt For For
1B. Election of Director: Steven R. Gardner Mgmt For For
1C. Election of Director: Joseph L. Garrett Mgmt For For
1D. Election of Director: Jeffrey C. Jones Mgmt For For
1E. Election of Director: Rose E. Mgmt For For
McKinney-James
1F. Election of Director: M. Christian Mitchell Mgmt For For
1G. Election of Director: George M. Pereira Mgmt For For
1H. Election of Director: Barbara S. Polsky Mgmt For For
1I. Election of Director: Zareh H. Sarrafian Mgmt For For
1J. Election of Director: Jaynie M. Studenmund Mgmt For For
1K. Election of Director: Richard C. Thomas Mgmt For For
2. TO APPROVE THE AMENDED AND RESTATED 2022 Mgmt Against Against
LONG-TERM INCENTIVE PLAN.
3. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
4. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER
31, 2022.
--------------------------------------------------------------------------------------------------------------------------
PACWEST BANCORP Agenda Number: 935576718
--------------------------------------------------------------------------------------------------------------------------
Security: 695263103
Meeting Type: Annual
Meeting Date: 10-May-2022
Ticker: PACW
ISIN: US6952631033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term: Mgmt Against Against
Tanya M. Acker
1B. Election of Director for a one-year term: Mgmt Against Against
Paul R. Burke
1C. Election of Director for a one-year term: Mgmt For For
Craig A. Carlson
1D. Election of Director for a one-year term: Mgmt For For
John M. Eggemeyer, III
1E. Election of Director for a one-year term: Mgmt Against Against
C. William Hosler
1F. Election of Director for a one-year term: Mgmt For For
Polly B. Jessen
1G. Election of Director for a one-year term: Mgmt For For
Susan E. Lester
1H. Election of Director for a one-year term: Mgmt Against Against
Roger H. Molvar
1I. Election of Director for a one-year term: Mgmt Against Against
Robert A. Stine
1J. Election of Director for a one-year term: Mgmt For For
Paul W. Taylor
1K. Election of Director for a one-year term: Mgmt For For
Matthew P. Wagner
2. Advisory Vote on Executive Compensation. To Mgmt Against Against
approve, on a non- binding advisory basis,
the compensation of the Company's named
executive officers.
3. Ratification of the Appointment of Mgmt For For
Independent Auditor. To ratify the
appointment of KPMG LLP as the Company's
independent auditor for the fiscal year
ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
PINNACLE FINANCIAL PARTNERS, INC. Agenda Number: 935556879
--------------------------------------------------------------------------------------------------------------------------
Security: 72346Q104
Meeting Type: Annual
Meeting Date: 19-Apr-2022
Ticker: PNFP
ISIN: US72346Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Abney S. Boxley, III Mgmt For For
1B. Election of Director: Charles E. Brock Mgmt For For
1C. Election of Director: Renda J. Burkhart Mgmt For For
1D. Election of Director: Gregory L. Burns Mgmt For For
1E. Election of Director: Richard D. Callicutt, Mgmt For For
II
1F. Election of Director: Marty G. Dickens Mgmt For For
1G. Election of Director: Thomas C. Farnsworth, Mgmt For For
III
1H. Election of Director: Joseph C. Galante Mgmt For For
1I. Election of Director: Glenda Baskin Glover Mgmt For For
1J. Election of Director: David B. Ingram Mgmt For For
1K. Election of Director: Decosta E. Jenkins Mgmt For For
1L. Election of Director: Robert A. McCabe, Jr. Mgmt For For
1M. Election of Director: Reese L. Smith, III Mgmt For For
1N. Election of Director: G. Kennedy Thompson Mgmt For For
1O. Election of Director: M. Terry Turner Mgmt For For
2. To ratify the appointment of Crowe LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
3. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the Company's
named executive officers as disclosed in
the proxy statement for the annual meeting
of shareholders.
--------------------------------------------------------------------------------------------------------------------------
PLUMAS BANCORP Agenda Number: 935578976
--------------------------------------------------------------------------------------------------------------------------
Security: 729273102
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: PLBC
ISIN: US7292731020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michonne R. Ascuaga Mgmt For For
Steven M. Coldani Mgmt For For
Gerald W. Fletcher Mgmt For For
Heidi S. Gansert Mgmt Withheld Against
Richard F. Kenny Mgmt For For
Robert J. McClintock Mgmt For For
Julie A. Morehead Mgmt For For
Terrance J. Reeson Mgmt For For
Andrew J. Ryback Mgmt For For
Daniel E. West Mgmt For For
2. To approve the Company's executive Mgmt For For
compensation on an advisory non-binding)
basis.
3. To vote on the ratification of the Mgmt For For
appointment of Eide Bailly, LLP as our
independent auditors for the fiscal year
ending December 31, 2022.
4. To approve the Plumas Bancorp 2022 Equity Mgmt For For
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
POPULAR, INC. Agenda Number: 935575007
--------------------------------------------------------------------------------------------------------------------------
Security: 733174700
Meeting Type: Annual
Meeting Date: 12-May-2022
Ticker: BPOP
ISIN: PR7331747001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) Election of Class 1 Director for a one year Mgmt For For
term: Alejandro M. Ballester
1B) Election of Class 1 Director for a one year Mgmt For For
term: Richard L. Carrion
1C) Election of Class 1 Director for a one year Mgmt For For
term: Betty DeVita
1D) Election of Class 1 Director for a one year Mgmt For For
term: Carlos A. Unanue
1E) Election of Class 2 Director for a one year Mgmt For For
term: Joaquin E. Bacardi, III
1F) Election of Class 2 Director for a one year Mgmt For For
term: Robert Carrady
1G) Election of Class 2 Director for a one year Mgmt For For
term: John W. Diercksen
1H) Election of Class 2 Director for a one year Mgmt For For
term: Myrna M. Soto
1I) Election of Class 3 Director for a one year Mgmt For For
term: Jose R. Rodriguez
2) Approve, on an advisory basis, the Mgmt For For
Corporation's executive compensation.
3) Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Popular,
Inc.'s independent registered public
accounting firm for 2022.
--------------------------------------------------------------------------------------------------------------------------
PREMIER FINANCIAL CORP. Agenda Number: 935562048
--------------------------------------------------------------------------------------------------------------------------
Security: 74052F108
Meeting Type: Annual
Meeting Date: 26-Apr-2022
Ticker: PFC
ISIN: US74052F1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Zahid Afzal Mgmt For For
Louis M. Altman Mgmt For For
Terri A. Bettinger Mgmt For For
John L. Bookmyer Mgmt For For
2. To consider and approve on a non-binding Mgmt For For
advisory basis the compensation of
Premier's named executive officers.
3. To consider and vote on a proposal to Mgmt For For
ratify the appointment of Crowe LLP as the
independent registered public accounting
firm for Premier for the fiscal year 2022.
--------------------------------------------------------------------------------------------------------------------------
PROVIDENT FINANCIAL HOLDINGS, INC. Agenda Number: 935513754
--------------------------------------------------------------------------------------------------------------------------
Security: 743868101
Meeting Type: Annual
Meeting Date: 30-Nov-2021
Ticker: PROV
ISIN: US7438681014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Judy A. Carpenter* Mgmt Withheld Against
William E. Thomas* Mgmt Withheld Against
Kathy Michalak# Mgmt For For
2. Advisory approval of the compensation of Mgmt Against Against
our named executive officers as disclosed
in this Proxy Statement.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche, LLP as the independent registered
public accounting firm for Provident
Financial Holdings, Inc. for the fiscal
year ending June 30, 2022.
--------------------------------------------------------------------------------------------------------------------------
QCR HOLDINGS, INC. Agenda Number: 935592508
--------------------------------------------------------------------------------------------------------------------------
Security: 74727A104
Meeting Type: Annual
Meeting Date: 19-May-2022
Ticker: QCRH
ISIN: US74727A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Brent R. Cobb Mgmt For For
Larry J. Helling Mgmt For For
Mark C. Kilmer Mgmt For For
2. To approve in a non-binding, advisory vote, Mgmt For For
the compensation of certain executive
officers, which is referred to as a
"say-on- pay" proposal.
3. To approve the QCR Holdings, Inc. 2022 Mgmt For For
Employee Stock Purchase Plan.
4. To ratify the appointment of RSM US LLP as Mgmt For For
QCR Holdings, Inc.'s independent registered
public accounting firm for the fiscal year
ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
RED RIVER BANCSHARES, INC. Agenda Number: 935580767
--------------------------------------------------------------------------------------------------------------------------
Security: 75686R202
Meeting Type: Annual
Meeting Date: 05-May-2022
Ticker: RRBI
ISIN: US75686R2022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: M. Scott Ashbrook Mgmt Withheld Against
1B. Election of Director: R. Blake Chatelain Mgmt For For
1C. Election of Director: Kirk D. Cooper Mgmt For For
1D. Election of Director: Michael D. Crowell Mgmt For For
1E. Election of Director: Anna Brasher Moreau, Mgmt For For
DDS, MS
1F. Election of Director: Robert A. Nichols Mgmt For For
1G. Election of Director: Willie P. Obey Mgmt For For
1H. Election of Director: Teddy R. Price Mgmt For For
1I. Election of Director: Don L. Thompson Mgmt For For
1J. Election of Director: H. Lindsey Torbett Mgmt For For
2. To ratify the appointment of Postlethwaite Mgmt For For
& Netterville, APAC as the Company's
auditor for the year ending December 31,
2022.
--------------------------------------------------------------------------------------------------------------------------
REGIONS FINANCIAL CORPORATION Agenda Number: 935557871
--------------------------------------------------------------------------------------------------------------------------
Security: 7591EP100
Meeting Type: Annual
Meeting Date: 20-Apr-2022
Ticker: RF
ISIN: US7591EP1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel A. Di Piazza, Mgmt For For
Jr.
1B. Election of Director: Zhanna Golodryga Mgmt For For
1C. Election of Director: John D. Johns Mgmt For For
1D. Election of Director: Joia M. Johnson Mgmt For For
1E. Election of Director: Ruth Ann Marshall Mgmt For For
1F. Election of Director: Charles D. McCrary Mgmt For For
1G. Election of Director: James T. Prokopanko Mgmt For For
1H. Election of Director: Lee J. Styslinger III Mgmt For For
1I. Election of Director: Jose S. Suquet Mgmt For For
1J. Election of Director: John M. Turner, Jr. Mgmt For For
1K. Election of Director: Timothy Vines Mgmt For For
2. Ratification of Appointment of Ernst & Mgmt For For
Young LLP as the Independent Registered
Public Accounting Firm for 2022.
3. Advisory Vote on Executive Compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
RENASANT CORPORATION Agenda Number: 935561945
--------------------------------------------------------------------------------------------------------------------------
Security: 75970E107
Meeting Type: Annual
Meeting Date: 26-Apr-2022
Ticker: RNST
ISIN: US75970E1073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John M. Creekmore Mgmt For For
Jill V. Deer Mgmt For For
Neal A. Holland, Jr. Mgmt For For
E. Robinson McGraw Mgmt For For
Sean M. Suggs Mgmt For For
2. Adoption, in a non-binding advisory vote, Mgmt For For
of a resolution approving the compensation
of our named executive officers.
3. Ratification of the appointment of HORNE Mgmt For For
LLP as Renasant's independent registered
public accountants for 2022.
--------------------------------------------------------------------------------------------------------------------------
RIVERVIEW BANCORP, INC. Agenda Number: 935473772
--------------------------------------------------------------------------------------------------------------------------
Security: 769397100
Meeting Type: Annual
Meeting Date: 25-Aug-2021
Ticker: RVSB
ISIN: US7693971001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John A. Karas* Mgmt Withheld Against
Kevin J. Lycklama* Mgmt For For
Stacey A. Graham* Mgmt For For
Jerry C. Olson# Mgmt For For
2. Advisory (non-binding) approval of the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
SB FINANCIAL GROUP, INC. Agenda Number: 935555411
--------------------------------------------------------------------------------------------------------------------------
Security: 78408D105
Meeting Type: Annual
Meeting Date: 20-Apr-2022
Ticker: SBFG
ISIN: US78408D1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard L. Hardgrove Mgmt Withheld Against
Mark A. Klein Mgmt For For
William G. Martin Mgmt Withheld Against
2. To ratify the appointment of BKD, LLP as Mgmt For For
the independent registered accounting firm
of SB Financial for the fiscal year ending
December 31, 2022.
3. To approve a non-binding advisory Mgmt For For
resolution to approve the compensation of
SB Financial's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
SHORE BANCSHARES, INC. Agenda Number: 935498267
--------------------------------------------------------------------------------------------------------------------------
Security: 825107105
Meeting Type: Special
Meeting Date: 22-Oct-2021
Ticker: SHBI
ISIN: US8251071051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the merger of Severn Bancorp, Mgmt For For
Inc. ("Severn") with and into Shore
Bancshares, Inc. ("SHBI"), as contemplated
by the Agreement and Plan of Merger, dated
as of March 3, 2021, by and between SHBI
and Severn (the "Merger Agreement"), and
the issuance of shares of SHBI's common
stock to the shareholders of Severn
pursuant to the Merger Agreement.
2. Approval to adjourn the special meeting of Mgmt For For
SHBI shareholders to a later date or dates,
if necessary, to permit further
solicitation of proxies if there are not
sufficient votes at the time of the special
meeting of SHBI shareholders to approve the
merger and issuance of shares of SHBI
common stock in connection with the merger.
--------------------------------------------------------------------------------------------------------------------------
SHORE BANCSHARES, INC. Agenda Number: 935588307
--------------------------------------------------------------------------------------------------------------------------
Security: 825107105
Meeting Type: Annual
Meeting Date: 24-May-2022
Ticker: SHBI
ISIN: US8251071051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: John A. Lamon, III Mgmt Against Against
Class I (term expires 2025)
1.2 Election of Director: Frank E. Mason, III Mgmt Against Against
Class I (term expires 2025)
1.3 Election of Director: Jeffrey E. Thompson Mgmt For For
Class I (term expires 2025)
1.4 Election of Director: William E. Esham, III Mgmt For For
Class I (term expires 2025)
2. Ratify the appointment of Yount, Hyde & Mgmt For For
Barbour P.C. as the independent registered
public accounting firm for 2022.
3. Adopt a non-binding advisory resolution Mgmt For For
approving the compensation of the named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
SIERRA BANCORP Agenda Number: 935607791
--------------------------------------------------------------------------------------------------------------------------
Security: 82620P102
Meeting Type: Annual
Meeting Date: 25-May-2022
Ticker: BSRR
ISIN: US82620P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: James C. Mgmt Against Against
Holly
1B. Election of Class I Director: Kevin J. Mgmt For For
McPhaill
1C. Election of Class I Director: Susan M. Mgmt For For
Abundis
1D. Election of Class I Director: Morris A. Mgmt For For
Tharp
1E. Election of Class I Director: Lynda B. Mgmt For For
Scearcy
1F. Election of Class I Director: Michele M. Mgmt For For
Gil
1G. Election of Class II Director: Ermina Karim Mgmt For For
2. To approve an amendment to the Company's Mgmt For For
Bylaws changing the allowable range of
members of the Board to seven (7) to
thirteen (13) from its current range of six
(6) to eleven (11).
3. Ratification of the appointment of Eide Mgmt For For
Bailly LLP as the independent registered
public accounting firm.
4. To approve, on an advisory and non-binding Mgmt For For
basis, the compensation paid to the
Company's Named Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
SOUTHERN FIRST BANCSHARES, INC. Agenda Number: 935599045
--------------------------------------------------------------------------------------------------------------------------
Security: 842873101
Meeting Type: Annual
Meeting Date: 17-May-2022
Ticker: SFST
ISIN: US8428731017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Leighton M. Cubbage Mgmt For For
David G. Ellison Mgmt For For
James B. Orders, III Mgmt For For
Terry Grayson-Caprio Mgmt For For
2. To conduct an advisory vote on the Mgmt For For
compensation of our named executive
officers as disclosed in this proxy
statement (this is a non-binding , advisory
vote).
3. To ratify the appointment of Elliott Davis, Mgmt For For
LLC as our independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
SOUTHERN MISSOURI BANCORP, INC. Agenda Number: 935498647
--------------------------------------------------------------------------------------------------------------------------
Security: 843380106
Meeting Type: Annual
Meeting Date: 25-Oct-2021
Ticker: SMBC
ISIN: US8433801060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Greg A. Steffens Mgmt For For
L. Douglas Bagby Mgmt For For
Todd E. Hensley Mgmt For For
2. Advisory (non-binding) vote on executive Mgmt For For
compensation (commonly referred to as "say
on pay" vote).
3. The ratification of the appointment of BKD, Mgmt For For
LLP as Southern Missouri Bancorp's
independent auditors for the fiscal year
ending June 30, 2022.
--------------------------------------------------------------------------------------------------------------------------
SOUTHSTATE CORPORATION Agenda Number: 935559786
--------------------------------------------------------------------------------------------------------------------------
Security: 840441109
Meeting Type: Annual
Meeting Date: 27-Apr-2022
Ticker: SSB
ISIN: US8404411097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ronald M. Cofield, Mgmt For For
Sr.
1B. Election of Director: Shantella E. Cooper Mgmt For For
1C. Election of Director: John C. Corbett Mgmt For For
1D. Election of Director: Jean E. Davis Mgmt For For
1E. Election of Director: Martin B. Davis Mgmt For For
1F. Election of Director: Robert H. Demere, Jr. Mgmt For For
1G. Election of Director: Cynthia A. Hartley Mgmt For For
1H. Election of Director: Douglas J. Hertz Mgmt For For
1I. Election of Director: Robert R. Hill, Jr. Mgmt For For
1J. Election of Director: John H. Holcomb III Mgmt For For
1K. Election of Director: Robert R. Horger Mgmt For For
1L. Election of Director: Charles W. McPherson Mgmt For For
1M. Election of Director: G. Ruffner Page, Jr. Mgmt For For
1N. Election of Director: Ernest S. Pinner Mgmt For For
1O. Election of Director: John C. Pollok Mgmt For For
1P. Election of Director: William Knox Pou, Jr. Mgmt For For
1Q. Election of Director: David G. Salyers Mgmt For For
1R. Election of Director: Joshua A. Snively Mgmt For For
1S. Election of Director: Kevin P. Walker Mgmt For For
2. Approval, as an advisory, non-binding "say Mgmt For For
on pay" resolution, of our executive
compensation.
3. Ratification, as an advisory, non-binding Mgmt For For
vote, of the appointment of Dixon Hughes
Goodman LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
STOCK YARDS BANCORP, INC. Agenda Number: 935573724
--------------------------------------------------------------------------------------------------------------------------
Security: 861025104
Meeting Type: Annual
Meeting Date: 28-Apr-2022
Ticker: SYBT
ISIN: US8610251048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Shannon B. Arvin Mgmt For For
1B. Election of Director: Paul J. Bickel III Mgmt For For
1C. Election of Director: J. McCauley Brown Mgmt For For
1D. Election of Director: David P. Heintzman Mgmt For For
1E. Election of Director: Carl G. Herde Mgmt For For
1F. Election of Director: James A. Hillebrand Mgmt For For
1G. Election of Director: Richard A. Lechleiter Mgmt For For
1H. Election of Director: Philip S. Poindexter Mgmt For For
1I. Election of Director: Stephen M. Priebe Mgmt Against Against
1J. Election of Director: Edwin S. Saunier Mgmt For For
1K. Election of Director: John L. Schutte Mgmt For For
1L. Election of Director: Kathy C. Thompson Mgmt For For
2. The ratification of BKD, LLP as the Mgmt For For
independent registered public accounting
firm for Stock Yards Bancorp, Inc. for the
year ending December 31, 2022.
3. The advisory approval of the compensation Mgmt For For
of Bancorp's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
SVB FINANCIAL GROUP Agenda Number: 935556944
--------------------------------------------------------------------------------------------------------------------------
Security: 78486Q101
Meeting Type: Annual
Meeting Date: 21-Apr-2022
Ticker: SIVB
ISIN: US78486Q1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Greg Becker Mgmt For For
Eric Benhamou Mgmt For For
Elizabeth "Busy" Burr Mgmt For For
Richard Daniels Mgmt For For
Alison Davis Mgmt For For
Joel Friedman Mgmt For For
Jeffrey Maggioncalda Mgmt For For
Beverly Kay Matthews Mgmt For For
Mary Miller Mgmt For For
Kate Mitchell Mgmt For For
Garen Staglin Mgmt For For
2. To approve, on an advisory basis, our Mgmt For For
executive compensation ("Say on Pay").
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for its fiscal year ending
December 31, 2022.
4. Shareholder proposal requesting that the Shr Against For
Board of Directors oversee a racial equity
audit.
--------------------------------------------------------------------------------------------------------------------------
SYNOVUS FINANCIAL CORP. Agenda Number: 935561919
--------------------------------------------------------------------------------------------------------------------------
Security: 87161C501
Meeting Type: Annual
Meeting Date: 27-Apr-2022
Ticker: SNV
ISIN: US87161C5013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tim E. Bentsen Mgmt For For
1B. Election of Director: Kevin S. Blair Mgmt For For
1C. Election of Director: F. Dixon Brooke, Jr. Mgmt For For
1D. Election of Director: Stephen T. Butler Mgmt For For
1E. Election of Director: Elizabeth W. Camp Mgmt For For
1F. Election of Director: Pedro Cherry Mgmt For For
1G. Election of Director: Diana M. Murphy Mgmt For For
1H. Election of Director: Harris Pastides Mgmt For For
1I. Election of Director: Joseph J. Prochaska, Mgmt For For
Jr.
1J. Election of Director: John L. Stallworth Mgmt For For
1K. Election of Director: Kessel D. Stelling Mgmt For For
1L. Election of Director: Barry L. Storey Mgmt For For
1M. Election of Director: Teresa White Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of Synovus' named executive
officers as determined by the Compensation
and Human Capital Committee.
3. To ratify the appointment of KPMG LLP as Mgmt For For
Synovus' independent auditor for the year
2022.
--------------------------------------------------------------------------------------------------------------------------
THE COMMUNITY FINANCIAL CORPORATION Agenda Number: 935598788
--------------------------------------------------------------------------------------------------------------------------
Security: 20368X101
Meeting Type: Annual
Meeting Date: 25-May-2022
Ticker: TCFC
ISIN: US20368X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James M. Burke Mgmt For For
James F. Di Misa Mgmt For For
Louis P. Jenkins, Jr. Mgmt Withheld Against
Mary Todd Peterson Mgmt For For
2. The ratification of the appointment of Mgmt For For
Dixon Hughes Goodman LLP as the independent
registered public accounting firm for the
fiscal year ending December 31, 2022.
3. The approval of a non-binding resolution of Mgmt For For
the compensation of the named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
THE FIRST BANCORP, INC. Agenda Number: 935567202
--------------------------------------------------------------------------------------------------------------------------
Security: 31866P102
Meeting Type: Annual
Meeting Date: 27-Apr-2022
Ticker: FNLC
ISIN: US31866P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert B. Gregory Mgmt For For
Renee W. Kelly Mgmt For For
Tony C. McKim Mgmt For For
Mark N. Rosborough Mgmt For For
Cornelius J. Russell Mgmt For For
Stuart G. Smith Mgmt For For
Kimberly S. Swan Mgmt For For
Bruce B. Tindal Mgmt Withheld Against
F. Stephen Ward Mgmt For For
2. To approve (on a non-binding basis), the Mgmt For For
compensation of the Company's executives,
as disclosed in the Company's annual report
and proxy statement.
3. To ratify the Board of Directors Audit Mgmt For For
Committee's selection of Berry Dunn McNeil
& Parker, LLC, as independent auditors for
the Company for 2022.
--------------------------------------------------------------------------------------------------------------------------
THE FIRST BANCSHARES, INC. Agenda Number: 935588319
--------------------------------------------------------------------------------------------------------------------------
Security: 318916103
Meeting Type: Annual
Meeting Date: 19-May-2022
Ticker: FBMS
ISIN: US3189161033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: David W. Bomboy, M.D. Mgmt For For
1.2 Election of Director: M. Ray (Hoppy) Cole, Mgmt For For
Jr.
1.3 Election of Director: E. Ricky Gibson Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers
3. Ratification of the appointment of BKD, LLP Mgmt For For
as the independent registered public
accounting firm of the Company for the
fiscal year 2022
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 935558607
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 27-Apr-2022
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Joseph Alvarado Mgmt For For
1B. Election of Director: Debra A. Cafaro Mgmt For For
1C. Election of Director: Marjorie Rodgers Mgmt For For
Cheshire
1D. Election of Director: William S. Demchak Mgmt For For
1E. Election of Director: Andrew T. Feldstein Mgmt For For
1F. Election of Director: Richard J. Harshman Mgmt For For
1G. Election of Director: Daniel R. Hesse Mgmt For For
1H. Election of Director: Linda R. Medler Mgmt For For
1I. Election of Director: Robert A. Niblock Mgmt For For
1J. Election of Director: Martin Pfinsgraff Mgmt For For
1K. Election of Director: Bryan S. Salesky Mgmt For For
1L. Election of Director: Toni Townes-Whitley Mgmt For For
1M. Election of Director: Michael J. Ward Mgmt For For
2. Ratification of the Audit Committee's Mgmt For For
selection of PricewaterhouseCoopers LLP as
PNC's independent registered public
accounting firm for 2022.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Shareholder proposal regarding report on Shr Against For
risk management and the nuclear weapons
industry.
--------------------------------------------------------------------------------------------------------------------------
THIRD COAST BANCSHARES INC Agenda Number: 935629824
--------------------------------------------------------------------------------------------------------------------------
Security: 88422P109
Meeting Type: Annual
Meeting Date: 26-May-2022
Ticker: TCBX
ISIN: US88422P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class C Director: Dr. Martin Mgmt Against Against
Basaldua
1.2 Election of Class C Director: Norma J. Mgmt Against Against
Galloway
1.3 Election of Class C Director: Reagan Mgmt Against Against
Swinbank
2. To ratify the appointment of Whitley Penn Mgmt For For
LLP as the independent registered public
accounting firm of the Company for the year
ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
TIMBERLAND BANCORP, INC. Agenda Number: 935536687
--------------------------------------------------------------------------------------------------------------------------
Security: 887098101
Meeting Type: Annual
Meeting Date: 25-Jan-2022
Ticker: TSBK
ISIN: US8870981011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Parul Bhandari Mgmt For For
Michael R. Sand Mgmt For For
David A. Smith Mgmt For For
2. Advisory (non-binding) approval of the Mgmt For For
compensation of our named executive
officers as disclosed in the proxy
statement.
3. Ratification of the Audit Committee's Mgmt For For
selection of Delap LLP as our independent
registered public accounting firm for the
year ending September 30, 2022.
--------------------------------------------------------------------------------------------------------------------------
TRICO BANCSHARES Agenda Number: 935616029
--------------------------------------------------------------------------------------------------------------------------
Security: 896095106
Meeting Type: Annual
Meeting Date: 19-May-2022
Ticker: TCBK
ISIN: US8960951064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Donald J. Amaral Mgmt For For
Kirsten E. Garen Mgmt For For
Cory W. Giese Mgmt For For
John S. A. Hasbrook Mgmt For For
Margaret L. Kane Mgmt For For
Michael W. Koehnen Mgmt For For
Anthony L. Leggio Mgmt For For
Martin A. Mariani Mgmt For For
Thomas C. McGraw Mgmt For For
Jon Y. Nakamura Mgmt For For
Richard P. Smith Mgmt For For
Kimberley H. Vogel Mgmt For For
2. Advisory approval of the company's Mgmt For For
executive compensation.
3. To ratify the selection of Moss Adams LLP Mgmt For For
as the company's independent auditor for
2022.
--------------------------------------------------------------------------------------------------------------------------
TRUIST FINANCIAL CORPORATION Agenda Number: 935561995
--------------------------------------------------------------------------------------------------------------------------
Security: 89832Q109
Meeting Type: Annual
Meeting Date: 26-Apr-2022
Ticker: TFC
ISIN: US89832Q1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for one year term Mgmt For For
expiring at 2023: Jennifer S. Banner
1B. Election of Director for one year term Mgmt For For
expiring at 2023: K. David Boyer, Jr.
1C. Election of Director for one year term Mgmt For For
expiring at 2023: Agnes Bundy Scanlan
1D. Election of Director for one year term Mgmt For For
expiring at 2023: Anna R. Cablik
1E. Election of Director for one year term Mgmt For For
expiring at 2023: Dallas S. Clement
1F. Election of Director for one year term Mgmt For For
expiring at 2023: Paul D. Donahue
1G. Election of Director for one year term Mgmt For For
expiring at 2023: Patrick C. Graney III
1H. Election of Director for one year term Mgmt For For
expiring at 2023: Linnie M. Haynesworth
1I. Election of Director for one year term Mgmt For For
expiring at 2023: Kelly S. King
1J. Election of Director for one year term Mgmt For For
expiring at 2023: Easter A. Maynard
1K. Election of Director for one year term Mgmt For For
expiring at 2023: Donna S. Morea
1L. Election of Director for one year term Mgmt For For
expiring at 2023: Charles A. Patton
1M. Election of Director for one year term Mgmt For For
expiring at 2023: Nido R. Qubein
1N. Election of Director for one year term Mgmt For For
expiring at 2023: David M. Ratcliffe
1O. Election of Director for one year term Mgmt For For
expiring at 2023: William H. Rogers, Jr.
1P. Election of Director for one year term Mgmt For For
expiring at 2023: Frank P. Scruggs, Jr.
1Q. Election of Director for one year term Mgmt For For
expiring at 2023: Christine Sears
1R. Election of Director for one year term Mgmt For For
expiring at 2023: Thomas E. Skains
1S. Election of Director for one year term Mgmt For For
expiring at 2023: Bruce L. Tanner
1T. Election of Director for one year term Mgmt For For
expiring at 2023: Thomas N. Thompson
1U. Election of Director for one year term Mgmt For For
expiring at 2023: Steven C. Voorhees
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Truist's
independent registered public accounting
firm for 2022.
3. Advisory vote to approve Truist's executive Mgmt For For
compensation program.
4. To approve the Truist Financial Corporation Mgmt For For
2022 Incentive Plan.
5. To approve the Truist Financial Corporation Mgmt For For
2022 Employee Stock Purchase Plan.
6. Shareholder proposal regarding an Shr For Against
independent Chairman of the Board of
Directors, if properly presented at the
Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda Number: 935556083
--------------------------------------------------------------------------------------------------------------------------
Security: 902973304
Meeting Type: Annual
Meeting Date: 19-Apr-2022
Ticker: USB
ISIN: US9029733048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Warner L. Baxter Mgmt For For
1B. Election of Director: Dorothy J. Bridges Mgmt For For
1C. Election of Director: Elizabeth L. Buse Mgmt For For
1D. Election of Director: Andrew Cecere Mgmt For For
1E. Election of Director: Kimberly N. Mgmt For For
Ellison-Taylor
1F. Election of Director: Kimberly J. Harris Mgmt For For
1G. Election of Director: Roland A. Hernandez Mgmt For For
1H. Election of Director: Olivia F. Kirtley Mgmt For For
1I. Election of Director: Richard P. McKenney Mgmt For For
1J. Election of Director: Yusuf I. Mehdi Mgmt For For
1K. Election of Director: John P. Wiehoff Mgmt For For
1L. Election of Director: Scott W. Wine Mgmt For For
2. The ratification of the selection of Ernst Mgmt For For
& Young LLP as our independent auditor for
the 2022 fiscal year.
3. An advisory vote to approve the Mgmt For For
compensation of our executives disclosed in
the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
UMPQUA HOLDINGS CORPORATION Agenda Number: 935533516
--------------------------------------------------------------------------------------------------------------------------
Security: 904214103
Meeting Type: Special
Meeting Date: 26-Jan-2022
Ticker: UMPQ
ISIN: US9042141039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the Agreement and Plan of Merger, Mgmt For For
dated as of October 11, 2021, as it may be
amended from time to time, by and among
Umpqua Holdings Corporation, an Oregon
corporation ("Umpqua"), Columbia Banking
System, Inc., a Washington corporation
("Columbia"), and Cascade Merger Sub, Inc.,
a Delaware corporation and a direct
wholly-owned subsidiary of Columbia (the
"merger agreement").
2. Approve, on an advisory (non-binding) Mgmt Against Against
basis, the merger-related compensation
payments that will or may be paid to the
named executive officers of Umpqua in
connection with the transactions
contemplated by the merger agreement.
3. Adjourn the Umpqua special meeting, if Mgmt For For
necessary or appropriate, to solicit
additional proxies if there are not
sufficient votes at the time of the Umpqua
special meeting to approve the merger
agreement.
--------------------------------------------------------------------------------------------------------------------------
UNIVEST FINANCIAL CORPORATION Agenda Number: 935569864
--------------------------------------------------------------------------------------------------------------------------
Security: 915271100
Meeting Type: Annual
Meeting Date: 27-Apr-2022
Ticker: UVSP
ISIN: US9152711001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Todd S. Benning Mgmt For For
Glenn E. Moyer Mgmt For For
Jeffrey M. Schweitzer Mgmt For For
Michael L. Turner Mgmt For For
2. Ratification of KPMG LLP as our independent Mgmt For For
registered public accounting firm for 2022.
3. Approval of, on an advisory (non-binding) Mgmt For For
basis, the compensation of our named
executive officers as presented in the
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
WASHINGTON TRUST BANCORP, INC. Agenda Number: 935562327
--------------------------------------------------------------------------------------------------------------------------
Security: 940610108
Meeting Type: Annual
Meeting Date: 26-Apr-2022
Ticker: WASH
ISIN: US9406101082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven J. Crandall Mgmt For For
Joseph P. Gencarella Mgmt For For
Edward O. Handy III Mgmt For For
Kathleen E. McKeough Mgmt For For
John T. Ruggieri Mgmt For For
2. The ratification of the selection of Crowe Mgmt For For
LLP to serve as the Corporation's
independent registered public accounting
firm for the year ending December 31, 2022.
3. The approval of the Washington Trust Mgmt For For
Bancorp, Inc. 2022 Long Term Incentive
Plan.
4. A non-binding advisory resolution to Mgmt For For
approve the compensation of the
Corporation's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
WEBSTER FINANCIAL CORPORATION Agenda Number: 935582886
--------------------------------------------------------------------------------------------------------------------------
Security: 947890109
Meeting Type: Annual
Meeting Date: 28-Apr-2022
Ticker: WBS
ISIN: US9478901096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for one year Mgmt For For
term: William L. Atwell
1B. Election of Director to serve for one year Mgmt For For
term: Mona Aboelnaga Kanaan
1C. Election of Director to serve for one year Mgmt For For
term: John R. Ciulla
1D. Election of Director to serve for one year Mgmt For For
term: John P. Cahill
1E. Election of Director to serve for one year Mgmt For For
term: E. Carol Hayles
1F. Election of Director to serve for one year Mgmt For For
term: Linda H. Ianieri
1G. Election of Director to serve for one year Mgmt For For
term: Jack L. Kopnisky
1H. Election of Director to serve for one year Mgmt For For
term: James J. Landy
1I. Election of Director to serve for one year Mgmt For For
term: Maureen B. Mitchell
1J. Election of Director to serve for one year Mgmt For For
term: Laurence C. Morse
1K. Election of Director to serve for one year Mgmt For For
term: Karen R. Osar
1L. Election of Director to serve for one year Mgmt For For
term: Richard O'Toole
1M. Election of Director to serve for one year Mgmt For For
term: Mark Pettie
1N. Election of Director to serve for one year Mgmt For For
term: Lauren C. States
1O. Election of Director to serve for one year Mgmt For For
term: William E. Whiston
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the named
executive officers of the Company (Proposal
2).
3. To ratify the appointment by the Board of Mgmt For For
Directors of KPMG LLP as the independent
registered public accounting firm of
Webster Financial Corporation for the year
ending December 31, 2022 (Proposal 3).
--------------------------------------------------------------------------------------------------------------------------
WESTERN ALLIANCE BANCORPORATION Agenda Number: 935631615
--------------------------------------------------------------------------------------------------------------------------
Security: 957638109
Meeting Type: Annual
Meeting Date: 14-Jun-2022
Ticker: WAL
ISIN: US9576381092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Patricia L. Arvielo Mgmt For For
1b. Election of Director: Bruce D. Beach Mgmt For For
1c. Election of Director: Juan Figuereo Mgmt For For
1d. Election of Director: Howard Gould Mgmt For For
1e. Election of Director: Marianne Boyd Johnson Mgmt For For
1f. Election of Director: Robert Latta Mgmt For For
1g. Election of Director: Adriane McFetridge Mgmt For For
1h. Election of Director: Michael Patriarca Mgmt For For
1i. Election of Director: Bryan Segedi Mgmt For For
1j. Election of Director: Donald Snyder Mgmt For For
1k. Election of Director: Sung Won Sohn, Ph.D. Mgmt For For
1l. Election of Director: Kenneth A. Vecchione Mgmt For For
2. Approve, on a non-binding advisory basis, Mgmt For For
executive compensation.
3. Ratify the appointment of RSM US LLP as the Mgmt For For
Company's independent auditor.
--------------------------------------------------------------------------------------------------------------------------
WSFS FINANCIAL CORPORATION Agenda Number: 935579675
--------------------------------------------------------------------------------------------------------------------------
Security: 929328102
Meeting Type: Annual
Meeting Date: 11-May-2022
Ticker: WSFS
ISIN: US9293281021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Francis B. Brake Mgmt For For
Karen D. Buchholz Mgmt For For
Diego F. Calderin Mgmt For For
Christopher T. Gheysens Mgmt For For
Rodger Levenson Mgmt For For
2. An advisory (non-binding) Say-on-Pay Vote Mgmt For For
relating to the compensation of WSFS
Financial Corporation's named executive
officers.
3. The ratification of the appointment of KPMG Mgmt For For
LLP as WSFS Financial Corporation's
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
--------------------------------------------------------------------------------------------------------------------------
ZIONS BANCORPORATION Agenda Number: 935563569
--------------------------------------------------------------------------------------------------------------------------
Security: 989701107
Meeting Type: Annual
Meeting Date: 29-Apr-2022
Ticker: ZION
ISIN: US9897011071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Maria Contreras-Sweet Mgmt For For
1B. Election of Director: Gary L. Crittenden Mgmt For For
1C. Election of Director: Suren K. Gupta Mgmt For For
1D. Election of Director: Claire A. Huang Mgmt For For
1E. Election of Director: Vivian S. Lee Mgmt For For
1F. Election of Director: Scott J. McLean Mgmt For For
1G. Election of Director: Edward F. Murphy Mgmt For For
1H. Election of Director: Stephen D. Quinn Mgmt For For
1I. Election of Director: Harris H. Simmons Mgmt For For
1J. Election of Director: Aaron B. Skonnard Mgmt For For
1K. Election of Director: Barbara A. Yastine Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Independent Registered
Public Accounting Firm to audit the Bank's
financial statements for the current fiscal
year.
3. Approval, on a nonbinding advisory basis, Mgmt For For
of the compensation paid to the Bank's
named executive officers with respect to
fiscal year ended December 31, 2021.
4. Approval of the Bank's 2022 Omnibus Mgmt For For
Incentive Plan.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) John Hancock Investment Trust II
By (Signature) /s/ Andrew G. Arnott
Name Andrew G. Arnott
Title President
Date 08/24/2022