UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File No. 811-22717 First Trust Exchange-Traded Fund VI ------------------------------------------------------------- Exact Name of Registrant as Specified in Declaration of Trust 120 East Liberty Drive, Suite 400, Wheaton, Illinois 60187 ------------------------------------------------------------------------------ Address of Principal Executive Offices (Number, Street, City, State, Zip Code) W. Scott Jardine First Trust Portfolios L.P. 120 East Liberty Drive, Suite 400 Wheaton, Illinois 60187 ----------------------------------------------------------------------------- Name and Address (Number, Street, City, State, Zip Code) of Agent for Service (630) 765-8000 -------------------------------------------------- Registrant's Telephone Number, including Area Code Date of fiscal year end: March 31; September 30; December 31 ----------------------------------- Date of reporting period: July 1, 2019 - June 30, 2020 ---------------------------- Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, N.E., Washington D.C. 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507. Item 1. Proxy Voting Record ================== Developed International Equity Select ETF =================== A2A SPA Ticker: A2A Security ID: T0579B105 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Allocation of Income For For Management 2.1 Approve Remuneration Policy For For Management 2.2 Approve Second Section of the For For Management Remuneration Report 3 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 4 Approve Regulations on General Meetings For For Management 5.1.1 Slate Submitted by Municipalities of None Against Shareholder Brescia and Milan 5.1.2 Slate Submitted by Institutional None For Shareholder Investors (Assogestioni) 5.2 Approve Remuneration of Directors For For Management 6.1.1 Slate Submitted by Municipalities of None Against Shareholder Brescia and Milan 6.1.2 Slate Submitted by Institutional None For Shareholder Investors (Assogestioni) 6.2 Approve Internal Auditors' Remuneration None For Shareholder A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- AAK AB Ticker: AAK Security ID: W9609S117 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive President's Report None None Management 8 Receive Financial Statements and None None Management Statutory Reports 9.a Accept Financial Statements and For For Management Statutory Reports 9.b Approve Allocation of Income and For For Management Omission of Dividends 9.c Approve Discharge of Board and For For Management President 10 Determine Number of Members (6) and For For Management Deputy Members (0) of Board 11 Approve Remuneration of Directors in For For Management the Aggregate Amount of SEK 3.48 Million; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 12 Reelect Marta Schorling Andreen, For For Management Marianne Kirkegaard, Bengt Baron, Gun Nilsson, Georg Brunstam (Chair) and Patrik Andersson as Directors; Ratify PricewaterhouseCoopers as Auditors 13 Reelect Marta Schorling Andreen, Leif For For Management Tornvall as Members of Nominating Committee; Elect Joachim Spetz and Elisabet Jamal as New Members of Nominating Committee 14 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 15 Approve Issuance of up to 10 Percent For For Management of Issued Shares without Preemptive Rights 16 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 17 Amend Articles of Association Re: For For Management Editorial Changes to Articles 1, 8 and 12; Participation at General Meeting in Article 10 18 Close Meeting None None Management -------------------------------------------------------------------------------- AALBERTS NV Ticker: AALB Security ID: N00089271 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAY 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Annual Report None None Management 3.a Approve Remuneration Report For For Management 3.b Approve Consolidated Financial For For Management Statements and Statutory Reports 4.a Receive Explanation on Company's None None Management Reserves and Dividend Policy 4.b Approve Dividends of EUR 0.80 Per Share For For Management 5 Approve Discharge of Management Board For For Management 6 Approve Discharge of Supervisory Board For For Management 7 Reelect M.C.J. (Martin) van Pernis to For For Management Supervisory Board 8 Reelect P. (Piet) Veenema to For For Management Supervisory Board 9 Elect A. (Annette) Rinck to For For Management Supervisory Board 10.a Approve Remuneration Policy for For For Management Management Board 10.b Approve Remuneration Policy for For For Management Supervisory Board 11 Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 12 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 13 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 14 Ratify Deloitte as Auditors For For Management 15 Other Business (Non-Voting) None None Management 16 Close Meeting None None Management -------------------------------------------------------------------------------- - 1 - ABB LTD. Ticker: ABBN Security ID: H0010V101 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management (Non-Binding) 3 Approve Discharge of Board and Senior For For Management Management 4 Approve Allocation of Income and For For Management Dividends of CHF 0.80 per Share 5 Amend Articles Re: Annual Report For For Management 6.1 Approve Remuneration of Directors in For For Management the Amount of CHF 4.7 Million 6.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 39.5 Million 7.1 Reelect Matti Alahuhta as Director For For Management 7.2 Reelect Gunnar Brock as Director For For Management 7.3 Reelect David Constable as Director For For Management 7.4 Reelect Frederico Curado as Director For For Management 7.5 Reelect Lars Foerberg as Director For For Management 7.6 Reelect Jennifer Xin-Zhe Li as Director For For Management 7.7 Reelect Geraldine Matchett as Director For For Management 7.8 Reelect David Meline as Director For For Management 7.9 Reelect Satish Pai as Director For For Management 7.10 Reelect Jacob Wallenberg as Director For For Management 7.11 Reelect Peter Voser as Director and For For Management Board Chairman 8.1 Appoint David Constable as Member of For For Management the Compensation Committee 8.2 Appoint Frederico Curado as Member of For For Management the Compensation Committee 8.3 Appoint Jennifer Xin-Zhe Li as Member For For Management of the Compensation Committee 9 Designate Hans Zehnder as Independent For For Management Proxy 10 Ratify KPMG AG as Auditors For For Management 11 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- ABN AMRO BANK NV Ticker: ABN Security ID: N0162C102 Meeting Date: DEC 17, 2019 Meeting Type: Special Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Announcements None None Management 2a Announce Vacancies on the Supervisory None None Management Board 2b Opportunity to Make Recommendations None None Management 2ci Announce Intention to Appoint Laetitia None None Management Griffith as Supervisory Board Member 2cii Opportunity for the Employee Council None None Management to Explain its Position 2ciii Verbal Explanation and Motivation by None None Management Laetitia Griffith 2civ Elect Laetitia Griffith to Supervisory For For Management Board 3 Close Meeting None None Management -------------------------------------------------------------------------------- ABN AMRO BANK NV Ticker: ABN Security ID: N0162C102 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 2.b Receive Report of Supervisory Board None None Management (Non-Voting) 2.c Receive Announcements from the None None Management Chairman of the Employee Council 2.d Discussion on Company's Corporate None None Management Governance Structure 2.e Approve Remuneration Report For For Management 2.f Opportunity to Ask Question to the None None Management External Auditor (Non-Voting) 2.g Adopt Financial Statements and For For Management Statutory Reports 3.a Receive Explanation on Dividend Policy None None Management 3.b Approve Dividends of EUR 1.28 Per Share For For Management 4.a Approve Discharge of Management Board For For Management 4.b Approve Discharge of Supervisory Board For For Management 5 Receive Auditors' Report (Non-Voting) None None Management 6.a Approve Remuneration Policy for For For Management Management Board 6.b Approve Remuneration Policy for For For Management Supervisory Board 7 Amend Articles of Association For For Management 8.a Approve Collective Supervisory Board For For Management Profile 8.b Announce Vacancies on the Supervisory None None Management Board 8.c Opportunity to Make Recommendations None None Management 8.d.1 Announce Intention to Reappoint Arjen None None Management Dorland, Jurgen Stegmann and Tjalling Tiemstra to the Supervisory Board 8.d.2 Reelect Arjen Dorland to Supervisory For For Management Board 8.d.3 Reelect Jurgen Stegmann to Supervisory For For Management Board 8.d.4 Reelect Tjalling Tiemstra to For For Management Supervisory Board 9.a Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 9.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 9.c Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 10 Authorize Cancellation of Repurchased For For Management Shares 11 Discuss Introduction of Robert Swaak None None Management as Member of Executive Board 12 Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- - 2 - ACCIONA SA Ticker: ANA Security ID: E0008Z109 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Consolidated and Standalone For For Management Financial Statements 1.2 Approve Consolidated and Standalone For For Management Management Reports 1.3 Approve Non-Financial Information For For Management Statement 1.4 Approve Sustainability Report For For Management 1.5 Approve Allocation of Income and For For Management Dividends 1.6 Renew Appointment of KPMG Auditores as For For Management Auditor 2.1 Reelect Karen Christiana Figueres For For Management Olsen as Director 2.2 Reelect Jeronimo Marcos Gerard Rivero For For Management as Director 3.1 Authorize Increase in Capital up to 50 For Against Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent 3.2 Authorize Issuance of Convertible For Against Management Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 3 Billion with Exclusion of Preemptive Rights up to 20 Percent of Capital 3.3 Authorize Company to Call EGM with 21 For For Management Days' Notice 4.1 Approve Remuneration Policy For Against Management 4.2 Amend Settlement of the 2014 Stock and For For Management Option Plan 4.3 Approve Share Appreciation Rights Plan For Against Management 4.4 Advisory Vote on Remuneration Report For Against Management 5.1 Amend Article 18 Re: Right to Attend For For Management 5.2 Add Article 15 bis of General Meeting For For Management Regulations Re: Telematic Attendance 6 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ACKERMANS & VAN HAAREN NV Ticker: ACKB Security ID: B01165156 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports (Non-Voting) None None Management 2 Receive Auditors' Reports (Non-Voting) None None Management 3 Approve Financial Statements and For For Management Allocation of Income 4.1 Approve Discharge of Alexia Bertrand For For Management as Director 4.2 Approve Discharge of Luc Bertrand as For For Management Director 4.3 Approve Discharge of Marion Debruyne For For Management BV, Represented by Marion Debruyne, as Director 4.4 Approve Discharge of Jacques Delen as For For Management Director 4.5 Approve Discharge of Pierre Macharis For For Management as Director 4.6 Approve Discharge of Julien Pestiaux For For Management as Director 4.7 Approve Discharge of Thierry van Baren For For Management as Director 4.8 Approve Discharge of Menlo Park BV, For For Management Represented by Victoria Vandeputte, as Director 4.9 Approve Discharge of Frederic van For For Management Haaren as Director 4.10 Approve Discharge of Pierre Willaert For For Management as Director 5 Approve Discharge of Auditor For For Management 6.1 Reelect Jacques Delen as Director For Against Management 6.2 Reelect Pierre Macharis as Director For Against Management 6.3 Reelect Pierre Willaert as Director For Against Management 6.4 Reelect Marion Debruyne BV, For For Management Represented by Marion Debruyne, as Director 7 Approve Remuneration Report For Against Management -------------------------------------------------------------------------------- ACS ACTIVIDADES DE CONSTRUCCION Y SERVICIOS SA Ticker: ACS Security ID: E7813W163 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Consolidated and Standalone For For Management Financial Statements 1.2 Approve Allocation of Income For For Management 2 Approve Non-Financial Information For For Management Statement 3 Approve Discharge of Board For For Management 4.1 Reelect Javier Echenique Landiribar as For Against Management Director 4.2 Reelect Mariano Hernandez Herreros as For Against Management Director 4.3 Fix Number of Directors at 16 For For Management 5 Approve Remuneration Policy For For Management 6 Advisory Vote on Remuneration Report For For Management 7.1 Amend Articles of General Meeting For For Management Regulations Re: Preliminary Title 7.2 Amend Articles of General Meeting For For Management Regulations Re: Title I 7.3 Amend Articles of General Meeting For For Management Regulations Re: Chapter I of Title II 7.4 Amend Articles of General Meeting For For Management Regulations Re: Chapter II of Title II 7.5 Amend Articles of General Meeting For For Management Regulations Re: Chapter I of Title III 7.6 Amend Articles of General Meeting For For Management Regulations Re: Chapter II of Title III 7.7 Amend Articles of General Meeting For For Management Regulations Re: Chapter III of Title III 7.8 Add Articles of General Meeting For For Management Regulations Re: Title VI 7.9 Approve Restated General Meeting For For Management Regulations 8 Approve Scrip Dividends and Approve For For Management Reduction in Share Capital via Amortization of Treasury Shares 9 Authorize Share Repurchase and Capital For For Management Reduction via Amortization of Repurchased Shares 10 Authorize Increase in Capital up to 50 For Against Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent 11 Authorize Board to Ratify and Execute For For Management Approved Resolutions 12 Receive Amendments to Board of None None Management Directors Regulations -------------------------------------------------------------------------------- - 3 - ADECCO GROUP AG Ticker: ADEN Security ID: H00392318 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management 2 Approve Allocation of Income and For For Management Dividends of CHF 2.50 per Share 3 Approve Discharge of Board and Senior For For Management Management 4.1 Approve Remuneration of Directors in For For Management the Amount of CHF 5.1 Million 4.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 35 Million 5.1.1 Reelect Jean-Christophe Deslarzes as For For Management Director 5.1.2 Reelect Ariane Gorin as Director For For Management 5.1.3 Reelect Alexander Gut as Director For For Management 5.1.4 Reelect Didier Lamouche as Director For For Management 5.1.5 Reelect David Prince as Director For For Management 5.1.6 Reelect Kathleen Taylor as Director For For Management 5.1.7 Reelect Regula Wallimann as Director For For Management 5.1.8 Elect Jean-Christophe Deslarzes as For For Management Board Chairman 5.1.9 Elect Rachel Duan as Director For Against Management 5.2.1 Reappoint Kathleen Taylor as Member of For For Management the Compensation Committee 5.2.2 Reappoint Didier Lamouche as Member of For For Management the Compensation Committee 5.2.3 Appoint Rachel Duan as Member of the For Against Management Compensation Committee 5.3 Designate Keller KLG as Independent For For Management Proxy 5.4 Ratify Ernst & Young AG as Auditors For For Management 6 Approve Reduction in Share Capital via For For Management Cancellation of 220,000 Treasury Shares 7 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- ADMIRAL GROUP PLC Ticker: ADM Security ID: G0110T106 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect David Stevens as Director For For Management 5 Re-elect Geraint Jones as Director For For Management 6 Re-elect Annette Court as Director For For Management 7 Re-elect Jean Park as Director For For Management 8 Re-elect George Manning Rountree as For For Management Director 9 Re-elect Owen Clarke as Director For For Management 10 Re-elect Justine Roberts as Director For For Management 11 Re-elect Andrew Crossley as Director For For Management 12 Re-elect Michael Brierley as Director For For Management 13 Re-elect Karen Green as Director For For Management 14 Reappoint Deloitte LLP as Auditors For For Management 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Amend Discretionary Free Share Scheme For For Management 17 Authorise EU Political Donations and For For Management Expenditure 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- ADVANCE RESIDENCE INVESTMENT CORP. Ticker: 3269 Security ID: J00184101 Meeting Date: OCT 24, 2019 Meeting Type: Special Record Date: JUL 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Asset For For Management Management Compensation 2 Elect Executive Director Higuchi, For For Management Wataru 3 Elect Alternate Executive Director For For Management Takano, Takeshi 4.1 Elect Supervisory Director Oba, For Against Management Yoshitsugu 4.2 Elect Supervisory Director Kobayashi, For For Management Satoru 5 Elect Alternate Supervisory Director For For Management Yamauchi, Hiromitsu -------------------------------------------------------------------------------- ADYEN NV Ticker: ADYEN Security ID: N3501V104 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Mariette Bianca Swart to For For Management Management Board 3 Elect Kamran Zaki to Management Board For For Management 4 Close Meeting None None Management -------------------------------------------------------------------------------- - 4 - ADYEN NV Ticker: ADYEN Security ID: N3501V104 Meeting Date: JAN 14, 2020 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Announcements None None Management 2 Elect Joep van Beurden to Supervisory For For Management Board 3 Close Meeting None None Management -------------------------------------------------------------------------------- ADYEN NV Ticker: ADYEN Security ID: N3501V104 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 2.b Approve Remuneration Report For For Management 2.c Adopt Annual Accounts For For Management 2.d Receive Explanation on Company's None None Management Reserves and Dividend Policy 2.e Approve Remuneration Policy for For For Management Management Board 2.f Approve Remuneration Policy for For For Management Supervisory Board 3 Approve Discharge of Management Board For For Management 4 Approve Discharge of Supervisory Board For For Management 5 Reelect Piero Overmars to Supervisory For For Management Board 6 Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 7 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 8 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 9 Ratify PWC as Auditors For For Management 10 Close Meeting None None Management -------------------------------------------------------------------------------- AEGON NV Ticker: AGN Security ID: N00927298 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Presentation on the Course of Business None None Management in 2019 3.1 Receive Report of Management Board None None Management (Non-Voting) 3.2 Discuss Financial Statements and None None Management Receive Auditors' Reports (Non-Voting) 3.3 Approve Remuneration Report For For Management 3.4 Adopt Financial Statements and For For Management Statutory Reports 3.5 Discuss Dividends of EUR 0.16 per None None Management Common Share and EUR 0.004 per Common Share B 4.1 Approve Discharge of Management Board For For Management 4.2 Approve Discharge of Supervisory Board For For Management 5.1 Approve Remuneration Policy for For For Management Management Board 5.2 Approve Remuneration Policy for For For Management Supervisory Board 6.1 Elect Thomas Wellauer to Supervisory For For Management Board 6.2 Elect Caroline Ramsay to Supervisory For For Management Board 7.1 Elect Lard Friese to Management Board For For Management 8.1 Approve Cancellation of Repurchased For For Management Shares 8.2 Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights 8.3 Grant Board Authority to Issue Shares For For Management Up To 25 Percent of Issued Capital in Connection with a Rights Issue 8.4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 9 Other Business (Non-Voting) None None Management 10 Close Meeting None None Management -------------------------------------------------------------------------------- AGEAS SA/NV Ticker: AGS Security ID: B0148L138 Meeting Date: MAY 20, 2020 Meeting Type: Annual/Special Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.1.1 Receive Directors' and Auditors' None None Management Reports (Non-Voting) 2.1.2 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 2.1.3 Approve Financial Statements and For For Management Allocation of Income 2.2.1 Receive Information on Company's None None Management Dividend Policy 2.2.2 Approve Dividends of EUR 0.27 Per Share For For Management 2.3.1 Approve Discharge of Directors For For Management 2.3.2 Approve Discharge of Auditor For For Management 3.1 Approve Remuneration Report For For Management 3.2 Approve Remuneration Policy For For Management 4.1 Reelect Jane Murphy as Independent For For Management Director 4.2 Reelect Lucrezia Reichlin as For For Management Independent Director 4.3 Reelect Yvonne Lang Ketterer as For For Management Independent Director 4.4 Reelect Richard Jackson as Independent For For Management Director 4.5 Reelect Antonio Cano as Director For For Management 5.1.1 Amend Article 1 Re: Definitions For For Management 5.1.2 Amend Article 2 Re: Name - Form For For Management 5.1.3 Amend Article 3 Re: Registered Office For For Management 5.1.4 Delete Article 6bis Re: Issue Premiums For For Management 5.1.5 Amend Article 7 Re: Form of the Shares For For Management 5.1.6 Amend Article 9 Re: Acquisition of Own For For Management Shares 5.1.7 Amend Article 10 Re: Board of Directors For For Management 5.1.8 Amend Article 11 Re: Board For For Management Deliberation and Decisions 5.1.9 Amend Article 12 Re: Executive For For Management Committee 51.10 Amend Article 13 Re: Representation For For Management 51.11 Amend Article 14 Re: Remuneration For For Management 51.12 Amend Article 15 Re: Ordinary Meeting For For Management of Shareholders 51.13 Amend Article 17 Re: Convocations For For Management 51.14 Amend Article 18 Re: Record Day and For For Management Proxies 51.15 Amend Article 19 Re: Procedure - For For Management Minutes of the Meeting 51.16 Amend Article 20 Re: Votes For For Management 51.17 Amend Article 22 Re: Annual Accounts For For Management 51.18 Amend Article 23 Re: Dividend For For Management 5.2 Approve Cancellation of Repurchased For For Management Shares 5.3.1 Receive Special Board Report Re: None None Management Authorized Capital 5.3.2 Renew Authorization to Increase Share For For Management Capital within the Framework of Authorized Capital 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Close Meeting None None Management -------------------------------------------------------------------------------- - 5 - AIA GROUP LIMITED Ticker: 1299 Security ID: Y002A1105 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Edmund Sze-Wing Tse as Director For For Management 4 Elect Jack Chak-Kwong So as Director For For Management 5 Elect Mohamed Azman Yahya Director For For Management 6 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 7A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7B Authorize Repurchase of Issued Share For For Management Capital 8 Approve New Share Option Scheme and For For Management Terminate Existing Share Option Scheme -------------------------------------------------------------------------------- AIR LIQUIDE SA Ticker: AI Security ID: F01764103 Meeting Date: MAY 05, 2020 Meeting Type: Annual/Special Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.70 per Share and an Extra of EUR 0.27 per Share to Long Term Registered Shares 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5 Reelect Brian Gilvary as Director For For Management 6 Elect Anette Bronder as Director For For Management 7 Elect Kim Ann Mink as Director For For Management 8 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 9 Approve Compensation of Benoit Potier For For Management 10 Approve Compensation Report for For For Management Corporate Officers 11 Approve Remuneration Policy of For For Management Corporate Officers 12 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 1.3 Million 13 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 14 Authorize Capitalization of Reserves For For Management of Up to EUR 300 Million for Bonus Issue or Increase in Par Value 15 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 16 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 17 Amend Article 11 of Bylaws Re: For For Management Employee Representative 18 Amend Article 15 of Bylaws Re: Board For For Management Powers 19 Amend Article 16 of Bylaws Re: Board For For Management Members Remuneration 20 Amend Article 9 of Bylaws Re: For For Management Shareholding Disclosure Thresholds 21 Amend Articles 15 and 19 of Bylaws Re: For For Management Delegate Power to Board Members 22 Amend Article 4 of Bylaws Re: Company For For Management Duration 23 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- AKER ASA Ticker: AKER Security ID: R0114P108 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Approve Notice of For For Management Meeting and Agenda 2 Designate Inspector(s) of Minutes of For For Management Meeting 3 Receive Company Status Reports None None Management 4 Accept Financial Statements and For For Management Statutory Reports; Approve Allocation of Income and Dividends 5a Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management (Advisory) 5b Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management (Binding) 6 Discuss Company's Corporate Governance None None Management Statement 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Nominating For For Management Committee 9 Elect Directors For Against Management 10 Elect Members of Nomination Committee For For Management 11 Approve Remuneration of Auditors for For For Management 2019 12 Authorize Share Repurchase Program in For Against Management Connection with Acquisitions, Mergers, Demergers or Other Transactions 13 Authorize Share Repurchase Program in For Against Management Connection with Incentive Plan 14 Authorize Share Repurchase Program for For Against Management Investment Purposes or Cancellation 15 Authorize Board to Distribute Dividends For For Management 16 Approve Creation of Pool of Capital For For Management without Preemptive Rights 17 Amend Articles Re: Nomination Committee For For Management -------------------------------------------------------------------------------- - 6 - AKER BP ASA Ticker: AKERBP Security ID: R0139K100 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Registration of None None Management Attending Shareholders and Proxies 2 Elect Chairman of Meeting; Designate For For Management Inspector(s) of Minutes of Meeting 3 Approve Notice of Meeting and Agenda For For Management 4 Accept Financial Statements and For For Management Statutory Reports 5 Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management 6 Approve Remuneration of Auditors for For For Management 2019 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration of Nomination For For Management Committee 9 Elect Directors For Against Management 10 Elect Chair of Nominating Committee For For Management 11 Approve Creation of NOK 18 Million For Against Management Pool of Capital without Preemptive Rights 12 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 13 Authorize Board to Distribute Dvidends For For Management -------------------------------------------------------------------------------- AKZO NOBEL NV Ticker: AKZA Security ID: N01803308 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 3.a Adopt Financial Statements For For Management 3.b Discuss on the Company's Dividend None None Management Policy 3.c Approve Dividends of EUR 1.90 Per Share For For Management 3.d Approve Remuneration Report For For Management 4.a Approve Discharge of Management Board For For Management 4.b Approve Discharge of Supervisory Board For For Management 5 Reelect P. Kirby to Supervisory Board For For Management 6.a Amend Remuneration Policy for For For Management Management Board 6.b Amend Remuneration Policy for For For Management Supervisory Board 7 Amend Articles Re: Implementation of For For Management the Act on the Conversion of Bearer Shares and the Dutch Provisions Implementing the Shareholder Rights Directive II 8.a Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 8.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 9 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 10 Authorize Cancellation of Repurchased For For Management Shares 11 Close Meeting None None Management -------------------------------------------------------------------------------- ALFA LAVAL AB Ticker: ALFA Security ID: W04008152 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive President's Report None None Management 8 Receive Board's Report; Receive None None Management Committees' Report 9 Receive Financial Statements and None None Management Statutory Reports 10.a Accept Financial Statements and For For Management Statutory Reports 10.b Approve Allocation of Income and For For Management Omission of Dividends 10.c Approve Discharge of Board and For For Management President 11 Receive Nomination Committee's Report None None Management 12 Determine Number of Directors (8) and For For Management Deputy Directors (0) of Board; Fix Number of Auditors (2) and Deputy Auditors (2) 13 Approve Remuneration of Directors in For For Management the Amount of SEK 1.75 Million to the Chairman and SEK 585,000 to Other Directors; Approve Remuneration of Committee Work; Approve Remuneration of Auditors 14 Reelect Finn Rausing, Jorn Rausing, For For Management Ulf Wiinberg, Henrik Lange, Helene Mellquist and Maria Hanssen, and Elect Dennis Jonsson (Chair) and Ray Mauritsson as Directors; Ratify Staffan Landen and Karoline Tedeval as Auditors; Ratify Deputy Auditors 15 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 16 Amend Articles Re: Company Name; For For Management Participation at General Meeting; Share Registrar 17 Close Meeting None None Management -------------------------------------------------------------------------------- - 7 - ALGONQUIN POWER & UTILITIES CORP. Ticker: AQN Security ID: 015857105 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Ernst & Young LLP as Auditors For For Management 2.1 Elect Director Christopher J. Ball For For Management 2.2 Elect Director Melissa Stapleton Barnes For For Management 2.3 Elect Director Christopher Huskilson For For Management 2.4 Elect Director Christopher Jarratt For For Management 2.5 Elect Director D. Randy Laney For For Management 2.6 Elect Director Kenneth Moore For For Management 2.7 Elect Director Ian Robertson For For Management 2.8 Elect Director Masheed Saidi For For Management 2.9 Elect Director Dilek Samil For For Management 2.10 Elect Director George Steeves For For Management 3 Amend Employee Share Purchase Plan For For Management 4 Amend Articles Re: Meetings of For For Management Shareholders to be Held Virtually 5 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- ALLIED PROPERTIES REAL ESTATE INVESTMENT TRUST Ticker: AP.UN Security ID: 019456102 Meeting Date: MAY 19, 2020 Meeting Type: Annual/Special Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Trustee Gerald R. Connor For For Management 1.2 Elect Trustee Lois Cormack For For Management 1.3 Elect Trustee Gordon R. Cunningham For For Management 1.4 Elect Trustee Michael R. Emory For For Management 1.5 Elect Trustee James Griffiths For For Management 1.6 Elect Trustee Margaret T. Nelligan For For Management 1.7 Elect Trustee Stephen L. Sender For For Management 1.8 Elect Trustee Peter Sharpe For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Trustees to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- ALSTOM SA Ticker: ALO Security ID: F0259M475 Meeting Date: JUL 10, 2019 Meeting Type: Annual/Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 5.50 per Share 4 Reelect Henri Poupart-Lafarge as For Against Management Director 5 Reelect Sylvie Kande de Beaupuy as For For Management Director 6 Reelect Sylvie Rucar as Director For For Management 7 Approve Non-Compete Agreement with For For Management Henri Poupart-Lafarge 8 Approve Pension Scheme Agreement with For For Management Henri Poupart-Lafarge 9 Approve Compensation of Chairman and For For Management CEO 10 Approve Remuneration Policy of For For Management Chairman and CEO 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 13 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries 14 Authorize up to 5 Million Shares for For For Management Use in Restricted Stock Plans 15 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- ALTEN SA Ticker: ATE Security ID: F02626103 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Reelect Evelyne Feldman as Director For For Management 6 Reelect Philippe Tribadeau as Director For For Management 7 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 200,000 8 Approve Remuneration Policy of For For Management Directors 9 Approve Remuneration Policy of For For Management Chairman and CEO 10 Approve Remuneration Policy of For For Management Vice-CEOs 11 Approve Compensation Report of For For Management Corporate Officers 12 Approve Compensation of Simon Azoulay, For For Management Chairman and CEO 13 Approve Compensation of Gerald Attia, For For Management Vice-CEO 14 Approve Compensation of Pierre Marcel, For For Management Vice-CEO 15 Authorize Repurchase of Up to 7 For For Management Percent of Issued Share Capital 16 Authorize up to 650,000 Shares for Use For For Management in Restricted Stock Plans 17 Amend Article 16 of Bylaws Re: For For Management Employee Representative 18 Amend Article 18 of Bylaws Re: Written For For Management Consultation 19 Amend Articles 16 and 10 of Bylaws Re: For For Management Board Remuneration and Shareholders Identification 20 Textual References Regarding Change of For Against Management Codification 21 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- - 8 - AMADEUS IT GROUP SA Ticker: AMS Security ID: E04648114 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Allocation of Income and For For Management Dividends 4 Approve Discharge of Board For For Management 5.1 Elect Xiaoqun Clever as Director For For Management 5.2 Reelect Jose Antonio Tazon Garcia as For For Management Director 5.3 Reelect Luis Maroto Camino as Director For For Management 5.4 Reelect David Webster as Director For For Management 5.5 Reelect Clara Furse as Director For For Management 5.6 Reelect Nicolas Huss as Director For For Management 5.7 Reelect Pierre-Henri Gourgeon as For For Management Director 5.8 Reelect Francesco Loredan as Director For For Management 6 Advisory Vote on Remuneration Report For For Management 7 Approve Remuneration of Directors For For Management 8 Authorize Increase in Capital up to 10 For For Management Percent via Issuance of Equity or Equity-Linked Securities without Preemptive Rights 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- AMPLIFON SPA Ticker: AMP Security ID: T0388E118 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Financial Statements and For For Management Statutory Reports 1b Approve Allocation of Income For For Management 2 Approve Remuneration of Directors For For Management 3a Approve Remuneration Policy For Against Management 3b Approve Second Section of the For Against Management Remuneration Report 4 Authorize Share Repurchase Program and For Against Management Reissuance of Repurchased Shares -------------------------------------------------------------------------------- AMS AG Ticker: AMS Security ID: A0400Q115 Meeting Date: JAN 24, 2020 Meeting Type: Special Record Date: JAN 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Creation of EUR 1.7 Billion For For Management Pool of Capital with Preemptive Rights -------------------------------------------------------------------------------- ANA HOLDINGS INC. Ticker: 9202 Security ID: J0156Q112 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ito, Shinichiro For For Management 1.2 Elect Director Katanozaka, Shinya For For Management 1.3 Elect Director Ito, Yutaka For For Management 1.4 Elect Director Takada, Naoto For For Management 1.5 Elect Director Fukuzawa, Ichiro For For Management 1.6 Elect Director Shibata, Koji For For Management 1.7 Elect Director Hirako, Yuji For For Management 1.8 Elect Director Yamamoto, Ado For For Management 1.9 Elect Director Kobayashi, Izumi For For Management 1.10 Elect Director Katsu, Eijiro For For Management 2.1 Appoint Statutory Auditor Nagamine, For For Management Toyoyuki 2.2 Appoint Statutory Auditor Matsuo, For For Management Shingo -------------------------------------------------------------------------------- ANHEUSER-BUSCH INBEV SA/NV Ticker: ABI Security ID: B639CJ108 Meeting Date: JUN 03, 2020 Meeting Type: Annual/Special Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor A1.a Amend Articles 24.4 Re: Participation For For Management and Decisions in a Meeting A1.b Amend Articles Re: Distributions of For For Management Interim Dividends A1.c Amend Articles of Association Re: For For Management Alignment on the Rules of Code on Companies and Associations B2 Receive Directors' Reports (Non-Voting) None None Management B3 Receive Auditors' Reports (Non-Voting) None None Management B4 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) B5 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 1.30 per Share B6 Approve Discharge of Directors For For Management B7 Approve Discharge of Auditors For For Management B8.a Reelect Michele Burns as Independent For For Management Director B8.b Reelect Elio Leoni Sceti as For For Management Independent Director B8.c Reelect Alexandre Van Damme as Director For Against Management B8.d Reelect Gregoire de Spoelberch as For Against Management Director B8.e Reelect Paul Cornet de Ways Ruart as For Against Management Director B8.f Reelect Paulo Lemann as Director For Against Management B8.g Reelect Maria Asuncion Aramburuzabala For Against Management as Director B8.h Elect Roberto Thompson Motta as For Against Management Director B8.i Reelect Martin J. Barrington as For Against Management Director B8.j Reelect William F. Gifford, Jr. as For Against Management Director B8.k Reelect Alejandro Santo Domingo Davila For Against Management as Director B9 Approve Remuneration Report For Against Management C10 Authorize Implementation of Approved For For Management Resolutions and Filing of Required Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- - 9 - ARCELORMITTAL SA Ticker: MT Security ID: L0302D210 Meeting Date: JUN 13, 2020 Meeting Type: Annual/Special Record Date: MAY 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board's and Auditor's Reports None None Management I Approve Consolidated Financial For For Management Statements II Approve Financial Statements For For Management III Approve Omission of Dividends For For Management IV Approve Allocation of Income For For Management V Approve Remuneration Policy For For Management VI Approve Remuneration Report For For Management VII Approve Remuneration of the Directors, For For Management Members and Chairs of the Audit Committee, Members and Chairs of the Other Committee, and CEO VIII Approve Discharge of Directors For For Management IX Reelect Lakshmi N. Mittal as Director For Against Management X Reelect Bruno Lafont as Director For For Management XI Reelect Michel Wurth as Director For For Management XII Elect Aditya Mittal as Director For For Management XIII Elect Etienne Schneider as Director For For Management XIV Approve Share Repurchase For For Management XV Ratify Deloitte as Auditor For For Management XVI Approve Share Plan Grant Under the For For Management Performance Share Unit Plan 1 Increase Authorized Share Capital, For For Management Authorize Board to Limit or Suspend the Preferential Subscription Right of Existing Shareholders, and Amend Articles 5.2 and 5.5 of the Articles of Association -------------------------------------------------------------------------------- ARGENX SE Ticker: ARGX Security ID: N0610Q109 Meeting Date: NOV 25, 2019 Meeting Type: Special Record Date: OCT 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Amend Articles to Reflect Changes in For For Management Capital 3 Amend Argenx Option Plan For Against Management 4 Approve Stock Option Grants up to a For Against Management Maximum of 4 Percent of the Outstanding Capital 5 Other Business (Non-Voting) None None Management 6 Close Meeting None None Management -------------------------------------------------------------------------------- ARGENX SE Ticker: ARGX Security ID: N0610Q109 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Adopt Remuneration Policy For Against Management 4 Approve Remuneration Report For Against Management 5.a Discuss Annual Report for FY 2019 None None Management 5.b Adopt Financial Statements and For For Management Statutory Reports 5.c Discussion on Company's Corporate None None Management Governance Structure 5.d Approve Allocation of Losses to the For For Management Retained Earnings of the Company 5.e Approve Discharge of Directors For For Management 6 Reelect Pamela Klein as Non-Executive For For Management Director 7 Grant Board Authority to Issue Shares For Against Management Up To 4 Percent of Outstanding Capital within the Limits of the Argenx Option Plan and Exclude Pre-emptive Rights 8 Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights 9 Grant Board Authority to Issue For Against Management Additional Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights 10 Ratify Deloitte as Auditors For For Management 11 Other Business (Non-Voting) None None Management 12 Close Meeting None None Management -------------------------------------------------------------------------------- AROUNDTOWN SA Ticker: AT1 Security ID: L0269F109 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ran Laufer as Director For Against Management 2 Elect Simone Runge-Brandner as Director For For Management 3 Reelect Jelena Afxentiou as Director For Against Management 4 Reelect Oschrie Massatschi as Director For Against Management 5 Reelect Frank Roseen as Director For Against Management 6 Reelect Markus Leininger as Director For For Management 7 Reelect Markus Kreuter as Director For For Management -------------------------------------------------------------------------------- - 10 - AROUNDTOWN SA Ticker: AT1 Security ID: L0269F109 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights and Amend Articles of Association -------------------------------------------------------------------------------- ASCENDAS REAL ESTATE INVESTMENT TRUST Ticker: A17U Security ID: Y0205X103 Meeting Date: JUL 09, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Statement For For Management by the Manager, Audited Financial Statements and Auditors' Report 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 4 Authorize Unit Repurchase Program For For Management -------------------------------------------------------------------------------- ASCENDAS REAL ESTATE INVESTMENT TRUST Ticker: A17U Security ID: Y0205X103 Meeting Date: NOV 27, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisitions of a Portfolio of For For Management United States Properties and Two Singapore Properties as Interested Person Transactions -------------------------------------------------------------------------------- ASCENDAS REAL ESTATE INVESTMENT TRUST Ticker: A17U Security ID: Y0205X103 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Statement For For Management by the Manager, Audited Financial Statements and Auditors' Report 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 4 Authorize Unit Repurchase Program For For Management -------------------------------------------------------------------------------- ASM INTERNATIONAL NV Ticker: ASM Security ID: N07045201 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Approve Remuneration Report For For Management 4 Approve Remuneration Policy For For Management 5 Adopt Financial Statements and For For Management Statutory Reports 6.a Approve Regular Dividend For For Management 6.b Approve Extra-Ordinary Dividend For For Management 7 Approve Discharge of Management Board For For Management 8 Approve Discharge of Supervisory Board For For Management 9 Elect Benjamin Gek Lim Loh to For For Management Management Board 10.a Elect Monica de Virgiliis to For For Management Supervisory Board 10.b Elect Didier Lamouche to Supervisory For For Management Board 10.c Reelect Martin van Pernis to For For Management Supervisory Board 11 Amend Article 34 Re: Implementation For For Management Act SRDII 12 Ratify KPMG as Auditors For For Management 13.a Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 13.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 14 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 15 Approve Cancellation of Repurchased For For Management Shares 16 Other Business (Non-Voting) None None Management 17 Close Meeting None None Management -------------------------------------------------------------------------------- - 11 - ASML HOLDING NV Ticker: ASML Security ID: N07059202 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Discuss the Company's Business, None None Management Financial Situation and Sustainability 3.a Approve Remuneration Report For For Management 3.b Adopt Financial Statements and For For Management Statutory Reports 3.c Receive Clarification on Company's None None Management Reserves and Dividend Policy 3.d Approve Dividends of EUR 2.40 Per Share For For Management 4.a Approve Discharge of Management Board For For Management 4.b Approve Discharge of Supervisory Board For For Management 5 Approve Number of Shares for For For Management Management Board 6 Approve Certain Adjustments to the For For Management Remuneration Policy for Management Board 7 Approve Remuneration Policy for For For Management Supervisory Board 8.a Announce Vacancies on the Supervisory None None Management Board 8.b Opportunity to Make Recommendations None None Management 8.c Announce Intention to Reappoint A.P. None None Management Aris and Appoint D.W.A. East and D.M. Durcan to Supervisory Board 8.d Reelect A.P. (Annet) Aris to For For Management Supervisory Board 8.e Elect D.M. (Mark) Durcan to For For Management Supervisory Board 8.f Elect D.W.A. (Warren) East to For For Management Supervisory Board 8.g Receive Information on the Composition None None Management of the Supervisory Board 9 Ratify KPMG as Auditors For For Management 10.a Grant Board Authority to Issue Shares For For Management Up to 5 Percent of Issued Capital for General Purposes 10.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances under Item 10.a 10.c Grant Board Authority to Issue or For For Management Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition 10.d Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances under Item 10.c 11.a Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 11.b Authorize Additional Repurchase of Up For For Management to 10 Percent of Issued Share Capital 12 Authorize Cancellation of Repurchased For For Management Shares 13 Other Business (Non-Voting) None None Management 14 Close Meeting None None Management -------------------------------------------------------------------------------- ASR NEDERLAND NV Ticker: ASRNL Security ID: N0709G103 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: OCT 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2a Announce Intention to Appoint Ingrid None None Management de Graaf-de Swart as Member of the Executive Board 3a Announce Intention to Appoint Gisella None None Management van Vollenhoven and Gerard van Olphen as Supervisory Board Members 3b Elect Gisella van Vollenhoven to For For Management Supervisory Board 3c Elect Gerard van Olphen to Supervisory For For Management Board 4 Allow Questions None None Management 5 Close Meeting None None Management -------------------------------------------------------------------------------- ASR NEDERLAND NV Ticker: ASRNL Security ID: N0709G103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 2.b Receive Report of Supervisory Board None None Management (Non-Voting) 2.c Discussion on Company's Corporate None None Management Governance Structure 2.d Approve Remuneration Report For For Management 3.a Adopt Financial Statements and For For Management Statutory Reports 3.b Receive Explanation on Company's None None Management Reserves and Dividend Policy 3.c Discuss Dividends None None Management 4.a Approve Discharge of Management Board For For Management 4.b Approve Discharge of Supervisory Board For For Management 5.a Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 5.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 5.c Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Announce Intention to Reappoint Jos None None Management Baeten to the Management Board 7.a Acknowledge Resignation of Cor van den None None Management Bos as Supervisory Board Member 7.b Reelect Herman Hintzen to Supervisory For For Management Board 8 Allow Questions None None Management 9 Close Meeting None None Management -------------------------------------------------------------------------------- - 12 - ASSA ABLOY AB Ticker: ASSA.B Security ID: W0817X204 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive President's Report None None Management 8.a Receive Financial Statements and None None Management Statutory Reports 8.b Receive Auditor's Report on None None Management Application of Guidelines for Remuneration for Executive Management 8.c Receive Board's Proposal on None None Management Distribution of Profits 9.a Accept Financial Statements and For For Management Statutory Reports 9.b Approve Allocation of Income and For For Management Dividends of SEK 2.00 Per Share 9.c Approve Discharge of Board and For For Management President 10 Determine Number of Members (8) and For For Management Deputy Members (0) of Board 11.a Approve Remuneration of Directors in For For Management the Amount of SEK 2.35 million for Chairman, SEK 900,000 for Vice Chairman and SEK 685,000 for Other Directors; Approve Remuneration for Committee Work 11.b Approve Remuneration of Auditors For For Management 12.a Reelect Lars Renstrom (Chairman), Carl For Against Management Douglas (Vice Chair), Eva Karlsson, Birgitta Klasen, Lena Olving, Sofia Schorling Hogberg and Jan Svensson as Directors; Elect Joakim Weidemanis as New Director 12.b Ratify Ernst & Young as Auditors For For Management 13 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 14 Authorize Class B Share Repurchase For For Management Program and Reissuance of Repurchased Shares 15 Approve Performance Share Matching For Against Management Plan LTI 2020 16 Amend Articles of Association For For Management 17 Close Meeting None None Management -------------------------------------------------------------------------------- ASSICURAZIONI GENERALI SPA Ticker: G Security ID: T05040109 Meeting Date: APR 27, 2020 Meeting Type: Annual/Special Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Financial Statements and For For Management Statutory Reports 1b Approve Allocation of Income For For Management 2a.1 Slate Submitted by Mediobanca Spa None For Shareholder 2a.2 Slate Submitted by Institutional None Against Shareholder Investors (Assogestioni) 2b Approve Internal Auditors' Remuneration For For Management 3a Approve Remuneration Policy For Against Management 3b Approve Second Section of the For Against Management Remuneration Report 4a Approve Group Long Term Incentive Plan For For Management 4b Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares to Service Group Long Term Incentive Plan 4c Authorize Board to Increase Capital to For For Management Service Group Long Term Incentive Plan 5a Approve Performance Share Plan For Against Management 5b Authorize Share Repurchase Program and For Against Management Reissuance of Repurchased Shares to Service Performance Share Plan 5c Authorize Board to Increase Capital to For Against Management Service Performance Share Plan 6a Amend Company Bylaws Re: Article 3.1 For For Management 6b Amend Company Bylaws Re: Article 9.1 For For Management 6c Amend Company Bylaws Re: Article 33.7 For For Management 6d Amend Company Bylaws Re: Article 28.1 For For Management 6e Amend Company Bylaws Re: Article 28.2 For For Management 6f Amend Company Bylaws Re: Articles 28. For For Management 4, 28.10, 28.13 6g Amend Company Bylaws Re: Articles 28.5 For For Management and 28.6 6h Amend Company Bylaws Re: Article 28.10 For For Management -------------------------------------------------------------------------------- ASTM SPA Ticker: AT Security ID: T0510N101 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3.1 Approve Remuneration Policy For Against Management 3.2 Approve Second Section of the For For Management Remuneration Report 4 Integrate Remuneration of External For For Management Auditors 5.1.1 Slate Submitted by Nuova Argo None Against Shareholder Finanziaria SpA 5.1.2 Slate Submitted by Institutional None For Shareholder Investors (Assogestioni) 5.2 Appoint Chairman of Internal Statutory None For Shareholder Auditors 5.3 Approve Internal Auditors' Remuneration None For Shareholder 6 Authorize Share Repurchase Program and For Against Management Reissuance of Repurchased Shares A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- - 13 - ASTRAZENECA PLC Ticker: AZN Security ID: G0593M107 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividends For For Management 3 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 4 Authorise Board to Fix Remuneration of For For Management Auditors 5a Re-elect Leif Johansson as Director For For Management 5b Re-elect Pascal Soriot as Director For For Management 5c Re-elect Marc Dunoyer as Director For For Management 5d Re-elect Genevieve Berger as Director For For Management 5e Re-elect Philip Broadley as Director For For Management 5f Re-elect Graham Chipchase as Director For For Management 5g Elect Michel Demare as Director For For Management 5h Re-elect Deborah DiSanzo as Director For For Management 5i Re-elect Sheri McCoy as Director For For Management 5j Re-elect Tony Mok as Director For For Management 5k Re-elect Nazneen Rahman as Director For For Management 5l Re-elect Marcus Wallenberg as Director For For Management 6 Approve Remuneration Report For For Management 7 Approve Remuneration Policy For For Management 8 Authorise EU Political Donations and For For Management Expenditure 9 Authorise Issue of Equity For For Management 10 Authorise Issue of Equity without For For Management Pre-emptive Rights 11 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 12 Authorise Market Purchase of Ordinary For For Management Shares 13 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 14 Approve Performance Share Plan For For Management -------------------------------------------------------------------------------- ASX LIMITED Ticker: ASX Security ID: Q0604U105 Meeting Date: SEP 24, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 3a Elect Melinda Conrad as Director For For Management 3b Elect Ken Henry as Director For Against Management 3c Elect Peter Nash as Director For For Management 4 Approve Remuneration Report For For Management 5 Approve Grant of Performance Rights to For For Management Dominic Stevens -------------------------------------------------------------------------------- AUCKLAND INTERNATIONAL AIRPORT LTD. Ticker: AIA Security ID: Q06213146 Meeting Date: OCT 23, 2019 Meeting Type: Annual Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Christine Spring as Director For For Management 2 Elect Elizabeth Savage as Director For For Management 3 Approve Increase in the Fee Pool of For For Management Directors' Fees 4 Authorize Board to Fix Remuneration of For For Management the Auditors 1 Approve the Amendments to the For For Management Company's Constitution -------------------------------------------------------------------------------- AURIZON HOLDINGS LIMITED Ticker: AZJ Security ID: Q0695Q104 Meeting Date: OCT 17, 2019 Meeting Type: Annual Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Russell Caplan as Director For For Management 2b Elect Michael Fraser as Director For For Management 2c Elect Kate Vidgen as Director For For Management 3 Approve Grant of Performance Rights to For For Management Andrew Harding 4 Approve Remuneration Report For For Management -------------------------------------------------------------------------------- AUSNET SERVICES LTD. Ticker: AST Security ID: Q0708Q109 Meeting Date: JUL 18, 2019 Meeting Type: Annual Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Li Lequan as Director For For Management 2b Elect Tan Chee Meng as Director For For Management 2c Elect Peter Mason as Director For Against Management 3 Approve Remuneration Report For For Management 4a Approve Grant of Equity Awards to Nino For For Management Ficca 4b Approve Grant of Equity Awards to Tony For For Management Narvaez 5 Approve the Issuance of Up to 10 For For Management Percent of the Company's Issued Capital 6 Approve Issuance of Shares Under the For For Management Dividend Reinvestment Plan 7 Approve Issuance of Shares Under the For For Management Employee Incentive Scheme -------------------------------------------------------------------------------- - 14 - AUSTRALIA & NEW ZEALAND BANKING GROUP LIMITED Ticker: ANZ Security ID: Q09504137 Meeting Date: DEC 17, 2019 Meeting Type: Annual Record Date: DEC 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Paul Dominic O'Sullivan as For For Management Director 2b Elect Graeme Richard Liebelt as For For Management Director 2c Elect Sarah Jane Halton as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve the Spill Resolution Against Against Management 5 Approve Grant of Performance Rights to For For Management Shayne Elliott 6 Approve the Amendments to the Against Against Shareholder Company's Constitution 7 Approve Transition Planning Disclosure Against Against Shareholder 8 Approve Suspension of Memberships of Against Against Shareholder Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement -------------------------------------------------------------------------------- AXFOOD AB Ticker: AXFO Security ID: W1051R119 Meeting Date: MAR 18, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Prepare and Approve List of For For Management Shareholders 3 Approve Agenda of Meeting For For Management 4 Designate Inspector(s) of Minutes of For For Management Meeting 5 Acknowledge Proper Convening of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports 7 Receive President's Report None None Management 8 Accept Financial Statements and For For Management Statutory Reports 9 Approve Discharge of Board and For For Management President 10 Approve Allocation of Income and For For Management Dividends of SEK 7.25 Per Share 11 Determine Number of Members (8) and For For Management Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0) 12 Approve Remuneration of Directors in For For Management the Amount of EUR 725,000 for Chairman, EUR 555,000 for Vice Chairman, and EUR 460,000 for Other Directors; Approve Remuneration of Auditors 13 Reelect Mia Brunell Livfors (Chair), For For Management Stina Andersson, Fabian Bengtsson, Caroline Berg, Jesper Lien, Lars Olofsson and Christer Aberg as Directors; Elect Christian Luiga as New Director 14 Ratify Deloitte as Auditors For For Management 15 Authorize Representatives of Four of For For Management Company's Largest Shareholders to Serve on Nominating Committee 16 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 17.a Approve Restricted Stock Plan LTIP 2020 For For Management 17.b Approve Equity Plan Financing for LTIP For For Management 2020 18 Approve Employee Share Purchases in For For Management Subsidiaries 19 Amend Articles of Association in For For Management Accordance with New Legislation and Make Editorial Changes 20 Close Meeting None None Management -------------------------------------------------------------------------------- AZRIELI GROUP LTD. Ticker: AZRG Security ID: M1571Q105 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Extension of Indemnification and For For Management Exemption Agreements to Sharon Rachelle Azrieli and Naomi Sara Azrieli, Controllers and Directors A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- - 15 - BAE SYSTEMS PLC Ticker: BA Security ID: G06940103 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Re-elect Revathi Advaithi as Director For For Management 5 Re-elect Sir Roger Carr as Director For For Management 6 Re-elect Dame Elizabeth Corley as For For Management Director 7 Re-elect Christopher Grigg as Director For For Management 8 Re-elect Paula Reynolds as Director For For Management 9 Re-elect Nicholas Rose as Director For For Management 10 Re-elect Ian Tyler as Director For For Management 11 Re-elect Charles Woodburn as Director For For Management 12 Elect Thomas Arseneault as Director For For Management 13 Elect Bradley Greve as Director For For Management 14 Elect Jane Griffiths as Director For For Management 15 Elect Stephen Pearce as Director For For Management 16 Elect Nicole Piasecki as Director For For Management 17 Reappoint Deloitte LLP as Auditors For For Management 18 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 19 Authorise EU Political Donations and For For Management Expenditure 20 Authorise Issue of Equity For For Management 21 Authorise Issue of Equity without For For Management Pre-emptive Rights 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- BALOISE HOLDING AG Ticker: BALN Security ID: H04530202 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 6.40 per Share 4.1a Reelect Andreas Burckhardt as Director For For Management and Board Chairman 4.1b Reelect Andreas Beerli as Director For For Management 4.1c Reelect Christoph Gloor as Director For For Management 4.1d Reelect Hugo Lasat as Director For For Management 4.1e Reelect Christoph Maeder as Director For For Management 4.1f Reelect Markus Neuhaus as Director For For Management 4.1g Reelect Thomas von Planta as Director For For Management 4.1h Reelect Thomas Pleines as Director For For Management 4.1i Reelect Hans-Joerg Schmidt-Trenz as For For Management Director 4.1j Reelect Marie-Noelle Venturi - For For Management Zen-Ruffinen as Director 4.2.1 Appoint Christoph Maeder as Member of For For Management the Compensation Committee 4.2.2 Appoint Thomas Pleines as Member of For For Management the Compensation Committee 4.2.3 Appoint Hans-Joerg Schmidt-Trenz as For For Management Member of the Compensation Committee 4.2.4 Appoint Marie-Noelle For For Management Venturi-Zen-Ruffinen as Member of the Compensation Committee 4.3 Designate Christophe Sarasin as For For Management Independent Proxy 4.4 Ratify Ernst & Young AG as Auditors For For Management 5.1 Approve Remuneration of Directors in For For Management the Amount of CHF 3.4 Million 5.2.1 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 4 Million 5.2.2 Approve Variable Remuneration of For For Management Executive Committee in the Amount of CHF 5.2 Million 6 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- BANCO BILBAO VIZCAYA ARGENTARIA SA Ticker: BBVA Security ID: E11805103 Meeting Date: MAR 13, 2020 Meeting Type: Annual Record Date: MAR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Consolidated and Standalone For For Management Financial Statements 1.2 Approve Non-Financial Information For For Management Statement 1.3 Approve Allocation of Income and For For Management Dividends 1.4 Approve Discharge of Board For For Management 2.1 Reelect Lourdes Maiz Carro as Director For For Management 2.2 Reelect Susana Rodriguez Vidarte as For For Management Director 2.3 Elect Raul Catarino Galamba de For For Management Oliveira as Director 2.4 Elect Ana Leonor Revenga Shanklin as For For Management Director 2.5 Elect Carlos Vicente Salazar Lomelin For For Management as Director 3 Fix Maximum Variable Compensation Ratio For For Management 4 Renew Appointment of KPMG Auditores as For For Management Auditor 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions 6 Advisory Vote on Remuneration Report For For Management -------------------------------------------------------------------------------- - 16 - BANCO DE SABADELL SA Ticker: SAB Security ID: E15819191 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements and Discharge of Board 2 Approve Non-Financial Information For For Management Statement 3 Approve Allocation of Income and For For Management Dividends 4 Elect Mireya Gine Torrens as Director For For Management 5 Fix Maximum Variable Compensation For For Management Ratio of Designated Group Members 6 Authorize Board to Ratify and Execute For For Management Approved Resolutions 7 Advisory Vote on Remuneration Report For For Management -------------------------------------------------------------------------------- BANCO SANTANDER SA Ticker: SAN Security ID: E19790109 Meeting Date: JUL 22, 2019 Meeting Type: Special Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares in For For Management Connection with Acquisition of Shares of Banco Santander Mexico SA, Institucion de Banca Multiple, Grupo Financiero Santander Mexico 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- BANCO SANTANDER SA Ticker: SAN Security ID: E19790109 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.A Approve Consolidated and Standalone For For Management Financial Statements 1.B Approve Non-Financial Information For For Management Statement 1.C Approve Discharge of Board For For Management 2 Approve Allocation of Income and For For Management Dividends 3.A Fix Number of Directors at 15 For For Management 3.B Elect Luis Isasi Fernandez de For For Management Bobadilla as Director 3.C Elect Sergio Agapito Lires Rial as For For Management Director 3.D Ratify Appointment of and Elect Pamela For For Management Ann Walkden as Director 3.E Reelect Ana Patricia Botin-Sanz de For For Management Sautuola y O'Shea as Director 3.F Reelect Rodrigo Echenique Gordillo as For For Management Director 3.G Reelect Esther Gimenez-Salinas i For For Management Colomer as Director 3.H Reelect Sol Daurella Comadran as For For Management Director 4 Ratify Appointment of For For Management PricewaterhouseCoopers as Auditor 5 Authorize Share Repurchase Program For For Management 6 Authorize Increase in Capital up to 50 For For Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 10 Percent 7.A Approve Scrip Dividends For For Management 7.B Approve Scrip Dividends For For Management 8 Authorize Issuance of Non-Convertible For For Management Debt Securities up to EUR 50 Billion 9 Approve Remuneration Policy For For Management 10 Approve Remuneration of Directors For For Management 11 Fix Maximum Variable Compensation Ratio For For Management 12.A Approve Deferred Multiyear Objectives For For Management Variable Remuneration Plan 12.B Approve Deferred and Conditional For For Management Variable Remuneration Plan 12.C Approve Digital Transformation Award For For Management 12.D Approve Buy-out Policy For For Management 12.E Approve Employee Stock Purchase Plan For For Management 13 Authorize Board to Ratify and Execute For For Management Approved Resolutions 14 Advisory Vote on Remuneration Report For For Management -------------------------------------------------------------------------------- BANK HAPOALIM BM Ticker: POLI Security ID: M1586M115 Meeting Date: JUL 18, 2019 Meeting Type: Annual Record Date: JUN 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board 2 Reappoint Somekh Chaikin and Ziv Haft For For Management as Joint Auditors 3 Amend Articles Re: Board-Related For For Management Matters 4.1 Elect David Avner as External Director For Did Not Vote Management 4.2 Elect Arie Orlev as External Director For For Management 5.1 Elect Noam Hanegbi as External Director For Abstain Management 5.2 Elect Israel Zichl as External Director For For Management 5.3 Reelect Ruben Krupik as External For For Management Director 6.1 Elect Tamar Bar Noy Gottlin as Director For Abstain Management 6.2 Reelect Oded Eran as Director For For Management 6.3 Elect David Zvilichovsky as Director For For Management A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- - 17 - BANK HAPOALIM BM Ticker: POLI Security ID: M1586M115 Meeting Date: DEC 26, 2019 Meeting Type: Special Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Temporary Extension of For For Management Compensation Policy for the Directors and Officers of the Company 2 Approve Amended Employment Terms of For For Management Oded Eran, Chairman 3 Approve Amended Employment Terms of For For Management Dov Kotler, CEO A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- BANK LEUMI LE-ISRAEL LTD. Ticker: LUMI Security ID: M16043107 Meeting Date: JUL 18, 2019 Meeting Type: Annual/Special Record Date: JUN 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board 2 Reappoint Somekh Chaikin and Kost For For Management Forer Gabbay and Kasierer as Joint Auditors and Authorize Board to Fix Their Remuneration 3 Appoint Somekh Chaikin and Brightman For For Management Almagor Zohar & Co. as Joint Auditors and Authorize Board to Fix Their Remuneration 4 Elect Irit Shlomi as Director For For Management 5 Elect Haim Yaakov Krupsky as Director For Did Not Vote Management 6 Approve Purchase of 12,364 Ordinary For For Management Shares by David Brodet, Chairman, in Connection with Share Offering by the State of Israel to the Bank's Employees A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- BANK LEUMI LE-ISRAEL LTD. Ticker: LUMI Security ID: M16043107 Meeting Date: DEC 23, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Reelect Ytzhak Edelman as External For For Management Director 1.2 Elect Mordechai Rosen as External For Did Not Vote Management Director 2.1 Reelect Ester Dominissini as Director For For Management 2.2 Elect Ira Sobel as Director For Abstain Management 3 Approve Amended Compensation Policy For For Management for the Directors and Officers of the Company 4 Approve Employment Terms of Haj-Yehia For For Management Samer, Chairman 5 Approve Employment Terms of as Hanan For For Management Shmuel Friedman, CEO 6 Issue Updated Indemnification For For Management Agreements to Directors/Officers A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- - 18 - BANK OF IRELAND GROUP PLC Ticker: BIRG Security ID: G0756R109 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAY 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Eileen Fitzpatrick as Director For For Management 2b Elect Michele Greene as Director For For Management 2c Elect Myles O'Grady as Director For For Management 2d Re-elect Evelyn Bourke as Director For For Management 2e Re-elect Ian Buchanan as Director For For Management 2f Re-elect Richard Goulding as Director For For Management 2g Re-elect Patrick Haren as Director For For Management 2h Re-elect Patrick Kennedy as Director For For Management 2i Re-elect Francesca McDonagh as Director For For Management 2j Re-elect Fiona Muldoon as Director For For Management 2k Re-elect Patrick Mulvihill as Director For For Management 2l Re-elect Steve Pateman as Director For For Management 3 Ratify KPMG as Auditors For For Management 4 Authorise Board to Fix Remuneration of For For Management Auditors 5 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 6 Approve Remuneration Report For For Management 7 Approve Remuneration Policy For For Management 8 Amend Articles of Association For For Management 9 Authorise Market Purchase of Ordinary For For Management Shares 10 Authorise Issue of Equity For For Management 11 Authorise Issue of Equity without For For Management Pre-emptive Rights 12 Authorise Issue of Equity in Relation For For Management to Additional Tier 1 Contingent Equity Conversion Notes 13 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to Additional Tier 1 Contingent Equity Conversion Notes -------------------------------------------------------------------------------- BANK OF MONTREAL Ticker: BMO Security ID: 063671101 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Janice M. Babiak For For Management 1.2 Elect Director Sophie Brochu For For Management 1.3 Elect Director Craig W. Broderick For For Management 1.4 Elect Director George A. Cope For For Management 1.5 Elect Director Christine A. Edwards For For Management 1.6 Elect Director Martin S. Eichenbaum For For Management 1.7 Elect Director Ronald H. Farmer For For Management 1.8 Elect Director David E. Harquail For For Management 1.9 Elect Director Linda S. Huber For For Management 1.10 Elect Director Eric R. La Fleche For For Management 1.11 Elect Director Lorraine Mitchelmore For For Management 1.12 Elect Director Darryl White For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 Amend Stock Option Plan For For Management 5 SP 1: Update Computer Systems to Against Against Shareholder Increase Competitiveness while Ensuring Greater Protection of Personal Information 6 SP 2: Set a Diversity Target of More Against Against Shareholder than 40% of the Board Members for the Next Five Years 7 SP 3: Assess the Incongruities of Against Against Shareholder Bank's Lending History and Financing Criteria Regarding Fossil Fuel Loans and Public Statements Regarding Sustainability and Climate Change -------------------------------------------------------------------------------- BANKIA SA Ticker: BKIA Security ID: E2R23Z164 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Standalone Financial Statements For For Management 1.2 Approve Consolidated Financial For For Management Statements 1.3 Approve Non-Financial Information For For Management Statement 1.4 Approve Discharge of Board For For Management 1.5 Approve Allocation of Income and For For Management Dividends 2.1 Fix Number of Directors at 13 For For Management 2.2 Elect Nuria Oliver Ramirez as Director For For Management 2.3 Reelect Jose Sevilla Alvarez as For For Management Director 2.4 Reelect Joaquin Ayuso Garcia as For For Management Director 2.5 Reelect Francisco Javier Campo Garcia For For Management as Director 2.6 Reelect Eva Castillo Sanz as Director For For Management 2.7 Reelect Antonio Greno Hidalgo as For For Management Director 3 Appoint KPMG Auditores as Auditor For For Management 4 Authorize Increase in Capital up to 50 For Against Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent 5 Authorize Issuance of Convertible For Against Management Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 1.5 Billion with Exclusion of Preemptive Rights up to 20 Percent of Capital 6 Authorize Share Repurchase Program For For Management 7 Approve Dividends For For Management 8.1 Approve Shares-in-lieu-of-Bonus Plan For For Management as Part of the 2019 Annual Variable Remuneration of Executive Directors 8.2 Approve Shares-in-lieu-of-Bonus Plan For For Management as Part of the 2020 Annual Variable Remuneration of Executive Directors 9.1 Amend Articles Re: General Meetings For For Management and Notice of Meetings 9.2 Amend Articles Re: Available For For Management Information Prior to the Meetings, Right to Information, and Attendance, Proxy and Remove Voting Cards 9.3 Amend Articles Re: Right of For For Management Attendance, Means of Communication, Logistics and Constitution 9.4 Amend Articles Re: Information and For For Management Proposals 9.5 Amend Articles Re: Remote Voting, For For Management Voting of Proposed Resolutions and Documentation 9.6 Amend Articles Re: Provisional For For Management Suspension and Extension of the General Meeting 9.7 Amend Articles Re: Publication and For For Management Documentation of Resolutions 10 Authorize Board to Ratify and Execute For For Management Approved Resolutions 11 Advisory Vote on Remuneration Report For For Management 12 Receive Amendments to Board of None None Management Directors Regulations and Approval of the Appointments and Responsible Management Committee Regulations and Remuneration Committee Regulations -------------------------------------------------------------------------------- - 19 - BANKINTER SA Ticker: BKT Security ID: E2116H880 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Discharge of Board For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Renew Appointment of For For Management PricewaterhouseCoopers as Auditor 6.1 Elect Fernando Jose Frances Pons as For For Management Director 6.2 Fix Number of Directors at 11 For For Management 7 Approve Spin-Off of the Insurance For For Management Business Linea Directa Aseguradora 8 Approve Restricted Capitalization For For Management Reserve 9 Authorize Share Repurchase and Capital For For Management Reduction via Amortization of Repurchased Shares 10.1 Amend Remuneration Policy For For Management 10.2 Approve Delivery of Shares under FY For For Management 2019 Variable Pay Scheme 10.3 Fix Maximum Variable Compensation Ratio For For Management 11 Authorize Board to Ratify and Execute For For Management Approved Resolutions 12 Advisory Vote on Remuneration Report For For Management -------------------------------------------------------------------------------- BARRY CALLEBAUT AG Ticker: BARN Security ID: H05072105 Meeting Date: DEC 11, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports (Non-Voting) 2 Receive Auditor's Report (Non-Voting) None None Management 3.1 Accept Annual Report For For Management 3.2 Approve Remuneration Report For Against Management 3.3 Accept Financial Statements and For For Management Consolidated Financial Statements 4 Approve Allocation of Income and For For Management Dividends of CHF 26.00 per Share 5 Approve Discharge of Board and Senior For For Management Management 6.1.1 Reelect Patrick De Maeseneire as For For Management Director 6.1.2 Reelect Fernando Aguirre as Director For For Management 6.1.3 Reelect Suja Chandrasekaran as Director For For Management 6.1.4 Reelect Angela Wei Dong as Director For For Management 6.1.5 Reelect Nicolas Jacobs as Director For For Management 6.1.6 Reelect Elio Sceti as Director For For Management 6.1.7 Reelect Timothy Minges as Director For For Management 6.1.8 Reelect Markus Neuhaus as Director For For Management 6.2 Elect Patrick De Maeseneire as Board For For Management Chairman 6.3.1 Appoint Fernando Aguirre as Member of For For Management the Compensation Committee 6.3.2 Appoint Suja Chandrasekaran as Member For For Management of the Compensation Committee 6.3.3 Appoint Elio Sceti as Member of the For For Management Compensation Committee 6.3.4 Appoint Timothy Minges as Member of For For Management the Compensation Committee 6.4 Designate Keller KLG as Independent For For Management Proxy 6.5 Ratify KPMG AG as Auditors For For Management 7.1 Approve Remuneration of Board of For For Management Directors in the Amount of CHF 2.2 Million and 2,190 Shares 7.2 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 6.5 Million 7.3 Approve Variable Remuneration of For Against Management Executive Committee in the Amount of CHF 19.7 Million 8 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- BASF SE Ticker: BAS Security ID: D06216317 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 3.30 per Share 3 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 4 Approve Discharge of Management Board For For Management for Fiscal 2019 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 6 Elect Kurt Bock to the Supervisory For For Management Board 7 Approve Remuneration Policy for the For For Management Management Board 8 Amend Articles Re: Supervisory Board For For Management Term of Office 9 Amend Articles Re: Remuneration of For For Management Supervisory Board Members 10 Approve Remuneration of Supervisory For For Management Board -------------------------------------------------------------------------------- - 20 - BCE INC. Ticker: BCE Security ID: 05534B760 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barry K. Allen For For Management 1.2 Elect Director Mirko Bibic For For Management 1.3 Elect Director Sophie Brochu - None None Management Withdrawn Resolution 1.4 Elect Director Robert E. Brown For For Management 1.5 Elect Director David F. Denison For For Management 1.6 Elect Director Robert P. Dexter For For Management 1.7 Elect Director Ian Greenberg For For Management 1.8 Elect Director Katherine Lee For For Management 1.9 Elect Director Monique F. Leroux For For Management 1.10 Elect Director Gordon M. Nixon For For Management 1.11 Elect Director Thomas E. Richards For For Management 1.12 Elect Director Calin Rovinescu For For Management 1.13 Elect Director Karen Sheriff For For Management 1.14 Elect Director Robert C. Simmonds For For Management 1.15 Elect Director Paul R. Weiss For For Management 2 Ratify Deloitte LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP 1: Adopt a Diversity Target Higher Against Against Shareholder than 40% for the Composition of the Board of Directors for the Next Five Years -------------------------------------------------------------------------------- BEIERSDORF AG Ticker: BEI Security ID: D08792109 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.70 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify Ernst & Young GmbH as Auditors For For Management for Fiscal 2020 6 Approve Creation of EUR 42 Million For For Management Pool of Authorized Capital I with Partial Exclusion of Preemptive Rights 7 Approve Creation of EUR 25 Million For For Management Pool of Authorized Capital II with Partial Exclusion of Preemptive Rights 8 Approve Creation of EUR 25 Million For For Management Pool of Authorized Capital III with Partial Exclusion of Preemptive Rights 9 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 42 Million Pool of Capital to Guarantee Conversion Rights 10 Authorize Share Repurchase Program and For Against Management Reissuance or Cancellation of Repurchased Shares 11 Amend Articles Re: Participation For For Management Requirements and Proof of Entitlement 12.1 Elect Wolfgang Herz to the Supervisory For Against Management Board 12.2 Elect Beatrice Dreyfus as Alternate For For Management Supervisory Board Member -------------------------------------------------------------------------------- BELIMO HOLDING AG Ticker: BEAN Security ID: H07171103 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of CHF 150 per Share 3 Approve Remuneration Report For For Management (Non-Binding) 4 Approve Discharge of Board and Senior For For Management Management 5.1 Approve Fixed Remuneration of For For Management Directors in the Amount of CHF 950,000 5.2 Approve Fixed and Variable For For Management Remuneration of Executive Committee in the Amount of CHF 5.8 Million 6.1.1 Reelect Adrian Altenburger as Director For For Management 6.1.2 Reelect Patrick Burkhalter as Director For For Management 6.1.3 Reelect Sandra Emme as Director For For Management 6.1.4 Reelect Urban Linsi as Director For For Management 6.1.5 Reelect Martin Zwyssig as Director For For Management 6.2.1 Elect Stefan Ranstrand as Director For For Management 6.3.1 Reelect Patrick Burkhalter as Board For For Management Chairman 6.3.2 Reelect Martin Zwyssig as Deputy For For Management Chairman 6.4.1 Reappoint Adrian Altenburger as Member For For Management of the Compensation Committee 6.4.2 Reappoint Sandra Emme as Member of the For For Management Compensation Committee 6.5 Designate Proxy Voting Services GmbH For For Management as Independent Proxy 6.6 Ratify KPMG AG as Auditors For For Management 7 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- - 21 - BENDIGO AND ADELAIDE BANK LIMITED Ticker: BEN Security ID: Q1458B102 Meeting Date: OCT 29, 2019 Meeting Type: Annual Record Date: OCT 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Elect David Foster as Director For For Management 3 Elect Jan Harris as Director For For Management 4 Elect Robert Hubbard as Director For For Management 5 Elect David Matthews as Director For For Management 6 Approve Remuneration Report For For Management 7 Approve Participation of Marnie Baker For Against Management in the Employee Salary Sacrifice, Deferred Share and Performance Share Plan 8a Approve First Capital Reduction Scheme For For Management in Respect of Convertible Preference Shares 2 8b Approve Second Capital Reduction For For Management Scheme in Respect of Convertible Preference Shares 2 -------------------------------------------------------------------------------- BIOMERIEUX SA Ticker: BIM Security ID: F1149Y232 Meeting Date: JUN 30, 2020 Meeting Type: Annual/Special Record Date: JUN 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Discharge of Directors For For Management 4 Approve Allocation of Income and For For Management Dividends of EUR 0.19 per Share 5 Approve Auditors' Special Report on For Against Management Related-Party Transactions Mentioning the Absence of New Transactions 6 Reelect Marie-Helene Habert-Dassault For For Management as Director 7 Reelect Harold Boel as Director For For Management 8 Approve Remuneration Policy of For For Management Corporate Officers 9 Approve Remuneration Policy of For Against Management Chairman and CEO 10 Approve Remuneration Policy of Vice-CEO For Against Management 11 Approve Remuneration Policy of For For Management Directors 12 Approve Compensation Report of For For Management Corporate Officers 13 Approve Compensation of Alexandre For For Management Merieux, Chairman and CEO 14 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 15 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 16 Authorize up to 10 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans 17 Authorize up to 10 Percent of Issued For Against Management Capital for Use in Stock Option Plans 18 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 19 Eliminate Preemptive Rights Pursuant For For Management to Item 18 Above 20 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- BOLLORE SA Ticker: BOL Security ID: F10659260 Meeting Date: MAY 27, 2020 Meeting Type: Annual/Special Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Discharge Directors 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.06 per Share 4 Approve Auditors' Special Report on For Against Management Related-Party Transactions 5 Reelect Marie Bollore as Director For Against Management 6 Renew Appointment of Constantin For For Management Associes as Auditor 7 Renew Appointment of Cisane as For For Management Alternate Auditor 8 Authorize Repurchase of 291 Million For Against Management Shares 9 Approve Compensation Report For Against Management 10 Approve Compensation of Vincent For Against Management Bollore, Chairman and CEO Until March 14, 2019 11 Approve Compensation of Cyrille For Against Management Bollore, Vice-CEO Until March 14, 2019 12 Approve Compensation of Cyrille For Against Management Bollore, Chairman and CEO Since April 1, 2019 13 Approve Remuneration Policy of For For Management Directors 14 Approve Remuneration Policy of For Against Management Chairman and CEO 15 Authorize Filing of Required For For Management Documents/Other Formalities 1 Authorize Capital Increase of Up to For Against Management EUR 15 Million for Future Exchange Offers 2 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 3 Amend Article 12 of Bylaws Re: Board For For Management Composition 4 Amend Article 19 of Bylaws Re: GM For For Management Electronic Voting 5 Amend Article 16 of Bylaws Re: Board For For Management Members Remuneration 6 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- - 22 - BRAMBLES LIMITED Ticker: BXB Security ID: Q6634U106 Meeting Date: OCT 10, 2019 Meeting Type: Annual Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Elect James Richard Miller as Director For For Management 4 Elect George El-Zoghbi as Director For For Management 5 Elect Anthony Grant Froggatt as For For Management Director 6 Approve Amendment of Brambles Limited For For Management Performance Share Plan 7 Approve Participation of Graham For For Management Chipchase in the Performance Share Plan or the Amended Performance Share Plan 8 Approve Participation of Nessa For For Management O'Sullivan in the Performance Share Plan or the Amended Performance Share Plan 9 Approve Participation of Graham For For Management Chipchase in the MyShare Plan 10 Approve the Capital Return to For For Management Shareholders 11 Approve Extension of On-Market Share For For Management Buy-Backs -------------------------------------------------------------------------------- BREMBO SPA Ticker: BRE Security ID: T2204N116 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Daniele Schillaci as Director For For Management 2 Approve Remuneration of the Board For Against Management -------------------------------------------------------------------------------- BRENNTAG AG Ticker: BNR Security ID: D12459117 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.25 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 6.1 Elect Stefanie Berlinger to the For For Management Supervisory Board 6.2 Elect Andreas Rittstieg to the For For Management Supervisory Board 6.3 Elect Doreen Nowotne to the For For Management Supervisory Board 6.4 Elect Richard Ridinger to the For For Management Supervisory Board 7 Change of Corporate Form to Societas For For Management Europaea (SE) -------------------------------------------------------------------------------- BUREAU VERITAS SA Ticker: BVI Security ID: F96888114 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Ratify Appointment of Jerome Michiels For For Management as Director 6 Reelect Sian Herbert-Jones as Director For For Management 7 Reelect Stephanie Besnier as Director For For Management 8 Reelect Claude Ehlingeras Director For For Management 9 Approve Remuneration Policy of For For Management Directors 10 Approve Remuneration Policy of For For Management Chairman of the Board 11 Approve Remuneration Policy of CEO For For Management 12 Approve Compensation Report of For For Management Corporate Officers 13 Approve Compensation of Aldo Cardoso, For For Management Chairman of the board 14 Approve Compensation of Didier For For Management Michaud-Daniel, CEO 15 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 16 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- - 23 - BUZZI UNICEM SPA Ticker: BZU Security ID: T2320M109 Meeting Date: MAY 08, 2020 Meeting Type: Annual/Special Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 4.1 Fix Number of Directors None For Shareholder 4.2 Fix Board Terms for Directors None For Shareholder 4.3 Approve Remuneration of Directors None For Shareholder 4.4 Deliberations Pursuant to Article 2390 None Against Shareholder of Civil Code Re: Decisions Inherent to Authorization of Board Members to Assume Positions in Competing Companies 4.5.1 Slate 1 Submitted by Presa SpA and None Against Shareholder Fimedi SpA 4.5.2 Slate 2 Submitted by Institutional None For Shareholder Investors (Assogestioni) 5.1.1 Slate 1 Submitted by Presa SpA and None Against Shareholder Fimedi SpA 5.1.2 Slate 2 Submitted by Institutional None For Shareholder Investors (Assogestioni) 5.2 Approve Internal Auditors' Remuneration None For Shareholder 6.1 Approve Remuneration Policy For Against Management 6.2 Approve Second Section of the For Against Management Remuneration Report 1 Amend Article 3 Re: Corporate Purpose For For Management A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- CAIXABANK SA Ticker: CABK Security ID: E2427M123 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Discharge of Board For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Renew Appointment of For For Management PricewaterhouseCoopers as Auditor 6.1 Reelect Maria Veronica Fisas Verges as For For Management Director 6.2 Elect Francisco Javier Garcia Sanz as For Against Management Director 6.3 Fix Number of Directors at 15 For For Management 7 Authorize Increase in Capital up to 50 For Against Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent 8 Authorize Share Repurchase Program For For Management 9 Approve Remuneration Policy For For Management 10 Amend Articles Re: Remote Attendance For For Management to the General Shareholders Meetings 11 Amend Articles of General Meeting For For Management Regulations Re: Remote Attendance 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions 13 Advisory Vote on Remuneration Report For For Management -------------------------------------------------------------------------------- CANADIAN APARTMENT PROPERTIES REAL ESTATE INVESTMENT TRUST Ticker: CAR.UN Security ID: 134921105 Meeting Date: JUN 01, 2020 Meeting Type: Annual/Special Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Trustees Harold Burke For For Management 1.2 Elect Trustees Gina Parvaneh Cody For For Management 1.3 Elect Trustees Mark Kenney For For Management 1.4 Elect Trustees Poonam Puri For For Management 1.5 Elect Trustees Jamie Schwartz For For Management 1.6 Elect Trustees Michael Stein For For Management 1.7 Elect Trustees Elaine Todres For For Management 1.8 Elect Trustees Rene Tremblay For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Trustees to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CANADIAN IMPERIAL BANK OF COMMERCE Ticker: CM Security ID: 136069101 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brent S. Belzberg For For Management 1.2 Elect Director Charles J. G. Brindamour For For Management 1.3 Elect Director Nanci E. Caldwell For For Management 1.4 Elect Director Michelle L. Collins For For Management 1.5 Elect Director Patrick D. Daniel For For Management 1.6 Elect Director Luc Desjardins For For Management 1.7 Elect Director Victor G. Dodig For For Management 1.8 Elect Director Kevin J. Kelly For For Management 1.9 Elect Director Christine E. Larsen For For Management 1.10 Elect Director Nicholas D. Le Pan For For Management 1.11 Elect Director John P. Manley For For Management 1.12 Elect Director Jane L. Peverett For For Management 1.13 Elect Director Katharine B. Stevenson For For Management 1.14 Elect Director Martine Turcotte For For Management 1.15 Elect Director Barry L. Zubrow For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP 1: Approve Disclosure of Against Against Shareholder Compensation Ratio 5 SP 2: Adopt a Diversity Target Higher Against Against Shareholder than 40% for the Composition of the Board of Directors for the Next Five Years 6 SP 3: Update Computer Systems to Against Against Shareholder Increase Competitiveness while Enhancing Privacy Protection -------------------------------------------------------------------------------- - 24 - CAPITALAND COMMERCIAL TRUST Ticker: C61U Security ID: Y1091N100 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of 94.9 Percent For For Management Shares in Target Companies -------------------------------------------------------------------------------- CAPITALAND LTD. Ticker: C31 Security ID: Y10923103 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve First and Final Dividend For For Management 3 Approve Directors' Remuneration For For Management 4a Elect Chaly Mah Chee Kheong as Director For For Management 4b Elect Amirsham Bin A Aziz as Director For For Management 4c Elect Kee Teck Koon as Director For For Management 4d Elect Gabriel Lim Meng Liang as For For Management Director 5 Elect Miguel Ko as Director For For Management 6 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 8 Approve Grant of Awards and Issuance For For Management of Shares Under the CapitaLand Performance Share Plan 2020 and CapitaLand Restricted Share Plan 2020 9 Authorize Share Repurchase Program For For Management 10 Approve Issuance of Shares Pursuant to For For Management the CapitaLand Scrip Dividend Scheme 11 Amend Constitution For For Management -------------------------------------------------------------------------------- CAPITALAND MALL TRUST Ticker: C38U Security ID: Y1100L160 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Statement For For Management by the Manager, and Audited Financial Statements and Auditors' Report 2 Approve KPMG LLP as Auditors and For For Management Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 4 Authorize Unit Repurchase Program For For Management -------------------------------------------------------------------------------- CARLSBERG A/S Ticker: CARL.B Security ID: K36628137 Meeting Date: MAR 16, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports; Approve Discharge of Management and Board 3 Approve Allocation of Income and For For Management Dividends of DKK 21 Per Share 4a Approve Guidelines for Incentive-Based For Against Management Compensation for Executive Management and Board 4b Approve Remuneration of Directors For For Management 4c Approve DKK 88 Million Reduction in For For Management Share Capital via Share Cancellation 4d Amend Articles Re: Voting on the For For Management Company's Remuneration Report 4e Amend Articles Re: Change of Name and For For Management CVR Number of the Provider of Share Registration Services 5a Reelect Flemming Besenbacher as For For Management Director 5b Reelect Lars Fruergaard Jorgensen as For For Management Director 5c Reelect Carl Bache as Director For For Management 5d Reelect Magdi Batato as Director For For Management 5e Reelect Domitille Doat-Le Bigot as For For Management Director 5f Reelect Lilian Fossum Biner as Director For For Management 5g Reelect Richard Burrows as Director For For Management 5h Reelect Soren-Peter Fuchs Olesen as For For Management Director 5i Reelect Majken Schultz as Director For For Management 5j Reelect Lars Stemmerik as Director For For Management 6 Ratify PricewaterhouseCoopers as For For Management Auditors -------------------------------------------------------------------------------- - 25 - CARREFOUR SA Ticker: CA Security ID: F13923119 Meeting Date: MAY 29, 2020 Meeting Type: Annual/Special Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.23 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Reelect Alexandre Arnault as Director For For Management 6 Reelect Marie-Laure Sauty de Chalon as For For Management Director 7 Approve Compensation Report of For For Management Corporate Officers 8 Approve Compensation of Alexandre For Against Management Bompard, Chairman and CEO 9 Approve Remuneration Policy of For Against Management Chairman and CEO 10 Approve Remuneration Policy of For For Management Directors 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 13 Amend Article 11 of Bylaws Re: Quorum For For Management 14 Amend Article 13 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 15 Amend Article 17 of Bylaws Re: Board For For Management Remuneration 16 Amend Article 19 of Bylaws Re: Auditors For For Management 17 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- CASTELLUM AB Ticker: CAST Security ID: W2084X107 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Prepare and Approve List of For For Management Shareholders 3 Approve Agenda of Meeting For For Management 4 Designate Inspector(s) of Minutes of For For Management Meeting 5 Acknowledge Proper Convening of Meeting For For Management 6.a Receive Financial Statements and None None Management Statutory Reports 6.b Receive Auditor's Report on None None Management Application of Guidelines for Remuneration for Executive Management 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of SEK 6.50 Per Share 9 Approve Discharge of Board and For For Management President 10 Amend Articles Re: Participation on For For Management General Meetings; Editorial Changes 11 Receive Nominating Committees Report None None Management 12 Determine Number of Directors (8) and For For Management Deputy Directors (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0) 13 Approve Remuneration of Directors in For For Management the Amount of SEK 1 Million to Chairman and SEK 425,000 to Other Board Members; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 14.a Reelect Charlotte Stromberg as For For Management Director (Chairman) 14.b Reelect Per Berggren as Director For For Management 14.c Relect Anna-Karin Hatt as Director For For Management 14.d Releect Christer Jacobson as Director For For Management 14.e Reelect Christina Karlsson Kazeem as For For Management Director 14.f Reelect Nina Linander as Director For For Management 14.g Elect Sdravko Markovski as New Director For For Management 14.h Elect Joacim Sjoberg as New Director For For Management 15 Ratify Deloitte as Auditors For For Management 16 Authorize Representatives of Four of For For Management Company's Largest Shareholders to Serve on Nominating Committee 17 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 18 Approve Creation of Pool of Capital For For Management without Preemptive Rights 19 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares -------------------------------------------------------------------------------- CHAMPION REAL ESTATE INVESTMENT TRUST Ticker: 2778 Security ID: Y1292D109 Meeting Date: DEC 18, 2019 Meeting Type: Special Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Waiver Extension, New For For Management Annual Caps and Related Transaction -------------------------------------------------------------------------------- - 26 - CHINA GAS HOLDINGS LIMITED Ticker: 384 Security ID: G2109G103 Meeting Date: AUG 21, 2019 Meeting Type: Annual Record Date: AUG 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Ma Jinlong as Director For For Management 3a2 Elect Li Ching as Director For For Management 3a3 Elect Jiang Xinhao as Director For For Management 3a4 Elect Mao Erwan as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Approve Refreshment of Scheme Mandate For Against Management Limit Under the Share Option Scheme -------------------------------------------------------------------------------- CHR. HANSEN HOLDING A/S Ticker: CHR Security ID: K1830B107 Meeting Date: NOV 27, 2019 Meeting Type: Annual Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board Report None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of DKK 7.07 Per Share 4 Approve Remuneration of Directors in For For Management the Amount of DKK 1.2 Million for Chair, DKK 800,000 for Vice-Chair and DKK 400,000 for Other Directors; Approve Remuneration for Committee Work 5 Approve Revised Remuneration For For Management Guidelines for Executive Management and Board 6a Reelect Dominique Reiniche (Chair) as For For Management Director 6b.a Reelect Jesper Brandgaard as Director For For Management 6b.b Reelect Luis Cantarell as Director For For Management 6b.c Reelect Heidi Kleinbach-Sauter as For For Management Director 6b.d Elect Niels Peder Nielsen as New For For Management Director 6b.e Reelect Kristian Villumsen as Director For For Management 6b.f Reelect Mark Wilson as Director For For Management 7 Reelect PricewaterhouseCoopers as For For Management Auditor 8 Authorize Editorial Changes to Adopted For For Management Resolutions in Connection with Registration with Danish Authorities -------------------------------------------------------------------------------- CITY DEVELOPMENTS LIMITED Ticker: C09 Security ID: V23130111 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final and Special Dividend For For Management 3 Approve Directors' Fees For For Management 4a Elect Kwek Leng Beng as Director For For Management 4b Elect Tan Yee Peng as Director For For Management 4c Elect Koh Thiam Hock as Director For For Management 5 Elect Sherman Kwek Eik Tse as Director For For Management 6 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 8 Authorize Share Repurchase Program For For Management 9 Approve Mandate for Transactions with For For Management Related Parties -------------------------------------------------------------------------------- CK ASSET HOLDINGS LIMITED Ticker: 1113 Security ID: G2177B101 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: OCT 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Recommended Cash For For Management Acquisition of the Entire Issued and to be Issued Share Capital of Greene King Plc -------------------------------------------------------------------------------- - 27 - CK ASSET HOLDINGS LIMITED Ticker: 1113 Security ID: G2177B101 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Li Tzar Kuoi, Victor as Director For For Management 3.2 Elect Chiu Kwok Hung, Justin as For Against Management Director 3.3 Elect Cheong Ying Chew, Henry as For For Management Director 3.4 Elect Hung Siu-lin, Katherine as For For Management Director 3.5 Elect Colin Stevens Russel as Director For For Management 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Issued Share For For Management Capital 6 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CK HUTCHISON HOLDINGS LIMITED Ticker: 1 Security ID: G21765105 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Fok Kin Ning, Canning as Director For For Management 3b Elect Kam Hing Lam as Director For Against Management 3c Elect Edith Shih as Director For Against Management 3d Elect Chow Kun Chee, Roland as Director For For Management 3e Elect Leung Siu Hon as Director For For Management 3f Elect Cheng Hoi Chuen, Vincent as For For Management Director 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Issued Share For For Management Capital 6 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CK INFRASTRUCTURE HOLDINGS LIMITED Ticker: 1038 Security ID: G2178K100 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Li Tzar Kuoi, Victor as Director For For Management 3.2 Elect Chan Loi Shun as Director For Against Management 3.3 Elect Chen Tsien Hua as Director For Against Management 3.4 Elect Sng Sow-mei alias Poon Sow Mei For For Management as Director 3.5 Elect Colin Stevens Russel as Director For For Management 3.6 Elect Paul Joseph Tighe as Director For For Management 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Issued Share For For Management Capital 5.3 Authorize Reissuance of Repurchased For Against Management Shares 6 Amend Bye-Laws For For Management -------------------------------------------------------------------------------- CLARIANT AG Ticker: CLN Security ID: H14843165 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income For For Management 4 Approve Extraordinary Dividends of CHF For For Management 3.00 per Share 5.1.a Reelect Abdullah Alissa as Director For Against Management 5.1.b Reelect Guenter von Au as Director For For Management 5.1.c Reelect Hariolf Kottmann as Director For For Management 5.1.d Reelect Calum MacLean as Director For For Management 5.1.e Reelect Geoffery Merszei as Director For For Management 5.1.f Reelect Eveline Saupper as Director For For Management 5.1.g Reelect Peter Steiner as Director For For Management 5.1.h Reelect Claudia Dyckerhoff as Director For For Management 5.1.i Reelect Susanne Wamsler as Director For For Management 5.1.j Reelect Konstantin Winterstein as For For Management Director 5.1.k Elect Nader Alwehibi as Director For For Management 5.1.l Elect Thilo Mannhardt as Director For For Management 5.2 Reelect Hariolf Kottmann as Board For For Management Chairman 5.3.1 Reappoint Abdullah Alissa as Member of For Against Management the Compensation Committee 5.3.2 Reappoint Eveline Saupper as Member of For For Management the Compensation Committee 5.3.3 Reappoint Claudia Dyckerhoff as Member For For Management of the Compensation Committee 5.3.4 Reappoint Susanne Wamsler as Member of For For Management the Compensation Committee 5.4 Designate Balthasar Settelen as For For Management Independent Proxy 5.5 Ratify PricewaterhouseCoopers AG as For For Management Auditors 6.1 Approve Remuneration of Directors in For For Management the Amount of CHF 5 Million 6.2 Approve Fixed and Variable For For Management Remuneration of Executive Committee in the Amount of CHF 16 Million 7.1 Additional Voting Instructions - Board For Against Management of Directors Proposals (Voting) 7.2 Additional Voting Instructions - None Against Management Shareholder Proposals (Voting) -------------------------------------------------------------------------------- - 28 - CLP HOLDINGS LTD. Ticker: 2 Security ID: Y1660Q104 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Michael Kadoorie as Director For For Management 2b Elect William Elkin Mocatta as Director For For Management 2c Elect Roderick Ian Eddington as For For Management Director 3 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- CNP ASSURANCES SA Ticker: CNP Security ID: F1876N318 Meeting Date: APR 17, 2020 Meeting Type: Annual/Special Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Transaction with Caixa For For Management Economica Federal, Caixa Seguridade, CSH and CNP Re: Brazil Partnership 5 Approve Transaction with BPCE and CNP For For Management Assurances RE: Extending their Partnership 6 Approve Auditors' Special Report on For For Management Related-Party Transactions 7 Approve Remuneration Policy of For For Management Chairman of the Board 8 Approve Remuneration Policy of CEO For For Management 9 Approve Remuneration Policy of For For Management Directors 10 Approve Compensation of Corporate For For Management Officers 11 Approve Compensation of Jean-Paul For For Management Faugere, Chairman of the Board 12 Approve Compensation of Antoine For For Management Lissowski, CEO 13 Reelect Marcia Campbell as Director For For Management 14 Reelect Stephane Pallez as Director For Against Management 15 Ratify Appointement of Christiane For Against Management Marcellier as Director 16 Reelect Christiane Marcellier as For Against Management Director 17 Ratify Appointement of Yves Brassart For Against Management as Director 18 Ratify Appointement of Catherine For Against Management Charrier-Leflaive as Director 19 Ratify Appointment of Francois Geronde For Against Management as Director 20 Ratify Appointment of Sonia de For Against Management Demandolx as Director 21 Reelect Sonia de Demandolx as Director For Against Management 22 Ratify Appointment of Tony Blanco as For Against Management Director 23 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 24 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 137,324,000 25 Approve Issuance of Equity or For For Management Equity-Linked Securities for up to 10 Percent of Issued Capital Per Year for Private Placements 26 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 27 Amend Article 17 of Bylaws Re: Age For For Management Limit of Chairman of the Board Fixed at 70 28 Amend Article 18 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 29 Amend Article 15 of Bylaws Re: Board For For Management Composition 30 Amend Article 21 of Bylaws Re: Board For For Management Members Remuneration 31 Amend Article 23 of Bylaws Re: For For Management Related-Party Transactions 32 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- COCA-COLA AMATIL LTD. Ticker: CCL Security ID: Q2594P146 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3a Elect Krishnakumar Thirumalai as For For Management Director 3b Elect Paul Dominic O'Sullivan as For For Management Director 3c Elect Penelope Ann Winn as Director For For Management 4 Approve Grant of Performance Shares For For Management Rights to Alison Mary Watkins -------------------------------------------------------------------------------- - 29 - COFINIMMO SA Ticker: COFB Security ID: B25654136 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports (Non-Voting) None None Management 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Receive Auditors' Reports (Non-Voting) None None Management 5 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 5.60 per Share 6 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 7 Approve Discharge of Directors For For Management 8 Approve Discharge of Auditor For For Management 9.1 Reelect Olivier Chapelle as Director For For Management 9.2 Indicate Olivier Chapelle as For For Management Independent Director 9.3 Reelect Xavier de Walque as Director For For Management 9.4 Indicate Xavier de Walque as For For Management Independent Director 9.5 Reelect Maurice Gauchot as Director For For Management 9.6 Indicate Maurice Gauchot as For For Management Independent Director 9.7 Reelect Diana Monissen as Director For For Management 9.8 Indicate Diana Monissen as Independent For For Management Director 10.1 Ratify Deloitte, Represented by Rik For For Management Neckebroeck, as Auditor 10.2 Approve Auditors' Remuneration For For Management 11 Approve Change-of-Control Clause Re: For For Management Credit Agreements 12 Authorize Implementation of Approved For For Management Resolutions and Filing of Required Documents/Formalities at Trade Registry 13 Transact Other Business None None Management -------------------------------------------------------------------------------- COLOPLAST A/S Ticker: COLO.B Security ID: K16018192 Meeting Date: DEC 05, 2019 Meeting Type: Annual Record Date: NOV 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends 4 Approve Remuneration Report For For Management 5.1 Approve Remuneration of Directors in For For Management the Amount of DKK 1.35 Million for Chairman, DKK 787,500 for Deputy Chairman, and DKK 450,000 for Other Directors; Approve Remuneration for Committee Work 5.2 Approve Update of the Company's For Against Management Overall Guidelines for Incentive Pay to the Executive Management 5.3 Amend Articles Re: Annual General For For Management Meeting Agenda 5.4 Amend Articles Re: Participation on For For Management General Meetings 5.5 Authorize Share Repurchase Program For For Management 6.1 Reelect Lars Soren Rasmussen as For For Management Director 6.2 Reelect Niels Peter Louis-Hansen as For For Management Director 6.3 Reelect Birgitte Nielsen as Director For For Management 6.4 Reelect Carsten Hellmann as Director For For Management 6.5 Reelect Jette Nygaard-Andersen as For For Management Director 6.6 Reelect Jorgen Tang-Jensen as Director For Abstain Management 7 Ratify PricewaterhouseCoopers as For Abstain Management Auditors 8 Other Business None None Management -------------------------------------------------------------------------------- COLRUYT SA Ticker: COLR Security ID: B26882231 Meeting Date: SEP 25, 2019 Meeting Type: Annual Record Date: SEP 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive and Approve Directors' and For For Management Auditors' Reports, and Report of the Works Council 2 Approve Remuneration Report For Against Management 3a Adopt Financial Statements For For Management 3b Accept Consolidated Financial For For Management Statements 4 Approve Dividends of EUR 1.31 Per Share For For Management 5 Approve Allocation of Income For For Management 6 Approve Profit Participation of For For Management Employees Through Allotment of Repurchased Shares of Colruyt 7 Approve Co-optation of Fast Forward For For Management Services BVBA, Permanently Represented by Rika Coppens, as Independent Director 8 Reelect 7 Capital SPRL, Permanently For For Management Represented by Chantal De Vrieze, as Independent Director 9 Ratify Ernst & Young as Auditors For For Management 10 Approve Discharge of Directors For For Management 11 Approve Discharge of Auditors For For Management 12 Transact Other Business None None Management -------------------------------------------------------------------------------- - 30 - COLRUYT SA Ticker: COLR Security ID: B26882231 Meeting Date: OCT 10, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor I.1 Receive Special Board Report Re: None None Management Employee Stock Purchase Plan I.2 Receive Special Auditor Report Re: None None Management Employee Stock Purchase Plan I.3 Approve Employee Stock Purchase Plan For For Management Up To 1,000,000 Shares I.4 Approve Fixing of Price of Shares to For For Management Be Issued I.5 Eliminate Preemptive Rights Re: Item I. For For Management 3 I.6 Approve Increase of Capital following For For Management Issuance of Equity without Preemptive Rights Re: Item I.3 I.7 Approve Subscription Period Re: Item I. For For Management 3 I.8 Authorize Implementation of Approved For For Management Resolutions and Filing of Required Documents/Formalities at Trade Registry II.a Receive Special Board Report Re: None None Management Authorization To Purchase Own Shares By the Company II.b Authorize Repurchase of Up to For Against Management 27,610,148 Shares III Authorize Implementation of Approved For For Management Resolutions -------------------------------------------------------------------------------- COMMONWEALTH BANK OF AUSTRALIA Ticker: CBA Security ID: Q26915100 Meeting Date: OCT 16, 2019 Meeting Type: Annual Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Shirish Apte as Director For For Management 2b Elect Mary Padbury as Director For For Management 2c Elect Genevieve Bell as Director For For Management 2d Elect Paul O'Malley as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Grant of Rights to Matt Comyn For For Management 5 Adopt New Constitution For For Management -------------------------------------------------------------------------------- COMPASS GROUP PLC Ticker: CPG Security ID: G23296208 Meeting Date: FEB 06, 2020 Meeting Type: Annual Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Karen Witts as Director For For Management 5 Re-elect Dominic Blakemore as Director For For Management 6 Re-elect Gary Green as Director For For Management 7 Re-elect Carol Arrowsmith as Director For For Management 8 Re-elect John Bason as Director For For Management 9 Re-elect Stefan Bomhard as Director For For Management 10 Re-elect John Bryant as Director For For Management 11 Re-elect Anne-Francoise Nesmes as For For Management Director 12 Re-elect Nelson Silva as Director For For Management 13 Re-elect Ireena Vittal as Director For For Management 14 Re-elect Paul Walsh as Director For For Management 15 Reappoint KPMG LLP as Auditors For For Management 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise EU Political Donations and For For Management Expenditure 18 Approve Payment of Fees to For For Management Non-executive Directors 19 Authorise Issue of Equity For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise the Company to Call General For For Management Meeting with 14 Working Days' Notice -------------------------------------------------------------------------------- COVIVIO SA Ticker: COV Security ID: F2R22T119 Meeting Date: APR 22, 2020 Meeting Type: Annual/Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 4.80 per Share 4 Approve Stock Dividend Program For For Management 5 Approve Auditors' Special Report on For For Management Related-Party Transactions 6 Approve Remuneration Policy of For For Management Chairman of the Board 7 Approve Remuneration Policy of CEO For For Management 8 Approve Remuneration Policy of Vice-CEO For For Management 9 Approve Remuneration Policy of For For Management Directors 10 Approve Compensation Report of For For Management Corporate Officers 11 Approve Compensation of Jean Laurent, For For Management Chairman of the Board 12 Approve Compensation of Christophe For Against Management Kullmann, CEO 13 Approve Compensation of Olivier For For Management Esteve, Vice-CEO 14 Approve Compensation of Dominique For For Management Ozanne, Vice-CEO 15 Ratify Appointment of Alix d Ocagne as For For Management Director 16 Reelect Christophe Kullmann as Director For For Management 17 Reelect Patricia Savin as Director For For Management 18 Reelect Catherine Soubie as Director For For Management 19 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 20 Amend Articles 7, 16, 17, 20 of Bylaws For For Management to Comply with Legal Changes 21 Authorize Capitalization of Reserves For For Management of Up to EUR 26 Million for Bonus Issue or Increase in Par Value 22 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 23 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 65 Million 24 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 26 Million 25 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Future Exchange Offers 26 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 27 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 28 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- - 31 - CRH PLC Ticker: CRH Security ID: G25508105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4a Re-elect Richie Boucher as Director For For Management 4b Elect Johan Karlstrom as Director For For Management 4c Elect Shaun Kelly as Director For For Management 4d Re-elect Heather McSharry as Director For For Management 4e Re-elect Albert Manifold as Director For For Management 4f Re-elect Senan Murphy as Director For For Management 4g Re-elect Gillian Platt as Director For For Management 4h Re-elect Mary Rhinehart as Director For For Management 4i Re-elect Lucinda Riches as Director For For Management 4j Re-elect Siobhan Talbot as Director For For Management 5 Authorise Board to Fix Remuneration of For For Management Auditors 6 Ratify Deloitte Ireland LLP as Auditors For For Management 7 Authorise Issue of Equity For For Management 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Market Purchase of Ordinary For For Management Shares 11 Authorise Reissuance of Treasury Shares For For Management 12 Approve Scrip Dividend For For Management -------------------------------------------------------------------------------- CRODA INTERNATIONAL PLC Ticker: CRDA Security ID: G25536155 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For For Management 5 Re-elect Roberto Cirillo as Director For For Management 6 Re-elect Jacqui Ferguson as Director For For Management 7 Re-elect Steve Foots as Director For For Management 8 Re-elect Anita Frew as Director For For Management 9 Re-elect Helena Ganczakowski as For For Management Director 10 Re-elect Keith Layden as Director For For Management 11 Re-elect Jez Maiden as Director For For Management 12 Elect John Ramsay as Director For For Management 13 Reappoint KPMG LLP as Auditors For For Management 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 21 Amend Performance Share Plan 2014 For For Management -------------------------------------------------------------------------------- DAIWA HOUSE REIT INVESTMENT CORP. Ticker: 8984 Security ID: J12380101 Meeting Date: NOV 27, 2019 Meeting Type: Special Record Date: AUG 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Asset For For Management Management Compensation 2 Elect Executive Director Asada, For For Management Toshiharu 3 Elect Alternate Executive Director For For Management Tsuchida, Koichi 4.1 Elect Supervisory Director Iwasaki, For For Management Tetsuya 4.2 Elect Supervisory Director Ishikawa, For For Management Hiroshi 5 Elect Alternate Supervisory Director For For Management Kakishima, Fusae -------------------------------------------------------------------------------- DANONE SA Ticker: BN Security ID: F12033134 Meeting Date: JUN 26, 2020 Meeting Type: Annual/Special Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.10 per Share 4 Reelect Gregg L. Engles as Director For For Management 5 Reelect Gaelle Olivier as Director For For Management 6 Reelect Isabelle Seillier as Director For For Management 7 Reelect Jean-Michel Severino as For For Management Director 8 Reelect Lionel Zinsou-Derlin as For For Management Director 9 Approve Compensation Report of For For Management Corporate Officers 10 Approve Compensation of Emmanuel For For Management Faber, Chairman and CEO 11 Approve Remuneration Policy of For For Management Corporate Officers 12 Approve Remuneration Policy of For For Management Directors 13 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 14 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 15 Authorize up to 0.2 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 16 Amend Article 15 of Bylaws Re: For For Management Employee Representatives 17 Amend Article 19 of Bylaws Re: Related For For Management Parties Agreements 18 Amend Article 21 of Bylaws Re: For For Management Alternate Auditors 19 Amend Articles 20 and 27 of Bylaws Re: For For Management Directors Remuneration and Powers of General Meeting 20 Amend Article 1 of Bylaws Re: Adopt For For Management the French (Societe a Mission) Status 21 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- - 32 - DANSKE BANK A/S Ticker: DANSKE Security ID: K22272114 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Omission of Dividends 4a Reelect Lars-Erik Brenoe as Director For For Management 4b Reelect Karsten Dybvad as Director For For Management 4c Reelect Bente Avnung Landsnes as For For Management Director 4d Reelect Jan Thorsgaard Nielsen as For For Management Director 4e Reelect Christian Sagild as Director For For Management 4f Reelect Carol Sergeant as Director For For Management 4g Reelect Gerrit Zalm as Director For For Management 4h Elect Martin Blessing as New Director For For Management 4i Elect Raija-Leena Hankonen as New For For Management Director 4j Elect Lars Wismann as New Director Abstain Abstain Shareholder 5 Ratify Deloitte as Auditors For For Management 6a Approve Creation of DKK 1.72 Billion For For Management Pool of Capital with Preemptive Rights 6b Approve Creation of DKK 860 Million For For Management Pool of Capital without Preemptive Rights 6c Approve Creation of DKK 1.49 Billion For For Management Pool of Capital without Preemptive Rights 6d Amend Articles Re: Deadline for For For Management Submitting Shareholder Proposals 6e Amend Articles Re: Indemnification of For For Management Directors and Officers 6f Amend Articles Re: Editorial Changes For For Management due to Merger of VP Securities A/S and VP Services A/S 7 Authorize Share Repurchase Program For For Management 8 Approve Board Remuneration for 2020 For For Management and 2021 9 Approve Guidelines for Incentive-Based For Against Management Compensation for Executive Management and Board 10 Approve Indemnification of Directors For For Management and Officers as of the 2020 Annual General Meeting until the 2021 Annual General Meeting 11 Request Regarding Sustainability and Against Against Shareholder Responsible Investments 12 Amend Articles Re: Allow Electronic Against Against Shareholder General Meetings 13.1 Board of Directors' and Executive Against Against Shareholder Leadership Team's Shareholdings in the Oil, Gas and Coal Industry Must be Divested 13.2 Investing in Oil, Gas and Coal Must Against Against Shareholder Cease 13.3 Investing and Lending Policy in Against Against Shareholder Accordance with EIB ENERGY LENDING POLICY 13.4 Mistrust Towards the Chairman of the Against Against Shareholder Board of Directors and the CEO 14.1 Legal Proceedings Against Auditors Against Against Shareholder 14.2 Legal Proceedings Against Former Against Against Shareholder Management 14.3 Forum for Shareholder Proceedings Against Against Shareholder Against Auditors 15.1 Determination of Administration Against Against Shareholder Margins and Interest Rates 15.2 Information Regarding Assessments and Against Against Shareholder Calculations 15.3 Ceasing Advisory Services to Against Against Shareholder Commercial Customers within Real Estate Mortgages 15.4 Confirm Receipt of Enquiries Against Against Shareholder 15.5 Respondent to Enquiries Against Against Shareholder 15.6 Deadline for Reply to Enquiries Against Against Shareholder 15.7 Minutes of the Annual General Meeting Against Against Shareholder 15.8 Researcher Tax Scheme Against Against Shareholder 15.9 Reduction of Tax Rate under the Against Against Shareholder Researcher Tax Scheme 15.10 No Increase in the Remuneration of the Against Against Shareholder Board of Directors 16 Authorize Editorial Changes to Adopted For For Management Resolutions in Connection with Registration with Danish Authorities 17 Other Business None None Management -------------------------------------------------------------------------------- DAVIDE CAMPARI-MILANO SPA Ticker: CPR Security ID: T3490M150 Meeting Date: MAR 27, 2020 Meeting Type: Annual/Special Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Appoint Lisa Vascellari Dal Fiol as None For Shareholder Alternate Internal Statutory Auditor 2 Approve Financial Statements, For For Management Statutory Reports, and Allocation of Income 3i Approve Remuneration Policy For Against Management 3ii Approve Second Section of the For Against Management Remuneration Report 4 Approve Stock Option Plan For Against Management 5 Authorize Share Repurchase Program and For Against Management Reissuance of Repurchased Shares 6 Approve Change in the Location of the For Against Management Company's Registered Headquarters to Amsterdam (Netherlands); Adopt New Bylaws A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- - 33 - DBS GROUP HOLDINGS LTD. Ticker: D05 Security ID: Y20246107 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Approve Directors' Fees For For Management 4 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Elect Peter Seah Lim Huat as Director For Against Management 6 Elect Ho Tian Yee as Director For For Management 7 Elect Olivier Lim Tse Ghow as Director For For Management 8 Elect Ow Foong Pheng as Director For Against Management 9 Approve Grant of Awards and Issuance For For Management of Shares Under the DBSH Share Plan 10 Approve Grant of Awards and Issuance For For Management of Shares Under the California Sub-Plan to the DBSH Share Plan 11 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 12 Approve Issuance of Shares Pursuant to For For Management the DBSH Scrip Dividend Scheme 13 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- DCC PLC Ticker: DCC Security ID: G2689P101 Meeting Date: JUL 12, 2019 Meeting Type: Annual Record Date: JUL 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4(a) Elect Mark Breuer as Director For For Management 4(b) Elect Caroline Dowling as Director For For Management 4(c) Re-elect David Jukes as Director For For Management 4(d) Re-elect Pamela Kirby as Director For For Management 4(e) Re-elect Jane Lodge as Director For For Management 4(f) Re-elect Cormac McCarthy as Director For For Management 4(g) Re-elect John Moloney as Director For For Management 4(h) Re-elect Donal Murphy as Director For For Management 4(i) Re-elect Fergal O'Dwyer as Director For For Management 4(j) Re-elect Mark Ryan as Director For For Management 4(k) Re-elect Leslie Van de Walle as For For Management Director 5 Authorise Board to Fix Remuneration of For For Management Auditors 6 Approve Increase in the Aggregate Sum For For Management of Fees Payable to Non-executive Directors 7 Authorise Issue of Equity For For Management 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Market Purchase of Shares For For Management 11 Authorise Reissuance Price Range of For For Management Treasury Shares -------------------------------------------------------------------------------- DEMANT A/S Ticker: DEMANT Security ID: K3008M105 Meeting Date: MAR 10, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Remuneration of Directors in For For Management the Amount of DKK 1.05 Million for Chairman, DKK 700,000 for Vice Chairman, and DKK 350,000 for Other Directors 4 Approve Allocation of Income and For For Management Omission of Dividends 5a Reelect Niels B. Christiansen as For For Management Director 5b Reelect Niels Jacobsen as Director For For Management 5c Reelect Benedikte Leroy as Director For For Management 5d Reelect Lars Rasmussen as Director For Abstain Management 5e Elect Anja Madsen as New Director For For Management 6 Ratify Deloitte as Auditors For For Management 7a Approve DKK 919.173,40 Reduction in For For Management Share Capital 7b Authorize Share Repurchase Program For For Management 7c Approve Guidelines for Incentive-Based For Against Management Compensation for Executive Management and Board 7d Authorize Editorial Changes to Adopted For For Management Resolutions in Connection with Registration with Danish Authorities 8 Other Business None None Management -------------------------------------------------------------------------------- - 34 - DERWENT LONDON PLC Ticker: DLN Security ID: G27300105 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For For Management 5 Re-elect John Burns as Director For For Management 6 Re-elect Claudia Arney as Director For For Management 7 Re-elect Lucinda Bell as Director For For Management 8 Re-elect Richard Dakin as Director For For Management 9 Re-elect Simon Fraser as Director For For Management 10 Re-elect Nigel George as Director For For Management 11 Re-elect Helen Gordon as Director For For Management 12 Re-elect Simon Silver as Director For For Management 13 Re-elect David Silverman as Director For For Management 14 Re-elect Cilla Snowball as Director For For Management 15 Re-elect Paul Williams as Director For For Management 16 Re-elect Damian Wisniewski as Director For For Management 17 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 18 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 19 Authorise Issue of Equity For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- DEUTSCHE BOERSE AG Ticker: DB1 Security ID: D1882G119 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 2.90 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Elect Michael Ruediger to the For For Management Supervisory Board 6 Approve Creation of EUR 19 Million For For Management Pool of Capital without Preemptive Rights 7 Approve Creation of EUR 19 Million For For Management Pool of Capital with Preemptive Rights 8 Approve Remuneration Policy For For Management 9 Approve Remuneration of Supervisory For For Management Board Members 10 Amend Corporate Purpose For For Management 11 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 -------------------------------------------------------------------------------- DEUTSCHE TELEKOM AG Ticker: DTE Security ID: D2035M136 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.60 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 6 Elect Michael Kaschke to the For For Management Supervisory Board 7 Approve Spin-Off and Takeover For For Management Agreement with Telekom Deutschland GmbH 8 Ratify Ernst & Young GmbH as Auditors For For Management for the First Quarter of Fiscal 2021 -------------------------------------------------------------------------------- DEUTSCHE WOHNEN SE Ticker: DWNI Security ID: D2046U176 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.90 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 6.1 Elect Matthias Huenlein to the For For Management Supervisory Board 6.2 Elect Kerstin Guenther to the For For Management Supervisory Board 7.1 Amend Articles Re: Information Sent by For For Management Registered Letter 7.2 Amend Articles Re: Transmission of For For Management Information by Electronic Means 7.3 Amend Articles Re: Proof of Entitlement For For Management -------------------------------------------------------------------------------- - 35 - DEXUS Ticker: DXS Security ID: Q3190P134 Meeting Date: OCT 30, 2019 Meeting Type: Annual Record Date: OCT 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Approve Grant of Performance Rights to For For Management Darren Steinberg 3.1 Elect Mark Ford as Director For For Management 3.2 Elect Nicola Roxon as Director For For Management 4.1 Ratify Past Issuance of Securities to For For Management Institutional and Sophisticated Investors 4.2 Ratify Past Issuance of Exchangeable For For Management Notes to Professional and Sophisticated Investors -------------------------------------------------------------------------------- DIAGEO PLC Ticker: DGE Security ID: G42089113 Meeting Date: SEP 19, 2019 Meeting Type: Annual Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Debra Crew as Director For For Management 5 Re-elect Lord Davies as Director For For Management 6 Re-elect Javier Ferran as Director For For Management 7 Re-elect Susan Kilsby as Director For For Management 8 Re-elect Ho KwonPing as Director For For Management 9 Re-elect Nicola Mendelsohn as Director For For Management 10 Re-elect Ivan Menezes as Director For For Management 11 Re-elect Kathryn Mikells as Director For For Management 12 Re-elect Alan Stewart as Director For For Management 13 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Approve Irish Sharesave Scheme For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 21 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- DIASORIN SPA Ticker: DIA Security ID: T3475Y104 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Allocation of Income 2.1 Approve Remuneration Policy For Against Management 2.2 Approve Second Section of the For For Management Remuneration Report 3 Approve Stock Option Plan For For Management 4 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- DNB ASA Ticker: DNB Security ID: R1640U124 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Elect Chairman of Meeting None None Management 2 Approve Notice of Meeting and Agenda For For Management 3 Designate Inspector(s) of Minutes of For For Management Meeting 4 Accept Financial Statements and For For Management Statutory Reports 5a Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management (Advisory) 5b Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management (Binding) 6 Approve Company's Corporate Governance For For Management Statement 7 Approve Remuneration of Auditors For For Management 8 Approve Reduction in Share Capital via For For Management Share Cancellation 9 Amend Articles For For Management 10 Authorize Board to Raise Subordinated For For Management Loan 11 Elect Directors For For Management 12 Elect Members of Nominating Committee For For Management 13 Approve Remuneration of Directors and For For Management Nominating Committee -------------------------------------------------------------------------------- - 36 - DSV A/S Ticker: DSV Security ID: K3013J154 Meeting Date: SEP 24, 2019 Meeting Type: Special Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Change Company Name to DSV Panalpina For For Management A/S; Add DSV A/S as Secondary Name 2 Elect Beat Walti as New Director For For Management 3 Approve Creation of DKK 48.3 Million For Against Management Pool of Capital without Preemptive Rights 4 Approve DKK 6.5 Million Reduction in For For Management Share Capital via Share Cancellation 5 Amend Articles Re: In Addition to For For Management Danish, Make English Corporate Language 6 Amend Articles Re: General Meetings For For Management Can be Held in Danish or English; Documents in Connection with General Meetings and Company Announcements will be in English Only -------------------------------------------------------------------------------- DSV PANALPINA A/S Ticker: DSV Security ID: K3013J154 Meeting Date: MAR 16, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Remuneration of Directors in For For Management the Amount of DKK 500,000 for Ordinary Directors 4 Approve Allocation of Income and For For Management Dividends of DKK 2.50 Per Share 5.1 Reelect Thomas Plenborg as Director For For Management 5.2 Reelect Jorgen Moller as Director For For Management 5.3 Reelect Birgit Norgaard as Director For For Management 5.4 Reelect Annette Sadolin as Director For For Management 5.5 Reelect Malou Aamund as Director For For Management 5.6 Reelect Beat Walti as Director For For Management 5.7 Elect Niels Smedegaard as New Director For For Management 6 Ratify PricewaterhouseCoopers as For For Management Auditors 7.1 Approve DKK 5 Million Reduction in For For Management Share Capital via Share Cancellation 7.2 Authorize Share Repurchase Program For For Management 7.3 Approve Guidelines for Incentive-Based For For Management Compensation for Executive Management and Board 7.4 Amend Articles Re: Agenda of Annual For For Management General Meeting 7.5 Amend Articles Re: Editorial Changes For For Management 8 Other Business None None Management -------------------------------------------------------------------------------- E.ON SE Ticker: EOAN Security ID: D24914133 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.46 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5.1 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 5.2 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Half-Year and Quarterly Reports 2020 5.3 Ratify KPMG AG as Auditors for the For For Management First Quarter of Fiscal 2021 6.1 Elect Ulrich Grillo to the Supervisory For For Management Board 6.2 Elect Rolf Martin Schmitz to the For For Management Supervisory Board 6.3 Elect Deborah Wilkens to the For For Management Supervisory Board 7 Approve Creation of EUR 528 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights 8 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 264 Million Pool of Capital to Guarantee Conversion Rights 9 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 10 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares -------------------------------------------------------------------------------- - 37 - EDENRED SA Ticker: EDEN Security ID: F3192L109 Meeting Date: MAY 07, 2020 Meeting Type: Annual/Special Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.70 per Share 4 Approve Stock Dividend Program For For Management 5 Reelect Jean-Paul Bailly as Director For For Management 6 Reelect Dominique D Hinnin as Director For For Management 7 Elect Alexandre de Juniac as Director For For Management 8 Approve Remuneration Policy of For For Management Chairman and CEO 9 Approve Remuneration Policy of Board For For Management Members 10 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 700,000 11 Approve Compensation Report of For For Management Corporate Officers 12 Approve Compensation of Bertrand For For Management Dumazy, Chairman and CEO 13 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Conventions 14 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 15 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 16 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 160,515,205 17 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 24,320,485 18 Approve Issuance of Equity or For For Management Equity-Linked Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 24,320,485 19 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 20 Authorize Capital Increase of up to 5 For For Management Percent of Issued Capital for Contributions in Kind 21 Authorize Capitalization of Reserves For For Management of Up to EUR 160,515,205 for Bonus Issue or Increase in Par Value 22 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 23 Authorize up to 1.5 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Within Performance Conditions Attached 24 Amend Article 15 of Bylaws Re: Board For For Management Deliberation 25 Amend Articles 1, 3, 4, 5, 7, 8, 9, For For Management 10, 12, 13, 14, 16, 17, 18, 19, 20, 21, 22, 23, 24, 26, 27 of Bylaws to Comply with Legal Changes 26 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- EDP-ENERGIAS DE PORTUGAL SA Ticker: EDP Security ID: X67925119 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Individual and Consolidated For For Management Financial Statements and Statutory Reports 2 Approve Allocation of Income For For Management 3.1 Appraise Management of Company and For For Management Approve Vote of Confidence to Management Board 3.2 Appraise Supervision of Company and For For Management Approve Vote of Confidence to Supervisory Board 3.3 Appraise Work Performed by Statutory For For Management Auditor and Approve Vote of Confidence to Statutory Auditor 4 Authorize Repurchase and Reissuance of For For Management Shares 5 Authorize Repurchase and Reissuance of For For Management Repurchased Debt Instruments 6 Authorize Increase in Capital up to 10 For For Management Percent via Issuance of Equity or Equity-Linked Securities with Preemptive Rights 7 Approve Statement on Remuneration For For Management Policy Applicable to Executive Board 8 Approve Statement on Remuneration For For Management Policy Applicable to Other Corporate Bodies -------------------------------------------------------------------------------- - 38 - EIFFAGE SA Ticker: FGR Security ID: F2924U106 Meeting Date: APR 22, 2020 Meeting Type: Annual/Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Reelect Jean-Francois Roverato as For For Management Director 6 Reelect Jean Guenard as Director For For Management 7 Approve Remuneration Policy of Board For For Management Members 8 Approve Remuneration Policy of For For Management Chairman and CEO 9 Approve Compensation Report For For Management 10 Approve Compensation of Benoit de For Against Management Ruffray, Chairman and CEO 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 13 Authorize Capitalization of Reserves For For Management of Up to EUR 80 Million for Bonus Issue or Increase in Par Value 14 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 156.8 Million 15 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 39.2 Million 16 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 39.2 Million 17 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 14-16 18 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 19 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 15, 16 and 18 at EUR 39.2 Million 20 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 21 Authorize up to 1 Million Shares for For Against Management Use in Stock Option Plans 22 Amend Article 17 of Bylaws Re: For For Management Employee Representatives 23 Amend Article 23 of Bylaws Re: Written For For Management Consultation 24 Amend Articles 20, 24, 26 and 30 of For For Management Bylaws Re: Board and Censor Remuneration, Chairman of the Board Power and Proxy Forms 25 Textual References Regarding Change of For Against Management Codification 26 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- ELBIT SYSTEMS LTD. Ticker: ESLT Security ID: M3760D101 Meeting Date: FEB 26, 2020 Meeting Type: Special Record Date: JAN 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amended Compensation Policy For For Management for the Directors and Officers of the Company A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- - 39 - ELBIT SYSTEMS LTD. Ticker: ESLT Security ID: M3760D101 Meeting Date: MAR 17, 2020 Meeting Type: Special Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Moshe Kaplinsky as External For For Management Director A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- ELECTROLUX AB Ticker: ELUX.B Security ID: W24713120 Meeting Date: FEB 21, 2020 Meeting Type: Special Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Prepare and Approve List of For For Management Shareholders 3 Approve Agenda of Meeting For For Management 4 Designate Inspector(s) of Minutes of For For Management Meeting 5 Acknowledge Proper Convening of Meeting For For Management 6 Approve Spin-Off of Subsidiary For For Management Electrolux Professional and Distribution of Shares to Shareholders 7 Close Meeting None None Management -------------------------------------------------------------------------------- ELECTROLUX AB Ticker: ELUX.B Security ID: W24713120 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Prepare and Approve List of For For Management Shareholders 3 Approve Agenda of Meeting For For Management 4 Designate Inspector(s) of Minutes of For For Management Meeting 5 Acknowledge Proper Convening of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports 7 Receive President's Report None None Management 8 Accept Financial Statements and For For Management Statutory Reports 9 Approve Discharge of Board and For For Management President 10 Approve Allocation of Income and For For Management Dividends of SEK 8.50 Per Share 11 Determine Number of Members (9) and For For Management Deputy Members (0) of Board 12 Approve Remuneration of Directors in For For Management the Amount SEK 2.3 Million for Chairman and SEK 660,000 for Other Directors; Approve Remuneration of Committee Work; Approve Remuneration of Auditor 13.a Reelect Staffan Bohman as Director For For Management 13.b Reelect Petra Hedengran as Director For For Management 13.c Elect Henrik Henriksson as New Director For For Management 13.d Reelect Ulla Litzen as Director For For Management 13.e Elect Karin Overbeck as New Director For For Management 13.f Reelect Fredrik Persson as Director For For Management 13.g Reelect David Porter as Director For For Management 13.h Reelect Jonas Samuelson as Director For For Management 13.i Reelect Kai Warn as Director For For Management 13.j Reelect Staffan Bohman as Board For For Management Chairman 14 Ratify Deloitte as Auditors For For Management 15 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 16 Approve Performance Based Long-Term For Against Management Incentive Plan (Share Program 2020) 17.a Authorize Share Repurchase Program For For Management 17.b Authorize Reissuance of Repurchased For For Management Shares 17.c Authorize a Transfer of Maximum 25,000 For Against Management Class B Shares in Connection with 2018 Share Program 18 Close Meeting None None Management -------------------------------------------------------------------------------- - 40 - ELIA GROUP SA/NV Ticker: ELI Security ID: B35656105 Meeting Date: MAY 19, 2020 Meeting Type: Annual/Special Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports (Non-Voting) None None Management 2 Receive Auditors' Reports (Non-Voting) None None Management 3 Approve Financial Statements and For For Management Allocation of Income 4 Approve Remuneration Report For Against Management 5 Receive Directors' Report on None None Management Consolidated Financial Statements 6 Receive Auditors' Report on None None Management Consolidated Financial Statements 7 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 8 Approve Discharge of Directors For For Management 9 Approve Discharge of Auditor For For Management 10.1 Reelect Saskia Van Uffelen, Frank For Against Management Donck and Luc De Temmerman as Independent Directors 10.2 Elect Geert Versnick and Luc Hujoel as For For Management Directors 11 Elect Kris Peeters as Director For For Management 12 Ratify Ernst & Young as Auditors and For For Management Approve Auditors' Remuneration 13 Transact Other Business None None Management 1.1 Receive Special Board Report and None None Management Auditor Report Re: Section 7:179 and 7:191 of the Companies and Associations Code 1.2 Approve All Employee Share Plan up to For For Management EUR 6 million 1.3 Authorize Implementation of Approved For For Management Resolutions and Filing of Required Documents/Formalities at Trade Registry 2 Amend Article 24.1 and 27 Re: New For For Management Provisions of the Code of Companies and Associations -------------------------------------------------------------------------------- ELISA OYJ Ticker: ELISA Security ID: X1949T102 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.85 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in For For Management the Amount of EUR 123,000 for Chairman, EUR 82,000 for Vice Chairman and the Chairman of the Committees, and EUR 67,000 for Other Directors; Approve Meeting Fees 12 Fix Number of Directors at Seven For For Management 13 Reelect Clarisse Berggardh (Vice For For Management Chair), Kim Ignatius, Seija Turunen, Anssi Vanjoki (Chair) and Antti Vasara as Directors; Elect Mr Topi Manner and Ms Eva-Lotta Sjostedt as New Directors 14 Approve Remuneration of Auditors For For Management 15 Ratify KPMG as Auditors For For Management 16 Amend Articles Re: General Meeting For For Management 17 Authorize Share Repurchase Program For For Management 18 Approve Issuance of up to 15 Million For For Management Shares without Preemptive Rights 19 Close Meeting None None Management -------------------------------------------------------------------------------- EMERA INCORPORATED Ticker: EMA Security ID: 290876101 Meeting Date: JUL 11, 2019 Meeting Type: Special Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles Re: Removal of 25 For For Management Percent Restrictions Relating to Share Ownership and Voting Rights by Non-Canadian Resident Shareholder 2 The Undersigned Hereby Certifies that None Abstain Management the Shares Represented by this Proxy are Owned and Controlled by a Canadian. Vote FOR = Yes and ABSTAIN = No. A Vote Against will be treated as not voted. -------------------------------------------------------------------------------- - 41 - EMERA INCORPORATED Ticker: EMA Security ID: 290876101 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott C. Balfour For For Management 1.2 Elect Director James E. Bertram For For Management 1.3 Elect Director Sylvia D. Chrominska For For Management 1.4 Elect Director Henry E. Demone For For Management 1.5 Elect Director Kent M. Harvey For For Management 1.6 Elect Director B. Lynn Loewen For For Management 1.7 Elect Director John B. Ramil For For Management 1.8 Elect Director Andrea S. Rosen For For Management 1.9 Elect Director Richard P. Sergel For For Management 1.10 Elect Director M. Jacqueline Sheppard For For Management 1.11 Elect Director Jochen E. Tilk For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Authorize Board to Fix Remuneration of For For Management Auditors 4 Advisory Vote on Executive For For Management Compensation Approach 5 Amend Employee Common Share Purchase For For Management Plan -------------------------------------------------------------------------------- EMS-CHEMIE HOLDING AG Ticker: EMSN Security ID: H22206199 Meeting Date: AUG 10, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Acknowledge Proper Convening of Meeting None None Management 3.1 Accept Financial Statements and For For Management Statutory Reports 3.2.1 Approve Remuneration of Board of For For Management Directors in the Amount of CHF 835,884 3.2.2 Approve Remuneration of Executive For Against Management Committee in the Amount of CHF 3.1 Million 4 Approve Allocation of Income and For For Management Ordinary Dividends of CHF 15.50 per Share and Special Dividends of CHF 4. 25 per Share 5 Approve Discharge of Board and Senior For For Management Management 6.1.1 Reelect Ulf Berg as Director, Board For Against Management Chairman, and Member of the Compensation Committee 6.1.2 Reelect Magdelena Martullo as Director For For Management 6.1.3 Reelect Joachim Streu as Director For For Management 6.1.4 Reelect Bernhard Merki as Director and For Against Management Member of the Compensation Committee 6.1.5 Reelect Christoph Maeder as Director For Against Management and Member of the Compensation Committee 6.2 Ratify Ernst & Young AG as Auditors For For Management 6.3 Designate Robert Daeppen as For For Management Independent Proxy 7 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- ENAGAS SA Ticker: ENG Security ID: E41759106 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Allocation of Income and For For Management Dividends 4 Approve Dividends Charged Against For For Management Unrestricted Reserves 5 Approve Discharge of Board For For Management 6.1 Amend Article 27 Re: Meeting For For Management Attendance by Telematic Means 6.2 Amend Article 35 Re: Board Composition For For Management 6.3 Amend Article 39 Re: Board Meetings by For For Management Telematic Means 6.4 Amend Article 44 Re: Audit and For For Management Compliance Committee 6.5 Amend Articles Re: Appointments, For For Management Remuneration and Corporate Social Responsibility Committee 6.6 Add Article 53.bis Re: Dividend in Kind For For Management 7 Amend Articles of General Meeting For For Management Regulations Re: Attendance by Telematic Means 8.1 Reelect Sociedad Estatal de For For Management Participaciones Industriales (SEPI) as Director 8.2 Elect Jose Blanco Lopez as Director For For Management 8.3 Elect Jose Montilla Aguilera as For For Management Director 8.4 Elect Cristobal Jose Gallego Castillo For For Management as Director 9 Authorize Share Repurchase Program For For Management 10 Amend Remuneration Policy For For Management 11 Advisory Vote on Remuneration Report For For Management 12 Receive Amendments to Board of None None Management Directors Regulations 13 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- - 42 - ENDESA SA Ticker: ELE Security ID: E41222113 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Consolidated and Standalone For For Management Management Reports 3 Approve Non-Financial Information For For Management Statement 4 Approve Discharge of Board For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Authorize Issuance of Convertible For For Management Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 6 Billion with Exclusion of Preemptive Rights up to 10 Percent of Capital 7 Authorize Share Repurchase Program For For Management 8 Amend Articles Re: Board Committees For For Management 9 Amend Articles Re: General Meetings For Against Management 10 Amend Article 56 Re: Non-Financial For For Management Information Statement 11 Amend Article 6 of General Meeting For For Management Regulations Re: Non-Financial Information Statement 12 Amend Articles of General Meeting For Against Management Regulations Re: Minimum Number of Shares to Attend and Remote and Electronic Participation 13 Ratify Appointment of and Elect For For Management Antonio Cammisecra as Director 14 Elect Pilar Gonzalez de Frutos as For For Management Director 15 Elect Eugenia Bieto Caubet as Director For For Management 16 Elect Alicia Koplowitz y Romero de For For Management Juseu as Director 17 Fix Number of Directors at 13 For For Management 18 Approve Remuneration Report For For Management 19 Approve Remuneration Policy For For Management 20 Approve Strategic Incentive Plan For For Management 21 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ENEL SPA Ticker: ENEL Security ID: T3679P115 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 4 Fix Number of Directors For For Management 5 Fix Board Terms for Directors For For Management 6.1 Slate 1 Submitted by Ministry of None Against Shareholder Economy and Finance 6.2 Slate 2 Submitted by Institutional None For Shareholder Investors (Assogestioni) 7 Elect Michele Alberto Fabiano None For Shareholder Crisostomo as Board Chair 8 Approve Remuneration of Directors For For Management 9 Approve Long Term Incentive Plan For For Management 10.1 Approve Remuneration Policy For Against Management 10.2 Approve Second Section of the For For Management Remuneration Report A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- ENGIE SA Ticker: ENGI Security ID: F7629A107 Meeting Date: MAY 14, 2020 Meeting Type: Annual/Special Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Treatment of Losses For For Management 4 Approve Termination Package of For Against Management Isabelle Kocher, CEO Until Feb. 24, 2020 5 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Reelect Fabrice Bregier as Director For For Management 8 Reelect Lord Peter Ricketts of For For Management Shortlands as Director 9 Renew Appointment of Ernst & Young et For For Management Autres as Auditor 10 Renew Appointment of Deloitte & For For Management Associes as Auditor 11 Approve Compensation Report of For For Management Corporate Officers 12 Approve Compensation of Jean-Pierre For For Management Clamadieu, Chairman of the Board 13 Approve Compensation of Isabelle For For Management Kocher, CEO 14 Approve Remuneration Policy of For For Management Directors 15 Approve Remuneration Policy of For For Management Chairman of the Board 16 Approve Remuneration Policy of CEO For For Management Until Feb. 24, 2020 17 Approve Remuneration Policy of CEO For For Against Management Transitional Period Since Feb. 24, 2020 Until Appointment of New CEO 18 Approve Remuneration Policy of New CEO For For Management 19 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million 20 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million 21 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements , up to Aggregate Nominal Amount of EUR 225 Million 22 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 23 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 24 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 19-23 and 27-28 at EUR 265 Million 25 Authorize Capitalization of Reserves For Against Management for Bonus Issue or Increase in Par Value 26 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 27 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 28 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 29 Amend Article 2 of Bylaws Re: Update For For Management Corporate Purpose 30 Add Corporate Purpose and Amend For For Management Article 2 of Bylaws Accordingly 31 Amend Articles 6, 13, 17 and 23 of For For Management Bylaws to Comply with Legal Changes 32 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- - 43 - ENI SPA Ticker: ENI Security ID: T3643A145 Meeting Date: MAY 13, 2020 Meeting Type: Annual/Special Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Fix Number of Directors For For Management 4 Fix Board Terms for Directors For For Management 5.1 Slate Submitted by Ministry of Economy None For Shareholder and Finance 5.2 Slate Submitted by Institutional None Against Shareholder Investors (Assogestioni) 6 Elect Lucia Calvosa as Board Chair None For Shareholder 7 Approve Remuneration of Directors None For Shareholder 8.1 Slate Submitted by Ministry of Economy None For Shareholder and Finance 8.2 Slate Submitted by Institutional None Against Shareholder Investors (Assogestioni) 9 Appoint Chairman of Internal Statutory None For Shareholder Auditors 10 Approve Internal Auditors' Remuneration None For Shareholder 11 Approve Long Term Incentive Plan For For Management 2020-2022 12 Approve Remuneration Policy For For Management 13 Approve Second Section of the For For Management Remuneration Report 14 Authorize Cancellation of Treasury For For Management Shares without Reduction of Share Capital; Amend Article 5.1 A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- EPIROC AB Ticker: EPI.A Security ID: W25918116 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Elect Chairman of Meeting For For Management 2 Prepare and Approve List of For For Management Shareholders 3 Approve Agenda of Meeting For For Management 4 Designate Inspector(s) of Minutes of For For Management Meeting 5 Acknowledge Proper Convening of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports 7 Receive President's Report None None Management 8.a Accept Financial Statements and For For Management Statutory Reports 8.b Approve Discharge of Board and For For Management President 8.c Approve Allocation of Income and For For Management Dividends of SEK 1.20 Per Share 8.d Approve Record Date for Dividend For For Management Payment 9.a Determine Number of Members (9) and For For Management Deputy Members of Board 9.b Determine Number of Auditors (1) and For For Management Deputy Auditors 10.a Reelect Lennart Evrell, Johan For For Management Forssell, Jeane Hull, Ronnie Leten, Ulla Litzen, Astrid Skarheim Onsum and Anders Ullberg as Directors; Elect Sigurd Mareels and Helena Hedblom as New Directors 10.b Reelect Ronnie Leten as Board Chairman For For Management 10.c Ratify Deloitte as Auditors For For Management 11.a Approve Remuneration of Directors in For For Management the Amount of SEK 2.05 Million for Chair and SEK 640,000 for Other Directors; Approve Partly Remuneration in Synthetic Shares; Approve Remuneration for Committee Work 11.b Approve Remuneration of Auditors For For Management 12.a Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management 12.b Approve Stock Option Plan 2020 for Key For For Management Employees 13.a Approve Equity Plan Financing Through For For Management Repurchase of Class A Shares 13.b Approve Repurchase of Shares to Pay 50 For For Management Per cent of Director's Remuneration in Synthetic Shares 13.c Approve Equity Plan Financing Through For For Management Transfer of Class A Shares to Participants 13.d Approve Sale of Class A Shares to For For Management Finance Director Remuneration in Synthetic Shares 13.e Approve Sale of Class A Shares to For For Management Finance Stock Option Plan 2015, 2016 and 2017 14 Close Meeting None None Management -------------------------------------------------------------------------------- EQUINOR ASA Ticker: EQNR Security ID: R2R90P103 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Registration of Attending Shareholders None None Management and Proxies 3 Elect Chairman of Meeting; Designate For For Management Inspector(s) of Minutes of Meeting 4 Approve Notice of Meeting and Agenda For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Accept Financial Statements and For For Management Statutory Reports; Approve Allocation of Income and Dividends of USD 0.27 Per Share 7 Approve Board to Distribute Dividends For For Management 8 Approve NOK 202.4 Million Reduction in For For Management Share Capital via Share Cancellation 9 Instruct Company to Set and Publish Against For Shareholder Targets Aligned with the Goal of the Paris Climate Agreement to Limit Global Warming 10 Instruct Company to Stop all Against Against Shareholder Exploration Activity and Test Drilling for Fossil Energy resources 11 Instruct Company to Consider the Against Against Shareholder Health Effects of Global Warming due to Fossil Energy in the Company's Further Strategy 12 Instruct Company to Refrain from Oil Against Against Shareholder and Gas Exploration and Production Activities in Certain Areas 13 Instruct Company to Stop All Oil and Against Against Shareholder Gas Activities Outside the Norwegian Continental Shelf 14 Instruct Board to Present New Against Against Shareholder Direction for the Company Including Phasing Out of All Exploration Activities Within Two Years 15 Approve Company's Corporate Governance For For Management Statement 16.1 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management (Advisory) 16.2 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management (Binding) 17 Approve Remuneration of Auditors For For Management 18 Elect All Members and Deputy Members For For Management of Corporate Assembly Bundled 18.1 Reelect Tone Lunde Bakker (Chair) as For For Management Member of Corporate Assembly 18.2 Reelect Nils Bastiansen (Vice Chair) For For Management as Member of Corporate Assembly 18.3 Reelect Greger Mannsverk as Member of For For Management Corporate Assembly 18.4 Reelect Terje Venold as Member of For For Management Corporate Assembly 18.5 Reelect Kjersti Kleven as Member of For For Management Corporate Assembly 18.6 Reelect Finn Kinserdal as Member of For For Management Corporate Assembly 18.7 Reelect Jarle Roth as Member of For For Management Corporate Assembly 18.8 Reelect Kari Skeidsvoll Moe as Member For For Management of Corporate Assembly 18.9 Elect Kjerstin Fyllingen as Member of For For Management Corporate Assembly 18.10 Elect Kjerstin Rasmussen Braathen as For For Management Member of Corporate Assembly 18.11 Elect Mari Rege as Member of Corporate For For Management Assembly 18.12 Elect Brynjar Kristian Forbergskog as For For Management Member of Corporate Assembly 18.13 Elect Knut Nesse as 1st Deputy Member For For Management of Corporate Assembly 18.14 Elect Trond Straume as 2nd Deputy For For Management Member of Corporate Assembly 18.15 Reelect Nina Kivijervi Jonassen as 3rd For For Management Deputy Member of Corporate Assembly 18.16 Reelect Martin Wien Fjell as 4th For For Management Deputy Member of Corporate Assembly 19 Approve Remuneration of Corporate For For Management Assembly 20 Elect All Members of Nominating For For Management Committee Bundled 20.1 Reelect Tone Lunde Bakker (Chair) as For For Management Member of Nominating Committee 20.2 Elect Bjorn Stale Haavik as Member of For For Management Nominating Committee with Personal Deputy Andreas Hilding Eriksen 20.3 Reelect Jarle Roth as Member of For For Management Nominating Committee 20.4 Reelect Berit L. Henriksen as Member For For Management of Nominating Committee 21 Approve Remuneration of Nominating For For Management Committee 22 Approve Equity Plan Financing For Against Management 23 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- - 44 - ESSILORLUXOTTICA SA Ticker: EL Security ID: F31665106 Meeting Date: JUN 25, 2020 Meeting Type: Annual/Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Treatment of Losses For For Management 4 Ratify Appointment of Laurent Vacherot For For Management as Director 5 Ratify Appointment of Paul du Saillant For For Management as Director 6 Approve Auditors' Special Report on For Against Management Related-Party Transactions 7 Approve Compensation Report of For For Management Corporate Officers 8 Approve Compensation of Leonardo Del For For Management Vecchio, Chairman and CEO 9 Approve Compensation of Hubert For For Management Sagnieres, Vice-Chairman and Vice-CEO 10 Approve Remuneration Policy of For For Management Corporate Officers 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 13 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 14 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- ESSITY AB Ticker: ESSITY.B Security ID: W3R06F100 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Elect Chairman of Meeting For For Management 2 Prepare and Approve List of For For Management Shareholders 3 Designate Inspector(s) of Minutes of For For Management Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Approve Agenda of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports 7 Receive President's Report None None Management 8.a Accept Financial Statements and For For Management Statutory Reports 8.b Approve Allocation of Income and For For Management Dividends of SEK 6.25 Per Share 8.c Approve Discharge of Board and For For Management President 9 Determine Number of Members (9) and For For Management Deputy Members (0) of Board 10 Determine Number of Auditors (1) and For For Management Deputy Auditors (0) 11 Approve Remuneration of Directors in For For Management the Amount of SEK 2.4 Million for Chairman and SEK 800,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 12.a Reelect Ewa Bjorling as Director For For Management 12.b Reelect Par Boman as Director For Against Management 12.c Reelect Maija-Liisa Friman as Director For For Management 12.d Reelect Annemarie Gardshol as Director For For Management 12.e Reelect Magnus Groth as Director For For Management 12.f Reelect Bert Nordberg as Director For For Management 12.g Reelect Louise Svanberg as Director For For Management 12.h Reelect Lars Rebien Sorensen as For For Management Director 12.i Reelect Barbara M. Thoralfsson as For For Management Director 13 Reelect Par Boman as Board Chairman For Against Management 14 Ratify Ernst & Young as Auditors For For Management 15 Authorize Chairman of Board and For For Management Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee 16 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 17 Amend Articles of Association Re: For For Management Participation in the General Meeting 18 Close Meeting None None Management -------------------------------------------------------------------------------- EURAZEO SE Ticker: RF Security ID: F3296A108 Meeting Date: APR 30, 2020 Meeting Type: Annual/Special Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Absence of Dividends 3 Approve Consolidated Financial For For Management Statements and Statutory Reports 4 Approve Auditors' Special Report on For Against Management Related-Party Transactions 5 Reelect Jean-Charles Decaux as For Against Management Supervisory Board Member 6 Reelect Georges Pauget as Supervisory For For Management Board Member 7 Reelect Victoire de Margerie as For For Management Supervisory Board Member 8 Reelect Roland du Luart as Supervisory For For Management Board Member 9 Approve Remuneration Policy of Members For For Management of Supervisory Board 10 Approve Remuneration Policy of Members For For Management of Management Board 11 Approve Compensation Report of For For Management Corporate Officers 12 Approve Compensation of Michel For For Management David-Weill, Chairman of the Supervisory Board 13 Approve Compensation of Virginie For Against Management Morgon, Chairman of the Management Board 14 Approve Compensation of Philippe For Against Management Audouin, Member of Management Board 15 Approve Compensation of Nicolas Huet, For Against Management Member of Management Board 16 Approve Compensation of Olivier For Against Management Millet, Member of Management Board 17 Renew Appointment of For For Management PricewaterhouseCoopers Audit as Auditor 18 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 19 Authorize Capitalization of Reserves For Against Management of Up to EUR 2 Billion for Bonus Issue or Increase in Par Value 20 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 110 Million 21 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 24 Million 22 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements 23 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 24 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 25 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 26 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 20-25 at EUR 110 Million and from All Issuance Requests without Preemptive Rights Above at EUR 24 Million 27 Amend Article 13 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 28 Amend Article 25 of Bylaws Re: Extra For Against Management Dividend for Long Term Registered Shares 29 Amend Articles 11, 15, 20 and 21 of For For Management Bylaws to Comply with Legal Changes Re: Supervisory and Management Boards 30 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- - 45 - EURONEXT NV Ticker: ENX Security ID: N3113K397 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Presentation by CEO None None Management 3.a Receive Explanation on Company's None None Management Reserves and Dividend Policy 3.b Adopt Remuneration Report For For Management 3.c Adopt Financial Statements For For Management 3.d Approve Dividends of EUR 1.59 Per Share For For Management 3.e Approve Discharge of Management Board For For Management 3.f Approve Discharge of Supervisory Board For For Management 4.a Reelect Dick Sluimers to Supervisory For For Management Board 5.a Elect Oivind Amundsen to Management For For Management Board 5.b Elect Georges Lauchard to Management For For Management Board 6 Approve Remuneration Policy for For Against Management Management Board 7 Approve Remuneration Policy for For For Management Supervisory Board 8 Ratify Ernst & Young as Auditors For For Management 9.a Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 9.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 11 Authorize Management or Supervisory For For Management Board to Grant Rights to French Beneficiaries 12 Other Business (Non-Voting) None None Management 13 Close Meeting None None Management -------------------------------------------------------------------------------- EXOR NV Ticker: EXO Security ID: N3140A107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Board of Directors None None Management (Non-Voting) 2.b Approve Remuneration Report For Against Management 2.c Adopt Financial Statements For For Management 2.d Receive Explanation on Company's None None Management Dividend Policy 2.e Approve Dividends For For Management 3.a Ratify Ernst & Young as Auditors For For Management 3.b Amend Remuneration Policy For For Management 4.a Approve Discharge of Executive For For Management Directors 4.b Approve Discharge of Non-Executive For For Management Directors 5 Reelect John Elkann as Executive For For Management Director 6.a Reelect Marc Bolland as Non-Executive For For Management Director 6.b Reelect Alessandro Nasi as For For Management Non-Executive Director 6.c Reelect Andrea Agnelli as For For Management Non-Executive Director 6.d Reelect Ginevra Elkann as For For Management Non-Executive Director 6.e Reelect Antonio Horta-Osorio as For For Management Non-Executive Director 6.f Reelect Melissa Bethell as For For Management Non-Executive Director 6.g Reelect Laurence Debroux as For For Management Non-Executive Director 6.h Reelect Joseph Bae as Non-Executive For For Management Director 7.a Authorize Repurchase of Shares For For Management 7.b Approve Cancellation of Repurchased For For Management Shares 8 Close Meeting None None Management -------------------------------------------------------------------------------- EXPERIAN PLC Ticker: EXPN Security ID: G32655105 Meeting Date: JUL 24, 2019 Meeting Type: Annual Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Dr Ruba Borno as Director For For Management 4 Re-elect Brian Cassin as Director For For Management 5 Re-elect Caroline Donahue as Director For For Management 6 Re-elect Luiz Fleury as Director For For Management 7 Re-elect Deirdre Mahlan as Director For For Management 8 Re-elect Lloyd Pitchford as Director For For Management 9 Re-elect Mike Rogers as Director For For Management 10 Re-elect George Rose as Director For For Management 11 Re-elect Kerry Williams as Director For For Management 12 Reappoint KPMG LLP as Auditors For For Management 13 Authorise Board to Fix Remuneration of For For Management Auditors 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- - 46 - FABEGE AB Ticker: FABG Security ID: W7888D199 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive Financial Statements and None None Management Statutory Reports 8.a Accept Financial Statements and For For Management Statutory Reports 8.b Approve Allocation of Income and For For Management Dividends of SEK 3.20 Per Share 8.c Approve Discharge of Board and For For Management President 8.d Approve Record Dates for Dividend For For Management Payment 9 Determine Number of Members (6) and For For Management Deputy Members (0) of Board; Receive Nominating Committee's Report 10 Approve Remuneration of Directors in For For Management the Amount of SEK 550,000 for Chairman and SEK 240,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 11 Reelect Anette Asklin, Martha For For Management Josefsson, Jan Litborn (Chair), Per-Ingemar Persson and Mats Qviberg as Directors; Elect Emma Henriksson as New Director 12 Ratify Deloitte as Auditor For For Management 13 Authorize Representatives of Four of For For Management Company's Largest Shareholders to Serve on Nominating Committee 14 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 15 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 16 Other Business None None Management 17 Close Meeting None None Management -------------------------------------------------------------------------------- FERROVIAL SA Ticker: FER Security ID: E49512119 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Consolidated and Standalone For For Management Financial Statements 1.2 Approve Non-Financial Information For For Management Statement 2 Approve Allocation of Income For For Management 3 Approve Discharge of Board For For Management 4 Appoint Ernst & Young as Auditor For For Management 5.1 Reelect Philip Bowman as Director For For Management 5.2 Reelect Hanne Birgitte Breinbjerb For For Management Sorensen as Director 5.3 Ratify Appointment of and Elect For For Management Ignacio Madridejos Fernandez as Director 5.4 Ratify Appointment of and Elect Juan For For Management Hoyos Martinez de Irujo as Director 5.5 Ratify Appointment of and Elect For For Management Gonzalo Urquijo Fernandez de Araoz as Director 6 Approve Scrip Dividends For For Management 7 Approve Scrip Dividends For For Management 8 Approve Reduction in Share Capital via For For Management Amortization of Treasury Shares 9 Amend Remuneration Policy For Against Management 10 Approve Restricted Stock Plan For For Management 11 Authorize Board to Continue the Total For Against Management or Partial Sale of Assets of the Services Division of the Ferrovial Group 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions 13 Advisory Vote on Remuneration Report For Against Management 14 Receive Amendments to Board of None None Management Directors Regulations -------------------------------------------------------------------------------- FINECOBANK SPA Ticker: FBK Security ID: T4R999104 Meeting Date: FEB 18, 2020 Meeting Type: Special Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Andrea Zappia as Director For For Management 1 Amend Company Bylaws Re: Articles 13, For For Management 17, and 23 -------------------------------------------------------------------------------- - 47 - FINECOBANK SPA Ticker: FBK Security ID: T4R999104 Meeting Date: APR 28, 2020 Meeting Type: Annual/Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve the Coverage of the Negative For For Management IFRS 9 Reserve 4a Fix Number of Directors For For Management 4b Fix Board Terms for Directors For For Management 4c.1 Slate 1 Submitted by Management For For Management 4c.2 Slate 2 Submitted by Institutional None Against Shareholder Investors (Assogestioni) 5 Approve Remuneration of Directors For For Management 6 Slate 1 Submitted by Institutional None For Shareholder Investors (Assogestioni) 7 Approve Internal Auditors' Remuneration None For Shareholder 8 Approve Remuneration Policy For For Management 9 Approve Second Section of the For For Management Remuneration Report 10 Approve 2020 Incentive System for For For Management Employees 11 Approve 2020 Incentive System for For For Management Personal Financial Advisors 12 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares to Service the 2020 PFA System 13 Amend Regulations on General Meetings For For Management 1 Authorize Board to Increase Capital to For For Management Service 2020 Incentive System 2 Authorize Board to Increase Capital to For For Management Service 2019 Incentive System 3 Approve Equity Plan Financing to For For Management Service 2018-2020 Long Term Incentive Plan A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- FIRST CAPITAL REALTY INC. Ticker: FCR Security ID: 31943B100 Meeting Date: DEC 10, 2019 Meeting Type: Special Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion to Publicly Traded For For Management Real Estate Investment Trust -------------------------------------------------------------------------------- FISHER & PAYKEL HEALTHCARE CORPORATION LIMITED Ticker: FPH Security ID: Q38992105 Meeting Date: AUG 28, 2019 Meeting Type: Annual Record Date: AUG 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lewis Gradon as Director For For Management 2 Elect Donal O'Dwyer as Director For For Management 3 Elect Neville Mitchell as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management the Auditors 5 Approve Issuance of Performance Share For For Management Rights to Lewis Gradon 6 Approve Issuance of Options to Lewis For For Management Gradon 7 Revoke Company's Existing Constitution For For Management and Adopt a New Constitution -------------------------------------------------------------------------------- FORTIS INC. Ticker: FTS Security ID: 349553107 Meeting Date: MAY 07, 2020 Meeting Type: Annual/Special Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tracey C. Ball For For Management 1.2 Elect Director Pierre J. Blouin For For Management 1.3 Elect Director Paul J. Bonavia For For Management 1.4 Elect Director Lawrence T. Borgard For For Management 1.5 Elect Director Maura J. Clark For For Management 1.6 Elect Director Margarita K. Dilley For For Management 1.7 Elect Director Julie A. Dobson For For Management 1.8 Elect Director Douglas J. Haughey For For Management 1.9 Elect Director Barry V. Perry For For Management 1.10 Elect Director Jo Mark Zurel For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Approve Advance Notice Requirement For For Management 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- FORTUM OYJ Ticker: FORTUM Security ID: X2978Z118 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.10 Per Share 9 Approve Discharge of Board and For For Management President 10 Receive Committee Chairmen's Review on None None Management the Remuneration Policy of the Company 11 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 12 Approve Remuneration of Directors in For For Management the Amount of EUR 77,200 for Chair, EUR 57,500 for Deputy Chair and EUR 40,400 for Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees 13 Fix Number of Directors at Nine For For Management 14 Reelect Eva Hamilton, Essimari For For Management Kairisto, Matti Lievonen (Chair), Klaus-Dieter Maubach (Vice Chair), Anja McAlister, Veli-Matti Reinikkala and Philipp Rosler as Directors; Elect Teppo Paavola and Annette Stube as New Directors 15 Approve Remuneration of Auditors For For Management 16 Ratify Deloitte as Auditors For For Management 17 Authorize Share Repurchase Program For For Management 18 Authorize Reissuance of Repurchased For For Management Shares 19 Approve Charitable Donations For For Management 20 Include Paris Agreement 1.5-degree Against Against Shareholder Celsius Target in Articles of Association 21 Close Meeting None None Management -------------------------------------------------------------------------------- - 48 - GALAPAGOS NV Ticker: GLPG Security ID: B44170106 Meeting Date: APR 28, 2020 Meeting Type: Annual/Special Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' and Auditors' None None Management Reports (Non-Voting) 2 Approve Financial Statements and For For Management Allocation of Income 3 Receive Auditors' Reports (Non-Voting) None None Management 4 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 5 Approve Remuneration Policy For Against Management 6 Approve Remuneration Report For Against Management 7 Approve Discharge of Directors and For For Management Auditor 8 Acknowledge Information on Auditors' None None Management Remuneration 9 Ratify Deloitte as Auditor and Approve For For Management Auditors' Remuneration 10 Re-elect Mary Kerr as Independent For For Management Director 11 Elect Elisabeth Svanberg as For For Management Independent Director 12 Approve Remuneration of Directors For For Management 13 Approve Offer of 85,000 Subscription For Against Management Rights 1 Receive Special Board Report Re: None None Management Change Purpose of Company 2 Amend Corporate Purpose For For Management 3 Amend Articles Re: New Code of For For Management Companies and Associations 4 Elect Supervisory Board Members For For Management 5 Authorize Implementation of Approved For For Management Resolutions and Coordination of Article 6 Authorize Filing of Required For For Management Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- GALP ENERGIA SGPS SA Ticker: GALP Security ID: X3078L108 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Individual and Consolidated For For Management Financial Statements and Statutory Reports 2 Approve Allocation of Income For For Management 3 Appraise Management of Company and For For Management Approve Vote of Confidence to Board of Directors 4 Appraise Supervision of Company and For For Management Approve Vote of Confidence to Fiscal Council 5 Appraise Work Performed by Statutory For For Management Auditor and Approve Vote of Confidence to Statutory Auditor 6 Approve Statement on Remuneration For For Management Policy 7 Authorize Repurchase and Reissuance of For For Management Shares and Bonds -------------------------------------------------------------------------------- GEBERIT AG Ticker: GEBN Security ID: H2942E124 Meeting Date: APR 01, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Approve Transfer of CHF 21.5 Million For For Management from Capital Contribution Reserves to Free Reserves 2.2 Approve Allocation of Income and For For Management Dividends of CHF 11.30 per Share 3 Approve Discharge of Board and Senior For For Management Management 4.1.1 Reelect Albert Baehny as Director and For Against Management as Board Chairman 4.1.2 Reelect Felix Ehrat as Director For For Management 4.1.3 Reelect Bernadette Koch as Director For For Management 4.1.4 Reelect Hartmut Reuter as Director For For Management 4.1.5 Reelect Eunice Zehnder-Lai as Director For For Management 4.1.6 Elect Werner Karlen as Director For For Management 4.2.1 Reappoint Hartmut Reuter as Member of For Against Management the Compensation Committee 4.2.2 Reappoint Eunice Zehnder-Lai as Member For For Management of the Compensation Committee 4.2.3 Appoint Werner Karlen as Member of the For Against Management Compensation Committee 5 Designate Roger Mueller as Independent For For Management Proxy 6 Ratify PricewaterhouseCoopers AG as For For Management Auditors 7.1 Approve Remuneration Report For For Management 7.2 Approve Remuneration of Directors in For For Management the Amount of CHF 2.4 Million 7.3 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 11.5 Million 8 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- - 49 - GECINA SA Ticker: GFC Security ID: F4268U171 Meeting Date: APR 23, 2020 Meeting Type: Annual/Special Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Transfer of Asset Revaluation For For Management Gap to Corresponding Reserves Account 4 Approve Allocation of Income and For For Management Dividends of EUR 5.30 per Share 5 Approve Stock Dividend Program Re: FY For For Management 2020 6 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 7 Approve Compensation of Corporate For For Management Officers 8 Approve Compensation of Chairman of For For Management the Board 9 Approve Compensation of CEO For For Management 10 Approve Remuneration Policy of For For Management Directors 11 Approve Remuneration Policy of For For Management Chairman of the Board 12 Approve Remuneration Policy of CEO For For Management 13 Ratify Appointment of Jerome Brunel as For For Management Censor 14 Reelect Ines Reinmann Toper as Director For For Management 15 Reelect Claude Gendron as Director For For Management 16 Elect Jerome Brunel as Director For For Management 17 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 18 Approve Spin-Off Agreement with GEC 25 For For Management 19 Amend Article 7 of Bylaws Re: Shares For For Management 20 Amend Article 9 of Bylaws Re: For Against Management Shareholding Disclosure Thresholds 21 Amend Article 19 of Bylaws Re: For For Management Remuneration of Directors, Censors, Chairman of the Board, CEO and Vice-CEO 22 Amend Article 23 of Bylaws Re: For For Management Allocation of Income 23 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million 24 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million 25 Authorize Capital Increase of Up to For For Management EUR 50 Million for Future Exchange Offers 26 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 50 Million 27 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 28 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 29 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 30 Authorize Capitalization of Reserves For For Management of Up to EUR 100 Million for Bonus Issue or Increase in Par Value 31 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 32 Authorize up to 0.5 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 33 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 34 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- GENMAB A/S Ticker: GMAB Security ID: K3967W102 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports; Approve Discharge of Management and Board 3 Approve Allocation of Income and For For Management Omission of Dividends 4a Reelect Deirdre P. Connelly as Director For For Management 4b Reelect Pernille Erenbjerg as Director For For Management 4c Reelect Rolf Hoffmann as Director For For Management 4d Reelect Paolo Paoletti as Director For For Management 4e Reelect Anders Gersel Pedersen as For For Management Director 4f Elect Jonathan Peacock as New Director For Abstain Management 5 Ratify PricewaterhouseCoopers as For For Management Auditors 6a Approve Guidelines for Incentive-Based For Against Management Compensation for Executive Management and Board 6b Approve Remuneration of Directors in For Against Management the Amount of DKK 1.2 Million for Chairman, DKK 800,000 for Vice Chairman, and DKK 400,000 for Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees 6c Amend Articles Re: Editorial Changes For For Management due to Merger of VP Securities A/S and VP Services A/S 7 Authorize Editorial Changes to Adopted For For Management Resolutions in Connection with Registration with Danish Authorities 8 Other Business None None Management -------------------------------------------------------------------------------- - 50 - GENTING SINGAPORE LIMITED Ticker: G13 Security ID: Y2692C139 Meeting Date: FEB 04, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Bid for Integrated For For Management Resort Project in Japan 2 Approve Proposed Grant of Special For Against Management Incentive Awards to Non-Executive Directors 3 Approve Proposed Increase in Limit of For Against Management PSS Share Awards to Chairman -------------------------------------------------------------------------------- GENTING SINGAPORE LIMITED Ticker: G13 Security ID: Y2692C139 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Elect Tan Hee Teck as Director For For Management 4 Elect Koh Seow Chuan as Director For For Management 5 Approve Directors' Fees For For Management 6 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Mandate for Interested Person For For Management Transactions 8 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- GEORGE WESTON LIMITED Ticker: WN Security ID: 961148509 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paviter S. Binning For For Management 1.2 Elect Director Andrew A. Ferrier For For Management 1.3 Elect Director Nancy H. O. Lockhart For For Management 1.4 Elect Director Sarabjit S. Marwah For For Management 1.5 Elect Director Gordon M. Nixon For For Management 1.6 Elect Director J. Robert S. Prichard For For Management 1.7 Elect Director Robert Sawyer For For Management 1.8 Elect Director Christi Strauss For For Management 1.9 Elect Director Barbara Stymiest For For Management 1.10 Elect Director Galen G. Weston For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- GIVAUDAN SA Ticker: GIVN Security ID: H3238Q102 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Allocation of Income and For For Management Dividends of CHF 62 per Share 4 Approve Discharge of Board and Senior For For Management Management 5.1.1 Reelect Victor Balli as Director For For Management 5.1.2 Reelect Werner Bauer as Director For For Management 5.1.3 Reelect Lilian Biner as Director For For Management 5.1.4 Reelect Michael Carlos as Director For For Management 5.1.5 Reelect Ingrid Deltenre as Director For For Management 5.1.6 Reelect Calvin Grieder as Director For For Management 5.1.7 Reelect Thomas Rufer as Director For For Management 5.2.1 Elect Olivier Filliol as Director For For Management 5.2.2 Elect Sophie Gasperment as Director For For Management 5.3 Reelect Calvin Grieder as Board For For Management Chairman 5.4.1 Reappoint Werner Bauer as Member of For For Management the Compensation Committee 5.4.2 Reappoint Ingrid Deltenre as Member of For For Management the Compensation Committee 5.4.3 Reappoint Victor Balli as Member of For For Management the Compensation Committee 5.5 Designate Manuel Isler as Independent For For Management Proxy 5.6 Ratify Deloitte AG as Auditors For For Management 6.1 Approve Remuneration of Directors in For For Management the Amount of CHF 3.4 Million 6.2.1 Approve Short Term Variable For For Management Remuneration of Executive Committee in the Amount of CHF 4.3 Million 6.2.2 Approve Fixed and Long Term Variable For For Management Remuneration of Executive Committee in the Amount of CHF 15.3 Million 7 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- - 51 - GJENSIDIGE FORSIKRING ASA Ticker: GJF Security ID: R2763X101 Meeting Date: MAY 25, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting None None Management 3 Registration of Attending Shareholders None None Management and Proxies 4 Approve Notice of Meeting and Agenda For For Management 5 Designate Inspector(s) of Minutes of None None Management Meeting 6 Accept Financial Statements and For For Management Statutory Reports; Approve Allocation of Income and Omission of Dividends 7a Approve Remuneration Statement For For Management 7b Approve Remuneration Guidelines For For For Management Executive Management (Advisory) 7c Approve Binding Guidelines for For For Management Allocation of Shares and Subscription Rights 8a Authorize the Board to Decide on For For Management Distribution of Dividends 8b Approve Equity Plan Financing Through For For Management Share Repurchase Program 8c Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 8d Approve Creation of NOK 100 Million For For Management Pool of Capital without Preemptive Rights 8e Authorize Board to Raise Subordinated For For Management Loans and Other External Financing 9a Reelect Gisele Marchand (Chair), For For Management Vibeke Krag, Terje Seljeseth, Hilde Merete Nafstad and Eivind Elnan as Directors; Elect Tor Magne Lonnum and Gunnar Robert Sellaeg as New Directors 9b1 Elect Trine Riis Groven (Chair) as New For For Management Member of Nominating Committee 9b2 Elect Iwar Arnstad as New Member of For For Management Nominating Committee 9b3 Reelect Marianne Ribe as Member of For For Management Nominating Committee 9b4 Reelect Pernille Moen as Member of For For Management Nominating Committee 9b5 Elect Henrik Bachke Madsen as New For For Management Member of Nominating Committee 9c Ratify Deloitte as Auditors For For Management 10 Approve Remuneration of Directors and For For Management Auditors; Approve Remuneration for Committee Work -------------------------------------------------------------------------------- GLANBIA PLC Ticker: GL9 Security ID: G39021103 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports and Review the Company's Affairs 2 Approve Final Dividend For For Management 3a Re-elect Patsy Ahern as Director For For Management 3b Re-elect Mark Garvey as Director For For Management 3c Re-elect Vincent Gorman as Director For For Management 3d Re-elect Brendan Hayes as Director For For Management 3e Re-elect Martin Keane as Director For For Management 3f Re-elect John Murphy as Director For For Management 3g Re-elect Patrick Murphy as Director For For Management 3h Re-elect Siobhan Talbot as Director For For Management 3i Re-elect Patrick Coveney as Director For For Management 3j Elect John Daly as Director For For Management 3k Re-elect Donard Gaynor as Director For For Management 3l Elect Mary Minnick as Director For For Management 3m Re-elect Dan O'Connor as Director For For Management 4 Authorise Board to Fix Remuneration of For For Management Auditors 5 Approve Remuneration Report For For Management 6 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 7 Authorise Issue of Equity For For Management 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Market Purchase of Shares For For Management 11 Determine Price Range for Reissuance For For Management of Treasury Shares 12 Approve Rule 37 Waiver Resolution in None Against Management Respect of Market Purchases of the Company's Own Shares 13 Approve Rule 9 Waiver Resolution in None Against Management Respect of the Company's Employees' Share Schemes 14 Approve Rule 9 Waiver Resolution in None For Management Respect of Share Acquisitions by Directors -------------------------------------------------------------------------------- GLAXOSMITHKLINE PLC Ticker: GSK Security ID: G3910J112 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For Abstain Management 4 Elect Sir Jonathan Symonds as Director For For Management 5 Elect Charles Bancroft as Director For For Management 6 Re-elect Emma Walmsley as Director For For Management 7 Re-elect Vindi Banga as Director For For Management 8 Re-elect Dr Hal Barron as Director For For Management 9 Re-elect Dr Vivienne Cox as Director For For Management 10 Re-elect Lynn Elsenhans as Director For For Management 11 Re-elect Dr Laurie Glimcher as Director For For Management 12 Re-elect Dr Jesse Goodman as Director For For Management 13 Re-elect Judy Lewent as Director For For Management 14 Re-elect Iain Mackay as Director For For Management 15 Re-elect Urs Rohner as Director For For Management 16 Reappoint Deloitte LLP as Auditors For For Management 17 Authorise the Audit & Risk Committee For For Management to Fix Remuneration of Auditors 18 Authorise EU Political Donations and For For Management Expenditure 19 Authorise Issue of Equity For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Approve the Exemption from Statement For For Management of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports 24 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- - 52 - GLP-J REIT Ticker: 3281 Security ID: J17305103 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Executive Director Miura, For For Management Yoshiyuki -------------------------------------------------------------------------------- GLP-J REIT Ticker: 3281 Security ID: J17305103 Meeting Date: MAY 28, 2020 Meeting Type: Special Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Change Japanese Era For For Management Year to Western Year - Amend Provisions on Deemed Approval System - Amend Permitted Investment Types 2 Elect Executive Director Miura, For For Management Yoshiyuki 3 Elect Alternate Executive Director For For Management Miki, Hisatake 4.1 Elect Supervisory Director Inoue, For Against Management Toraki 4.2 Elect Supervisory Director Yamaguchi, For For Management Kota 5 Elect Alternate Supervisory Director For For Management Kase, Yutaka -------------------------------------------------------------------------------- GN STORE NORD A/S Ticker: GN Security ID: K4001S214 Meeting Date: MAR 11, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Discharge of Management and For For Management Board 4 Approve Allocation of Income and For For Management Dividends of DKK 1.45 Per Share 5 Approve Remuneration of Directors in For For Management the Amount of DKK 870,000 for Chairman, DKK 580,000 for Vice Chairman, and DKK 290,000 for Other Members; Approve Remuneration for Committee Work; Approve Meeting Fees 6.1 Reelect Per Wold-Olsen as Director For For Management 6.2 Reelect Wolfgang Reim as Director For For Management 6.3 Reelect Helene Barnekow as Director For For Management 6.4 Reelect Ronica Wang as Director For For Management 6.5 Elect Jukka Pekka Pertola as New For Abstain Management Director 6.6 Elect Montserrat Maresch Pascual as For For Management New Director 6.7 Elect Anette Weber as New Director For For Management 7 Ratify PricewaterhouseCoopers as For For Management Auditors 8.1 Authorize Share Repurchase Program For For Management 8.2 Approve DKK 16.7 Million Reduction in For For Management Share Capital via Share Cancellation 8.3 Approve Guidelines for Incentive-Based For For Management Compensation for Executive Management and Board 8.4 Amend Articles Re: Advisory Vote on For For Management Remuneration Report on Annual General Meetings 9 Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- GRAND CITY PROPERTIES SA Ticker: GYC Security ID: L4459Y100 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board's Reports None None Management 2 Receive Auditor's Reports None None Management 3 Approve Financial Statements For Did Not Vote Management 4 Approve Consolidated Financial For Did Not Vote Management Statements and Statutory Reports 5 Approve Allocation of Income For Did Not Vote Management 6 Approve Discharge of Directors For Did Not Vote Management 7 Renew Appointment of KPMG Luxembourg For Did Not Vote Management as Auditor 8 Approve Dividends EUR 0.8238 Per Share For Did Not Vote Management 9 Approve Remuneration Report For Did Not Vote Management 10 Approve Remuneration Policy For Did Not Vote Management 11 Authorize Repurchase of Up to 20 For Did Not Vote Management Percent of Issued Share Capital -------------------------------------------------------------------------------- GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA Ticker: OPAP Security ID: X3232T104 Meeting Date: DEC 13, 2019 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Corporate Purpose For For Management 2 Ratify Director Appointments None None Management 3 Elect Director For For Management -------------------------------------------------------------------------------- - 53 - GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA Ticker: OPAP Security ID: X3232T104 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Management of Company and For For Management Grant Discharge to Auditors 3 Approve Auditors and Fix Their For For Management Remuneration 4 Authorize Board to Participate in For For Management Companies with Similar Business Interests 5 Advisory Vote on Remuneration Report For For Management 6 Amend Company Articles For For Management 7 Approve Allocation of Income and For For Management Dividends 8 Approve Annual Bonus by Means of For For Management Profit Distribution to Executives and Key Personnel 9 Approve Profit Distribution to For For Management Executives and Key Personnel Under the Long-Term Incentive Plan 2017-2019 10 Approve New Long-Term Incentive Plan For For Management -------------------------------------------------------------------------------- GROUPE BRUXELLES LAMBERT SA Ticker: GBLB Security ID: B4746J115 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' and Auditors' None None Management Reports (Non-Voting) 2.1 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 2.2 Adopt Financial Statements For For Management 3 Approve Discharge of Directors For For Management 4 Approve Discharge of Auditor For For Management 5 Reelect Ian Gallienne as Director For For Management 6 Approve Remuneration Policy For For Management 7 Approve Remuneration of Non-Executive For For Management Directors 8 Approve Remuneration Report For For Management 9.1 Approve Change-of-Control Clause Re: For Against Management Option Plan 9.2 Approve Special Board Report Re: For For Management Article 7:227 of the Company Code 9.3 Approve Guarantee to Acquire Shares For For Management under Stock Option Plan 10 Transact Other Business None None Management -------------------------------------------------------------------------------- GROUPE BRUXELLES LAMBERT SA Ticker: GBLB Security ID: B4746J115 Meeting Date: APR 28, 2020 Meeting Type: Special Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1.1 Authorize Repurchase of Up to For Against Management 32,271,657 Shares 1.1.2 Authorize Reissuance of Repurchased For Against Management Shares 1.1.3 Authorize Board to Repurchase Shares For Against Management in the Event of a Serious and Imminent Harm and Under Normal Conditions 1.1.4 Amend Articles to Reflect Changes in For Against Management Capital Re: Items 1.1.1, 1.1.2 and 1.1. 3 2.1.1 Adopt Double Voting Rights for For For Management Shareholders 3.1.1 Receive Special Board Report Re: None None Management Authorized Capital 3.1.2 Renew Authorization to Increase Share For Against Management Capital Up to EUR 125 Million within the Framework of Authorized Capital 3.1.3 Amend Articles to Reflect Changes in For Against Management Capital Re: Item 3.1.2 3.1.4 Authorize Issuance of For Against Management Warrants/Convertible Bonds/ Other Financial Instruments without Preemptive Rights 3.1.5 Amend Article 13 to Reflect Changes in For Against Management Capital Re: Item 3.1.4 3.2.1 Amend Articles of Association Re: For For Management Alignment on Companies and Associations Code 3.2.2 Adopt Coordinated Version of the For For Management Articles of Association 4 Approve Coordination of Articles of For For Management Association and Filing of Required Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- H. LUNDBECK A/S Ticker: LUN Security ID: K4406L129 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of DKK 4.10 Per Share 4a Reelect Lars Rasmussen as Director For Abstain Management 4b Reelect Lene Skole-Sorensen as Director For For Management 4c Reelect Lars Holmqvist as Director For Abstain Management 4d Reelect Jeremy Levin as Director For For Management 4e Reelect Jeffrey Berkowitz as Director For For Management 4f Reelect Henrik Andersen as Director For For Management 5 Approve Remuneration of Directors in For For Management the Amount of DKK 1.2 million for Chairman, DKK 800,000 for Vice Chairman and DKK 400,000 for Other Directors; Approve Fees for Committee Work 6 Ratify PricewaterhouseCoopers as For For Management Auditors 7a Authorize Share Repurchase Program For For Management 7b Approve Guidelines for Incentive-Based For Against Management Compensation for Executive Management and Board 7c Approve Creation of DKK 100 Million For For Management Pool of Capital without Preemptive Rights 7d Amend Articles Re: Voting on the For For Management Company's Remuneration Report at Annual General Meetings 7e Authorize Editorial Changes to Adopted For For Management Resolutions in Connection with Registration with Danish Authorities 8 Other Business None None Management -------------------------------------------------------------------------------- - 54 - HAIER ELECTRONICS GROUP CO., LTD. Ticker: 1169 Security ID: G42313125 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Yang Guang as Director For For Management 2b Elect Eva Cheng Li Kam Fun as Director For For Management 2c Elect Gong Shao Lin as Director For For Management 2d Elect John Changzheng Ma as Director For For Management 2e Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Approve Final Dividend For For Management 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Approve Allotment and Issuance of New For Against Management Shares Under the Restricted Share Award Scheme -------------------------------------------------------------------------------- HANA FINANCIAL GROUP, INC. Ticker: 086790 Security ID: Y29975102 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Yoon Sung-bock as Outside For For Management Director 3.2 Elect Park Won-koo as Outside Director For For Management 3.3 Elect Paik Tae-seung as Outside For For Management Director 3.4 Elect Kim Hong-jin as Outside Director For For Management 3.5 Elect Yang Dong-hoon as Outside For For Management Director 3.6 Elect Heo Yoon as Outside Director For For Management 3.7 Elect Lee Jung-won as Outside Director For For Management 4 Elect Chah Eun-young as Outside For For Management Director to Serve as Audit Committee Member 5.1 Elect Yoon Sung-bock as a Member of For For Management Audit Committee 5.2 Elect Kim Hong-jin as a Member of For For Management Audit Committee 5.3 Elect Yang Dong-hoon as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- HANG LUNG PROPERTIES LTD. Ticker: 101 Security ID: Y30166105 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Nelson Wai Leung Yuen as Director For For Management 3b Elect Andrew Ka Ching Chan as Director For For Management 3c Elect Hsin Kang Chang as Director For For Management 3d Elect Adriel Wenbwo Chan as Director For For Management 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- HANG SENG BANK LTD. Ticker: 11 Security ID: Y30327103 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Raymond K F Ch'ien as Director For For Management 2b Elect L Y Chiang as Director For For Management 2c Elect Kathleen C H Gan as Director For For Management 2d Elect Kenneth S Y Ng as Director For For Management 2e Elect Michael W K Wu as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- - 55 - HANNOVER RUECK SE Ticker: HNR1 Security ID: D3015J135 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 4.00 per Share and a Special Dividend of EUR 1.50 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 6 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares -------------------------------------------------------------------------------- HEINEKEN HOLDING NV Ticker: HEIO Security ID: N39338194 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Director's Board Report None None Management (Non-Voting) 2 Approve Remuneration Report For For Management 3 Adopt Financial Statements For For Management 4 Receive Explanation on Company's None None Management Reserves and Dividend Policy 5 Approve Discharge of Directors For For Management 6.a Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6.b Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital 6.c Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 7 Approve Remuneration Policy For For Management 8 Ratify Deloitte as Auditors For For Management 9.a Amend Articles 7, 10 and 11 Paragraph For For Management 1 of the Articles of Association 9.b Amend Article 11 Paragraph 10 of the For Against Management Articles of Association 10 Elect Jean-Francois van Boxmeer as For Against Management Non-Executive Director -------------------------------------------------------------------------------- HEINEKEN NV Ticker: HEIA Security ID: N39427211 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.a Receive Report of Management Board None None Management (Non-Voting) 1.b Approve Remuneration Report For For Management 1.c Adopt Financial Statements For For Management 1.d Receive Explanation on Dividend Policy None None Management 1.e Approve Dividends of EUR 1.68 Per Share For For Management 1.f Approve Discharge of Management Board For For Management 1.g Approve Discharge of Supervisory Board For For Management 2.a Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 2.b Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital 2.c Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances under Item 2.b 3 Approve Remuneration Policy for For For Management Management Board 4 Approve Remuneration Policy for For For Management Supervisory Board 5 Ratify Deloitte as Auditors For For Management 6.a Amend Articles 7, 9, 10, 12, 13 For For Management Paragraph 1 and Article 18 of the Articles of Association 6.b Amend Article 13 Paragraph 10 of the For Against Management Articles of Association 7 Elect Dolf van den Brink to Management For For Management Board 8 Reelect Pamela Mars Wright to For For Management Supervisory Board 9 Close Meeting None None Management -------------------------------------------------------------------------------- HELLENIC TELECOMMUNICATIONS ORGANIZATION SA Ticker: HTO Security ID: X3258B102 Meeting Date: FEB 20, 2020 Meeting Type: Special Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Share Repurchase Program For For Management 2 Approve Cancellation of Repurchased For For Management Shares 3 Various Announcements None None Management -------------------------------------------------------------------------------- - 56 - HELLENIC TELECOMMUNICATIONS ORGANIZATION SA Ticker: HTO Security ID: X3258B102 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports and Income Allocation 2 Receive Report on Activities of Audit None None Management Committee 3 Approve Management of Company and For For Management Grant Discharge to Auditors 4 Ratify Auditors For For Management 5 Approve Remuneration Policy For For Management 6 Approve Director Remuneration For For Management 7 Advisory Vote on Remuneration Report For For Management 8 Approve Director Liability and For For Management Indemnification 9 Announcement of Related Party None None Management Transactions 10 Amend Company Articles For For Management 11.1 Elect Amanda Sisson as Director For For Management 11.2 Elect a Shareholder-Nominee to the None Abstain Shareholder Board 11.3 Elect a Shareholder-Nominee to the None Abstain Shareholder Board 12.1 Elect Amanda Sisson as Audit Committee For For Management Member 12.2 Elect a Shareholder-Nominee to the None Abstain Shareholder Audit Committee 12.3 Elect a Shareholder-Nominee to the None Abstain Shareholder Audit Committee 13 Announcement of Director Appointments None None Management 14 Various Announcements None None Management -------------------------------------------------------------------------------- HELVETIA HOLDING AG Ticker: HELN Security ID: H3701P102 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 5.00 per Share 4.1 Reelect Doris Schurter as Director and For For Management Board Chairman 4.2.1 Reelect Beat Fellmann as Director For For Management 4.2.2 Reelect Jean-Rene Fournier as Director For For Management 4.2.3 Reelect Ivo Furrer as Director For For Management 4.2.4 Reelect Hans Kuenzle as Director For For Management 4.2.5 Reelect Christoph Lechner as Director For For Management 4.2.6 Reelect Gabriela Payer as Director For For Management 4.2.7 Reelect Thomas Schmueckli as Director For For Management 4.2.8 Reelect Andreas von Planta as Director For For Management 4.2.9 Reelect Regula Wallimann as Director For For Management 4.3.1 Appoint Jean-Rene Fournier as Member For For Management of the Nomination and Compensation Committee 4.3.2 Reappoint Gabriela Payer as Member of For For Management the Nomination and Compensation Committee 4.3.3 Reappoint Andreas von Planta as Member For For Management of the Nomination and Compensation Committee 4.3.4 Reappoint Regula Wallimann as Member For For Management of the Nomination and Compensation Committee 5 Approve Creation of CHF 149,177 Pool For Against Management of Authorized Capital without Preemptive Rights 6.1 Approve Fixed Remuneration of For For Management Directors in the Amount of CHF 3 Million 6.2 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 7.8 Million 6.3 Approve Variable Remuneration of For For Management Executive Committee in the Amount of CHF 5.5 Million 7 Designate Schmuki Bachmann as For For Management Independent Proxy 8 Ratify KPMG AG as Auditors For For Management 9 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- HENDERSON LAND DEVELOPMENT COMPANY LIMITED Ticker: 12 Security ID: Y31476107 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Lee Ka Kit as Director For For Management 3.2 Elect Lee Ka Shing as Director For For Management 3.3 Elect Suen Kwok Lam as Director For For Management 3.4 Elect Fung Lee Woon King as Director For For Management 3.5 Elect Lee Pui Ling, Angelina as For For Management Director 4 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 5A Authorize Repurchase of Issued Share For For Management Capital 5B Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- - 57 - HERA SPA Ticker: HER Security ID: T5250M106 Meeting Date: APR 29, 2020 Meeting Type: Annual/Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Company Bylaws Re: Articles 16, For For Management 26, and 34 2 Amend Company Bylaws Re: Article 17 For For Management 1 Approve Financial Statements, For For Management Statutory Reports, and Allocation of Income 2.1 Approve Remuneration Policy For For Management 2.2 Approve Second Section of the For Against Management Remuneration Report 3 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 4.1 Slate 1 Submitted by the Shareholder None Against Shareholder Agreement (41.58 Percent of the Share Capital) 4.2 Slate 2 Submitted by Gruppo Societa None Against Shareholder Gas Rimini SpA 4.3 Slate 3 Submitted by Institutional None For Shareholder Investors (Assogestioni) 5 Approve Remuneration of Directors None For Shareholder 6.1 Slate 1 Submitted by the Shareholder None Against Shareholder Agreement (41.58 Percent of the Share Capital) 6.2 Slate 2 Submitted by Gruppo Societa None Against Shareholder Gas Rimini SpA 6.3 Slate 3 Submitted by Institutional None For Shareholder Investors (Assogestioni) 7 Approve Internal Auditors' Remuneration None For Shareholder A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- HERMES INTERNATIONAL SCA Ticker: RMS Security ID: F48051100 Meeting Date: APR 24, 2020 Meeting Type: Annual/Special Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Discharge of General Managers For For Management 4 Approve Allocation of Income and For For Management Dividends of EUR 4.55 per Share 5 Approve Auditors' Special Report on For Against Management Related-Party Transactions 6 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 7 Approve Compensation of Corporate For Against Management Officers 8 Approve Compensation of Axel Dumas, For Against Management General Manager 9 Approve Compensation of Emile Hermes For Against Management SARL, General Manager 10 Approve Compensation of Eric de For For Management Seynes, Chairman of the Supervisory Board 11 Approve Remuneration Policy of General For Against Management Managers 12 Approve Remuneration Policy of For For Management Supervisory Board Members 13 Reelect Dorothee Altmayer as For Against Management Supervisory Board Member 14 Reelect Monique Cohen as Supervisory For For Management Board Member 15 Reelect Renaud Mommeja as Supervisory For Against Management Board Member 16 Reelect Eric de Seynes as Supervisory For Against Management Board Member 17 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 18 Authorize up to 2 Percent of Issued For Against Management Capital for Use in Stock Option Plans 19 Authorize up to 2 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans 20 Amend Articles 18 and 22 of Bylaws Re: For For Management Employee Reprensentative and Supervisory Board Members Remuneration 21 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- HIKMA PHARMACEUTICALS PLC Ticker: HIK Security ID: G4576K104 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 4 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 5 Elect Cynthia Schwalm as Director For For Management 6 Re-elect Said Darwazah as Director For For Management 7 Re-elect Siggi Olafsson as Director For For Management 8 Re-elect Mazen Darwazah as Director For For Management 9 Re-elect Robert Pickering as as For For Management Director 10 Re-elect Ali Al-Husry as Director For For Management 11 Re-elect Patrick Butler as Director For For Management 12 Re-elect Dr Pamela Kirby as Director For For Management 13 Re-elect Dr Jochen Gann as Director For For Management 14 Re-elect John Castellani as Director For For Management 15 Re-elect Nina Henderson as Director For For Management 16 Approve Remuneration Policy For For Management 17 Approve Remuneration Report For For Management 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- - 58 - HONG KONG AND CHINA GAS COMPANY LIMITED Ticker: 3 Security ID: Y33370100 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Lee Ka-kit as Director For Against Management 3.2 Elect David Li Kwok-po as Director For Against Management 3.3 Elect Alfred Chan Wing-kin as Director For For Management 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Bonus Shares For For Management 5.2 Authorize Repurchase of Issued Share For For Management Capital 5.3 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5.4 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- HONG KONG EXCHANGES & CLEARING LTD. Ticker: 388 Security ID: Y3506N139 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Cheah Cheng Hye as Director For For Management 2b Elect Leung Pak Hon, Hugo as Director For For Management 3 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- HONGKONG LAND HOLDINGS LTD. Ticker: H78 Security ID: G4587L109 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Re-elect Robert Wong as Director For For Management 4 Re-elect Simon Dixon as Director For For Management 5 Re-elect Yiu Kai Pang as Director For Against Management 6 Ratify Auditors and Authorise Their For For Management Remuneration 7 Authorise Issue of Equity For For Management -------------------------------------------------------------------------------- HSBC HOLDINGS PLC Ticker: HSBA Security ID: G4634U169 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3a Elect Noel Quinn as Director For For Management 3b Re-elect Laura Cha as Director For For Management 3c Re-elect Henri de Castries as Director For For Management 3d Re-elect Irene Lee as Director For For Management 3e Re-elect Jose Antonio Meade Kuribrena For For Management as Director 3f Re-elect Heidi Miller as Director For For Management 3g Re-elect David Nish as Director For For Management 3h Re-elect Ewen Stevenson as Director For For Management 3i Re-elect Jackson Tai as Director For For Management 3j Re-elect Mark Tucker as Director For For Management 3k Re-elect Pauline van der Meer Mohr as For For Management Director 4 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 5 Authorise the Group Audit Committee to For For Management Fix Remuneration of Auditors 6 Authorise EU Political Donations and For For Management Expenditure 7 Authorise Issue of Equity For For Management 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Directors to Allot Any For For Management Repurchased Shares 11 Authorise Market Purchase of Ordinary For For Management Shares 12 Authorise Issue of Equity in Relation For For Management to Contingent Convertible Securities 13 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to Contingent Convertible Securities 14 Amend Share Plan 2011 For For Management 15 Amend Savings-Related Share Option For For Management Plan (UK) 16 Amend UK Share Incentive Plan and For For Management International Employee Share Purchase Plan 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 18 Remove the "State Deduction" Feature Against Against Shareholder of the Post 1974 Midland Bank Defined Benefit Pension Scheme -------------------------------------------------------------------------------- - 59 - HUHTAMAKI OYJ Ticker: HUH1V Security ID: X33752100 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Omission of Dividends 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in For For Management the Amount of EUR 120,000 for Chairman, EUR 68,000 for Vice Chairman, and EUR 57,000 for Other Directors; Approve Meeting Fees 12 Fix Number of Directors at Seven For For Management 13 Reelect Pekka Ala-Pietila (Chairman), For For Management Doug Baillie, William Barker, Anja Korhonen, Kerttu Tuomas (Vice Chairman), Sandra Turner and Ralf Wunderlich as Directors; 14 Approve Remuneration of Auditors For For Management 15 Ratify KPMG as Auditors For For Management 16 Authorize Share Repurchase Program For For Management 17 Approve Issuance of up to 10 Million For For Management New Shares and Conveyance of up to 4 Million Shares without Preemptive Rights 18 Establish Nominating Committee For For Management 19 Amend Articles Re: Establish For For Management Nominating Committee; Editorial Changes 20 Close Meeting None None Management -------------------------------------------------------------------------------- HYDRO ONE LIMITED Ticker: H Security ID: 448811208 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cherie Brant For For Management 1.2 Elect Director Blair Cowper-Smith For For Management 1.3 Elect Director David Hay For For Management 1.4 Elect Director Timothy Hodgson For For Management 1.5 Elect Director Jessica McDonald For For Management 1.6 Elect Director Mark Poweska For For Management 1.7 Elect Director Russel Robertson For For Management 1.8 Elect Director William Sheffield For For Management 1.9 Elect Director Melissa Sonberg For For Management 1.10 Elect Director Susan Wolburgh Jenah For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- HYSAN DEVELOPMENT COMPANY LIMITED Ticker: 14 Security ID: Y38203124 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Lee Irene Yun-Lien as Director For For Management 2.2 Elect Fan Yan Hok Philip as Director For For Management 2.3 Elect Lee Tze Hau Michael as Director For For Management 3 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- HYUNDAI HEAVY INDUSTRIES HOLDINGS CO., LTD. Ticker: 267250 Security ID: Y3R3C9109 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Spin-Off Agreement For For Management 3.1 Elect Ga Sam-hyeon as Inside Director For For Management 3.2 Elect Shin Jae-yong as Outside Director For For Management 4 Elect Shin Jae-yong as a Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- - 60 - HYUNDAI STEEL CO. Ticker: 004020 Security ID: Y38383108 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Seo Myeong-jin as Inside Director For For Management 2.2 Elect Park Jong-seong as Inside For For Management Director 2.3 Elect Park Ui-man as Outside Director For For Management 2.4 Elect Lee Eun-taek as Outside Director For For Management 3 Elect Park Ui-man as a Member of Audit For For Management Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Approve Spin-Off Agreement For For Management -------------------------------------------------------------------------------- IBERDROLA SA Ticker: IBE Security ID: E6165F166 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Consolidated and Standalone For For Management Management Reports 3 Approve Non-Financial Information For For Management Statement 4 Approve Discharge of Board For For Management 5 Renew Appointment of KPMG Auditores as For For Management Auditor 6 Amend Articles Re: Corporate Interest For For Management and Social Dividend 7 Amend Article 8 Re: Compliance System For For Management and Compliance Unit 8 Amend Article 10 to Reflect Changes in For For Management Capital 9 Amend Article 9 of General Meeting For For Management Regulations Re: Shareholders' Power to Approve the Non-Financial Information Statement 10 Amend Articles of General Meeting For For Management Regulations Re: Right to Information and Remote Participation 11 Amend Articles of General Meeting For For Management Regulations Re: Technical Improvements 12 Approve Allocation of Income and For For Management Dividends 13 Approve Scrip Dividends For For Management 14 Approve Scrip Dividends For For Management 15 Advisory Vote on Remuneration Report For For Management 16 Approve Restricted Stock Plan For For Management 17 Elect Nicola Mary Brewer as Director For For Management 18 Elect Regina Helena Jorge Nunes as For For Management Director 19 Reelect Inigo Victor de Oriol Ibarra For For Management as Director 20 Reelect Samantha Barber as Director For For Management 21 Fix Number of Directors at 14 For For Management 22 Authorize Increase in Capital up to 50 For For Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 10 Percent 23 Authorize Issuance of Convertible For For Management Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 5 Billion with Exclusion of Preemptive Rights up to 10 Percent of Capital 24 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ICA GRUPPEN AB Ticker: ICA Security ID: W4241E105 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive Report on Operations None None Management 8 Receive Report on Board's Work None None Management 9 Receive Financial Statements and None None Management Statutory Reports 10 Accept Financial Statements and For For Management Statutory Reports 11 Approve Allocation of Income and For For Management Dividends of SEK 12.00 Per Share 12 Approve Discharge of Board and For For Management President 13 Receive Report on Nominating None None Management Committee's Work 14 Determine Number of Members (10) and For For Management Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0) 15 Approve Remuneration of Directors in For For Management the Amount of SEK 1.2 Million for Chairman and SEK 580,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 16 Reelect Cecilia Daun Wennborg, Lennart For For Management Evrell, Andrea Gisle Joosen, Fredrik Hagglund, Jeanette Jager, Magnus Moberg, Fredrik Persson, Bo Sandstrom, Claes-Goran Sylven (Chair) and Anette Wiotti as Directors 17 Ratify KPMG as Auditors For For Management 18 Authorize Chairman of Board and For For Management Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee 19 Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management 20 Amend Articles of Association For For Management 21 Close Meeting None None Management -------------------------------------------------------------------------------- - 61 - ICL-ISRAEL CHEMICALS LTD. Ticker: ICL Security ID: M5920A109 Meeting Date: JAN 30, 2020 Meeting Type: Special Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Framework D&O Liability For For Management Insurance Policy to Directors/Officers A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- ICL-ISRAEL CHEMICALS LTD. Ticker: ICL Security ID: M5920A109 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Reelect Yoav Doppelt as Director For For Management 1.2 Reelect Aviad Kaufman as Director For For Management 1.3 Reelect Avisar Paz as Director For For Management 1.4 Reelect Sagi Kabla as Director For For Management 1.5 Reelect Ovadia Eli as Director For For Management 1.6 Reelect Reem Aminoach as Director For For Management 1.7 Reelect Lior Reitblatt as Director For For Management 1.8 Reelect Tzipi Ozer Armon as Director For For Management 2 Reappoint Somekh Chaikin as Auditors For For Management 3 Approve Grants of Equity-Based Awards For For Management to Company's Non-Employee Directors 4 Approve Name Change to ICL Ltd. or Any For For Management Other Name That Will Be Approved and Amend Articles of Association Accordingly to Facilitate a Change in the Company's Formal Name to ICL 5 Discuss Financial Statements and the None None Management Report of the Board A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- IMCD NV Ticker: IMCD Security ID: N4447S106 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 2.b Approve Remuneration Report For For Management 2.c Receive Auditors' Report (Non-Voting) None None Management 2.d Adopt Financial Statements For For Management 2.e Approve Dividends of EUR 0.90 Per Share For For Management 3.a Approve Discharge of Management Board For For Management 3.b Approve Discharge of Supervisory Board For For Management 4.a Approve Remuneration Policy for For For Management Management Board 4.b Approve Remuneration Policy for For For Management Supervisory Board 5.a Reelect Janus Smalbraak to Supervisory For For Management Board 5.b Elect Valerie Diele-Braun to For For Management Supervisory Board 5.c Elect Amy Hebert to Supervisory Board For For Management 6.a Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 6.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 7 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 8 Other Business (Non-Voting) None None Management 9 Close Meeting None None Management -------------------------------------------------------------------------------- - 62 - INDUSTRIA DE DISENO TEXTIL SA Ticker: ITX Security ID: E6282J125 Meeting Date: JUL 16, 2019 Meeting Type: Annual Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Standalone Financial Statements For For Management 2 Approve Consolidated Financial For For Management Statements 3 Approve Non-Financial Information For For Management Report 4 Approve Allocation of Income and For For Management Dividends 5 Fix Number of Directors at 11 For For Management 6.a Reelect Pablo Isla Alvarez de Tejera For For Management as Director 6.b Reelect Amancio Ortega Gaona as For For Management Director 6.c Elect Carlos Crespo Gonzalez as For For Management Director 6.d Reelect Emilio Saracho Rodriguez de For For Management Torres as Director 6.e Reelect Jose Luis Duran Schulz as For For Management Director 7.a Amend Article 13 Re: General Meetings For For Management 7.b Amend Articles Re: Board Committees For For Management 7.c Amend Articles Re: Annual Accounts and For For Management Allocation of Income 8 Renew Appointment of Deloitte as For For Management Auditor 9 Approve Restricted Stock Plan For For Management 10 Authorize Share Repurchase Program For For Management 11 Amend Remuneration Policy For For Management 12 Advisory Vote on Remuneration Report For For Management 13 Authorize Board to Ratify and Execute For For Management Approved Resolutions 14 Receive Amendments to Board of None None Management Directors Regulations -------------------------------------------------------------------------------- INDUSTRIAL BANK OF KOREA Ticker: 024110 Security ID: Y3994L108 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For Against Management Directors and Outside Directors 3 Authorize Board to Fix Remuneration of For Against Management Internal Auditor(s) -------------------------------------------------------------------------------- INDUSTRIVARDEN AB Ticker: INDU.A Security ID: W45430126 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7.a Receive Financial Statements and None None Management Statutory Reports 7.b Receive Auditor's Report on None None Management Application of Guidelines for Remuneration for Executive Management 7.c Receive Board's Proposal on Allocation None None Management of Income and Dividends 8 Receive President's Report None None Management 9.a Accept Financial Statements and For For Management Statutory Reports 9.b Approve Allocation of Income and For For Management Omission of Dividends 9.c Approve Record Date for Dividend For For Management Payment 9.d Approve Discharge of Board and For For Management President 10 Determine Number of Members (8) and For For Management Deputy Members (0) of Board 11 Approve Remuneration of Directors in For For Management the Amount of SEK 2.1 Million for Chairman, SEK 1.3 Million for Vice Chair and SEK 640,000 for Other Directors 12.a Reelect Par Boman as Director For For Management 12.b Reelect Christian Caspar as Director For For Management 12.c Elect Marika Fredriksson as New For For Management Director 12.d Reelect Bengt Kjell as Director For For Management 12.e Reelect Fredrik Lundberg as Director For For Management 12.f Reelect Annika Lundius as Director For For Management 12.g Reelect Lars Pettersson as Director For For Management 12.h Reelect Helena Stjernholm as Director For For Management 12.i Reelect Fredrik Lundberg as Board For For Management Chairman 13 Determine Number of Auditors (1) and For For Management Deputy Auditors (0) 14 Approve Remuneration of Auditors For For Management 15 Ratify Deloitte as Auditors For For Management 16 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 17 Approve Performance Share Matching Plan For For Management 18.a Eliminate Differentiated Voting Rights None Against Shareholder 18.b Amend Articles Re: Delete Article 6 None Against Shareholder 18.c Instruct Board to Work for the Swedish None Against Shareholder Companies Act to be Amended so the Possibility of Differentiation of Voting Rights is Abolished 18.d Instruct Board to Prepare a Proposal None Against Shareholder for Representation of Small and Medium-Sized Shareholders in the Board and Nominating Committee 19 Close Meeting None None Management -------------------------------------------------------------------------------- - 63 - INDUTRADE AB Ticker: INDT Security ID: W4939U106 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive Board and Board Committee None None Management Reports 8 Receive Financial Statements and None None Management Statutory Reports 9 Receive Auditor's Report on None None Management Application of Guidelines for Remuneration for Executive Management 10.a Accept Financial Statements and For For Management Statutory Reports 10.b Approve Allocation of Income and For For Management Omission of Dividends 10.c Approve Discharge of Board and For For Management President 11 Receive Nominating Committee Report None None Management 12 Determine Number of Members (8) and For For Management Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0) 13 Approve Remuneration of Directors in For For Management the Amount of SEK 600,000 for Chairman, SEK 450,000 for Deputy Chairman and SEK 300,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 14 Reelect Susanna Campbell, Bengt Kjell, For Against Management Ulf Lundahl, Katarina Martinson (Chair), Krister Mellve, Anders Jernhall, Lars Pettersson and Bo Annvik as Directors 15 Ratify PricewaterhouseCoopers as For For Management Auditors 16 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 17 Close Meeting None None Management -------------------------------------------------------------------------------- INFRASTRUTTURE WIRELESS ITALIANE SPA Ticker: INW Security ID: T6032P102 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger by Incorporation of For For Management Vodafone Towers Srl into INWIT SpA 2 Amend Company Bylaws Re: Articles 5, For Against Management 11, 13, 16, 18, 22, and 23 1 Elect Two Directors For For Management 2 Authorize Extraordinary Dividend For For Management -------------------------------------------------------------------------------- INFRASTRUTTURE WIRELESS ITALIANE SPA Ticker: INW Security ID: T6032P102 Meeting Date: MAR 20, 2020 Meeting Type: Special Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1.1 Slate Submitted by Telecom Italia SpA None Against Shareholder 1.1.2 Slate Submitted by Institutional None For Shareholder Investors (Assogestioni) 1.2 Fix Board Terms for Directors None For Shareholder 1.3 Approve Remuneration of Directors None For Shareholder -------------------------------------------------------------------------------- INFRASTRUTTURE WIRELESS ITALIANE SPA Ticker: INW Security ID: T6032P102 Meeting Date: APR 06, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve Remuneration Policy and Second For For Management Section of the Remuneration Report -------------------------------------------------------------------------------- ING GROEP NV Ticker: INGA Security ID: N4578E595 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 2.b Receive Announcements on Sustainability None None Management 2.c Receive Report of Supervisory Board None None Management (Non-Voting) 2.d Approve Remuneration Report For For Management 2.e Adopt Financial Statements and For For Management Statutory Reports 3.a Receive Explanation on Profit None None Management Retention and Distribution Policy 3.b Approve Dividends of EUR 0.69 Per Share None None Management 4.a Approve Discharge of Management Board For For Management 4.b Approve Discharge of Supervisory Board For For Management 5 Approve Remuneration Policy for For For Management Management Board 6 Approve Remuneration Policy for For For Management Supervisory Board 7 Amend Articles of Association For For Management 8.a Elect Juan Colombas to Supervisory For For Management Board 8.b Elect Herman Hulst to Supervisory Board For For Management 8.c Elect Harold Naus to Supervisory Board For For Management 9.a Grant Board Authority to Issue Shares For For Management 9.b Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights 10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital -------------------------------------------------------------------------------- - 64 - INMOBILIARIA COLONIAL SOCIMI SA Ticker: COL Security ID: E6451E105 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Consolidated Financial For For Management Statements 1.2 Approve Standalone Financial Statements For For Management 2.1 Approve Allocation of Income For For Management 2.2 Approve Dividends For For Management 3 Approve Discharge of Board For For Management 4 Renew Appointment of For For Management PricewaterhouseCoopers as Auditor 5 Authorize Company to Call EGM with 15 For For Management Days' Notice 6.1 Reelect Ali Jassim M. J. Al-Thani as For Against Management Director 6.2 Reelect Adnane Mousannif as Director For Against Management 6.3 Reelect Carlos Fernandez Gonzalez as For Against Management Director 7 Amend Restricted Stock Plan For Against Management 8 Advisory Vote on Remuneration Report For Against Management 9 Amend Article 19 Re: Right of For For Management Attendance 10.1 Amend Articles of General Meeting For For Management Regulations Re: Right of Information and Attendance 10.2 Add Article 12 bis of General Meeting For For Management Regulations Re: Telematic Attendance 11 Receive Amendments to Board of None None Management Directors Regulations 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- INSURANCE AUSTRALIA GROUP LTD. Ticker: IAG Security ID: Q49361100 Meeting Date: OCT 25, 2019 Meeting Type: Annual Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Remuneration Report For For Management 2 Approve Grant of Deferred Award Rights For For Management and Executive Performance Rights to Peter Harmer 3 Elect George Savvides as Director For For Management 4 Elect Helen Marion Nugent as Director For For Management 5 Elect Thomas William Pockett as For For Management Director 6 Ratify Past Issuance of Subordinated For For Management Medium Term Notes to Institutional Investors 7a Approve the Amendments to the Against Against Shareholder Company's Constitution 7b Approve Fossil Fuel Investment Against Against Shareholder Exposure Reduction Targets -------------------------------------------------------------------------------- INTACT FINANCIAL CORPORATION Ticker: IFC Security ID: 45823T106 Meeting Date: MAY 06, 2020 Meeting Type: Annual/Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles Brindamour For For Management 1.2 Elect Director Janet De Silva For For Management 1.3 Elect Director Claude Dussault For For Management 1.4 Elect Director Jane E. Kinney For For Management 1.5 Elect Director Robert G. Leary For For Management 1.6 Elect Director Sylvie Paquette For For Management 1.7 Elect Director Timothy H. Penner For For Management 1.8 Elect Director Stuart J. Russell For For Management 1.9 Elect Director Frederick Singer For For Management 1.10 Elect Director Stephen G. Snyder For For Management 1.11 Elect Director Carol Stephenson For For Management 1.12 Elect Director William L. Young For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Shareholder Rights Plan For For Management 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- INTERTEK GROUP PLC Ticker: ITRK Security ID: G4911B108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For Against Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For For Management 5 Re-elect Sir David Reid as Director For For Management 6 Re-elect Andre Lacroix as Director For For Management 7 Re-elect Ross McCluskey as Director For For Management 8 Re-elect Graham Allan as Director For For Management 9 Re-elect Gurnek Bains as Director For For Management 10 Re-elect Dame Louise Makin as Director For For Management 11 Re-elect Andrew Martin as Director For For Management 12 Re-elect Gill Rider as Director For For Management 13 Re-elect Jean-Michel Valette as For For Management Director 14 Re-elect Lena Wilson as Director For For Management 15 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise Issue of Equity For For Management 18 Authorise EU Political Donations and For For Management Expenditure 19 Approve Long Term Incentive Plan For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- - 65 - INTESA SANPAOLO SPA Ticker: ISP Security ID: T55067101 Meeting Date: APR 27, 2020 Meeting Type: Annual/Special Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Financial Statements and For For Management Statutory Reports 1b Approve Allocation of Income For For Management 2a Elect Andrea Sironi as Director For For Management 2b Elect Roberto Franchini as Director None For Shareholder 3a Approve Remuneration Policy For For Management 3b Approve Second Section of the For For Management Remuneration Report 3c Approve Fixed-Variable Compensation For For Management Ratio 3d Approve 2019 and 2020 Annual Incentive For For Management Plans 4a Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares to Service Annual Incentive Plan 4b Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 1 Approve Issuance of Shares to Be For For Management Subscribed through a Contribution in Kind of Shares of Unione di Banche Italiane SpA A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- INVESTOR AB Ticker: INVE.B Security ID: W48102128 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2.a Designate Marianne Nilsson, Swedbank For For Management Robur Fonder as Inspector of Minutes of Meeting 2.b Designate Javiera Ragnartz, SEB For For Management Investment Management as Inspector of Minutes of Meeting 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Acknowledge Proper Convening of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8.a Approve Discharge of Gunnar Brock For For Management 8.b Approve Discharge of Johan Forssell For For Management 8.c Approve Discharge of Magdalena Gerger For For Management 8.d Approve Discharge of Tom Johnstone, CBE For For Management 8.e Approve Discharge of Sara Mazur For For Management 8.f Approve Discharge of Grace Reksten For For Management Skaugen 8.g Approve Discharge of Hans Straberg For For Management 8.h Approve Discharge of Lena Treschow For For Management Torell 8.i Approve Discharge of Jacob Wallenberg For For Management 8.j Approve Discharge of Marcus Wallenberg For For Management 8.k Approve Discharge of Dominic Barton For For Management 9 Approve Allocation of Income and For For Management Dividends of SEK 9 Per Share 10.a Determine Number of Members (10) and For For Management Deputy Members (0) of Board 10.b Determine Number of Auditors (1) and For For Management Deputy Auditors 11.a Approve Remuneration of Directors in For For Management the Aggregate Amount of SEK 11 Million 11.b Approve Remuneration of Auditors For For Management 12.a Reelect Gunnar Brock as Director For For Management 12.b Reelect Johan Forssell as Director For For Management 12.c Reelect Magdalena Gerger as Director For For Management 12.d Reelect Tom Johnstone as Director For For Management 12.e Reelect Sara Mazur as Director For Against Management 12.f Reelect Grace Reksten Skaugen as For Against Management Director 12.g Reelect Hans Straberg as Director For Against Management 12.h Reelect Lena Treschow Torell as For Against Management Director 12.i Reelect Jacob Wallenberg as Director For Against Management 12.j Reelect Marcus Wallenberg as Director For Against Management 13 Reelect Jacob Wallenberg as Board For Against Management Chairman 14 Ratify Deloitte as Auditors For For Management 15 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 16.a Approve Performance Share Matching For For Management Plan for Employees in Investor 16.b Approve Performance Share Matching For For Management Plan for Employees in Patricia Industries 17.a Authorize Share Repurchase Program For For Management 17.b Approve Equity Plan Financing For For Management 18 Amend Articles of Association Re: For For Management Company Name; Participation at General Meeting; Powers of Attorney and Postal Voting 19.a Amend Articles Re: Introduce Equal None Against Shareholder Voting Rights of Class A and Class B Shares 19.b Instruct Board to Work for the Swedish None Against Shareholder Companies Act to Abolish Weighted Voting, by Contacting the Government 19.c Instruct Board to Prepare Proposal for None Against Shareholder Representation of Small and Medium-Sized Shareholders on the Company's Board and Nomination Committee, to be Submitted to AGM 2021 -------------------------------------------------------------------------------- - 66 - ISRAEL DISCOUNT BANK LTD. Ticker: DSCT Security ID: 465074201 Meeting Date: SEP 16, 2019 Meeting Type: Annual Record Date: AUG 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board 2 Approve Dividend Distribution For For Management 3 Reappoint Ziv Haft & Co. and Somekh For For Management Chaikin as Joint Auditors and Authorize Board to Fix Their Remuneration 4.1 Elect Tamar Bar-Noy Gotlin as External For For Management Director 4.2 Reelect Miriam Katz as External For Did Not Vote Management Director 5 Approve Temporary Compensation Policy For For Management for the Directors and Officers of the Company A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- ISRAEL DISCOUNT BANK LTD. Ticker: DSCT Security ID: 465074201 Meeting Date: MAR 18, 2020 Meeting Type: Special Record Date: FEB 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Compensation Policy for the For For Management Directors and Officers of the Company 2 Approve Employment Terms of Uri Levin, For For Management CEO 3 Approve Amended Employment Terms of For For Management Shaul Kobrinsky, Chairman A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- ISS A/S Ticker: ISS Security ID: K5591Y107 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Omission of Dividends 4 Approve Discharge of Management and For For Management Board 5 Authorize Share Repurchase Program For For Management 6 Approve Remuneration of Directors in For For Management the Amount of DKK 1.3 Million for Chair, DKK 654,000 for Vice Chair and DKK 436,000 for Other Directors; Approve Remuneration for Committee Work 7a Reelect Lord Allen of Kensington Kt For For Management CBE as Director 7b Elect Valerie Beaulieu as New Director For For Management 7c Reelect Claire Chiang as Director For For Management 7d Reelect Henrik Poulsen as Director For For Management 7e Elect Soren Thorup Sorensen as New For For Management Director 7f Reelect Ben Stevens as Director For For Management 7g Elect Cynthia Mary Trudell as Director For For Management 8 Ratify Ernst & Young as Auditors For For Management 9 Approve Guidelines for Incentive-Based For For Management Compensation for Executive Management and Board 10 Other Business None None Management -------------------------------------------------------------------------------- - 67 - ITALGAS SPA Ticker: IG Security ID: T6R89Z103 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Revoke Auditors; Approve New Auditors For For Management and Authorize Board to Fix Their Remuneration 4.1 Approve Remuneration Policy For For Management 4.2 Approve Second Section of the For For Management Remuneration Report 5 Approve 2020-2022 Long-Term Monetary For For Management Incentive Plan A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- JAPAN AIRLINES CO., LTD. Ticker: 9201 Security ID: J25979121 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ueki, Yoshiharu For For Management 1.2 Elect Director Fujita, Tadashi For For Management 1.3 Elect Director Akasaka, Yuji For For Management 1.4 Elect Director Shimizu, Shinichiro For For Management 1.5 Elect Director Kikuyama, Hideki For For Management 1.6 Elect Director Toyoshima, Ryuzo For For Management 1.7 Elect Director Kitada, Yuichi For For Management 1.8 Elect Director Kobayashi, Eizo For For Management 1.9 Elect Director Ito, Masatoshi For For Management 1.10 Elect Director Hatchoji, Sonoko For For Management 2.1 Appoint Statutory Auditor Suzuka, For For Management Yasushi 2.2 Appoint Statutory Auditor Kamo, Osamu For For Management 2.3 Appoint Statutory Auditor Okada, Joji For For Management -------------------------------------------------------------------------------- JAPAN HOTEL REIT INVESTMENT CORP. Ticker: 8985 Security ID: J2761Q107 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: AUG 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Change Japanese Era For For Management Year to Western Year 2 Elect Executive Director Masuda, Kaname For For Management 3.1 Elect Supervisory Director Mishiku, For For Management Tetsuya 3.2 Elect Supervisory Director Kashii, For Against Management Hiroto 3.3 Elect Supervisory Director Umezawa, For For Management Mayumi 4 Elect Alternate Executive Director For For Management Furukawa, Hisashi -------------------------------------------------------------------------------- JAPAN POST BANK CO., LTD. Ticker: 7182 Security ID: J2800C101 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ikeda, Norito For For Management 1.2 Elect Director Tanaka, Susumu For For Management 1.3 Elect Director Masuda, Hiroya For For Management 1.4 Elect Director Onodera, Atsuko For For Management 1.5 Elect Director Akashi, Nobuko For For Management 1.6 Elect Director Ikeda, Katsuaki For For Management 1.7 Elect Director Chubachi, Ryoji For For Management 1.8 Elect Director Takeuchi, Keisuke For For Management 1.9 Elect Director Kaiwa, Makoto For For Management 1.10 Elect Director Aihara, Risa For For Management 1.11 Elect Director Kawamura, Hiroshi For For Management 1.12 Elect Director Yamamoto, Kenzo For For Management -------------------------------------------------------------------------------- JAPAN POST HOLDINGS CO. LTD. Ticker: 6178 Security ID: J2800D109 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Masuda, Hiroya For For Management 1.2 Elect Director Ikeda, Norito For For Management 1.3 Elect Director Kinugawa, Kazuhide For For Management 1.4 Elect Director Senda, Tetsuya For For Management 1.5 Elect Director Mimura, Akio For For Management 1.6 Elect Director Ishihara, Kunio For For Management 1.7 Elect Director Charles D. Lake II For For Management 1.8 Elect Director Hirono, Michiko For For Management 1.9 Elect Director Okamoto, Tsuyoshi For For Management 1.10 Elect Director Koezuka, Miharu For For Management 1.11 Elect Director Akiyama, Sakie For For Management 1.12 Elect Director Kaiami, Makoto For For Management 1.13 Elect Director Satake, Akira For For Management -------------------------------------------------------------------------------- - 68 - JAPAN PRIME REALTY INVESTMENT CORP. Ticker: 8955 Security ID: J2741H102 Meeting Date: SEP 05, 2019 Meeting Type: Special Record Date: JUN 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles To Amend Permitted For For Management Investment Types - Amend Asset Management Compensation 2 Elect Executive Director Jozaki, For For Management Yoshihiro 3 Elect Alternate Executive Director For For Management Nomura, Yoshinaga 4.1 Elect Supervisory Director Denawa, For For Management Masato 4.2 Elect Supervisory Director Kusanagi, For For Management Nobuhisa 5 Elect Alternate Supervisory Director For For Management Kawaguchi, Akihiro -------------------------------------------------------------------------------- JAPAN RETAIL FUND INVESTMENT CORP. Ticker: 8953 Security ID: J27544105 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: AUG 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Asset For For Management Management Compensation 2 Elect Executive Director Namba, Shuichi For For Management 3.1 Elect Supervisory Director Nishida, For For Management Masahiko 3.2 Elect Supervisory Director Usuki, For For Management Masaharu 4.1 Elect Alternate Executive Director For For Management Araki, Keita 4.2 Elect Alternate Executive Director For For Management Machida, Takuya 5 Elect Alternate Supervisory Director For For Management Murayama, Shuhei -------------------------------------------------------------------------------- JAPAN TOBACCO INC. Ticker: 2914 Security ID: J27869106 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 77 2 Amend Articles to Amend Provisions on For For Management Director Titles 3.1 Elect Director Tango, Yasutake For For Management 3.2 Elect Director Iwai, Mutsuo For For Management 3.3 Elect Director Terabatake, Masamichi For For Management 3.4 Elect Director Minami, Naohiro For For Management 3.5 Elect Director Hirowatari, Kiyohide For For Management 3.6 Elect Director Yamashita, Kazuhito For For Management 3.7 Elect Director Koda, Main For For Management 3.8 Elect Director Watanabe, Koichiro For For Management 3.9 Elect Director Nagashima, Yukiko For For Management 4 Approve Restricted Stock Plan and For For Management Performance Share Plan -------------------------------------------------------------------------------- JARDINE CYCLE & CARRIAGE LIMITED Ticker: C07 Security ID: Y43703100 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Approve Directors' Fees For For Management 4a Elect Mark Greenberg as Director For Against Management 4b Elect Vimala Menon as Director For For Management 4c Elect Anthony Nightingale as Director For Against Management 4d Elect Michael Kok as Director For Against Management 5 Elect Benjamin Birks as Director For For Management 6 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 7a Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights 7b Authorize Share Repurchase Program For For Management 7c Approve Mandate for Interested Person For For Management Transactions -------------------------------------------------------------------------------- JARDINE MATHESON HOLDINGS LTD. Ticker: J36 Security ID: G50736100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Re-elect David Hsu as Director For For Management 4 Re-elect Adam Keswick as Director For Abstain Management 5 Re-elect Anthony Nightingale as For Against Management Director 6 Re-elect John Witt as Director For For Management 7 Ratify Auditors and Authorise Their For For Management Remuneration 8 Authorise Issue of Equity For For Management -------------------------------------------------------------------------------- - 69 - JCDECAUX SA Ticker: DEC Security ID: F5333N100 Meeting Date: MAY 14, 2020 Meeting Type: Annual/Special Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Acknowledge Auditors' Special Report For For Management on Related-Party Transactions 5 Reelect Benedicte Hautefort as For For Management Supervisory Board Member 6 Reelect Marie-Laure Sauty as For For Management Supervisory Board Member 7 Reelect Leila Turner as Supervisory For For Management Board Member 8 Reelect Jean-Pierre Decaux as For For Management Supervisory Board Member 9 Reelect Pierre Mutz as Supervisory For Against Management Board Member 10 Elect Jean-Sebastien Decaux as For For Management Supervisory Board Member 11 Elect Jean-Francois Ducrest as For For Management Supervisory Board Member 12 Approve Remuneration Policy of For Against Management Chairman of the Management Board and of Management Board Members 13 Approve Remuneration Policy of For For Management Chairman of the Supervisory Board and of Supervisory Board Members 14 Approve Compensation Report of For For Management Corporate Officers 15 Approve Compensation of Jean-Francois For Against Management Decaux, Chairman of the Management Board 16 Approve Compensation of Jean-Charles For Against Management Decaux, Jean-Sebastien Decaux, Emmanuel Bastide, David Bourg and Daniel Hofer, Management Board Members 17 Approve Compensation of Gerard For For Management Degonse, Chairman of the Supervisory Board 18 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 19 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 20 Authorize Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 2.3 Million 21 Approve Issuance of Equity or For Against Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 2.3 Million 22 Authorize Board to Set Issue Price for For Against Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 23 Authorize Board to Increase Capital in For Against Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 20-21 Above and Item 18 of May 16, 2019 GM 24 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 25 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries 26 Amend Articles of Bylaws to Comply For For Management with Legal Changes 27 Amend Articles 17 and 15 of Bylaws Re: For For Management Board Members Deliberation via Written Consultation 28 Amend Articles 16 and 22 of Bylaws Re: For For Management Board Composition 29 Amend Article 22 of Bylaws Re: General For For Management Meetings 30 Approve Change of Corporate Form to For For Management Societe Europeenne (SE) 31 Pursuant to Item 30 Above, Amend For For Management Bylaws Accordingly 32 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- JERONIMO MARTINS SGPS SA Ticker: JMT Security ID: X40338109 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Individual and Consolidated For For Management Financial Statements and Statutory Reports 2 Approve Allocation of Income For For Management 3 Appraise Management and Supervision of For For Management Company and Approve Vote of Confidence to Corporate Bodies 4 Approve Statement on Remuneration For For Management Policy 5 Approve Amendment of Clauses 1, 2 and None Against Shareholder 3 of the Retirement Fund Plan C of the Jeronimo Martins & Associadas Retirement Fund -------------------------------------------------------------------------------- - 70 - KANGWON LAND, INC. Ticker: 035250 Security ID: Y4581L105 Meeting Date: JAN 10, 2020 Meeting Type: Special Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Appoint Moon Tae-gohn as Temporary Against Against Shareholder Chairman of the Board 2 Approve Remission of Directors' Against Against Shareholder Liabilities -------------------------------------------------------------------------------- KANGWON LAND, INC. Ticker: 035250 Security ID: Y4581L105 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Elect Kim Ju-il as a Member of Audit For For Management Committee 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KB FINANCIAL GROUP, INC. Ticker: 105560 Security ID: Y46007103 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Hur Yin as Non-Independent For For Management Non-Executive Director 3.2 Elect Stuart B. Solomon as Outside For For Management Director 3.3 Elect Sonu Suk-ho as Outside Director For For Management 3.4 Elect Choi Myung-hee as Outside For For Management Director 3.5 Elect Jeong Kou-whan as Outside For For Management Director 3.6 Elect Kwon Seon-ju as Outside Director For For Management 4 Elect Oh Gyu-taek as Outside Director For For Management to serve as an Audit Committee Member 5.1 Elect Choi Myung-hee as a Member of For For Management Audit Committee 5.2 Elect Jeong Kou-whan as a Member of For For Management Audit Committee 5.3 Elect Kim Gyeong-ho as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KBC GROUP SA/NV Ticker: KBC Security ID: B5337G162 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports (Non-Voting) None None Management 2 Receive Auditors' Reports (Non-Voting) None None Management 3 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 4 Adopt Financial Statements For For Management 5a Approve Allocation of Income For For Management 5b Approve Dividends of EUR 1.00 Per Share For For Management 6 Approve Remuneration Report For For Management 7 Approve Discharge of Directors For For Management 8 Approve Discharge of Auditors For For Management 9 Approve Auditors' Remuneration For For Management 10a Indicate Koenraad Debackere as For For Management Independent Director 10b Elect Erik Clinck as Director For Against Management 10c Elect Liesbet Okkerse as Director For Against Management 10d Reelect Theodoros Roussis as Director For Against Management 10e Reelect Sonja De Becker as Director For Against Management 10f Reelect Johan Thijs as Director For For Management 10g Reelect Vladimira Papirnik as For For Management Independent Director 11 Transact Other Business None None Management -------------------------------------------------------------------------------- KEPPEL CORPORATION LIMITED Ticker: BN4 Security ID: Y4722Z120 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Elect Danny Teoh as Director For For Management 4 Elect Veronica Eng as Director For For Management 5 Elect Till Vestring as Director For For Management 6 Elect Teo Siong Seng as Director For For Management 7 Elect Tham Sai Choy as Director For For Management 8 Elect Penny Goh as Director For For Management 9 Approve Directors' Fees for FY 2019 For For Management 10 Approve Directors' Fees for FY 2020 For For Management 11 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 12 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 13 Authorize Share Repurchase Program For For Management 14 Approve Mandate for Interested Person For For Management Transactions 15 Adopt KCL Restricted Share Plan 2020 For For Management and Approve Grant of Awards and Issuance of Shares Under the Plan 16 Adopt KCL Performance Share Plan 2020 For For Management and Approve Grant of Awards and Issuance of Shares Under the Plan -------------------------------------------------------------------------------- - 71 - KERRY GROUP PLC Ticker: KRZ Security ID: G52416107 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Re-elect Gerry Behan as Director For For Management 3b Re-elect Dr Hugh Brady as Director For For Management 3c Re-elect Gerard Culligan as Director For For Management 3d Re-elect Dr Karin Dorrepaal as Director For For Management 3e Re-elect Joan Garahy as Director For For Management 3f Re-elect Marguerite Larkin as Director For For Management 3g Re-elect Tom Moran as Director For For Management 3h Re-elect Con Murphy as Director For For Management 3i Re-elect Christopher Rogers as Director For For Management 3j Re-elect Edmond Scanlon as Director For For Management 3k Re-elect Philip Toomey as Director For For Management 4 Authorise Board to Fix Remuneration of For For Management Auditors 5 Approve Remuneration Report For For Management 6 Authorise Issue of Equity For For Management 7 Authorise Issue of Equity without For For Management Pre-emptive Rights 8 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Specified Capital Investment 9 Authorise Market Purchase of A For For Management Ordinary Shares -------------------------------------------------------------------------------- KERRY PROPERTIES LIMITED Ticker: 683 Security ID: G52440107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Wong Siu Kong as Director For For Management 3b Elect Kuok Khoon Hua as Director For For Management 4 Approve Directors' Fees For For Management 5 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 6A Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6B Authorize Repurchase of Issued Share For For Management Capital 6C Authorize Reissuance of Repurchased For Against Management Shares 6D Adopt New Share Option Scheme and For Against Management Terminate Existing Share Option Scheme -------------------------------------------------------------------------------- KESKO OYJ Ticker: KESKOB Security ID: X44874109 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive CEO's Review None None Management 7 Receive Financial Statements and None None Management Statutory Reports; Receive the Board's Report; Receive the Auditor's Report 8 Accept Financial Statements and For For Management Statutory Reports 9 Approve Allocation of Income and For For Management Dividends of EUR 2.52 Per Share 10 Approve Discharge of Board and For For Management President 11 Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management 12 Approve Remuneration of Directors in For For Management the Amount of EUR 97,000 for Chairman; EUR 60,000 for Vice Chairman, and EUR 45,000 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work 13 Approve Remuneration of Auditors For For Management 14 Ratify Deloitte as Auditors For For Management 15 Approve Share Issue to the For For Management Shareholders without Payment in Proportion to their Holdings 16 Approve Issuance of up to 40 Million For For Management Class B Shares without Preemptive Rights 17 Establish Nominating Committee For For Management 18 Approve Charitable Donations of up to For For Management EUR 300,000 19 Close Meeting None None Management -------------------------------------------------------------------------------- - 72 - KIA MOTORS CORP. Ticker: 000270 Security ID: Y47601102 Meeting Date: JUN 10, 2020 Meeting Type: Special Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Song Ho-seong as Inside Director For Against Management -------------------------------------------------------------------------------- KINGSPAN GROUP PLC Ticker: KRX Security ID: G52654103 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For Abstain Management 3a Re-elect Eugene Murtagh as Director For For Management 3b Re-elect Gene Murtagh as Director For For Management 3c Re-elect Geoff Doherty as Director For For Management 3d Re-elect Russell Shiels as Director For For Management 3e Re-elect Peter Wilson as Director For For Management 3f Re-elect Gilbert McCarthy as Director For For Management 3g Re-elect Linda Hickey as Director For For Management 3h Re-elect Michael Cawley as Director For For Management 3i Re-elect John Cronin as Director For For Management 3j Re-elect Bruce McLennan as Director For For Management 3k Re-elect Jost Massenberg as Director For For Management 3l Elect Anne Heraty as Director For For Management 4 Authorise Board to Fix Remuneration of For For Management Auditors 5 Approve Remuneration Report For For Management 6 Authorise Issue of Equity For For Management 7 Authorise Issue of Equity without For For Management Pre-emptive Rights 8 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 9 Authorise Market Purchase of Shares For For Management 10 Authorise Reissuance of Treasury Shares For For Management 11 Authorise the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- KINNEVIK AB Ticker: KINV.B Security ID: W5139V109 Meeting Date: NOV 07, 2019 Meeting Type: Special Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7.a Amend Articles Re: Set Minimum (474 For For Management Million) and Maximum (1.9 Billion) Number of Shares 7.b Approve 2:1 Stock Split For For Management 7.c Amend Articles Re: Set Minimum (237 For For Management Million) and Maximum (948 Million) Number of Shares; Share Classes 7.d Approve Reduction in Share Capital via For For Management Share Cancellation 7.e Approve Capitalization of Reserves of For For Management SEK 13.8 Million for a Bonus Issue 8.a Amend Articles Re: Give All Shares None Against Shareholder Equal Voting Rights 8.b Instruct Board to Work for the Swedish None Against Shareholder Companies Act to be Amended so the Possibility of Differentiation of Voting Rights is Abolished 8.c Instruct Board to Prepare a Proposal None Against Shareholder for Representation of Small and Medium-Sized Shareholders in the Board and Nomination Committee 8.d Instruct Board to Work on Updating None Against Shareholder Swedish National Legislation Regarding Representation of Small and Medium-Sized Shareholders in the Board and Nomination Committee 9 Close Meeting None None Management -------------------------------------------------------------------------------- KINNEVIK AB Ticker: KINV.B Security ID: W5139V265 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive Financial Statements and None None Management Statutory Reports 8 Accept Financial Statements and For For Management Statutory Reports 9 Approve Allocation of Income and For For Management Omission of Dividends 10 Approve Discharge of Board and For For Management President 11 Determine Number of Members (7) and For For Management Deputy Members of Board 12 Approve Remuneration of Directors in For For Management the Aggregate Amount of SEK 8.5 Million; Approve Remuneration of Auditors 13.a Reelect Susanna Campbell as Director For For Management 13.b Reelect Dame Amelia Fawcett as Director For For Management 13.c Reelect Wilhelm Klingspor as Director For For Management 13.d Reelect Brian McBride as Director For For Management 13.e Reelect Henrik Poulsen as Director For For Management 13.f Reelect Charlotte Stromberg as Director For For Management 13.g Elect Cecilia Qvist as New Director For For Management 14 Reelect Dame Amelia Fawcett as Board For For Management Chairman 15 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 16.a Approve Performance Based Share Plan For For Management LTIP 2020 16.b Introduce Two New Sub-Ordinated Share For For Management Classes 16.c Approve Equity Plan Financing Through For For Management Issuance of Shares 16.d Approve Equity Plan Financing Through For For Management Repurchase of Shares 16.e Approve Equity Plan Financing Through For For Management Transfer of Shares to Participants 17 Approve Financing of Previously For For Management Resolved Long-Term Incentive Plans 18 Authorize Share Repurchase Program For For Management 19 Amend Articles of Association Re: For For Management Article 1 and 7 20.a Amend Articles Re: All Shares Entitle None Against Shareholder to One (1) Vote 20.b Instruct Board to Work for the Swedish None Against Shareholder Companies Act to Abolish Differentiated Voting Powers, firstly by Approaching the Swedish Government 20.c Instruct Board to Prepare Proposal for None Against Shareholder Representation of Small and Medium-Sized Shareholders on the Company's Board and Nomination Committee, to be Submitted to AGM 2021 20.d Instruct Board to Work Towards A None Against Shareholder Corresponding Change to be Effectuated in the Swedish National Rulebook, firstly by Approaching the Swedish Government 20.e Instruct Board to Prepare a Proposal None Against Shareholder for an Ethical Code, to be Resolved upon by the AGM 2021 21 Close Meeting None None Management -------------------------------------------------------------------------------- - 73 - KONE OYJ Ticker: KNEBV Security ID: X4551T105 Meeting Date: FEB 25, 2020 Meeting Type: Annual Record Date: FEB 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.6975 per Class A Share and EUR 1.70 per Class B Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in For For Management the Amount of EUR 60,000 for Chairman, EUR 50,000 for Vice Chairman, and EUR 45,000 for Other Directors; Approve Attendance Fees for Board and Committee Work 12 Fix Number of Directors at Nine For For Management 13 Reelect Matti Alahuhta, Anne Brunila, For Against Management Antti Herlin, Iiris Herlin, Jussi Herlin, Ravi Kant, Juhani Kaskeala and Sirpa Pietikainen as Directors; Elect Susan Duinhoven as New Director 14 Amend Articles Re: Business Area; For For Management Auditors; General Meeting 15.a Approve Remuneration of Auditors For For Management 15.b Fix Number of Auditors at Two for For For Management Financial Year 2020 15.c Fix Number of Auditors at One for For For Management Financial Year 2021 15.d Ratify PricewaterhouseCoopers and For For Management Jouko Malinen as Auditors for Financial Year 2020 15.e Ratify Ernst & Young as Auditors for For For Management Financial Year 2021 16 Authorize Share Repurchase Program For For Management 17 Approve Issuance Shares without For For Management Preemptive Rights 18 Close Meeting None None Management -------------------------------------------------------------------------------- KONINKLIJKE DSM NV Ticker: DSM Security ID: N5017D122 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Approve Remuneration Report For For Management 4 Adopt Financial Statements For For Management 5.a Receive Explanation on Company's None None Management Reserves and Dividend Policy 5.b Approve Dividends of EUR 2.40 Per Share For For Management 6.a Approve Discharge of Management Board For For Management 6.b Approve Discharge of Supervisory Board For For Management 7.a Reelect Rob Routs to Supervisory Board For For Management 7.b Reelect Eileen Kennedy to Supervisory For For Management Board 7.c Reelect Pradeep Pant to Supervisory For For Management Board 7.d Elect Thomas Leysen to Supervisory For For Management Board 8 Ratify KPMG as Auditors For For Management 9.a Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights 9.b Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital in Connection with a Rights Issue 10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 11 Approve Reduction in Share Capital For For Management through Cancellation of Shares 12 Other Business (Non-Voting) None None Management 13 Close Meeting None None Management -------------------------------------------------------------------------------- KONINKLIJKE PHILIPS NV Ticker: PHIA Security ID: N7637U112 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 President's Speech None None Management 2.a Receive Explanation on Company's None None Management Reserves and Dividend Policy 2.b Adopt Financial Statements and For For Management Statutory Reports 2.c Approve Dividends of EUR 0.85 Per Share For For Management 2.d Approve Remuneration Report For For Management 2.e Approve Discharge of Management Board For For Management 2.f Approve Discharge of Supervisory Board For For Management 3.a Approve Remuneration Policy for For For Management Management Board 3.b Approve Long Term Incentive Plan for For For Management Management Board Members 3.c Approve Remuneration Policy for For For Management Supervisory Board 4.a Reelect N. Dhawan to Supervisory Board For For Management 4.b Elect F. Sijbesma to Supervisory Board For For Management 4.c Elect P. Loscher to Supervisory Board For For Management 5.a Grant Board Authority to Issue Shares For For Management 5.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Approve Cancellation of Repurchased For For Management Shares 8 Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- - 74 - KONINKLIJKE PHILIPS NV Ticker: PHIA Security ID: N7637U112 Meeting Date: JUN 26, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dividends of EUR 0.85 Per Share For For Management -------------------------------------------------------------------------------- KOREA ELECTRIC POWER CORP. Ticker: 015760 Security ID: Y48406105 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 3 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- KOREA ZINC CO., LTD. Ticker: 010130 Security ID: Y4960Y108 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Choi Yoon-beom as Inside Director For For Management 2.2 Elect Jang Hyeong-jin as For For Management Non-Independent Non-Executive Director 2.3 Elect Seong Yong-rak as Outside For For Management Director 2.4 Elect Lee Jong-gwang as Outside For For Management Director 2.5 Elect Kim Doh-hyeon as Outside Director For For Management 3.1 Elect Lee Jong-gwang as a Member of For For Management Audit Committee 3.2 Elect Kim Doh-hyeon as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KT CORP. Ticker: 030200 Security ID: 48268K101 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Incorporation For For Management 2 Elect Ku Hyeon-mo as CEO For For Management 3 Approve Financial Statements and For For Management Allocation of Income 4.1 Elect Park Yoon-young as Inside For For Management Director 4.2 Elect Park Jong-ook as Inside Director For For Management 4.3 Elect Kang Chung-gu as Outside Director For For Management 4.4 Elect Park Chan-hi as Outside Director For For Management 4.5 Elect Yeo Eun-jung as Outside Director For For Management 4.6 Elect Pyo Hyun-myung as Outside For For Management Director 5.1 Elect Sung Tae-yoon as a Member of For For Management Audit Committee 5.2 Elect Yeo Eun-jung as a Member of For For Management Audit Committee 5.3 Elect Kang Chung-gu as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 7 Approve Management Contract For For Management 8 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- KT&G CORP. Ticker: 033780 Security ID: Y49904108 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Ko Yoon-seong as Outside Director For For Management 2.2 Elect Kim Myeong-cheol as Outside For For Management Director 2.3 Elect Hong Hyeon-jong as Outside For For Management Director 3.1 Elect Ko Yoon-seong as a Member of For For Management Audit Committee 3.2 Elect Kim Myeong-cheol as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- - 75 - KUEHNE + NAGEL INTERNATIONAL AG Ticker: KNIN Security ID: H4673L145 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Omission of Dividends 3 Approve Discharge of Board and Senior For For Management Management 4.1.1 Reelect Renato Fassbind as Director For For Management 4.1.2 Reelect Karl Gernandt as Director For For Management 4.1.3 Reelect David Kamenetzky as Director For For Management 4.1.4 Reelect Klaus-Michael Kuehne as For For Management Director 4.1.5 Reelect Hauke Stars as Director For For Management 4.1.6 Reelect Martin Wittig as Director For For Management 4.1.7 Reelect Joerg Wolle as Director For For Management 4.2 Elect Dominik Buergy as Director For For Management 4.3 Reelect Joerg Wolle as Board Chairman For For Management 4.4.1 Appoint Karl Gernandt as Member of the For Against Management Compensation Committee 4.4.2 Appoint Klaus-Michael Kuehne as Member For Against Management of the Compensation Committee 4.4.3 Appoint Hauke Stars as Member of the For For Management Compensation Committee 4.5 Designate Investarit AG as Independent For For Management Proxy 4.6 Ratify Ernst & Young AG as Auditors For For Management 5 Approve Creation of CHF 20 Million For Against Management Pool of Capital without Preemptive Rights 6 Approve Remuneration Report For Against Management 7.1 Approve Remuneration of Directors in For Against Management the Amount of CHF 5 Million 7.2 Approve Remuneration of Executive For Against Management Committee in the Amount of CHF 20 Million 8 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- L'OREAL SA Ticker: OR Security ID: F58149133 Meeting Date: JUN 30, 2020 Meeting Type: Annual/Special Record Date: JUN 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 3.85 per Share and an Extra of EUR 0.38 per Share to Long Term Registered Shares 4 Elect Nicolas Meyers as Director For For Management 5 Elect Ilham Kadri as Director For For Management 6 Reelect Beatrice Guillaume-Grabisch as For For Management Director 7 Reelect Jean-Victor Meyers as Director For For Management 8 Approve Compensation Report of For For Management Corporate Officers 9 Approve Compensation of Jean-Paul For For Management Agon, Chairman and CEO 10 Approve Remuneration Policy of For For Management Corporate Officers 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 13 Authorize up to 0.6 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 14 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 15 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 16 Amend Article 8 of Bylaws Re: Employee For For Management Reprensentatives 17 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- LAND SECURITIES GROUP PLC Ticker: LAND Security ID: G5375M142 Meeting Date: JUL 11, 2019 Meeting Type: Annual Record Date: JUL 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Elect Madeleine Cosgrave as Director For For Management 5 Elect Christophe Evain as Director For For Management 6 Re-elect Robert Noel as Director For For Management 7 Re-elect Martin Greenslade as Director For For Management 8 Re-elect Colette O'Shea as Director For For Management 9 Re-elect Christopher Bartram as For For Management Director 10 Re-elect Edward Bonham Carter as For For Management Director 11 Re-elect Nicholas Cadbury as Director For For Management 12 Re-elect Cressida Hogg as Director For For Management 13 Re-elect Stacey Rauch as Director For For Management 14 Reappoint Ernst & Young LLP as Auditors For For Management 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- - 76 - LE LUNDBERGFORETAGEN AB Ticker: LUND.B Security ID: W54114108 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Designate Inspector(s) of Minutes of For For Management Meeting 5 Approve Agenda of Meeting For For Management 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive President's Report None None Management 8.a Receive Financial Statements and None None Management Statutory Reports 8.b Receive Auditor's Report on None None Management Application of Guidelines for Remuneration for Executive Management 9.a Accept Financial Statements and For For Management Statutory Reports 9.b Approve Discharge of Board and For For Management President 9.c Approve Allocation of Income and For For Management Omission of Dividends 10 Determine Number of Members (9) and For For Management Deputy Members (0) of Board 11 Approve Remuneration of Directors in For For Management the Amount of SEK 840,000 for Chairman and SEK 280,000 for other Directors; Approve Remuneration of Auditors 12 Reelect Carl Bennet, Lilian Biner, For Against Management Mats Guldbrand (Chairman), Louise Lindh, Fredrik Lundberg, Katarina Martinson, Sten Peterson and Lars Pettersson as Directors; Elect Bo Selling as New Director 13 Ratify KPMG as Auditors For For Management 14 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 15 Authorize Share Repurchase Program For For Management 16 Close Meeting None None Management -------------------------------------------------------------------------------- LEGRAND SA Ticker: LR Security ID: F56196185 Meeting Date: MAY 27, 2020 Meeting Type: Annual/Special Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.34 per Share 4 Approve Compensation Report of For For Management Corporate Officers 5 Approve Compensation of Gilles For For Management Schnepp, Chairman of the Board 6 Approve Compensation of Benoit For For Management Coquart, CEO 7 Approve Remuneration Policy of For For Management Chairman of the Board 8 Approve Remuneration Policy of CEO For For Management 9 Approve Remuneration Policy of Board For For Management Members 10 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 1.2 Million 11 Reelect Isabelle Boccon-Gibod as For For Management Director 12 Reelect Christel Bories as Director For For Management 13 Reelect Angeles Garcia-Poveda as For For Management Director 14 Elect Benoit Coquart as Director For For Management 15 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 16 Amend Article 9 of Bylaws Re: For For Management Directors Length of Terms 17 Amend Article 9 of Bylaws Re: Employee For For Management Representative 18 Amend Article 9 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 19 Amend Article 9 of Bylaws Re: Board For For Management Powers 20 Amend Articles 10, 11 and 13 to Comply For For Management with Legal Changes 21 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 22 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million 23 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million 24 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 100 Million 25 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 26 Authorize Capitalization of Reserves For For Management of Up to EUR 100 Million for Bonus Issue or Increase in Par Value 27 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 28 Authorize Capital Increase of up to 5 For For Management Percent of Issued Capital for Contributions in Kind 29 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 22-25 and 27-28 at EUR 200 Million 30 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- - 77 - LG CHEM LTD. Ticker: 051910 Security ID: Y52758102 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kwon Young-soo as For Against Management Non-Independent Non-Executive Director 2.2 Elect Cha Dong-seok as Inside Director For Against Management 2.3 Elect Jeong Dong-min as Outside For For Management Director 3 Elect Jeong Dong-min as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- LG CORP. Ticker: 003550 Security ID: Y52755108 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kwon Young-soo as Inside Director For For Management 2.2 Elect Cho Seong-wook as Outside For For Management Director 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- LG UPLUS CORP. Ticker: 032640 Security ID: Y5293P102 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Lee Jae-ho as Outside Director For For Management 4 Elect Lee Jae-ho as a Member of Audit For For Management Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Approve Spin-Off Agreement For For Management -------------------------------------------------------------------------------- LINK REAL ESTATE INVESTMENT TRUST Ticker: 823 Security ID: Y5281M111 Meeting Date: JUL 24, 2019 Meeting Type: Annual Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Note the Financial Statements and None None Management Statutory Reports 2 Note the Appointment of Auditor and None None Management Fixing of Their Remuneration 3.1 Elect Ed Chan Yiu Cheong as Director For For Management 3.2 Elect Blair Chilton Pickerell as For For Management Director 3.3 Elect May Siew Boi Tan as Director For For Management 4 Authorize Repurchase of Issued Units For For Management -------------------------------------------------------------------------------- LOBLAW COMPANIES LIMITED Ticker: L Security ID: 539481101 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paviter S. Binning For For Management 1.2 Elect Director Scott B. Bonham For For Management 1.3 Elect Director Warren Bryant For For Management 1.4 Elect Director Christie J.B. Clark For For Management 1.5 Elect Director Daniel Debow For For Management 1.6 Elect Director William A. Downe For For Management 1.7 Elect Director Janice Fukakusa For For Management 1.8 Elect Director M. Marianne Harris For For Management 1.9 Elect Director Claudia Kotchka For For Management 1.10 Elect Director Beth Pritchard For For Management 1.11 Elect Director Sarah Raiss For For Management 1.12 Elect Director Galen G. Weston For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP 1: Enhance the Mandate of the Risk Against Against Shareholder and Compliance Committee to Assign it with Specific Responsibility for Human Rights Risk Assessment, Mitigation and Prevention, Policy Formulation and Adoption -------------------------------------------------------------------------------- - 78 - LVMH MOET HENNESSY LOUIS VUITTON SE Ticker: MC Security ID: F58485115 Meeting Date: JUN 30, 2020 Meeting Type: Annual/Special Record Date: JUN 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 4.80 per Share 4 Approve Auditors' Special Report on For Against Management Related-Party Transactions 5 Reelect Delphine Arnault as Director For Against Management 6 Reelect Antonio Belloni as Director For Against Management 7 Reelect Diego Della Valle as Director For Against Management 8 Reelect Marie-Josee Kravis as Director For For Management 9 Reelect Marie-Laure Sauty de Chalon as For For Management Director 10 Elect Natacha Valla as Director For For Management 11 Appoint Lord Powell of Bayswater as For Against Management Censor 12 Approve Compensation Report of For Against Management Corporate Officers 13 Approve Compensation of Bernard For Against Management Arnault, Chairman and CEO 14 Approve Compensation of Antonio For Against Management Belloni, Vice-CEO 15 Approve Remuneration Policy of For For Management Corporate Officers 16 Approve Remuneration Policy of For Against Management Chairman and CEO 17 Approve Remuneration Policy of Vice-CEO For Against Management 18 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 19 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 20 Authorize up to 1 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans 21 Amend Article 11 of Bylaws Re: For For Management Employee Representative 22 Amend Article 13 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 23 Amend Article 14 of Bylaws Re: Board For For Management Powers 24 Amend Article 20, 21, 23 and 25 of For For Management Bylaws to Comply with Legal Changes -------------------------------------------------------------------------------- MAPFRE SA Ticker: MAP Security ID: E7347B107 Meeting Date: MAR 13, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Integrated Report for Fiscal For For Management Year 2019 Including Consolidated Non-Financial Information Report 3 Approve Allocation of Income and For For Management Dividends 4 Approve Discharge of Board For For Management 5 Reelect Ignacio Baeza Gomez as Director For For Management 6 Reelect Jose Antonio Colomer Guiu as For For Management Director 7 Reelect Maria Leticia de Freitas Costa For For Management as Director 8 Ratify Appointment of and Elect Rosa For For Management Maria Garcia Garcia as Director 9 Approve Remuneration Policy For Against Management 10 Advisory Vote on Remuneration Report For Against Management 11 Authorize Board to Delegate the Powers For For Management Conferred by the General Meeting in Favor of the Executive Committee 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions 13 Authorize Board to Clarify or For For Management Interpret Preceding Resolutions -------------------------------------------------------------------------------- MAPLETREE COMMERCIAL TRUST Ticker: N2IU Security ID: Y5759T101 Meeting Date: JUL 24, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Statement For For Management by the Manager, Audited Financial Statements and Auditors' Report 2 Approve PricewaterhouseCoopers LLP as For For Management Auditor and Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights -------------------------------------------------------------------------------- MAPLETREE COMMERCIAL TRUST Ticker: N2IU Security ID: Y5759T101 Meeting Date: OCT 15, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Acquisition For For Management 2 Approve Issuance of New Units Under For For Management the Equity Fund Raising 3 Approve Whitewash Resolution For For Management -------------------------------------------------------------------------------- - 79 - MAPLETREE LOGISTICS TRUST Ticker: M44U Security ID: Y5759Q107 Meeting Date: JUL 15, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Statement For For Management by the Manager, Audited Financial Statements and Auditors' Report 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights -------------------------------------------------------------------------------- MAPLETREE LOGISTICS TRUST Ticker: M44U Security ID: Y5759Q107 Meeting Date: NOV 20, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Acquisitions of the For For Management Properties as Interested Person Transactions -------------------------------------------------------------------------------- MAPLETREE LOGISTICS TRUST Ticker: M44U Security ID: Y5759Q107 Meeting Date: FEB 21, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Acquisition For For Management -------------------------------------------------------------------------------- MEDIOBANCA SPA Ticker: MB Security ID: T10584117 Meeting Date: OCT 28, 2019 Meeting Type: Annual Record Date: OCT 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Allocation of Income 2a Approve Remuneration Policy For For Management 2b Approve Fixed-Variable Compensation For For Management Ratio 2c Approve Severance Payments Policy For For Management 3 Amend Performance Share Scheme For For Management A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- MERCK KGAA Ticker: MRK Security ID: D5357W103 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Accept Financial Statements and For For Management Statutory Reports for Fiscal 2019 3 Approve Allocation of Income and For For Management Dividends of EUR 1.30 per Share 4 Approve Discharge of Management Board For For Management for Fiscal 2019 5 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 6 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 7 Approve Affiliation Agreement with For For Management BSSN UG -------------------------------------------------------------------------------- MERLIN PROPERTIES SOCIMI SA Ticker: MRL Security ID: E7390Z100 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2.1 Approve Allocation of Income and For For Management Dividends 2.2 Approve Dividends Charged to Reserves For For Management 3 Approve Discharge of Board For For Management 4 Renew Appointment of Deloitte as For For Management Auditor 5.1 Fix Number of Directors at 14 For For Management 5.2 Reelect Ismael Clemente Orrego as For For Management Director 5.3 Reelect George Donald Johnston as For For Management Director 5.4 Reelect Maria Luisa Jorda Castro as For For Management Director 5.5 Reelect Ana Maria Garcia Fau as For For Management Director 5.6 Reelect Fernando Javier Ortiz Vaamonde For For Management as Director 5.7 Reelect John Gomez-Hall as Director For For Management 5.8 Reelect Emilio Novela Berlin as For For Management Director 5.9 Elect Maria Ana Forner Beltran as For For Management Director 5.10 Reelect Miguel Ollero Barrera as For For Management Director 5.11 Elect Ignacio Gil-Casares Satrustegui For For Management as Director 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration Policy For For Management 8 Advisory Vote on Remuneration Report For Against Management 9 Amend Article 38 Re: Director For For Management Remuneration 10 Authorize Issuance of Non-Convertible For For Management Bonds/Debentures and/or Other Debt Securities up to EUR 6 Billion and Issuance of Notes up to EUR 750 Million 11 Authorize Company to Call EGM with 15 For For Management Days' Notice 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- - 80 - METRO INC. Ticker: MRU Security ID: 59162N109 Meeting Date: JAN 28, 2020 Meeting Type: Annual Record Date: DEC 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Maryse Bertrand For For Management 1.2 Elect Director Pierre Boivin For For Management 1.3 Elect Director Francois J. Coutu For For Management 1.4 Elect Director Michel Coutu For For Management 1.5 Elect Director Stephanie Coyles For For Management 1.6 Elect Director Claude Dussault For For Management 1.7 Elect Director Russell Goodman For For Management 1.8 Elect Director Marc Guay For For Management 1.9 Elect Director Christian W.E. Haub For For Management 1.10 Elect Director Eric R. La Fleche For For Management 1.11 Elect Director Christine Magee For For Management 1.12 Elect Director Real Raymond For For Management 1.13 Elect Director Line Rivard For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- METSO OYJ Ticker: METSO Security ID: X53579102 Meeting Date: OCT 29, 2019 Meeting Type: Special Record Date: OCT 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Approve Demerger Plan For For Management 7 Close Meeting None None Management -------------------------------------------------------------------------------- METSO OYJ Ticker: METSO Security ID: X53579102 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports; Receive Board's Report; Receive Auditor's Report 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.47 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in For For Management the Amount of EUR 120,000 for Chairman, EUR 66,000 for Vice Chairman and EUR 53,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Board of Neles Corporation; Approve Meeting Fees 12 Fix Number of Directors at Seven; Fix For For Management Number of Directors of Neles Corporation at Seven 13 Reelect Mikael Lilius (Chairman), For For Management Christer Gardell (Deputy Chairman), Lars Josefsson, Antti Makinen, Kari Stadigh and Arja Talma as Directors; Elect Emanuela Speranza as New Director; Elect Board of Directors of Neles Corporation 14 Approve Remuneration of Auditors For For Management 15 Ratify Ernst & Young as Auditors For For Management 16 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 17 Approve Issuance of up to 10 Million For For Management Shares without Preemptive Rights 18 Close Meeting None None Management -------------------------------------------------------------------------------- MIRAE ASSET DAEWOO CO., LTD. Ticker: 006800 Security ID: Y1916K109 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1.1 Elect Choi Hyeon-man as Inside Director For For Management 2.1.2 Elect Cho Woong-gi as Inside Director For For Management 2.1.3 Elect Kim Sang-tae as Inside Director For For Management 2.2.1 Elect Cho Seong-il as Outside Director For For Management 2.2.2 Elect Cho Yoon-je as Outside Director For For Management 2.2.3 Elect Lee Jem-ma as Outside Director For For Management 2.2.4 Elect Kim Seong-gon as Outside Director For For Management 3 Elect Jeong Yong-seon as Outside For For Management Director to Serve as an Audit Committee Member 4 Elect Two Members of Audit Committee For For Management (Bundled) 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- - 81 - MIZRAHI TEFAHOT BANK LTD. Ticker: MZTF Security ID: M7031A135 Meeting Date: AUG 20, 2019 Meeting Type: Special Record Date: JUL 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yosef Fellus External Director For For Management A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B4 If you do not fall under any of the None Against Management categories mentioned under items B1 through B3, vote FOR. Otherwise, vote against. B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- MIZRAHI TEFAHOT BANK LTD. Ticker: MZTF Security ID: M7031A135 Meeting Date: DEC 18, 2019 Meeting Type: Annual Record Date: NOV 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board 2.1 Reelect Moshe Vidman as Director For For Management 2.2 Reelect Ron Gazit as Director For For Management 2.3 Reelect Jonathan Kaplan as Director For For Management 2.4 Reelect Avraham Zeldman as Director For Against Management 2.5 Reelect Ilan Kremer as Director For For Management 2.6 Reelect Eli Alroy as Director For For Management 3 Reappoint Brightman, Almagor, Zohar & For For Management Co. as Auditors. Report on Fees Paid to the Auditor for 2018 4 Approve Amended Compensation Policy For For Management for the Directors and Officers of the Company 5 Approve Amended Employment Terms of For For Management Eldad Fresher, CEO A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- MIZRAHI TEFAHOT BANK LTD. Ticker: MZTF Security ID: M7031A135 Meeting Date: MAR 25, 2020 Meeting Type: Special Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Liability Insurance Policy to For For Management Directors/Officers Including Bank's Primary Internal Auditor A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- - 82 - MIZUHO FINANCIAL GROUP, INC. Ticker: 8411 Security ID: J4599L102 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sakai, Tatsufumi For For Management 1.2 Elect Director Ishii, Satoshi For For Management 1.3 Elect Director Wakabayashi, Motonori For For Management 1.4 Elect Director Umemiya, Makoto For For Management 1.5 Elect Director Ehara, Hiroaki For For Management 1.6 Elect Director Sato, Yasuhiro For For Management 1.7 Elect Director Hirama, Hisaaki For For Management 1.8 Elect Director Seki, Tetsuo For Against Management 1.9 Elect Director Kainaka, Tatsuo For For Management 1.10 Elect Director Kobayashi, Yoshimitsu For For Management 1.11 Elect Director Sato, Ryoji For For Management 1.12 Elect Director Yamamoto, Masami For Against Management 1.13 Elect Director Kobayashi, Izumi For For Management 2 Approve Reverse Stock Split and For For Management Decrease Authorized Capital in Connection with Reverse Stock Split 3 Amend Articles to Update Authorized For For Management Capital in Connection with Reverse Stock Split - Amend Provisions on Class Shares - Clarify Director Authority on Shareholder Meetings 4 Amend Articles to Restore Shareholder For For Management Authority to Vote on Share Buybacks - Restore Shareholder Authority to Vote on Income Allocation 5 Amend Articles to Disclose Plan Against For Shareholder Outlining Company's Business Strategy to Align Investments with Goals of Paris Agreement 6 Amend Articles to Set Threshold of At Against For Shareholder Least 1000 Letters if Company Is to Set Letter Limit on Reasons for Shareholder Proposals 7 Amend Articles to Prohibit Abuse of Against Against Shareholder Dominant Bargaining Position against Shareholder Proponents 8 Amend Articles to Prohibit Abuse of Against Against Shareholder Dominant Bargaining Position against Business Partners 9 Amend Articles to Establish Point of Against Against Shareholder Contact for Whistleblowing -------------------------------------------------------------------------------- MONCLER SPA Ticker: MONC Security ID: T6730E110 Meeting Date: JUN 11, 2020 Meeting Type: Annual/Special Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Allocation of Income For For Management 2.1 Approve Remuneration Policy For For Management 2.2 Approve Second Section of the For For Management Remuneration Report 3.1.1 Slate Submitted by Ruffini None For Shareholder Partecipazioni Srl 3.1.2 Slate Submitted by Institutional None Against Shareholder Investors (Assogestioni) 3.2 Appoint Chairman of Internal Statutory None For Shareholder Auditors 3.3 Approve Internal Auditors' Remuneration None For Shareholder 4 Approve 2020 Performance Shares Plan For For Management 5 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 1 Authorize Board to Increase Capital to For For Management Service 2020 Performance Shares Plan A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- MOWI ASA Ticker: MOWI Security ID: R4S04H101 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting; Designate For For Management Inspector(s) of Minutes of Meeting 2 Approve Notice of Meeting and Agenda For For Management 3 Receive Briefing on the Business None None Management 4 Accept Financial Statements and For For Management Statutory Reports; Approve Allocation of Income 5 Discuss Company's Corporate Governance None None Management Statement 6 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 7 Approval of the Guidelines for For For Management Allocation of Options 8 Approve Remuneration of Directors in For For Management the Amount of NOK 1.2 Million for Chair, NOK 675,000 for Vice Chair and NOK 500,000 for Other Directors; Approve Remuneration for Audit Committee 9 Approve Remuneration of Nomination For For Management Committee 10 Approve Remuneration of Auditors For For Management 11a Elect Alf-Helge Aarskog (Vice Chair) For Against Management as New Director 11b Elect Bjarne Tellmann as New Director For Against Management 11c Elect Solveig Strand as New Director For Against Management 11d Reelect Cecilie Fredriksen as Director For Against Management 12 Elect Anne Lise Ellingsen Gryte as New For For Management Member and Chair of Nominating Committee 13 Authorize Board to Distribute Dividends For For Management 14 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 15a Approve Creation of NOK 387.8 Million For For Management Pool of Capital without Preemptive Rights 15b Authorize Issuance of Convertible For For Management Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 3.2 Billion; Approve Creation of NOK 387.8 Million Pool of Capital to Guarantee Conversion Rights 16 Approval of an Application to be For For Management Exempt from the Obligation to Establish a Corporate Assembly -------------------------------------------------------------------------------- - 83 - MS&AD INSURANCE GROUP HOLDINGS, INC. Ticker: 8725 Security ID: J4687C105 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 75 2.1 Elect Director Karasawa, Yasuyoshi For For Management 2.2 Elect Director Kanasugi, Yasuzo For For Management 2.3 Elect Director Hara, Noriyuki For For Management 2.4 Elect Director Higuchi, Tetsuji For For Management 2.5 Elect Director Tamura, Satoru For For Management 2.6 Elect Director Fukuda, Masahito For For Management 2.7 Elect Director Suzuki, Hisahito For For Management 2.8 Elect Director Bando, Mariko For For Management 2.9 Elect Director Arima, Akira For For Management 2.10 Elect Director Ikeo, Kazuhito For For Management 2.11 Elect Director Tobimatsu, Junichi For For Management 2.12 Elect Director Rochelle Kopp For For Management 3 Appoint Statutory Auditor Chiyoda, For For Management Kunio -------------------------------------------------------------------------------- MTR CORPORATION LIMITED Ticker: 66 Security ID: Y6146T101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Andrew Clifford Winawer Brandler For For Management as Director 3b Elect Pamela Chan Wong Shui as Director For For Management 3c Elect Dorothy Chan Yuen Tak-fai as For For Management Director 3d Elect Johannes Zhou Yuan as Director For For Management 4 Elect Bunny Chan Chung-bun as Director For For Management 5 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 6 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- NATIONAL AUSTRALIA BANK LIMITED Ticker: NAB Security ID: Q65336119 Meeting Date: DEC 18, 2019 Meeting Type: Annual Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3 Approve the Spill Resolution Against Against Management 4a Elect Philip Chronican as Director For For Management 4b Elect Douglas McKay as Director For For Management 4c Elect Kathryn Fagg as Director For For Management 5a Approve Selective Capital Reduction of For For Management Convertible Preference Shares Under the CPS II Terms 5b Approve Selective Capital Reduction of For For Management Convertible Preference Shares Outside the CPS II Terms 6a Approve the Amendments to the Against Against Shareholder Company's Constitution 6b Approve Transition Planning Disclosure Against Against Shareholder 7 Approve Lobbying Inconsistent with the Against Against Shareholder Goals of the Paris Agreement -------------------------------------------------------------------------------- NATIONAL BANK OF CANADA Ticker: NA Security ID: 633067103 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Raymond Bachand For For Management 1.2 Elect Director Maryse Bertrand For For Management 1.3 Elect Director Pierre Blouin For For Management 1.4 Elect Director Pierre Boivin For For Management 1.5 Elect Director Manon Brouillette For For Management 1.6 Elect Director Yvon Charest For For Management 1.7 Elect Director Patricia Curadeau-Grou For For Management 1.8 Elect Director Jean Houde For For Management 1.9 Elect Director Karen Kinsley For For Management 1.10 Elect Director Rebecca McKillican For For Management 1.11 Elect Director Robert Pare For For Management 1.12 Elect Director Lino A. Saputo, Jr. For For Management 1.13 Elect Director Andree Savoie For For Management 1.14 Elect Director Pierre Thabet For For Management 1.15 Elect Director Louis Vachon For For Management 2 Advisory Vote on Executive For For Management Compensation Approach 3 Ratify Deloitte LLP as Auditors For For Management 4 SP 1: Disclosure of the Equity Ratio Against Against Shareholder Used by the Compensation Committee -------------------------------------------------------------------------------- - 84 - NATURGY ENERGY GROUP SA Ticker: NTGY Security ID: E7S90S109 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Standalone Financial Statements For For Management 2 Approve Consolidated Financial For For Management Statements 3 Approve Consolidated Non-Financial For For Management Information Statement 4 Approve Transfer of Goodwill Reserves For For Management to Voluntary Reserves 5 Approve Discharge of Board For For Management 6.1 Reelect Helena Herrero Starkie as For For Management Director 6.2 Reelect Marcelino Armenter Vidal as For Against Management Director 6.3 Reelect Rajaram Rao as Director For Against Management 6.4 Ratify Appointment of and Elect Rioja For Against Management S.a.r.l. as Director 6.5 Ratify Appointment of and Elect Isabel For Against Management Estape Tous as Director 6.6 Ratify Appointment of and Elect Lucy For Against Management Chadwick as Director 7 Approve Allocation of Income and For For Management Dividends 8 Authorize Share Repurchase and Capital For For Management Reduction via Amortization of Repurchased Shares 9 Approve Remuneration Policy For For Management 10 Advisory Vote on Remuneration Report For Against Management 11 Authorize Company to Call EGM with 15 For For Management Days' Notice 12.1 Amend Article 6 Section 3 Re: General For For Management Meeting 12.2 Amend Article 6 Section 2 Re: General For For Management Meeting 13.1 Amend Article 8 of General Meeting For For Management Regulations 13.2 Add Article 13 of General Meeting For For Management Regulations 14 Receive Amendments to Board of None None Management Directors Regulations 15 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- NCSOFT CORP. Ticker: 036570 Security ID: Y6258Y104 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Jo Gook-hyeon as Outside Director For For Management 2.2 Elect Choi Young-ju as Outside Director For For Management 3 Elect Jo Gook-hyeon as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- NESTE CORP. Ticker: NESTE Security ID: X5688A109 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports; Receive Board's Report; Receive Auditor's Report 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 0.46 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in None For Shareholder the Amount of EUR 67,900 for Chairman, EUR 49,600 for Vice Chairman, and EUR 35,700 for Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees 12 Fix Number of Directors at Eight For For Management 13 Reelect Matti Kahkonen (Chair), Sonat For For Management Burman Olsson, Martina Floel, Jean-Baptiste Renard, Jari Rosendal and Marco Wiren (Vice Chair) as Directors; Elect Nick Elmslie and Johanna Soderstrom as New Directors 14 Approve Remuneration of Auditors For For Management 15 Ratify PricewaterhouseCoopers as For For Management Auditors 16 Authorize Share Repurchase Program For For Management 17 Approve Issuance of up to 23 Million For For Management Shares without Preemptive Rights 18 Close Meeting None None Management -------------------------------------------------------------------------------- - 85 - NESTLE SA Ticker: NESN Security ID: H57312649 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 2.70 per Share 4.1.a Reelect Paul Bulcke as Director and For For Management Board Chairman 4.1.b Reelect Ulf Schneider as Director For For Management 4.1.c Reelect Henri de Castries as Director For For Management 4.1.d Reelect Renato Fassbind as Director For For Management 4.1.e Reelect Ann Veneman as Director For For Management 4.1.f Reelect Eva Cheng as Director For For Management 4.1.g Reelect Patrick Aebischer as Director For For Management 4.1.h Reelect Ursula Burns as Director For For Management 4.1.i Reelect Kasper Rorsted as Director For For Management 4.1.j Reelect Pablo Isla as Director For For Management 4.1.k Reelect Kimberly Ross as Director For For Management 4.1.l Reelect Dick Boer as Director For For Management 4.1.m Reelect Dinesh Paliwal as Director For For Management 4.2 Elect Hanne Jimenez de Mora as Director For For Management 4.3.1 Appoint Patrick Aebischer as Member of For For Management the Compensation Committee 4.3.2 Appoint Ursula Burns as Member of the For For Management Compensation Committee 4.3.3 Appoint Pablo Isla as Member of the For For Management Compensation Committee 4.3.4 Appoint Dick Boer as Member of the For For Management Compensation Committee 4.4 Ratify Ernst & Young AG as Auditors For For Management 4.5 Designate Hartmann Dreyer as For For Management Independent Proxy 5.1 Approve Remuneration of Directors in For For Management the Amount of CHF 10 Million 5.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 55 Million 6 Approve CHF 9.5 Million Reduction in For For Management Share Capital via Cancellation of Repurchased Shares 7 Transact Other Business (Voting) Against Against Management -------------------------------------------------------------------------------- NEW WORLD DEVELOPMENT CO. LTD. Ticker: 17 Security ID: Y63084126 Meeting Date: NOV 19, 2019 Meeting Type: Annual Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Cheng Chi-Kong Adrian as Director For For Management 3b Elect Yeung Ping-Leung, Howard as For Against Management Director 3c Elect Ho Hau-Hay, Hamilton as Director For For Management 3d Elect Lee Luen-Wai, John as Director For For Management 3e Elect Cheng Chi-Heng as Director For For Management 3f Elect Au Tak-Cheong as Director For For Management 3g Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Approve Grant of Options Under the For Against Management Share Option Scheme -------------------------------------------------------------------------------- NEW WORLD DEVELOPMENT CO. LTD. Ticker: 17 Security ID: Y63084126 Meeting Date: JUN 19, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Consolidation For For Management -------------------------------------------------------------------------------- NEW WORLD DEVELOPMENT COMPANY LIMITED Ticker: 17 Security ID: Y63084126 Meeting Date: JUN 19, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Services Group Master Services For For Management Agreement, Services Group Transactions, Services Group Annual Caps and Related Transactions -------------------------------------------------------------------------------- - 86 - NIBE INDUSTRIER AB Ticker: NIBE.B Security ID: W57113149 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive President's Report None None Management 8 Receive Financial Statements and None None Management Statutory Reports; Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management 9.a Accept Financial Statements and For For Management Statutory Reports 9.b Approve Allocation of Income For For Management 9.c Approve Discharge of Board and For For Management President 10 Determine Number of Members (6) and For For Management Deputy Members (0) of Board 11 Determine Number of Auditors (1) and For For Management Deputy Auditors (0) 12 Approve Remuneration of Directors in For For Management the Aggregate Amount of SEK 2.5 Million; Approve Remuneration of Auditors 13 Reelect Georg Brunstam, Gerteric For Against Management Lindquist, Hans Linnarson (Chair), Anders Palsson and Jenny Sjodahl as Directors; Elect Jenny Larsson as New Director 14 Ratify KPMG as Auditors For For Management 15a Amend Articles of Association Re: For For Management Participation at General Meeting 15b Amend Articles Re: Post-Transfer None For Shareholder Acquisition Right of Class A Shares 16 Approve Issuance of Class B Shares up For For Management to 10 Percent of Issued Shares without Preemptive Rights 17 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 18 Close Meeting None None Management -------------------------------------------------------------------------------- NICE LTD. (ISRAEL) Ticker: NICE Security ID: M7494X101 Meeting Date: SEP 18, 2019 Meeting Type: Annual Record Date: AUG 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Reelect David Kostman as Director For For Management 1.2 Reelect Rimon Ben-Shaoul as Director For For Management 1.3 Reelect Yehoshua (Shuki) Ehrlich as For For Management Director 1.4 Reelect Leo Apotheker as Director For For Management 1.5 Reelect Joseph (Joe) Cowan as Director For For Management 2.1 Reelect Dan Falk as External Director For For Management 2.2 Reelect Yocheved Dvir as External For For Management Director 3 Approve Amendments to the Equity-Based For For Management Compensation for Executive 4 Approve Amendments to the Equity-Based For For Management Compensation for Non-Executive Directors 5 Reappoint Kost Forer Gabay & Kasierer For For Management as Auditors and Authorize Board to Fix Their Remuneration 6 Discuss Financial Statements and the None None Management Report of the Board for 2016 A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- NINE DRAGONS PAPER (HOLDINGS) LIMITED Ticker: 2689 Security ID: G65318100 Meeting Date: DEC 16, 2019 Meeting Type: Annual Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Liu Ming Chung as Director For For Management 3a2 Elect Zhang Lianpeng as Director For Against Management 3a3 Elect Tam Wai Chu, Maria as Director For For Management 3a4 Elect Ng Leung Sing as Director For Against Management 3a5 Elect Lam Yiu Kin as Director For Against Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5a Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5b Authorize Repurchase of Issued Share For For Management Capital 5c Authorize Reissuance of Repurchased For Against Management Shares 6 Adopt New Bye-Laws For For Management -------------------------------------------------------------------------------- - 87 - NN GROUP NV Ticker: NN Security ID: N64038107 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Annual Report None None Management 3.A Adopt Financial Statements and For For Management Statutory Reports 3.B Receive Explanation on Company's None None Management Reserves and Dividend Policy 4.A Approve Discharge of Management Board For For Management 4.B Approve Discharge of Supervisory Board For For Management 5 Discussion of Supervisory Board Profile None None Management 6.A Reelect Clara Streit to Supervisory For For Management Board 6.B Reelect Robert Jenkins to Supervisory For For Management Board 7.A Approve Remuneration Report For For Management 7.B Approve Remuneration Policy for For For Management Management Board 7.C Approve Remuneration Policy for For For Management Supervisory Board 7.D Amend Articles of Association For For Management 8.A.1 Grant Board Authority to Issue For For Management Ordinary Shares Up To 10 Percent of Issued Capital 8.A.2 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances Under Item 8.A.1 8.B Grant Board Authority to Issue Shares For For Management Up To 20 Percent of Issued Capital in Connection with a Rights Issue 9 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 10 Approve Reduction in Share Capital For For Management through Cancellation of Shares 11 Close Meeting None None Management -------------------------------------------------------------------------------- NOKIA OYJ Ticker: NOKIA Security ID: X61873133 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder None None Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting None None Management 5 Prepare and Approve List of None None Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Omission of Dividends 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in For For Management the Amount of EUR 440,000 to Chair, EUR 185,000 to Vice Chair and EUR 160,000 to Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees 12 Fix Number of Directors at Nine For For Management 13 Reelect Sari Baldauf, Bruce Brown, For For Management Jeanette Horan, Edward Kozel, Elizabeth Nelson, Soren Skou, Carla Smits-Nusteling and Kari Stadigh as Directors, Elect Thomas Dannenfeldt as New Director 14 Ratify Deloitte as Auditors for For For Management Financial Year 2021 15 Approve Remuneration of Auditors For For Management 16 Authorize Share Repurchase Program For For Management 17 Authorize Issuance of up to 550 For For Management Million Shares without Preemptive Rights 18 Amend Articles Re: Number of Against Against Shareholder Directors; Age Limit of Directors; Strict Gender Balance in Board 19 Close Meeting None None Management -------------------------------------------------------------------------------- NOKIAN RENKAAT OYJ Ticker: TYRES Security ID: X5862L103 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.58 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in For For Management the Amount of EUR 95,000 for Chairman, EUR 70,000 for Deputy Chairman and Audit Committee Chairman, and EUR 47,500 for Other Directors; Approve Meeting Fees 12 Fix Number of Directors at Eight For For Management 13 Reelect Heikki Allonen, Kari Jordan, For For Management Raimo Lind, Veronica Lindholm, Inka Mero, George Rietbergen and Pekka Vauramo as Directors; Elect Jukka Hienonen as New Director 14 Approve Remuneration of Auditors For Against Management 15 Ratify KPMG as Auditors For For Management 16 Authorize Share Repurchase Program For For Management 17 Approve Issuance of up to 13.8 Million For For Management Shares without Preemptive Rights 18 Establish Nominating Committee For For Management 19 Amend Articles Re: Board Consists of For For Management Maximum 9 Members; Annual General Meeting 20 Close Meeting None None Management -------------------------------------------------------------------------------- - 88 - NORDEA BANK ABP Ticker: NDA.SE Security ID: X5S8VL105 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income; For For Management Authorize Board to Decide on the Distribution of Dividends of up to EUR 0.40 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in For For Management the Amount of EUR 300,000 for Chairman, EUR 145,000 for Vice Chairman, and EUR 95,000 for Other Directors; Approve Remuneration for Committee Work 12 Fix Number of Directors at Ten For For Management 13 Reelect Torbjorn Magnusson For Against Management (Chairperson), Nigel Hinshelwood, Birger Steen, Sarah Russell, Robin Lawther, Pernille Erenbjerg, Kari Jordan, Petra van Hoeken and John Maltby as Directors; Elect Jonas Synnergren as New Director 14 Approve Remuneration of Auditors For For Management 15 Ratify PricewaterhouseCoopers as For For Management Auditors 16 Approve Instructions for Shareholders' For For Management Nomination Board 17 Approve Issuance of Convertible For For Management Instruments without Preemptive Rights 18.a Authorize Share Repurchase Program in For For Management the Securities Trading Business 18.b Authorize Reissuance of Repurchased For For Management Shares 19.a Authorize Share Repurchase Program and For For Management Reissuance and/or Cancellation of Repurchased Shares 19.b Approve Issuance of up to 30 Million For For Management Shares without Preemptive Rights 20 Close Meeting None None Management -------------------------------------------------------------------------------- NORSK HYDRO ASA Ticker: NHY Security ID: R61115102 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Notice of Meeting and Agenda For For Management 2 Designate Inspector(s) of Minutes of For For Management Meeting 3 Accept Financial Statements and For For Management Statutory Reports 4 Authorize Board to Distribute For For Management Dividends of NOK 1.25 Per Share 5 Approve Remuneration of Auditors For For Management 6 Discuss Company's Corporate Governance None None Management Statement 7.1 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management (Advisory) 7.2 Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management (Binding) 8 Ratify KPMG as Auditors For For Management 9 Elect Terje Venold (Chair), Morten For For Management Stromgren, Berit Ledel Henriksen and Nils Bastiansen as Members of Nominating Committee 10 Elect Members and Deputy Members of For For Management Corporate Assembly 11.1 Approve Remuneration of Corporate For For Management Assembly 11.2 Approve Remuneration of Nomination For For Management Committee -------------------------------------------------------------------------------- NOVARTIS AG Ticker: NOVN Security ID: H5820Q150 Meeting Date: FEB 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 2.95 per Share 4 Approve CHF 30.2 Million Reduction in For For Management Share Capital via Cancellation of Repurchased Shares 5.1 Approve Remuneration of Directors in For For Management the Amount of CHF 9 Million 5.2 Approve Maximum Remuneration of For For Management Executive Committee in the Amount of CHF 93 Million 5.3 Approve Remuneration Report For For Management 6.1 Reelect Joerg Reinhardt as Director For For Management and Board Chairman 6.2 Reelect Nancy Andrews as Director For For Management 6.3 Reelect Ton Buechner as Director For For Management 6.4 Reelect Patrice Bula as Director For For Management 6.5 Reelect Srikant Datar as Director For For Management 6.6 Reelect Elizabeth Doherty as Director For For Management 6.7 Reelect Ann Fudge as Director For For Management 6.8 Reelect Frans van Houten as Director For For Management 6.9 Reelect Andreas von Planta as Director For For Management 6.10 Reelect Charles Sawyers as Director For For Management 6.11 Reelect Enrico Vanni as Director For For Management 6.12 Reelect William Winters as Director For For Management 6.13 Elect Bridgette Heller as Director For For Management 6.14 Elect Simon Moroney as Director For For Management 7.1 Reappoint Patrice Bula as Member of For For Management the Compensation Committee 7.2 Reappoint Srikant Datar as Member of For For Management the Compensation Committee 7.3 Reappoint Enrico Vanni as Member of For For Management the Compensation Committee 7.4 Reappoint William Winters as Member of For For Management the Compensation Committee 7.5 Appoint Bridgette Heller as Member of For For Management the Compensation Committee 8 Ratify PricewaterhouseCoopers AG as For For Management Auditors 9 Designate Peter Zahn as Independent For For Management Proxy 10 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- - 89 - NOVO NORDISK A/S Ticker: NOVO.B Security ID: K72807132 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3.1 Receive Remuneration Report 2019 None None Management 3.2a Approve Remuneration of Directors for For For Management 2019 in the Aggregate Amount of DKK 19. 4 Million 3.2b Approve Remuneration of Directors for For For Management 2020 in the Amount of DKK 2.2 Million for the Chairman, DKK 1.4 Million for the Vice Chairman, and DKK 720,000 for Other Directors; Approve Remuneration for Committee Work 3.3 Approve Guidelines for Incentive-Based For For Management Compensation for Executive Management and Board 3.4 Amend Articles Re: Voting on the For For Management Company's Remuneration Report at Annual General Meetings 4 Approve Allocation of Income and For For Management Dividends 5.1 Reelect Helge Lund as Director and For For Management Chairman 5.2 Reelect Jeppe Christiansen as Director For For Management and Deputy Chairman 5.3a Reelect Brian Daniels as Director For For Management 5.3b Reelect Laurence Debroux as Director For For Management 5.3c Reelect Andreas Fibig as Director For For Management 5.3d Reelect Sylvie Gregoire as Director For For Management 5.3e Reelect Liz Hewitt as Director For For Management 5.3f Reelect Kasim Kutay as Director For For Management 5.3g Reelect Martin Mackay as Director For For Management 6 Ratify PricewaterhouseCoopers as For For Management Auditors 7.1 Approve DKK 10 Million Reduction in For For Management Share Capital via B Share Cancellation 7.2 Authorize Share Repurchase Program For For Management 7.3a Approve Creation of Pool of Capital For Against Management for the Benefit of Employees 7.3b Approve Creation of Pool of Capital For For Management with Preemptive Rights 7.3c Approve Creation of Pool of Capital For For Management without Preemptive Rights 7.4 Approve Donation to the World Diabetes For For Management Foundation 8 Disclosure of the Ratio between Against Against Shareholder Executive and Employee Remuneration in the Annual Reports 9 Other Business None None Management -------------------------------------------------------------------------------- NOVOZYMES A/S Ticker: NZYM.B Security ID: K7317J133 Meeting Date: FEB 26, 2020 Meeting Type: Annual Record Date: FEB 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of DKK 5.25 Per Share 4 Approve Remuneration of Directors in For For Management the Amount of DKK 1.5 Million for Chairman, DKK 1 Million for Vice Chairman and DKK 500,000 for Other Directors; Approve Remuneration for Committee Work 5 Reelect Jorgen Buhl Rasmussen For For Management (Chairman) as Director 6 Elect Cornelis de Jong (Vice Chairman) For For Management as Director 7a Reelect Kasim Kutay as Director For For Management 7b Reelect Kim Stratton as Director For For Management 7c Reelect Mathias Uhlen as Director For For Management 7d Elect Sharon James as Director For For Management 7e Elect Heine Dalsgaard as Director For For Management 8 Ratify PricewaterhouseCoopers as For For Management Auditors 9a Approve Guidelines for Incentive-Based For For Management Compensation for Executive Management and Board 9b Approve Creation of DKK 57 Million For For Management Pool of Capital in B Shares without Preemptive Rights; DKK 58.2 Million Pool of Capital with Preemptive Rights; and Pool of Capital in Warrants without Preemptive Rights 9c Approve DKK 12 Million Reduction in For For Management Share Capital via Share Cancellation 9d Authorize Share Repurchase Program For For Management 9e Amend Articles For For Management 9f Authorize Editorial Changes to Adopted For For Management Resolutions in Connection with Registration with Danish Authorities 10 Other Business None None Management -------------------------------------------------------------------------------- ORANGE SA Ticker: ORA Security ID: F6866T100 Meeting Date: MAY 19, 2020 Meeting Type: Annual/Special Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.50 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Elect Frederic Sanchez as Director For For Management 6 Reelect Christel Heydemann as Director For For Management 7 Reelect Bernard Ramanantsoa as Director For For Management 8 Elect Laurence Dalboussiere as Director For For Management 9 Approve Compensation Report for For For Management Corporate Officers 10 Approve Compensation of Stephane For For Management Richard, Chairman and CEO 11 Approve Compensation of Ramon For For Management Fernandez, Vice-CEO 12 Approve Compensation of Gervais For For Management Pellissier, Vice-CEO 13 Approve Remuneration Policy of For For Management Chairman and CEO 14 Approve Remuneration Policy of For For Management Vice-CEOs 15 Approve Remuneration Policy of For For Management Non-Executive Directors 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Amend Article 2 of Bylaws Re: For For Management Corporate Purpose 18 Amend Article 13 of Bylaws Re: For For Management Employee Representative 19 Authorize up to 0.07 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Reserved for Key Employees and Corporate Officers With Performance Conditions Attached 20 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 21 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 22 Amend Article 13 of Bylaws Re: For For Management Employee Shareholders 23 Approve Stock Dividend Program For For Management 24 Authorize Filing of Required For For Management Documents/Other Formalities A Amend Item 16: Authorize Repurchase of Against Against Shareholder Shares B Amend Article 13 of Bylaws Re: Against Against Shareholder Plurality of Directorships C Amend Item 19: Authorize Shares for Against Against Shareholder Use in Restricted Stock Plans Reserved for Key Employees and Corporate Officers With Performance Conditions Attached D Amend Employee Stock Purchase Plans in Against Against Shareholder Favor of Employees -------------------------------------------------------------------------------- - 90 - ORICA LTD. Ticker: ORI Security ID: Q7160T109 Meeting Date: DEC 17, 2019 Meeting Type: Annual Record Date: DEC 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2.1 Elect Maxine Brenner as Director For For Management 2.2 Elect Gene Tilbrook as Director For For Management 2.3 Elect Karen Moses as Director For For Management 2.4 Elect Boon Swan Foo as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Grant of Performance Rights to For For Management Alberto Calderon 5 Approve the Increase in Maximum None For Management Aggregate Remuneration of Non-Executive Directors 6 Approve Proportional Takeover For For Management Provisions -------------------------------------------------------------------------------- ORION OYJ Ticker: ORNBV Security ID: X6002Y112 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.50 Per Share; Authorize Board to Donate up to EUR 250,000 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in For For Management the Amount of EUR 84,000 for Chairman, EUR 55,000 for Vice Chairman, and EUR 42,000 for Other Directors; Approve Meeting Fees 12 Fix Number of Directors at Seven For For Management 13 Reelect Pia Kalsta, Ari Lehtoranta, For For Management Timo Maasilta, Hilpi Rautelin, Eija Ronkainen and Mikael Silvennoinen (Chairman) as Directors; Elect Kari Jussi Aho as New Director 14 Approve Remuneration of Auditors For For Management 15 Ratify KPMG as Auditors For For Management 16 Approve Forfeiture of Shares in Orion For For Management Corporation on Joint Account 17 Close Meeting None None Management -------------------------------------------------------------------------------- ORIX JREIT INC. Ticker: 8954 Security ID: J8996L102 Meeting Date: NOV 27, 2019 Meeting Type: Special Record Date: AUG 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Change Japanese Era For For Management Year to Western Year 2 Elect Executive Director Ozaki, Teruo For For Management 3 Elect Alternate Executive Director For For Management Hattori, Takeshi 4.1 Elect Supervisory Director Koike, For For Management Toshio 4.2 Elect Supervisory Director Hattori, For For Management Takeshi 4.3 Elect Supervisory Director Kataoka, For For Management Ryohei -------------------------------------------------------------------------------- ORKLA ASA Ticker: ORK Security ID: R67787102 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Accept Financial Statements and For For Management Statutory Reports; Approve Allocation of Income and Dividends of NOK 2.60 Per Share 3a Receive Information on Remuneration None None Management Policy And Other Terms of Employment For Executive Management 3b Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management (Advisory) 3c Approve Guidelines for Incentive-Based For For Management Compensation for Executive Management (Binding) 4 Discuss Company's Corporate Governance None None Management Statement 5a Authorize Repurchase of Shares for Use For For Management in Employee Incentive Programs 5b Authorize Share Repurchase Program and For For Management Cancellation of Repurchased Shares 6 Adopt New Articles of Association For For Management 7 Amend Instructions for Nominating For For Management Committee 8a Reelect Stein Hagen as Director For Against Management 8b Reelect Ingrid Blank as Director For For Management 8c Reelect Nils Selte as Director For Against Management 8d Reelect Liselott Kilaas as Director For Against Management 8e Reelect Peter Agnefjall as Director For For Management 8f Elect Anna Mossberg as New Director For Against Management 8g Elect Anders Kristiansen as New For Against Management Director 8h Reelect Caroline Kjos as Deputy For For Management Director 9a Elect Anders Christian Stray Ryssdal For For Management as Member of Nominating Committee 9b Elect Kjetil Houg as Member of For For Management Nominating Committee 9c Elect Rebekka Glasser Herlofsen as For For Management Member of Nominating Committee 10 Elect Anders Christian Stray Ryssdal For For Management as Nominating Committee Chairman 11 Approve Remuneration of Directors For For Management 12 Approve Remuneration of Nominating For For Management Committee 13 Approve Remuneration of Auditors For For Management -------------------------------------------------------------------------------- - 91 - ORSTED A/S Ticker: ORSTED Security ID: K7653Q105 Meeting Date: MAR 02, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Remuneration Report (Advisory For For Management Vote) 4 Approve Discharge of Management and For For Management Board 5 Approve Allocation of Income and For For Management Dividends of DKK 10.5 Per Share 6 Authorize Share Repurchase Program None None Management (The Board is Not Requesting Any Authorization) 7.1 Approve Guidelines for Incentive-Based For For Management Compensation for Executive Management and Board 7.2 Amend Articles Re: Agenda of Annual For For Management General Meeting 7.3 Authorize Editorial Changes to Adopted For For Management Resolutions in Connection with Registration with Danish Authorities 8 Other Proposals Shareholders (None None None Management Submitted) 9.1 Reelect Thomas Thune Andersen (Chair) For For Management as Director 9.2 Reelect Lene Skole (Vice Chair) as For For Management Director 9.3a Reelect Lynda Armstrong as Director For For Management 9.3b Reelect Jorgen Kildah as Director For For Management 9.3c Reelect Peter Korsholm as Director For For Management 9.3d Reelect Dieter Wemmer as Director For For Management 10 Approve Remuneration of Directors; For For Management Approve Remuneration for Committee Work 11 Ratify PricewaterhouseCoopers as For For Management Auditors 12 Other Business None None Management -------------------------------------------------------------------------------- OVERSEA-CHINESE BANKING CORPORATION LIMITED Ticker: O39 Security ID: Y64248209 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2a Elect Ooi Sang Kuang as Director For For Management 2b Elect Lee Tih Shih as Director For For Management 2c Elect Wee Joo Yeow as Director For For Management 3a Elect Koh Beng Seng as Director For For Management 3b Elect Tan Yen Yen as Director For For Management 4 Approve Final Dividend For For Management 5a Approve Directors' Remuneration For For Management 5b Approve Issuance of 6,000 Shares to For For Management Each Non-Executive Director for the Year Ended Dec. 31, 2019 6 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 8 Approve Grant of Options and/or Rights For For Management and Issuance of Shares Pursuant to the OCBC Share Option Scheme 2001 and OCBC Employee Share Purchase Plan 9 Approve Issuance of Shares Pursuant to For For Management the Oversea-Chinese Banking Corporation Limited Scrip Dividend Scheme 10 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- PANDORA AS Ticker: PNDORA Security ID: K7681L102 Meeting Date: DEC 04, 2019 Meeting Type: Special Record Date: NOV 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Peter A. Ruzicka as New Director For For Management 2 Authorize Editorial Changes to Adopted For For Management Resolutions in Connection with Registration with Danish Authorities -------------------------------------------------------------------------------- PANDORA AS Ticker: PNDORA Security ID: K7681L102 Meeting Date: MAR 11, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Remuneration of Directors for For For Management 2020 in the Amount of DKK 1.5 Million for Chairman, DKK 750,000 for Vice Chairman, and DKK 500,000 for Other Directors; Approve Remuneration for Committee Work 4 Approve Allocation of Income and For For Management Dividends of DKK 9 Per Share 5.1 Reelect Peter A. Ruzicka (Chair) as For For Management Director 5.2 Reelect Christian Frigast (Vice Chair) For For Management as Director 5.3 Reelect Andrea Dawn Alvey as Director For For Management 5.4 Reelect Ronica Wang as Director For For Management 5.5 Reelect Birgitta Stymne Goransson as For Abstain Management Director 5.6 Reelect Isabelle Parize as Director For For Management 5.7 Elect Catherine Spindler as New For For Management Director 5.8 Elect Marianne Kirkegaard as New For For Management Director 6 Ratify Ernst & Young as Auditor For For Management 7 Approve Discharge of Management and For For Management Board 8.1 Approve DKK 8 Million Reduction in For For Management Share Capital via Share Cancellation 8.2 Amend Articles Re: Agenda of Annual For For Management General Meeting 8.3 Authorize Share Repurchase Program For For Management 8.4 Approve Guidelines for Incentive-Based For Against Management Compensation for Executive Management and Board 8.5 Authorize Editorial Changes to Adopted For For Management Resolutions in Connection with Registration with Danish Authorities 9 Other Business None None Management -------------------------------------------------------------------------------- - 92 - PARTNERS GROUP HOLDING AG Ticker: PGHN Security ID: H6120A101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of CHF 25.50 per Share 3 Approve Discharge of Board and Senior For For Management Management 4 Amend Articles Re: Remuneration of the For For Management Board of Directors and Executive Committee 5 Approve Remuneration Report For Against Management 6.1 Approve Short-Term Remuneration of For For Management Directors in the Amount of CHF 3 Million 6.2 Approve Long-Term Remuneration of For For Management Directors in the Amount of CHF 4.5 Million 6.3 Approve Technical Non-Financial For For Management Remuneration of Directors in the Amount of CHF 5.7 Million 6.4 Approve Short-Term Remuneration of For For Management Executive Committee in the Amount of CHF 7.5 Million 6.5 Approve Long-Term Remuneration of For For Management Executive Committee in the Amount of CHF 16.5 Million 6.6 Approve Technical Non-Financial For For Management Remuneration of Executive Committee in the Amount of CHF 10,000 7.1.1 Elect Steffen Meister as Director and For For Management as Board Chairman 7.1.2 Elect Marcel Erni as Director For For Management 7.1.3 Elect Alfred Gantner as Director For For Management 7.1.4 Elect Lisa Hook as Director For For Management 7.1.5 Elect Grace del Rosario-Castano as For For Management Director 7.1.6 Elect Martin Strobel as Director For For Management 7.1.7 Elect Eric Strutz as Director For For Management 7.1.8 Elect Urs Wietlisbach as Director For For Management 7.2.1 Appoint Lisa Hook as Member of the For For Management Nomination and Compensation Committee 7.2.2 Appoint Grace del Rosario-Castano as For For Management Member of the Nomination and Compensation Committee 7.2.3 Appoint Martin Strobel as Member of For For Management the Nomination and Compensation Committee 7.3 Designate Hotz & Goldmann as For For Management Independent Proxy 7.4 Ratify KPMG AG as Auditors For For Management 8 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- PCCW LIMITED Ticker: 8 Security ID: Y6802P120 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Srinivas Bangalore Gangaiah as For For Management Director 3b Elect Hui Hon Hing, Susanna as Director For For Management 3c Elect Lee Chi Hong, Robert as Director For For Management 3d Elect Li Fushen as Director For Against Management 3e Elect Mai Yanzhouas Director For For Management 3f Elect David Christopher Chance as For For Management Director 3g Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- PERNOD RICARD SA Ticker: RI Security ID: F72027109 Meeting Date: NOV 08, 2019 Meeting Type: Annual/Special Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 3.12 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Reelect Kory Sorenson as Director For For Management 6 Elect Esther Berrozpe Galindo as For For Management Director 7 Elect Philippe Petitcolin as Director For For Management 8 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 1.25 Million 9 Approve Compensation of Alexandre For For Management Ricard, Chairman and CEO 10 Approve Remuneration Policy for For For Management Alexandre Ricard, Chairman and CEO 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 13 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 135 Million 14 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 41 Million 15 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 16 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 41 Million 17 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 18 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Future Exchange Offers 19 Authorize Capitalization of Reserves For For Management of Up to EUR 135 Million for Bonus Issue or Increase in Par Value 20 Authorize up to 1.5 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 21 Authorize up to 1.5 Percent of Issued For For Management Capital for Use in Stock Option Plans 22 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 23 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries 24 Amend Article 16 of Bylaws Re: For For Management Employee Representative 25 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- - 93 - POSCO Ticker: 005490 Security ID: Y70750115 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Chang In-hwa as Inside Director For For Management 2.2 Elect Chon Jung-son as Inside Director For For Management 2.3 Elect Kim Hak-dong as Inside Director For For Management 2.4 Elect Jeong Tak as Inside Director For For Management 3 Elect Chang Seung-wha as Outside For For Management Director 4 Elect Park Heui-jae as a Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- POSTE ITALIANE SPA Ticker: PST Security ID: T7S697106 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Fix Number of Directors For For Management 4 Fix Board Terms for Directors For For Management 5.1 Slate 1 Submitted by the Italian None Against Shareholder Ministry of Economy and Finance 5.2 Slate 2 Submitted by Institutional None For Shareholder Investors (Assogestioni) 6 Elect Maria Bianca Farina as Board None For Shareholder Chair 7 Approve Remuneration of Directors None For Shareholder 8 Approve Remuneration Policy For For Management 9 Approve Second Section of the For For Management Remuneration Report 10 Approve Equity-based Incentive Plan For For Management 11 Integrate Remuneration of External For For Management Auditors for 2019 A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- POWER ASSETS HOLDINGS LIMITED Ticker: 6 Security ID: Y7092Q109 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Andrew John Hunter as Director For Against Management 3b Elect Ip Yuk-keung, Albert as Director For For Management 3c Elect Li Tzar Kuoi, Victor as Director For Against Management 3d Elect Tsai Chao Chung, Charles as For For Management Director 3e Elect Lui Wai Yu, Albert as Director For For Management 4 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Amend Articles of Association For For Management -------------------------------------------------------------------------------- POWER FINANCIAL CORPORATION Ticker: PWF Security ID: 73927C100 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: DEC 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reorganization Plan For Against Management -------------------------------------------------------------------------------- PROXIMUS SA Ticker: PROX Security ID: B6951K109 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports (Non-Voting) None None Management 2 Receive Auditors' Reports (Non-Voting) None None Management 3 Receive Information from the Joint None None Management Committee 4 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 5 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 1.50 per Share 6 Approve Remuneration Report For For Management 7 Approve Discharge of Directors For For Management 8 Approve Special Discharge of Guido J.M. For For Management Demuynck, Tanuja Randery, and Laurent Levaux For Fulfillment of Board Mandate 9 Approve Special Discharge of Dominique For For Management Leroy For Fulfillment of Board Mandate 10 Approve Discharge of Auditors For For Management 11 Approve Special Discharge of Michel For For Management Denayer, Representative of Deloitte SCRL, as Chairman and Member of the Board of Auditors 12 Approve Discharge of Deloitte SCRL, For For Management Represented by Geert Verstraeteen, and CDP Petit & Co SPRL, Represented by Damien Petit, as Independent Auditors 13 Approve Special Discharge of Michel For For Management Denayer and Nico Houthaeve, Representatives of Deloitte SCRL, as Auditors of Consolidated Accounts 14 Approve Co-optation of Guillaume For For Management Boutin as Director 15 Reelect Luc Van den hove as For For Management Independent Director 16 Approve Co-optation of Joachim Sonne For For Management Independent Director 17a Reelect Stefaan De Clerck as Director For For Management 17b Reelect Martine Durez as Director For For Management 17c Reelect Isabelle Santens as Director For For Management 17d Reelect Paul Van de Perre as Director For For Management 17e Elect Director Proposed by the Belgian For Against Management State 18 Transact Other Business None None Management -------------------------------------------------------------------------------- - 94 - PROXIMUS SA Ticker: PROX Security ID: B6951K109 Meeting Date: APR 15, 2020 Meeting Type: Special Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Bylaws Re: Belgian Code of For For Management Companies and Associations 2 Approve Coordination of Articles of For For Management Association 3 Authorize Implementation of Approved For For Management Resolutions 4 Authorize Filing of Required For For Management Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- PSP SWISS PROPERTY AG Ticker: PSPN Security ID: H64687124 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management (Non-Binding) 3 Approve Allocation of Income and For For Management Dividends of CHF 3.60 per Share 4 Approve Discharge of Board and Senior For For Management Management 5.1 Reelect Luciano Gabriel as Director For For Management 5.2 Reelect Corinne Denzler as Director For For Management 5.3 Reelect Adrian Dudle as Director For For Management 5.4 Reelect Peter Forstmoser as Director For For Management 5.5 Reelect Nathan Hetz as Director For For Management 5.6 Reelect Josef Stadler as Director For For Management 5.7 Reelect Aviram Wertheim as Director For For Management 5.8 Elect Henrik Saxborn as Director For For Management 6 Relect Luciano Gabriel as Board For For Management Chairman 7.1 Reappoint Peter Forstmoser as Member For For Management of the Compensation Committee 7.2 Reappoint Adrian Dudle as Member of For For Management the Compensation Committee 7.3 Reappoint Nathan Hetz as Member of the For For Management Compensation Committee 7.4 Reappoint Josef Stadler as Member of For For Management the Compensation Committee 8 Approve Remuneration of Directors in For For Management the Amount of CHF 1 Million 9 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 4.2 Million 10 Ratify Ernst & Young AG as Auditors For For Management 11 Designate Proxy Voting Services GmbH For For Management as Independent Proxy 12 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- RANDSTAD NV Ticker: RAND Security ID: N7291Y137 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2a Receive Report of Executive Board and None None Management Supervisory Board (Non-Voting) 2b Approve Remuneration Report For For Management 2c Amend Articles of Association Re: For For Management Transitory Provision for the Dividend on the Preference Shares B 2d Adopt Financial Statements For For Management 2e Receive Explanation on Company's None None Management Reserves and Dividend Policy 3a Approve Discharge of Management Board For For Management 3b Approve Discharge of Supervisory Board For For Management 4a Approve Remuneration Policy for For For Management Management Board Members 4b Approve Remuneration Policy for For For Management Supervisory Board Members 5 Elect Rene Steenvoorden to Management For For Management Board 6a Elect Helene Auriol Potier to For For Management Supervisory Board 6b Reelect Wout Dekker to Supervisory For For Management Board 7a Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital and Restrict/Exclude Preemptive Rights 7b Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7c Authorize Cancel Repurchase of Up to For For Management 10 Percent of Issued Share Capital under Item 7b 8 Reelect Sjoerd van Keulen as Board For For Management Member of Stichting Administratiekantoor Preferente Aandelen Randstad 9 Ratify Deloitte as Auditors For For Management 10 Other Business (Non-Voting) None None Management 11 Close Meeting None None Management -------------------------------------------------------------------------------- RATIONAL AG Ticker: RAA Security ID: D6349P107 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 5.70 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 6 Amend Articles Re: AGM Transmission, For For Management Electronic Participation, Communication and Voting -------------------------------------------------------------------------------- - 95 - RECKITT BENCKISER GROUP PLC Ticker: RB Security ID: G74079107 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Andrew Bonfield as Director For For Management 5 Re-elect Nicandro Durante as Director For For Management 6 Re-elect Mary Harris as Director For For Management 7 Re-elect Mehmood Khan as Director For For Management 8 Re-elect Pam Kirby as Director For For Management 9 Re-elect Chris Sinclair as Director For For Management 10 Re-elect Elane Stock as Director For For Management 11 Elect Jeff Carr as Director For For Management 12 Elect Sara Mathew as Director For For Management 13 Elect Laxman Narasimhan as Director For For Management 14 Reappoint KPMG LLP as Auditors For For Management 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- RED ELECTRICA CORP. SA Ticker: REE Security ID: E42807110 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Standalone Financial Statements For For Management 2 Approve Consolidated Financial For For Management Statements 3 Approve Allocation of Income For For Management 4 Approve Non-Financial Information For For Management Statement 5 Approve Discharge of Board For For Management 6.1 Ratify Appointment of and Elect For For Management Beatriz Corredor Sierra as Director 6.2 Ratify Appointment of and Elect For For Management Roberto Garcia Merino as Director 6.3 Reelect Carmen Gomez de Barreda Tous For For Management de Monsalve as Director 7 Authorize Increase in Capital up to 50 For For Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 10 Percent 8 Authorize Issuance of Non-Convertible For For Management and/or Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 5 Billion with Exclusion of Preemptive Rights up to 10 Percent of Capital 9.1 Authorize Share Repurchase Program For For Management 9.2 Approve Stock-for-Salary Plan For For Management 9.3 Revoke All Previous Authorizations For For Management 10.1 Approve Remuneration Report For For Management 10.2 Approve Remuneration of Directors For For Management 11 Renew Appointment of KPMG Auditores as For For Management Auditor 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions 13 Receive Corporate Governance Report None None Management 14 Receive Amendments to Board of None None Management Directors Regulations -------------------------------------------------------------------------------- RELX PLC Ticker: REL Security ID: G7493L105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For For Management 5 Reappoint Ernst & Young LLP as Auditors For For Management 6 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 7 Elect Charlotte Hogg as Director For For Management 8 Re-elect Erik Engstrom as Director For For Management 9 Re-elect Sir Anthony Habgood as For For Management Director 10 Re-elect Wolfhart Hauser as Director For For Management 11 Re-elect Marike van Lier Lels as For For Management Director 12 Re-elect Nick Luff as Director For For Management 13 Re-elect Robert MacLeod as Director For For Management 14 Re-elect Linda Sanford as Director For For Management 15 Re-elect Andrew Sukawaty as Director For For Management 16 Re-elect Suzanne Wood as Director For For Management 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- - 96 - RELX PLC Ticker: REL Security ID: G7493L105 Meeting Date: MAY 26, 2020 Meeting Type: Special Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Borrowing Limit For For Management Under the Company's Articles of Association -------------------------------------------------------------------------------- REPSOL SA Ticker: REP Security ID: E8471S130 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAY 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Treatment of Net Loss For For Management 4 Approve Creation of Reserves Not For For Management Arising from Profits and Approve Transfer of Reserves for the Transition to the 2007 Spanish General Accounting Plan Account to Voluntary Reserves 5 Approve Discharge of Board For For Management 6 Approve Scrip Dividends For For Management 7 Approve Scrip Dividends For For Management 8 Approve Reduction in Share Capital via For For Management Amortization of Treasury Shares 9 Approve Share Matching Program For For Management 10 Approve Long-Term Incentive Plan For For Management 11 Advisory Vote on Remuneration Report For For Management 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- RIGHTMOVE PLC Ticker: RMV Security ID: G7565D106 Meeting Date: MAY 04, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend (Resolution None None Management Withdrawn) 5 Reappoint KPMG LLP as Auditors For For Management 6 Authorise Board to Fix Remuneration of For For Management Auditors 7 Elect Andrew Fisher as Director For For Management 8 Elect Amit Tiwari as Director For For Management 9 Re-elect Peter Brooks-Johnson as For For Management Director 10 Re-elect Robyn Perriss as Director For For Management 11 Re-elect Jacqueline de Rojas as For For Management Director 12 Re-elect Rakhi Goss-Custard as Director For For Management 13 Re-elect Andrew Findlay as Director For For Management 14 Re-elect Lorna Tilbian as Director For For Management 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise EU Political Donations and For For Management Expenditure 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 21 Approve Performance Share Plan For For Management -------------------------------------------------------------------------------- RIO TINTO LIMITED Ticker: RIO Security ID: Q81437107 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report for UK Law For For Management Purposes 3 Approve Remuneration Report for For For Management Australian Law Purposes 4 Approve the Potential Termination of For For Management Benefits for Australian Law Purposes 5 Elect Hinda Gharbi as Director For For Management 6 Elect Jennifer Nason as Director For For Management 7 Elect Ngaire Woods as Director For For Management 8 Elect Megan Clark as Director For For Management 9 Elect David Constable as Director For For Management 10 Elect Simon Henry as Director For For Management 11 Elect Jean-Sebastien Jacques as For For Management Director 12 Elect Sam Laidlaw as Director For For Management 13 Elect Michael L'Estrange as Director For For Management 14 Elect Simon McKeon as Director For For Management 15 Elect Jakob Stausholm as Director For For Management 16 Elect Simon Thompson as Director For For Management 17 Appoint KPMG LLP as Auditors For For Management 18 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 19 Authorise EU Political Donations and For For Management Expenditure 20 Amend Articles of Association Re: For For Management General Updates and Changes 21 Amend Articles of Association Re: For For Management Hybrid and Contemporaneous General Meetings 22 Approve the Renewal of Off-Market and For For Management On-Market Share Buyback Authorities 23 Approve the Amendments to the Against Against Shareholder Company's Constitution 24 Approve Emissions Targets Against For Shareholder -------------------------------------------------------------------------------- - 97 - RIOCAN REAL ESTATE INVESTMENT TRUST Ticker: REI.UN Security ID: 766910103 Meeting Date: JUN 02, 2020 Meeting Type: Annual/Special Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Trustee Bonnie Brooks For For Management 1.2 Elect Trustee Richard Dansereau For For Management 1.3 Elect Trustee Paul Godfrey For For Management 1.4 Elect Trustee Dale H. Lastman For For Management 1.5 Elect Trustee Jane Marshall For For Management 1.6 Elect Trustee Sharon Sallows For For Management 1.7 Elect Trustee Edward Sonshine For For Management 1.8 Elect Trustee Siim A. Vanaselja For For Management 1.9 Elect Trustee Charles M. Winograd For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Trustees to Fix Their Remuneration 3 Amend Declaration of Trust For For Management 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- ROYAL AHOLD DELHAIZE NV Ticker: AD Security ID: N0074E105 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Receive Explanation on Company's None None Management Reserves and Dividend Policy 4 Adopt Financial Statements For For Management 5 Approve Dividends of EUR 0.76 Per Share For For Management 6 Approve Remuneration Report For For Management 7 Approve Discharge of Management Board For For Management 8 Approve Discharge of Supervisory Board For For Management 9 Approve Remuneration Policy for For For Management Management Board Members 10 Approve Remuneration Policy for For For Management Supervisory Board Members 11 Elect Frank van Zanten to Supervisory For For Management Board 12 Elect Helen Weir to Supervisory Board For For Management 13 Reelect Mary Anne Citrino to For For Management Supervisory Board 14 Reelect Dominique Leroy to Supervisory For For Management Board 15 Reelect Bill McEwan to Supervisory For For Management Board 16 Reelect Kevin Holt to Management Board For For Management 17 Elect Natalie Knight to Management For For Management Board 18 Ratify PricewaterhouseCoopers as For For Management Auditors 19 Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 20 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 21 Authorize Board to Acquire Common For For Management Shares 22 Approve Cancellation of Repurchased For For Management Shares 23 Close Meeting None None Management -------------------------------------------------------------------------------- ROYAL BANK OF CANADA Ticker: RY Security ID: 780087102 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: FEB 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew A. Chisholm For For Management 1.2 Elect Director Jacynthe Cote For For Management 1.3 Elect Director Toos N. Daruvala For For Management 1.4 Elect Director David F. Denison For For Management 1.5 Elect Director Alice D. Laberge For For Management 1.6 Elect Director Michael H.McCain For For Management 1.7 Elect Director David McKay For For Management 1.8 Elect Director Heather Munroe-Blum For For Management 1.9 Elect Director Kathleen Taylor For For Management 1.10 Elect Director Maryann Turcke For For Management 1.11 Elect Director Bridget A. van Kralingen For For Management 1.12 Elect Director Thierry Vandal For For Management 1.13 Elect Director Frank Vettese For For Management 1.14 Elect Director Jeffery Yabuki For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP 1: Update Computer Systems to Against Against Shareholder Increase Competitiveness while Enhancing Privacy Protection 5 SP 2: Adopt a Diversity Target Higher Against Against Shareholder than 40% for the Composition of the Board of Directors for the Next Five Years -------------------------------------------------------------------------------- ROYAL KPN NV Ticker: KPN Security ID: N4297B146 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Adopt Financial Statements For For Management 4 Approve Remuneration Report For For Management 5 Receive Explanation on Company's None None Management Reserves and Dividend Policy 6 Approve Dividends of EUR 12.5 Per Share For For Management 7 Approve Discharge of Management Board For For Management 8 Approve Discharge of Supervisory Board For For Management 9 Ratify Ernst & Young as Auditors For For Management 10 Opportunity to Make Recommendations None None Management 11 Elect C. Guillouard to Supervisory For For Management Board 12 Announce Vacancies on the Supervisory None None Management Board 13 Approve Remuneration Policy for For For Management Management Board 14 Approve Remuneration Policy for For For Management Supervisory Board 15 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 16 Approve Reduction in Share Capital For For Management through Cancellation of Shares 17 Grant Board Authority to Issue Shares For For Management up to 10 Percent of Issued Capital 18 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 19 Other Business (Non-Voting) None None Management 20 Close Meeting None None Management -------------------------------------------------------------------------------- - 98 - ROYAL UNIBREW A/S Ticker: RBREW Security ID: K8390X122 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Discharge of Management and For For Management Board 4 Approve Allocation of Income and For For Management Omission of Dividends 5 Approve Remuneration of Directors in For For Management the Amount of DKK 1.1 Million for Chairman, DKK 665,000 for Vice Chairman and DKK 380,000 for Other Directors; Approve Remuneration for Committee Work 6.1 Approve DKK 1.5 Million Reduction in For For Management Share Capital via Share Cancellation 6.2 Authorize Share Repurchase Program For For Management 6.3 Amend Articles Re: Editorial Changes For For Management of Article 5 6.4 Amend Articles Re: Voting on the For For Management Company's Remuneration Report at Annual General Meetings 6.5 Approve Guidelines for Incentive-Based For Against Management Compensation for Executive Management and Board 6.6 Authorize Interim Dividends For For Management 7.a Reelect Walther Thygesen as Director For For Management 7.b Reelect Jais Valeur as Director For For Management 7.c Reelect Floris van Woerkom as Director For For Management 7.d Reelect Christian Sagild as Director For For Management 7.e Reelect Catharina Stackelberg-Hammaren For For Management as Director 7.f Reelect Heidi Kleinbach-Sauter as For For Management Director 8 Ratify KPMG as Auditors For Abstain Management 9 Other Business None None Management -------------------------------------------------------------------------------- ROYAL VOPAK NV Ticker: VPK Security ID: N5075T159 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Approve Remuneration Report Containing For For Management Remuneration Policy 4 Adopt Financial Statements For For Management 5.a Receive Explanation on Company's None None Management Reserves and Dividend Policy 5.b Approve Dividends of EUR 1.15 Per Share For For Management 6 Approve Discharge of Management Board For For Management 7 Approve Discharge of Supervisory Board For For Management 8 Elect B.J. Noteboom to Supervisory For For Management Board 9.a Approve Remuneration Policy for For For Management Supervisory Board 9.b Approve Remuneration Policy for For For Management Management Board 10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 11 Authorize Cancellation of Repurchased For For Management Shares 12 Ratify Deloitte as Auditors For For Management 13 Other Business (Non-Voting) None None Management 14 Close Meeting None None Management -------------------------------------------------------------------------------- RTL GROUP SA Ticker: RRTL Security ID: L80326108 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board's and Auditor's Reports None None Management 2.1 Approve Financial Statements For Did Not Vote Management 2.2 Approve Consolidated Financial For Did Not Vote Management Statements 3 Approve Allocation of Income For Did Not Vote Management 4.1 Approve Remuneration Report For Did Not Vote Management 4.2 Approve Remuneration of Directors For Did Not Vote Management 5 Approve Remuneration Policy For Did Not Vote Management 6.1 Approve Discharge of Directors For Did Not Vote Management 6.2 Approve Discharge of Bert Habets as For Did Not Vote Management Director 6.3 Approve Discharge of Auditors For Did Not Vote Management 7.1 Elect Bettina Wulf as Director For Did Not Vote Management 7.2 Appoint KPMG Luxembourg as Auditor For Did Not Vote Management 8 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- RUBIS SCA Ticker: RUI Security ID: F7686C152 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.75 per Share and of EUR 0.87 per Preferred Share 4 Approve Stock Dividend Program For For Management 5 Reelect Olivier Heckenroth as For For Management Supervisory Board Member 6 Appoint PricewaterhouseCoopers Audit For For Management as Auditor 7 Appoint Patrice Morot as Alternate For For Management Auditor 8 Approve Compensation of Corporate For For Management Officers 9 Approve Compensation of Gilles Gobin, For For Management General Manager 10 Approve Compensation of Sorgema SARL, For For Management General Manager 11 Approve Compensation of Agena SAS, For For Management General Manager 12 Approve Compensation of Olivier For For Management Heckenroth, Chairman of the Supervisory Board 13 Approve Remuneration Policy of General For For Management Management 14 Approve Remuneration Policy of For For Management Supervisory Board Members 15 Authorize Repurchase of Up to 1 For For Management Percent of Issued Share Capital 16 Approve Auditors' Special Report on For For Management Related-Party Transactions 17 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- - 99 - RYANAIR HOLDINGS PLC Ticker: RY4C Security ID: G7727C186 Meeting Date: SEP 19, 2019 Meeting Type: Annual Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3a Re-elect David Bonderman as Director For Against Management 3b Re-elect Roisin Brennan as Director For For Management 3c Re-elect Michael Cawley as Director For Against Management 3d Re-elect Emer Daly as Director For For Management 3e Re-elect Stan McCarthy as Director For Against Management 3f Re-elect Kyran McLaughlin as Director For Against Management 3g Re-elect Howard Millar as Director For Against Management 3h Re-elect Dick Milliken as Director For For Management 3i Re-elect Michael O'Brien as Director For For Management 3j Re-elect Michael O'Leary as Director For For Management 3k Re-elect Julie O'Neill as Director For Against Management 3l Re-elect Louise Phelan as Director For For Management 4 Authorise Board to Fix Remuneration of For For Management Auditors 5 Authorise Issue of Equity For Against Management 6 Authorise Issue of Equity without For For Management Pre-emptive Rights 7 Authorise Market Purchase and/or For For Management Overseas Market Purchase of Ordinary Shares 8 Approve Long Term Incentive Plan For Against Management -------------------------------------------------------------------------------- SALMAR ASA Ticker: SALM Security ID: R7445C102 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting; Designate For For Management Inspector(s) of Minutes of Meeting 2 Approve Notice of Meeting and Agenda For For Management 3 Receive Presentation of the Business None None Management 4 Accept Financial Statements and For For Management Statutory Reports; Approve Allocation of Income and Omission of Dividends 5 Approve Remuneration of Directors; For For Management Approve Remuneration for Committee Work; Approve Remuneration of Nominating Committee 6 Approve Remuneration of Auditors For Against Management 7 Approve Company's Corporate Governance For For Management Statement 8 Approve Share-Based Incentive Plan For Against Management 9 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management (Advisory) 10 Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management (Binding) 11.1 Elect Tonje E. Foss as New Director For Against Management 11.2 Elect Leif Inge Nordhammer as New For Against Management Director 11.3 Elect Linda L. Aase as New Director For Against Management 12 Reelect Endre Kolbjornsen as Member of For For Management Nominating Committee 13 Approve Creation of NOK 2.8 Million For For Management Pool of Capital without Preemptive Rights 14 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 15 Approve Issuance of Convertible Loans For For Management without Preemptive Rights up to Aggregate Nominal Amount of NOK 2 Billion; Approve Creation of NOK 2.8 Million Pool of Capital to Guarantee Conversion Rights -------------------------------------------------------------------------------- SAMPO OYJ Ticker: SAMPO Security ID: X75653109 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports; Receive Board's Report; Receive Auditor's Report 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.50 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in For For Management the Amount of EUR 180,000 for Chairman and EUR 93,000 for Other Directors; Approve Remuneration for Committee Work 12 Fix Number of Directors at Eight For For Management 13 Reelect Christian Clausen, Fiona For For Management Clutterbuck, Jannica Fagerholm, Johanna Lamminen, Risto Murto, Antti Makinen and Bjorn Wahlroos as Directors; Elect Georg Ehrnrooth as New Director 14 Approve Remuneration of Auditors For For Management 15 Ratify Ernst & Young as Auditors For For Management 16 Authorize Share Repurchase Program For For Management 17 Close Meeting None None Management -------------------------------------------------------------------------------- - 100 - SAMSUNG C&T CORP. Ticker: 028260 Security ID: Y7T71K106 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Cancellation of Treasury Shares For For Management 3.1 Elect Janice Lee as Outside Director For For Management 3.2 Elect Chung Byung-suk as Outside For For Management Director 3.3 Elect Yi Sang-seung as Outside Director For For Management 4.1 Elect Janice Lee as a Member of Audit For For Management Committee 4.2 Elect Chung Byung-suk as a Member of For For Management Audit Committee 4.3 Elect Yi Sang-seung as a Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SAMSUNG ELECTRONICS CO., LTD. Ticker: 005930 Security ID: Y74718100 Meeting Date: MAR 18, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Han Jong-hee as Inside Director For For Management 2.2 Elect Choi Yoon-ho as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SAMSUNG FIRE & MARINE INSURANCE CO., LTD. Ticker: 000810 Security ID: Y7473H108 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Jang Deok-hui as Inside Director For For Management 2.2 Elect Park Dae-dong as Outside Director For For Management 3 Elect Park Se-min as Outside Director For For Management to Serve as Audit Committee Member 4 Elect Kim Seong-jin as a Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SAMSUNG LIFE INSURANCE CO., LTD. Ticker: 032830 Security ID: Y74860100 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Jeon Young-muk as Inside Director For For Management 2.2 Elect Yoo Ho-seok as Inside Director For For Management 2.3 Elect Hong Won-hak as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SAMSUNG SDS CO., LTD. Ticker: 018260 Security ID: Y7T72C103 Meeting Date: MAR 18, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Ahn Jeong-tae as Inside Director For For Management 2.2 Elect Yoo Jae-man as Outside Director For For Management 2.3 Elect Yoo Hyeok as Outside Director For For Management 2.4 Elect Shin Hyeon-han as Outside For For Management Director 2.5 Elect Cho Seung-ah as Outside Director For For Management 3.1 Elect Yoo Jae-man as a Member of Audit For For Management Committee 3.2 Elect Shin Hyeon-han as a Member of For For Management Audit Committee 3.3 Elect Cho Seung-ah as a Member of For For Management Audit Committee 4 Amend Articles of Incorporation For For Management 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SANOFI Ticker: SAN Security ID: F5548N101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Treatment of Losses and For For Management Dividends of EUR 3.15 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Ratify Appointment of Paul Hudson as For For Management Director 6 Reelect Laurent Attal as Director For For Management 7 Reelect Carole Piwnica as Director For For Management 8 Reelect Diane Souza as Director For For Management 9 Reelect Thomas Sudhof as Director For For Management 10 Elect Rachel Duan as Director For For Management 11 Elect Lise Kingo as Director For For Management 12 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 2 Million 13 Approve Remuneration Policy of For For Management Directors 14 Approve Remuneration Policy of For For Management Chairman of the Board 15 Approve Remuneration Policy of CEO For For Management 16 Approve Compensation Report of For For Management Corporate Officers 17 Approve Compensation of Serge For For Management Weinberg, Chairman of the Board 18 Approve Compensation of Paul Hudson, For For Management CEO Since Sept. 1, 2019 19 Approve Compensation of Olivier For Against Management Brandicourt, CEO Until Aug. 31, 2019 20 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 21 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- - 101 - SAP SE Ticker: SAP Security ID: D66992104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.58 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 6.1 Approve Creation of EUR 250 Million For For Management Pool of Capital with Preemptive Rights 6.2 Approve Creation of EUR 250 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights 7 Approve Remuneration Policy for the For For Management Management Board 8 Approve Remuneration Policy for the For For Management Supervisory Board -------------------------------------------------------------------------------- SATS LTD. Ticker: S58 Security ID: Y7992U101 Meeting Date: JUL 18, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Elect Euleen Goh Yiu Kiang as Director For For Management 4 Elect Yap Chee Meng as Director For For Management 5 Elect Michael Kok Pak Kuan as Director For For Management 6 Elect Jenny Lee Hong Wei as Director For For Management 7 Approve Directors' Fees For For Management 8 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 10 Approve Alterations to the SATS For For Management Restricted Share Plan 11 Approve Mandate for Interested Person For For Management Transactions 12 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- SBM OFFSHORE NV Ticker: SBMO Security ID: N7752F148 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Receive Report of Supervisory Board None None Management (Non-Voting) 4 Discussion on Company's Corporate None None Management Governance Structure 5.1 Approve Remuneration Report for For For Management Management Board Members 5.2 Approve Remuneration Report for For For Management Supervisory Board Members 6 Approve Remuneration Policy for For Against Management Management Board Members 7 Approve Remuneration Policy for For For Management Supervisory Board Members 8 Receive Report of Auditors (Non-Voting) None None Management 9 Adopt Financial Statements and For For Management Statutory Reports 10 Receive Explanation on Company's None None Management Dividend Policy 11 Approve Dividends of USD 0.76 Per Share For For Management 12 Approve Discharge of Management Board For For Management 13 Approve Discharge of Supervisory Board For For Management 14.1 Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital 14.2 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 15.1 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 15.2 Approve Cancellation of Repurchased For For Management Shares 16 Reelect B.Y.R. Chabas to Management For For Management Board 17 Acknowledge Resignation of F.G.H. None None Management Deckers as Supervisory Board Member 18 Acknowledge Resignation of T.M.E. None None Management Ehret as Supervisory Board Member 19 Reelect F.R. Gugen to Supervisory Board For For Management 20 Elect A.R.D. Brown to Supervisory Board For For Management 21 Elect J.N. van Wiechen to Supervisory For For Management Board 22 Allow Questions None None Management 23 Close Meeting None None Management -------------------------------------------------------------------------------- - 102 - SCENTRE GROUP Ticker: SCG Security ID: Q8351E109 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For Against Management 3 Elect Andrew Harmos as Director For For Management 4 Elect Michael Wilkins as Director For For Management 5 Approve Grant of Performance Rights to For Against Management Peter Allen 6 Approve Change to Terms of Grant of For Against Management Performance Rights to Peter Allen -------------------------------------------------------------------------------- SCHIBSTED ASA Ticker: SCHA Security ID: R75677105 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Approve Notice of Meeting and Agenda For For Management 3 Designate Inspector(s) of Minutes of For For Management Meeting 4 Accept Financial Statements and For For Management Statutory Reports 5 Approve Remuneration of Auditors For For Management 6a Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management (Advisory) 6b Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management (Binding) 7 Receive Report from Nominating None None Management Committee 8a Elect Ole Jacob Sunde (Chair) as For For Management Director 8b Elect Christian Ringnes as Director For Against Management 8c Elect Birger Steen as Director For For Management 8d Elect Eugenie van Wiechen as Director For For Management 8e Elect Philippe Vimard as Director For For Management 8f Elect Anna Mossberg as Director For For Management 8.g Elect Satu Huber as Director For For Management 8.h Elect Karl-Christian Agerup as Director For For Management 9 Approve Remuneration of Directors in For For Management the Amount of NOK 1.1 Million for Chairman and NOK 517,000 for Other Directors; Approve Additional Fees; Approve Remuneration for Committee Work 10 Approve Remuneration of Nominating For For Management Committee in the Amount of NOK 139,000 for Chairman and NOK 86,000 for Other Members 11 Grant Power of Attorney to Board For For Management Pursuant to Article 7 of Articles of Association 12 Approve NOK 2.2 Million Reduction in For For Management Share Capital via Share Cancellation 13 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 14 Approve Creation of NOK 6.5 Million For For Management Pool of Capital without Preemptive Rights -------------------------------------------------------------------------------- SCOUT24 AG Ticker: G24 Security ID: D345XT105 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.90 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 6.1 Elect Hans-Holger Albrecht to the For For Management Supervisory Board 6.2 Elect Christoph Brand to the For For Management Supervisory Board 6.3 Elect Elke Frank to the Supervisory For For Management Board 6.4 Elect Frank Lutz to the Supervisory For For Management Board 6.5 Elect Peter Schwarzenbauer to the For For Management Supervisory Board 6.6 Elect Andre Schwaemmlein to the For For Management Supervisory Board 6.7 Vote Against Shareholder Election For For Management Proposals Submitted Prior to the AGM 7 Approve EUR 30 Million Reduction in For For Management Share Capital via Redemption Shares 8 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 9 Approve Creation of EUR 32.3 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights 10 Approve Affiliation Agreement with For For Management Scout24 Beteiligungs SE -------------------------------------------------------------------------------- - 103 - SECURITAS AB Ticker: SECU.B Security ID: W7912C118 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive President's Report None None Management 8.a Receive Financial Statements and None None Management Statutory Reports 8.b Receive Auditor's Report on None None Management Application of Guidelines for Remuneration for Executive Management 8.c Receive Board's Dividend Proposal None None Management 9.a Accept Financial Statements and For For Management Statutory Reports 9.b Approve Allocation of Income and For For Management Dividends of SEK 4.80 Per Share 9.c Approve May 11, 2020, as Record Date For For Management for Dividend Payment 9.d Approve Discharge of Board and For For Management President 10 Determine Number of Directors (8) and For For Management Deputy Directors (0) of Board 11 Approve Remuneration of Directors in For For Management the Amount of SEK 2.3 Million for Chairman, SEK 870,000 for Vice Chairman, and SEK 700,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 12 Reelect Ingrid Bonde, John Brandon, For Against Management Anders Boos, Fredrik Cappelen, Carl Douglas, Marie Ehrling (Chairman), Sofia Schorling Hogberg and Dick Seger as Directors 13 Ratify PricewaterhouseCoopers as For For Management Auditors 14 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 15 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 16 Approve 2020 Incentive Scheme and For For Management Related Hedging Measures 17 Approve Performance Share Program LTI For Against Management 2020/2022 for Key Employees and Related Financing 18 Close Meeting None None Management -------------------------------------------------------------------------------- SEGRO PLC Ticker: SGRO Security ID: G80277141 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Re-elect Gerald Corbett as Director For For Management 5 Re-elect Mary Barnard as Director For For Management 6 Re-elect Sue Clayton as Director For For Management 7 Re-elect Soumen Das as Director For For Management 8 Re-elect Carol Fairweather as Director For For Management 9 Re-elect Christopher Fisher as Director For For Management 10 Re-elect Andy Gulliford as Director For For Management 11 Re-elect Martin Moore as Director For For Management 12 Re-elect David Sleath as Director For For Management 13 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 21 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- SEKISUI HOUSE, LTD. Ticker: 1928 Security ID: J70746136 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 41 2 Amend Articles to Amend Business Lines For For Management - Reduce Directors' Term - Remove All Provisions on Advisory Positions 3.1 Elect Director Abe, Toshinori For Against Management 3.2 Elect Director Inagaki, Shiro For Against Management 3.3 Elect Director Nakai, Yoshihiro For For Management 3.4 Elect Director Uchida, Takashi For For Management 3.5 Elect Director Wakui, Shiro For For Management 3.6 Elect Director Yoshimaru, Yukiko For For Management 3.7 Elect Director Kitazawa, Toshifumi For For Management 3.8 Elect Director Tanaka, Satoshi For For Management 3.9 Elect Director Nishida, Kumpei For For Management 3.10 Elect Director Horiuchi, Yosuke For For Management 3.11 Elect Director Miura, Toshiharu For For Management 3.12 Elect Director Ishii, Toru For For Management 4 Appoint Statutory Auditor Wada, For For Management Yoritomo 5 Approve Annual Bonus For For Management 6 Approve Performance-Based Annual Bonus For For Management Ceiling for Directors 7 Approve Performance Share Plan and For For Management Restricted Stock Plan 8.1 Elect Shareholder Director Nominee Against For Shareholder Christopher Douglas Brady 8.2 Elect Shareholder Director Nominee Against Against Shareholder Pamela Fennel Jacobs 8.3 Elect Shareholder Director Nominee Against Against Shareholder Okada, Yasushi 8.4 Elect Shareholder Director Nominee Against Against Shareholder Saeki, Terumichi 8.5 Elect Shareholder Director Nominee Against For Shareholder Iwasaki, Jiro 8.6 Elect Shareholder Director Nominee Against Against Shareholder Saito, Makoto 8.7 Elect Shareholder Director Nominee Against Against Shareholder Kato, Hitomi 8.8 Elect Shareholder Director Nominee Against Against Shareholder Suguro, Fumiyasu 8.9 Elect Shareholder Director Nominee Against Against Shareholder Fujiwara, Motohiko 8.10 Elect Shareholder Director Nominee Against Against Shareholder Yamada, Koji 8.11 Elect Shareholder Director Nominee Against Against Shareholder Wada, Isami -------------------------------------------------------------------------------- - 104 - SGS SA Ticker: SGSN Security ID: H7485A108 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management (Non-Binding) 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 80.00 per Share 4.1a Reelect Paul Desmarais as Director For For Management 4.1b Reelect August Francois von Finck as For For Management Director 4.1c Reelect Ian Gallienne as Director For For Management 4.1d Reelect Calvin Grieder as Director For For Management 4.1e Reelect Cornelius Grupp as Director For For Management 4.1f Reelect Gerard Lamarche as Director For For Management 4.1g Reelect Shelby du Pasquier as Director For For Management 4.1h Reelect Kory Sorenson as Director For For Management 4.1i Elect Sami Atiya as Director For For Management 4.1j Elect Tobias Hartmann as Director For For Management 4.2 Elect Calvin Grieder as Board Chairman For For Management 4.3.1 Appoint Ian Gallienne as Member of the For Against Management Compensation Committee 4.3.2 Appoint Shelby du Pasquier as Member For Against Management of the Compensation Committee 4.3.3 Appoint Kory Sorenson as Member of the For For Management Compensation Committee 4.4 Ratify Deloitte SA as Auditors For For Management 4.5 Designate Jeandin & Defacqz as For For Management Independent Proxy 5.1 Approve Remuneration of Directors in For For Management the Amount of CHF 2.3 Million 5.2 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 14 Million 5.3 Approve Variable Remuneration of For For Management Executive Committee in the Amount of CHF 7 Million 6 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- SHINHAN FINANCIAL GROUP CO., LTD. Ticker: 055550 Security ID: Y7749X101 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Cho Yong-byoung as Inside For Against Management Director 3.2 Elect Philippe Avril as For Against Management Non-Independent Non-Executive Director 3.3 Elect Park An-soon as Outside Director For For Management 3.4 Elect Park Cheul as Outside Director For Against Management 3.5 Elect Yoon Jae-won as Outside Director For For Management 3.6 Elect Jin Hyun-duk as Outside Director For For Management 3.7 Elect Choi Kyong-rok as Outside For For Management Director 3.8 Elect as Yuki Hirakawa Outside Director For Against Management 4.1 Elect Yoon Jae-won as a Member of For For Management Audit Committee 4.2 Elect Lee Yoon-jae as a Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SIEMENS AG Ticker: SIE Security ID: D69671218 Meeting Date: FEB 05, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2018/19 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 3.90 per Share 3.1 Approve Discharge of Management Board For For Management Member Joe Kaeser for Fiscal 2018/19 3.2 Approve Discharge of Management Board For For Management Member Roland Busch for Fiscal 2018/19 3.3 Approve Discharge of Management Board For For Management Member Lisa Davis for Fiscal 2018/19 3.4 Approve Discharge of Management Board For For Management Member Klaus Helmrich for Fiscal 2018/19 3.5 Approve Discharge of Management Board For For Management Member Janina Kugel for Fiscal 2018/19 3.6 Approve Discharge of Management Board For For Management Member Cedrik Neike for Fiscal 2018/19 3.7 Approve Discharge of Management Board For For Management Member Michael Sen for Fiscal 2018/19 3.8 Approve Discharge of Management Board For For Management Member Ralf Thomas for Fiscal 2018/19 4.1 Approve Discharge of Supervisory Board For For Management Member Jim Hagemann Snabe for Fiscal 2018/19 4.2 Approve Discharge of Supervisory Board For For Management Member Birgit Steinborn for Fiscal 2018/19 4.3 Approve Discharge of Supervisory Board For For Management Member Werner Wenning for Fiscal 2018/19 4.4 Approve Discharge of Supervisory Board For For Management Member Werner Brandt for Fiscal 2018/19 4.5 Approve Discharge of Supervisory Board For For Management Member Michael Diekmann for Fiscal 2018/19 4.6 Approve Discharge of Supervisory Board For For Management Member Andrea Fehrmann for Fiscal 2018/19 4.7 Approve Discharge of Supervisory Board For For Management Member Reinhard Hahn (until January 30, 2019) for Fiscal 2018/19 4.8 Approve Discharge of Supervisory Board For For Management Member Bettina Haller for Fiscal 2018/19 4.9 Approve Discharge of Supervisory Board For For Management Member Robert Kensbock for Fiscal 2018/19 4.10 Approve Discharge of Supervisory Board For For Management Member Harald Kern for Fiscal 2018/19 4.11 Approve Discharge of Supervisory Board For For Management Member Juergen Kerner for Fiscal 2018/19 4.12 Approve Discharge of Supervisory Board For For Management Member Nicola Leibinger-Kammueller for Fiscal 2018/19 4.13 Approve Discharge of Supervisory Board For For Management Member Benoit Potier for Fiscal 2018/19 4.14 Approve Discharge of Supervisory Board For For Management Member Hagen Reimer (from January 30, 2019) for Fiscal 2018/19 4.15 Approve Discharge of Supervisory Board For For Management Member Norbert Reithofer for Fiscal 2018/19 4.16 Approve Discharge of Supervisory Board For For Management Member Dame Shafik for Fiscal 2018/19 4.17 Approve Discharge of Supervisory Board For For Management Member Nathalie von Siemens for Fiscal 2018/19 4.18 Approve Discharge of Supervisory Board For For Management Member Michael Sigmund for Fiscal 2018/19 4.19 Approve Discharge of Supervisory Board For For Management Member Dorothea Simon for Fiscal 2018/19 4.20 Approve Discharge of Supervisory Board For For Management Member Matthias Zachert for Fiscal 2018/19 4.21 Approve Discharge of Supervisory Board For For Management Member Gunnar Zukunft for Fiscal 2018/19 5 Ratify Ernst & Young GmbH as Auditors For For Management for Fiscal 2019/20 6 Approve Remuneration Policy For For Management 7 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 8 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares 9 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 180 Million Pool of Capital to Guarantee Conversion Rights 10 Approve Affiliation Agreement with For For Management Subsidiary Siemens Mobility GmbH -------------------------------------------------------------------------------- - 105 - SIGNIFY NV Ticker: LIGHT Security ID: N8063K107 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Presentation by CEO None None Management 2 Approve Remuneration Report For For Management 3 Receive Explanation on Company's None None Management Reserves and Dividend Policy 4 Adopt Financial Statements For For Management 5.a Approve Discharge of Management Board For For Management 5.b Approve Discharge of Supervisory Board For For Management 6.a Reelect Eric Rondolat to Management For For Management Board 6.b Reelect Rene van Schooten to For For Management Management Board 6.c Elect Maria Letizia Mariani to For For Management Management Board 7.a Reelect Arthur van der Poel to For For Management Supervisory Board 7.b Reelect Rita Lane to Supervisory Board For For Management 7.c Elect Frank Lubnau to Supervisory Board For For Management 7.d Elect Pamela Knapp to Supervisory Board For For Management 8.a Approve Remuneration Policy for For For Management Management Board 8.b Approve Remuneration Policy for For For Management Supervisory Board 9 Ratify Ernst & Young as Auditors For For Management 10.a Grant Board Authority to Issue Shares For For Management 10.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Approve Cancellation of Repurchased For For Management Shares 13 Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- SIMCORP A/S Ticker: SIM Security ID: K8851Q129 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income For For Management 4a Reelect Peter Schutze (Chair) as For For Management Director 4b Reelect Morten Hubbe (Vice Chair) as For For Management Director 4c Reelect Herve Couturier as Director For For Management 4d Reelect Simon Jeffreys as Director For For Management 4e Reelect Adam Warby as Director For For Management 4f Reelect Joan Binstock as Director For For Management 5 Ratify PricewaterhouseCoopers as For For Management Auditors 6a1 Approve Guidelines for Incentive-Based For For Management Compensation for Executive Management and Board 6a2 Approve Remuneration of Directors For For Management 6a3 Approve Director Indemnification For For Management 6b1 Authorize Share Repurchase Program For For Management 6b2 Approve Creation of DKK 4 Million Pool For For Management of Capital without Preemptive Rights 6b3 Amend Articles Re: Editorial Changes For For Management due to Merger of VP Securities A/S and VP Services A/S; Encompass Ordinary and Electronic Registration for Participation; Include Presentation of Remuneration Report in General Meeting Agenda; Editorial Changes 7 Other Business None None Management -------------------------------------------------------------------------------- SIMCORP A/S Ticker: SIM Security ID: K8851Q129 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Creation of DKK 4 Million Pool For For Management of Capital without Preemptive Rights 2 Amend Articles Re: Editorial Changes For For Management due to Merger of VP Securities A/S and VP Services A/S; Encompass Ordinary and Electronic Registration for Participation; Include Presentation of Remuneration Report in General Meeting Agenda 3 Other Business None None Management -------------------------------------------------------------------------------- SINGAPORE AIRLINES LIMITED Ticker: C6L Security ID: Y7992P128 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Renounceable Rights Issue For For Management 2 Approve Issuance of Additional For For Management Mandatory Convertible Bonds and Additional Conversion Shares -------------------------------------------------------------------------------- - 106 - SINGAPORE AIRLINES LTD. Ticker: C6L Security ID: Y7992P128 Meeting Date: JUL 29, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3a Elect Peter Seah Lim Huat as Director For For Management 3b Elect Dominic Ho Chiu Fai as Director For For Management 3c Elect Lee Kim Shin as Director For For Management 4a Elect David John Gledhill as Director For For Management 4b Elect Goh Swee Chen as Director For For Management 5 Approve Directors' Emoluments For For Management 6 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 8 Approve Grant of Awards and Issuance For For Management of Shares Under the SIA Performance Share Plan 2014 and the SIA Restricted Share Plan 2014 9 Approve Mandate for Interested Person For For Management Transactions 10 Authorize Share Repurchase Program For For Management 11 Approve Issuance of ASA Shares For For Management -------------------------------------------------------------------------------- SINGAPORE EXCHANGE LIMITED Ticker: S68 Security ID: Y79946102 Meeting Date: OCT 03, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3a Elect Chew Gek Khim as Director For For Management 3b Elect Jane Diplock as Director For For Management 3c Elect Lim Sok Hui as Director For For Management 4 Approve Directors' Fees to be Paid to For For Management the Chairman 5 Approve Directors' Fees to be Paid to For For Management All Directors (Other than the Chief Executive Officer) 6 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 8 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- SINGAPORE TECHNOLOGIES ENGINEERING LTD. Ticker: S63 Security ID: Y7996W103 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Elect Kwa Chong Seng as Director For For Management 4 Elect Quek Gim Pew as Director For For Management 5 Elect Quek See Tiat as Director For For Management 6 Elect Joseph Leong Weng Keong as For For Management Director 7 Approve Directors' Remuneration For For Management 8 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 10 Approve Mandate for Interested Person For For Management Transactions 11 Authorize Share Repurchase Program For For Management 12 Adopt Singapore Technologies For For Management Engineering Performance Share Plan 2020 and Approve Grant of Awards and Issuance of Shares Under the Plan 13 Adopt Singapore Technologies For For Management Engineering Restricted Share Plan 2020 and Approve Grant of Awards and Issuance of Shares Under the Plan -------------------------------------------------------------------------------- SINGAPORE TELECOMMUNICATIONS LIMITED Ticker: Z74 Security ID: Y79985209 Meeting Date: JUL 23, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Elect Christina Hon Kwee Fong For For Management (Christina Ong) as Director 4 Elect Simon Claude Israel as Director For For Management 5 Elect Dominic Stephen Barton as For For Management Director 6 Elect Bradley Joseph Horowitz as For For Management Director 7 Elect Gail Patricia Kelly as Director For For Management 8 Approve Directors' Fees For For Management 9 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 10 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 11 Approve Grant of Awards and Issuance For For Management of Shares Under the Singtel Performance Share Plan 2012 12 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- - 107 - SINO LAND COMPANY LIMITED Ticker: 83 Security ID: Y80267126 Meeting Date: OCT 24, 2019 Meeting Type: Annual Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Daryl Ng Win Kong as Director For Against Management 3.2 Elect Ringo Chan Wing Kwong as Director For Against Management 3.3 Elect Gordon Lee Ching Keung as For Against Management Director 3.4 Elect Velencia Lee as Director For Against Management 3.5 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5.1 Authorize Repurchase of Issued Share For For Management Capital 5.2 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5.3 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SK HOLDINGS CO., LTD. Ticker: 034730 Security ID: Y8T642129 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Jang Dong-hyun as Inside Director For For Management 3.2 Elect Park Sung-ha as Inside Director For For Management 3.3 Elect Jang Yong-suk as Outside Director For For Management 4 Elect Jang Yong-suk as a Member of For For Management Audit Committee 5 Approve Stock Option Grants For For Management 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 7 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- SK INNOVATION CO., LTD. Ticker: 096770 Security ID: Y8063L103 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Jun as Inside Director For For Management 3.2 Elect Yu Jeong-jun as Non-Independent For For Management Non-Executive Director 3.3 Elect Kim Jong-hoon as Outside Director For For Management 4 Elect Kim Jong-hoon as a Member of For For Management Audit Committee 5 Approve Terms of Retirement Pay For For Management 6 Approve Stock Option Grants For For Management 7 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SK TELECOM CO., LTD. Ticker: 017670 Security ID: Y4935N104 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Approve Stock Option Grants For For Management 3.2 Approve Stock Option Grants For For Management 4.1 Elect Park Jung-ho as Inside Director For For Management 4.2 Elect Cho Dae-sik as Non-Independent For For Management Non-Executive Director 4.3 Elect Kim Yong-hak as Outside Director For For Management 4.4 Elect Kim Jun-mo as Outside Director For For Management 4.5 Elect Ahn Jeong-ho as Outside Director For For Management 5.1 Elect Kim Yong-hak as a Member of For For Management Audit Committee 5.2 Elect Ahn Jeong-ho as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 7 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- SKANDINAVISKA ENSKILDA BANKEN AB Ticker: SEB.A Security ID: W25381141 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Designate Inspector(s) of Minutes of For For Management Meeting 4 Prepare and Approve List of For For Management Shareholders 5 Approve Agenda of Meeting For For Management 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive Financial Statements and None None Management Statutory Reports 8 Accept Financial Statements and For For Management Statutory Reports 9 Approve Allocation of Income and For For Management Omission of Dividends 10.1 Approve Discharge of Johan H. Andresen For For Management 10.2 Approve Discharge of Signhild Arnegard For For Management Hansen 10.3 Approve Discharge of Anne-Catherine For For Management Berner 10.4 Approve Discharge of Samir Brikho For For Management 10.5 Approve Discharge of Winnie Fok For For Management 10.6 Approve Discharge of Anna-Karin For For Management Glimstrom 10.7 Approve Discharge of Annika Dahlberg For For Management 10.8 Approve Discharge of Charlotta Lindholm For For Management 10.9 Approve Discharge of Tomas Nicolin For For Management 10.10 Approve Discharge of Sven Nyman For For Management 10.11 Approve Discharge of Lars Ottersgard For For Management 10.12 Approve Discharge of Jesper Ovesen For For Management 10.13 Approve Discharge of Helena Saxon For For Management 10.14 Approve Discharge of Johan Torgeby (as For For Management Board Member) 10.15 Approve Discharge of Marcus Wallenberg For For Management 10.16 Approve Discharge of Hakan Westerberg For For Management 10.17 Approve Discharge of Johan Torgeby (as For For Management CEO) 11 Determine Number of Members (9) and For For Management Deputy Members of Board 12 Determine Number of Auditors (1) and For For Management Deputy Auditors 13.1 Approve Remuneration of Directors; For For Management Approve Remuneration for Committee Work 13.2 Approve Remuneration of Auditors For For Management 14.1 Reelect Signhild Arnegard Hansen as For For Management Director 14.2 Reelect Anne-Catherine Berner as New For For Management Director 14.3 Reelect Winnie Fok as Director For For Management 14.4 Reelect Sven Nyman as Director For For Management 14.5 Reelect Lars Ottersgard as Director For For Management 14.6 Reelect Jesper Ovesen as Director For Against Management 14.7 Reelect Helena Saxon as Director For Against Management 14.8 Reelect Johan Torgeby as Director For For Management 14.9 Reelect Marcus Wallenberg as Director For Against Management 14.10 Reelect Marcus Wallenberg as Chairman For Against Management of the Board 15 Ratify Ernst & Young as Auditors For For Management 16 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 17.1 Approve SEB All Employee Program 2020 For For Management 17.2 Approve Share Programme 2020 for For For Management Senior Managers and Key Employees 17.3 Approve Conditional Share Programme For For Management 2020 for Senior Managers and Key Employees 18.1 Authorize Share Repurchase Program For For Management 18.2 Authorize Repurchase of Class A and/or For For Management Class C Shares and Reissuance of Repurchased Shares Inter Alia in for Capital Purposes and Long-Term Incentive Plans 18.3 Approve Transfer of Class A Shares to For For Management Participants in 2020 Long-Term Equity Programs 19 Approve Issuance of Convertible Bonds For For Management without Preemptive Rights 20 Approve Proposal Concerning the For For Management Appointment of Auditors in Foundations Without Own Management 21 Amend Articles Re: Proxies and Postal For For Management Voting 22 Amend Articles Re: Introduce Equal None Against Shareholder Voting Rights of Class A and Class C Shares; Instruct Board to Prepare a Proposal for further Amendments of the Articles 23 Instruct Board to Work for the Swedish None Against Shareholder Companies Act to Abolish Weighted Voting; and to Prepare a Proposal for Representation of Small and Medium-Sized Shareholders in the Board and Nomination Committee 24 Close Meeting None None Management -------------------------------------------------------------------------------- - 108 - SKANSKA AB Ticker: SKA.B Security ID: W83567110 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspectors of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive Chairman's and President's None None Management Report 8 Receive Financial Statements and None None Management Statutory Reports 9 Accept Financial Statements and For For Management Statutory Reports 10 Approve Allocation of Income and For For Management Dividends of SEK 6.25 Per Share 11 Approve Discharge of Board and For For Management President 12 Determine Number of Members (7) and For For Management Deputy Members (0) of Board 13 Approve Remuneration of Directors in For For Management the Amount of SEK 2.2 Million for Chairman and SEK 720,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 14.a Reelect Hans Biorck as Director For For Management 14.b Reelect Par Boman as Director For Against Management 14.c Reelect Jan Gurander as Director For For Management 14.d Reelect Fredrik Lundberg as Director For Against Management 14.e Reelect Catherine Marcus as Director For For Management 14.f Reelect Jayne McGivern as Director For For Management 14.g Elect Asa Soderstrom Winberg as New For For Management Director 14.h Reelect Hans Biorck as Chairman of the For For Management Board 15 Ratify Ernst & Young as Auditors For For Management 16 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 17 Approve Equity Plan Financing For For Management 18 Close Meeting None None Management -------------------------------------------------------------------------------- SKF AB Ticker: SKF.B Security ID: W84237143 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive Financial Statements and None None Management Statutory Reports 8 Receive President's Report None None Management 9 Accept Financial Statements and For For Management Statutory Reports 10 Approve Allocation of Income and For For Management Dividends of SEK 6.25 Per Share 11 Approve Discharge of Board and For For Management President 12 Determine Number of Members (9) and For For Management Deputy Members (0) of Board 13 Approve Remuneration of Directors in For For Management the Amount of SEK 2.2 Million for Chairman and SEK 760,000 for Other Directors; Approve Remuneration for Committee Work 14.1 Reelect Hans Straberg as Director For For Management 14.2 Reelect Hock Goh as Director For For Management 14.3 Reelect Alrik Danielson as Director For For Management 14.4 Reelect Ronnie Leten as Director For For Management 14.5 Reelect Barb Samardzich as Director For For Management 14.6 Reelect Colleen Repplier as Director For For Management 14.7 Reelect Geert Follens as Director For For Management 14.8 Elect Hakan Buskhe as New Director For For Management 14.9 Elect Susanna Schneeberger as New For For Management Director 15 Elect Hans Straberg as Board Chairman For For Management 16 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 17 Approve 2020 Performance Share Program For Against Management 18 Authorize Chairman of Board and For For Management Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee -------------------------------------------------------------------------------- SMITH & NEPHEW PLC Ticker: SN Security ID: G82343164 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For For Management 5 Re-elect Graham Baker as Director For For Management 6 Re-elect Vinita Bali as Director For For Management 7 Re-elect Baroness Virginia Bottomley For For Management as Director 8 Re-elect Roland Diggelmann as Director For For Management 9 Re-elect Erik Engstrom as Director For For Management 10 Re-elect Robin Freestone as Director For For Management 11 Re-elect Marc Owen as Director For For Management 12 Re-elect Angie Risley as Director For For Management 13 Re-elect Roberto Quarta as Director For For Management 14 Reappoint KPMG LLP as Auditors For For Management 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Approve Global Share Plan 2020 For For Management 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- - 109 - SMURFIT KAPPA GROUP PLC Ticker: SKG Security ID: G8248F104 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For Abstain Management 4 Elect Lourdes Melgar as Director For For Management 5a Re-elect Irial Finan as Director For For Management 5b Re-elect Anthony Smurfit as Director For For Management 5c Re-elect Ken Bowles as Director For For Management 5d Re-elect Anne Anderson as Director For For Management 5e Re-elect Frits Beurskens as Director For For Management 5f Re-elect Carol Fairweather as Director For For Management 5g Re-elect James Lawrence as Director For For Management 5h Re-elect John Moloney as Director For For Management 5i Re-elect Jorgen Rasmussen as Director For For Management 5j Re-elect Gonzalo Restrepo as Director For For Management 6 Authorise Board to Fix Remuneration of For For Management Auditors 7 Authorise Issue of Equity For For Management 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Market Purchase of Shares For For Management 11 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- SNAM SPA Ticker: SRG Security ID: T8578N103 Meeting Date: OCT 23, 2019 Meeting Type: Special Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Company Bylaws Re: Articles 13 For For Management and 20; Introduce Article 24 1 Revoke Auditors; Approve New Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- SNAM SPA Ticker: SRG Security ID: T8578N103 Meeting Date: JUN 18, 2020 Meeting Type: Annual/Special Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Cancellation of Treasury For For Management Shares without Reduction of Share Capital; Amend Article 5.1 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 4.1 Approve Remuneration Policy For For Management 4.2 Approve Second Section of the For For Management Remuneration Report 5 Approve 2020-2022 Long Term Share For For Management Incentive Plan 6 Elect Nicola Bedin as Director None For Shareholder 7 Elect Nicola Bedin as Board Chair None For Shareholder A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- SODEXO SA Ticker: SW Security ID: F84941123 Meeting Date: JAN 21, 2020 Meeting Type: Annual/Special Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.90 per Share and an Extra of EUR 0.29 per Share to Long Term Registered Shares 4 Elect Veronique Laury as Director For For Management 5 Elect Luc Messier as Director For For Management 6 Reelect Sophie Stabile as Director For For Management 7 Reelect Cecile Tandeau de Marsac as For For Management Director 8 Approve Compensation of Sophie Bellon, For For Management Chairman of the Board 9 Approve Compensation of Denis Machuel, For For Management CEO 10 Approve Remuneration Policy for For For Management Chairman of the Board 11 Approve Remuneration Policy for CEO For For Management 12 Approve Additional Pension Scheme For Against Management Agreement with Denis Machuel 13 Authorize Repurchase of Up to 5 For For Management Percent of Issued Share Capital 14 Delete Article 6 of Bylaws Re: For For Management Contribution 15 Amend Article 9.4 of Bylaws Re: For Against Management Shareholding Disclosure Thresholds 16 Amend Article 11.4 of Bylaws Re: For For Management Appointment of Directors Representing Employees 17 Amend Article 12 of Bylaws Re: Written For For Management Consultation 18 Amend Article 15 of Bylaws Re: Remove For For Management Appointment of Alternate Auditor 19 Amend Article 18 of Bylaws Re: For For Management Dividends 20 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 85 Million 21 Authorize Capitalization of Reserves For For Management of Up to EUR 85 Million for Bonus Issue or Increase in Par Value 22 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 23 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 24 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- - 110 - SOFINA SA Ticker: SOF Security ID: B80925124 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Receive Directors' and Auditors' None None Management Reports (Non-Voting) 1.2 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 1.3 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 2.90 per Share 2 Approve Remuneration Report For For Management 3.1 Approve Discharge of Directors For For Management 3.2 Approve Discharge of Auditor For For Management 4.1 Reelect Charlotte Stromberg as For For Management Independent Director 4.2 Reelect Jacques Emsens as Director For For Management 5 Ratify Ernst & Young as Auditors and For For Management Approve Auditors' Remuneration 6 Approve Change-of-Control Clause Re: For For Management Revolving Credit Agreements with BNP Paribas Fortis SA 7 Transact Other Business None None Management -------------------------------------------------------------------------------- SOFINA SA Ticker: SOF Security ID: B80925124 Meeting Date: MAY 07, 2020 Meeting Type: Special Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association Re: For For Management Alignment on the Rules of Code on Companies and Associations 2 Authorize Implementation of Approved For For Management Resolutions and Approve Coordination of Articles of Association -------------------------------------------------------------------------------- SOLVAY SA Ticker: SOLB Security ID: B82095116 Meeting Date: MAY 12, 2020 Meeting Type: Annual/Special Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' and Auditors' None None Management Reports (Non-Voting) 2 Approve Remuneration Report For For Management 3 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 4 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 3.75 per Share 5.1 Approve Discharge of Directors For For Management 5.2 Approve Discharge of Auditors For For Management 6 Approve Remuneration Policy For For Management 7a Receive Information on End of Mandate None None Management of Jean-Marie Solvay as Director 7b Receive Information on Resignation of None None Management Jean-Marie Solvay as Director 7c Elect Aude Thibaut de Maisieres as For For Management Director 7d Indicate Aude Thibaut de Maisieres as For Against Management Independent Board Member 8 Transact Other Business None None Management A.1 Receive Special Board Report Re: None None Management Article 7: 199 Paragraph 2 of Companies and Associations Code A.2 Renew Authorization to Increase Share For For Management Capital Up to EUR 158 Million and Amend Article 7 bis Accordingly B Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital and Amend Article 8 Accordingly C.a Amend Article 37 Re: Means of Voting For For Management at Shareholders' Meetings C..b Amend Articles of Association Re: For For Management Alignment on Companies and Associations Code -------------------------------------------------------------------------------- SONIC HEALTHCARE LIMITED Ticker: SHL Security ID: Q8563C107 Meeting Date: NOV 19, 2019 Meeting Type: Annual Record Date: NOV 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jane Wilson as Director For For Management 2 Elect Philip Dubois as Director For Against Management 3 Approve Remuneration Report For For Management 4 Approve Grant of Long-Term Incentives For For Management to Colin Goldschmidt 5 Approve Grant of Long-Term Incentives For For Management to Chris Wilks -------------------------------------------------------------------------------- SONOVA HOLDING AG Ticker: SOON Security ID: H8024W106 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management (Non-Binding) 2 Approve Allocation of Income and For For Management Issuance of Scrip Dividend 3 Approve Discharge of Board and Senior For For Management Management 4.1.1 Reelect Robert Spoerry as Director and For For Management Board Chairman 4.1.2 Reelect Beat Hess as Director For For Management 4.1.3 Reelect Lynn Bleil as Director For For Management 4.1.4 Reelect Lukas Braunschweiler as For For Management Director 4.1.5 Reelect Michael Jacobi as Director For For Management 4.1.6 Reelect Stacy Seng as Director For For Management 4.1.7 Reelect Ronald van der Vis as Director For For Management 4.1.8 Reelect Jinlong Wang as Director For For Management 4.2 Elect Adrian Widmer as Director For For Management 4.3.1 Reappoint Robert Spoerry as Member of For For Management the Nomination and Compensation Committee 4.3.2 Reappoint Beat Hess as Member of the For For Management Nomination and Compensation Committee 4.3.3 Reappoint Stacy Seng as Member of the For For Management Nomination and Compensation Committee 4.4 Ratify Ernst & Young AG as Auditors For For Management 4.5 Designate Keller KLG as Independent For For Management Proxy 5.1 Approve Remuneration of Directors in For For Management the Amount of CHF 2.6 Million 5.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 15.2 Million 6 Approve Creation of CHF 321,990.65 For For Management Pool of Capital without Preemptive Rights 7 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- - 111 - SPARK NEW ZEALAND LTD. Ticker: SPK Security ID: Q8619N107 Meeting Date: NOV 07, 2019 Meeting Type: Annual Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Board to Fix Remuneration of For For Management the Auditors 2 Elect Justine Smyth as Director For For Management 3 Elect Warwick Bray as Director For For Management 4 Elect Jolie Hodson as Director For For Management 5 Adopt New Constitution For For Management -------------------------------------------------------------------------------- SPIRAX-SARCO ENGINEERING PLC Ticker: SPX Security ID: G83561129 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Amend Performance Share Plan For For Management 4 Approve Remuneration Report For For Management 5 Approve Final Dividend For For Management 6 Reappoint Deloitte LLP as Auditors For For Management 7 Authorise Board to Fix Remuneration of For For Management Auditors 8 Re-elect Jamie Pike as Director For For Management 9 Re-elect Nicholas Anderson as Director For For Management 10 Re-elect Kevin Boyd as Director For For Management 11 Re-elect Neil Daws as Director For For Management 12 Re-elect Dr Trudy Schoolenberg as For For Management Director 13 Re-elect Peter France as Director For For Management 14 Re-elect Caroline Johnstone as Director For For Management 15 Re-elect Jane Kingston as Director For For Management 16 Elect Kevin Thompson as Director For For Management 17 Authorise Issue of Equity For For Management 18 Approve Scrip Dividend Alternative For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- STOCKLAND Ticker: SGP Security ID: Q8773B105 Meeting Date: OCT 21, 2019 Meeting Type: Annual/Special Record Date: OCT 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Elect Barry Neil as Director For For Management 3 Elect Stephen Newton as Director For For Management 4 Approve Remuneration Report For For Management 5 Approve Grant of Performance Rights to For For Management Mark Steinert -------------------------------------------------------------------------------- STORA ENSO OYJ Ticker: STERV Security ID: X8T9CM113 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports; Receive Board's Report; Receive Auditor's Report 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 0.15 Per Share; Authorize Board to Decide on the Distribution of Dividends of EUR 0.35 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in For For Management the Amount of EUR 197,000 for Chairman, EUR 112,000 for Vice Chairman, and EUR 76,000 for Other Directors; Approve Remuneration for Committee Work 12 Fix Number of Directors at Nine For For Management 13 Reelect Jorma Eloranta (Chair), For Against Management Elisabeth Fleuriot, Hock Goh, Mikko Helander, Christiane Kuehne, Antti Makinen, Richard Nilsson, and Hans Straberg (Vice Chair) as Directors; Elect Hakan Buskhe as New Director 14 Approve Remuneration of Auditors For For Management 15 Ratify PricewaterhouseCoopers as For For Management Auditors 16 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 17 Approve Issuance of up to 2 Million For For Management Class R Shares without Preemptive Rights 18 Presentation of Minutes of the Meeting None None Management 19 Close Meeting None None Management -------------------------------------------------------------------------------- - 112 - SUEZ SA Ticker: SEV Security ID: F6327G101 Meeting Date: MAY 12, 2020 Meeting Type: Annual/Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.45 per Share 4 Reelect Miriem Bensalah-Chaqroun as For For Management Director 5 Reelect Delphine Ernotte Cunci as For For Management Director 6 Reelect Isidro Faine Casas as Director For Against Management 7 Reelect Guillaume Thivolle as Director For For Management 8 Elect Philippe Varin as Director For For Management 9 Renew Appointment of Mazars as Auditor For For Management 10 Approve Auditors' Special Report on For For Management Related-Party Transactions 11 Approve Compensation Report of For For Management Corporate Officers 12 Approve Compensation of Gerard For For Management Mestrallet, Chairman of the Board Until May 14, 2019 13 Approve Compensation of Jean-Louis For For Management Chaussade, Chairman of the Board Since May 14, 2019 14 Approve Compensation of Jean-Louis For For Management Chaussade, CEO Until May 14, 2019 15 Approve Compensation of Bertrand For For Management Camus, CEO Since May 14, 2019 16 Approve Remuneration Policy of For For Management Jean-Louis Chaussade, Chairman of the Board Until May 12, 2020 17 Approve Remuneration Policy of For For Management Philippe Varin, Chairman of the Board Since May 12, 2020 18 Approve Remuneration Policy of CEO For For Management 19 Approve Remuneration Policy of For For Management Directors 20 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 21 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 22 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million 23 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 250 Million 24 Approve Issuance of Equity or For For Management Equity-Linked Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 250 Million 25 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 26 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 27 Authorize Capital Increase of Up to For For Management EUR 250 Million for Future Exchange Offers 28 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 29 Authorize up to 0.5 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Reserved for Employees With Performance Conditions Attached 30 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 22-29 at EUR 500 Million 31 Amend Article 10 of Bylaws Re: For For Management Employee Representatives 32 Amend Article 11 of Bylaws Re: Age For For Management Limit of Chairman of the Board 33 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SUMITOMO MITSUI FINANCIAL GROUP, INC. Ticker: 8316 Security ID: J7771X109 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 100 2.1 Elect Director Kunibe, Takeshi For For Management 2.2 Elect Director Ota, Jun For For Management 2.3 Elect Director Takashima, Makoto For For Management 2.4 Elect Director Nagata, Haruyuki For For Management 2.5 Elect Director Nakashima, Toru For For Management 2.6 Elect Director Inoue, Atsuhiko For For Management 2.7 Elect Director Mikami, Toru For For Management 2.8 Elect Director Shimizu, Yoshihiko For For Management 2.9 Elect Director Matsumoto, Masayuki For Against Management 2.10 Elect Director Arthur M. Mitchell For For Management 2.11 Elect Director Yamazaki, Shozo For For Management 2.12 Elect Director Kono, Masaharu For For Management 2.13 Elect Director Tsutsui, Yoshinobu For For Management 2.14 Elect Director Shimbo, Katsuyoshi For For Management 2.15 Elect Director Sakurai, Eriko For For Management -------------------------------------------------------------------------------- - 113 - SUMITOMO REALTY & DEVELOPMENT CO., LTD. Ticker: 8830 Security ID: J77841112 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 19 2 Amend Articles to Amend Business Lines For For Management 3 Appoint Statutory Auditor Terada, For Against Management Chiyono 4 Appoint Alternate Statutory Auditor For For Management Uno, Kozo -------------------------------------------------------------------------------- SUN ART RETAIL GROUP LIMITED Ticker: 6808 Security ID: Y8184B109 Meeting Date: SEP 27, 2019 Meeting Type: Special Record Date: SEP 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Supply Agreements, Revised For For Management Annual Caps and Related Transactions -------------------------------------------------------------------------------- SUN HUNG KAI PROPERTIES LIMITED Ticker: 16 Security ID: Y82594121 Meeting Date: NOV 07, 2019 Meeting Type: Annual Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1a Elect Kwok Kai-Chun, Geoffrey as For For Management Director 3.1b Elect Wu Xiang-Dong as Director For For Management 3.1c Elect Kwok Ping-Luen, Raymond as For For Management Director 3.1d Elect Wong Chik-Wing, Mike as Director For For Management 3.1e Elect Li Ka-Cheung, Eric as Director For For Management 3.1f Elect Leung Ko May-Yee, Margaret as For For Management Director 3.1g Elect Kwok Kai-Wang, Christopher as For For Management Director 3.1h Elect Tung Chi-Ho, Eric as Director For For Management 3.2 Approve Directors' Fees For For Management 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SUNCORP GROUP LIMITED Ticker: SUN Security ID: Q88040110 Meeting Date: SEP 26, 2019 Meeting Type: Annual Record Date: SEP 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Approve Grant of Performance Rights to For For Management Steve Johnston 3a Elect Sally Herman as Director For For Management 3b Elect Ian Hammond as Director For For Management 4 Approve Return of Capital to Ordinary For For Management Shareholders 5 Approve Consolidation of Ordinary For For Management Shares 6 Approve Selective Capital Reduction in For For Management Relation to SUNPE 7 Approve Reinsertion of Proportional For For Management Takeover Provisions in the Constitution 8 Approve Insertion of Additional Notice For For Management Provision in the Constitution 9a Approve the Amendments to the Against Against Shareholder Company's Constitution 9b Approve Fossil Fuel Exposure Reduction Against Against Shareholder Targets -------------------------------------------------------------------------------- SVENSKA HANDELSBANKEN AB Ticker: SHB.A Security ID: W9112U104 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive Financial Statements and None None Management Statutory Reports 8 Accept Financial Statements and For For Management Statutory Reports 9 Approve Allocation of Income and For For Management Dividends of SEK 5.50 Per Share 10 Approve Discharge of Board and For For Management President 11 Authorize Repurchase of up to 120 For For Management Million Class A and/or B Shares and Reissuance of Repurchased Shares 12 Authorize Share Repurchase Program For For Management 13 Approve Issuance of Convertible For For Management Capital Instruments Corresponding to a Maximum of 198 Million Shares without Preemptive Rights 14 Determine Number of Directors (9) For For Management 15 Determine Number of Auditors (2) For For Management 16 Approve Remuneration of Directors in For For Management the Amount of SEK 3.5 Million for Chairman, SEK 985,000 for Vice Chairman, and SEK 700,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 17a Reelect Jon-Fredrik Baksaas as Director For Against Management 17b Reelect Hans Biorck as Director For For Management 17c Reelect Par Boman as Director For Against Management 17d Reelect Kerstin Hessius as Director For For Management 17e Reelect Lise Kaae as Director For For Management 17f Reelect Fredrik Lundberg as Director For Against Management 17g Elect Ulf Riese as New Director For Against Management 17h Elect Arja Taaveniku as New Director For For Management 17i Reelect Carina Akerstrom as Director For For Management 18 Reelect Par Boman as Board Chairman For Against Management 19 Ratify Ernst & Young and For For Management PricewaterhouseCoopers as Auditors 20 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 21 Approve Proposal Concerning the For For Management Appointment of Auditors in Foundations Without Own Management 22 Eliminate Differentiated Voting Rights None Against Shareholder 23 Instruct Board to Work for the None Against Shareholder Abolishment of Different Levels of Voting Rights for Shares in the Swedish Companies Act 24 Instruct Board to Prepare Proposal for None Against Shareholder Representation of Small and Medium-Sized Shareholders on the Company's Board and Nomination Committee, to be Submitted to AGM 2021 25 Require a Special Examination None Against Shareholder Regarding Introduction of Negative Interest Rates and Review of Code of Ethics 26 Close Meeting None None Management -------------------------------------------------------------------------------- - 114 - SWIRE PACIFIC LIMITED Ticker: 19 Security ID: Y83310105 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Paul Kenneth Etchells as Director For For Management 1b Elect Timothy George Freshwater as For For Management Director 1c Elect Chien Lee as Director For For Management 1d Elect Zhuo Ping Zhang as Director For Against Management 2 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Authorize Repurchase of Issued Share For For Management Capital 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- SWISS LIFE HOLDING AG Ticker: SLHN Security ID: H8404J162 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management 2.1 Approve Allocation of Income and For For Management Dividends of CHF 15.00 per Share 2.2 Approve Reduction of Share Capital via For For Management Reduction in Nominal Value and Repayment of CHF 5.00 per Share 3 Approve Discharge of Board of Directors For For Management 4.1 Approve Fixed Remuneration of For For Management Directors in the Amount of CHF 3.2 Million 4.2 Approve Short-Term Variable For For Management Remuneration of Executive Committee in the Amount of CHF 4.3 Million 4.3 Approve Fixed and Long-Term Variable For For Management Remuneration of Executive Committee in the Amount of CHF 13.8 Million 5.1 Reelect Rolf Doerig as Director and For For Management Board Chairman 5.2 Reelect Thomas Buess as Director For For Management 5.3 Reelect Adrienne Fumagalli as Director For For Management 5.4 Reelect Ueli Dietiker as Director For For Management 5.5 Reelect Damir Filipovic as Director For For Management 5.6 Reelect Frank Keuper as Director For For Management 5.7 Reelect Stefan Loacker as Director For For Management 5.8 Reelect Henry Peter as Director For For Management 5.9 Reelect Martin Schmid as Director For For Management 5.10 Reelect Frank Schnewlin as Director For For Management 5.11 Reelect Franziska Sauber as Director For For Management 5.12 Reelect Klaus Tschuetscher as Director For For Management 5.13 Reappoint Frank Schnewlin as Member of For For Management the Compensation Committee 5.14 Reappoint Franziska Sauber as Member For For Management of the Compensation Committee 5.15 Reappoint Klaus Tschuetscher as Member For For Management of the Compensation Committee 6 Designate Andreas Zuercher as For For Management Independent Proxy 7 Ratify PricewaterhouseCoopers AG as For For Management Auditors 8 Approve Reduction in Share Capital via For For Management Cancellation of Repurchased Shares 9 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- SWISS PRIME SITE AG Ticker: SPSN Security ID: H8403W107 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Discharge of Board and Senior For For Management Management 4 Approve Allocation of Income and For For Management Dividends of CHF 3.80 per Registered Share 5.1 Approve Remuneration of Directors in For For Management the Amount of CHF 1.8 Million 5.2 Approve Fixed and Variable For For Management Remuneration of Executive Committee in the Amount of CHF 8.3 Million 6.1.1 Reelect Christopher Chambers as For For Management Director 6.1.2 Reelect Barbara Frei-Spreiter as For For Management Director 6.1.3 Reelect Rudolf Huber as Director For For Management 6.1.4 Reelect Gabrielle Nater-Bass as For For Management Director 6.1.5 Reelect Mario Seris as Director For For Management 6.1.6 Reelect Thomas Studhalter as Director For For Management 6.1.7 Elect Ton Buechner as Director For For Management 6.2 Elect Ton Buechner as Board Chairman For For Management 6.3.1 Reappoint Christopher Chambers as For For Management Member of the Nomination and Compensation Committee 6.3.2 Reappoint Barbara Frei-Spreiter as For For Management Member of the Nomination and Compensation Committee 6.3.3 Reappoint Gabrielle Nater-Bass as For For Management Member of the Nomination and Compensation Committee 6.4 Designate Paul Wiesli as Independent For For Management Proxy 6.5 Ratify KPMG AG as Auditors For For Management 7 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- - 115 - SWISS RE AG Ticker: SREN Security ID: H8431B109 Meeting Date: APR 17, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Remuneration Report For For Management 1.2 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of CHF 5.90 per Share 3 Approve Variable Short-Term For For Management Remuneration of Executive Committee in the Amount of CHF 14.1 Million 4 Approve Discharge of Board and Senior For For Management Management 5.1.a Reelect Walter Kielholz as Director For For Management and Board Chairman 5.1.b Reelect Raymond Ch'ien as Director For For Management 5.1.c Reelect Renato Fassbind as Director For For Management 5.1.d Reelect Karen Gavan as Director For For Management 5.1.e Reelect Jay Ralph as Director For For Management 5.1.f Reelect Joerg Reinhardt as Director For For Management 5.1.g Reelect Philip Ryan as Director For For Management 5.1.h Reelect Paul Tucker as Director For For Management 5.1.i Reelect Jacques de Vaucleroy as For For Management Director 5.1.j Reelect Susan Wagner as Director For For Management 5.1.k Reelect Larry Zimpleman as Director For For Management 5.1.l Elect Sergio Ermotti as Director For For Management 5.1.m Elect Joachim Oechslin as Director For For Management 5.1.n Elect Deanna Ong as Director For For Management 5.2.1 Reappoint Raymond Ch'ien as Member of For For Management the Compensation Committee 5.2.2 Reappoint Renato Fassbind as Member of For For Management the Compensation Committee 5.2.3 Reappoint Joerg Reinhardt as Member of For For Management the Compensation Committee 5.2.4 Reappoint Jacques de Vaucleroy as For For Management Member of the Compensation Committee 5.2.5 Appoint Karen Gavan as Member of the For For Management Compensation Committee 5.3 Designate Proxy Voting Services GmbH For For Management as Independent Proxy 5.4.1 Ratify PricewaterhouseCoopers Ltd as For For Management Auditors for Fiscal 2020 5.4.2 Ratify KPMG Ltd as Auditors for Fiscal For For Management 2021 6.1 Approve Remuneration of Directors in For For Management the Amount of CHF 10.3 Million 6.2 Approve Fixed and Variable Long-Term For For Management Remuneration of Executive Committee in the Amount of CHF 37.7 Million 7 Approve CHF 990,739 Reduction in Share For For Management Capital via Cancellation of Registered Shares 8 Authorize Repurchase of up to CHF 1 For For Management Billion of Issued Share Capital 9 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- SWISSCOM AG Ticker: SCMN Security ID: H8398N104 Meeting Date: APR 06, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management 2 Approve Allocation of Income and For For Management Dividends of CHF 22 per Share 3 Approve Discharge of Board and Senior For For Management Management 4.1 Reelect Roland Abt as Director For For Management 4.2 Reelect Alain Carrupt as Director For For Management 4.3 Reelect Frank Esser as Director For For Management 4.4 Reelect Barbara Frei as Director For For Management 4.5 Reelect Sandra Lathion-Zweifel as For For Management Director 4.6 Reelect Anna Mossberg as Director For For Management 4.7 Reelect Michael Rechsteiner as Director For For Management 4.8 Reelect Hansueli Loosli as Director For For Management 4.9 Reelect Hansueli Loosli as Board For For Management Chairman 5.1 Reappoint Roland Abt as Member of the For For Management Compensation Committee 5.2 Reappoint Frank Esser as Member of the For For Management Compensation Committee 5.3 Reappoint Barbara Frei as Member of For For Management the Compensation Committee 5.4 Reappoint Hansueli Loosli as Member of For For Management the Compensation Committee 5.5 Reappoint Renzo Simoni as Member of For For Management the Compensation Committee 6.1 Approve Remuneration of Directors in For For Management the Amount of CHF 2.5 Million 6.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 8.7 Million 7 Designate Reber Rechtsanwaelte KIG as For For Management Independent Proxy 8 Ratify PricewaterhouseCoopers AG as For For Management Auditors 9 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- - 116 - SYDNEY AIRPORT Ticker: SYD Security ID: Q8808P103 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Ann Sherry as Director For For Management 3 Elect Stephen Ward as Director For For Management 4 Approve Grant of Rights to Geoff For For Management Culbert 1 Elect Anne Rozenauers as Director For For Management 2 Elect Patrick Gourley as Director For For Management -------------------------------------------------------------------------------- SYMRISE AG Ticker: SY1 Security ID: D827A1108 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAY 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.95 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify Ernst & Young GmbH as Auditors For For Management for Fiscal 2020 6.1 Elect Michael Koenig to the For For Management Supervisory Board 6.2 Elect Peter Vanacker to the For For Management Supervisory Board 7 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 8 Amend Articles Re: Participation and For For Management Voting Right -------------------------------------------------------------------------------- TABCORP HOLDINGS LIMITED Ticker: TAH Security ID: Q8815D101 Meeting Date: OCT 24, 2019 Meeting Type: Annual Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Paula Dwyer as Director For Against Management 2b Elect Justin Milne as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Grant of Performance Rights to For Against Management David Attenborough 5 Approve the Spill Resolution Against Against Management -------------------------------------------------------------------------------- TELE2 AB Ticker: TEL2.B Security ID: W95878166 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive Financial Statements and None None Management Statutory Reports 8 Accept Financial Statements and For For Management Statutory Reports 9 Approve Allocation of Income and For For Management Ordinary Dividends of SEK 5.50 Per Share 10 Approve Discharge of Board and For For Management President 11 Determine Number of Members (7) and For For Management Deputy Members of Board 12 Approve Remuneration of Directors in For For Management the Aggregate Amount of SEK 6.5 Million; Approve Remuneration of Auditors 13.a Reelect Andrew Barron as Director For For Management 13.b Reelect Anders Bjorkman as Director For For Management 13.c Reelect Georgi Ganev as Director For For Management 13.d Reelect Cynthia Gordon as Director For For Management 13.e Reelect Eva Lindqvist as Director For For Management 13.f Reelect Lars-Ake Norling as Director For For Management 13.g Reelect Carla Smits-Nusteling as For For Management Director 14 Reelect Carla Smits-Nusteling as Board For For Management Chairman 15 Ratify Deloitte as Auditors For For Management 16 Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management 17.a Approve Performance Based Share Plan For Against Management LTI 2020 17.b Approve Equity Plan Financing Through For Against Management Issuance of Shares 17.c Approve Equity Plan Financing Through For Against Management Repurchase of Shares 17.d Approve Equity Plan Financing Through For Against Management Transfer of Shares to Participants 17.e Approve Equity Plan Financing Through For Against Management Reissuance of Shares 18 Authorize Share Repurchase Program For For Management 19 Amend Articles of Association Re: For For Management (Routine) 20.a Investigate if Current Board Members None Against Shareholder and Leadership Team Fulfil Relevant Legislative and Regulatory Requirements, as well as the Demands of the Public Opinions' Ethical Values 20.b In the Event that the Investigation None Against Shareholder Clarifies that there is Need, Relevant Measures Shall be Taken to Ensure that the Requirements are Fulfilled 20.c The Investigation and Any Measures None Against Shareholder Should be Presented as soon as possible, however Not Later than AGM 2021 21.a Amend Articles Re: Eliminate None Against Shareholder Differentiated Voting Rights 21.b Amend Articles Re: Notice of General None Against Shareholder Meetings 21.c Instruct Board to Prepare Proposal to None Against Shareholder Implement the Elimination of Differentiated Voting Rights 21.d Instruct Board to Work for the Swedish None Against Shareholder Companies Act to be Amended so the Possibility of Differentiation of Voting Rights is Abolished 21.e Instruct Board to Prepare Proposal for None Against Shareholder Representation of Small and Medium-Sized Shareholders on the Company's Board and Nomination Committee, to be Submitted to AGM 2021 21.f Instruct Board to Work Towards A None Against Shareholder Corresponding Change to be Effectuated in the Swedish Regulatory Framework, primarily by Approaching the Swedish Government 22 Close Meeting None None Management -------------------------------------------------------------------------------- - 117 - TELECOM ITALIA SPA Ticker: TIT Security ID: T92778108 Meeting Date: APR 23, 2020 Meeting Type: Annual/Special Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Allocation of Income For For Management 2.1 Elect Salvatore Rossi as Director For For Management 2.2 Elect Franck Cadoret as Director For For Management 3.1 Approve Remuneration Policy For For Management 3.2 Approve Second Section of the For For Management Remuneration Report 4 Approve Long Term Incentive Plan For Against Management 5 Authorize Board to Increase Capital to For Against Management Service Long Term Incentive Plan 6 Approve Employee Share Plan; Authorize For For Management Board to Increase Capital to Service Employee Share Plan 7 Amend Company Bylaws Re: Article 9 For For Management -------------------------------------------------------------------------------- TELEFONICA DEUTSCHLAND HOLDING AG Ticker: O2D Security ID: D8T9CK101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.17 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5.1 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 5.2 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for the 2021 Interim Financial Statements Until the 2021 AGM 6 Elect Peter Loescher to the For Against Management Supervisory Board 7 Approve Remuneration of Supervisory For For Management Board 8.1 Amend Articles of Association For For Management 8.2 Amend Articles Re: AGM Location For For Management 8.3 Amend Articles Re: Editorial Changes For For Management -------------------------------------------------------------------------------- TELEFONICA SA Ticker: TEF Security ID: 879382109 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Consolidated and Standalone For For Management Financial Statements 1.2 Approve Non-Financial Information For For Management Statement 1.3 Approve Discharge of Board For For Management 2 Approve Allocation of Income For For Management 3 Renew Appointment of For For Management PricewaterhouseCoopers as Auditor 4.1 Reelect Isidro Faine Casas as Director For For Management 4.2 Reelect Juan Ignacio Cirac Sasturain For For Management as Director 4.3 Reelect Jose Javier Echenique For For Management Landiribar as Director 4.4 Reelect Peter Erskine as Director For For Management 4.5 Reelect Sabina Fluxa Thienemann as For For Management Director 4.6 Reelect Peter Loscher as Director For For Management 4.7 Ratify Appointment of and Elect For For Management Veronica Maria Pascual Boe as Director 4.8 Ratify Appointment of and Elect For For Management Claudia Sender Ramirez as Director 5.1 Approve Scrip Dividends For For Management 5.2 Approve Scrip Dividends For For Management 6 Authorize Increase in Capital up to 50 For Against Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent 7 Authorize Issuance of Non-Convertible For Against Management and/or Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 25 Billion with Exclusion of Preemptive Rights up to 20 Percent of Capital 8 Authorize Board to Ratify and Execute For For Management Approved Resolutions 9 Advisory Vote on Remuneration Report For For Management -------------------------------------------------------------------------------- TELENET GROUP HOLDING NV Ticker: TNET Security ID: B89957110 Meeting Date: DEC 04, 2019 Meeting Type: Special Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Intermediate Dividends of EUR For For Management 0.57 Per Share 2 Authorize Implementation of Approved For For Management Resolution Re: Delegation of Powers -------------------------------------------------------------------------------- - 118 - TELENET GROUP HOLDING NV Ticker: TNET Security ID: B89957110 Meeting Date: DEC 04, 2019 Meeting Type: Special Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cancellation of Repurchased For For Management Shares -------------------------------------------------------------------------------- TELENET GROUP HOLDING NV Ticker: TNET Security ID: B89957110 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' and Auditors' None None Management Reports (Non-Voting) 2 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 3 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 1.305 per Share 4 Approve Remuneration Report For Against Management 5a Approve Discharge of Bert De Graeve For For Management (IDw Consult BV) as Director 5b Approve Discharge of Jo Van Biesbroeck For For Management (JoVB BV) as Director 5c Approve Discharge of Christiane Franck For For Management as Director 5d Approve Discharge of John Porter as For For Management Director 5e Approve Discharge of Charles H. For For Management Bracken as Director 5f Approve Discharge of Manuel Kohnstamm For For Management as Director 5g Approve Discharge of Severina Pascu as For For Management Director 5h Approve Discharge of Amy Blair as For For Management Director 5i Approve Discharge of Enrique Rodriguez For For Management as Director 5j Approve Discharge of Diederik Karsten For For Management as Director 6 Approve Discharge of Auditor For For Management 7a Re-elect Charles H. Bracken as Director For For Management 7b Approve Remuneration of Charles H. For For Management Bracken as Director 8 Ratify KPMG as Auditor For For Management 9 Approve Change-of-Control Clause Re: For Against Management Performance Shares, Share Option, and Restricted Share Plans -------------------------------------------------------------------------------- TELENET GROUP HOLDING NV Ticker: TNET Security ID: B89957110 Meeting Date: APR 29, 2020 Meeting Type: Special Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Change Location of Registered Office For For Management 2 Approve Cancellation of Repurchased For For Management Shares 3 Amend Articles of Association Re: For For Management Alignment on the Rules of Code on Companies and Associations -------------------------------------------------------------------------------- TELENOR ASA Ticker: TEL Security ID: R21882106 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Open Meeting; Registration of None None Management Attending Shareholders and Proxies 3 Approve Notice of Meeting and Agenda For For Management 4 Designate Inspector(s) of Minutes of None None Management Meeting 5 Receive Chairman's Report None None Management 6 Accept Financial Statements and For For Management Statutory Reports; Approve Allocation of Income and Dividends of NOK 8.70 Per Share 7 Approve Remuneration of Auditors For For Management 8 Approve Company's Corporate Governance For For Management Statement 9.1 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management (Advisory) 9.2 Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management (Binding) 10 Approve NOK 258 Million Reduction in For For Management Share Capital via Share Cancellation and Redemption of Shares Owned by the Norwegian State 11 Amend Articles Re: Editorial Changes; For For Management Share Capital; Signatory Power; Corporate Assembly; Participation at General Meeting; General Meeting; Nominating Committee 12 Approve Instructions for Nominating For For Management Committee 13.1 Elect Lars Tronsgaard as Member of For For Management Nominating Committee 13.2 Elect Heidi Algarheim as Member of For For Management Nominating Committee 14 Approve Remuneration of Corporate For For Management Assembly and Nominating Committee 15 Close Meeting None None Management -------------------------------------------------------------------------------- - 119 - TELIA CO. AB Ticker: TELIA Security ID: W95890104 Meeting Date: NOV 26, 2019 Meeting Type: Special Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Prepare and Approve List of For For Management Shareholders 3 Approve Agenda of Meeting For For Management 4 Designate Inspector(s) of Minutes of For For Management Meeting 5 Acknowledge Proper Convening of Meeting For For Management 6 Elect Lars-Johan Jarnheimer as Director For For Management 7 Elect Lars-Johan Jarnheimer as Board For For Management Chair 8.a Instruct Board to Work for the Swedish None Against Shareholder Companies Act to be Amended so the Possibility of Differentiation of Voting Rights is Abolished 8.b Instruct Board to Prepare a Proposal None Against Shareholder for Representation of Small and Medium-Sized Shareholders in the Board and Nomination Committee, to be Submitted to AGM 2020, and to write the Government to Update the Swedish Companies Act Regarding the same Issue 9 Close Meeting None None Management -------------------------------------------------------------------------------- TELIA CO. AB Ticker: TELIA Security ID: W95890104 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Prepare and Approve List of For For Management Shareholders 3 Approve Agenda of Meeting For For Management 4 Designate Inspector(s) of Minutes of For For Management Meeting 5 Acknowledge Proper Convening of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports; Receive Report by Chairman of the Board; Receive CEO's report 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of SEK 2.45 Per Share 9 Approve Discharge of Board and For For Management President 10 Determine Number of Directors (9) and For For Management Deputy Directors (0) of Board 11 Approve Remuneration of Directors in For For Management the Amount of SEK 1.9 Million to Chair, SEK 890,000 to Vice Chair and SEK 630,000 to Other Directors; Approve Remuneration for Committee Work 12.1 Elect Ingrid Bonde as New Director For For Management 12.2 Reelect Rickard Gustafson as Director For For Management 12.3 Reelect Lars-Johan Jarnheimer as For For Management Director 12.4 Elect Jeanette Jager as New Director For For Management 12.5 Reelect Nina Linander as Director For For Management 12.6 Reelect Jimmy Maymann as Director For For Management 12.7 Reelect Anna Settman as Director For For Management 12.8 Reelect Olaf Swantee as Director For For Management 12.9 Reelect Martin Tiveus as Director For For Management 13.1 Reelect Lars-Johan Jarnheimer as Board For For Management Chairman 13.2 Elect Ingrid Bonde as Vice Chairman For For Management 14 Determine Number of Auditors (1) and For For Management Deputy Auditors (0) 15 Approve Remuneration of Auditors For For Management 16 Ratify Deloitte as Auditors For For Management 17 Elect Daniel Kristiansson, Jan For For Management Andersson, Patricia Hedelius and Javiera Ragnartz as Members of Nominating Committee 18 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 19 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 20.1 Approve Performance Share Program For For Management 2020/2023 for Key Employees 20.2 Approve Transfer of Shares in For For Management Connection with Performance Share Program 21 Approve up to SEK 394.7 Million For For Management Reduction in Share Capital via Share Cancellation; Approve Capitalization of Reserves of SEK 394.7 Million 22 Company Shall Review its Routines None Against Shareholder around that Letters Shall be Answered within Two Months from the Date of Receipt 23.1 Instruct Board to Work for the Swedish None Against Shareholder Companies Act to be Amended so the Possibility of Differentiation of Voting Rights is Abolished 23.2 Instruct Board to Prepare a Proposal None Against Shareholder for Representation of Small and Medium-Sized Shareholders in the Board and Nominating Committee 24 Close Meeting None None Management -------------------------------------------------------------------------------- - 120 - TELUS CORPORATION Ticker: T Security ID: 87971M996 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director R.H. (Dick) Auchinleck For For Management 1.2 Elect Director Raymond T. Chan For For Management 1.3 Elect Director Stockwell Day For For Management 1.4 Elect Director Lisa de Wilde For For Management 1.5 Elect Director Darren Entwistle For For Management 1.6 Elect Director Thomas E. Flynn For For Management 1.7 Elect Director Mary Jo Haddad For For Management 1.8 Elect Director Kathy Kinloch For For Management 1.9 Elect Director Christine Magee For For Management 1.10 Elect Director John Manley For For Management 1.11 Elect Director David Mowat For For Management 1.12 Elect Director Marc Parent For For Management 1.13 Elect Director Denise Pickett For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- TENARIS SA Ticker: TEN Security ID: L90272102 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Delisting of Shares from For For Management Bolsas y Mercados Argentinos S.A. 2 Approve Share Repurchase For Against Management -------------------------------------------------------------------------------- TENARIS SA Ticker: TEN Security ID: L90272102 Meeting Date: JUN 02, 2020 Meeting Type: Annual/Special Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive and Approve Board's and For For Management Auditor's Reports Re: Consolidated Financial Statements and Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends 5 Approve Discharge of Directors For For Management 6 Elect Directors (Bundled) For Against Management 7 Approve Remuneration Policy For Against Management 8 Approve Remuneration Report For Against Management 9 Appoint Auditor For For Management 10 Approve Share Repurchase For Against Management 11 Allow Electronic Distribution of For For Management Company Documents to Shareholders 1 Approve Renewal of the Share Capital For Against Management Authorization of the Company -------------------------------------------------------------------------------- TERNA RETE ELETTRICA NAZIONALE SPA Ticker: TRN Security ID: T9471R100 Meeting Date: MAY 18, 2020 Meeting Type: Annual/Special Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Fix Number of Directors None For Shareholder 4 Fix Board Terms for Directors None For Shareholder 5.1 Slate 1 Submitted by CDP Reti SpA None Against Shareholder 5.2 Slate 2 Submitted by Institutional None For Shareholder Investors (Assogestioni) 6 Elect Valentina Bosetti as Board Chair None For Shareholder 7 Approve Remuneration of Directors None For Shareholder 8.1 Slate 1 Submitted by CDP Reti SpA None For Shareholder 8.2 Slate 2 Submitted by Institutional None Against Shareholder Investors (Assogestioni) 9 Approve Internal Auditors' Remuneration None For Shareholder 10 Approve Long Term Incentive Plan For For Management 11 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 12.1 Approve Remuneration Policy For For Management 12.2 Approve Second Section of the For For Management Remuneration Report 1 Amend Company Bylaws Re: Article 31 For For Management A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- TESCO PLC Ticker: TSCO Security ID: G87621101 Meeting Date: MAY 14, 2020 Meeting Type: Special Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Matters Relating to the For For Management Disposal of the Asia Business to C.P. Retail Development Company Limited -------------------------------------------------------------------------------- - 121 - TESCO PLC Ticker: TSCO Security ID: G87621101 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Approve Final Dividend For For Management 4 Re-elect John Allan as Director For For Management 5 Re-elect Mark Armour as Director For For Management 6 Re-elect Melissa Bethell as Director For For Management 7 Re-elect Stewart Gilliland as Director For For Management 8 Re-elect Steve Golsby as Director For For Management 9 Re-elect Byron Grote as Director For For Management 10 Re-elect Dave Lewis as Director For For Management 11 Re-elect Mikael Olsson as Director For For Management 12 Re-elect Deanna Oppenheimer as Director For For Management 13 Re-elect Simon Patterson as Director For For Management 14 Re-elect Alison Platt as Director For For Management 15 Re-elect Lindsey Pownall as Director For For Management 16 Re-elect Alan Stewart as Director For For Management 17 Elect Ken Murphy as Director For For Management 18 Reappoint Deloitte LLP as Auditors For For Management 19 Authorise Board to Fix Remuneration of For For Management Auditors 20 Approve Share Incentive Plan For For Management 21 Authorise Issue of Equity For For Management 22 Authorise Issue of Equity without For For Management Pre-emptive Rights 23 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 24 Authorise Market Purchase of Ordinary For For Management Shares 25 Authorise EU Political Donations and For For Management Expenditure 26 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- TEVA PHARMACEUTICAL INDUSTRIES LIMITED Ticker: TEVA Security ID: M8769Q102 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sol J. Barer For For Management 1b Elect Director Jean-Michel Halfon For For Management 1c Elect Director Nechemia (Chemi) J. For For Management Peres 1d Elect Director Janet S. Vergis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Approve Employment Terms of Kare For For Management Schultz 5 Amend Articles of Association For For Management 6 Ratify Kesselman & Kesselman as For For Management Auditors -------------------------------------------------------------------------------- THE A2 MILK COMPANY LIMITED Ticker: ATM Security ID: Q2774Q104 Meeting Date: NOV 19, 2019 Meeting Type: Annual Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Board to Fix Remuneration of For For Management the Auditors 2 Elect Pip Greenwood as Director For For Management 3 Adopt New Constitution For For Management -------------------------------------------------------------------------------- THE BANK OF NOVA SCOTIA Ticker: BNS Security ID: 064149107 Meeting Date: APR 07, 2020 Meeting Type: Annual Record Date: FEB 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nora A. Aufreiter For For Management 1.2 Elect Director Guillermo E. Babatz For For Management 1.3 Elect Director Scott B. Bonham For For Management 1.4 Elect Director Charles H. Dallara For For Management 1.5 Elect Director Tiff Macklem For For Management 1.6 Elect Director Michael D. Penner For For Management 1.7 Elect Director Brian J. Porter For For Management 1.8 Elect Director Una M. Power For For Management 1.9 Elect Director Aaron W. Regent For For Management 1.10 Elect Director Indira V. Samarasekera For For Management 1.11 Elect Director Susan L. Segal For For Management 1.12 Elect Director L. Scott Thomson For For Management 1.13 Elect Director Benita M. Warmbold For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP 1: Disclose the Compensation Ratio Against Against Shareholder (Equity Ratio) Used by the Compensation Committee 5 SP 2: Upgrade Computer Systems to Against Against Shareholder Increase Competitiveness while Ensuring Greater Protection of Personal Information 6 SP 3: Set a Diversity Target of More Against Against Shareholder than 40% of the Board Members for the Next Five Years 7 SP 4: Revise Human Rights Policies Against Against Shareholder -------------------------------------------------------------------------------- - 122 - THE BRITISH LAND CO. PLC Ticker: BLND Security ID: G15540118 Meeting Date: JUL 19, 2019 Meeting Type: Annual Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Re-elect Simon Carter as Director For For Management 6 Re-elect Lynn Gladden as Director For For Management 7 Re-elect Chris Grigg as Director For For Management 8 Re-elect Alastair Hughes as Director For For Management 9 Re-elect William Jackson as Director For For Management 10 Re-elect Nicholas Macpherson as For For Management Director 11 Re-elect Preben Prebensen as Director For For Management 12 Re-elect Tim Score as Director For For Management 13 Re-elect Laura Wade-Gery as Director For For Management 14 Re-elect Rebecca Worthington as For For Management Director 15 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 16 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 17 Authorise EU Political Donations and For For Management Expenditure 18 Approve Scrip Dividends For For Management 19 Authorise Issue of Equity For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- THE CHUGOKU ELECTRIC POWER CO., INC. Ticker: 9504 Security ID: J07098106 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 25 2.1 Elect Director Karita, Tomohide For Against Management 2.2 Elect Director Shimizu, Mareshige For Against Management 2.3 Elect Director Ashitani, Shigeru For For Management 2.4 Elect Director Shigeto, Takafumi For For Management 2.5 Elect Director Takimoto, Natsuhiko For For Management 2.6 Elect Director Yamashita, Masahiro For For Management 2.7 Elect Director Kitano, Tatsuo For For Management 2.8 Elect Director Takaba, Toshio For For Management 2.9 Elect Director Furuse, Makoto For For Management 3.1 Elect Director and Audit Committee For For Management Member Tamura, Norimasa 3.2 Elect Director and Audit Committee For For Management Member Uchiyamada, Kunio 3.3 Elect Director and Audit Committee For For Management Member Nosohara, Etsuko 3.4 Elect Director and Audit Committee For For Management Member Otani, Noriko 4 Amend Articles to Add Provision on Against For Shareholder Abolition of Advisory Positions 5 Amend Articles to Decommission Shimane Against Against Shareholder Nuclear Power Plant and Cancel Kaminoseki Nuclear Power Plant Construction Plan 6 Amend Articles to Seek Agreement from Against Against Shareholder Residents on Nuclear Power Plant Operation 7 Amend Articles to Establish Evacuation Against Against Shareholder Plan and Conduct Evacuation Drills for Nuclear Power Plant Accidents 8 Amend Articles to Promote Energy Against Against Shareholder Systems Using Renewable Energy -------------------------------------------------------------------------------- THE TORONTO-DOMINION BANK Ticker: TD Security ID: 891160509 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Amy W. Brinkley For For Management 1.2 Elect Director Brian C. Ferguson For For Management 1.3 Elect Director Colleen A. Goggins For For Management 1.4 Elect Director Jean-Rene Halde For For Management 1.5 Elect Director David E. Kepler For For Management 1.6 Elect Director Brian M. Levitt For For Management 1.7 Elect Director Alan N. MacGibbon For For Management 1.8 Elect Director Karen E. Maidment For For Management 1.9 Elect Director Bharat B. Masrani For For Management 1.10 Elect Director Irene R. Miller For For Management 1.11 Elect Director Nadir H. Mohamed For For Management 1.12 Elect Director Claude Mongeau For For Management 1.13 Elect Director S. Jane Rowe For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP A: Disclose Equity Ratio Used By Against Against Shareholder the Compensation Committee In Determining Compensation 5 SP B: Set a Diversity Target of More Against Against Shareholder than 40% for the Composition of its Board of Directors for the Next Five Years 6 SP C: Request to Adopt Targets for Against Against Shareholder Reducing Greenhouse Gas (GHG) Emissions Associated with the Company's Underwriting and Lending Activities -------------------------------------------------------------------------------- - 123 - THE WHARF (HOLDINGS) LIMITED Ticker: 4 Security ID: Y8800U127 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Andrew On Kiu Chow as Director For For Management 2b Elect Paul Yiu Cheung Tsui as Director For For Management 2c Elect Kevin Kwok Pong Chan as Director For For Management 2d Elect Vincent Kang Fang as Director For For Management 3 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- TOMRA SYSTEMS ASA Ticker: TOM Security ID: R91733114 Meeting Date: MAY 04, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Registration of For For Management Attending Shareholders and Proxies 2 Elect Chairman of Meeting For For Management 3 Designate Inspector(s) of Minutes of For For Management Meeting 4 Approve Notice of Meeting and Agenda For For Management 5 Receive Management Report on the For For Management Status of the Company and Group 6 Accept Financial Statements and For For Management Statutory Reports 7 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management (Advisory) 8 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management (Binding) 9 Discuss Company's Corporate Governance None None Management Statement (Not Voting) 10 Approve Remuneration of Directors For For Management 11 Approve Remuneration of Nominating For For Management Committee 12 Reelect Jan Svensson (Chairman), Bodil For Against Management Sonesson, Pierre Couderc, Bjorn Matre and Hege Skryseth as Directors 13 Reelect Rune Selmar (Chairman), Eric For For Management Douglas and Hild Kinder as Members of Nominating Committee 14 Approve Remuneration of Auditors For For Management 15 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares for Incentive Plan Funding 16 Approve Creation of NOK 14.8 Million For For Management Pool of Capital without Preemptive Rights 17 Authorize Board to Decide on the For For Management Distribution of Dividends of up to NOK 2.75 Per Share 18 Ratify Auditor For For Management -------------------------------------------------------------------------------- TRANSURBAN GROUP LTD. Ticker: TCL Security ID: Q9194A106 Meeting Date: OCT 10, 2019 Meeting Type: Annual Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Lindsay Maxsted as Director For For Management 2b Elect Samantha Mostyn as Director For For Management 2c Elect Peter Scott as Director For For Management 3 Approve the Remuneration Report For For Management 4 Approve Grant of Performance Awards to For For Management Scott Charlton -------------------------------------------------------------------------------- TRYG A/S Ticker: TRYG Security ID: K9640A110 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of DKK 8.45 Per Share 4 Approve Discharge of Management and For For Management Board 5 Approve Remuneration of Directors in For For Management the Amount of DKK 1.17 Million for Chairman, DKK 780,000 for Vice Chairman, and DKK 390,000 for Other Directors; Approve Remuneration for Committee Work 6a1 Approve Creation of DKK 151 Million For For Management Pool of Capital without Preemptive Rights 6a2 Approve Equity Plan Financing For For Management 6b Authorize Share Repurchase Program For For Management 6c Amend Corporate Purpose For For Management 6d Amend Articles Re: Editorial Changes For For Management due to Merger of VP Securities A/S and VP Services A/S 6e Amend Articles Re: Change of Standard For For Management Agenda for Annual General Meeting 6f Approve Guidelines for Incentive-Based For For Management Compensation for Executive Management and Board 7a Reelect Jukka Pertola as Member of For Abstain Management Board 7b Reelect Torben Nielsen as Member of For For Management Board 7c Reelect Lene Skole as Member of Board For For Management 7d Reelect Mari Tjomoe as Member of Board For For Management 7e Reelect Carl-Viggo Ostlund as Member For For Management of Board 8 Ratify Deloitte as Auditors For For Management 9 Authorize Editorial Changes to Adopted For For Management Resolutions in Connection with Registration with Danish Authorities 10 Other Business None None Management -------------------------------------------------------------------------------- - 124 - UCB SA Ticker: UCB Security ID: B93562120 Meeting Date: APR 30, 2020 Meeting Type: Annual/Special Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports (Non-Voting) None None Management 2 Receive Auditors' Reports (Non-Voting) None None Management 3 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 4 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 1.24 per Share 5 Approve Remuneration Report For For Management 6 Approve Remuneration Policy For For Management 7 Approve Discharge of Directors For For Management 8 Approve Discharge of Auditors For For Management 9.1A Reelect Pierre Gurdjian as Director For For Management 9.1B Indicate Pierre Gurdjian as For For Management Independent Director 9.2A Reelect Ulf Wiinberg as Director For For Management 9.2B Indicate Ulf Wiinberg as Independent For For Management Director 9.3 Reelect Charles-Antoine Janssen as For For Management Director 10 Approve Long-Term Incentive Plan For For Management 11.1 Approve Change-of-Control Clause Re: For For Management Renewal of EMTN Program 11.2 Approve Change-of-Control Clause Re: For For Management Term Facility Agreement 11.3 Approve Change-of-Control Clause Re: For For Management Revolving Facility Agreement 1 Amend Articles Re: New Belgian Code of For For Management Companies and Associations 2 Receive Special Board Report Re: None None Management Renewal of Authorized Capital 3 Renew Authorization to Increase Share For For Management Capital within the Framework of Authorized Capital 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital -------------------------------------------------------------------------------- UMICORE Ticker: UMI Security ID: B95505184 Meeting Date: APR 30, 2020 Meeting Type: Annual/Special Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' and Auditors' None None Management Reports (Non-Voting) 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 0.375 per Share 5 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 6 Approve Discharge of Directors For For Management 7 Approve Discharge of Auditors For For Management 8.1 Reelect Ines Kolmsee as Independent For For Management Director 8.2 Reelect Liat Ben-Zur as Independent For For Management Director 8.3 Elect Mario Armero as Director For For Management 9 Approve Remuneration of Directors For For Management 10 Ratify PricewaterhouseCoopers as For For Management Auditor and Approve Auditors' Remuneration 1 Approve Change-of-Control Clause Re: For For Management Note Purchase Agreement 1 Amend Articles Re: Alignment on the For For Management Rules of Code on Companies and Associations 2 Elect Supervisory Board Members For For Management 3 Authorize Implementation of Approved For For Management Resolutions, Coordination of Articles of Association, and Filing of Required Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- UNIBAIL-RODAMCO-WESTFIELD Ticker: URW Security ID: F95094581 Meeting Date: MAY 15, 2020 Meeting Type: Annual/Special Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 5.40 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Approve Compensation of Christophe For For Management Cuvillier, Chairman of the Management Board 6 Approve Compensation of Jaap Tonckens, For For Management Member of the Management Board 7 Approve Compensation of Colin Dyer, For For Management Chairman of the Supervisory Board 8 Approve Compensation Report of For For Management Corporate Officers 9 Approve Remuneration Policy for For For Management Chairman of the Management Board 10 Approve Remuneration Policy for For For Management Management Board Members 11 Approve Remuneration Policy for For For Management Supervisory Board Members 12 Reelect Colin Dyer as Supervisory For For Management Board Member 13 Reelect Philippe Collombel as For For Management Supervisory Board Member 14 Reelect Dagmar Kollmann as Supervisory For For Management Board Member 15 Reelect Roderick Munsters as For For Management Supervisory Board Member 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 18 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million 19 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 60 Million 20 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 18-19 21 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 22 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 23 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- - 125 - UNILEVER NV Ticker: UNA Security ID: N8981F289 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Discussion of the Annual Report and None None Management Accounts for the 2019 Financial Year 2 Approve Financial Statements and For For Management Allocation of Income 3 Approve Remuneration Report For For Management 4 Approve Discharge of Executive For For Management Directors 5 Approve Discharge of Non-Executive For For Management Directors 6 Reelect N Andersen as Non-Executive For For Management Director 7 Reelect L Cha as Non-Executive Director For For Management 8 Reelect V Colao as Non-Executive For For Management Director 9 Reelect J Hartmann as Non-Executive For For Management Director 10 Reelect A Jope as Executive Director For For Management 11 Reelect A Jung as Non-Executive For For Management Director 12 Reelect S Kilsby as Non-Executive For For Management Director 13 Reelect S Masiyiwa as Non-Executive For For Management Director 14 Reelect Y Moon as Non-Executive For For Management Director 15 Reelect G Pitkethly as Executive For For Management Director 16 Reelect J Rishton as Director For For Management 17 Reelect F Sijbesma as Director For For Management 18 Ratify KPMG as Auditors For For Management 19 Grant Board Authority to Issue Shares For For Management 20 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances for General Corporate Purposes 21 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances for Acquisition or Specified Capital Investment Purposes 22 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 23 Approve Reduction in Share Capital For For Management through Cancellation of Ordinary Shares -------------------------------------------------------------------------------- UNILEVER PLC Ticker: ULVR Security ID: G92087165 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Nils Andersen as Director For For Management 4 Re-elect Laura Cha as Director For For Management 5 Re-elect Vittorio Colao as Director For For Management 6 Re-elect Dr Judith Hartmann as Director For For Management 7 Re-elect Alan Jope as Director For For Management 8 Re-elect Andrea Jung as Director For For Management 9 Re-elect Susan Kilsby as Director For For Management 10 Re-elect Strive Masiyiwa as Director For For Management 11 Re-elect Youngme Moon as Director For For Management 12 Re-elect Graeme Pitkethly as Director For For Management 13 Re-elect John Rishton as Director For For Management 14 Re-elect Feike Sijbesma as Director For For Management 15 Reappoint KPMG LLP as Auditors For For Management 16 Authorise Board to Fix Remuneration of For For Management Auditors 17 Authorise EU Political Donations and For For Management Expenditure 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- UNIPER SE Ticker: UN01 Security ID: D8530Z100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.15 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2017 4 Approve Discharge of Management Board For For Management for Fiscal 2018 5 Approve Discharge of Management Board For For Management for Fiscal 2019 6 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 7 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 8.1 Elect Werner Brinker to the For For Management Supervisory Board 8.2 Elect Bernhard Guenther to the For For Management Supervisory Board 8.3 Elect Klaus-Dieter Maubach to the For Against Management Supervisory Board 8.4 Elect Sirpa-Helena Sormunen to the For Against Management Supervisory Board 8.5 Elect Tiina Tuomela to the Supervisory For Against Management Board -------------------------------------------------------------------------------- - 126 - UNIPOLSAI ASSICURAZIONI SPA Ticker: US Security ID: T9647G103 Meeting Date: APR 29, 2020 Meeting Type: Annual/Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Allocation of Income 2 Elect Roberto Pittalis as Director None For Shareholder 3.1 Approve Remuneration Policy For Against Management 3.2 Approve Second Section of the For Against Management Remuneration Report 4 Authorize Share Repurchase Program and For Against Management Reissuance of Repurchased Shares 1 Amend Company Bylaws Re: Articles 5, For Against Management 6, 7, 10, and 15 A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- UNITED OVERSEAS BANK LIMITED (SINGAPORE) Ticker: U11 Security ID: Y9T10P105 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final and Special Dividend For For Management 3 Approve Directors' Fees For For Management 4 Approve Ernst & Young LLP as Auditors For For Management and Authorize Directors to Fix Their Remuneration 5 Elect Wee Ee Cheong as Director For For Management 6 Elect Alexander Charles Hungate as For For Management Director 7 Elect Michael Lien Jown Leam as For For Management Director 8 Elect Steven Phan Swee Kim as Director For For Management 9 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 10 Approve Issuance of Shares Pursuant to For For Management the UOB Scrip Dividend Scheme 11 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- UNITED URBAN INVESTMENT CORP. Ticker: 8960 Security ID: J9427E105 Meeting Date: AUG 29, 2019 Meeting Type: Special Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Make Technical For For Management Changes 2 Elect Executive Director Yoshida, Ikuo For For Management 3 Elect Alternate Executive Director For For Management Gaun, Norimasa 4.1 Elect Supervisory Director Okamura, For For Management Kenichiro 4.2 Elect Supervisory Director Sekine, For For Management Kumiko 5 Elect Alternate Supervisory Director For For Management Shimizu, Fumi -------------------------------------------------------------------------------- UOL GROUP LIMITED Ticker: U14 Security ID: Y9299W103 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve First and Final Dividend For For Management 3 Approve Directors' Fees For For Management 4 Elect Low Weng Keong as Director For Against Management 5 Elect Tan Tiong Cheng as Director For Against Management 6 Elect Poon Hon Thang Samuel as Director For Against Management 7 Elect Lee Chin Yong Francis as Director For For Management 8 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Approve Grant of Options and Issuance For Against Management of Shares Under the UOL 2012 Share Option Scheme 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights 11 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- UPM-KYMMENE OYJ Ticker: UPM Security ID: X9518S108 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.30 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11 Remuneration of Directors in the For For Management Amount of EUR 190,000 for Chairman, EUR 135,000 for Deputy Chairman and EUR 110,000 for Other Directors; Approve Compensation for Committee Work 12 Fix Number of Directors at Ten For For Management 13 Reelect Berndt Brunow, Henrik For For Management Ehrnrooth, Piia-Noora Kauppi, Marjan Oudeman, Ari Puheloinen, Veli-Matti Reinikkala, Kim Wahl and Bjorn Wahlroos as Directors; Elect Emma FitzGerald and Martin a Porta as New Directors 14 Approve Remuneration of Auditors For For Management 15 Ratify PricewaterhouseCoopers as For For Management Auditors 16 Approve Issuance of up to 25 Million For For Management Shares without Preemptive Rights 17 Authorize Share Repurchase Program For For Management 18 Authorize Charitable Donations For For Management 19 Close Meeting None None Management -------------------------------------------------------------------------------- - 127 - VEOLIA ENVIRONNEMENT SA Ticker: VIE Security ID: F9686M107 Meeting Date: APR 22, 2020 Meeting Type: Annual/Special Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Non-Deductible Expenses For For Management 4 Approve Allocation of Income and For For Management Dividends of EUR 0.50 per Share 5 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 6 Reelect Jacques Aschenbroich as For For Management Director 7 Reelect Isabelle Courville as Director For For Management 8 Reelect Nathalie Rachou as Director For For Management 9 Reelect Guillaume Texier as Director For For Management 10 Approve Compensation of Antoine For For Management Frerot, Chairman and CEO 11 Approve Compensation Report of For For Management Corporate Officers 12 Approve Remuneration Policy of For For Management Chairman and CEO 13 Approve Remuneration Policy of For For Management Corporate Officers 14 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 15 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 850 Million 16 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 283 Million 17 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 283 Million 18 Authorize Capital Increase of up to For For Management Aggregate Nominal Amount of EUR 283 Million for Contributions in Kind 19 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote 20 Authorize Capitalization of Reserves For For Management of Up to EUR 400 Million for Bonus Issue or Increase in Par Value 21 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 22 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries 23 Authorize up to 0.5 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 24 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 25 Amend Articles 8, 11, 12, 15, 17, 18 For For Management and 20 of Bylaws Re: Shares, Board Composition, Chairman of the Board, Board Power, Remuneration of the Board, Censor and Vice-CEO 26 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- VERBUND AG Ticker: VER Security ID: A91460104 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.69 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify Deloitte GmbH as Auditors for For For Management Fiscal 2020 6 Approve Remuneration Policy For For Management 7.1 Elect Christine Catasta as Supervisory For Against Management Board Member 7.2 Elect Eckhardt Ruemmler as Supervisory For Against Management Board Member 7.3 Elect Juergen Roth as Supervisory For For Management Board Member 7.4 Elect Christa Schlager as Supervisory For Against Management Board Member 7.5 Elect Stefan Szyszkowitz as For Against Management Supervisory Board Member 7.6 Elect Peter Weinelt as Supervisory For Against Management Board Member 7.7 Elect Susan Hennersdorf as Supervisory For Against Management Board Member 7.8 Elect Barbara Praetorius as For Against Management Supervisory Board Member -------------------------------------------------------------------------------- - 128 - VESTAS WIND SYSTEMS A/S Ticker: VWS Security ID: K9773J128 Meeting Date: APR 07, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of DKK 7.93 Per Share 4.a Elect Anders Runevad as New Director For For Management 4.b Reelect Bert Nordberg as Director For For Management 4.c Reelect Bruce Grant as Director For For Management 4.d Reelect Carsten Bjerg as Director For For Management 4.e Reelect Eva Merete Sofelde Berneke as For For Management Director 4.f Reelect Helle Thorning-Schmidt as For For Management Director 4.g Elect Karl-Henrik Sundstrom as New For For Management Director 4.h Reelect Lars Josefsson as Director For For Management 5.1 Approve Remuneration of Directors for For For Management 2019 5.2 Approve Remuneration of Directors for For For Management 2020 at DKK 1.28 Million for Chairman, DKK 850,000 for Vice Chairman, and DKK 425,000 for Other Directors; Approve Remuneration for Committee Work 6 Ratify PricewaterhouseCoopers as For For Management Auditors 7.1 Approve Guidelines for Incentive-Based For For Management Compensation for Executive Management and Board 7.2 Amend Articles Re: Change of Standard For For Management Agenda for Annual General Meeting 7.3 Approve DKK 1.9 Million Reduction in For For Management Share Capital via Share Cancellation 7.4 Authorize Share Repurchase Program For For Management 8 Authorize Editorial Changes to Adopted For For Management Resolutions in Connection with Registration with Danish Authorities 9 Other Business None None Management -------------------------------------------------------------------------------- VICINITY CENTRES Ticker: VCX Security ID: Q9395F102 Meeting Date: NOV 14, 2019 Meeting Type: Annual/Special Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3a Elect Trevor Gerber as Director For For Management 3b Elect David Thurin as Director For For Management 4 Approve Grant of Performance Rights to For For Management Grant Kelley -------------------------------------------------------------------------------- VIVENDI SA Ticker: VIV Security ID: F97982106 Meeting Date: APR 20, 2020 Meeting Type: Annual/Special Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.60 per Share 4 Reelect Yannick Bollore as Supervisory For Against Management Board Member 5 Elect Laurent Dassault as Supervisory For For Management Board Member 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Approve Auditors' Special Report on For Against Management Related-Party Transactions 8 Approve Compensation Report of For Against Management Corporate Officers 9 Approve Compensation of Yannick For Against Management Bollore, Chairman of the Supervisory Board 10 Approve Compensation of Arnaud de For Against Management Puyfontaine, Chairman of the Management Board 11 Approve Compensation of Gilles Alix, For Against Management Management Board Member 12 Approve Compensation of Cedric de For Against Management Bailliencourt, Management Board Member 13 Approve Compensation of Frederic For Against Management Crepin, Management Board Member 14 Approve Compensation of Simon Gillham, For Against Management Management Board Member 15 Approve Compensation of Herve For Against Management Philippe, Management Board Member 16 Approve Compensation of Stephane For Against Management Roussel, Management Board Member 17 Approve Remuneration Policy of For Against Management Chairman and Members of Supervisory Board 18 Approve Remuneration Policy of For Against Management Chairman of Management Board 19 Approve Remuneration Policy of For Against Management Management Board Members 20 Approve Additional Pension Scheme For Against Management Agreement with Arnaud de Puyfontaine, Chairman of the Management Board 21 Approve Additional Pension Scheme For Against Management Agreement with Gilles Alix, Management Board Member 22 Approve Additional Pension Scheme For Against Management Agreement with Cedric de Bailliencourt, Management Board Member 23 Approve Additional Pension Scheme For Against Management Agreement with Frederic Crepin, Management Board Member 24 Approve Additional Pension Scheme For Against Management Agreement with Simon Gillham, Management Board Member 25 Approve Additional Pension Scheme For Against Management Agreement with Herve Philippe, Management Board Member 26 Approve Additional Pension Scheme For Against Management Agreement with Stephane Roussel, Management Board Member 27 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 28 Authorize Specific Buyback Program and For Against Management Cancellation of Repurchased Share 29 Amend Article 8 of Bylaws Re: Employee For For Management Representative 30 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- - 129 - VOESTALPINE AG Ticker: VOE Security ID: A9101Y103 Meeting Date: JUL 03, 2019 Meeting Type: Annual Record Date: JUN 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2018/19 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.10 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2018/19 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2018/19 5 Ratify Deloitte as Auditors for Fiscal For For Management 2019/20 6.1 Elect Joachim Lemppenau as Supervisory For Against Management Board Member 6.2 Elect Franz Gasselsberger as For Against Management Supervisory Board Member 6.3 Elect Heinrich Schaller as Supervisory For Against Management Board Member 6.4 Elect Wolfgang Eder as Supervisory For Against Management Board Member 6.5 Elect Ingrid Joerg as Supervisory For For Management Board Member 6.6 Elect Florian Khol as Supervisory For Against Management Board Member 6.7 Elect Maria Kubitschek as Supervisory For For Management Board Member 6.8 Elect Elisabeth Stadler as Supervisory For For Management Board Member 7 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 8 Approve Creation of EUR 64.9 Million For For Management Pool of Capital with Preemptive Rights 9 Approve Creation of EUR 32.4 Million For Against Management Pool of Capital without Preemptive Rights 10 Approve Issuance of Warrants/Bonds For Against Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million 11 Approve Creation of EUR 32.4 Million For Against Management Pool of Capital to Guarantee Conversion Rights -------------------------------------------------------------------------------- VOLVO AB Ticker: VOLV.B Security ID: 928856301 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2.1 Designate Erik Sjoman as Inspector of For For Management Minutes of Meeting 2.2 Designate Martin Jonasson as Inspector For For Management of Minutes of Meeting 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Acknowledge Proper Convening of Meeting For For Management 6 Receive Financial Statements and None None Management Statutory Reports; Receive President's Report 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Omission of Dividends 9.1 Approve Discharge of Matti Alahuhta For For Management 9.2 Approve Discharge of Eckhard Cordes For For Management 9.3 Approve Discharge of Eric Elzvik For For Management 9.4 Approve Discharge of James W. Griffith For For Management 9.5 Approve Discharge of Martin Lundstedt For For Management (as Board Member) 9.6 Approve Discharge of Kathryn V. For For Management Marinello 9.7 Approve Discharge of Martina Merz For For Management 9.8 Approve Discharge of Hanne de Mora For For Management 9.9 Approve Discharge of Helena Stjernholm For For Management 9.10 Approve Discharge of Carl-Henric For For Management Svanberg 9.11 Approve Discharge of Lars Ask For For Management (Employee Representative) 9.12 Approve Discharge of Mats Henning For For Management (Employee Representative) 9.13 Approve Discharge of Mikael Sallstrom For For Management (Employee Representative) 9.14 Approve Discharge of Camilla Johansson For For Management (Deputy Employee Representative) 9.15 Approve Discharge of Mari Larsson For For Management (Deputy Employee Representative) 9.16 Approve Discharge of Martin Lundstedt For For Management (as CEO) 10.1 Determine Number of Members (11) of For For Management Board 10.2 Determine Number of Deputy Members (0) For For Management of Board 11 Approve Remuneration of Directors in For For Management the Amount of SEK 3.6 Million for Chairman and SEK 1.1 Million for Other Directors except CEO; Approve Remuneration for Committee Work 12.1 Reelect Matti Alahuhta as Director For For Management 12.2 Reelect Eckhard Cordes as Director For For Management 12.3 Reelect Eric Elzvik as Director For For Management 12.4 Reelect James Griffith as Director For For Management 12.5 Elect Kurt Jofs as new Director For For Management 12.6 Reelect Martin Lundstedt as Director For For Management 12.7 Reelect Kathryn Marinello as Director For For Management 12.8 Reelect Martina Merz as Director For For Management 12.9 Reelect Hanne de Mora as Director For For Management 12.10 Reelect Helena Stjernholm as Director For For Management 12.11 Reelect Carl-Henric Svenberg as For For Management Director 13 Reelect Carl-Henric Svanberg as Board For For Management Chairman 14.1 Elect Bengt Kjell to Serve on For For Management Nomination Committee 14.2 Elect Anders Oscarsson to Serve on For For Management Nomination Committee 14.3 Elect Ramsay Brufer to Serve on For For Management Nomination Committee 14.4 Elect Carine Smith Ihenacho to Serve For For Management on Nomination Committee 14.5 Elect Chairman of the Board to Serve For For Management on Nomination Committee 15 Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management 16 Amend Articles Re: Editorial Changes For For Management to Company Name; Notification of Participation in the General Meeting; Powers of Attorney and Postal Voting; Share Registrar 17 Approve SEK 114 Million Reduction in For For Management Share Capital via Share Cancellation for Allocation to Non-Restricted Equity; Approve Capitalization of Reserves of SEK 122 Million for a Bonus Issue 18 Limit Contributions to Chalmers None Against Shareholder University of Technology Foundation to a Maximum of SEK 4 Million Per Year -------------------------------------------------------------------------------- - 130 - VONOVIA SE Ticker: VNA Security ID: D9581T100 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.57 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 -------------------------------------------------------------------------------- WAREHOUSES DE PAUW SCA Ticker: WDP Security ID: B9T59Z100 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports on None None Management Statutory and Consolidated Financial Statements (Non-Voting) 2 Receive Auditors' Reports Re: Item 1 None None Management 3 Receive Directors' Reports on None None Management Statutory Financial Statements of De Pauw NV/SA (Non-Voting) 4 Receive Auditors' Reports Re: Item 3 None None Management 5 Receive Directors' Reports on None None Management Statutory Financial Statements of BST-Logistics NV/SA (Non-Voting) 6 Receive Auditors' Reports Re: Item 5 None None Management 7 Receive Explanation of Company's None None Management Dividend Policy 8 Approve Financial Statements and For For Management Allocation of Income 9 Approve Discharge of De Pauw NV/SA, For For Management Permanently Represented by Tony De Pauw as Statutory Manager 10 Approve Discharge of Directors For For Management 11 Approve Discharge of Auditor For For Management 12 Approve Financial Statements and For For Management Allocation of Income of De Pauw NV/SA 13 Approve Discharge of Directors of De For For Management Pauw NV/SA 14 Approve Discharge of Sole Director of For For Management De Pauw NV/SA 15 Approve Discharge of Auditor of De For For Management Pauw NV/SA 16 Approve Financial Statements and For For Management Allocation of Income of BST-Logistics NV/SA 17 Approve Discharge of Directors of For For Management BST-Logistics NV/SA 18 Approve Discharge of Auditor of For For Management BST-Logistics NV/SA 19 Ratify Deloitte as Auditor and Approve For For Management Auditors' Remuneration 20 Approve Remuneration Report For For Management 21 Approve Variable Remuneration of For For Management Co-CEOs and other Members of the Management Committee Re: Article 7:91 of the Code of Companies and Association 22 Approve Severance Agreements For For Management 23 Approve Remuneration Policy For For Management 24 Approve Remuneration of Non-Executive For For Management Directors 25.1 Approve Change-of-Control Clause Re: For For Management Term and Revolving Credit Loan Facility Agreement with Banque Europeenne du Credit Mutuel (BECM) 25.2 Approve Change-of-Control Clause Re: For For Management Term Credit Facility Agreement with Caisse d'epargne et de prevoyance hauts de France 25.3 Approve Change-of-Control Clause Re: For For Management Amendment to the Note Purchase and Private Shelf Agreement with MetLife Investment Management, LLC and MetLife Investment Management Limited 25.4 Approve Change-of-Control Clause Re: For For Management Every Clause Permitted Between the Date of the Convocation and the Effective Session of the General Meeting -------------------------------------------------------------------------------- WAREHOUSES DE PAUW SCA Ticker: WDP Security ID: B9T59Z100 Meeting Date: APR 29, 2020 Meeting Type: Special Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor A1 Receive Special Board Report Re: None None Management Renewal of Authorized Capital A2.1 Authorize Increase in Share Capital of For For Management up to 50 Percent of Authorized Capital With Preemptive Rights by Cash Contributions A2.2 Authorize Increase in Share Capital of For For Management up to 50 Percent of Authorized Capital If Increase is Within the Context of Paying an Optional Dividend A2.3 Authorize Increase in Share Capital of For For Management up to 10 Percent of Authorized Capital Without Preemptive Rights B Authorize Implementation of Approved For For Management Resolutions and Filing of Required Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- - 131 - WARTSILA OYJ ABP Ticker: WRT1V Security ID: X98155116 Meeting Date: MAR 05, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 0.48 hare 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11 Establish Nominating Committee For For Management 12 Approve Remuneration of Directors in For For Management the Amount of EUR 140,000 for Chairman, EUR 105,000 for Vice Chairman, and EUR 70,000 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work 13 Fix Number of Directors at Eight For For Management 14 Reelect Maarit Aarni-Sirvio, Karin For For Management Falk, Johan Forssell, Tom Johnstone, Risto Murto and Markus Rauramo as Directors; Elect Karen Bomba and Mats Rahmstrom as New Directors 15 Approve Remuneration of Auditors For For Management 16 Ratify PricewaterhouseCoopers as For For Management auditor 17 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 18 Approve Issuance of up to 57 Million For For Management Shares without Preemptive Rights 19 Close Meeting None None Management -------------------------------------------------------------------------------- WESFARMERS LIMITED Ticker: WES Security ID: Q95870103 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: NOV 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Vanessa Miscamble Wallace as For For Management Director 2b Elect Jennifer Anne Westacott as For For Management Director 2c Elect Michael (Mike) Roche as Director For For Management 2d Elect Sharon Lee Warburton as Director For For Management 3 Approve Remuneration Report For Against Management 4 Approve Grant of Restricted Shares and For For Management Performance Shares to Robert Scott -------------------------------------------------------------------------------- WEST JAPAN RAILWAY CO. Ticker: 9021 Security ID: J95094108 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 87.5 2 Amend Articles to Amend Provisions on For For Management Number of Statutory Auditors 3.1 Elect Director Manabe, Seiji For For Management 3.2 Elect Director Kijima, Tatsuo For For Management 3.3 Elect Director Saito, Norihiko For For Management 3.4 Elect Director Miyahara, Hideo For For Management 3.5 Elect Director Takagi, Hikaru For For Management 3.6 Elect Director Tsutsui, Yoshinobu For For Management 3.7 Elect Director Nozaki, Haruko For For Management 3.8 Elect Director Hasegawa, Kazuaki For For Management 3.9 Elect Director Ogata, Fumito For For Management 3.10 Elect Director Hirano, Yoshihisa For For Management 3.11 Elect Director Sugioka, Atsushi For For Management 3.12 Elect Director Kurasaka, Shoji For For Management 3.13 Elect Director Nakamura, Keijiro For For Management 3.14 Elect Director Kawai, Tadashi For For Management 3.15 Elect Director Nakanishi, Yutaka For For Management 4.1 Appoint Statutory Auditor Tanaka, Fumio For For Management 4.2 Appoint Statutory Auditor Ogura, Maki For Against Management 4.3 Appoint Statutory Auditor Hazama, Emiko For For Management 5 Approve Compensation Ceiling for For For Management Statutory Auditors -------------------------------------------------------------------------------- WFD UNIBAIL-RODAMCO N.V. Ticker: Security ID: F95094581 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor i Discuss Annual Report None None Management 1 Approve Implementation of Remuneration For For Management Policy 2 Adopt Financial Statements and For For Management Statutory Reports ii Receive Explanation on Dividend Policy None None Management 3 Approve Discharge of Management Board For For Management 4 Approve Discharge of Supervisory Board For For Management 5 Ratify Ernst & Young Accountants LLP For For Management as Auditors 6 Approve Remuneration Policy for For For Management Management Board Members 7 Approve Remuneration Policy for For For Management Supervisory Board Members 8 Amend Articles Re: Change Name of For For Management Company to Unibail-Rodamco-Westfield N. V. 9 Authorize Repurchase of Shares For For Management 10 Approve Cancellation of Repurchased For For Management Shares -------------------------------------------------------------------------------- - 132 - WHARF REAL ESTATE INVESTMENT COMPANY LIMITED Ticker: 1997 Security ID: G9593A104 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Kevin Chung Ying Hui as Director For For Management 2b Elect Alexander Siu Kee Au as Director For For Management 2c Elect Richard Gareth Williams as For For Management Director 2d Elect Eng Kiong Yeoh as Director For For Management 3 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- WHITBREAD PLC Ticker: WTB Security ID: G9606P197 Meeting Date: DEC 06, 2019 Meeting Type: Special Record Date: DEC 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Policy For Against Management 2 Approve Restricted Share Plan For Against Management -------------------------------------------------------------------------------- WILMAR INTERNATIONAL LIMITED Ticker: F34 Security ID: Y9586L109 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Approve Directors' Fees For For Management 4 Elect Kwah Thiam Hock as Director For For Management 5 Approve Kwah Thiam Hock to Continue For For Management Office as Independent Director 6 Elect Tay Kah Chye as Director For For Management 7 Approve Tay Kah Chye to Continue For For Management Office as Independent Director 8 Elect Kuok Khoon Hua as Director For For Management 9 Elect Kuok Khoon Ean as Director For For Management 10 Elect Teo Siong Seng as Director For For Management 11 Elect Soh Gim Teik as Director For For Management 12 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 13 Approve Issuance of Equity or For Against Management Equity-Linked Securities with or without Preemptive Rights 14 Approve Grant of Options and Issuance For Against Management of Shares Under the Wilmar Executives Share Option Scheme 2019 15 Approve Mandate for Interested Person For For Management Transactions 16 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- WM MORRISON SUPERMARKETS PLC Ticker: MRW Security ID: G62748119 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: JUN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For Against Management 4 Approve Final Dividend For For Management 5 Approve 2020 Sharesave Scheme For For Management 6 Re-elect Andrew Higginson as Director For For Management 7 Re-elect David Potts as Director For For Management 8 Re-elect Trevor Strain as Director For For Management 9 Elect Michael Gleeson as Director For For Management 10 Re-elect Rooney Anand as Director For For Management 11 Re-elect Kevin Havelock as Director For For Management 12 Re-elect Belinda Richards as Director For For Management 13 Re-elect Paula Vennells as Director For For Management 14 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- - 133 - WOLTERS KLUWER NV Ticker: WKL Security ID: N9643A197 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.a Receive Report of Management Board None None Management (Non-Voting) 2.b Receive Report of Supervisory Board None None Management (Non-Voting) 2.c Approve Remuneration Report For Against Management 3.a Adopt Financial Statements For For Management 3.b Receive Explanation on Dividend Policy None None Management 3.c Approve Dividends of EUR 1.18 Per Share For For Management 4.a Approve Discharge of Management Board For For Management 4.b Approve Discharge of Supervisory Board For For Management 5.a Reelect Jeanette Horan to Supervisory For For Management Board 5.b Elect Jack de Kreij to Supervisory For For Management Board 5.c Elect Sophie Vandebroek to Supervisory For For Management Board 6 Approve Remuneration Policy for For Against Management Management Board 7.a Approve Remuneration Policy for For For Management Supervisory Board 7.b Amend Remuneration of Supervisory For For Management Board Members 8.a Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital 8.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 9 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 10 Authorize Cancellation of Repurchased For For Management Shares 11 Other Business (Non-Voting) None None Management 12 Close Meeting None None Management -------------------------------------------------------------------------------- WOOLWORTHS GROUP LTD. Ticker: WOW Security ID: Q98418108 Meeting Date: DEC 16, 2019 Meeting Type: Annual/Special Record Date: DEC 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Holly Kramer as Director For For Management 2b Elect Siobhan McKenna as Director For For Management 2c Elect Kathryn Tesija as Director For For Management 2d Elect Jennifer Carr-Smith as Director For For Management 3 Approve Remuneration Report For For Management 4 Approve Grant of Performance Rights to For For Management Brad Banducci 5 Approve US Non-Executive Directors For For Management Equity Plan 6 Approve the Amendments to the For For Management Company's Constitution 1 Approve Restructure Scheme For For Management -------------------------------------------------------------------------------- XINYI GLASS HOLDINGS LTD. Ticker: 868 Security ID: G9828G108 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3A1 Elect Lee Yin Yee as Director For For Management 3A2 Elect Lee Shing Kan as Director For For Management 3A3 Elect Li Ching Wai as Director For For Management 3A4 Elect Lam Kwong Siu as Director For For Management 3A5 Elect Wong Chat Chor, Samuel as For For Management Director 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5A Authorize Repurchase of Issued Share For For Management Capital 5B Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5C Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- - 134 - YARA INTERNATIONAL ASA Ticker: YAR Security ID: R9900C106 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Approve Notice of For For Management Meeting and Agenda 2 Elect Chairman of Meeting; Designate For For Management Inspector(s) of Minutes of Meeting 3 Accept Financial Statements and For For Management Statutory Reports; Approve Allocation of Income and Dividends of NOK 15.00 Per Share 4.1 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management (Advisory) 4.2 Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management (Binding) 5 Approve Company's Corporate Governance For For Management Statement 6 Approve Remuneration of Auditors For For Management 7 Approve Remuneration of Directors in For For Management the Amount of NOK 669,000 for the Chairman, NOK 400,000 for the Vice Chairman, and NOK 352,000 for the Other Directors; Approve Committee Fees 8 Approve Remuneration of Nominating For For Management Committee 9 Elect Trond Berger, Hakon Reistad For For Management Fure, Kimberly Lein-Mathisen, Adele Bugge Norman Pran, John Thuestad and Birgitte Ringstad Vartdal as Directors 10 Reelect Otto Soberg, Thorunn Kathrine For For Management Bakke, Ann Kristin Brautaset and Ottar Ertzeid as Members of Nominating Committee 11 Approve NOK 7.3 Million Reduction in For For Management Share Capital via Share Cancellation and Redemption; Amend Articles of Association Accordingly 12 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- ZURICH INSURANCE GROUP AG Ticker: ZURN Security ID: H9870Y105 Meeting Date: APR 01, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management (Non-binding) 2 Approve Allocation of Income and For For Management Dividends of CHF 20 per Share 3 Approve Discharge of Board and Senior For For Management Management 4.1a Reelect Michel Lies as Director and For For Management Chairman 4.1b Reelect Joan Amble as Director For For Management 4.1c Reelect Catherine Bessant as Director For For Management 4.1d Reelect Dame Carnwath as Director For For Management 4.1e Reelect Christoph Franz as Director For For Management 4.1f Reelect Michael Halbherr as Director For For Management 4.1g Reelect Jeffrey Hayman as Director For For Management 4.1h Reelect Monica Maechler as Director For For Management 4.1i Reelect Kishore Mahbubani as Director For For Management 4.1j Reelect Jasmin Staiblin as Director For For Management 4.1k Reelect Barry Stowe as Director For For Management 4.2.1 Reappoint Michel Lies as Member of the For For Management Compensation Committee 4.2.2 Reappoint Catherine Bessant as Member For For Management of the Compensation Committee 4.2.3 Reappoint Christoph Franz as Member of For For Management the Compensation Committee 4.2.4 Reappoint Kishore Mahbubani as Member For For Management of the Compensation Committee 4.2.5 Reappoint Jasmin Staiblin as Member of For For Management the Compensation Committee 4.3 Designate Keller KLG as Independent For For Management Proxy 4.4 Ratify PricewaterhouseCoopers AG as For For Management Auditors 5.1 Approve Remuneration of Directors in For For Management the Amount of CHF 5.7 Million 5.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 78.2 Million 6 Approve Creation of CHF 4.5 Million For For Management Pool of Authorized Capital with Partial Exclusion of Preemptive Rights and CHF 3 Million Pool of Conditional Capital without Preemptive Rights 7 Amend Articles of Association For For Management 8 Transact Other Business (Voting) For Against Management - 135 - ====================== Emerging Markets Equity Select ETF ====================== ABSA GROUP LTD. Ticker: ABG Security ID: S0270C106 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint Ernst & Young Inc. as For For Management Auditors of the Company with Ernest van Rooyen as the Designated Auditor 2.1 Re-elect Mark Merson as Director For For Management 2.2 Re-elect Wendy Lucas-Bull as Director For For Management 2.3 Re-elect Colin Beggs as Director For For Management 2.4 Re-elect Daniel Hodge as Director For For Management 2.5 Re-elect Jason Quinn as Director For For Management 3.1 Elect Ihron Rensburg as Director For For Management 3.2 Elect Rose Keanly as Director For For Management 3.3 Elect Swithin Munyantwali as Director For For Management 3.4 Elect Daniel Mminele as Director For For Management 4.1 Re-elect Alex Darko as Member of the For For Management Group Audit and Compliance Committee 4.2 Re-elect Daisy Naidoo as Member of the For For Management Group Audit and Compliance Committee 4.3 Re-elect Tasneem Abdool-Samad as For For Management Member of the Group Audit and Compliance Committee 4.4 Elect Swithin Munyantwali as Member of For For Management the Group Audit and Compliance Committee 5 Place Authorised but Unissued Shares For For Management under Control of Directors 1 Approve Remuneration Policy For For Management 2 Approve Remuneration Implementation For For Management Report 3 Approve Providing Shareholders with an For For Management Initial Assessment of the Company's Exposure to Climate Change Risk 1 Approve Remuneration of Non-Executive For For Management Directors 2 Approve Increase in Authorised For For Management Ordinary Share Capital 3 Authorise Repurchase of Issued Share For For Management Capital 4 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act -------------------------------------------------------------------------------- AGRICULTURAL BANK OF CHINA Ticker: 1288 Security ID: Y00289119 Meeting Date: DEC 13, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Remuneration Plan for For For Management Directors of the Bank for 2018 2 Approve Final Remuneration Plan for For For Management Supervisors of the Bank for 2018 3 Elect Zhang Qingsong as Director For For Management 4 Approve Additional Special Budget of For For Management Poverty Alleviation Donations for 2019 -------------------------------------------------------------------------------- AGRICULTURAL BANK OF CHINA Ticker: 1288 Security ID: Y00289119 Meeting Date: FEB 28, 2020 Meeting Type: Special Record Date: JAN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Fixed Assets Investment Budget For For Management for 2020 2 Approve Issuance Plan of Write-Down For For Management Undated Capital Bonds of the Bank 3 Approve Issuance Plan of Write-Down For For Management Eligible Tier-2 Capital Instruments of the Bank -------------------------------------------------------------------------------- AGRICULTURAL BANK OF CHINA Ticker: 1288 Security ID: Y00289119 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the Board For For Management of Supervisors 3 Approve 2019 Final Financial Accounts For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as External Auditors 6 Elect Huang Zhenzhong as Director For For Management 7 Elect Liao Luming as Director For Against Management 8 Elect Zhu Hailin as Director For Against Management 9 Approve Additional Budget of Epidemic For For Management Prevention Donations for 2020 10 Elect Zhang Xuguang as Director For Against Shareholder 11 To Listen to the 2019 Work Report of None None Management Independent Directors of the Bank 12 To Listen to the 2019 Report on the None None Management Implementation of the Plan on Authorization of General Meeting of Shareholders to the Board of Directors of the Bank 13 To Listen to the Report on the None None Management Management of Related Transactions -------------------------------------------------------------------------------- - 136 - AIRPORTS OF THAILAND PUBLIC CO. LTD. Ticker: AOT Security ID: Y0028Q137 Meeting Date: JAN 24, 2020 Meeting Type: Annual Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Matters to be Informed For For Management 2 Acknowledge Operating Results For For Management 3 Approve Financial Statements For For Management 4 Approve Dividend Payment For For Management 5.1 Elect Prasong Poontaneat as Director For For Management 5.2 Elect Manit Nitiprateep as Director For For Management 5.3 Elect Manas Jamveha as Director For For Management 5.4 Elect Manu Mekmok as Director For For Management 5.5 Elect Sarawut Benjakul as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Office of the Auditor General For For Management of Thailand (OAG) as Auditor and Authorize Board to Fix Their Remuneration 8 Other Business For Against Management -------------------------------------------------------------------------------- AKBANK TAS Ticker: AKBNK Security ID: M0300L106 Meeting Date: MAR 23, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Elect Directors For Against Management 8 Approve Director Remuneration For Against Management 9 Ratify External Auditors For For Management 10 Receive Information on Donations Made None None Management in 2019 11 Approve Upper Limit of Donations for For For Management 2020 12 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose -------------------------------------------------------------------------------- ALROSA PJSC Ticker: ALRS Security ID: X0085A109 Meeting Date: SEP 30, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 3.84 For For Management per Share for First Half Year of Fiscal 2019 -------------------------------------------------------------------------------- ALROSA PJSC Ticker: ALRS Security ID: X0085A109 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAY 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income For For Management 4 Approve Allocation of Undistributed For For Management Profit from Previous Years 5 Approve Dividends of RUB 2.63 per Share For For Management 6 Approve Remuneration of Directors For Against Management 7 Approve Remuneration of Members of For Against Management Audit Commission 8.1 Elect Mariia Gordon as Director None For Management 8.2 Elect Evgeniia Grigoreva as Director None Against Management 8.3 Elect Natalia Gureva as Director None Against Management 8.4 Elect Kirill Dmitriev as Director None Against Management 8.5 Elect Andrei Donets as Director None Against Management 8.6 Elect Sergei Ivanov as Director None Against Management 8.7 Elect Dmitrii Konov as Director None For Management 8.8 Elect Sergei Mestnikov as Director None Against Management 8.9 Elect Aleksei Moiseev as Director None Against Management 8.10 Elect Aleksei Noskov as Directora None For Management 8.11 Elect Aisen Nikolaev as Director None Against Management 8.12 Elect Vladimir Rashevskii as Director None Against Management 8.13 Elect Anton Siluanov as Director None Against Management 8.14 Elect Vladimir Solodov as Director None Against Management 8.15 Elect Maksim Tereshchenko as Director None Against Management 8.16 Elect Oleg Fedorov as Director None Against Management 9.1 Elect Pavel Bagynanov as Member of For For Management Audit Commission 9.2 Elect Nikolai Ivanov as Member of For For Management Audit Commission 9.3 Elect Olga Loginova as Member of Audit For For Management Commission 9.4 Elect Aleksandr Markin as Member of For For Management Audit Commission 9.5 Elect Aleksandr Pshenichnikov as For For Management Member of Audit Commission 10 Ratify PricewaterhouseCoopers as For For Management Auditor -------------------------------------------------------------------------------- - 137 - AMBEV SA Ticker: ABEV3 Security ID: P0273U106 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at 11 For For Management 4 Elect Directors For For Management 5 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 6 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 7.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Victorio Carlos de Marchi as Director 7.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Carlos Alves de Brito as Director 7.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Milton Seligman as Director 7.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Heitor Attilio Gracioso as Director 7.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Vicente Falconi Campos as Director 7.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Luis Felipe Pedreira Dutra Leite as Director 7.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Roberto Moses Thompson Motta as Director 7.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Nelson Jose Jamel as Director 7.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Cecilia Sicupira as Director 7.10 Percentage of Votes to Be Assigned - None Abstain Management Elect Antonio Carlos Augusto Ribeiro Bonchristiano as Independent Director 7.11 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcos de Barros Lisboa as Independent Director 7.12 Percentage of Votes to Be Assigned - None Abstain Management Elect Carlos Eduardo Klutzenschell Lisboa as Alternate Director 7.13 Percentage of Votes to Be Assigned - None Abstain Management Elect Michel Dimitrios Doukeris as Alternate Director 8 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 9 Elect Fiscal Council Members For Abstain Management 10 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 11 Elect Vinicius Balbino Bouhid as None For Shareholder Fiscal Council Member and Carlos Tersandro Fonseca Adeodato as Alternate Appointed by Minority Shareholder 12 Approve Remuneration of Company's For For Management Management 13 Approve Remuneration of Fiscal Council For For Management Members 14 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- AMBEV SA Ticker: ABEV3 Security ID: P0273U106 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 5 to Reflect Changes in For For Management Capital 2 Amend Article 8 For For Management 3 Amend Articles 11, 15, 16, 17, 18 and For For Management 19 4 Amend Article 21 For For Management 5 Amend Articles 22 to 34 For For Management 6 Consolidate Bylaws For For Management 7 Amend Restricted Stock Plan For Against Management 8 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- AMERICA MOVIL SAB DE CV Ticker: AMXL Security ID: P0280A101 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect or Ratify Directors for Series L For For Management Shareholders 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- - 138 - ARCA CONTINENTAL SAB DE CV Ticker: AC Security ID: P0448R103 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve CEO's Report on Operations and For For Management Results of Company Accompanied by Auditor's Report and Board's Opinion 1.2 Approve Report on Operations and For For Management Activities Undertaken by Board and Accounting Policies and Criteria and Information Followed in Preparation of Financial Information 1.3 Approve Report of Audit and Corporate For For Management Practices Committee; Receive Report on Adherence to Fiscal Obligations 2 Approve Allocation of Income and Cash For For Management Dividends of MXN 2.42 Per Share 3 Set Maximum Amount of Share Repurchase For For Management Reserve 4 Elect Directors, Verify their For Against Management Independence Classification, Approve their Remuneration and Elect Secretaries 5 Approve Remuneration of Board For Against Management Committee Members; Elect Chairman of Audit and Corporate Practices Committee 6 Appoint Legal Representatives For For Management 7 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- ARCELIK AS Ticker: ARCLK Security ID: M1490L104 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Elect Directors For For Management 8 Approve Remuneration Policy and For For Management Director Remuneration for 2019 9 Approve Director Remuneration For Against Management 10 Ratify External Auditors For For Management 11 Approve Upper Limit of Donations for For Against Management 2020 and Receive Information on Donations Made in 2019 12 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 13 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 14 Wishes None None Management -------------------------------------------------------------------------------- ASELSAN ELEKTRONIK SANAYI VE TICARET AS Ticker: ASELS Security ID: M1501H100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Elect Directors For Against Management 8 Approve Director Remuneration For Against Management 9 Ratify External Auditors For Against Management 10 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 11 Receive Information on Related Party None None Management Transactions 12 Approve Upper Limit of Donations for For Against Management 2020 13 Approve Upper Limit of Sponsorships to For Against Management Be Made in 2020 14 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 15 Wishes None None Management -------------------------------------------------------------------------------- ATACADAO SA Ticker: CRFB3 Security ID: P0565P138 Meeting Date: APR 14, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors at Nine For For Management 4 Approve Classification of Marcelo For For Management Pavao Lacerda and Luiz Fernando Vendramini Fleury as Independent Directors 5 Elect Directors For Against Management 6 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Matthieu Dominique Marie Malige as Director 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Edouard Balthazard Bertrand de Chavagnac as Director 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Noel Frederic Georges Prioux as Director 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Claire Marie Du Payrat as Director 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Jerome Alexis Louis Nanty as Director 8.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Eduardo Pongracz Rossi as Director 8.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Abilio dos Santos Diniz as Director 8.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Luiz Fernando Vendramini Fleury as Independent Director 8.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcelo Pavao Lacerda as Independent Director 9 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 10 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 11 Approve Remuneration of Company's For Against Management Management 12 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 13 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- - 139 - ATACADAO SA Ticker: CRFB3 Security ID: P0565P138 Meeting Date: APR 14, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Stock Option Plan Approved at For Against Management the June 26, 2017, EGM 2 Amend Article 5 to Reflect Changes in For For Management Capital 3 Amend Article 18 Re: Indemnity For For Management Provision 4 Amend Articles to Comply with New For For Management Regulations of Novo Mercado of B3 5 Approve Renumbering of Articles and For For Management Consolidate Bylaws 6 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- AYALA CORPORATION Ticker: AC Security ID: Y0486V115 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Approve Annual Report For For Management 3 Ratify Acts of the Board of Directors For For Management and Officers 4.1 Elect Jaime Augusto Zobel de Ayala as For For Management Director 4.2 Elect Fernando Zobel de Ayala as For For Management Director 4.3 Elect Delfin L. Lazaro as Director For For Management 4.4 Elect Keiichi Matsunaga as Director For For Management 4.5 Elect Xavier P. Loinaz as Director For For Management 4.6 Elect Rizalina G. Mantaring as Director For For Management 4.7 Elect Antonio Jose U. Periquet as For For Management Director 5 Elect SyCip Gorres Velayo & Co. as For For Management Independent Auditor and Fix Its Remuneration 6 Approve Other Matters For Against Management -------------------------------------------------------------------------------- AYALA LAND, INC. Ticker: ALI Security ID: Y0488F100 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Approve Annual Report For For Management 3 Ratify Acts of the Board of Directors For For Management and Officers 4.1 Elect Fernando Zobel de Ayala as For For Management Director 4.2 Elect Jaime Augusto Zobel de Ayala as For For Management Director 4.3 Elect Bernard Vincent O. Dy as Director For For Management 4.4 Elect Antonino T. Aquino as Director For For Management 4.5 Elect Arturo G. Corpuz as Director For For Management 4.6 Elect Rizalina G. Mantaring as Director For For Management 4.7 Elect Rex Ma. A. Mendoza as Director For For Management 4.8 Elect Sherisa P. Nuesa as Director For For Management 4.9 Elect Cesar V. Purisima as Director For For Management 5 Elect SyCip Gorres Velayo & Co. as For For Management Independent Auditor and Fixing of Its Remuneration 6 Approve Other Matters For Against Management -------------------------------------------------------------------------------- BAJAJ AUTO LIMITED Ticker: 532977 Security ID: Y05490100 Meeting Date: JUL 26, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Sanjivnayan Rahulkumar Bajaj For For Management as Director 4 Reelect Pradeep Shrivastava as Director For For Management 5 Elect Rakesh Sharma as Director For For Management 6 Approve Appointment and Remuneration For For Management of Rakesh Sharma as Whole-time Director, Designated as Executive Director 7 Elect Lila Firoz Poonawalla as Director For For Management 8 Elect Pradip Panalal Shah as Director For Against Management 9 Reelect Nanoo Gobindram Pamnani as For For Management Director 10 Reelect Balaji Rao Jagannathrao For For Management Doveton as Director 11 Maintain Maximum Number of Directors For For Management -------------------------------------------------------------------------------- - 140 - BAJAJ AUTO LIMITED Ticker: 532977 Security ID: Y05490100 Meeting Date: MAR 14, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect and Approve Continuation of For For Management Rahulkumar Kamalnayan Bajaj as Director, Designated as Chairman 2 Approve Remuneration of Rahulkumar For For Management Kamalnayan Bajaj as Non-Executive Director and Chairman 3 Adopt New Articles of Association For For Management 4 Approve Limit on Foreign Portfolio For Against Management Investors' Investment -------------------------------------------------------------------------------- BANCO DE CHILE SA Ticker: CHILE Security ID: P0939W108 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor a Approve Financial Statements and For For Management Statutory Reports b Approve Allocation of Income and For For Management Dividends of CLP 3.47 Per Share c Elect Directors For Against Management d Approve Remuneration of Directors For For Management e Approve Remuneration and Budget of For For Management Directors and Audit Committee f Appoint Auditors For For Management g Designate Risk Assessment Companies For For Management h Present Directors and Audit For For Management Committee's Report i Receive Report Regarding Related-Party For For Management Transactions j Other Business For Against Management -------------------------------------------------------------------------------- BANCO SANTANDER (BRASIL) SA Ticker: SANB11 Security ID: P1505Z160 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For Against Management Management 4 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- BANCO SANTANDER (BRASIL) SA Ticker: SANB11 Security ID: P1505Z160 Meeting Date: APR 30, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles 2, 21, 22 and 24 For For Management 2 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- BANCO SANTANDER (BRASIL) SA Ticker: SANB11 Security ID: P1505Z160 Meeting Date: JUN 10, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Pedro Augusto de Melo as For For Management Independent Director 2 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 3 Percentage of Votes to Be Assigned - None Abstain Management Elect Pedro Augusto de Melo as Independent Director 4 Approve Board Composition For For Management 5 Consolidate Bylaws For For Management 6 Amend Articles 24 and 27 For For Management -------------------------------------------------------------------------------- BANCO SANTANDER CHILE SA Ticker: BSANTANDER Security ID: P1506A107 Meeting Date: AUG 27, 2019 Meeting Type: Special Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transaction with a Related For For Management Party Re: Acquisition of 51 Percent of Shares in Santander Consumer Chile SA 2 Receive Report Regarding Related-Party None None Management Transactions 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- - 141 - BANCO SANTANDER CHILE SA Ticker: BSANTANDER Security ID: P1506A107 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of CLP 0.88 Per Share 3.1 Reelect Claudio Melandri as Director For For Management 3.2 Reelect Rodrigo Vergara as Director For For Management 3.3 Reelect Orlando Poblete as Director For For Management 3.4 Reelect Juan Pedro Santa Maria as For For Management Director 3.5 Reelect Lucia Santa Cruz as Director For For Management 3.6 Reelect Ana Dorrego as Director For For Management 3.7 Reelect Rodrigo Echenique as Director For For Management 3.8 Reelect Felix de Vicente as Director For For Management 3.9 Reelect Alfonso Gomez as Director For For Management 3.10 Elect Victoria Hurtado Larrain as For For Management Director Nominated by AFP 4.1 Reelect Blanca Bustamante as Alternate For For Management Director 4.2 Reelect Oscar Von Chrismar as For For Management Alternate Director 5 Approve Remuneration of Directors For For Management 6 Appoint PricewaterhouseCoopers For For Management Consultores, Auditores y Compania Limitada as Auditors 7 Designate Fitch and Feller as Risk For For Management Assessment Companies 8 Approve Remuneration and Budget of For For Management Directors' Committee and Audit Committee; Receive Directors and Audit Committee's Report 9 Receive Report Regarding Related-Party None None Management Transactions 10 Other Business None None Management -------------------------------------------------------------------------------- BANGKOK BANK PUBLIC COMPANY LIMITED Ticker: BBL Security ID: Y0606R119 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of All Shares in For For Management PT Bank Permata Tbk 2 Other Business For Against Management -------------------------------------------------------------------------------- BANK OF CHINA LIMITED Ticker: 3988 Security ID: Y0698A107 Meeting Date: DEC 31, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2018 Remuneration Distribution For For Management Plan for Chairman of the Board of Directors and Executive Directors 2 Approve 2018 Remuneration Distribution For For Management Plan of Supervisors 3 Approve Improving the Remuneration For For Management Plan of Independent Non-executive Directors 4 Elect Chen Chunhua as Director For For Management 5 Elect Chui Sai Peng Jose as Director For For Management 6 Approve Application for Provisional For For Management Authorization of Outbound Donations 7 Elect Wang Jiang as Director For For Shareholder -------------------------------------------------------------------------------- BANK OF CHINA LIMITED Ticker: 3988 Security ID: Y0698A107 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of Board of For For Management Directors 2 Approve 2019 Work Report of Board of For For Management Supervisors 3 Approve 2019 Annual Financial Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Annual Budget for Fixed For For Management Assets Investment 6 Approve Ernst & Young Hua Ming LLP as For For Management Domestic and External Auditor and Ernst & Young as International Auditor 7.1 Elect Zhao Jie as Director For For Management 7.2 Elect Xiao Lihong as Director For For Management 7.3 Elect Wang Xiaoya as Director For For Management 8 Elect Chen Jianbo as Director For For Management 9 Approve 2019 Remuneration Distribution For For Management Plan of Supervisors 10 Approve the Application for For For Management Provisional Authorization of Outbound Donations 11 Approve the Bond Issuance Plan For For Management 12 Approve the Issuance of Write-down For For Management Undated Capital Bonds 13 Approve the Issuance of Qualified For For Management Write-down Tier 2 Capital Instruments 14 Elect Wang Wei as Director For For Shareholder -------------------------------------------------------------------------------- - 142 - BANK OF COMMUNICATIONS CO., LTD. Ticker: 3328 Security ID: Y06988102 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2018 Remuneration Plan of the For For Management Directors 2 Approve 2018 Remuneration Plan of the For For Management Supervisors 3 Approve Issuance of Undated Capital For For Management Bonds 4 Approve Capital Increase of For For Management Wholly-owned Subsidiary 5 Elect Li Longcheng as Director For For Management 6 Elect Zhang Minsheng as Supervisor For For Management -------------------------------------------------------------------------------- BANK OF COMMUNICATIONS CO., LTD. Ticker: 3328 Security ID: Y06988102 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Financial Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Fixed Assets Investment For For Management Plan 6 Approve PricewaterhouseCoopers as For For Management International Auditor and PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditor and Authorize Board to Determine and Enter Into Respective Engagement with Them 7 Approve 2020 Increase in the Amount of For For Management External Donations 8 Elect Liao Yijian as Director For For Management 9 Elect Zhang Xiangdong as Director For For Management 10 Elect Li Xiaohui as Director For For Management 11 Elect Ju Jiandong as Supervisor For For Management 12 Elect Liu Jun as Director For For Shareholder 13 Approve Issuance of Special Financial For For Shareholder Bonds for Loans to Small and Micro Enterprises -------------------------------------------------------------------------------- BANK OF THE PHILIPPINE ISLANDS Ticker: BPI Security ID: Y0967S169 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Approve Annual Report For For Management 3 Ratify Acts of the Board of Directors For For Management and Officers 4.1 Elect Jaime Augusto Zobel de Ayala as For For Management Director 4.2 Elect Fernando Zobel de Ayala as For For Management Director 4.3 Elect Romeo L. Bernardo as Director For For Management 4.4 Elect Ignacio R. Bunye as Director For For Management 4.5 Elect Cezar P. Consing as Director For For Management 4.6 Elect Ramon R. del Rosario, Jr. as For For Management Director 4.7 Elect Octavio V. Espiritu as Director For For Management 4.8 Elect Rebecca G. Fernando as Director For For Management 4.9 Elect Jose Teodoro K. Limcaoco as For For Management Director 4.10 Elect Xavier P. Loinaz as Director For For Management 4.11 Elect Aurelio R. Montinola III as For For Management Director 4.12 Elect Mercedita S. Nolledo as Director For For Management 4.13 Elect Antonio Jose U. Periquet as For For Management Director 4.14 Elect Eli M. Remolona, Jr. as Director For For Management 4.15 Elect Maria Dolores B. Yuvienco as For For Management Director 5 Elect Isla Lipana & Co. as Independent For For Management Auditors and Fix Their Remuneration 6 Approve Other Matters For Against Management -------------------------------------------------------------------------------- BANK POLSKA KASA OPIEKI SA Ticker: PEO Security ID: X0R77T117 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Elect Members of Vote Counting For For Management Commission 5 Approve Agenda of Meeting For For Management 6 Receive Management Board Report on None None Management Company's Operations 7 Receive Financial Statements None None Management 8 Receive Management Board Report on None None Management Group's Operations 9 Receive Consolidated Financial None None Management Statements 10 Receive Management Board Proposal on None None Management Allocation of Income 11 Receive Supervisory Board Report None None Management 12.A Approve Management Board Report on For For Management Company's Operations 12.B Approve Financial Statements For For Management 12.C Approve Management Board Report on For For Management Group's Operations 12.D Approve Consolidated Financial For For Management Statements 12.E Approve Allocation of Income and For For Management Omission of Dividends 12.F Approve Supervisory Board Report For For Management 12.GA Approve Discharge of Michal Krupinski For For Management (CEO) 12.GB Approve Discharge of Tomasz Kubiak For For Management (Deputy CEO) 12.GC Approve Discharge of Michal Lehmann For For Management (Deputy CEO) 12.GD Approve Discharge of Marek Lusztyn For For Management (Deputy CEO) 12.GE Approve Discharge of Tomasz Styczynski For For Management (Deputy CEO) 12.GF Approve Discharge of Marek Tomczuk For For Management (Deputy CEO) 12.GG Approve Discharge of Magdalena For For Management Zmitrowicz (Deputy CEO) 12.GH Approve Discharge of Marcin Gadomski For For Management (Deputy CEO) 12.GI Approve Discharge of Grzegorz For For Management Olszewski (Management Board Member) 12.GJ Approve Discharge of Piotr Wetmanski For For Management (Management Board Member) 12.HA Approve Discharge of Pawel Surowka For For Management (Supervisory Board Chairman) 12.HB Approve Discharge of Joanna Dynysiuk For For Management (Supervisory Board Deputy Chairman) 12.HC Approve Discharge of Stanislaw For For Management Kaczoruk (Supervisory Board Deputy Chairman) 12.HD Approve Discharge of Pawel Stopczynski For For Management (Supervisory Board Secretary) 12.HE Approve Discharge of Grzegorz Janas For For Management (Supervisory Board Member) 12.HF Approve Discharge of Michal Kaszynski For For Management (Supervisory Board Member) 12.HG Approve Discharge of Justyna For For Management Glebikowska-Michalak (Supervisory Board Member) 12.HH Approve Discharge of Sabina For For Management Bigos-Jaworowska (Supervisory Board Member) 12.HI Approve Discharge of Marian Majcher For For Management (Supervisory Board Member) 12.IA Approve Discharge of Piotr Teleon (CEO For For Management of Centralny Dom Maklerski Pekao SA) 12.IB Approve Discharge of Katarzyna Burek For For Management (Management Board Member of Centralny Dom Maklerski Pekao SA) 12.JA Approve Discharge of Marek Tomczuk For For Management (Supervisory Board Chairman of Centralny Dom Maklerski Pekao SA) 12.JB Approve Discharge of Tomasy Styczynski For For Management (Supervisory Board Deputy Chairman of Centralny Dom Maklerski Pekao SA) 12.JC Approve Discharge of Piotr Kozlowski For For Management (Supervisory Board Member of Centralny Dom Maklerski Pekao SA) 12.JD Approve Discharge of Adam Hawryluk For For Management (Supervisory Board Member of Centralny Dom Maklerski Pekao SA) 12.JE Approve Discharge of Kamila For For Management Marchewska-Bartkowiak (Supervisory Board Member of Centralny Dom Maklerski Pekao SA) 12.JF Approve Discharge of Roza For For Management Milic-Czerniak (Supervisory Board Member of Centralny Dom Maklerski Pekao SA) 12.JG Approve Discharge of Slawomir For For Management Olszewski (Supervisory Board Member of Centralny Dom Maklerski Pekao SA) 13 Approve Supervisory Board Report on For For Management Remuneration Policy 14 Approve Remuneration Policy For Against Management 15 Receive Supervisory Board Report on None None Management Company's Compliance with Corporate Governance Principles for Supervised Institutions 16.A Recall Supervisory Board Member For Against Management 16.B Elect Supervisory Board Member For Against Management 17.A Amend Statute Re: Supervisory Board For For Management 17.B Amend Statute Re: Supervisory Board For For Management 17.C Amend Statute Re: Supervisory Board For For Management 18.A Amend Statute None Against Shareholder 18.B Amend Statute Re: Supervisory Board None Against Shareholder 18.C Amend Statute Re: Management and None Against Shareholder Supervisory Boards 19 Close Meeting None None Management -------------------------------------------------------------------------------- - 143 - BB SEGURIDADE PARTICIPACOES SA Ticker: BBSE3 Security ID: P1R1WJ103 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Capitalization of Reserves For For Management and Reduction of Share Capital Without Cancellation of Shares 2 Approve Negotiation of Treasury Shares For For Management 3 Amend Articles For Against Management -------------------------------------------------------------------------------- BB SEGURIDADE PARTICIPACOES SA Ticker: BBSE3 Security ID: P1R1WJ103 Meeting Date: APR 22, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article 1 For For Management 2 Amend Articles Re: Chapter IV For Against Management 3 Amend Articles Re: Chapter V For For Management 4 Amend Articles Re: Chapter VI For For Management 5 Amend Articles Re: Chapter VII For For Management 6 Amend Article 35 For For Management 7 Amend Article 36 For For Management 8 Amend Article 37 For For Management 9 Amend Articles Re: Chapter XI For For Management -------------------------------------------------------------------------------- BDO UNIBANK, INC. Ticker: BDO Security ID: Y07775102 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of the Previous Annual For For Management Shareholders' Meeting Held on April 22, 2019 2 Approve Audited Financial Statements For For Management as of December 31, 2019 3 Approve and Ratify All Acts of the For For Management Board of Directors, Board Committees and Management During Their Terms of Office 4.1 Elect Christopher A. Bell-Knight as For For Management Director 4.2 Elect Jesus A. Jacinto, Jr. as Director For For Management 4.3 Elect Teresita T. Sy as Director For For Management 4.4 Elect Josefina N. Tan as Director For For Management 4.5 Elect Nestor V. Tan as Director For For Management 4.6 Elect George T. Barcelon as Director For For Management 4.7 Elect Jose F. Buenaventura as Director For For Management 4.8 Elect Jones M. Castro, Jr. as Director For For Management 4.9 Elect Vicente S. Perez, Jr. as Director For For Management 4.10 Elect Dioscoro I. Ramos as Director For For Management 4.11 Elect Gilberto C. Teodoro, Jr. as For For Management Director 5 Approve Amendments to BDO's Articles For For Management of Incorporation and By-Laws to Conform to the Revised Corporation Code of the Philippines and BDO's Current Operations and Structure as well as Enhance Corporate Governance 6 Appoint External Auditor For For Management 7 Approve Other Matters For Against Management -------------------------------------------------------------------------------- BEIJING ENTERPRISES HOLDINGS LIMITED Ticker: 392 Security ID: Y07702122 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Wu Jiesi as Director For Against Management 3.2 Elect Lam Hoi Ham as Director For For Management 3.3 Elect Sze Chi Ching as Director For For Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- BEIJING ENTERPRISES WATER GROUP LTD. Ticker: 371 Security ID: G0957L109 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a1 Elect Zhang Tiefu as Director For For Management 3a2 Elect Sha Ning as Director For For Management 3a3 Elect Zhang Gaobo as Director For For Management 3a4 Elect Guo Rui as Director For For Management 3a5 Elect Wang Kaijun as Director For Against Management 3a6 Elect Lee Man Chun Raymond as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- - 144 - BID CORP. LTD. Ticker: BID Security ID: S11881109 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Appoint PricewaterhouseCoopers Inc as For For Management Auditors of the Company with Eben Gerryts as the Individual Registered Auditor 2.1 Elect Tasneem Abdool-Samad as Director For For Management 2.2 Elect Clifford Rosenberg as Director For For Management 2.3 Re-elect David Cleasby as Director For For Management 2.4 Re-elect Brian Joffe as Director For For Management 2.5 Re-elect Dolly Mokgatle as Director For For Management 3.1 Elect Tasneem Abdool-Samad as Member For For Management of the Audit and Risk Committee 3.2 Re-elect Paul Baloyi as Member of the For For Management Audit and Risk Committee 3.3 Re-elect Nigel Payne as Member of the For For Management Audit and Risk Committee 3.4 Re-elect Helen Wiseman as Chairman of For For Management the Audit and Risk Committee 4.1 Approve Remuneration Policy For For Management 4.2 Approve Implementation of Remuneration For For Management Policy 5 Amend Conditional Share Plan For For Management 6 Place Authorised but Unissued Shares For For Management under Control of Directors 7 Authorise Board to Issue Shares for For For Management Cash 8 Approve Pro Rata Reduction of Stated For For Management Capital in lieu of Dividend 9 Authorise Creation and Issuance of For For Management Convertible Debentures or Other Convertible Instruments 10 Authorise Ratification of Approved For For Management Resolutions 11 Authorise Repurchase of Issued Share For For Management Capital 12.1 Approve Fees of the Chairman For For Management 12.2 Approve Fees of the Lead Independent For For Management Non-executive Director (SA) 12.3 Approve Fees of the Lead Independent For For Management Director (International) (AUD) 12.4 Approve Fees of the Non-executive For For Management Directors (SA) 12.5 Approve Fees of the Non-executive For For Management Directors (International) (AUD) 12.6 Approve Fees of the Audit and Risk For For Management Committee Chairman (International) (AUD) 12.7 Approve Fees of the Audit and Risk For For Management Committee Chairman (SA) 12.8 Approve Fees of the Audit and Risk For For Management Committee Member (SA) 12.9 Approve Fees of the Audit and Risk For For Management Committee Member (International) (AUD) 12.10 Approve Fees of the Remuneration For For Management Committee Chairman (SA) 12.11 Approve Fees of the Remuneration For For Management Committee Chairman (International) (AUD) 12.12 Approve Fees of the Remuneration For For Management Committee Member (SA) 12.13 Approve Fees of the Remuneration For For Management Committee Member (International) (AUD) 12.14 Approve Fees of the Nominations For For Management Committee Chairman (SA) 12.15 Approve Fees of the Nominations For For Management Committee Chairman (International) (AUD) 12.16 Approve Fees of the Nominations For For Management Committee Member (SA) 12.17 Approve Fees of the Nominations For For Management Committee Member (International) (AUD) 12.18 Approve Fees of the Acquisitions For For Management Committee Chairman (SA) 12.19 Approve Fees of the Acquisitions For For Management Committee Chairman (International) (AUD) 12.20 Approve Fees of the Acquisitions For For Management Committee Member (SA) 12.21 Approve Fees of the Acquisitions For For Management Committee Member (International) (AUD) 12.22 Approve Fees of the Social and Ethics For For Management Committee Chairman (SA) 12.23 Approve Fees of the Social and Ethics For For Management Committee Chairman (International) (AUD) 12.24 Approve Fees of the Social and Ethics For For Management Committee Member (SA) 12.25 Approve Fees of the Social and Ethics For For Management Committee Member (International) (AUD) 12.26 Approve Fees of the Ad hoc Meetings For For Management (SA) 12.27 Approve Fees of the Ad hoc Meetings For For Management (International) (AUD) 12.28 Approve Fees of the Travel per Meeting For For Management Cycle (SA) 12.29 Approve Fees of the Travel per Meeting For For Management Cycle (International) (AUD) 13 Approve Financial Assistance to For For Management Related or Inter-related Companies and Corporations -------------------------------------------------------------------------------- BIM BIRLESIK MAGAZALAR AS Ticker: BIMAS Security ID: M2014F102 Meeting Date: NOV 19, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Presiding Council of Meeting and For For Management Authorize Presiding Council to Sign Minutes of Meeting 2 Approve Special Dividend For For Management 3 Wishes None None Management -------------------------------------------------------------------------------- - 145 - BIM BIRLESIK MAGAZALAR AS Ticker: BIMAS Security ID: M2014F102 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting, Elect Presiding Council For For Management of Meeting and Authorize Presiding Council to Sign Minutes of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Amend Company Articles For For Management 8 Elect Directors and Approve Their For For Management Remuneration 9 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose and Receive Information in Accordance to Article 1.3.6 of Corporate Governance Principles 10 Receive Information on Share None None Management Repurchase Program 11 Receive Information on Donations Made None None Management in 2019 12 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 13 Ratify External Auditors For For Management 14 Wishes None None Management -------------------------------------------------------------------------------- BOC HONG KONG (HOLDINGS) LIMITED Ticker: 2388 Security ID: Y0920U103 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Wang Jiang as Director For For Management 3b Elect Gao Yingxin as Director None None Management 3c Elect Sun Yu as Director For For Management 3d Elect Koh Beng Seng as Director For For Management 3e Elect Tung Savio Wai-Hok as Director For For Management 3f Elect Cheng Eva as Director For For Management 4 Approve Ernst & Young as Auditor and For For Management Authorize Board or Duly Authorized Committee of the Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- BOC HONG KONG (HOLDINGS) LIMITED Ticker: 2388 Security ID: Y0920U103 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Continuing Connected For For Management Transactions and the New Caps -------------------------------------------------------------------------------- BRITANNIA INDUSTRIES LIMITED Ticker: 500825 Security ID: Y0969R151 Meeting Date: AUG 09, 2019 Meeting Type: Annual Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Audited Standalone Financial For For Management Statements and Statutory Reports 1b Accept Audited Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Dividend For For Management 3 Reelect Ness N. Wadia as Director For Against Management 4 Approve B S R & Co. LLP, Chartered For For Management Accountants as Auditors and Authorize Board to Fix Their Remuneration 5 Elect Tanya Arvind Dubash as Director For For Management 6 Reelect Avijit Deb as Director For For Management 7 Reelect Keki Dadiseth as Director For Against Management 8 Reelect Ajai Puri as Director For Against Management -------------------------------------------------------------------------------- BTS GROUP HOLDINGS PUBLIC COMPANY LIMITED Ticker: BTS Security ID: Y0984D252 Meeting Date: JUL 22, 2019 Meeting Type: Annual Record Date: JUN 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Message of the Chairman None None Management 2 Approve Minutes of Previous Meeting For For Management 3 Approve Operation Results For For Management 4 Approve Financial Statements For For Management 5 Approve Dividend Payment For For Management 6 Approve Remuneration of Directors For For Management 7.1 Elect Keeree Kanjanapas as Director For For Management 7.2 Elect Surapong Laoha-Unya as Director For For Management 7.3 Elect Kong Chi Keung as Director For Against Management 7.4 Elect Suchin Wanglee as Director For For Management 7.5 Elect Pichitra Mahaphon as Director For For Management 8 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Warrants to For For Management Purchase Newly Issued Ordinary Shares to Existing Shareholders 10 Approve Issuance of Warrants to For For Management Purchase Ordinary Shares to Non-Director Employees of the Company and its Subsidiaries under the BTS Group ESOP 2019 Scheme 11 Approve Increase in Registered Capital For For Management Under a General Mandate Through Private Placement 12 Approve Reduction in Registered Capital For For Management 13 Amend Memorandum of Association to For For Management Reflect Reduction in Registered Capital 14 Approve Increase in Registered Capital For For Management 15 Amend Memorandum of Association to For For Management Reflect Increase in Registered Capital 16 Approve Allocation of Newly Issued For For Management Ordinary Shares to Accommodate Adjustment of Rights for the Warrants to Purchase the Newly Issued Ordinary Shares of BTS-W4 and BTS-W5, Exercise of Warrants Issued to the Non-Director Employees and the Private Placement 17 Other Business For Against Management -------------------------------------------------------------------------------- - 146 - BUMRUNGRAD HOSPITAL PUBLIC CO., LTD. Ticker: BH Security ID: Y1002E256 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Results None None Management 3 Approve Financial Statements For For Management 4 Acknowledge Interim Dividend Payment None None Management 5.1 Elect Sophavadee Uttamobol as Director For Against Management 5.2 Elect Chong Toh as Director For Against Management 5.3 Elect Bernard Charnwut Chan as Director For Against Management 6 Elect Anon Vangvasu as Director For Against Management 7 Approve Remuneration of Directors and For For Management Sub-Committees 8 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 9 Amend Company's Objectives and Amend For For Management Memorandum of Association 10 Amend Clause 4 of the Memorandum of For For Management Association 11 Amend Articles of Association For For Management 12 Other Business For Against Management -------------------------------------------------------------------------------- CATHAY FINANCIAL HOLDINGS CO. LTD. Ticker: 2882 Security ID: Y11654103 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 5 Approve Long-term Capital Raising Plan For For Management 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- CCC SA Ticker: CCC Security ID: X5818P109 Meeting Date: SEP 26, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Amend Statute Re: Change Fiscal Year For For Management 6 Close Meeting None None Management -------------------------------------------------------------------------------- CEMEX SAB DE CV Ticker: CEMEXCPO Security ID: P2253T133 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For Did Not Vote Management Statutory Reports 2 Approve Allocation of Income For Did Not Vote Management 3 Present Share Repurchase Report For Did Not Vote Management 4 Set Maximum Amount of Share Repurchase For Did Not Vote Management Reserve 5.a Approve Reduction in Variable Portion For Did Not Vote Management of Capital via Cancellation of Repurchased Shares Which were Acquired Through Repurchase Program in 2019 5.b Approve Reduction in Variable Portion For Did Not Vote Management of Capital via Cancellation of Treasury Shares Which Supported Convertible Bonds Issued in December 2009 and Matured in Nov. 2019 5.c Approve Reduction in Variable Portion For Did Not Vote Management of Capital via Cancellation of Treasury Shares Which Supported Convertible Bonds Issued in May 2015 and Due in March 2020 6 Elect Directors, Chairman and For Did Not Vote Management Secretary of Board, Members and Chairmen of Audit, Corporate Practices and Finance, and Sustainability Committees 7 Approve Remuneration of Directors and For Did Not Vote Management Members of Audit, Corporate Practices and Finance, and Sustainability Committees 8 Authorize Board to Ratify and Execute For Did Not Vote Management Approved Resolutions -------------------------------------------------------------------------------- - 147 - CENCOSUD SA Ticker: CENCOSUD Security ID: P2205J100 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor a Approve Financial Statements and For For Management Statutory Reports b Approve Allocation of Income and For For Management Dividends of CLP 32 Per Share c Approve Remuneration of Directors For For Management d Approve Remuneration and Budget of For For Management Directors' Committee e Receive Report on Expenses of For For Management Directors and Directors' Committee f Appoint Auditors For For Management g Designate Risk Assessment Companies For For Management h Receive Report of Directors' For For Management Committee; Receive Report Regarding Related-Party Transactions i Receive Report on Oppositions Recorded For For Management on Minutes of Board Meetings j Designate Newspaper to Publish For For Management Announcements k Other Business For Against Management -------------------------------------------------------------------------------- CEZ AS Ticker: CEZ Security ID: X2337V121 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board of Directors Report on None None Management Company's Operations and State of Its Assets 2 Receive Supervisory Board Report None None Management 3 Receive Audit Committee Report None None Management 4.1 Approve Financial Statements For For Management 4.2 Approve Consolidated Financial For For Management Statements 5 Approve Allocation of Income and For For Management Dividends of CZK 34 per Share 6 Ratify Ernst & Young Audit s.r.o. as For For Management Auditor 7.1 Approve Volume of Charitable Donations For For Management 7.2 Approve Increase in Volume of For For Management Charitable Donations 7.3 Approve Charitable Donations For For Management 8.1 Amend Articles of Association For For Management 8.2 Approve New Version of Articles of For For Management Association 9 Approve Transfer of Part of Melnik For For Management Power Plant to Energotrans, a.s 10 Approve Remuneration Policy For Against Management 11 Receive Information on Preparation of None None Management Dukovany Nuclear Plant 12 Recall and Elect Supervisory Board For Against Management Members 13 Recall and Elect Members of Audit For Against Management Committee 14 Amend Business Strategy None Against Shareholder -------------------------------------------------------------------------------- CGN POWER CO., LTD. Ticker: 1816 Security ID: Y1300C101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report For For Management 4 Approve 2019 Audited Financial Report For For Management 5 Approve 2019 Profit Distribution Plan For For Management 6 Approve 2020 Investment Plan and For For Management Capital Expenditure Budget 7 Approve KPMG Huazhen (Special General For For Management Partnership) as Financial and Internal Control Auditor and Authorize Board to Fix their Remuneration 8 Approve Change in the Use of Certain For For Management Funds Raised from H Shares 9.1 Elect Yang Changli as Director For For Shareholder 9.2 Elect Wang Wei as Director For For Shareholder 10.1 Approve Remuneration of Zhang Shanming For For Management 10.2 Approve Remuneration of Yang Changli For For Management 10.3 Approve Remuneration of Gao Ligang For For Management 10.4 Approve Remuneration of Tan Jiansheng For For Management 10.5 Approve Remuneration of Shi Bing For For Management 10.6 Approve Remuneration of Wang Wei For For Management 10.7 Approve Remuneration of Zhang Yong For For Management 10.8 Approve Remuneration of Na Xizhi For For Management 10.9 Approve Remuneration of Hu Yiguang For For Management 10.10 Approve Remuneration of Francis Siu For For Management Wai Keung 10.11 Approve Remuneration of Chen Sui For For Management 10.12 Approve Remuneration of Chen Rongzhen For For Management 10.13 Approve Remuneration of Yang Lanhe For For Management 10.14 Approve Remuneration of Zhu Hui For For Management 10.15 Approve Remuneration of Wang Hongxin For For Management 11 Approve Donation of Epidemic For For Management Prevention and Control Funds 12 Amend Articles of Association For For Management 13 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Additional A and/or H Shares 14 Approve Grant of General Mandate to For For Management the Board to Repurchase A Shares and/or H Shares -------------------------------------------------------------------------------- CGN POWER CO., LTD. - 148 - Ticker: 1816 Security ID: Y1300C101 Meeting Date: MAY 20, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management the Board to Repurchase A Shares and/or H Shares -------------------------------------------------------------------------------- CHANG HWA COMMERCIAL BANK LTD. Ticker: 2801 Security ID: Y1293J105 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Amend Articles of Association For For Management 5.1 Elect Ling, Jong-Yuan, a For For Management Representative of Ministry of Finance with SHAREHOLDER NO.0000940001, as Non-Independent Director 5.2 Elect Huang, Jui-Mu, a Representative For For Management of Ministry of Finance with SHAREHOLDER NO.0000940001, as Non-Independent Director 5.3 Elect Lee Wen Siung with SHAREHOLDER For Against Management NO.S120374XXX as Non-Independent Director 5.4 Elect Hsiao Chia Chi, a Representative For Against Management of Chunghwa Post Co., Ltd. with SHAREHOLDER NO.0002283562, as Non-Independent Director 5.5 Elect Chang Chien Yi, a Representative For For Management of National Development Fund with SHAREHOLDER NO.0000071695, as Non-Independent Director 5.6 Elect Tsai Yun Cheng, a Representative For Against Management of First Commercial Bank Co., Ltd. with SHAREHOLDER NO.0000930001, as Non-Independent Director 5.7 Elect Wu, Cheng-Ching, a For For Management Representative of Taishin Financial Holding Co.,Ltd. with SHAREHOLDER NO. 0002837094, as Non-Independent Director 5.8 Elect Lin, Cheng-Hsien, a For For Management Representative of Taishin Financial Holding Co.,Ltd. with SHAREHOLDER NO. 0002837094, as Non-Independent Director 5.9 Elect Cheng, Chia-Chung, a For Against Management Representative of Taishin Financial Holding Co.,Ltd. with SHAREHOLDER NO. 0002837094, as Non-Independent Director 5.10 Elect Tsai, Hung-Hsiang, a For Against Management Representative of Taishin Financial Holding Co.,Ltd. with SHAREHOLDER NO. 0002837094, as Non-Independent Director 5.11 Elect Lin, Shih-Mei, a Representative For Against Management of Taishin Financial Holding Co.,Ltd. with SHAREHOLDER NO.0002837094, as Non-Independent Director 5.12 Elect Chen Hwai Chou with SHAREHOLDER For For Management NO.0002855197 as Non-Independent Director 5.13 Elect Yu Chi Chang with SHAREHOLDER NO. For Against Management B100920XXX as Independent Director 5.14 Elect LIU KE YI with SHAREHOLDER NO. For For Management A220237XXX as Independent Director 5.15 Elect LIN, Chih-Chieh (Carol Lin), a For For Management Representative of LIN Chih Chieh with SHAREHOLDER NO.F221131XXX, as Independent Director 5.16 Elect Pan Jung Chun with SHAREHOLDER For For Management NO.T102205XXX as Independent Director 5.17 Elect Lin Jong Horng with SHAREHOLDER For Against Management NO.K120207XXX as Independent Director 5.18 Elect Suen Chih Jong with SHAREHOLDER For Against Management NO.A103317XXX as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- CHAROEN POKPHAND FOODS PUBLIC CO. LTD. Ticker: CPF Security ID: Y1296K166 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Results None None Management 3 Approve Financial Statements For For Management 4 Acknowledge Interim Dividend Payment None None Management 5.1 Elect Pongsak Angkasith as Director For For Management 5.2 Elect Phatcharavat Wongsuwan as For Against Management Director 5.3 Elect Arunee Watcharananan as Director For For Management 5.4 Elect Sujint Thammasart as Director For For Management 5.5 Elect Siripong Aroonratana as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Approve KPMG Phoomchai Audit Ltd. as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Other Business None None Management -------------------------------------------------------------------------------- - 149 - CHENG SHIN RUBBER IND. CO., LTD. Ticker: 2105 Security ID: Y1306X109 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4.1 Elect HSU EN DE, with ID No. For For Management Q121432XXX, as Independent Director 4.2 Elect CHEN SHUEI JIN, with ID No. For For Management P120616XXX, as Independent Director 4.3 Elect CHEN TZU CHEN, with Shareholder For For Management No. 30, as Independent Director 4.4 Elect Non-Independent Director No. 1 None Against Shareholder 4.5 Elect Non-Independent Director No. 2 None Against Shareholder 4.6 Elect Non-Independent Director No. 3 None Against Shareholder 4.7 Elect Non-Independent Director No. 4 None Against Shareholder 4.8 Elect Non-Independent Director No. 5 None Against Shareholder 4.9 Elect Non-Independent Director No. 6 None Against Shareholder 4.10 Elect Non-Independent Director No. 7 None Against Shareholder 4.11 Elect Non-Independent Director No. 8 None Against Shareholder 5 Approve Release of Restrictions of For Against Management Competitive Activities of Directors -------------------------------------------------------------------------------- CHINA CITIC BANK CORPORATION LIMITED Ticker: 998 Security ID: Y1434M116 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report For For Management 2 Approve 2019 Financial Report For For Management 3 Approve 2019 Profit Distribution Plan For For Management 4 Approve 2020 Financial Budget Plan For For Management 5 Approve 2020 Engagement of Accounting For For Management Firms and Their Fees 6 Approve 2019 Special Report of Related For For Management Party Transactions 7 Approve 2019 Report of the Board of For For Management Directors 8 Approve 2019 Report of the Board of For For Management Supervisors 9 Approve Wei Guobin as an External For For Management Supervisor 10 Approve Improvement of Management on For For Management the Remuneration of Independent Directors 11 Approve Improvement of Management on For For Management the Remuneration of External Directors 12 Amend Articles of Association For Against Management 13 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 14 Amend Rules and Procedures Regarding For Against Management Meetings of Board of Directors 15 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisors 16 Approve Change of Office and Residence For For Management and Amendments to the Related Terms of the Articles of Association 17 Approve Extension of the Authorization For For Management Period to the Board of Directors for Handling Matters in Relation to the Non-public Offering of Preference Shares by the General Meeting -------------------------------------------------------------------------------- CHINA CITIC BANK CORPORATION LIMITED Ticker: 998 Security ID: Y1434M116 Meeting Date: MAY 20, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Authorization For For Management Period to the Board of Directors for Handling Matters in Relation to the Non-public Offering of Preference Shares by the General Meeting -------------------------------------------------------------------------------- CHINA COMMUNICATIONS CONSTRUCTION COMPANY LIMITED Ticker: 1800 Security ID: Y1R36J108 Meeting Date: AUG 05, 2019 Meeting Type: Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Transfer, Capital For For Management Increase Agreement and Related Transactions -------------------------------------------------------------------------------- CHINA COMMUNICATIONS CONSTRUCTION COMPANY LIMITED Ticker: 1800 Security ID: Y1R36J108 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management Repurchase H Shares -------------------------------------------------------------------------------- - 150 - CHINA COMMUNICATIONS CONSTRUCTION COMPANY LIMITED Ticker: 1800 Security ID: Y1R36J108 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management Repurchase H Shares -------------------------------------------------------------------------------- CHINA COMMUNICATIONS CONSTRUCTION COMPANY LIMITED Ticker: 1800 Security ID: Y1R36J108 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Audited Consolidated For For Management Financial Statements 2 Approve 2019 Profit Distribution Plan For For Management and Final Dividend 3 Approve Ernst & Young as International For For Management Auditor and Ernst & Young Hua Ming LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration 4 Approve 2019 Report of the Board For For Management 5 Approve 2019 Report of the Supervisory For For Management Committee 6 Approve Launch of Asset-Backed For For Management Securitization by the Group and Authorize Liu Qitao, Song Hailiang, Zhu Hongbiao to Deal with All Relevant Matters in Relation to Deal With Matters in Relation to the Asset-Backed Securitization 7 Approve 2020 Estimated Cap for For Against Management Internal Guarantees of the Group 8 Approve Issuance of Debt Financing For Against Management Instruments and Authorize Liu Qitao, Song Hailiang, Zhu Hongbiao to Deal with All Relevant Matters in Relation to the Issuance of Debt Financing Instruments 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares and/or Preference Shares 10 Approve Proposed Issuance of Medium For For Management and Long-Term Bonds by the Company and Authorize Liu Qitao, Song Hailiang, Zhu Hongbiao to Deal with All Relevant Matters in Relation to the Issuance of Medium and Long-Term Bonds 11 Approve Report on the Use of the For For Management Previously Raised Proceeds 12 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares 13 Approve Project Contracting Services For For Management Under the Mutual Project Contracting Framework Agreement and the Revised Annual Cap 14 Approve Extension of the Validity For For Management Period of the General Meeting Resolution in Relation to the A Share Convertible Bonds and Extension of the Validity Period of the Corresponding Board Authorization 15 Approve Connected Transaction in For For Management Relation to the Possible Subscription for A Share Convertible Bonds by China Communications Construction Group (Limited) 16 Amend Articles of Association For For Shareholder 17 Amend Rules and Procedures Regarding For Against Shareholder General Meetings of Shareholders and Amend Rules and Procedures Regarding Meetings of Board of Directors and Supervisory Committee -------------------------------------------------------------------------------- CHINA COMMUNICATIONS CONSTRUCTION COMPANY LIMITED Ticker: 1800 Security ID: Y1R36J108 Meeting Date: JUN 09, 2020 Meeting Type: Special Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Grant of General Mandate to For For Management the Board to Repurchase H Shares -------------------------------------------------------------------------------- CHINA CONCH VENTURE HOLDINGS LIMITED Ticker: 586 Security ID: G2116J108 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Li Jian as Director For For Management 3b Elect Chan Chi On as Director For For Management 3c Elect Lau Chi Wah, Alex as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- - 151 - CHINA CONSTRUCTION BANK CORPORATION Ticker: 939 Security ID: Y1397N101 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Yongqing as Supervisor For For Management 2 Elect Michel Madelain as Director For For Management 3 Approve Remuneration Distribution and For For Management Settlement Plan for Directors of the Bank in 2018 4 Approve Remuneration Distribution and For For Management Settlement Plan for Supervisors of the Bank in 2018 5 Approve Authorization for Additional For For Management Temporary Limit on Poverty Alleviation Donations -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORPORATION Ticker: 939 Security ID: Y1397N101 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Final Financial Accounts For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Budget for Fixed Assets For For Management Investment 6 Elect Tian Guoli as Director For For Management 7 Elect Feng Bing as Director For For Management 8 Elect Zhang Qi as Director For For Management 9 Elect Xu Jiandong as Director For For Management 10 Elect Malcolm Christopher McCarthy as For For Management Director 11 Elect Yang Fenglai as Supervisor For For Management 12 Elect Liu Huan as Supervisor For For Management 13 Elect Ben Shenglin as Supervisor For For Management 14 Approve Ernst & Young Hua Ming LLP as For For Management Domestic Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration 15 Approve Authorization for Temporary For For Management Limit on Charitable Donations for 2020 16 Approve Capital Plan of China For For Management Construction Bank for 2021 to 2023 -------------------------------------------------------------------------------- CHINA EVERBRIGHT BANK COMPANY LIMITED Ticker: 6818 Security ID: Y1477U124 Meeting Date: JUL 30, 2019 Meeting Type: Special Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Li Xiaopeng as Director For For Shareholder 1.2 Elect Ge Haijiao as Director For For Shareholder 1.3 Elect Cai Yunge as Director For Against Shareholder 1.4 Elect Lu Hong as Director For For Shareholder 1.5 Elect Fu Dong as Director For For Shareholder 1.6 Elect Shi Yongyan as Director For For Shareholder 1.7 Elect Wang Xiaolin as Director For For Shareholder 1.8 Elect Dou Hongquan as Director For For Shareholder 1.9 Elect He Haibin as Director For For Shareholder 1.10 Elect Liu Chong as Director For For Shareholder 1.11 Elect Yu Chunling as Director For For Shareholder 1.12 Elect Fok Oi Ling Catherine as Director For For Management 1.13 Elect Xu Hongcai as Director For For Management 1.14 Elect Wang Liguo as Director For For Management 1.15 Elect Hong Yongmiao as Director For For Management 1.16 Elect Shao Ruiqing as Director For For Management 1.17 Elect Lu Zhengfei as Director For For Management 2.1 Elect Li Xin as Supervisor For For Management 2.2 Elect Yin Lianchen as Supervisor For For Management 2.3 Elect Wu Junhao as Supervisor For For Management 2.4 Elect Wu Gaolian as Supervisor For For Management 2.5 Elect Wang Zhe as Supervisor For For Management 2.6 Elect Qiao Zhimin as Supervisor For For Management 3 Approve Resolution on Formulating the For For Management Provisional Measures on Administration of Equities of China Everbright Bank Company Limited -------------------------------------------------------------------------------- CHINA EVERBRIGHT INTERNATIONAL LIMITED Ticker: 257 Security ID: Y14226107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Wong Kam Chung, Raymond as For For Management Director 3.2 Elect Fan Yan Hok, Philip as Director For For Management 3.3 Elect Mar Selwyn as Director For For Management 3.4 Authorize Board to Fix the For For Management Remuneration of the Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Issued Share For For Management Capital 5.3 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- - 152 - CHINA LIFE INSURANCE CO. LTD. (TAIWAN) Ticker: 2823 Security ID: Y1478C107 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 5.1 Elect Yu Ling Kuo, Representative of For For Management China Development Financial Holding Corporation, with Shareholder No. 461419, as Non-Independent Director 5.2 Elect Hui Chi Shih, Representative of For For Management China Development Financial Holding Corporation, with Shareholder No. 461419, as Non-Independent Director 5.3 Elect Shan Jung Yu, Representative of For For Management China Development Financial Holding Corporation, with Shareholder No. 461419, as Non-Independent Director 5.4 Elect Stephanie Hwang, Representative For For Management of Tai Li Investment Co Ltd, with Shareholder No. 213450, as Non-Independent Director 5.5 Elect Tony T.M. Hsu, Representative of For For Management Tai Li Investment Co Ltd, with Shareholder No. 213450, as Non-Independent Director 5.6 Elect Johnson F.H.Huang, with ID No. For For Management A121695XXX, as Independent Director 5.7 Elect Cheng Hsien Tsai, with ID No. For For Management D120899XXX, as Independent Director 5.8 Elect Da Bai Shen, with ID No. For For Management A122103XXX, as Independent Director 5.9 Elect Ming Rong Lai, with ID No. For For Management A121224XXX, as Independent Director 6 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- CHINA MERCHANTS PORT HOLDINGS COMPANY LIMITED Ticker: 144 Security ID: Y1489Q103 Meeting Date: OCT 28, 2019 Meeting Type: Special Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Non-Acceptance of the For For Management Mandatory Unconditional Cash Offer to Acquire All the Issued H Shares in Dalian Port (PDA) Company Limited and Related Transactions 2 Elect Ge Lefu as Director For For Management -------------------------------------------------------------------------------- CHINA MERCHANTS PORT HOLDINGS COMPANY LIMITED Ticker: 144 Security ID: Y1489Q103 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3Aa Elect Deng Renjie as Director For For Management 3Ab Elect Su Jian as Director For For Management 3Ac Elect Bai Jingtao as Director For For Management 3Ad Elect Kut Ying Hay as Director For Against Management 3Ae Elect Li Ka Fai David as Director For Against Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For Against Management Auditor and Authorize Board to Fix Their Remuneration 5A Approve Grant of Options Under the For Against Management Share Option Scheme 5B Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5C Authorize Repurchase of Issued Share For For Management Capital 5D Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA MINSHENG BANKING CORP., LTD. Ticker: 1988 Security ID: Y1495M112 Meeting Date: APR 20, 2020 Meeting Type: Special Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Postponement of the Change of For For Management Session of the Board of Directors 2 Approve Postponement of the Change of For For Management Session of the Supervisory Board -------------------------------------------------------------------------------- - 153 - CHINA MINSHENG BANKING CORP., LTD. Ticker: 1988 Security ID: Y1495M112 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Annual Report For For Management 2 Approve 2019 Final Financial Report For For Management 3 Approve 2019 Profit Distribution Plan For For Management 4 Approve 2020 Annual Budgets For For Management 5 Approve 2019 Work Report of the Board For For Management 6 Approve 2019 Work Report of the Board For For Management of Supervisors 7 Approve 2019 Report of Remuneration of For For Management Directors 8 Approve 2019 Report of Remuneration of For For Management Supervisors 9 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Undated Capital For For Management Bonds in the Next Three Years 11 Approve Extension of the Validity For For Management Period of the Resolutions on the Public Issuance of A Share Convertible Corporate Bonds and Related Transactions 12 Approve Report on Utilization of For For Management Proceeds from the Previous Issuance 13 Approve Shareholder Return Plan for For For Management 2019 to 2021 14 Approve Impacts on Dilution of Current For For Management Returns of the Public Issuance of A Share Convertible Corporate Bonds and the Remedial Measures 15 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 16 Approve Issuance of Financial Bonds For Against Management and Tier-2 Capital Bonds in the Next Three Years 17 Approve Change of Registered Capital For For Management 18 Amend Articles of Association For For Management 19 Elect Gao Yingxin as Director For For Shareholder -------------------------------------------------------------------------------- CHINA MINSHENG BANKING CORP., LTD. Ticker: 1988 Security ID: Y1495M112 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Validity For For Management Period of the Resolutions on the Public Issuance of A Share Convertible Corporate Bonds and Related Transactions -------------------------------------------------------------------------------- CHINA MOBILE LIMITED Ticker: 941 Security ID: Y14965100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Wang Yuhang as Director For For Management 4.1 Elect Paul Chow Man Yiu as Director For For Management 4.2 Elect Stephen Yiu Kin Wah as Director For For Management 5 Approve PricewaterhouseCoopers and For For Management PricewaterhouseCoopers Zhong Tian LLP as Auditors and Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares 9 Adopt Share Option Scheme and Related For Against Management Transactions -------------------------------------------------------------------------------- CHINA PACIFIC INSURANCE (GROUP) CO., LTD. Ticker: 2601 Security ID: Y1505Z103 Meeting Date: NOV 08, 2019 Meeting Type: Special Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance and Admission of GDRs For For Management 2 Approve Validity Period of the For For Management Resolutions in Respect of the Issuance and Admission of GDRs 3 Authorize Board to Deal with All For For Management Matters in Relation to the Issuance and Admission of GDRs 4 Approve Distribution of Accumulated For For Management Profits Prior to the Issuance and Admission of GDRs 5 Approve Plan for the Use of Proceeds For For Management from the Issuance and Admission of GDRs 6 Approve Purchase of Prospectus For For Management Liability Insurance for Directors, Supervisors and Senior Management Members -------------------------------------------------------------------------------- - 154 - CHINA PETROLEUM & CHEMICAL CORP. Ticker: 386 Security ID: Y15010104 Meeting Date: MAR 25, 2020 Meeting Type: Special Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Yuzhuo as Director For For Management -------------------------------------------------------------------------------- CHINA PETROLEUM & CHEMICAL CORP. Ticker: 386 Security ID: Y15010104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors of Sinopec Corp. 2 Approve 2019 Report of the Board of For For Management Supervisors of Sinopec Corp. 3 Approve 2019 Audited Financial Reports For For Management of Sinopec Corp. 4 Approve 2019 Profit Distribution Plan For For Management of Sinopec Corp. 5 Approve 2020 Interim Profit For For Management Distribution Plan of Sinopec Corp. 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as External Auditors of Sinopec Corp. and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Debt Financing For Against Management Instruments 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for New Domestic Shares and/or Overseas-Listed Foreign Shares 9 Elect Liu Hongbin as Director For For Management 10 Approve Provision of External For For Shareholder Guarantees -------------------------------------------------------------------------------- CHINA RAILWAY GROUP LIMITED Ticker: 390 Security ID: Y1509D116 Meeting Date: OCT 30, 2019 Meeting Type: Special Record Date: OCT 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Yun as Director For For Management 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisory Committee 3 Amend Articles of Association For For Shareholder -------------------------------------------------------------------------------- CHINA SHENHUA ENERGY COMPANY LIMITED Ticker: 1088 Security ID: Y1504C113 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Audited Financial For For Management Statements 4 Approve 2019 Profit Distribution Plan For For Management and Final Dividend 5 Approve 2019 Remuneration of Directors For For Management and Supervisors 6 Approve Purchase of Liability For For Management Insurance for Directors, Supervisors and Senior Management 7 Approve KPMG as International Auditors For For Management and KPMG Huazhen LLP as PRC Auditors and Authorize Directors' Committee to Fix Their Remuneration 8 Approve Entering into the Shenhua For For Management Finance Capital Increase Agreement with Shuohuang Railway, Zhunge'er Energy, Baoshen Railway, China Energy and Shenhua Finance and Related Transactions 9 Approve Entering into the Termination For Against Management Agreement of the Existing Financial Services Agreement with China Energy, Entering into the New Financial Services Agreement with Shenhua Finance and the Terms, Annual Caps and Related Transactions 10 Approve the Increase of Cash Dividend For For Management Percentage for 2019-2021 11 Amend Articles of Association For Against Management Regarding Party Committee 12 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 13 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 14 Amend Rules and Procedures Regarding For For Management Meetings of Supervisory Committee 15.01 Elect Wang Xiangxi as Director For For Shareholder 15.02 Elect Yang Jiping as Director For For Shareholder 15.03 Elect Xu Mingjun as Director For For Shareholder 15.04 Elect Jia Jinzhong as Director For For Shareholder 15.05 Elect Zhao Yongfeng as Director For For Shareholder 16.01 Elect Yuen Kwok Keung as Director For For Shareholder 16.02 Elect Bai Chong-En as Director For For Shareholder 16.03 Elect Chen Hanwen as Director For For Shareholder 17.01 Elect Luo Meijian as Supervisor For For Shareholder 17.02 Elect Zhou Dayu as Supervisor For For Shareholder -------------------------------------------------------------------------------- - 155 - CHINA SHENHUA ENERGY COMPANY LIMITED Ticker: 1088 Security ID: Y1504C113 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHINA STEEL CORP. Ticker: 2002 Security ID: Y15041109 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 4 Amend Procedures for Lending Funds to For For Management Other Parties 5 Approve Release the Prohibition on For For Management Chairman Chao-Tung Wong, from Holding the Position of Director of Taiwan High Speed Rail Corporation 6 Approve Release the Prohibition on For For Management Director Shyi-Chin Wang, from Holding the Position of Director of China Ecotek Corporation 7 Approve Release the Prohibition on For For Management Director Chien-Chih Hwang, from Holding the Position of Director of China Steel Structure Co., Ltd., CSBC Corporation, Taiwan, Formosa Ha Tinh (Cayman) Limited, and Formosa Ha Tinh Steel Corporation -------------------------------------------------------------------------------- CHINA TELECOM CORPORATION LIMITED Ticker: 728 Security ID: Y1505D102 Meeting Date: AUG 19, 2019 Meeting Type: Special Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Liu Guiqing as Director, For For Management Authorize Board to Execute a Service Contract with Him and Authorize Board to Fix Director's Remuneration 2 Elect Wang Guoquan as Director, For For Management Authorize Board to Execute a Service Contract with Him and Authorize Board to Fix Director's Remuneration 3 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CHINA TELECOM CORPORATION LIMITED Ticker: 728 Security ID: Y1505D102 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve 2019 Profit Distribution Plan For For Management and Final Dividend Payment 3 Approve Deloitte Touche Tohmatsu and For For Management Deloitte Touche Tohmatsu Certified Public Accountants LLP as the International Auditor and Domestic Auditor and Authorize Board to Fix Their Remuneration 4.1 Elect Ke Ruiwen as Director For For Management 4.2 Elect Li Zhengmao as Director For For Management 4.3 Elect Shao Guanglu as Director For For Management 4.4 Elect Chen Zhongyue as Director For For Management 4.5 Elect Liu Guiqing as Director For For Management 4.6 Elect Zhu Min as Director For For Management 4.7 Elect Wang Guoquan as Director For For Management 4.8 Elect Chen Shengguang as Director For For Management 4.9 Elect Tse Hau Yin, Aloysius as Director For For Management 4.10 Elect Xu Erming as Director For For Management 4.11 Elect Wang Hsuehming as Director For For Management 4.12 Elect Yeung Chi Wai, Jason as Director For For Management 5.1 Elect Sui Yixun as Supervisor For For Management 5.2 Elect Xu Shiguang as Supervisor For For Management 5.3 Elect You Minqiang as Supervisor For For Management 6 Amend Articles of Association and For For Management Approve Authorization of Directors to Complete Registration or Filing of the Amendments to the Articles of Association 7 Approve Issuance of Debentures, For Against Management Authorize Board to Issue Debentures and Determine Specific Terms, Conditions and Other Matters of the Debentures and Approve Centralized Registration of Debentures 8 Approve Issuance of Company Bonds in For For Management the People's Republic of China, Authorize Board to Issue Company Bonds and Determine Specific Terms, Conditions and Other Matters of the Company Bonds in the People's Republic of China 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares and Approve Amendments to Articles of Association to Reflect Changes in the Registered Capital of the Company -------------------------------------------------------------------------------- - 156 - CHUNGHWA TELECOM CO., LTD. Ticker: 2412 Security ID: Y1613J108 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- CIA DE SANEAMENTO DO PARANA Ticker: SAPR4 Security ID: P3R668101 Meeting Date: SEP 24, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Dismiss Member of the Nomination and For Against Management Evaluation Committee and Elect New Member 2 Elect Member of the Nomination and For Against Management Evaluation Committee -------------------------------------------------------------------------------- CIA DE SANEAMENTO DO PARANA Ticker: SAPR4 Security ID: P3R668101 Meeting Date: MAR 27, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Capitalization of Reserves For For Management 2 Approve 3-for-1 Stock Split For For Management 3 Amend Articles For Against Management -------------------------------------------------------------------------------- CIA DE SANEAMENTO DO PARANA Ticker: SAPR4 Security ID: P3R668101 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For Against Management Management and Fiscal Council 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5.1 Elect Claudio Stabile as Director For For Management 5.2 Elect Eduardo Francisco Sciarra as For For Management Director 5.3 Elect Jacques Geovani Schinemann as For For Management Director 5.4 Elect Marcia Carla Pereira Ribeiro as For For Management Director 5.5 Elect Rodrigo Sanchez Rios as Director For For Management 5.6 Elect Vilson Ribeiro de Andrade as For For Management Independent Director 6 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 7.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Claudio Stabile as Director 7.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Eduardo Francisco Sciarra as Director 7.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Jacques Geovani Schinemann as Director 7.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcia Carla Pereira Ribeiro as Director 7.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Rodrigo Sanchez Rios as Director 7.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Vilson Ribeiro de Andrade as Independent Director 8 Elect Adriano Cives Seabra as Director None For Shareholder Appointed by Minority Shareholder 9 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 10 Elect Joel Musman as Director None For Shareholder Appointed by Preferred Shareholder 11 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 12 Designate Newspapers to Publish For For Management Company's Legal Announcements -------------------------------------------------------------------------------- - 157 - CIA DE SANEAMENTO DO PARANA Ticker: SAPR4 Security ID: P3R668101 Meeting Date: JUN 17, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Thais Cercal Dalmina Losso as For For Management Eligibility Committee Member -------------------------------------------------------------------------------- CIMB GROUP HOLDINGS BERHAD Ticker: 1023 Security ID: Y1636J101 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Teoh Su Yin as Director For For Management 2 Elect Lee Kok Kwan as Director For For Management 3 Elect Mohamed Ross Mohd Din as Director For For Management 4 Elect Didi Syafruddin Yahya as Director For For Management 5 Elect Shulamite N K Khoo as Director For For Management 6 Approve Director's Fees For For Management 7 Approve Directors' Allowances and For For Management Benefits 8 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Approve Issuance of New Ordinary For For Management Shares Under the Dividend Reinvestment Scheme 11 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- CIPLA LTD. Ticker: 500087 Security ID: Y1633P142 Meeting Date: AUG 16, 2019 Meeting Type: Annual Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Final Dividend For For Management 4 Reelect Umang Vohra as Director For For Management 5 Reelect Ashok Sinha as Director For For Management 6 Reelect Peter Mugyenyi as Director For For Management 7 Reelect Adil Zainulbhai as Director For For Management 8 Reelect Punita Lal as Director For For Management 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- CLICKS GROUP LTD. Ticker: CLS Security ID: S17249111 Meeting Date: JAN 30, 2020 Meeting Type: Annual Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 August 2019 2 Reappoint Ernst & Young Inc as For For Management Auditors of the Company with Anthony Cadman as the Individual Registered Auditor 3 Re-elect Fatima Abrahams as Director For For Management 4 Re-elect Martin Rosen as Director For For Management 5.1 Re-elect John Bester as Member of the For For Management Audit and Risk Committee 5.2 Re-elect Fatima Daniels as Member of For For Management the Audit and Risk Committee 5.3 Re-elect Nonkululeko Gobodo as Member For For Management of the Audit and Risk Committee 6 Approve Remuneration Policy For For Management 7 Approve Remuneration Implementation For For Management Report 8 Authorise Repurchase of Issued Share For For Management Capital 9 Authorise Specific Repurchase of For For Management Shares from New Clicks South Africa Proprietary Limited 10 Approve Directors' Fees For For Management 11 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 12 Amend Memorandum of Incorporation For For Management -------------------------------------------------------------------------------- COLGATE-PALMOLIVE (INDIA) LIMITED Ticker: 500830 Security ID: Y1673X104 Meeting Date: AUG 28, 2019 Meeting Type: Annual Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Chandrasekar Meenakshi For For Management Sundaram as Director 3 Approve Commission to Independent For For Management Directors 4 Approve Appointment and Remuneration For For Management of Ram Raghavan as Managing Director -------------------------------------------------------------------------------- - 158 - COLGATE-PALMOLIVE (INDIA) LTD. Ticker: 500830 Security ID: Y1673X104 Meeting Date: JUL 04, 2019 Meeting Type: Special Record Date: MAY 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Vikram Singh Mehta as Director For For Management 2 Reelect Indu Ranjit Shahani as Director For Against Management 3 Approve Rajendra Ambalal Shah to For Against Management Continue Office as Independent Director 4 Approve Pradyot Kumar Ghosh to For For Management Continue Office as Independent Director 5 Approve Payment of Royalty to For For Management Colgate-Palmolive Company, USA -------------------------------------------------------------------------------- COMMERCIAL INTERNATIONAL BANK (EGYPT) SAE Ticker: COMI Security ID: M25561107 Meeting Date: MAR 15, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Issuance of Bonds or For For Management Subordinated Loans of EGP 15 Billion -------------------------------------------------------------------------------- COMMERCIAL INTERNATIONAL BANK (EGYPT) SAE Ticker: COMI Security ID: M25561107 Meeting Date: MAR 15, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations for FY 2019 2 Approve Auditors' Report on Company For For Management Financial Statements for FY 2019 3 Accept Financial Statements and For For Management Statutory Reports for FY 2019 4 Approve Allocation of Income for FY For For Management 2019 and Authorize Board to Fix and Distribute Employees' Share in the Company's Profits 5 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plan and Amend Articles 6 and 7 of Bylaws Accordingly 6 Authorize Capitalization of Reserves For For Management for Bonus Issue Re: 1:3 and Amend Articles 6 and 7 to reflect the Increase of Capital 7 Approve Discharge of Directors for FY For For Management 2019 8 Ratify Auditors and Fix Their For For Management Remuneration for FY 2020 9.1 Elect Amin Al Arab as Director For For Management 9.2 Elect Hussein Abaza as Director For For Management 9.3 Elect Bijan Khosrowshahi as Director For For Management 9.4 Elect Amani Abou Zeid as Director For For Management 9.5 Elect Magda Habib as Director For For Management 9.6 Elect Paresh Sukthankar as Director For For Management 9.7 Elect Rajeev Kakar as Director For For Management 9.8 Elect Sherif Samy as Director For For Management 10 Approve Remuneration of Directors for For For Management FY 2020 11 Approve Remuneration of Audit For For Management Committee for FY 2020 12 Approve Charitable Donations for FY For For Management 2019 and 2020 -------------------------------------------------------------------------------- COMPAL ELECTRONICS, INC. Ticker: 2324 Security ID: Y16907100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- COMPANHIA DE SANEAMENTO DE MINAS GERAIS Ticker: CSMG3 Security ID: P28269101 Meeting Date: JUL 01, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Dismiss Flavia Mourao Parreira do For For Management Amaral, Sinara Inacio Meireles Chenna, Marco Antonio Soares da Cunha Castello Branco, Remulo Borges de Azevedo Lemos and Rubens Coelho de Melo as Directors 2 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 3 Elect Directors For For Management 4 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 5 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Among the Nominees? 6.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Andre Macedo Faco as Director 6.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Carlos Eduardo Tavares de Castro as Director 6.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Helio Marcos Coutinho Beltrao as Director 6.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Joel Musman as Director 6.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcio de Lima Leite as Director -------------------------------------------------------------------------------- - 159 - COMPANHIA DE SANEAMENTO DE MINAS GERAIS Ticker: CSMG3 Security ID: P28269101 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Dismiss Fiscal Council Members For Against Management 2 Elect Fiscal Council Members For Against Management 3 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 4 Elect Alternate Fiscal Council Member None Abstain Shareholder Appointed by Minority Shareholder -------------------------------------------------------------------------------- COMPANHIA DE SANEAMENTO DE MINAS GERAIS Ticker: CSMG3 Security ID: P28269101 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles For For Management -------------------------------------------------------------------------------- COMPANIA DE TRANSMISSAO DE ENERGIA ELETRICA PAULISTA Ticker: TRPL4 Security ID: P30576113 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Andrea Costa Amancio Negrao as None For Shareholder Fiscal Council Member and Daniel Beltran Motta as Alternate Appointed by Preferred Shareholder 2 Elect Roberto Brigido do Nascimento as None For Shareholder Director Appointed by Preferred Shareholder 3 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? -------------------------------------------------------------------------------- CRRC CORPORATION LIMITED Ticker: 1766 Security ID: Y1818X100 Meeting Date: DEC 27, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chen Xiaoyi as Supervisor For For Management 2 Elect Lou Qiliang as Director For For Shareholder -------------------------------------------------------------------------------- CRRC CORPORATION LIMITED Ticker: 1766 Security ID: Y1818X100 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Final Financial Accounts For For Management Report 2 Approve 2019 Work Report of the Board For For Management of Directors 3 Approve 2019 Work Report of the For For Management Supervisory Committee 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Arrangement of Guarantees For Against Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Amend Articles of Association For For Management 9 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 10 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for A Shares and H Shares 12 Approve Issuance of Debt Financing For Against Management Instruments 13.1 Elect Shi Jianzhong as Director For For Shareholder 13.2 Elect Zhu Yuanchao as Director For For Shareholder 14 Approve KPMG Huazhen LLP as Auditors For For Shareholder and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- CTBC FINANCIAL HOLDING CO., LTD. Ticker: 2891 Security ID: Y15093100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- - 160 - DIALOG GROUP BERHAD Ticker: 7277 Security ID: Y20641109 Meeting Date: NOV 13, 2019 Meeting Type: Annual Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Elect Kamariyah Binti Hamdan as For For Management Director 3 Elect Khairon Binti Shariff as Director For For Management 4 Approve Directors' Fees and Board For For Management Committees' Fees 5 Approve Directors' Benefits (Other For For Management than Directors' Fees and Board Committees' Fees) 6 Approve BDO PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Oh Chong Peng to Continue For For Management Office as Independent Non-Executive Director 8 Approve Kamariyah Binti Hamdan to For For Management Continue Office as Independent Non-Executive Director 9 Authorize Share Repurchase Program For For Management 1 Adopt New Constitution For For Management -------------------------------------------------------------------------------- DISCOVERY LTD. Ticker: DSY Security ID: S2192Y109 Meeting Date: NOV 28, 2019 Meeting Type: Annual Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 June 2019 2 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company and Appoint Andrew Taylor as the Individual Registered Auditor 3.1 Re-elect Les Owen as Chairperson of For For Management the Audit Committee 3.2 Re-elect Sindi Zilwa as Member of the For For Management Audit Committee 3.3 Re-elect Sonja De Bruyn as Member of For For Management the Audit Committee 4.1 Re-elect Richard Farber as Director For For Management 4.2 Re-elect Herman Bosman as Director For For Management 4.3 Re-elect Faith Khanyile as Director For For Management 4.4 Elect Mark Tucker as Director For For Management 5.1 Approve Remuneration Policy For For Management 5.2 Approve Implementation of the For For Management Remuneration Policy 6 Approve the Long-Term Incentive Plan For For Management 7 Authorise Ratification of Approved For For Management Resolutions 8.1 Authorise Directors to Allot and Issue For For Management A Preference Shares 8.2 Authorise Directors to Allot and Issue For For Management B Preference Shares 8.3 Authorise Directors to Allot and Issue For For Management C Preference Shares 1 Approve Non-executive Directors' For Against Management Remuneration 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 4 Authorise Board to Allot and Issue For For Management Shares Pursuant to the Long-Term Incentive Plan -------------------------------------------------------------------------------- DR. REDDY'S LABORATORIES LIMITED Ticker: 500124 Security ID: Y21089159 Meeting Date: JAN 02, 2020 Meeting Type: Court Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Amalgamation and For For Management Arrangement -------------------------------------------------------------------------------- E.SUN FINANCIAL HOLDING CO., LTD. Ticker: 2884 Security ID: Y23469102 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Capitalization of Profit and For For Management Employee Bonuses 4 Amend Trading Procedures Governing For For Management Derivatives Products 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 6.1 Elect YUNG-JEN HUANG, a Representative For For Management of E.SUN VOLUNTEER AND SOCIAL WELFARE FOUNDATION, with SHAREHOLDER NO.65813, as Non-Independent Director 6.2 Elect JOSEPH N.C. HUANG, a For For Management Representative of E.SUN FOUNDATION, with SHAREHOLDER NO.1, as Non-Independent Director 6.3 Elect JACKSON MAI, a Representative of For For Management HSIN TUNG YANG CO., LTD., with SHAREHOLDER NO.8, as Non-Independent Director 6.4 Elect RON-CHU CHEN, a Representative For For Management of FU-YUAN INVESTMENT CO.,LTD., with SHAREHOLDER NO.123662, as Non-Independent Director 6.5 Elect CHIEN-LI WU, a Representative of For For Management SHANG LI CAR CO.,LTD., with SHAREHOLDER NO.16557, as Non-Independent Director 6.6 Elect MAGI CHEN, with SHAREHOLDER NO. For For Management 3515, as Non-Independent Director 6.7 Elect MAO-CHIN CHEN, with SHAREHOLDER For For Management NO.3215, as Non-Independent Director 6.8 Elect RYH-YAN CHANG, with SHAREHOLDER For For Management NO.P101381XXX, as Independent Director 6.9 Elect CHUN-YAO HUANG, with SHAREHOLDER For For Management NO.D120004XXX, as Independent Director 6.10 Elect YING-HSIN TSAI, with SHAREHOLDER For For Management NO.B220080XXX, as Independent Director 6.11 Elect HUNG-CHANG CHIU, with For For Management SHAREHOLDER NO.A123163XXX, as Independent Director 6.12 Elect RUEY-LIN HSIAO, with SHAREHOLDER For For Management NO.A120288XXX, as Independent Director 7 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- - 161 - EDP ENERGIAS DO BRASIL SA Ticker: ENBR3 Security ID: P3769R108 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Capital Budget For For Management 4 Fix Number of Directors at Eight For For Management 5 Approve Remuneration of Company's For For Management Management 6 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 7 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 8 As an Ordinary Shareholder, Would You None Abstain Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 9 Elect Directors For Against Management 10 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 11 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 12.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Antonio Luis Guerra Nunes Mexia as Director 12.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Miguel Nuno Simoes Nunes Ferreira Setas as Director 12.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Miguel Stilwell de Andrade as Director 12.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Joao Manuel Verissimo Marques da Cruz as Director 12.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Pedro Sampaio Malan as Independent Director 12.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Francisco Carlos Coutinho Pitella as Independent Director 12.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Modesto Souza Barros Carvalhosa as Independent Director 12.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Juliana Rozenbaum Munemori as Independent Director -------------------------------------------------------------------------------- EDP ENERGIAS DO BRASIL SA Ticker: ENBR3 Security ID: P3769R108 Meeting Date: MAR 31, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Capitalization of Reserves For For Management Without Issuance of Shares and Amend Article 5 Accordingly 2 Amend Articles For For Management 3 Consolidate Bylaws For For Management 4 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- EMPRESAS CMPC SA Ticker: CMPC Security ID: P3712V107 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor a Accept Financial Statements and For For Management Statutory Reports b Approve Dividend Distribution of CLP 5. For For Management 5 per Share c Receive Report Regarding Related-Party For For Management Transactions d Appoint Auditors and Designate Risk For For Management Assessment Companies e Approve Remuneration of Directors; For For Management Approve Remuneration and Budget of Directors' Committee f Receive Dividend Policy and For For Management Distribution Procedures g Other Business For Against Management -------------------------------------------------------------------------------- EMPRESAS COPEC SA Ticker: COPEC Security ID: P7847L108 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor a Accept Financial Statements and For For Management Statutory Reports b Receive Report Regarding Related-Party For For Management Transactions c Approve Remuneration of Directors For For Management d Approve Remuneration and Budget of For For Management Directors' Committee; Present Report on Directors' Committee Activities e Appoint Auditors and Designate Risk For For Management Assessment Companies f Other Business For Against Management -------------------------------------------------------------------------------- - 162 - ENEL AMERICAS SA Ticker: ENELAM Security ID: P37186106 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Directors For For Management 4 Approve Remuneration of Directors' For For Management Committee and Approve Their Budget 5 Present Board's Report on Expenses; None None Management Present Directors' Committee Report on Activities and Expenses 6 Appoint Auditors For For Management 7 Elect Two Supervisory Account For For Management Inspectors and their Alternates; Approve their Remuneration 8 Designate Risk Assessment Companies For For Management 9 Approve Investment and Financing Policy For For Management 10 Present Dividend Policy and None None Management Distribution Procedures 11 Receive Report Regarding Related-Party None None Management Transactions 12 Present Report on Processing, None None Management Printing, and Mailing Information Required by Chilean Law 13 Other Business For Against Management 14 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ENEL CHILE SA Ticker: ENELCHILE Security ID: P3762G109 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Directors For For Management 4 Approve Remuneration and Budget of For For Management Directors' Committee 5 Present Board's Report on Expenses; None None Management Present Directors' Committee Report on Activities and Expenses 6 Appoint Auditors For For Management 7 Elect Two Supervisory Account For For Management Inspectors and their Alternates; Approve their Remuneration 8 Designate Risk Assessment Companies For For Management 9 Approve Investment and Financing Policy For For Management 10 Present Dividend Policy and None None Management Distribution Procedures 11 Receive Report Regarding Related-Party None None Management Transactions 12 Present Report Re: Processing, None None Management Printing, and Mailing Information Required by Chilean Law 13 Other Business For Against Management 14 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ENERGISA SA Ticker: ENGI4 Security ID: P3769S114 Meeting Date: APR 28, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Company's For Against Management Management 2 Amend Article 18 For For Management 3 Designate Diario Oficial da Uniao and For For Management Diario do Comercio de Minas Gerais as Newspapers to Publish Company's Legal Announcements 4 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- ENERGISA SA Ticker: ENGI4 Security ID: P3769S114 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Alternate Directors at For For Management Four 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5 Elect Directors For For Management 6 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Ivan Muller Botelho as Director and Mauricio Perez Botelho and/or Marcelo Silveira da Rocha as Alternate 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Ricardo Perez Botelho as Director and Mauricio Perez Botelho and/or Marcelo Silveira da Rocha as Alternate 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Antonio Jose de Almeida Carneiro as Director and Mauricio Perez Botelho and/or Marcelo Silveira da Rocha as Alternate 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcilio Marques Moreira as Independent Director and Andre La Saigne de Botton as Alternate 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Omar Carneiro da Cunha Sobrinho as Independent Director and Andre La Saigne de Botton as Alternate 8.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Luiz Alqueres as Independent Director and Andre La Saigne de Botton as Alternate 9 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 10 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 11 As a Preferred Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 12 Elect Luciana de Oliveira Cezar Coelho None For Shareholder as Independent Director and Pedro Renato Arruda Stevaux as Alternate Appointed by Preferred Shareholder 13 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 14 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? 15 Elect Fiscal Council Members For Abstain Management 16 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 17.1 Elect Artemio Bertholini as Fiscal None For Shareholder Council Member and Atilio Gerson Bertoldi as Alternate Appointed by Preferred Shareholder 17.2 Elect Vania Andrade de Souza as Fiscal None Abstain Shareholder Council Member and Antonio Eduardo Bertolo as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- - 163 - ENEVA SA Ticker: ENEV3 Security ID: P3719N116 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income For For Management 3 Fix Number of Directors at Seven For For Management 4 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 5 Elect Directors For Against Management 6 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 7 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 8.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Jerson Kelman as Director 8.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Aurelio Drummond Jr. as Director 8.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcelo Pereira Lopes de Medeiros as Independent Director 8.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Guilherme Bottura as Independent Director 8.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Renato Antonio Secondo Mazzola as Independent Director 8.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Felipe Gottlieb as Independent Director 8.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Lavinia Hollanda as Independent Director 9 Approve Remuneration of Company's For Against Management Management 10 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- ENEVA SA Ticker: ENEV3 Security ID: P3719N116 Meeting Date: APR 29, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option Plan For Against Management 2 Re-Ratify Remuneration of Company's For Against Management Management for 2019 -------------------------------------------------------------------------------- ENGIE BRASIL ENERGIA SA Ticker: EGIE3 Security ID: P37625103 Meeting Date: SEP 09, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Gustavo Henrique Labanca Novo as For Against Management Director and Raquel da Fonseca Cantarino as Alternate -------------------------------------------------------------------------------- ENGIE BRASIL ENERGIA SA Ticker: EGIE3 Security ID: P37625103 Meeting Date: OCT 14, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify KPMG Corporate Finance Ltda. as For For Management the Firm to Appraise Proposed Transaction 2 Approve Independent Firm's Appraisal For For Management 3 Ratify Acquisition of Controlling For For Management Stake of Transportadora Associada de Gas SA through Alianca Transportadora de Gas Participacoes SA -------------------------------------------------------------------------------- ENGIE BRASIL ENERGIA SA Ticker: EGIE3 Security ID: P37625103 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Employees' Bonuses For For Management 4 Approve Remuneration of Company's For For Management Management 5 Designate Noticias do Dia as Newspaper For For Management to Publish Company's Legal Announcements 6 Elect Directors For Against Management 7 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 8 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 9.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Mauricio Stolle Bahr as Director and Gustavo Henrique Labanca Novo as Alternate 9.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Karin Koogan Breitman as Independent Director and Manoel Arlindo Zaroni Torres as Alternate 9.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Richard Jacques Dumas as Director and Leonardo Augusto Serpa as Alternate 9.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Paulo Jorge Tavares Almirante as Director and Raphael Vincent Philippe Barreau as Alternate 9.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Dirk Achiel Marc Beeuwsaert as Director and Gil de Methodio Maranhao Neto as Alternate 9.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Simone Cristina de Paola Barbieri as Director and Pierre Jean Bernard Guiollot as Alternate 9.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Paulo de Resende Salgado as Independent Director and Antonio Alberto Gouvea Vieira as Alternate 9.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Pais Rangel as Independent Director and Raquel da Fonseca Cantarino as Alternate 9.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Adir Flavio Sviderskei as Director and Rubens Jose Nascimento as Alternate 10 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- - 164 - EQUATORIAL ENERGIA SA Ticker: EQTL3 Security ID: P3773H104 Meeting Date: JUL 22, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option Plan For For Management 2 Approve the Non-Granting of New For For Management Options under the Stock Option Plan Approved at the July 21, 2014, EGM -------------------------------------------------------------------------------- EQUATORIAL ENERGIA SA Ticker: EQTL3 Security ID: P3773H104 Meeting Date: NOV 27, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Eduardo Haiama as Director For For Management 2 Approve 5-for-1 Stock Split For For Management 3 Amend Articles to Reflect Changes in For For Management Share Capital and Authorized Capital 4 Approve Amendment of Regulations of For For Management Issuance of Powers of Attorney and Amend Article 22 Accordingly 5 Consolidate Bylaws For For Management 6 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- EQUATORIAL ENERGIA SA Ticker: EQTL3 Security ID: P3773H104 Meeting Date: APR 03, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Corporate Purpose For For Management 2 Amend Article 3 Re: Corporate Purpose For For Management 3 Consolidate Bylaws For For Management 4 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- EVA AIRWAYS CORP. Ticker: 2618 Security ID: Y2361Y107 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Articles of Association For For Management 4 Amend Rules and Procedures for For For Management Election of Directors 5.1 Elect LIN, BOU-SHIU, a Representative For For Management of EVERGREEN MARINE CORP. with SHAREHOLDER NO.19 as Non-Independent Director 5.2 Elect CHANG, KUO-HUA, a Representative For For Management of EVERGREEN MARINE CORP. with SHAREHOLDER NO.19 as Non-Independent Director 5.3 Elect KO, LEE-CHING, a Representative For For Management of EVERGREEN INTERNATIONAL CORP. with SHAREHOLDER NO.5414 as Non-Independent Director 5.4 Elect TAI, JIIN-CHYUAN, a For For Management Representative of EVERGREEN INTERNATIONAL CORP. with SHAREHOLDER NO.5414 as Non-Independent Director 5.5 Elect SUN, CHIA-MING, a Representative For For Management of EVERGREEN LOGISTICS CORPORATION with SHAREHOLDER NO.603020 as Non-Independent Director 5.6 Elect LIAO, CHI-WEI, a Representative For For Management of EVERGREEN LOGISTICS CORPORATION with SHAREHOLDER NO.603020 as Non-Independent Director 5.7 Elect CHIEN, YOU-HSIN with SHAREHOLDER For For Management NO.R100061XXX as Independent Director 5.8 Elect HSU, SHUN-HSIUNG with For For Management SHAREHOLDER NO.P121371XXX as Independent Director 5.9 Elect WU, CHUNG-PAO with SHAREHOLDER For For Management NO.G120909XXX as Independent Director 6 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors -------------------------------------------------------------------------------- EXXARO RESOURCES LTD. Ticker: EXX Security ID: S26949107 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Jeff van Rooyen as Director For For Management 1.2 Re-elect Zwelibanzi Mntambo as Director For For Management 1.3 Re-elect Vuyisa Nkonyeni as Director For For Management 2.1 Re-elect Mark Moffett as Member of the For For Management Audit Committee 2.2 Re-elect Isaac Mophatlane as Member of For For Management the Audit Committee 2.3 Re-elect Ras Myburgh as Member of the For For Management Audit Committee 2.4 Re-elect Vuyisa Nkonyeni as Member of For For Management the Audit Committee 3.1 Re-elect Geraldine Fraser-Moleketi as For For Management Member of the Social and Ethics Committee 3.2 Re-elect Likhapha Mbatha as Member of For For Management the Social and Ethics Committee 3.3 Re-elect Isaac Mophatlane as Member of For For Management the Social and Ethics Committee 3.4 Re-elect Peet Snyders as Member of the For For Management Social and Ethics Committee 4 Reappoint PricewaterhouseCoopers For For Management Incorporated as Auditors of the Company with TD Shango as the Designated Audit Partner 5 Authorise Ratification of Approved For For Management Resolutions 1 Approve Non-executive Directors' Fees For For Management 2 Approve Financial Assistance to For For Management Related or Inter-related Company 3 Authorise Repurchase of Issued Share For For Management Capital 1 Approve Remuneration Policy For For Management 2 Approve Implementation Report of the For For Management Remuneration Policy -------------------------------------------------------------------------------- - 165 - FALABELLA SA Ticker: FALABELLA Security ID: P3880F108 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Consolidated Balance Sheet For For Management 3 Approve Consolidated Financial For For Management Statements 4 Approve Auditors' Report For For Management 5 Receive Report on Interim Dividends of None None Management CLP 17 per Share Approved by Board on Dec. 19, 2019 6 Approve Allocation of Income and For For Management Dividends 7 Approve Allocation of Income Which are For For Management no Distributable to Shareholders 8 Approve Dividend Policy For For Management 9 Elect Directors None Against Management 10 Approve Remuneration of Directors For For Management 11 Appoint Auditors For For Management 12 Designate Risk Assessment Companies For For Management 13 Receive Report Regarding Related-Party None None Management Transactions 14 Receive Directors Committee's Report None None Management 15 Approve Remuneration of Directors' For For Management Committee 16 Approve Budget of Directors' Committee For For Management 17 Designate Newspaper to Publish For For Management Announcements -------------------------------------------------------------------------------- FAR EASTERN NEW CENTURY CORP. Ticker: 1402 Security ID: Y24374103 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Approve Amendments to Articles of For For Management Association 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- FIBRA UNO ADMINISTRACION SA DE CV Ticker: FUNO11 Security ID: P3515D163 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.i Accept Reports of Audit, Corporate For For Management Practices, Nominating and Remuneration Committees 1.ii Accept Technical Committee Report on For For Management Compliance in Accordance to Article 172 of General Mercantile Companies Law 1.iii Accept Report of Trust Managers in For For Management Accordance to Article 44-XI of Securities Market Law, Including Technical Committee's Opinion on that Report 1.iv Accept Technical Committee Report on For For Management Operations and Activities Undertaken 2 Approve Financial Statements and For For Management Allocation of Income 3.a Elect or Ratify Ignacio Trigueros For For Management Legarreta as Member of Technical Committee (Proposed by Nominations and Compensations Committee) 3.b Elect or Ratify Antonio Hugo Franck For For Management Cabrera as Member of Technical Committee (Proposed by Nominations and Compensations Committee) 3.c Elect or Ratify Ruben Goldberg Javkin For For Management as Member of Technical Committee (Proposed by Nominations and Compensations Committee) 3.d Elect or Ratify Herminio Blanco For For Management Mendoza as Member of Technical Committee (Proposed by Nominations and Compensations Committee) 3.e Elect or Ratify Alberto Felipe Mulas For For Management Alonso as Member of Technical Committee (Proposed by Nominations and Compensations Committee) 4 Elect or Ratify Members, Alternates For Against Management and Secretary (Non-Member) of Technical Committee; Verify Independence Classification 5 Approve Remuneration of Technical For For Management Committee Members 6 Appoint Legal Representatives For For Management 7 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- FIRST FINANCIAL HOLDING CO. LTD. Ticker: 2892 Security ID: Y2518F100 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Consolidated Financial Statements 2 Approve Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Amend Articles of Association For For Management 5 Amend Rules and Procedures for For For Management Election of Directors -------------------------------------------------------------------------------- - 166 - FIRSTRAND LTD. Ticker: FSR Security ID: S5202Z131 Meeting Date: NOV 28, 2019 Meeting Type: Annual Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Tandi Nzimande as Director For For Management 1.2 Re-elect Mary Bomela as Director For For Management 1.3 Re-elect Grant Gelink as Director For For Management 1.4 Re-elect Faffa Knoetze as Director For For Management 1.5 Elect Louis von Zeuner as Director For For Management 2.1 Reappoint Deloitte & Touche as For For Management Auditors of the Company 2.2 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company 3 Place Authorised but Unissued Ordinary For For Management Shares under Control of Directors 4 Authorise Ratification of Approved For For Management Resolutions 1 Approve Remuneration Policy For For Management 2 Approve Remuneration Implementation For Against Management Report 1 Authorise Repurchase of Issued Share For For Management Capital 2.1 Approve Financial Assistance to For For Management Directors and Prescribed Officers as Employee Share Scheme Beneficiaries 2.2 Approve Financial Assistance to For For Management Related and Inter-related Entities 3 Approve Remuneration of Non-executive For For Management Directors 5 Approve Report on Company's Assessment Against For Shareholder of its Exposure to Climate-Related Risks by no later than October 2020 6 Adopt and Publicly Disclose a Policy For For Shareholder on Fossil Fuel Lending by no later than October 2020 -------------------------------------------------------------------------------- FLEURY SA Ticker: FLRY3 Security ID: P418BW104 Meeting Date: DEC 05, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Deferred Bonus Plan For Against Management 2 Approve Share Matching Plan For Against Management 3 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- FOMENTO ECONOMICO MEXICANO SAB DE CV Ticker: FEMSAUBD Security ID: P4182H115 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and Cash For For Management Dividends 3 Set Maximum Amount of Share Repurchase For For Management Reserve 4 Elect Directors and Secretaries, For For Management Verify Director's Independence Classification as Per Mexican Securities Law, and Approve their Remuneration 5 Elect Members and Chairmen of Planning For For Management and Finance, Audit, and Corporate Practices Committees; Approve Their Remuneration 6 Authorize Board to Ratify and Execute For For Management Approved Resolutions 7 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- FORMOSA CHEMICALS & FIBRE CORP. Ticker: 1326 Security ID: Y25946107 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholders' General Meeting -------------------------------------------------------------------------------- FUBON FINANCIAL HOLDING CO., LTD. Ticker: 2881 Security ID: Y26528102 Meeting Date: AUG 06, 2019 Meeting Type: Special Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendment on 2018 Profit For For Management Distribution Plan -------------------------------------------------------------------------------- - 167 - FUBON FINANCIAL HOLDING CO., LTD. Ticker: 2881 Security ID: Y26528102 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve Plan to Raise Long Term Capital For For Management 4 Approve Amendments to Articles of For For Management Association 5 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 6.1 Elect Richard M.Tsai, with SHAREHOLDER For For Management NO.4 as Non-independent Director 6.2 Elect Daniel M.Tsai, with SHAREHOLDER For For Management NO.3 as Non-independent Director 6.3 Elect Eric Chen, a Representative of For For Management Ming Dong Industrial Co., Ltd., with SHAREHOLDER NO.72, as Non-independent Director 6.4 Elect Howard Lin, a Representative of For For Management Ming Dong Industrial Co., Ltd., with SHAREHOLDER NO.72, as Non-independent Director 6.5 Elect Jerry Harn, a Representative of For For Management Ming Dong Industrial Co., Ltd., with SHAREHOLDER NO.72, as Non-independent Director 6.6 Elect Ben Chen, a Representative of For For Management Ming Dong Industrial Co., Ltd., with SHAREHOLDER NO.72 as Non-independent Director 6.7 Elect Jia-Jen Chen, a Representative For For Management of Taipei City Government, with SHAREHOLDER NO.297306, as Non-independent Director 6.8 Elect Hsiu-Hui Yuan, a Representative For For Management of Taipei City Government, with SHAREHOLDER NO.297306, as Non-independent Director 6.9 Elect Ruey-Cherng Cheng, a For For Management Representative of Taipei City Government, with SHAREHOLDER NO. 297306, as Non-independent Director 6.10 Elect Ming-Je Tang, with SHAREHOLDER For For Management NO.255756 as Independent Director 6.11 Elect Shin-Min Chen, with SHAREHOLDER For For Management NO.J100657XXX as Independent Director 6.12 Elect Alan Wang, with SHAREHOLDER NO. For For Management F102657XXX as Independent Director 6.13 Elect Shu-Hsing Li, with SHAREHOLDER For For Management NO.R120428XXX as Independent Director 6.14 Elect Jung-Feng Chang, with For For Management SHAREHOLDER NO.H101932XXX as Independent Director 6.15 Elect Lee, Roy Chun, with SHAREHOLDER For For Management NO.F121054XXX as Independent Director 7 Approve Release of Restrictions of For For Management Competitive Activities of Richard M. Tsai 8 Approve Release of Restrictions of For For Management Competitive Activities of Daniel M.Tsai 9 Approve Release of Restrictions of For For Management Competitive Activities of Ming-Je Tang 10 Approve Release of Restrictions of For For Management Competitive Activities of Eric Chen 11 Approve Release of Restrictions of For For Management Competitive Activities of Jerry Harn 12 Approve Release of Restrictions of For For Management Competitive Activities of Ben Chen 13 Approve Release of Restrictions of For For Management Competitive Activities of a Representative of Taipei City Government -------------------------------------------------------------------------------- GENTING BERHAD Ticker: 3182 Security ID: Y26926116 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Approve Directors' Fees For For Management 3 Approve Directors' Benefits For For Management 4 Elect Foong Cheng Yuen as Director For For Management 5 Elect R. Thillainathan as Director For For Management 6 Elect Tan Kong Han as Director For For Management 7 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Authorize Share Repurchase Program For For Management 10 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- GENTING MALAYSIA BERHAD Ticker: 4715 Security ID: Y2698A103 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Approve Directors' Fees For For Management 3 Approve Directors' Benefits For For Management 4 Elect Lim Kok Thay as Director For For Management 5 Elect Mohd Zahidi bin Hj Zainuddin as For For Management Director 6 Elect Teo Eng Siong as Director For For Management 7 Elect Lee Choong Yan as Director For For Management 8 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Authorize Share Repurchase Program For For Management 11 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- - 168 - GROWTHPOINT PROPERTIES LTD. Ticker: GRT Security ID: S3373C239 Meeting Date: NOV 12, 2019 Meeting Type: Annual Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Present the Financial Statements and None None Management Statutory Reports for the Year Ended 30 June 2019 1.2.1 Elect Frank Berkeley as Director For For Management 1.2.2 Elect John van Wyk as Director For For Management 1.2.3 Elect Christina Teixeira as Director For Abstain Management 1.3.1 Re-elect Lynette Finlay as Director For For Management 1.3.2 Re-elect Sebenzile Mngconkola as For For Management Director 1.3.3 Re-elect Mpume Nkabinde as Director For For Management 1.4.1 Elect Frank Berkeley as Member of the For For Management Audit Committee 1.4.2 Re-elect Lynette Finlay as Member of For For Management the Audit Committee 1.4.3 Re-elect Nonzukiso Siyotula as Member For For Management of the Audit Committee 1.4.4 Elect Christina Teixeira as Member of For Abstain Management the Audit Committee 1.5 Appoint EY as Auditors of the Company For For Management 1.6.1 Approve Remuneration Policy For For Management 1.6.2 Approve Implementation of Remuneration For For Management Policy 1.7 Place Authorised but Unissued Shares For For Management under Control of Directors 1.8 Authorise Directors to Issue Shares to For For Management Afford Shareholders Distribution Reinvestment Alternatives 1.9 Authorise Board to Issue Shares for For For Management Cash 1.10 Approve Social, Ethics and For For Management Transformation Committee Report 2.1 Approve Non-executive Directors' Fees For For Management 2.2 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 2.3 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- GRUMA SAB DE CV Ticker: GRUMAB Security ID: P4948K121 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Cancellation of 15.47 For For Management Million Series B Class I Repurchased Shares and Consequently Reduction in Fixed Portion of Capital; Amend Article 6 2 Consolidate Bylaws For Against Management 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GRUMA SAB DE CV Ticker: GRUMAB Security ID: P4948K121 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Set Maximum Amount of Share Repurchase For For Management Reserve and Present Report of Operations with Treasury Shares 4 Elect Directors, Secretary, and For For Management Alternates, Verify Independence Classification of Directors and Approve Their Remuneration; Approve Remuneration of Audit and Corporate Practices Committees 5 Elect Chairmen of Audit and Corporate For For Management Practices Committees 6 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GRUPA LOTOS SA Ticker: LTS Security ID: X32440103 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Receive Financial Statements None None Management 6 Receive Consolidated Financial None None Management Statements 7 Receive Management Board Report on None None Management Company's and Group's Operations 8 Receive Supervisory Board Report None None Management 9 Receive Management Board Report on None None Management Entertainment Expenses, Legal Expenses, Marketing Costs, Public Relations, Social Communication Expenses, and Management Consultancy Fees in 2019 10 Approve Financial Statements For For Management 11 Approve Consolidated Financial For For Management Statements 12 Approve Management Board Report on For For Management Company's and Group's Operations 13 Approve Allocation of Income and For For Management Dividends of PLN 1 per Share 14.1 Approve Discharge of Jaroslaw For For Management Wittstock (Deputy CEO) 14.2 Approve Discharge of Jaroslaw Kawula For For Management (Deputy CEO) 14.3 Approve Discharge of Marian Krzeminski For For Management (Deputy CEO) 14.4 Approve Discharge of Zofia Paryla For For Management (Deputy CEO) 14.5 Approve Discharge of Patryk Demski For For Management (Deputy CEO) 14.6 Approve Discharge of Robert Sobkow For For Management (Deputy CEO) 14.7 Approve Discharge of Mateusz Bonca For For Management (CEO) 15.1 Approve Discharge of Beata For For Management Kozlowska-Chyla (Supervisory Board Chairman) 15.2 Approve Discharge of Piotr Ciach For For Management (Supervisory Board Deputy Chairman) 15.3 Approve Discharge of Katarzyna For For Management Lewandowska (Supervisory Board Secretary) 15.4 Approve Discharge of Dariusz Figura For For Management (Supervisory Board Member) 15.5 Approve Discharge of Mariusz Golecki For For Management (Supervisory Board Member) 15.6 Approve Discharge of Adam Lewandowski For For Management (Supervisory Board Member) 15.7 Approve Discharge of Agnieszka For For Management Szklarczyk-Mierzwa (Supervisory Board Member) 15.8 Approve Discharge of Grzegorz Rybicki For For Management (Supervisory Board Member) 16 Approve Remuneration Policy For Against Management 17 Approve Acquisition of Shares in For Against Management Increased Share Capital of Grupa Azoty Polyolefins SA 18 Fix Number of Supervisory Board Members For For Management 19.1 Elect Chairman of Supervisory Board For Against Management 19.2 Elect Supervisory Board Member For Against Management 20 Close Meeting None None Management -------------------------------------------------------------------------------- - 169 - GRUPO AEROPORTUARIO DEL SURESTE SA DE CV Ticker: ASURB Security ID: P4950Y100 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve CEO's and Auditor's Reports on For Did Not Vote Management Operations and Results of Company, and Board's Opinion on Reports 1b Approve Board's Report on Accounting For Did Not Vote Management Policies and Criteria for Preparation of Financial Statements 1c Approve Report on Activities and For Did Not Vote Management Operations Undertaken by Board 1d Approve Individual and Consolidated For Did Not Vote Management Financial Statements 1e Approve Report of Audit Committee's For Did Not Vote Management Activities and Report on Company's Subsidiaries 1f Approve Report on Adherence to Fiscal For Did Not Vote Management Obligations 2a Approve Increase in Legal Reserve by For Did Not Vote Management MXN 274.13 Million 2b Approve Cash Dividends of MXN 8.21 Per For Did Not Vote Management Series B and BB Shares 2c Set Maximum Amount of MXN 2.75 Billion For Did Not Vote Management for Share Repurchase; Approve Policy Related to Acquisition of Own Shares 3a Approve Discharge of Board of For Did Not Vote Management Directors and CEO 3b.1 Elect/Ratify Fernando Chico Pardo as For Did Not Vote Management Director 3b.2 Elect/Ratify Jose Antonio Perez Anton For Did Not Vote Management as Director 3b.3 Elect/Ratify Luis Chico Pardo as For Did Not Vote Management Director 3b.4 Elect/Ratify Aurelio Perez Alonso as For Did Not Vote Management Director 3b.5 Elect/Ratify Rasmus Christiansen as For Did Not Vote Management Director 3b.6 Elect/Ratify Francisco Garza Zambrano For Did Not Vote Management as Director 3b.7 Elect/Ratify Ricardo Guajardo Touche For Did Not Vote Management as Director 3b.8 Elect/Ratify Guillermo Ortiz Martinez For Did Not Vote Management as Director 3b.9 Elect/Ratify Barbara Garza Laguera For Did Not Vote Management Gonda as Director 3b.10 Elect/Ratify Rafael Robles Miaja as For Did Not Vote Management Secretary (Non-Member) of Board 3b.11 Elect/Ratify Ana Maria Poblanno For Did Not Vote Management Chanona as Alternate Secretary (Non-Member) of Board 3c.1 Elect/Ratify Ricardo Guajardo Touche For Did Not Vote Management as Chairman of Audit Committee 3d.1 Elect/Ratify Fernando Chico Pardo as For Did Not Vote Management Member of Nominations and Compensations Committee 3d.2 Elect/Ratify Jose Antonio Perez Anton For Did Not Vote Management as Member of Nominations and Compensations Committee 3d.3 Elect/Ratify Barbara Garza Laguera For Did Not Vote Management Gonda as Member of Nominations and Compensations Committee 3e.1 Approve Remuneration of Directors in For Did Not Vote Management the Amount of MXN 72,600 3e.2 Approve Remuneration of Operations For Did Not Vote Management Committee in the Amount of MXN 72,600 3e.3 Approve Remuneration of Nominations For Did Not Vote Management and Compensations Committee in the Amount of MXN 72,600 3e.4 Approve Remuneration of Audit For Did Not Vote Management Committee in the Amount of MXN 102,850 3e.5 Approve Remuneration of Acquisitions For Did Not Vote Management and Contracts Committee in the Amount of MXN 24,200 4a Authorize Claudio R. Gongora Morales For Did Not Vote Management to Ratify and Execute Approved Resolutions 4b Authorize Rafael Robles Miaja to For Did Not Vote Management Ratify and Execute Approved Resolutions 4c Authorize Ana Maria Poblanno Chanona For Did Not Vote Management to Ratify and Execute Approved Resolutions -------------------------------------------------------------------------------- GRUPO BIMBO SAB DE CV Ticker: BIMBOA Security ID: P4949B104 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Individual and Consolidated For For Management Financial Statements and Statutory Reports 2 Approve Report on Adherence to Fiscal For For Management Obligations 3 Approve Allocation of Income For For Management 4 Approve Dividends of MXN 0.50 Per Share For For Management 5 Elect or Ratify Directors and Approve For For Management their Remuneration 6 Elect or Ratify Chairman and Members For For Management of Audit and Corporate Practices Committee and Approve their Remuneration 7 Approve Report on Repurchase of Shares For For Management and Set Aggregate Nominal Amount of Share Repurchase Reserve 8 Appoint Legal Representatives For For Management -------------------------------------------------------------------------------- - 170 - GRUPO FINANCIERO BANORTE SAB DE CV Ticker: GFNORTEO Security ID: P49501201 Meeting Date: MAR 30, 2020 Meeting Type: Special Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Set Maximum Amount of Share Repurchase For For Management Reserve 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GRUPO FINANCIERO BANORTE SAB DE CV Ticker: GFNORTEO Security ID: P49501201 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.a Approve CEO's Report on Financial For For Management Statements and Statutory Reports 1.b Approve Board's Report on Policies and For For Management Accounting Information and Criteria Followed in Preparation of Financial Information 1.c Approve Board's Report on Operations For For Management and Activities Undertaken by Board 1.d Approve Report on Activities of Audit For For Management and Corporate Practices Committee 1.e Approve All Operations Carried out by For For Management Company and Ratify Actions Carried out by Board, CEO and Audit and Corporate Practices Committee 2 Approve Allocation of Income For For Management 3 Receive Auditor's Report on Tax None None Management Position of Company 4.a1 Elect Carlos Hank Gonzalez as Board For For Management Chairman 4.a2 Elect Juan Antonio Gonzalez Moreno as For For Management Director 4.a3 Elect David Juan Villarreal Montemayor For For Management as Director 4.a4 Elect Jose Marcos Ramirez Miguel as For For Management Director 4.a5 Elect Carlos de la Isla Corry as For For Management Director 4.a6 Elect Everardo Elizondo Almaguer as For For Management Director 4.a7 Elect Carmen Patricia Armendariz For For Management Guerra as Director 4.a8 Elect Hector Federico Reyes Retana y For For Management Dahl as Director 4.a9 Elect Alfredo Elias Ayub as Director For For Management 4.a10 Elect Adrian Sada Cueva as Director For For Management 4.a11 Elect David Penaloza Alanis as Director For For Management 4.a12 Elect Jose Antonio Chedraui Eguia as For For Management Director 4.a13 Elect Alfonso de Angoitia Noriega as For For Management Director 4.a14 Elect Thomas Stanley Heather Rodriguez For For Management as Director 4.a15 Elect Graciela Gonzalez Moreno as For For Management Alternate Director 4.a16 Elect Juan Antonio Gonzalez Marcos as For For Management Alternate Director 4.a17 Elect Alberto Halabe Hamui as For For Management Alternate Director 4.a18 Elect Gerardo Salazar Viezca as For For Management Alternate Director 4.a19 Elect Alberto Perez-Jacome Friscione For For Management as Alternate Director 4.a20 Elect Diego Martinez Rueda-Chapital as For For Management Alternate Director 4.a21 Elect Roberto Kelleher Vales as For For Management Alternate Director 4.a22 Elect Clemente Ismael Reyes Retana For For Management Valdes as Alternate Director 4.a23 Elect Isaac Becker Kabacnik as For For Management Alternate Director 4.a24 Elect Jose Maria Garza Trevino as For For Management Alternate Director 4.a25 Elect Carlos Cesarman Kolteniuk as For For Management Alternate Director 4.a26 Elect Humberto Tafolla Nunez as For For Management Alternate Director 4.a27 Elect Guadalupe Phillips Margain as For For Management Alternate Director 4.a28 Elect Ricardo Maldonado Yanez as For For Management Alternate Director 4.b Elect Hector Avila Flores (Non-Member) For For Management as Board Secretary 4.c Approve Directors Liability and For For Management Indemnification 5 Approve Remuneration of Directors For For Management 6 Elect Hector Federico Reyes Retana y For For Management Dahl as Chairman of Audit and Corporate Practices Committee 7.1 Approve Report on Share Repurchase For For Management 7.2 Set Aggregate Nominal Amount of Share For For Management Repurchase Reserve 8 Approve Certification of the Company's For For Management Bylaws 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GRUPO MEXICO S.A.B. DE C.V. Ticker: GMEXICOB Security ID: P49538112 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements and Statutory Reports 2 Present Report on Compliance with For For Management Fiscal Obligations 3 Approve Allocation of Income For For Management 4 Approve Policy Related to Acquisition For For Management of Own Shares; Set Aggregate Nominal Amount of Share Repurchase Reserve 5 Approve Discharge of Board of For For Management Directors, Executive Chairman and Board Committees 6 Ratify Auditors For For Management 7 Elect or Ratify Directors; Verify For Against Management Independence of Board Members; Elect or Ratify Chairmen and Members of Board Committees 8 Approve Remuneration of Directors and For For Management Members of Board Committees 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- - 171 - GRUPO TELEVISA SAB Ticker: TLEVISACPO Security ID: P4987V137 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For Against Management Statutory Reports as Required by Article 28 of Mexican Securities Law, Approve Financial Statements; Approve Discharge of Directors, CEO and Board Committees 2 Present Report on Compliance with For For Management Fiscal Obligations 3 Approve Allocation of Income For Against Management 4.1 Set Aggregate Nominal Amount of Share For Against Management Repurchase Reserve 4.2 Receive Report on Policies and Board's For For Management Decisions on Share Repurchase and Sale of Treasury Shares 5 Elect or Ratify Members of Board, For Against Management Secretary and Other Officers 6 Elect or Ratify Members of Executive For Against Management Committee 7 Elect or Ratify Chairman of Audit For Against Management Committee 8 Elect or Ratify Chairman of Corporate For Against Management Practices Committee 9 Approve Remuneration of Board Members, For For Management Executive, Audit and Corporate Practices Committees, and Secretaries 10 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GUANGDONG INVESTMENT LIMITED Ticker: 270 Security ID: Y2929L100 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Hou Wailin as Director For For Management 3.2 Elect Lin Tiejun as Director For For Management 3.3 Elect Tsang Hon Nam as Director For For Management 3.4 Elect Zhao Chunxiao as Director For For Management 3.5 Elect Fung Daniel Richard as Director For For Management 3.6 Elect Cheng Mo Chi, Moses as Director For Against Management 3.7 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and For For Management Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- HACI OMER SABANCI HOLDING AS Ticker: SAHOL Security ID: M8223R100 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Ratify Director Appointment For For Management 8 Elect Directors For Against Management 9 Approve Director Remuneration For Against Management 10 Ratify External Auditors For For Management 11 Receive Information on Donations Made None None Management in 2019 12 Approve Upper Limit of Donations for For Against Management 2020 13 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose -------------------------------------------------------------------------------- HARTALEGA HOLDINGS BERHAD Ticker: 5168 Security ID: Y31139101 Meeting Date: SEP 10, 2019 Meeting Type: Annual Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Approve Directors' Fees and Benefits For For Management for the Financial Year Ended March 31, 2019 3 Approve Directors' Fees and Benefits For For Management for the Financial Year Ending March 31, 2020 4 Elect Kuan Kam Hon @ Kwan Kam Onn as For For Management Director 5 Elect Danaraj A/L Nadarajah as Director For For Management 6 Elect Tan Guan Cheong as Director For For Management 7 Approve Deloitte PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Authorize Share Repurchase Program For For Management 10 Adopt New Constitution For For Management -------------------------------------------------------------------------------- - 172 - HAVELLS INDIA LTD. Ticker: 517354 Security ID: Y3116C119 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Interim Dividend as Final For For Management Dividend 3 Reelect T. V. Mohandas Pai as Director For For Management 4 Reelect Puneet Bhatia as Director For Against Management 5 Approve Remuneration of Cost Auditors For For Management 6 Reelect Vellayan Subbiah as Director For For Management 7 Elect B Prasada Rao as Director For For Management 8 Elect Subhash S Mundra as Director For For Management 9 Elect Vivek Mehra as Director For For Management -------------------------------------------------------------------------------- HCL TECHNOLOGIES LIMITED Ticker: 532281 Security ID: Y3121G147 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Share Capital and For For Management Amend Memorandum of Association 2 Approve Issuance of Bonus Shares For For Management -------------------------------------------------------------------------------- HDFC BANK LIMITED Ticker: 500180 Security ID: Y3119P174 Meeting Date: JUL 12, 2019 Meeting Type: Annual Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Dividend For For Management 4 Reelect Srikanth Nadhamuni as Director For For Management 5 Approve MSKA & Associates, Chartered For For Management Accountants as Auditors and Authorize Board to Fix Their Remuneration 6 Ratify Additional Remuneration for S. For For Management R. Batliboi & Co. LLP 7 Elect Sanjiv Sachar as Director For For Management 8 Elect Sandeep Parekh as Director For For Management 9 Elect M. D. Ranganath as Director For For Management 10 Approve Related Party Transactions For For Management with Housing Development Finance Corporation Limited 11 Approve Related Party Transactions For For Management with HDB Financial Services Limited 12 Authorize Issuance of Tier II Capital For For Management Bonds and Long Term Bond on Private Placement Basis 13 Approve Sub-Division of Equity Shares For For Management 14 Amend Memorandum of Association to For For Management Reflect Changes in Capital -------------------------------------------------------------------------------- HINDUSTAN UNILEVER LIMITED Ticker: 500696 Security ID: Y3222L102 Meeting Date: MAR 18, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wilhelmus Adrianus Theodorus For For Management Uijen as Director and Approve Appointment and Remuneration of Wilhelmus Adrianus Theodorus Uijen as Whole-time Director -------------------------------------------------------------------------------- HINDUSTAN UNILEVER LIMITED Ticker: 500696 Security ID: Y3222L102 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Dev Bajpai as Director For For Management 4 Reelect Srinivas Phatak as Director For For Management 5 Reelect Wilhemus Uijen as Director For For Management 6 Elect Ashish Sharad Gupta as Director For For Management 7 Approve Payment of Commission to For For Management Non-Executive Directors 8 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- HONG LEONG BANK BERHAD Ticker: 5819 Security ID: Y36503103 Meeting Date: OCT 29, 2019 Meeting Type: Annual Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Approve Directors' Fees and Benefits For For Management 3 Elect Chong Chye Neo as Director For For Management 4 Elect Lau Souk Huan as Director For For Management 5 Elect Tan Kong Khoon as Director For Against Management 6 Elect Md Hamzah bin Md Kassim as For For Management Director 7 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions 10 Adopt New Constitution For For Management -------------------------------------------------------------------------------- - 173 - HOUSING DEVELOPMENT FINANCE CORPORATION LIMITED Ticker: 500010 Security ID: Y37246207 Meeting Date: AUG 02, 2019 Meeting Type: Annual Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.a Accept Financial Statements and For For Management Statutory Reports 1.b Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect V. Srinivasa Rangan as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Auditors 5 Elect Bhaskar Ghosh as Director For For Management 6 Elect Ireena Vittal as Director For For Management 7 Reelect Nasser Munjee as Director For For Management 8 Reelect J. J. Irani as Director For For Management 9 Approve Related Party Transactions For For Management with HDFC Bank Limited 10 Approve Commission to Non-Executive For For Management Directors 11 Approve Revision in the Remuneration For For Management of Keki M. Mistry as Managing Director Designated as Vice Chairman & Chief Executive Officer 12 Authorize Issuance of Redeemable For For Management Non-Convertible Debentures and/ or Any Other Hybrid Instruments on Private Placement Basis -------------------------------------------------------------------------------- HUA NAN FINANCIAL HOLDINGS CO., LTD. Ticker: 2880 Security ID: Y3813L107 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Approve Release of Restrictions of For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- HUANENG POWER INTERNATIONAL, INC. Ticker: 902 Security ID: Y3744A105 Meeting Date: DEC 17, 2019 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Continuing Connected For For Management Transactions for 2020 Between the Company and Huaneng Group 2 Approve Continuing Connected For Against Management Transactions (from 2020 to 2022) Between the Company and Huaneng Finance 3 Approve Continuing Connected For For Management Transactions (from 2020 to 2022) Between the Company and Tiancheng Leasing -------------------------------------------------------------------------------- HUANENG POWER INTERNATIONAL, INC. Ticker: 902 Security ID: Y3744A105 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Part of the For For Management Fundraising Investment Projects 2 Elect Zhao Keyu as Director For For Management 3 Approve Increase of the Amount of the For For Management General Mandate to Issue Domestic and/or Overseas Debt Financing Instruments -------------------------------------------------------------------------------- HYPERA SA Ticker: HYPE3 Security ID: P5230A101 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Capital Budget For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Approve Remuneration of Company's For For Management Management and Fiscal Council 5 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- - 174 - HYPERA SA Ticker: HYPE3 Security ID: P5230A101 Meeting Date: APR 22, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Matching Plan For Against Management -------------------------------------------------------------------------------- HYPERA SA Ticker: HYPE3 Security ID: P5230A101 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement to Acquire All For For Management Shares of the Company to Be Incorporated in Brazil and Held by Takeda Pharmaceutical International AG (Takeda) and Affiliates 2 Ratify Planconsult Planejamento e For For Management Consultoria Ltda. as the Independent Firm to Appraise Proposed Transaction 3 Approve Independent Firm's Appraisal For For Management -------------------------------------------------------------------------------- IHH HEALTHCARE BERHAD Ticker: 5225 Security ID: Y374AH103 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Acquisition For For Management -------------------------------------------------------------------------------- IHH HEALTHCARE BERHAD Ticker: 5225 Security ID: Y374AH103 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: JUN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Mehmet Ali Aydinlar as Director For For Management 2 Elect Rossana Annizah binti Ahmad For For Management Rashid as Director 3 Elect Kelvin Loh Chi-Keon as Director For For Management 4 Elect Farid bin Mohamed Sani as For For Management Director 5 Elect Masato Sugahara as Director For For Management 6 Approve Directors' Fees and Other For For Management Benefits 7 Approve Directors' Fees and Other For For Management Benefits to Company's Subsidiaries 8 Approve KPMG PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- INDUSIND BANK LIMITED Ticker: 532187 Security ID: Y3990M134 Meeting Date: AUG 16, 2019 Meeting Type: Annual Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Romesh Sobti as Director For For Management 4 Approve Haribhakti & Co. LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Elect Akila Krishnakumar as Director For For Management 6 Elect Arun Tiwari as Director For For Management 7 Elect Siraj Chaudhry as Director For For Management 8 Elect Rajiv Agarwal as Director For For Management 9 Approve Issuance of Long Term Bond / For For Management Non-Convertible Debentures on Private Placement Basis -------------------------------------------------------------------------------- INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED Ticker: 1398 Security ID: Y3990B112 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Gu Shu as Director For For Management 2 Approve Payment Plan of Remuneration For For Management to Directors for 2018 3 Approve Payment Plan of Remuneration For For Management to Supervisors for 2018 4 Approve Application for Provisional For For Management Authorization Limit on External Donations 5 Elect Cao Liqun as Director For For Shareholder 6 Elect Feng Weidong as Director For For Shareholder -------------------------------------------------------------------------------- - 175 - INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED Ticker: 1398 Security ID: Y3990B112 Meeting Date: JAN 08, 2020 Meeting Type: Special Record Date: DEC 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yang Guozhong as Supervisor For For Shareholder -------------------------------------------------------------------------------- INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Ticker: 1398 Security ID: Y3990B112 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the Board For For Management of Supervisors 3 Approve 2019 Audited Accounts For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Fixed Asset Investment For For Management Budget 6 Approve KPMG Huazhen LLP and KPMG as For For Management Domestic External Auditors and KPMG as Domestic External Auditors 7 Elect Shen Si as Director For For Management 8 Approve Issuance of Undated Additional For For Management Tier 1 Capital Bonds and Eligible Tier 2 Capital Instruments 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 10 Approve Issuance of Eligible Tier 2 For For Shareholder Capital Instruments 11 Approve Application for Authorization For For Shareholder Limit for Special Donations for COVID-19 Pandemic Prevention and Control 12 Elect Liao Lin as Director For For Shareholder -------------------------------------------------------------------------------- INDUSTRIAS PENOLES SAB DE CV Ticker: PE&OLES Security ID: P55409141 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Board's Report For For Management 1.2 Approve CEO's Report and Auditors' For For Management Opinion 1.3 Approve Individual and Consolidated For For Management Financial Statements 1.4 Approve Report on Principal Policies For For Management and Accounting Criteria and Information Followed in Preparation of Financial Information 1.5 Approve Audit and Corporate Practices For For Management Committee's Report 2 Resolutions on Allocation of Income For For Management 3 Set Aggregate Nominal Amount of Share For For Management Repurchase Reserve 4 Elect or Ratify Directors; Verify For Against Management Director's Independence Classification; Approve Their Respective Remuneration 5 Elect or Ratify Chairman of Audit and For Against Management Corporate Practices Committee 6 Appoint Legal Representatives For For Management 7 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- INFRAESTRUCTURA ENERGETICA NOVA SAB DE CV Ticker: IENOVA Security ID: P5R19K107 Meeting Date: NOV 29, 2019 Meeting Type: Special Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify or Elect Directors and Secretary For For Management 1.a Dismiss Erbin Brian Keith as Director For For Management 1.b Ratify George William Bilicic as For For Management Director to Replace Erbin Brian Keith 1.c Dismiss Rodrigo Cortina Cortina as For For Management Secretary Non-Member of Board 1.d Elect Vanesa Madero Mabama as For For Management Secretary Non-Member of Board 2 Approve Cancellation of Shares and For For Management Consequently Reduction of Variable Portion of Capital 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- INFRAESTRUCTURA ENERGETICA NOVA SAB DE CV Ticker: IENOVA Security ID: P5R19K107 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Report on Compliance with For For Management Fiscal Obligations 3 Approve Allocation of Income For For Management 4 Elect or Ratify Directors and For For Management Secretary; Verify Independence Classification of Directors 5 Elect or Ratify Members and Chairmen For For Management of Audit and Corporate Practices Committees 6 Approve Remuneration of Directors For Against Management 7 Set Maximum Amount of Share Repurchase For For Management Reserve 8 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- - 176 - INVESTEC LTD. Ticker: INL Security ID: S39081138 Meeting Date: AUG 08, 2019 Meeting Type: Annual Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Zarina Bassa as Director For For Management 2 Re-elect Peregrine Crosthwaite as For For Management Director 3 Re-elect Hendrik du Toit as Director For For Management 4 Re-elect David Friedland as Director For For Management 5 Re-elect Philip Hourquebie as Director For For Management 6 Re-elect Charles Jacobs as Director For For Management 7 Re-elect Ian Kantor as Director For For Management 8 Re-elect Lord Malloch-Brown as Director For For Management 9 Re-elect Khumo Shuenyane as Director For For Management 10 Re-elect Fani Titi as Director For For Management 11 Elect Kim McFarland as Director For For Management 12 Elect Nishlan Samujh as Director For For Management 13 Approve Remuneration Report including For For Management Implementation Report 14 Approve Remuneration Policy For For Management 15 Authorise Board to Ratify and Execute For For Management Approved Resolutions 16 Present the Financial Statements and None None Management Statutory Reports for the Year Ended 31 March 2019 17 Sanction the Interim Dividend on the For For Management Ordinary Shares 18 Sanction the Interim Dividend on the For For Management Dividend Access (South African Resident) Redeemable Preference Share 19 Approve Final Dividend on the Ordinary For For Management Shares and the Dividend Access (South African Resident) Redeemable Preference Share 20 Reappoint Ernst & Young Inc as Joint For For Management Auditors of the Company 21 Reappoint KPMG Inc as Joint Auditors For For Management of the Company 22 Place Unissued Variable Rate, For For Management Cumulative, Redeemable Preference Shares and Unissued Non-Redeemable, Non-Cumulative, Non-Participating Preference Shares Under Control of Directors 23 Place Unissued Unissued Special For For Management Convertible Redeemable Preference Shares Under Control of Directors 24 Authorise Repurchase of Issued For For Management Ordinary Shares 25 Authorise Repurchase of Any For For Management Redeemable, Non-Participating Preference Shares and Non-Redeemable, Non-Cumulative, Non-Participating Preference Shares 26 Approve Financial Assistance to For For Management Subsidiaries and Directors 27 Approve Non-executive Directors' For For Management Remuneration 28 Accept Financial Statements and For For Management Statutory Reports 29 Sanction the Interim Dividend on the For For Management Ordinary Shares 30 Approve Final Dividend For For Management 31 Reappoint Ernst & Young LLP as Auditors For For Management 32 Authorise Board to Fix Remuneration of For For Management Auditors 33 Authorise Issue of Equity For For Management 34 Authorise Market Purchase of Ordinary For For Management Shares 35 Authorise Market Purchase of For For Management Preference Shares 36 Authorise EU Political Donations and For For Management Expenditure -------------------------------------------------------------------------------- IRB BRASIL RESSEGUROS SA Ticker: IRBR3 Security ID: P5876C106 Meeting Date: AUG 12, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles For Against Management 2 Approve Change in Board Term For Against Management 3 Elect Ivan de Souza Monteiro as Board For For Management Chairman -------------------------------------------------------------------------------- IRB BRASIL RESSEGUROS SA Ticker: IRBR3 Security ID: P5876C106 Meeting Date: SEP 19, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Thais Ricarte Peters as For For Management Alternate Director 2 Elect Otavio Ladeira de Medeiros as For For Management Fiscal Council Member 3 Approve 3-for-1 Stock Split For For Management 4 Amend Article 5 to Reflect Changes in For For Management Capital -------------------------------------------------------------------------------- - 177 - ITAU UNIBANCO HOLDING SA Ticker: ITUB4 Security ID: P5968U113 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 As a Preferred Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 2 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 3 Elect Eduardo Azevedo do Valle as None For Shareholder Fiscal Council Member and Rene Guimaraes Andrich as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- ITAUSA-INVESTIMENTOS ITAU SA Ticker: ITSA4 Security ID: P5887P427 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 As a Preferred Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 2 Elect Director Appointed by Preferred None Abstain Shareholder Shareholder 3 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 4 Elect Isaac Berensztejn as Fiscal None For Shareholder Council Member and Vicente Jose Rauber as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- ITC LIMITED Ticker: 500875 Security ID: Y4211T171 Meeting Date: JUL 12, 2019 Meeting Type: Annual Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect David Robert Simpson as For For Management Director 4 Reelect John Pulinthanam as Director For For Management 5 Approve S R B C & CO LLP, Chartered For For Management Accountants as Auditors and Authorize Board to Fix Their Remuneration 6 Elect Hemant Bhargava as Director For For Management 7 Elect Sumant Bhargavan as Director and For For Management Approve Appointment and Remuneration of Sumant Bhargavan as Wholetime Director 8 Reelect Arun Duggal as Director For For Management 9 Reelect Sunil Behari Mathur as Director For For Management 10 Reelect Meera Shankar as Director For For Management 11 Approve Remuneration of P. Raju Iyer For For Management as Cost Auditors 12 Approve Remuneration of S. Mahadevan & For For Management Co. as Cost Auditors -------------------------------------------------------------------------------- ITC LIMITED Ticker: 500875 Security ID: Y4211T171 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ajit Kumar Seth as Director For For Management 2 Elect Anand Nayak as Director For For Management 3 Approve Variation in Terms of For For Management Remuneration Payable to Chairman & Managing Director and Wholetime Directors -------------------------------------------------------------------------------- KASIKORNBANK PUBLIC CO. LTD. Ticker: KBANK Security ID: Y4591R118 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Operation Results None None Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividend Payment 4.1 Elect Suphajee Suthumpun as Director For For Management 4.2 Elect Chanin Donavanik as Director For For Management 4.3 Elect Sara Lamsam as Director For For Management 4.4 Elect Kattiya Indaravijaya as Director For For Management 4.5 Elect Patchara Samalapa as Director For For Management 5 Elect Chonchanum Soonthornsaratoon as For For Management Director 6 Approve Names and Number of Directors For For Management Who Have Signing Authority 7 Approve Remuneration of Directors For For Management 8 Approve KPMG Phoomchai Audit Limited For For Management as Auditors and Authorize Board to Fix Their Remuneration 9 Other Business None None Management -------------------------------------------------------------------------------- - 178 - KGHM POLSKA MIEDZ SA Ticker: KGH Security ID: X45213109 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: DEC 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5.1 Amend Statute Re: Management Board None Against Shareholder 5.2 Amend Statute Re: Supervisory Board None Against Shareholder 5.3 Amend Statute Re: General Meeting None Against Shareholder 5.4 Amend Statute Re: Disposal of Fixed None Against Shareholder Assets 5.5 Amend Statute Re: Management Board None Against Shareholder 6.1 Approve Disposal of Fixed Assets None Against Shareholder 6.2 Approve Regulations on Disposal of None Against Shareholder Assets 6.3 Approve Regulations on Agreements for None Against Shareholder Legal Services, Marketing Services, Public Relations Services, and Social Communication Services 6.4 Approve Regulations on Report on Best None For Shareholder Practices 6.5 Approve Implementation of Act on State None Against Shareholder Property Management Principles in Company's Subsidiaries 7.1 Recall Supervisory Board Member None Against Shareholder 7.2 Elect Supervisory Board Member None Against Shareholder 8 Close Meeting None None Management -------------------------------------------------------------------------------- KGHM POLSKA MIEDZ SA Ticker: KGH Security ID: X45213109 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5.1 Receive Financial Statements None None Management 5.2 Receive Consolidated Financial None None Management Statements 5.3 Receive Management Board Report on None None Management Company's and Group's Operations 6 Receive Management Board Proposal on None None Management Allocation of Income 7 Receive Management Board Report on None None Management Expenses Related to Representation, Legal Services, Marketing Services, Public Relations Services, Social Communication Services, and Management Advisory Services 8 Receive Supervisory Board Report on None None Management Review of Standalone and Consolidated Financial Statements, Management Board Reports on Company's and Group's Operations 9 Receive Supervisory Board Report on None None Management Management Board Proposal on Allocation of Income 10.1 Receive Supervisory Board Report on None None Management Company's Standing, Internal Control System, Risk Management, Compliance, and Internal Audit Function 10.2 Receive Supervisory Board Report on None None Management Its Activities 11.1 Approve Financial Statements For For Management 11.2 Approve Consolidated Financial For For Management Statements 11.3 Approve Management Board Report on For For Management Company's and Group's Operations 11.4 Approve Allocation of Income and For For Management Omission of Dividends 12.1a Approve Discharge of Adam Bugajczuk For For Management (Management Board Member) 12.1b Approve Discharge of Marcin Chudzinski For For Management (Management Board Member) 12.1c Approve Discharge of Pawel Gruza For For Management (Management Board Member) 12.1d Approve Discharge of Katarzyna For For Management Kreczmanska-Gigol (Management Board Member) 12.1e Approve Discharge of Radoslaw Stach For For Management (Management Board Member) 12.2a Approve Discharge of Leszek Banaszak For For Management (Supervisory Board Member) 12.2b Approve Discharge of Jozef Czyczerski For For Management (Supervisory Board Member) 12.2c Approve Discharge of Jaroslaw Janas For For Management (Supervisory Board Member) 12.2d Approve Discharge of Andrzej For For Management Kisilewicz (Supervisory Board Member) 12.2e Approve Discharge of Janusz Kowalski For For Management (Supervisory Board Member) 12.2f Approve Discharge of Ireneusz Pasis For For Management (Supervisory Board Member) 12.2g Approve Discharge of Bartosz Piechota For For Management (Supervisory Board Member) 12.2h Approve Discharge of Marek Pietrzak For For Management (Supervisory Board Member) 12.2i Approve Discharge of Boguslaw Szarek For For Management (Supervisory Board Member) 12.2j Approve Discharge of Agnieszka For For Management Winnik-Kalemba (Supervisory Board Member) 13 Approve Remuneration Policy For Against Management 14 Amend Statute Re: Management Board For For Management 15.1 Recall Supervisory Board Member None Against Shareholder 15.2 Elect Supervisory Board Member None Against Shareholder 16 Close Meeting None None Management -------------------------------------------------------------------------------- - 179 - KOC HOLDING AS Ticker: KCHOL Security ID: M63751107 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Ratify Director Appointment For For Management 6 Approve Discharge of Board For For Management 7 Approve Allocation of Income For For Management 8 Elect Directors For For Management 9 Approve Remuneration Policy and For For Management Director Remuneration for 2019 10 Approve Director Remuneration For Against Management 11 Ratify External Auditors For For Management 12 Approve Upper Limit of Donations for For Against Management the 2020 and Receive Information on Donations Made in 2019 13 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 14 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 15 Wishes None None Management -------------------------------------------------------------------------------- KOMERCNI BANKA, A.S. Ticker: KOMB Security ID: X45471111 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Management Board Report on For For Management Company's Operations and State of Its Assets 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Omission of Dividends 4 Approve Consolidated Financial For For Management Statements 5 Elect Maylis Coupet as Supervisory For Against Management Board Member 6 Approve Remuneration Policy For Against Management 7 Ratify Deloitte Audit s.r.o as Auditor For For Management -------------------------------------------------------------------------------- KOTAK MAHINDRA BANK LTD. Ticker: 500247 Security ID: Y4964H150 Meeting Date: JUL 22, 2019 Meeting Type: Annual Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect C. Jayaram as Director For For Management 3 Approve Dividend on Equity Shares and For For Management Confirm Interim Dividend on Preference Shares 4 Approve Walker Chandiok & Co LLP, For For Management Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration 5 Elect Uday Shankar as Director For For Management 6 Reelect Prakash Apte as Director For For Management 7 Reelect Farida Khambata as Director For For Management 8 Reelect K.V.S. Manian as Director For For Management 9 Approve Appointment and Remuneration For For Management of K.V.S. Manian as Whole-Time Director of the Bank 10 Elect Gaurang Shah as Director For For Management 11 Approve Appointment and Remuneration For For Management of Gaurang Shah as Whole-Time Director of the Bank 12 Approve Issuance of Non-Convertible For For Management Debentures on Private Placement Basis -------------------------------------------------------------------------------- KOTAK MAHINDRA BANK LTD. Ticker: 500247 Security ID: Y4964H150 Meeting Date: MAY 24, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- LAND & HOUSES PUBLIC CO., LTD. Ticker: LH Security ID: Y5172C198 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Operating Results For For Management 3 Approve Financial Statements For For Management 4 Approve Non-Allocation of Legal For For Management Reserve, Omission of Dividend Payment and Acknowledge Interim Dividend Payment 5.1 Elect Adisorn Thananan-narapool as For For Management Director 5.2 Elect Piphob Veraphong as Director For For Management 5.3 Elect Bundit Pitaksit as Director For For Management 6 Approve Remuneration of Directors For For Management 7 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 8 Other Business For Against Management -------------------------------------------------------------------------------- - 180 - LARSEN & TOUBRO LIMITED Ticker: 500510 Security ID: Y5217N159 Meeting Date: AUG 01, 2019 Meeting Type: Annual Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect M.V. Satish as Director For For Management 4 Reelect Shailendra Roy as Director For For Management 5 Reelect R. Shankar Raman as Director For For Management 6 Reelect J.D Patil as Director For For Management 7 Reelect M.M. Chitale as Director For For Management 8 Reelect M. Damodaran as Director For For Management 9 Reelect Vikram Singh Mehta as Director For For Management 10 Reelect Adil Zainulbhai as Director For For Management 11 Approve Remuneration to S.N For Against Management Subrahmanyan as Chief Executive Officer and Managing Director 12 Approve Remuneration to R. Shankar For Against Management Raman as Chief Financial Officer and Whole-time Director 13 Amend Objects Clause of Memorandum of For For Management Association 14 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 15 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- LATAM AIRLINES GROUP SA Ticker: LTM Security ID: P61894104 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Dividends of USD 0.09 Per Share For For Management 3 Elect Directors For Against Management 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration and Budget of For For Management Directors' Committee 6 Appoint Auditors For For Management 7 Designate Risk Assessment Companies For For Management 8 Designate Newspaper to Publish Company For For Management Announcements 9 Receive Report Regarding Related-Party For For Management Transactions 10 Other Business For Against Management -------------------------------------------------------------------------------- LENOVO GROUP LIMITED Ticker: 992 Security ID: Y5257Y107 Meeting Date: JUL 09, 2019 Meeting Type: Annual Record Date: JUL 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Zhu Linan as Director For For Management 3b Elect Yang Chih-Yuan Jerry as Director For For Management 3c Elect Gordon Robert Halyburton Orr as For For Management Director 3d Elect Woo Chin Wan Raymond as Director For For Management 3e Authorize Board Not to Fill Up Vacated For For Management Office Resulting From Retirement of Tian Suning as Director 3f Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Approve Award Plans and California For Against Management Sub-Plans -------------------------------------------------------------------------------- LIFE HEALTHCARE GROUP HOLDINGS LTD. Ticker: LHC Security ID: S4682C100 Meeting Date: JAN 29, 2020 Meeting Type: Annual Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Appoint Deloitte & Touche (Deloitte) For For Management as Auditors of the Company with B Nyembe as the Individual Designated Auditor 2.1 Re-elect Marian Jacobs as Director For For Management 2.2 Re-elect Royden Vice as Director For For Management 2.3 Re-elect Pieter van der Westhuizen as For For Management Director 3.1 Re-elect Peter Golesworthy as Chairman For For Management of the Audit Committee 3.2 Re-elect Audrey Mothupi as Member of For For Management the Audit Committee 3.3 Re-elect Garth Solomon as Member of For For Management the Audit Committee 3.4 Re-elect Royden Vice as Member of the For For Management Audit Committee 4.1 Approve Remuneration Policy For Against Management 4.2 Approve Remuneration Implementation For Against Management Report 5 Authorise Ratification of Approved For For Management Resolutions 1 Approve Non-executive Directors' For For Management Remuneration 2 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 3 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- - 181 - LITE-ON TECHNOLOGY CORP. Ticker: 2301 Security ID: Y5313K109 Meeting Date: OCT 25, 2019 Meeting Type: Special Record Date: SEP 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin off of Solid State For For Management Storage Business Unit to SOLID STATE STORAGE CORPORATION -------------------------------------------------------------------------------- LUPIN LIMITED Ticker: 500257 Security ID: Y5362X101 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: DEC 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Divestment of the Entire For For Management Interest in Kyowa Pharmaceutical Industry Co. Limited, Japan by Nanomi B.V., Netherlands to Plutus Ltd., Japan -------------------------------------------------------------------------------- MAGNIT PJSC Ticker: MGNT Security ID: X51729105 Meeting Date: DEC 24, 2019 Meeting Type: Special Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 147. For For Management 19 per Share for First Nine Months of Fiscal 2019 2 Amend Charter For For Management -------------------------------------------------------------------------------- MAGNIT PJSC Ticker: MGNT Security ID: X51729105 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAY 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends of RUB 157 per Share 4 Approve Remuneration of Members of For For Management Audit Commission 5.1 Elect Aleksandr Vinokurov as Director None Against Management 5.2 Elect Timothy Demchenko as Director None Against Management 5.3 Elect Jan Dunning as Director None Against Management 5.4 Elect Sergei Zakharov as Director None Against Management 5.5 Elect Hans Koch as Director None For Management 5.6 Elect Evgenii Kuznetsov as Director None For Management 5.7 Elect Aleksei Makhnev as Director None Against Management 5.8 Elect Gregor Mowat as Director None For Management 5.9 Elect Charles Ryan as Director None For Management 5.10 Elect James Simmons as Director None For Management 6 Ratify RAS Auditor For For Management 7 Ratify IFRS Auditor For Against Management 8 Amend Charter Re: Article 8.9 Equities For For Management and Shareholders' Rights 9 Amend Charter Re: Article 14.2, For For Management Subparagraph 32 Board of Directors 10 Amend Charter Re: Article 14.2 Board For For Management of Directors 11 Amend Charter Re: Article 14.2 Board For For Management of Directors 12 Amend Regulations on Board of For For Management Directors Re: Article 30 13 Amend Regulations on Board of For For Management Directors Re: Article 35.1 14 Amend Charter For For Management -------------------------------------------------------------------------------- MALAYAN BANKING BERHAD Ticker: 1155 Security ID: Y54671105 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Mohaiyani Shamsudin as Director For For Management 2 Elect Hasnita Dato' Hashim as Director For For Management 3 Elect Anthony Brent Elam as Director For For Management 4 Elect Idris Kechot as Director For For Management 5 Elect Zulkiflee Abbas Abdul Hamid as For For Management Director 6 Approve Directors' Fees For For Management 7 Approve Directors' Benefits For For Management 8 Approve Ernst & Young PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Approve Issuance of New Ordinary For For Management Shares Under the Dividend Reinvestment Plan -------------------------------------------------------------------------------- - 182 - MALAYSIA AIRPORTS HOLDINGS BERHAD Ticker: 5014 Security ID: Y5585D106 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Fees For For Management 2 Approve Directors' Benefits For For Management 3 Elect Jana Santhiran Muniayan as For For Management Director 4 Elect Zamzuri Abdul Aziz as Director For For Management 5 Elect Yam Kong Choy as Director For For Management 6 Elect Zalekha Hassan as Director For For Management 7 Elect Rosli Abdullah as Director For For Management 8 Approve Ernst & Young PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- MARICO LIMITED Ticker: 531642 Security ID: Y5841R170 Meeting Date: AUG 01, 2019 Meeting Type: Annual Record Date: JUL 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Harsh Mariwala as Director For For Management 3 Approve Remuneration of Cost Auditors For For Management 4 Approve Reappointment and Remuneration For For Management of Saugata Gupta as Managing Director and CEO 5 Approve Payment of Remuneration to For For Management Harsh Mariwala as Chairman of the Board and Non-Executive Director 6 Reelect Nikhil Khattau as Director For For Management 7 Reelect Hema Ravichandar as Director For For Management 8 Reelect B. S. Nagesh as Director For For Management 9 Reelect Rajeev Bakshi as Director For For Management -------------------------------------------------------------------------------- MARUTI SUZUKI INDIA LIMITED Ticker: 532500 Security ID: Y7565Y100 Meeting Date: AUG 27, 2019 Meeting Type: Annual Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Reelect Toshihiro Suzuki as Director For For Management 4 Reelect Kinji Saito as Director For For Management 5 Approve Reappointment and Remuneration For For Management of Kenichi Ayukawa as Managing Director and Chief Executive Officer 6 Elect Takahiko Hashimoto as Director For For Management and Approve Appointment and Remuneration of Takahiko Hashimoto as Whole-time Director designated as Director (Marketing & Sales) 7 Reelect D.S. Brar as Director For For Management 8 Reelect R.P. Singh as Director For For Management 9 Elect Lira Goswami as Director For For Management 10 Elect Hiroshi Sakamoto as Director For For Management 11 Elect Hisashi Takeuchi as Director For For Management 12 Approve Enhancement of Ceiling of For For Management Payment of Commission to Non-Executive Directors 13 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- MEGA FINANCIAL HOLDING CO., LTD. Ticker: 2886 Security ID: Y59456106 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Amend Rules and Procedures for For For Management Election of Directors 5 Approve Release of Restrictions of For For Management Competitive Activities of Directors - BANK OF TAIWAN CO., LTD. 6 Approve Release of Restrictions of For For Management Competitive Activities of Directors - CHAO SHUN CHANG 7 Approve Release of Restrictions of For For Management Competitive Activities of Directors - KUANG HUA HU 8 Approve Release of Restrictions of For For Management Competitive Activities of Directors - YONG-YI TSAI 9 Approve Release of Restrictions of For For Management Competitive Activities of Directors - HONG-MO WU -------------------------------------------------------------------------------- - 183 - MEXICHEM SAB DE CV Ticker: MEXCHEM Security ID: P57908132 Meeting Date: AUG 26, 2019 Meeting Type: Special Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Change Company Name and Amend Article 1 For For Management 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- MEXICHEM SAB DE CV Ticker: ORBIA Security ID: P7S81Y105 Meeting Date: DEC 02, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Cash Dividends of up to USD For For Management 180 Million 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- MISC BERHAD Ticker: 3816 Security ID: Y6080H105 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Sekhar Krishnan as Director For For Management 2 Elect Liza Mustapha as Director For For Management 3 Elect Mohd Yusri Mohamed Yusof as For For Management Director 4 Approve Directors' Fees For For Management 5 Approve Ernst & Young PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration 6 Authorize Share Repurchase Program For For Management 7 Elect Noh Haji Omar as Director None None Management -------------------------------------------------------------------------------- MMC NORILSK NICKEL PJSC Ticker: GMKN Security ID: X5424N118 Meeting Date: SEP 26, 2019 Meeting Type: Special Record Date: SEP 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 883. For For Management 93 per Share for First Half Year of Fiscal 2019 -------------------------------------------------------------------------------- MMC NORILSK NICKEL PJSC Ticker: GMKN Security ID: X5424N118 Meeting Date: DEC 16, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 604. For For Management 09 per Share for First Nine Months of Fiscal 2019 -------------------------------------------------------------------------------- MMC NORILSK NICKEL PJSC Ticker: GMKN Security ID: X5424N118 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Consolidated Financial For For Management Statements 4 Approve Allocation of Income and For For Management Dividends of RUB 557.20 per Share 5.1 Elect Nikolai Abramov as Director None For Management 5.2 Elect Sergei Barbashev as Director None Against Management 5.3 Elect Sergei Batekhin as Director None Against Management 5.4 Elect Aleksei Bashkirov as Director None Against Management 5.5 Elect Sergei Bratukhin as Director None Against Management 5.6 Elect Sergei Volk as Director None For Management 5.7 Elect Marianna Zakharova as Director None Against Management 5.8 Elect Roger Munnings as Director None For Management 5.9 Elect Gareth Penny as Director None Against Management 5.10 Elect Maksim Poletaev as Director None Against Management 5.11 Elect Viacheslav Solomin as Director None Against Management 5.12 Elect Evgenii Shvarts as Director None For Management 5.13 Elect Robert Edwards as Director None Against Management 6.1 Elect Aleksei Dzybalov as Member of For For Management Audit Commission 6.2 Elect Anna Masalova as Member of Audit For For Management Commission 6.3 Elect Georgii Svanidze as Members of For For Management Audit Commission 6.4 Elect Vladimir Shilkov as Member of For For Management Audit Commission 6.5 Elect Elena Ianevich as Member of For For Management Audit Commission 7 Ratify KPMG as RAS Auditor For For Management 8 Ratify KPMG as IFRS Auditor For For Management 9 Approve Remuneration of Directors For Against Management 10 Approve Remuneration of Members of For For Management Audit Commission 11 Approve Related-Party Transactions Re: For For Management Indemnification Agreements with Directors and Executives 12 Approve Related-Party Transaction Re: For For Management Liability Insurance for Directors and Executives -------------------------------------------------------------------------------- - 184 - MOBILE TELESYSTEMS PJSC Ticker: MTSS Security ID: X5430T109 Meeting Date: SEP 30, 2019 Meeting Type: Special Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Procedures For For Management 2 Approve Interim Dividends of RUB 8.68 For For Management for First Half Year of Fiscal 2019 -------------------------------------------------------------------------------- MOBILE TELESYSTEMS PJSC Ticker: MTSS Security ID: X5430T109 Meeting Date: DEC 30, 2019 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Procedures For For Management 2 Approve Interim Dividends of RUB 13.25 For For Management per Share for First Nine Months of Fiscal 2019 -------------------------------------------------------------------------------- MOBILE TELESYSTEMS PJSC Ticker: MTSS Security ID: X5430T109 Meeting Date: FEB 14, 2020 Meeting Type: Special Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Procedures For For Management 2.1 Approve Reorganization of Company via For For Management Merger with RIKT JSC 2.2 Approve Reorganization of Company via For For Management Merger with Teleservis JSC 2.3 Approve Reorganization of Company via For For Management Merger with Progtech-Yug LLC 2.4 Approve Reorganization of Company via For For Management Merger with SIBINTERTELECOM JSC 2.5 Approve Reorganization of Company via For For Management Merger with NVision Consulting LLC 2.6 Approve Reorganization of Company via For For Management Merger with Avantage LLC 2.7 Approve Reorganization of Company via For For Management Merger with NIS JSC 3.1 Amend Charter in Connection with For For Management Reorganization Proposed under Item 2.1 3.2 Amend Charter in Connection with For For Management Reorganization Proposed under Item 2.2 3.3 Amend Charter in Connection with For For Management Reorganization Proposed under Item 2.3 3.4 Amend Charter in Connection with For For Management Reorganization Proposed under Item 2.4 3.5 Amend Charter in Connection with For For Management Reorganization Proposed under Item 2.5 3.6 Amend Charter in Connection with For For Management Reorganization Proposed under Item 2.6 3.7 Amend Charter in Connection with For For Management Reorganization Proposed under Item 2.7 4 Amend Charter For For Management 5 Approve New Edition of Regulations on For For Management General Meetings 6 Approve New Edition of Regulations on For For Management Board of Directors 7 Amend Charter Re: Competencies of For For Management Board of Directors 8.1 Approve Company's Membership in For For Management Telecom Infra Project (TIP) Association 8.2 Approve Company's Membership in For For Management Association of Big Data Market Members -------------------------------------------------------------------------------- MOBILE TELESYSTEMS PJSC Ticker: MTSS Security ID: X5430T109 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Annual Report and Financial For For Management Statements 1.2 Approve Allocation of Income and For For Management Dividends of RUB 20.57 per Share 2.1 Elect Feliks Evtushenkov as Director None Against Management 2.2 Elect Artem Zasurskii as Director None Against Management 2.3 Elect Aleksei Kornia as Director None Against Management 2.4 Elect Regina von Flemming as Director None For Management 2.5 Elect Shaygan Kheradpir as Director None For Management 2.6 Elect Thomas Holtrop as Director None Against Management 2.7 Elect Nadia Shouraboura as Director None For Management 2.8 Elect Konstantin Ernst as Director None For Management 2.9 Elect Valentin Iumashev as Director None For Management 3.1 Elect Irina Borisenkova as Member of For For Management Audit Commission 3.2 Elect Natalia Mikheeva as Member of For For Management Audit Commission 3.3 Elect Andrei Porokh as Member of Audit For For Management Commission 4 Ratify Auditor For For Management 5 Approve New Edition of Regulations on For For Management Board of Directors 6 Approve New Edition of Regulations on For For Management Management 7.1 Approve Company's Membership in For For Management Russian Union of Industrialists and Entrepreneurs 7.2 Approve Company's Membership in For For Management AI-Russia Alliance -------------------------------------------------------------------------------- - 185 - MOSCOW EXCHANGE MICEX-RTS PJSC Ticker: MOEX Security ID: X6983N101 Meeting Date: NOV 21, 2019 Meeting Type: Special Record Date: OCT 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Early Termination of Powers of For For Management Audit Commission 2.1 Elect Mikhail Kireev as Member of For For Management Audit Commission 2.2 Elect Natalia Perchatkina as Member of For For Management Audit Commission 2.3 Elect Olga Romantsova as Member of For For Management Audit Commission -------------------------------------------------------------------------------- MOSCOW EXCHANGE MICEX-RTS PJSC Ticker: MOEX Security ID: X6983N101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends of RUB 7.93 per Share 4.1 Elect Ramon Adarraga Morales as None For Management Director 4.2 Elect Paul Bodart as Director None For Management 4.3 Elect Anatolii Braverman as Director None Against Management 4.4 Elect Oleg Viugin as Director None For Management 4.5 Elect Andrei Golikov as Director None Against Management 4.6 Elect Mariia Gordon as Director None For Management 4.7 Elect Valerii Goregliad as Director None Against Management 4.8 Elect Dmitrii Eremeev as Director None For Management 4.9 Elect Bella Zlatkis as Director None Against Management 4.10 Elect Aleksandr Izosimov as Director None For Management 4.11 Elect Maksim Krasnykh as Director None For Management 4.12 Elect Vadim Kulik as Director None Against Management 4.13 Elect Oskar Hartmann as Director None For Management 5 Ratify Auditor For For Management 6 Approve New Edition of Charter For For Management 7 Approve New Edition of Regulations on For For Management General Meetings 8 Approve New Edition of Regulations on For For Management Board of Directors 9.1 Elect Mikhail Kireev as Member of For For Management Audit Commission 9.2 Elect Natalia Perchatkina as Member of For For Management Audit Commission 9.3 Elect Olga Romantsova as Member of For For Management Audit Commission 10 Approve Remuneration of Directors For For Management 11 Approve Remuneration of Members of For For Management Audit Commission 12 Approve Termination of Company's For For Management Membership in Russian Bank Association -------------------------------------------------------------------------------- MR. PRICE GROUP LTD. Ticker: MRP Security ID: S5256M135 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Place Authorised but Unissued Shares For For Management under Control of Directors 2 Authorise Board to Issue Shares for For For Management Cash 3 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- MRF LIMITED Ticker: 500290 Security ID: Y6145L117 Meeting Date: AUG 09, 2019 Meeting Type: Annual Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect Rahul Mammen Mappillai as For For Management Director 4 Reelect Samir Thariyan Mappillai as For For Management Director 5 Reelect Vijay R Kirloskar as Director For Against Management 6 Reelect V Sridhar as Director For For Management 7 Reelect Ranjit I Jesudasen as Director For For Management 8 Reelect Salim Joseph Thomas as Director For For Management 9 Reelect Jacob Kurian as Director For For Management 10 Reelect Ashok Jacob as Director For Against Management 11 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- NAN YA PLASTICS CORP. Ticker: 1303 Security ID: Y62061109 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- - 186 - NEDBANK GROUP LTD. Ticker: NED Security ID: S5518R104 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Tshilidzi Marwala as Director For For Management 2.1 Re-elect Hubert Brody as Director For For Management 2.2 Re-elect Errol Kruger as Director For For Management 2.3 Re-elect Linda Makalima as Director For For Management 2.4 Re-elect Mpho Makwana as Director For For Management 2.5 Re-elect Dr Mantsika Matooane as For For Management Director 3.1 Reappoint Deloitte & Touche as For For Management Auditors with Lito Nunes as the Designated Registered Auditor 3.2 Reappoint Ernst & Young as Auditors For For Management with Farouk Mohideen as the Designated Registered Auditor 4.1 Elect Stanley Subramoney as Member of For For Management the Audit Committee 4.2 Elect Hubert Brody as Member of the For For Management Audit Committee 4.3 Elect Neo Dongwana as Member of the For For Management Audit Committee 4.4 Elect Errol Kruger as Member of the For For Management Audit Committee 5 Place Authorised but Unissued Shares For For Management under Control of Directors 6.1 Adopt and Publicly Disclose an Energy For For Management Policy 6.2 Report on the Company's Approach to For For Management Measuring, Disclosing and Assessing its Exposure to Climate-related Risks 7.1 Approve Remuneration Policy For For Management 7.2 Approve Remuneration Implementation For For Management Report 1.1 Approve Fees for the Non-executive For For Management Chairman 1.2 Approve Fees for the Lead Independent For For Management Director 1.3 Approve Fees for the Nedbank Group For For Management Board Member 1.4 Approve Fees for the Group Audit For For Management Committee 1.5 Approve Fees for the Group Credit For For Management Committee 1.6 Approve Fees for the Group Directors' For For Management Affairs Committee 1.7 Approve Fees for the Group Information For For Management Technology Committee 1.8 Approve Fees for the Group Related For For Management Party Transactions Committee 1.9 Approve Fees for the Group For For Management Remuneration Committee 1.10 Approve Fees for the Group Risk and For For Management Capital Management Committee 1.11 Approve Fees for the Group For For Management Transformation, Social and Ethics Committee 2 Authorise Repurchase of Issued Share For For Management Capital 3 Authorise Board to Issue Shares for For For Management Cash 4 Approve Financial Assistance to For For Management Related and Inter-related Companies -------------------------------------------------------------------------------- NESTLE INDIA LTD. Ticker: 500790 Security ID: Y6268T111 Meeting Date: JUL 02, 2019 Meeting Type: Special Record Date: MAY 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reappointment and Remuneration For For Management of Shobinder Duggal as Whole Time Director, Designated as Executive Director-Finance & Control and Chief Financial Officer -------------------------------------------------------------------------------- NESTLE INDIA LTD. Ticker: 500790 Security ID: Y6268T111 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Three Interim Dividends, For For Management Special Interim Dividend and Declare Final Dividend 3 Reelect Martin Roemkens as Director For For Management 4 Approve Remuneration of Cost Auditors For For Management 5 Approve Reappointment and Remuneration For For Management of Suresh Narayanan as Managing Director 6 Elect David Steven McDaniel as For For Management Director and Approve Appointment and Remuneration of David Steven McDaniel as Whole-time Director Designated as Executive Director-Finance & Control and Chief Financial Officer 7 Elect Ramesh Prathivadibhayankara For For Management Rajagopalan as Director -------------------------------------------------------------------------------- - 187 - NTPC LIMITED Ticker: 532555 Security ID: Y6421X116 Meeting Date: AUG 21, 2019 Meeting Type: Annual Record Date: AUG 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Anand Kumar Gupta as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Statutory Auditors 5 Reelect Gauri Trivedi as Director For Against Management 6 Approve Increase in Borrowing Powers For For Management 7 Approve Creation of Mortgage and/or For For Management Charge over Movable and Immovable Properties 8 Approve Remuneration of Cost Auditors For For Management 9 Approve Issuance of Bonds/Debentures For For Management on Private Placement Basis -------------------------------------------------------------------------------- ODONTOPREV SA Ticker: ODPV3 Security ID: P7344M104 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For For Management Management 4 Fix Number of Fiscal Council Members For For Management at Three 5 Elect Fiscal Council Members For Abstain Management 6 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 7 Elect Ivan Maluf Junior as Fiscal None For Shareholder Council Member and Eduardo da Gama Godoy as Alternate Appointed by Minority Shareholder 8 Approve Remuneration of Fiscal Council For For Management Members 9 Fix Number of Directors at Eight For For Management 10 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 11 Elect Directors For Against Management 12 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 13 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 14.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Luiz Carlos Trabuco Cappi as Director and Vinicius Marinho da Cruz as Alternate 14.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Octavio de Lazari Junior as Director and Flavio Bitter as Alternate 14.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Manoel Antonio Peres as Director and Americo Pinto Gomes as Alternate 14.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Ivan Luiz Gontijo Junior as Director 14.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Samuel Monteiro dos Santos Junior as Director 14.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Vinicius Jose de Almeida Albernaz as Director 14.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Cesar Suaki dos Santos as Director and David Casimiro Moreira as Alternate 14.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Murilo Cesar Lemos dos Santos Passos as Director and Jorge Kalache Filho as Alternate 15 Elect Director Appointed by Minority None Abstain Shareholder Shareholder 16 In Case Neither Class of Shares None For Management Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? 17 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- - 188 - OLD MUTUAL LTD. Ticker: OMU Security ID: S5790B132 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 December 2019 2.1 Re-elect Paul Baloyi as Director For For Management 2.2 Re-elect Peter de Beyer as Director For For Management 2.3 Re-elect Albert Essien as Director For For Management 2.4 Re-elect Nosipho Molope as Director For For Management 2.5 Re-elect Marshall Rapiya as Director For For Management 3 Elect Iain Williamson as Director For For Management 4.1 Re-elect Paul Baloyi as Member of the For Against Management Audit Committee 4.2 Re-elect Peter de Beyer as Member of For For Management the Audit Committee 4.3 Re-elect Itumeleng Kgaboesele as For For Management Member of the Audit Committee 4.4 Re-elect John Lister as Member of the For For Management Audit Committee 4.5 Re-elect Nosipho Molope as Member of For For Management the Audit Committee 5.1 Reappoint Deloitte & Touche as For For Management Auditors of the Company 5.2 Reappoint KPMG Inc as Auditors of the For For Management Company 6 Authorise Board to Issue Shares for For For Management Cash 7.1 Approve Remuneration Policy For For Management 7.2 Approve Remuneration Implementation For For Management Report 8 Authorise Ratification of Approved For For Management Resolutions 1 Approve Remuneration of Non-executive For For Management Directors 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Financial Assistance to For For Management Subsidiaries and Other Related and Inter-related Entities and to Directors, Prescribed Officers or Other Persons Participating in Share or Other Employee Incentive Schemes 4 Amend Memorandum of Incorporation; For For Management Place Authorised but Unissued Preference Shares under Control of Directors -------------------------------------------------------------------------------- ORBIA ADVANCE CORPORATION SAB DE CV Ticker: ORBIA Security ID: P7S81Y105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept CEO's Report and Board's Report For For Management on Operations and Results 1.2 Accept Individual and Consolidated For For Management Financial Statements 1.3 Accept Report on Compliance of Fiscal For For Management Obligations 2 Accept Report of Audit Committee For For Management 3 Accept Report of Corporate Practices For For Management Committee 4.1 Approve Individual and Consolidated For For Management Net Profit after Minority Interest in the Amount of USD 206.73 Million 4.2 Approve Allocation of Individual and For For Management or Consolidated Profits and or Losses Referred to in Previous Item to the Accumulated Net Income Account 5.1 Ratify Antonio Del Valle Ruiz as For For Management Honorary and Lifetime Board Chairman 5.2a Elect or Ratify Juan Pablo Del Valle For For Management Perochena as Board Member 5.2b Elect or Ratify Adolfo Del Valle Ruiz For For Management as Board Member 5.2c Elect or Ratify Ignacio Del Valle Ruiz For Against Management as Board Member 5.2d Elect or Ratify Antonio Del Valle For For Management Perochena as Board Member 5.2e Elect or Ratify Maria Guadalupe Del For For Management Valle Perochena as Board Member 5.2f Elect or Ratify Jaime Ruiz Sacristan For For Management as Board Member 5.2g Elect or Ratify Fernando Ruiz Sahagun For For Management as Board Member 5.2h Elect or Ratify Eugenio Santiago For For Management Clariond Reyes as Board Member 5.2i Elect or Ratify Eduardo Tricio Haro as For For Management Board Member 5.2j Elect or Ratify Guillermo Ortiz For For Management Martinez as Board Member 5.2k Elect or Ratify Divo Milan Haddad as For For Management Board Member 5.2l Elect or Ratify Alma Rosa Moreno Razo For For Management as Board Member 5.2m Elect or Ratify Maria Teresa For For Management Altagracia Arnal Machado as Board Member 5.2n Elect or Ratify Jack Goldstein as For For Management Board Member 5.2o Elect or Ratify Anil Menon as Board For For Management Member 5.3a Elect or Ratify Juan Pablo Del Valle For For Management Perochena as Chairman of Board of Directors 5.3b Elect or Ratify Juan Pablo Del Rio For For Management Benitez as Secretary (Non-Member) of Board 5.3c Elect or Ratify Sheldon Hirt as For For Management Alternate Secretary (Non-Member) of Board 5.4a Elect or Ratify Fernando Ruiz Sahagun For For Management as Chairman of Audit Committee 5.4b Elect or Ratify Eugenio Santiago For For Management Clariond Reyes as Chairman of Corporate Practices Committee 6 Approve Remuneration of Chairman of For Against Management Board, Audit Committee and Corporate Practices Committee; Approve Remuneration of Members of Board and Members of Audit Committee and Corporate Practices Committee 7.1 Approve Cancellation of Balance of For For Management Amount Approved to be Used for Acquisition of Company's Shares 7.2 Set Aggregate Nominal Amount of Share For For Management Repurchase Reserve at USD 400 Million 8 Accept Report on Adoption or For For Management Modification of Policies in Share Repurchases of Company 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- - 189 - PEOPLE'S INSURANCE CO. (GROUP) OF CHINA LIMITED Ticker: 1339 Security ID: Y6800A109 Meeting Date: JAN 06, 2020 Meeting Type: Special Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Remuneration Scheme for For For Management Directors and Supervisors 2 Elect Huang Liangbo as Supervisor For For Management -------------------------------------------------------------------------------- PEOPLE'S INSURANCE CO. (GROUP) OF CHINA LIMITED Ticker: 1339 Security ID: Y6800A109 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Final Financial Accounts For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Fixed Asset Investment For For Management Budget 6 Approve Engagement of Auditor for For For Management Financial Statements and Internal Control for the Year 2020 7 Approve Engagement of Auditor for For For Management Financial Statements and Internal Control for the Year 2021 8 Approve 2019 Work Report of the For For Management Independent Directors and Appraisal of Performance 9 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 10 Elect Wang Tingke as Director For For Management 1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- PETROCHINA COMPANY LIMITED Ticker: 857 Security ID: Y6883Q104 Meeting Date: MAR 25, 2020 Meeting Type: Special Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Dai Houliang as Director For For Shareholder 1.2 Elect Lv Bo as Director For For Shareholder 1.3 Elect Li Fanrong as Director For For Shareholder -------------------------------------------------------------------------------- PETRONAS CHEMICALS GROUP BERHAD Ticker: 5183 Security ID: Y6811G103 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Md Arif Mahmood as Director For For Management 2 Elect Toh Ah Wah as Director For For Management 3 Elect Yeoh Siew Ming as Director For For Management 4 Elect Noor Ilias Mohd Idris as Director For For Management 5 Approve Directors' Fees and Allowances For For Management 6 Approve KPMG PLT as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- PICK N PAY STORES LIMITED Ticker: PIK Security ID: S60947108 Meeting Date: JUL 30, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint Ernst & Young Inc as For For Management Auditors of the Company 2.1 Re-elect Hugh Herman as Director For For Management 2.2 Re-elect Jeff van Rooyen as Director For For Management 2.3 Re-elect David Friedland as Director For For Management 2.4 Re-elect Suzanne Ackerman-Berman as For For Management Director 2.5 Re-elect Jonathan Ackerman as Director For For Management 3.1 Re-elect Jeff van Rooyen as Member of For For Management the Audit, Risk and Compliance Committee 3.2 Re-elect Hugh Herman as Member of the For For Management Audit, Risk and Compliance Committee 3.3 Re-elect Audrey Mothupi as Member of For For Management the Audit, Risk and Compliance Committee 3.4 Re-elect David Friedland as Member of For For Management the Audit, Risk and Compliance Committee 1 Approve Remuneration Policy For For Management 2 Approve Remuneration Implementation For Against Management Report 1 Approve Directors' Fees for the 2020 For Against Management and 2021 Annual Financial Periods 2.1 Approve Financial Assistance to For For Management Related or Inter-related Companies or Corporations 2.2 Approve Financial Assistance to an For For Management Employee of the Company or its Subsidiaries 3 Authorise Repurchase of Issued Share For For Management Capital 4 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- - 190 - PING AN INSURANCE (GROUP) CO. OF CHINA LTD. Ticker: 2318 Security ID: Y69790106 Meeting Date: DEC 10, 2019 Meeting Type: Special Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.01 Elect Xie Yonglin as Director For For Management 1.02 Elect Tan Sin Yin as Director For For Management 2 Amend Articles of Association For For Management -------------------------------------------------------------------------------- PING AN INSURANCE (GROUP) COMPANY OF CHINA, LTD. Ticker: 2318 Security ID: Y69790106 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Annual Report and Its For For Management Summary 4 Approve 2019 Financial Statements and For For Management Statutory Reports 5 Approve 2019 Profit Distribution Plan For For Management and Distribution of Final Dividends 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP as PRC Auditor and PricewaterhouseCoopers as International Auditor and Authorize Board to Fix Their Remuneration 7 Approve 2019 Performance Evaluation of For For Management Independent Non-Executive Directors 8 Approve Issuance of Debt Financing For For Management Instruments 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares 10 Amend Articles of Association For For Management 11 Elect Lu Min as Director For For Shareholder -------------------------------------------------------------------------------- PLAY COMMUNICATIONS SA Ticker: PLY Security ID: L7635Y118 Meeting Date: APR 07, 2020 Meeting Type: Annual/Special Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Annual Report and Auditor's None None Management Report (Non-Voting) 2 Approve Financial Statements For For Management 3 Approve Consolidated Financial For For Management Statements 4 Approve Interim Dividends For For Management 5 Approve Allocation of Income For For Management 6 Approve Discharge of Directors For For Management 7 Reelect Vasileios Billis as Director For Against Management 8 Reelect Serdar Cetin as Director For Against Management 9 Reelect Ioannis Karagiannis as Director For Against Management 10 Reelect Andrzej Klesyk as Director For For Management 11 Reelect Bruce Graham McInroy as For Against Management Director 12 Reelect Andrzej Olechowski as Director For For Management 13 Reelect Patrick Tillieux as Director For Against Management 14 Approve Remuneration Policy For Against Management 15 Approve Remuneration Report For Against Management 16 Amend Articles of Association For For Management -------------------------------------------------------------------------------- POLSKI KONCERN NAFTOWY ORLEN SA Ticker: PKN Security ID: X6922W204 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Elect Members of Vote Counting For For Management Commission 6 Fix Number of Supervisory Board Members For For Management 7.1 Recall Supervisory Board Member For Against Shareholder 7.2 Elect Supervisory Board Member For Against Shareholder 7.3 Elect Supervisory Board Chairman For Against Shareholder 8 Close Meeting None None Management -------------------------------------------------------------------------------- POLSKI KONCERN NAFTOWY ORLEN SA Ticker: PKN Security ID: X6922W204 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Elect Members of Vote Counting For For Management Commission 6 Receive Management Board Report on None None Management Company's and Group's Operations 7 Receive Financial Statements and None None Management Management Board Proposal on Allocation of Income 8 Receive Consolidated Financial None None Management Statements 9 Receive Supervisory Board Report None None Management 10 Receive Management Board Report on None None Management Expenses Related to Representation, Legal Services, Marketing Services, Public Relations Services, Social Communication Services, and Management Advisory Services 11 Approve Management Board Report on For For Management Company's and Group's Operations 12 Approve Financial Statements For For Management 13 Approve Consolidated Financial For For Management Statements 14 Approve Allocation of Income and For For Management Dividends of PLN 1 per Share 15.1 Approve Discharge of Daniel Obajtek For For Management (CEO) 15.2 Approve Discharge of Armen Artwich For For Management (Management Board Member) 15.3 Approve Discharge of Patrycja Klarecka For For Management (Management Board Member) 15.4 Approve Discharge of Zbigniew For For Management Leszczynski (Management Board Member) 15.5 Approve Discharge of Wieslaw For For Management Protasewicz (Management Board Member) 15.6 Approve Discharge of Michal Rog For For Management (Management Board Member) 15.7 Approve Discharge of Jozef Wegrecki For For Management (Management Board Member) 16.1 Approve Discharge of Izabela For For Management Felczak-Poturnicka (Supervisory Board Chairman) 16.2 Approve Discharge of Andrzej Szumanski For For Management (Supervisory Board Member and Deputy Chairman) 16.3 Approve Discharge of Radoslaw For For Management Kwasnicki (Supervisory Board Deputy Chairman) 16.4 Approve Discharge of Mateusz Bochacik For For Management (Supervisory Board Secretary) 16.5 Approve Discharge of Agnieszka For For Management Biernat-Wiatrak (Supervisory Board Member) 16.6 Approve Discharge of Andrzej Kapala For For Management (Supervisory Board Member) 16.7 Approve Discharge of Wojciech Krynski For For Management (Supervisory Board Member) 16.8 Approve Discharge of Jadwiga Lesisz For For Management (Supervisory Board Member) 16.9 Approve Discharge of Malgorzata For For Management Niezgoda (Supervisory Board Member) 16.10 Approve Discharge of Anna Wojcik For For Management (Supervisory Board Member) 16.11 Approve Discharge of Barbara For For Management Jarzembowska (Supervisory Board Member) 16.12 Approve Discharge of Michal For For Management Klimaszewski (Supervisory Board Member) 16.13 Approve Discharge of Anna For For Management Sakowicz-Kacz (Supervisory Board Member) 16.14 Approve Discharge of Roman Kusz For For Management (Supervisory Board Member) 17 Approve Remuneration Policy For Against Management 18.1 Amend Statute For For Management 18.2 Amend Statute Re: General Meeting For For Management 18.3 Amend Statute Re: Supervisory Board For For Management 18.4 Amend Statute Re: Supervisory Board For For Management 18.5 Amend Statute For Against Management 18.6 Approve Consolidated Text of Statute For Against Management 19 Close Meeting None None Management -------------------------------------------------------------------------------- - 191 - POLSKIE GORNICTWO NAFTOWE I GAZOWNICTWO SA Ticker: PGN Security ID: X6582S105 Meeting Date: JUL 31, 2019 Meeting Type: Special Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Prepare List of Shareholders None None Management 5 Approve Agenda of Meeting For For Management 6 Approve Acquisition of 10,000 Shares For For Management of PGNiG Upstream Norway AS 7 Amend Statute None Against Shareholder 8 Close Meeting None None Management -------------------------------------------------------------------------------- POLSKIE GORNICTWO NAFTOWE I GAZOWNICTWO SA Ticker: PGN Security ID: X6582S105 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: JUN 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Prepare List of Shareholders None None Management 5 Approve Agenda of Meeting For For Management 6 Approve Financial Statements For For Management 7 Approve Management Board Report on For For Management Company's and Group's Operations; and Consolidated Financial Statements 8.1 Approve Discharge of Piotr Wozniak For For Management (CEO) 8.2 Approve Discharge of Radoslaw Bartosik For For Management (Deputy CEO) 8.3 Approve Discharge of Lukasz Kroplewski For For Management (Deputy CEO) 8.4 Approve Discharge of Michal Pietrzyk For For Management (Deputy CEO) 8.5 Approve Discharge of Maciej Wozniak For For Management (Deputy CEO) 8.6 Approve Discharge of Magdalena For For Management Zegarska (Deputy CEO) 8.7 Approve Discharge of Robert Perkowski For For Management (Deputy CEO) 9.1 Approve Discharge of Bartlomiej Nowak For For Management (Supervisory Board Chairman) 9.2 Approve Discharge of Piotr Sprzaczak For For Management (Supervisory Board Deputy Chairman) 9.3 Approve Discharge of Slawomir Borowiec For For Management (Supervisory Board Member) 9.4 Approve Discharge of Piotr Broda For For Management (Supervisory Board Member) 9.5 Approve Discharge of Andrzej Gonet For For Management (Supervisory Board Member) 9.6 Approve Discharge of Mieczyslaw For For Management Kawecki (Supervisory Board Member) 9.7 Approve Discharge of Stanislaw For For Management Sieradzki (Supervisory Board Member) 9.8 Approve Discharge of Grzegorz Tchorek For For Management (Supervisory Board Member) 9.9 Approve Discharge of Roman Gabrowski For For Management (Supervisory Board Member) 10.1 Recall Supervisory Board Member For Against Management 10.2 Elect Supervisory Board Member For Against Management 11 Approve Allocation of Income and For For Management Dividends of PLN 0.09 per Share 12 Approve Remuneration Policy For Against Management 13 Amend Statute None Against Shareholder 14 Close Meeting None None Management -------------------------------------------------------------------------------- PORTO SEGURO SA Ticker: PSSA3 Security ID: P7905C107 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Ratify Interest-on-Capital-Stock For For Management Payment 4 Approve Dividends and For For Management Interest-on-Capital-Stock Payment Date 5 Fix Number of Directors at Seven For For Management 6 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 7 Elect Directors For For Management 8 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 9 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 10.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Bruno Campos Garfinkel as Board Chairman 10.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Marco Ambrogio Crespi Bonomi as Board Vice-Chairman 10.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Ana Luiza Campos Garfinkel as Director 10.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcio de Andrade Schettini as Director 10.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Pedro Luiz Cerize as Independent Director 10.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Paulo Sergio Kakinoff as Independent Director 10.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Patricia M. Muratori Calfat as Independent Director 11 As an Ordinary Shareholder, Would You None For Management like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 12 Approve Remuneration of Company's For Against Management Management and Fiscal Council 13 Do You Wish to Request Installation of None For Management a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? -------------------------------------------------------------------------------- - 192 - PORTO SEGURO SA Ticker: PSSA3 Security ID: P7905C107 Meeting Date: MAR 31, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Capitalization of Reserves For For Management Without Issuance of Shares and Amend Article 5 Accordingly 2 Amend Article 2 Re: Company For For Management Headquarters 3 Amend Article 14 For For Management 4 Amend Articles 18 and 22 For For Management 5 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- POSTAL SAVINGS BANK OF CHINA CO., LTD. Ticker: 1658 Security ID: Y6987V108 Meeting Date: OCT 29, 2019 Meeting Type: Special Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Xuewen as Director For For Management 2 Elect Yao Hong as Director For For Management 3 Elect Fu Tingmei as Director For For Management 4 Elect Wen Tiejun as Director For For Management 5 Elect Chung Shui Ming Timpson as For Against Management Director 6 Elect Pan Yingli as Director For For Management 7 Elect Chen Yuejun as Supervisor For For Management 8 Elect Li Yujie as Supervisor For For Management 9 Elect Zhao Yongxiang as Supervisor For For Management 10 Elect Wu Yu as Supervisor For For Management 11 Elect Bai Jianjun as Supervisor For For Management 12 Elect Chen Shimin as Supervisor For For Management 13 Approve Remuneration Settlement Plan For For Management for Directors for 2018 14 Approve Remuneration Settlement Plan For For Management for Supervisors for 2018 15 Approve Proposed Issuance of For For Management Write-down Undated Capital Bonds -------------------------------------------------------------------------------- POSTAL SAVINGS BANK OF CHINA CO., LTD. Ticker: 1658 Security ID: Y6987V108 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Elect Guo Xinshuang as Director For For Management 3 Amend Rules and Procedures Regarding For For Management General Meetings of Shareholders 4 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors -------------------------------------------------------------------------------- POSTAL SAVINGS BANK OF CHINA CO., LTD. Ticker: 1658 Security ID: Y6987V108 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the Board For For Management of Supervisors 3 Approve 2019 Final Financial Accounts For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Budget Plan of Fixed For For Management Assets Investment 6 Approve Appointment of Accounting For For Management Firms for 2020 7 Approve Remuneration Adjustment Plan For For Management for Independent Non-executive Directors 8 Approve Remuneration Adjustment Plan For For Management for External Supervisors 9 Approve Increase in 2020 External For For Management Donations Limit 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 11 Approve Issuance of Write-Down Undated For For Shareholder Capital Bonds -------------------------------------------------------------------------------- POU CHEN CORP. Ticker: 9904 Security ID: Y70786101 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report, Financial For For Management Statements and Profit Distribution Plan 2 Amend Rules and Procedures Regarding For For Management Shareholders' General Meeting -------------------------------------------------------------------------------- - 193 - POWER GRID CORPORATION OF INDIA LIMITED Ticker: 532898 Security ID: Y7028N105 Meeting Date: AUG 27, 2019 Meeting Type: Annual Record Date: AUG 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Ravi P. Singh as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Statutory Auditors 5 Elect Rajeev Kumar Chauhan as Director For For Management 6 Reelect Jagdish Ishwarbhai Patel as For For Management Director 7 Elect M. N. Venkatesan as Director For For Management 8 Approve Remuneration of Cost Auditors For For Management 9 Approve Issuance of Debentures/Bonds For For Management on Private Placement Basis -------------------------------------------------------------------------------- POWSZECHNA KASA OSZCZEDNOSCI BANK POLSKI SA Ticker: PKO Security ID: X6919X108 Meeting Date: SEP 17, 2019 Meeting Type: Special Record Date: SEP 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Amend Statute None For Shareholder 6 Amend March 13, 2017, EGM, Resolution None For Shareholder Re: Approve Remuneration Policy for Management Board Members 7 Amend March 13, 2017, EGM, Resolution None For Shareholder Re: Approve Remuneration Policy for Supervisory Board Members 8 Approve Regulations on Supervisory None For Shareholder Board 9.1 Recall Supervisory Board Member None Against Shareholder 9.2 Elect Supervisory Board Member None Against Shareholder 10 Close Meeting None None Management -------------------------------------------------------------------------------- POWSZECHNY ZAKLAD UBEZPIECZEN SA Ticker: PZU Security ID: X6919T107 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: AUG 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Amend Statute For Against Management 6 Amend Statute For Against Management 7 Amend Statute For For Management 8 Amend Statute Re: Sale of Fixed Assets For For Management 9 Amend Statute Re: Management Board For For Management 10 Close Meeting None None Management -------------------------------------------------------------------------------- POWSZECHNY ZAKLAD UBEZPIECZEN SA Ticker: PZU Security ID: X6919T107 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAY 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Receive Financial Statements None None Management 6 Receive Consolidated Financial None None Management Statements 7 Receive Management Board Report on None None Management Company's, Group's Operations, and Non-Financial Information 8 Receive Supervisory Board Reports on None None Management Its Review of Financial Statements, Management Board Report, and Management Board Proposal on Allocation of Income 9 Receive Supervisory Board Report on None None Management Its Activities 10 Approve Management Board Report on For For Management Expenses Related to Representation, Legal Services, Marketing Services, Public Relations Services, Social Communication Services, and Management Advisory Services 11 Approve Financial Statements For For Management 12 Approve Consolidated Financial For For Management Statements 13 Approve Management Board Report on For For Management Company's, Group's Operations, and Non-Financial Information 14 Approve Allocation of Income and For For Management Omission of Dividends 15.1 Approve Discharge of Aleksandra For For Management Agatowska (Management Board Member) 15.2 Approve Discharge of Adam Brzozowski For For Management (Management Board Member) 15.3 Approve Discharge of Roger Hodgkiss For For Management (Management Board Member) 15.4 Approve Discharge of Marcin Eckert For For Management (Management Board Member) 15.5 Approve Discharge of Elzbieta For For Management Haeuser-Schoeneich (Management Board Member) 15.6 Approve Discharge of Tomasz Kulik For For Management (Management Board Member) 15.7 Approve Discharge of Maciej Rapkiewicz For For Management (Management Board Member) 15.8 Approve Discharge of Malgorzata For For Management Sadurska (Management Board Member) 15.9 Approve Discharge of Pawel Surowka For For Management (Management Board Member) 16.1 Approve Discharge of Marcin For For Management Chludzinski (Supervisory Board Member) 16.2 Approve Discharge of Pawel Gorecki For For Management (Supervisory Board Member) 16.3 Approve Discharge of Agata Gornicka For For Management (Supervisory Board Member) 16.4 Approve Discharge of Robert For For Management Jastrzebski (Supervisory Board Member) 16.5 Approve Discharge of Tomasz Kuczur For For Management (Supervisory Board Member) 16.6 Approve Discharge of Katarzyna For For Management Lewandowska (Supervisory Board Member) 16.7 Approve Discharge of Maciej Lopinski For For Management (Supervisory Board Member) 16.8 Approve Discharge of Elzbieta For For Management Maczynska-Ziemacka (Supervisory Board Member) 16.9 Approve Discharge of Alojzy Nowak For For Management (Supervisory Board Member) 16.10 Approve Discharge of Krzysztof Opolski For For Management (Supervisory Board Member) 16.11 Approve Discharge of Robert Snitko For For Management (Supervisory Board Member) 16.12 Approve Discharge of Maciej Zaborowski For For Management (Supervisory Board Member) 17.1 Recall Supervisory Board Member For Against Management 17.2 Elect Supervisory Board Member For Against Management 18 Amend Statute Re: General Meeting, For Against Management Supervisory Board 19 Amend Statute Re: Supervisory Board For For Management 20 Amend Statute Re: General Meeting, For Against Management Supervisory Board 21 Amend Statute Re: General Meeting, For For Management Supervisory Board 22 Amend Statute Re: Corporate Purpose For For Management 23 Amend Statute Re: General Meeting, For For Management Supervisory Board, Management Board 24 Approve Remuneration Policy For Against Management 25 Close Meeting None None Management -------------------------------------------------------------------------------- - 194 - PROMOTORA Y OPERADORA DE INFRAESTRUCTURA SA Ticker: PINFRA Security ID: P7925L103 Meeting Date: OCT 31, 2019 Meeting Type: Special Record Date: OCT 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dividends of MXN 4.72 Per Share For For Management 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- PSG GROUP LTD. Ticker: PSG Security ID: S5959A107 Meeting Date: JUL 26, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect KK Combi as Director For For Management 1.2 Re-elect Francois Gouws as Director For For Management 1.3 Elect Modi Hlobo as Director For For Management 2.1 Re-elect Patrick Burton as Member of For For Management the Audit and Risk Committee 2.2 Elect Modi Hlobo as Member of the For For Management Audit and Risk Committee 2.3 Re-elect Bridgitte Mathews as Member For For Management of the Audit and Risk Committee 2.4 Re-elect Chris Otto as Member of the For Against Management Audit and Risk Committee 3 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company with D de Jager as the Designated Auditor 4 Approve Remuneration Policy For Against Management 5 Approve Implementation Report of the For Against Management Remuneration Policy 6 Authorise Board to Issue Shares for For For Management Cash 7 Approve Remuneration of Non-executive For For Management Directors 8.1 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 8.2 Approve Financial Assistance in Terms For Against Management of Section 44 of the Companies Act 9 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- PT ASTRA INTERNATIONAL TBK Ticker: ASII Security ID: Y7117N172 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve Changes in Board of Company For For Management and Approve Remuneration of Directors and Commissioners 4 Approve Tanudiredja, Wibisana, Rintis For For Management & Rekan as Auditors -------------------------------------------------------------------------------- PT BANK CENTRAL ASIA TBK Ticker: BBCA Security ID: Y7123P138 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Discharge of Directors and Commissioners 2 Approve Allocation of Income and For For Management Dividends 3 Approve Changes in Board of Directors For For Management 4 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 5 Approve Auditors For For Management 6 Approve Payment of Interim Dividend For For Management 7 Approve Updates in the Company's For For Management Recovery Plan -------------------------------------------------------------------------------- PT BANK MANDIRI (PERSERO) TBK Ticker: BMRI Security ID: Y7123S108 Meeting Date: AUG 28, 2019 Meeting Type: Special Record Date: AUG 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Evaluation of First Semester None For Shareholder Performance 2019 2 Approve Changes in Board of Company None Against Shareholder -------------------------------------------------------------------------------- PT BANK MANDIRI (PERSERO) TBK Ticker: BMRI Security ID: Y7123S108 Meeting Date: DEC 09, 2019 Meeting Type: Special Record Date: NOV 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Board of Company For Against Management -------------------------------------------------------------------------------- - 195 - PT BANK MANDIRI (PERSERO) TBK Ticker: BMRI Security ID: Y7123S108 Meeting Date: FEB 19, 2020 Meeting Type: Annual Record Date: JAN 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, Annual Report, Report of the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 4 Appoint Auditors of the Company and For For Management the Partnership and Community Development Program (PCDP) 5 Approve Changes in Board of Company For Against Management -------------------------------------------------------------------------------- PT BANK NEGARA INDONESIA (PERSERO) TBK Ticker: BBNI Security ID: Y74568166 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: AUG 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Evaluation of First Semester None For Shareholder Performance 2019 2 Approve Changes in Board of Company None Against Shareholder -------------------------------------------------------------------------------- PT BANK NEGARA INDONESIA (PERSERO) TBK Ticker: BBNI Security ID: Y74568166 Meeting Date: FEB 20, 2020 Meeting Type: Annual Record Date: JAN 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, Financial Report of the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 4 Appoint Auditors of the Company and For For Management the Partnership and Community Development Program (PCDP) 5 Approve Updates in the Company's For For Management Recovery Plan 6 Approve Changes in Board of Company For For Management -------------------------------------------------------------------------------- PT BANK RAKYAT INDONESIA (PERSERO) TBK Ticker: BBRI Security ID: Y0697U112 Meeting Date: SEP 02, 2019 Meeting Type: Special Record Date: AUG 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Evaluation of First Semester None For Shareholder Performance 2019 2 Approve Company's Recovery Plan None For Shareholder 3 Approve Changes in Board of Company None Against Shareholder -------------------------------------------------------------------------------- PT BANK RAKYAT INDONESIA (PERSERO) TBK Ticker: BBRI Security ID: Y0697U112 Meeting Date: FEB 18, 2020 Meeting Type: Annual Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements, Statutory For For Management Reports, and Report of the Partnership and Community Development Program (PCDP) and Discharge of Directors and Commissioners 2 Approve Allocation of Income For For Management 3 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 4 Appoint Auditors of the Company and For For Management the Partnership and Community Development Program (PCDP) 5 Approve Changes in Board of Company For Against Management -------------------------------------------------------------------------------- PT PERUSAHAAN GAS NEGARA TBK Ticker: PGAS Security ID: Y7136Y118 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: AUG 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Evaluation of First Semester None For Shareholder Performance 2019 2 Approve Changes in Board of Company None Against Shareholder -------------------------------------------------------------------------------- - 196 - PT PERUSAHAAN GAS NEGARA TBK Ticker: PGAS Security ID: Y7136Y118 Meeting Date: JAN 21, 2020 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Changes in Board of None Against Shareholder Commissioners -------------------------------------------------------------------------------- PT PERUSAHAAN GAS NEGARA TBK Ticker: PGAS Security ID: Y7136Y118 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Annual Report and Report of the For For Management Partnership and Community Development Program (PCDP) 2 Approve Financial Statements, For For Management Financial Report of the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners 3 Approve Allocation of Income and For For Management Dividends 4 Approve Remuneration and Tantiem of For For Management Directors and Commissioners 5 Approve Auditors of the Company and For For Management the Partnership and Community Development Program (PCDP) 6 Approve Changes in Boards of Company For Against Management 7 Amend Article 3 of the Articles of For Against Management Association -------------------------------------------------------------------------------- PT TELEKOMUNIKASI INDONESIA (PERSERO) TBK Ticker: TLKM Security ID: Y71474145 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Annual Report and Statutory For For Management Reports 2 Approve Financial Statements, Report For For Management of the Partnership and Community Development Program (PCDP) and Discharge of Directors and Commissioners 3 Approve Allocation of Income For For Management 4 Approve Remuneration of Directors and For For Management Commissioners 5 Appoint Auditors of the Company and For For Management the Partnership and Community Development Program (PCDP) 6 Approve Changes in Board of Company For Against Management -------------------------------------------------------------------------------- PT UNITED TRACTORS TBK Ticker: UNTR Security ID: Y7146Y140 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve Changes in Board of For For Management Commissioners 4 Approve Remuneration of Commissioners For For Management 5 Approve Auditors For For Management -------------------------------------------------------------------------------- PUBLIC BANK BERHAD Ticker: 1295 Security ID: Y71497104 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Tham Chai Fhong as Director For For Management 2 Elect Teh Hong Piow as Director For For Management 3 Elect Tang Wing Chew as Director For For Management 4 Elect Cheah Kim Ling as Director For For Management 5 Approve Directors' Fees, Board For For Management Committees Members' Fees and Allowances 6 Approve Remuneration and For Against Management Benefits-In-Kind (Excluding Director's Fee and Board Meeting Allowance) to Teh Hong Piow 7 Approve Ernst & Young PLT as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- QUANTA COMPUTER, INC. Ticker: 2382 Security ID: Y7174J106 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Plan on Profit Distribution For For Management -------------------------------------------------------------------------------- - 197 - REDEFINE PROPERTIES LTD. Ticker: RDF Security ID: S6815L196 Meeting Date: FEB 20, 2020 Meeting Type: Annual Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Sipho Pityana as Director For For Management 2 Elect Daisy Naidoo as Director For For Management 3 Re-elect Leon Kok as Director For For Management 4 Re-elect Bridgitte Mathews as Director For Against Management 5.1 Elect Daisy Naidoo as Chairperson of For For Management the Audit Committee 5.2 Re-elect Bridgitte Mathews as Member For For Management of the Audit Committee 5.3 Re-elect Lesego Sennelo as Member of For For Management the Audit Committee 6 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company with John Bennett as the Designated Auditor 7 Place Authorised but Unissued Shares For For Management under Control of Directors 8 Authorise Board to Issue Shares for For For Management Cash 9 Authorise Issue of Shares Pursuant to For For Management a Reinvestment Option 10 Approve Remuneration Policy For For Management 11 Approve Implementation of the For Against Management Remuneration Policy 12 Authorise Ratification of Approved For For Management Resolutions 1 Amend Memorandum of Incorporation For For Management 2.1 Approve Remuneration of Independent For For Management Non-executive Chairperson 2.2 Approve Remuneration of Lead For For Management Independent Director 2.3 Approve Remuneration of Non-executive For For Management Director 2.4 Approve Remuneration of Audit For For Management Committee Chairperson 2.5 Approve Remuneration of Audit For For Management Committee Member 2.6 Approve Remuneration of Risk, For For Management Compliance and Technology Committee Chairperson 2.7 Approve Remuneration of Risk, For For Management Compliance and Technology Committee Member 2.8 Approve Remuneration of Remuneration For For Management Committee Chairperson 2.9 Approve Remuneration of Remuneration For For Management Committee Member 2.10 Approve Remuneration of Nomination and For For Management Governance Committee Chairperson 2.11 Approve Remuneration of Nomination and For For Management Governance Committee Member 2.12 Approve Remuneration of Social, Ethics For For Management and Transformation Committee Chairperson 2.13 Approve Remuneration of Social, Ethics For For Management and Transformation Committee Member 2.14 Approve Remuneration of Investment For For Management Committee Chairperson 2.15 Approve Remuneration of Investment For For Management Committee Member 3 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 4 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act 5 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- RELIANCE INDUSTRIES LIMITED Ticker: 500325 Security ID: Y72596102 Meeting Date: AUG 12, 2019 Meeting Type: Annual Record Date: AUG 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.a Accept Financial Statements and For For Management Statutory Reports 1.b Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Dividend For For Management 3 Elect Pawan Kumar Kapil as Director For For Management 4 Elect Nita M. Ambani as Director For For Management 5 Approve Reappointment and Remuneration For For Management of P.M.S. Prasad as Whole-time Director, Designated as Executive Director 6 Reelect Raminder Singh Gujral as For Against Management Director 7 Elect Arundhati Bhattacharya as For For Management Director 8 Approve Remuneration of Cost Auditors For For Management -------------------------------------------------------------------------------- REMGRO LTD. Ticker: REM Security ID: S6873K106 Meeting Date: NOV 28, 2019 Meeting Type: Annual Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 June 2019 2 Reappoint PricewaterhouseCoopers Inc. For For Management as Auditors of the Company with Anton Wentzel as the Individual Registered Auditor 3 Re-elect Jannie Durand as Director For For Management 4 Re-elect Peter Mageza as Director For For Management 5 Re-elect Josua Malherbe as Director For For Management 6 Re-elect Phillip Moleketi as Director For For Management 7 Re-elect Frederick Robertson as For For Management Director 8 Elect Anton Rupert as Director For For Management 9 Re-elect Sonja de Bruyn Sebotsa as For For Management Member of the Audit and Risk Committee 10 Re-elect Peter Mageza as Member of the For For Management Audit and Risk Committee 11 Re-elect Phillip Moleketi as Member of For For Management the Audit and Risk Committee 12 Re-elect Frederick Robertson as Member For For Management of the Audit and Risk Committee 13 Place Authorised but Unissued Shares For For Management under Control of Directors 14 Approve Remuneration Policy For For Management 15 Approve Remuneration Implementation For For Management Report 1 Approve Directors' Remuneration For For Management 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Financial Assistance in Terms For For Management of Section 44 of the Companies Act 4 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act -------------------------------------------------------------------------------- - 198 - RHB BANK BERHAD Ticker: 1066 Security ID: Y72783106 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend For For Management 2 Elect Rebecca Fatima Sta Maria as For For Management Director 3 Elect Khairussaleh Bin Ramli as For For Management Director 4 Elect Govindan A/L Kunchamboo as For For Management Director 5 Elect Mohamad Nasir Bin Ab Latif as For For Management Director 6 Approve Directors' Fees and Board For For Management Committees' Allowances for the Financial Year Ended December 31, 2019 7 Approve Directors' Fees and Board For For Management Committees' Allowances from January 1, 2020 Until the 55th AGM 8 Approve Directors' Remuneration For For Management (Excluding Directors' Fees and Board Committees' Allowances) 9 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- RMB HOLDINGS LTD. Ticker: RMH Security ID: S6992P127 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Jannie Durand as Director For Against Management 1.2 Re-elect Peter Cooper as Director For Against Management 1.3 Re-elect Laurie Dippenaar as Director For Against Management 1.4 Re-elect Sonja De Bruyn as Director For For Management 1.5 Elect Obakeng Phetwe as Director For Against Management 2 Place Authorised but Unissued Shares For For Management under Control of Directors 3 Authorise Board to Issue Shares for For For Management Cash 4 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company and Authorise Their Remuneration 5.1 Re-elect Sonja De Bruyn as Member of For For Management the Audit and Risk Committee 5.2 Re-elect Per-Erik Lagerstrom as Member For For Management of the Audit and Risk Committee 5.3 Re-elect James Teeger as Member of the For For Management Audit and Risk Committee 6 Authorise Ratification of Approved For For Management Resolutions 7.1 Approve Remuneration Policy For Against Management 7.2 Approve Remuneration Implementation For Against Management Report 1 Approve Non-executive Directors' For For Management Remuneration 2 Authorise Repurchase of Issued Share For For Management Capital 3 Authorise Issue of Shares or Options For For Management Pursuant to a Reinvestment Option 4 Approve Financial Assistance to For Against Management Directors, Prescribed Officers and Employee Share Scheme Beneficiaries 5 Approve Financial Assistance to For For Management Related or Inter-related Entities -------------------------------------------------------------------------------- RMB HOLDINGS LTD. Ticker: RMH Security ID: S6992P127 Meeting Date: JUN 01, 2020 Meeting Type: Special Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the RMH Unbundling in Terms of For For Management Section 112 of the Companies Act -------------------------------------------------------------------------------- SANLAM LTD. Ticker: SLM Security ID: S7302C137 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 December 2019 2 Reappoint Ernst & Young Inc as For For Management Auditors with C du Toit as the Individual and Designated Auditor 3 Appoint KPMG Inc as Joint Auditors For For Management 4.1 Elect Andrew Birrell as Director For For Management 4.2 Elect Elias Masilela as Director For For Management 4.3 Elect Kobus Moller as Director For For Management 5.1 Re-elect Rejoice Simelane as Director For For Management 5.2 Re-elect Paul Hanratty as Director None None Management (Resolution withdrawn as per SENS dated 25 May 2020) 6.1 Re-elect Heinie Werth as Director For For Management 6.2 Elect Jeanett Modise as Director For For Management 7.1 Elect Andrew Birrell as Member of the For For Management Audit Committee 7.2 Re-elect Paul Hanratty as Member of None None Management the Audit Committee (Resolution withdrawn as per SENS dated 25 May 2020) 7.3 Re-elect Mathukana Mokoka as Member of For For Management the Audit Committee 7.4 Re-elect Karabo Nondumo as Member of For For Management the Audit Committee 7.5 Elect Kobus Moller as Member of the For Against Management Audit Committee 8.1 Approve Remuneration Policy For For Management 8.2 Approve Remuneration Implementation For Against Management Report 9 Approve Remuneration of Executive For For Management Directors and Non-executive Directors for the Financial Year Ended 31 December 2019 10 Place Authorised but Unissued Shares For For Management under Control of Directors 11 Authorise Board to Issue Shares for For For Management Cash 12 Authorise Ratification of Approved For For Management Resolutions A Approve Remuneration of Non-executive For For Management Directors for the Period 01 July 2020 until 30 June 2021 B Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- - 199 - SANTANDER BANK POLSKA SA Ticker: SPL Security ID: X0646L107 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: SEP 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Receive Information on Division of None None Management Santander Securities SA 6 Approve Division of Santander For For Management Securities SA by Tranferring Organized Part of Enterprise to Santander Bank Polska SA and Santander Finanse sp. z o.o. 7 Elect Supervisory Board Member For Against Management 8 Approve Sale of Organized Part of For Against Management Enterprise 9 Receive Information on Changes of None None Management Suitability Assessment Policy for Supervisory Board Members 10 Amend Statute For Against Management 11 Approve Remuneration of Newly Elected For Against Management Supervisory Board Member; Amend May 17, 2019, AGM Resolution Re: Approve Remuneration of Supervisory Board Members 12 Close Meeting None None Management -------------------------------------------------------------------------------- SANTANDER BANK POLSKA SA Ticker: SPL Security ID: X0646L107 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: JUN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Approve Financial Statements For For Management 6 Approve Consolidated Financial For For Management Statements 7 Approve Management Board Report on For For Management Company's and Group's Operations 8 Approve Allocation of Income and For For Management Omission of Dividends 9.1 Approve Discharge of Michal Gajewski For For Management (CEO) 9.2 Approve Discharge of Andrzej Burliga For For Management (Deputy CEO) 9.3 Approve Discharge of Michael McCarthy For For Management (Deputy CEO) 9.4 Approve Discharge of Juan de Porras For For Management Aguirre (Deputy CEO) 9.5 Approve Discharge of Arkadiusz Przybyl For For Management (Deputy CEO) 9.6 Approve Discharge of Feliks For For Management Szyszkowiak (Deputy CEO) 9.7 Approve Discharge of Patryk Nowakowski For For Management (Management Board Member) 9.8 Approve Discharge of Carlos Polaino For For Management Izquierdo (Management Board Member) 9.9 Approve Discharge of Maciej Reluga For For Management (Management Board Member) 9.10 Approve Discharge of Dorota For For Management Strojkowska (Management Board Member) 10 Approve Supervisory Board Reports For For Management 11.1 Approve Discharge of Gerry Byrne For For Management (Supervisory Board Chairman) 11.2 Approve Discharge of Jose Manuel Campa For For Management (Supervisory Board Member) 11.3 Approve Discharge of Jose Garcia For For Management Cantera (Supervisory Board Member) 11.4 Approve Discharge of Danuta Dabrowska For For Management (Supervisory Board Member) 11.5 Approve Discharge of Isabel Guerreiro For For Management (Supervisory Board Member) 11.6 Approve Discharge of David Hexter For For Management (Supervisory Board Member) 11.7 Approve Discharge of Witold Jurcewicz For For Management (Supervisory Board Member) 11.8 Approve Discharge of Jose Luis De Mora For For Management (Supervisory Board Member) 11.9 Approve Discharge of John Power For For Management (Supervisory Board Member) 11.10 Approve Discharge of Jerzy Surma For For Management (Supervisory Board Member) 11.11 Approve Discharge of Marynika For For Management Woroszylska-Sapieha (Supervisory Board Member) 12.1 Approve Discharge of Waldemar For For Management Markiewicz (CEO) Santander Securities SA 12.2 Approve Discharge of Dariusz For For Management Strzyzewski (Management Board Member) Santander Securities SA 12.3 Approve Discharge of Maciej Pietrucha For For Management (Management Board Member) Santander Securities SA 13.1 Approve Discharge of John Power For For Management (Supervisory Board Chairman) Santander Securities SA 13.2 Approve Discharge of Dagmara Wojnar For For Management (Supervisory Board Member) Santander Securities SA 13.3 Approve Discharge of Arkadiusz Przybyl For For Management (Supervisory Board Member) Santander Securities SA 13.4 Approve Discharge of Pawel For For Management Wojciechowski (Supervisory Board Member) Santander Securities SA 13.5 Approve Discharge of Jacek Tucharz For For Management (Supervisory Board Member) Santander Securities SA 13.6 Approve Discharge of Marcin Prell For For Management (Supervisory Board Member) Santander Securities SA 14.1 Elect Gerry Byrne as Supervisory Board For For Management Member 14.2 Elect Dominika Bettman as Supervisory For For Management Board Member 14.3 Elect Jose Garcia Cantera as For For Management Supervisory Board Member 14.4 Elect Danuta Dabrowska as Supervisory For For Management Board Member 14.5 Elect David Hexter as Supervisory For For Management Board Member 14.6 Elect Isabel Guerreiro as Supervisory For For Management Board Member 14.7 Elect Jose Luis de Mora as Supervisory For For Management Board Member 14.8 Elect John Power as Supervisory Board For For Management Member 14.9 Elect Jerzy Surma as Supervisory Board For For Management Member 14.10 Elect Marynika Woroszylska-Sapieha as For For Management Supervisory Board Member 15 Elect Gerry Byrne as Supervisory Board For For Management Chairman 16 Approve Remuneration Policy For Against Management 17 Approve Terms of Remuneration of For For Management Supervisory Board Members 18 Approve Increase in Share Capital via For For Management Issuance of Series O Shares for Performance Share Plan without Preemptive Rights; Approve Dematerialization and Listing of New Shares; Amend Statute Accordingly 19.1 Amend Statute Re: Corporate Purpose For For Management 19.2 Amend Statute For For Management 20 Close Meeting None None Management -------------------------------------------------------------------------------- - 200 - SEVERSTAL PAO Ticker: CHMF Security ID: X7805W105 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 26.72 For For Management per Share for First Six Months of Fiscal 2019 -------------------------------------------------------------------------------- SEVERSTAL PAO Ticker: CHMF Security ID: X7805W105 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: OCT 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 27.47 For For Management per Share for First Nine Months of Fiscal 2019 -------------------------------------------------------------------------------- SEVERSTAL PAO Ticker: CHMF Security ID: X7805W105 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Aleksei Mordashov as Director None Against Management 1.2 Elect Aleksandr Shevelev as Director None Against Management 1.3 Elect Aleksei Kulichenko as Director None Against Management 1.4 Elect Andrei Mitiukov as Director None Against Management 1.5 Elect Agnes Anna Ritter as Director None Against Management 1.6 Elect Philip John Dayer as Director None For Management 1.7 Elect David Alun Bowen as Director None For Management 1.8 Elect Veikko Sakari Tamminen as None For Management Director 1.9 Elect Vladimir Mau as Director None For Management 1.10 Elect Aleksandr Auzan as Director None For Management 2 Approve Allocation of Income and For For Management Dividends 3 Approve Interim Dividends of RUB 27.35 For For Management per Share for First Quarter of Fiscal 2020 4 Ratify KPMG as Auditor For For Management -------------------------------------------------------------------------------- SIME DARBY PLANTATION BHD. Ticker: 5285 Security ID: Y7962H106 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Remuneration For For Management 2 Approve Directors' Benefits For For Management 3 Elect Mohamad Helmy Othman Basha as For For Management Director 4 Elect Alizakri Raja Muhammad Alias as For For Management Director 5 Elect Zainal Abidin Jamal as Director For For Management 6 Elect Tan Ting Min as Director For For Management 7 Elect Lou Leong Kok as Director For Against Management 8 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Approve Renewal of Shareholders' For For Management Mandate for Recurrent Related Party Transactions 10 Approve Issuance of New Ordinary For For Management Shares Under the Dividend Reinvestment Plan -------------------------------------------------------------------------------- SINOPAC FINANCIAL HOLDINGS CO., LTD. Ticker: 2890 Security ID: Y8009U100 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3.1 Elect Shi-Kuan CHEN, Representative of For For Management Hsinex International Corp., with Shareholder No. 398816, as Non-Independent Director 3.2 Elect Stanley CHU, Representative of For For Management Hsinex International Corp., with Shareholder No. 398816, as Non-Independent Director 3.3 Elect Wei-Thyr TSAO, Representative of For For Management Xing Yuan Co., Ltd., with Shareholder No. 945346, as Non-Independent Director 3.4 Elect Chi-Hsing YEH, Representative of For For Management Xing Yuan Co., Ltd., with Shareholder No. 945346, as Non-Independent Director 3.5 Elect Chi SCHIVE, with ID No. For For Management Q100446XXX, as Independent Director 3.6 Elect James J. SHEU, with ID No. For For Management N102581XXX, as Independent Director 3.7 Elect Wei-Ta PAN, with ID No. For For Management A104289XXX, as Independent Director 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- - 201 - SISTEMA PJSFC Ticker: AFKS Security ID: X0020N117 Meeting Date: JUN 27, 2020 Meeting Type: Annual Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Financial For For Management Statements 2 Approve Allocation of Income and For For Management Dividends of RUB 0.13 per Share 3 Fix Number of Directors at 12 For For Management 4.1a Elect Anna Belova as Director None For Management 4.2a Elect Andrei Dubovskov as Director None Against Management 4.3a Elect Vladimir Evtushenkov as Director None Against Management 4.4a Elect Feliks Evtushenkov as Director None Against Management 4.5a Elect Ron Sommer as Director None Against Management 4.6a Elect Robert Kocharian as Director None Against Management 4.7a Elect Roger Munnings as Director None Against Management 4.8a Elect Vladimir Chirakhov as Director None Against Management 4.9a Elect Anatolii Chubais as Director None Against Management 4.10a Elect Mikhail Shamolin as Director None Against Management 4.11a Elect Etienne Shneider as Director None For Management 4.12a Elect David Iakobashvilli as Director None Against Management 4.1b Elect Anna Belova as Director None For Management 4.2b Elect Andrei Dubovskov as Director None Against Management 4.3b Elect Vladimir Evtushenkov as Director None Against Management 4.4b Elect Feliks Evtushenkov as Director None Against Management 4.5b Elect Ron Sommer as Director None Against Management 4.6b Elect Robert Kocharian as Director None Against Management 4.7b Elect Roger Munnings as Director None Against Management 4.8b Elect Vladimir Chirakhov as Director None Against Management 4.9b Elect Anatolii Chubais as Director None Against Management 4.10b Elect Mikhail Shamolin as Director None Against Management 4.11b Elect Etienne Shneider as Director None For Management 4.12b Elect David Iakobashvilli as Director None Against Management 5.1 Ratify Deloitte & Touche CIS as RAS For For Management Auditor 5.2 Ratify Deloitte & Touche CIS as IFRS For For Management Auditor 6 Approve Remuneration of Directors For For Management -------------------------------------------------------------------------------- SM INVESTMENTS CORP. Ticker: SM Security ID: Y80676102 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAY 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Minutes of Previous Annual For For Management Stockholders' Meeting 2 Approve 2019 Annual Report For For Management 3 Ratify All Acts and Resolutions of the For For Management Board of Directors and Management 4.1 Elect Teresita T. Sy as Director For For Management 4.2 Elect Henry T. Sy, Jr. as Director For For Management 4.3 Elect Harley T. Sy as Director For For Management 4.4 Elect Jose T. Sio as Director For Withhold Management 4.5 Elect Frederic C. DyBuncio as Director For For Management 4.6 Elect Tomasa H. Lipana as Director For Withhold Management 4.7 Elect Alfredo E. Pascual as Director For Withhold Management 4.8 Elect Robert G. Vergara as Director For For Management 5 Elect SyCip Gorres Velayo & Co. as For Against Management External Auditor 6 Approve Other Matters For Against Management -------------------------------------------------------------------------------- SM PRIME HOLDINGS, INC. Ticker: SMPH Security ID: Y8076N112 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management Held on April 23, 2019 2 Approve 2019 Annual Report For For Management 3 Ratify Acts of the Board of Directors For For Management and the Management from the Date of the Last Annual Stockholders' Meeting up to the Date of this Meeting 4.1 Elect Henry T. Sy, Jr. as Director For For Management 4.2 Elect Hans T. Sy as Director For For Management 4.3 Elect Herbert T. Sy as Director For For Management 4.4 Elect Jeffrey C. Lim as Director For For Management 4.5 Elect Jorge T. Mendiola as Director For For Management 4.6 Elect Jose L. Cuisia, Jr. as Director For For Management 4.7 Elect Gregorio U. Kilayko as Director For For Management 4.8 Elect Joselito H. Sibayan as Director For For Management 5 Appoint Sycip Gorres Velayo & Co. as For For Management External Auditor 6 Approve Other Matters For Against Management -------------------------------------------------------------------------------- SOCIEDAD QUIMICA Y MINERA DE CHILE SA Ticker: SQM.B Security ID: P8716X108 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Designate Auditors For For Management 3 Designate Risk Assessment Companies For For Management 4 Designate Account Inspectors For For Management 5 Approve Investment Policy For For Management 6 Approve Financing Policy For For Management 7 Approve Dividends For For Management 8 Approve Remuneration of Board of For For Management Directors and Board Committees 9 Other Business For Against Management -------------------------------------------------------------------------------- - 202 - SPAR GROUP LTD. Ticker: SPP Security ID: S8050H104 Meeting Date: FEB 11, 2020 Meeting Type: Annual Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 September 2019 2 Elect Lwazi Koyana as Director For For Management 3.1 Re-elect Harish Mehta as Director For For Management 3.2 Re-elect Phumla Mnganga as Director For For Management 3.3 Re-elect Andrew Waller as Director For For Management 4 Reappoint PricewaterhouseCoopers Inc. For For Management as Auditors of the Company with Sharalene Randelhoff as the Designated Individual Audit Partner 5.1 Re-elect Marang Mashologu as Member of For For Management the Audit Committee 5.2 Re-elect Harish Mehta as Member of the For For Management Audit Committee 5.3 Elect Andrew Waller as Chairman of the For For Management Audit Committee 6 Place Authorised but Unissued Shares For For Management Under Control of Directors Pursuant to the Employee Share Trust (2004) 7 Place Authorised but Unissued Shares For For Management Under Control of Directors Pursuant to the Conditional Share Plan 8 Approve Remuneration Policy For For Management 9 Approve Remuneration Implementation For For Management Report 10 Approve Financial Assistance to For For Management Related or Inter-related Companies 11 Approve Non-executive Directors' Fees For For Management -------------------------------------------------------------------------------- STANDARD BANK GROUP LTD. Ticker: SBK Security ID: S80605140 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Maureen Erasmus as Director For For Management 1.2 Re-elect Trix Kennealy as Director For For Management 1.3 Re-elect Nomgando Matyumza as Director For For Management 1.4 Re-elect Jacko Maree as Director For Against Management 1.5 Re-elect John Vice as Director For For Management 1.6 Elect Priscillah Mabelane as Director For For Management 1.7 Elect Nonkululeko Nyembezi as Director For For Management 2.1 Reappoint KPMG Inc as Auditors and For For Management Appoint Heather Berrange as Designated Registered Audit Partner 2.2 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors and Appoint John Bennett as Designated Registered Audit Partner 3 Place Authorised but Unissued Ordinary For For Management Shares under Control of Directors 4 Place Authorised but Unissued For For Management Non-redeemable Preference Shares under Control of Directors 5.1 Approve Remuneration Policy For For Management 5.2 Approve Implementation Report For For Management 6.1 Approve Fees of the Chairman For For Management 6.2 Approve Fees of the Directors For For Management 6.3 Approve Fees of the International For For Management Directors 6.4.1 Approve Fees of the Audit Committee For For Management Chairman 6.4.2 Approve Fees of the Audit Committee For For Management Member 6.5.1 Approve Fees of the Directors' Affairs For For Management Committee Chairman 6.5.2 Approve Fees of the Directors' Affairs For For Management Committee Member 6.6.1 Approve Fees of the Remuneration For For Management Committee Chairman 6.6.2 Approve Fees of the Remuneration For For Management Committee Member 6.7.1 Approve Fees of the Risk and Capital For For Management Management Committee Chairman 6.7.2 Approve Fees of the Risk and Capital For For Management Management Committee Member 6.8.1 Approve Fees of the Social & Ethics For For Management Committee Chairman 6.8.2 Approve Fees of the Social & Ethics For For Management Committee Member 6.9.1 Approve Fees of the Technology and For For Management Information Committee Chairman 6.9.2 Approve Fees of the Technology and For For Management Information Committee Member 6.10 Approve Fees of the Ad Hoc Committee For For Management Members 7 Authorise Repurchase of Issued For For Management Ordinary Share Capital 8 Authorise Repurchase of Issued For For Management Preference Share Capital 9 Approve Financial Assistance in Terms For For Management of Section 45 of the Companies Act -------------------------------------------------------------------------------- TAISHIN FINANCIAL HOLDINGS CO., LTD. Ticker: 2887 Security ID: Y84086100 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- - 203 - TAIWAN BUSINESS BANK Ticker: 2834 Security ID: Y8414R106 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Plan on Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Approve Amendments to Articles of For For Management Association 5 Approve Amendments to Rules and For For Management Procedures Regarding Shareholders' General Meeting -------------------------------------------------------------------------------- TAIWAN COOPERATIVE FINANCIAL HOLDING CO., LTD. Ticker: 5880 Security ID: Y8374C107 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Approve Amendments to Articles of For For Management Association 5 Amend Rules and Procedures for For For Management Election of Directors 6 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 7.1 Elect LIN, HSUAN-CHU, with ID No. For For Shareholder E122270XXX, as Independent Director 7.2 Elect SHAY, ARTHUR, with ID No. For For Shareholder A122644XXX, as Independent Director 7.3 Elect CHANG, MIN-CHU, with ID No. For For Shareholder Q220504XXX, as Independent Director 7.4 Elect LIN, HAN-CHI, with ID No. For For Shareholder M100767XXX, as Independent Director 7.5 Elect CHEN, TZU-CHUN, with Shareholder None Against Shareholder No. 1144044, as Independent Director 7.6 Elect Non-Independent Director No. 1 None Against Shareholder 7.7 Elect Non-Independent Director No. 2 None Against Shareholder 7.8 Elect Non-Independent Director No. 3 None Against Shareholder 7.9 Elect Non-Independent Director No. 4 None Against Shareholder 7.10 Elect Non-Independent Director No. 5 None Against Shareholder 7.11 Elect Non-Independent Director No. 6 None Against Shareholder 7.12 Elect Non-Independent Director No. 7 None Against Shareholder 7.13 Elect Non-Independent Director No. 8 None Against Shareholder 7.14 Elect Non-Independent Director No. 9 None Against Shareholder 7.15 Elect Non-Independent Director No. 10 None Against Shareholder 7.16 Elect Non-Independent Director No. 11 None Against Shareholder 8 Approve Release of Restrictions of For Against Management Competitive Activities of Directors -------------------------------------------------------------------------------- TAIWAN MOBILE CO., LTD. Ticker: 3045 Security ID: Y84153215 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve Cash Return Out of Capital For For Management Surplus 4 Approve Amendments to Articles of For For Management Association 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 6 Amend Rules and Procedures for For For Management Election of Directors 7.1 Elect Daniel M. Tsai, a Representative For For Management of Fu Chi Investment Co., Ltd., with Shareholder No. 515, as Non-Independent Director 7.2 Elect Richard M. Tsai, a For For Management Representative of Fu Chi Investment Co. , Ltd., with Shareholder No. 515, as Non-Independent Director 7.3 Elect Chris Tsai, a Representative of For For Management Fu Chi Investment Co., Ltd., with Shareholder No. 515, as Non-Independent Director 7.4 Elect Jamie Lin, a Representative of For For Management TCC Investment Co., Ltd., with Shareholder No. 172939, as Non-Independent Director 7.5 Elect Hsueh Jen Sung, with ID No. For For Management R102960XXX, as Independent Director 7.6 Elect Char Dir Chung, with ID No. For For Management B120667XXX, as Independent Director 7.7 Elect Hsi Peng Lu, with ID No. For For Management A120604XXX, as Independent Director 7.8 Elect Tong Hai Tan, with ID No. For For Management K04393XXX, as Independent Director 7.9 Elect Drina Yue, with ID No. For For Management KJ0570XXX, as Independent Director 8 Approve Release of Restrictions of For For Management Competitive Activities of Directors - Daniel M. Tsai 9 Approve Release of Restrictions of For For Management Competitive Activities of Directors - Richard M. Tsai 10 Approve Release of Restrictions of For For Management Competitive Activities of Directors - Hsueh Jen Sung 11 Approve Release of Restrictions of For For Management Competitive Activities of Directors - Hsi Peng Lu 12 Approve Release of Restrictions of For For Management Competitive Activities of Directors - Tong Hai Tan 13 Approve Release of Restrictions of For For Management Competitive Activities of Directors - Chris Tsai 14 Approve Release of Restrictions of For For Management Competitive Activities of Directors - Jamie Lin -------------------------------------------------------------------------------- - 204 - TATA CONSULTANCY SERVICES LIMITED Ticker: 532540 Security ID: Y85279100 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Aarthi Subramanian as Director For For Management -------------------------------------------------------------------------------- TATNEFT PJSC Ticker: TATN Security ID: X89366102 Meeting Date: SEP 13, 2019 Meeting Type: Special Record Date: AUG 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends for First For For Management Six Months of Fiscal 2019 -------------------------------------------------------------------------------- TATNEFT PJSC Ticker: TATN Security ID: X89366102 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: NOV 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends for First For For Management Nine Months of Fiscal 2019 -------------------------------------------------------------------------------- TATNEFT PJSC Ticker: TATN Security ID: X89366102 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAY 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends 4.1 Elect Fanil Agliullin as Director None Against Management 4.2 Elect Radik Gaizatullin as Director None Against Management 4.3 Elect Laszlo Gerecs as Director None For Management 4.4 Elect Larisa Glukhova as Director None Against Management 4.5 Elect Iurii Levin as Director None For Management 4.6 Elect Nail Maganov as Director None Against Management 4.7 Elect Rafail Nurmukhametov as Director None Against Management 4.8 Elect Rinat Sabirov as Director None Against Management 4.9 Elect Valerii Sorokin as Director None Against Management 4.10 Elect Nurislam Siubaev as Director None Against Management 4.11 Elect Shafagat Takhautdinov as Director None Against Management 4.12 Elect Rustam Khalimov as Director None Against Management 4.13 Elect Rais Khisamov as Director None Against Management 4.14 Elect Rene Steiner as Director None Against Management 5.1 Elect Kseniia Borzunova as Member of For For Management Audit Commission 5.2 Elect Azat Galeev as Member of Audit For For Management Commission 5.3 Elect Guzel Gilfanova as Member of For For Management Audit Commission 5.4 Elect Salavat Zaliaev as Member of For For Management Audit Commission 5.5 Elect Venera Kuzmina as Member of For For Management Audit Commission 5.6 Elect Liliia Rakhimzianova as Member For For Management of Audit Commission 5.7 Elect Nazilia Farkhutdinova as Member For For Management of Audit Commission 5.8 Elect Ravil Sharifullin as Member of For For Management Audit Commission 6 Ratify PricewaterhouseCoopers as For For Management Auditor -------------------------------------------------------------------------------- TELKOM SA SOC LTD. Ticker: TKG Security ID: S84197102 Meeting Date: AUG 27, 2019 Meeting Type: Annual Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Keith Rayner as Director For For Management 1.2 Elect Sibusiso Sibisi as Director For For Management 2.1 Re-elect Santie Botha as Director For For Management 2.2 Re-elect Khanyisile Kweyama as Director For For Management 2.3 Re-elect Kholeka Mzondeki as Director For For Management 2.4 Re-elect Fagmeedah Petersen-Cook as For For Management Director 3.1 Re-elect Sibusiso Luthuli as Member of For For Management the Audit Committee 3.2 Re-elect Kholeka Mzondeki as Member of For For Management the Audit Committee 3.3 Elect Keith Rayner as Member of the For For Management Audit Committee 3.4 Re-elect Rex Tomlinson as Member of For For Management the Audit Committee 3.5 Re-elect Louis Von Zeuner as Member of For For Management the Audit Committee 4.1 Reappoint PricewaterhouseCoopers as For For Management Auditors of the Company with Skalo Dikana as the Individual Designated Auditor 4.2 Reappoint SizweNtsalubaGobodo Grant For For Management Thornton as Auditors of the Company with Suleman Lockhat as the Individual Designated Auditor 5 Place Authorised but Unissued Shares For For Management under Control of Directors 6.1 Approve Remuneration Policy For For Management 6.2 Approve Implementation Report For For Management 1 Authorise Repurchase of Issued Share For For Management Capital 2 Authorise Board to Issue Shares for For For Management Cash 3 Approve Remuneration of Non-executive For For Management Directors 4 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act -------------------------------------------------------------------------------- - 205 - TENAGA NASIONAL BERHAD Ticker: 5347 Security ID: Y85859109 Meeting Date: FEB 11, 2020 Meeting Type: Court Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Internal Reorganization For For Management -------------------------------------------------------------------------------- TENAGA NASIONAL BERHAD Ticker: 5347 Security ID: Y85859109 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Amran Hafiz bin Affifudin as For For Management Director 2 Elect Noraini binti Che Dan as Director For For Management 3 Elect Cheok Lay Leng as Director For For Management 4 Elect Rashidah binti Mohd Sies as For For Management Director 5 Elect Mahdzir bin Khalid as Director For For Management 6 Approve Directors' Fees For For Management 7 Approve Directors' Benefits (Excluding For For Management Directors' Fees) 8 Approve PricewaterhouseCoopers PLT as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Approve Grant and Issuance of Shares For Against Management to Amir Hamzah bin Azizan Under the Long Term Incentive Plan -------------------------------------------------------------------------------- TENCENT HOLDINGS LIMITED Ticker: 700 Security ID: G87572163 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Lau Chi Ping Martin as Director For Against Management 3b Elect Charles St Leger Searle as For For Management Director 3c Elect Ke Yang as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Amend the Existing Amended and For For Management Restated Memorandum of Association and Articles of Association and Adopt Second Amended and Restated Memorandum of Association and Articles of Association -------------------------------------------------------------------------------- THANACHART CAPITAL PUBLIC COMPANY LIMITED Ticker: TCAP Security ID: Y8738D197 Meeting Date: SEP 23, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Acknowledge Business Restructuring of None None Management the Company and Merger Plan Between Thanachart Bank Public Company Limited and TMB Bank Public Company Limited 3.1 Approve Purchase by the Company of the For For Management Ordinary Shares of the Subsidiaries and Other Companies Held by Thanachart Bank Public Company Limited in the Proportion to be Offered to TCAP 3.2 Approve Purchase by the Company of the For For Management Ordinary Shares of the Subsidiaries and Other Companies Held by Thanachart Bank Public Company Limited in the Proportion to be Offered to Minority Shareholders 4.1 Approve Sale of All Ordinary Shares of For For Management Thanachart Bank Public Company Limited Held by it to TMB Bank Public Company Limited 4.2 Approve Purchase of Newly Issued For For Management Ordinary Shares in Proportion to be Offered to TCAP 4.3 Approve Purchase of Newly Issued For For Management Ordinary Shares in Proportion to be Offered to Minority Shareholders of Thanachart Bank Public Company Limited 5 Approve Purchase by the Company of For For Management Ordinary Shares of Certain Subsidiaries and Other Companies to be Held by Scotia Netherlands Holdings B. V. 6 Other Business For Against Management -------------------------------------------------------------------------------- - 206 - THE BIDVEST GROUP LTD. Ticker: BVT Security ID: S1201R162 Meeting Date: NOV 28, 2019 Meeting Type: Annual Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Bongi Masinga as Director For For Management 1.2 Re-elect Mpumi Madisa as Director For For Management 2.1 Elect Bonang Mohale as Director For For Management 3 Reappoint PricewaterhouseCoopers Inc. For For Management as Auditors of the Company with Craig West as the Individual Registered Auditor 4.1 Re-elect Norman Thomson as Member of For For Management the Audit Committee 4.2 Re-elect Renosi Mokate as Member of For For Management the Audit Committee 4.3 Re-elect Eric Diack as Member of the For For Management Audit Committee 5 Place Authorised but Unissued Shares For For Management under Control of Directors 6 Authorise Board to Issue Shares for For For Management Cash 7 Approve Payment of Dividend by Way of For For Management Pro Rata Reduction of Share Capital or Share Premium 8 Authorise Ratification of Approved For For Management Resolutions 9 Approve Ratification Relating to For For Management Personal Financial Interest Arising From Multiple Offices in the Group 1 Approve Remuneration Policy For For Management 2 Implementation of Remuneration Policy For Against Management 1 Approve Non-Executive Directors' For For Management Remuneration 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act -------------------------------------------------------------------------------- THE SIAM CEMENT PUBLIC CO. LTD. Ticker: SCC Security ID: Y7866P147 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: MAY 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Annual Report For For Management 2 Approve Financial Statements For For Management 3 Acknowledge Interim Dividend Payment For For Management 4.1 Elect Kan Trakulhoon as Director For For Management 4.2 Elect Prasarn Trairatvorakul as For For Management Director 4.3 Elect Cholanat Yanaranop as Director For For Management 4.4 Elect Thapana Sirivadhanabhakdi as For For Management Director 5 Approve KPMG Phoomchai Audit Limited For For Management as Auditors and Authorize Board to Fix Their Remuneration 6 Approve Remuneration of Directors and For For Management Sub-Committee Members -------------------------------------------------------------------------------- THE SIAM COMMERCIAL BANK PUBLIC COMPANY LIMITED Ticker: SCB Security ID: Y7905M113 Meeting Date: AUG 06, 2019 Meeting Type: Special Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of All Ordinary Shares in For Against Management SCB Life Assurance Public Company Limited to FWD Group Financial Services Pte. Ltd 2 Approve Delegation of Authority to the For Against Management Executive Committee or Chief Executive Officer and Chairman of the Executive Committee to Perform Any Actions in Relation to the Share Sale Agreement, Distribution Agreement or Other Relevant Agreements -------------------------------------------------------------------------------- THE SIAM COMMERCIAL BANK PUBLIC COMPANY LIMITED Ticker: SCB Security ID: Y7905M113 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Annual Report None None Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income, Dividend None None Management Payment and Acknowledge Interim Dividend Payment 4 Approve Remuneration of Directors for For For Management the Year 2020 and Bonus of Directors for the Year 2019 5.1 Elect Satitpong Sukvimol as Director For Against Management 5.2 Elect Thumnithi Wanichthanom as For For Management Director 5.3 Elect Krirk Vanikkul as Director For For Management 5.4 Elect Pasu Decharin as Director For For Management 5.5 Elect Ekamol Kiriwat as Director For For Management 6 Approve KPMG Phoomchai Audit Limited For For Management as Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- - 207 - TIGER BRANDS LTD. Ticker: TBS Security ID: S84594142 Meeting Date: FEB 18, 2020 Meeting Type: Annual Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Monwabisi Fandeso as Director For Abstain Management 1.2 Elect Cora Fernandez as Director For For Management 1.3 Elect Mahlape Sello as Director For For Management 1.4 Elect Donald Wilson as Director For For Management 2.1 Re-elect Michael Ajukwu as Director For For Management 2.2 Re-elect Mark Bowman as Director For For Management 2.3 Re-elect Lawrence Mac Dougall as For Abstain Management Director 2.4 Re-elect Khotso Mokhele as Director For For Management 3.1 Elect Cora Fernandez as Member of For For Management Audit Committee 3.2 Re-elect Emma Mashilwane as Member of For For Management Audit Committee 3.3 Elect Donald Wilson as Member of Audit For For Management Committee 4 Reappoint Ernst & Young Inc. as For For Management Auditors of the Company with Ahmed Bulbulia as the Lead Audit Partner 5 Authorise Ratification of Approved For For Management Resolutions 6 Approve Remuneration Policy For For Management 7 Approve Implementation Report of the For For Management Remuneration Policy 1 Approve Financial Assistance to For For Management Related or Inter-related Companies 2.1 Approve Remuneration Payable to For For Management Non-executive Directors 2.2 Approve Remuneration Payable to the For For Management Chairman 3 Approve Remuneration Payable to For For Management Non-executive Directors Participating in Sub-committees 4 Approve Remuneration Payable to For For Management Non-executive Directors in Respect of Unscheduled/Extraordinary Meetings 5 Approve Remuneration Payable to For For Management Non-executive Directors in Respect of Ad Hoc Meetings of the Investment Committee 6 Approve Non-resident Directors' Fees For For Management 7 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- TIM PARTICIPACOES SA Ticker: TIMP3 Security ID: P91536469 Meeting Date: APR 07, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Ratify Election of Flavia Maria For For Management Bittencourt as Director 4 Ratify Election of Carlo Filangieri as For For Management Director 5 Ratify Election of Sabrina di For For Management Bartolomeo as Director 6 Fix Number of Fiscal Council Members For For Management at Three 7 Elect Fiscal Council Members For For Management 8 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 9 Approve Remuneration of Company's For Against Management Management and Fiscal Council -------------------------------------------------------------------------------- TIM PARTICIPACOES SA Ticker: TIMP3 Security ID: P91536469 Meeting Date: APR 07, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Prolonging of Cooperation and For For Management Support Agreement between Telecom Italia S.p.A and TIM S.A. 2 Authorize Capitalization of Reserves For For Management 3 Amend Articles and Consolidate Bylaws For For Management -------------------------------------------------------------------------------- TISCO FINANCIAL GROUP PUBLIC COMPANY LIMITED Ticker: TISCO Security ID: Y8843E171 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Minutes of Previous Meeting For For Management 2 Approve Board of Directors' Business For For Management Activities 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Omission of Dividend Payment 5 Approve EY Office Limited as Auditors For For Management and Authorize Board to Fix Their Remuneration 6.1 Fix Number of Directors at 12 For For Management 6.2A Elect Pliu Mangkornkanok as Director For For Management 6.2B Elect Hon Kit Shing as Director For For Management 6.2C Elect Suthas Ruangmanamongkol as For For Management Director 6.2D Elect Angkarat Priebjrivat as Director For For Management 6.2E Elect Pranee Tinakorn as Director For For Management 6.2F Elect Teerana Bhongmakapat as Director For For Management 6.2G Elect Sathit Aungmanee as Director For For Management 6.2H Elect Charatpong Chotigavanich as For For Management Director 6.2I Elect Kulpatra Sirodom as Director For For Management 6.2J Elect Chi-Hao Sun as Director For For Management 6.2K Elect Satoshi Yoshitake as Director For For Management 6.2L Elect Sakchai Peechapat as Director For For Management 7 Approve Remuneration of Directors For For Management -------------------------------------------------------------------------------- - 208 - TITAN COMPANY LIMITED Ticker: 500114 Security ID: Y88425148 Meeting Date: AUG 06, 2019 Meeting Type: Annual Record Date: JUL 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Dividend For For Management 4 Reelect Harish Bhat as Director For For Management 5 Elect N Muruganandam as Director For For Management 6 Elect V Arun Roy as Director For For Management 7 Elect Pradyumna Vyas as Director For For Management 8 Reelect Hema Ravichandar as Director For For Management 9 Reelect Ireena Vittal as Director For For Management 10 Approve Branch Auditors and Authorize For For Management Board to Fix Their Remuneration 11 Elect Mohanasankar Sivaprakasam as For For Management Director -------------------------------------------------------------------------------- TORRENT PHARMACEUTICALS LIMITED Ticker: 500420 Security ID: Y8896L148 Meeting Date: JUL 23, 2019 Meeting Type: Annual Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Standalone and Consolidated For For Management Financial Statements 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Samir Mehta as Director For For Management 4 Approve Remuneration of Cost Auditors For For Management 5 Approve Reappointment and Remuneration For Against Management of Samir Mehta as Executive Chairman 6 Approve Payment of Commission to For For Management Sudhir Mehta as Chairman Emeritus for the Year 2018-19 7 Approve Payment of Commission to For Against Management Non-Executive Directors -------------------------------------------------------------------------------- TORRENT PHARMACEUTICALS LIMITED Ticker: 500420 Security ID: Y8896L148 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 2 Approve Reappointment and Remuneration For Against Management of Samir Mehta as Executive Chairman 3 Elect Jinesh Shah as Director and For Against Management Approve Appointment and Remuneration of Jinesh Shah as Whole-time Director Designated as Director (Operations) -------------------------------------------------------------------------------- TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA Ticker: TAEE11 Security ID: P9T5CD126 Meeting Date: AUG 30, 2019 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Shares of For For Management Brasnorte Transmissora de Energia S.A. -------------------------------------------------------------------------------- TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA Ticker: TAEE11 Security ID: P9T5CD126 Meeting Date: MAR 06, 2020 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Rialma For For Management Transmissora de Energia I S.A. -------------------------------------------------------------------------------- TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA Ticker: TAEE11 Security ID: P9T5CD126 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2019 2 Approve Allocation of Income and For For Management Dividends 3 Do You Wish to Adopt Cumulative Voting None Abstain Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 4.1 Elect Bernardo Vargas Gibsone as For For Management Director 4.2 Elect Cesar Augusto Ramirez Rojas as For For Management Director 4.3 Elect Fernando Augusto Rojas Pinto as For For Management Director 4.4 Elect Fernando Bunker Gentil as For For Management Director 4.5 Elect Hermes Jorge Chipp as For For Management Independent Director 4.6 Elect Celso Maia de Barros as For For Management Independent Director 4.7 Elect Daniel Faria Costa as Director For For Management 4.8 Elect Paulo Mota Henriques as Director For For Management 4.9 Elect Jose Joao Abdalla Filho as For For Management Director 4.10 Elect Francois Moreau as Independent For For Management Director 4.11 Elect Reynaldo Passanezi Filho as For For Management Director 4.12 Elect Rafael Falcao Noda as Director For For Management 4.13 Elect Luis Augusto Barcelos Barbosa as For For Management Independent Director 5 In Case Cumulative Voting Is Adopted, None Abstain Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? 6.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Bernardo Vargas Gibsone as Director 6.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Cesar Augusto Ramirez Rojas as Director 6.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Fernando Augusto Rojas Pinto as Director 6.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Fernando Bunker Gentil as Director 6.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Hermes Jorge Chipp as Independent Director 6.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Celso Maia de Barros as Independent Director 6.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Daniel Faria Costa as Director 6.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Paulo Mota Henriques as Director 6.9 Percentage of Votes to Be Assigned - None Abstain Management Elect Jose Joao Abdalla Filho as Director 6.10 Percentage of Votes to Be Assigned - None Abstain Management Elect Francois Moreau as Independent Director 6.11 Percentage of Votes to Be Assigned - None Abstain Management Elect Reynaldo Passanezi Filho as Director 6.12 Percentage of Votes to Be Assigned - None Abstain Management Elect Rafael Falcao Noda as Director 6.13 Percentage of Votes to Be Assigned - None Abstain Management Elect Luis Augusto Barcelos Barbosa as Independent Director 7 Fix Number of Fiscal Council Members For For Management 8.1 Elect Manuel Domingues de Jesus e For Abstain Management Pinho as Fiscal Council Member and Joao Henrique de Souza Brum as Alternate 8.2 Elect Custodio Antonio de Mattos as For Abstain Management Fiscal Council Member and Eduardo Jose de Souza as Alternate 8.3 Elect Carlos Julia Figueiredo Goytacaz For Abstain Management SantAnna as Fiscal Council Member and Luiz Felipe da Silva Veloso as Alternate 9.1 Elect Marcello Joaquim Pacheco as None For Shareholder Fiscal Council Member and Alberto Jorge Oliveira da Costa as Alternate Appointed by Minority Shareholder 9.2 Elect Rodrigo de Mesquita Pereira as None Abstain Shareholder Fiscal Council Member and Octavio Rene Lebarbenchon Neto as Alternate Appointed by Minority Shareholder 10.1 Elect Murici dos Santos as Fiscal None For Shareholder Council Member and Renato Venicius da Silva as Alternate Appointed by Preferred Shareholder 10.2 Elect Luciano Luiz Barsi as Fiscal None Abstain Shareholder Council Member and Marcos Aurelio Pamplona da Silva as Alternate Appointed by Preferred Shareholder 11 Approve Remuneration of Company's For Against Management Management 12 Approve Remuneration of Fiscal Council For For Management Members -------------------------------------------------------------------------------- - 209 - TRUE CORP. PUBLIC CO., LTD. Ticker: TRUE Security ID: Y3187S225 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAY 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Acknowledge Operation Result None None Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Acknowledge Interim Dividend Payment 4.1 Elect Xu Genluo as Director For Against Management 4.2 Elect Ajva Taulananda as Director For For Management 4.3 Elect Li Feng as Director For For Management 4.4 Elect Chatchaval Jiaravanon as Director For For Management 4.5 Elect Narong Chearavanont as Director For For Management 4.6 Elect Gao Tongqing as Director For For Management 5 Approve Remuneration of Directors For For Management 6 Approve PricewaterhouseCoopers ABAS For For Management Limited as Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance and Offering of For For Management Debentures -------------------------------------------------------------------------------- TURK HAVA YOLLARI AO Ticker: THYAO Security ID: M8926R100 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Approve Director Remuneration For Against Management 8 Ratify External Auditors For Against Management 9 Amend Article 6 Re: Capital Related For Against Management 10 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 11 Approve Share Repurchase Program For For Management 12 Approve Upper Limit of Donations for For Against Management 2020 and Receive Information on Donations Made in 2019 13 Wishes None None Management -------------------------------------------------------------------------------- TURKCELL ILETISIM HIZMETLERI AS Ticker: TCELL Security ID: M8903B102 Meeting Date: SEP 12, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Minutes of Meeting 3 Accept Board Report For For Management 4 Accept Audit Report For For Management 5 Accept Financial Statements For For Management 6 Approve Discharge of Board For For Management 7 Approve Upper Limit of Donations for For Against Management 2019 and Receive Information on Donations Made in 2018 8 Amend Company Articles For For Management 9 Ratify Director Appointments and Elect For Against Management Directors 10 Approve Director Remuneration For Against Management 11 Ratify External Auditors For For Management 12 Approve Allocation of Income For For Management 13 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 14 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 15 Close Meeting None None Management -------------------------------------------------------------------------------- TURKIYE IS BANKASI AS Ticker: ISCTR Security ID: M8933F115 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Financial Statements and For Against Management Statutory Reports 3 Approve Discharge of Board For Against Management 4 Approve Allocation of Income For For Management 5 Elect Directors For Against Management 6 Approve Director Remuneration For Against Management 7 Ratify External Auditors For For Management 8 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 9 Amend Article 5 Re: Capital Related For Against Management 10 Receive Information in Accordance with None None Management Article 1.3.6 of the Corporate Governance Principles of the Capital Market Board 11 Receive Information on Donations Made None None Management in 2019 -------------------------------------------------------------------------------- - 210 - TURKIYE PETROL RAFINERILERI AS Ticker: TUPRS Security ID: M8966X108 Meeting Date: APR 01, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For For Management 5 Approve Discharge of Board For For Management 6 Approve Allocation of Income For For Management 7 Elect Directors For For Management 8 Approve Remuneration Policy and For For Management Director Remuneration for 2019 9 Approve Director Remuneration For Against Management 10 Ratify External Auditors For For Management 11 Approve Upper Limit of Donations for For Against Management 2020 and Receive Information on Donations Made in 2019 12 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties 13 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 14 Wishes None None Management -------------------------------------------------------------------------------- TURKIYE SISE VE CAM FABRIKALARI AS Ticker: SISE Security ID: M9013U105 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Presiding Council of Meeting and For For Management Authorize Presiding Council to sign Meeting Minutes 2 Accept Statutory Reports For For Management 3 Accept Financial Statements For For Management 4 Approve Discharge of Board For For Management 5 Elect Directors For Against Management 6 Approve Director Remuneration For Against Management 7 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 8 Approve Allocation of Income For For Management 9 Authorize Board to Distribute Advance For For Management Dividends 10 Ratify External Auditors For Against Management 11 Approve Upper Limit of Donations in For For Management 2020 and Receive Information on Donations Made in 2019 12 Receive Information on Guarantees, None None Management Pledges and Mortgages Provided to Third Parties -------------------------------------------------------------------------------- TURKIYE VAKIFLAR BANKASI TAO Ticker: VAKBN Security ID: M9037B109 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Statutory Reports For For Management 3 Accept Audit Report For For Management 4 Accept Financial Statements For Against Management 5 Approve Discharge of Board For Against Management 6 Approve Allocation of Income For For Management 7 Elect Directors For Against Management 8 Appoint Internal Statutory Auditors For Against Management 9 Approve Remuneration of Directors and For Against Management Internal Auditors 10 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 11 Receive Information on Share None None Management Repurchases 12 Receive Information on Remuneration None None Management Policy 13 Ratify External Auditors For For Management 14 Receive Information on Donations Made None None Management in 2019 15 Wishes None None Management -------------------------------------------------------------------------------- ULTRATECH CEMENT LTD. Ticker: 532538 Security ID: Y9046E109 Meeting Date: JUL 18, 2019 Meeting Type: Annual Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend For For Management 3 Approve that the Vacancy on the Board For For Management Resulting from the Retirement of O. P. Puranmalka Not be Filled 4 Approve Remuneration of Cost Auditors For For Management 5 Elect K. C. Jhanwar as Director For Against Management 6 Approve Appointment and Remuneration For For Management of K. C. Jhanwar as Whole-Time Director Designated as Deputy Managing Director and Chief Manufacturing Officer 7 Reelect Arun Adhikari as Director For For Management 8 Reelect S. B. Mathur as Director For For Management 9 Reelect Sukanya Kripalu as Director For For Management 10 Reelect Renuka Ramnath as Director For Against Management 11 Approve Increase in Borrowing Powers For For Management 12 Approve Pledging of Assets for Debt For For Management -------------------------------------------------------------------------------- - 211 - UNI-PRESIDENT ENTERPRISES CORP. Ticker: 1216 Security ID: Y91475106 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Report and Financial For For Management Statements 2 Approve Plan on Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Approve Deletion of the For For Management Non-competition Promise Ban Imposed Upon the Company's Directors According to the Article 209 of Company Act -------------------------------------------------------------------------------- WAL-MART DE MEXICO SAB DE CV Ticker: WALMEX Security ID: P98180188 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Report of Audit and Corporate For For Management Practices Committees 1b Approve CEO's Report For For Management 1c Approve Board Opinion on CEO's Report For For Management 1d Approve Board of Directors' Report For For Management 1e Approve Report on Adherence to Fiscal For For Management Obligations 2 Approve Consolidated Financial For For Management Statements 3 Approve Allocation of Income and For For Management Dividends of MXN 1.79 Per Share 4 Approve Report and Resolutions Re: For Against Management Employee Stock Purchase Plan 5 Approve Report on Share Repurchase For For Management Reserves 6a1 Elect or Ratify Enrique Ostale as For For Management Director 6a2 Elect or Ratify Richard Mayfield as For For Management Director 6a3 Elect or Ratify Christopher Nicholas For For Management as Director 6a4 Elect or Ratify Guilherme Loureiro as For For Management Director 6a5 Elect or Ratify Lori Flees as Director For For Management 6a6 Elect or Ratify Kirsten Evans as For For Management Director 6a7 Elect or Ratify Adolfo Cerezo as For For Management Director 6a8 Elect or Ratify Blanca Trevino as For For Management Director 6a9 Elect or Ratify Roberto Newell as For For Management Director 6a10 Elect or Ratify Ernesto Cervera as For For Management Director 6a11 Elect or Ratify Eric Perez Grovas as For For Management Director 6b1 Elect or Ratify Adolfo Cerezo as For For Management Chairman of Audit and Corporate Practices Committees 6b2 Approve Discharge of Board of For For Management Directors and Officers 6b3 Approve Directors and Officers For For Management Liability 6c1 Approve Remuneration of Board Chairman For For Management 6c2 Approve Remuneration of Director For For Management 6c3 Approve Remuneration of Chairman of For For Management Audit and Corporate Practices Committees 6c4 Approve Remuneration of Member of For For Management Audit and Corporate Practices Committees 7 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- WAL-MART DE MEXICO SAB DE CV Ticker: WALMEX Security ID: P98180188 Meeting Date: JUN 26, 2020 Meeting Type: Special Record Date: JUN 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board's Report on Corporate For For Management Restructuring Re: Absorption of Two Subsidiaries 2 Approve Balance Sheet as of May 31, For For Management 2020 3 Approve Corporate Restructuring Re: For For Management Absorption of Subsidiary Holding de Restaurantes y Servicios S. de R. L. de C.V. 4 Approve Corporate Restructuring Re: For For Management Absorption of Subsidiary Tiendas Wal-Mart S. de R. L. de C.V. 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- WIPRO LIMITED Ticker: 507685 Security ID: Y96659142 Meeting Date: JUL 16, 2019 Meeting Type: Annual Record Date: JUL 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend as Final For For Management Dividend 3 Reelect Abidali Z Neemuchwala as For For Management Director 4 Amend Articles of Association For For Management 5 Elect Azim H Premji as Director For For Management 6 Approve Reappointment and Remuneration For For Management of Rishad A Premji as Whole Time Director, Designated as Executive Chairman 7 Approve Appointment and Remuneration For For Management of Abidali Z Neemuchwala as Managing Director in Addition to His Existing Position as Chief Executive Officer -------------------------------------------------------------------------------- - 212 - WOOLWORTHS HOLDINGS LTD. Ticker: WHL Security ID: S98758121 Meeting Date: NOV 27, 2019 Meeting Type: Annual Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Hubert Brody as Director For For Management 2.1 Elect David Kneale as Director For For Management 2.2 Elect Thembisa Skweyiya as Director For For Management 2.3 Elect Belinda Earl as Director For For Management 2.4 Elect Christopher Colfer as Director For For Management 2.5 Elect Clive Thomson as Director For For Management 3.1 Re-elect Zarina Bassa as Member of the For For Management Audit Committee 3.2 Elect Thembisa Skweyiya as Member of For For Management the Audit Committee 3.3 Re-elect Andrew Higginson as Member of For For Management the Audit Committee 3.4 Elect Christopher Colfer as Member of For For Management the Audit Committee 3.5 Elect Clive Thomson as Member of the For For Management Audit Committee 4 Reappoint Ernst & Young Inc as For For Management Auditors of the Company with the Designated Audit Partner 5 Amend the Rules of the Performance For For Management Share Plan 6 Approve Remuneration Policy For For Management 7 Approve Remuneration Implementation For Against Management Report 8 Authorise Repurchase of Issued Share For For Management Capital 9 Approve Remuneration of Non-executive For For Management Directors -------------------------------------------------------------------------------- X5 RETAIL GROUP NV Ticker: FIVE Security ID: 98387E205 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3.A Approve Remuneration Report For Against Management 3.B Receive Explanation on Company's None None Management Dividend Policy 3.C Adopt Financial Statements and For For Management Statutory Reports 3.D Approve Dividends of RUB 110.47 per For For Management Share 4.A Approve Discharge of Management Board For For Management 4.B Approve Discharge of Supervisory Board For For Management 5 Amend Remuneration Policy for For Against Management Management Board 6 Elect Marat Atnashev to Supervisory For For Management Board 7.A Amend Remuneration Policy for For Against Management Supervisory Board 7.B Approve Restricted Stock Grants to For Against Management Supervisory Board Members 8.A Grant Board Authority to Issue Shares For For Management Up to 10 Percent of Issued Capital 8.B Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 8.C Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 9 Appoint Ernst & Young as Auditors For For Management 10 Close Meeting None None Management -------------------------------------------------------------------------------- YUANTA FINANCIAL HOLDING CO. LTD. Ticker: 2885 Security ID: Y2169H108 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Approve Profit Distribution For For Management 3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 4 Approve Amendments to Articles of For For Management Association 5 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting -------------------------------------------------------------------------------- YUEXIU PROPERTY COMPANY LIMITED Ticker: 123 Security ID: Y9863Z102 Meeting Date: OCT 22, 2019 Meeting Type: Special Record Date: OCT 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transaction Documents and For For Management Related Transactions 2 Elect Ouyang Changcheng as Director For For Management and Authorize Board to Fix His Remuneration -------------------------------------------------------------------------------- YUEXIU PROPERTY COMPANY LIMITED Ticker: 123 Security ID: Y9863Z102 Meeting Date: OCT 22, 2019 Meeting Type: Special Record Date: OCT 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2020 Bank Deposits Agreement, For For Management New Annual Caps and Related Transactions - 213 - ======================= First Trust BuyWrite Income ETF ======================== 3M COMPANY Ticker: MMM Security ID: 88579Y101 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas "Tony" K. Brown For For Management 1b Elect Director Pamela J. Craig For For Management 1c Elect Director David B. Dillon For For Management 1d Elect Director Michael L. Eskew For For Management 1e Elect Director Herbert L. Henkel For For Management 1f Elect Director Amy E. Hood For For Management 1g Elect Director Muhtar Kent For For Management 1h Elect Director Dambisa F. Moyo For For Management 1i Elect Director Gregory R. Page For For Management 1j Elect Director Michael F. Roman For For Management 1k Elect Director Patricia A. Woertz For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Consider Pay Disparity Between Against Against Shareholder Executives and Other Employees -------------------------------------------------------------------------------- ABBOTT LABORATORIES Ticker: ABT Security ID: 002824100 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Alpern For For Management 1.2 Elect Director Roxanne S. Austin For For Management 1.3 Elect Director Sally E. Blount For For Management 1.4 Elect Director Robert B. Ford For For Management 1.5 Elect Director Michelle A. Kumbier For For Management 1.6 Elect Director Edward M. Liddy For For Management 1.7 Elect Director Darren W. McDew For For Management 1.8 Elect Director Nancy McKinstry For For Management 1.9 Elect Director Phebe N. Novakovic For For Management 1.10 Elect Director William A. Osborn For For Management 1.11 Elect Director Daniel J. Starks For For Management 1.12 Elect Director John G. Stratton For For Management 1.13 Elect Director Glenn F. Tilton For For Management 1.14 Elect Director Miles D. White For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Increase Disclosure of Compensation Against For Shareholder Adjustments 6 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors 7 Adopt Simple Majority Vote Against For Shareholder -------------------------------------------------------------------------------- ACCENTURE PLC Ticker: ACN Security ID: G1151C101 Meeting Date: JAN 30, 2020 Meeting Type: Annual Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Jaime Ardila For For Management 1b Elect Director Herbert Hainer For For Management 1c Elect Director Nancy McKinstry For For Management 1d Elect Director Gilles C. Pelisson For For Management 1e Elect Director Paula A. Price For For Management 1f Elect Director Venkata (Murthy) For For Management Renduchintala 1g Elect Director David Rowland For For Management 1h Elect Director Arun Sarin For For Management 1i Elect Director Julie Sweet For For Management 1j Elect Director Frank K. Tang For For Management 1k Elect Director Tracey T. Travis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Board to Allot and Issue For For Management Shares 6 Authorize Board to Opt-Out of For For Management Statutory Pre-Emption Rights 7 Determine Price Range for Reissuance For For Management of Treasury Shares -------------------------------------------------------------------------------- AIR PRODUCTS AND CHEMICALS, INC. Ticker: APD Security ID: 009158106 Meeting Date: JAN 23, 2020 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan K. Carter For For Management 1b Elect Director Charles I. Cogut For For Management 1c Elect Director Chadwick C. Deaton For For Management 1d Elect Director Seifollah (Seifi) For For Management Ghasemi 1e Elect Director David H. Y. Ho For For Management 1f Elect Director Margaret G. McGlynn For For Management 1g Elect Director Edward L. Monser For For Management 1h Elect Director Matthew H. Paull For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- - 214 - ALLISON TRANSMISSION HOLDINGS, INC. Ticker: ALSN Security ID: 01973R101 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Judy L. Altmaier For For Management 1b Elect Director Stan A. Askren For For Management 1c Elect Director Lawrence E. Dewey For For Management 1d Elect Director David C. Everitt For For Management 1e Elect Director Alvaro Garcia-Tunon For For Management 1f Elect Director David S. Graziosi For For Management 1g Elect Director Carolann I. Haznedar For For Management 1h Elect Director Richard P. Lavin For For Management 1i Elect Director Thomas W. Rabaut For For Management 1j Elect Director Richard V. Reynolds For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALPHABET INC. Ticker: GOOGL Security ID: 02079K305 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Larry Page For For Management 1.2 Elect Director Sergey Brin For For Management 1.3 Elect Director Sundar Pichai For For Management 1.4 Elect Director John L. Hennessy For For Management 1.5 Elect Director Frances H. Arnold For For Management 1.6 Elect Director L. John Doerr For Withhold Management 1.7 Elect Director Roger W. Ferguson Jr. For For Management 1.8 Elect Director Ann Mather For For Management 1.9 Elect Director Alan R. Mulally For Withhold Management 1.10 Elect Director K. Ram Shiram For Withhold Management 1.11 Elect Director Robin L. Washington For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 5 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 6 Report on Arbitration of Against For Shareholder Employment-Related Claims 7 Establish Human Rights Risk Oversight Against For Shareholder Committee 8 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors 9 Assess Feasibility of Including Against For Shareholder Sustainability as a Performance Measure for Senior Executive Compensation 10 Report on Takedown Requests Against For Shareholder 11 Require a Majority Vote for the Against For Shareholder Election of Directors 12 Report on Gender/Racial Pay Gap Against Against Shareholder 13 Require Independent Director Nominee Against For Shareholder with Human and/or Civil Rights Experience 14 Report on Whistleblower Policies and Against Against Shareholder Practices -------------------------------------------------------------------------------- AMAZON.COM, INC. Ticker: AMZN Security ID: 023135106 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey P. Bezos For For Management 1b Elect Director Rosalind G. Brewer For For Management 1c Elect Director Jamie S. Gorelick For For Management 1d Elect Director Daniel P. Huttenlocher For For Management 1e Elect Director Judith A. McGrath For For Management 1f Elect Director Indra K. Nooyi For For Management 1g Elect Director Jonathan J. Rubinstein For For Management 1h Elect Director Thomas O. Ryder For For Management 1i Elect Director Patricia Q. Stonesifer For For Management 1j Elect Director Wendell P. Weeks For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting 5 Report on Management of Food Waste Against For Shareholder 6 Report on Customers' Use of its Against For Shareholder Surveillance and Computer Vision Products or Cloud-Based Services 7 Report on Potential Human Rights Against For Shareholder Impacts of Customers' Use of Rekognition 8 Report on Products Promoting Hate Against For Shareholder Speech and Sales of Offensive Products 9 Require Independent Board Chairman Against Against Shareholder 10 Report on Global Median Gender/Racial Against Against Shareholder Pay Gap 11 Report on Reducing Environmental and Against Against Shareholder Health Harms to Communities of Color 12 Report on Viewpoint Discrimination Against Against Shareholder 13 Report on Promotion Velocity Against Against Shareholder 14 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 15 Human Rights Risk Assessment Against For Shareholder 16 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- - 215 - AMERCO Ticker: UHAL Security ID: 023586100 Meeting Date: AUG 22, 2019 Meeting Type: Annual Record Date: JUN 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward J. (Joe) Shoen For Withhold Management 1.2 Elect Director James E. Acridge For For Management 1.3 Elect Director John P. Brogan For For Management 1.4 Elect Director John M. Dodds For For Management 1.5 Elect Director James J. Grogan For For Management 1.6 Elect Director Richard J. Herrera For For Management 1.7 Elect Director Karl A. Schmidt For For Management 1.8 Elect Director Samuel J. Shoen For Withhold Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Ratify and Affirm Decisions and For Against Shareholder Actions Taken by the Board and Executive Officers for Fiscal 2019 4 Require a Majority Vote for the None For Shareholder Election of Directors -------------------------------------------------------------------------------- AMEREN CORPORATION Ticker: AEE Security ID: 023608102 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Warner L. Baxter For For Management 1b Elect Director Cynthia J. Brinkley For For Management 1c Elect Director Catherine S. Brune For For Management 1d Elect Director J. Edward Coleman For For Management 1e Elect Director Ward H. Dickson For For Management 1f Elect Director Noelle K. Eder For For Management 1g Elect Director Ellen M. Fitzsimmons For For Management 1h Elect Director Rafael Flores For For Management 1i Elect Director Richard J. Harshman For For Management 1j Elect Director Craig S. Ivey For For Management 1k Elect Director James C. Johnson For For Management 1l Elect Director Steven H. Lipstein For For Management 1m Elect Director Stephen R. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- AMERICAN TOWER CORPORATION Ticker: AMT Security ID: 03027X100 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas A. Bartlett For For Management 1b Elect Director Raymond P. Dolan For For Management 1c Elect Director Robert D. Hormats For For Management 1d Elect Director Gustavo Lara Cantu For For Management 1e Elect Director Grace D. Lieblein For For Management 1f Elect Director Craig Macnab For For Management 1g Elect Director JoAnn A. Reed For For Management 1h Elect Director Pamela D.A. Reeve For For Management 1i Elect Director David E. Sharbutt For For Management 1j Elect Director Bruce L. Tanner For For Management 1k Elect Director Samme L. Thompson For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions and Against For Shareholder Expenditures 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- AMERICAN WATER WORKS COMPANY, INC. Ticker: AWK Security ID: 030420103 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey N. Edwards For For Management 1b Elect Director Martha Clark Goss For For Management 1c Elect Director Veronica M. Hagen For For Management 1d Elect Director Kimberly J. Harris For For Management 1e Elect Director Julia L. Johnson For For Management 1f Elect Director Patricia L. Kampling For For Management 1g Elect Director Karl F. Kurz For For Management 1h Elect Director Walter J. Lynch For For Management 1i Elect Director George MacKenzie For For Management 1j Elect Director James G. Stavridis For For Management 1k Elect Director Lloyd M. Yates For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AMERIS BANCORP Ticker: ABCB Security ID: 03076K108 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rodney D. Bullard For For Management 1.2 Elect Director James B. Miller, Jr. For For Management 1.3 Elect Director William I. Bowen, Jr. For For Management 1.4 Elect Director Wm. Millard Choate For For Management 1.5 Elect Director Robert P. Lynch For For Management 1.6 Elect Director Elizabeth A. McCague For For Management 1.7 Elect Director Gloria A. O'Neal For For Management 1.8 Elect Director H. Palmer Proctor, Jr. For For Management 2 Ratify Crowe LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management 5 Eliminate Supermajority Vote For For Management Requirement 6 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- - 216 - AMGEN INC. Ticker: AMGN Security ID: 031162100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wanda M. Austin For For Management 1b Elect Director Robert A. Bradway For For Management 1c Elect Director Brian J. Druker For For Management 1d Elect Director Robert A. Eckert For For Management 1e Elect Director Greg C. Garland For For Management 1f Elect Director Fred Hassan For For Management 1g Elect Director Charles M. Holley, Jr. For For Management 1h Elect Director Tyler Jacks For For Management 1i Elect Director Ellen J. Kullman For For Management 1j Elect Director Ronald D. Sugar For For Management 1k Elect Director R. Sanders Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- ANALOG DEVICES, INC. Ticker: ADI Security ID: 032654105 Meeting Date: MAR 11, 2020 Meeting Type: Annual Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ray Stata For For Management 1b Elect Director Vincent Roche For For Management 1c Elect Director James A. Champy For For Management 1d Elect Director Anantha P. Chandrakasan For For Management 1e Elect Director Bruce R. Evans For For Management 1f Elect Director Edward H. Frank For For Management 1g Elect Director Karen M. Golz For For Management 1h Elect Director Mark M. Little For For Management 1i Elect Director Kenton J. Sicchitano For For Management 1j Elect Director Susie Wee For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ANHEUSER-BUSCH INBEV SA/NV Ticker: ABI Security ID: 03524A108 Meeting Date: JUN 03, 2020 Meeting Type: Annual/Special Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor A1.a Amend Articles 24.4 Re: Participation For For Management and Decisions in a Meeting A1.b Amend Articles Re: Distributions of For For Management Interim Dividends A1.c Amend Articles of Association Re: For For Management Alignment on the Rules of Code on Companies and Associations B2 Receive Directors' Reports (Non-Voting) None None Management B3 Receive Auditors' Reports (Non-Voting) None None Management B4 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) B5 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 1.30 per Share B6 Approve Discharge of Directors For For Management B7 Approve Discharge of Auditors For For Management B8.a Reelect Michele Burns as Independent For For Management Director B8.b Reelect Elio Leoni Sceti as For For Management Independent Director B8.c Reelect Alexandre Van Damme as Director For Against Management B8.d Reelect Gregoire de Spoelberch as For Against Management Director B8.e Reelect Paul Cornet de Ways Ruart as For Against Management Director B8.f Reelect Paulo Lemann as Director For Against Management B8.g Reelect Maria Asuncion Aramburuzabala For Against Management as Director B8.h Elect Roberto Thompson Motta as For Against Management Director B8.i Reelect Martin J. Barrington as For Against Management Director B8.j Reelect William F. Gifford, Jr. as For Against Management Director B8.k Reelect Alejandro Santo Domingo Davila For Against Management as Director B9 Approve Remuneration Report For Against Management C10 Authorize Implementation of Approved For For Management Resolutions and Filing of Required Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- APPLE INC. Ticker: AAPL Security ID: 037833100 Meeting Date: FEB 26, 2020 Meeting Type: Annual Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James Bell For For Management 1b Elect Director Tim Cook For For Management 1c Elect Director Al Gore For For Management 1d Elect Director Andrea Jung For For Management 1e Elect Director Art Levinson For For Management 1f Elect Director Ron Sugar For For Management 1g Elect Director Sue Wagner For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Proxy Access Amendments Against For Shareholder 5 Assess Feasibility of Including Against Against Shareholder Sustainability as a Performance Measure for Senior Executive Compensation 6 Report on Freedom of Expression and Against For Shareholder Access to Information Policies -------------------------------------------------------------------------------- - 217 - APPLIED MATERIALS, INC. Ticker: AMAT Security ID: 038222105 Meeting Date: MAR 12, 2020 Meeting Type: Annual Record Date: JAN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Judy Bruner For For Management 1b Elect Director Xun (Eric) Chen For For Management 1c Elect Director Aart J. de Geus For For Management 1d Elect Director Gary E. Dickerson For For Management 1e Elect Director Stephen R. Forrest For For Management 1f Elect Director Thomas J. Iannotti For For Management 1g Elect Director Alexander A. Karsner For For Management 1h Elect Director Adrianna C. Ma For For Management 1i Elect Director Yvonne McGill For For Management 1j Elect Director Scott A. McGregor For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Provide Right to Act by Written Consent For For Management -------------------------------------------------------------------------------- ARMOUR RESIDENTIAL REIT, INC. Ticker: ARR Security ID: 042315507 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott J. Ulm For For Management 1.2 Elect Director Jeffrey J. Zimmer For For Management 1.3 Elect Director Daniel C. Staton For For Management 1.4 Elect Director Marc H. Bell For For Management 1.5 Elect Director Z. Jamie Behar For For Management 1.6 Elect Director Carolyn Downey For For Management 1.7 Elect Director Thomas K. Guba For For Management 1.8 Elect Director Robert C. Hain For For Management 1.9 Elect Director John "Jack" P. For For Management Hollihan, III 1.10 Elect Director Stewart J. Paperin For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- AUTOMATIC DATA PROCESSING, INC. Ticker: ADP Security ID: 053015103 Meeting Date: NOV 12, 2019 Meeting Type: Annual Record Date: SEP 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter Bisson For For Management 1b Elect Director Richard T. Clark For For Management 1c Elect Director R. Glenn Hubbard For For Management 1d Elect Director John P. Jones For For Management 1e Elect Director Francine S. Katsoudas For For Management 1f Elect Director Thomas J. Lynch For For Management 1g Elect Director Scott F. Powers For For Management 1h Elect Director William J. Ready For For Management 1i Elect Director Carlos A. Rodriguez For For Management 1j Elect Director Sandra S. Wijnberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- AUTOZONE, INC. Ticker: AZO Security ID: 053332102 Meeting Date: DEC 18, 2019 Meeting Type: Annual Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas H. Brooks For For Management 1.2 Elect Director Linda A. Goodspeed For For Management 1.3 Elect Director Earl G. Graves, Jr. For For Management 1.4 Elect Director Enderson Guimaraes For For Management 1.5 Elect Director Michael M. Calbert For For Management 1.6 Elect Director D. Bryan Jordan For For Management 1.7 Elect Director Gale V. King For For Management 1.8 Elect Director George R. Mrkonic, Jr. For For Management 1.9 Elect Director William C. Rhodes, III For For Management 1.10 Elect Director Jill A. Soltau For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Ticker: BAC Security ID: 060505104 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sharon L. Allen For For Management 1b Elect Director Susan S. Bies For For Management 1c Elect Director Jack O. Bovender, Jr. For For Management 1d Elect Director Frank P. Bramble, Sr. For For Management 1e Elect Director Pierre J.P. de Weck For For Management 1f Elect Director Arnold W. Donald For For Management 1g Elect Director Linda P. Hudson For For Management 1h Elect Director Monica C. Lozano For For Management 1i Elect Director Thomas J. May For For Management 1j Elect Director Brian T. Moynihan For For Management 1k Elect Director Lionel L. Nowell, III For For Management 1l Elect Director Denise L. Ramos For For Management 1m Elect Director Clayton S. Rose For For Management 1n Elect Director Michael D. White For For Management 1o Elect Director Thomas D. Woods For For Management 1p Elect Director R. David Yost For For Management 1q Elect Director Maria T. Zuber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Proxy Access Right Against For Shareholder 5 Provide Right to Act by Written Consent Against For Shareholder 6 Report on Gender Pay Gap Against Against Shareholder 7 Review of Statement of the Purpose of Against Against Shareholder a Corporation and Report on Recommended Changes to Governance Documents, Policies, and Practices -------------------------------------------------------------------------------- - 218 - BANK OF HAWAII CORPORATION Ticker: BOH Security ID: 062540109 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director S. Haunani Apoliona For For Management 1.2 Elect Director Mark A. Burak For For Management 1.3 Elect Director John C. Erickson For For Management 1.4 Elect Director Joshua D. Feldman For For Management 1.5 Elect Director Peter S. Ho For For Management 1.6 Elect Director Michelle E. Hulst For For Management 1.7 Elect Director Kent T. Lucien For For Management 1.8 Elect Director Alicia E. Moy For For Management 1.9 Elect Director Victor K. Nichols For For Management 1.10 Elect Director Barbara J. Tanabe For For Management 1.11 Elect Director Dana M. Tokioka For For Management 1.12 Elect Director Raymond P. Vara, Jr. For For Management 1.13 Elect Director Robert W. Wo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- BECTON, DICKINSON AND COMPANY Ticker: BDX Security ID: 075887109 Meeting Date: JAN 28, 2020 Meeting Type: Annual Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Catherine M. Burzik For For Management 1.2 Elect Director R. Andrew Eckert For For Management 1.3 Elect Director Vincent A. Forlenza For For Management 1.4 Elect Director Claire M. Fraser For For Management 1.5 Elect Director Jeffrey W. Henderson For For Management 1.6 Elect Director Christopher Jones For For Management 1.7 Elect Director Marshall O. Larsen For For Management 1.8 Elect Director David F. Melcher For For Management 1.9 Elect Director Thomas E. Polen For For Management 1.10 Elect Director Claire Pomeroy For For Management 1.11 Elect Director Rebecca W. Rimel For For Management 1.12 Elect Director Timothy M. Ring For For Management 1.13 Elect Director Bertram L. Scott For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Omnibus Stock Plan For For Management 6 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC. Ticker: BRK.B Security ID: 084670702 Meeting Date: MAY 02, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Warren E. Buffett For For Management 1.2 Elect Director Charles T. Munger For For Management 1.3 Elect Director Gregory E. Abel For For Management 1.4 Elect Director Howard G. Buffett For For Management 1.5 Elect Director Stephen B. Burke For For Management 1.6 Elect Director Kenneth I. Chenault For For Management 1.7 Elect Director Susan L. Decker For For Management 1.8 Elect Director David S. Gottesman For For Management 1.9 Elect Director Charlotte Guyman For For Management 1.10 Elect Director Ajit Jain For For Management 1.11 Elect Director Thomas S. Murphy For For Management 1.12 Elect Director Ronald L. Olson For For Management 1.13 Elect Director Walter Scott, Jr. For For Management 1.14 Elect Director Meryl B. Witmer For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three One Year Management Years 4 Adopt a Policy on Board Diversity Against Against Shareholder -------------------------------------------------------------------------------- BRIXMOR PROPERTY GROUP INC. Ticker: BRX Security ID: 11120U105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James M. Taylor, Jr. For For Management 1.2 Elect Director John G. Schreiber For For Management 1.3 Elect Director Michael Berman For For Management 1.4 Elect Director Julie Bowerman For For Management 1.5 Elect Director Sheryl M. Crosland For For Management 1.6 Elect Director Thomas W. Dickson For For Management 1.7 Elect Director Daniel B. Hurwitz For For Management 1.8 Elect Director William D. Rahm For For Management 1.9 Elect Director Gabrielle Sulzberger For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- BROADCOM INC. Ticker: AVGO Security ID: 11135F101 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: FEB 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Hock E. Tan For For Management 1b Elect Director Henry Samueli For For Management 1c Elect Director Eddy W. Hartenstein For For Management 1d Elect Director Diane M. Bryant For For Management 1e Elect Director Gayla J. Delly For For Management 1f Elect Director Raul J. Fernandez For For Management 1g Elect Director Check Kian Low For For Management 1h Elect Director Justine F. Page For For Management 1i Elect Director Harry L. You For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 219 - BROOKFIELD PROPERTY REIT INC. Ticker: BPYU Security ID: 11282X103 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Caroline M. Atkinson For Against Management 1B Elect Director Jeffrey M. Blidner For Against Management 1C Elect Director Soon Young Chang For Against Management 1D Elect Director Richard B. Clark For Against Management 1E Elect Director Omar Carneiro da Cunha For Against Management 1F Elect Director Scott R. Cutler For Against Management 1G Elect Director Stephen DeNardo For Against Management 1H Elect Director Louis J. Maroun For Against Management 1I Elect Director A. Douglas McGregor For Against Management 1J Elect Director Lars Rodert For Against Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CANADIAN SOLAR INC. Ticker: CSIQ Security ID: 136635109 Meeting Date: JUN 24, 2020 Meeting Type: Annual/Special Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shawn (Xiaohua) Qu For For Management 1.2 Elect Director Robert K. McDermott For For Management 1.3 Elect Director Harry E. Ruda For For Management 1.4 Elect Director Andrew (Luen Cheung) For For Management Wong 1.5 Elect Director Arthur (Lap Tat) Wong For For Management 1.6 Elect Director Lauren C. Templeton For For Management 1.7 Elect Director Karl E. Olsoni For For Management 2 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration 3 Approve Continuance of Company [CBCA For Against Management to BCBCA or OBCA] 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- CARLISLE COMPANIES INCORPORATED Ticker: CSL Security ID: 142339100 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert G. Bohn For For Management 1.2 Elect Director Gregg A. Ostrander For For Management 1.3 Elect Director Jesse G. Singh For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CERIDIAN HCM HOLDING INC. Ticker: CDAY Security ID: 15677J108 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Deborah A. Farrington For Withhold Management 1.2 Elect Director Thomas M. Hagerty For Withhold Management 2 Advisory Vote on Say on Pay Frequency One Year One Year Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CHARTER COMMUNICATIONS, INC. Ticker: CHTR Security ID: 16119P108 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director W. Lance Conn For For Management 1b Elect Director Kim C. Goodman For For Management 1c Elect Director Craig A. Jacobson For For Management 1d Elect Director Gregory B. Maffei For Against Management 1e Elect Director John D. Markley, Jr. For For Management 1f Elect Director David C. Merritt For For Management 1g Elect Director James E. Meyer For For Management 1h Elect Director Steven A. Miron For Against Management 1i Elect Director Balan Nair For For Management 1j Elect Director Michael A. Newhouse For For Management 1k Elect Director Mauricio Ramos For For Management 1l Elect Director Thomas M. Rutledge For For Management 1m Elect Director Eric L. Zinterhofer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- CHEMED CORPORATION Ticker: CHE Security ID: 16359R103 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin J. McNamara For For Management 1.2 Elect Director Ron DeLyons For For Management 1.3 Elect Director Joel F. Gemunder For For Management 1.4 Elect Director Patrick P. Grace For For Management 1.5 Elect Director Christopher J. Heaney For For Management 1.6 Elect Director Thomas C. Hutton For For Management 1.7 Elect Director Andrea R. Lindell For For Management 1.8 Elect Director Thomas P. Rice For For Management 1.9 Elect Director Donald E. Saunders For For Management 1.10 Elect Director George J. Walsh, III For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- - 220 - CIGNA CORPORATION Ticker: CI Security ID: 125523100 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David M. Cordani For For Management 1.2 Elect Director William J. DeLaney For For Management 1.3 Elect Director Eric J. Foss For For Management 1.4 Elect Director Elder Granger For For Management 1.5 Elect Director Isaiah Harris, Jr. For For Management 1.6 Elect Director Roman Martinez, IV For For Management 1.7 Elect Director Kathleen M. Mazzarella For For Management 1.8 Elect Director Mark B. McClellan For For Management 1.9 Elect Director John M. Partridge For For Management 1.10 Elect Director William L. Roper For For Management 1.11 Elect Director Eric C. Wiseman For For Management 1.12 Elect Director Donna F. Zarcone For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 5 Report on Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Ticker: CSCO Security ID: 17275R102 Meeting Date: DEC 10, 2019 Meeting Type: Annual Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For For Management 1b Elect Director Wesley G. Bush For For Management 1c Elect Director Michael D. Capellas For For Management 1d Elect Director Mark Garrett For For Management 1e Elect Director Kristina M. Johnson For For Management 1f Elect Director Roderick C. McGeary For For Management 1g Elect Director Charles H. Robbins For For Management 1h Elect Director Arun Sarin For For Management 1i Elect Director Brenton L. Saunders For For Management 1j Elect Director Carol B. Tome For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- CIT GROUP INC. Ticker: CIT Security ID: 125581801 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ellen R. Alemany For For Management 1b Elect Director Michael L. Brosnan For For Management 1c Elect Director Michael A. Carpenter For For Management 1d Elect Director Dorene C. Dominguez For For Management 1e Elect Director Alan Frank For For Management 1f Elect Director William M. Freeman For For Management 1g Elect Director R. Brad Oates For For Management 1h Elect Director Gerald Rosenfeld For For Management 1i Elect Director John R. Ryan For For Management 1j Elect Director Sheila A. Stamps For For Management 1k Elect Director Khanh T. Tran For For Management 1l Elect Director Laura S. Unger For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CMS ENERGY CORPORATION Ticker: CMS Security ID: 125896100 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jon E. Barfield For For Management 1b Elect Director Deborah H. Butler For For Management 1c Elect Director Kurt L. Darrow For For Management 1d Elect Director William D. Harvey For For Management 1e Elect Director Patricia K. Poppe For For Management 1f Elect Director John G. Russell For For Management 1g Elect Director Suzanne F. Shank For For Management 1h Elect Director Myrna M. Soto For For Management 1i Elect Director John G. Sznewajs For For Management 1j Elect Director Ronald J. Tanski For For Management 1k Elect Director Laura H. Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For For Management 5 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- CONSOLIDATED EDISON, INC. Ticker: ED Security ID: 209115104 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George Campbell, Jr. For For Management 1.2 Elect Director Ellen V. Futter For For Management 1.3 Elect Director John F. Killian For For Management 1.4 Elect Director John McAvoy For For Management 1.5 Elect Director William J. Mulrow For For Management 1.6 Elect Director Armando J. Olivera For For Management 1.7 Elect Director Michael W. Ranger For For Management 1.8 Elect Director Linda S. Sanford For For Management 1.9 Elect Director Deirdre Stanley For For Management 1.10 Elect Director L. Frederick Sutherland For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 221 - COSTCO WHOLESALE CORPORATION Ticker: COST Security ID: 22160K105 Meeting Date: JAN 22, 2020 Meeting Type: Annual Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Susan L. Decker For For Management 1.2 Elect Director Richard A. Galanti For For Management 1.3 Elect Director Sally Jewell For For Management 1.4 Elect Director Charles T. Munger For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Articles of Incorporation to For For Management Provide Directors May Be Removed With or Without Cause 5 Disclose Board Diversity and Against Against Shareholder Qualifications Matrix -------------------------------------------------------------------------------- CVS HEALTH CORPORATION Ticker: CVS Security ID: 126650100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fernando Aguirre For For Management 1b Elect Director C. David Brown, II For For Management 1c Elect Director Alecia A. DeCoudreaux For For Management 1d Elect Director Nancy-Ann M. DeParle For For Management 1e Elect Director David W. Dorman For For Management 1f Elect Director Roger N. Farah For For Management 1g Elect Director Anne M. Finucane For For Management 1h Elect Director Edward J. Ludwig For For Management 1i Elect Director Larry J. Merlo For For Management 1j Elect Director Jean-Pierre Millon For For Management 1k Elect Director Mary L. Schapiro For For Management 1l Elect Director William C. Weldon For For Management 1m Elect Director Tony L. White For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan 6 Amend Shareholder Written Consent Against Against Shareholder Provisions 7 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- DAVITA INC. Ticker: DVA Security ID: 23918K108 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pamela M. Arway For For Management 1b Elect Director Charles G. Berg For For Management 1c Elect Director Barbara J. Desoer For For Management 1d Elect Director Pascal Desroches For For Management 1e Elect Director Paul J. Diaz For For Management 1f Elect Director John M. Nehra For For Management 1g Elect Director Javier J. Rodriguez For For Management 1h Elect Director Phyllis R. Yale For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For Against Management 5 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- DELL TECHNOLOGIES INC. Ticker: DELL Security ID: 24703L202 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael S. Dell For Withhold Management 1.2 Elect Director David W. Dorman For Withhold Management 1.3 Elect Director Egon Durban For Withhold Management 1.4 Elect Director William D. Green For Withhold Management 1.5 Elect Director Simon Patterson For Withhold Management 1.6 Elect Director Lynn M. Vojvodich For Withhold Management 1.7 Elect Director Ellen J. Kullman For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DOMTAR CORPORATION Ticker: UFS Security ID: 257559203 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Giannella Alvarez For For Management 1.2 Elect Director Robert E. Apple For For Management 1.3 Elect Director David J. Illingworth For For Management 1.4 Elect Director Brian M. Levitt For For Management 1.5 Elect Director David G. Maffucci For For Management 1.6 Elect Director Pamela B. Strobel For For Management 1.7 Elect Director Denis Turcotte For For Management 1.8 Elect Director John D. Williams For For Management 1.9 Elect Director Mary A. Winston For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- - 222 - DTE ENERGY COMPANY Ticker: DTE Security ID: 233331107 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gerard M. Anderson For For Management 1.2 Elect Director David A. Brandon For For Management 1.3 Elect Director Charles G. McClure, Jr. For For Management 1.4 Elect Director Gail J. McGovern For For Management 1.5 Elect Director Mark A. Murray For For Management 1.6 Elect Director Gerardo Norcia For For Management 1.7 Elect Director Ruth G. Shaw For For Management 1.8 Elect Director Robert C. Skaggs, Jr. For For Management 1.9 Elect Director David A. Thomas For For Management 1.10 Elect Director Gary H. Torgow For For Management 1.11 Elect Director James H. Vandenberghe For For Management 1.12 Elect Director Valerie M. Williams For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- DUKE ENERGY CORPORATION Ticker: DUK Security ID: 26441C204 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael G. Browning For For Management 1.2 Elect Director Annette K. Clayton For For Management 1.3 Elect Director Theodore F. Craver, Jr. For For Management 1.4 Elect Director Robert M. Davis For For Management 1.5 Elect Director Daniel R. DiMicco For For Management 1.6 Elect Director Nicholas C. Fanandakis For For Management 1.7 Elect Director Lynn J. Good For For Management 1.8 Elect Director John T. Herron For For Management 1.9 Elect Director William E. Kennard For For Management 1.10 Elect Director E. Marie McKee For For Management 1.11 Elect Director Marya M. Rose For For Management 1.12 Elect Director Thomas E. Skains For For Management 1.13 Elect Director William E. Webster, Jr. For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder 5 Eliminate Supermajority Vote None For Shareholder Requirement 6 Report on Political Contributions Against For Shareholder 7 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- DUPONT DE NEMOURS, INC. Ticker: DD Security ID: 26614N102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Amy G. Brady For For Management 1b Elect Director Edward D. Breen For For Management 1c Elect Director Ruby R. Chandy For For Management 1d Elect Director Franklin K. Clyburn, Jr. For For Management 1e Elect Director Terrence R. Curtin For For Management 1f Elect Director Alexander M. Cutler For For Management 1g Elect Director Eleuthere I. du Pont For For Management 1h Elect Director Rajiv L. Gupta For For Management 1i Elect Director Luther C. Kissam For For Management 1j Elect Director Frederick M. Lowery For For Management 1k Elect Director Raymond J. Milchovich For For Management 1l Elect Director Steven M. Sterin For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 6 Approve Creation of an Employee Board Against Against Shareholder Advisory Position -------------------------------------------------------------------------------- EAGLE BANCORP, INC. Ticker: EGBN Security ID: 268948106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matthew D. Brockwell For For Management 1.2 Elect Director Theresa G. LaPlaca For For Management 1.3 Elect Director A. Leslie Ludwig For For Management 1.4 Elect Director Norman R. Pozez For For Management 1.5 Elect Director Kathy A. Raffa For For Management 1.6 Elect Director Susan G. Riel For For Management 1.7 Elect Director James A. Soltesz For For Management 1.8 Elect Director Benjamin M. Soto For For Management 2 Ratify Dixon Hughes Goodman LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 223 - EBAY INC. Ticker: EBAY Security ID: 278642103 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony J. Bates For For Management 1b Elect Director Adriane M. Brown For For Management 1c Elect Director Jesse A. Cohn For For Management 1d Elect Director Diana Farrell For For Management 1e Elect Director Logan D. Green For For Management 1f Elect Director Bonnie S. Hammer For For Management 1g Elect Director Jamie Iannone For For Management 1h Elect Director Kathleen C. Mitic For For Management 1i Elect Director Matthew J. Murphy For For Management 1j Elect Director Pierre M. Omidyar For For Management 1k Elect Director Paul S. Pressler For For Management 1l Elect Director Robert H. Swan For For Management 1m Elect Director Perry M. Traquina For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- ELI LILLY AND COMPANY Ticker: LLY Security ID: 532457108 Meeting Date: MAY 04, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael L. Eskew For Against Management 1b Elect Director William G. Kaelin, Jr. For For Management 1c Elect Director David A. Ricks For For Management 1d Elect Director Marschall S. Runge For For Management 1e Elect Director Karen Walker For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Declassify the Board of Directors For For Management 5 Eliminate Supermajority Voting For For Management Provisions 6 Report on Lobbying Payments and Policy Against For Shareholder 7 Report on Forced Swim Test Against Against Shareholder 8 Require Independent Board Chairman Against For Shareholder 9 Disclose Board Matrix Including Against Against Shareholder Ideological Perspectives 10 Report on Integrating Drug Pricing Against For Shareholder Risks into Senior Executive Compensation Arrangements 11 Adopt Policy on Bonus Banking Against For Shareholder 12 Clawback Disclosure of Recoupment Against For Shareholder Activity from Senior Officers -------------------------------------------------------------------------------- EMCOR GROUP, INC. Ticker: EME Security ID: 29084Q100 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John W. Altmeyer For For Management 1b Elect Director Anthony J. Guzzi For For Management 1c Elect Director Richard F. Hamm, Jr. For For Management 1d Elect Director David H. Laidley For For Management 1e Elect Director Carol P. Lowe For For Management 1f Elect Director M. Kevin McEvoy For For Management 1g Elect Director William P. Reid For For Management 1h Elect Director Steven B. Schwarzwaelder For For Management 1i Elect Director Robin Walker-Lee For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Amend Restricted Stock Plan For For Management 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- ENSTAR GROUP LIMITED Ticker: ESGR Security ID: G3075P101 Meeting Date: NOV 25, 2019 Meeting Type: Special Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- ENTERGY CORPORATION Ticker: ETR Security ID: 29364G103 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John R. Burbank For For Management 1b Elect Director Patrick J. Condon For For Management 1c Elect Director Leo P. Denault For For Management 1d Elect Director Kirkland H. Donald For For Management 1e Elect Director Philip L. Frederickson For For Management 1f Elect Director Alexis M. Herman For For Management 1g Elect Director M. Elise Hyland For For Management 1h Elect Director Stuart L. Levenick For For Management 1i Elect Director Blanche Lambert Lincoln For For Management 1j Elect Director Karen A. Puckett For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 224 - EVERSOURCE ENERGY Ticker: ES Security ID: 30040W108 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cotton M. Cleveland For For Management 1.2 Elect Director James S. DiStasio For For Management 1.3 Elect Director Francis A. Doyle For For Management 1.4 Elect Director Linda Dorcena Forry For For Management 1.5 Elect Director James J. Judge For For Management 1.6 Elect Director John Y. Kim For For Management 1.7 Elect Director Kenneth R. Leibler For For Management 1.8 Elect Director David H. Long For For Management 1.9 Elect Director William C. Van Faasen For For Management 1.10 Elect Director Frederica M. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- EXXON MOBIL CORPORATION Ticker: XOM Security ID: 30231G102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Susan K. Avery For For Management 1.2 Elect Director Angela F. Braly For For Management 1.3 Elect Director Ursula M. Burns For For Management 1.4 Elect Director Kenneth C. Frazier For For Management 1.5 Elect Director Joseph L. Hooley For For Management 1.6 Elect Director Steven A. Kandarian For For Management 1.7 Elect Director Douglas R. Oberhelman For For Management 1.8 Elect Director Samuel J. Palmisano For For Management 1.9 Elect Director William C. Weldon For For Management 1.10 Elect Director Darren W. Woods For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chair Against Against Shareholder 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 6 Report on Costs & Benefits of Against Against Shareholder Climate-Related Expenditures 7 Report on Risks of Petrochemical Against Against Shareholder Operations in Flood Prone Areas 8 Report on Political Contributions Against For Shareholder 9 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- FACEBOOK, INC. Ticker: FB Security ID: 30303M102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peggy Alford For For Management 1.2 Elect Director Marc L. Andreessen For Withhold Management 1.3 Elect Director Andrew W. Houston For For Management 1.4 Elect Director Nancy Killefer For For Management 1.5 Elect Director Robert M. Kimmitt For For Management 1.6 Elect Director Sheryl K. Sandberg For For Management 1.7 Elect Director Peter A. Thiel For Withhold Management 1.8 Elect Director Tracey T. Travis For For Management 1.9 Elect Director Mark Zuckerberg For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Non-Employee Director For Against Management Compensation Policy 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 5 Require Independent Board Chair Against For Shareholder 6 Require a Majority Vote for the Against For Shareholder Election of Directors 7 Report on Political Advertising Against For Shareholder 8 Require Independent Director Nominee Against Against Shareholder with Human and/or Civil Rights Experience 9 Report on Civil and Human Rights Risk Against Against Shareholder Assessment 10 Report on Online Child Sexual Against For Shareholder Exploitation 11 Report on Median Gender/Racial Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- FEDERAL SIGNAL CORPORATION Ticker: FSS Security ID: 313855108 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eugene J. Lowe, III For For Management 1.2 Elect Director Dennis J. Martin For For Management 1.3 Elect Director Patrick E. Miller None None Management *Withdrawn Resolution* 1.4 Elect Director Richard R. Mudge For For Management 1.5 Elect Director William F. Owens For For Management 1.6 Elect Director Brenda L. Reichelderfer For For Management 1.7 Elect Director Jennifer L. Sherman For For Management 1.8 Elect Director John L. Workman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- - 225 - FIRST CITIZENS BANCSHARES, INC. Ticker: FCNCA Security ID: 31946M103 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John M. Alexander, Jr. For For Management 1.2 Elect Director Victor E. Bell, III For For Management 1.3 Elect Director Peter M. Bristow For For Management 1.4 Elect Director Hope H. Bryant For For Management 1.5 Elect Director H. Lee Durham, Jr. For For Management 1.6 Elect Director Daniel L. Heavner For For Management 1.7 Elect Director Frank B. Holding, Jr. For For Management 1.8 Elect Director Robert R. Hoppe For For Management 1.9 Elect Director Floyd L. Keels For For Management 1.10 Elect Director Robert E. Mason, IV For For Management 1.11 Elect Director Robert T. Newcomb For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Dixon Hughes Goodman LLP as For For Management Auditors -------------------------------------------------------------------------------- FIRST HORIZON NATIONAL CORPORATION Ticker: FHN Security ID: 320517105 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Increase Authorized Common Stock For For Management 3 Advisory Vote on Golden Parachutes For For Management 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- FIRST HORIZON NATIONAL CORPORATION Ticker: FHN Security ID: 320517105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth A. Burdick For For Management 1.2 Elect Director John C. Compton For For Management 1.3 Elect Director Wendy P. Davidson For For Management 1.4 Elect Director Mark A. Emkes For For Management 1.5 Elect Director Corydon J. Gilchrist For For Management 1.6 Elect Director D. Bryan Jordan For For Management 1.7 Elect Director Vicki R. Palmer For For Management 1.8 Elect Director Colin V. Reed For For Management 1.9 Elect Director Cecelia D. Stewart For For Management 1.10 Elect Director Rajesh Subramaniam For For Management 1.11 Elect Director R. Eugene Taylor For For Management 1.12 Elect Director Luke Yancy, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRSTENERGY CORP. Ticker: FE Security ID: 337932107 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Anderson For For Management 1.2 Elect Director Steven J. Demetriou For For Management 1.3 Elect Director Julia L. Johnson For For Management 1.4 Elect Director Charles E. Jones For For Management 1.5 Elect Director Donald T. Misheff For For Management 1.6 Elect Director Thomas N. Mitchell For For Management 1.7 Elect Director James F. O'Neil, III For For Management 1.8 Elect Director Christopher D. Pappas For For Management 1.9 Elect Director Sandra Pianalto For For Management 1.10 Elect Director Luis A. Reyes For For Management 1.11 Elect Director Leslie M. Turner For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Amend Code of Regulations to Authorize For For Management Board to Make Certain Future Amendments 6 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- FLAGSTAR BANCORP, INC. Ticker: FBC Security ID: 337930705 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alessandro P. DiNello For For Management 1.2 Elect Director Jay J. Hansen For For Management 1.3 Elect Director John D. Lewis For Against Management 1.4 Elect Director David J. Matlin For For Management 1.5 Elect Director Bruce E. Nyberg For Against Management 1.6 Elect Director James A. Ovenden For Against Management 1.7 Elect Director Peter Schoels For For Management 1.8 Elect Director David L. Treadwell For For Management 1.9 Elect Director Jennifer R. Whip For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 226 - GENTEX CORPORATION Ticker: GNTX Security ID: 371901109 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leslie Brown For For Management 1.2 Elect Director Steve Downing For For Management 1.3 Elect Director Gary Goode For For Management 1.4 Elect Director James Hollars For For Management 1.5 Elect Director John Mulder For For Management 1.6 Elect Director Richard Schaum For For Management 1.7 Elect Director Kathleen Starkoff For For Management 1.8 Elect Director Brian Walker For For Management 1.9 Elect Director James Wallace For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GILEAD SCIENCES, INC. Ticker: GILD Security ID: 375558103 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jacqueline K. Barton For For Management 1b Elect Director Sandra J. Horning For For Management 1c Elect Director Kelly A. Kramer For For Management 1d Elect Director Kevin E. Lofton For For Management 1e Elect Director Harish Manwani For For Management 1f Elect Director Daniel P. O'Day For For Management 1g Elect Director Richard J. Whitley For For Management 1h Elect Director Per Wold-Olsen For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chair Against Against Shareholder 5 Eliminate the Ownership Threshold for Against Against Shareholder Stockholders to Request a Record Date to Take Action by Written Consent -------------------------------------------------------------------------------- GRAPHIC PACKAGING HOLDING COMPANY Ticker: GPK Security ID: 388689101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael P. Doss For For Management 1.2 Elect Director Dean A. Scarborough For For Management 1.3 Elect Director Larry M. Venturelli For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HCA HEALTHCARE, INC. Ticker: HCA Security ID: 40412C101 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas F. Frist, III For For Management 1b Elect Director Samuel N. Hazen For For Management 1c Elect Director Meg G. Crofton For For Management 1d Elect Director Robert J. Dennis For For Management 1e Elect Director Nancy-Ann DeParle For For Management 1f Elect Director William R. Frist For For Management 1g Elect Director Charles O. Holliday, Jr. For For Management 1h Elect Director Michael W. Michelson For For Management 1i Elect Director Wayne J. Riley For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Provide Right to Call Special Meeting For For Management 6 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- HERBALIFE NUTRITION LTD. Ticker: HLF Security ID: G4412G101 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John Agwunobi For For Management 1.2 Elect Director James L. Nelson For For Management 1.3 Elect Director Richard H. Carmona For For Management 1.4 Elect Director Jonathan Christodoro For For Management 1.5 Elect Director Hunter C. Gary For For Management 1.6 Elect Director Nicholas Graziano For For Management 1.7 Elect Director Alan LeFevre For For Management 1.8 Elect Director Jesse A. Lynn For For Management 1.9 Elect Director Juan Miguel Mendoza For For Management 1.10 Elect Director Michael Montelongo For For Management 1.11 Elect Director Maria Otero For For Management 1.12 Elect Director Margarita For For Management Palau-Hernandez 1.13 Elect Director John Tartol For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Articles of Association to For For Management Eliminate the Casting Vote 4 Amend Articles of Association For For Management 5 Ratify PricewaterhouseCoopers as For For Management Auditors -------------------------------------------------------------------------------- - 227 - HERMAN MILLER, INC. Ticker: MLHR Security ID: 600544100 Meeting Date: OCT 14, 2019 Meeting Type: Annual Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lisa A. Kro For For Management 1.2 Elect Director Michael C. Smith For For Management 1.3 Elect Director Michael A. Volkema For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HESS CORPORATION Ticker: HES Security ID: 42809H107 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Terrence J. Checki For For Management 1b Elect Director Leonard S. Coleman, Jr. For For Management 1c Elect Director Joaquin Duato For For Management 1d Elect Director John B. Hess For For Management 1e Elect Director Edith E. Holiday For For Management 1f Elect Director Marc S. Lipschultz For For Management 1g Elect Director David McManus For For Management 1h Elect Director Kevin O. Meyers For For Management 1i Elect Director James H. Quigley For For Management 1j Elect Director William G. Schrader For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- HUMANA INC. Ticker: HUM Security ID: 444859102 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kurt J. Hilzinger For For Management 1b Elect Director Frank J. Bisignano For For Management 1c Elect Director Bruce D. Broussard For For Management 1d Elect Director Frank A. D'Amelio For For Management 1e Elect Director W. Roy Dunbar For For Management 1f Elect Director Wayne A.I. Frederick For For Management 1g Elect Director John W. Garratt For For Management 1h Elect Director David A. Jones, Jr. For For Management 1i Elect Director Karen W. Katz For For Management 1j Elect Director William J. McDonald For For Management 1k Elect Director James J. O'Brien For For Management 1l Elect Director Marissa T. Peterson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HYATT HOTELS CORPORATION Ticker: H Security ID: 448579102 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Pritzker For For Management 1.2 Elect Director Pamela M. Nicholson For For Management 1.3 Elect Director Richard C. Tuttle For For Management 1.4 Elect Director James H. Wooten, Jr. For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Amend Omnibus Stock Plan For For Management 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- IHEARTMEDIA, INC. Ticker: IHRT Security ID: 45174J509 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gary Barber For For Management 1.2 Elect Director Brad Gerstner For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INTERNATIONAL BANCSHARES CORPORATION Ticker: IBOC Security ID: 459044103 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Javier de Anda For For Management 1.2 Elect Director Irving Greenblum For Against Management 1.3 Elect Director Douglas B. Howland For Against Management 1.4 Elect Director Rudolph M. Miles For For Management 1.5 Elect Director Dennis E. Nixon For For Management 1.6 Elect Director Larry A. Norton For Against Management 1.7 Elect Director Roberto R. Resendez For For Management 1.8 Elect Director Antonio R. Sanchez, Jr. For For Management 2 Ratify RSM US LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 228 - INTERNATIONAL BUSINESS MACHINES CORPORATION Ticker: IBM Security ID: 459200101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas Buberl For For Management 1.2 Elect Director Michael L. Eskew For For Management 1.3 Elect Director David N. Farr For For Management 1.4 Elect Director Alex Gorsky For For Management 1.5 Elect Director Michelle J. Howard For For Management 1.6 Elect Director Arvind Krishna For For Management 1.7 Elect Director Andrew N. Liveris For For Management 1.8 Elect Director Frederick William For For Management McNabb, III 1.9 Elect Director Martha E. Pollack For For Management 1.10 Elect Director Virginia M. Rometty For For Management 1.11 Elect Director Joseph R. Swedish For For Management 1.12 Elect Director Sidney Taurel For For Management 1.13 Elect Director Peter R. Voser For For Management 1.14 Elect Director Frederick H. Waddell For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Governing Documents to allow Against For Shareholder Removal of Directors 5 Provide Right to Act by Written Consent Against For Shareholder 6 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- INTUITIVE SURGICAL, INC. Ticker: ISRG Security ID: 46120E602 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Craig H. Barratt For For Management 1b Elect Director Joseph C. Beery For For Management 1c Elect Director Gary S. Guthart For For Management 1d Elect Director Amal M. Johnson For For Management 1e Elect Director Don R. Kania For For Management 1f Elect Director Amy L. Ladd For For Management 1g Elect Director Keith R. Leonard, Jr. For For Management 1h Elect Director Alan J. Levy For For Management 1i Elect Director Jami Dover Nachtsheim For For Management 1j Elect Director Mark J. Rubash For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For Against Management 5 Eliminate Supermajority Vote For For Management Requirement 6 Provide Right to Call Special Meeting For For Management -------------------------------------------------------------------------------- JOHNSON & JOHNSON Ticker: JNJ Security ID: 478160104 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary C. Beckerle For For Management 1b Elect Director D. Scott Davis For For Management 1c Elect Director Ian E. L. Davis For For Management 1d Elect Director Jennifer A. Doudna For For Management 1e Elect Director Alex Gorsky For For Management 1f Elect Director Marillyn A. Hewson For For Management 1g Elect Director Hubert Joly For For Management 1h Elect Director Mark B. McClellan For For Management 1i Elect Director Anne M. Mulcahy For For Management 1j Elect Director Charles Prince For For Management 1k Elect Director A. Eugene Washington For For Management 1l Elect Director Mark A. Weinberger For For Management 1m Elect Director Ronald A. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Certificate of Incorporation to For For Management Permit Removal of Directors With or Without Cause 5 Require Independent Board Chair Against For Shareholder 6 Report on Governance Measures Against For Shareholder Implemented Related to Opioids -------------------------------------------------------------------------------- JOHNSON CONTROLS INTERNATIONAL PLC Ticker: JCI Security ID: G51502105 Meeting Date: MAR 04, 2020 Meeting Type: Annual Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jean Blackwell For For Management 1b Elect Director Pierre Cohade For For Management 1c Elect Director Michael E. Daniels For For Management 1d Elect Director Juan Pablo del Valle For For Management Perochena 1e Elect Director W. Roy Dunbar For For Management 1f Elect Director Gretchen R. Haggerty For For Management 1g Elect Director Simone Menne For For Management 1h Elect Director George R. Oliver For For Management 1i Elect Director Jurgen Tinggren For For Management 1j Elect Director Mark Vergnano For For Management 1k Elect Director R. David Yost For For Management 1l Elect Director John D. Young For For Management 2a Ratify PricewaterhouseCoopers LLP as For For Management Auditors 2b Authorize Board to Fix Remuneration of For For Management Auditors 3 Authorize Market Purchases of Company For For Management Shares 4 Determine Price Range for Reissuance For For Management of Treasury Shares 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Approve the Directors' Authority to For For Management Allot Shares 7 Approve the Disapplication of For For Management Statutory Pre-Emption Rights -------------------------------------------------------------------------------- - 229 - JPMORGAN CHASE & CO. Ticker: JPM Security ID: 46625H100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda B. Bammann For For Management 1b Elect Director Stephen B. Burke For For Management 1c Elect Director Todd A. Combs For For Management 1d Elect Director James S. Crown For For Management 1e Elect Director James Dimon For For Management 1f Elect Director Timothy P. Flynn For For Management 1g Elect Director Mellody Hobson For For Management 1h Elect Director Michael A. Neal For For Management 1i Elect Director Lee R. Raymond For For Management 1j Elect Director Virginia M. Rometty For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Require Independent Board Chair Against For Shareholder 5 Report on Reputational Risk Related to Against Against Shareholder Canadian Oil Sands, Oil Sands Pipeline Companies and Arctic Oil and Gas Exploration and Production. 6 Report on Climate Change Against For Shareholder 7 Amend Shareholder Written Consent Against Against Shareholder Provisions 8 Report on Charitable Contributions Against Against Shareholder 9 Report on Gender/Racial Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- JUNIPER NETWORKS, INC. Ticker: JNPR Security ID: 48203R104 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gary Daichendt For For Management 1b Elect Director Anne DelSanto For For Management 1c Elect Director Kevin DeNuccio For For Management 1d Elect Director James Dolce For For Management 1e Elect Director Christine Gorjanc For For Management 1f Elect Director Janet Haugen For For Management 1g Elect Director Scott Kriens For For Management 1h Elect Director Rahul Merchant For For Management 1i Elect Director Rami Rahim For For Management 1j Elect Director William Stensrud For For Management 2 Ratify Ernst & Young as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- KIMBERLY-CLARK CORPORATION Ticker: KMB Security ID: 494368103 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Abelardo E. Bru For For Management 1.2 Elect Director Robert W. Decherd For For Management 1.3 Elect Director Michael D. Hsu For For Management 1.4 Elect Director Mae C. Jemison For For Management 1.5 Elect Director S. Todd Maclin For For Management 1.6 Elect Director Sherilyn S. McCoy For For Management 1.7 Elect Director Christa S. Quarles For For Management 1.8 Elect Director Ian C. Read For For Management 1.9 Elect Director Dunia A. Shive For For Management 1.10 Elect Director Mark T. Smucker For For Management 1.11 Elect Director Michael D. White For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- KKR REAL ESTATE FINANCE TRUST, INC. Ticker: KREF Security ID: 48251K100 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Terrance R. Ahern For Withhold Management 1.2 Elect Director Irene M. Esteves For Withhold Management 1.3 Elect Director Todd A. Fisher For Withhold Management 1.4 Elect Director Jonathan A. Langer For For Management 1.5 Elect Director Christen E.J. Lee For Withhold Management 1.6 Elect Director Paula Madoff For For Management 1.7 Elect Director Deborah H. McAneny For For Management 1.8 Elect Director Ralph F. Rosenberg For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- LINDE PLC Ticker: LIN Security ID: G5494J103 Meeting Date: JUL 26, 2019 Meeting Type: Annual Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wolfgang H. Reitzle For For Management 1b Elect Director Stephen F. Angel For For Management 1c Elect Director Ann-Kristin Achleitner For For Management 1d Elect Director Clemens A. H. Borsig For For Management 1e Elect Director Nance K. Dicciani For For Management 1f Elect Director Thomas Enders For For Management 1g Elect Director Franz Fehrenbach For For Management 1h Elect Director Edward G. Galante For For Management 1i Elect Director Larry D. McVay For For Management 1j Elect Director Victoria E. Ossadnik For For Management 1k Elect Director Martin H. Richenhagen For For Management 1l Elect Director Robert L. Wood For For Management 2a Ratify PricewaterhouseCoopers as For For Management Auditors 2b Authorize Board to Fix Remuneration of For For Management Auditors 3 Determine Price Range for Reissuance For For Management of Treasury Shares 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- - 230 - LOCKHEED MARTIN CORPORATION Ticker: LMT Security ID: 539830109 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel F. Akerson For For Management 1.2 Elect Director David B. Burritt For For Management 1.3 Elect Director Bruce A. Carlson For For Management 1.4 Elect Director Joseph F. Dunford, Jr. For For Management 1.5 Elect Director James O. Ellis, Jr. For For Management 1.6 Elect Director Thomas J. Falk For For Management 1.7 Elect Director Ilene S. Gordon For For Management 1.8 Elect Director Marillyn A. Hewson For For Management 1.9 Elect Director Vicki A. Hollub For For Management 1.10 Elect Director Jeh C. Johnson For For Management 1.11 Elect Director Debra L. Reed-Klages For For Management 1.12 Elect Director James D. Taiclet, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- LYONDELLBASELL INDUSTRIES N.V. Ticker: LYB Security ID: N53745100 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: AUG 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 2 Approve the Cancellation of Shares For For Management -------------------------------------------------------------------------------- MACQUARIE INFRASTRUCTURE CORPORATION Ticker: MIC Security ID: 55608B105 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Amanda M. Brock For For Management 1b Elect Director Norman H. Brown, Jr. For For Management 1c Elect Director Christopher Frost For For Management 1d Elect Director Maria Jelescu-Dreyfus For For Management 1e Elect Director Ronald Kirk For For Management 1f Elect Director H.E. (Jack) Lentz For For Management 1g Elect Director Ouma Sananikone For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MAGELLAN MIDSTREAM PARTNERS, L.P. Ticker: MMP Security ID: 559080106 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Chansoo Joung For For Management 1.2 Elect Director Michael N. Mears For For Management 1.3 Elect Director James R. Montague For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MASTEC, INC. Ticker: MTZ Security ID: 576323109 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ernst N. Csiszar For For Management 1.2 Elect Director Julia L. Johnson For For Management 1.3 Elect Director Jorge Mas For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MASTERCARD INCORPORATED Ticker: MA Security ID: 57636Q104 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard Haythornthwaite For For Management 1b Elect Director Ajay Banga For For Management 1c Elect Director Richard K. Davis For For Management 1d Elect Director Steven J. Freiberg For For Management 1e Elect Director Julius Genachowski For For Management 1f Elect Director Choon Phong Goh For For Management 1g Elect Director Merit E. Janow For For Management 1h Elect Director Oki Matsumoto For For Management 1i Elect Director Youngme Moon For For Management 1j Elect Director Rima Qureshi For For Management 1k Elect Director Jose Octavio Reyes For For Management Lagunes 1l Elect Director Gabrielle Sulzberger For For Management 1m Elect Director Jackson Tai For For Management 1n Elect Director Lance Uggla For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- - 231 - MBIA INC. Ticker: MBI Security ID: 55262C100 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Diane L. Dewbrey For For Management 1b Elect Director William C. Fallon For For Management 1c Elect Director Steven J. Gilbert For For Management 1d Elect Director Charles R. Rinehart For For Management 1e Elect Director Theodore E. Shasta For For Management 1f Elect Director Richard C. Vaughan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- MEDTRONIC PLC Ticker: MDT Security ID: G5960L103 Meeting Date: DEC 06, 2019 Meeting Type: Annual Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard H. Anderson For For Management 1b Elect Director Craig Arnold For For Management 1c Elect Director Scott C. Donnelly For For Management 1d Elect Director Andrea J. Goldsmith For For Management 1e Elect Director Randall J. Hogan, III For For Management 1f Elect Director Omar Ishrak For For Management 1g Elect Director Michael O. Leavitt For For Management 1h Elect Director James T. Lenehan For For Management 1i Elect Director Geoffrey S. Martha For For Management 1j Elect Director Elizabeth G. Nabel For For Management 1k Elect Director Denise M. O'Leary For For Management 1l Elect Director Kendall J. Powell For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Renew the Board's Authority to Issue For For Management Shares Under Irish Law 5 Renew the Board's Authority to Opt-Out For For Management of Statutory Pre-Emptions Rights Under Irish Law 6 Authorize Overseas Market Purchases of For For Management Ordinary Shares -------------------------------------------------------------------------------- MERCK & CO., INC. Ticker: MRK Security ID: 58933Y105 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For For Management 1b Elect Director Thomas R. Cech For For Management 1c Elect Director Mary Ellen Coe For For Management 1d Elect Director Pamela J. Craig For For Management 1e Elect Director Kenneth C. Frazier For For Management 1f Elect Director Thomas H. Glocer For For Management 1g Elect Director Risa J. Lavizzo-Mourey For For Management 1h Elect Director Paul B. Rothman For For Management 1i Elect Director Patricia F. Russo For For Management 1j Elect Director Christine E. Seidman For For Management 1k Elect Director Inge G. Thulin For For Management 1l Elect Director Kathy J. Warden For For Management 1m Elect Director Peter C. Wendell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against For Shareholder 5 Report on Corporate Tax Savings Against Against Shareholder Allocation -------------------------------------------------------------------------------- MICROSOFT CORPORATION Ticker: MSFT Security ID: 594918104 Meeting Date: DEC 04, 2019 Meeting Type: Annual Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William H. Gates, III For For Management 1.2 Elect Director Reid G. Hoffman For For Management 1.3 Elect Director Hugh F. Johnston For For Management 1.4 Elect Director Teri L. List-Stoll For For Management 1.5 Elect Director Satya Nadella For For Management 1.6 Elect Director Sandra E. Peterson For For Management 1.7 Elect Director Penny S. Pritzker For For Management 1.8 Elect Director Charles W. Scharf For For Management 1.9 Elect Director Arne M. Sorenson For For Management 1.10 Elect Director John W. Stanton For For Management 1.11 Elect Director John W. Thompson For For Management 1.12 Elect Director Emma N. Walmsley For For Management 1.13 Elect Director Padmasree Warrior For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Employee Representation on Against Against Shareholder the Board of Directors 5 Report on Gender Pay Gap Against For Shareholder -------------------------------------------------------------------------------- - 232 - MOLSON COORS BEVERAGE COMPANY Ticker: TAP Security ID: 60871R209 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger G. Eaton For For Management 1.2 Elect Director Charles M. Herington For For Management 1.3 Elect Director H. Sanford Riley For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MYLAN N.V. Ticker: MYL Security ID: N59465109 Meeting Date: JUN 30, 2020 Meeting Type: Annual/Special Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Heather Bresch For For Management 1B Elect Director Robert J. Cindrich For For Management 1C Elect Director Robert J. Coury For For Management 1D Elect Director JoEllen Lyons Dillon For For Management 1E Elect Director Neil Dimick For For Management 1F Elect Director Melina Higgins For For Management 1G Elect Director Harry A. Korman For For Management 1H Elect Director Rajiv Malik For For Management 1I Elect Director Richard A. Mark For For Management 1J Elect Director Mark W. Parrish For For Management 1K Elect Director Pauline van der Meer For For Management Mohr 1L Elect Director Randall L. (Pete) For For Management Vanderveen 1M Elect Director Sjoerd S. Vollebregt For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Adopt Financial Statements and For For Management Statutory Reports 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Instruction to Deloitte Accountants B. For For Management V. for the Audit of the Company's Dutch Statutory Annual Accounts for Fiscal Year 2020 6 Authorize Share Repurchase Program For For Management 7 Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital and Restrict/Exclude Preemptive Rights E1E Approve Combination For For Management E2E Advisory Vote on Golden Parachutes For Against Management E3E Approve Board Composition For For Management E4E Amend Right to Call Special Meeting For For Management -------------------------------------------------------------------------------- NAVIENT CORPORATION Ticker: NAVI Security ID: 63938C108 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frederick Arnold For For Management 1b Elect Director Anna Escobedo Cabral For For Management 1c Elect Director Larry A. Klane For For Management 1d Elect Director Katherine A. Lehman For For Management 1e Elect Director Linda A. Mills For For Management 1f Elect Director John (Jack) F. Remondi For For Management 1g Elect Director Jane J. Thompson For For Management 1h Elect Director Laura S. Unger For For Management 1i Elect Director David L Yowan For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- NEWMARKET CORPORATION Ticker: NEU Security ID: 651587107 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Phyllis L. Cothran For For Management 1.2 Elect Director Mark M. Gambill For For Management 1.3 Elect Director Bruce C. Gottwald For For Management 1.4 Elect Director Thomas E. Gottwald For For Management 1.5 Elect Director Patrick D. Hanley For For Management 1.6 Elect Director H. Hiter Harris, III For For Management 1.7 Elect Director James E. Rogers For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NEWMONT CORPORATION Ticker: NEM Security ID: 651639106 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory H. Boyce For For Management 1.2 Elect Director Bruce R. Brook For For Management 1.3 Elect Director J. Kofi Bucknor For For Management 1.4 Elect Director Maura Clark For For Management 1.5 Elect Director Matthew Coon Come For For Management 1.6 Elect Director Noreen Doyle For For Management 1.7 Elect Director Veronica M. Hagen For For Management 1.8 Elect Director Rene Medori For For Management 1.9 Elect Director Jane Nelson For For Management 1.10 Elect Director Thomas Palmer For For Management 1.11 Elect Director Julio M. Quintana For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- - 233 - NEXTERA ENERGY, INC. Ticker: NEE Security ID: 65339F101 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sherry S. Barrat For For Management 1b Elect Director James L. Camaren For For Management 1c Elect Director Kenneth B. Dunn For For Management 1d Elect Director Naren K. Gursahaney For For Management 1e Elect Director Kirk S. Hachigian For For Management 1f Elect Director Toni Jennings For For Management 1g Elect Director Amy B. Lane For For Management 1h Elect Director David L. Porges For For Management 1i Elect Director James L. Robo For For Management 1j Elect Director Rudy E. Schupp For For Management 1k Elect Director John L. Skolds For For Management 1l Elect Director William H. Swanson For For Management 1m Elect Director Darryl L. Wilson For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions Against For Shareholder 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- NORTHROP GRUMMAN CORPORATION Ticker: NOC Security ID: 666807102 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kathy J. Warden For For Management 1.2 Elect Director Marianne C. Brown For For Management 1.3 Elect Director Donald E. Felsinger For For Management 1.4 Elect Director Ann M. Fudge For For Management 1.5 Elect Director Bruce S. Gordon For For Management 1.6 Elect Director William H. Hernandez For For Management 1.7 Elect Director Madeleine A. Kleiner For For Management 1.8 Elect Director Karl J. Krapek For For Management 1.9 Elect Director Gary Roughead For For Management 1.10 Elect Director Thomas M. Schoewe For For Management 1.11 Elect Director James S. Turley For For Management 1.12 Elect Director Mark A. Welsh, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Human Rights Impact Against For Shareholder Assessment 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Request Action by Written Consent -------------------------------------------------------------------------------- NOVARTIS AG Ticker: NOVN Security ID: 66987V109 Meeting Date: FEB 28, 2020 Meeting Type: Annual Record Date: JAN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 2.95 per Share 4 Approve CHF 30.2 Million Reduction in For For Management Share Capital via Cancellation of Repurchased Shares 5.1 Approve Remuneration of Directors in For For Management the Amount of CHF 9 Million 5.2 Approve Maximum Remuneration of For For Management Executive Committee in the Amount of CHF 93 Million 5.3 Approve Remuneration Report For For Management 6.1 Reelect Joerg Reinhardt as Director For For Management and Board Chairman 6.2 Reelect Nancy Andrews as Director For For Management 6.3 Reelect Ton Buechner as Director For For Management 6.4 Reelect Patrice Bula as Director For For Management 6.5 Reelect Srikant Datar as Director For For Management 6.6 Reelect Elizabeth Doherty as Director For For Management 6.7 Reelect Ann Fudge as Director For For Management 6.8 Reelect Frans van Houten as Director For For Management 6.9 Reelect Andreas von Planta as Director For For Management 6.10 Reelect Charles Sawyers as Director For For Management 6.11 Reelect Enrico Vanni as Director For For Management 6.12 Reelect William Winters as Director For For Management 6.13 Elect Bridgette Heller as Director For For Management 6.14 Elect Simon Moroney as Director For For Management 7.1 Reappoint Patrice Bula as Member of For For Management the Compensation Committee 7.2 Reappoint Srikant Datar as Member of For For Management the Compensation Committee 7.3 Reappoint Enrico Vanni as Member of For For Management the Compensation Committee 7.4 Reappoint William Winters as Member of For For Management the Compensation Committee 7.5 Appoint Bridgette Heller as Member of For For Management the Compensation Committee 8 Ratify PricewaterhouseCoopers AG as For For Management Auditors 9 Designate Peter Zahn as Independent For For Management Proxy 10 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- - 234 - OCCIDENTAL PETROLEUM CORPORATION Ticker: OXY Security ID: 674599105 Meeting Date: DEC 31, 2019 Meeting Type: Proxy Contest Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (White Proxy Card) None 1 Revoke Consent to Request to Fix a For Did Not Vote Shareholder Record Date # Proposal Diss Rec Vote Cast Sponsor Dissident Card None 1 Consent to Request to Fix a Record Date For Did Not Vote Shareholder -------------------------------------------------------------------------------- OFFICE PROPERTIES INCOME TRUST Ticker: OPI Security ID: 67623C109 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David M. Blackman For For Management 1.2 Elect Director Donna D. Fraiche For Withhold Management 1.3 Elect Director Jeffrey P. Somers For Withhold Management 2 Declassify the Board of Directors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Restricted Stock Plan For For Management 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- OLD REPUBLIC INTERNATIONAL CORPORATION Ticker: ORI Security ID: 680223104 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles J. Kovaleski For Withhold Management 1.2 Elect Director Craig R. Smiddy For Withhold Management 1.3 Elect Director Arnold L. Steiner For Withhold Management 1.4 Elect Director Fredricka Taubitz For Withhold Management 1.5 Elect Director Aldo C. Zucaro For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- OLIN CORPORATION Ticker: OLN Security ID: 680665205 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Heidi S. Alderman For For Management 1b Elect Director Beverley A. Babcock For For Management 1c Elect Director Gray G. Benoist For For Management 1d Elect Director Scott D. Ferguson For For Management 1e Elect Director John E. Fischer For For Management 1f Elect Director W. Barnes Hauptfuhrer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- PARK HOTELS & RESORTS INC. Ticker: PK Security ID: 700517105 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Thomas J. Baltimore, Jr. For For Management 1B Elect Director Gordon M. Bethune For For Management 1C Elect Director Patricia M. Bedient For For Management 1D Elect Director Thomas D. Eckert For For Management 1E Elect Director Geoffrey M. Garrett For For Management 1F Elect Director Christie B. Kelly For For Management 1G Elect Director Joseph I. Lieberman For For Management 1H Elect Director Thomas A. Natelli For For Management 1I Elect Director Timothy J. Naughton For For Management 1J Elect Director Stephen I. Sadove For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PAYCHEX, INC. Ticker: PAYX Security ID: 704326107 Meeting Date: OCT 17, 2019 Meeting Type: Annual Record Date: AUG 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director B. Thomas Golisano For For Management 1b Elect Director Thomas F. Bonadio For For Management 1c Elect Director Joseph G. Doody For For Management 1d Elect Director David J.S. Flaschen For For Management 1e Elect Director Pamela A. Joseph For For Management 1f Elect Director Martin Mucci For For Management 1g Elect Director Joseph M. Tucci For For Management 1h Elect Director Joseph M. Velli For For Management 1i Elect Director Kara Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- - 235 - PERSPECTA INC. Ticker: PRSP Security ID: 715347100 Meeting Date: AUG 13, 2019 Meeting Type: Annual Record Date: JUN 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sanju K. Bansal For For Management 1b Elect Director Sondra L. Barbour For For Management 1c Elect Director John M. Curtis For For Management 1d Elect Director Lisa S. Disbrow For For Management 1e Elect Director Glenn A. Eisenberg For For Management 1f Elect Director Pamela O. Kimmet For For Management 1g Elect Director J. Michael Lawrie For For Management 1h Elect Director Ramzi M. Musallam For For Management 1i Elect Director Philip O. Nolan For For Management 1j Elect Director Michael E. Ventling For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- PFIZER INC. Ticker: PFE Security ID: 717081103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald E. Blaylock For For Management 1.2 Elect Director Albert Bourla For For Management 1.3 Elect Director W. Don Cornwell For For Management 1.4 Elect Director Joseph J. Echevarria For For Management 1.5 Elect Director Scott Gottlieb For For Management 1.6 Elect Director Helen H. Hobbs For For Management 1.7 Elect Director Susan Hockfield For For Management 1.8 Elect Director James M. Kilts For For Management 1.9 Elect Director Dan R. Littman For For Management 1.10 Elect Director Shantanu Narayen For For Management 1.11 Elect Director Suzanne Nora Johnson For For Management 1.12 Elect Director James Quincey For For Management 1.13 Elect Director James C. Smith For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Amend Proxy Access Right Against For Shareholder 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Require Independent Board Chair Against Against Shareholder 8 Report on Gender Pay Gap Against For Shareholder 9 Elect Director Susan Desmond-Hellmann For For Management -------------------------------------------------------------------------------- PHILLIPS 66 Ticker: PSX Security ID: 718546104 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles M. Holley For For Management 1b Elect Director Glenn F. Tilton For For Management 1c Elect Director Marna C. Whittington For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Risks of Gulf Coast Against For Shareholder Petrochemical Investments -------------------------------------------------------------------------------- PLAINS GP HOLDINGS, L.P. Ticker: PAGP Security ID: 72651A207 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alexandra Pruner For For Management 1.2 Elect Director Lawrence M. Ziemba For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- QUALCOMM INCORPORATED Ticker: QCOM Security ID: 747525103 Meeting Date: MAR 10, 2020 Meeting Type: Annual Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark Fields For For Management 1b Elect Director Jeffrey W. Henderson For For Management 1c Elect Director Ann M. Livermore For For Management 1d Elect Director Harish Manwani For For Management 1e Elect Director Mark D. McLaughlin For For Management 1f Elect Director Steve Mollenkopf For For Management 1g Elect Director Clark T. "Sandy" Randt, For For Management Jr. 1h Elect Director Irene B. Rosenfeld For For Management 1i Elect Director Kornelis "Neil" Smit For For Management 1j Elect Director Anthony J. Vinciquerra For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- - 236 - QURATE RETAIL, INC. Ticker: QRTEA Security ID: 74915M100 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Fiona P. Dias For For Management 1.2 Elect Director Evan D. Malone For For Management 1.3 Elect Director David E. Rapley For For Management 1.4 Elect Director Larry E. Romrell For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- RELIANCE STEEL & ALUMINUM CO. Ticker: RS Security ID: 759509102 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sarah J. Anderson For For Management 1b Elect Director Lisa L. Baldwin For For Management 1c Elect Director Karen W. Colonias For For Management 1d Elect Director John G. Figueroa For For Management 1e Elect Director David H. Hannah For For Management 1f Elect Director James D. Hoffman For For Management 1g Elect Director Mark V. Kaminski For For Management 1h Elect Director Robert A. McEvoy For For Management 1i Elect Director Andrew G. Sharkey, III For For Management 1j Elect Director Douglas W. Stotlar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management 5 Amend Non-Employee Director Omnibus For For Management Stock Plan 6 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- ROBERT HALF INTERNATIONAL INC. Ticker: RHI Security ID: 770323103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Julia L. Coronado For For Management 1.2 Elect Director Dirk A. Kempthorne For For Management 1.3 Elect Director Harold M. Messmer, Jr. For For Management 1.4 Elect Director Marc H. Morial For For Management 1.5 Elect Director Barbara J. Novogradac For For Management 1.6 Elect Director Robert J. Pace For For Management 1.7 Elect Director Frederick A. Richman For For Management 1.8 Elect Director M. Keith Waddell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- ROYAL GOLD, INC. Ticker: RGLD Security ID: 780287108 Meeting Date: NOV 20, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William M. Hayes For For Management 1b Elect Director Ronald J. Vance For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SEACOR HOLDINGS INC. Ticker: CKH Security ID: 811904101 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles Fabrikant For For Management 1.2 Elect Director David R. Berz For For Management 1.3 Elect Director Gail B. Harris For For Management 1.4 Elect Director Oivind Lorentzen For Withhold Management 1.5 Elect Director Christopher P. Papouras For For Management 1.6 Elect Director David M. Schizer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- SEMPRA ENERGY Ticker: SRE Security ID: 816851109 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan L. Boeckmann For For Management 1.2 Elect Director Kathleen L. Brown For For Management 1.3 Elect Director Andres Conesa For For Management 1.4 Elect Director Maria Contreras-Sweet For For Management 1.5 Elect Director Pablo A. Ferrero For For Management 1.6 Elect Director William D. Jones For For Management 1.7 Elect Director Jeffrey W. Martin For For Management 1.8 Elect Director Bethany J. Mayer For For Management 1.9 Elect Director Michael N. Mears For For Management 1.10 Elect Director Jack T. Taylor For For Management 1.11 Elect Director Cynthia L. Walker For For Management 1.12 Elect Director Cynthia J. Warner For For Management 1.13 Elect Director James C. Yardley For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- - 237 - SILGAN HOLDINGS, INC. Ticker: SLGN Security ID: 827048109 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leigh J. Abramson For For Management 1.2 Elect Director D. Greg Horrigan For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SINCLAIR BROADCAST GROUP, INC. Ticker: SBGI Security ID: 829226109 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David D. Smith For Withhold Management 1.2 Elect Director Frederick G. Smith For Withhold Management 1.3 Elect Director J. Duncan Smith For Withhold Management 1.4 Elect Director Robert E. Smith For Withhold Management 1.5 Elect Director Howard E. Friedman For For Management 1.6 Elect Director Lawrence E. McCanna For For Management 1.7 Elect Director Daniel C. Keith For For Management 1.8 Elect Director Martin R. Leader For For Management 1.9 Elect Director Benson E. Legg For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require a Majority Vote for the Against For Shareholder Election of Directors -------------------------------------------------------------------------------- SOUTHWEST AIRLINES CO. Ticker: LUV Security ID: 844741108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David W. Biegler For For Management 1b Elect Director J. Veronica Biggins For For Management 1c Elect Director Douglas H. Brooks For For Management 1d Elect Director William H. Cunningham For For Management 1e Elect Director John G. Denison For For Management 1f Elect Director Thomas W. Gilligan For For Management 1g Elect Director Gary C. Kelly For For Management 1h Elect Director Grace D. Lieblein For For Management 1i Elect Director Nancy B. Loeffler For For Management 1j Elect Director John T. Montford For For Management 1k Elect Director Ron Ricks For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Require Independent Board Chair Against Against Shareholder 5 Provide Right to Act by Written Consent Against Against Shareholder 6 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- STARBUCKS CORPORATION Ticker: SBUX Security ID: 855244109 Meeting Date: MAR 18, 2020 Meeting Type: Annual Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard E. Allison, Jr. For For Management 1b Elect Director Rosalind G. Brewer For For Management 1c Elect Director Andrew Campion For For Management 1d Elect Director Mary N. Dillon For For Management 1e Elect Director Isabel Ge Mahe For For Management 1f Elect Director Mellody Hobson For For Management 1g Elect Director Kevin R. Johnson For For Management 1h Elect Director Jorgen Vig Knudstorp For For Management 1i Elect Director Satya Nadella For For Management 1j Elect Director Joshua Cooper Ramo For For Management 1k Elect Director Clara Shih For For Management 1l Elect Director Javier G. Teruel For For Management 1m Elect Director Myron E. Ullman, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Risks of Omitting Viewpoint Against Against Shareholder and Ideology from EEO Policy -------------------------------------------------------------------------------- STEELCASE INC. Ticker: SCS Security ID: 858155203 Meeting Date: JUL 10, 2019 Meeting Type: Annual Record Date: MAY 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lawrence J. Blanford For For Management 1b Elect Director Timothy C. E. Brown For For Management 1c Elect Director Connie K. Duckworth For For Management 1d Elect Director James P. Keane For For Management 1e Elect Director Todd P. Kelsey For For Management 1f Elect Director Jennifer C. Niemann For For Management 1g Elect Director Robert C. Pew, III For For Management 1h Elect Director Cathy D. Ross For For Management 1i Elect Director Peter M. Wege, II For For Management 1j Elect Director Kate Pew Wolters For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- - 238 - STRYKER CORPORATION Ticker: SYK Security ID: 863667101 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary K. Brainerd For For Management 1b Elect Director Srikant M. Datar For For Management 1c Elect Director Roch Doliveux For For Management 1d Elect Director Allan C. Golston For For Management 1e Elect Director Kevin A. Lobo For For Management 1f Elect Director Sherilyn S. McCoy For For Management 1g Elect Director Andrew K. Silvernail For For Management 1h Elect Director Lisa M. Skeete Tatum For For Management 1i Elect Director Ronda E. Stryker For For Management 1j Elect Director Rajeev Suri For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Non-Management Employee Against Against Shareholder Representation on the Board of Directors -------------------------------------------------------------------------------- TARGET CORPORATION Ticker: TGT Security ID: 87612E106 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Douglas M. Baker, Jr. For For Management 1b Elect Director George S. Barrett For For Management 1c Elect Director Brian C. Cornell For For Management 1d Elect Director Calvin Darden For For Management 1e Elect Director Robert L. Edwards For For Management 1f Elect Director Melanie L. Healey For For Management 1g Elect Director Donald R. Knauss For For Management 1h Elect Director Monica C. Lozano For For Management 1i Elect Director Mary E. Minnick For For Management 1j Elect Director Kenneth L. Salazar For For Management 1k Elect Director Dmitri L. Stockton For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- TEMPUR SEALY INTERNATIONAL, INC. Ticker: TPX Security ID: 88023U101 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Evelyn S. Dilsaver For For Management 1b Elect Director Cathy R. Gates For For Management 1c Elect Director John A. Heil For For Management 1d Elect Director Jon L. Luther For For Management 1e Elect Director Richard W. Neu For For Management 1f Elect Director Arik W. Ruchim For For Management 1g Elect Director Scott L. Thompson For For Management 1h Elect Director Robert B. Trussell, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- TERADYNE, INC. Ticker: TER Security ID: 880770102 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Michael A. Bradley For For Management 1B Elect Director Edwin J. Gillis For For Management 1C Elect Director Timothy E. Guertin For For Management 1D Elect Director Mark E. Jagiela For For Management 1E Elect Director Mercedes Johnson For For Management 1F Elect Director Marilyn Matz For For Management 1G Elect Director Paul J. Tufano For For Management 1H Elect Director Roy A. Vallee For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- THE BOEING COMPANY Ticker: BA Security ID: 097023105 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert A. Bradway For For Management 1b Elect Director David L. Calhoun For For Management 1c Elect Director Arthur D. Collins, Jr. For Against Management 1d Elect Director Edmund P. Giambastiani, For Against Management Jr. 1e Elect Director Lynn J. Good For For Management 1f Elect Director Nikki R. Haley - None None Management Withdrawn Resolution 1g Elect Director Akhil Johri For For Management 1h Elect Director Lawrence W. Kellner For For Management 1i Elect Director Caroline B. Kennedy For For Management 1j Elect Director Steven M. Mollenkopf For For Management 1k Elect Director John M. Richardson For For Management 1l Elect Director Susan C. Schwab For Against Management 1m Elect Director Ronald A. Williams For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Require Director Nominee Qualifications Against Against Shareholder 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Require Independent Board Chairman Against For Shareholder 7 Provide Right to Act by Written Consent Against For Shareholder 8 Adopt Share Retention Policy For Against For Shareholder Senior Executives 9 Increase Disclosure of Compensation Against For Shareholder Adjustments -------------------------------------------------------------------------------- - 239 - THE CHARLES SCHWAB CORPORATION Ticker: SCHW Security ID: 808513105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William S. Haraf For For Management 1b Elect Director Frank C. Herringer For For Management 1c Elect Director Roger O. Walther For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Provide Proxy Access Right For For Management 6 Adopt Policy to Annually Disclose Against For Shareholder EEO-1 Data 7 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- THE CHARLES SCHWAB CORPORATION Ticker: SCHW Security ID: 808513105 Meeting Date: JUN 04, 2020 Meeting Type: Special Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Amend Charter For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- THE CHEMOURS COMPANY Ticker: CC Security ID: 163851108 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Curtis V. Anastasio For For Management 1b Elect Director Bradley J. Bell For For Management 1c Elect Director Richard H. Brown For For Management 1d Elect Director Mary B. Cranston For For Management 1e Elect Director Curtis J. Crawford For For Management 1f Elect Director Dawn L. Farrell For For Management 1g Elect Director Erin N. Kane For For Management 1h Elect Director Sean D. Keohane For For Management 1i Elect Director Mark P. Vergnano For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Establish Board Advisory Position Against Against Shareholder -------------------------------------------------------------------------------- THE INTERPUBLIC GROUP OF COMPANIES, INC. Ticker: IPG Security ID: 460690100 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jocelyn Carter-Miller For For Management 1.2 Elect Director Mary J. Steele Guilfoile For For Management 1.3 Elect Director Dawn Hudson For For Management 1.4 Elect Director Jonathan F. Miller For For Management 1.5 Elect Director Patrick Q. Moore For For Management 1.6 Elect Director Michael I. Roth For For Management 1.7 Elect Director Linda S. Sanford For For Management 1.8 Elect Director David M. Thomas For For Management 1.9 Elect Director E. Lee Wyatt, Jr. For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- THE PROCTER & GAMBLE COMPANY Ticker: PG Security ID: 742718109 Meeting Date: OCT 08, 2019 Meeting Type: Annual Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Francis S. Blake For For Management 1b Elect Director Angela F. Braly For For Management 1c Elect Director Amy L. Chang For For Management 1d Elect Director Scott D. Cook For For Management 1e Elect Director Joseph Jimenez For For Management 1f Elect Director Terry J. Lundgren For For Management 1g Elect Director Christine M. McCarthy For For Management 1h Elect Director W. James McNerney, Jr. For For Management 1i Elect Director Nelson Peltz For For Management 1j Elect Director David S. Taylor For For Management 1k Elect Director Margaret C. Whitman For For Management 1l Elect Director Patricia A. Woertz For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- - 240 - THE SCOTTS MIRACLE-GRO COMPANY Ticker: SMG Security ID: 810186106 Meeting Date: JAN 27, 2020 Meeting Type: Annual Record Date: DEC 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James Hagedorn For For Management 1.2 Elect Director Brian D. Finn For For Management 1.3 Elect Director Nancy G. Mistretta For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- THE SOUTHERN COMPANY Ticker: SO Security ID: 842587107 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Janaki Akella For For Management 1b Elect Director Juanita Powell Baranco For For Management 1c Elect Director Jon A. Boscia For For Management 1d Elect Director Henry A. 'Hal' Clark, For For Management III 1e Elect Director Anthony F. 'Tony' For For Management Earley, Jr. 1f Elect Director Thomas A. Fanning For For Management 1g Elect Director David J. Grain For For Management 1h Elect Director Donald M. James For For Management 1i Elect Director John D. Johns For For Management 1j Elect Director Dale E. Klein For For Management 1k Elect Director Ernest J. Moniz For For Management 1l Elect Director William G. Smith, Jr. For For Management 1m Elect Director Steven R. Specker For For Management 1n Elect Director E. Jenner Wood, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Require Independent Board Chair Against Against Shareholder 5 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- THE TORO COMPANY Ticker: TTC Security ID: 891092108 Meeting Date: MAR 17, 2020 Meeting Type: Annual Record Date: JAN 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey M. Ettinger For For Management 1.2 Elect Director Katherine J. Harless For For Management 1.3 Elect Director D. Christian Koch For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE WALT DISNEY COMPANY Ticker: DIS Security ID: 254687106 Meeting Date: MAR 11, 2020 Meeting Type: Annual Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan E. Arnold For For Management 1b Elect Director Mary T. Barra For For Management 1c Elect Director Safra A. Catz For For Management 1d Elect Director Francis A. deSouza For For Management 1e Elect Director Michael B.G. Froman For For Management 1f Elect Director Robert A. Iger For For Management 1g Elect Director Maria Elena Lagomasino For For Management 1h Elect Director Mark G. Parker For For Management 1i Elect Director Derica W. Rice For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- THE WILLIAMS COMPANIES, INC. Ticker: WMB Security ID: 969457100 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan S. Armstrong For For Management 1.2 Elect Director Stephen W. Bergstrom For Against Management 1.3 Elect Director Nancy K. Buese For For Management 1.4 Elect Director Stephen I. Chazen For For Management 1.5 Elect Director Charles I. Cogut For For Management 1.6 Elect Director Michael A. Creel For For Management 1.7 Elect Director Vicki L. Fuller For For Management 1.8 Elect Director Peter A. Ragauss For For Management 1.9 Elect Director Scott D. Sheffield For For Management 1.10 Elect Director Murray D. Smith For For Management 1.11 Elect Director William H. Spence For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- - 241 - TWO HARBORS INVESTMENT CORP. Ticker: TWO Security ID: 90187B408 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director E. Spencer Abraham For For Management 1b Elect Director James J. Bender For For Management 1c Elect Director Karen Hammond For For Management 1d Elect Director Stephen G. Kasnet For For Management 1e Elect Director W. Reid Sanders For For Management 1f Elect Director Thomas E. Siering For For Management 1g Elect Director James A. Stern For For Management 1h Elect Director Hope B. Woodhouse For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED Ticker: UNH Security ID: 91324P102 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard T. Burke For For Management 1b Elect Director Timothy P. Flynn For For Management 1c Elect Director Stephen J. Hemsley For For Management 1d Elect Director Michele J. Hooper For For Management 1e Elect Director F. William McNabb, III For For Management 1f Elect Director Valerie C. Montgomery For For Management Rice 1g Elect Director John H. Noseworthy For For Management 1h Elect Director Glenn M. Renwick For For Management 1i Elect Director David S. Wichmann For For Management 1j Elect Director Gail R. Wilensky For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For For Management 5 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- VALERO ENERGY CORPORATION Ticker: VLO Security ID: 91913Y100 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director H. Paulett Eberhart For For Management 1B Elect Director Joseph W. Gorder For For Management 1C Elect Director Kimberly S. Greene For For Management 1D Elect Director Deborah P. Majoras For For Management 1E Elect Director Eric D. Mullins For For Management 1F Elect Director Donald L. Nickles For For Management 1G Elect Director Philip J. Pfeiffer For For Management 1H Elect Director Robert A. Profusek For For Management 1I Elect Director Stephen M. Waters For For Management 1J Elect Director Randall J. Weisenburger For For Management 1K Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Ticker: VZ Security ID: 92343V104 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shellye L. Archambeau For For Management 1.2 Elect Director Mark T. Bertolini For For Management 1.3 Elect Director Vittorio Colao For For Management 1.4 Elect Director Melanie L. Healey For For Management 1.5 Elect Director Clarence Otis, Jr. For For Management 1.6 Elect Director Daniel H. Schulman For For Management 1.7 Elect Director Rodney E. Slater For For Management 1.8 Elect Director Hans E. Vestberg For For Management 1.9 Elect Director Gregory G. Weaver For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Eliminate Above-Market Earnings in Against For Shareholder Executive Retirement Plans 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 6 Report on Lobbying Payments and Policy Against For Shareholder 7 Assess Feasibility of Data Privacy as Against For Shareholder a Performance Measure for Senior Executive Compensation 8 Submit Severance Agreement Against For Shareholder (Change-in-Control) to Shareholder Vote -------------------------------------------------------------------------------- - 242 - VIRTU FINANCIAL, INC. Ticker: VIRT Security ID: 928254101 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas A. Cifu For Withhold Management 1.2 Elect Director Joseph J. Grano, Jr. For Withhold Management 1.3 Elect Director Robert Greifeld For Withhold Management 1.4 Elect Director John F. (Jack) Sandner For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- VISA INC. Ticker: V Security ID: 92826C839 Meeting Date: JAN 28, 2020 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd A. Carney For Against Management 1b Elect Director Mary B. Cranston For For Management 1c Elect Director Francisco Javier For For Management Fernandez-Carbajal 1d Elect Director Alfred F. Kelly, Jr. For For Management 1e Elect Director Ramon L. Laguarta For For Management 1f Elect Director John F. Lundgren For For Management 1g Elect Director Robert W. Matschullat For For Management 1h Elect Director Denise M. Morrison For For Management 1i Elect Director Suzanne Nora Johnson For For Management 1j Elect Director John A. C. Swainson For For Management 1k Elect Director Maynard G. Webb, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- VISTRA ENERGY CORP. Ticker: VST Security ID: 92840M102 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2.1 Elect Director Hilary E. Ackermann For For Management 2.2 Elect Director Arcilia C. Acosta For For Management 2.3 Elect Director Gavin R. Baiera For For Management 2.4 Elect Director Paul M. Barbas For For Management 2.5 Elect Director Lisa Crutchfield For For Management 2.6 Elect Director Brian K. Ferraioli For For Management 2.7 Elect Director Scott B. Helm For For Management 2.8 Elect Director Jeff D. Hunter For For Management 2.9 Elect Director Curtis A. Morgan For For Management 2.10 Elect Director John R. (JR) Sult For For Management 3.1 Elect Director Gavin R. Baiera For For Management 3.2 Elect Director Scott B. Helm For For Management 3.3 Elect Director Curtis A. Morgan For For Management 3.4 Elect Director John R. (JR) Sult For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- WALMART INC. Ticker: WMT Security ID: 931142103 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cesar Conde For For Management 1b Elect Director Timothy P. Flynn For For Management 1c Elect Director Sarah J. Friar For For Management 1d Elect Director Carla A. Harris For For Management 1e Elect Director Thomas W. Horton For For Management 1f Elect Director Marissa A. Mayer For For Management 1g Elect Director C. Douglas McMillon For For Management 1h Elect Director Gregory B. Penner For For Management 1i Elect Director Steven S Reinemund For For Management 1j Elect Director S. Robson Walton For For Management 1k Elect Director Steuart L. Walton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Report on Impacts of Single-Use Against For Shareholder Plastic Bags 6 Report on Supplier Antibiotics Use Against Against Shareholder Standards 7 Adopt Policy to Include Hourly Against Against Shareholder Associates as Director Candidates 8 Report on Strengthening Prevention of Against For Shareholder Workplace Sexual Harassment -------------------------------------------------------------------------------- - 243 - WATSCO, INC. Ticker: WSO Security ID: 942622200 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Brian E. Keeley For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- WEINGARTEN REALTY INVESTORS Ticker: WRI Security ID: 948741103 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andrew M. Alexander For For Management 1b Elect Director Stanford J. Alexander For For Management 1c Elect Director Shelaghmichael C. Brown For For Management 1d Elect Director Stephen A. Lasher For For Management 1e Elect Director Thomas L. Ryan For For Management 1f Elect Director Douglas W. Schnitzer For For Management 1g Elect Director C. Park Shaper For For Management 1h Elect Director Marc J. Shapiro For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WHEATON PRECIOUS METALS CORP. Ticker: WPM Security ID: 962879102 Meeting Date: MAY 14, 2020 Meeting Type: Annual/Special Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor a1 Elect Director George L. Brack For For Management a2 Elect Director John A. Brough For For Management a3 Elect Director R. Peter Gillin For For Management a4 Elect Director Chantal Gosselin For For Management a5 Elect Director Douglas M. Holtby For For Management a6 Elect Director Glenn Ives For For Management a7 Elect Director Charles A. Jeannes For For Management a8 Elect Director Eduardo Luna For For Management a9 Elect Director Marilyn Schonberner For For Management a10 Elect Director Randy V. J. Smallwood For For Management b Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration c Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- WYNDHAM DESTINATIONS, INC. Ticker: WYND Security ID: 98310W108 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Louise F. Brady For For Management 1.2 Elect Director Michael D. Brown For For Management 1.3 Elect Director James E. Buckman For For Management 1.4 Elect Director George Herrera For For Management 1.5 Elect Director Stephen P. Holmes For For Management 1.6 Elect Director Denny Marie Post For For Management 1.7 Elect Director Ronald L. Rickles For For Management 1.8 Elect Director Michael H. Wargotz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- XCEL ENERGY INC. Ticker: XEL Security ID: 98389B100 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lynn Casey For For Management 1b Elect Director Ben Fowke For For Management 1c Elect Director Netha N. Johnson For For Management 1d Elect Director George Kehl For For Management 1e Elect Director Richard T. O'Brien For For Management 1f Elect Director David K. Owens For For Management 1g Elect Director Christopher J. For For Management Policinski 1h Elect Director James T. Prokopanko For For Management 1i Elect Director A. Patricia Sampson For For Management 1j Elect Director James J. Sheppard For For Management 1k Elect Director David A. Westerlund For For Management 1l Elect Director Kim Williams For For Management 1m Elect Director Timothy V. Wolf For For Management 1n Elect Director Daniel Yohannes For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Costs and Benefits of Against Against Shareholder Climate-Related Activities - 244 - ===================== First Trust Dorsey Wright DALI 1 ETF ===================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ================= First Trust Dorsey Wright Dynamic Focus 5 ETF ================ There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ===================== First Trust Dorsey Wright Focus 5 ETF ==================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ============== First Trust Dorsey Wright International Focus 5 ETF ============= There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. - 245 - ============== First Trust Dorsey Wright Momentum & Dividend ETF =============== ABBVIE INC. Ticker: ABBV Security ID: 00287Y109 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Alpern For For Management 1.2 Elect Director Edward M. Liddy For For Management 1.3 Elect Director Melody B. Meyer For For Management 1.4 Elect Director Frederick H. Waddell For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Require Independent Board Chairman Against Against Shareholder 7 Report on Integrating Risks Related to Against For Shareholder Drug Pricing into Senior Executive Compensation -------------------------------------------------------------------------------- ALLIANT ENERGY CORPORATION Ticker: LNT Security ID: 018802108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick E. Allen For For Management 1.2 Elect Director Michael D. Garcia For For Management 1.3 Elect Director Singleton B. McAllister For For Management 1.4 Elect Director Susan D. Whiting For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- AMEREN CORPORATION Ticker: AEE Security ID: 023608102 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Warner L. Baxter For For Management 1b Elect Director Cynthia J. Brinkley For For Management 1c Elect Director Catherine S. Brune For For Management 1d Elect Director J. Edward Coleman For For Management 1e Elect Director Ward H. Dickson For For Management 1f Elect Director Noelle K. Eder For For Management 1g Elect Director Ellen M. Fitzsimmons For For Management 1h Elect Director Rafael Flores For For Management 1i Elect Director Richard J. Harshman For For Management 1j Elect Director Craig S. Ivey For For Management 1k Elect Director James C. Johnson For For Management 1l Elect Director Steven H. Lipstein For For Management 1m Elect Director Stephen R. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- AMERICAN ELECTRIC POWER COMPANY, INC. Ticker: AEP Security ID: 025537101 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicholas K. Akins For For Management 1.2 Elect Director David J. Anderson For For Management 1.3 Elect Director J. Barnie Beasley, Jr. For For Management 1.4 Elect Director Ralph D. Crosby, Jr. For For Management 1.5 Elect Director Art A. Garcia For For Management 1.6 Elect Director Linda A. Goodspeed For For Management 1.7 Elect Director Thomas E. Hoaglin For For Management 1.8 Elect Director Sandra Beach Lin For For Management 1.9 Elect Director Margaret M. McCarthy For For Management 1.10 Elect Director Richard C. Notebaert For For Management 1.11 Elect Director Stephen S. Rasmussen For For Management 1.12 Elect Director Oliver G. Richard, III For For Management 1.13 Elect Director Sara Martinez Tucker For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- APACHE CORPORATION Ticker: APA Security ID: 037411105 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Annell R. Bay For For Management 2 Elect Director John J. Christmann, IV For For Management 3 Elect Director Juliet S. Ellis For For Management 4 Elect Director Chansoo Joung For For Management 5 Elect Director Rene R. Joyce For For Management 6 Elect Director John E. Lowe For For Management 7 Elect Director William C. Montgomery For For Management 8 Elect Director Amy H. Nelson For For Management 9 Elect Director Daniel W. Rabun For For Management 10 Elect Director Peter A. Ragauss For For Management 11 Ratify Ernst & Young LLP as Auditor For For Management 12 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 246 - APARTMENT INVESTMENT AND MANAGEMENT COMPANY Ticker: AIV Security ID: 03748R754 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Terry Considine For For Management 1.2 Elect Director Thomas L. Keltner For For Management 1.3 Elect Director Robert A. Miller For For Management 1.4 Elect Director Devin I. Murphy For For Management 1.5 Elect Director Kathleen M. Nelson For For Management 1.6 Elect Director John D. Rayis For For Management 1.7 Elect Director Ann Sperling For For Management 1.8 Elect Director Michael A. Stein For For Management 1.9 Elect Director Nina A. Tran For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Nonqualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- BLACKSTONE MORTGAGE TRUST, INC. Ticker: BXMT Security ID: 09257W100 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael B. Nash For For Management 1.2 Elect Director Stephen D. Plavin For For Management 1.3 Elect Director Leonard W. Cotton For For Management 1.4 Elect Director Thomas E. Dobrowski For For Management 1.5 Elect Director Martin L. Edelman For For Management 1.6 Elect Director Henry N. Nassau For For Management 1.7 Elect Director Jonathan L. Pollack For For Management 1.8 Elect Director Lynne B. Sagalyn For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BROADCOM INC. Ticker: AVGO Security ID: 11135F101 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: FEB 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Hock E. Tan For For Management 1b Elect Director Henry Samueli For For Management 1c Elect Director Eddy W. Hartenstein For For Management 1d Elect Director Diane M. Bryant For For Management 1e Elect Director Gayla J. Delly For For Management 1f Elect Director Raul J. Fernandez For For Management 1g Elect Director Check Kian Low For For Management 1h Elect Director Justine F. Page For For Management 1i Elect Director Harry L. You For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- CAMDEN PROPERTY TRUST Ticker: CPT Security ID: 133131102 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard J. Campo For For Management 1.2 Elect Director Heather J. Brunner For For Management 1.3 Elect Director Mark D. Gibson For For Management 1.4 Elect Director Scott S. Ingraham For For Management 1.5 Elect Director Renu Khator For For Management 1.6 Elect Director D. Keith Oden For For Management 1.7 Elect Director William F. Paulsen For For Management 1.8 Elect Director Frances Aldrich For For Management Sevilla-Sacasa 1.9 Elect Director Steven A. Webster For For Management 1.10 Elect Director Kelvin R. Westbrook For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CMS ENERGY CORPORATION Ticker: CMS Security ID: 125896100 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jon E. Barfield For For Management 1b Elect Director Deborah H. Butler For For Management 1c Elect Director Kurt L. Darrow For For Management 1d Elect Director William D. Harvey For For Management 1e Elect Director Patricia K. Poppe For For Management 1f Elect Director John G. Russell For For Management 1g Elect Director Suzanne F. Shank For For Management 1h Elect Director Myrna M. Soto For For Management 1i Elect Director John G. Sznewajs For For Management 1j Elect Director Ronald J. Tanski For For Management 1k Elect Director Laura H. Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For For Management 5 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- - 247 - CORESITE REALTY CORPORATION Ticker: COR Security ID: 21870Q105 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert G. Stuckey For For Management 1.2 Elect Director Paul E. Szurek For For Management 1.3 Elect Director James A. Attwood, Jr. For For Management 1.4 Elect Director Jean A. Bua For For Management 1.5 Elect Director Kelly C. Chambliss For For Management 1.6 Elect Director Michael R. Koehler For For Management 1.7 Elect Director J. David Thompson For For Management 1.8 Elect Director David A. Wilson For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CROWN CASTLE INTERNATIONAL CORP. Ticker: CCI Security ID: 22822V101 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director P. Robert Bartolo For For Management 1b Elect Director Jay A. Brown For For Management 1c Elect Director Cindy Christy For For Management 1d Elect Director Ari Q. Fitzgerald For For Management 1e Elect Director Robert E. Garrison, II For For Management 1f Elect Director Andrea J. Goldsmith For For Management 1g Elect Director Lee W. Hogan For For Management 1h Elect Director Edward C. Hutcheson, Jr. For For Management 1i Elect Director J. Landis Martin For For Management 1j Elect Director Robert F. McKenzie For For Management 1k Elect Director Anthony J. Melone For For Management 1l Elect Director W. Benjamin Moreland For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DARDEN RESTAURANTS, INC. Ticker: DRI Security ID: 237194105 Meeting Date: SEP 18, 2019 Meeting Type: Annual Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Margaret Shan Atkins For For Management 1.2 Elect Director James P. Fogarty For For Management 1.3 Elect Director Cynthia T. Jamison For For Management 1.4 Elect Director Eugene I. (Gene) Lee, For For Management Jr. 1.5 Elect Director Nana Mensah For For Management 1.6 Elect Director William S. Simon For For Management 1.7 Elect Director Charles M. (Chuck) For For Management Sonsteby 1.8 Elect Director Timothy J. Wilmott For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- DTE ENERGY COMPANY Ticker: DTE Security ID: 233331107 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gerard M. Anderson For For Management 1.2 Elect Director David A. Brandon For For Management 1.3 Elect Director Charles G. McClure, Jr. For For Management 1.4 Elect Director Gail J. McGovern For For Management 1.5 Elect Director Mark A. Murray For For Management 1.6 Elect Director Gerardo Norcia For For Management 1.7 Elect Director Ruth G. Shaw For For Management 1.8 Elect Director Robert C. Skaggs, Jr. For For Management 1.9 Elect Director David A. Thomas For For Management 1.10 Elect Director Gary H. Torgow For For Management 1.11 Elect Director James H. Vandenberghe For For Management 1.12 Elect Director Valerie M. Williams For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- DUKE REALTY CORPORATION Ticker: DRE Security ID: 264411505 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John P. Case For For Management 1b Elect Director James B. Connor For For Management 1c Elect Director Ngaire E. Cuneo For For Management 1d Elect Director Charles R. Eitel For For Management 1e Elect Director Tamara D. Fischer For For Management 1f Elect Director Norman K. Jenkins For For Management 1g Elect Director Melanie R. Sabelhaus For For Management 1h Elect Director Peter M. Scott, III For For Management 1i Elect Director David P. Stockert For For Management 1j Elect Director Chris T. Sultemeier For For Management 1k Elect Director Michael E. Szymanczyk For For Management 1l Elect Director Warren M. Thompson For For Management 1m Elect Director Lynn C. Thurber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- - 248 - ENTERGY CORPORATION Ticker: ETR Security ID: 29364G103 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John R. Burbank For For Management 1b Elect Director Patrick J. Condon For For Management 1c Elect Director Leo P. Denault For For Management 1d Elect Director Kirkland H. Donald For For Management 1e Elect Director Philip L. Frederickson For For Management 1f Elect Director Alexis M. Herman For For Management 1g Elect Director M. Elise Hyland For For Management 1h Elect Director Stuart L. Levenick For For Management 1i Elect Director Blanche Lambert Lincoln For For Management 1j Elect Director Karen A. Puckett For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EVERGY, INC. Ticker: EVRG Security ID: 30034W106 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kirkland B. Andrews For For Management 1b Elect Director Terry Bassham For For Management 1c Elect Director Mollie Hale Carter For For Management 1d Elect Director Richard L. Hawley For For Management 1e Elect Director Thomas D. Hyde For For Management 1f Elect Director B. Anthony Isaac For For Management 1g Elect Director Paul M. Keglevic For For Management 1h Elect Director Sandra A.J. Lawrence For For Management 1i Elect Director Ann D. Murtlow For For Management 1j Elect Director Sandra J. Price For For Management 1k Elect Director Mark A. Ruelle For For Management 1l Elect Director S. Carl Soderstrom, Jr. For For Management 1m Elect Director John Arthur Stall For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- FIDELITY NATIONAL FINANCIAL, INC. Ticker: FNF Security ID: 31620R303 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William P. Foley, II For For Management 1.2 Elect Director Douglas K. Ammerman For For Management 1.3 Elect Director Thomas M. Hagerty For For Management 1.4 Elect Director Peter O. Shea, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRST AMERICAN FINANCIAL CORPORATION Ticker: FAF Security ID: 31847R102 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James L. Doti For For Management 1.2 Elect Director Michael D. McKee For For Management 1.3 Elect Director Thomas V. McKernan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- IDACORP, INC. Ticker: IDA Security ID: 451107106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Darrel T. Anderson For For Management 1.2 Elect Director Thomas Carlile For For Management 1.3 Elect Director Richard J. Dahl For For Management 1.4 Elect Director Annette G. Elg For For Management 1.5 Elect Director Lisa A. Grow For For Management 1.6 Elect Director Ronald W. Jibson For For Management 1.7 Elect Director Judith A. Johansen For For Management 1.8 Elect Director Dennis L. Johnson For For Management 1.9 Elect Director Christine King For For Management 1.10 Elect Director Richard J. Navarro For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- - 249 - JPMORGAN CHASE & CO. Ticker: JPM Security ID: 46625H100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda B. Bammann For For Management 1b Elect Director Stephen B. Burke For For Management 1c Elect Director Todd A. Combs For For Management 1d Elect Director James S. Crown For For Management 1e Elect Director James Dimon For For Management 1f Elect Director Timothy P. Flynn For For Management 1g Elect Director Mellody Hobson For For Management 1h Elect Director Michael A. Neal For For Management 1i Elect Director Lee R. Raymond For For Management 1j Elect Director Virginia M. Rometty For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Require Independent Board Chair Against For Shareholder 5 Report on Reputational Risk Related to Against Against Shareholder Canadian Oil Sands, Oil Sands Pipeline Companies and Arctic Oil and Gas Exploration and Production. 6 Report on Climate Change Against For Shareholder 7 Amend Shareholder Written Consent Against Against Shareholder Provisions 8 Report on Charitable Contributions Against Against Shareholder 9 Report on Gender/Racial Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- LAMAR ADVERTISING COMPANY Ticker: LAMR Security ID: 512816109 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nancy Fletcher For For Management 1.2 Elect Director John E. Koerner, III For For Management 1.3 Elect Director Marshall A. Loeb For For Management 1.4 Elect Director Stephen P. Mumblow For For Management 1.5 Elect Director Thomas V. Reifenheiser For For Management 1.6 Elect Director Anna Reilly For For Management 1.7 Elect Director Kevin P. Reilly, Jr. For For Management 1.8 Elect Director Wendell Reilly For Withhold Management 1.9 Elect Director Elizabeth Thompson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LEGGETT & PLATT, INCORPORATED Ticker: LEG Security ID: 524660107 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark A. Blinn For For Management 1b Elect Director Robert E. Brunner For For Management 1c Elect Director Mary Campbell For For Management 1d Elect Director J. Mitchell Dolloff For For Management 1e Elect Director Manuel A. Fernandez For For Management 1f Elect Director Karl G. Glassman For For Management 1g Elect Director Joseph W. McClanathan For For Management 1h Elect Director Judy C. Odom For For Management 1i Elect Director Srikanth Padmanabhan For For Management 1j Elect Director Jai Shah For For Management 1k Elect Director Phoebe A. Wood For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MARATHON PETROLEUM CORPORATION Ticker: MPC Security ID: 56585A102 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2a Elect Director Steven A. Davis For For Management 2b Elect Director J. Michael Stice For For Management 2c Elect Director John P. Surma For For Management 2d Elect Director Susan Tomasky For For Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Adopt Simple Majority Vote For For Shareholder 6 Report on Integrating Community Against Against Shareholder Impacts Into Executive Compensation Program -------------------------------------------------------------------------------- MEDICAL PROPERTIES TRUST, INC. Ticker: MPW Security ID: 58463J304 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward K. Aldag, Jr. For For Management 1.2 Elect Director G. Steven Dawson For For Management 1.3 Elect Director R. Steven Hamner For For Management 1.4 Elect Director Caterina A. Mozingo For For Management 1.5 Elect Director Elizabeth N. Pitman For For Management 1.6 Elect Director C. Reynolds Thompson, For For Management III 1.7 Elect Director D. Paul Sparks, Jr. For For Management 1.8 Elect Director Michael G. Stewart For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 250 - MID-AMERICA APARTMENT COMMUNITIES, INC. Ticker: MAA Security ID: 59522J103 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director H. Eric Bolton, Jr. For For Management 1b Elect Director Russell R. French For For Management 1c Elect Director Alan B. Graf, Jr. For For Management 1d Elect Director Toni Jennings For For Management 1e Elect Director James K. Lowder For For Management 1f Elect Director Thomas H. Lowder For For Management 1g Elect Director Monica McGurk For For Management 1h Elect Director Claude B. Nielsen For For Management 1i Elect Director Philip W. Norwood For For Management 1j Elect Director W. Reid Sanders For For Management 1k Elect Director Gary Shorb For For Management 1l Elect Director David P. Stockert For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MURPHY OIL CORPORATION Ticker: MUR Security ID: 626717102 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director T. Jay Collins For For Management 1b Elect Director Steven A. Cosse For For Management 1c Elect Director Claiborne P. Deming For For Management 1d Elect Director Lawrence R. Dickerson For For Management 1e Elect Director Roger W. Jenkins For For Management 1f Elect Director Elisabeth W. Keller For For Management 1g Elect Director James V. Kelley For For Management 1h Elect Director Walentin Mirosh For For Management 1i Elect Director R. Madison Murphy For For Management 1j Elect Director Jeffrey W. Nolan For For Management 1k Elect Director Robert N. Ryan, Jr. For For Management 1l Elect Director Neal E. Schmale For For Management 1m Elect Director Laura A. Sugg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- OGE ENERGY CORP. Ticker: OGE Security ID: 670837103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frank A. Bozich For For Management 1b Elect Director James H. Brandi For For Management 1c Elect Director Peter D. Clarke For For Management 1d Elect Director Luke R. Corbett For For Management 1e Elect Director David L. Hauser For For Management 1f Elect Director Judy R. McReynolds For For Management 1g Elect Director David E. Rainbolt For For Management 1h Elect Director J. Michael Sanner For For Management 1i Elect Director Sheila G. Talton For For Management 1j Elect Director Sean Trauschke For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Voting For For Management Provisions 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- OLD REPUBLIC INTERNATIONAL CORPORATION Ticker: ORI Security ID: 680223104 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles J. Kovaleski For Withhold Management 1.2 Elect Director Craig R. Smiddy For Withhold Management 1.3 Elect Director Arnold L. Steiner For Withhold Management 1.4 Elect Director Fredricka Taubitz For Withhold Management 1.5 Elect Director Aldo C. Zucaro For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ONEOK, INC. Ticker: OKE Security ID: 682680103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian L. Derksen For For Management 1.2 Elect Director Julie H. Edwards For For Management 1.3 Elect Director John W. Gibson For For Management 1.4 Elect Director Mark W. Helderman For For Management 1.5 Elect Director Randall J. Larson For For Management 1.6 Elect Director Steven J. Malcolm For For Management 1.7 Elect Director Jim W. Mogg For For Management 1.8 Elect Director Pattye L. Moore For For Management 1.9 Elect Director Gary D. Parker For For Management 1.10 Elect Director Eduardo A. Rodriguez For For Management 1.11 Elect Director Terry K. Spencer For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 251 - PAYCHEX, INC. Ticker: PAYX Security ID: 704326107 Meeting Date: OCT 17, 2019 Meeting Type: Annual Record Date: AUG 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director B. Thomas Golisano For For Management 1b Elect Director Thomas F. Bonadio For For Management 1c Elect Director Joseph G. Doody For For Management 1d Elect Director David J.S. Flaschen For For Management 1e Elect Director Pamela A. Joseph For For Management 1f Elect Director Martin Mucci For For Management 1g Elect Director Joseph M. Tucci For For Management 1h Elect Director Joseph M. Velli For For Management 1i Elect Director Kara Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- PNM RESOURCES, INC. Ticker: PNM Security ID: 69349H107 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Vicky A. Bailey For For Management 1b Elect Director Norman P. Becker For For Management 1c Elect Director Patricia K. Collawn For For Management 1d Elect Director E. Renae Conley For For Management 1e Elect Director Alan J. Fohrer For For Management 1f Elect Director Sidney M. Gutierrez For For Management 1g Elect Director James A. Hughes For For Management 1h Elect Director Maureen T. Mullarkey For For Management 1i Elect Director Donald K. Schwanz For For Management 1j Elect Director Bruce W. Wilkinson For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Report on Coal Combustion Against Against Shareholder Residual Matters at San Juan Generating Station -------------------------------------------------------------------------------- RYMAN HOSPITALITY PROPERTIES, INC. Ticker: RHP Security ID: 78377T107 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rachna Bhasin For For Management 1b Elect Director Alvin Bowles, Jr. For For Management 1c Elect Director Fazal Merchant For For Management 1d Elect Director Patrick Moore For For Management 1e Elect Director Christine Pantoya For For Management 1f Elect Director Robert Prather, Jr. For For Management 1g Elect Director Colin V. Reed For For Management 1h Elect Director Michael Roth For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- SPIRE, INC. Ticker: SR Security ID: 84857L101 Meeting Date: JAN 30, 2020 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward L. Glotzbach For For Management 1.2 Elect Director Rob L. Jones For For Management 1.3 Elect Director John P. Stupp, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SPIRIT REALTY CAPITAL, INC. Ticker: SRC Security ID: 84860W300 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jackson Hsieh For For Management 1.2 Elect Director Kevin M. Charlton For For Management 1.3 Elect Director Todd A. Dunn For For Management 1.4 Elect Director Elizabeth F. Frank For For Management 1.5 Elect Director Richard I. Gilchrist For For Management 1.6 Elect Director Diana M. Laing For For Management 1.7 Elect Director Sheli Z. Rosenberg For For Management 1.8 Elect Director Thomas D. Senkbeil For For Management 1.9 Elect Director Nicholas P. Shepherd For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- - 252 - STORE CAPITAL CORPORATION Ticker: STOR Security ID: 862121100 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph M. Donovan For For Management 1.2 Elect Director Mary Fedewa For For Management 1.3 Elect Director Morton H. Fleischer For For Management 1.4 Elect Director William F. Hipp For For Management 1.5 Elect Director Tawn Kelley For For Management 1.6 Elect Director Catherine D. Rice For For Management 1.7 Elect Director Einar A. Seadler For For Management 1.8 Elect Director Quentin P. Smith, Jr. For For Management 1.9 Elect Director Christopher H. Volk For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- TEXAS INSTRUMENTS INCORPORATED Ticker: TXN Security ID: 882508104 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark A. Blinn For For Management 1b Elect Director Todd M. Bluedorn For For Management 1c Elect Director Janet F. Clark For For Management 1d Elect Director Carrie S. Cox For For Management 1e Elect Director Martin S. Craighead For For Management 1f Elect Director Jean M. Hobby For For Management 1g Elect Director Michael D. Hsu For For Management 1h Elect Director Ronald Kirk For For Management 1i Elect Director Pamela H. Patsley For For Management 1j Elect Director Robert E. Sanchez For For Management 1k Elect Director Richard k. Templeton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE AES CORPORATION Ticker: AES Security ID: 00130H105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Janet G. Davidson For For Management 1.2 Elect Director Andres R. Gluski For For Management 1.3 Elect Director Tarun Khanna For For Management 1.4 Elect Director Holly K. Koeppel For For Management 1.5 Elect Director Julia M. Laulis For For Management 1.6 Elect Director James H. Miller For For Management 1.7 Elect Director Alain Monie For For Management 1.8 Elect Director John B. Morse, Jr. For For Management 1.9 Elect Director Moises Naim For For Management 1.10 Elect Director Jeffrey W. Ubben For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Require Shareholder Approval of Bylaw Against Against Shareholder and Charter Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- THE HOME DEPOT, INC. Ticker: HD Security ID: 437076102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gerard J. Arpey For For Management 1b Elect Director Ari Bousbib For For Management 1c Elect Director Jeffery H. Boyd For For Management 1d Elect Director Gregory D. Brenneman For For Management 1e Elect Director J. Frank Brown For For Management 1f Elect Director Albert P. Carey For For Management 1g Elect Director Helena B. Foulkes For For Management 1h Elect Director Linda R. Gooden For For Management 1i Elect Director Wayne M. Hewett For For Management 1j Elect Director Manuel Kadre For For Management 1k Elect Director Stephanie C. Linnartz For For Management 1l Elect Director Craig A. Menear For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Shareholder Written Consent Against Against Shareholder Provisions 5 Prepare Employment Diversity Report Against For Shareholder and Report on Diversity Policies 6 Adopt Share Retention Policy For Against For Shareholder Senior Executives 7 Report on Congruency Political Against For Shareholder Analysis and Electioneering Expenditures -------------------------------------------------------------------------------- - 253 - UDR, INC. Ticker: UDR Security ID: 902653104 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Katherine A. Cattanach For For Management 1b Elect Director Jon A. Grove For For Management 1c Elect Director Mary Ann King For For Management 1d Elect Director James D. Klingbeil For For Management 1e Elect Director Clint D. McDonnough For For Management 1f Elect Director Robert A. McNamara For For Management 1g Elect Director Mark R. Patterson For For Management 1h Elect Director Thomas W. Toomey For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VALERO ENERGY CORPORATION Ticker: VLO Security ID: 91913Y100 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director H. Paulett Eberhart For For Management 1B Elect Director Joseph W. Gorder For For Management 1C Elect Director Kimberly S. Greene For For Management 1D Elect Director Deborah P. Majoras For For Management 1E Elect Director Eric D. Mullins For For Management 1F Elect Director Donald L. Nickles For For Management 1G Elect Director Philip J. Pfeiffer For For Management 1H Elect Director Robert A. Profusek For For Management 1I Elect Director Stephen M. Waters For For Management 1J Elect Director Randall J. Weisenburger For For Management 1K Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- VICI PROPERTIES INC. Ticker: VICI Security ID: 925652109 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James R. Abrahamson For For Management 1b Elect Director Diana F. Cantor For For Management 1c Elect Director Monica H. Douglas For For Management 1d Elect Director Elizabeth I. Holland For For Management 1e Elect Director Craig Macnab For For Management 1f Elect Director Edward B. Pitoniak For For Management 1g Elect Director Michael D. Rumbolz For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement -------------------------------------------------------------------------------- WEC ENERGY GROUP, INC. Ticker: WEC Security ID: 92939U106 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patricia W. Chadwick For For Management 1.2 Elect Director Curt S. Culver For For Management 1.3 Elect Director Danny L. Cunningham For For Management 1.4 Elect Director William M. Farrow, III For For Management 1.5 Elect Director Thomas J. Fischer For For Management 1.6 Elect Director J. Kevin Fletcher For For Management 1.7 Elect Director Maria C. Green For For Management 1.8 Elect Director Gale E. Klappa For For Management 1.9 Elect Director Henry W. Knueppel For For Management 1.10 Elect Director Thomas K. Lane For For Management 1.11 Elect Director Ulice Payne, Jr. For For Management 1.12 Elect Director Mary Ellen Stanek For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- WYNDHAM DESTINATIONS, INC. Ticker: WYND Security ID: 98310W108 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Louise F. Brady For For Management 1.2 Elect Director Michael D. Brown For For Management 1.3 Elect Director James E. Buckman For For Management 1.4 Elect Director George Herrera For For Management 1.5 Elect Director Stephen P. Holmes For For Management 1.6 Elect Director Denny Marie Post For For Management 1.7 Elect Director Ronald L. Rickles For For Management 1.8 Elect Director Michael H. Wargotz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- - 254 - XCEL ENERGY INC. Ticker: XEL Security ID: 98389B100 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lynn Casey For For Management 1b Elect Director Ben Fowke For For Management 1c Elect Director Netha N. Johnson For For Management 1d Elect Director George Kehl For For Management 1e Elect Director Richard T. O'Brien For For Management 1f Elect Director David K. Owens For For Management 1g Elect Director Christopher J. For For Management Policinski 1h Elect Director James T. Prokopanko For For Management 1i Elect Director A. Patricia Sampson For For Management 1j Elect Director James J. Sheppard For For Management 1k Elect Director David A. Westerlund For For Management 1l Elect Director Kim Williams For For Management 1m Elect Director Timothy V. Wolf For For Management 1n Elect Director Daniel Yohannes For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Costs and Benefits of Against Against Shareholder Climate-Related Activities -------------------------------------------------------------------------------- XEROX HOLDINGS CORPORATION Ticker: XRX Security ID: 98421M106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Keith Cozza For For Management 1.2 Elect Director Jonathan Christodoro For Against Management 1.3 Elect Director Joseph J. Echevarria For For Management 1.4 Elect Director Nicholas Graziano For For Management 1.5 Elect Director Cheryl Gordon Krongard For Against Management 1.6 Elect Director Scott Letier For Against Management 1.7 Elect Director Giovanni ('John') For For Management Visentin 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management - 255 - =========== First Trust Dorsey Wright Momentum & Low Volatility ETF ============ AFLAC INCORPORATED Ticker: AFL Security ID: 001055102 Meeting Date: MAY 04, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel P. Amos For For Management 1b Elect Director W. Paul Bowers For For Management 1c Elect Director Toshihiko Fukuzawa For For Management 1d Elect Director Thomas J. Kenny For For Management 1e Elect Director Georgette D. Kiser For For Management 1f Elect Director Karole F. Lloyd For For Management 1g Elect Director Nobuchika Mori For For Management 1h Elect Director Joseph L. Moskowitz For For Management 1i Elect Director Barbara K. Rimer For For Management 1j Elect Director Katherine T. Rohrer For For Management 1k Elect Director Melvin T. Stith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ALLIANT ENERGY CORPORATION Ticker: LNT Security ID: 018802108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick E. Allen For For Management 1.2 Elect Director Michael D. Garcia For For Management 1.3 Elect Director Singleton B. McAllister For For Management 1.4 Elect Director Susan D. Whiting For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- AMEREN CORPORATION Ticker: AEE Security ID: 023608102 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Warner L. Baxter For For Management 1b Elect Director Cynthia J. Brinkley For For Management 1c Elect Director Catherine S. Brune For For Management 1d Elect Director J. Edward Coleman For For Management 1e Elect Director Ward H. Dickson For For Management 1f Elect Director Noelle K. Eder For For Management 1g Elect Director Ellen M. Fitzsimmons For For Management 1h Elect Director Rafael Flores For For Management 1i Elect Director Richard J. Harshman For For Management 1j Elect Director Craig S. Ivey For For Management 1k Elect Director James C. Johnson For For Management 1l Elect Director Steven H. Lipstein For For Management 1m Elect Director Stephen R. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- AMERICAN ELECTRIC POWER COMPANY, INC. Ticker: AEP Security ID: 025537101 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicholas K. Akins For For Management 1.2 Elect Director David J. Anderson For For Management 1.3 Elect Director J. Barnie Beasley, Jr. For For Management 1.4 Elect Director Ralph D. Crosby, Jr. For For Management 1.5 Elect Director Art A. Garcia For For Management 1.6 Elect Director Linda A. Goodspeed For For Management 1.7 Elect Director Thomas E. Hoaglin For For Management 1.8 Elect Director Sandra Beach Lin For For Management 1.9 Elect Director Margaret M. McCarthy For For Management 1.10 Elect Director Richard C. Notebaert For For Management 1.11 Elect Director Stephen S. Rasmussen For For Management 1.12 Elect Director Oliver G. Richard, III For For Management 1.13 Elect Director Sara Martinez Tucker For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERICAN HOMES 4 RENT Ticker: AMH Security ID: 02665T306 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tamara Hughes Gustavson For For Management 1.2 Elect Director David P. Singelyn For For Management 1.3 Elect Director Douglas N. Benham For For Management 1.4 Elect Director John "Jack" Corrigan For For Management 1.5 Elect Director David Goldberg For For Management 1.6 Elect Director Matthew J. Hart For For Management 1.7 Elect Director James H. Kropp For For Management 1.8 Elect Director Winifred "Wendy" M. Webb For For Management 1.9 Elect Director Jay Willoughby For For Management 1.10 Elect Director Kenneth M. Woolley For For Management 1.11 Elect Director Matthew R. Zaist For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 256 - AMERICAN WATER WORKS COMPANY, INC. Ticker: AWK Security ID: 030420103 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey N. Edwards For For Management 1b Elect Director Martha Clark Goss For For Management 1c Elect Director Veronica M. Hagen For For Management 1d Elect Director Kimberly J. Harris For For Management 1e Elect Director Julia L. Johnson For For Management 1f Elect Director Patricia L. Kampling For For Management 1g Elect Director Karl F. Kurz For For Management 1h Elect Director Walter J. Lynch For For Management 1i Elect Director George MacKenzie For For Management 1j Elect Director James G. Stavridis For For Management 1k Elect Director Lloyd M. Yates For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- APARTMENT INVESTMENT AND MANAGEMENT COMPANY Ticker: AIV Security ID: 03748R754 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Terry Considine For For Management 1.2 Elect Director Thomas L. Keltner For For Management 1.3 Elect Director Robert A. Miller For For Management 1.4 Elect Director Devin I. Murphy For For Management 1.5 Elect Director Kathleen M. Nelson For For Management 1.6 Elect Director John D. Rayis For For Management 1.7 Elect Director Ann Sperling For For Management 1.8 Elect Director Michael A. Stein For For Management 1.9 Elect Director Nina A. Tran For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Nonqualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- APTARGROUP, INC. Ticker: ATR Security ID: 038336103 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director George L. Fotiades For For Management 1b Elect Director B. Craig Owens For For Management 1c Elect Director Joanne C. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ARTHUR J. GALLAGHER & CO. Ticker: AJG Security ID: 363576109 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sherry S. Barrat For For Management 1b Elect Director William L. Bax For For Management 1c Elect Director D. John Coldman For For Management 1d Elect Director Frank E. English, Jr. For For Management 1e Elect Director J. Patrick Gallagher, For For Management Jr. 1f Elect Director David S. Johnson For For Management 1g Elect Director Kay W. McCurdy For For Management 1h Elect Director Christopher C. Miskel For For Management 1i Elect Director Ralph J. Nicoletti For For Management 1j Elect Director Norman L. Rosenthal For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt a Policy on Board Diversity Against Against Shareholder -------------------------------------------------------------------------------- ATMOS ENERGY CORPORATION Ticker: ATO Security ID: 049560105 Meeting Date: FEB 05, 2020 Meeting Type: Annual Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director J. Kevin Akers For For Management 1b Elect Director Robert W. Best For For Management 1c Elect Director Kim R. Cocklin For For Management 1d Elect Director Kelly H. Compton For For Management 1e Elect Director Sean Donohue For For Management 1f Elect Director Rafael G. Garza For For Management 1g Elect Director Richard K. Gordon For For Management 1h Elect Director Robert C. Grable For For Management 1i Elect Director Nancy K. Quinn For For Management 1j Elect Director Richard A. Sampson For For Management 1k Elect Director Stephen R. Springer For For Management 1l Elect Director Diana J. Walters For For Management 1m Elect Director Richard Ware, II For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 257 - BLACKSTONE MORTGAGE TRUST, INC. Ticker: BXMT Security ID: 09257W100 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael B. Nash For For Management 1.2 Elect Director Stephen D. Plavin For For Management 1.3 Elect Director Leonard W. Cotton For For Management 1.4 Elect Director Thomas E. Dobrowski For For Management 1.5 Elect Director Martin L. Edelman For For Management 1.6 Elect Director Henry N. Nassau For For Management 1.7 Elect Director Jonathan L. Pollack For For Management 1.8 Elect Director Lynne B. Sagalyn For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BROWN & BROWN, INC. Ticker: BRO Security ID: 115236101 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Hyatt Brown For For Management 1.2 Elect Director Samuel P. Bell, III For For Management 1.3 Elect Director Hugh M. Brown For For Management 1.4 Elect Director J. Powell Brown For For Management 1.5 Elect Director Lawrence L. For For Management Gellerstedt, III 1.6 Elect Director James C. Hays For For Management 1.7 Elect Director Theodore J. Hoepner For For Management 1.8 Elect Director James S. Hunt For For Management 1.9 Elect Director Toni Jennings For For Management 1.10 Elect Director Timothy R.M. Main For For Management 1.11 Elect Director H. Palmer Proctor, Jr. For For Management 1.12 Elect Director Wendell S. Reilly For For Management 1.13 Elect Director Chilton D. Varner For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CAMDEN PROPERTY TRUST Ticker: CPT Security ID: 133131102 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard J. Campo For For Management 1.2 Elect Director Heather J. Brunner For For Management 1.3 Elect Director Mark D. Gibson For For Management 1.4 Elect Director Scott S. Ingraham For For Management 1.5 Elect Director Renu Khator For For Management 1.6 Elect Director D. Keith Oden For For Management 1.7 Elect Director William F. Paulsen For For Management 1.8 Elect Director Frances Aldrich For For Management Sevilla-Sacasa 1.9 Elect Director Steven A. Webster For For Management 1.10 Elect Director Kelvin R. Westbrook For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CINCINNATI FINANCIAL CORPORATION Ticker: CINF Security ID: 172062101 Meeting Date: MAY 02, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Aaron For For Management 1.2 Elect Director William F. Bahl For For Management 1.3 Elect Director Linda W. Clement-Holmes For For Management 1.4 Elect Director Dirk J. Debbink For For Management 1.5 Elect Director Steven J. Johnston For For Management 1.6 Elect Director Kenneth C. Lichtendahl For For Management 1.7 Elect Director Jill P. Meyer For For Management 1.8 Elect Director David P. Osborn For For Management 1.9 Elect Director Gretchen W. Price For For Management 1.10 Elect Director Thomas R. Schiff For For Management 1.11 Elect Director Douglas S. Skidmore For For Management 1.12 Elect Director John F. Steele, Jr. For For Management 1.13 Elect Director Larry R. Webb For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CMS ENERGY CORPORATION Ticker: CMS Security ID: 125896100 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jon E. Barfield For For Management 1b Elect Director Deborah H. Butler For For Management 1c Elect Director Kurt L. Darrow For For Management 1d Elect Director William D. Harvey For For Management 1e Elect Director Patricia K. Poppe For For Management 1f Elect Director John G. Russell For For Management 1g Elect Director Suzanne F. Shank For For Management 1h Elect Director Myrna M. Soto For For Management 1i Elect Director John G. Sznewajs For For Management 1j Elect Director Ronald J. Tanski For For Management 1k Elect Director Laura H. Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For For Management 5 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- - 258 - DTE ENERGY COMPANY Ticker: DTE Security ID: 233331107 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gerard M. Anderson For For Management 1.2 Elect Director David A. Brandon For For Management 1.3 Elect Director Charles G. McClure, Jr. For For Management 1.4 Elect Director Gail J. McGovern For For Management 1.5 Elect Director Mark A. Murray For For Management 1.6 Elect Director Gerardo Norcia For For Management 1.7 Elect Director Ruth G. Shaw For For Management 1.8 Elect Director Robert C. Skaggs, Jr. For For Management 1.9 Elect Director David A. Thomas For For Management 1.10 Elect Director Gary H. Torgow For For Management 1.11 Elect Director James H. Vandenberghe For For Management 1.12 Elect Director Valerie M. Williams For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- DUKE REALTY CORPORATION Ticker: DRE Security ID: 264411505 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John P. Case For For Management 1b Elect Director James B. Connor For For Management 1c Elect Director Ngaire E. Cuneo For For Management 1d Elect Director Charles R. Eitel For For Management 1e Elect Director Tamara D. Fischer For For Management 1f Elect Director Norman K. Jenkins For For Management 1g Elect Director Melanie R. Sabelhaus For For Management 1h Elect Director Peter M. Scott, III For For Management 1i Elect Director David P. Stockert For For Management 1j Elect Director Chris T. Sultemeier For For Management 1k Elect Director Michael E. Szymanczyk For For Management 1l Elect Director Warren M. Thompson For For Management 1m Elect Director Lynn C. Thurber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- EASTGROUP PROPERTIES, INC. Ticker: EGP Security ID: 277276101 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director D. Pike Aloian For For Management 1b Elect Director H.C. Bailey, Jr. For For Management 1c Elect Director H. Eric Bolton, Jr. For For Management 1d Elect Director Donald F. Colleran For For Management 1e Elect Director Hayden C. Eaves, III For For Management 1f Elect Director David H. Hoster, II For For Management 1g Elect Director Marshall A. Loeb For For Management 1h Elect Director Mary E. McCormick For For Management 1i Elect Director Leland R. Speed For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ENTERGY CORPORATION Ticker: ETR Security ID: 29364G103 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John R. Burbank For For Management 1b Elect Director Patrick J. Condon For For Management 1c Elect Director Leo P. Denault For For Management 1d Elect Director Kirkland H. Donald For For Management 1e Elect Director Philip L. Frederickson For For Management 1f Elect Director Alexis M. Herman For For Management 1g Elect Director M. Elise Hyland For For Management 1h Elect Director Stuart L. Levenick For For Management 1i Elect Director Blanche Lambert Lincoln For For Management 1j Elect Director Karen A. Puckett For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EQUITY LIFESTYLE PROPERTIES, INC. Ticker: ELS Security ID: 29472R108 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew Berkenfield For For Management 1.2 Elect Director Philip Calian For For Management 1.3 Elect Director David Contis For For Management 1.4 Elect Director Constance Freedman For For Management 1.5 Elect Director Thomas Heneghan For For Management 1.6 Elect Director Tao Huang For For Management 1.7 Elect Director Marguerite Nader For For Management 1.8 Elect Director Scott Peppet For For Management 1.9 Elect Director Sheli Rosenberg For For Management 1.10 Elect Director Samuel Zell For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- - 259 - EVERGY, INC. Ticker: EVRG Security ID: 30034W106 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kirkland B. Andrews For For Management 1b Elect Director Terry Bassham For For Management 1c Elect Director Mollie Hale Carter For For Management 1d Elect Director Richard L. Hawley For For Management 1e Elect Director Thomas D. Hyde For For Management 1f Elect Director B. Anthony Isaac For For Management 1g Elect Director Paul M. Keglevic For For Management 1h Elect Director Sandra A.J. Lawrence For For Management 1i Elect Director Ann D. Murtlow For For Management 1j Elect Director Sandra J. Price For For Management 1k Elect Director Mark A. Ruelle For For Management 1l Elect Director S. Carl Soderstrom, Jr. For For Management 1m Elect Director John Arthur Stall For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- FIRST INDUSTRIAL REALTY TRUST, INC. Ticker: FR Security ID: 32054K103 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter E. Baccile For For Management 1.2 Elect Director Teresa Bryce Bazemore For For Management 1.3 Elect Director Matthew S. Dominski For For Management 1.4 Elect Director Bruce W. Duncan For For Management 1.5 Elect Director H. Patrick Hackett, Jr. For For Management 1.6 Elect Director Denise A. Olsen For For Management 1.7 Elect Director John Rau For For Management 1.8 Elect Director L. Peter Sharpe For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Other Business For Against Management -------------------------------------------------------------------------------- GLOBE LIFE INC. Ticker: GL Security ID: 37959E102 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles E. Adair For For Management 1.2 Elect Director Linda L. Addison For For Management 1.3 Elect Director Marilyn A. Alexander For For Management 1.4 Elect Director Cheryl D. Alston For For Management 1.5 Elect Director Jane M. Buchan For For Management 1.6 Elect Director Gary L. Coleman For For Management 1.7 Elect Director Larry M. Hutchison For For Management 1.8 Elect Director Robert W. Ingram For For Management 1.9 Elect Director Steven P. Johnson For For Management 1.10 Elect Director Darren M. Rebelez For For Management 1.11 Elect Director Mary E. Thigpen For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC. Ticker: HON Security ID: 438516106 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Darius Adamczyk For For Management 1B Elect Director Duncan B. Angove For For Management 1C Elect Director William S. Ayer For For Management 1D Elect Director Kevin Burke For For Management 1E Elect Director D. Scott Davis For For Management 1F Elect Director Linnet F. Deily For For Management 1G Elect Director Deborah Flint For For Management 1H Elect Director Judd Gregg For For Management 1I Elect Director Clive Hollick For For Management 1J Elect Director Grace D. Lieblein For For Management 1K Elect Director Raymond T. Odierno For For Management 1L Elect Director George Paz For For Management 1M Elect Director Robin L. Washington For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors 5 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- IDACORP, INC. Ticker: IDA Security ID: 451107106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Darrel T. Anderson For For Management 1.2 Elect Director Thomas Carlile For For Management 1.3 Elect Director Richard J. Dahl For For Management 1.4 Elect Director Annette G. Elg For For Management 1.5 Elect Director Lisa A. Grow For For Management 1.6 Elect Director Ronald W. Jibson For For Management 1.7 Elect Director Judith A. Johansen For For Management 1.8 Elect Director Dennis L. Johnson For For Management 1.9 Elect Director Christine King For For Management 1.10 Elect Director Richard J. Navarro For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- - 260 - INTERCONTINENTAL EXCHANGE, INC. Ticker: ICE Security ID: 45866F104 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sharon Y. Bowen For For Management 1b Elect Director Charles R. Crisp For For Management 1c Elect Director Duriya M. Farooqui For For Management 1d Elect Director Jean-Marc Forneri For For Management 1e Elect Director The Right Hon. the Lord For For Management Hague of Richmond 1f Elect Director Frederick W. Hatfield For For Management 1g Elect Director Thomas E. Noonan For For Management 1h Elect Director Frederic V. Salerno For For Management 1i Elect Director Jeffrey C. Sprecher For For Management 1j Elect Director Judith A. Sprieser For For Management 1k Elect Director Vincent Tese For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- INVITATION HOMES, INC. Ticker: INVH Security ID: 46187W107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bryce Blair For For Management 1.2 Elect Director Dallas B. Tanner For For Management 1.3 Elect Director Jana Cohen Barbe For For Management 1.4 Elect Director Richard D. Bronson For For Management 1.5 Elect Director Michael D. Fascitelli For For Management 1.6 Elect Director Jeffrey E. Kelter For For Management 1.7 Elect Director Joseph D. Margolis For For Management 1.8 Elect Director John B. Rhea For For Management 1.9 Elect Director J. Heidi Roizen For For Management 1.10 Elect Director Janice L. Sears For For Management 1.11 Elect Director William J. Stein For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LOCKHEED MARTIN CORPORATION Ticker: LMT Security ID: 539830109 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel F. Akerson For For Management 1.2 Elect Director David B. Burritt For For Management 1.3 Elect Director Bruce A. Carlson For For Management 1.4 Elect Director Joseph F. Dunford, Jr. For For Management 1.5 Elect Director James O. Ellis, Jr. For For Management 1.6 Elect Director Thomas J. Falk For For Management 1.7 Elect Director Ilene S. Gordon For For Management 1.8 Elect Director Marillyn A. Hewson For For Management 1.9 Elect Director Vicki A. Hollub For For Management 1.10 Elect Director Jeh C. Johnson For For Management 1.11 Elect Director Debra L. Reed-Klages For For Management 1.12 Elect Director James D. Taiclet, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- MARSH & MCLENNAN COMPANIES, INC. Ticker: MMC Security ID: 571748102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony K. Anderson For For Management 1b Elect Director Oscar Fanjul For For Management 1c Elect Director Daniel S. Glaser For For Management 1d Elect Director H. Edward Hanway For For Management 1e Elect Director Deborah C. Hopkins For For Management 1f Elect Director Tamara Ingram For For Management 1g Elect Director Jane H. Lute For For Management 1h Elect Director Steven A. Mills For For Management 1i Elect Director Bruce P. Nolop For For Management 1j Elect Director Marc D. Oken For For Management 1k Elect Director Morton O. Schapiro For For Management 1l Elect Director Lloyd M. Yates For For Management 1m Elect Director R. David Yost For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- MID-AMERICA APARTMENT COMMUNITIES, INC. Ticker: MAA Security ID: 59522J103 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director H. Eric Bolton, Jr. For For Management 1b Elect Director Russell R. French For For Management 1c Elect Director Alan B. Graf, Jr. For For Management 1d Elect Director Toni Jennings For For Management 1e Elect Director James K. Lowder For For Management 1f Elect Director Thomas H. Lowder For For Management 1g Elect Director Monica McGurk For For Management 1h Elect Director Claude B. Nielsen For For Management 1i Elect Director Philip W. Norwood For For Management 1j Elect Director W. Reid Sanders For For Management 1k Elect Director Gary Shorb For For Management 1l Elect Director David P. Stockert For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- - 261 - NEXTERA ENERGY, INC. Ticker: NEE Security ID: 65339F101 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sherry S. Barrat For For Management 1b Elect Director James L. Camaren For For Management 1c Elect Director Kenneth B. Dunn For For Management 1d Elect Director Naren K. Gursahaney For For Management 1e Elect Director Kirk S. Hachigian For For Management 1f Elect Director Toni Jennings For For Management 1g Elect Director Amy B. Lane For For Management 1h Elect Director David L. Porges For For Management 1i Elect Director James L. Robo For For Management 1j Elect Director Rudy E. Schupp For For Management 1k Elect Director John L. Skolds For For Management 1l Elect Director William H. Swanson For For Management 1m Elect Director Darryl L. Wilson For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions Against For Shareholder 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- OGE ENERGY CORP. Ticker: OGE Security ID: 670837103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frank A. Bozich For For Management 1b Elect Director James H. Brandi For For Management 1c Elect Director Peter D. Clarke For For Management 1d Elect Director Luke R. Corbett For For Management 1e Elect Director David L. Hauser For For Management 1f Elect Director Judy R. McReynolds For For Management 1g Elect Director David E. Rainbolt For For Management 1h Elect Director J. Michael Sanner For For Management 1i Elect Director Sheila G. Talton For For Management 1j Elect Director Sean Trauschke For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Voting For For Management Provisions 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- PAYCHEX, INC. Ticker: PAYX Security ID: 704326107 Meeting Date: OCT 17, 2019 Meeting Type: Annual Record Date: AUG 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director B. Thomas Golisano For For Management 1b Elect Director Thomas F. Bonadio For For Management 1c Elect Director Joseph G. Doody For For Management 1d Elect Director David J.S. Flaschen For For Management 1e Elect Director Pamela A. Joseph For For Management 1f Elect Director Martin Mucci For For Management 1g Elect Director Joseph M. Tucci For For Management 1h Elect Director Joseph M. Velli For For Management 1i Elect Director Kara Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- PNM RESOURCES, INC. Ticker: PNM Security ID: 69349H107 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Vicky A. Bailey For For Management 1b Elect Director Norman P. Becker For For Management 1c Elect Director Patricia K. Collawn For For Management 1d Elect Director E. Renae Conley For For Management 1e Elect Director Alan J. Fohrer For For Management 1f Elect Director Sidney M. Gutierrez For For Management 1g Elect Director James A. Hughes For For Management 1h Elect Director Maureen T. Mullarkey For For Management 1i Elect Director Donald K. Schwanz For For Management 1j Elect Director Bruce W. Wilkinson For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Report on Coal Combustion Against Against Shareholder Residual Matters at San Juan Generating Station -------------------------------------------------------------------------------- REPUBLIC SERVICES, INC. Ticker: RSG Security ID: 760759100 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Manuel Kadre For For Management 1b Elect Director Tomago Collins For For Management 1c Elect Director Thomas W. Handley For For Management 1d Elect Director Jennifer M. Kirk For For Management 1e Elect Director Michael Larson For For Management 1f Elect Director Kim S. Pegula For For Management 1g Elect Director Donald W. Slager For For Management 1h Elect Director James P. Snee For For Management 1i Elect Director Sandra M. Volpe For For Management 1j Elect Director Katharine B. Weymouth For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- - 262 - REXFORD INDUSTRIAL REALTY, INC. Ticker: REXR Security ID: 76169C100 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard Ziman For For Management 1.2 Elect Director Howard Schwimmer For For Management 1.3 Elect Director Michael S. Frankel For For Management 1.4 Elect Director Robert L. Antin For For Management 1.5 Elect Director Steven C. Good For For Management 1.6 Elect Director Diana J. Ingram For For Management 1.7 Elect Director Tyler H. Rose For For Management 1.8 Elect Director Peter E. Schwab For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SPIRE, INC. Ticker: SR Security ID: 84857L101 Meeting Date: JAN 30, 2020 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward L. Glotzbach For For Management 1.2 Elect Director Rob L. Jones For For Management 1.3 Elect Director John P. Stupp, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- STORE CAPITAL CORPORATION Ticker: STOR Security ID: 862121100 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph M. Donovan For For Management 1.2 Elect Director Mary Fedewa For For Management 1.3 Elect Director Morton H. Fleischer For For Management 1.4 Elect Director William F. Hipp For For Management 1.5 Elect Director Tawn Kelley For For Management 1.6 Elect Director Catherine D. Rice For For Management 1.7 Elect Director Einar A. Seadler For For Management 1.8 Elect Director Quentin P. Smith, Jr. For For Management 1.9 Elect Director Christopher H. Volk For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SUN COMMUNITIES, INC. Ticker: SUI Security ID: 866674104 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gary A. Shiffman For For Management 1b Elect Director Meghan G. Baivier For For Management 1c Elect Director Stephanie W. Bergeron For For Management 1d Elect Director Brian M. Hermelin For For Management 1e Elect Director Ronald A. Klein For For Management 1f Elect Director Clunet R. Lewis For For Management 1g Elect Director Arthur A. Weiss For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditor For For Management -------------------------------------------------------------------------------- THE HANOVER INSURANCE GROUP, INC. Ticker: THG Security ID: 410867105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jane D. Carlin For For Management 1.2 Elect Director Daniel T. Henry For For Management 1.3 Elect Director Wendell J. Knox For For Management 1.4 Elect Director Kathleen S. Lane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- THE HARTFORD FINANCIAL SERVICES GROUP, INC. Ticker: HIG Security ID: 416515104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert B. Allardice, III For For Management 1b Elect Director Larry D. De Shon For For Management 1c Elect Director Carlos Dominguez For For Management 1d Elect Director Trevor Fetter For For Management 1e Elect Director Kathryn A. Mikells For For Management 1f Elect Director Michael G. Morris For For Management 1g Elect Director Teresa W. Roseborough For For Management 1h Elect Director Virginia P. Ruesterholz For For Management 1i Elect Director Christopher J. Swift For For Management 1j Elect Director Matt Winter For For Management 1k Elect Director Greig Woodring For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- - 263 - UDR, INC. Ticker: UDR Security ID: 902653104 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Katherine A. Cattanach For For Management 1b Elect Director Jon A. Grove For For Management 1c Elect Director Mary Ann King For For Management 1d Elect Director James D. Klingbeil For For Management 1e Elect Director Clint D. McDonnough For For Management 1f Elect Director Robert A. McNamara For For Management 1g Elect Director Mark R. Patterson For For Management 1h Elect Director Thomas W. Toomey For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VICI PROPERTIES INC. Ticker: VICI Security ID: 925652109 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James R. Abrahamson For For Management 1b Elect Director Diana F. Cantor For For Management 1c Elect Director Monica H. Douglas For For Management 1d Elect Director Elizabeth I. Holland For For Management 1e Elect Director Craig Macnab For For Management 1f Elect Director Edward B. Pitoniak For For Management 1g Elect Director Michael D. Rumbolz For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement -------------------------------------------------------------------------------- W.R. BERKLEY CORPORATION Ticker: WRB Security ID: 084423102 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Maria Luisa Ferre For Against Management 1b Elect Director Jack H. Nusbaum For Against Management 1c Elect Director Mark L. Shapiro For Against Management 1d Elect Director Jonathan Talisman For For Management 2 Increase Authorized Common Stock For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- WALMART INC. Ticker: WMT Security ID: 931142103 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cesar Conde For For Management 1b Elect Director Timothy P. Flynn For For Management 1c Elect Director Sarah J. Friar For For Management 1d Elect Director Carla A. Harris For For Management 1e Elect Director Thomas W. Horton For For Management 1f Elect Director Marissa A. Mayer For For Management 1g Elect Director C. Douglas McMillon For For Management 1h Elect Director Gregory B. Penner For For Management 1i Elect Director Steven S Reinemund For For Management 1j Elect Director S. Robson Walton For For Management 1k Elect Director Steuart L. Walton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Report on Impacts of Single-Use Against For Shareholder Plastic Bags 6 Report on Supplier Antibiotics Use Against Against Shareholder Standards 7 Adopt Policy to Include Hourly Against Against Shareholder Associates as Director Candidates 8 Report on Strengthening Prevention of Against For Shareholder Workplace Sexual Harassment -------------------------------------------------------------------------------- WASTE MANAGEMENT, INC. Ticker: WM Security ID: 94106L109 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frank M. Clark, Jr. For For Management 1b Elect Director James C. Fish, Jr. For For Management 1c Elect Director Andres R. Gluski For For Management 1d Elect Director Victoria M. Holt For For Management 1e Elect Director Kathleen M. Mazzarella For For Management 1f Elect Director William B. Plummer For For Management 1g Elect Director John C. Pope For For Management 1h Elect Director Thomas H. Weidemeyer For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- - 264 - WEC ENERGY GROUP, INC. Ticker: WEC Security ID: 92939U106 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patricia W. Chadwick For For Management 1.2 Elect Director Curt S. Culver For For Management 1.3 Elect Director Danny L. Cunningham For For Management 1.4 Elect Director William M. Farrow, III For For Management 1.5 Elect Director Thomas J. Fischer For For Management 1.6 Elect Director J. Kevin Fletcher For For Management 1.7 Elect Director Maria C. Green For For Management 1.8 Elect Director Gale E. Klappa For For Management 1.9 Elect Director Henry W. Knueppel For For Management 1.10 Elect Director Thomas K. Lane For For Management 1.11 Elect Director Ulice Payne, Jr. For For Management 1.12 Elect Director Mary Ellen Stanek For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- XCEL ENERGY INC. Ticker: XEL Security ID: 98389B100 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lynn Casey For For Management 1b Elect Director Ben Fowke For For Management 1c Elect Director Netha N. Johnson For For Management 1d Elect Director George Kehl For For Management 1e Elect Director Richard T. O'Brien For For Management 1f Elect Director David K. Owens For For Management 1g Elect Director Christopher J. For For Management Policinski 1h Elect Director James T. Prokopanko For For Management 1i Elect Director A. Patricia Sampson For For Management 1j Elect Director James J. Sheppard For For Management 1k Elect Director David A. Westerlund For For Management 1l Elect Director Kim Williams For For Management 1m Elect Director Timothy V. Wolf For For Management 1n Elect Director Daniel Yohannes For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Costs and Benefits of Against Against Shareholder Climate-Related Activities - 265 - ================ First Trust Dorsey Wright Momentum & Value ETF ================ AFLAC INCORPORATED Ticker: AFL Security ID: 001055102 Meeting Date: MAY 04, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel P. Amos For For Management 1b Elect Director W. Paul Bowers For For Management 1c Elect Director Toshihiko Fukuzawa For For Management 1d Elect Director Thomas J. Kenny For For Management 1e Elect Director Georgette D. Kiser For For Management 1f Elect Director Karole F. Lloyd For For Management 1g Elect Director Nobuchika Mori For For Management 1h Elect Director Joseph L. Moskowitz For For Management 1i Elect Director Barbara K. Rimer For For Management 1j Elect Director Katherine T. Rohrer For For Management 1k Elect Director Melvin T. Stith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- AMERIPRISE FINANCIAL, INC. Ticker: AMP Security ID: 03076C106 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James M. Cracchiolo For For Management 1b Elect Director Dianne Neal Blixt For For Management 1c Elect Director Amy DiGeso For For Management 1d Elect Director Lon R. Greenberg For For Management 1e Elect Director Jeffrey Noddle For For Management 1f Elect Director Robert F. Sharpe, Jr. For For Management 1g Elect Director Brian T. Shea For For Management 1h Elect Director W. Edward Walter, III For For Management 1i Elect Director Christopher J. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ASSURANT, INC. Ticker: AIZ Security ID: 04621X108 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Elaine D. Rosen For For Management 1b Elect Director Paget L. Alves For For Management 1c Elect Director Juan N. Cento For For Management 1d Elect Director Alan B. Colberg For For Management 1e Elect Director Harriet Edelman For For Management 1f Elect Director Lawrence V. Jackson For For Management 1g Elect Director Jean-Paul L. Montupet For For Management 1h Elect Director Debra J. Perry For For Management 1i Elect Director Ognjen (Ogi) Redzic For For Management 1j Elect Director Paul J. Reilly For For Management 1k Elect Director Robert W. Stein For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ASSURED GUARANTY LTD. Ticker: AGO Security ID: G0585R106 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Francisco L. Borges For For Management 1b Elect Director G. Lawrence Buhl For For Management 1c Elect Director Dominic J. Frederico For For Management 1d Elect Director Bonnie L. Howard For For Management 1e Elect Director Thomas W. Jones For For Management 1f Elect Director Patrick W. Kenny For For Management 1g Elect Director Alan J. Kreczko For For Management 1h Elect Director Simon W. Leathes For For Management 1i Elect Director Michael T. O'Kane For For Management 1j Elect Director Yukiko Omura For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4aa Elect Howard W. Albert as Director of For For Management Assured Guaranty Re Ltd 4ab Elect Robert A. Bailenson as Director For For Management of Assured Guaranty Re Ltd 4ac Elect Russell B. Brewer, II as For For Management Director of Assured Guaranty Re Ltd 4ad Elect Gary Burnet as Director of For For Management Assured Guaranty Re Ltd 4ae Elect Ling Chow as Director of Assured For For Management Guaranty Re Ltd 4af Elect Stephen Donnarumma as Director For For Management of Assured Guaranty Re Ltd 4ag Elect Dominic J. Frederico as Director For For Management of Assured Guaranty Re Ltd 4ah Elect Walter A. Scott as Director of For For Management Assured Guaranty Re Ltd 4B Ratify PricewaterhouseCoopers LLP as For For Management Auditor of Assured Guaranty Re Ltd -------------------------------------------------------------------------------- - 266 - AUTOZONE, INC. Ticker: AZO Security ID: 053332102 Meeting Date: DEC 18, 2019 Meeting Type: Annual Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas H. Brooks For For Management 1.2 Elect Director Linda A. Goodspeed For For Management 1.3 Elect Director Earl G. Graves, Jr. For For Management 1.4 Elect Director Enderson Guimaraes For For Management 1.5 Elect Director Michael M. Calbert For For Management 1.6 Elect Director D. Bryan Jordan For For Management 1.7 Elect Director Gale V. King For For Management 1.8 Elect Director George R. Mrkonic, Jr. For For Management 1.9 Elect Director William C. Rhodes, III For For Management 1.10 Elect Director Jill A. Soltau For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BEST BUY CO., INC. Ticker: BBY Security ID: 086516101 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Corie S. Barry For For Management 1b Elect Director Lisa M. Caputo For For Management 1c Elect Director J. Patrick Doyle For For Management 1d Elect Director Kathy J. Higgins Victor For For Management 1e Elect Director David W. Kenny For For Management 1f Elect Director Karen A. McLoughlin For For Management 1g Elect Director Thomas L. "Tommy" For For Management Millner 1h Elect Director Claudia F. Munce For For Management 1i Elect Director Richelle P. Parham For For Management 1j Elect Director Eugene A. Woods For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Eliminate Supermajority Vote For For Management Requirement to Amend, Alter or Repeal the Provisions of Article IX 6 Eliminate Supermajority Vote For For Management Requirement to Amend Section 1, Election of Directors, of Article III of the Amended and Restated By-laws 7 Eliminate Supermajority Vote For For Management Requirement to Amend, Alter or Repeal the Provisions of Article X 8 Amend the Anti-Greenmail Provision For For Management Voting Standard in Article X, Section 2 -------------------------------------------------------------------------------- CACI INTERNATIONAL INC Ticker: CACI Security ID: 127190304 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: SEP 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Michael A. Daniels For For Management 1B Elect Director William L. Jews For For Management 1C Elect Director Gregory G. Johnson For For Management 1D Elect Director J. Phillip London For For Management 1E Elect Director John S. Mengucci For For Management 1F Elect Director James L. Pavitt For For Management 1G Elect Director Warren R. Phillips For For Management 1H Elect Director Debora A. Plunkett For For Management 1I Elect Director Charles P. Revoile For For Management 1J Elect Director William S. Wallace For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CARMAX, INC. Ticker: KMX Security ID: 143130102 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter J. Bensen For For Management 1b Elect Director Ronald E. Blaylock For For Management 1c Elect Director Sona Chawla For For Management 1d Elect Director Thomas J. Folliard For For Management 1e Elect Director Shira Goodman For For Management 1f Elect Director Robert J. Hombach For For Management 1g Elect Director David W. McCreight For For Management 1h Elect Director William D. Nash For For Management 1i Elect Director Mark F. O'Neil For For Management 1j Elect Director Pietro Satriano For For Management 1k Elect Director Marcella Shinder For For Management 1l Elect Director Mitchell D. Steenrod For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- - 267 - CELANESE CORPORATION Ticker: CE Security ID: 150870103 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jean S. Blackwell For For Management 1b Elect Director William M. Brown For For Management 1c Elect Director Edward G. Galante For For Management 1d Elect Director Kathryn M. Hill For For Management 1e Elect Director David F. Hoffmeister For For Management 1f Elect Director Jay V. Ihlenfeld For For Management 1g Elect Director Mark C. Rohr For For Management 1h Elect Director Kim K. W. Rucker For For Management 1i Elect Director Lori J. Ryerkerk For For Management 1j Elect Director John K. Wulff For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COMCAST CORPORATION Ticker: CMCSA Security ID: 20030N101 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth J. Bacon For For Management 1.2 Elect Director Madeline S. Bell For For Management 1.3 Elect Director Naomi M. Bergman For For Management 1.4 Elect Director Edward D. Breen For Withhold Management 1.5 Elect Director Gerald L. Hassell For Withhold Management 1.6 Elect Director Jeffrey A. Honickman For For Management 1.7 Elect Director Maritza G. Montiel For For Management 1.8 Elect Director Asuka Nakahara For For Management 1.9 Elect Director David C. Novak For Withhold Management 1.10 Elect Director Brian L. Roberts For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Amend Stock Option Plan For For Management 4 Amend Restricted Stock Plan For For Management 5 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 6 Report on Lobbying Payments and Policy Against For Shareholder 7 Require Independent Board Chair Against For Shareholder 8 Report on Risks Posed by Failing to Against Against Shareholder Prevent Sexual Harassment -------------------------------------------------------------------------------- D.R. HORTON, INC. Ticker: DHI Security ID: 23331A109 Meeting Date: JAN 22, 2020 Meeting Type: Annual Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Donald R. Horton For For Management 1b Elect Director Barbara K. Allen For For Management 1c Elect Director Brad S. Anderson For For Management 1d Elect Director Michael R. Buchanan For For Management 1e Elect Director Michael W. Hewatt For For Management 1f Elect Director Maribess L. Miller For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- DELL TECHNOLOGIES INC. Ticker: DELL Security ID: 24703L202 Meeting Date: JUL 09, 2019 Meeting Type: Annual Record Date: MAY 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael S. Dell For Withhold Management 1.2 Elect Director David W. Dorman For Withhold Management 1.3 Elect Director Egon Durban For Withhold Management 1.4 Elect Director William D. Green For Withhold Management 1.5 Elect Director Ellen J. Kullman For Withhold Management 1.6 Elect Director Simon Patterson For Withhold Management 1.7 Elect Director Lynn M. Vojvodich For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- DISCOVER FINANCIAL SERVICES Ticker: DFS Security ID: 254709108 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Aronin For For Management 1.2 Elect Director Mary K. Bush For For Management 1.3 Elect Director Gregory C. Case For For Management 1.4 Elect Director Candace H. Duncan For For Management 1.5 Elect Director Joseph F. Eazor For For Management 1.6 Elect Director Cynthia A. Glassman For For Management 1.7 Elect Director Roger C. Hochschild For For Management 1.8 Elect Director Thomas G. Maheras For For Management 1.9 Elect Director Michael H. Moskow For For Management 1.10 Elect Director Mark A. Thierer For For Management 1.11 Elect Director Lawrence A. Weinbach - None None Management Withdrawn Resolution 1.12 Elect Director Jennifer L. Wong For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- - 268 - DTE ENERGY COMPANY Ticker: DTE Security ID: 233331107 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gerard M. Anderson For For Management 1.2 Elect Director David A. Brandon For For Management 1.3 Elect Director Charles G. McClure, Jr. For For Management 1.4 Elect Director Gail J. McGovern For For Management 1.5 Elect Director Mark A. Murray For For Management 1.6 Elect Director Gerardo Norcia For For Management 1.7 Elect Director Ruth G. Shaw For For Management 1.8 Elect Director Robert C. Skaggs, Jr. For For Management 1.9 Elect Director David A. Thomas For For Management 1.10 Elect Director Gary H. Torgow For For Management 1.11 Elect Director James H. Vandenberghe For For Management 1.12 Elect Director Valerie M. Williams For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- ELDORADO RESORTS, INC. Ticker: ERI Security ID: 28470R102 Meeting Date: NOV 15, 2019 Meeting Type: Special Record Date: OCT 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Change State of Incorporation from For For Management Nevada to Delaware 3 Approve the ERI A&R Nevada Charter For For Management 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- EMCOR GROUP, INC. Ticker: EME Security ID: 29084Q100 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John W. Altmeyer For For Management 1b Elect Director Anthony J. Guzzi For For Management 1c Elect Director Richard F. Hamm, Jr. For For Management 1d Elect Director David H. Laidley For For Management 1e Elect Director Carol P. Lowe For For Management 1f Elect Director M. Kevin McEvoy For For Management 1g Elect Director William P. Reid For For Management 1h Elect Director Steven B. Schwarzwaelder For For Management 1i Elect Director Robin Walker-Lee For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Amend Restricted Stock Plan For For Management 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- ESSENT GROUP LTD. Ticker: ESNT Security ID: G3198U102 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark A. Casale For For Management 1.2 Elect Director Douglas J. Pauls For For Management 1.3 Elect Director William Spiegel For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FIDELITY NATIONAL FINANCIAL, INC. Ticker: FNF Security ID: 31620R303 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William P. Foley, II For For Management 1.2 Elect Director Douglas K. Ammerman For For Management 1.3 Elect Director Thomas M. Hagerty For For Management 1.4 Elect Director Peter O. Shea, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRST AMERICAN FINANCIAL CORPORATION Ticker: FAF Security ID: 31847R102 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James L. Doti For For Management 1.2 Elect Director Michael D. McKee For For Management 1.3 Elect Director Thomas V. McKernan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- - 269 - GLOBE LIFE INC. Ticker: GL Security ID: 37959E102 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles E. Adair For For Management 1.2 Elect Director Linda L. Addison For For Management 1.3 Elect Director Marilyn A. Alexander For For Management 1.4 Elect Director Cheryl D. Alston For For Management 1.5 Elect Director Jane M. Buchan For For Management 1.6 Elect Director Gary L. Coleman For For Management 1.7 Elect Director Larry M. Hutchison For For Management 1.8 Elect Director Robert W. Ingram For For Management 1.9 Elect Director Steven P. Johnson For For Management 1.10 Elect Director Darren M. Rebelez For For Management 1.11 Elect Director Mary E. Thigpen For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GRAPHIC PACKAGING HOLDING COMPANY Ticker: GPK Security ID: 388689101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael P. Doss For For Management 1.2 Elect Director Dean A. Scarborough For For Management 1.3 Elect Director Larry M. Venturelli For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- JACOBS ENGINEERING GROUP INC. Ticker: J Security ID: 469814107 Meeting Date: JAN 14, 2020 Meeting Type: Annual Record Date: NOV 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven J. Demetriou For For Management 1b Elect Director Christopher M.T. For For Management Thompson 1c Elect Director Joseph R. Bronson For For Management 1d Elect Director Robert C. Davidson, Jr. For For Management 1e Elect Director Ralph E. Eberhart For For Management 1f Elect Director Georgette D. Kiser For For Management 1g Elect Director Linda Fayne Levinson For For Management 1h Elect Director Barbara L. Loughran For For Management 1i Elect Director Robert A. McNamara For For Management 1j Elect Director Peter J. Robertson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Ticker: JPM Security ID: 46625H100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda B. Bammann For For Management 1b Elect Director Stephen B. Burke For For Management 1c Elect Director Todd A. Combs For For Management 1d Elect Director James S. Crown For For Management 1e Elect Director James Dimon For For Management 1f Elect Director Timothy P. Flynn For For Management 1g Elect Director Mellody Hobson For For Management 1h Elect Director Michael A. Neal For For Management 1i Elect Director Lee R. Raymond For For Management 1j Elect Director Virginia M. Rometty For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Require Independent Board Chair Against For Shareholder 5 Report on Reputational Risk Related to Against Against Shareholder Canadian Oil Sands, Oil Sands Pipeline Companies and Arctic Oil and Gas Exploration and Production. 6 Report on Climate Change Against For Shareholder 7 Amend Shareholder Written Consent Against Against Shareholder Provisions 8 Report on Charitable Contributions Against Against Shareholder 9 Report on Gender/Racial Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- KBR, INC. Ticker: KBR Security ID: 48242W106 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark E. Baldwin For For Management 1b Elect Director James R. Blackwell For For Management 1c Elect Director Stuart J. B. Bradie For For Management 1d Elect Director Lynn A. Dugle For For Management 1e Elect Director Lester L. Lyles For For Management 1f Elect Director Wendy M. Masiello For For Management 1g Elect Director Jack B. Moore For For Management 1h Elect Director Ann D. Pickard For For Management 1i Elect Director Umberto della Sala For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- - 270 - LPL FINANCIAL HOLDINGS INC. Ticker: LPLA Security ID: 50212V100 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dan H. Arnold For For Management 1b Elect Director Edward C. Bernard For For Management 1c Elect Director H. Paulett Eberhart For For Management 1d Elect Director William F. Glavin, Jr. For For Management 1e Elect Director Allison H. Mnookin For For Management 1f Elect Director Anne M. Mulcahy For For Management 1g Elect Director James S. Putnam For For Management 1h Elect Director Richard P. Schifter For For Management 1i Elect Director Corey E. Thomas For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MARATHON PETROLEUM CORPORATION Ticker: MPC Security ID: 56585A102 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2a Elect Director Steven A. Davis For For Management 2b Elect Director J. Michael Stice For For Management 2c Elect Director John P. Surma For For Management 2d Elect Director Susan Tomasky For For Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Adopt Simple Majority Vote For For Shareholder 6 Report on Integrating Community Against Against Shareholder Impacts Into Executive Compensation Program -------------------------------------------------------------------------------- MARRIOTT VACATIONS WORLDWIDE CORPORATION Ticker: VAC Security ID: 57164Y107 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director C.E. Andrews For For Management 1.2 Elect Director William W. McCarten For For Management 1.3 Elect Director William J. Shaw For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- MGIC INVESTMENT CORPORATION Ticker: MTG Security ID: 552848103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel A. Arrigoni For For Management 1.2 Elect Director C. Edward Chaplin For For Management 1.3 Elect Director Curt S. Culver For For Management 1.4 Elect Director Jay C. Hartzell For For Management 1.5 Elect Director Timothy A. Holt For For Management 1.6 Elect Director Kenneth M. Jastrow, II For For Management 1.7 Elect Director Jodeen A. Kozlak For For Management 1.8 Elect Director Michael E. Lehman For For Management 1.9 Elect Director Melissa B. Lora For For Management 1.10 Elect Director Timothy J. Mattke For For Management 1.11 Elect Director Gary A. Poliner For For Management 1.12 Elect Director Sheryl L. Sculley For For Management 1.13 Elect Director Mark M. Zandi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MURPHY OIL CORPORATION Ticker: MUR Security ID: 626717102 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director T. Jay Collins For For Management 1b Elect Director Steven A. Cosse For For Management 1c Elect Director Claiborne P. Deming For For Management 1d Elect Director Lawrence R. Dickerson For For Management 1e Elect Director Roger W. Jenkins For For Management 1f Elect Director Elisabeth W. Keller For For Management 1g Elect Director James V. Kelley For For Management 1h Elect Director Walentin Mirosh For For Management 1i Elect Director R. Madison Murphy For For Management 1j Elect Director Jeffrey W. Nolan For For Management 1k Elect Director Robert N. Ryan, Jr. For For Management 1l Elect Director Neal E. Schmale For For Management 1m Elect Director Laura A. Sugg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- - 271 - OLD REPUBLIC INTERNATIONAL CORPORATION Ticker: ORI Security ID: 680223104 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles J. Kovaleski For Withhold Management 1.2 Elect Director Craig R. Smiddy For Withhold Management 1.3 Elect Director Arnold L. Steiner For Withhold Management 1.4 Elect Director Fredricka Taubitz For Withhold Management 1.5 Elect Director Aldo C. Zucaro For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ONEMAIN HOLDINGS, INC. Ticker: OMF Security ID: 68268W103 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jay N. Levine For For Management 1.2 Elect Director Roy A. Guthrie For Withhold Management 1.3 Elect Director Peter B. Sinensky For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three One Year Management Years 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- OSHKOSH CORPORATION Ticker: OSK Security ID: 688239201 Meeting Date: FEB 04, 2020 Meeting Type: Annual Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Keith J. Allman For For Management 1.2 Elect Director Wilson R. Jones For For Management 1.3 Elect Director Tyrone M. Jordan For For Management 1.4 Elect Director Kimberley Metcalf-Kupres For For Management 1.5 Elect Director Stephen D. Newlin For For Management 1.6 Elect Director Raymond T. Odierno For For Management 1.7 Elect Director Craig P. Omtvedt For For Management 1.8 Elect Director Duncan J. Palmer For For Management 1.9 Elect Director Sandra E. Rowland For For Management 1.10 Elect Director John S. Shiely For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- OWENS CORNING Ticker: OC Security ID: 690742101 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian D. Chambers For For Management 1b Elect Director Eduardo E. Cordeiro For For Management 1c Elect Director Adrienne D. Elsner For For Management 1d Elect Director J. Brian Ferguson For For Management 1e Elect Director Ralph F. Hake For For Management 1f Elect Director Edward F. Lonergan For For Management 1g Elect Director Maryann T. Mannen For For Management 1h Elect Director W. Howard Morris For For Management 1i Elect Director Suzanne P. Nimocks For For Management 1j Elect Director John D. Williams For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- PARSONS CORPORATION Ticker: PSN Security ID: 70202L102 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Letitia A. Long For For Management 1.2 Elect Director James F. McGovern For Withhold Management 1.3 Elect Director Harry T. McMahon For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- PERFORMANCE FOOD GROUP COMPANY Ticker: PFGC Security ID: 71377A103 Meeting Date: NOV 13, 2019 Meeting Type: Annual Record Date: SEP 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director George L. Holm For For Management 1b Elect Director Arthur B. Winkleblack - None None Management Withdrawn 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Approve Qualified Employee Stock For For Management Purchase Plan 6 Eliminate Supermajority Vote For For Management Requirement for Amending Government Documents and Removing Directors 7 Provide Right to Call Special Meeting For For Management -------------------------------------------------------------------------------- - 272 - POPULAR, INC. Ticker: BPOP Security ID: 733174700 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ignacio Alvarez For For Management 1b Elect Director Maria Luisa Ferre For For Management 1c Elect Director C. Kim Goodwin For For Management 2 Declassify the Board of Directors For For Management 3 Change Range for Size of the Board For For Management 4 Eliminate Supermajority Vote For For Management Requirement 5 Approve Omnibus Stock Plan For For Management 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 7 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 8 Adjourn Meeting For For Management -------------------------------------------------------------------------------- SYNNEX CORPORATION Ticker: SNX Security ID: 87162W100 Meeting Date: MAR 17, 2020 Meeting Type: Annual Record Date: JAN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin Murai For For Management 1.2 Elect Director Dwight Steffensen For For Management 1.3 Elect Director Dennis Polk For For Management 1.4 Elect Director Fred Breidenbach For For Management 1.5 Elect Director Laurie Simon Hodrick For For Management 1.6 Elect Director Hau Lee For For Management 1.7 Elect Director Matthew Miau For Withhold Management 1.8 Elect Director Gregory Quesnel For For Management 1.9 Elect Director Ann Vezina For For Management 1.10 Elect Director Thomas Wurster For For Management 1.11 Elect Director Duane Zitzner For For Management 1.12 Elect Director Andrea Zulberti For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- T-MOBILE US, INC. Ticker: TMUS Security ID: 872590104 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marcelo Claure For Withhold Management 1.2 Elect Director Srikant M. Datar For For Management 1.3 Elect Director Ronald D. Fisher For Withhold Management 1.4 Elect Director Srini Gopalan For Withhold Management 1.5 Elect Director Lawrence H. Guffey For For Management 1.6 Elect Director Timotheus Hottges For Withhold Management 1.7 Elect Director Christian P. Illek For Withhold Management 1.8 Elect Director Stephen Kappes For For Management 1.9 Elect Director Raphael Kubler For Withhold Management 1.10 Elect Director Thorsten Langheim For Withhold Management 1.11 Elect Director G. Michael (Mike) For Withhold Management Sievert 1.12 Elect Director Teresa A. Taylor For For Management 1.13 Elect Director Kelvin R. Westbrook For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Limit Accelerated Vesting of Equity Against For Shareholder Awards Upon a Change in Control -------------------------------------------------------------------------------- THE AES CORPORATION Ticker: AES Security ID: 00130H105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Janet G. Davidson For For Management 1.2 Elect Director Andres R. Gluski For For Management 1.3 Elect Director Tarun Khanna For For Management 1.4 Elect Director Holly K. Koeppel For For Management 1.5 Elect Director Julia M. Laulis For For Management 1.6 Elect Director James H. Miller For For Management 1.7 Elect Director Alain Monie For For Management 1.8 Elect Director John B. Morse, Jr. For For Management 1.9 Elect Director Moises Naim For For Management 1.10 Elect Director Jeffrey W. Ubben For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Require Shareholder Approval of Bylaw Against Against Shareholder and Charter Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- THE HANOVER INSURANCE GROUP, INC. Ticker: THG Security ID: 410867105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jane D. Carlin For For Management 1.2 Elect Director Daniel T. Henry For For Management 1.3 Elect Director Wendell J. Knox For For Management 1.4 Elect Director Kathleen S. Lane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- - 273 - THE HARTFORD FINANCIAL SERVICES GROUP, INC. Ticker: HIG Security ID: 416515104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert B. Allardice, III For For Management 1b Elect Director Larry D. De Shon For For Management 1c Elect Director Carlos Dominguez For For Management 1d Elect Director Trevor Fetter For For Management 1e Elect Director Kathryn A. Mikells For For Management 1f Elect Director Michael G. Morris For For Management 1g Elect Director Teresa W. Roseborough For For Management 1h Elect Director Virginia P. Ruesterholz For For Management 1i Elect Director Christopher J. Swift For For Management 1j Elect Director Matt Winter For For Management 1k Elect Director Greig Woodring For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- UNITED RENTALS, INC. Ticker: URI Security ID: 911363109 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jose B. Alvarez For For Management 1.2 Elect Director Marc A. Bruno For For Management 1.3 Elect Director Matthew J. Flannery For For Management 1.4 Elect Director Bobby J. Griffin For For Management 1.5 Elect Director Kim Harris Jones For For Management 1.6 Elect Director Terri L. Kelly For For Management 1.7 Elect Director Michael J. Kneeland For For Management 1.8 Elect Director Gracia C. Martore For For Management 1.9 Elect Director Filippo Passerini For For Management 1.10 Elect Director Donald C. Roof For For Management 1.11 Elect Director Shiv Singh For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent For For Management 5 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- UNIVERSAL HEALTH SERVICES, INC. Ticker: UHS Security ID: 913903100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Lawrence S. Gibbs For For Management 2 Approve Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- US FOODS HOLDING CORP. Ticker: USFD Security ID: 912008109 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Court D. Carruthers For For Management 1b Elect Director David M. Tehle For For Management 1c Elect Director Ann E. Ziegler For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- VOYA FINANCIAL, INC. Ticker: VOYA Security ID: 929089100 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lynne Biggar For For Management 1b Elect Director Jane P. Chwick For For Management 1c Elect Director Kathleen DeRose For For Management 1d Elect Director Ruth Ann M. Gillis For For Management 1e Elect Director J. Barry Griswell For For Management 1f Elect Director Rodney O. Martin, Jr. For For Management 1g Elect Director Byron H. Pollitt, Jr. For For Management 1h Elect Director Joseph V. Tripodi For For Management 1i Elect Director David Zwiener For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- - 274 - WYNDHAM DESTINATIONS, INC. Ticker: WYND Security ID: 98310W108 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Louise F. Brady For For Management 1.2 Elect Director Michael D. Brown For For Management 1.3 Elect Director James E. Buckman For For Management 1.4 Elect Director George Herrera For For Management 1.5 Elect Director Stephen P. Holmes For For Management 1.6 Elect Director Denny Marie Post For For Management 1.7 Elect Director Ronald L. Rickles For For Management 1.8 Elect Director Michael H. Wargotz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- XEROX HOLDINGS CORPORATION Ticker: XRX Security ID: 98421M106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Keith Cozza For For Management 1.2 Elect Director Jonathan Christodoro For Against Management 1.3 Elect Director Joseph J. Echevarria For For Management 1.4 Elect Director Nicholas Graziano For For Management 1.5 Elect Director Cheryl Gordon Krongard For Against Management 1.6 Elect Director Scott Letier For Against Management 1.7 Elect Director Giovanni ('John') For For Management Visentin 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- XPO LOGISTICS, INC. Ticker: XPO Security ID: 983793100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bradley S. Jacobs For For Management 1.2 Elect Director Gena L. Ashe For For Management 1.3 Elect Director Marlene M. Colucci For For Management 1.4 Elect Director AnnaMaria DeSalva For For Management 1.5 Elect Director Michael G. Jesselson For For Management 1.6 Elect Director Adrian P. Kingshott For For Management 1.7 Elect Director Jason D. Papastavrou For For Management 1.8 Elect Director Oren G. Shaffer For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 5 Report on Integrating ESG Metrics Into Against For Shareholder Executive Compensation Program 6 Require Independent Board Chair Against For Shareholder 7 Report on Sexual Harassment Against For Shareholder 8 Limit Accelerated Vesting of Equity Against For Shareholder Awards Upon a Change in Control - 275 - ==================== First Trust Hedged BuyWrite Income ETF ==================== 3M COMPANY Ticker: MMM Security ID: 88579Y101 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas "Tony" K. Brown For For Management 1b Elect Director Pamela J. Craig For For Management 1c Elect Director David B. Dillon For For Management 1d Elect Director Michael L. Eskew For For Management 1e Elect Director Herbert L. Henkel For For Management 1f Elect Director Amy E. Hood For For Management 1g Elect Director Muhtar Kent For For Management 1h Elect Director Dambisa F. Moyo For For Management 1i Elect Director Gregory R. Page For For Management 1j Elect Director Michael F. Roman For For Management 1k Elect Director Patricia A. Woertz For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Consider Pay Disparity Between Against Against Shareholder Executives and Other Employees -------------------------------------------------------------------------------- ABBOTT LABORATORIES Ticker: ABT Security ID: 002824100 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Alpern For For Management 1.2 Elect Director Roxanne S. Austin For For Management 1.3 Elect Director Sally E. Blount For For Management 1.4 Elect Director Robert B. Ford For For Management 1.5 Elect Director Michelle A. Kumbier For For Management 1.6 Elect Director Edward M. Liddy For For Management 1.7 Elect Director Darren W. McDew For For Management 1.8 Elect Director Nancy McKinstry For For Management 1.9 Elect Director Phebe N. Novakovic For For Management 1.10 Elect Director William A. Osborn For For Management 1.11 Elect Director Daniel J. Starks For For Management 1.12 Elect Director John G. Stratton For For Management 1.13 Elect Director Glenn F. Tilton For For Management 1.14 Elect Director Miles D. White For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Increase Disclosure of Compensation Against For Shareholder Adjustments 6 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors 7 Adopt Simple Majority Vote Against For Shareholder -------------------------------------------------------------------------------- ACCENTURE PLC Ticker: ACN Security ID: G1151C101 Meeting Date: JAN 30, 2020 Meeting Type: Annual Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Jaime Ardila For For Management 1b Elect Director Herbert Hainer For For Management 1c Elect Director Nancy McKinstry For For Management 1d Elect Director Gilles C. Pelisson For For Management 1e Elect Director Paula A. Price For For Management 1f Elect Director Venkata (Murthy) For For Management Renduchintala 1g Elect Director David Rowland For For Management 1h Elect Director Arun Sarin For For Management 1i Elect Director Julie Sweet For For Management 1j Elect Director Frank K. Tang For For Management 1k Elect Director Tracey T. Travis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Board to Allot and Issue For For Management Shares 6 Authorize Board to Opt-Out of For For Management Statutory Pre-Emption Rights 7 Determine Price Range for Reissuance For For Management of Treasury Shares -------------------------------------------------------------------------------- AIR PRODUCTS AND CHEMICALS, INC. Ticker: APD Security ID: 009158106 Meeting Date: JAN 23, 2020 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan K. Carter For For Management 1b Elect Director Charles I. Cogut For For Management 1c Elect Director Chadwick C. Deaton For For Management 1d Elect Director Seifollah (Seifi) For For Management Ghasemi 1e Elect Director David H. Y. Ho For For Management 1f Elect Director Margaret G. McGlynn For For Management 1g Elect Director Edward L. Monser For For Management 1h Elect Director Matthew H. Paull For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- - 276 - ALLISON TRANSMISSION HOLDINGS, INC. Ticker: ALSN Security ID: 01973R101 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Judy L. Altmaier For For Management 1b Elect Director Stan A. Askren For For Management 1c Elect Director Lawrence E. Dewey For For Management 1d Elect Director David C. Everitt For For Management 1e Elect Director Alvaro Garcia-Tunon For For Management 1f Elect Director David S. Graziosi For For Management 1g Elect Director Carolann I. Haznedar For For Management 1h Elect Director Richard P. Lavin For For Management 1i Elect Director Thomas W. Rabaut For For Management 1j Elect Director Richard V. Reynolds For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALPHABET INC. Ticker: GOOGL Security ID: 02079K305 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Larry Page For For Management 1.2 Elect Director Sergey Brin For For Management 1.3 Elect Director Sundar Pichai For For Management 1.4 Elect Director John L. Hennessy For For Management 1.5 Elect Director Frances H. Arnold For For Management 1.6 Elect Director L. John Doerr For Withhold Management 1.7 Elect Director Roger W. Ferguson Jr. For For Management 1.8 Elect Director Ann Mather For For Management 1.9 Elect Director Alan R. Mulally For Withhold Management 1.10 Elect Director K. Ram Shiram For Withhold Management 1.11 Elect Director Robin L. Washington For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 5 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 6 Report on Arbitration of Against For Shareholder Employment-Related Claims 7 Establish Human Rights Risk Oversight Against For Shareholder Committee 8 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors 9 Assess Feasibility of Including Against For Shareholder Sustainability as a Performance Measure for Senior Executive Compensation 10 Report on Takedown Requests Against For Shareholder 11 Require a Majority Vote for the Against For Shareholder Election of Directors 12 Report on Gender/Racial Pay Gap Against Against Shareholder 13 Require Independent Director Nominee Against For Shareholder with Human and/or Civil Rights Experience 14 Report on Whistleblower Policies and Against Against Shareholder Practices -------------------------------------------------------------------------------- AMAZON.COM, INC. Ticker: AMZN Security ID: 023135106 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey P. Bezos For For Management 1b Elect Director Rosalind G. Brewer For For Management 1c Elect Director Jamie S. Gorelick For For Management 1d Elect Director Daniel P. Huttenlocher For For Management 1e Elect Director Judith A. McGrath For For Management 1f Elect Director Indra K. Nooyi For For Management 1g Elect Director Jonathan J. Rubinstein For For Management 1h Elect Director Thomas O. Ryder For For Management 1i Elect Director Patricia Q. Stonesifer For For Management 1j Elect Director Wendell P. Weeks For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting 5 Report on Management of Food Waste Against For Shareholder 6 Report on Customers' Use of its Against For Shareholder Surveillance and Computer Vision Products or Cloud-Based Services 7 Report on Potential Human Rights Against For Shareholder Impacts of Customers' Use of Rekognition 8 Report on Products Promoting Hate Against For Shareholder Speech and Sales of Offensive Products 9 Require Independent Board Chairman Against Against Shareholder 10 Report on Global Median Gender/Racial Against Against Shareholder Pay Gap 11 Report on Reducing Environmental and Against Against Shareholder Health Harms to Communities of Color 12 Report on Viewpoint Discrimination Against Against Shareholder 13 Report on Promotion Velocity Against Against Shareholder 14 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 15 Human Rights Risk Assessment Against For Shareholder 16 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- - 277 - AMERCO Ticker: UHAL Security ID: 023586100 Meeting Date: AUG 22, 2019 Meeting Type: Annual Record Date: JUN 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward J. (Joe) Shoen For Withhold Management 1.2 Elect Director James E. Acridge For For Management 1.3 Elect Director John P. Brogan For For Management 1.4 Elect Director John M. Dodds For For Management 1.5 Elect Director James J. Grogan For For Management 1.6 Elect Director Richard J. Herrera For For Management 1.7 Elect Director Karl A. Schmidt For For Management 1.8 Elect Director Samuel J. Shoen For Withhold Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Ratify and Affirm Decisions and For Against Shareholder Actions Taken by the Board and Executive Officers for Fiscal 2019 4 Require a Majority Vote for the None For Shareholder Election of Directors -------------------------------------------------------------------------------- AMEREN CORPORATION Ticker: AEE Security ID: 023608102 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Warner L. Baxter For For Management 1b Elect Director Cynthia J. Brinkley For For Management 1c Elect Director Catherine S. Brune For For Management 1d Elect Director J. Edward Coleman For For Management 1e Elect Director Ward H. Dickson For For Management 1f Elect Director Noelle K. Eder For For Management 1g Elect Director Ellen M. Fitzsimmons For For Management 1h Elect Director Rafael Flores For For Management 1i Elect Director Richard J. Harshman For For Management 1j Elect Director Craig S. Ivey For For Management 1k Elect Director James C. Johnson For For Management 1l Elect Director Steven H. Lipstein For For Management 1m Elect Director Stephen R. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- AMERICAN TOWER CORPORATION Ticker: AMT Security ID: 03027X100 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas A. Bartlett For For Management 1b Elect Director Raymond P. Dolan For For Management 1c Elect Director Robert D. Hormats For For Management 1d Elect Director Gustavo Lara Cantu For For Management 1e Elect Director Grace D. Lieblein For For Management 1f Elect Director Craig Macnab For For Management 1g Elect Director JoAnn A. Reed For For Management 1h Elect Director Pamela D.A. Reeve For For Management 1i Elect Director David E. Sharbutt For For Management 1j Elect Director Bruce L. Tanner For For Management 1k Elect Director Samme L. Thompson For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions and Against For Shareholder Expenditures 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- AMERICAN WATER WORKS COMPANY, INC. Ticker: AWK Security ID: 030420103 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey N. Edwards For For Management 1b Elect Director Martha Clark Goss For For Management 1c Elect Director Veronica M. Hagen For For Management 1d Elect Director Kimberly J. Harris For For Management 1e Elect Director Julia L. Johnson For For Management 1f Elect Director Patricia L. Kampling For For Management 1g Elect Director Karl F. Kurz For For Management 1h Elect Director Walter J. Lynch For For Management 1i Elect Director George MacKenzie For For Management 1j Elect Director James G. Stavridis For For Management 1k Elect Director Lloyd M. Yates For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AMERIS BANCORP Ticker: ABCB Security ID: 03076K108 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rodney D. Bullard For For Management 1.2 Elect Director James B. Miller, Jr. For For Management 1.3 Elect Director William I. Bowen, Jr. For For Management 1.4 Elect Director Wm. Millard Choate For For Management 1.5 Elect Director Robert P. Lynch For For Management 1.6 Elect Director Elizabeth A. McCague For For Management 1.7 Elect Director Gloria A. O'Neal For For Management 1.8 Elect Director H. Palmer Proctor, Jr. For For Management 2 Ratify Crowe LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management 5 Eliminate Supermajority Vote For For Management Requirement 6 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- - 278 - AMGEN INC. Ticker: AMGN Security ID: 031162100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wanda M. Austin For For Management 1b Elect Director Robert A. Bradway For For Management 1c Elect Director Brian J. Druker For For Management 1d Elect Director Robert A. Eckert For For Management 1e Elect Director Greg C. Garland For For Management 1f Elect Director Fred Hassan For For Management 1g Elect Director Charles M. Holley, Jr. For For Management 1h Elect Director Tyler Jacks For For Management 1i Elect Director Ellen J. Kullman For For Management 1j Elect Director Ronald D. Sugar For For Management 1k Elect Director R. Sanders Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- ANALOG DEVICES, INC. Ticker: ADI Security ID: 032654105 Meeting Date: MAR 11, 2020 Meeting Type: Annual Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ray Stata For For Management 1b Elect Director Vincent Roche For For Management 1c Elect Director James A. Champy For For Management 1d Elect Director Anantha P. Chandrakasan For For Management 1e Elect Director Bruce R. Evans For For Management 1f Elect Director Edward H. Frank For For Management 1g Elect Director Karen M. Golz For For Management 1h Elect Director Mark M. Little For For Management 1i Elect Director Kenton J. Sicchitano For For Management 1j Elect Director Susie Wee For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ANHEUSER-BUSCH INBEV SA/NV Ticker: ABI Security ID: 03524A108 Meeting Date: JUN 03, 2020 Meeting Type: Annual/Special Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor A1.a Amend Articles 24.4 Re: Participation For For Management and Decisions in a Meeting A1.b Amend Articles Re: Distributions of For For Management Interim Dividends A1.c Amend Articles of Association Re: For For Management Alignment on the Rules of Code on Companies and Associations B2 Receive Directors' Reports (Non-Voting) None None Management B3 Receive Auditors' Reports (Non-Voting) None None Management B4 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) B5 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 1.30 per Share B6 Approve Discharge of Directors For For Management B7 Approve Discharge of Auditors For For Management B8.a Reelect Michele Burns as Independent For For Management Director B8.b Reelect Elio Leoni Sceti as For For Management Independent Director B8.c Reelect Alexandre Van Damme as Director For Against Management B8.d Reelect Gregoire de Spoelberch as For Against Management Director B8.e Reelect Paul Cornet de Ways Ruart as For Against Management Director B8.f Reelect Paulo Lemann as Director For Against Management B8.g Reelect Maria Asuncion Aramburuzabala For Against Management as Director B8.h Elect Roberto Thompson Motta as For Against Management Director B8.i Reelect Martin J. Barrington as For Against Management Director B8.j Reelect William F. Gifford, Jr. as For Against Management Director B8.k Reelect Alejandro Santo Domingo Davila For Against Management as Director B9 Approve Remuneration Report For Against Management C10 Authorize Implementation of Approved For For Management Resolutions and Filing of Required Documents/Formalities at Trade Registry -------------------------------------------------------------------------------- APPLE INC. Ticker: AAPL Security ID: 037833100 Meeting Date: FEB 26, 2020 Meeting Type: Annual Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James Bell For For Management 1b Elect Director Tim Cook For For Management 1c Elect Director Al Gore For For Management 1d Elect Director Andrea Jung For For Management 1e Elect Director Art Levinson For For Management 1f Elect Director Ron Sugar For For Management 1g Elect Director Sue Wagner For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Proxy Access Amendments Against For Shareholder 5 Assess Feasibility of Including Against Against Shareholder Sustainability as a Performance Measure for Senior Executive Compensation 6 Report on Freedom of Expression and Against For Shareholder Access to Information Policies -------------------------------------------------------------------------------- - 279 - APPLIED MATERIALS, INC. Ticker: AMAT Security ID: 038222105 Meeting Date: MAR 12, 2020 Meeting Type: Annual Record Date: JAN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Judy Bruner For For Management 1b Elect Director Xun (Eric) Chen For For Management 1c Elect Director Aart J. de Geus For For Management 1d Elect Director Gary E. Dickerson For For Management 1e Elect Director Stephen R. Forrest For For Management 1f Elect Director Thomas J. Iannotti For For Management 1g Elect Director Alexander A. Karsner For For Management 1h Elect Director Adrianna C. Ma For For Management 1i Elect Director Yvonne McGill For For Management 1j Elect Director Scott A. McGregor For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Provide Right to Act by Written Consent For For Management -------------------------------------------------------------------------------- ARMOUR RESIDENTIAL REIT, INC. Ticker: ARR Security ID: 042315507 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott J. Ulm For For Management 1.2 Elect Director Jeffrey J. Zimmer For For Management 1.3 Elect Director Daniel C. Staton For For Management 1.4 Elect Director Marc H. Bell For For Management 1.5 Elect Director Z. Jamie Behar For For Management 1.6 Elect Director Carolyn Downey For For Management 1.7 Elect Director Thomas K. Guba For For Management 1.8 Elect Director Robert C. Hain For For Management 1.9 Elect Director John "Jack" P. For For Management Hollihan, III 1.10 Elect Director Stewart J. Paperin For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- AUTOMATIC DATA PROCESSING, INC. Ticker: ADP Security ID: 053015103 Meeting Date: NOV 12, 2019 Meeting Type: Annual Record Date: SEP 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter Bisson For For Management 1b Elect Director Richard T. Clark For For Management 1c Elect Director R. Glenn Hubbard For For Management 1d Elect Director John P. Jones For For Management 1e Elect Director Francine S. Katsoudas For For Management 1f Elect Director Thomas J. Lynch For For Management 1g Elect Director Scott F. Powers For For Management 1h Elect Director William J. Ready For For Management 1i Elect Director Carlos A. Rodriguez For For Management 1j Elect Director Sandra S. Wijnberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- AUTOZONE, INC. Ticker: AZO Security ID: 053332102 Meeting Date: DEC 18, 2019 Meeting Type: Annual Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas H. Brooks For For Management 1.2 Elect Director Linda A. Goodspeed For For Management 1.3 Elect Director Earl G. Graves, Jr. For For Management 1.4 Elect Director Enderson Guimaraes For For Management 1.5 Elect Director Michael M. Calbert For For Management 1.6 Elect Director D. Bryan Jordan For For Management 1.7 Elect Director Gale V. King For For Management 1.8 Elect Director George R. Mrkonic, Jr. For For Management 1.9 Elect Director William C. Rhodes, III For For Management 1.10 Elect Director Jill A. Soltau For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Ticker: BAC Security ID: 060505104 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sharon L. Allen For For Management 1b Elect Director Susan S. Bies For For Management 1c Elect Director Jack O. Bovender, Jr. For For Management 1d Elect Director Frank P. Bramble, Sr. For For Management 1e Elect Director Pierre J.P. de Weck For For Management 1f Elect Director Arnold W. Donald For For Management 1g Elect Director Linda P. Hudson For For Management 1h Elect Director Monica C. Lozano For For Management 1i Elect Director Thomas J. May For For Management 1j Elect Director Brian T. Moynihan For For Management 1k Elect Director Lionel L. Nowell, III For For Management 1l Elect Director Denise L. Ramos For For Management 1m Elect Director Clayton S. Rose For For Management 1n Elect Director Michael D. White For For Management 1o Elect Director Thomas D. Woods For For Management 1p Elect Director R. David Yost For For Management 1q Elect Director Maria T. Zuber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Proxy Access Right Against For Shareholder 5 Provide Right to Act by Written Consent Against For Shareholder 6 Report on Gender Pay Gap Against Against Shareholder 7 Review of Statement of the Purpose of Against Against Shareholder a Corporation and Report on Recommended Changes to Governance Documents, Policies, and Practices -------------------------------------------------------------------------------- - 280 - BANK OF HAWAII CORPORATION Ticker: BOH Security ID: 062540109 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director S. Haunani Apoliona For For Management 1.2 Elect Director Mark A. Burak For For Management 1.3 Elect Director John C. Erickson For For Management 1.4 Elect Director Joshua D. Feldman For For Management 1.5 Elect Director Peter S. Ho For For Management 1.6 Elect Director Michelle E. Hulst For For Management 1.7 Elect Director Kent T. Lucien For For Management 1.8 Elect Director Alicia E. Moy For For Management 1.9 Elect Director Victor K. Nichols For For Management 1.10 Elect Director Barbara J. Tanabe For For Management 1.11 Elect Director Dana M. Tokioka For For Management 1.12 Elect Director Raymond P. Vara, Jr. For For Management 1.13 Elect Director Robert W. Wo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- BECTON, DICKINSON AND COMPANY Ticker: BDX Security ID: 075887109 Meeting Date: JAN 28, 2020 Meeting Type: Annual Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Catherine M. Burzik For For Management 1.2 Elect Director R. Andrew Eckert For For Management 1.3 Elect Director Vincent A. Forlenza For For Management 1.4 Elect Director Claire M. Fraser For For Management 1.5 Elect Director Jeffrey W. Henderson For For Management 1.6 Elect Director Christopher Jones For For Management 1.7 Elect Director Marshall O. Larsen For For Management 1.8 Elect Director David F. Melcher For For Management 1.9 Elect Director Thomas E. Polen For For Management 1.10 Elect Director Claire Pomeroy For For Management 1.11 Elect Director Rebecca W. Rimel For For Management 1.12 Elect Director Timothy M. Ring For For Management 1.13 Elect Director Bertram L. Scott For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Omnibus Stock Plan For For Management 6 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC. Ticker: BRK.B Security ID: 084670702 Meeting Date: MAY 02, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Warren E. Buffett For For Management 1.2 Elect Director Charles T. Munger For For Management 1.3 Elect Director Gregory E. Abel For For Management 1.4 Elect Director Howard G. Buffett For For Management 1.5 Elect Director Stephen B. Burke For For Management 1.6 Elect Director Kenneth I. Chenault For For Management 1.7 Elect Director Susan L. Decker For For Management 1.8 Elect Director David S. Gottesman For For Management 1.9 Elect Director Charlotte Guyman For For Management 1.10 Elect Director Ajit Jain For For Management 1.11 Elect Director Thomas S. Murphy For For Management 1.12 Elect Director Ronald L. Olson For For Management 1.13 Elect Director Walter Scott, Jr. For For Management 1.14 Elect Director Meryl B. Witmer For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three One Year Management Years 4 Adopt a Policy on Board Diversity Against Against Shareholder -------------------------------------------------------------------------------- BRIXMOR PROPERTY GROUP INC. Ticker: BRX Security ID: 11120U105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James M. Taylor, Jr. For For Management 1.2 Elect Director John G. Schreiber For For Management 1.3 Elect Director Michael Berman For For Management 1.4 Elect Director Julie Bowerman For For Management 1.5 Elect Director Sheryl M. Crosland For For Management 1.6 Elect Director Thomas W. Dickson For For Management 1.7 Elect Director Daniel B. Hurwitz For For Management 1.8 Elect Director William D. Rahm For For Management 1.9 Elect Director Gabrielle Sulzberger For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- - 281 - BROADCOM INC. Ticker: AVGO Security ID: 11135F101 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: FEB 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Hock E. Tan For For Management 1b Elect Director Henry Samueli For For Management 1c Elect Director Eddy W. Hartenstein For For Management 1d Elect Director Diane M. Bryant For For Management 1e Elect Director Gayla J. Delly For For Management 1f Elect Director Raul J. Fernandez For For Management 1g Elect Director Check Kian Low For For Management 1h Elect Director Justine F. Page For For Management 1i Elect Director Harry L. You For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- BROOKFIELD PROPERTY REIT INC. Ticker: BPYU Security ID: 11282X103 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Caroline M. Atkinson For Against Management 1B Elect Director Jeffrey M. Blidner For Against Management 1C Elect Director Soon Young Chang For Against Management 1D Elect Director Richard B. Clark For Against Management 1E Elect Director Omar Carneiro da Cunha For Against Management 1F Elect Director Scott R. Cutler For Against Management 1G Elect Director Stephen DeNardo For Against Management 1H Elect Director Louis J. Maroun For Against Management 1I Elect Director A. Douglas McGregor For Against Management 1J Elect Director Lars Rodert For Against Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CANADIAN SOLAR INC. Ticker: CSIQ Security ID: 136635109 Meeting Date: JUN 24, 2020 Meeting Type: Annual/Special Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shawn (Xiaohua) Qu For For Management 1.2 Elect Director Robert K. McDermott For For Management 1.3 Elect Director Harry E. Ruda For For Management 1.4 Elect Director Andrew (Luen Cheung) For For Management Wong 1.5 Elect Director Arthur (Lap Tat) Wong For For Management 1.6 Elect Director Lauren C. Templeton For For Management 1.7 Elect Director Karl E. Olsoni For For Management 2 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration 3 Approve Continuance of Company [CBCA For Against Management to BCBCA or OBCA] 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- CARLISLE COMPANIES INCORPORATED Ticker: CSL Security ID: 142339100 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert G. Bohn For For Management 1.2 Elect Director Gregg A. Ostrander For For Management 1.3 Elect Director Jesse G. Singh For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CERIDIAN HCM HOLDING INC. Ticker: CDAY Security ID: 15677J108 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Deborah A. Farrington For Withhold Management 1.2 Elect Director Thomas M. Hagerty For Withhold Management 2 Advisory Vote on Say on Pay Frequency One Year One Year Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CHARTER COMMUNICATIONS, INC. Ticker: CHTR Security ID: 16119P108 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director W. Lance Conn For For Management 1b Elect Director Kim C. Goodman For For Management 1c Elect Director Craig A. Jacobson For For Management 1d Elect Director Gregory B. Maffei For Against Management 1e Elect Director John D. Markley, Jr. For For Management 1f Elect Director David C. Merritt For For Management 1g Elect Director James E. Meyer For For Management 1h Elect Director Steven A. Miron For Against Management 1i Elect Director Balan Nair For For Management 1j Elect Director Michael A. Newhouse For For Management 1k Elect Director Mauricio Ramos For For Management 1l Elect Director Thomas M. Rutledge For For Management 1m Elect Director Eric L. Zinterhofer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- - 282 - CHEMED CORPORATION Ticker: CHE Security ID: 16359R103 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin J. McNamara For For Management 1.2 Elect Director Ron DeLyons For For Management 1.3 Elect Director Joel F. Gemunder For For Management 1.4 Elect Director Patrick P. Grace For For Management 1.5 Elect Director Christopher J. Heaney For For Management 1.6 Elect Director Thomas C. Hutton For For Management 1.7 Elect Director Andrea R. Lindell For For Management 1.8 Elect Director Thomas P. Rice For For Management 1.9 Elect Director Donald E. Saunders For For Management 1.10 Elect Director George J. Walsh, III For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- CIGNA CORPORATION Ticker: CI Security ID: 125523100 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David M. Cordani For For Management 1.2 Elect Director William J. DeLaney For For Management 1.3 Elect Director Eric J. Foss For For Management 1.4 Elect Director Elder Granger For For Management 1.5 Elect Director Isaiah Harris, Jr. For For Management 1.6 Elect Director Roman Martinez, IV For For Management 1.7 Elect Director Kathleen M. Mazzarella For For Management 1.8 Elect Director Mark B. McClellan For For Management 1.9 Elect Director John M. Partridge For For Management 1.10 Elect Director William L. Roper For For Management 1.11 Elect Director Eric C. Wiseman For For Management 1.12 Elect Director Donna F. Zarcone For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 5 Report on Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Ticker: CSCO Security ID: 17275R102 Meeting Date: DEC 10, 2019 Meeting Type: Annual Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For For Management 1b Elect Director Wesley G. Bush For For Management 1c Elect Director Michael D. Capellas For For Management 1d Elect Director Mark Garrett For For Management 1e Elect Director Kristina M. Johnson For For Management 1f Elect Director Roderick C. McGeary For For Management 1g Elect Director Charles H. Robbins For For Management 1h Elect Director Arun Sarin For For Management 1i Elect Director Brenton L. Saunders For For Management 1j Elect Director Carol B. Tome For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- CIT GROUP INC. Ticker: CIT Security ID: 125581801 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ellen R. Alemany For For Management 1b Elect Director Michael L. Brosnan For For Management 1c Elect Director Michael A. Carpenter For For Management 1d Elect Director Dorene C. Dominguez For For Management 1e Elect Director Alan Frank For For Management 1f Elect Director William M. Freeman For For Management 1g Elect Director R. Brad Oates For For Management 1h Elect Director Gerald Rosenfeld For For Management 1i Elect Director John R. Ryan For For Management 1j Elect Director Sheila A. Stamps For For Management 1k Elect Director Khanh T. Tran For For Management 1l Elect Director Laura S. Unger For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CMS ENERGY CORPORATION Ticker: CMS Security ID: 125896100 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jon E. Barfield For For Management 1b Elect Director Deborah H. Butler For For Management 1c Elect Director Kurt L. Darrow For For Management 1d Elect Director William D. Harvey For For Management 1e Elect Director Patricia K. Poppe For For Management 1f Elect Director John G. Russell For For Management 1g Elect Director Suzanne F. Shank For For Management 1h Elect Director Myrna M. Soto For For Management 1i Elect Director John G. Sznewajs For For Management 1j Elect Director Ronald J. Tanski For For Management 1k Elect Director Laura H. Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For For Management 5 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- - 283 - CONSOLIDATED EDISON, INC. Ticker: ED Security ID: 209115104 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George Campbell, Jr. For For Management 1.2 Elect Director Ellen V. Futter For For Management 1.3 Elect Director John F. Killian For For Management 1.4 Elect Director John McAvoy For For Management 1.5 Elect Director William J. Mulrow For For Management 1.6 Elect Director Armando J. Olivera For For Management 1.7 Elect Director Michael W. Ranger For For Management 1.8 Elect Director Linda S. Sanford For For Management 1.9 Elect Director Deirdre Stanley For For Management 1.10 Elect Director L. Frederick Sutherland For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COSTCO WHOLESALE CORPORATION Ticker: COST Security ID: 22160K105 Meeting Date: JAN 22, 2020 Meeting Type: Annual Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Susan L. Decker For For Management 1.2 Elect Director Richard A. Galanti For For Management 1.3 Elect Director Sally Jewell For For Management 1.4 Elect Director Charles T. Munger For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Articles of Incorporation to For For Management Provide Directors May Be Removed With or Without Cause 5 Disclose Board Diversity and Against Against Shareholder Qualifications Matrix -------------------------------------------------------------------------------- CVS HEALTH CORPORATION Ticker: CVS Security ID: 126650100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fernando Aguirre For For Management 1b Elect Director C. David Brown, II For For Management 1c Elect Director Alecia A. DeCoudreaux For For Management 1d Elect Director Nancy-Ann M. DeParle For For Management 1e Elect Director David W. Dorman For For Management 1f Elect Director Roger N. Farah For For Management 1g Elect Director Anne M. Finucane For For Management 1h Elect Director Edward J. Ludwig For For Management 1i Elect Director Larry J. Merlo For For Management 1j Elect Director Jean-Pierre Millon For For Management 1k Elect Director Mary L. Schapiro For For Management 1l Elect Director William C. Weldon For For Management 1m Elect Director Tony L. White For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan 6 Amend Shareholder Written Consent Against Against Shareholder Provisions 7 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- DAVITA INC. Ticker: DVA Security ID: 23918K108 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pamela M. Arway For For Management 1b Elect Director Charles G. Berg For For Management 1c Elect Director Barbara J. Desoer For For Management 1d Elect Director Pascal Desroches For For Management 1e Elect Director Paul J. Diaz For For Management 1f Elect Director John M. Nehra For For Management 1g Elect Director Javier J. Rodriguez For For Management 1h Elect Director Phyllis R. Yale For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For Against Management 5 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- DELL TECHNOLOGIES INC. Ticker: DELL Security ID: 24703L202 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael S. Dell For Withhold Management 1.2 Elect Director David W. Dorman For Withhold Management 1.3 Elect Director Egon Durban For Withhold Management 1.4 Elect Director William D. Green For Withhold Management 1.5 Elect Director Simon Patterson For Withhold Management 1.6 Elect Director Lynn M. Vojvodich For Withhold Management 1.7 Elect Director Ellen J. Kullman For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 284 - DOMTAR CORPORATION Ticker: UFS Security ID: 257559203 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Giannella Alvarez For For Management 1.2 Elect Director Robert E. Apple For For Management 1.3 Elect Director David J. Illingworth For For Management 1.4 Elect Director Brian M. Levitt For For Management 1.5 Elect Director David G. Maffucci For For Management 1.6 Elect Director Pamela B. Strobel For For Management 1.7 Elect Director Denis Turcotte For For Management 1.8 Elect Director John D. Williams For For Management 1.9 Elect Director Mary A. Winston For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- DTE ENERGY COMPANY Ticker: DTE Security ID: 233331107 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gerard M. Anderson For For Management 1.2 Elect Director David A. Brandon For For Management 1.3 Elect Director Charles G. McClure, Jr. For For Management 1.4 Elect Director Gail J. McGovern For For Management 1.5 Elect Director Mark A. Murray For For Management 1.6 Elect Director Gerardo Norcia For For Management 1.7 Elect Director Ruth G. Shaw For For Management 1.8 Elect Director Robert C. Skaggs, Jr. For For Management 1.9 Elect Director David A. Thomas For For Management 1.10 Elect Director Gary H. Torgow For For Management 1.11 Elect Director James H. Vandenberghe For For Management 1.12 Elect Director Valerie M. Williams For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- DUKE ENERGY CORPORATION Ticker: DUK Security ID: 26441C204 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael G. Browning For For Management 1.2 Elect Director Annette K. Clayton For For Management 1.3 Elect Director Theodore F. Craver, Jr. For For Management 1.4 Elect Director Robert M. Davis For For Management 1.5 Elect Director Daniel R. DiMicco For For Management 1.6 Elect Director Nicholas C. Fanandakis For For Management 1.7 Elect Director Lynn J. Good For For Management 1.8 Elect Director John T. Herron For For Management 1.9 Elect Director William E. Kennard For For Management 1.10 Elect Director E. Marie McKee For For Management 1.11 Elect Director Marya M. Rose For For Management 1.12 Elect Director Thomas E. Skains For For Management 1.13 Elect Director William E. Webster, Jr. For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder 5 Eliminate Supermajority Vote None For Shareholder Requirement 6 Report on Political Contributions Against For Shareholder 7 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- DUPONT DE NEMOURS, INC. Ticker: DD Security ID: 26614N102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Amy G. Brady For For Management 1b Elect Director Edward D. Breen For For Management 1c Elect Director Ruby R. Chandy For For Management 1d Elect Director Franklin K. Clyburn, Jr. For For Management 1e Elect Director Terrence R. Curtin For For Management 1f Elect Director Alexander M. Cutler For For Management 1g Elect Director Eleuthere I. du Pont For For Management 1h Elect Director Rajiv L. Gupta For For Management 1i Elect Director Luther C. Kissam For For Management 1j Elect Director Frederick M. Lowery For For Management 1k Elect Director Raymond J. Milchovich For For Management 1l Elect Director Steven M. Sterin For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 6 Approve Creation of an Employee Board Against Against Shareholder Advisory Position -------------------------------------------------------------------------------- - 285 - EAGLE BANCORP, INC. Ticker: EGBN Security ID: 268948106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matthew D. Brockwell For For Management 1.2 Elect Director Theresa G. LaPlaca For For Management 1.3 Elect Director A. Leslie Ludwig For For Management 1.4 Elect Director Norman R. Pozez For For Management 1.5 Elect Director Kathy A. Raffa For For Management 1.6 Elect Director Susan G. Riel For For Management 1.7 Elect Director James A. Soltesz For For Management 1.8 Elect Director Benjamin M. Soto For For Management 2 Ratify Dixon Hughes Goodman LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EBAY INC. Ticker: EBAY Security ID: 278642103 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony J. Bates For For Management 1b Elect Director Adriane M. Brown For For Management 1c Elect Director Jesse A. Cohn For For Management 1d Elect Director Diana Farrell For For Management 1e Elect Director Logan D. Green For For Management 1f Elect Director Bonnie S. Hammer For For Management 1g Elect Director Jamie Iannone For For Management 1h Elect Director Kathleen C. Mitic For For Management 1i Elect Director Matthew J. Murphy For For Management 1j Elect Director Pierre M. Omidyar For For Management 1k Elect Director Paul S. Pressler For For Management 1l Elect Director Robert H. Swan For For Management 1m Elect Director Perry M. Traquina For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- ELI LILLY AND COMPANY Ticker: LLY Security ID: 532457108 Meeting Date: MAY 04, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael L. Eskew For Against Management 1b Elect Director William G. Kaelin, Jr. For For Management 1c Elect Director David A. Ricks For For Management 1d Elect Director Marschall S. Runge For For Management 1e Elect Director Karen Walker For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Declassify the Board of Directors For For Management 5 Eliminate Supermajority Voting For For Management Provisions 6 Report on Lobbying Payments and Policy Against For Shareholder 7 Report on Forced Swim Test Against Against Shareholder 8 Require Independent Board Chairman Against For Shareholder 9 Disclose Board Matrix Including Against Against Shareholder Ideological Perspectives 10 Report on Integrating Drug Pricing Against For Shareholder Risks into Senior Executive Compensation Arrangements 11 Adopt Policy on Bonus Banking Against For Shareholder 12 Clawback Disclosure of Recoupment Against For Shareholder Activity from Senior Officers -------------------------------------------------------------------------------- EMCOR GROUP, INC. Ticker: EME Security ID: 29084Q100 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John W. Altmeyer For For Management 1b Elect Director Anthony J. Guzzi For For Management 1c Elect Director Richard F. Hamm, Jr. For For Management 1d Elect Director David H. Laidley For For Management 1e Elect Director Carol P. Lowe For For Management 1f Elect Director M. Kevin McEvoy For For Management 1g Elect Director William P. Reid For For Management 1h Elect Director Steven B. Schwarzwaelder For For Management 1i Elect Director Robin Walker-Lee For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Amend Restricted Stock Plan For For Management 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- ENSTAR GROUP LIMITED Ticker: ESGR Security ID: G3075P101 Meeting Date: NOV 25, 2019 Meeting Type: Special Record Date: OCT 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- - 286 - ENTERGY CORPORATION Ticker: ETR Security ID: 29364G103 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John R. Burbank For For Management 1b Elect Director Patrick J. Condon For For Management 1c Elect Director Leo P. Denault For For Management 1d Elect Director Kirkland H. Donald For For Management 1e Elect Director Philip L. Frederickson For For Management 1f Elect Director Alexis M. Herman For For Management 1g Elect Director M. Elise Hyland For For Management 1h Elect Director Stuart L. Levenick For For Management 1i Elect Director Blanche Lambert Lincoln For For Management 1j Elect Director Karen A. Puckett For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EVERSOURCE ENERGY Ticker: ES Security ID: 30040W108 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cotton M. Cleveland For For Management 1.2 Elect Director James S. DiStasio For For Management 1.3 Elect Director Francis A. Doyle For For Management 1.4 Elect Director Linda Dorcena Forry For For Management 1.5 Elect Director James J. Judge For For Management 1.6 Elect Director John Y. Kim For For Management 1.7 Elect Director Kenneth R. Leibler For For Management 1.8 Elect Director David H. Long For For Management 1.9 Elect Director William C. Van Faasen For For Management 1.10 Elect Director Frederica M. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- EXXON MOBIL CORPORATION Ticker: XOM Security ID: 30231G102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Susan K. Avery For For Management 1.2 Elect Director Angela F. Braly For For Management 1.3 Elect Director Ursula M. Burns For For Management 1.4 Elect Director Kenneth C. Frazier For For Management 1.5 Elect Director Joseph L. Hooley For For Management 1.6 Elect Director Steven A. Kandarian For For Management 1.7 Elect Director Douglas R. Oberhelman For For Management 1.8 Elect Director Samuel J. Palmisano For For Management 1.9 Elect Director William C. Weldon For For Management 1.10 Elect Director Darren W. Woods For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chair Against Against Shareholder 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 6 Report on Costs & Benefits of Against Against Shareholder Climate-Related Expenditures 7 Report on Risks of Petrochemical Against Against Shareholder Operations in Flood Prone Areas 8 Report on Political Contributions Against For Shareholder 9 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- FACEBOOK, INC. Ticker: FB Security ID: 30303M102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peggy Alford For For Management 1.2 Elect Director Marc L. Andreessen For Withhold Management 1.3 Elect Director Andrew W. Houston For For Management 1.4 Elect Director Nancy Killefer For For Management 1.5 Elect Director Robert M. Kimmitt For For Management 1.6 Elect Director Sheryl K. Sandberg For For Management 1.7 Elect Director Peter A. Thiel For Withhold Management 1.8 Elect Director Tracey T. Travis For For Management 1.9 Elect Director Mark Zuckerberg For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Non-Employee Director For Against Management Compensation Policy 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 5 Require Independent Board Chair Against For Shareholder 6 Require a Majority Vote for the Against For Shareholder Election of Directors 7 Report on Political Advertising Against For Shareholder 8 Require Independent Director Nominee Against Against Shareholder with Human and/or Civil Rights Experience 9 Report on Civil and Human Rights Risk Against Against Shareholder Assessment 10 Report on Online Child Sexual Against For Shareholder Exploitation 11 Report on Median Gender/Racial Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- - 287 - FEDERAL SIGNAL CORPORATION Ticker: FSS Security ID: 313855108 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eugene J. Lowe, III For For Management 1.2 Elect Director Dennis J. Martin For For Management 1.3 Elect Director Patrick E. Miller None None Management *Withdrawn Resolution* 1.4 Elect Director Richard R. Mudge For For Management 1.5 Elect Director William F. Owens For For Management 1.6 Elect Director Brenda L. Reichelderfer For For Management 1.7 Elect Director Jennifer L. Sherman For For Management 1.8 Elect Director John L. Workman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- FIRST CITIZENS BANCSHARES, INC. Ticker: FCNCA Security ID: 31946M103 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John M. Alexander, Jr. For For Management 1.2 Elect Director Victor E. Bell, III For For Management 1.3 Elect Director Peter M. Bristow For For Management 1.4 Elect Director Hope H. Bryant For For Management 1.5 Elect Director H. Lee Durham, Jr. For For Management 1.6 Elect Director Daniel L. Heavner For For Management 1.7 Elect Director Frank B. Holding, Jr. For For Management 1.8 Elect Director Robert R. Hoppe For For Management 1.9 Elect Director Floyd L. Keels For For Management 1.10 Elect Director Robert E. Mason, IV For For Management 1.11 Elect Director Robert T. Newcomb For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Dixon Hughes Goodman LLP as For For Management Auditors -------------------------------------------------------------------------------- FIRST HORIZON NATIONAL CORPORATION Ticker: FHN Security ID: 320517105 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Increase Authorized Common Stock For For Management 3 Advisory Vote on Golden Parachutes For For Management 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- FIRST HORIZON NATIONAL CORPORATION Ticker: FHN Security ID: 320517105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth A. Burdick For For Management 1.2 Elect Director John C. Compton For For Management 1.3 Elect Director Wendy P. Davidson For For Management 1.4 Elect Director Mark A. Emkes For For Management 1.5 Elect Director Corydon J. Gilchrist For For Management 1.6 Elect Director D. Bryan Jordan For For Management 1.7 Elect Director Vicki R. Palmer For For Management 1.8 Elect Director Colin V. Reed For For Management 1.9 Elect Director Cecelia D. Stewart For For Management 1.10 Elect Director Rajesh Subramaniam For For Management 1.11 Elect Director R. Eugene Taylor For For Management 1.12 Elect Director Luke Yancy, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRSTENERGY CORP. Ticker: FE Security ID: 337932107 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Anderson For For Management 1.2 Elect Director Steven J. Demetriou For For Management 1.3 Elect Director Julia L. Johnson For For Management 1.4 Elect Director Charles E. Jones For For Management 1.5 Elect Director Donald T. Misheff For For Management 1.6 Elect Director Thomas N. Mitchell For For Management 1.7 Elect Director James F. O'Neil, III For For Management 1.8 Elect Director Christopher D. Pappas For For Management 1.9 Elect Director Sandra Pianalto For For Management 1.10 Elect Director Luis A. Reyes For For Management 1.11 Elect Director Leslie M. Turner For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Amend Code of Regulations to Authorize For For Management Board to Make Certain Future Amendments 6 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- - 288 - FLAGSTAR BANCORP, INC. Ticker: FBC Security ID: 337930705 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alessandro P. DiNello For For Management 1.2 Elect Director Jay J. Hansen For For Management 1.3 Elect Director John D. Lewis For Against Management 1.4 Elect Director David J. Matlin For For Management 1.5 Elect Director Bruce E. Nyberg For Against Management 1.6 Elect Director James A. Ovenden For Against Management 1.7 Elect Director Peter Schoels For For Management 1.8 Elect Director David L. Treadwell For For Management 1.9 Elect Director Jennifer R. Whip For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- GENTEX CORPORATION Ticker: GNTX Security ID: 371901109 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leslie Brown For For Management 1.2 Elect Director Steve Downing For For Management 1.3 Elect Director Gary Goode For For Management 1.4 Elect Director James Hollars For For Management 1.5 Elect Director John Mulder For For Management 1.6 Elect Director Richard Schaum For For Management 1.7 Elect Director Kathleen Starkoff For For Management 1.8 Elect Director Brian Walker For For Management 1.9 Elect Director James Wallace For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GILEAD SCIENCES, INC. Ticker: GILD Security ID: 375558103 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jacqueline K. Barton For For Management 1b Elect Director Sandra J. Horning For For Management 1c Elect Director Kelly A. Kramer For For Management 1d Elect Director Kevin E. Lofton For For Management 1e Elect Director Harish Manwani For For Management 1f Elect Director Daniel P. O'Day For For Management 1g Elect Director Richard J. Whitley For For Management 1h Elect Director Per Wold-Olsen For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chair Against Against Shareholder 5 Eliminate the Ownership Threshold for Against Against Shareholder Stockholders to Request a Record Date to Take Action by Written Consent -------------------------------------------------------------------------------- GRAPHIC PACKAGING HOLDING COMPANY Ticker: GPK Security ID: 388689101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael P. Doss For For Management 1.2 Elect Director Dean A. Scarborough For For Management 1.3 Elect Director Larry M. Venturelli For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HCA HEALTHCARE, INC. Ticker: HCA Security ID: 40412C101 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas F. Frist, III For For Management 1b Elect Director Samuel N. Hazen For For Management 1c Elect Director Meg G. Crofton For For Management 1d Elect Director Robert J. Dennis For For Management 1e Elect Director Nancy-Ann DeParle For For Management 1f Elect Director William R. Frist For For Management 1g Elect Director Charles O. Holliday, Jr. For For Management 1h Elect Director Michael W. Michelson For For Management 1i Elect Director Wayne J. Riley For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Provide Right to Call Special Meeting For For Management 6 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- - 289 - HERBALIFE NUTRITION LTD. Ticker: HLF Security ID: G4412G101 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John Agwunobi For For Management 1.2 Elect Director James L. Nelson For For Management 1.3 Elect Director Richard H. Carmona For For Management 1.4 Elect Director Jonathan Christodoro For For Management 1.5 Elect Director Hunter C. Gary For For Management 1.6 Elect Director Nicholas Graziano For For Management 1.7 Elect Director Alan LeFevre For For Management 1.8 Elect Director Jesse A. Lynn For For Management 1.9 Elect Director Juan Miguel Mendoza For For Management 1.10 Elect Director Michael Montelongo For For Management 1.11 Elect Director Maria Otero For For Management 1.12 Elect Director Margarita For For Management Palau-Hernandez 1.13 Elect Director John Tartol For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Articles of Association to For For Management Eliminate the Casting Vote 4 Amend Articles of Association For For Management 5 Ratify PricewaterhouseCoopers as For For Management Auditors -------------------------------------------------------------------------------- HERMAN MILLER, INC. Ticker: MLHR Security ID: 600544100 Meeting Date: OCT 14, 2019 Meeting Type: Annual Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lisa A. Kro For For Management 1.2 Elect Director Michael C. Smith For For Management 1.3 Elect Director Michael A. Volkema For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HESS CORPORATION Ticker: HES Security ID: 42809H107 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Terrence J. Checki For For Management 1b Elect Director Leonard S. Coleman, Jr. For For Management 1c Elect Director Joaquin Duato For For Management 1d Elect Director John B. Hess For For Management 1e Elect Director Edith E. Holiday For For Management 1f Elect Director Marc S. Lipschultz For For Management 1g Elect Director David McManus For For Management 1h Elect Director Kevin O. Meyers For For Management 1i Elect Director James H. Quigley For For Management 1j Elect Director William G. Schrader For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- HUMANA INC. Ticker: HUM Security ID: 444859102 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kurt J. Hilzinger For For Management 1b Elect Director Frank J. Bisignano For For Management 1c Elect Director Bruce D. Broussard For For Management 1d Elect Director Frank A. D'Amelio For For Management 1e Elect Director W. Roy Dunbar For For Management 1f Elect Director Wayne A.I. Frederick For For Management 1g Elect Director John W. Garratt For For Management 1h Elect Director David A. Jones, Jr. For For Management 1i Elect Director Karen W. Katz For For Management 1j Elect Director William J. McDonald For For Management 1k Elect Director James J. O'Brien For For Management 1l Elect Director Marissa T. Peterson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HYATT HOTELS CORPORATION Ticker: H Security ID: 448579102 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Pritzker For For Management 1.2 Elect Director Pamela M. Nicholson For For Management 1.3 Elect Director Richard C. Tuttle For For Management 1.4 Elect Director James H. Wooten, Jr. For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Amend Omnibus Stock Plan For For Management 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 290 - IHEARTMEDIA, INC. Ticker: IHRT Security ID: 45174J509 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gary Barber For For Management 1.2 Elect Director Brad Gerstner For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INTERNATIONAL BANCSHARES CORPORATION Ticker: IBOC Security ID: 459044103 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Javier de Anda For For Management 1.2 Elect Director Irving Greenblum For Against Management 1.3 Elect Director Douglas B. Howland For Against Management 1.4 Elect Director Rudolph M. Miles For For Management 1.5 Elect Director Dennis E. Nixon For For Management 1.6 Elect Director Larry A. Norton For Against Management 1.7 Elect Director Roberto R. Resendez For For Management 1.8 Elect Director Antonio R. Sanchez, Jr. For For Management 2 Ratify RSM US LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORPORATION Ticker: IBM Security ID: 459200101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas Buberl For For Management 1.2 Elect Director Michael L. Eskew For For Management 1.3 Elect Director David N. Farr For For Management 1.4 Elect Director Alex Gorsky For For Management 1.5 Elect Director Michelle J. Howard For For Management 1.6 Elect Director Arvind Krishna For For Management 1.7 Elect Director Andrew N. Liveris For For Management 1.8 Elect Director Frederick William For For Management McNabb, III 1.9 Elect Director Martha E. Pollack For For Management 1.10 Elect Director Virginia M. Rometty For For Management 1.11 Elect Director Joseph R. Swedish For For Management 1.12 Elect Director Sidney Taurel For For Management 1.13 Elect Director Peter R. Voser For For Management 1.14 Elect Director Frederick H. Waddell For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Governing Documents to allow Against For Shareholder Removal of Directors 5 Provide Right to Act by Written Consent Against For Shareholder 6 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- INTUITIVE SURGICAL, INC. Ticker: ISRG Security ID: 46120E602 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Craig H. Barratt For For Management 1b Elect Director Joseph C. Beery For For Management 1c Elect Director Gary S. Guthart For For Management 1d Elect Director Amal M. Johnson For For Management 1e Elect Director Don R. Kania For For Management 1f Elect Director Amy L. Ladd For For Management 1g Elect Director Keith R. Leonard, Jr. For For Management 1h Elect Director Alan J. Levy For For Management 1i Elect Director Jami Dover Nachtsheim For For Management 1j Elect Director Mark J. Rubash For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For Against Management 5 Eliminate Supermajority Vote For For Management Requirement 6 Provide Right to Call Special Meeting For For Management -------------------------------------------------------------------------------- JOHNSON & JOHNSON Ticker: JNJ Security ID: 478160104 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary C. Beckerle For For Management 1b Elect Director D. Scott Davis For For Management 1c Elect Director Ian E. L. Davis For For Management 1d Elect Director Jennifer A. Doudna For For Management 1e Elect Director Alex Gorsky For For Management 1f Elect Director Marillyn A. Hewson For For Management 1g Elect Director Hubert Joly For For Management 1h Elect Director Mark B. McClellan For For Management 1i Elect Director Anne M. Mulcahy For For Management 1j Elect Director Charles Prince For For Management 1k Elect Director A. Eugene Washington For For Management 1l Elect Director Mark A. Weinberger For For Management 1m Elect Director Ronald A. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Certificate of Incorporation to For For Management Permit Removal of Directors With or Without Cause 5 Require Independent Board Chair Against For Shareholder 6 Report on Governance Measures Against For Shareholder Implemented Related to Opioids -------------------------------------------------------------------------------- - 291 - JOHNSON CONTROLS INTERNATIONAL PLC Ticker: JCI Security ID: G51502105 Meeting Date: MAR 04, 2020 Meeting Type: Annual Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jean Blackwell For For Management 1b Elect Director Pierre Cohade For For Management 1c Elect Director Michael E. Daniels For For Management 1d Elect Director Juan Pablo del Valle For For Management Perochena 1e Elect Director W. Roy Dunbar For For Management 1f Elect Director Gretchen R. Haggerty For For Management 1g Elect Director Simone Menne For For Management 1h Elect Director George R. Oliver For For Management 1i Elect Director Jurgen Tinggren For For Management 1j Elect Director Mark Vergnano For For Management 1k Elect Director R. David Yost For For Management 1l Elect Director John D. Young For For Management 2a Ratify PricewaterhouseCoopers LLP as For For Management Auditors 2b Authorize Board to Fix Remuneration of For For Management Auditors 3 Authorize Market Purchases of Company For For Management Shares 4 Determine Price Range for Reissuance For For Management of Treasury Shares 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Approve the Directors' Authority to For For Management Allot Shares 7 Approve the Disapplication of For For Management Statutory Pre-Emption Rights -------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Ticker: JPM Security ID: 46625H100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda B. Bammann For For Management 1b Elect Director Stephen B. Burke For For Management 1c Elect Director Todd A. Combs For For Management 1d Elect Director James S. Crown For For Management 1e Elect Director James Dimon For For Management 1f Elect Director Timothy P. Flynn For For Management 1g Elect Director Mellody Hobson For For Management 1h Elect Director Michael A. Neal For For Management 1i Elect Director Lee R. Raymond For For Management 1j Elect Director Virginia M. Rometty For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Require Independent Board Chair Against For Shareholder 5 Report on Reputational Risk Related to Against Against Shareholder Canadian Oil Sands, Oil Sands Pipeline Companies and Arctic Oil and Gas Exploration and Production. 6 Report on Climate Change Against For Shareholder 7 Amend Shareholder Written Consent Against Against Shareholder Provisions 8 Report on Charitable Contributions Against Against Shareholder 9 Report on Gender/Racial Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- JUNIPER NETWORKS, INC. Ticker: JNPR Security ID: 48203R104 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gary Daichendt For For Management 1b Elect Director Anne DelSanto For For Management 1c Elect Director Kevin DeNuccio For For Management 1d Elect Director James Dolce For For Management 1e Elect Director Christine Gorjanc For For Management 1f Elect Director Janet Haugen For For Management 1g Elect Director Scott Kriens For For Management 1h Elect Director Rahul Merchant For For Management 1i Elect Director Rami Rahim For For Management 1j Elect Director William Stensrud For For Management 2 Ratify Ernst & Young as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- KIMBERLY-CLARK CORPORATION Ticker: KMB Security ID: 494368103 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Abelardo E. Bru For For Management 1.2 Elect Director Robert W. Decherd For For Management 1.3 Elect Director Michael D. Hsu For For Management 1.4 Elect Director Mae C. Jemison For For Management 1.5 Elect Director S. Todd Maclin For For Management 1.6 Elect Director Sherilyn S. McCoy For For Management 1.7 Elect Director Christa S. Quarles For For Management 1.8 Elect Director Ian C. Read For For Management 1.9 Elect Director Dunia A. Shive For For Management 1.10 Elect Director Mark T. Smucker For For Management 1.11 Elect Director Michael D. White For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- - 292 - KKR REAL ESTATE FINANCE TRUST, INC. Ticker: KREF Security ID: 48251K100 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Terrance R. Ahern For Withhold Management 1.2 Elect Director Irene M. Esteves For Withhold Management 1.3 Elect Director Todd A. Fisher For Withhold Management 1.4 Elect Director Jonathan A. Langer For For Management 1.5 Elect Director Christen E.J. Lee For Withhold Management 1.6 Elect Director Paula Madoff For For Management 1.7 Elect Director Deborah H. McAneny For For Management 1.8 Elect Director Ralph F. Rosenberg For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- LINDE PLC Ticker: LIN Security ID: G5494J103 Meeting Date: JUL 26, 2019 Meeting Type: Annual Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wolfgang H. Reitzle For For Management 1b Elect Director Stephen F. Angel For For Management 1c Elect Director Ann-Kristin Achleitner For For Management 1d Elect Director Clemens A. H. Borsig For For Management 1e Elect Director Nance K. Dicciani For For Management 1f Elect Director Thomas Enders For For Management 1g Elect Director Franz Fehrenbach For For Management 1h Elect Director Edward G. Galante For For Management 1i Elect Director Larry D. McVay For For Management 1j Elect Director Victoria E. Ossadnik For For Management 1k Elect Director Martin H. Richenhagen For For Management 1l Elect Director Robert L. Wood For For Management 2a Ratify PricewaterhouseCoopers as For For Management Auditors 2b Authorize Board to Fix Remuneration of For For Management Auditors 3 Determine Price Range for Reissuance For For Management of Treasury Shares 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- LOCKHEED MARTIN CORPORATION Ticker: LMT Security ID: 539830109 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel F. Akerson For For Management 1.2 Elect Director David B. Burritt For For Management 1.3 Elect Director Bruce A. Carlson For For Management 1.4 Elect Director Joseph F. Dunford, Jr. For For Management 1.5 Elect Director James O. Ellis, Jr. For For Management 1.6 Elect Director Thomas J. Falk For For Management 1.7 Elect Director Ilene S. Gordon For For Management 1.8 Elect Director Marillyn A. Hewson For For Management 1.9 Elect Director Vicki A. Hollub For For Management 1.10 Elect Director Jeh C. Johnson For For Management 1.11 Elect Director Debra L. Reed-Klages For For Management 1.12 Elect Director James D. Taiclet, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- LYONDELLBASELL INDUSTRIES N.V. Ticker: LYB Security ID: N53745100 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: AUG 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 2 Approve the Cancellation of Shares For For Management -------------------------------------------------------------------------------- MACQUARIE INFRASTRUCTURE CORPORATION Ticker: MIC Security ID: 55608B105 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Amanda M. Brock For For Management 1b Elect Director Norman H. Brown, Jr. For For Management 1c Elect Director Christopher Frost For For Management 1d Elect Director Maria Jelescu-Dreyfus For For Management 1e Elect Director Ronald Kirk For For Management 1f Elect Director H.E. (Jack) Lentz For For Management 1g Elect Director Ouma Sananikone For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 293 - MAGELLAN MIDSTREAM PARTNERS, L.P. Ticker: MMP Security ID: 559080106 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Chansoo Joung For For Management 1.2 Elect Director Michael N. Mears For For Management 1.3 Elect Director James R. Montague For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MASTEC, INC. Ticker: MTZ Security ID: 576323109 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ernst N. Csiszar For For Management 1.2 Elect Director Julia L. Johnson For For Management 1.3 Elect Director Jorge Mas For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MASTERCARD INCORPORATED Ticker: MA Security ID: 57636Q104 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard Haythornthwaite For For Management 1b Elect Director Ajay Banga For For Management 1c Elect Director Richard K. Davis For For Management 1d Elect Director Steven J. Freiberg For For Management 1e Elect Director Julius Genachowski For For Management 1f Elect Director Choon Phong Goh For For Management 1g Elect Director Merit E. Janow For For Management 1h Elect Director Oki Matsumoto For For Management 1i Elect Director Youngme Moon For For Management 1j Elect Director Rima Qureshi For For Management 1k Elect Director Jose Octavio Reyes For For Management Lagunes 1l Elect Director Gabrielle Sulzberger For For Management 1m Elect Director Jackson Tai For For Management 1n Elect Director Lance Uggla For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MBIA INC. Ticker: MBI Security ID: 55262C100 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Diane L. Dewbrey For For Management 1b Elect Director William C. Fallon For For Management 1c Elect Director Steven J. Gilbert For For Management 1d Elect Director Charles R. Rinehart For For Management 1e Elect Director Theodore E. Shasta For For Management 1f Elect Director Richard C. Vaughan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- MEDTRONIC PLC Ticker: MDT Security ID: G5960L103 Meeting Date: DEC 06, 2019 Meeting Type: Annual Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard H. Anderson For For Management 1b Elect Director Craig Arnold For For Management 1c Elect Director Scott C. Donnelly For For Management 1d Elect Director Andrea J. Goldsmith For For Management 1e Elect Director Randall J. Hogan, III For For Management 1f Elect Director Omar Ishrak For For Management 1g Elect Director Michael O. Leavitt For For Management 1h Elect Director James T. Lenehan For For Management 1i Elect Director Geoffrey S. Martha For For Management 1j Elect Director Elizabeth G. Nabel For For Management 1k Elect Director Denise M. O'Leary For For Management 1l Elect Director Kendall J. Powell For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Renew the Board's Authority to Issue For For Management Shares Under Irish Law 5 Renew the Board's Authority to Opt-Out For For Management of Statutory Pre-Emptions Rights Under Irish Law 6 Authorize Overseas Market Purchases of For For Management Ordinary Shares -------------------------------------------------------------------------------- - 294 - MERCK & CO., INC. Ticker: MRK Security ID: 58933Y105 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For For Management 1b Elect Director Thomas R. Cech For For Management 1c Elect Director Mary Ellen Coe For For Management 1d Elect Director Pamela J. Craig For For Management 1e Elect Director Kenneth C. Frazier For For Management 1f Elect Director Thomas H. Glocer For For Management 1g Elect Director Risa J. Lavizzo-Mourey For For Management 1h Elect Director Paul B. Rothman For For Management 1i Elect Director Patricia F. Russo For For Management 1j Elect Director Christine E. Seidman For For Management 1k Elect Director Inge G. Thulin For For Management 1l Elect Director Kathy J. Warden For For Management 1m Elect Director Peter C. Wendell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against For Shareholder 5 Report on Corporate Tax Savings Against Against Shareholder Allocation -------------------------------------------------------------------------------- MICROSOFT CORPORATION Ticker: MSFT Security ID: 594918104 Meeting Date: DEC 04, 2019 Meeting Type: Annual Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William H. Gates, III For For Management 1.2 Elect Director Reid G. Hoffman For For Management 1.3 Elect Director Hugh F. Johnston For For Management 1.4 Elect Director Teri L. List-Stoll For For Management 1.5 Elect Director Satya Nadella For For Management 1.6 Elect Director Sandra E. Peterson For For Management 1.7 Elect Director Penny S. Pritzker For For Management 1.8 Elect Director Charles W. Scharf For For Management 1.9 Elect Director Arne M. Sorenson For For Management 1.10 Elect Director John W. Stanton For For Management 1.11 Elect Director John W. Thompson For For Management 1.12 Elect Director Emma N. Walmsley For For Management 1.13 Elect Director Padmasree Warrior For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Employee Representation on Against Against Shareholder the Board of Directors 5 Report on Gender Pay Gap Against For Shareholder -------------------------------------------------------------------------------- MOLSON COORS BEVERAGE COMPANY Ticker: TAP Security ID: 60871R209 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger G. Eaton For For Management 1.2 Elect Director Charles M. Herington For For Management 1.3 Elect Director H. Sanford Riley For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MYLAN N.V. Ticker: MYL Security ID: N59465109 Meeting Date: JUN 30, 2020 Meeting Type: Annual/Special Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Heather Bresch For For Management 1B Elect Director Robert J. Cindrich For For Management 1C Elect Director Robert J. Coury For For Management 1D Elect Director JoEllen Lyons Dillon For For Management 1E Elect Director Neil Dimick For For Management 1F Elect Director Melina Higgins For For Management 1G Elect Director Harry A. Korman For For Management 1H Elect Director Rajiv Malik For For Management 1I Elect Director Richard A. Mark For For Management 1J Elect Director Mark W. Parrish For For Management 1K Elect Director Pauline van der Meer For For Management Mohr 1L Elect Director Randall L. (Pete) For For Management Vanderveen 1M Elect Director Sjoerd S. Vollebregt For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Adopt Financial Statements and For For Management Statutory Reports 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Instruction to Deloitte Accountants B. For For Management V. for the Audit of the Company's Dutch Statutory Annual Accounts for Fiscal Year 2020 6 Authorize Share Repurchase Program For For Management 7 Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital and Restrict/Exclude Preemptive Rights E1E Approve Combination For For Management E2E Advisory Vote on Golden Parachutes For Against Management E3E Approve Board Composition For For Management E4E Amend Right to Call Special Meeting For For Management -------------------------------------------------------------------------------- - 295 - NAVIENT CORPORATION Ticker: NAVI Security ID: 63938C108 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frederick Arnold For For Management 1b Elect Director Anna Escobedo Cabral For For Management 1c Elect Director Larry A. Klane For For Management 1d Elect Director Katherine A. Lehman For For Management 1e Elect Director Linda A. Mills For For Management 1f Elect Director John (Jack) F. Remondi For For Management 1g Elect Director Jane J. Thompson For For Management 1h Elect Director Laura S. Unger For For Management 1i Elect Director David L Yowan For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- NEWMARKET CORPORATION Ticker: NEU Security ID: 651587107 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Phyllis L. Cothran For For Management 1.2 Elect Director Mark M. Gambill For For Management 1.3 Elect Director Bruce C. Gottwald For For Management 1.4 Elect Director Thomas E. Gottwald For For Management 1.5 Elect Director Patrick D. Hanley For For Management 1.6 Elect Director H. Hiter Harris, III For For Management 1.7 Elect Director James E. Rogers For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NEWMONT CORPORATION Ticker: NEM Security ID: 651639106 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory H. Boyce For For Management 1.2 Elect Director Bruce R. Brook For For Management 1.3 Elect Director J. Kofi Bucknor For For Management 1.4 Elect Director Maura Clark For For Management 1.5 Elect Director Matthew Coon Come For For Management 1.6 Elect Director Noreen Doyle For For Management 1.7 Elect Director Veronica M. Hagen For For Management 1.8 Elect Director Rene Medori For For Management 1.9 Elect Director Jane Nelson For For Management 1.10 Elect Director Thomas Palmer For For Management 1.11 Elect Director Julio M. Quintana For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- NEXTERA ENERGY, INC. Ticker: NEE Security ID: 65339F101 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sherry S. Barrat For For Management 1b Elect Director James L. Camaren For For Management 1c Elect Director Kenneth B. Dunn For For Management 1d Elect Director Naren K. Gursahaney For For Management 1e Elect Director Kirk S. Hachigian For For Management 1f Elect Director Toni Jennings For For Management 1g Elect Director Amy B. Lane For For Management 1h Elect Director David L. Porges For For Management 1i Elect Director James L. Robo For For Management 1j Elect Director Rudy E. Schupp For For Management 1k Elect Director John L. Skolds For For Management 1l Elect Director William H. Swanson For For Management 1m Elect Director Darryl L. Wilson For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions Against For Shareholder 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- NORTHROP GRUMMAN CORPORATION Ticker: NOC Security ID: 666807102 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kathy J. Warden For For Management 1.2 Elect Director Marianne C. Brown For For Management 1.3 Elect Director Donald E. Felsinger For For Management 1.4 Elect Director Ann M. Fudge For For Management 1.5 Elect Director Bruce S. Gordon For For Management 1.6 Elect Director William H. Hernandez For For Management 1.7 Elect Director Madeleine A. Kleiner For For Management 1.8 Elect Director Karl J. Krapek For For Management 1.9 Elect Director Gary Roughead For For Management 1.10 Elect Director Thomas M. Schoewe For For Management 1.11 Elect Director James S. Turley For For Management 1.12 Elect Director Mark A. Welsh, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Human Rights Impact Against For Shareholder Assessment 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Request Action by Written Consent -------------------------------------------------------------------------------- - 296 - NOVARTIS AG Ticker: NOVN Security ID: 66987V109 Meeting Date: FEB 28, 2020 Meeting Type: Annual Record Date: JAN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 2.95 per Share 4 Approve CHF 30.2 Million Reduction in For For Management Share Capital via Cancellation of Repurchased Shares 5.1 Approve Remuneration of Directors in For For Management the Amount of CHF 9 Million 5.2 Approve Maximum Remuneration of For For Management Executive Committee in the Amount of CHF 93 Million 5.3 Approve Remuneration Report For For Management 6.1 Reelect Joerg Reinhardt as Director For For Management and Board Chairman 6.2 Reelect Nancy Andrews as Director For For Management 6.3 Reelect Ton Buechner as Director For For Management 6.4 Reelect Patrice Bula as Director For For Management 6.5 Reelect Srikant Datar as Director For For Management 6.6 Reelect Elizabeth Doherty as Director For For Management 6.7 Reelect Ann Fudge as Director For For Management 6.8 Reelect Frans van Houten as Director For For Management 6.9 Reelect Andreas von Planta as Director For For Management 6.10 Reelect Charles Sawyers as Director For For Management 6.11 Reelect Enrico Vanni as Director For For Management 6.12 Reelect William Winters as Director For For Management 6.13 Elect Bridgette Heller as Director For For Management 6.14 Elect Simon Moroney as Director For For Management 7.1 Reappoint Patrice Bula as Member of For For Management the Compensation Committee 7.2 Reappoint Srikant Datar as Member of For For Management the Compensation Committee 7.3 Reappoint Enrico Vanni as Member of For For Management the Compensation Committee 7.4 Reappoint William Winters as Member of For For Management the Compensation Committee 7.5 Appoint Bridgette Heller as Member of For For Management the Compensation Committee 8 Ratify PricewaterhouseCoopers AG as For For Management Auditors 9 Designate Peter Zahn as Independent For For Management Proxy 10 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORPORATION Ticker: OXY Security ID: 674599105 Meeting Date: DEC 31, 2019 Meeting Type: Proxy Contest Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (White Proxy Card) None 1 Revoke Consent to Request to Fix a For Did Not Vote Shareholder Record Date # Proposal Diss Rec Vote Cast Sponsor Dissident Card None 1 Consent to Request to Fix a Record Date For Did Not Vote Shareholder -------------------------------------------------------------------------------- OFFICE PROPERTIES INCOME TRUST Ticker: OPI Security ID: 67623C109 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David M. Blackman For For Management 1.2 Elect Director Donna D. Fraiche For Withhold Management 1.3 Elect Director Jeffrey P. Somers For Withhold Management 2 Declassify the Board of Directors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Restricted Stock Plan For For Management 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- OLD REPUBLIC INTERNATIONAL CORPORATION Ticker: ORI Security ID: 680223104 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles J. Kovaleski For Withhold Management 1.2 Elect Director Craig R. Smiddy For Withhold Management 1.3 Elect Director Arnold L. Steiner For Withhold Management 1.4 Elect Director Fredricka Taubitz For Withhold Management 1.5 Elect Director Aldo C. Zucaro For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- OLIN CORPORATION Ticker: OLN Security ID: 680665205 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Heidi S. Alderman For For Management 1b Elect Director Beverley A. Babcock For For Management 1c Elect Director Gray G. Benoist For For Management 1d Elect Director Scott D. Ferguson For For Management 1e Elect Director John E. Fischer For For Management 1f Elect Director W. Barnes Hauptfuhrer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- - 297 - PARK HOTELS & RESORTS INC. Ticker: PK Security ID: 700517105 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Thomas J. Baltimore, Jr. For For Management 1B Elect Director Gordon M. Bethune For For Management 1C Elect Director Patricia M. Bedient For For Management 1D Elect Director Thomas D. Eckert For For Management 1E Elect Director Geoffrey M. Garrett For For Management 1F Elect Director Christie B. Kelly For For Management 1G Elect Director Joseph I. Lieberman For For Management 1H Elect Director Thomas A. Natelli For For Management 1I Elect Director Timothy J. Naughton For For Management 1J Elect Director Stephen I. Sadove For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PAYCHEX, INC. Ticker: PAYX Security ID: 704326107 Meeting Date: OCT 17, 2019 Meeting Type: Annual Record Date: AUG 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director B. Thomas Golisano For For Management 1b Elect Director Thomas F. Bonadio For For Management 1c Elect Director Joseph G. Doody For For Management 1d Elect Director David J.S. Flaschen For For Management 1e Elect Director Pamela A. Joseph For For Management 1f Elect Director Martin Mucci For For Management 1g Elect Director Joseph M. Tucci For For Management 1h Elect Director Joseph M. Velli For For Management 1i Elect Director Kara Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- PERSPECTA INC. Ticker: PRSP Security ID: 715347100 Meeting Date: AUG 13, 2019 Meeting Type: Annual Record Date: JUN 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sanju K. Bansal For For Management 1b Elect Director Sondra L. Barbour For For Management 1c Elect Director John M. Curtis For For Management 1d Elect Director Lisa S. Disbrow For For Management 1e Elect Director Glenn A. Eisenberg For For Management 1f Elect Director Pamela O. Kimmet For For Management 1g Elect Director J. Michael Lawrie For For Management 1h Elect Director Ramzi M. Musallam For For Management 1i Elect Director Philip O. Nolan For For Management 1j Elect Director Michael E. Ventling For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- PFIZER INC. Ticker: PFE Security ID: 717081103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald E. Blaylock For For Management 1.2 Elect Director Albert Bourla For For Management 1.3 Elect Director W. Don Cornwell For For Management 1.4 Elect Director Joseph J. Echevarria For For Management 1.5 Elect Director Scott Gottlieb For For Management 1.6 Elect Director Helen H. Hobbs For For Management 1.7 Elect Director Susan Hockfield For For Management 1.8 Elect Director James M. Kilts For For Management 1.9 Elect Director Dan R. Littman For For Management 1.10 Elect Director Shantanu Narayen For For Management 1.11 Elect Director Suzanne Nora Johnson For For Management 1.12 Elect Director James Quincey For For Management 1.13 Elect Director James C. Smith For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Amend Proxy Access Right Against For Shareholder 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Require Independent Board Chair Against Against Shareholder 8 Report on Gender Pay Gap Against For Shareholder 9 Elect Director Susan Desmond-Hellmann For For Management -------------------------------------------------------------------------------- PHILLIPS 66 Ticker: PSX Security ID: 718546104 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles M. Holley For For Management 1b Elect Director Glenn F. Tilton For For Management 1c Elect Director Marna C. Whittington For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Risks of Gulf Coast Against For Shareholder Petrochemical Investments -------------------------------------------------------------------------------- - 298 - PLAINS GP HOLDINGS, L.P. Ticker: PAGP Security ID: 72651A207 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alexandra Pruner For For Management 1.2 Elect Director Lawrence M. Ziemba For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- QUALCOMM INCORPORATED Ticker: QCOM Security ID: 747525103 Meeting Date: MAR 10, 2020 Meeting Type: Annual Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark Fields For For Management 1b Elect Director Jeffrey W. Henderson For For Management 1c Elect Director Ann M. Livermore For For Management 1d Elect Director Harish Manwani For For Management 1e Elect Director Mark D. McLaughlin For For Management 1f Elect Director Steve Mollenkopf For For Management 1g Elect Director Clark T. "Sandy" Randt, For For Management Jr. 1h Elect Director Irene B. Rosenfeld For For Management 1i Elect Director Kornelis "Neil" Smit For For Management 1j Elect Director Anthony J. Vinciquerra For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- QURATE RETAIL, INC. Ticker: QRTEA Security ID: 74915M100 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Fiona P. Dias For For Management 1.2 Elect Director Evan D. Malone For For Management 1.3 Elect Director David E. Rapley For For Management 1.4 Elect Director Larry E. Romrell For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- RELIANCE STEEL & ALUMINUM CO. Ticker: RS Security ID: 759509102 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sarah J. Anderson For For Management 1b Elect Director Lisa L. Baldwin For For Management 1c Elect Director Karen W. Colonias For For Management 1d Elect Director John G. Figueroa For For Management 1e Elect Director David H. Hannah For For Management 1f Elect Director James D. Hoffman For For Management 1g Elect Director Mark V. Kaminski For For Management 1h Elect Director Robert A. McEvoy For For Management 1i Elect Director Andrew G. Sharkey, III For For Management 1j Elect Director Douglas W. Stotlar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management 5 Amend Non-Employee Director Omnibus For For Management Stock Plan 6 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- ROBERT HALF INTERNATIONAL INC. Ticker: RHI Security ID: 770323103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Julia L. Coronado For For Management 1.2 Elect Director Dirk A. Kempthorne For For Management 1.3 Elect Director Harold M. Messmer, Jr. For For Management 1.4 Elect Director Marc H. Morial For For Management 1.5 Elect Director Barbara J. Novogradac For For Management 1.6 Elect Director Robert J. Pace For For Management 1.7 Elect Director Frederick A. Richman For For Management 1.8 Elect Director M. Keith Waddell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- - 299 - ROYAL GOLD, INC. Ticker: RGLD Security ID: 780287108 Meeting Date: NOV 20, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William M. Hayes For For Management 1b Elect Director Ronald J. Vance For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SEACOR HOLDINGS INC. Ticker: CKH Security ID: 811904101 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles Fabrikant For For Management 1.2 Elect Director David R. Berz For For Management 1.3 Elect Director Gail B. Harris For For Management 1.4 Elect Director Oivind Lorentzen For Withhold Management 1.5 Elect Director Christopher P. Papouras For For Management 1.6 Elect Director David M. Schizer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- SEMPRA ENERGY Ticker: SRE Security ID: 816851109 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan L. Boeckmann For For Management 1.2 Elect Director Kathleen L. Brown For For Management 1.3 Elect Director Andres Conesa For For Management 1.4 Elect Director Maria Contreras-Sweet For For Management 1.5 Elect Director Pablo A. Ferrero For For Management 1.6 Elect Director William D. Jones For For Management 1.7 Elect Director Jeffrey W. Martin For For Management 1.8 Elect Director Bethany J. Mayer For For Management 1.9 Elect Director Michael N. Mears For For Management 1.10 Elect Director Jack T. Taylor For For Management 1.11 Elect Director Cynthia L. Walker For For Management 1.12 Elect Director Cynthia J. Warner For For Management 1.13 Elect Director James C. Yardley For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- SILGAN HOLDINGS, INC. Ticker: SLGN Security ID: 827048109 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leigh J. Abramson For For Management 1.2 Elect Director D. Greg Horrigan For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SINCLAIR BROADCAST GROUP, INC. Ticker: SBGI Security ID: 829226109 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David D. Smith For Withhold Management 1.2 Elect Director Frederick G. Smith For Withhold Management 1.3 Elect Director J. Duncan Smith For Withhold Management 1.4 Elect Director Robert E. Smith For Withhold Management 1.5 Elect Director Howard E. Friedman For For Management 1.6 Elect Director Lawrence E. McCanna For For Management 1.7 Elect Director Daniel C. Keith For For Management 1.8 Elect Director Martin R. Leader For For Management 1.9 Elect Director Benson E. Legg For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require a Majority Vote for the Against For Shareholder Election of Directors -------------------------------------------------------------------------------- SOUTHWEST AIRLINES CO. Ticker: LUV Security ID: 844741108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David W. Biegler For For Management 1b Elect Director J. Veronica Biggins For For Management 1c Elect Director Douglas H. Brooks For For Management 1d Elect Director William H. Cunningham For For Management 1e Elect Director John G. Denison For For Management 1f Elect Director Thomas W. Gilligan For For Management 1g Elect Director Gary C. Kelly For For Management 1h Elect Director Grace D. Lieblein For For Management 1i Elect Director Nancy B. Loeffler For For Management 1j Elect Director John T. Montford For For Management 1k Elect Director Ron Ricks For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Require Independent Board Chair Against Against Shareholder 5 Provide Right to Act by Written Consent Against Against Shareholder 6 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- - 300 - STARBUCKS CORPORATION Ticker: SBUX Security ID: 855244109 Meeting Date: MAR 18, 2020 Meeting Type: Annual Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard E. Allison, Jr. For For Management 1b Elect Director Rosalind G. Brewer For For Management 1c Elect Director Andrew Campion For For Management 1d Elect Director Mary N. Dillon For For Management 1e Elect Director Isabel Ge Mahe For For Management 1f Elect Director Mellody Hobson For For Management 1g Elect Director Kevin R. Johnson For For Management 1h Elect Director Jorgen Vig Knudstorp For For Management 1i Elect Director Satya Nadella For For Management 1j Elect Director Joshua Cooper Ramo For For Management 1k Elect Director Clara Shih For For Management 1l Elect Director Javier G. Teruel For For Management 1m Elect Director Myron E. Ullman, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Risks of Omitting Viewpoint Against Against Shareholder and Ideology from EEO Policy -------------------------------------------------------------------------------- STEELCASE INC. Ticker: SCS Security ID: 858155203 Meeting Date: JUL 10, 2019 Meeting Type: Annual Record Date: MAY 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lawrence J. Blanford For For Management 1b Elect Director Timothy C. E. Brown For For Management 1c Elect Director Connie K. Duckworth For For Management 1d Elect Director James P. Keane For For Management 1e Elect Director Todd P. Kelsey For For Management 1f Elect Director Jennifer C. Niemann For For Management 1g Elect Director Robert C. Pew, III For For Management 1h Elect Director Cathy D. Ross For For Management 1i Elect Director Peter M. Wege, II For For Management 1j Elect Director Kate Pew Wolters For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- STRYKER CORPORATION Ticker: SYK Security ID: 863667101 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary K. Brainerd For For Management 1b Elect Director Srikant M. Datar For For Management 1c Elect Director Roch Doliveux For For Management 1d Elect Director Allan C. Golston For For Management 1e Elect Director Kevin A. Lobo For For Management 1f Elect Director Sherilyn S. McCoy For For Management 1g Elect Director Andrew K. Silvernail For For Management 1h Elect Director Lisa M. Skeete Tatum For For Management 1i Elect Director Ronda E. Stryker For For Management 1j Elect Director Rajeev Suri For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Non-Management Employee Against Against Shareholder Representation on the Board of Directors -------------------------------------------------------------------------------- TARGET CORPORATION Ticker: TGT Security ID: 87612E106 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Douglas M. Baker, Jr. For For Management 1b Elect Director George S. Barrett For For Management 1c Elect Director Brian C. Cornell For For Management 1d Elect Director Calvin Darden For For Management 1e Elect Director Robert L. Edwards For For Management 1f Elect Director Melanie L. Healey For For Management 1g Elect Director Donald R. Knauss For For Management 1h Elect Director Monica C. Lozano For For Management 1i Elect Director Mary E. Minnick For For Management 1j Elect Director Kenneth L. Salazar For For Management 1k Elect Director Dmitri L. Stockton For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- TEMPUR SEALY INTERNATIONAL, INC. Ticker: TPX Security ID: 88023U101 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Evelyn S. Dilsaver For For Management 1b Elect Director Cathy R. Gates For For Management 1c Elect Director John A. Heil For For Management 1d Elect Director Jon L. Luther For For Management 1e Elect Director Richard W. Neu For For Management 1f Elect Director Arik W. Ruchim For For Management 1g Elect Director Scott L. Thompson For For Management 1h Elect Director Robert B. Trussell, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 301 - TERADYNE, INC. Ticker: TER Security ID: 880770102 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Michael A. Bradley For For Management 1B Elect Director Edwin J. Gillis For For Management 1C Elect Director Timothy E. Guertin For For Management 1D Elect Director Mark E. Jagiela For For Management 1E Elect Director Mercedes Johnson For For Management 1F Elect Director Marilyn Matz For For Management 1G Elect Director Paul J. Tufano For For Management 1H Elect Director Roy A. Vallee For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- THE BOEING COMPANY Ticker: BA Security ID: 097023105 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert A. Bradway For For Management 1b Elect Director David L. Calhoun For For Management 1c Elect Director Arthur D. Collins, Jr. For Against Management 1d Elect Director Edmund P. Giambastiani, For Against Management Jr. 1e Elect Director Lynn J. Good For For Management 1f Elect Director Nikki R. Haley - None None Management Withdrawn Resolution 1g Elect Director Akhil Johri For For Management 1h Elect Director Lawrence W. Kellner For For Management 1i Elect Director Caroline B. Kennedy For For Management 1j Elect Director Steven M. Mollenkopf For For Management 1k Elect Director John M. Richardson For For Management 1l Elect Director Susan C. Schwab For Against Management 1m Elect Director Ronald A. Williams For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Require Director Nominee Qualifications Against Against Shareholder 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Require Independent Board Chairman Against For Shareholder 7 Provide Right to Act by Written Consent Against For Shareholder 8 Adopt Share Retention Policy For Against For Shareholder Senior Executives 9 Increase Disclosure of Compensation Against For Shareholder Adjustments -------------------------------------------------------------------------------- THE CHARLES SCHWAB CORPORATION Ticker: SCHW Security ID: 808513105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William S. Haraf For For Management 1b Elect Director Frank C. Herringer For For Management 1c Elect Director Roger O. Walther For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Provide Proxy Access Right For For Management 6 Adopt Policy to Annually Disclose Against For Shareholder EEO-1 Data 7 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- THE CHARLES SCHWAB CORPORATION Ticker: SCHW Security ID: 808513105 Meeting Date: JUN 04, 2020 Meeting Type: Special Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Amend Charter For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- THE CHEMOURS COMPANY Ticker: CC Security ID: 163851108 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Curtis V. Anastasio For For Management 1b Elect Director Bradley J. Bell For For Management 1c Elect Director Richard H. Brown For For Management 1d Elect Director Mary B. Cranston For For Management 1e Elect Director Curtis J. Crawford For For Management 1f Elect Director Dawn L. Farrell For For Management 1g Elect Director Erin N. Kane For For Management 1h Elect Director Sean D. Keohane For For Management 1i Elect Director Mark P. Vergnano For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Establish Board Advisory Position Against Against Shareholder -------------------------------------------------------------------------------- - 302 - THE INTERPUBLIC GROUP OF COMPANIES, INC. Ticker: IPG Security ID: 460690100 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jocelyn Carter-Miller For For Management 1.2 Elect Director Mary J. Steele Guilfoile For For Management 1.3 Elect Director Dawn Hudson For For Management 1.4 Elect Director Jonathan F. Miller For For Management 1.5 Elect Director Patrick Q. Moore For For Management 1.6 Elect Director Michael I. Roth For For Management 1.7 Elect Director Linda S. Sanford For For Management 1.8 Elect Director David M. Thomas For For Management 1.9 Elect Director E. Lee Wyatt, Jr. For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- THE PROCTER & GAMBLE COMPANY Ticker: PG Security ID: 742718109 Meeting Date: OCT 08, 2019 Meeting Type: Annual Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Francis S. Blake For For Management 1b Elect Director Angela F. Braly For For Management 1c Elect Director Amy L. Chang For For Management 1d Elect Director Scott D. Cook For For Management 1e Elect Director Joseph Jimenez For For Management 1f Elect Director Terry J. Lundgren For For Management 1g Elect Director Christine M. McCarthy For For Management 1h Elect Director W. James McNerney, Jr. For For Management 1i Elect Director Nelson Peltz For For Management 1j Elect Director David S. Taylor For For Management 1k Elect Director Margaret C. Whitman For For Management 1l Elect Director Patricia A. Woertz For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- THE SCOTTS MIRACLE-GRO COMPANY Ticker: SMG Security ID: 810186106 Meeting Date: JAN 27, 2020 Meeting Type: Annual Record Date: DEC 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James Hagedorn For For Management 1.2 Elect Director Brian D. Finn For For Management 1.3 Elect Director Nancy G. Mistretta For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- THE SOUTHERN COMPANY Ticker: SO Security ID: 842587107 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Janaki Akella For For Management 1b Elect Director Juanita Powell Baranco For For Management 1c Elect Director Jon A. Boscia For For Management 1d Elect Director Henry A. 'Hal' Clark, For For Management III 1e Elect Director Anthony F. 'Tony' For For Management Earley, Jr. 1f Elect Director Thomas A. Fanning For For Management 1g Elect Director David J. Grain For For Management 1h Elect Director Donald M. James For For Management 1i Elect Director John D. Johns For For Management 1j Elect Director Dale E. Klein For For Management 1k Elect Director Ernest J. Moniz For For Management 1l Elect Director William G. Smith, Jr. For For Management 1m Elect Director Steven R. Specker For For Management 1n Elect Director E. Jenner Wood, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Require Independent Board Chair Against Against Shareholder 5 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- THE TORO COMPANY Ticker: TTC Security ID: 891092108 Meeting Date: MAR 17, 2020 Meeting Type: Annual Record Date: JAN 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey M. Ettinger For For Management 1.2 Elect Director Katherine J. Harless For For Management 1.3 Elect Director D. Christian Koch For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 303 - THE WALT DISNEY COMPANY Ticker: DIS Security ID: 254687106 Meeting Date: MAR 11, 2020 Meeting Type: Annual Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan E. Arnold For For Management 1b Elect Director Mary T. Barra For For Management 1c Elect Director Safra A. Catz For For Management 1d Elect Director Francis A. deSouza For For Management 1e Elect Director Michael B.G. Froman For For Management 1f Elect Director Robert A. Iger For For Management 1g Elect Director Maria Elena Lagomasino For For Management 1h Elect Director Mark G. Parker For For Management 1i Elect Director Derica W. Rice For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- THE WILLIAMS COMPANIES, INC. Ticker: WMB Security ID: 969457100 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan S. Armstrong For For Management 1.2 Elect Director Stephen W. Bergstrom For Against Management 1.3 Elect Director Nancy K. Buese For For Management 1.4 Elect Director Stephen I. Chazen For For Management 1.5 Elect Director Charles I. Cogut For For Management 1.6 Elect Director Michael A. Creel For For Management 1.7 Elect Director Vicki L. Fuller For For Management 1.8 Elect Director Peter A. Ragauss For For Management 1.9 Elect Director Scott D. Sheffield For For Management 1.10 Elect Director Murray D. Smith For For Management 1.11 Elect Director William H. Spence For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- TWO HARBORS INVESTMENT CORP. Ticker: TWO Security ID: 90187B408 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director E. Spencer Abraham For For Management 1b Elect Director James J. Bender For For Management 1c Elect Director Karen Hammond For For Management 1d Elect Director Stephen G. Kasnet For For Management 1e Elect Director W. Reid Sanders For For Management 1f Elect Director Thomas E. Siering For For Management 1g Elect Director James A. Stern For For Management 1h Elect Director Hope B. Woodhouse For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED Ticker: UNH Security ID: 91324P102 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard T. Burke For For Management 1b Elect Director Timothy P. Flynn For For Management 1c Elect Director Stephen J. Hemsley For For Management 1d Elect Director Michele J. Hooper For For Management 1e Elect Director F. William McNabb, III For For Management 1f Elect Director Valerie C. Montgomery For For Management Rice 1g Elect Director John H. Noseworthy For For Management 1h Elect Director Glenn M. Renwick For For Management 1i Elect Director David S. Wichmann For For Management 1j Elect Director Gail R. Wilensky For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For For Management 5 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- VALERO ENERGY CORPORATION Ticker: VLO Security ID: 91913Y100 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director H. Paulett Eberhart For For Management 1B Elect Director Joseph W. Gorder For For Management 1C Elect Director Kimberly S. Greene For For Management 1D Elect Director Deborah P. Majoras For For Management 1E Elect Director Eric D. Mullins For For Management 1F Elect Director Donald L. Nickles For For Management 1G Elect Director Philip J. Pfeiffer For For Management 1H Elect Director Robert A. Profusek For For Management 1I Elect Director Stephen M. Waters For For Management 1J Elect Director Randall J. Weisenburger For For Management 1K Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- - 304 - VERIZON COMMUNICATIONS INC. Ticker: VZ Security ID: 92343V104 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shellye L. Archambeau For For Management 1.2 Elect Director Mark T. Bertolini For For Management 1.3 Elect Director Vittorio Colao For For Management 1.4 Elect Director Melanie L. Healey For For Management 1.5 Elect Director Clarence Otis, Jr. For For Management 1.6 Elect Director Daniel H. Schulman For For Management 1.7 Elect Director Rodney E. Slater For For Management 1.8 Elect Director Hans E. Vestberg For For Management 1.9 Elect Director Gregory G. Weaver For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Eliminate Above-Market Earnings in Against For Shareholder Executive Retirement Plans 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 6 Report on Lobbying Payments and Policy Against For Shareholder 7 Assess Feasibility of Data Privacy as Against For Shareholder a Performance Measure for Senior Executive Compensation 8 Submit Severance Agreement Against For Shareholder (Change-in-Control) to Shareholder Vote -------------------------------------------------------------------------------- VIRTU FINANCIAL, INC. Ticker: VIRT Security ID: 928254101 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas A. Cifu For Withhold Management 1.2 Elect Director Joseph J. Grano, Jr. For Withhold Management 1.3 Elect Director Robert Greifeld For Withhold Management 1.4 Elect Director John F. (Jack) Sandner For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- VISA INC. Ticker: V Security ID: 92826C839 Meeting Date: JAN 28, 2020 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd A. Carney For Against Management 1b Elect Director Mary B. Cranston For For Management 1c Elect Director Francisco Javier For For Management Fernandez-Carbajal 1d Elect Director Alfred F. Kelly, Jr. For For Management 1e Elect Director Ramon L. Laguarta For For Management 1f Elect Director John F. Lundgren For For Management 1g Elect Director Robert W. Matschullat For For Management 1h Elect Director Denise M. Morrison For For Management 1i Elect Director Suzanne Nora Johnson For For Management 1j Elect Director John A. C. Swainson For For Management 1k Elect Director Maynard G. Webb, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- VISTRA ENERGY CORP. Ticker: VST Security ID: 92840M102 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2.1 Elect Director Hilary E. Ackermann For For Management 2.2 Elect Director Arcilia C. Acosta For For Management 2.3 Elect Director Gavin R. Baiera For For Management 2.4 Elect Director Paul M. Barbas For For Management 2.5 Elect Director Lisa Crutchfield For For Management 2.6 Elect Director Brian K. Ferraioli For For Management 2.7 Elect Director Scott B. Helm For For Management 2.8 Elect Director Jeff D. Hunter For For Management 2.9 Elect Director Curtis A. Morgan For For Management 2.10 Elect Director John R. (JR) Sult For For Management 3.1 Elect Director Gavin R. Baiera For For Management 3.2 Elect Director Scott B. Helm For For Management 3.3 Elect Director Curtis A. Morgan For For Management 3.4 Elect Director John R. (JR) Sult For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- WALMART INC. Ticker: WMT Security ID: 931142103 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cesar Conde For For Management 1b Elect Director Timothy P. Flynn For For Management 1c Elect Director Sarah J. Friar For For Management 1d Elect Director Carla A. Harris For For Management 1e Elect Director Thomas W. Horton For For Management 1f Elect Director Marissa A. Mayer For For Management 1g Elect Director C. Douglas McMillon For For Management 1h Elect Director Gregory B. Penner For For Management 1i Elect Director Steven S Reinemund For For Management 1j Elect Director S. Robson Walton For For Management 1k Elect Director Steuart L. Walton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Report on Impacts of Single-Use Against For Shareholder Plastic Bags 6 Report on Supplier Antibiotics Use Against Against Shareholder Standards 7 Adopt Policy to Include Hourly Against Against Shareholder Associates as Director Candidates 8 Report on Strengthening Prevention of Against For Shareholder Workplace Sexual Harassment -------------------------------------------------------------------------------- - 305 - WATSCO, INC. Ticker: WSO Security ID: 942622200 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Brian E. Keeley For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- WEINGARTEN REALTY INVESTORS Ticker: WRI Security ID: 948741103 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andrew M. Alexander For For Management 1b Elect Director Stanford J. Alexander For For Management 1c Elect Director Shelaghmichael C. Brown For For Management 1d Elect Director Stephen A. Lasher For For Management 1e Elect Director Thomas L. Ryan For For Management 1f Elect Director Douglas W. Schnitzer For For Management 1g Elect Director C. Park Shaper For For Management 1h Elect Director Marc J. Shapiro For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WHEATON PRECIOUS METALS CORP. Ticker: WPM Security ID: 962879102 Meeting Date: MAY 14, 2020 Meeting Type: Annual/Special Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor a1 Elect Director George L. Brack For For Management a2 Elect Director John A. Brough For For Management a3 Elect Director R. Peter Gillin For For Management a4 Elect Director Chantal Gosselin For For Management a5 Elect Director Douglas M. Holtby For For Management a6 Elect Director Glenn Ives For For Management a7 Elect Director Charles A. Jeannes For For Management a8 Elect Director Eduardo Luna For For Management a9 Elect Director Marilyn Schonberner For For Management a10 Elect Director Randy V. J. Smallwood For For Management b Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration c Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- WYNDHAM DESTINATIONS, INC. Ticker: WYND Security ID: 98310W108 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Louise F. Brady For For Management 1.2 Elect Director Michael D. Brown For For Management 1.3 Elect Director James E. Buckman For For Management 1.4 Elect Director George Herrera For For Management 1.5 Elect Director Stephen P. Holmes For For Management 1.6 Elect Director Denny Marie Post For For Management 1.7 Elect Director Ronald L. Rickles For For Management 1.8 Elect Director Michael H. Wargotz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- XCEL ENERGY INC. Ticker: XEL Security ID: 98389B100 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lynn Casey For For Management 1b Elect Director Ben Fowke For For Management 1c Elect Director Netha N. Johnson For For Management 1d Elect Director George Kehl For For Management 1e Elect Director Richard T. O'Brien For For Management 1f Elect Director David K. Owens For For Management 1g Elect Director Christopher J. For For Management Policinski 1h Elect Director James T. Prokopanko For For Management 1i Elect Director A. Patricia Sampson For For Management 1j Elect Director James J. Sheppard For For Management 1k Elect Director David A. Westerlund For For Management 1l Elect Director Kim Williams For For Management 1m Elect Director Timothy V. Wolf For For Management 1n Elect Director Daniel Yohannes For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Costs and Benefits of Against Against Shareholder Climate-Related Activities - 306 - ============ First Trust Indxx Innovative Transaction & Process ETF ============ ACCENTURE PLC Ticker: ACN Security ID: G1151C101 Meeting Date: JAN 30, 2020 Meeting Type: Annual Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Jaime Ardila For For Management 1b Elect Director Herbert Hainer For For Management 1c Elect Director Nancy McKinstry For For Management 1d Elect Director Gilles C. Pelisson For For Management 1e Elect Director Paula A. Price For For Management 1f Elect Director Venkata (Murthy) For For Management Renduchintala 1g Elect Director David Rowland For For Management 1h Elect Director Arun Sarin For For Management 1i Elect Director Julie Sweet For For Management 1j Elect Director Frank K. Tang For For Management 1k Elect Director Tracey T. Travis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Board to Allot and Issue For For Management Shares 6 Authorize Board to Opt-Out of For For Management Statutory Pre-Emption Rights 7 Determine Price Range for Reissuance For For Management of Treasury Shares -------------------------------------------------------------------------------- ADVANCED MICRO DEVICES, INC. Ticker: AMD Security ID: 007903107 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John E. Caldwell For For Management 1b Elect Director Nora M. Denzel For For Management 1c Elect Director Mark Durcan For For Management 1d Elect Director Michael P. Gregoire For For Management 1e Elect Director Joseph A. Householder For For Management 1f Elect Director John W. Marren For For Management 1g Elect Director Lisa T. Su For For Management 1h Elect Director Abhi Y. Talwalkar For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- AIA GROUP LIMITED Ticker: 1299 Security ID: Y002A1105 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Edmund Sze-Wing Tse as Director For For Management 4 Elect Jack Chak-Kwong So as Director For For Management 5 Elect Mohamed Azman Yahya Director For For Management 6 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 7A Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 7B Authorize Repurchase of Issued Share For For Management Capital 8 Approve New Share Option Scheme and For For Management Terminate Existing Share Option Scheme -------------------------------------------------------------------------------- AIRBUS SE Ticker: AIR Security ID: N0280G100 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.1 Discussion on Company's Corporate None None Management Governance Structure 2.2 Receive Report on Business and None None Management Financial Statements 2.3 Receive Explanation on Company's None None Management Reserves and Dividend Policy 3 Discussion of Agenda Items None None Management 4.1 Adopt Financial Statements For For Management 4.2 Approve Allocation of Income and None None Management Dividends of EUR of 1.80 per Share 4.3 Approve Discharge of Non-Executive For Against Management Members of the Board of Directors 4.4 Approve Discharge of Executive Members For Against Management of the Board of Directors 4.5 Ratify Ernst & Young as Auditors For For Management 4.6 Adopt Remuneration Policy For For Management 4.7 Approve Remuneration Report Containing For For Management Remuneration Policy 4.8 Elect Mark Dunkerley as Non-Executive For For Management Director 4.9 Elect Stephan Gemkow as Non-Executive For For Management Director 4.10 Reelect Ralph D. Crosby, Jr. as For For Management Non-Executive Director 4.11 Reelect Lord Drayson (Paul) as For For Management Non-Executive Director 4.12 Grant Board Authority to Issue Shares For For Management Up To 0.51 Percent of Issued Capital and Exclude Preemptive Rights Re: ESOP and LTIP Plans 4.13 Grant Board Authority to Issue Shares For For Management Up To 1.15 Percent of Issued Capital and Exclude Preemptive Rights Re: Company Funding 4.14 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 4.15 Approve Cancellation of Repurchased For For Management Shares 5 Close Meeting None None Management -------------------------------------------------------------------------------- - 307 - ALIBABA GROUP HOLDING LIMITED Ticker: BABA Security ID: 01609W102 Meeting Date: JUL 15, 2019 Meeting Type: Annual Record Date: JUN 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Subdivision For For Management 2.1 Elect Daniel Yong Zhang as Director For Against Management 2.2 Elect Chee Hwa Tung as Director For For Management 2.3 Elect Jerry Yang as Director For For Management 2.4 Elect Wan Ling Martello as Director For For Management 3 Ratify PricewaterhouseCoopers as For For Management Auditors -------------------------------------------------------------------------------- ALLIANZ SE Ticker: ALV Security ID: D03080112 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 9.60 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Approve Affiliation Agreement with For For Management Allianz Africa Holding GmbH -------------------------------------------------------------------------------- AMAZON.COM, INC. Ticker: AMZN Security ID: 023135106 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey P. Bezos For For Management 1b Elect Director Rosalind G. Brewer For For Management 1c Elect Director Jamie S. Gorelick For For Management 1d Elect Director Daniel P. Huttenlocher For For Management 1e Elect Director Judith A. McGrath For For Management 1f Elect Director Indra K. Nooyi For For Management 1g Elect Director Jonathan J. Rubinstein For For Management 1h Elect Director Thomas O. Ryder For For Management 1i Elect Director Patricia Q. Stonesifer For For Management 1j Elect Director Wendell P. Weeks For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting 5 Report on Management of Food Waste Against For Shareholder 6 Report on Customers' Use of its Against For Shareholder Surveillance and Computer Vision Products or Cloud-Based Services 7 Report on Potential Human Rights Against For Shareholder Impacts of Customers' Use of Rekognition 8 Report on Products Promoting Hate Against For Shareholder Speech and Sales of Offensive Products 9 Require Independent Board Chairman Against Against Shareholder 10 Report on Global Median Gender/Racial Against Against Shareholder Pay Gap 11 Report on Reducing Environmental and Against Against Shareholder Health Harms to Communities of Color 12 Report on Viewpoint Discrimination Against Against Shareholder 13 Report on Promotion Velocity Against Against Shareholder 14 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 15 Human Rights Risk Assessment Against For Shareholder 16 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- AMERICAN INTERNATIONAL GROUP, INC. Ticker: AIG Security ID: 026874784 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director W. Don Cornwell For For Management 1b Elect Director Brian Duperreault For For Management 1c Elect Director John H. Fitzpatrick For For Management 1d Elect Director William G. Jurgensen For For Management 1e Elect Director Christopher S. Lynch For For Management 1f Elect Director Henry S. Miller For For Management 1g Elect Director Linda A. Mills For For Management 1h Elect Director Thomas F. Motamed For For Management 1i Elect Director Peter R. Porrino For For Management 1j Elect Director Amy L. Schioldager For For Management 1k Elect Director Douglas M. Steenland For For Management 1l Elect Director Therese M. Vaughan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Securities Transfer Restrictions For For Management 4 Ratify NOL Rights Plan (NOL Pill) For For Management 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 6 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- - 308 - ASPEN TECHNOLOGY, INC. Ticker: AZPN Security ID: 045327103 Meeting Date: DEC 12, 2019 Meeting Type: Annual Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald P. Casey For For Management 1.2 Elect Director Robert M. Whelan, Jr. For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- ASX LIMITED Ticker: ASX Security ID: Q0604U105 Meeting Date: SEP 24, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 3a Elect Melinda Conrad as Director For For Management 3b Elect Ken Henry as Director For Against Management 3c Elect Peter Nash as Director For For Management 4 Approve Remuneration Report For For Management 5 Approve Grant of Performance Rights to For For Management Dominic Stevens -------------------------------------------------------------------------------- AT&T INC. Ticker: T Security ID: 00206R102 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Randall L. Stephenson For For Management 1.2 Elect Director Samuel A. Di Piazza, Jr. For For Management 1.3 Elect Director Richard W. Fisher For For Management 1.4 Elect Director Scott T. Ford For For Management 1.5 Elect Director Glenn H. Hutchins For For Management 1.6 Elect Director William E. Kennard For For Management 1.7 Elect Director Debra L. Lee For For Management 1.8 Elect Director Stephen J. Luczo For For Management 1.9 Elect Director Michael B. McCallister For For Management 1.10 Elect Director Beth E. Mooney For For Management 1.11 Elect Director Matthew K. Rose For For Management 1.12 Elect Director Cynthia B. Taylor For For Management 1.13 Elect Director Geoffrey Y. Yang For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder 5 Approve Nomination of Employee Against Against Shareholder Representative Director 6 Improve Guiding Principles of Against Against Shareholder Executive Compensation -------------------------------------------------------------------------------- AXA SA Ticker: CS Security ID: F06106102 Meeting Date: JUN 30, 2020 Meeting Type: Annual/Special Record Date: JUN 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.73 per Share 4 Approve Compensation of Corporate For For Management Officers 5 Approve Compensation of Denis Duverne, For For Management Chairman of the Board 6 Approve Compensation of Thomas Buberl, For For Management CEO 7 Approve Remuneration Policy of CEO For For Management 8 Approve Remuneration Policy of For For Management Chairman of the Board 9 Approve Remuneration Policy of For For Management Directors 10 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 11 Reelect Angelien Kemna as Director For For Management 12 Reelect Irene Dorner as Director For For Management 13 Elect Isabel Hudson as Director For For Management 14 Elect Antoine Gosset-Grainville as For For Management Director 15 Elect Marie-France Tschudin as Director For For Management 16 Elect Helen Browne as Director For For Shareholder A Elect Jerome Amouyal as Director Against Against Shareholder B Elect Constance Reschke as Director Against Against Shareholder C Elect Bamba Sall as Director Against Against Shareholder D Elect Bruno Guy-Wasier as Director Against Against Shareholder E Elect Timothy Leary as Director Against Against Shareholder F Elect Ashitkumar Shah as Director Against Against Shareholder 17 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 18 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 19 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries 20 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 21 Amend Article 10 of Bylaws Re: For For Management Employee Representatives 22 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- - 309 - AXIS BANK LIMITED Ticker: 532215 Security ID: Y0487S137 Meeting Date: JAN 09, 2020 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect S. Vishvanathan as Director For For Management -------------------------------------------------------------------------------- BANCO BILBAO VIZCAYA ARGENTARIA SA Ticker: BBVA Security ID: E11805103 Meeting Date: MAR 13, 2020 Meeting Type: Annual Record Date: MAR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Consolidated and Standalone For For Management Financial Statements 1.2 Approve Non-Financial Information For For Management Statement 1.3 Approve Allocation of Income and For For Management Dividends 1.4 Approve Discharge of Board For For Management 2.1 Reelect Lourdes Maiz Carro as Director For For Management 2.2 Reelect Susana Rodriguez Vidarte as For For Management Director 2.3 Elect Raul Catarino Galamba de For For Management Oliveira as Director 2.4 Elect Ana Leonor Revenga Shanklin as For For Management Director 2.5 Elect Carlos Vicente Salazar Lomelin For For Management as Director 3 Fix Maximum Variable Compensation Ratio For For Management 4 Renew Appointment of KPMG Auditores as For For Management Auditor 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions 6 Advisory Vote on Remuneration Report For For Management -------------------------------------------------------------------------------- BANCO SANTANDER SA Ticker: SAN Security ID: E19790109 Meeting Date: JUL 22, 2019 Meeting Type: Special Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares in For For Management Connection with Acquisition of Shares of Banco Santander Mexico SA, Institucion de Banca Multiple, Grupo Financiero Santander Mexico 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- BANCO SANTANDER SA Ticker: SAN Security ID: E19790109 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.A Approve Consolidated and Standalone For For Management Financial Statements 1.B Approve Non-Financial Information For For Management Statement 1.C Approve Discharge of Board For For Management 2 Approve Allocation of Income and For For Management Dividends 3.A Fix Number of Directors at 15 For For Management 3.B Elect Luis Isasi Fernandez de For For Management Bobadilla as Director 3.C Elect Sergio Agapito Lires Rial as For For Management Director 3.D Ratify Appointment of and Elect Pamela For For Management Ann Walkden as Director 3.E Reelect Ana Patricia Botin-Sanz de For For Management Sautuola y O'Shea as Director 3.F Reelect Rodrigo Echenique Gordillo as For For Management Director 3.G Reelect Esther Gimenez-Salinas i For For Management Colomer as Director 3.H Reelect Sol Daurella Comadran as For For Management Director 4 Ratify Appointment of For For Management PricewaterhouseCoopers as Auditor 5 Authorize Share Repurchase Program For For Management 6 Authorize Increase in Capital up to 50 For For Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 10 Percent 7.A Approve Scrip Dividends For For Management 7.B Approve Scrip Dividends For For Management 8 Authorize Issuance of Non-Convertible For For Management Debt Securities up to EUR 50 Billion 9 Approve Remuneration Policy For For Management 10 Approve Remuneration of Directors For For Management 11 Fix Maximum Variable Compensation Ratio For For Management 12.A Approve Deferred Multiyear Objectives For For Management Variable Remuneration Plan 12.B Approve Deferred and Conditional For For Management Variable Remuneration Plan 12.C Approve Digital Transformation Award For For Management 12.D Approve Buy-out Policy For For Management 12.E Approve Employee Stock Purchase Plan For For Management 13 Authorize Board to Ratify and Execute For For Management Approved Resolutions 14 Advisory Vote on Remuneration Report For For Management -------------------------------------------------------------------------------- - 310 - BANGKOK BANK PUBLIC COMPANY LIMITED Ticker: BBL Security ID: Y0606R119 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of All Shares in For For Management PT Bank Permata Tbk 2 Other Business For Against Management -------------------------------------------------------------------------------- BANK OF CHINA LIMITED Ticker: 3988 Security ID: Y0698A107 Meeting Date: DEC 31, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2018 Remuneration Distribution For For Management Plan for Chairman of the Board of Directors and Executive Directors 2 Approve 2018 Remuneration Distribution For For Management Plan of Supervisors 3 Approve Improving the Remuneration For For Management Plan of Independent Non-executive Directors 4 Elect Chen Chunhua as Director For For Management 5 Elect Chui Sai Peng Jose as Director For For Management 6 Approve Application for Provisional For For Management Authorization of Outbound Donations 7 Elect Wang Jiang as Director For For Shareholder -------------------------------------------------------------------------------- BANK OF CHINA LIMITED Ticker: 3988 Security ID: Y0698A107 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of Board of For For Management Directors 2 Approve 2019 Work Report of Board of For For Management Supervisors 3 Approve 2019 Annual Financial Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Annual Budget for Fixed For For Management Assets Investment 6 Approve Ernst & Young Hua Ming LLP as For For Management Domestic and External Auditor and Ernst & Young as International Auditor 7.1 Elect Zhao Jie as Director For For Management 7.2 Elect Xiao Lihong as Director For For Management 7.3 Elect Wang Xiaoya as Director For For Management 8 Elect Chen Jianbo as Director For For Management 9 Approve 2019 Remuneration Distribution For For Management Plan of Supervisors 10 Approve the Application for For For Management Provisional Authorization of Outbound Donations 11 Approve the Bond Issuance Plan For For Management 12 Approve the Issuance of Write-down For For Management Undated Capital Bonds 13 Approve the Issuance of Qualified For For Management Write-down Tier 2 Capital Instruments 14 Elect Wang Wei as Director For For Shareholder -------------------------------------------------------------------------------- BANK OF COMMUNICATIONS CO., LTD. Ticker: 3328 Security ID: Y06988102 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2018 Remuneration Plan of the For For Management Directors 2 Approve 2018 Remuneration Plan of the For For Management Supervisors 3 Approve Issuance of Undated Capital For For Management Bonds 4 Approve Capital Increase of For For Management Wholly-owned Subsidiary 5 Elect Li Longcheng as Director For For Management 6 Elect Zhang Minsheng as Supervisor For For Management -------------------------------------------------------------------------------- BANK OF COMMUNICATIONS CO., LTD. Ticker: 3328 Security ID: Y06988102 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Supervisory For For Management Committee 3 Approve 2019 Financial Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Fixed Assets Investment For For Management Plan 6 Approve PricewaterhouseCoopers as For For Management International Auditor and PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditor and Authorize Board to Determine and Enter Into Respective Engagement with Them 7 Approve 2020 Increase in the Amount of For For Management External Donations 8 Elect Liao Yijian as Director For For Management 9 Elect Zhang Xiangdong as Director For For Management 10 Elect Li Xiaohui as Director For For Management 11 Elect Ju Jiandong as Supervisor For For Management 12 Elect Liu Jun as Director For For Shareholder 13 Approve Issuance of Special Financial For For Shareholder Bonds for Loans to Small and Micro Enterprises -------------------------------------------------------------------------------- - 311 - BARCLAYS PLC Ticker: BARC Security ID: G08036124 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Elect Dawn Fitzpatrick as Director For For Management 5 Elect Mohamed A. El-Erian as Director For For Management 6 Elect Brian Gilvary as Director For For Management 7 Re-elect Mike Ashley as Director For For Management 8 Re-elect Tim Breedon as Director For For Management 9 Re-elect Sir Ian Cheshire as Director For For Management 10 Re-elect Mary Anne Citrino as Director For For Management 11 Re-elect Mary Francis as Director For For Management 12 Re-elect Crawford Gillies as Director For For Management 13 Re-elect Nigel Higgins as Director For For Management 14 Re-elect Tushar Morzaria as Director For For Management 15 Re-elect Diane Schueneman as Director For For Management 16 Re-elect James Staley as Director For For Management 17 Reappoint KPMG LLP as Auditors For For Management 18 Authorise the Board Audit Committee to For For Management Fix Remuneration of Auditors 19 Authorise EU Political Donations and For For Management Expenditure 20 Authorise Issue of Equity For For Management 21 Authorise Issue of Equity without For For Management Pre-emptive Rights 22 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 23 Authorise Issue of Equity in Relation For For Management to the Issuance of Contingent Equity Conversion Notes 24 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes 25 Authorise Market Purchase of Ordinary For For Management Shares 26 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 27 Approve SAYE Share Option Scheme For For Management 28 Amend Share Value Plan For For Management 29 Approve Barclays' Commitment in For For Management Tackling Climate Change 30 Approve ShareAction Requisitioned Against Against Shareholder Resolution -------------------------------------------------------------------------------- BHP GROUP LIMITED Ticker: BHP Security ID: Q1498M100 Meeting Date: NOV 07, 2019 Meeting Type: Annual Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Appoint Ernst & Young as Auditor of For For Management the Company 3 Authorize the Risk and Audit Committee For For Management to Fix Remuneration of the Auditors 4 Approve General Authority to Issue For For Management Shares in BHP Group Plc 5 Approve General Authority to Issue For For Management Shares in BHP Group Plc for Cash 6 Approve the Repurchase of Shares in For For Management BHP Group Plc 7 Approve Remuneration Policy For For Management 8 Approve Remuneration Report for UK Law For For Management Purposes 9 Approve Remuneration Report for For For Management Australian Law Purposes 10 Approve the Grant of Awards to Andrew For For Management Mackenzie 11 Elect Ian Cockerill as Director For For Management 12 Elect Susan Kilsby as Director For For Management 13 Elect Terry Bowen as Director For For Management 14 Elect Malcolm Broomhead as Director For For Management 15 Elect Anita Frew as Director For For Management 16 Elect Andrew Mackenzie as Director For For Management 17 Elect Lindsay Maxsted as Director For For Management 18 Elect John Mogford as Director For For Management 19 Elect Shriti Vadera as Director For For Management 20 Elect Ken MacKenzie as Director For For Management 21 Amend Constitution of BHP Group Limited Against Against Shareholder 22 Approve Suspension of Memberships of Against Against Shareholder Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement -------------------------------------------------------------------------------- BNP PARIBAS SA Ticker: BNP Security ID: F1058Q238 Meeting Date: MAY 19, 2020 Meeting Type: Annual/Special Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Reelect Jean Lemierre as Director For For Management 7 Reelect Jacques Aschenbroich as For For Management Director 8 Reelect Monique Cohen as Director For For Management 9 Reelect Daniela Schwarzer as Director For For Management 10 Reelect Fields Wicker-Miurin as For For Management Director 11 Approve Remuneration Policy of For For Management Directors 12 Approve Remuneration Policy of For For Management Chairman of the Board 13 Approve Remuneration Policy of CEO and For For Management Vice-CEO 14 Approve Compensation of Corporate For For Management Officers 15 Approve Compensation of Jean Lemierre, For For Management Chairman of the Board 16 Approve Compensation of Jean-Laurent For For Management Bonnafe, CEO 17 Approve Compensation of Philippe For For Management Bordenave, Vice-CEO 18 Approve the Overall Envelope of For For Management Compensation of Certain Senior Management, Responsible Officers and the Risk-takers 19 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion 20 Authorize Capital Increase of Up to For For Management EUR 240 Million for Future Exchange Offers 21 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 22 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 20-21 at EUR 240 Million 23 Authorize Capitalization of Reserves For For Management of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value 24 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 19-21 at EUR 1 Billion 25 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 26 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 27 Amend Article 7 of Bylaws Re: Employee For For Management Shareholder Representative 28 Amend Article 15 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 29 Amend Articles 7, 10, 11, 19 of Bylaws For For Management to Comply with Legal Changes 30 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- - 312 - BOC HONG KONG (HOLDINGS) LIMITED Ticker: 2388 Security ID: Y0920U103 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Wang Jiang as Director For For Management 3b Elect Gao Yingxin as Director None None Management 3c Elect Sun Yu as Director For For Management 3d Elect Koh Beng Seng as Director For For Management 3e Elect Tung Savio Wai-Hok as Director For For Management 3f Elect Cheng Eva as Director For For Management 4 Approve Ernst & Young as Auditor and For For Management Authorize Board or Duly Authorized Committee of the Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- BOC HONG KONG (HOLDINGS) LIMITED Ticker: 2388 Security ID: Y0920U103 Meeting Date: JUN 29, 2020 Meeting Type: Special Record Date: JUN 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Continuing Connected For For Management Transactions and the New Caps -------------------------------------------------------------------------------- CAPGEMINI SE Ticker: CAP Security ID: F4973Q101 Meeting Date: MAY 20, 2020 Meeting Type: Annual/Special Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.35 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Approve Compensation of Paul Hermelin, For For Management Chairman and CEO 6 Approve Compensation of Thierry For For Management Delaporte, Vice-CEO 7 Approve Compensation of Aiman Ezzat, For For Management Vice-CEO 8 Approve Compensation Report of For For Management Corporate Officers 9 Approve Remuneration Policy of For For Management Chairman and CEO 10 Approve Remuneration Policy of For For Management Vice-CEOs 11 Approve Remuneration Policy of For For Management Chairman of the Board 12 Approve Remuneration Policy of CEO For For Management 13 Approve Remuneration Policy of For For Management Directors 14 Reelect Sian Herbert-Jones as Director For For Management 15 Elect Belen Moscoso del Prado For For Management Lopez-Doriga as Director 16 Elect Aiman Ezzat as Director For For Management 17 Elect Lucia Sinapi-Thomas as Director For For Management Shareholder Representative 17A Elect Claire Sauvanaud as Director Against Against Management Shareholder Representative 18 Renew Appointment of For For Management PricewaterhouseCoopers Audit as Auditor 19 Appoint Mazars as Auditor For For Management 20 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 21 Amend Articles 7 and 17 of Bylaws to For For Management Comply with Legal Changes 22 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 23 Authorize Capitalization of Reserves For For Management of Up to EUR 1.5 Billion for Bonus Issue or Increase in Par Value 24 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 540 Million 25 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 135 Million 26 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 135 Million 27 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Items 25 and 26 28 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 29 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 30 Authorize up to 1.2 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Employees and Executive Officers 31 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 32 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 33 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- - 313 - CARREFOUR SA Ticker: CA Security ID: F13923119 Meeting Date: MAY 29, 2020 Meeting Type: Annual/Special Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.23 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Reelect Alexandre Arnault as Director For For Management 6 Reelect Marie-Laure Sauty de Chalon as For For Management Director 7 Approve Compensation Report of For For Management Corporate Officers 8 Approve Compensation of Alexandre For Against Management Bompard, Chairman and CEO 9 Approve Remuneration Policy of For Against Management Chairman and CEO 10 Approve Remuneration Policy of For For Management Directors 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 13 Amend Article 11 of Bylaws Re: Quorum For For Management 14 Amend Article 13 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 15 Amend Article 17 of Bylaws Re: Board For For Management Remuneration 16 Amend Article 19 of Bylaws Re: Auditors For For Management 17 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- CGI INC. Ticker: GIB.A Security ID: 12532H104 Meeting Date: JAN 29, 2020 Meeting Type: Annual Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alain Bouchard For For Management 1.2 Elect Director Sophie Brochu For For Management 1.3 Elect Director George A. Cope For For Management 1.4 Elect Director Paule Dore For For Management 1.5 Elect Director Richard B. Evans For For Management 1.6 Elect Director Julie Godin For For Management 1.7 Elect Director Serge Godin For For Management 1.8 Elect Director Timothy J. Hearn For For Management 1.9 Elect Director Andre Imbeau For For Management 1.10 Elect Director Gilles Labbe For For Management 1.11 Elect Director Michael B. Pedersen For For Management 1.12 Elect Director Alison Reed For For Management 1.13 Elect Director Michael E. Roach For For Management 1.14 Elect Director George D. Schindler For For Management 1.15 Elect Director Kathy N. Waller For For Management 1.16 Elect Director Joakim Westh For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 SP1: Disclosure of Voting Results by Against For Shareholder Class of Shares -------------------------------------------------------------------------------- CHINA LIFE INSURANCE COMPANY LIMITED Ticker: 2628 Security ID: 16939P106 Meeting Date: DEC 19, 2019 Meeting Type: Special Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhao Peng as Director For For Shareholder 2 Amend Rules and Procedures Regarding For For Management Meetings of Board of Directors 3.1 Approve Company Framework Agreement, For For Management Pension Company Framework Agreement, Annual Caps and Related Transactions 3.2 Approve CLIC Framework Agreement, For For Management CLP&C Framework Agreement, CLI Framework Agreement, Annual Caps and Related Transactions 4 Approve Renewal of the Framework For For Management Agreement for Daily Connected Transactions between the Company and China Guangfa Bank Co., Ltd. 5 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- CHINA LIFE INSURANCE COMPANY LIMITED Ticker: 2628 Security ID: 16939P106 Meeting Date: FEB 20, 2020 Meeting Type: Special Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Investment by the Company in For For Management China Life Aged-care Industry Investment Fund -------------------------------------------------------------------------------- - 314 - CHINA LIFE INSURANCE COMPANY LIMITED Ticker: 2628 Security ID: 16939P106 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Report of the Board of For For Management Directors 2 Approve 2019 Report of the Board of For For Management Supervisors 3 Approve 2019 Financial Report For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve Remuneration of Directors and For For Management Supervisors 6 Elect Lam Chi Kuen as Director For For Management 7 Approve Ernst & Young Hua Ming LLP as For For Management the PRC Auditor and the Auditor for US Form 20-F and Ernst & Young as the Hong Kong Auditor and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights for H Shares -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Ticker: CSCO Security ID: 17275R102 Meeting Date: DEC 10, 2019 Meeting Type: Annual Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For For Management 1b Elect Director Wesley G. Bush For For Management 1c Elect Director Michael D. Capellas For For Management 1d Elect Director Mark Garrett For For Management 1e Elect Director Kristina M. Johnson For For Management 1f Elect Director Roderick C. McGeary For For Management 1g Elect Director Charles H. Robbins For For Management 1h Elect Director Arun Sarin For For Management 1i Elect Director Brenton L. Saunders For For Management 1j Elect Director Carol B. Tome For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- CITIGROUP INC. Ticker: C Security ID: 172967424 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael L. Corbat For For Management 1b Elect Director Ellen M. Costello For For Management 1c Elect Director Grace E. Dailey For For Management 1d Elect Director Barbara J. Desoer For For Management 1e Elect Director John C. Dugan For For Management 1f Elect Director Duncan P. Hennes For For Management 1g Elect Director Peter B. Henry For For Management 1h Elect Director S. Leslie Ireland For For Management 1i Elect Director Lew W. (Jay) Jacobs, IV For For Management 1j Elect Director Renee J. James For For Management 1k Elect Director Gary M. Reiner For For Management 1l Elect Director Diana L. Taylor For For Management 1m Elect Director James S. Turley For For Management 1n Elect Director Deborah C. Wright For For Management 1o Elect Director Alexander R. Wynaendts For For Management 1p Elect Director Ernesto Zedillo Ponce For For Management de Leon 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Proxy Access Right Against For Shareholder 6 Review on Governance Documents Against Against Shareholder 7 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- CME GROUP INC. Ticker: CME Security ID: 12572Q105 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Terrence A. Duffy For For Management 1b Elect Director Timothy S. Bitsberger For For Management 1c Elect Director Charles P. Carey For For Management 1d Elect Director Dennis H. Chookaszian For For Management 1e Elect Director Bryan T. Durkin For For Management 1f Elect Director Ana Dutra For For Management 1g Elect Director Martin J. Gepsman For For Management 1h Elect Director Larry G. Gerdes For For Management 1i Elect Director Daniel R. Glickman For For Management 1j Elect Director Daniel G. Kaye For For Management 1k Elect Director Phyllis M. Lockett For For Management 1l Elect Director Deborah J. Lucas For For Management 1m Elect Director Terry L. Savage For For Management 1n Elect Director Rahael Seifu For For Management 1o Elect Director William R. Shepard For For Management 1p Elect Director Howard J. Siegel For For Management 1q Elect Director Dennis A. Suskind For For Management 2 Ratify Ernst & Young as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 315 - COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION Ticker: CTSH Security ID: 192446102 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Zein Abdalla For For Management 1b Elect Director Vinita Bali For For Management 1c Elect Director Maureen Breakiron-Evans For For Management 1d Elect Director Archana Deskus For For Management 1e Elect Director John M. Dineen For For Management 1f Elect Director John N. Fox, Jr. For For Management 1g Elect Director Brian Humphries For For Management 1h Elect Director Leo S. Mackay, Jr. For For Management 1i Elect Director Michael Patsalos-Fox For For Management 1j Elect Director Joseph M. Velli For For Management 1k Elect Director Sandra S. Wijnberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- CREDIT SUISSE GROUP AG Ticker: CSGN Security ID: H3698D419 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Remuneration Report For For Management 1.2 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 0.14 per Share 4 Approve CHF 4.3 Million Reduction in For For Management Share Capital via Cancellation of Repurchased Shares 5.1.a Reelect Urs Rohner as Director and For For Management Board Chairman 5.1.b Reelect Iris Bohnet as Director For For Management 5.1.c Reelect Christian Gellerstad as For For Management Director 5.1.d Reelect Andreas Gottschling as Director For For Management 5.1.e Reelect Michael Klein as Director For For Management 5.1.f Reelect Shan Li as Director For For Management 5.1.g Reelect Seraina Macia as Director For For Management 5.1.h Reelect Kai Nargolwala as Director For For Management 5.1.i Reelect Ana Pessoa as Director For For Management 5.1.j Reelect Joaquin Ribeiro as Director For For Management 5.1.k Reelect Severin Schwan as Director For For Management 5.1.l Reelect John Tiner as Director For For Management 5.1.m Elect Richard Meddings as Director For For Management 5.2.1 Reappoint Iris Bohnet as Member of the For For Management Compensation Committee 5.2.2 Reappoint Christian Gellerstad as For For Management Member of the Compensation Committee 5.2.3 Reappoint Michael Klein as Member of For For Management the Compensation Committee 5.2.4 Reappoint Kai Nargolwala as Member of For For Management the Compensation Committee 6.1 Approve Remuneration of Directors in For For Management the Amount of CHF 12 Million 6.2.1 Approve Short-Term Variable For For Management Remuneration of Executive Committee in the Amount of CHF 22.4 Million 6.2.2 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 31 Million 6.2.3 Approve Long-Term Variable For For Management Remuneration of Executive Committee in the Amount of CHF 28.6 Million 7.1 Ratify PricewaterhouseCoopers AG as For For Management Auditors 7.2 Ratify BDO AG as Special Auditors For For Management 7.3 Designate Keller KLG as Independent For For Management Proxy 8.1 Additional Voting Instructions - Against Against Management Shareholder Proposals (Voting) 8.2 Additional Voting Instructions - Board For Against Management of Directors Proposals (Voting) -------------------------------------------------------------------------------- DEUTSCHE BOERSE AG Ticker: DB1 Security ID: D1882G119 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 2.90 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Elect Michael Ruediger to the For For Management Supervisory Board 6 Approve Creation of EUR 19 Million For For Management Pool of Capital without Preemptive Rights 7 Approve Creation of EUR 19 Million For For Management Pool of Capital with Preemptive Rights 8 Approve Remuneration Policy For For Management 9 Approve Remuneration of Supervisory For For Management Board Members 10 Amend Corporate Purpose For For Management 11 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 -------------------------------------------------------------------------------- - 316 - ENDESA SA Ticker: ELE Security ID: E41222113 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Consolidated and Standalone For For Management Management Reports 3 Approve Non-Financial Information For For Management Statement 4 Approve Discharge of Board For For Management 5 Approve Allocation of Income and For For Management Dividends 6 Authorize Issuance of Convertible For For Management Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 6 Billion with Exclusion of Preemptive Rights up to 10 Percent of Capital 7 Authorize Share Repurchase Program For For Management 8 Amend Articles Re: Board Committees For For Management 9 Amend Articles Re: General Meetings For Against Management 10 Amend Article 56 Re: Non-Financial For For Management Information Statement 11 Amend Article 6 of General Meeting For For Management Regulations Re: Non-Financial Information Statement 12 Amend Articles of General Meeting For Against Management Regulations Re: Minimum Number of Shares to Attend and Remote and Electronic Participation 13 Ratify Appointment of and Elect For For Management Antonio Cammisecra as Director 14 Elect Pilar Gonzalez de Frutos as For For Management Director 15 Elect Eugenia Bieto Caubet as Director For For Management 16 Elect Alicia Koplowitz y Romero de For For Management Juseu as Director 17 Fix Number of Directors at 13 For For Management 18 Approve Remuneration Report For For Management 19 Approve Remuneration Policy For For Management 20 Approve Strategic Incentive Plan For For Management 21 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- FUJITSU LTD. Ticker: 6702 Security ID: J15708159 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tokita, Takahito For For Management 1.2 Elect Director Furuta, Hidenori For For Management 1.3 Elect Director Isobe, Takeshi For For Management 1.4 Elect Director Yamamoto, Masami For For Management 1.5 Elect Director Yokota, Jun For For Management 1.6 Elect Director Mukai, Chiaki For For Management 1.7 Elect Director Abe, Atsushi For For Management 1.8 Elect Director Kojo, Yoshiko For For Management 1.9 Elect Director Scott Callon For For Management 2.1 Appoint Statutory Auditor Yamamuro, For For Management Megumi 2.2 Appoint Statutory Auditor Makuta, Hideo For For Management 3 Appoint Alternate Statutory Auditor For For Management Namba, Koichi -------------------------------------------------------------------------------- HEWLETT PACKARD ENTERPRISE COMPANY Ticker: HPE Security ID: 42824C109 Meeting Date: APR 01, 2020 Meeting Type: Annual Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel Ammann For For Management 1b Elect Director Pamela L. Carter For For Management 1c Elect Director Jean M. Hobby For For Management 1d Elect Director George R. Kurtz For For Management 1e Elect Director Raymond J. Lane For For Management 1f Elect Director Ann M. Livermore For For Management 1g Elect Director Antonio F. Neri For For Management 1h Elect Director Charles H. Noski For For Management 1i Elect Director Raymond E. Ozzie For For Management 1j Elect Director Gary M. Reiner For For Management 1k Elect Director Patricia F. Russo For For Management 1l Elect Director Lip-Bu Tan For For Management 1m Elect Director Mary Agnes Wilderotter For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC. Ticker: HON Security ID: 438516106 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Darius Adamczyk For For Management 1B Elect Director Duncan B. Angove For For Management 1C Elect Director William S. Ayer For For Management 1D Elect Director Kevin Burke For For Management 1E Elect Director D. Scott Davis For For Management 1F Elect Director Linnet F. Deily For For Management 1G Elect Director Deborah Flint For For Management 1H Elect Director Judd Gregg For For Management 1I Elect Director Clive Hollick For For Management 1J Elect Director Grace D. Lieblein For For Management 1K Elect Director Raymond T. Odierno For For Management 1L Elect Director George Paz For For Management 1M Elect Director Robin L. Washington For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors 5 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- - 317 - HSBC HOLDINGS PLC Ticker: HSBA Security ID: G4634U169 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3a Elect Noel Quinn as Director For For Management 3b Re-elect Laura Cha as Director For For Management 3c Re-elect Henri de Castries as Director For For Management 3d Re-elect Irene Lee as Director For For Management 3e Re-elect Jose Antonio Meade Kuribrena For For Management as Director 3f Re-elect Heidi Miller as Director For For Management 3g Re-elect David Nish as Director For For Management 3h Re-elect Ewen Stevenson as Director For For Management 3i Re-elect Jackson Tai as Director For For Management 3j Re-elect Mark Tucker as Director For For Management 3k Re-elect Pauline van der Meer Mohr as For For Management Director 4 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 5 Authorise the Group Audit Committee to For For Management Fix Remuneration of Auditors 6 Authorise EU Political Donations and For For Management Expenditure 7 Authorise Issue of Equity For For Management 8 Authorise Issue of Equity without For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Directors to Allot Any For For Management Repurchased Shares 11 Authorise Market Purchase of Ordinary For For Management Shares 12 Authorise Issue of Equity in Relation For For Management to Contingent Convertible Securities 13 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to Contingent Convertible Securities 14 Amend Share Plan 2011 For For Management 15 Amend Savings-Related Share Option For For Management Plan (UK) 16 Amend UK Share Incentive Plan and For For Management International Employee Share Purchase Plan 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 18 Remove the "State Deduction" Feature Against Against Shareholder of the Post 1974 Midland Bank Defined Benefit Pension Scheme -------------------------------------------------------------------------------- IBERDROLA SA Ticker: IBE Security ID: E6165F166 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Consolidated and Standalone For For Management Management Reports 3 Approve Non-Financial Information For For Management Statement 4 Approve Discharge of Board For For Management 5 Renew Appointment of KPMG Auditores as For For Management Auditor 6 Amend Articles Re: Corporate Interest For For Management and Social Dividend 7 Amend Article 8 Re: Compliance System For For Management and Compliance Unit 8 Amend Article 10 to Reflect Changes in For For Management Capital 9 Amend Article 9 of General Meeting For For Management Regulations Re: Shareholders' Power to Approve the Non-Financial Information Statement 10 Amend Articles of General Meeting For For Management Regulations Re: Right to Information and Remote Participation 11 Amend Articles of General Meeting For For Management Regulations Re: Technical Improvements 12 Approve Allocation of Income and For For Management Dividends 13 Approve Scrip Dividends For For Management 14 Approve Scrip Dividends For For Management 15 Advisory Vote on Remuneration Report For For Management 16 Approve Restricted Stock Plan For For Management 17 Elect Nicola Mary Brewer as Director For For Management 18 Elect Regina Helena Jorge Nunes as For For Management Director 19 Reelect Inigo Victor de Oriol Ibarra For For Management as Director 20 Reelect Samantha Barber as Director For For Management 21 Fix Number of Directors at 14 For For Management 22 Authorize Increase in Capital up to 50 For For Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 10 Percent 23 Authorize Issuance of Convertible For For Management Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 5 Billion with Exclusion of Preemptive Rights up to 10 Percent of Capital 24 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- - 318 - INFINEON TECHNOLOGIES AG Ticker: IFX Security ID: D35415104 Meeting Date: FEB 20, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.27 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 6.1 Elect Xiaoqun Clever to the For For Management Supervisory Board 6.2 Elect Friedrich Eichiner to the For For Management Supervisory Board 6.3 Elect Hans-Ulrich Holdenried to the For For Management Supervisory Board 6.4 Elect Manfred Puffer to the For For Management Supervisory Board 6.5 Elect Ulrich Spiesshofer to the For For Management Supervisory Board 6.6 Elect Margret Suckale to the For For Management Supervisory Board 7 Approve Cancellation of Conditional For For Management Capital 2010/I 8 Approve Creation of EUR 750 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights 9 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Billion; Approve Creation of EUR 260 Million Pool of Capital to Guarantee Conversion Rights -------------------------------------------------------------------------------- INFOSYS LIMITED Ticker: 500209 Security ID: 456788108 Meeting Date: JUN 27, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect Salil Parekh as Director For For Management 4 Elect Uri Levine as Director For For Management -------------------------------------------------------------------------------- ING GROEP NV Ticker: INGA Security ID: 456837103 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2A Receive Report of Management Board None None Management (Non-Voting) 2B Receive Announcements on Sustainability None None Management 2C Receive Report of Supervisory Board None None Management (Non-Voting) 2D Approve Remuneration Report For For Management 2E Adopt Financial Statements and For For Management Statutory Reports 3A Receive Explanation on Profit None None Management Retention and Distribution Policy 3B Approve Dividends of EUR 0.69 Per Share None None Management 4A Approve Discharge of Management Board For For Management 4B Approve Discharge of Supervisory Board For For Management 5 Approve Remuneration Policy for For For Management Management Board 6 Approve Remuneration Policy for For For Management Supervisory Board 7 Amend Articles of Association For For Management 8A Elect Juan Colombas to Supervisory For For Management Board 8B Elect Herman Hulst to Supervisory Board For For Management 8C Elect Harold Naus to Supervisory Board For For Management 9A Grant Board Authority to Issue Shares For For Management 9B Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights 10 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital -------------------------------------------------------------------------------- INTEL CORPORATION Ticker: INTC Security ID: 458140100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James J. Goetz For For Management 1b Elect Director Alyssa Henry For For Management 1c Elect Director Omar Ishrak For For Management 1d Elect Director Risa Lavizzo-Mourey For For Management 1e Elect Director Tsu-Jae King Liu For For Management 1f Elect Director Gregory D. Smith For For Management 1g Elect Director Robert 'Bob' H. Swan For For Management 1h Elect Director Andrew Wilson For For Management 1i Elect Director Frank D. Yeary For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Provide Right to Act by Written Consent Against For Shareholder 6 Report on Global Median Gender/Racial Against Against Shareholder Pay Gap -------------------------------------------------------------------------------- - 319 - INTERNATIONAL BUSINESS MACHINES CORPORATION Ticker: IBM Security ID: 459200101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas Buberl For For Management 1.2 Elect Director Michael L. Eskew For For Management 1.3 Elect Director David N. Farr For For Management 1.4 Elect Director Alex Gorsky For For Management 1.5 Elect Director Michelle J. Howard For For Management 1.6 Elect Director Arvind Krishna For For Management 1.7 Elect Director Andrew N. Liveris For For Management 1.8 Elect Director Frederick William For For Management McNabb, III 1.9 Elect Director Martha E. Pollack For For Management 1.10 Elect Director Virginia M. Rometty For For Management 1.11 Elect Director Joseph R. Swedish For For Management 1.12 Elect Director Sidney Taurel For For Management 1.13 Elect Director Peter R. Voser For For Management 1.14 Elect Director Frederick H. Waddell For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Governing Documents to allow Against For Shareholder Removal of Directors 5 Provide Right to Act by Written Consent Against For Shareholder 6 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Ticker: JPM Security ID: 46625H100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda B. Bammann For For Management 1b Elect Director Stephen B. Burke For For Management 1c Elect Director Todd A. Combs For For Management 1d Elect Director James S. Crown For For Management 1e Elect Director James Dimon For For Management 1f Elect Director Timothy P. Flynn For For Management 1g Elect Director Mellody Hobson For For Management 1h Elect Director Michael A. Neal For For Management 1i Elect Director Lee R. Raymond For For Management 1j Elect Director Virginia M. Rometty For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Require Independent Board Chair Against For Shareholder 5 Report on Reputational Risk Related to Against Against Shareholder Canadian Oil Sands, Oil Sands Pipeline Companies and Arctic Oil and Gas Exploration and Production. 6 Report on Climate Change Against For Shareholder 7 Amend Shareholder Written Consent Against Against Shareholder Provisions 8 Report on Charitable Contributions Against Against Shareholder 9 Report on Gender/Racial Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- KBC GROUP SA/NV Ticker: KBC Security ID: B5337G162 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports (Non-Voting) None None Management 2 Receive Auditors' Reports (Non-Voting) None None Management 3 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 4 Adopt Financial Statements For For Management 5a Approve Allocation of Income For For Management 5b Approve Dividends of EUR 1.00 Per Share For For Management 6 Approve Remuneration Report For For Management 7 Approve Discharge of Directors For For Management 8 Approve Discharge of Auditors For For Management 9 Approve Auditors' Remuneration For For Management 10a Indicate Koenraad Debackere as For For Management Independent Director 10b Elect Erik Clinck as Director For Against Management 10c Elect Liesbet Okkerse as Director For Against Management 10d Reelect Theodoros Roussis as Director For Against Management 10e Reelect Sonja De Becker as Director For Against Management 10f Reelect Johan Thijs as Director For For Management 10g Reelect Vladimira Papirnik as For For Management Independent Director 11 Transact Other Business None None Management -------------------------------------------------------------------------------- KOTAK MAHINDRA BANK LTD. Ticker: 500247 Security ID: Y4964H150 Meeting Date: MAY 24, 2020 Meeting Type: Special Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- - 320 - LONDON STOCK EXCHANGE GROUP PLC Ticker: LSE Security ID: G5689U103 Meeting Date: NOV 26, 2019 Meeting Type: Special Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of Refinitiv For For Management 2 Authorise Issue of Equity in For For Management Connection with the Acquisition -------------------------------------------------------------------------------- LONDON STOCK EXCHANGE GROUP PLC Ticker: LSE Security ID: G5689U103 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Approve Remuneration Policy For For Management 5 Re-elect Jacques Aigrain as Director For For Management 6 Re-elect Marshall Bailey as Director For For Management 7 Re-elect Kathleen DeRose as Director For For Management 8 Re-elect Cressida Hogg as Director For For Management 9 Re-elect Raffaele Jerusalmi as Director For For Management 10 Re-elect Stephen O'Connor as Director For For Management 11 Re-elect Val Rahmani as Director For For Management 12 Re-elect Don Robert as Director For For Management 13 Re-elect David Schwimmer as Director For For Management 14 Re-elect Andrea Sironi as Director For For Management 15 Re-elect David Warren as Director For For Management 16 Elect Dominic Blakemore as Director For For Management 17 Reappoint Ernst & Young LLP as Auditors For For Management 18 Authorise Board to Fix Remuneration of For For Management Auditors 19 Authorise Issue of Equity For For Management 20 Authorise EU Political Donations and For For Management Expenditure 21 Approve Deferred Bonus Plan For For Management 22 Authorise Issue of Equity without For For Management Pre-emptive Rights 23 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 24 Authorise Market Purchase of Ordinary For For Management Shares 25 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- MASTERCARD INCORPORATED Ticker: MA Security ID: 57636Q104 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard Haythornthwaite For For Management 1b Elect Director Ajay Banga For For Management 1c Elect Director Richard K. Davis For For Management 1d Elect Director Steven J. Freiberg For For Management 1e Elect Director Julius Genachowski For For Management 1f Elect Director Choon Phong Goh For For Management 1g Elect Director Merit E. Janow For For Management 1h Elect Director Oki Matsumoto For For Management 1i Elect Director Youngme Moon For For Management 1j Elect Director Rima Qureshi For For Management 1k Elect Director Jose Octavio Reyes For For Management Lagunes 1l Elect Director Gabrielle Sulzberger For For Management 1m Elect Director Jackson Tai For For Management 1n Elect Director Lance Uggla For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MICRON TECHNOLOGY, INC. Ticker: MU Security ID: 595112103 Meeting Date: JAN 16, 2020 Meeting Type: Annual Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert L. Bailey For For Management 1.2 Elect Director Richard M. Beyer For For Management 1.3 Elect Director Steven J. Gomo For For Management 1.4 Elect Director Mary Pat McCarthy For For Management 1.5 Elect Director Sanjay Mehrotra For For Management 1.6 Elect Director Robert E. Switz For For Management 1.7 Elect Director MaryAnn Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MICROSOFT CORPORATION Ticker: MSFT Security ID: 594918104 Meeting Date: DEC 04, 2019 Meeting Type: Annual Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William H. Gates, III For For Management 1.2 Elect Director Reid G. Hoffman For For Management 1.3 Elect Director Hugh F. Johnston For For Management 1.4 Elect Director Teri L. List-Stoll For For Management 1.5 Elect Director Satya Nadella For For Management 1.6 Elect Director Sandra E. Peterson For For Management 1.7 Elect Director Penny S. Pritzker For For Management 1.8 Elect Director Charles W. Scharf For For Management 1.9 Elect Director Arne M. Sorenson For For Management 1.10 Elect Director John W. Stanton For For Management 1.11 Elect Director John W. Thompson For For Management 1.12 Elect Director Emma N. Walmsley For For Management 1.13 Elect Director Padmasree Warrior For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Employee Representation on Against Against Shareholder the Board of Directors 5 Report on Gender Pay Gap Against For Shareholder -------------------------------------------------------------------------------- - 321 - NASDAQ, INC. Ticker: NDAQ Security ID: 631103108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Melissa M. Arnoldi For For Management 1b Elect Director Charlene T. Begley For For Management 1c Elect Director Steven D. Black For For Management 1d Elect Director Adena T. Friedman For For Management 1e Elect Director Essa Kazim For For Management 1f Elect Director Thomas A. Kloet For For Management 1g Elect Director John D. Rainey For For Management 1h Elect Director Michael R. Splinter For For Management 1i Elect Director Jacob Wallenberg For For Management 1j Elect Director Alfred W. Zollar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- NATIXIS SA Ticker: KN Security ID: F6483L100 Meeting Date: MAY 20, 2020 Meeting Type: Annual/Special Record Date: MAY 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Approve Compensation Report of For For Management Corporate Officers 6 Approve Compensation of Laurent For For Management Mignon, Chairman of the Board 7 Approve Compensation of Francois Riah, For Against Management CEO 8 Approve Remuneration Policy of Laurent For For Management Mignon, Chairman of the Board 9 Approve Remuneration Policy of For Against Management Francois Riah, CEO 10 Approve Remuneration Policy of Board For For Management Members 11 Approve the Overall Envelope of For For Management Compensation of Certain Senior Management, Responsible Officers and the Risk-takers 12 Ratify Appointment of Dominique Duband For For Management as Director 13 Reelect Alain Condaminas as Director For For Management 14 Reelect Nicole Etchegoinberry as For For Management Director 15 Reelect Sylvie Garcelon as Director For Against Management 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Amend Article 12 of Bylaws Re: Board For For Management Power 18 Amend Articles 13, 14, 22, 29 of For For Management Bylaws to Comply with Legal Changes 19 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- NOKIA OYJ Ticker: NOKIA Security ID: 654902204 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder None None Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting None None Management 5 Prepare and Approve List of None None Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Omission of Dividends 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in For For Management the Amount of EUR 440,000 to Chair, EUR 185,000 to Vice Chair and EUR 160,000 to Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees 12 Fix Number of Directors at Nine For For Management 13.1 Reelect Sari Baldauf as Director For For Management 13.2 Reelect Bruce Brown as Director For For Management 13.3 Elect Thomas Dannenfeldt as Director For For Management 13.4 Reelect Jeanette Horan as Director For For Management 13.5 Reelect Edward Kozel as Director For For Management 13.6 Reelect Elizabeth Nelson as Director For For Management 13.7 Reelect Soren Skou as Director For For Management 13.8 Reelect Carla Smits-Nusteling as For For Management Director 13.9 Reelect Kari Stadigh as Director For For Management 14 Ratify Deloitte as Auditors for For For Management Financial Year 2021 15 Approve Remuneration of Auditors For For Management 16 Authorize Share Repurchase Program For For Management 17 Authorize Issuance of up to 550 For For Management Million Shares without Preemptive Rights 18 Amend Articles Re: Number of Against Against Shareholder Directors; Age Limit of Directors; Strict Gender Balance in Board 19 Close Meeting None None Management -------------------------------------------------------------------------------- - 322 - NORDEA BANK ABP Ticker: NDA.SE Security ID: X5S8VL105 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income; For For Management Authorize Board to Decide on the Distribution of Dividends of up to EUR 0.40 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in For For Management the Amount of EUR 300,000 for Chairman, EUR 145,000 for Vice Chairman, and EUR 95,000 for Other Directors; Approve Remuneration for Committee Work 12 Fix Number of Directors at Ten For For Management 13 Reelect Torbjorn Magnusson For Against Management (Chairperson), Nigel Hinshelwood, Birger Steen, Sarah Russell, Robin Lawther, Pernille Erenbjerg, Kari Jordan, Petra van Hoeken and John Maltby as Directors; Elect Jonas Synnergren as New Director 14 Approve Remuneration of Auditors For For Management 15 Ratify PricewaterhouseCoopers as For For Management Auditors 16 Approve Instructions for Shareholders' For For Management Nomination Board 17 Approve Issuance of Convertible For For Management Instruments without Preemptive Rights 18.a Authorize Share Repurchase Program in For For Management the Securities Trading Business 18.b Authorize Reissuance of Repurchased For For Management Shares 19.a Authorize Share Repurchase Program and For For Management Reissuance and/or Cancellation of Repurchased Shares 19.b Approve Issuance of up to 30 Million For For Management Shares without Preemptive Rights 20 Close Meeting None None Management -------------------------------------------------------------------------------- NORTHERN TRUST CORPORATION Ticker: NTRS Security ID: 665859104 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda Walker Bynoe For For Management 1b Elect Director Susan Crown For For Management 1c Elect Director Dean M. Harrison For For Management 1d Elect Director Jay L. Henderson For For Management 1e Elect Director Marcy S. Klevorn For For Management 1f Elect Director Siddharth N. "Bobby" For For Management Mehta 1g Elect Director Michael G. O'Grady For For Management 1h Elect Director Jose Luis Prado For For Management 1i Elect Director Thomas E. Richards For For Management 1j Elect Director Martin P. Slark For For Management 1k Elect Director David H. B. Smith, Jr. For For Management 1l Elect Director Donald Thompson For For Management 1m Elect Director Charles A. Tribbett, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- NTT DATA CORP. Ticker: 9613 Security ID: J59031104 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 9 2 Amend Articles to Abolish Board For For Management Structure with Statutory Auditors - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval 3.1 Elect Director Homma, Yo For For Management 3.2 Elect Director Yamaguchi, Shigeki For For Management 3.3 Elect Director Fujiwara, Toshi For For Management 3.4 Elect Director Nishihata, Kazuhiro For For Management 3.5 Elect Director Matsunaga, Hisashi For For Management 3.6 Elect Director Suzuki, Masanori For For Management 3.7 Elect Director Hirano, Eiji For For Management 3.8 Elect Director Fujii, Mariko For For Management 3.9 Elect Director Patrizio Mapelli For For Management 3.10 Elect Director Arimoto, Takeshi For For Management 3.11 Elect Director Ike, Fumihiko For For Management 4.1 Elect Director and Audit Committee For Against Management Member Yamaguchi, Tetsuro 4.2 Elect Director and Audit Committee For Against Management Member Obata, Tetsuya 4.3 Elect Director and Audit Committee For For Management Member Sakurada, Katsura 4.4 Elect Director and Audit Committee For For Management Member Sato, Rieko 5 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 6 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members -------------------------------------------------------------------------------- - 323 - NVIDIA CORPORATION Ticker: NVDA Security ID: 67066G104 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert K. Burgess For For Management 1b Elect Director Tench Coxe For For Management 1c Elect Director Persis S. Drell For For Management 1d Elect Director Jen-Hsun Huang For For Management 1e Elect Director Dawn Hudson For For Management 1f Elect Director Harvey C. Jones For For Management 1g Elect Director Michael G. McCaffery For For Management 1h Elect Director Stephen C. Neal For For Management 1i Elect Director Mark L. Perry For For Management 1j Elect Director A. Brooke Seawell For For Management 1k Elect Director Mark A. Stevens For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- ORACLE CORPORATION Ticker: ORCL Security ID: 68389X105 Meeting Date: NOV 19, 2019 Meeting Type: Annual Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Berg For Withhold Management 1.2 Elect Director Michael J. Boskin For For Management 1.3 Elect Director Safra A. Catz For For Management 1.4 Elect Director Bruce R. Chizen For Withhold Management 1.5 Elect Director George H. Conrades For Withhold Management 1.6 Elect Director Lawrence J. Ellison For For Management 1.7 Elect Director Rona A. Fairhead For For Management 1.8 Elect Director Hector Garcia-Molina None None Management *Withdrawn Resolution* 1.9 Elect Director Jeffrey O. Henley For For Management 1.10 Elect Director Mark V. Hurd - Deceased None None Management 1.11 Elect Director Renee J. James For For Management 1.12 Elect Director Charles W. Moorman, IV For Withhold Management 1.13 Elect Director Leon E. Panetta For Withhold Management 1.14 Elect Director William G. Parrett For For Management 1.15 Elect Director Naomi O. Seligman For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Gender Pay Gap Against For Shareholder 5 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- PARTNERS GROUP HOLDING AG Ticker: PGHN Security ID: H6120A101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of CHF 25.50 per Share 3 Approve Discharge of Board and Senior For For Management Management 4 Amend Articles Re: Remuneration of the For For Management Board of Directors and Executive Committee 5 Approve Remuneration Report For Against Management 6.1 Approve Short-Term Remuneration of For For Management Directors in the Amount of CHF 3 Million 6.2 Approve Long-Term Remuneration of For For Management Directors in the Amount of CHF 4.5 Million 6.3 Approve Technical Non-Financial For For Management Remuneration of Directors in the Amount of CHF 5.7 Million 6.4 Approve Short-Term Remuneration of For For Management Executive Committee in the Amount of CHF 7.5 Million 6.5 Approve Long-Term Remuneration of For For Management Executive Committee in the Amount of CHF 16.5 Million 6.6 Approve Technical Non-Financial For For Management Remuneration of Executive Committee in the Amount of CHF 10,000 7.1.1 Elect Steffen Meister as Director and For For Management as Board Chairman 7.1.2 Elect Marcel Erni as Director For For Management 7.1.3 Elect Alfred Gantner as Director For For Management 7.1.4 Elect Lisa Hook as Director For For Management 7.1.5 Elect Grace del Rosario-Castano as For For Management Director 7.1.6 Elect Martin Strobel as Director For For Management 7.1.7 Elect Eric Strutz as Director For For Management 7.1.8 Elect Urs Wietlisbach as Director For For Management 7.2.1 Appoint Lisa Hook as Member of the For For Management Nomination and Compensation Committee 7.2.2 Appoint Grace del Rosario-Castano as For For Management Member of the Nomination and Compensation Committee 7.2.3 Appoint Martin Strobel as Member of For For Management the Nomination and Compensation Committee 7.3 Designate Hotz & Goldmann as For For Management Independent Proxy 7.4 Ratify KPMG AG as Auditors For For Management 8 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- - 324 - PAYPAL HOLDINGS, INC. Ticker: PYPL Security ID: 70450Y103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rodney C. Adkins For For Management 1b Elect Director Jonathan Christodoro For For Management 1c Elect Director John J. Donahoe For For Management 1d Elect Director David W. Dorman For For Management 1e Elect Director Belinda J. Johnson For For Management 1f Elect Director Gail J. McGovern For For Management 1g Elect Director Deborah M. Messemer For For Management 1h Elect Director David M. Moffett For For Management 1i Elect Director Ann M. Sarnoff For For Management 1j Elect Director Daniel H. Schulman For For Management 1k Elect Director Frank D. Yeary For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against For Shareholder 5 Adopt Human and Indigenous People's Against Against Shareholder Rights Policy -------------------------------------------------------------------------------- POSTAL SAVINGS BANK OF CHINA CO., LTD. Ticker: 1658 Security ID: Y6987V108 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2019 Work Report of the Board For For Management of Directors 2 Approve 2019 Work Report of the Board For For Management of Supervisors 3 Approve 2019 Final Financial Accounts For For Management 4 Approve 2019 Profit Distribution Plan For For Management 5 Approve 2020 Budget Plan of Fixed For For Management Assets Investment 6 Approve Appointment of Accounting For For Management Firms for 2020 7 Approve Remuneration Adjustment Plan For For Management for Independent Non-executive Directors 8 Approve Remuneration Adjustment Plan For For Management for External Supervisors 9 Approve Increase in 2020 External For For Management Donations Limit 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 11 Approve Issuance of Write-Down Undated For For Shareholder Capital Bonds -------------------------------------------------------------------------------- RECRUIT HOLDINGS CO., LTD. Ticker: 6098 Security ID: J6433A101 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Minegishi, Masumi For For Management 1.2 Elect Director Idekoba, Hisayuki For For Management 1.3 Elect Director Senaha, Ayano For For Management 1.4 Elect Director Rony Kahan For For Management 1.5 Elect Director Izumiya, Naoki For For Management 1.6 Elect Director Totoki, Hiroki For For Management 2.1 Appoint Statutory Auditor Nagashima, For For Management Yukiko 2.2 Appoint Statutory Auditor Ogawa, For For Management Yoichiro 2.3 Appoint Statutory Auditor Natori, For For Management Katsuya 2.4 Appoint Alternate Statutory Auditor For For Management Tanaka, Miho -------------------------------------------------------------------------------- ROYAL BANK OF CANADA Ticker: RY Security ID: 780087102 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: FEB 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew A. Chisholm For For Management 1.2 Elect Director Jacynthe Cote For For Management 1.3 Elect Director Toos N. Daruvala For For Management 1.4 Elect Director David F. Denison For For Management 1.5 Elect Director Alice D. Laberge For For Management 1.6 Elect Director Michael H.McCain For For Management 1.7 Elect Director David McKay For For Management 1.8 Elect Director Heather Munroe-Blum For For Management 1.9 Elect Director Kathleen Taylor For For Management 1.10 Elect Director Maryann Turcke For For Management 1.11 Elect Director Bridget A. van Kralingen For For Management 1.12 Elect Director Thierry Vandal For For Management 1.13 Elect Director Frank Vettese For For Management 1.14 Elect Director Jeffery Yabuki For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP 1: Update Computer Systems to Against Against Shareholder Increase Competitiveness while Enhancing Privacy Protection 5 SP 2: Adopt a Diversity Target Higher Against Against Shareholder than 40% for the Composition of the Board of Directors for the Next Five Years -------------------------------------------------------------------------------- - 325 - SALESFORCE.COM, INC. Ticker: CRM Security ID: 79466L302 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Marc Benioff For For Management 1b Elect Director Craig Conway For For Management 1c Elect Director Parker Harris For For Management 1d Elect Director Alan Hassenfeld For For Management 1e Elect Director Neelie Kroes For For Management 1f Elect Director Colin Powell For For Management 1g Elect Director Sanford Robertson For For Management 1h Elect Director John V. Roos For For Management 1i Elect Director Robin Washington For For Management 1j Elect Director Maynard Webb For For Management 1k Elect Director Susan Wojcicki For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- SAMSUNG ELECTRONICS CO., LTD. Ticker: 005930 Security ID: Y74718100 Meeting Date: MAR 18, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Han Jong-hee as Inside Director For For Management 2.2 Elect Choi Yoon-ho as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SAMSUNG SDI CO., LTD. Ticker: 006400 Security ID: Y74866107 Meeting Date: MAR 18, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Jun Young-hyun as Inside Director For For Management 2.2 Elect Kwon Oh-kyung as Outside Director For For Management 2.3 Elect Kim Duk-hyun as Outside Director For For Management 2.4 Elect Park Tae-ju as Outside Director For For Management 2.5 Elect Choi Won-wook as Outside Director For For Management 3.1 Elect Kwon Oh-kyung as a Member of For For Management Audit Committee 3.2 Elect Kim Duk-hyun as a Member of For For Management Audit Committee 3.3 Elect Park Tae-ju as a Member of Audit For For Management Committee 3.4 Elect Choi Won-wook as a Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SAP SE Ticker: SAP Security ID: D66992104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.58 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 6.1 Approve Creation of EUR 250 Million For For Management Pool of Capital with Preemptive Rights 6.2 Approve Creation of EUR 250 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights 7 Approve Remuneration Policy for the For For Management Management Board 8 Approve Remuneration Policy for the For For Management Supervisory Board -------------------------------------------------------------------------------- SEVERSTAL PAO Ticker: CHMF Security ID: X7805W105 Meeting Date: SEP 06, 2019 Meeting Type: Special Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 26.72 For For Management per Share for First Six Months of Fiscal 2019 -------------------------------------------------------------------------------- - 326 - SEVERSTAL PAO Ticker: CHMF Security ID: X7805W105 Meeting Date: NOV 22, 2019 Meeting Type: Special Record Date: OCT 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 27.47 For For Management per Share for First Nine Months of Fiscal 2019 -------------------------------------------------------------------------------- SEVERSTAL PAO Ticker: CHMF Security ID: X7805W105 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Aleksei Mordashov as Director None Against Management 1.2 Elect Aleksandr Shevelev as Director None Against Management 1.3 Elect Aleksei Kulichenko as Director None Against Management 1.4 Elect Andrei Mitiukov as Director None Against Management 1.5 Elect Agnes Anna Ritter as Director None Against Management 1.6 Elect Philip John Dayer as Director None For Management 1.7 Elect David Alun Bowen as Director None For Management 1.8 Elect Veikko Sakari Tamminen as None For Management Director 1.9 Elect Vladimir Mau as Director None For Management 1.10 Elect Aleksandr Auzan as Director None For Management 2 Approve Allocation of Income and For For Management Dividends 3 Approve Interim Dividends of RUB 27.35 For For Management per Share for First Quarter of Fiscal 2020 4 Ratify KPMG as Auditor For For Management -------------------------------------------------------------------------------- SGS SA Ticker: SGSN Security ID: H7485A108 Meeting Date: MAR 24, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management (Non-Binding) 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 80.00 per Share 4.1a Reelect Paul Desmarais as Director For For Management 4.1b Reelect August Francois von Finck as For For Management Director 4.1c Reelect Ian Gallienne as Director For For Management 4.1d Reelect Calvin Grieder as Director For For Management 4.1e Reelect Cornelius Grupp as Director For For Management 4.1f Reelect Gerard Lamarche as Director For For Management 4.1g Reelect Shelby du Pasquier as Director For For Management 4.1h Reelect Kory Sorenson as Director For For Management 4.1i Elect Sami Atiya as Director For For Management 4.1j Elect Tobias Hartmann as Director For For Management 4.2 Elect Calvin Grieder as Board Chairman For For Management 4.3.1 Appoint Ian Gallienne as Member of the For Against Management Compensation Committee 4.3.2 Appoint Shelby du Pasquier as Member For Against Management of the Compensation Committee 4.3.3 Appoint Kory Sorenson as Member of the For For Management Compensation Committee 4.4 Ratify Deloitte SA as Auditors For For Management 4.5 Designate Jeandin & Defacqz as For For Management Independent Proxy 5.1 Approve Remuneration of Directors in For For Management the Amount of CHF 2.3 Million 5.2 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 14 Million 5.3 Approve Variable Remuneration of For For Management Executive Committee in the Amount of CHF 7 Million 6 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- SHINHAN FINANCIAL GROUP CO., LTD. Ticker: 055550 Security ID: 824596100 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Cho Yong-byoung as Inside For Against Management Director 3.2 Elect Philippe Avril as For Against Management Non-Independent Non-Executive Director 3.3 Elect Park An-soon as Outside Director For For Management 3.4 Elect Park Cheul as Outside Director For Against Management 3.5 Elect Yoon Jae-won as Outside Director For For Management 3.6 Elect Jin Hyun-duk as Outside Director For For Management 3.7 Elect Choi Kyong-rok as Outside For For Management Director 3.8 Elect as Yuki Hirakawa Outside Director For Against Management 4.1 Elect Yoon Jae-won as a Member of For For Management Audit Committee 4.2 Elect Lee Yoon-jae as a Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- - 327 - SK HOLDINGS CO., LTD. Ticker: 034730 Security ID: Y8T642129 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Jang Dong-hyun as Inside Director For For Management 3.2 Elect Park Sung-ha as Inside Director For For Management 3.3 Elect Jang Yong-suk as Outside Director For For Management 4 Elect Jang Yong-suk as a Member of For For Management Audit Committee 5 Approve Stock Option Grants For For Management 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 7 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- SOCIETE GENERALE SA Ticker: GLE Security ID: F8591M517 Meeting Date: MAY 19, 2020 Meeting Type: Annual/Special Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Approve Remuneration Policy of For For Management Chairman of the Board 6 Approve Remuneration Policy of CEO and For For Management Vice-CEOs 7 Approve Remuneration Policy of For For Management Directors 8 Approve Compensation Report of For For Management Corporate Officers 9 Approve Compensation of Lorenzo Bini For For Management Smaghi, Chairman of the Board 10 Approve Compensation of Frederic For For Management Oudea, CEO 11 Approve Compensation of Philippe For For Management Aymerich, Vice-CEO 12 Approve Compensation of Severin For For Management Cabannes, Vice-CEO 13 Approve Compensation of Philippe Heim, For For Management Vice-CEO 14 Approve Compensation of Diony Lebot, For For Management Vice-CEO 15 Approve the Aggregate Remuneration For For Management Granted in 2019 to Certain Senior Management, Responsible Officers, and Risk-Takers 16 Reelect Juan Maria Nin Genova as For For Management Director 17 Elect Annette Messemer as Director For For Management 18 Authorize Repurchase of Up to 5 For For Management Percent of Issued Share Capital 19 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 352 Million 20 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 106.67 Million 21 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 22 Authorize Issuance of Convertible For For Management Bonds for Private Placements without Preemptive Rights, up to Aggregate Nominal Amount of EUR 106.67 Million 23 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 24 Authorize up to 1.2 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Reserved for Regulated Persons 25 Authorize up to 0.5 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 26 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 27 Amend Article 6 of Bylaws Re: For For Management Shareholding Disclosure Thresholds 28 Amend Article 6 of Bylaws Re: For For Management Employees Participation in Capital 29 Amend Article 7 of Bylaws Re: Board For For Management Composition 30 Amend Article 10 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 31 Amend Articles 1, 2, 3, 5, 6, 8, 11, For For Management 12, 13, 14, 15, 17, 18 and 20 of Bylaws to Compy with Legal Changes 32 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SOFTBANK CORP. Ticker: 9434 Security ID: J75963132 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Son, Masayoshi For For Management 1.2 Elect Director Miyauchi, Ken For For Management 1.3 Elect Director Shimba, Jun For For Management 1.4 Elect Director Imai, Yasuyuki For For Management 1.5 Elect Director Miyakawa, Junichi For For Management 1.6 Elect Director Fujihara, Kazuhiko For For Management 1.7 Elect Director Kawabe, Kentaro For For Management 1.8 Elect Director Horiba, Atsushi For For Management 1.9 Elect Director Kamigama, Takehiro For For Management 1.10 Elect Director Oki, Kazuaki For For Management 1.11 Elect Director Uemura, Kyoko For For Management 2 Approve Restricted Stock Plan For For Management -------------------------------------------------------------------------------- - 328 - SONY CORP. Ticker: 6758 Security ID: 835699307 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Change Company Name For For Management 2.1 Elect Director Yoshida, Kenichiro For For Management 2.2 Elect Director Totoki, Hiroki For For Management 2.3 Elect Director Sumi, Shuzo For For Management 2.4 Elect Director Tim Schaaff For For Management 2.5 Elect Director Matsunaga, Kazuo For For Management 2.6 Elect Director Oka, Toshiko For For Management 2.7 Elect Director Akiyama, Sakie For For Management 2.8 Elect Director Wendy Becker For For Management 2.9 Elect Director Hatanaka, Yoshihiko For For Management 2.10 Elect Director Adam Crozier For For Management 2.11 Elect Director Kishigami, Keiko For For Management 2.12 Elect Director Joseph A. Kraft Jr For For Management 3 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- SWISSCOM AG Ticker: SCMN Security ID: H8398N104 Meeting Date: APR 06, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management 2 Approve Allocation of Income and For For Management Dividends of CHF 22 per Share 3 Approve Discharge of Board and Senior For For Management Management 4.1 Reelect Roland Abt as Director For For Management 4.2 Reelect Alain Carrupt as Director For For Management 4.3 Reelect Frank Esser as Director For For Management 4.4 Reelect Barbara Frei as Director For For Management 4.5 Reelect Sandra Lathion-Zweifel as For For Management Director 4.6 Reelect Anna Mossberg as Director For For Management 4.7 Reelect Michael Rechsteiner as Director For For Management 4.8 Reelect Hansueli Loosli as Director For For Management 4.9 Reelect Hansueli Loosli as Board For For Management Chairman 5.1 Reappoint Roland Abt as Member of the For For Management Compensation Committee 5.2 Reappoint Frank Esser as Member of the For For Management Compensation Committee 5.3 Reappoint Barbara Frei as Member of For For Management the Compensation Committee 5.4 Reappoint Hansueli Loosli as Member of For For Management the Compensation Committee 5.5 Reappoint Renzo Simoni as Member of For For Management the Compensation Committee 6.1 Approve Remuneration of Directors in For For Management the Amount of CHF 2.5 Million 6.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 8.7 Million 7 Designate Reber Rechtsanwaelte KIG as For For Management Independent Proxy 8 Ratify PricewaterhouseCoopers AG as For For Management Auditors 9 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Ticker: 2330 Security ID: 874039100 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Amend Procedures for Lending Funds to For For Management Other Parties 3.1 Elect Yancey Hai, with SHAREHOLDER NO. For For Management D100708xxx as Independent Director -------------------------------------------------------------------------------- TATA CONSULTANCY SERVICES LIMITED Ticker: 532540 Security ID: Y85279100 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend and Declare For For Management Final Dividend 3 Reelect Aarthi Subramanian as Director For For Management -------------------------------------------------------------------------------- TD AMERITRADE HOLDING CORPORATION Ticker: AMTD Security ID: 87236Y108 Meeting Date: JUN 04, 2020 Meeting Type: Special Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- - 329 - TELEFONAKTIEBOLAGET LM ERICSSON Ticker: ERIC.B Security ID: W26049119 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Prepare and Approve List of For For Management Shareholders 3 Approve Agenda of Meeting For For Management 4 Acknowledge Proper Convening of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Receive Financial Statements and None None Management Statutory Reports 7 Receive President's Report None None Management 8.1 Accept Financial Statements and For For Management Statutory Reports 8.2 Approve Discharge of Board and For For Management President 8.3 Approve Allocation of Income and For For Management Dividends of SEK 1.50 Per Share 9 Determine Number of Directors (10) and For For Management Deputy Directors (0) of Board 10 Approve Remuneration of Directors in For For Management the Amount of SEK 4.2 Million for Chairman and SEK 1.05 Million for Other Directors, Approve Remuneration for Committee Work 11.1 Reelect Jon Baksaas as Director For For Management 11.2 Reelect Jan Carlson as Director For Against Management 11.3 Reelect Nora Denzel as Director For For Management 11.4 Reelect Borje Ekholm as Director For For Management 11.5 Reelect Eric A. Elzvik as Director For For Management 11.6 Reelect Kurt Jofs as Director For For Management 11.7 Reelect Ronnie Leten as Director For For Management 11.8 Reelect Kristin S. Rinne as Director For For Management 11.9 Reelect Helena Stjernholm as Director For For Management 11.10 Reelect Jacob Wallenberg as Director For For Management 12 Reelect Ronnie Leten as Board Chairman For For Management 13 Determine Number of Auditors (1) and For For Management Deputy Auditors (0) 14 Approve Remuneration of Auditors For For Management 15 Ratify Deloitte as Auditors For For Management 16 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 17.1 Approve Long-Term Variable For Against Management Compensation Program 2020 (LTV 2020) 17.2 Approve Equity Plan Financing of LTV For Against Management 2020 17.3 Approve Alternative Equity Plan For Against Management Financing of LTV 2020 18 Approve Equity Plan Financing of LTV For For Management 2018 and 2019 19 Approve Equity Plan Financing of LTV For For Management 2016 and 2017 20.1 Eliminate Differentiated Voting Rights None Against Shareholder 20.2 Amend Articles Re: Editorial Changes None Against Shareholder 21.1 Instruct Board to Work for the Swedish None Against Shareholder Companies Act to be Amended so the Possibility of Differentiation of Voting Rights is Abolished 21.2 Instruct Board to Prepare a Proposal None Against Shareholder for Representation of Small and Medium-Sized Shareholders in the Board and Nomination Committee 22 Appoint Special Examination of the None Against Shareholder Company's and the Auditors' Actions 23 Instruct the Board to Propose Equal None For Shareholder Voting Rights for All Shares on Annual Meeting 2021 24 Close Meeting None None Management -------------------------------------------------------------------------------- TEXAS INSTRUMENTS INCORPORATED Ticker: TXN Security ID: 882508104 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark A. Blinn For For Management 1b Elect Director Todd M. Bluedorn For For Management 1c Elect Director Janet F. Clark For For Management 1d Elect Director Carrie S. Cox For For Management 1e Elect Director Martin S. Craighead For For Management 1f Elect Director Jean M. Hobby For For Management 1g Elect Director Michael D. Hsu For For Management 1h Elect Director Ronald Kirk For For Management 1i Elect Director Pamela H. Patsley For For Management 1j Elect Director Robert E. Sanchez For For Management 1k Elect Director Richard k. Templeton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE BANK OF NEW YORK MELLON CORPORATION Ticker: BK Security ID: 064058100 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda Z. Cook For For Management 1b Elect Director Joseph J. Echevarria For For Management 1c Elect Director Thomas P. "Todd" Gibbons For For Management 1d Elect Director Jeffrey A. Goldstein For For Management 1e Elect Director Edmund F. "Ted" Kelly For For Management 1f Elect Director Jennifer B. Morgan For For Management 1g Elect Director Elizabeth E. Robinson For For Management 1h Elect Director Samuel C. Scott, III For For Management 1i Elect Director Frederick O. Terrell For For Management 1j Elect Director Alfred W. "AI" Zollar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Report on Gender Pay Gap Against Against Shareholder 5 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- - 330 - THE GOLDMAN SACHS GROUP, INC. Ticker: GS Security ID: 38141G104 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For For Management 1b Elect Director Drew G. Faust For For Management 1c Elect Director Mark A. Flaherty For For Management 1d Elect Director Ellen J. Kullman For For Management 1e Elect Director Lakshmi N. Mittal For For Management 1f Elect Director Adebayo O. Ogunlesi For For Management 1g Elect Director Peter Oppenheimer For For Management 1h Elect Director David M. Solomon For For Management 1i Elect Director Jan E. Tighe For For Management 1j Elect Director David A. Viniar For For Management 1k Elect Director Mark O. Winkelman For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against For Shareholder 5 Review of Statement on the Purpose of Against Against Shareholder a Corporation -------------------------------------------------------------------------------- UBS GROUP AG Ticker: UBSG Security ID: H42097107 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Allocation of Income and For For Management Dividends of USD 0.365 per Share 4 Approve Discharge of Board and Senior For For Management Management for Fiscal 2019, excluding French Cross-Border Matter 5.1 Reelect Axel Weber as Director and For For Management Board Chairman 5.2 Reelect Jeremy Anderson as Director For For Management 5.3 Reelect William Dudley as Director For For Management 5.4 Reelect Reto Francioni as Director For For Management 5.5 Reelect Fred Hu as Director For For Management 5.6 Reelect Julie Richardson as Director For For Management 5.7 Reelect Beatrice di Mauro as Director For For Management 5.8 Reelect Dieter Wemmer as Director For For Management 5.9 Reelect Jeanette Wong as Director For For Management 6.1 Elect Mark Hughes as Director For For Management 6.2 Elect Nathalie Rachou as Director For For Management 7.1 Appoint Julie Richardson as Member of For For Management the Compensation Committee 7.2 Appoint Reto Francioni as Member of For For Management the Compensation Committee 7.3 Appoint Dieter Wemmer as Member of the For For Management Compensation Committee 7.4 Appoint Jeanette Wong as Member of the For For Management Compensation Committee 8.1 Approve Remuneration of Directors in For For Management the Amount of CHF 13 Million 8.2 Approve Variable Remuneration of For For Management Executive Committee in the Amount of CHF 70.3 Million 8.3 Approve Fixed Remuneration of For For Management Executive Committee in the Amount of CHF 33 Million 9 Designate ADB Altorfer Duss & For For Management Beilstein AG as Independent Proxy 10 Ratify Ernst & Young AG as Auditors For For Management 11 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- UNICREDIT SPA Ticker: UCG Security ID: T9T23L642 Meeting Date: APR 09, 2020 Meeting Type: Annual/Special Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Approve Dividend Distribution For For Management 4 Approve Elimination of Negative For For Management Reserves 5.1 Approve Decrease in Size of Board For For Management 5.2 Elect Beatriz Lara Bartolome as For For Management Director 5.3 Elect Diego De Giorgi as Director For For Management 6 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 7 Approve 2020 Group Incentive System For For Management 8 Approve Remuneration Policy For For Management 9 Approve Second Section of the For For Management Remuneration Report 10 Approve Long-Term Incentive Plan For For Management 11 Authorize Share Repurchase Program For For Management 1 Authorize Board to Increase Capital to For For Management Service 2019 Group Incentive System 2 Authorize Board to Increase Capital to For For Management Service 2020 Group Incentive System 3 Amend Company Bylaws Re: Clause 6 For For Management 4 Authorize Cancellation of Repurchased For For Management Shares A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Shareholders -------------------------------------------------------------------------------- - 331 - VERBUND AG Ticker: VER Security ID: A91460104 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.69 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify Deloitte GmbH as Auditors for For For Management Fiscal 2020 6 Approve Remuneration Policy For For Management 7.1 Elect Christine Catasta as Supervisory For Against Management Board Member 7.2 Elect Eckhardt Ruemmler as Supervisory For Against Management Board Member 7.3 Elect Juergen Roth as Supervisory For For Management Board Member 7.4 Elect Christa Schlager as Supervisory For Against Management Board Member 7.5 Elect Stefan Szyszkowitz as For Against Management Supervisory Board Member 7.6 Elect Peter Weinelt as Supervisory For Against Management Board Member 7.7 Elect Susan Hennersdorf as Supervisory For Against Management Board Member 7.8 Elect Barbara Praetorius as For Against Management Supervisory Board Member -------------------------------------------------------------------------------- VISA INC. Ticker: V Security ID: 92826C839 Meeting Date: JAN 28, 2020 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd A. Carney For Against Management 1b Elect Director Mary B. Cranston For For Management 1c Elect Director Francisco Javier For For Management Fernandez-Carbajal 1d Elect Director Alfred F. Kelly, Jr. For For Management 1e Elect Director Ramon L. Laguarta For For Management 1f Elect Director John F. Lundgren For For Management 1g Elect Director Robert W. Matschullat For For Management 1h Elect Director Denise M. Morrison For For Management 1i Elect Director Suzanne Nora Johnson For For Management 1j Elect Director John A. C. Swainson For For Management 1k Elect Director Maynard G. Webb, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- WALMART INC. Ticker: WMT Security ID: 931142103 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cesar Conde For For Management 1b Elect Director Timothy P. Flynn For For Management 1c Elect Director Sarah J. Friar For For Management 1d Elect Director Carla A. Harris For For Management 1e Elect Director Thomas W. Horton For For Management 1f Elect Director Marissa A. Mayer For For Management 1g Elect Director C. Douglas McMillon For For Management 1h Elect Director Gregory B. Penner For For Management 1i Elect Director Steven S Reinemund For For Management 1j Elect Director S. Robson Walton For For Management 1k Elect Director Steuart L. Walton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Report on Impacts of Single-Use Against For Shareholder Plastic Bags 6 Report on Supplier Antibiotics Use Against Against Shareholder Standards 7 Adopt Policy to Include Hourly Against Against Shareholder Associates as Director Candidates 8 Report on Strengthening Prevention of Against For Shareholder Workplace Sexual Harassment -------------------------------------------------------------------------------- WESTPAC BANKING CORP. Ticker: WBC Security ID: Q97417101 Meeting Date: DEC 12, 2019 Meeting Type: Annual Record Date: DEC 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Nerida Caesar as Director For Against Management 2b ***Withdrawn Resolution*** Elect Ewen None None Management Crouch as Director 2c Elect Steven Harker as Director For For Management 2d Elect Peter Marriott as Director For Against Management 2e Elect Margaret Seale as Director For For Management 3 ***Withdrawn Resolution*** Approve None None Management Grant of Performance Share Rights to Brian Hartzer 4 Approve Remuneration Report For Against Management 5 Approve Conditional Spill Resolution Against Against Management 6a Approve the Amendments to the Against Against Shareholder Company's Constitution 6b Approve Disclosure of Strategies and Against Against Shareholder Targets for Reduction in Fossil Fuel Exposure -------------------------------------------------------------------------------- - 332 - WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY Ticker: WLTW Security ID: G96629103 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anna C. Catalano For For Management 1b Elect Director Victor F. Ganzi For For Management 1c Elect Director John J. Haley For For Management 1d Elect Director Wendy E. Lane For For Management 1e Elect Director Brendan R. O'Neill For For Management 1f Elect Director Jaymin B. Patel For For Management 1g Elect Director Linda D. Rabbitt For For Management 1h Elect Director Paul D. Thomas For For Management 1i Elect Director Wilhelm Zeller For For Management 2 Ratify the Appointment of Deloitte & For For Management Touche LLP as Auditor and Deloitte Ireland LLP to audit the Irish Statutory Accounts, and Authorize the Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Renew the Board's Authority to Issue For For Management Shares Under Irish Law 5 Renew the Board's Authority to Opt-Out For For Management of Statutory Pre-Emptions Rights -------------------------------------------------------------------------------- WIPRO LIMITED Ticker: 507685 Security ID: 97651M109 Meeting Date: JUL 16, 2019 Meeting Type: Annual Record Date: JUN 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend as Final For For Management Dividend 3 Reelect Abidali Z Neemuchwala as For For Management Director 4 Amend Articles of Association For For Management 5 Elect Azim H Premji as Director For For Management 6 Approve Reappointment and Remuneration For For Management of Rishad A Premji as Whole Time Director, Designated as Executive Chairman 7 Approve Appointment and Remuneration For For Management of Abidali Z Neemuchwala as Managing Director in Addition to His Existing Position as Chief Executive Officer -------------------------------------------------------------------------------- WORLDLINE SA Ticker: WLN Security ID: F9867T103 Meeting Date: JUN 09, 2020 Meeting Type: Annual/Special Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Treatment of Losses For For Management 4 Approve Transaction with Atos Re: For For Management Separation Agreement 5 Approve Transaction with SIX Group AG For For Management Re: Voting Agreement 6 Approve Transaction with SIX Group AG For For Management Re: Participation 7 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 1.2 Million 8 Reelect Gilles Grapinet as Director For For Management 9 Reelect Aldo Cardoso as Director For Against Management 10 Reelect Giulia Fitzpatrick as Director For For Management 11 Ratify Appointment of Daniel Schmucki For For Management as Director 12 Ratify Appointment of Johannes For Against Management Dijsselhof as Censor 13 Ratify Appointment of Gilles Arditti For For Management as Censor 14 Ratify Appointment of Pierre Barnabe For For Management as Censor 15 Elect Gilles Arditti as Director For For Management 16 Elect Bernard Bourigeaud as Director For For Management 17 Elect Thierry Sommelet as Director For For Management 18 Elect Michael Stollarz as Director For For Management 19 Elect Caroline Parot as Director For For Management 20 Elect Agnes Audier as Director For For Management 21 Elect Nazan Somer Ozelgin as Director For For Management 22 Renew Appointment of Grant Thornton as For For Management Auditor 23 Acknowledge End of Mandate of IGEC as For For Management Alternate Auditor and Decision Not to Replace 24 Approve Compensation Report of For For Management Corporate Officers 25 Approve Compensation of Gilles For Against Management Grapinet, Chairman and CEO 26 Approve Compensation of Marc-Henri For Against Management Desportes, Vice-CEO 27 Approve Remuneration Policy of For For Management Non-Executive Directors 28 Approve Remuneration Policy of For For Management Chairman and CEO 29 Approve Remuneration Policy of Vice-CEO For For Management 30 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 31 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 32 Authorize Capital Increase of Up to For For Management EUR 72.5 Million for Future Exchange Offers Re: Ingenico Shares 33 Approve Issuance of Equity or For For Management Equity-Linked Securities Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 1.5 million 34 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 35 Authorize up to 0.43 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Re: Ingenico Employees and Corporate Officers 36 Amend Article 19 of Bylaws Re: For For Management Chairman Age Limit 37 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights Up to 50 Percent of Issued Capital 38 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights Up to 10 Percent of Issued Capital 39 Approve Issuance of Equity or For For Management Equity-Linked Securities for Up to 10 Percent of Issued Capital Per Year for Private Placements 40 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 41 Authorize Capitalization of Reserves For For Management of Up to EUR 500 Million for Bonus Issue or Increase in Par Value 42 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 43 Authorize up to 1 Percent of Issued For For Management Capital for Use in Stock Option Plans 44 Authorize up to 0.035 Percent of For For Management Issued Capital for Use in Restricted Stock Plans 45 Amend Article 2 of Bylaws Re: For For Management Corporate Purpose 46 Amend Article 16 of Bylaws Re: For For Management Employee Representative 47 Amend Article 17 of Bylaws Re: Board For For Management Powers 48 Amend Article 20 of Bylaws Re: Board For For Management Remuneration 49 Amend Article 26 of Bylaws Re: Censors For For Management 50 Amend Article 18 of Bylaws Re: Written For For Management Consultation 51 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- - 333 - XILINX, INC. Ticker: XLNX Security ID: 983919101 Meeting Date: AUG 08, 2019 Meeting Type: Annual Record Date: JUN 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis Segers For For Management 1.2 Elect Director Raman K. Chitkara For For Management 1.3 Elect Director Saar Gillai For For Management 1.4 Elect Director Ronald S. Jankov For For Management 1.5 Elect Director Mary Louise Krakauer For For Management 1.6 Elect Director Thomas H. Lee For For Management 1.7 Elect Director J. Michael Patterson For For Management 1.8 Elect Director Victor Peng For For Management 1.9 Elect Director Marshall C. Turner For For Management 1.10 Elect Director Elizabeth W. Vanderslice For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ZTE CORPORATION Ticker: 763 Security ID: Y0004F105 Meeting Date: JUL 29, 2019 Meeting Type: Special Record Date: JUN 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.00 Approve Amendments to Articles of For For Management Association, the Rules of Procedure for General Meetings of Shareholders and the Rules of Procedure for Board of Directors Meetings 2.00 Amend Rules and Procedures Regarding For For Management Meetings of Board of Supervisory Committee 3.00 Approve Execution of a Supplemental For For Shareholder Agreement with Shenzhen Vanke Development Co., Ltd. on the Shenzhen Bay Super Headquarters Base -------------------------------------------------------------------------------- ZTE CORPORATION Ticker: 763 Security ID: Y0004F105 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.00 Approve 2019 Annual Report For For Management 2.00 Approve 2019 Report of the Board of For For Management Directors 3.00 Approve 2019 Report of the Supervisory For For Management Committee 4.00 Approve 2019 Report of the President For For Management 5.00 Approve 2019 Final Financial Accounts For For Management 6.00 Approve 2019 Profit Distribution For For Management 7.00 Approve Application for Derivative For For Management Investment Limits 8.00 Approve Provision of Performance For For Management Guarantee for Overseas Wholly-owned Subsidiaries 9.00 Approve ZTE Channel Cooperation For For Management Framework Agreement 2020 - General Distributor 10.00 Approve Proposed Registration and For For Management Issue of Medium Term Notes 11.01 Approve Application of Composite For For Management Credit Facility to Bank of China Limited 11.02 Approve Application of Composite For For Management Credit Facility to China Development Bank, Shenzhen Branch 12.01 Approve Ernst & Young Hua Ming LLP as For For Management PRC Auditor and Authorize Board to Fix Their Remuneration 12.02 Approve Ernst & Young as Hong Kong For For Management Auditor and Authorize Board to Fix Their Remuneration 12.03 Approve Ernst & Young Hua Ming LLP as For For Management Internal Control Auditor and Authorize Board to Fix Their Remuneration 13.00 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 14.00 Authorize Repurchase of Issued A Share For For Management Capital 15.00 Amend Articles of Association, Amend For For Management Rules and Procedures Regarding General Meetings of Shareholders and Amend Rules and Procedures Regarding Meetings of Board of Directors 16.00 Elect Zhuang Jiansheng as Director For For Shareholder - 334 - ========= First Trust Nasdaq Artificial Intelligence and Robotics ETF ========== 3D SYSTEMS CORPORATION Ticker: DDD Security ID: 88554D205 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Malissia R. Clinton For For Management 1.2 Elect Director William E. Curran For For Management 1.3 Elect Director Thomas W. Erickson For For Management 1.4 Elect Director Charles W. Hull For For Management 1.5 Elect Director William D. Humes For For Management 1.6 Elect Director Vyomesh I. Joshi For For Management 1.7 Elect Director Jim D. Kever For For Management 1.8 Elect Director Charles G. McClure, Jr. For For Management 1.9 Elect Director Kevin S. Moore For For Management 1.10 Elect Director John J. Tracy For For Management 1.11 Elect Director Jeffrey Wadsworth For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify BDO USA, LLP as Auditor For For Management -------------------------------------------------------------------------------- ABB LTD. Ticker: ABBN Security ID: H0010V101 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management (Non-Binding) 3 Approve Discharge of Board and Senior For For Management Management 4 Approve Allocation of Income and For For Management Dividends of CHF 0.80 per Share 5 Amend Articles Re: Annual Report For For Management 6.1 Approve Remuneration of Directors in For For Management the Amount of CHF 4.7 Million 6.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 39.5 Million 7.1 Reelect Matti Alahuhta as Director For For Management 7.2 Reelect Gunnar Brock as Director For For Management 7.3 Reelect David Constable as Director For For Management 7.4 Reelect Frederico Curado as Director For For Management 7.5 Reelect Lars Foerberg as Director For For Management 7.6 Reelect Jennifer Xin-Zhe Li as Director For For Management 7.7 Reelect Geraldine Matchett as Director For For Management 7.8 Reelect David Meline as Director For For Management 7.9 Reelect Satish Pai as Director For For Management 7.10 Reelect Jacob Wallenberg as Director For For Management 7.11 Reelect Peter Voser as Director and For For Management Board Chairman 8.1 Appoint David Constable as Member of For For Management the Compensation Committee 8.2 Appoint Frederico Curado as Member of For For Management the Compensation Committee 8.3 Appoint Jennifer Xin-Zhe Li as Member For For Management of the Compensation Committee 9 Designate Hans Zehnder as Independent For For Management Proxy 10 Ratify KPMG AG as Auditors For For Management 11 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- ACCURAY INCORPORATED Ticker: ARAY Security ID: 004397105 Meeting Date: NOV 15, 2019 Meeting Type: Annual Record Date: SEP 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard R. Pettingill For For Management 1.2 Elect Director Joseph E. Whitters For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- AEROVIRONMENT, INC. Ticker: AVAV Security ID: 008073108 Meeting Date: SEP 27, 2019 Meeting Type: Annual Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles Thomas Burbage For For Management 1.2 Elect Director Charles R. Holland For For Management 1.3 Elect Director Edward R. Muller For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AKAMAI TECHNOLOGIES, INC. Ticker: AKAM Security ID: 00971T101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tom Killalea For For Management 1.2 Elect Director Tom Leighton For For Management 1.3 Elect Director Jonathan Miller For For Management 1.4 Elect Director Monte Ford For For Management 1.5 Elect Director Madhu Ranganathan For For Management 1.6 Elect Director Fred Salerno For For Management 1.7 Elect Director Ben Verwaayen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- - 335 - ALIBABA GROUP HOLDING LIMITED Ticker: BABA Security ID: 01609W102 Meeting Date: JUL 15, 2019 Meeting Type: Annual Record Date: JUN 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Subdivision For For Management 2.1 Elect Daniel Yong Zhang as Director For Against Management 2.2 Elect Chee Hwa Tung as Director For For Management 2.3 Elect Jerry Yang as Director For For Management 2.4 Elect Wan Ling Martello as Director For For Management 3 Ratify PricewaterhouseCoopers as For For Management Auditors -------------------------------------------------------------------------------- ALPHABET INC. Ticker: GOOGL Security ID: 02079K305 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Larry Page For For Management 1.2 Elect Director Sergey Brin For For Management 1.3 Elect Director Sundar Pichai For For Management 1.4 Elect Director John L. Hennessy For For Management 1.5 Elect Director Frances H. Arnold For For Management 1.6 Elect Director L. John Doerr For Withhold Management 1.7 Elect Director Roger W. Ferguson Jr. For For Management 1.8 Elect Director Ann Mather For For Management 1.9 Elect Director Alan R. Mulally For Withhold Management 1.10 Elect Director K. Ram Shiram For Withhold Management 1.11 Elect Director Robin L. Washington For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 5 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 6 Report on Arbitration of Against For Shareholder Employment-Related Claims 7 Establish Human Rights Risk Oversight Against For Shareholder Committee 8 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors 9 Assess Feasibility of Including Against For Shareholder Sustainability as a Performance Measure for Senior Executive Compensation 10 Report on Takedown Requests Against For Shareholder 11 Require a Majority Vote for the Against For Shareholder Election of Directors 12 Report on Gender/Racial Pay Gap Against Against Shareholder 13 Require Independent Director Nominee Against For Shareholder with Human and/or Civil Rights Experience 14 Report on Whistleblower Policies and Against Against Shareholder Practices -------------------------------------------------------------------------------- AMAZON.COM, INC. Ticker: AMZN Security ID: 023135106 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey P. Bezos For For Management 1b Elect Director Rosalind G. Brewer For For Management 1c Elect Director Jamie S. Gorelick For For Management 1d Elect Director Daniel P. Huttenlocher For For Management 1e Elect Director Judith A. McGrath For For Management 1f Elect Director Indra K. Nooyi For For Management 1g Elect Director Jonathan J. Rubinstein For For Management 1h Elect Director Thomas O. Ryder For For Management 1i Elect Director Patricia Q. Stonesifer For For Management 1j Elect Director Wendell P. Weeks For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting 5 Report on Management of Food Waste Against For Shareholder 6 Report on Customers' Use of its Against For Shareholder Surveillance and Computer Vision Products or Cloud-Based Services 7 Report on Potential Human Rights Against For Shareholder Impacts of Customers' Use of Rekognition 8 Report on Products Promoting Hate Against For Shareholder Speech and Sales of Offensive Products 9 Require Independent Board Chairman Against Against Shareholder 10 Report on Global Median Gender/Racial Against Against Shareholder Pay Gap 11 Report on Reducing Environmental and Against Against Shareholder Health Harms to Communities of Color 12 Report on Viewpoint Discrimination Against Against Shareholder 13 Report on Promotion Velocity Against Against Shareholder 14 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 15 Human Rights Risk Assessment Against For Shareholder 16 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- AMBARELLA, INC. Ticker: AMBA Security ID: G037AX101 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leslie Kohn For For Management 1.2 Elect Director D. Jeffrey Richardson For For Management 1.3 Elect Director Elizabeth M. Schwarting For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 336 - ANSYS, INC. Ticker: ANSS Security ID: 03662Q105 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ajei S. Gopal For For Management 1b Elect Director Glenda M. Dorchak For For Management 1c Elect Director Robert M. Calderoni For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- APPIAN CORPORATION Ticker: APPN Security ID: 03782L101 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Matthew Calkins For Withhold Management 1b Elect Director Robert C. Kramer For Withhold Management 1c Elect Director A.G.W. "Jack" Biddle, For Withhold Management III 1d Elect Director Prashanth "PV" Boccassam For Withhold Management 1e Elect Director Michael G. Devine For Withhold Management 1f Elect Director Barbara "Bobbie" Kilberg For Withhold Management 1g Elect Director Michael J. Mulligan For Withhold Management 2 Ratify BDO USA, LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- APTIV PLC Ticker: APTV Security ID: G6095L109 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Kevin P. Clark For For Management 2 Elect Director Nancy E. Cooper For For Management 3 Elect Director Nicholas M. Donofrio For For Management 4 Elect Director Rajiv L. Gupta For For Management 5 Elect Director Joseph L. Hooley For For Management 6 Elect Director Sean O. Mahoney For For Management 7 Elect Director Paul M. Meister For For Management 8 Elect Director Robert K. Ortberg For For Management 9 Elect Director Colin J. Parris For For Management 10 Elect Director Ana G. Pinczuk For For Management 11 Elect Director Lawrence A. Zimmerman For For Management 12 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 13 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ATOS SE Ticker: ATO Security ID: F06116101 Meeting Date: JUN 16, 2020 Meeting Type: Annual/Special Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Ratify Appointment of Elie Girard as For For Management Director 5 Ratify Appointment of Cedrik Neike as For For Management Director 6 Reelect Nicolas Bazire as Director For Against Management 7 Reelect Valerie Bernis as Director For For Management 8 Reelect Colette Neuville as Director For For Management 9 Reelect Cedrik Neike as Director For For Management 10 Elect Jean Fleming as Representative For For Management of Employee Shareholders to the Board 11 Renew Appointment of Grant Thornton as For For Management Auditor 12 Acknowledge End of Mandate of IGEC as For For Management Alternate Auditor and Decision Not to Replace 13 Approve Transaction with Worldline Re: For For Management Separation Agreement 14 Approve Compensation of Thierry For For Management Breton, Chairman and CEO Until Oct. 31, 2019 15 Approve Compensation of Bertrand For For Management Meunier, Chairman of the Board Since Nov. 1, 2019 16 Approve Compensation of Elie Girard, For For Management Vice-CEO Since April 2, 2019 Until Oct. 31, 2019 17 Approve Compensation of Elie Girard, For For Management CEO Since Nov. 1, 2019 18 Approve Compensation Report of For For Management Corporate Officers 19 Approve Remuneration Policy of For For Management Directors 20 Approve Remuneration Policy of For For Management Chairman of the Board 21 Approve Remuneration Policy of CEO For For Management 22 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 23 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 24 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to 30 Percent of Issued Share Capital 25 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to 10 Percent of Issued Share Capital 26 Approve Issuance of Equity or For For Management Equity-Linked Securities for up to 10 Percent of Issued Capital Per Year for Private Placements 27 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 28 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 29 Authorize Capitalization of Reserves For For Management of Up to EUR 5,111 Million for Bonus Issue or Increase in Par Value 30 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 31 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 32 Authorize up to 0.9 Percent of Issued For For Management Capital for Use in Restricted Stock Plans 33 Amend Article 16 of Bylaws Re: For For Management Employee Representative 34 Amend Articles 20 and 26 of Bylaws Re: For For Management Board Remuneration 35 Amend Article 18 of Bylaws Re: Written For For Management Consultation 36 Amend Article 10 of Bylaws Re: For For Management Shareholding Disclosure Thresholds 37 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- - 337 - ATS AUTOMATION TOOLING SYSTEMS, INC. Ticker: ATA Security ID: 001940105 Meeting Date: AUG 15, 2019 Meeting Type: Annual Record Date: JUN 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Neil D. Arnold For For Management 1.2 Elect Director Joanne S. Ferstman For For Management 1.3 Elect Director Andrew P. Hider For For Management 1.4 Elect Director Kirsten Lange For For Management 1.5 Elect Director Michael E. Martino For For Management 1.6 Elect Director David L. McAusland For For Management 1.7 Elect Director Philip B. Whitehead For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- AUTODESK, INC. Ticker: ADSK Security ID: 052769106 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andrew Anagnost For For Management 1b Elect Director Karen Blasing For For Management 1c Elect Director Reid French For For Management 1d Elect Director Ayanna Howard For For Management 1e Elect Director Blake Irving For For Management 1f Elect Director Mary T. McDowell For For Management 1g Elect Director Stephen Milligan For For Management 1h Elect Director Lorrie M. Norrington For For Management 1i Elect Director Betsy Rafael For For Management 1j Elect Director Stacy J. Smith For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AVALARA, INC. Ticker: AVLR Security ID: 05338G106 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William Ingram For For Management 1.2 Elect Director Brian Sharples For For Management 1.3 Elect Director Chelsea Stoner For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- AVEVA GROUP PLC Ticker: AVV Security ID: G06812120 Meeting Date: JUL 08, 2019 Meeting Type: Annual Record Date: JUL 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Approve Final Dividend For For Management 4 Re-elect Craig Hayman as Director For For Management 5 Re-elect Emmanuel Babeau as Director For Against Management 6 Re-elect Peter Herweck as Director For For Management 7 Re-elect Philip Aiken as Director For For Management 8 Re-elect James Kidd as Director For For Management 9 Re-elect Jennifer Allerton as Director For For Management 10 Re-elect Christopher Humphrey as For For Management Director 11 Re-elect Rohinton Mobed as Director For For Management 12 Elect Paula Dowdy as Director For For Management 13 Reappoint Ernst & Young LLP as Auditors For For Management 14 Authorise Board to Fix Remuneration of For For Management Auditors 15 Authorise Market Purchase of Ordinary For For Management Shares 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- BLACKBERRY LIMITED Ticker: BB Security ID: 09228F103 Meeting Date: JUN 23, 2020 Meeting Type: Annual/Special Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John Chen For For Management 1.2 Elect Director Michael A. Daniels For For Management 1.3 Elect Director Timothy Dattels For For Management 1.4 Elect Director Lisa Disbrow For For Management 1.5 Elect Director Richard Lynch For For Management 1.6 Elect Director Laurie Smaldone Alsup For For Management 1.7 Elect Director Barbara Stymiest For For Management 1.8 Elect Director V. Prem Watsa For For Management 1.9 Elect Director Wayne Wouters For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Amend Equity Incentive Plan For Against Management 4 Re-approve Deferred Share Unit Plan For For Management 5 Amend Employee Share Purchase Plan For For Management 6 Advisory Vote on Executive For For Management Compensation Approach 7 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- - 338 - BLUE PRISM GROUP PLC Ticker: PRSM Security ID: G1193C101 Meeting Date: MAR 17, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reappoint BDO LLP as Auditors For For Management 3 Authorise Board to Fix Remuneration of For For Management Auditors 4 Approve Remuneration Report For Against Management 5 Re-elect Jason Kingdon as Director For For Management 6 Re-elect Alastair Bathgate as Director For For Management 7 Re-elect Ijoma Maluza as Director For For Management 8 Re-elect Charmaine Carmichael as For For Management Director 9 Re-elect Christopher Batterham as For For Management Director 10 Re-elect Kenneth Lever as Director For For Management 11 Authorise Issue of Equity For For Management 12 Authorise Issue of Equity without For For Management Pre-emptive Rights 13 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 14 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- BROOKS AUTOMATION, INC. Ticker: BRKS Security ID: 114340102 Meeting Date: JAN 24, 2020 Meeting Type: Annual Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director A. Clinton Allen For For Management 1.2 Elect Director Robyn C. Davis For For Management 1.3 Elect Director Joseph R. Martin For For Management 1.4 Elect Director Krishna G. Palepu For For Management 1.5 Elect Director Michael Rosenblatt For For Management 1.6 Elect Director Stephen S. Schwartz For For Management 1.7 Elect Director Alfred Woollacott, III For For Management 1.8 Elect Director Mark S. Wrighton For For Management 1.9 Elect Director Ellen M. Zane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CADENCE DESIGN SYSTEMS, INC. Ticker: CDNS Security ID: 127387108 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark W. Adams For For Management 1.2 Elect Director Susan L. Bostrom For For Management 1.3 Elect Director Ita Brennan For For Management 1.4 Elect Director Lewis Chew For For Management 1.5 Elect Director James D. Plummer For For Management 1.6 Elect Director Alberto For For Management Sangiovanni-Vincentelli 1.7 Elect Director John B. Shoven For For Management 1.8 Elect Director Young K. Sohn For For Management 1.9 Elect Director Lip-Bu Tan For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- COGNEX CORPORATION Ticker: CGNX Security ID: 192422103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick A. Alias For For Management 1.2 Elect Director Theodor Krantz For For Management 1.3 Elect Director Dianne M. Parrotte For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COHERENT, INC. Ticker: COHR Security ID: 192479103 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jay T. Flatley For For Management 1b Elect Director Pamela Fletcher For For Management 1c Elect Director Andreas (Andy) W. Mattes For For Management 1d Elect Director Beverly Kay Matthews For For Management 1e Elect Director Michael R. McMullen For For Management 1f Elect Director Garry W. Rogerson For For Management 1g Elect Director Steve Skaggs For For Management 1h Elect Director Sandeep Vij For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 339 - CORELOGIC, INC. Ticker: CLGX Security ID: 21871D103 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. David Chatham For For Management 1.2 Elect Director Douglas C. Curling For For Management 1.3 Elect Director John C. Dorman For For Management 1.4 Elect Director Paul F. Folino For For Management 1.5 Elect Director Frank D. Martell For For Management 1.6 Elect Director Claudia Fan Munce For For Management 1.7 Elect Director Thomas C. O'Brien For For Management 1.8 Elect Director Vikrant Raina For For Management 1.9 Elect Director J. Michael Shepherd For For Management 1.10 Elect Director Jaynie Miller Studenmund For For Management 1.11 Elect Director David F. Walker For For Management 1.12 Elect Director Mary Lee Widener For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- DAIFUKU CO., LTD. Ticker: 6383 Security ID: J08988107 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Business Lines For For Management 2.1 Elect Director Geshiro, Hiroshi For For Management 2.2 Elect Director Honda, Shuichi For For Management 2.3 Elect Director Sato, Seiji For For Management 2.4 Elect Director Hayashi, Toshiaki For For Management 2.5 Elect Director Ozawa, Yoshiaki For For Management 2.6 Elect Director Sakai, Mineo For For Management 2.7 Elect Director Kato, Kaku For For Management 2.8 Elect Director Kaneko, Keiko For For Management 3 Appoint Statutory Auditor Aihara, For For Management Ryosuke -------------------------------------------------------------------------------- DASSAULT SYSTEMES SA Ticker: DSY Security ID: F2457H472 Meeting Date: MAY 26, 2020 Meeting Type: Annual/Special Record Date: MAY 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.70 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 5 Approve Remuneration Policy of For For Management Corporate Officers 6 Approve Compensation of Charles For For Management Edelstenne, Chairman of the Board 7 Approve Compensation of Bernard For Against Management Charles, Vice-Chairman and CEO 8 Approve Compensation Report of For For Management Corporate Officers 9 Reelect Marie-Helene Habert-Dassault For For Management as Director 10 Reelect Laurence Lescourret as Director For For Management 11 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 800,000 12 Authorize Repurchase of Up to 5 For For Management Million Shares 13 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 14 Amend Articles 14, 16 and 19 of Bylaws For For Management to Comply with Legal Changes 15 Authorize up to 4 Percent of Issued For Against Management Capital for Use in Stock Option Plans 16 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 17 Delegate Power to the Board to Carry For Against Management Mergers by Absorption 18 Pursuant to Item 17 Above, Delegate For Against Management Power to the Board to Issue Shares in Connection with Mergers by Absorption 19 Delegate Power to the Board to Carry For Against Management Spin-Off Agreements 20 Pursuant to Item 19 Above, Delegate For Against Management Power to the Board to Issue Shares in Connection with Spin-Off Agreements 21 Delegate Power to the Board to Acquire For Against Management Certain Assets of Another Company 22 Pursuant to Item 21 Above, Delegate For Against Management Power to the Board to Issue Shares in Connection with Acquisitions 23 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- DELTA ELECTRONICS, INC. Ticker: 2308 Security ID: Y20263102 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Profit Distribution For For Management 3 Amend Rules and Procedures Regarding For For Management Shareholder's General Meeting 4 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- - 340 - DENA CO., LTD. Ticker: 2432 Security ID: J1257N107 Meeting Date: JUN 20, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2.1 Elect Director Namba, Tomoko For For Management 2.2 Elect Director Moriyasu, Isao For For Management 2.3 Elect Director Okamura, Shingo For For Management 2.4 Elect Director Funatsu, Koji For For Management 2.5 Elect Director Asami, Hiroyasu For For Management -------------------------------------------------------------------------------- DENSO CORP. Ticker: 6902 Security ID: J12075107 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Arima, Koji For For Management 1.2 Elect Director Yamanaka, Yasushi For For Management 1.3 Elect Director Wakabayashi, Hiroyuki For For Management 1.4 Elect Director Usui, Sadahiro For For Management 1.5 Elect Director Toyoda, Akio For For Management 1.6 Elect Director George Olcott For For Management 1.7 Elect Director Kushida, Shigeki For For Management 1.8 Elect Director Mitsuya, Yuko For For Management 2 Appoint Alternate Statutory Auditor For For Management Kitagawa, Hiromi 3 Approve Annual Bonus For For Management 4 Approve Cash Compensation Ceiling for For For Management Directors and Restricted Stock Plan -------------------------------------------------------------------------------- DUERR AG Ticker: DUE Security ID: D23279108 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.80 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify Ernst & Young GmbH as Auditors For For Management for Fiscal 2020 6 Elect Arnd Zinnhardt to the For For Management Supervisory Board 7 Amend Articles Re: Participation and For For Management Voting Requirements -------------------------------------------------------------------------------- ELBIT SYSTEMS LTD. Ticker: ESLT Security ID: M3760D101 Meeting Date: NOV 20, 2019 Meeting Type: Annual/Special Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Reelect Michael Federmann as Director For For Management 1.2 Reelect Rina Baum as Director For For Management 1.3 Reelect Yoram Ben-Zeev as Director For For Management 1.4 Reelect David Federmann as Director For For Management 1.5 Reelect Dov Ninveh as Director For For Management 1.6 Reelect Ehood (Udi) Nisan as Director For For Management 1.7 Reelect Yuli Tamir as Director For For Management 2 Elect Bilha (Billy) Shapira as For For Management External Director 3 Reappoint Kost, Forer,Gabbay & For For Management Kasierer as Auditors A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager -------------------------------------------------------------------------------- ELBIT SYSTEMS LTD. Ticker: ESLT Security ID: M3760D101 Meeting Date: FEB 26, 2020 Meeting Type: Special Record Date: JAN 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amended Compensation Policy For For Management for the Directors and Officers of the Company A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- - 341 - ELBIT SYSTEMS LTD. Ticker: ESLT Security ID: M3760D101 Meeting Date: MAR 17, 2020 Meeting Type: Special Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Moshe Kaplinsky as External For For Management Director A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None For Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- EMERSON ELECTRIC CO. Ticker: EMR Security ID: 291011104 Meeting Date: FEB 04, 2020 Meeting Type: Annual Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin S. Craighead For For Management 1.2 Elect Director David N. Farr For For Management 1.3 Elect Director Gloria A. Flach For For Management 1.4 Elect Director Matthew S. Levatich For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- ENDAVA PLC Ticker: DAVA Security ID: 29260V105 Meeting Date: DEC 09, 2019 Meeting Type: Annual Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Reappoint KPMG LLP as Auditors and For For Management Authorise the Board to Determine Their Remuneration 5 Elect John Cotterell as Director For For Management 6 Elect Mark Thurston as Director For For Management 7 Elect Andrew Allan as Director For For Management 8 Elect Ben Druskin as Director For For Management 9 Elect Mike Kinton as Director For For Management 10 Elect David Pattillo as Director For For Management 11 Elect Trevor Smith as Director For For Management 12 Elect Sulina Connal as Director For For Management -------------------------------------------------------------------------------- EO TECHNICS CO., LTD. Ticker: 039030 Security ID: Y2297V102 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements For For Management 2 Approve Appropriation of Income For For Management 3.1 Elect Seong Gyu-dong as Inside Director For For Management 3.2 Elect Ko Seung-wook as Inside Director For For Management 3.3 Elect Kim Ji-won as Outside Director For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Authorize Board to Fix Remuneration of For For Management Internal Auditor(s) -------------------------------------------------------------------------------- - 342 - FAIR ISAAC CORPORATION Ticker: FICO Security ID: 303250104 Meeting Date: MAR 04, 2020 Meeting Type: Annual Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Braden R. Kelly For For Management 1b Elect Director Fabiola R. Arredondo For For Management 1c Elect Director A. George Battle For For Management 1d Elect Director James D. Kirsner For For Management 1e Elect Director William J. Lansing For For Management 1f Elect Director Eva Manolis For For Management 1g Elect Director Marc F. McMorris For For Management 1h Elect Director Joanna Rees For For Management 1i Elect Director David A. Rey For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- FANUC CORP. Ticker: 6954 Security ID: J13440102 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 174.65 2.1 Elect Director Inaba, Yoshiharu For For Management 2.2 Elect Director Yamaguchi, Kenji For For Management 2.3 Elect Director Uchida, Hiroyuki For For Management 2.4 Elect Director Gonda, Yoshihiro For For Management 2.5 Elect Director Saito, Yutaka For For Management 2.6 Elect Director Inaba, Kiyonori For For Management 2.7 Elect Director Noda, Hiroshi For For Management 2.8 Elect Director Michael J. Cicco For For Management 2.9 Elect Director Tsukuda, Kazuo For For Management 2.10 Elect Director Imai, Yasuo For For Management 2.11 Elect Director Ono, Masato For For Management 2.12 Elect Director Yamazaki, Naoko For For Management 3 Appoint Statutory Auditor Tomita, Mieko For For Management -------------------------------------------------------------------------------- FARO TECHNOLOGIES, INC. Ticker: FARO Security ID: 311642102 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael D. Burger For For Management 1.2 Elect Director Stephen R. Cole For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FLIR SYSTEMS, INC. Ticker: FLIR Security ID: 302445101 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James J. Cannon For For Management 1b Elect Director John D. Carter For For Management 1c Elect Director William W. Crouch For For Management 1d Elect Director Catherine A. Halligan For For Management 1e Elect Director Earl R. Lewis For For Management 1f Elect Director Angus L. Macdonald For For Management 1g Elect Director Michael T. Smith For For Management 1h Elect Director Cathy A. Stauffer For For Management 1i Elect Director Robert S. Tyrer For For Management 1j Elect Director John W. Wood, Jr. For For Management 1k Elect Director Steven E. Wynne For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Change State of Incorporation Oregon For For Management to Delaware -------------------------------------------------------------------------------- GENTEX CORPORATION Ticker: GNTX Security ID: 371901109 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leslie Brown For For Management 1.2 Elect Director Steve Downing For For Management 1.3 Elect Director Gary Goode For For Management 1.4 Elect Director James Hollars For For Management 1.5 Elect Director John Mulder For For Management 1.6 Elect Director Richard Schaum For For Management 1.7 Elect Director Kathleen Starkoff For For Management 1.8 Elect Director Brian Walker For For Management 1.9 Elect Director James Wallace For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 343 - HEXAGON AB Ticker: HEXA.B Security ID: W40063104 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive President's Report None None Management 8.a Receive Financial Statements and None None Management Statutory Reports 8.b Receive Auditor's Report on None None Management Application of Guidelines for Remuneration for Executive Management 8.c Receive the Board's Dividend Proposal None None Management 9.a Accept Financial Statements and For For Management Statutory Reports 9.b Approve Allocation of Income and For For Management Omission of Dividends 9.c Approve Discharge of Board and For For Management President 10 Determine Number of Members (8) and For For Management Deputy Members (0) of Board 11 Approve Remuneration of Directors in For For Management the Amount of SEK 1.85 Million for Chairman, and SEK 615,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 12 Reelect Ola Rollen, Gun Nilsson For Against Management (Chair), Ulrika Francke, John Brandon, Henrik Henriksson, Sofia Schorling Hogberg and Marta Schorling Andreen as Directors; Elect Patrick Soderlund as New Director; Ratify Ernst & Young as Auditors 13 Reelect Mikael Ekdahl, Jan Andersson For For Management and Johan Strandberg, and Elect Anders Oscarsson as Members of Nominating Committee 14 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 15 Amend Articles of Association Re: For For Management Company Name; Participation at General Meeting; Share Registrar 16 Close Meeting None None Management -------------------------------------------------------------------------------- HIRATA CORP. Ticker: 6258 Security ID: J21043104 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hirata, Yuichiro For For Management 1.2 Elect Director Hongo, Hitoki For For Management 1.3 Elect Director Kuroda, Kenji For For Management 1.4 Elect Director Sasabe, Hiroyuki For For Management 1.5 Elect Director Narusawa, Takashi For For Management -------------------------------------------------------------------------------- ILLUMINA, INC. Ticker: ILMN Security ID: 452327109 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Caroline D. Dorsa For For Management 1B Elect Director Robert S. Epstein For For Management 1C Elect Director Scott Gottlieb For For Management 1D Elect Director Philip W. Schiller For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- INTEL CORPORATION Ticker: INTC Security ID: 458140100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James J. Goetz For For Management 1b Elect Director Alyssa Henry For For Management 1c Elect Director Omar Ishrak For For Management 1d Elect Director Risa Lavizzo-Mourey For For Management 1e Elect Director Tsu-Jae King Liu For For Management 1f Elect Director Gregory D. Smith For For Management 1g Elect Director Robert 'Bob' H. Swan For For Management 1h Elect Director Andrew Wilson For For Management 1i Elect Director Frank D. Yeary For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Provide Right to Act by Written Consent Against For Shareholder 6 Report on Global Median Gender/Racial Against Against Shareholder Pay Gap -------------------------------------------------------------------------------- - 344 - INTERNATIONAL BUSINESS MACHINES CORPORATION Ticker: IBM Security ID: 459200101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas Buberl For For Management 1.2 Elect Director Michael L. Eskew For For Management 1.3 Elect Director David N. Farr For For Management 1.4 Elect Director Alex Gorsky For For Management 1.5 Elect Director Michelle J. Howard For For Management 1.6 Elect Director Arvind Krishna For For Management 1.7 Elect Director Andrew N. Liveris For For Management 1.8 Elect Director Frederick William For For Management McNabb, III 1.9 Elect Director Martha E. Pollack For For Management 1.10 Elect Director Virginia M. Rometty For For Management 1.11 Elect Director Joseph R. Swedish For For Management 1.12 Elect Director Sidney Taurel For For Management 1.13 Elect Director Peter R. Voser For For Management 1.14 Elect Director Frederick H. Waddell For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Governing Documents to allow Against For Shareholder Removal of Directors 5 Provide Right to Act by Written Consent Against For Shareholder 6 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- INTUITIVE SURGICAL, INC. Ticker: ISRG Security ID: 46120E602 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Craig H. Barratt For For Management 1b Elect Director Joseph C. Beery For For Management 1c Elect Director Gary S. Guthart For For Management 1d Elect Director Amal M. Johnson For For Management 1e Elect Director Don R. Kania For For Management 1f Elect Director Amy L. Ladd For For Management 1g Elect Director Keith R. Leonard, Jr. For For Management 1h Elect Director Alan J. Levy For For Management 1i Elect Director Jami Dover Nachtsheim For For Management 1j Elect Director Mark J. Rubash For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For Against Management 5 Eliminate Supermajority Vote For For Management Requirement 6 Provide Right to Call Special Meeting For For Management -------------------------------------------------------------------------------- IROBOT CORPORATION Ticker: IRBT Security ID: 462726100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andrew Miller For For Management 1b Elect Director Elisha Finney For For Management 1c Elect Director Michelle V. Stacy For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Eliminate Supermajority Vote For For Management Requirement 4 Declassify the Board of Directors For For Management 5 Provide Right to Call Special Meeting For For Management 6 Amend Omnibus Stock Plan For For Management 7 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- JOHN BEAN TECHNOLOGIES CORPORATION Ticker: JBT Security ID: 477839104 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Barbara L. Brasier For For Management 1b Elect Director Thomas W. Giacomini For For Management 1c Elect Director Polly B. Kawalek For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- JOHNSON & JOHNSON Ticker: JNJ Security ID: 478160104 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary C. Beckerle For For Management 1b Elect Director D. Scott Davis For For Management 1c Elect Director Ian E. L. Davis For For Management 1d Elect Director Jennifer A. Doudna For For Management 1e Elect Director Alex Gorsky For For Management 1f Elect Director Marillyn A. Hewson For For Management 1g Elect Director Hubert Joly For For Management 1h Elect Director Mark B. McClellan For For Management 1i Elect Director Anne M. Mulcahy For For Management 1j Elect Director Charles Prince For For Management 1k Elect Director A. Eugene Washington For For Management 1l Elect Director Mark A. Weinberger For For Management 1m Elect Director Ronald A. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Certificate of Incorporation to For For Management Permit Removal of Directors With or Without Cause 5 Require Independent Board Chair Against For Shareholder 6 Report on Governance Measures Against For Shareholder Implemented Related to Opioids -------------------------------------------------------------------------------- - 345 - KAWASAKI HEAVY INDUSTRIES, LTD. Ticker: 7012 Security ID: J31502131 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Amend Business Lines For For Management - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval - Indemnify Directors 2.1 Elect Director Kanehana, Yoshinori For For Management 2.2 Elect Director Namiki, Sukeyuki For For Management 2.3 Elect Director Hashimoto, Yasuhiko For For Management 2.4 Elect Director Yamamoto, Katsuya For For Management 2.5 Elect Director Nakatani, Hiroshi For For Management 2.6 Elect Director Tamura, Yoshiaki For For Management 2.7 Elect Director Jenifer Rogers For For Management 2.8 Elect Director Tsujimura, Hideo For For Management 3.1 Elect Director and Audit Committee For For Management Member Fukuma, Katsuyoshi 3.2 Elect Director and Audit Committee For For Management Member Nekoshima, Akio 3.3 Elect Director and Audit Committee For For Management Member Kodera, Satoru 3.4 Elect Director and Audit Committee For For Management Member Ishii, Atsuko 3.5 Elect Director and Audit Committee For For Management Member Saito, Ryoichi 4 Elect Alternate Director and Audit For For Management Committee Member Tsukui, Susumu 5 Approve Compensation Ceiling for For For Management Directors Who Are Not Audit Committee Members 6 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members -------------------------------------------------------------------------------- KEYENCE CORP. Ticker: 6861 Security ID: J32491102 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 100 2.1 Elect Director Takizaki, Takemitsu For For Management 2.2 Elect Director Nakata, Yu For For Management 2.3 Elect Director Kimura, Keiichi For For Management 2.4 Elect Director Yamaguchi, Akiji For For Management 2.5 Elect Director Miki, Masayuki For For Management 2.6 Elect Director Yamamoto, Akinori For For Management 2.7 Elect Director Kanzawa, Akira For For Management 2.8 Elect Director Tanabe, Yoichi For For Management 2.9 Elect Director Taniguchi, Seiichi For For Management 3.1 Appoint Statutory Auditor Takeda, For For Management Hidehiko 3.2 Appoint Statutory Auditor Indo, Hiroji For For Management 4 Appoint Alternate Statutory Auditor For For Management Yamamoto, Masaharu -------------------------------------------------------------------------------- KLA CORPORATION Ticker: KLAC Security ID: 482480100 Meeting Date: NOV 05, 2019 Meeting Type: Annual Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward Barnholt For For Management 1.2 Elect Director Robert Calderoni For For Management 1.3 Elect Director Jeneanne Hanley For For Management 1.4 Elect Director Emiko Higashi For For Management 1.5 Elect Director Kevin Kennedy For For Management 1.6 Elect Director Gary Moore For For Management 1.7 Elect Director Kiran Patel For For Management 1.8 Elect Director Victor Peng For For Management 1.9 Elect Director Robert Rango For For Management 1.10 Elect Director Richard Wallace For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KONECRANES OYJ Ticker: KCR Security ID: X4550J108 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 0.65 Per Share; Authorize Board to Decide on the Distribution of an Extra Dividend of up to EUR 0.55 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in For For Management the Amount of EUR 140,000 for Chairman, EUR 100,000 for Vice Chairman and EUR 70,000 for Other Directors; Approve Meeting Fees and Compensation for Committee Work 12 Fix Number of Directors at Seven For For Management 13 Reelect Janina Kugel, Ulf Liljedahl, For For Management Per Vegard Nerseth, Paivi Rekonen and Christoph Vitzthum (Chair) as Directors; Elect Niko Mokkila and Janne Martin as New Directors 14 Approve Remuneration of Auditors For For Management 15 Ratify Ernst & Young as Auditors For For Management 16 Amend Articles Re: Board of Directors For For Management and Term of Office 17 Approve Charter for the Shareholders' For For Management Nomination Board 18 Authorize Share Repurchase Program For For Management 19 Approve Issuance of up to 7.5 Million For For Management Shares without Preemptive Rights 20 Authorize Reissuance of Repurchased For For Management Shares 21 Approve Transfer of up to 500,000 For For Management Shares in Connection to Share Saving Plans for Entitled Participants 22 Approve Charitable Donations of up to For For Management EUR 200,000 23 Close Meeting None None Management -------------------------------------------------------------------------------- - 346 - MEDIDATA SOLUTIONS, INC. Ticker: MDSO Security ID: 58471A105 Meeting Date: AUG 16, 2019 Meeting Type: Special Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- MEDTRONIC PLC Ticker: MDT Security ID: G5960L103 Meeting Date: DEC 06, 2019 Meeting Type: Annual Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard H. Anderson For For Management 1b Elect Director Craig Arnold For For Management 1c Elect Director Scott C. Donnelly For For Management 1d Elect Director Andrea J. Goldsmith For For Management 1e Elect Director Randall J. Hogan, III For For Management 1f Elect Director Omar Ishrak For For Management 1g Elect Director Michael O. Leavitt For For Management 1h Elect Director James T. Lenehan For For Management 1i Elect Director Geoffrey S. Martha For For Management 1j Elect Director Elizabeth G. Nabel For For Management 1k Elect Director Denise M. O'Leary For For Management 1l Elect Director Kendall J. Powell For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Renew the Board's Authority to Issue For For Management Shares Under Irish Law 5 Renew the Board's Authority to Opt-Out For For Management of Statutory Pre-Emptions Rights Under Irish Law 6 Authorize Overseas Market Purchases of For For Management Ordinary Shares -------------------------------------------------------------------------------- MICROSOFT CORPORATION Ticker: MSFT Security ID: 594918104 Meeting Date: DEC 04, 2019 Meeting Type: Annual Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William H. Gates, III For For Management 1.2 Elect Director Reid G. Hoffman For For Management 1.3 Elect Director Hugh F. Johnston For For Management 1.4 Elect Director Teri L. List-Stoll For For Management 1.5 Elect Director Satya Nadella For For Management 1.6 Elect Director Sandra E. Peterson For For Management 1.7 Elect Director Penny S. Pritzker For For Management 1.8 Elect Director Charles W. Scharf For For Management 1.9 Elect Director Arne M. Sorenson For For Management 1.10 Elect Director John W. Stanton For For Management 1.11 Elect Director John W. Thompson For For Management 1.12 Elect Director Emma N. Walmsley For For Management 1.13 Elect Director Padmasree Warrior For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Employee Representation on Against Against Shareholder the Board of Directors 5 Report on Gender Pay Gap Against For Shareholder -------------------------------------------------------------------------------- MITSUBISHI ELECTRIC CORP. Ticker: 6503 Security ID: J43873116 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sakuyama, Masaki For Against Management 1.2 Elect Director Sugiyama, Takeshi For Against Management 1.3 Elect Director Sagawa, Masahiko For For Management 1.4 Elect Director Harada, Shinji For Against Management 1.5 Elect Director Kawagoishi, Tadashi For For Management 1.6 Elect Director Sakamoto, Takashi For For Management 1.7 Elect Director Uruma, Kei For For Management 1.8 Elect Director Yabunaka, Mitoji For For Management 1.9 Elect Director Obayashi, Hiroshi For For Management 1.10 Elect Director Watanabe, Kazunori For For Management 1.11 Elect Director Koide, Hiroko For For Management 1.12 Elect Director Oyamada, Takashi For Against Management -------------------------------------------------------------------------------- NATIONAL INSTRUMENTS CORPORATION Ticker: NATI Security ID: 636518102 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael E. McGrath For For Management 1.2 Elect Director Alexander M. Davern For For Management 2 Approve Restricted Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 347 - NAVER CORP. Ticker: 035420 Security ID: Y62579100 Meeting Date: SEP 20, 2019 Meeting Type: Special Record Date: AUG 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-Off Agreement For For Management -------------------------------------------------------------------------------- NAVER CORP. Ticker: 035420 Security ID: Y62579100 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Han Seong-sook as Inside Director For For Management 4 Elect Byeon Dae-gyu as Non-Independent For For Management Non-Executive Director 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 6 Approve Stock Option Grants For For Management 7 Approve Stock Option Grants For For Management -------------------------------------------------------------------------------- NETCOMPANY GROUP A/S Ticker: NETC Security ID: K7020C102 Meeting Date: AUG 20, 2019 Meeting Type: Special Record Date: AUG 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Robbert Kuppens as New Director For For Management -------------------------------------------------------------------------------- NETCOMPANY GROUP A/S Ticker: NETC Security ID: K7020C102 Meeting Date: MAR 11, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Board None None Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Omission of Dividends 4 Approve Remuneration of Directors in For For Management the Amount of DKK 1.05 Million for Chairman, DKK 700,000 for Vice Chair and DKK 350,000 for Other Directors; Approve Remuneration for Committee Work; Approve Travel Fees 5a Reelect Bo Rygaard (Chairman) as For For Management Director 5b Reelect Pernille Fabricius (Vice For For Management Chairman) as Director 5c Reelect Juha Christensen as Director For For Management 5d Reelect Scanes Bentley as Director For For Management 5e Reelect Robbert Kuppens as Director For For Management 6 Ratify Deloitte as Auditors For For Management 7 Authorize Share Repurchase Program None None Management (Not Submitted for Proposal) 8.a Approve Guidelines for Incentive-Based For Against Management Compensation for Executive Management and Board 8.b Amend Articles Re: Add Item Regarding For For Management Presentation of and Advisory Vote on the Remuneration Report to the Agenda for the Annual General Meeting 9 Other Business None None Management -------------------------------------------------------------------------------- NICE LTD. (ISRAEL) Ticker: NICE Security ID: 653656108 Meeting Date: SEP 18, 2019 Meeting Type: Annual Record Date: AUG 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Reelect David Kostman as Director For For Management 1b Reelect Rimon Ben-Shaoul as Director For For Management 1c Reelect Yehoshua (Shuki) Ehrlich as For For Management Director 1d Reelect Leo Apotheker as Director For For Management 1e Reelect Joseph (Joe) Cowan as Director For For Management 2a Reelect Dan Falk as External Director For For Management 2a.1 Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in Item 2a, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager 2b Reelect Yocheved Dvir as External For For Management Director 2b.1 Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in Item 2b, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager 3 Approve Amendments to the Equity-Based For For Management Compensation for Executive 3a Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in Item 3, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager 4 Approve Amendments to the Equity-Based For For Management Compensation for Non-Executive Directors 4a Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in Item 4, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager 5 Reappoint Kost Forer Gabay & Kasierer For For Management as Auditors and Authorize Board to Fix Their Remuneration 6 Discuss Financial Statements and the None None Management Report of the Board for 2016 -------------------------------------------------------------------------------- - 348 - NUANCE COMMUNICATIONS, INC. Ticker: NUAN Security ID: 67020Y100 Meeting Date: JAN 22, 2020 Meeting Type: Annual Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark D. Benjamin For For Management 1.2 Elect Director Daniel Brennan For For Management 1.3 Elect Director Lloyd Carney For Withhold Management 1.4 Elect Director Thomas Ebling For For Management 1.5 Elect Director Robert Finocchio, Jr. For For Management 1.6 Elect Director Laura S. Kaiser For For Management 1.7 Elect Director Michal Katz For For Management 1.8 Elect Director Mark Laret For For Management 1.9 Elect Director Sanjay Vaswani For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify BDO USA, LLP as Auditors For For Management 5 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- NVIDIA CORPORATION Ticker: NVDA Security ID: 67066G104 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert K. Burgess For For Management 1b Elect Director Tench Coxe For For Management 1c Elect Director Persis S. Drell For For Management 1d Elect Director Jen-Hsun Huang For For Management 1e Elect Director Dawn Hudson For For Management 1f Elect Director Harvey C. Jones For For Management 1g Elect Director Michael G. McCaffery For For Management 1h Elect Director Stephen C. Neal For For Management 1i Elect Director Mark L. Perry For For Management 1j Elect Director A. Brooke Seawell For For Management 1k Elect Director Mark A. Stevens For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- NXP SEMICONDUCTORS N.V. Ticker: NXPI Security ID: N6596X109 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board Members For For Management 3a Elect Kurt Sievers as Executive For For Management Director 3b Reelect Peter Bonfield as For For Management Non-Executive Director 3c Reelect Kenneth A. Goldman as For For Management Non-Executive Director 3d Reelect Josef Kaeser as Non-Executive For For Management Director 3e Reelect Lena Olving as Non-Executive For For Management Director 3f Reelect Peter Smitham as Non-Executive For For Management Director 3g Reelect Julie Southern as For For Management Non-Executive Director 3h Reelect Jasmin Staiblin as For For Management Non-Executive Director 3i Reelect Gregory Summe as Non-Executive For For Management Director 3j Reelect Karl-Henrik Sundstrom as For For Management Non-Executive Director 4 Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital 5 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Approve Cancellation of Ordinary Shares For For Management 8 Ratify Ernst & Young Accountants LLP For For Management as Auditors 9 Approve Remuneration of the Members For For Management and Chairs of the Audit Committee, Compensation Committee, and the Nominating and Governance Committee of the Board 10 Amend Articles to Establish Quorum For For Management Requirement 11 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 12 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- OBIC CO., LTD. Ticker: 4684 Security ID: J5946V107 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 90 2.1 Elect Director Noda, Masahiro For For Management 2.2 Elect Director Tachibana, Shoichi For For Management 2.3 Elect Director Kawanishi, Atsushi For For Management 2.4 Elect Director Noda, Mizuki For For Management 2.5 Elect Director Fujimoto, Takao For For Management 2.6 Elect Director Ida, Hideshi For For Management 2.7 Elect Director Ueno, Takemitsu For For Management 2.8 Elect Director Gomi, Yasumasa For For Management 2.9 Elect Director Ejiri, Takashi For For Management -------------------------------------------------------------------------------- - 349 - OMNICELL, INC. Ticker: OMCL Security ID: 68213N109 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joanne B. Bauer For For Management 1.2 Elect Director Robin G. Seim For For Management 1.3 Elect Director Sara J. White For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- OMRON CORP. Ticker: 6645 Security ID: J61374120 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 42 2.1 Elect Director Tateishi, Fumio For For Management 2.2 Elect Director Yamada, Yoshihito For For Management 2.3 Elect Director Miyata, Kiichiro For For Management 2.4 Elect Director Nitto, Koji For For Management 2.5 Elect Director Ando, Satoshi For For Management 2.6 Elect Director Kobayashi, Eizo For For Management 2.7 Elect Director Kamigama, Takehiro For For Management 2.8 Elect Director Kobayashi, Izumi For For Management 3 Appoint Statutory Auditor Uchiyama, For For Management Hideyo 4 Appoint Alternate Statutory Auditor For For Management Watanabe, Toru -------------------------------------------------------------------------------- PEGASYSTEMS INC. Ticker: PEGA Security ID: 705573103 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan Trefler For For Management 1.2 Elect Director Peter Gyenes For For Management 1.3 Elect Director Ronald Hovsepian For For Management 1.4 Elect Director Richard Jones For For Management 1.5 Elect Director Christopher Lafond For For Management 1.6 Elect Director Dianne Ledingham For For Management 1.7 Elect Director Sharon Rowlands For For Management 1.8 Elect Director Larry Weber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Adopt Simple Majority Vote Against Against Shareholder 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PKSHA TECHNOLOGY, INC. Ticker: 3993 Security ID: J6384J101 Meeting Date: DEC 23, 2019 Meeting Type: Annual Record Date: SEP 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Yoshida, Yukihiro For For Management -------------------------------------------------------------------------------- PKSHA TECHNOLOGY, INC. Ticker: 3993 Security ID: J6384J101 Meeting Date: MAY 11, 2020 Meeting Type: Special Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Capital Reduction For For Management -------------------------------------------------------------------------------- PROS HOLDINGS, INC. Ticker: PRO Security ID: 74346Y103 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Greg B. Petersen For For Management 1.2 Elect Director Timothy V. Williams For For Management 1.3 Elect Director Mariette M. Woestemeyer For For Management 1.4 Elect Director Carlos Dominguez For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- PROTO LABS, INC. Ticker: PRLB Security ID: 743713109 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Victoria M. Holt For For Management 1b Elect Director Archie C. Black For For Management 1c Elect Director Sujeet Chand For For Management 1d Elect Director Moonhie Chin For For Management 1e Elect Director Rainer Gawlick For For Management 1f Elect Director John B. Goodman For For Management 1g Elect Director Donald G. Krantz For For Management 1h Elect Director Sven A. Wehrwein For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- - 350 - PTC INC. Ticker: PTC Security ID: 69370C100 Meeting Date: FEB 12, 2020 Meeting Type: Annual Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Janice Chaffin For For Management 1.2 Elect Director Phillip Fernandez For For Management 1.3 Elect Director James Heppelmann For For Management 1.4 Elect Director Klaus Hoehn For For Management 1.5 Elect Director Paul Lacy For For Management 1.6 Elect Director Corinna Lathan For For Management 1.7 Elect Director Blake Moret For For Management 1.8 Elect Director Robert Schechter For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- QINETIQ GROUP PLC Ticker: QQ Security ID: G7303P106 Meeting Date: JUL 24, 2019 Meeting Type: Annual Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Lynn Brubaker as Director For For Management 5 Re-elect Sir James Burnell-Nugent as For For Management Director 6 Re-elect Michael Harper as Director For For Management 7 Elect Neil Johnson as Director For Abstain Management 8 Re-elect Ian Mason as Director For For Management 9 Re-elect Paul Murray as Director For For Management 10 Re-elect Susan Searle as Director For For Management 11 Re-elect David Smith as Director For For Management 12 Re-elect Steve Wadey as Director For For Management 13 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise EU Political Donations and For For Management Expenditure 16 Authorise Issue of Equity For For Management 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 21 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- ROCKWELL AUTOMATION, INC. Ticker: ROK Security ID: 773903109 Meeting Date: FEB 04, 2020 Meeting Type: Annual Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor A1 Elect Director Steven R. Kalmanson For For Management A2 Elect Director James P. Keane For For Management A3 Elect Director Pam Murphy For For Management A4 Elect Director Donald R. Parfet For For Management B Advisory Vote to Ratify Named For For Management Executive Officers' Compensation C Ratify Deloitte & Touche LLP as For For Management Auditors D Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- SAMSUNG ELECTRONICS CO., LTD. Ticker: 005930 Security ID: Y74718100 Meeting Date: MAR 18, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Han Jong-hee as Inside Director For For Management 2.2 Elect Choi Yoon-ho as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SCHNEIDER ELECTRIC SE Ticker: SU Security ID: F86921107 Meeting Date: APR 23, 2020 Meeting Type: Annual/Special Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.55 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Approve Termination Package of For For Management Emmanuel Babeau, Vice-CEO 6 Approve Compensation Report For For Management 7 Approve Compensation of Jean-Pascal For For Management Tricoire, Chairman and CEO 8 Approve Compensation of Emmanuel For For Management Babeau, Vice-CEO 9 Approve Remuneration Policy of For For Management Chairman and CEO 10 Approve Remuneration Policy of For For Management Emmanuel Babeau, Vice-CEO 11 Approve Remuneration Policy of Board For For Management Members 12 Reelect Leo Apotheker as Director For For Management 13 Reelect Cecile Cabanis as Director For For Management 14 Reelect Fred Kindle as Director For For Management 15 Reelect Willy Kissling as Director For For Management 16 Elect Jill Lee as Director For For Management 17 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 18 Amend Article 11 of Bylaws to Comply For For Management with New Regulation Re: Employee Representatives 19 Amend Articles 13 and 16 of Bylaws to For For Management Comply with New Regulation 20 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 21 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries 22 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- - 351 - SEIKO EPSON CORP. Ticker: 6724 Security ID: J7030F105 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 31 2.1 Elect Director Usui, Minoru For For Management 2.2 Elect Director Ogawa, Yasunori For For Management 2.3 Elect Director Kubota, Koichi For For Management 2.4 Elect Director Seki, Tatsuaki For For Management 2.5 Elect Director Kawana, Masayuki For For Management 2.6 Elect Director Takahata, Toshiya For For Management 2.7 Elect Director Omiya, Hideaki For For Management 2.8 Elect Director Matsunaga, Mari For For Management 3.1 Elect Director and Audit Committee For For Management Member Shigemoto, Taro 3.2 Elect Director and Audit Committee For For Management Member Shirai, Yoshio 3.3 Elect Director and Audit Committee For For Management Member Murakoshi, Susumu 3.4 Elect Director and Audit Committee For For Management Member Otsuka, Michiko 4 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- SERVICENOW, INC. Ticker: NOW Security ID: 81762P102 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William R. "Bill" For For Management McDermott 1b Elect Director Anita M. Sands For For Management 1c Elect Director Dennis M. Woodside For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Declassify the Board of Directors For For Management 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- SFA ENGINEERING CORP. Ticker: 056190 Security ID: Y7676C104 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Kim Young-min as Inside Director For For Management 2.2 Elect Lee Myeong-jae as Inside Director For For Management 2.3 Elect Jeong Chan-seon as Inside For For Management Director 2.4 Elect Jang Soon-nam as Outside Director For For Management 2.5 Elect Cho In-hoe as Outside Director For For Management 2.6 Elect Jeong Song as Outside Director For For Management 3.1 Elect Jang Soon-nam as a Member of For For Management Audit Committee 3.2 Elect Cho In-hoe as a Member of Audit For For Management Committee 3.3 Elect Jeong Song as a Member of Audit For For Management Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- SHIBAURA MACHINE CO., LTD. Ticker: 6104 Security ID: J89838106 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Iimura, Yukio For For Management 1.2 Elect Director Sakamoto, Shigetomo For For Management 1.3 Elect Director Kobayashi, Akiyoshi For For Management 1.4 Elect Director Ota, Hiroaki For For Management 1.5 Elect Director Sato, Kiyoshi For For Management 1.6 Elect Director Iwasaki, Seigo For For Management 1.7 Elect Director Inoue, Hiroshi For For Management 1.8 Elect Director Terawaki, Kazumine For For Management 1.9 Elect Director Hayakawa, Chisa For For Management 2 Elect Alternate Director and Audit For For Management Committee Member Imamura, Akifumi 3 Approve Two Types of Restricted Stock For For Management Plans -------------------------------------------------------------------------------- SHIMA SEIKI MFG. LTD. Ticker: 6222 Security ID: J72273105 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 15 2 Amend Articles to Abolish Board For For Management Structure with Statutory Auditors - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval 3.1 Elect Director Shima, Masahiro For For Management 3.2 Elect Director Shima, Mitsuhiro For For Management 3.3 Elect Director Arikita, Reiji For For Management 3.4 Elect Director Umeda, Ikuto For For Management 3.5 Elect Director Nanki, Takashi For For Management 3.6 Elect Director Nishitani, Hirokazu For For Management 3.7 Elect Director Ichiryu, Yoshio For For Management 3.8 Elect Director Zamma, Rieko For For Management 4.1 Elect Director and Audit Committee For For Management Member Totsui, Hisahito 4.2 Elect Director and Audit Committee For For Management Member Shinkawa, Daisuke 4.3 Elect Director and Audit Committee For For Management Member Nomura, Sachiko 5 Approve Fixed Cash Compensation For For Management Ceiling and Performance-Based Cash Compensation Ceiling for Directors Who Are Not Audit Committee Members 6 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members 7 Approve Deep Discount Stock Option Plan For For Management -------------------------------------------------------------------------------- - 352 - SIEMENS AG Ticker: SIE Security ID: D69671218 Meeting Date: FEB 05, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2018/19 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 3.90 per Share 3.1 Approve Discharge of Management Board For For Management Member Joe Kaeser for Fiscal 2018/19 3.2 Approve Discharge of Management Board For For Management Member Roland Busch for Fiscal 2018/19 3.3 Approve Discharge of Management Board For For Management Member Lisa Davis for Fiscal 2018/19 3.4 Approve Discharge of Management Board For For Management Member Klaus Helmrich for Fiscal 2018/19 3.5 Approve Discharge of Management Board For For Management Member Janina Kugel for Fiscal 2018/19 3.6 Approve Discharge of Management Board For For Management Member Cedrik Neike for Fiscal 2018/19 3.7 Approve Discharge of Management Board For For Management Member Michael Sen for Fiscal 2018/19 3.8 Approve Discharge of Management Board For For Management Member Ralf Thomas for Fiscal 2018/19 4.1 Approve Discharge of Supervisory Board For For Management Member Jim Hagemann Snabe for Fiscal 2018/19 4.2 Approve Discharge of Supervisory Board For For Management Member Birgit Steinborn for Fiscal 2018/19 4.3 Approve Discharge of Supervisory Board For For Management Member Werner Wenning for Fiscal 2018/19 4.4 Approve Discharge of Supervisory Board For For Management Member Werner Brandt for Fiscal 2018/19 4.5 Approve Discharge of Supervisory Board For For Management Member Michael Diekmann for Fiscal 2018/19 4.6 Approve Discharge of Supervisory Board For For Management Member Andrea Fehrmann for Fiscal 2018/19 4.7 Approve Discharge of Supervisory Board For For Management Member Reinhard Hahn (until January 30, 2019) for Fiscal 2018/19 4.8 Approve Discharge of Supervisory Board For For Management Member Bettina Haller for Fiscal 2018/19 4.9 Approve Discharge of Supervisory Board For For Management Member Robert Kensbock for Fiscal 2018/19 4.10 Approve Discharge of Supervisory Board For For Management Member Harald Kern for Fiscal 2018/19 4.11 Approve Discharge of Supervisory Board For For Management Member Juergen Kerner for Fiscal 2018/19 4.12 Approve Discharge of Supervisory Board For For Management Member Nicola Leibinger-Kammueller for Fiscal 2018/19 4.13 Approve Discharge of Supervisory Board For For Management Member Benoit Potier for Fiscal 2018/19 4.14 Approve Discharge of Supervisory Board For For Management Member Hagen Reimer (from January 30, 2019) for Fiscal 2018/19 4.15 Approve Discharge of Supervisory Board For For Management Member Norbert Reithofer for Fiscal 2018/19 4.16 Approve Discharge of Supervisory Board For For Management Member Dame Shafik for Fiscal 2018/19 4.17 Approve Discharge of Supervisory Board For For Management Member Nathalie von Siemens for Fiscal 2018/19 4.18 Approve Discharge of Supervisory Board For For Management Member Michael Sigmund for Fiscal 2018/19 4.19 Approve Discharge of Supervisory Board For For Management Member Dorothea Simon for Fiscal 2018/19 4.20 Approve Discharge of Supervisory Board For For Management Member Matthias Zachert for Fiscal 2018/19 4.21 Approve Discharge of Supervisory Board For For Management Member Gunnar Zukunft for Fiscal 2018/19 5 Ratify Ernst & Young GmbH as Auditors For For Management for Fiscal 2019/20 6 Approve Remuneration Policy For For Management 7 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 8 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares 9 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 180 Million Pool of Capital to Guarantee Conversion Rights 10 Approve Affiliation Agreement with For For Management Subsidiary Siemens Mobility GmbH -------------------------------------------------------------------------------- SOFTBANK GROUP CORP. Ticker: 9984 Security ID: J75963108 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 22 2.1 Elect Director Son, Masayoshi For For Management 2.2 Elect Director Ronald Fisher For For Management 2.3 Elect Director Marcelo Claure For For Management 2.4 Elect Director Sago, Katsunori For For Management 2.5 Elect Director Rajeev Misra For For Management 2.6 Elect Director Goto, Yoshimitsu For For Management 2.7 Elect Director Miyauchi, Ken For For Management 2.8 Elect Director Simon Segars For For Management 2.9 Elect Director Yasir O. Al-Rumayyan For For Management 2.10 Elect Director Iijima, Masami For For Management 2.11 Elect Director Matsuo, Yutaka For For Management 2.12 Elect Director Lip-Bu Tan For For Management 2.13 Elect Director Kawamoto, Yuko For For Management -------------------------------------------------------------------------------- - 353 - SYNOPSYS, INC. Ticker: SNPS Security ID: 871607107 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: FEB 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Aart J. de Geus For For Management 1.2 Elect Director Chi-Foon Chan For For Management 1.3 Elect Director Janice D. Chaffin For For Management 1.4 Elect Director Bruce R. Chizen For For Management 1.5 Elect Director Mercedes Johnson For For Management 1.6 Elect Director Chrysostomos L. "Max" For For Management Nikias 1.7 Elect Director John Schwarz For For Management 1.8 Elect Director Roy Vallee For For Management 1.9 Elect Director Steven C. Walske For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- TECAN GROUP AG Ticker: TECN Security ID: H84774167 Meeting Date: APR 07, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Approve Allocation of Income and For For Management Dividends of CHF 1.10 per Share 2.2 Approve Transfer of CHF 13.1 Million For For Management from Capital Contribution Reserves to Free Reserves 3 Approve Discharge of Board and Senior For For Management Management 4.1.1 Reelect Lukas Braunschweiler as For For Management Director 4.1.2 Reelect Oliver Fetzer as Director For For Management 4.1.3 Reelect Heinrich Fischer as Director For For Management 4.1.4 Reelect Lars Holmqvist as Director For Against Management 4.1.5 Reelect Karen Huebscher as Director For For Management 4.1.6 Reelect Christa Kreuzburg as Director For For Management 4.1.7 Reelect Daniel Marshak as Director For For Management 4.2 Reelect Lukas Braunschweiler as Board For For Management Chairman 4.3.1 Reappoint Oliver Fetzer as Member of For For Management the Compensation Committee 4.3.2 Reappoint Christa Kreuzburg as Member For For Management of the Compensation Committee 4.3.3 Reappoint Daniel Marshak as Member of For For Management the Compensation Committee 4.4 Ratify Ernst & Young AG as Auditors For For Management 4.5 Designate Proxy Voting Services GmbH For For Management as Independent Proxy 5.1 Approve Remuneration Report For For Management (Non-Binding) 5.2 Approve Remuneration of Directors in For For Management the Amount of CHF 1.5 Million 5.3 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 18.5 Million 6 Approve Creation of CHF 230,000 Pool For For Management of Capital with Partial Exclusion of Preemptive Rights 7 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- TERADYNE, INC. Ticker: TER Security ID: 880770102 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Michael A. Bradley For For Management 1B Elect Director Edwin J. Gillis For For Management 1C Elect Director Timothy E. Guertin For For Management 1D Elect Director Mark E. Jagiela For For Management 1E Elect Director Mercedes Johnson For For Management 1F Elect Director Marilyn Matz For For Management 1G Elect Director Paul J. Tufano For For Management 1H Elect Director Roy A. Vallee For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- TOPCON CORP. Ticker: 7732 Security ID: J87473112 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hirano, Satoshi For For Management 1.2 Elect Director Iwasaki, Makoto For For Management 1.3 Elect Director Eto, Takashi For For Management 1.4 Elect Director Akiyama, Haruhiko For For Management 1.5 Elect Director Yamazaki, Takayuki For For Management 1.6 Elect Director Matsumoto, Kazuyuki For For Management 1.7 Elect Director Sudo, Akira For For Management 1.8 Elect Director Yamazaki, Naoko For For Management 1.9 Elect Director Inaba, Yoshiharu For For Management 2 Appoint Statutory Auditor Ryu, Nobuyuki For For Management 3 Appoint Alternate Statutory Auditor For For Management Inoue, Tsuyoshi -------------------------------------------------------------------------------- - 354 - TOSHIBA MACHINE CO., LTD. Ticker: 6104 Security ID: J89838106 Meeting Date: MAR 27, 2020 Meeting Type: Special Record Date: FEB 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Takeover Defense Plan (Poison For For Management Pill) in Response to Public Tender Offer from Office Support 2 Trigger Takeover Defense Plan For For Management -------------------------------------------------------------------------------- TRANSENTERIX, INC. Ticker: TRXC Security ID: 89366M201 Meeting Date: DEC 11, 2019 Meeting Type: Special Record Date: NOV 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reverse Stock Split For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- TRANSENTERIX, INC. Ticker: TRXC Security ID: 89366M300 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul A. LaViolette For For Management 1.2 Elect Director Anthony Fernando For For Management 1.3 Elect Director Andrea Biffi For For Management 1.4 Elect Director Jane H. Hsiao For For Management 1.5 Elect Director David B. Milne For For Management 1.6 Elect Director Richard C. Pfenniger, For For Management Jr. 1.7 Elect Director William N. Starling For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- TRIMBLE INC. Ticker: TRMB Security ID: 896239100 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven W. Berglund For For Management 1.2 Elect Director Borje Ekholm For For Management 1.3 Elect Director Kaigham (Ken) Gabriel For For Management 1.4 Elect Director Merit E. Janow For For Management 1.5 Elect Director Meaghan Lloyd For For Management 1.6 Elect Director Sandra MacQuillan For For Management 1.7 Elect Director Ronald S. Nersesian For For Management 1.8 Elect Director Robert G. Painter For For Management 1.9 Elect Director Mark S. Peek For For Management 1.10 Elect Director Johan Wibergh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- VALEO SA Ticker: FR Security ID: F96221340 Meeting Date: JUN 25, 2020 Meeting Type: Annual/Special Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.20 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Ratify Appointment of Bpifrance For For Management Participations as Director 6 Ratify Appointment of Fonds For For Management Strategique de Participation as Director 7 Reelect Thierry Moulonguet as Director For For Management 8 Reelect Ulrike Steinhorst as Director For For Management 9 Reelect Fonds Strategique de For For Management Participation as Director 10 Approve Compensation Report of For For Management Corporate Officers 11 Approve Compensation of Jacques For For Management Aschenbroich, Chairman and CEO 12 Approve Remuneration Policy of For For Management Directors 13 Approve Remuneration Policy of For For Management Chairman and CEO 14 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 15 Delegate Powers to the Board to Amend For Against Management Bylaws to Comply with Legal Changes 16 Amend Articles 14, 16, 18 and 23 of For For Management Bylaws to Comply with Legal Changes 17 Approve Change of Corporate Form to For For Management Societe Europeenne (SE) 18 Pursuant to Item 17 Above, Adopt New For For Management Bylaws 19 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- - 355 - VALMET CORP. Ticker: VALMT Security ID: X96478114 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: JUN 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 0.80 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For Against Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in For For Management the Amount of EUR 115,000 for Chairman, EUR 67,500 for Vice Chairman and EUR 54,000 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work 12 Fix Number of Directors at Seven For For Management 13 Reelect Aaro Cantell (Vice Chair), For For Management Pekka Kemppainen, Monika Maurer, Mikael Makinen (Chair), Eriikka Soderstrom, Tarja Tyni and Rogerio Ziviani as Directors 14 Approve Remuneration of Auditors For For Management 15 Ratify PricewaterhouseCoopers as For For Management Auditors 16 Authorize Share Repurchase Program For For Management 17 Approve Issuance of up to 15 Million For For Management Shares without Preemptive Rights 18 Close Meeting None None Management -------------------------------------------------------------------------------- VEONEER, INC. Ticker: VNE Security ID: 92336X109 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mary Louise Cummings For For Management 1.2 Elect Director Kazuhiko Sakamoto For For Management 1.3 Elect Director Wolfgang Ziebart For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Eliminate Supermajority Vote For For Management Requirement 4 Declassify the Board of Directors For For Management 5 Ratify Ernst & Young AB as Auditors For For Management -------------------------------------------------------------------------------- XILINX, INC. Ticker: XLNX Security ID: 983919101 Meeting Date: AUG 08, 2019 Meeting Type: Annual Record Date: JUN 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis Segers For For Management 1.2 Elect Director Raman K. Chitkara For For Management 1.3 Elect Director Saar Gillai For For Management 1.4 Elect Director Ronald S. Jankov For For Management 1.5 Elect Director Mary Louise Krakauer For For Management 1.6 Elect Director Thomas H. Lee For For Management 1.7 Elect Director J. Michael Patterson For For Management 1.8 Elect Director Victor Peng For For Management 1.9 Elect Director Marshall C. Turner For For Management 1.10 Elect Director Elizabeth W. Vanderslice For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- YASKAWA ELECTRIC CORP. Ticker: 6506 Security ID: J9690T102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: FEB 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tsuda, Junji For For Management 1.2 Elect Director Ogasawara, Hiroshi For For Management 1.3 Elect Director Murakami, Shuji For For Management 1.4 Elect Director Minami, Yoshikatsu For For Management 1.5 Elect Director Takamiya, Koichi For For Management 1.6 Elect Director Ogawa, Masahiro For For Management 2.1 Elect Director and Audit Committee For For Management Member Sasaki, Junko 2.2 Elect Director and Audit Committee For For Management Member Kato, Yuichiro 3 Approve Compensation Ceiling for For For Management Directors Who Are Audit Committee Members -------------------------------------------------------------------------------- YOKOGAWA ELECTRIC CORP. Ticker: 6841 Security ID: J97272124 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 17 2.1 Elect Director Nishijima, Takashi For For Management 2.2 Elect Director Nara, Hitoshi For For Management 2.3 Elect Director Anabuki, Junichi For For Management 2.4 Elect Director Dai, Yu For For Management 2.5 Elect Director Uji, Noritaka For For Management 2.6 Elect Director Seki, Nobuo For For Management 2.7 Elect Director Sugata, Shiro For For Management 2.8 Elect Director Uchida, Akira For For Management 3.1 Appoint Statutory Auditor Watanabe, For For Management Hajime 3.2 Appoint Statutory Auditor Ono, Masaru For For Management -------------------------------------------------------------------------------- ZEBRA TECHNOLOGIES CORPORATION Ticker: ZBRA Security ID: 989207105 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anders Gustafsson For For Management 1.2 Elect Director Janice M. Roberts For For Management 1.3 Elect Director Linda M. Connly For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Ratify Ernst & Young LLP as Auditor For For Management - 356 - ========================= First Trust Nasdaq Bank ETF ========================== BANK OF AMERICA CORPORATION Ticker: BAC Security ID: 060505104 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sharon L. Allen For For Management 1b Elect Director Susan S. Bies For For Management 1c Elect Director Jack O. Bovender, Jr. For For Management 1d Elect Director Frank P. Bramble, Sr. For For Management 1e Elect Director Pierre J.P. de Weck For For Management 1f Elect Director Arnold W. Donald For For Management 1g Elect Director Linda P. Hudson For For Management 1h Elect Director Monica C. Lozano For For Management 1i Elect Director Thomas J. May For For Management 1j Elect Director Brian T. Moynihan For For Management 1k Elect Director Lionel L. Nowell, III For For Management 1l Elect Director Denise L. Ramos For For Management 1m Elect Director Clayton S. Rose For For Management 1n Elect Director Michael D. White For For Management 1o Elect Director Thomas D. Woods For For Management 1p Elect Director R. David Yost For For Management 1q Elect Director Maria T. Zuber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Proxy Access Right Against For Shareholder 5 Provide Right to Act by Written Consent Against For Shareholder 6 Report on Gender Pay Gap Against Against Shareholder 7 Review of Statement of the Purpose of Against Against Shareholder a Corporation and Report on Recommended Changes to Governance Documents, Policies, and Practices -------------------------------------------------------------------------------- BANK OZK Ticker: OZK Security ID: 06417N103 Meeting Date: MAY 04, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nicholas Brown For For Management 1b Elect Director Paula Cholmondeley For For Management 1c Elect Director Beverly Cole For For Management 1d Elect Director Robert East For For Management 1e Elect Director Kathleen Franklin For For Management 1f Elect Director Catherine B. Freedberg For For Management 1g Elect Director Jeffrey Gearhart For For Management 1h Elect Director George G. Gleason For For Management 1i Elect Director Peter Kenny For For Management 1j Elect Director William Koefoed, Jr. For For Management 1k Elect Director Walter J. (Jack) For For Management Mullen, Jr. 1l Elect Director Christopher Orndorff For For Management 1m Elect Director John Reynolds For For Management 1n Elect Director Steven Sadoff For For Management 1o Elect Director Ross Whipple For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BB&T CORPORATION Ticker: BBT Security ID: 054937107 Meeting Date: JUL 30, 2019 Meeting Type: Special Record Date: JUN 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Change Company Name to Truist For For Management Financial Corporation 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CITIGROUP INC. Ticker: C Security ID: 172967424 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael L. Corbat For For Management 1b Elect Director Ellen M. Costello For For Management 1c Elect Director Grace E. Dailey For For Management 1d Elect Director Barbara J. Desoer For For Management 1e Elect Director John C. Dugan For For Management 1f Elect Director Duncan P. Hennes For For Management 1g Elect Director Peter B. Henry For For Management 1h Elect Director S. Leslie Ireland For For Management 1i Elect Director Lew W. (Jay) Jacobs, IV For For Management 1j Elect Director Renee J. James For For Management 1k Elect Director Gary M. Reiner For For Management 1l Elect Director Diana L. Taylor For For Management 1m Elect Director James S. Turley For For Management 1n Elect Director Deborah C. Wright For For Management 1o Elect Director Alexander R. Wynaendts For For Management 1p Elect Director Ernesto Zedillo Ponce For For Management de Leon 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Proxy Access Right Against For Shareholder 6 Review on Governance Documents Against Against Shareholder 7 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- - 357 - CITIZENS FINANCIAL GROUP, INC. Ticker: CFG Security ID: 174610105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce Van Saun For For Management 1.2 Elect Director Christine M. Cumming For For Management 1.3 Elect Director William P. Hankowsky For For Management 1.4 Elect Director Howard W. Hanna, III For For Management 1.5 Elect Director Leo I. ("Lee") Higdon For For Management 1.6 Elect Director Edward J. ("Ned") For For Management Kelly, III 1.7 Elect Director Charles J. ("Bud") Koch For For Management 1.8 Elect Director Robert G. Leary For For Management 1.9 Elect Director Terrance J. Lillis For For Management 1.10 Elect Director Shivan Subramaniam For For Management 1.11 Elect Director Wendy A. Watson For For Management 1.12 Elect Director Marita Zuraitis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Provide Right to Call Special Meeting For For Management 5 Amend Certificate of Incorporation to For For Management Remove Non-Operative Provisions -------------------------------------------------------------------------------- COMERICA INCORPORATED Ticker: CMA Security ID: 200340107 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael E. Collins For For Management 1.2 Elect Director Roger A. Cregg For For Management 1.3 Elect Director T. Kevin DeNicola For For Management 1.4 Elect Director Curtis C. Farmer For For Management 1.5 Elect Director Jacqueline P. Kane For For Management 1.6 Elect Director Richard G. Lindner For For Management 1.7 Elect Director Barbara R. Smith For For Management 1.8 Elect Director Robert S. Taubman For For Management 1.9 Elect Director Reginald M. Turner, Jr. For For Management 1.10 Elect Director Nina G. Vaca For For Management 1.11 Elect Director Michael G. Van de Ven For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CULLEN/FROST BANKERS, INC. Ticker: CFR Security ID: 229899109 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carlos Alvarez For For Management 1.2 Elect Director Chris M. Avery For For Management 1.3 Elect Director Anthony R. (Tony) Chase For For Management 1.4 Elect Director Cynthia J. Comparin For For Management 1.5 Elect Director Samuel G. Dawson For For Management 1.6 Elect Director Crawford H. Edwards For For Management 1.7 Elect Director Patrick B. Frost For For Management 1.8 Elect Director Phillip D. Green For For Management 1.9 Elect Director David J. Haemisegger For For Management 1.10 Elect Director Karen E. Jennings For For Management 1.11 Elect Director Charles W. Matthews For Against Management 1.12 Elect Director Ida Clement Steen For For Management 1.13 Elect Director Graham Weston For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EAST WEST BANCORP, INC. Ticker: EWBC Security ID: 27579R104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Molly Campbell For For Management 1.2 Elect Director Iris S. Chan For For Management 1.3 Elect Director Archana Deskus For For Management 1.4 Elect Director Rudolph I. Estrada For For Management 1.5 Elect Director Paul H. Irving For For Management 1.6 Elect Director Jack C. Liu For For Management 1.7 Elect Director Dominic Ng For For Management 1.8 Elect Director Lester M. Sussman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- FIFTH THIRD BANCORP Ticker: FITB Security ID: 316773100 Meeting Date: APR 14, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicholas K. Akins For For Management 1.2 Elect Director B. Evan Bayh, III For For Management 1.3 Elect Director Jorge L. Benitez For For Management 1.4 Elect Director Katherine B. Blackburn For For Management 1.5 Elect Director Emerson L. Brumback For For Management 1.6 Elect Director Jerry W. Burris For For Management 1.7 Elect Director Greg D. Carmichael For For Management 1.8 Elect Director C. Bryan Daniels For For Management 1.9 Elect Director Thomas H. Harvey For For Management 1.10 Elect Director Gary R. Heminger For For Management 1.11 Elect Director Jewell D. Hoover For For Management 1.12 Elect Director Eileen A. Mallesch For For Management 1.13 Elect Director Michael B. McCallister For For Management 1.14 Elect Director Marsha C. Williams For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- - 358 - FIRST HORIZON NATIONAL CORPORATION Ticker: FHN Security ID: 320517105 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Increase Authorized Common Stock For For Management 3 Advisory Vote on Golden Parachutes For For Management 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- FIRST HORIZON NATIONAL CORPORATION Ticker: FHN Security ID: 320517105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth A. Burdick For For Management 1.2 Elect Director John C. Compton For For Management 1.3 Elect Director Wendy P. Davidson For For Management 1.4 Elect Director Mark A. Emkes For For Management 1.5 Elect Director Corydon J. Gilchrist For For Management 1.6 Elect Director D. Bryan Jordan For For Management 1.7 Elect Director Vicki R. Palmer For For Management 1.8 Elect Director Colin V. Reed For For Management 1.9 Elect Director Cecelia D. Stewart For For Management 1.10 Elect Director Rajesh Subramaniam For For Management 1.11 Elect Director R. Eugene Taylor For For Management 1.12 Elect Director Luke Yancy, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRST REPUBLIC BANK Ticker: FRC Security ID: 33616C100 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James H. Herbert, II For For Management 1b Elect Director Katherine August-deWilde For For Management 1c Elect Director Hafize Gaye Erkan For For Management 1d Elect Director Frank J. Fahrenkopf, Jr. For For Management 1e Elect Director Boris Groysberg For For Management 1f Elect Director Sandra R. Hernandez For For Management 1g Elect Director Pamela J. Joyner For For Management 1h Elect Director Reynold Levy For For Management 1i Elect Director Duncan L. Niederauer For For Management 1j Elect Director George G.C. Parker For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HUNTINGTON BANCSHARES INCORPORATED Ticker: HBAN Security ID: 446150104 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lizabeth Ardisana For For Management 1.2 Elect Director Alanna Y. Cotton For For Management 1.3 Elect Director Ann B. "Tanny" Crane For For Management 1.4 Elect Director Robert S. Cubbin For For Management 1.5 Elect Director Steven G. Elliott For For Management 1.6 Elect Director Gina D. France For For Management 1.7 Elect Director J. Michael Hochschwender For For Management 1.8 Elect Director John C. "Chris" Inglis For For Management 1.9 Elect Director Katherine M. A. "Allie" For For Management Kline 1.10 Elect Director Richard W. Neu For For Management 1.11 Elect Director Kenneth J. Phelan For For Management 1.12 Elect Director David L. Porteous For For Management 1.13 Elect Director Stephen D. Steinour For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Ticker: JPM Security ID: 46625H100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda B. Bammann For For Management 1b Elect Director Stephen B. Burke For For Management 1c Elect Director Todd A. Combs For For Management 1d Elect Director James S. Crown For For Management 1e Elect Director James Dimon For For Management 1f Elect Director Timothy P. Flynn For For Management 1g Elect Director Mellody Hobson For For Management 1h Elect Director Michael A. Neal For For Management 1i Elect Director Lee R. Raymond For For Management 1j Elect Director Virginia M. Rometty For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Require Independent Board Chair Against For Shareholder 5 Report on Reputational Risk Related to Against Against Shareholder Canadian Oil Sands, Oil Sands Pipeline Companies and Arctic Oil and Gas Exploration and Production. 6 Report on Climate Change Against For Shareholder 7 Amend Shareholder Written Consent Against Against Shareholder Provisions 8 Report on Charitable Contributions Against Against Shareholder 9 Report on Gender/Racial Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- - 359 - KEYCORP Ticker: KEY Security ID: 493267108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce D. Broussard For For Management 1.2 Elect Director Gary M. Crosby For For Management 1.3 Elect Director Alexander M. Cutler For For Management 1.4 Elect Director H. James Dallas For For Management 1.5 Elect Director Elizabeth R. Gile For For Management 1.6 Elect Director Ruth Ann M. Gillis For For Management 1.7 Elect Director Christopher M. Gorman For For Management 1.8 Elect Director Carlton L. Highsmith For For Management 1.9 Elect Director Richard J. Hipple For For Management 1.10 Elect Director Kristen L. Manos For For Management 1.11 Elect Director Barbara R. Snyder For For Management 1.12 Elect Director David K. Wilson For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- M&T BANK CORPORATION Ticker: MTB Security ID: 55261F104 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director C. Angela Bontempo For For Management 1.2 Elect Director Robert T. Brady For For Management 1.3 Elect Director T. Jefferson For For Management Cunningham, III 1.4 Elect Director Gary N. Geisel For For Management 1.5 Elect Director Richard S. Gold For For Management 1.6 Elect Director Richard A. Grossi For For Management 1.7 Elect Director John D. Hawke, Jr. For For Management 1.8 Elect Director Rene F. Jones For For Management 1.9 Elect Director Richard H. Ledgett, Jr. For For Management 1.10 Elect Director Newton P.S. Merrill For For Management 1.11 Elect Director Kevin J. Pearson For For Management 1.12 Elect Director Melinda R. Rich For For Management 1.13 Elect Director Robert E. Sadler, Jr. For For Management 1.14 Elect Director Denis J. Salamone For Withhold Management 1.15 Elect Director John R. Scannell For For Management 1.16 Elect Director David S. Scharfstein For For Management 1.17 Elect Director Herbert L. Washington For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- NEW YORK COMMUNITY BANCORP, INC. Ticker: NYCB Security ID: 649445103 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dominick Ciampa For For Management 1b Elect Director Leslie D. Dunn For For Management 1c Elect Director Lawrence Rosano, Jr. For For Management 1d Elect Director Robert Wann For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement 5 Approve Omnibus Stock Plan For For Management 6 Declassify the Board of Directors Against For Shareholder 7 Establish Term Limits for Directors Against Against Shareholder -------------------------------------------------------------------------------- PACWEST BANCORP Ticker: PACW Security ID: 695263103 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Tanya M. Acker For For Management 1B Elect Director Paul R. Burke For For Management 1C Elect Director Craig A. Carlson For For Management 1D Elect Director John M. Eggemeyer, III For For Management 1E Elect Director C. William Hosler For For Management 1F Elect Director Susan E. Lester For For Management 1G Elect Director Arnold W. Messer For For Management 1H Elect Director Roger H. Molvar For For Management 1I Elect Director James J. Pieczynski For For Management 1J Elect Director Daniel B. Platt For For Management 1K Elect Director Robert A. Stine For For Management 1L Elect Director Matthew P. Wagner For For Management 1M Elect Director Mark T. Yung For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PEOPLE'S UNITED FINANCIAL, INC. Ticker: PBCT Security ID: 712704105 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John P. Barnes For For Management 1b Elect Director Collin P. Baron For For Management 1c Elect Director George P. Carter For For Management 1d Elect Director Jane Chwick For For Management 1e Elect Director William F. Cruger, Jr. For For Management 1f Elect Director John K. Dwight For For Management 1g Elect Director Jerry Franklin For For Management 1h Elect Director Janet M. Hansen For For Management 1i Elect Director Nancy McAllister For For Management 1j Elect Director Mark W. Richards For For Management 1k Elect Director Kirk W. Walters For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- - 360 - REGIONS FINANCIAL CORPORATION Ticker: RF Security ID: 7591EP100 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carolyn H. Byrd For For Management 1b Elect Director Don DeFosset For For Management 1c Elect Director Samuel A. Di Piazza, Jr. For For Management 1d Elect Director Zhanna Golodryga For For Management 1e Elect Director John D. Johns For For Management 1f Elect Director Ruth Ann Marshall For For Management 1g Elect Director Charles D. McCrary For For Management 1h Elect Director James T. Prokopanko For For Management 1i Elect Director Lee J. Styslinger, III For For Management 1j Elect Director Jose S. Suquet For For Management 1k Elect Director John M. Turner, Jr. For For Management 1l Elect Director Timothy Vines For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SIGNATURE BANK Ticker: SBNY Security ID: 82669G104 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph J. DePaolo For For Management 1.2 Elect Director Barney Frank For For Management 1.3 Elect Director Scott A. Shay For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- STERLING BANCORP Ticker: STL Security ID: 85917A100 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John P. Cahill For For Management 1.2 Elect Director Navy E. Djonovic For For Management 1.3 Elect Director Fernando Ferrer For For Management 1.4 Elect Director Robert Giambrone For For Management 1.5 Elect Director Mona Aboelnaga Kanaan For For Management 1.6 Elect Director Jack Kopnisky For For Management 1.7 Elect Director James J. Landy For For Management 1.8 Elect Director Maureen Mitchell For For Management 1.9 Elect Director Patricia M. Nazemetz For For Management 1.10 Elect Director Richard O'Toole For For Management 1.11 Elect Director Ralph F. Palleschi For For Management 1.12 Elect Director Burt Steinberg For For Management 1.13 Elect Director William E. Whiston For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- SVB FINANCIAL GROUP Ticker: SIVB Security ID: 78486Q101 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Greg W. Becker For For Management 1.2 Elect Director Eric A. Benhamou For For Management 1.3 Elect Director John S. Clendening For For Management 1.4 Elect Director Roger F. Dunbar For For Management 1.5 Elect Director Joel P. Friedman For For Management 1.6 Elect Director Jeffrey N. Maggioncalda For For Management 1.7 Elect Director Kay Matthews For For Management 1.8 Elect Director Mary J. Miller For For Management 1.9 Elect Director Kate D. Mitchell For For Management 1.10 Elect Director John F. Robinson For For Management 1.11 Elect Director Garen K. Staglin For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SYNOVUS FINANCIAL CORP. Ticker: SNV Security ID: 87161C501 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Tim E. Bentsen For For Management 1B Elect Director F. Dixon Brooke, Jr. For For Management 1C Elect Director Stephen T. Butler For For Management 1D Elect Director Elizabeth W. Camp For For Management 1E Elect Director Diana M. Murphy For For Management 1F Elect Director Harris Pastides For For Management 1G Elect Director Joseph J. Prochaska, Jr. For For Management 1H Elect Director John L. Stallworth For For Management 1I Elect Director Kessel D. Stelling For For Management 1J Elect Director Barry L. Storey For For Management 1K Elect Director Teresa White For For Management 2 Amend Articles of Incorporation to For For Management Eliminate 10-1 Voting Provisions 3 Eliminate Supermajority Vote For For Management Requirement 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management 6 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- - 361 - THE PNC FINANCIAL SERVICES GROUP, INC. Ticker: PNC Security ID: 693475105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph Alvarado For For Management 1.2 Elect Director Charles E. Bunch For For Management 1.3 Elect Director Debra A. Cafaro For For Management 1.4 Elect Director Marjorie Rodgers For For Management Cheshire 1.5 Elect Director William S. Demchak For For Management 1.6 Elect Director Andrew T. Feldstein For For Management 1.7 Elect Director Richard J. Harshman For For Management 1.8 Elect Director Daniel R. Hesse For For Management 1.9 Elect Director Linda R. Medler For For Management 1.10 Elect Director Martin Pfinsgraff For For Management 1.11 Elect Director Toni Townes-Whitley For For Management 1.12 Elect Director Michael J. Ward For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- TRUIST FINANCIAL CORPORATION Ticker: TFC Security ID: 89832Q109 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jennifer S. Banner For For Management 1.2 Elect Director K. David Boyer, Jr. For For Management 1.3 Elect Director Agnes Bundy Scanlan For For Management 1.4 Elect Director Anna R. Cablik For For Management 1.5 Elect Director Dallas S. Clement For For Management 1.6 Elect Director Paul D. Donahue For For Management 1.7 Elect Director Paul R. Garcia For For Management 1.8 Elect Director Patrick C. Graney, III For For Management 1.9 Elect Director Linnie M. Haynesworth For For Management 1.10 Elect Director Kelly S. King For For Management 1.11 Elect Director Easter A. Maynard For For Management 1.12 Elect Director Donna S. Morea For For Management 1.13 Elect Director Charles A. Patton For For Management 1.14 Elect Director Nido R. Qubein For For Management 1.15 Elect Director David M. Ratcliffe For For Management 1.16 Elect Director William H. Rogers, Jr. For For Management 1.17 Elect Director Frank P. Scruggs, Jr. For For Management 1.18 Elect Director Christine Sears For For Management 1.19 Elect Director Thomas E. Skains For For Management 1.20 Elect Director Bruce L. Tanner For For Management 1.21 Elect Director Thomas N. Thompson For For Management 1.22 Elect Director Steven C. Voorhees For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- U.S. BANCORP Ticker: USB Security ID: 902973304 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Warner L. Baxter For For Management 1b Elect Director Dorothy J. Bridges For For Management 1c Elect Director Elizabeth L. Buse For For Management 1d Elect Director Marc N. Casper For For Management 1e Elect Director Andrew Cecere For For Management 1f Elect Director Kimberly J. Harris For For Management 1g Elect Director Roland A. Hernandez For For Management 1h Elect Director Olivia F. Kirtley For For Management 1i Elect Director Karen S. Lynch For For Management 1j Elect Director Richard P. McKenney For For Management 1k Elect Director Yusuf I. Mehdi For For Management 1l Elect Director John P. Wiehoff For For Management 1m Elect Director Scott W. Wine For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UMPQUA HOLDINGS CORPORATION Ticker: UMPQ Security ID: 904214103 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peggy Y. Fowler For For Management 1.2 Elect Director Stephen M. Gambee For For Management 1.3 Elect Director James S. Greene For For Management 1.4 Elect Director Luis F. Machuca For For Management 1.5 Elect Director Maria M. Pope For For Management 1.6 Elect Director Cort L. O'Haver For For Management 1.7 Elect Director John F. Schultz For For Management 1.8 Elect Director Susan F. Stevens For For Management 1.9 Elect Director Hilliard C. Terry, III For For Management 1.10 Elect Director Bryan L. Timm For For Management 1.11 Elect Director Anddria Varnado For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 362 - WELLS FARGO & COMPANY Ticker: WFC Security ID: 949746101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven D. Black For For Management 1b Elect Director Celeste A. Clark For For Management 1c Elect Director Theodore F. Craver, Jr. For For Management 1d Elect Director Wayne M. Hewett For For Management 1e Elect Director Donald M. James For For Management 1f Elect Director Maria R. Morris For For Management 1g Elect Director Charles H. Noski For For Management 1h Elect Director Richard B. Payne, Jr. For For Management 1i Elect Director Juan A. Pujadas For For Management 1j Elect Director Ronald L. Sargent For For Management 1k Elect Director Charles W. Scharf For For Management 1l Elect Director Suzanne M. Vautrinot For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors 5 Report on Incentive-Based Compensation Against For Shareholder and Risks of Material Losses 6 Report on Global Median Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- WESTERN ALLIANCE BANCORPORATION Ticker: WAL Security ID: 957638109 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bruce Beach For For Management 1b Elect Director Juan Figuereo For For Management 1c Elect Director Howard Gould For For Management 1d Elect Director Steven Hilton For For Management 1e Elect Director Marianne Boyd Johnson For For Management 1f Elect Director Robert Latta For For Management 1g Elect Director Todd Marshall For For Management 1h Elect Director Adriane McFetridge For For Management 1i Elect Director Michael Patriarca For For Management 1j Elect Director Robert Sarver For For Management 1k Elect Director Bryan Segedi For For Management 1l Elect Director Donald Snyder For For Management 1m Elect Director Sung Won Sohn For For Management 1n Elect Director Kenneth A. Vecchione For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- ZIONS BANCORPORATION, N.A. Ticker: ZION Security ID: 989701107 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jerry C. Atkin For For Management 1b Elect Director Gary L. Crittenden For For Management 1c Elect Director Suren K. Gupta For For Management 1d Elect Director J. David Heaney For For Management 1e Elect Director Vivian S. Lee For For Management 1f Elect Director Scott J. McLean For For Management 1g Elect Director Edward F. Murphy For For Management 1h Elect Director Stephen D. Quinn For For Management 1i Elect Director Harris H. Simmons For For Management 1j Elect Director Aaron B. Skonnard For For Management 1k Elect Director Barbara A. Yastine For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation - 363 - ==================== First Trust Nasdaq Food & Beverage ETF ==================== ARCHER-DANIELS-MIDLAND COMPANY Ticker: ADM Security ID: 039483102 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael S. Burke For For Management 1b Elect Director Terrell K. Crews For For Management 1c Elect Director Pierre Dufour For For Management 1d Elect Director Donald E. Felsinger For For Management 1e Elect Director Suzan F. Harrison For For Management 1f Elect Director Juan R. Luciano For For Management 1g Elect Director Patrick J. Moore For For Management 1h Elect Director Francisco J. Sanchez For For Management 1i Elect Director Debra A. Sandler For For Management 1j Elect Director Lei Z. Schlitz For For Management 1k Elect Director Kelvin R. Westbrook For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- BUNGE LIMITED Ticker: BG Security ID: G16962105 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sheila Bair For For Management 1b Elect Director Vinita Bali For For Management 1c Elect Director Carol M. Browner For For Management 1d Elect Director Andrew Ferrier For For Management 1e Elect Director Paul Fribourg For For Management 1f Elect Director J. Erik Fyrwald For For Management 1g Elect Director Gregory A. Heckman For For Management 1h Elect Director Bernardo Hees For For Management 1i Elect Director Kathleen Hyle For For Management 1j Elect Director Henry W. (Jay) Winship For For Management 1k Elect Director Mark N. Zenuk For For Management 2 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CAMPBELL SOUP COMPANY Ticker: CPB Security ID: 134429109 Meeting Date: NOV 20, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Fabiola R. Arredondo For For Management 1.2 Elect Director Howard M. Averill For For Management 1.3 Elect Director John P. (JP) Bilbrey For For Management 1.4 Elect Director Mark A. Clouse For For Management 1.5 Elect Director Bennett Dorrance For For Management 1.6 Elect Director Maria Teresa (Tessa) For For Management Hilado 1.7 Elect Director Sarah Hofstetter For For Management 1.8 Elect Director Marc B. Lautenbach For For Management 1.9 Elect Director Mary Alice Dorrance For For Management Malone 1.10 Elect Director Keith R. McLoughlin For For Management 1.11 Elect Director Kurt T. Schmidt For For Management 1.12 Elect Director Archbold D. van Beuren For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CONAGRA BRANDS, INC. Ticker: CAG Security ID: 205887102 Meeting Date: SEP 19, 2019 Meeting Type: Annual Record Date: JUL 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anil Arora For For Management 1b Elect Director Thomas "Tony" K. Brown For For Management 1c Elect Director Stephen G. Butler For For Management 1d Elect Director Sean M. Connolly For For Management 1e Elect Director Joie A. Gregor For For Management 1f Elect Director Rajive Johri For For Management 1g Elect Director Richard H. Lenny For For Management 1h Elect Director Melissa Lora For For Management 1i Elect Director Ruth Ann Marshall For For Management 1j Elect Director Craig P. Omtvedt For For Management 1k Elect Director Scott Ostfeld For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CONSTELLATION BRANDS, INC. Ticker: STZ Security ID: 21036P108 Meeting Date: JUL 16, 2019 Meeting Type: Annual Record Date: MAY 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jennifer M. Daniels For For Management 1.2 Elect Director Jerry Fowden For For Management 1.3 Elect Director Ernesto M. Hernandez For For Management 1.4 Elect Director Susan Somersille Johnson For For Management 1.5 Elect Director James A. Locke, III For Withhold Management 1.6 Elect Director Daniel J. McCarthy For Withhold Management 1.7 Elect Director William A. Newlands For For Management 1.8 Elect Director Richard Sands For For Management 1.9 Elect Director Robert Sands For For Management 1.10 Elect Director Judy A. Schmeling For Withhold Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 364 - GENERAL MILLS, INC. Ticker: GIS Security ID: 370334104 Meeting Date: SEP 24, 2019 Meeting Type: Annual Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director R. Kerry Clark For For Management 1b Elect Director David M. Cordani For For Management 1c Elect Director Roger W. Ferguson, Jr. For For Management 1d Elect Director Jeffrey L. Harmening For For Management 1e Elect Director Maria G. Henry For For Management 1f Elect Director Elizabeth C. Lempres For For Management 1g Elect Director Diane L. Neal For For Management 1h Elect Director Steve Odland For For Management 1i Elect Director Maria A. Sastre For For Management 1j Elect Director Eric D. Sprunk For For Management 1k Elect Director Jorge A. Uribe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- HERBALIFE NUTRITION LTD. Ticker: HLF Security ID: G4412G101 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John Agwunobi For For Management 1.2 Elect Director James L. Nelson For For Management 1.3 Elect Director Richard H. Carmona For For Management 1.4 Elect Director Jonathan Christodoro For For Management 1.5 Elect Director Hunter C. Gary For For Management 1.6 Elect Director Nicholas Graziano For For Management 1.7 Elect Director Alan LeFevre For For Management 1.8 Elect Director Jesse A. Lynn For For Management 1.9 Elect Director Juan Miguel Mendoza For For Management 1.10 Elect Director Michael Montelongo For For Management 1.11 Elect Director Maria Otero For For Management 1.12 Elect Director Margarita For For Management Palau-Hernandez 1.13 Elect Director John Tartol For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Articles of Association to For For Management Eliminate the Casting Vote 4 Amend Articles of Association For For Management 5 Ratify PricewaterhouseCoopers as For For Management Auditors -------------------------------------------------------------------------------- HORMEL FOODS CORPORATION Ticker: HRL Security ID: 440452100 Meeting Date: JAN 28, 2020 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Prama Bhatt For For Management 1b Elect Director Gary C. Bhojwani For For Management 1c Elect Director Terrell K. Crews For For Management 1d Elect Director Stephen M. Lacy For For Management 1e Elect Director Elsa A. Murano For For Management 1f Elect Director Susan K. Nestegard For For Management 1g Elect Director William A. Newlands For For Management 1h Elect Director Dakota A. Pippins For For Management 1i Elect Director Christopher J. For For Management Policinski 1j Elect Director Jose Luis Prado For For Management 1k Elect Director Sally J. Smith For For Management 1l Elect Director James P. Snee For For Management 1m Elect Director Steven A. White For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INGREDION INCORPORATED Ticker: INGR Security ID: 457187102 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Luis Aranguren-Trellez For For Management 1b Elect Director David B. Fischer For For Management 1c Elect Director Paul Hanrahan For For Management 1d Elect Director Rhonda L. Jordan For For Management 1e Elect Director Gregory B. Kenny For For Management 1f Elect Director Barbara A. Klein For For Management 1g Elect Director Victoria J. Reich For For Management 1h Elect Director Stephan B. Tanda For For Management 1i Elect Director Jorge A. Uribe For For Management 1j Elect Director Dwayne A. Wilson For For Management 1k Elect Director James P. Zallie For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- KELLOGG COMPANY Ticker: K Security ID: 487836108 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephanie Burns For For Management 1b Elect Director Steve Cahillane For For Management 1c Elect Director Richard Dreiling For For Management 1d Elect Director La June Montgomery For For Management Tabron 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Declassify the Board of Directors For For Management 6 Adopt Simple Majority Vote Against For Shareholder -------------------------------------------------------------------------------- - 365 - LAMB WESTON HOLDINGS, INC. Ticker: LW Security ID: 513272104 Meeting Date: SEP 26, 2019 Meeting Type: Annual Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter J. Bensen For For Management 1b Elect Director Charles A. Blixt For For Management 1c Elect Director Andre J. Hawaux For For Management 1d Elect Director W.G. Jurgensen For For Management 1e Elect Director Thomas P. Maurer For For Management 1f Elect Director Hala G. Moddelmog For For Management 1g Elect Director Maria Renna Sharpe For For Management 1h Elect Director Thomas P. Werner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Report on Pesticide Use in the Against For Shareholder Company's Supply Chain -------------------------------------------------------------------------------- MEDIFAST, INC. Ticker: MED Security ID: 58470H101 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey J. Brown For For Management 1.2 Elect Director Kevin G. Byrnes For For Management 1.3 Elect Director Daniel R. Chard For For Management 1.4 Elect Director Constance J. Hallquist For For Management 1.5 Elect Director Michael A. Hoer For For Management 1.6 Elect Director Michael C. MacDonald For For Management 1.7 Elect Director Carl E. Sassano For For Management 1.8 Elect Director Scott Schlackman For For Management 1.9 Elect Director Andrea B. Thomas For For Management 1.10 Elect Director Ming Xian For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MOLSON COORS BEVERAGE COMPANY Ticker: TAP Security ID: 60871R209 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger G. Eaton For For Management 1.2 Elect Director Charles M. Herington For For Management 1.3 Elect Director H. Sanford Riley For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MONDELEZ INTERNATIONAL, INC. Ticker: MDLZ Security ID: 609207105 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lewis W.K. Booth For For Management 1.2 Elect Director Charles E. Bunch For For Management 1.3 Elect Director Debra A. Crew For For Management 1.4 Elect Director Lois D. Juliber For For Management 1.5 Elect Director Peter W. May For For Management 1.6 Elect Director Jorge S. Mesquita For For Management 1.7 Elect Director Fredric G. Reynolds For For Management 1.8 Elect Director Christiana S. Shi For For Management 1.9 Elect Director Patrick T. Siewert For For Management 1.10 Elect Director Michael A. Todman For For Management 1.11 Elect Director Jean-Francois M. L. van For For Management Boxmeer 1.12 Elect Director Dirk Van de Put For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Consider Pay Disparity Between Against Against Shareholder Executives and Other Employees -------------------------------------------------------------------------------- MONSTER BEVERAGE CORPORATION Ticker: MNST Security ID: 61174X109 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rodney C. Sacks For For Management 1.2 Elect Director Hilton H. Schlosberg For For Management 1.3 Elect Director Mark J. Hall For For Management 1.4 Elect Director Kathleen E. Ciaramello For For Management 1.5 Elect Director Gary P. Fayard For For Management 1.6 Elect Director Jeanne P. Jackson For For Management 1.7 Elect Director Steven G. Pizula For For Management 1.8 Elect Director Benjamin M. Polk For For Management 1.9 Elect Director Sydney Selati For For Management 1.10 Elect Director Mark S. Vidergauz For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- - 366 - PEPSICO, INC. Ticker: PEP Security ID: 713448108 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Shona L. Brown For For Management 1b Elect Director Cesar Conde For For Management 1c Elect Director Ian Cook For For Management 1d Elect Director Dina Dublon For For Management 1e Elect Director Richard W. Fisher For For Management 1f Elect Director Michelle Gass For For Management 1g Elect Director Ramon L. Laguarta For For Management 1h Elect Director David C. Page For For Management 1i Elect Director Robert C. Pohlad For For Management 1j Elect Director Daniel Vasella For For Management 1k Elect Director Darren Walker For For Management 1l Elect Director Alberto Weisser For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 5 Report on Sugar and Public Health Against Against Shareholder -------------------------------------------------------------------------------- POST HOLDINGS, INC. Ticker: POST Security ID: 737446104 Meeting Date: JAN 30, 2020 Meeting Type: Annual Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert E. Grote For For Management 1.2 Elect Director David W. Kemper For For Management 1.3 Elect Director Robert V. Vitale For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SANDERSON FARMS, INC. Ticker: SAFM Security ID: 800013104 Meeting Date: FEB 13, 2020 Meeting Type: Annual Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Barksdale For For Management 1.2 Elect Director Lampkin Butts For For Management 1.3 Elect Director Beverly W. Hogan For For Management 1.4 Elect Director Phil K. Livingston For For Management 1.5 Elect Director Joe F. Sanderson, Jr. For For Management 1.1 Elect Director Sonia Perez For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Ratify Ernst & Young LLP as Auditors For For Management 6 Report on Water Resource Risks Against Against Shareholder 7 Report on Human Rights Due Diligence Against For Shareholder -------------------------------------------------------------------------------- THE COCA-COLA COMPANY Ticker: KO Security ID: 191216100 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Herbert A. Allen For For Management 1.2 Elect Director Marc Bolland For For Management 1.3 Elect Director Ana Botin For For Management 1.4 Elect Director Christopher C. Davis For For Management 1.5 Elect Director Barry Diller For For Management 1.6 Elect Director Helene D. Gayle For For Management 1.7 Elect Director Alexis M. Herman For For Management 1.8 Elect Director Robert A. Kotick For For Management 1.9 Elect Director Maria Elena Lagomasino For For Management 1.10 Elect Director James Quincey For For Management 1.11 Elect Director Caroline J. Tsay For For Management 1.12 Elect Director David B. Weinberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Report on the Health Impacts and Risks Against Against Shareholder of Sugar in the Company's Products -------------------------------------------------------------------------------- THE HAIN CELESTIAL GROUP, INC. Ticker: HAIN Security ID: 405217100 Meeting Date: NOV 19, 2019 Meeting Type: Annual Record Date: OCT 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard A. Beck For For Management 1b Elect Director Celeste A. Clark For For Management 1c Elect Director Dean Hollis For For Management 1d Elect Director Shervin J. Korangy For For Management 1e Elect Director Roger Meltzer For For Management 1f Elect Director Mark L. Schiller For For Management 1g Elect Director Michael B. Sims For For Management 1h Elect Director Glenn W. Welling For For Management 1i Elect Director Dawn M. Zier For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- - 367 - THE HERSHEY COMPANY Ticker: HSY Security ID: 427866108 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pamela M. Arway For For Management 1.2 Elect Director James W. Brown For For Management 1.3 Elect Director Michele G. Buck For For Management 1.4 Elect Director Victor L. Crawford For For Management 1.5 Elect Director Charles A. Davis For For Management 1.6 Elect Director Mary Kay Haben For For Management 1.7 Elect Director James C. Katzman For For Management 1.8 Elect Director M. Diane Koken For For Management 1.9 Elect Director Robert M. Malcolm For For Management 1.10 Elect Director Anthony J. Palmer For For Management 1.11 Elect Director Juan R. Perez For For Management 1.12 Elect Director Wendy L. Schoppert For For Management 1.13 Elect Director David L. Shedlarz For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE J. M. SMUCKER COMPANY Ticker: SJM Security ID: 832696405 Meeting Date: AUG 14, 2019 Meeting Type: Annual Record Date: JUN 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Kathryn W. Dindo For For Management 1b Elect Director Paul J. Dolan For For Management 1c Elect Director Jay L. Henderson For For Management 1d Elect Director Gary A. Oatey For For Management 1e Elect Director Kirk L. Perry For For Management 1f Elect Director Sandra Pianalto For For Management 1g Elect Director Nancy Lopez Russell For For Management 1h Elect Director Alex Shumate For For Management 1i Elect Director Mark T. Smucker For For Management 1j Elect Director Richard K. Smucker For For Management 1k Elect Director Timothy P. Smucker For For Management 1l Elect Director Dawn C. Willoughby For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE KRAFT HEINZ COMPANY Ticker: KHC Security ID: 500754106 Meeting Date: SEP 12, 2019 Meeting Type: Annual Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory E. Abel For For Management 1b Elect Director Alexandre Behring For For Management 1c Elect Director Joao M. Castro-Neves For For Management 1d Elect Director Tracy Britt Cool For For Management 1e Elect Director John T. Cahill For For Management 1f Elect Director Feroz Dewan For For Management 1g Elect Director Jeanne P. Jackson For For Management 1h Elect Director Jorge Paulo Lemann For For Management 1i Elect Director John C. Pope For For Management 1j Elect Director Alexandre Van Damme For For Management 1k Elect Director George Zoghbi For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Report on Protein Diversification Against Against Shareholder 5 Report on Efforts to Reduce Pesticide Against For Shareholder Use in the Company's Supply Chain -------------------------------------------------------------------------------- THE KRAFT HEINZ COMPANY Ticker: KHC Security ID: 500754106 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory E. Abel For For Management 1b Elect Director Alexandre Behring For For Management 1c Elect Director John T. Cahill For For Management 1d Elect Director Joao M. Castro-Neves For For Management 1e Elect Director Timothy Kenesey For For Management 1f Elect Director Jorge Paulo Lemann For For Management 1g Elect Director Susan Mulder For For Management 1h Elect Director John C. Pope For For Management 1i Elect Director Elio Leoni Sceti For For Management 1j Elect Director Alexandre Van Damme For For Management 1k Elect Director George Zoghbi For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Reduce Supermajority Vote Requirement Against Against Shareholder -------------------------------------------------------------------------------- TREEHOUSE FOODS, INC. Ticker: THS Security ID: 89469A104 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark R. Hunter For For Management 1.2 Elect Director Ann M. Sardini For For Management 1.3 Elect Director Jean E. Spence For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- TYSON FOODS, INC. Ticker: TSN Security ID: 902494103 Meeting Date: FEB 06, 2020 Meeting Type: Annual Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John Tyson For For Management 1b Elect Director Gaurdie E. Banister, Jr. For For Management 1c Elect Director Dean Banks For For Management 1d Elect Director Mike Beebe For For Management 1e Elect Director Mikel A. Durham For For Management 1f Elect Director Jonathan D. Mariner For For Management 1g Elect Director Kevin M. McNamara For For Management 1h Elect Director Cheryl S. Miller For For Management 1i Elect Director Jeffrey K. Schomburger For For Management 1j Elect Director Robert Thurber For For Management 1k Elect Director Barbara A. Tyson For Against Management 1l Elect Director Noel White For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Deforestation Impacts in Against For Shareholder Company's Supply Chain 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Report on Human Rights Risk Assessment Against For Shareholder Process 7 Adopt Share Retention Policy For Against For Shareholder Senior Executives -------------------------------------------------------------------------------- US FOODS HOLDING CORP. Ticker: USFD Security ID: 912008109 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Court D. Carruthers For For Management 1b Elect Director David M. Tehle For For Management 1c Elect Director Ann E. Ziegler For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management - 368 - ======================= First Trust Nasdaq Oil & Gas ETF ======================= ANADARKO PETROLEUM CORPORATION Ticker: APC Security ID: 032511107 Meeting Date: AUG 08, 2019 Meeting Type: Special Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management -------------------------------------------------------------------------------- ANTERO RESOURCES CORPORATION Ticker: AR Security ID: 03674X106 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul M. Rady For For Management 1.2 Elect Director Glen C. Warren, Jr. For For Management 1.3 Elect Director Thomas B. Tyree, Jr. For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- APACHE CORPORATION Ticker: APA Security ID: 037411105 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Annell R. Bay For For Management 2 Elect Director John J. Christmann, IV For For Management 3 Elect Director Juliet S. Ellis For For Management 4 Elect Director Chansoo Joung For For Management 5 Elect Director Rene R. Joyce For For Management 6 Elect Director John E. Lowe For For Management 7 Elect Director William C. Montgomery For For Management 8 Elect Director Amy H. Nelson For For Management 9 Elect Director Daniel W. Rabun For For Management 10 Elect Director Peter A. Ragauss For For Management 11 Ratify Ernst & Young LLP as Auditor For For Management 12 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BAKER HUGHES COMPANY Ticker: BKR Security ID: 05722G100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director W. Geoffrey Beattie For For Management 1.2 Elect Director Gregory D. Brenneman For For Management 1.3 Elect Director Cynthia B. Carroll For For Management 1.4 Elect Director Clarence P. Cazalot, Jr. For For Management 1.5 Elect Director Nelda J. Connors For For Management 1.6 Elect Director Gregory L. Ebel For For Management 1.7 Elect Director Lynn L. Elsenhans For For Management 1.8 Elect Director John G. Rice For Withhold Management 1.9 Elect Director Lorenzo Simonelli For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CABOT OIL & GAS CORPORATION Ticker: COG Security ID: 127097103 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dorothy M. Ables For For Management 1.2 Elect Director Rhys J. Best For For Management 1.3 Elect Director Robert S. Boswell For For Management 1.4 Elect Director Amanda M. Brock For For Management 1.5 Elect Director Peter B. Delaney For For Management 1.6 Elect Director Dan O. Dinges For For Management 1.7 Elect Director Robert Kelley For For Management 1.8 Elect Director W. Matt Ralls For For Management 1.9 Elect Director Marcus A. Watts For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CALLON PETROLEUM COMPANY Ticker: CPE Security ID: 13123X102 Meeting Date: DEC 20, 2019 Meeting Type: Special Record Date: OCT 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Issue Shares in Connection with Merger For For Management 3 Increase Authorized Common Stock For For Management 4 Advisory Vote on Golden Parachutes None None Management *Withdrawn resolution* 5 Adjourn Meeting For For Management -------------------------------------------------------------------------------- - 369 - CALLON PETROLEUM COMPANY Ticker: CPE Security ID: 13123X102 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matthew R. Bob For For Management 1.2 Elect Director Anthony J. Nocchiero For For Management 1.3 Elect Director James M. Trimble For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Grant Thornton LLP as Auditors For For Management 5 Approve Reverse Stock Split For For Management 6 Reduce Authorized Common Stock For For Management -------------------------------------------------------------------------------- CHENIERE ENERGY, INC. Ticker: LNG Security ID: 16411R208 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director G. Andrea Botta For For Management 1B Elect Director Jack A. Fusco For For Management 1C Elect Director Vicky A. Bailey For For Management 1D Elect Director Nuno Brandolini For For Management 1E Elect Director Michele A. Evans For For Management 1F Elect Director David I. Foley For For Management 1G Elect Director David B. Kilpatrick For For Management 1H Elect Director Andrew Langham For For Management 1I Elect Director Courtney R. Mather For For Management 1J Elect Director Donald F. Robillard, Jr. For For Management 1K Elect Director Neal A. Shear For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management 5 Report on Plans to Address Stranded Against For Shareholder Carbon Asset Risks -------------------------------------------------------------------------------- CHESAPEAKE ENERGY CORPORATION Ticker: CHK Security ID: 165167107 Meeting Date: APR 13, 2020 Meeting Type: Special Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reverse Stock Split For For Management 2 Reduce Authorized Common Stock For For Management -------------------------------------------------------------------------------- CHEVRON CORPORATION Ticker: CVX Security ID: 166764100 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wanda M. Austin For For Management 1b Elect Director John B. Frank For For Management 1c Elect Director Alice P. Gast For For Management 1d Elect Director Enrique Hernandez, Jr. For For Management 1e Elect Director Charles W. Moorman, IV For For Management 1f Elect Director Dambisa F. Moyo For For Management 1g Elect Director Debra Reed-Klages For For Management 1h Elect Director Ronald D. Sugar For For Management 1i Elect Director D. James Umpleby, III For For Management 1j Elect Director Michael K. Wirth For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Establish Board Committee on Climate Against Against Shareholder Risk 6 Report on Climate Lobbying Aligned Against For Shareholder with Paris Agreement Goals 7 Report on Petrochemical Risk Against For Shareholder 8 Report on Human Rights Practices Against Against Shareholder 9 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 10 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- CIMAREX ENERGY CO. Ticker: XEC Security ID: 171798101 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kathleen A. Hogenson For For Management 1.2 Elect Director Paul N. Eckley For For Management 1.3 Elect Director Thomas E. Jorden For For Management 1.4 Elect Director Floyd R. Price For For Management 1.5 Elect Director Frances M. Vallejo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CONCHO RESOURCES INC. Ticker: CXO Security ID: 20605P101 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy A. Leach For For Management 1.2 Elect Director William H. Easter, III For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 370 - CONOCOPHILLIPS Ticker: COP Security ID: 20825C104 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles E. Bunch For For Management 1b Elect Director Caroline Maury Devine For For Management 1c Elect Director John V. Faraci For For Management 1d Elect Director Jody Freeman For For Management 1e Elect Director Gay Huey Evans For For Management 1f Elect Director Jeffrey A. Joerres For For Management 1g Elect Director Ryan M. Lance For For Management 1h Elect Director William H. McRaven For For Management 1i Elect Director Sharmila Mulligan For For Management 1j Elect Director Arjun N. Murti For For Management 1k Elect Director Robert A. Niblock For For Management 1l Elect Director David T. Seaton For For Management 1m Elect Director R. A. Walker For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CONTINENTAL RESOURCES, INC. Ticker: CLR Security ID: 212015101 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William B. Berry For For Management 1.2 Elect Director Shelly Lambertz For Withhold Management 1.3 Elect Director Timothy G. Taylor For For Management 2 Declassify the Board of Directors For For Management 3 Ratify Grant Thornton LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DELEK US HOLDINGS, INC. Ticker: DK Security ID: 24665A103 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ezra Uzi Yemin For For Management 1.2 Elect Director William J. Finnerty For For Management 1.3 Elect Director Richard J. Marcogliese For For Management 1.4 Elect Director Gary M. Sullivan, Jr. For For Management 1.5 Elect Director Vicky Sutil For For Management 1.6 Elect Director David Wiessman For For Management 1.7 Elect Director Shlomo Zohar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- DEVON ENERGY CORPORATION Ticker: DVN Security ID: 25179M103 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barbara M. Baumann For For Management 1.2 Elect Director John E. Bethancourt For For Management 1.3 Elect Director Ann G. Fox For For Management 1.4 Elect Director David A. Hager For For Management 1.5 Elect Director Robert H. Henry For For Management 1.6 Elect Director Michael M. Kanovsky For For Management 1.7 Elect Director John Krenicki, Jr. For For Management 1.8 Elect Director Robert A. Mosbacher, Jr. For For Management 1.9 Elect Director Duane C. Radtke For For Management 1.10 Elect Director Keith O. Rattie For For Management 1.11 Elect Director Mary P. Ricciardello For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- DIAMONDBACK ENERGY, INC. Ticker: FANG Security ID: 25278X109 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven E. West For For Management 1.2 Elect Director Travis D. Stice For For Management 1.3 Elect Director Vincent K. Brooks For For Management 1.4 Elect Director Michael P. Cross For For Management 1.5 Elect Director David L. Houston For For Management 1.6 Elect Director Stephanie K. Mains For For Management 1.7 Elect Director Mark L. Plaumann For For Management 1.8 Elect Director Melanie M. Trent For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- - 371 - EOG RESOURCES, INC. Ticker: EOG Security ID: 26875P101 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Janet F. Clark For For Management 1b Elect Director Charles R. Crisp For For Management 1c Elect Director Robert P. Daniels For For Management 1d Elect Director James C. Day For For Management 1e Elect Director C. Christopher Gaut For For Management 1f Elect Director Julie J. Robertson For For Management 1g Elect Director Donald F. Textor For For Management 1h Elect Director William R. Thomas For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EQT CORPORATION Ticker: EQT Security ID: 26884L109 Meeting Date: JUL 10, 2019 Meeting Type: Proxy Contest Record Date: MAY 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (Gold Universal Proxy None Card) 1A Elect Director Philip G. Behrman For Did Not Vote Management 1B Elect Director Janet L. Carrig For Did Not Vote Management 1C Elect Director Christina A. Cassotis For Did Not Vote Management 1D Elect Director William M. Lambert For Did Not Vote Management 1E Elect Director Gerald F. MacCleary For Did Not Vote Management 1F Elect Director James T. McManus, II For Did Not Vote Management 1G Elect Director Valerie A. Mitchell For Did Not Vote Management 1H Elect Director Robert J. McNally For Did Not Vote Management 1I Elect Director Anita M. Powers For Did Not Vote Management 1J Elect Director Daniel J. Rice, IV For Did Not Vote Management 1K Elect Director Stephen A. Thorington For Did Not Vote Management 1L Elect Director Christine J. Toretti For Did Not Vote Management 1M Rice Group Nominee Lydia I. Beebe Against Did Not Vote Shareholder 1N Rice Group Nominee Lee M. Canaan Against Did Not Vote Shareholder 1O Rice Group Nominee Kathryn J. Jackson Against Did Not Vote Shareholder 1P Rice Group Nominee John F. McCartney Against Did Not Vote Shareholder 1Q Rice Group Nominee Toby Z. Rice Against Did Not Vote Shareholder 1R Rice Group Nominee Hallie A. Against Did Not Vote Shareholder Vanderhider 2 Advisory Vote to Ratify Named For Did Not Vote Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For Did Not Vote Management 4 Ratify Ernst & Young LLP as Auditors For Did Not Vote Management # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (White Universal Proxy None Card) 1A Elect Director Lydia I. Beebe For For Shareholder 1B Elect Director Lee M. Canaan For For Shareholder 1C Elect Director Kathryn J. Jackson For For Shareholder 1D Elect Director John F. McCartney For For Shareholder 1E Elect Director Daniel J. Rice, IV For For Shareholder 1F Elect Director Toby Z. Rice For For Shareholder 1G Elect Director Hallie A. Vanderhider For For Shareholder 1H Management Nominee Philip G. Behrman For For Shareholder 1I Management Nominee Janet L. Carrig For For Shareholder 1J Management Nominee James T. McManus, II For For Shareholder 1K Management Nominee Anita M. Powers For For Shareholder 1L Management Nominee Stephen A. For For Shareholder Thorington 1M Management Nominee Christina A. Against Withhold Shareholder Cassotis 1N Management Nominee William M. Lambert Against Withhold Shareholder 1O Management Nominee Gerald F. MacCleary Against Withhold Shareholder 1P Management Nominee Valerie A. Mitchell Against Withhold Shareholder 1Q Management Nominee Robert J. McNally Against Withhold Shareholder 1R Management Nominee Christine J. Toretti Against Withhold Shareholder 2 Advisory Vote to Ratify Named Against For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors None For Management -------------------------------------------------------------------------------- EQT CORPORATION Ticker: EQT Security ID: 26884L109 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lydia I. Beebe For For Management 1.2 Elect Director Philip G. Behrman For For Management 1.3 Elect Director Lee M. Canaan For For Management 1.4 Elect Director Janet L. Carrig For For Management 1.5 Elect Director Kathryn J. Jackson For For Management 1.6 Elect Director John F. McCartney For For Management 1.7 Elect Director James T. McManus, II For For Management 1.8 Elect Director Anita M. Powers For For Management 1.9 Elect Director Daniel J. Rice, IV For For Management 1.10 Elect Director Toby Z. Rice For For Management 1.11 Elect Director Stephen A. Thorington For For Management 1.12 Elect Director Hallie A. Vanderhider For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Eliminate Supermajority Vote For For Management Requirement for Amending Governing Documents and Removing Directors 4 Provide Right to Call Special Meeting For For Management 5 Approve Omnibus Stock Plan For For Management 6 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- - 372 - EXXON MOBIL CORPORATION Ticker: XOM Security ID: 30231G102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Susan K. Avery For For Management 1.2 Elect Director Angela F. Braly For For Management 1.3 Elect Director Ursula M. Burns For For Management 1.4 Elect Director Kenneth C. Frazier For For Management 1.5 Elect Director Joseph L. Hooley For For Management 1.6 Elect Director Steven A. Kandarian For For Management 1.7 Elect Director Douglas R. Oberhelman For For Management 1.8 Elect Director Samuel J. Palmisano For For Management 1.9 Elect Director William C. Weldon For For Management 1.10 Elect Director Darren W. Woods For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chair Against Against Shareholder 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 6 Report on Costs & Benefits of Against Against Shareholder Climate-Related Expenditures 7 Report on Risks of Petrochemical Against Against Shareholder Operations in Flood Prone Areas 8 Report on Political Contributions Against For Shareholder 9 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- HALLIBURTON COMPANY Ticker: HAL Security ID: 406216101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Abdulaziz F. Al Khayyal For For Management 1b Elect Director William E. Albrecht For For Management 1c Elect Director M. Katherine Banks For For Management 1d Elect Director Alan M. Bennett For For Management 1e Elect Director Milton Carroll For For Management 1f Elect Director Nance K. Dicciani For For Management 1g Elect Director Murry S. Gerber For For Management 1h Elect Director Patricia Hemingway Hall For For Management 1i Elect Director Robert A. Malone For For Management 1j Elect Director Jeffrey A. Miller For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- HELMERICH & PAYNE, INC. Ticker: HP Security ID: 423452101 Meeting Date: MAR 03, 2020 Meeting Type: Annual Record Date: JAN 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Delaney M. Bellinger For For Management 1b Elect Director Kevin G. Cramton For For Management 1c Elect Director Randy A. Foutch For For Management 1d Elect Director Hans Helmerich For For Management 1e Elect Director John W. Lindsay For For Management 1f Elect Director Jose R. Mas For For Management 1g Elect Director Thomas A. Petrie For For Management 1h Elect Director Donald F. Robillard, Jr. For For Management 1i Elect Director Edward B. Rust, Jr. For For Management 1j Elect Director Mary M. VanDeWeghe For For Management 1k Elect Director John D. Zeglis For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- HESS CORPORATION Ticker: HES Security ID: 42809H107 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Terrence J. Checki For For Management 1b Elect Director Leonard S. Coleman, Jr. For For Management 1c Elect Director Joaquin Duato For For Management 1d Elect Director John B. Hess For For Management 1e Elect Director Edith E. Holiday For For Management 1f Elect Director Marc S. Lipschultz For For Management 1g Elect Director David McManus For For Management 1h Elect Director Kevin O. Meyers For For Management 1i Elect Director James H. Quigley For For Management 1j Elect Director William G. Schrader For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- HOLLYFRONTIER CORPORATION Ticker: HFC Security ID: 436106108 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anne-Marie N. Ainsworth For For Management 1b Elect Director Douglas Y. Bech For For Management 1c Elect Director Anna C. Catalano For For Management 1d Elect Director Leldon E. Echols For For Management 1e Elect Director Michael C. Jennings For For Management 1f Elect Director R. Craig Knocke For For Management 1g Elect Director Robert J. Kostelnik For For Management 1h Elect Director James H. Lee For For Management 1i Elect Director Franklin Myers For For Management 1j Elect Director Michael E. Rose For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- - 373 - KINDER MORGAN, INC. Ticker: KMI Security ID: 49456B101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard D. Kinder For For Management 1.2 Elect Director Steven J. Kean For For Management 1.3 Elect Director Kimberly A. Dang For For Management 1.4 Elect Director Ted A. Gardner For For Management 1.5 Elect Director Anthony W. Hall, Jr. For For Management 1.6 Elect Director Gary L. Hultquist For For Management 1.7 Elect Director Ronald L. Kuehn, Jr. For For Management 1.8 Elect Director Deborah A. Macdonald For For Management 1.9 Elect Director Michael C. Morgan For For Management 1.10 Elect Director Arthur C. Reichstetter For For Management 1.11 Elect Director Fayez Sarofim For For Management 1.12 Elect Director C. Park Shaper For For Management 1.13 Elect Director William A. Smith For For Management 1.14 Elect Director Joel V. Staff For For Management 1.15 Elect Director Robert F. Vagt For For Management 1.16 Elect Director Perry M. Waughtal For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MARATHON OIL CORPORATION Ticker: MRO Security ID: 565849106 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory H. Boyce For For Management 1b Elect Director Chadwick C. Deaton For For Management 1c Elect Director Marcela E. Donadio For For Management 1d Elect Director Jason B. Few For For Management 1e Elect Director Douglas L. Foshee For For Management 1f Elect Director M. Elise Hyland For For Management 1g Elect Director Lee M. Tillman For For Management 1h Elect Director J. Kent Wells For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MARATHON PETROLEUM CORPORATION Ticker: MPC Security ID: 56585A102 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2a Elect Director Steven A. Davis For For Management 2b Elect Director J. Michael Stice For For Management 2c Elect Director John P. Surma For For Management 2d Elect Director Susan Tomasky For For Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Adopt Simple Majority Vote For For Shareholder 6 Report on Integrating Community Against Against Shareholder Impacts Into Executive Compensation Program -------------------------------------------------------------------------------- MURPHY OIL CORPORATION Ticker: MUR Security ID: 626717102 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director T. Jay Collins For For Management 1b Elect Director Steven A. Cosse For For Management 1c Elect Director Claiborne P. Deming For For Management 1d Elect Director Lawrence R. Dickerson For For Management 1e Elect Director Roger W. Jenkins For For Management 1f Elect Director Elisabeth W. Keller For For Management 1g Elect Director James V. Kelley For For Management 1h Elect Director Walentin Mirosh For For Management 1i Elect Director R. Madison Murphy For For Management 1j Elect Director Jeffrey W. Nolan For For Management 1k Elect Director Robert N. Ryan, Jr. For For Management 1l Elect Director Neal E. Schmale For For Management 1m Elect Director Laura A. Sugg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- NABORS INDUSTRIES LTD. Ticker: NBR Security ID: G6359F103 Meeting Date: APR 20, 2020 Meeting Type: Special Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reverse Stock Split For For Management 2 Increase Authorized Common Stock For For Management 3 Amend Bye-Laws For For Management -------------------------------------------------------------------------------- - 374 - NABORS INDUSTRIES LTD. Ticker: NBR Security ID: G6359F103 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tanya S. Beder For For Management 1.2 Elect Director Anthony R. Chase For For Management 1.3 Elect Director James R. Crane For For Management 1.4 Elect Director John P. Kotts For For Management 1.5 Elect Director Michael C. Linn For For Management 1.6 Elect Director Anthony G. Petrello For For Management 1.7 Elect Director John Yearwood For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- NATIONAL OILWELL VARCO, INC. Ticker: NOV Security ID: 637071101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Clay C. Williams For For Management 1B Elect Director Greg L. Armstrong For For Management 1C Elect Director Marcela E. Donadio For For Management 1D Elect Director Ben A. Guill For For Management 1E Elect Director James T. Hackett For For Management 1F Elect Director David D. Harrison For For Management 1G Elect Director Eric L. Mattson For For Management 1H Elect Director Melody B. Meyer For For Management 1I Elect Director William R. Thomas For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- NOBLE ENERGY, INC. Ticker: NBL Security ID: 655044105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey L. Berenson For For Management 1b Elect Director James E. Craddock For Against Management 1c Elect Director Barbara J. Duganier For For Management 1d Elect Director Thomas J. Edelman For For Management 1e Elect Director Holli C. Ladhani For For Management 1f Elect Director David L. Stover For For Management 1g Elect Director Scott D. Urban For For Management 1h Elect Director William T. Van Kleef For For Management 1i Elect Director Martha B. Wyrsch For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- OASIS PETROLEUM INC. Ticker: OAS Security ID: 674215108 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John E. Hagale For For Management 1.2 Elect Director Paula D. Polito For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORPORATION Ticker: OXY Security ID: 674599105 Meeting Date: DEC 31, 2019 Meeting Type: Proxy Contest Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (White Proxy Card) None 1 Revoke Consent to Request to Fix a For Did Not Vote Shareholder Record Date # Proposal Diss Rec Vote Cast Sponsor Dissident Card None 1 Consent to Request to Fix a Record Date For Did Not Vote Shareholder -------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORPORATION Ticker: OXY Security ID: 674599105 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen I. Chazen For For Management 1b Elect Director Andrew Gould For For Management 1c Elect Director Nicholas Graziano For For Management 1d Elect Director Carlos M. Gutierrez For For Management 1e Elect Director Vicki Hollub For For Management 1f Elect Director William R. Klesse For For Management 1g Elect Director Andrew N. Langham For For Management 1h Elect Director Jack B. Moore For For Management 1i Elect Director Margarita For For Management Palau-Hernandez 1j Elect Director Avedick B. Poladian For For Management 1k Elect Director Robert M. Shearer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management 5 Approve Issuance of the Warrant Shares For For Management Upon Exercise of the Warrant 6 Increase Authorized Common Stock For For Management 7 Amend Charter to Enhance Shareholders' For For Management Ability to Act by Written Consent 8 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting and Approve Certain Additional Amendments 9 Approve Shareholder Rights Plan For For Management (Poison Pill) -------------------------------------------------------------------------------- - 375 - OGE ENERGY CORP. Ticker: OGE Security ID: 670837103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frank A. Bozich For For Management 1b Elect Director James H. Brandi For For Management 1c Elect Director Peter D. Clarke For For Management 1d Elect Director Luke R. Corbett For For Management 1e Elect Director David L. Hauser For For Management 1f Elect Director Judy R. McReynolds For For Management 1g Elect Director David E. Rainbolt For For Management 1h Elect Director J. Michael Sanner For For Management 1i Elect Director Sheila G. Talton For For Management 1j Elect Director Sean Trauschke For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Voting For For Management Provisions 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- ONEOK, INC. Ticker: OKE Security ID: 682680103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian L. Derksen For For Management 1.2 Elect Director Julie H. Edwards For For Management 1.3 Elect Director John W. Gibson For For Management 1.4 Elect Director Mark W. Helderman For For Management 1.5 Elect Director Randall J. Larson For For Management 1.6 Elect Director Steven J. Malcolm For For Management 1.7 Elect Director Jim W. Mogg For For Management 1.8 Elect Director Pattye L. Moore For For Management 1.9 Elect Director Gary D. Parker For For Management 1.10 Elect Director Eduardo A. Rodriguez For For Management 1.11 Elect Director Terry K. Spencer For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PARSLEY ENERGY, INC. Ticker: PE Security ID: 701877102 Meeting Date: JAN 09, 2020 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with For For Management Acquisition -------------------------------------------------------------------------------- PARSLEY ENERGY, INC. Ticker: PE Security ID: 701877102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director A.R. Alameddine For For Management 1B Elect Director Matt Gallagher For For Management 1C Elect Director Karen Hughes For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PATTERSON-UTI ENERGY, INC. Ticker: PTEN Security ID: 703481101 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tiffany (TJ) Thom Cepak For For Management 1.2 Elect Director Michael W. Conlon For For Management 1.3 Elect Director William Andrew For For Management Hendricks, Jr. 1.4 Elect Director Curtis W. Huff For For Management 1.5 Elect Director Terry H. Hunt For For Management 1.6 Elect Director Janeen S. Judah For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PBF ENERGY INC. Ticker: PBF Security ID: 69318G106 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Thomas J. Nimbley For For Management 1B Elect Director Spencer Abraham For For Management 1C Elect Director Wayne Budd For For Management 1D Elect Director Karen Davis For For Management 1E Elect Director S. Eugene Edwards For For Management 1F Elect Director William E. Hantke For For Management 1G Elect Director Edward Kosnik For For Management 1H Elect Director Robert Lavinia For For Management 1I Elect Director Kimberly S. Lubel For For Management 1J Elect Director George E. Ogden For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 376 - PHILLIPS 66 Ticker: PSX Security ID: 718546104 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles M. Holley For For Management 1b Elect Director Glenn F. Tilton For For Management 1c Elect Director Marna C. Whittington For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Risks of Gulf Coast Against For Shareholder Petrochemical Investments -------------------------------------------------------------------------------- PIONEER NATURAL RESOURCES COMPANY Ticker: PXD Security ID: 723787107 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Edison C. Buchanan For For Management 1b Elect Director Andrew F. Cates For For Management 1c Elect Director Phillip A. Gobe For For Management 1d Elect Director Larry R. Grillot For For Management 1e Elect Director Stacy P. Methvin For For Management 1f Elect Director Royce W. Mitchell For For Management 1g Elect Director Frank A. Risch For For Management 1h Elect Director Scott D. Sheffield For For Management 1i Elect Director Mona K. Sutphen For For Management 1j Elect Director J. Kenneth Thompson For For Management 1k Elect Director Phoebe A. Wood For For Management 1l Elect Director Michael D. Wortley For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- QEP RESOURCES, INC. Ticker: QEP Security ID: 74733V100 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Phillips S. Baker, Jr. For For Management 1b Elect Director Timothy J. Cutt For For Management 1c Elect Director Julie A. Dill For For Management 1d Elect Director Joseph N. Jaggers For For Management 1e Elect Director Michael J. Minarovic For For Management 1f Elect Director Mary Shafer-Malicki For For Management 1g Elect Director Barth E. Whitham For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- RANGE RESOURCES CORPORATION Ticker: RRC Security ID: 75281A109 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brenda A. Cline For For Management 1b Elect Director James M. Funk For For Management 1c Elect Director Steve D. Gray For For Management 1d Elect Director Greg G. Maxwell For For Management 1e Elect Director Steffen E. Palko For For Management 1f Elect Director Jeffrey L. Ventura For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Amend Omnibus Stock Plan For For Management 1g Elect Director Margaret K. Dorman For For Management -------------------------------------------------------------------------------- SCHLUMBERGER N.V. Ticker: SLB Security ID: 806857108 Meeting Date: APR 01, 2020 Meeting Type: Annual Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick de La For For Management Chevardiere 1b Elect Director Miguel M. Galuccio For For Management 1c Elect Director Olivier Le Peuch For For Management 1d Elect Director Tatiana A. Mitrova For For Management 1e Elect Director Lubna S. Olayan For For Management 1f Elect Director Mark G. Papa For For Management 1g Elect Director Leo Rafael Reif For For Management 1h Elect Director Henri Seydoux For For Management 1i Elect Director Jeff W. Sheets For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Adopt and Approve Financials and For For Management Dividends 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- - 377 - SM ENERGY COMPANY Ticker: SM Security ID: 78454L100 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carla J. Bailo For For Management 1.2 Elect Director Larry W. Bickle For For Management 1.3 Elect Director Stephen R. Brand For For Management 1.4 Elect Director Loren M. Leiker For For Management 1.5 Elect Director Javan D. Ottoson For For Management 1.6 Elect Director Ramiro G. Peru For For Management 1.7 Elect Director Julio M. Quintana For For Management 1.8 Elect Director Rose M. Robeson For For Management 1.9 Elect Director William D. Sullivan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- SOUTHWESTERN ENERGY COMPANY Ticker: SWN Security ID: 845467109 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John D. Gass For For Management 1.2 Elect Director Catherine A. Kehr For For Management 1.3 Elect Director Greg D. Kerley For For Management 1.4 Elect Director Jon A. Marshall For For Management 1.5 Elect Director Patrick M. Prevost For For Management 1.6 Elect Director Anne Taylor For For Management 1.7 Elect Director Denis J. Walsh, III For For Management 1.8 Elect Director William J. Way For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- TARGA RESOURCES CORP. Ticker: TRGP Security ID: 87612G101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles R. Crisp For For Management 1.2 Elect Director Laura C. Fulton For For Management 1.3 Elect Director James W. Whalen For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE WILLIAMS COMPANIES, INC. Ticker: WMB Security ID: 969457100 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan S. Armstrong For For Management 1.2 Elect Director Stephen W. Bergstrom For Against Management 1.3 Elect Director Nancy K. Buese For For Management 1.4 Elect Director Stephen I. Chazen For For Management 1.5 Elect Director Charles I. Cogut For For Management 1.6 Elect Director Michael A. Creel For For Management 1.7 Elect Director Vicki L. Fuller For For Management 1.8 Elect Director Peter A. Ragauss For For Management 1.9 Elect Director Scott D. Sheffield For For Management 1.10 Elect Director Murray D. Smith For For Management 1.11 Elect Director William H. Spence For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- TRANSOCEAN LTD. Ticker: RIG Security ID: H8817H100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For For Management Management 3 Appropriation of Available Earnings For For Management for Fiscal Year 2019 4 Approve the Renewal of Authorized For For Management Share Capital without Preemptive Rights 5A Elect Director Glyn A. Barker For For Management 5B Elect Director Vanessa C.L. Chang For For Management 5C Elect Director Frederico F. Curado For For Management 5D Elect Director Chadwick C. Deaton For For Management 5E Elect Director Vincent J. Intrieri For For Management 5F Elect Director Samuel J. Merksamer For For Management 5G Elect Director Frederik W. Mohn For For Management 5H Elect Director Edward R. Muller For For Management 5I Elect Director Diane de Saint Victor For For Management 5J Elect Director Tan Ek Kia For For Management 5K Elect Director Jeremy D. Thigpen For For Management 6 Elect Chadwick C. Deaton as Board For For Management Chairman 7A Appoint Glyn A. Barker as Member of For For Management the Compensation Committee 7B Appoint Samuel J. Merksamer as Member For For Management of the Compensation Committee 7C Appoint Tan Ek Kia as Member of the For For Management Compensation Committee 8 Designate Schweiger Advokatur / For For Management Notariat as Independent Proxy 9 Appointment Of Ernst & Young LLP as For For Management Independent Registered Public Accounting Firm for Fiscal Year 2020, and Reelection of Ernst & Young Ltd, Zurich as the Company's Auditor for a Further One-Year Term 10 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 11A Approve Maximum Remuneration of Board For For Management of Directors for the Period Between the 2020 and 2021 Annual General Meetings in the Amount of USD 4.12 Million 11B Approve Maximum Remuneration of the For For Management Executive Management Team for Fiscal Year 2021 in the Amount of USD 24 Million 12 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- - 378 - VALERO ENERGY CORPORATION Ticker: VLO Security ID: 91913Y100 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director H. Paulett Eberhart For For Management 1B Elect Director Joseph W. Gorder For For Management 1C Elect Director Kimberly S. Greene For For Management 1D Elect Director Deborah P. Majoras For For Management 1E Elect Director Eric D. Mullins For For Management 1F Elect Director Donald L. Nickles For For Management 1G Elect Director Philip J. Pfeiffer For For Management 1H Elect Director Robert A. Profusek For For Management 1I Elect Director Stephen M. Waters For For Management 1J Elect Director Randall J. Weisenburger For For Management 1K Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- WPX ENERGY, INC. Ticker: WPX Security ID: 98212B103 Meeting Date: MAR 05, 2020 Meeting Type: Special Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with For For Management Acquisition 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- WPX ENERGY, INC. Ticker: WPX Security ID: 98212B103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John A. Carrig For For Management 1.2 Elect Director Clay M. Gaspar For For Management 1.3 Elect Director Robert K. Herdman For For Management 1.4 Elect Director Kelt Kindick For For Management 1.5 Elect Director Karl F. Kurz For For Management 1.6 Elect Director Kimberly S. Lubel For For Management 1.7 Elect Director Richard E. Muncrief For For Management 1.8 Elect Director Martin Phillips For For Management 1.9 Elect Director Douglas E. Swanson, Jr. For For Management 1.10 Elect Director Valerie M. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management - 379 - ==================== First Trust Nasdaq Pharmaceuticals ETF ==================== ABBOTT LABORATORIES Ticker: ABT Security ID: 002824100 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Alpern For For Management 1.2 Elect Director Roxanne S. Austin For For Management 1.3 Elect Director Sally E. Blount For For Management 1.4 Elect Director Robert B. Ford For For Management 1.5 Elect Director Michelle A. Kumbier For For Management 1.6 Elect Director Edward M. Liddy For For Management 1.7 Elect Director Darren W. McDew For For Management 1.8 Elect Director Nancy McKinstry For For Management 1.9 Elect Director Phebe N. Novakovic For For Management 1.10 Elect Director William A. Osborn For For Management 1.11 Elect Director Daniel J. Starks For For Management 1.12 Elect Director John G. Stratton For For Management 1.13 Elect Director Glenn F. Tilton For For Management 1.14 Elect Director Miles D. White For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Increase Disclosure of Compensation Against For Shareholder Adjustments 6 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors 7 Adopt Simple Majority Vote Against For Shareholder -------------------------------------------------------------------------------- ABBVIE INC. Ticker: ABBV Security ID: 00287Y109 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Alpern For For Management 1.2 Elect Director Edward M. Liddy For For Management 1.3 Elect Director Melody B. Meyer For For Management 1.4 Elect Director Frederick H. Waddell For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Require Independent Board Chairman Against Against Shareholder 7 Report on Integrating Risks Related to Against For Shareholder Drug Pricing into Senior Executive Compensation -------------------------------------------------------------------------------- ALKERMES PLC Ticker: ALKS Security ID: G01767105 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shane M. Cooke For For Management 1.2 Elect Director Richard B. Gaynor For For Management 1.3 Elect Director Paul J. Mitchell For For Management 1.4 Elect Director Richard F. Pops For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ALLERGAN PLC Ticker: AGN Security ID: G0177J108 Meeting Date: OCT 14, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management 1 Approve Scheme of Arrangement For For Management 2 Approve Cancellation of Cancellation For For Management Shares 3 Authorize Board to Allot and Issue For For Management Shares 4 Amend Articles of Association For For Management 5 Advisory Vote on Golden Parachutes For For Management 6 Adjourn Meeting For For Management -------------------------------------------------------------------------------- AMICUS THERAPEUTICS, INC. Ticker: FOLD Security ID: 03152W109 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lynn D. Bleil For For Management 1.2 Elect Director Bradley L. Campbell For For Management 1.3 Elect Director Robert Essner For For Management 1.4 Elect Director Ted W. Love For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 380 - BLUEPRINT MEDICINES CORPORATION Ticker: BPMC Security ID: 09627Y109 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alexis Borisy For Withhold Management 1.2 Elect Director Charles A. Rowland, Jr. For Withhold Management 1.3 Elect Director Lonnel Coats For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- BRISTOL-MYERS SQUIBB COMPANY Ticker: BMY Security ID: 110122108 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Peter J. Arduini For For Management 1B Elect Director Robert Bertolini For For Management 1C Elect Director Michael W. Bonney For For Management 1D Elect Director Giovanni Caforio For For Management 1E Elect Director Matthew W. Emmens For For Management 1F Elect Director Julia A. Haller For For Management 1G Elect Director Dinesh C. Paliwal For For Management 1H Elect Director Theodore R. Samuels For For Management 1I Elect Director Vicki L. Sato For For Management 1J Elect Director Gerald L. Storch For For Management 1K Elect Director Karen H. Vousden For For Management 1L Elect Director Phyllis R. Yale For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Require Independent Board Chairman Against For Shareholder 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- CATALENT, INC. Ticker: CTLT Security ID: 148806102 Meeting Date: OCT 30, 2019 Meeting Type: Annual Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Madhavan "Madhu" For Against Management Balachandran 1b Elect Director J. Martin Carroll For Against Management 1c Elect Director John J. Greisch For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CORCEPT THERAPEUTICS INCORPORATED Ticker: CORT Security ID: 218352102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James N. Wilson For For Management 1.2 Elect Director Gregg Alton For For Management 1.3 Elect Director G. Leonard Baker, Jr. For For Management 1.4 Elect Director Joseph K. Belanoff For For Management 1.5 Elect Director David L. Mahoney For For Management 1.6 Elect Director Kimberly Park For For Management 1.7 Elect Director Daniel N. Swisher, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ELI LILLY AND COMPANY Ticker: LLY Security ID: 532457108 Meeting Date: MAY 04, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael L. Eskew For Against Management 1b Elect Director William G. Kaelin, Jr. For For Management 1c Elect Director David A. Ricks For For Management 1d Elect Director Marschall S. Runge For For Management 1e Elect Director Karen Walker For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Declassify the Board of Directors For For Management 5 Eliminate Supermajority Voting For For Management Provisions 6 Report on Lobbying Payments and Policy Against For Shareholder 7 Report on Forced Swim Test Against Against Shareholder 8 Require Independent Board Chairman Against For Shareholder 9 Disclose Board Matrix Including Against Against Shareholder Ideological Perspectives 10 Report on Integrating Drug Pricing Against For Shareholder Risks into Senior Executive Compensation Arrangements 11 Adopt Policy on Bonus Banking Against For Shareholder 12 Clawback Disclosure of Recoupment Against For Shareholder Activity from Senior Officers -------------------------------------------------------------------------------- - 381 - ENDO INTERNATIONAL PLC Ticker: ENDP Security ID: G30401106 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paul V. Campanelli For For Management 1b Elect Director Blaise Coleman For For Management 1c Elect Director Mark G. Barberio For For Management 1d Elect Director Shane M. Cooke For For Management 1e Elect Director Nancy J. Hutson For For Management 1f Elect Director Michael Hyatt For For Management 1g Elect Director Roger H. Kimmel For For Management 1h Elect Director William P. Montague For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Renew the Board's Authority to Issue For For Management Shares Under Irish Law 5 Renew the Board's Authority to Opt-Out For For Management of Statutory Pre-Emptions Rights Under Irish Law 6 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- ESPERION THERAPEUTICS, INC. Ticker: ESPR Security ID: 29664W105 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel Janney For For Management 1b Elect Director Tim M. Mayleben For For Management 1c Elect Director Mark E. McGovern For For Management 1d Elect Director Tracy M. Woody For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- HERON THERAPEUTICS, INC. Ticker: HRTX Security ID: 427746102 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Kevin Tang For For Management 1B Elect Director Barry Quart For For Management 1C Elect Director Stephen Davis For For Management 1D Elect Director Craig Johnson For For Management 1E Elect Director Kimberly Manhard For For Management 1F Elect Director John Poyhonen For For Management 1G Elect Director Christian Waage For For Management 2 Ratify OUM & Co. LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HORIZON THERAPEUTICS PLC Ticker: HZNP Security ID: G46188101 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gino Santini For For Management 1b Elect Director James Shannon For For Management 1c Elect Director Timothy Walbert For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Authorize Market Purchases or Overseas For For Management Market Purchases of Ordinary Shares 5 Approve Omnibus Stock Plan For For Management 6 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- INNOVIVA, INC. Ticker: INVA Security ID: 45781M101 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director George W. Bickerstaff, For For Management III 1b Elect Director Mark A. DiPaolo For For Management 1c Elect Director Jules Haimovitz For For Management 1d Elect Director Odysseas D. Kostas For For Management 1e Elect Director Sarah J. Schlesinger For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- - 382 - IRONWOOD PHARMACEUTICALS, INC. Ticker: IRWD Security ID: 46333X108 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark G. Currie For For Management 1.2 Elect Director Jon R. Duane For For Management 1.3 Elect Director Mark Mallon For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- JAZZ PHARMACEUTICALS PLC Ticker: JAZZ Security ID: G50871105 Meeting Date: AUG 01, 2019 Meeting Type: Annual Record Date: JUN 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paul L. Berns For For Management 1b Elect Director Patrick G. Enright For For Management 1c Elect Director Seamus Mulligan For For Management 1d Elect Director Norbert G. Riedel For For Management 2 Approve KPMG, Dublin as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- JOHNSON & JOHNSON Ticker: JNJ Security ID: 478160104 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary C. Beckerle For For Management 1b Elect Director D. Scott Davis For For Management 1c Elect Director Ian E. L. Davis For For Management 1d Elect Director Jennifer A. Doudna For For Management 1e Elect Director Alex Gorsky For For Management 1f Elect Director Marillyn A. Hewson For For Management 1g Elect Director Hubert Joly For For Management 1h Elect Director Mark B. McClellan For For Management 1i Elect Director Anne M. Mulcahy For For Management 1j Elect Director Charles Prince For For Management 1k Elect Director A. Eugene Washington For For Management 1l Elect Director Mark A. Weinberger For For Management 1m Elect Director Ronald A. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Certificate of Incorporation to For For Management Permit Removal of Directors With or Without Cause 5 Require Independent Board Chair Against For Shareholder 6 Report on Governance Measures Against For Shareholder Implemented Related to Opioids -------------------------------------------------------------------------------- MADRIGAL PHARMACEUTICALS, INC. Ticker: MDGL Security ID: 558868105 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul A. Friedman For For Management 1.2 Elect Director Kenneth M. Bate For For Management 1.3 Elect Director James M. Daly For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Other Business For Against Management -------------------------------------------------------------------------------- MERCK & CO., INC. Ticker: MRK Security ID: 58933Y105 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For For Management 1b Elect Director Thomas R. Cech For For Management 1c Elect Director Mary Ellen Coe For For Management 1d Elect Director Pamela J. Craig For For Management 1e Elect Director Kenneth C. Frazier For For Management 1f Elect Director Thomas H. Glocer For For Management 1g Elect Director Risa J. Lavizzo-Mourey For For Management 1h Elect Director Paul B. Rothman For For Management 1i Elect Director Patricia F. Russo For For Management 1j Elect Director Christine E. Seidman For For Management 1k Elect Director Inge G. Thulin For For Management 1l Elect Director Kathy J. Warden For For Management 1m Elect Director Peter C. Wendell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against For Shareholder 5 Report on Corporate Tax Savings Against Against Shareholder Allocation -------------------------------------------------------------------------------- - 383 - MYLAN N.V. Ticker: MYL Security ID: N59465109 Meeting Date: JUN 30, 2020 Meeting Type: Annual/Special Record Date: JUN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Heather Bresch For For Management 1B Elect Director Robert J. Cindrich For For Management 1C Elect Director Robert J. Coury For For Management 1D Elect Director JoEllen Lyons Dillon For For Management 1E Elect Director Neil Dimick For For Management 1F Elect Director Melina Higgins For For Management 1G Elect Director Harry A. Korman For For Management 1H Elect Director Rajiv Malik For For Management 1I Elect Director Richard A. Mark For For Management 1J Elect Director Mark W. Parrish For For Management 1K Elect Director Pauline van der Meer For For Management Mohr 1L Elect Director Randall L. (Pete) For For Management Vanderveen 1M Elect Director Sjoerd S. Vollebregt For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Adopt Financial Statements and For For Management Statutory Reports 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Instruction to Deloitte Accountants B. For For Management V. for the Audit of the Company's Dutch Statutory Annual Accounts for Fiscal Year 2020 6 Authorize Share Repurchase Program For For Management 7 Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital and Restrict/Exclude Preemptive Rights E1E Approve Combination For For Management E2E Advisory Vote on Golden Parachutes For Against Management E3E Approve Board Composition For For Management E4E Amend Right to Call Special Meeting For For Management -------------------------------------------------------------------------------- PACIRA BIOSCIENCES, INC. Ticker: PCRX Security ID: 695127100 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher Christie For For Management 1.2 Elect Director Yvonne Greenstreet For For Management 1.3 Elect Director Gary Pace For For Management 1.4 Elect Director David Stack For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PERRIGO COMPANY PLC Ticker: PRGO Security ID: G97822103 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bradley A. Alford For For Management 1.2 Elect Director Rolf A. Classon For For Management 1.3 Elect Director Adriana Karaboutis For For Management 1.4 Elect Director Murray S. Kessler For For Management 1.5 Elect Director Jeffrey B. Kindler For For Management 1.6 Elect Director Erica L. Mann For For Management 1.7 Elect Director Donal O'Connor For For Management 1.8 Elect Director Geoffrey M. Parker For For Management 1.9 Elect Director Theodore R. Samuels For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Authorize Issue of Equity For For Management 5 Authorize Issuance of Equity without For For Management Preemptive Rights -------------------------------------------------------------------------------- PFIZER INC. Ticker: PFE Security ID: 717081103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald E. Blaylock For For Management 1.2 Elect Director Albert Bourla For For Management 1.3 Elect Director W. Don Cornwell For For Management 1.4 Elect Director Joseph J. Echevarria For For Management 1.5 Elect Director Scott Gottlieb For For Management 1.6 Elect Director Helen H. Hobbs For For Management 1.7 Elect Director Susan Hockfield For For Management 1.8 Elect Director James M. Kilts For For Management 1.9 Elect Director Dan R. Littman For For Management 1.10 Elect Director Shantanu Narayen For For Management 1.11 Elect Director Suzanne Nora Johnson For For Management 1.12 Elect Director James Quincey For For Management 1.13 Elect Director James C. Smith For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Amend Proxy Access Right Against For Shareholder 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Require Independent Board Chair Against Against Shareholder 8 Report on Gender Pay Gap Against For Shareholder 9 Elect Director Susan Desmond-Hellmann For For Management -------------------------------------------------------------------------------- - 384 - SAGE THERAPEUTICS, INC. Ticker: SAGE Security ID: 78667J108 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael F. Cola For Withhold Management 1.2 Elect Director Jeffrey M. Jonas For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- SUPERNUS PHARMACEUTICALS, INC. Ticker: SUPN Security ID: 868459108 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frederick M. Hudson For For Management 1.2 Elect Director Charles W. Newhall, III For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- VANDA PHARMACEUTICALS INC. Ticker: VNDA Security ID: 921659108 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard W. Dugan For For Management 1b Elect Director Anne Sempowski Ward For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ZOETIS INC. Ticker: ZTS Security ID: 98978V103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory Norden For For Management 1b Elect Director Louise M. Parent For For Management 1c Elect Director Kristin C. Peck For For Management 1d Elect Director Robert W. Scully For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- ZOGENIX, INC. Ticker: ZGNX Security ID: 98978L204 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Louis C. Bock For For Management 1B Elect Director Cam L. Garner For For Management 1C Elect Director Mark Wiggins For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan ======================== First Trust Nasdaq Retail ETF ========================= ADVANCE AUTO PARTS, INC. Ticker: AAP Security ID: 00751Y106 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John F. Bergstrom For For Management 1b Elect Director Brad W. Buss For For Management 1c Elect Director John F. Ferraro For For Management 1d Elect Director Thomas R. Greco For For Management 1e Elect Director Jeffrey J. Jones, II For For Management 1f Elect Director Eugene I. Lee, Jr. For For Management 1g Elect Director Sharon L. McCollam For For Management 1h Elect Director Douglas A. Pertz For For Management 1i Elect Director Nigel Travis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- - 385 - AMAZON.COM, INC. Ticker: AMZN Security ID: 023135106 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey P. Bezos For For Management 1b Elect Director Rosalind G. Brewer For For Management 1c Elect Director Jamie S. Gorelick For For Management 1d Elect Director Daniel P. Huttenlocher For For Management 1e Elect Director Judith A. McGrath For For Management 1f Elect Director Indra K. Nooyi For For Management 1g Elect Director Jonathan J. Rubinstein For For Management 1h Elect Director Thomas O. Ryder For For Management 1i Elect Director Patricia Q. Stonesifer For For Management 1j Elect Director Wendell P. Weeks For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting 5 Report on Management of Food Waste Against For Shareholder 6 Report on Customers' Use of its Against For Shareholder Surveillance and Computer Vision Products or Cloud-Based Services 7 Report on Potential Human Rights Against For Shareholder Impacts of Customers' Use of Rekognition 8 Report on Products Promoting Hate Against For Shareholder Speech and Sales of Offensive Products 9 Require Independent Board Chairman Against Against Shareholder 10 Report on Global Median Gender/Racial Against Against Shareholder Pay Gap 11 Report on Reducing Environmental and Against Against Shareholder Health Harms to Communities of Color 12 Report on Viewpoint Discrimination Against Against Shareholder 13 Report on Promotion Velocity Against Against Shareholder 14 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 15 Human Rights Risk Assessment Against For Shareholder 16 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- AMERICAN EAGLE OUTFITTERS, INC. Ticker: AEO Security ID: 02553E106 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sujatha Chandrasekaran For For Management 1.2 Elect Director Jay L. Schottenstein For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERISOURCEBERGEN CORPORATION Ticker: ABC Security ID: 03073E105 Meeting Date: MAR 05, 2020 Meeting Type: Annual Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ornella Barra For For Management 1.2 Elect Director Steven H. Collis For For Management 1.3 Elect Director D. Mark Durcan For For Management 1.4 Elect Director Richard W. Gochnauer For For Management 1.5 Elect Director Lon R. Greenberg For For Management 1.6 Elect Director Jane E. Henney For For Management 1.7 Elect Director Kathleen W. Hyle For For Management 1.8 Elect Director Michael J. Long For For Management 1.9 Elect Director Henry W. McGee For For Management 1.10 Elect Director Dennis M. Nally For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder 5 Adopt Policy on Bonus Banking Against For Shareholder -------------------------------------------------------------------------------- AUTOZONE, INC. Ticker: AZO Security ID: 053332102 Meeting Date: DEC 18, 2019 Meeting Type: Annual Record Date: OCT 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas H. Brooks For For Management 1.2 Elect Director Linda A. Goodspeed For For Management 1.3 Elect Director Earl G. Graves, Jr. For For Management 1.4 Elect Director Enderson Guimaraes For For Management 1.5 Elect Director Michael M. Calbert For For Management 1.6 Elect Director D. Bryan Jordan For For Management 1.7 Elect Director Gale V. King For For Management 1.8 Elect Director George R. Mrkonic, Jr. For For Management 1.9 Elect Director William C. Rhodes, III For For Management 1.10 Elect Director Jill A. Soltau For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 386 - BED BATH & BEYOND INC. Ticker: BBBY Security ID: 075896100 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: MAY 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick R. Gaston For For Management 1b Elect Director Mary A. Winston For For Management 1c Elect Director Stephanie Bell-Rose For For Management 1d Elect Director Harriet Edelman For For Management 1e Elect Director John E. Fleming For For Management 1f Elect Director Sue E. Gove For For Management 1g Elect Director Jeffrey A. Kirwan For For Management 1h Elect Director Johnathan B. (JB) For For Management Osborne 1i Elect Director Harsha Ramalingam For For Management 1j Elect Director Virginia P. Ruesterholz For For Management 1k Elect Director Joshua E. Schechter For For Management 1l Elect Director Andrea Weiss For For Management 1m Elect Director Ann Yerger For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BEST BUY CO., INC. Ticker: BBY Security ID: 086516101 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Corie S. Barry For For Management 1b Elect Director Lisa M. Caputo For For Management 1c Elect Director J. Patrick Doyle For For Management 1d Elect Director Kathy J. Higgins Victor For For Management 1e Elect Director David W. Kenny For For Management 1f Elect Director Karen A. McLoughlin For For Management 1g Elect Director Thomas L. "Tommy" For For Management Millner 1h Elect Director Claudia F. Munce For For Management 1i Elect Director Richelle P. Parham For For Management 1j Elect Director Eugene A. Woods For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Eliminate Supermajority Vote For For Management Requirement to Amend, Alter or Repeal the Provisions of Article IX 6 Eliminate Supermajority Vote For For Management Requirement to Amend Section 1, Election of Directors, of Article III of the Amended and Restated By-laws 7 Eliminate Supermajority Vote For For Management Requirement to Amend, Alter or Repeal the Provisions of Article X 8 Amend the Anti-Greenmail Provision For For Management Voting Standard in Article X, Section 2 -------------------------------------------------------------------------------- BURLINGTON STORES, INC. Ticker: BURL Security ID: 122017106 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ted English For For Management 1.2 Elect Director Jordan Hitch For For Management 1.3 Elect Director Mary Ann Tocio For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- CARDINAL HEALTH, INC. Ticker: CAH Security ID: 14149Y108 Meeting Date: NOV 06, 2019 Meeting Type: Annual Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Colleen F. Arnold For For Management 1.2 Elect Director Carrie S. Cox For For Management 1.3 Elect Director Calvin Darden For For Management 1.4 Elect Director Bruce L. Downey For For Management 1.5 Elect Director Patricia A. Hemingway For For Management Hall 1.6 Elect Director Akhil Johri For For Management 1.7 Elect Director Michael C. Kaufmann For For Management 1.8 Elect Director Gregory B. Kenny For For Management 1.9 Elect Director Nancy Killefer For For Management 1.10 Elect Director J. Michael Losh For For Management 1.11 Elect Director Dean A. Scarborough For For Management 1.12 Elect Director John H. Weiland For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 387 - CARMAX, INC. Ticker: KMX Security ID: 143130102 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter J. Bensen For For Management 1b Elect Director Ronald E. Blaylock For For Management 1c Elect Director Sona Chawla For For Management 1d Elect Director Thomas J. Folliard For For Management 1e Elect Director Shira Goodman For For Management 1f Elect Director Robert J. Hombach For For Management 1g Elect Director David W. McCreight For For Management 1h Elect Director William D. Nash For For Management 1i Elect Director Mark F. O'Neil For For Management 1j Elect Director Pietro Satriano For For Management 1k Elect Director Marcella Shinder For For Management 1l Elect Director Mitchell D. Steenrod For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CARVANA CO. Ticker: CVNA Security ID: 146869102 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael Maroone For Withhold Management 1.2 Elect Director Neha Parikh For Withhold Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COPART, INC. Ticker: CPRT Security ID: 217204106 Meeting Date: DEC 06, 2019 Meeting Type: Annual Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Willis J. Johnson For For Management 1.2 Elect Director A. Jayson Adair For For Management 1.3 Elect Director Matt Blunt For For Management 1.4 Elect Director Steven D. Cohan For For Management 1.5 Elect Director Daniel J. Englander For For Management 1.6 Elect Director James E. Meeks For For Management 1.7 Elect Director Thomas N. Tryforos For For Management 1.8 Elect Director Diane M. Morefield For For Management 1.9 Elect Director Stephen Fisher For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- COSTCO WHOLESALE CORPORATION Ticker: COST Security ID: 22160K105 Meeting Date: JAN 22, 2020 Meeting Type: Annual Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Susan L. Decker For For Management 1.2 Elect Director Richard A. Galanti For For Management 1.3 Elect Director Sally Jewell For For Management 1.4 Elect Director Charles T. Munger For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Articles of Incorporation to For For Management Provide Directors May Be Removed With or Without Cause 5 Disclose Board Diversity and Against Against Shareholder Qualifications Matrix -------------------------------------------------------------------------------- CVS HEALTH CORPORATION Ticker: CVS Security ID: 126650100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fernando Aguirre For For Management 1b Elect Director C. David Brown, II For For Management 1c Elect Director Alecia A. DeCoudreaux For For Management 1d Elect Director Nancy-Ann M. DeParle For For Management 1e Elect Director David W. Dorman For For Management 1f Elect Director Roger N. Farah For For Management 1g Elect Director Anne M. Finucane For For Management 1h Elect Director Edward J. Ludwig For For Management 1i Elect Director Larry J. Merlo For For Management 1j Elect Director Jean-Pierre Millon For For Management 1k Elect Director Mary L. Schapiro For For Management 1l Elect Director William C. Weldon For For Management 1m Elect Director Tony L. White For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan 6 Amend Shareholder Written Consent Against Against Shareholder Provisions 7 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- - 388 - DICK'S SPORTING GOODS, INC. Ticker: DKS Security ID: 253393102 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward W. Stack For For Management 1.2 Elect Director Lauren R. Hobart For For Management 1.3 Elect Director Lawrence J. Schorr For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DOLLAR GENERAL CORPORATION Ticker: DG Security ID: 256677105 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Warren F. Bryant For For Management 1b Elect Director Michael M. Calbert For For Management 1c Elect Director Sandra B. Cochran None None Management *Withdrawn Resolution* 1d Elect Director Patricia D. Fili-Krushel For For Management 1e Elect Director Timothy I. McGuire For For Management 1f Elect Director William C. Rhodes, III For For Management 1g Elect Director Debra A. Sandler For For Management 1h Elect Director Ralph E. Santana For For Management 1i Elect Director Todd J. Vasos For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Approve Charter Amendment to Replace For For Management Supermajority Vote Requirements with a Majority Vote Requirement 5 Approve Bylaw Amendment to Replace For For Management Supermajority Vote Requirements with a Majority Vote Requirement -------------------------------------------------------------------------------- DOLLAR TREE, INC. Ticker: DLTR Security ID: 256746108 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Arnold S. Barron For For Management 1b Elect Director Gregory M. Bridgeford For For Management 1c Elect Director Thomas W. Dickson For For Management 1d Elect Director Lemuel E. Lewis For For Management 1e Elect Director Jeffrey G. Naylor For For Management 1f Elect Director Gary M. Philbin For For Management 1g Elect Director Bob Sasser For For Management 1h Elect Director Thomas A. Saunders, III For For Management 1i Elect Director Stephanie P. Stahl For For Management 1j Elect Director Carrie A. Wheeler For For Management 1k Elect Director Thomas E. Whiddon For For Management 1l Elect Director Carl P. Zeithaml For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Report on Greenhouse Gas Emissions Against For Shareholder Goals -------------------------------------------------------------------------------- EBAY INC. Ticker: EBAY Security ID: 278642103 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony J. Bates For For Management 1b Elect Director Adriane M. Brown For For Management 1c Elect Director Jesse A. Cohn For For Management 1d Elect Director Diana Farrell For For Management 1e Elect Director Logan D. Green For For Management 1f Elect Director Bonnie S. Hammer For For Management 1g Elect Director Jamie Iannone For For Management 1h Elect Director Kathleen C. Mitic For For Management 1i Elect Director Matthew J. Murphy For For Management 1j Elect Director Pierre M. Omidyar For For Management 1k Elect Director Paul S. Pressler For For Management 1l Elect Director Robert H. Swan For For Management 1m Elect Director Perry M. Traquina For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- ETSY, INC. Ticker: ETSY Security ID: 29786A106 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For Withhold Management 1b Elect Director Josh Silverman For Withhold Management 1c Elect Director Fred Wilson For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 389 - FIVE BELOW, INC. Ticker: FIVE Security ID: 33829M101 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joel D. Anderson For For Management 1b Elect Director Kathleen S. Barclay For For Management 1c Elect Director Thomas M. Ryan For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FOOT LOCKER, INC. Ticker: FL Security ID: 344849104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Maxine Clark For For Management 1B Elect Director Alan D. Feldman For For Management 1C Elect Director Richard A. Johnson For For Management 1D Elect Director Guillermo G. Marmol For For Management 1E Elect Director Matthew M. McKenna For For Management 1F Elect Director Darlene Nicosia For For Management 1G Elect Director Steven Oakland For For Management 1H Elect Director Ulice Payne, Jr. For For Management 1I Elect Director Kimberly Underhill For For Management 1J Elect Director Tristan Walker For For Management 1K Elect Director Dona D. Young For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- GRUBHUB INC. Ticker: GRUB Security ID: 400110102 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lloyd Frink For Withhold Management 1.2 Elect Director Girish Lakshman For Withhold Management 1.3 Elect Director Keith Richman For Withhold Management 1.4 Elect Director Arthur Francis Starrs, For Withhold Management III 2 Ratify Crowe LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- H&R BLOCK, INC. Ticker: HRB Security ID: 093671105 Meeting Date: SEP 12, 2019 Meeting Type: Annual Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Angela N. Archon For For Management 1b Elect Director Paul J. Brown For For Management 1c Elect Director Robert A. Gerard For For Management 1d Elect Director Richard A. Johnson For For Management 1e Elect Director Jeffrey J. Jones, II For For Management 1f Elect Director David Baker Lewis For For Management 1g Elect Director Victoria J. Reich For For Management 1h Elect Director Bruce C. Rohde For For Management 1i Elect Director Matthew E. Winter For For Management 1j Elect Director Christianna Wood For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KOHL'S CORPORATION Ticker: KSS Security ID: 500255104 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael J. Bender For For Management 1b Elect Director Peter Boneparth For For Management 1c Elect Director Steven A. Burd For For Management 1d Elect Director Yael Cosset For For Management 1e Elect Director H. Charles Floyd For For Management 1f Elect Director Michelle Gass For For Management 1g Elect Director Jonas Prising For For Management 1h Elect Director John E. Schlifske For For Management 1i Elect Director Adrianne Shapira For For Management 1j Elect Director Frank V. Sica For For Management 1k Elect Director Stephanie A. Streeter For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Adopt Vendor Policy Regarding Against Against Shareholder Oversight on Animal Welfare Throughout the Supply Chain -------------------------------------------------------------------------------- - 390 - L BRANDS, INC. Ticker: LB Security ID: 501797104 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Eliminate Supermajority Vote For For Management Requirement 2 Declassify the Board of Directors For For Management 3.1 Elect Director Donna A. James For For Management 3.2 Elect Director Michael G. Morris For For Management 3.3 Elect Director Robert H. Schottenstein For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Approve Omnibus Stock Plan For For Management 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LOWE'S COMPANIES, INC. Ticker: LOW Security ID: 548661107 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Raul Alvarez For For Management 1.2 Elect Director David H. Batchelder For For Management 1.3 Elect Director Angela F. Braly For For Management 1.4 Elect Director Sandra B. Cochran For For Management 1.5 Elect Director Laurie Z. Douglas For For Management 1.6 Elect Director Richard W. Dreiling For For Management 1.7 Elect Director Marvin R. Ellison For For Management 1.8 Elect Director Brian C. Rogers For For Management 1.9 Elect Director Bertram L. Scott For For Management 1.10 Elect Director Lisa W. Wardell For For Management 1.11 Elect Director Eric C. Wiseman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management 4 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting 5 Approve Qualified Employee Stock For For Management Purchase Plan 6 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- MACY'S, INC. Ticker: M Security ID: 55616P104 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David P. Abney For For Management 1b Elect Director Francis S. Blake For For Management 1c Elect Director Torrence N. Boone For For Management 1d Elect Director John A. Bryant For For Management 1e Elect Director Deirdre P. Connelly For For Management 1f Elect Director Jeff Gennette For For Management 1g Elect Director Leslie D. Hale For For Management 1h Elect Director William H. Lenehan For For Management 1i Elect Director Sara Levinson For For Management 1j Elect Director Joyce M. Roche For For Management 1k Elect Director Paul C. Varga For For Management 1l Elect Director Marna C. Whittington For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MCKESSON CORPORATION Ticker: MCK Security ID: 58155Q103 Meeting Date: JUL 31, 2019 Meeting Type: Annual Record Date: JUN 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dominic J. Caruso For For Management 1.2 Elect Director N. Anthony Coles For For Management 1.3 Elect Director M. Christine Jacobs For For Management 1.4 Elect Director Donald R. Knauss For For Management 1.5 Elect Director Marie L. Knowles For For Management 1.6 Elect Director Bradley E. Lerman For For Management 1.7 Elect Director Edward A. Mueller For For Management 1.8 Elect Director Susan R. Salka For For Management 1.9 Elect Director Brian S. Tyler For For Management 1.10 Elect Director Kenneth E. Washington For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- NETFLIX, INC. Ticker: NFLX Security ID: 64110L106 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Reed Hastings For Withhold Management 1b Elect Director Jay C. Hoag For Withhold Management 1c Elect Director Mathias Dopfner For Withhold Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Report on Political Contributions Against For Shareholder 6 Adopt Simple Majority Vote Against For Shareholder 7 Report on Risks of Omitting Viewpoint Against Against Shareholder and Ideology from EEO Policy -------------------------------------------------------------------------------- - 391 - NORDSTROM, INC. Ticker: JWN Security ID: 655664100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Shellye L. Archambeau For For Management 1b Elect Director Stacy Brown-Philpot For For Management 1c Elect Director Tanya L. Domier For For Management 1d Elect Director James L. Donald For For Management 1e Elect Director Kirsten A. Green For For Management 1f Elect Director Glenda G. McNeal For For Management 1g Elect Director Erik B. Nordstrom For For Management 1h Elect Director Peter E. Nordstrom For For Management 1i Elect Director Brad D. Smith For For Management 1j Elect Director Bradley D. Tilden For For Management 1k Elect Director Mark J. Tritton For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management 5 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- O'REILLY AUTOMOTIVE, INC. Ticker: ORLY Security ID: 67103H107 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David O'Reilly For For Management 1b Elect Director Larry O'Reilly For For Management 1c Elect Director Greg Henslee For For Management 1d Elect Director Jay D. Burchfield For For Management 1e Elect Director Thomas T. Hendrickson For For Management 1f Elect Director John R. Murphy For For Management 1g Elect Director Dana M. Perlman For For Management 1h Elect Director Maria A. Sastre For For Management 1i Elect Director Andrea M. Weiss For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting 5 Amend Articles of Incorporation For For Management 6 Report on Material Human Capital Risks Against For Shareholder 7 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- OLLIE'S BARGAIN OUTLET HOLDINGS, INC. Ticker: OLLI Security ID: 681116109 Meeting Date: JUN 22, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Alissa Ahlman For For Management 1B Elect Director Robert Fisch For For Management 1C Elect Director John Swygert For For Management 1D Elect Director Richard Zannino For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- RH Ticker: RH Security ID: 74967X103 Meeting Date: JUL 24, 2019 Meeting Type: Annual Record Date: JUN 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eri Chaya For For Management 1.2 Elect Director Mark Demilio For For Management 1.3 Elect Director Leonard Schlesinger For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ROSS STORES, INC. Ticker: ROST Security ID: 778296103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael Balmuth For For Management 1b Elect Director K. Gunnar Bjorklund For For Management 1c Elect Director Michael J. Bush For For Management 1d Elect Director Norman A. Ferber For For Management 1e Elect Director Sharon D. Garrett For For Management 1f Elect Director Stephen D. Milligan For For Management 1g Elect Director Patricia H. Mueller For For Management 1h Elect Director George P. Orban For For Management 1i Elect Director Gregory L. Quesnel For For Management 1j Elect Director Larree M. Renda For For Management 1k Elect Director Barbara Rentler For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- - 392 - STAMPS.COM INC. Ticker: STMP Security ID: 852857200 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kenneth T. McBride For Withhold Management 1b Elect Director Theodore R. Samuels, II For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SYSCO CORPORATION Ticker: SYY Security ID: 871829107 Meeting Date: NOV 15, 2019 Meeting Type: Annual Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas L. Bene For For Management 1b Elect Director Daniel J. Brutto For For Management 1c Elect Director John M. Cassaday For For Management 1d Elect Director Joshua D. Frank For For Management 1e Elect Director Larry C. Glasscock For For Management 1f Elect Director Bradley M. Halverson For For Management 1g Elect Director John M. Hinshaw For For Management 1h Elect Director Hans-Joachim Koerber For For Management 1i Elect Director Stephanie A. Lundquist For For Management 1j Elect Director Nancy S. Newcomb For For Management 1k Elect Director Nelson Peltz For For Management 1l Elect Director Edward D. Shirley For For Management 1m Elect Director Sheila G. Talton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- TARGET CORPORATION Ticker: TGT Security ID: 87612E106 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Douglas M. Baker, Jr. For For Management 1b Elect Director George S. Barrett For For Management 1c Elect Director Brian C. Cornell For For Management 1d Elect Director Calvin Darden For For Management 1e Elect Director Robert L. Edwards For For Management 1f Elect Director Melanie L. Healey For For Management 1g Elect Director Donald R. Knauss For For Management 1h Elect Director Monica C. Lozano For For Management 1i Elect Director Mary E. Minnick For For Management 1j Elect Director Kenneth L. Salazar For For Management 1k Elect Director Dmitri L. Stockton For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- THE GAP, INC. Ticker: GPS Security ID: 364760108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Amy Bohutinsky For For Management 1b Elect Director John J. Fisher For For Management 1c Elect Director Robert J. Fisher For For Management 1d Elect Director William S. Fisher For For Management 1e Elect Director Tracy Gardner For For Management 1f Elect Director Isabella D. Goren For For Management 1g Elect Director Bob L. Martin For For Management 1h Elect Director Amy Miles For For Management 1i Elect Director Jorge P. Montoya For For Management 1j Elect Director Chris O'Neill For For Management 1k Elect Director Mayo A. Shattuck, III For For Management 1l Elect Director Elizabeth A. Smith For For Management 1m Elect Director Sonia Syngal For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE HOME DEPOT, INC. Ticker: HD Security ID: 437076102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gerard J. Arpey For For Management 1b Elect Director Ari Bousbib For For Management 1c Elect Director Jeffery H. Boyd For For Management 1d Elect Director Gregory D. Brenneman For For Management 1e Elect Director J. Frank Brown For For Management 1f Elect Director Albert P. Carey For For Management 1g Elect Director Helena B. Foulkes For For Management 1h Elect Director Linda R. Gooden For For Management 1i Elect Director Wayne M. Hewett For For Management 1j Elect Director Manuel Kadre For For Management 1k Elect Director Stephanie C. Linnartz For For Management 1l Elect Director Craig A. Menear For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Shareholder Written Consent Against Against Shareholder Provisions 5 Prepare Employment Diversity Report Against For Shareholder and Report on Diversity Policies 6 Adopt Share Retention Policy For Against For Shareholder Senior Executives 7 Report on Congruency Political Against For Shareholder Analysis and Electioneering Expenditures -------------------------------------------------------------------------------- - 393 - THE KROGER CO. Ticker: KR Security ID: 501044101 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nora A. Aufreiter For For Management 1b Elect Director Anne Gates For For Management 1c Elect Director Karen M. Hoguet For For Management 1d Elect Director Susan J. Kropf For For Management 1e Elect Director W. Rodney McMullen For For Management 1f Elect Director Clyde R. Moore For For Management 1g Elect Director Ronald L. Sargent For For Management 1h Elect Director Bobby S. Shackouls For For Management 1i Elect Director Mark S. Sutton For For Management 1j Elect Director Ashok Vemuri For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLC as For For Management Auditor 4 Assess Environmental Impact of Against For Shareholder Non-Recyclable Packaging 5 Report on Human Rights Due Diligence Against For Shareholder Process in Operations and Supply Chain -------------------------------------------------------------------------------- THE TJX COMPANIES, INC. Ticker: TJX Security ID: 872540109 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Zein Abdalla For For Management 1b Elect Director Alan M. Bennett For For Management 1c Elect Director Rosemary T. Berkery For For Management 1d Elect Director David T. Ching For For Management 1e Elect Director Ernie Herrman For For Management 1f Elect Director Michael F. Hines For For Management 1g Elect Director Amy B. Lane For For Management 1h Elect Director Carol Meyrowitz For For Management 1i Elect Director Jackwyn L. Nemerov For For Management 1j Elect Director John F. O'Brien For For Management 1k Elect Director Willow B. Shire For For Management 2 Ratify PricewaterhouseCoopers as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Reduction of Chemical Against For Shareholder Footprint 5 Report on Animal Welfare Against Against Shareholder 6 Report on Pay Disparity Against Against Shareholder 7 Stock Retention/Holding Period Against For Shareholder -------------------------------------------------------------------------------- TIFFANY & CO. Ticker: TIF Security ID: 886547108 Meeting Date: FEB 04, 2020 Meeting Type: Special Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- TRACTOR SUPPLY COMPANY Ticker: TSCO Security ID: 892356106 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cynthia T. Jamison For For Management 1.2 Elect Director Ricardo Cardenas For For Management 1.3 Elect Director Denise L. Jackson For For Management 1.4 Elect Director Thomas A. Kingsbury For For Management 1.5 Elect Director Ramkumar Krishnan For For Management 1.6 Elect Director George MacKenzie For For Management 1.7 Elect Director Edna K. Morris For For Management 1.8 Elect Director Mark J. Weikel For For Management 1.9 Elect Director Harry A. Lawton, III For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement -------------------------------------------------------------------------------- ULTA BEAUTY, INC. Ticker: ULTA Security ID: 90384S303 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michelle L. Collins For For Management 1.2 Elect Director Patricia A. Little For For Management 1.3 Elect Director Michael C. Smith For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 394 - URBAN OUTFITTERS, INC. Ticker: URBN Security ID: 917047102 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward N. Antoian For For Management 1.2 Elect Director Sukhinder Singh Cassidy For For Management 1.3 Elect Director Harry S. Cherken, Jr. For Against Management 1.4 Elect Director Scott Galloway For For Management 1.5 Elect Director Margaret A. Hayne For For Management 1.6 Elect Director Richard A. Hayne For For Management 1.7 Elect Director Elizabeth Ann Lambert For For Management 1.8 Elect Director Wesley S. McDonald For For Management 1.9 Elect Director Todd R. Morgenfeld For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WALGREENS BOOTS ALLIANCE, INC. Ticker: WBA Security ID: 931427108 Meeting Date: JAN 30, 2020 Meeting Type: Annual Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jose E. Almeida For For Management 1b Elect Director Janice M. Babiak For For Management 1c Elect Director David J. Brailer For For Management 1d Elect Director William C. Foote For For Management 1e Elect Director Ginger L. Graham For For Management 1f Elect Director John A. Lederer For For Management 1g Elect Director Dominic P. Murphy For For Management 1h Elect Director Stefano Pessina For For Management 1i Elect Director Nancy M. Schlichting For For Management 1j Elect Director James A. Skinner For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder 5 Adopt a Policy on Bonus Banking None None Shareholder *Withdrawn Resolution* 6 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- WALMART INC. Ticker: WMT Security ID: 931142103 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cesar Conde For For Management 1b Elect Director Timothy P. Flynn For For Management 1c Elect Director Sarah J. Friar For For Management 1d Elect Director Carla A. Harris For For Management 1e Elect Director Thomas W. Horton For For Management 1f Elect Director Marissa A. Mayer For For Management 1g Elect Director C. Douglas McMillon For For Management 1h Elect Director Gregory B. Penner For For Management 1i Elect Director Steven S Reinemund For For Management 1j Elect Director S. Robson Walton For For Management 1k Elect Director Steuart L. Walton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Report on Impacts of Single-Use Against For Shareholder Plastic Bags 6 Report on Supplier Antibiotics Use Against Against Shareholder Standards 7 Adopt Policy to Include Hourly Against Against Shareholder Associates as Director Candidates 8 Report on Strengthening Prevention of Against For Shareholder Workplace Sexual Harassment -------------------------------------------------------------------------------- WILLIAMS-SONOMA, INC. Ticker: WSM Security ID: 969904101 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Laura Alber For For Management 1.2 Elect Director Scott Dahnke For For Management 1.3 Elect Director Anne Mulcahy For For Management 1.4 Elect Director William Ready For For Management 1.5 Elect Director Sabrina Simmons For For Management 1.6 Elect Director Frits van Paasschen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- WW INTERNATIONAL, INC. Ticker: WW Security ID: 98262P101 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Raymond Debbane For For Management 1.2 Elect Director Tracey D. Brown For For Management 1.3 Elect Director Jennifer Dulski For For Management 1.4 Elect Director Jonas M. Fajgenbaum For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Approve Option Agreement with Oprah For For Management Winfrey 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation - 395 - ===================== First Trust Nasdaq Semiconductor ETF ===================== ADVANCED MICRO DEVICES, INC. Ticker: AMD Security ID: 007903107 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John E. Caldwell For For Management 1b Elect Director Nora M. Denzel For For Management 1c Elect Director Mark Durcan For For Management 1d Elect Director Michael P. Gregoire For For Management 1e Elect Director Joseph A. Householder For For Management 1f Elect Director John W. Marren For For Management 1g Elect Director Lisa T. Su For For Management 1h Elect Director Abhi Y. Talwalkar For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- ANALOG DEVICES, INC. Ticker: ADI Security ID: 032654105 Meeting Date: MAR 11, 2020 Meeting Type: Annual Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ray Stata For For Management 1b Elect Director Vincent Roche For For Management 1c Elect Director James A. Champy For For Management 1d Elect Director Anantha P. Chandrakasan For For Management 1e Elect Director Bruce R. Evans For For Management 1f Elect Director Edward H. Frank For For Management 1g Elect Director Karen M. Golz For For Management 1h Elect Director Mark M. Little For For Management 1i Elect Director Kenton J. Sicchitano For For Management 1j Elect Director Susie Wee For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- APPLIED MATERIALS, INC. Ticker: AMAT Security ID: 038222105 Meeting Date: MAR 12, 2020 Meeting Type: Annual Record Date: JAN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Judy Bruner For For Management 1b Elect Director Xun (Eric) Chen For For Management 1c Elect Director Aart J. de Geus For For Management 1d Elect Director Gary E. Dickerson For For Management 1e Elect Director Stephen R. Forrest For For Management 1f Elect Director Thomas J. Iannotti For For Management 1g Elect Director Alexander A. Karsner For For Management 1h Elect Director Adrianna C. Ma For For Management 1i Elect Director Yvonne McGill For For Management 1j Elect Director Scott A. McGregor For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Provide Right to Act by Written Consent For For Management -------------------------------------------------------------------------------- BROADCOM INC. Ticker: AVGO Security ID: 11135F101 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: FEB 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Hock E. Tan For For Management 1b Elect Director Henry Samueli For For Management 1c Elect Director Eddy W. Hartenstein For For Management 1d Elect Director Diane M. Bryant For For Management 1e Elect Director Gayla J. Delly For For Management 1f Elect Director Raul J. Fernandez For For Management 1g Elect Director Check Kian Low For For Management 1h Elect Director Justine F. Page For For Management 1i Elect Director Harry L. You For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- CABOT MICROELECTRONICS CORPORATION Ticker: CCMP Security ID: 12709P103 Meeting Date: MAR 04, 2020 Meeting Type: Annual Record Date: JAN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul J. Reilly For For Management 1.2 Elect Director Geoffrey Wild For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- - 396 - CIRRUS LOGIC, INC. Ticker: CRUS Security ID: 172755100 Meeting Date: AUG 02, 2019 Meeting Type: Annual Record Date: JUN 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John C. Carter For For Management 1.2 Elect Director Alexander M. Davern For For Management 1.3 Elect Director Timothy R. Dehne For For Management 1.4 Elect Director Deirdre Hanford For For Management 1.5 Elect Director Jason P. Rhode For For Management 1.6 Elect Director Alan R. Schuele For For Management 1.7 Elect Director David J. Tupman For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CREE, INC. Ticker: CREE Security ID: 225447101 Meeting Date: OCT 28, 2019 Meeting Type: Annual Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John C. Hodge For For Management 1.2 Elect Director Clyde R. Hosein For For Management 1.3 Elect Director Darren R. Jackson For For Management 1.4 Elect Director Duy-Loan T. Le For For Management 1.5 Elect Director Gregg A. Lowe For For Management 1.6 Elect Director John B. Replogle For For Management 1.7 Elect Director Thomas H. Werner For For Management 1.8 Elect Director Anne C. Whitaker For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CYPRESS SEMICONDUCTOR CORPORATION Ticker: CY Security ID: 232806109 Meeting Date: AUG 27, 2019 Meeting Type: Special Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ENTEGRIS, INC. Ticker: ENTG Security ID: 29362U104 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael A. Bradley For For Management 1b Elect Director R. Nicholas Burns For For Management 1c Elect Director James F. Gentilcore For For Management 1d Elect Director James P. Lederer For For Management 1e Elect Director Bertrand Loy For For Management 1f Elect Director Paul L. H. Olson For For Management 1g Elect Director Azita Saleki-Gerhardt For For Management 1h Elect Director Brian F. Sullivan For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- INPHI CORPORATION Ticker: IPHI Security ID: 45772F107 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicholas E. Brathwaite For For Management 1.2 Elect Director David E. Liddle For For Management 1.3 Elect Director Bruce M. McWilliams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- INTEL CORPORATION Ticker: INTC Security ID: 458140100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James J. Goetz For For Management 1b Elect Director Alyssa Henry For For Management 1c Elect Director Omar Ishrak For For Management 1d Elect Director Risa Lavizzo-Mourey For For Management 1e Elect Director Tsu-Jae King Liu For For Management 1f Elect Director Gregory D. Smith For For Management 1g Elect Director Robert 'Bob' H. Swan For For Management 1h Elect Director Andrew Wilson For For Management 1i Elect Director Frank D. Yeary For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Provide Right to Act by Written Consent Against For Shareholder 6 Report on Global Median Gender/Racial Against Against Shareholder Pay Gap -------------------------------------------------------------------------------- - 397 - INTERDIGITAL, INC. Ticker: IDCC Security ID: 45867G101 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joan H. Gillman For For Management 1b Elect Director S. Douglas Hutcheson For For Management 1c Elect Director John A. Kritzmacher For For Management 1d Elect Director John D. Markley, Jr. For For Management 1e Elect Director William J. Merritt For For Management 1f Elect Director Jean F. Rankin For For Management 1g Elect Director Philip P. Trahanas For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- KLA CORPORATION Ticker: KLAC Security ID: 482480100 Meeting Date: NOV 05, 2019 Meeting Type: Annual Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward Barnholt For For Management 1.2 Elect Director Robert Calderoni For For Management 1.3 Elect Director Jeneanne Hanley For For Management 1.4 Elect Director Emiko Higashi For For Management 1.5 Elect Director Kevin Kennedy For For Management 1.6 Elect Director Gary Moore For For Management 1.7 Elect Director Kiran Patel For For Management 1.8 Elect Director Victor Peng For For Management 1.9 Elect Director Robert Rango For For Management 1.10 Elect Director Richard Wallace For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LAM RESEARCH CORPORATION Ticker: LRCX Security ID: 512807108 Meeting Date: NOV 05, 2019 Meeting Type: Annual Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sohail U. Ahmed For For Management 1.2 Elect Director Timothy M. Archer For For Management 1.3 Elect Director Eric K. Brandt For For Management 1.4 Elect Director Michael R. Cannon For For Management 1.5 Elect Director Youssef A. El-Mansy For For Management 1.6 Elect Director Catherine P. Lego For For Management 1.7 Elect Director Bethany J. Mayer For For Management 1.8 Elect Director Abhijit Y. Talwalkar For For Management 1.9 Elect Director Lih Shyng (Rick L.) Tsai For For Management 1.10 Elect Director Leslie F. Varon For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MAXIM INTEGRATED PRODUCTS, INC. Ticker: MXIM Security ID: 57772K101 Meeting Date: NOV 07, 2019 Meeting Type: Annual Record Date: SEP 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William (Bill) P. For For Management Sullivan 1b Elect Director Tunc Doluca For For Management 1c Elect Director Tracy C. Accardi For For Management 1d Elect Director James R. Bergman For For Management 1e Elect Director Joseph R. Bronson For For Management 1f Elect Director Robert E. Grady For For Management 1g Elect Director Mercedes Johnson For For Management 1h Elect Director William D. Watkins For For Management 1i Elect Director MaryAnn Wright For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MICROCHIP TECHNOLOGY INCORPORATED Ticker: MCHP Security ID: 595017104 Meeting Date: AUG 20, 2019 Meeting Type: Annual Record Date: JUN 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steve Sanghi For For Management 1.2 Elect Director Matthew W. Chapman For For Management 1.3 Elect Director L.B. Day For For Management 1.4 Elect Director Esther L. Johnson For For Management 1.5 Elect Director Wade F. Meyercord For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Report on Human Rights Risks in Against For Shareholder Operations and Supply Chain -------------------------------------------------------------------------------- - 398 - MICRON TECHNOLOGY, INC. Ticker: MU Security ID: 595112103 Meeting Date: JAN 16, 2020 Meeting Type: Annual Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert L. Bailey For For Management 1.2 Elect Director Richard M. Beyer For For Management 1.3 Elect Director Steven J. Gomo For For Management 1.4 Elect Director Mary Pat McCarthy For For Management 1.5 Elect Director Sanjay Mehrotra For For Management 1.6 Elect Director Robert E. Switz For For Management 1.7 Elect Director MaryAnn Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MKS INSTRUMENTS, INC. Ticker: MKSI Security ID: 55306N104 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph B. Donahue For For Management 1.2 Elect Director Janice K. Henry For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- MONOLITHIC POWER SYSTEMS, INC. Ticker: MPWR Security ID: 609839105 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Victor K. Lee For Withhold Management 1.2 Elect Director James C. Moyer For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- NVIDIA CORPORATION Ticker: NVDA Security ID: 67066G104 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert K. Burgess For For Management 1b Elect Director Tench Coxe For For Management 1c Elect Director Persis S. Drell For For Management 1d Elect Director Jen-Hsun Huang For For Management 1e Elect Director Dawn Hudson For For Management 1f Elect Director Harvey C. Jones For For Management 1g Elect Director Michael G. McCaffery For For Management 1h Elect Director Stephen C. Neal For For Management 1i Elect Director Mark L. Perry For For Management 1j Elect Director A. Brooke Seawell For For Management 1k Elect Director Mark A. Stevens For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- ON SEMICONDUCTOR CORPORATION Ticker: ON Security ID: 682189105 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Atsushi Abe For For Management 1b Elect Director Alan Campbell For For Management 1c Elect Director Gilles Delfassy For For Management 1d Elect Director Emmanuel T. Hernandez For For Management 1e Elect Director Keith D. Jackson For For Management 1f Elect Director Paul A. Mascarenas For For Management 1g Elect Director Christine Y. Yan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- QORVO, INC. Ticker: QRVO Security ID: 74736K101 Meeting Date: AUG 06, 2019 Meeting Type: Annual Record Date: JUN 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ralph G. Quinsey For For Management 1.2 Elect Director Robert A. Bruggeworth For For Management 1.3 Elect Director Jeffery R. Gardner For For Management 1.4 Elect Director John R. Harding For For Management 1.5 Elect Director David H. Y. Ho For For Management 1.6 Elect Director Roderick D. Nelson For For Management 1.7 Elect Director Walden C. Rhines For For Management 1.8 Elect Director Susan L. Spradley For For Management 1.9 Elect Director Walter H. Wilkinson, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- - 399 - QUALCOMM INCORPORATED Ticker: QCOM Security ID: 747525103 Meeting Date: MAR 10, 2020 Meeting Type: Annual Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark Fields For For Management 1b Elect Director Jeffrey W. Henderson For For Management 1c Elect Director Ann M. Livermore For For Management 1d Elect Director Harish Manwani For For Management 1e Elect Director Mark D. McLaughlin For For Management 1f Elect Director Steve Mollenkopf For For Management 1g Elect Director Clark T. "Sandy" Randt, For For Management Jr. 1h Elect Director Irene B. Rosenfeld For For Management 1i Elect Director Kornelis "Neil" Smit For For Management 1j Elect Director Anthony J. Vinciquerra For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- SEMTECH CORPORATION Ticker: SMTC Security ID: 816850101 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James P. Burra For For Management 1.2 Elect Director Rodolpho C. Cardenuto For For Management 1.3 Elect Director Bruce C. Edwards For For Management 1.4 Elect Director Saar Gillai For For Management 1.5 Elect Director Rockell N. Hankin For For Management 1.6 Elect Director Ye Jane Li For For Management 1.7 Elect Director James T. Lindstrom For For Management 1.8 Elect Director Mohan R. Maheswaran For For Management 1.9 Elect Director Sylvia Summers For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SILICON LABORATORIES INC. Ticker: SLAB Security ID: 826919102 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Navdeep S. Sooch For For Management 1b Elect Director William P. Wood For For Management 1c Elect Director Nina Richardson For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SKYWORKS SOLUTIONS, INC. Ticker: SWKS Security ID: 83088M102 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David J. Aldrich For For Management 1b Elect Director Alan S. Batey For For Management 1c Elect Director Kevin L. Beebe For For Management 1d Elect Director Timothy R. Furey For For Management 1e Elect Director Liam K. Griffin For For Management 1f Elect Director Christine King For For Management 1g Elect Director David P. McGlade For For Management 1h Elect Director Robert A. Schriesheim For For Management 1i Elect Director Kimberly S. Stevenson For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Eliminate Supermajority Vote For For Management Requirement to Approve Merger or Consolidation, Disposition of All or Substantially All of Assets, or Issuance of a Substantial Amount of Securities 6 Eliminate Supermajority Vote For For Management Requirement to Approve Business Combination 7 Eliminate Supermajority Vote For For Management Requirement to Amend Charter Provisions Governing Directors 8 Eliminate Supermajority Vote For For Management Requirement to Amend Charter Provision Governing Action by Stockholders 9 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- TERADYNE, INC. Ticker: TER Security ID: 880770102 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Michael A. Bradley For For Management 1B Elect Director Edwin J. Gillis For For Management 1C Elect Director Timothy E. Guertin For For Management 1D Elect Director Mark E. Jagiela For For Management 1E Elect Director Mercedes Johnson For For Management 1F Elect Director Marilyn Matz For For Management 1G Elect Director Paul J. Tufano For For Management 1H Elect Director Roy A. Vallee For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- - 400 - TEXAS INSTRUMENTS INCORPORATED Ticker: TXN Security ID: 882508104 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark A. Blinn For For Management 1b Elect Director Todd M. Bluedorn For For Management 1c Elect Director Janet F. Clark For For Management 1d Elect Director Carrie S. Cox For For Management 1e Elect Director Martin S. Craighead For For Management 1f Elect Director Jean M. Hobby For For Management 1g Elect Director Michael D. Hsu For For Management 1h Elect Director Ronald Kirk For For Management 1i Elect Director Pamela H. Patsley For For Management 1j Elect Director Robert E. Sanchez For For Management 1k Elect Director Richard k. Templeton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- XILINX, INC. Ticker: XLNX Security ID: 983919101 Meeting Date: AUG 08, 2019 Meeting Type: Annual Record Date: JUN 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis Segers For For Management 1.2 Elect Director Raman K. Chitkara For For Management 1.3 Elect Director Saar Gillai For For Management 1.4 Elect Director Ronald S. Jankov For For Management 1.5 Elect Director Mary Louise Krakauer For For Management 1.6 Elect Director Thomas H. Lee For For Management 1.7 Elect Director J. Michael Patterson For For Management 1.8 Elect Director Victor Peng For For Management 1.9 Elect Director Marshall C. Turner For For Management 1.10 Elect Director Elizabeth W. Vanderslice For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Ernst & Young LLP as Auditors For For Management - 401 - ============== First Trust NASDAQ Technology Dividend Index Fund =============== AMDOCS LIMITED Ticker: DOX Security ID: G02602103 Meeting Date: JAN 31, 2020 Meeting Type: Annual Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert A. Minicucci For For Management 1.2 Elect Director Adrian Gardner For For Management 1.3 Elect Director James S. Kahan For For Management 1.4 Elect Director Rafael de la Vega For For Management 1.5 Elect Director Giora Yaron For For Management 1.6 Elect Director Eli Gelman For For Management 1.7 Elect Director Richard T.C. LeFave For For Management 1.8 Elect Director John A. MacDonald For For Management 1.9 Elect Director Shuky Sheffer For For Management 1.10 Elect Director Yvette Kanouff For For Management 2 Amend Omnibus Stock Plan For For Management 3 Approve an Increase in the Quarterly For For Management Cash Dividend Rate 4 Accept Financial Statements and For For Management Statutory Reports 5 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- AMERICA MOVIL SAB DE CV Ticker: AMXL Security ID: 02364W105 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect or Ratify Directors for Series L For For Management Shareholders 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ANALOG DEVICES, INC. Ticker: ADI Security ID: 032654105 Meeting Date: MAR 11, 2020 Meeting Type: Annual Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ray Stata For For Management 1b Elect Director Vincent Roche For For Management 1c Elect Director James A. Champy For For Management 1d Elect Director Anantha P. Chandrakasan For For Management 1e Elect Director Bruce R. Evans For For Management 1f Elect Director Edward H. Frank For For Management 1g Elect Director Karen M. Golz For For Management 1h Elect Director Mark M. Little For For Management 1i Elect Director Kenton J. Sicchitano For For Management 1j Elect Director Susie Wee For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- APPLE INC. Ticker: AAPL Security ID: 037833100 Meeting Date: FEB 26, 2020 Meeting Type: Annual Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James Bell For For Management 1b Elect Director Tim Cook For For Management 1c Elect Director Al Gore For For Management 1d Elect Director Andrea Jung For For Management 1e Elect Director Art Levinson For For Management 1f Elect Director Ron Sugar For For Management 1g Elect Director Sue Wagner For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Proxy Access Amendments Against For Shareholder 5 Assess Feasibility of Including Against Against Shareholder Sustainability as a Performance Measure for Senior Executive Compensation 6 Report on Freedom of Expression and Against For Shareholder Access to Information Policies -------------------------------------------------------------------------------- APPLIED MATERIALS, INC. Ticker: AMAT Security ID: 038222105 Meeting Date: MAR 12, 2020 Meeting Type: Annual Record Date: JAN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Judy Bruner For For Management 1b Elect Director Xun (Eric) Chen For For Management 1c Elect Director Aart J. de Geus For For Management 1d Elect Director Gary E. Dickerson For For Management 1e Elect Director Stephen R. Forrest For For Management 1f Elect Director Thomas J. Iannotti For For Management 1g Elect Director Alexander A. Karsner For For Management 1h Elect Director Adrianna C. Ma For For Management 1i Elect Director Yvonne McGill For For Management 1j Elect Director Scott A. McGregor For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Provide Right to Act by Written Consent For For Management -------------------------------------------------------------------------------- - 402 - ASML HOLDING NV Ticker: ASML Security ID: N07059210 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Discuss the Company's Business, None None Management Financial Situation and Sustainability 3a Approve Remuneration Report For For Management 3b Adopt Financial Statements and For For Management Statutory Reports 3c Receive Clarification on Company's None None Management Reserves and Dividend Policy 3d Approve Dividends of EUR 2.40 Per Share For For Management 4a Approve Discharge of Management Board For For Management 4b Approve Discharge of Supervisory Board For For Management 5 Approve Number of Shares for For For Management Management Board 6 Approve Certain Adjustments to the For For Management Remuneration Policy for Management Board 7 Approve Remuneration Policy for For For Management Supervisory Board 8a Announce Vacancies on the Supervisory None None Management Board 8b Opportunity to Make Recommendations None None Management 8c Announce Intention to Reappoint A.P. None None Management Aris and Appoint D.W.A. East and D.M. Durcan to Supervisory Board 8d Reelect A.P. (Annet) Aris to For For Management Supervisory Board 8e Elect D.M. (Mark) Durcan to For For Management Supervisory Board 8f Elect D.W.A. (Warren) East to For For Management Supervisory Board 8g Receive Information on the Composition None None Management of the Supervisory Board 9 Ratify KPMG as Auditors For For Management 10a Grant Board Authority to Issue Shares For For Management Up to 5 Percent of Issued Capital for General Purposes 10b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances under Item 10a 10c Grant Board Authority to Issue or For For Management Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition 10d Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances under Item 10c 11a Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 11b Authorize Additional Repurchase of Up For For Management to 10 Percent of Issued Share Capital 12 Authorize Cancellation of Repurchased For For Management Shares 13 Other Business (Non-Voting) None None Management 14 Close Meeting None None Management -------------------------------------------------------------------------------- AT&T INC. Ticker: T Security ID: 00206R102 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Randall L. Stephenson For For Management 1.2 Elect Director Samuel A. Di Piazza, Jr. For For Management 1.3 Elect Director Richard W. Fisher For For Management 1.4 Elect Director Scott T. Ford For For Management 1.5 Elect Director Glenn H. Hutchins For For Management 1.6 Elect Director William E. Kennard For For Management 1.7 Elect Director Debra L. Lee For For Management 1.8 Elect Director Stephen J. Luczo For For Management 1.9 Elect Director Michael B. McCallister For For Management 1.10 Elect Director Beth E. Mooney For For Management 1.11 Elect Director Matthew K. Rose For For Management 1.12 Elect Director Cynthia B. Taylor For For Management 1.13 Elect Director Geoffrey Y. Yang For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder 5 Approve Nomination of Employee Against Against Shareholder Representative Director 6 Improve Guiding Principles of Against Against Shareholder Executive Compensation -------------------------------------------------------------------------------- BCE INC. Ticker: BCE Security ID: 05534B760 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barry K. Allen For For Management 1.2 Elect Director Mirko Bibic For For Management 1.3 Elect Director Sophie Brochu - None None Management Withdrawn Resolution 1.4 Elect Director Robert E. Brown For For Management 1.5 Elect Director David F. Denison For For Management 1.6 Elect Director Robert P. Dexter For For Management 1.7 Elect Director Ian Greenberg For For Management 1.8 Elect Director Katherine Lee For For Management 1.9 Elect Director Monique F. Leroux For For Management 1.10 Elect Director Gordon M. Nixon For For Management 1.11 Elect Director Thomas E. Richards For For Management 1.12 Elect Director Calin Rovinescu For For Management 1.13 Elect Director Karen Sheriff For For Management 1.14 Elect Director Robert C. Simmonds For For Management 1.15 Elect Director Paul R. Weiss For For Management 2 Ratify Deloitte LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP 1: Adopt a Diversity Target Higher Against Against Shareholder than 40% for the Composition of the Board of Directors for the Next Five Years -------------------------------------------------------------------------------- - 403 - BLACKBAUD, INC. Ticker: BLKB Security ID: 09227Q100 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Timothy Chou For For Management 1b Elect Director Joyce M. Nelson For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- BROADCOM INC. Ticker: AVGO Security ID: 11135F101 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: FEB 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Hock E. Tan For For Management 1b Elect Director Henry Samueli For For Management 1c Elect Director Eddy W. Hartenstein For For Management 1d Elect Director Diane M. Bryant For For Management 1e Elect Director Gayla J. Delly For For Management 1f Elect Director Raul J. Fernandez For For Management 1g Elect Director Check Kian Low For For Management 1h Elect Director Justine F. Page For For Management 1i Elect Director Harry L. You For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- BROOKS AUTOMATION, INC. Ticker: BRKS Security ID: 114340102 Meeting Date: JAN 24, 2020 Meeting Type: Annual Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director A. Clinton Allen For For Management 1.2 Elect Director Robyn C. Davis For For Management 1.3 Elect Director Joseph R. Martin For For Management 1.4 Elect Director Krishna G. Palepu For For Management 1.5 Elect Director Michael Rosenblatt For For Management 1.6 Elect Director Stephen S. Schwartz For For Management 1.7 Elect Director Alfred Woollacott, III For For Management 1.8 Elect Director Mark S. Wrighton For For Management 1.9 Elect Director Ellen M. Zane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CABOT MICROELECTRONICS CORPORATION Ticker: CCMP Security ID: 12709P103 Meeting Date: MAR 04, 2020 Meeting Type: Annual Record Date: JAN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul J. Reilly For For Management 1.2 Elect Director Geoffrey Wild For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CDK GLOBAL, INC. Ticker: CDK Security ID: 12508E101 Meeting Date: NOV 21, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For For Management 1b Elect Director Willie A. Deese For For Management 1c Elect Director Amy J. Hillman For For Management 1d Elect Director Brian M. Krzanich For For Management 1e Elect Director Stephen A. Miles For For Management 1f Elect Director Robert E. Radway For For Management 1g Elect Director Stephen F. Schuckenbrock For For Management 1h Elect Director Frank S. Sowinski For For Management 1i Elect Director Eileen J. Voynick For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CDW CORPORATION Ticker: CDW Security ID: 12514G108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven W. Alesio For For Management 1b Elect Director Barry K. Allen For For Management 1c Elect Director Lynda M. Clarizio For For Management 1d Elect Director Christine A. Leahy For For Management 1e Elect Director David W. Nelms For For Management 1f Elect Director Joseph R. Swedish For For Management 1g Elect Director Donna F. Zarcone For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- - 404 - CHINA MOBILE LIMITED Ticker: 941 Security ID: 16941M109 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Wang Yuhang as Director For For Management 4.1 Elect Paul Chow Man Yiu as Director For For Management 4.2 Elect Stephen Yiu Kin Wah as Director For For Management 5 Approve PricewaterhouseCoopers and For For Management PricewaterhouseCoopers Zhong Tian LLP as Auditors and Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share For For Management Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares 9 Adopt Share Option Scheme and Related For Against Management Transactions -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Ticker: CSCO Security ID: 17275R102 Meeting Date: DEC 10, 2019 Meeting Type: Annual Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For For Management 1b Elect Director Wesley G. Bush For For Management 1c Elect Director Michael D. Capellas For For Management 1d Elect Director Mark Garrett For For Management 1e Elect Director Kristina M. Johnson For For Management 1f Elect Director Roderick C. McGeary For For Management 1g Elect Director Charles H. Robbins For For Management 1h Elect Director Arun Sarin For For Management 1i Elect Director Brenton L. Saunders For For Management 1j Elect Director Carol B. Tome For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- CITRIX SYSTEMS, INC. Ticker: CTXS Security ID: 177376100 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert M. Calderoni For For Management 1b Elect Director Nanci E. Caldwell For For Management 1c Elect Director Robert D. Daleo For For Management 1d Elect Director Murray J. Demo For For Management 1e Elect Director Ajei S. Gopal For For Management 1f Elect Director David J. Henshall For For Management 1g Elect Director Thomas E. Hogan For For Management 1h Elect Director Moira A. Kilcoyne For For Management 1i Elect Director Peter J. Sacripanti For For Management 1j Elect Director J. Donald Sherman For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COGENT COMMUNICATIONS HOLDINGS, INC. Ticker: CCOI Security ID: 19239V302 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dave Schaeffer For For Management 1.2 Elect Director D. Blake Bath For For Management 1.3 Elect Director Steven D. Brooks For For Management 1.4 Elect Director Lewis H. Ferguson, III For For Management 1.5 Elect Director Carolyn Katz For For Management 1.6 Elect Director Sheryl Kennedy For For Management 1.7 Elect Director Marc Montagner For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION Ticker: CTSH Security ID: 192446102 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Zein Abdalla For For Management 1b Elect Director Vinita Bali For For Management 1c Elect Director Maureen Breakiron-Evans For For Management 1d Elect Director Archana Deskus For For Management 1e Elect Director John M. Dineen For For Management 1f Elect Director John N. Fox, Jr. For For Management 1g Elect Director Brian Humphries For For Management 1h Elect Director Leo S. Mackay, Jr. For For Management 1i Elect Director Michael Patsalos-Fox For For Management 1j Elect Director Joseph M. Velli For For Management 1k Elect Director Sandra S. Wijnberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- - 405 - COHU, INC. Ticker: COHU Security ID: 192576106 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William E. Bendush For For Management 1b Elect Director Nina L. Richardson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- COMTECH TELECOMMUNICATIONS CORP. Ticker: CMTL Security ID: 205826209 Meeting Date: DEC 03, 2019 Meeting Type: Annual Record Date: OCT 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fred Kornberg For For Management 1b Elect Director Edwin Kantor For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CORNING INCORPORATED Ticker: GLW Security ID: 219350105 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Donald W. Blair For For Management 1b Elect Director Leslie A. Brun For For Management 1c Elect Director Stephanie A. Burns For For Management 1d Elect Director Richard T. Clark For For Management 1e Elect Director Robert F. Cummings, Jr. For For Management 1f Elect Director Deborah A. Henretta For For Management 1g Elect Director Daniel P. Huttenlocher For For Management 1h Elect Director Kurt M. Landgraf For For Management 1i Elect Director Kevin J. Martin For For Management 1j Elect Director Deborah D. Rieman For For Management 1k Elect Director Hansel E. Tookes, II For For Management 1l Elect Director Wendell P. Weeks For For Management 1m Elect Director Mark S. Wrighton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CSG SYSTEMS INTERNATIONAL, INC. Ticker: CSGS Security ID: 126349109 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David G. Barnes For For Management 1b Elect Director Marwan H. Fawaz For For Management 1c Elect Director Rajan Naik For For Management 1d Elect Director Haiyan Song For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- CYPRESS SEMICONDUCTOR CORPORATION Ticker: CY Security ID: 232806109 Meeting Date: AUG 27, 2019 Meeting Type: Special Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- DXC TECHNOLOGY COMPANY Ticker: DXC Security ID: 23355L106 Meeting Date: AUG 15, 2019 Meeting Type: Annual Record Date: JUN 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Mukesh Aghi For For Management 1b Elect Director Amy E. Alving For For Management 1c Elect Director David L. Herzog For For Management 1d Elect Director Sachin Lawande For For Management 1e Elect Director J. Michael Lawrie For For Management 1f Elect Director Mary L. Krakauer For For Management 1g Elect Director Julio A. Portalatin For For Management 1h Elect Director Peter Rutland For For Management 1i Elect Director Michael J. Salvino For For Management 1j Elect Director Manoj P. Singh For For Management 1k Elect Director Robert F. Woods For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 406 - EBIX, INC. Ticker: EBIX Security ID: 278715206 Meeting Date: AUG 15, 2019 Meeting Type: Annual Record Date: JUL 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hans U. Benz For Withhold Management 1.2 Elect Director Pavan Bhalla For For Management 1.3 Elect Director Neil D. Eckert For Withhold Management 1.4 Elect Director Rolf Herter For For Management 1.5 Elect Director Hans Ueli Keller For Withhold Management 1.6 Elect Director George W. Hebard, III For For Management 1.7 Elect Director Robin Raina For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- ENTEGRIS, INC. Ticker: ENTG Security ID: 29362U104 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael A. Bradley For For Management 1b Elect Director R. Nicholas Burns For For Management 1c Elect Director James F. Gentilcore For For Management 1d Elect Director James P. Lederer For For Management 1e Elect Director Bertrand Loy For For Management 1f Elect Director Paul L. H. Olson For For Management 1g Elect Director Azita Saleki-Gerhardt For For Management 1h Elect Director Brian F. Sullivan For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- HEWLETT PACKARD ENTERPRISE COMPANY Ticker: HPE Security ID: 42824C109 Meeting Date: APR 01, 2020 Meeting Type: Annual Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel Ammann For For Management 1b Elect Director Pamela L. Carter For For Management 1c Elect Director Jean M. Hobby For For Management 1d Elect Director George R. Kurtz For For Management 1e Elect Director Raymond J. Lane For For Management 1f Elect Director Ann M. Livermore For For Management 1g Elect Director Antonio F. Neri For For Management 1h Elect Director Charles H. Noski For For Management 1i Elect Director Raymond E. Ozzie For For Management 1j Elect Director Gary M. Reiner For For Management 1k Elect Director Patricia F. Russo For For Management 1l Elect Director Lip-Bu Tan For For Management 1m Elect Director Mary Agnes Wilderotter For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- HP INC. Ticker: HPQ Security ID: 40434L105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Aida M. Alvarez For For Management 1.2 Elect Director Shumeet Banerji For For Management 1.3 Elect Director Robert R. Bennett For For Management 1.4 Elect Director Charles "Chip" V. Bergh For For Management 1.5 Elect Director Stacy Brown-Philpot For For Management 1.6 Elect Director Stephanie A. Burns For For Management 1.7 Elect Director Mary Anne Citrino For For Management 1.8 Elect Director Richard L. Clemmer For For Management 1.9 Elect Director Enrique Lores For For Management 1.10 Elect Director Yoky Matsuoka For For Management 1.11 Elect Director Stacey Mobley For For Management 1.12 Elect Director Subra Suresh For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- INFOSYS LIMITED Ticker: 500209 Security ID: 456788108 Meeting Date: JUN 27, 2020 Meeting Type: Annual Record Date: JUN 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Reelect Salil Parekh as Director For For Management 4 Elect Uri Levine as Director For For Management -------------------------------------------------------------------------------- - 407 - INTEL CORPORATION Ticker: INTC Security ID: 458140100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James J. Goetz For For Management 1b Elect Director Alyssa Henry For For Management 1c Elect Director Omar Ishrak For For Management 1d Elect Director Risa Lavizzo-Mourey For For Management 1e Elect Director Tsu-Jae King Liu For For Management 1f Elect Director Gregory D. Smith For For Management 1g Elect Director Robert 'Bob' H. Swan For For Management 1h Elect Director Andrew Wilson For For Management 1i Elect Director Frank D. Yeary For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Provide Right to Act by Written Consent Against For Shareholder 6 Report on Global Median Gender/Racial Against Against Shareholder Pay Gap -------------------------------------------------------------------------------- INTERDIGITAL, INC. Ticker: IDCC Security ID: 45867G101 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joan H. Gillman For For Management 1b Elect Director S. Douglas Hutcheson For For Management 1c Elect Director John A. Kritzmacher For For Management 1d Elect Director John D. Markley, Jr. For For Management 1e Elect Director William J. Merritt For For Management 1f Elect Director Jean F. Rankin For For Management 1g Elect Director Philip P. Trahanas For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORPORATION Ticker: IBM Security ID: 459200101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas Buberl For For Management 1.2 Elect Director Michael L. Eskew For For Management 1.3 Elect Director David N. Farr For For Management 1.4 Elect Director Alex Gorsky For For Management 1.5 Elect Director Michelle J. Howard For For Management 1.6 Elect Director Arvind Krishna For For Management 1.7 Elect Director Andrew N. Liveris For For Management 1.8 Elect Director Frederick William For For Management McNabb, III 1.9 Elect Director Martha E. Pollack For For Management 1.10 Elect Director Virginia M. Rometty For For Management 1.11 Elect Director Joseph R. Swedish For For Management 1.12 Elect Director Sidney Taurel For For Management 1.13 Elect Director Peter R. Voser For For Management 1.14 Elect Director Frederick H. Waddell For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Governing Documents to allow Against For Shareholder Removal of Directors 5 Provide Right to Act by Written Consent Against For Shareholder 6 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- INTUIT INC. Ticker: INTU Security ID: 461202103 Meeting Date: JAN 23, 2020 Meeting Type: Annual Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Eve Burton For For Management 1b Elect Director Scott D. Cook For For Management 1c Elect Director Richard L. Dalzell For For Management 1d Elect Director Sasan K. Goodarzi For For Management 1e Elect Director Deborah Liu For For Management 1f Elect Director Suzanne Nora Johnson For For Management 1g Elect Director Dennis D. Powell For For Management 1h Elect Director Brad D. Smith For For Management 1i Elect Director Thomas Szkutak For For Management 1j Elect Director Raul Vazquez For For Management 1k Elect Director Jeff Weiner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Adopt a Mandatory Arbitration Bylaw Against Against Shareholder -------------------------------------------------------------------------------- J2 GLOBAL, INC. Ticker: JCOM Security ID: 48123V102 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard S. Ressler For For Management 1b Elect Director Douglas Y. Bech For For Management 1c Elect Director Robert J. Cresci For For Management 1d Elect Director Sarah Fay For For Management 1e Elect Director W. Brian Kretzmer For For Management 1f Elect Director Jonathan F. Miller For For Management 1g Elect Director Stephen Ross For For Management 1h Elect Director Vivek Shah For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 408 - JUNIPER NETWORKS, INC. Ticker: JNPR Security ID: 48203R104 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gary Daichendt For For Management 1b Elect Director Anne DelSanto For For Management 1c Elect Director Kevin DeNuccio For For Management 1d Elect Director James Dolce For For Management 1e Elect Director Christine Gorjanc For For Management 1f Elect Director Janet Haugen For For Management 1g Elect Director Scott Kriens For For Management 1h Elect Director Rahul Merchant For For Management 1i Elect Director Rami Rahim For For Management 1j Elect Director William Stensrud For For Management 2 Ratify Ernst & Young as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- KLA CORPORATION Ticker: KLAC Security ID: 482480100 Meeting Date: NOV 05, 2019 Meeting Type: Annual Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward Barnholt For For Management 1.2 Elect Director Robert Calderoni For For Management 1.3 Elect Director Jeneanne Hanley For For Management 1.4 Elect Director Emiko Higashi For For Management 1.5 Elect Director Kevin Kennedy For For Management 1.6 Elect Director Gary Moore For For Management 1.7 Elect Director Kiran Patel For For Management 1.8 Elect Director Victor Peng For For Management 1.9 Elect Director Robert Rango For For Management 1.10 Elect Director Richard Wallace For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KT CORP. Ticker: 030200 Security ID: 48268K101 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Incorporation For For Management 2 Elect Ku Hyeon-mo as CEO For For Management 3 Approve Financial Statements and For For Management Allocation of Income 4.1 Elect Park Yoon-young as Inside For For Management Director 4.2 Elect Park Jong-ook as Inside Director For For Management 4.3 Elect Kang Chung-gu as Outside Director For For Management 4.4 Elect Park Chan-hi as Outside Director For For Management 4.5 Elect Yeo Eun-jung as Outside Director For For Management 4.6 Elect Pyo Hyun-myung as Outside For For Management Director 5.1 Elect Sung Tae-yoon as a Member of For For Management Audit Committee 5.2 Elect Yeo Eun-jung as a Member of For For Management Audit Committee 5.3 Elect Kang Chung-gu as a Member of For For Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 7 Approve Management Contract For For Management 8 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- KULICKE & SOFFA INDUSTRIES, INC. Ticker: KLIC Security ID: 501242101 Meeting Date: FEB 18, 2020 Meeting Type: Annual Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mui Sung Yeo For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- L3HARRIS TECHNOLOGIES, INC. Ticker: LHX Security ID: 502431109 Meeting Date: OCT 25, 2019 Meeting Type: Annual Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sallie B. Bailey For For Management 1b Elect Director William M. Brown For For Management 1c Elect Director Peter W. Chiarelli For For Management 1d Elect Director Thomas A. Corcoran For For Management 1e Elect Director Thomas A. Dattilo For For Management 1f Elect Director Roger B. Fradin For For Management 1g Elect Director Lewis Hay, III For For Management 1h Elect Director Lewis Kramer For For Management 1i Elect Director Christopher E. Kubasik For For Management 1j Elect Director Rita S. Lane For For Management 1k Elect Director Robert B. Millard For For Management 1l Elect Director Lloyd W. Newton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- - 409 - L3HARRIS TECHNOLOGIES, INC. Ticker: LHX Security ID: 502431109 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sallie B. Bailey For For Management 1b Elect Director William M. Brown For For Management 1c Elect Director Peter W. Chiarelli For For Management 1d Elect Director Thomas A. Corcoran For For Management 1e Elect Director Thomas A. Dattilo For For Management 1f Elect Director Roger B. Fradin For For Management 1g Elect Director Lewis Hay, III For For Management 1h Elect Director Lewis Kramer For For Management 1i Elect Director Christopher E. Kubasik For For Management 1j Elect Director Rita S. Lane For For Management 1k Elect Director Robert B. Millard For For Management 1l Elect Director Lloyd W. Newton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Eliminate Supermajority Vote For For Management Requirement and Fair Price Requirements for Business Combinations 5 Amend Certificate of Incorporation to For For Management Eliminate the Anti-Greenmail Provision 6 Amend Certificate of Incorporation to For For Management Eliminate Cumulative Voting Provision 7 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- LAM RESEARCH CORPORATION Ticker: LRCX Security ID: 512807108 Meeting Date: NOV 05, 2019 Meeting Type: Annual Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sohail U. Ahmed For For Management 1.2 Elect Director Timothy M. Archer For For Management 1.3 Elect Director Eric K. Brandt For For Management 1.4 Elect Director Michael R. Cannon For For Management 1.5 Elect Director Youssef A. El-Mansy For For Management 1.6 Elect Director Catherine P. Lego For For Management 1.7 Elect Director Bethany J. Mayer For For Management 1.8 Elect Director Abhijit Y. Talwalkar For For Management 1.9 Elect Director Lih Shyng (Rick L.) Tsai For For Management 1.10 Elect Director Leslie F. Varon For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- LEIDOS HOLDINGS, INC. Ticker: LDOS Security ID: 525327102 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory R. Dahlberg For For Management 1b Elect Director David G. Fubini For For Management 1c Elect Director Miriam E. John For For Management 1d Elect Director Frank Kendall, III For For Management 1e Elect Director Robert C. Kovarik, Jr. For For Management 1f Elect Director Harry M.J. Kraemer, Jr. For For Management 1g Elect Director Roger A. Krone For For Management 1h Elect Director Gary S. May For For Management 1i Elect Director Surya N. Mohapatra For For Management 1j Elect Director Lawrence C. Nussdorf For For Management 1k Elect Director Robert S. Shapard For For Management 1l Elect Director Susan M. Stalnecker For For Management 1m Elect Director Noel B. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Eliminate Cumulative Voting For For Management 5 Eliminate Supermajority Vote For For Management Requirement 6 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- LOGITECH INTERNATIONAL S.A. Ticker: LOGN Security ID: H50430232 Meeting Date: SEP 04, 2019 Meeting Type: Annual Record Date: AUG 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Appropriation of Retained Earnings and For For Management Declaration of Dividend 4 Approve Discharge of Board and Senior For For Management Management 5A Elect Director Patrick Aebischer For For Management 5B Elect Director Wendy Becker For For Management 5C Elect Director Edouard Bugnion For For Management 5D Elect Director Bracken Darrell For For Management 5E Elect Director Guerrino De Luca For For Management 5F Elect Director Didier Hirsch For For Management 5G Elect Director Neil Hunt For For Management 5H Elect Director Marjorie Lao For For Management 5I Elect Director Neela Montgomery For For Management 5J Elect Director Guy Gecht For For Management 5K Elect Director Michael Polk For For Management 6 Elect Wendy Becker as Board Chairman For For Management 7A Appoint Edouard Bugnion as Member of For For Management the Compensation Committee 7B Appoint Neil Hunt as Member of the For For Management Compensation Committee 7C Appoint Michael Polk as Member of the For For Management Compensation Committee 8 Approve Remuneration of Board of For For Management Directors in the Amount of CHF 4,900,000 9 Approve Remuneration of the Group For For Management Management Team in the Amount of USD 28,600,000 10 Ratify KPMG AG as Auditors and Ratify For For Management KPMG LLP as Independent Registered Public Accounting Firm for Fiscal Year 2020 11 Designate Etude Regina Wenger & Sarah For For Management Keiser-Wuger as Independent Representative A Authorize Independent Representative For Against Management to Vote on Any Amendment to Previous Resolutions -------------------------------------------------------------------------------- - 410 - LOGMEIN, INC. Ticker: LOGM Security ID: 54142L109 Meeting Date: MAR 12, 2020 Meeting Type: Special Record Date: FEB 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For For Management -------------------------------------------------------------------------------- MAXIM INTEGRATED PRODUCTS, INC. Ticker: MXIM Security ID: 57772K101 Meeting Date: NOV 07, 2019 Meeting Type: Annual Record Date: SEP 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William (Bill) P. For For Management Sullivan 1b Elect Director Tunc Doluca For For Management 1c Elect Director Tracy C. Accardi For For Management 1d Elect Director James R. Bergman For For Management 1e Elect Director Joseph R. Bronson For For Management 1f Elect Director Robert E. Grady For For Management 1g Elect Director Mercedes Johnson For For Management 1h Elect Director William D. Watkins For For Management 1i Elect Director MaryAnn Wright For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MICRO FOCUS INTERNATIONAL PLC Ticker: MCRO Security ID: 594837403 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Approve Remuneration Policy For For Management 5 Elect Greg Lock as Director For For Management 6 Re-elect Stephen Murdoch as Director For For Management 7 Re-elect Brian McArthur-Muscroft as For For Management Director 8 Re-elect Karen Slatford as Director For For Management 9 Re-elect Richard Atkins as Director For For Management 10 Re-elect Amanda Brown as Director For For Management 11 Re-elect Lawton Fitt as Director For For Management 12 Reappoint KPMG LLP as Auditors For For Management 13 Authorise Board to Fix Remuneration of For For Management Auditors 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary For For Management Shares 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- MICROCHIP TECHNOLOGY INCORPORATED Ticker: MCHP Security ID: 595017104 Meeting Date: AUG 20, 2019 Meeting Type: Annual Record Date: JUN 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steve Sanghi For For Management 1.2 Elect Director Matthew W. Chapman For For Management 1.3 Elect Director L.B. Day For For Management 1.4 Elect Director Esther L. Johnson For For Management 1.5 Elect Director Wade F. Meyercord For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Report on Human Rights Risks in Against For Shareholder Operations and Supply Chain -------------------------------------------------------------------------------- MICROSOFT CORPORATION Ticker: MSFT Security ID: 594918104 Meeting Date: DEC 04, 2019 Meeting Type: Annual Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William H. Gates, III For For Management 1.2 Elect Director Reid G. Hoffman For For Management 1.3 Elect Director Hugh F. Johnston For For Management 1.4 Elect Director Teri L. List-Stoll For For Management 1.5 Elect Director Satya Nadella For For Management 1.6 Elect Director Sandra E. Peterson For For Management 1.7 Elect Director Penny S. Pritzker For For Management 1.8 Elect Director Charles W. Scharf For For Management 1.9 Elect Director Arne M. Sorenson For For Management 1.10 Elect Director John W. Stanton For For Management 1.11 Elect Director John W. Thompson For For Management 1.12 Elect Director Emma N. Walmsley For For Management 1.13 Elect Director Padmasree Warrior For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Employee Representation on Against Against Shareholder the Board of Directors 5 Report on Gender Pay Gap Against For Shareholder -------------------------------------------------------------------------------- - 411 - MILLICOM INTERNATIONAL CELLULAR SA Ticker: TIGO Security ID: L6388F110 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: JUN 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Appoint Alexander Koch as Chairman of For For Management Meeting and Empower Chairman to Appoint Other Members of Bureau 2 Receive Board's and Auditor's Reports For For Management 3 Approve Consolidated Financial For For Management Statements and Statutory Reports 4 Approve Allocation of Income For For Management 5 Approve Discharge of Directors For For Management 6 Fix Number of Directors at Eight For For Management 7 Reelect Jose Antonio Rios Garcia as For For Management Director 8 Reelect Pernille Erenbjerg as Director For For Management 9 Reelect Tomas Eliasson as Director For For Management 10 Reelect Odilon Almeida as Director For For Management 11 Reelect Lars-Ake Norling as Director For For Management 12 Reelect James Thompson as Director For For Management 13 Reelect Mercedes Johnson as Director For For Management 14 Elect Mauricio Ramos as Director For For Management 15 Reelect Jose Antonio Rios Garcia as For For Management Board Chairman 16 Approve Remuneration of Directors For For Management 17 Renew Appointment of Ernst & Young as For For Management Auditor and Authorize Board to Fix Their Remuneration 18 Approve Procedure on Appointment of For For Management Nomination Committee and Determination of Assignment of Nomination Committee 19 Approve Share Repurchase Plan For Against Management 20 Approve Guidelines and Policy for For For Management Remuneration of Senior Management 21 Approve Share-Based Incentive Plans For For Management -------------------------------------------------------------------------------- MKS INSTRUMENTS, INC. Ticker: MKSI Security ID: 55306N104 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph B. Donahue For For Management 1.2 Elect Director Janice K. Henry For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- MOBILE TELESYSTEMS PJSC Ticker: MTSS Security ID: 607409109 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Annual Report and Financial For For Management Statements 1.2 Approve Allocation of Income and For For Management Dividends of RUB 20.57 per Share 2.1 Elect Feliks Evtushenkov as Director None Against Management 2.2 Elect Artem Zasurskii as Director None Against Management 2.3 Elect Aleksei Kornia as Director None Against Management 2.4 Elect Regina von Flemming as Director None For Management 2.5 Elect Shaygan Kheradpir as Director None For Management 2.6 Elect Thomas Holtrop as Director None Against Management 2.7 Elect Nadia Shouraboura as Director None For Management 2.8 Elect Konstantin Ernst as Director None For Management 2.9 Elect Valentin Iumashev as Director None For Management 3.1 Elect Irina Borisenkova as Member of For For Management Audit Commission 3.2 Elect Natalia Mikheeva as Member of For For Management Audit Commission 3.3 Elect Andrei Porokh as Member of Audit For For Management Commission 4 Ratify Auditor For For Management 5 Approve New Edition of Regulations on For For Management Board of Directors 6 Approve New Edition of Regulations on For For Management Management 7.1 Approve Company's Membership in For For Management Russian Union of Industrialists and Entrepreneurs 7.2 Approve Company's Membership in For For Management AI-Russia Alliance -------------------------------------------------------------------------------- MONOLITHIC POWER SYSTEMS, INC. Ticker: MPWR Security ID: 609839105 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Victor K. Lee For Withhold Management 1.2 Elect Director James C. Moyer For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- - 412 - MONOTYPE IMAGING HOLDINGS INC. Ticker: TYPE Security ID: 61022P100 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- MOTOROLA SOLUTIONS, INC. Ticker: MSI Security ID: 620076307 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory Q. Brown For For Management 1b Elect Director Kenneth D. Denman For For Management 1c Elect Director Egon P. Durban For Against Management 1d Elect Director Clayton M. Jones For For Management 1e Elect Director Judy C. Lewent For For Management 1f Elect Director Gregory K. Mondre For Against Management 1g Elect Director Anne R. Pramaggiore For For Management 1h Elect Director Joseph M. Tucci For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- NETAPP, INC. Ticker: NTAP Security ID: 64110D104 Meeting Date: SEP 12, 2019 Meeting Type: Annual Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director T. Michael Nevens For For Management 1b Elect Director Gerald Held For For Management 1c Elect Director Kathryn M. Hill For For Management 1d Elect Director Deborah L. Kerr For For Management 1e Elect Director George Kurian For For Management 1f Elect Director Scott F. Schenkel For For Management 1g Elect Director George T. Shaheen For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- NIC INC. Ticker: EGOV Security ID: 62914B100 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Harry H. Herington For For Management 1.2 Elect Director Art N. Burtscher For For Management 1.3 Elect Director Venmal (Raji) Arasu For For Management 1.4 Elect Director C. Brad Henry For For Management 1.5 Elect Director Alexander C. Kemper For For Management 1.6 Elect Director William M. Lyons For For Management 1.7 Elect Director Anthony Scott For For Management 1.8 Elect Director Jayaprakash Vijayan For For Management 1.9 Elect Director Pete Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- NORTONLIFELOCK INC. Ticker: NLOK Security ID: 871503108 Meeting Date: DEC 19, 2019 Meeting Type: Annual Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sue Barsamian For For Management 1b Elect Director Frank E. Dangeard For For Management 1c Elect Director Nora M. Denzel For For Management 1d Elect Director Peter A. Feld For For Management 1e Elect Director Kenneth Y. Hao For For Management 1f Elect Director David W. Humphrey For For Management 1g Elect Director Vincent Pilette For For Management 1h Elect Director V. Paul Unruh For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- NXP SEMICONDUCTORS N.V. Ticker: NXPI Security ID: N6596X109 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board Members For For Management 3a Elect Kurt Sievers as Executive For For Management Director 3b Reelect Peter Bonfield as For For Management Non-Executive Director 3c Reelect Kenneth A. Goldman as For For Management Non-Executive Director 3d Reelect Josef Kaeser as Non-Executive For For Management Director 3e Reelect Lena Olving as Non-Executive For For Management Director 3f Reelect Peter Smitham as Non-Executive For For Management Director 3g Reelect Julie Southern as For For Management Non-Executive Director 3h Reelect Jasmin Staiblin as For For Management Non-Executive Director 3i Reelect Gregory Summe as Non-Executive For For Management Director 3j Reelect Karl-Henrik Sundstrom as For For Management Non-Executive Director 4 Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital 5 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Approve Cancellation of Ordinary Shares For For Management 8 Ratify Ernst & Young Accountants LLP For For Management as Auditors 9 Approve Remuneration of the Members For For Management and Chairs of the Audit Committee, Compensation Committee, and the Nominating and Governance Committee of the Board 10 Amend Articles to Establish Quorum For For Management Requirement 11 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 12 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- - 413 - OPEN TEXT CORPORATION Ticker: OTEX Security ID: 683715106 Meeting Date: SEP 04, 2019 Meeting Type: Annual/Special Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director P. Thomas Jenkins For For Management 1.2 Elect Director Mark J. Barrenechea For For Management 1.3 Elect Director Randy Fowlie For For Management 1.4 Elect Director David Fraser For For Management 1.5 Elect Director Gail E. Hamilton For For Management 1.6 Elect Director Stephen J. Sadler For For Management 1.7 Elect Director Harmit Singh For For Management 1.8 Elect Director Michael Slaunwhite For For Management 1.9 Elect Director Katharine B. Stevenson For For Management 1.10 Elect Director Carl Jurgen Tinggren For For Management 1.11 Elect Director Deborah Weinstein For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 Approve Shareholder Rights Plan For For Management -------------------------------------------------------------------------------- ORACLE CORPORATION Ticker: ORCL Security ID: 68389X105 Meeting Date: NOV 19, 2019 Meeting Type: Annual Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Berg For Withhold Management 1.2 Elect Director Michael J. Boskin For For Management 1.3 Elect Director Safra A. Catz For For Management 1.4 Elect Director Bruce R. Chizen For Withhold Management 1.5 Elect Director George H. Conrades For Withhold Management 1.6 Elect Director Lawrence J. Ellison For For Management 1.7 Elect Director Rona A. Fairhead For For Management 1.8 Elect Director Hector Garcia-Molina None None Management *Withdrawn Resolution* 1.9 Elect Director Jeffrey O. Henley For For Management 1.10 Elect Director Mark V. Hurd - Deceased None None Management 1.11 Elect Director Renee J. James For For Management 1.12 Elect Director Charles W. Moorman, IV For Withhold Management 1.13 Elect Director Leon E. Panetta For Withhold Management 1.14 Elect Director William G. Parrett For For Management 1.15 Elect Director Naomi O. Seligman For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Gender Pay Gap Against For Shareholder 5 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- ORANGE SA Ticker: ORA Security ID: 684060106 Meeting Date: MAY 19, 2020 Meeting Type: Annual/Special Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 0.50 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Elect Frederic Sanchez as Director For For Management 6 Reelect Christel Heydemann as Director For For Management 7 Reelect Bernard Ramanantsoa as Director For For Management 8 Elect Laurence Dalboussiere as Director For For Management 9 Approve Compensation Report for For For Management Corporate Officers 10 Approve Compensation of Stephane For For Management Richard, Chairman and CEO 11 Approve Compensation of Ramon For For Management Fernandez, Vice-CEO 12 Approve Compensation of Gervais For For Management Pellissier, Vice-CEO 13 Approve Remuneration Policy of For For Management Chairman and CEO 14 Approve Remuneration Policy of For For Management Vice-CEOs 15 Approve Remuneration Policy of For For Management Non-Executive Directors 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Amend Article 2 of Bylaws Re: For For Management Corporate Purpose 18 Amend Article 13 of Bylaws Re: For For Management Employee Representative 19 Authorize up to 0.07 Percent of Issued For For Management Capital for Use in Restricted Stock Plans Reserved for Key Employees and Corporate Officers With Performance Conditions Attached 20 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 21 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 22 Amend Article 13 of Bylaws Re: For For Management Employee Shareholders 23 Approve Stock Dividend Program For For Management 24 Authorize Filing of Required For For Management Documents/Other Formalities A Amend Item 16: Authorize Repurchase of Against Against Shareholder Shares B Amend Article 13 of Bylaws Re: Against Against Shareholder Plurality of Directorships C Amend Item 19: Authorize Shares for Against Against Shareholder Use in Restricted Stock Plans Reserved for Key Employees and Corporate Officers With Performance Conditions Attached D Amend Employee Stock Purchase Plans in Against Against Shareholder Favor of Employees -------------------------------------------------------------------------------- - 414 - PERSPECTA INC. Ticker: PRSP Security ID: 715347100 Meeting Date: AUG 13, 2019 Meeting Type: Annual Record Date: JUN 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sanju K. Bansal For For Management 1b Elect Director Sondra L. Barbour For For Management 1c Elect Director John M. Curtis For For Management 1d Elect Director Lisa S. Disbrow For For Management 1e Elect Director Glenn A. Eisenberg For For Management 1f Elect Director Pamela O. Kimmet For For Management 1g Elect Director J. Michael Lawrie For For Management 1h Elect Director Ramzi M. Musallam For For Management 1i Elect Director Philip O. Nolan For For Management 1j Elect Director Michael E. Ventling For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- POWER INTEGRATIONS, INC. Ticker: POWI Security ID: 739276103 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Wendy Arienzo For For Management 1.2 Elect Director Balu Balakrishnan For For Management 1.3 Elect Director Nicholas E. Brathwaite For For Management 1.4 Elect Director Anita Ganti For For Management 1.5 Elect Director William L. George For For Management 1.6 Elect Director Balakrishnan S. Iyer For For Management 1.7 Elect Director Necip Sayiner For For Management 1.8 Elect Director Steven J. Sharp For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PROGRESS SOFTWARE CORPORATION Ticker: PRGS Security ID: 743312100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul T. Dacier For For Management 1.2 Elect Director John R. Egan For For Management 1.3 Elect Director Rainer Gawlick For For Management 1.4 Elect Director Yogesh Gupta For For Management 1.5 Elect Director Charles F. Kane For For Management 1.6 Elect Director Samskriti (Sam) Y. King For For Management 1.7 Elect Director David A. Krall For For Management 1.8 Elect Director Angela T. Tucci For For Management 1.9 Elect Director Vivian Vitale For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- QAD INC. Ticker: QADB Security ID: 74727D306 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Scott J. Adelson For For Management 1b Elect Director Anton Chilton For Withhold Management 1c Elect Director Kathleen M. Crusco For For Management 1d Elect Director Peter R. van Cuylenburg For For Management 1e Elect Director Pamela M. Lopker For Withhold Management 1f Elect Director Lee D. Roberts For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- QUALCOMM INCORPORATED Ticker: QCOM Security ID: 747525103 Meeting Date: MAR 10, 2020 Meeting Type: Annual Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark Fields For For Management 1b Elect Director Jeffrey W. Henderson For For Management 1c Elect Director Ann M. Livermore For For Management 1d Elect Director Harish Manwani For For Management 1e Elect Director Mark D. McLaughlin For For Management 1f Elect Director Steve Mollenkopf For For Management 1g Elect Director Clark T. "Sandy" Randt, For For Management Jr. 1h Elect Director Irene B. Rosenfeld For For Management 1i Elect Director Kornelis "Neil" Smit For For Management 1j Elect Director Anthony J. Vinciquerra For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- - 415 - SAP SE Ticker: SAP Security ID: 803054204 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.58 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2020 6a Approve Creation of EUR 250 Million For For Management Pool of Capital with Preemptive Rights 6b Approve Creation of EUR 250 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights 7 Approve Remuneration Policy for the For For Management Management Board 8 Approve Remuneration Policy for the For For Management Supervisory Board -------------------------------------------------------------------------------- SAPIENS INTERNATIONAL CORP. NV Ticker: SPNS Security ID: G7T16G103 Meeting Date: NOV 20, 2019 Meeting Type: Annual Record Date: OCT 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Reelect Guy Bernstein as Director For For Management 1.2 Reelect Roni Al Dor as Director For For Management 1.3 Reelect Eyal Ben-Chlouche as Director For For Management 1.4 Reelect Yacov Elinav as Director For For Management 1.5 Reelect Uzi Netanel as Director For For Management 1.6 Reelect Naamit Salomon as Director For For Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Approve Kost Forer Gabbay & Kasierer For For Management as Auditors and Authorize Board to Fix Their Remuneration A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager -------------------------------------------------------------------------------- SCIENCE APPLICATIONS INTERNATIONAL CORPORATION Ticker: SAIC Security ID: 808625107 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert A. Bedingfield For For Management 1b Elect Director Carol A. Goode For For Management 1c Elect Director John J. Hamre For For Management 1d Elect Director Yvette M. Kanouff For For Management 1e Elect Director Nazzic S. Keene For For Management 1f Elect Director David M. Kerko For For Management 1g Elect Director Timothy J. Mayopoulos For For Management 1h Elect Director Katharina G. McFarland For For Management 1i Elect Director Donna S. Morea For For Management 1j Elect Director Steven R. Shane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SEAGATE TECHNOLOGY PLC Ticker: STX Security ID: G7945M107 Meeting Date: OCT 29, 2019 Meeting Type: Annual Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William D. Mosley For For Management 1b Elect Director Stephen J. Luczo For For Management 1c Elect Director Mark W. Adams For For Management 1d Elect Director Judy Bruner For For Management 1e Elect Director Michael R. Cannon For For Management 1f Elect Director William T. Coleman For For Management 1g Elect Director Jay L. Geldmacher For For Management 1h Elect Director Dylan G. Haggart For For Management 1i Elect Director Stephanie Tilenius For For Management 1j Elect Director Edward J. Zander For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 4 Amend Omnibus Stock Plan For For Management 5 Authorize Board to Allot and Issue For For Management Shares 6 Authorize Board to Opt-Out of For For Management Statutory Pre-Emption Rights 7 Determine Price Range for Reissuance For For Management of Treasury Shares -------------------------------------------------------------------------------- - 416 - SHENANDOAH TELECOMMUNICATIONS COMPANY Ticker: SHEN Security ID: 82312B106 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Tracy Fitzsimmons For For Management 1b Elect Director John W. Flora For For Management 1c Elect Director Kenneth L. Quaglio For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SILICON MOTION TECHNOLOGY CORP. Ticker: SIMO Security ID: 82706C108 Meeting Date: SEP 25, 2019 Meeting Type: Annual Record Date: AUG 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Steve Chen and Tsung-Ming Chung For For Management as Directors 2 Approve Appointment of Deloitte & For For Management Touche as Independent Auditor -------------------------------------------------------------------------------- SIMULATIONS PLUS, INC. Ticker: SLP Security ID: 829214105 Meeting Date: FEB 21, 2020 Meeting Type: Annual Record Date: DEC 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Walter S. Woltosz For For Management 1.2 Elect Director John K. Paglia For For Management 1.3 Elect Director David L. Ralph For For Management 1.4 Elect Director Daniel Weiner For For Management 1.5 Elect Director Lisa LaVange For For Management 2 Ratify Rose, Snyder, & Jacobs, LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- SKYWORKS SOLUTIONS, INC. Ticker: SWKS Security ID: 83088M102 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David J. Aldrich For For Management 1b Elect Director Alan S. Batey For For Management 1c Elect Director Kevin L. Beebe For For Management 1d Elect Director Timothy R. Furey For For Management 1e Elect Director Liam K. Griffin For For Management 1f Elect Director Christine King For For Management 1g Elect Director David P. McGlade For For Management 1h Elect Director Robert A. Schriesheim For For Management 1i Elect Director Kimberly S. Stevenson For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Eliminate Supermajority Vote For For Management Requirement to Approve Merger or Consolidation, Disposition of All or Substantially All of Assets, or Issuance of a Substantial Amount of Securities 6 Eliminate Supermajority Vote For For Management Requirement to Approve Business Combination 7 Eliminate Supermajority Vote For For Management Requirement to Amend Charter Provisions Governing Directors 8 Eliminate Supermajority Vote For For Management Requirement to Amend Charter Provision Governing Action by Stockholders 9 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- SS&C TECHNOLOGIES HOLDINGS, INC. Ticker: SSNC Security ID: 78467J100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Normand A. Boulanger For Withhold Management 1.2 Elect Director David A. Varsano For Withhold Management 1.3 Elect Director Michael J. Zamkow For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- - 417 - STMICROELECTRONICS NV Ticker: STM Security ID: 861012102 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAY 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Receive Report of Supervisory Board None None Management (Non-Voting) 4.a Approve Remuneration Report For Against Management 4.b Approve Remuneration Policy for For For Management Supervisory Board 4.c Approve Remuneration Policy for For Against Management Management Board 4.d Adopt Financial Statements and For For Management Statutory Reports 4.e Approve Dividends For For Management 4.f Approve Discharge of Management Board For For Management 4.g Approve Discharge of Supervisory Board For For Management 4.h Ratify Ernst & Young as Auditors For For Management 5 Approve Restricted Stock Grants to For Against Management President and CEO 6 Elect Ana de Pro Gonzalo to For For Management Supervisory Board 7 Elect Yann Delabriere to Supervisory For For Management Board 8 Reelect Heleen Kersten to Supervisory For For Management Board 9 Reelect Alessandro Rivera to For For Management Supervisory Board 10 Reelect Frederic Sanchez to For For Management Supervisory Board 11 Reelect Maurizio Tamagnini to For For Management Supervisory Board 12 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 13.a Grant Board Authority to Issue Shares For Against Management Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights 13.b Grant Board Authority to Issue Shares For Against Management Up To 10 Percent of Issued Capital in Case of Merger or Acquisition and Exclude Pre-emptive Rights 14 Allow Questions None None Management 15 Close Meeting None None Management -------------------------------------------------------------------------------- SWITCH, INC. Ticker: SWCH Security ID: 87105L104 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rob Roy For For Management 1.2 Elect Director Zareh Sarrafian For Withhold Management 1.3 Elect Director Kim Sheehy For Withhold Management 1.4 Elect Director Donald D. Snyder For Withhold Management 1.5 Elect Director Tom Thomas For For Management 1.6 Elect Director Bryan Wolf For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- SYNNEX CORPORATION Ticker: SNX Security ID: 87162W100 Meeting Date: MAR 17, 2020 Meeting Type: Annual Record Date: JAN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin Murai For For Management 1.2 Elect Director Dwight Steffensen For For Management 1.3 Elect Director Dennis Polk For For Management 1.4 Elect Director Fred Breidenbach For For Management 1.5 Elect Director Laurie Simon Hodrick For For Management 1.6 Elect Director Hau Lee For For Management 1.7 Elect Director Matthew Miau For Withhold Management 1.8 Elect Director Gregory Quesnel For For Management 1.9 Elect Director Ann Vezina For For Management 1.10 Elect Director Thomas Wurster For For Management 1.11 Elect Director Duane Zitzner For For Management 1.12 Elect Director Andrea Zulberti For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SYSTEMAX INC. Ticker: SYX Security ID: 871851101 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard Leeds For Withhold Management 1.2 Elect Director Bruce Leeds For Withhold Management 1.3 Elect Director Robert Leeds For Withhold Management 1.4 Elect Director Barry Litwin For Withhold Management 1.5 Elect Director Chad M. Lindbloom For For Management 1.6 Elect Director Paul S. Pearlman For For Management 1.7 Elect Director Lawrence Reinhold For Withhold Management 1.8 Elect Director Robert D. Rosenthal For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For Against Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- - 418 - TELEPHONE AND DATA SYSTEMS, INC. Ticker: TDS Security ID: 879433829 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Clarence A. Davis For For Management 1.2 Elect Director George W. Off For For Management 1.3 Elect Director Wade Oosterman For For Management 1.4 Elect Director Gary L. Sugarman For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share -------------------------------------------------------------------------------- TELUS CORPORATION Ticker: T Security ID: 87971M103 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director R.H. (Dick) Auchinleck For For Management 1.2 Elect Director Raymond T. Chan For For Management 1.3 Elect Director Stockwell Day For For Management 1.4 Elect Director Lisa de Wilde For For Management 1.5 Elect Director Darren Entwistle For For Management 1.6 Elect Director Thomas E. Flynn For For Management 1.7 Elect Director Mary Jo Haddad For For Management 1.8 Elect Director Kathy Kinloch For For Management 1.9 Elect Director Christine Magee For For Management 1.10 Elect Director John Manley For For Management 1.11 Elect Director David Mowat For For Management 1.12 Elect Director Marc Parent For For Management 1.13 Elect Director Denise Pickett For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- TERADYNE, INC. Ticker: TER Security ID: 880770102 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Michael A. Bradley For For Management 1B Elect Director Edwin J. Gillis For For Management 1C Elect Director Timothy E. Guertin For For Management 1D Elect Director Mark E. Jagiela For For Management 1E Elect Director Mercedes Johnson For For Management 1F Elect Director Marilyn Matz For For Management 1G Elect Director Paul J. Tufano For For Management 1H Elect Director Roy A. Vallee For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- TEXAS INSTRUMENTS INCORPORATED Ticker: TXN Security ID: 882508104 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark A. Blinn For For Management 1b Elect Director Todd M. Bluedorn For For Management 1c Elect Director Janet F. Clark For For Management 1d Elect Director Carrie S. Cox For For Management 1e Elect Director Martin S. Craighead For For Management 1f Elect Director Jean M. Hobby For For Management 1g Elect Director Michael D. Hsu For For Management 1h Elect Director Ronald Kirk For For Management 1i Elect Director Pamela H. Patsley For For Management 1j Elect Director Robert E. Sanchez For For Management 1k Elect Director Richard k. Templeton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- UBIQUITI INC. Ticker: UI Security ID: 90353W103 Meeting Date: DEC 11, 2019 Meeting Type: Annual Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ronald A. Sege For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- VEON LTD. Ticker: VEON Security ID: 91822M106 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: MAY 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 2.1 Elect Osama Bedier as Director None Against Management 2.2 Elect Mikhail Fridman as Director None Against Management 2.3 Elect Gennady Gazin as Director None Against Management 2.4 Elect Andrei Gusev as Director None Against Management 2.5 Elect Gunnar Holt as Director None Against Management 2.6 Elect Robert Jan van de Kraats as None Against Management Director 2.7 Elect Alexander Pertsovsky as Director None Against Management 2.8 Elect Hans Holger Albrecht as Director None Against Management 2.9 Elect Mariano De Beer as Director None Against Management 2.10 Elect Peter Derby as Director None Against Management 2.11 Elect Amos Genish as Director None Against Management 2.12 Elect Stephen Pusey as Director None Against Management 3 If you are holding less than 5% of the None For Management Company's total issued and outstanding shares, vote FOR. Otherwise vote AGAINST. -------------------------------------------------------------------------------- - 419 - VERIZON COMMUNICATIONS INC. Ticker: VZ Security ID: 92343V104 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shellye L. Archambeau For For Management 1.2 Elect Director Mark T. Bertolini For For Management 1.3 Elect Director Vittorio Colao For For Management 1.4 Elect Director Melanie L. Healey For For Management 1.5 Elect Director Clarence Otis, Jr. For For Management 1.6 Elect Director Daniel H. Schulman For For Management 1.7 Elect Director Rodney E. Slater For For Management 1.8 Elect Director Hans E. Vestberg For For Management 1.9 Elect Director Gregory G. Weaver For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Eliminate Above-Market Earnings in Against For Shareholder Executive Retirement Plans 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 6 Report on Lobbying Payments and Policy Against For Shareholder 7 Assess Feasibility of Data Privacy as Against For Shareholder a Performance Measure for Senior Executive Compensation 8 Submit Severance Agreement Against For Shareholder (Change-in-Control) to Shareholder Vote -------------------------------------------------------------------------------- WESTERN DIGITAL CORPORATION Ticker: WDC Security ID: 958102105 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kimberly E. Alexy For For Management 1b Elect Director Martin I. Cole For For Management 1c Elect Director Kathleen A. Cote For For Management 1d Elect Director Tunc Doluca For For Management 1e Elect Director Len J. Lauer For For Management 1f Elect Director Matthew E. Massengill For For Management 1g Elect Director Stephen D. Milligan For For Management 1h Elect Director Stephanie A. Streeter For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- XILINX, INC. Ticker: XLNX Security ID: 983919101 Meeting Date: AUG 08, 2019 Meeting Type: Annual Record Date: JUN 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis Segers For For Management 1.2 Elect Director Raman K. Chitkara For For Management 1.3 Elect Director Saar Gillai For For Management 1.4 Elect Director Ronald S. Jankov For For Management 1.5 Elect Director Mary Louise Krakauer For For Management 1.6 Elect Director Thomas H. Lee For For Management 1.7 Elect Director J. Michael Patterson For For Management 1.8 Elect Director Victor Peng For For Management 1.9 Elect Director Marshall C. Turner For For Management 1.10 Elect Director Elizabeth W. Vanderslice For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- XPERI CORPORATION Ticker: XPER Security ID: 98421B100 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For For Management - 420 - ==================== First Trust Nasdaq Transportation ETF ===================== ADIENT PLC Ticker: ADNT Security ID: G0084W101 Meeting Date: MAR 12, 2020 Meeting Type: Annual Record Date: JAN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Julie L. Bushman For For Management 1b Elect Director Peter H. Carlin For For Management 1c Elect Director Raymond L. Conner For For Management 1d Elect Director Douglas G. Del Grosso For For Management 1e Elect Director Richard Goodman For For Management 1f Elect Director Jose M. Gutierrez For For Management 1g Elect Director Frederick A. "Fritz" For For Management Henderson 1h Elect Director Barb J. Samardzich For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Non Employee Director Restricted For For Management Stock Plan -------------------------------------------------------------------------------- ALASKA AIR GROUP, INC. Ticker: ALK Security ID: 011659109 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patricia M. Bedient For For Management 1b Elect Director James A. Beer For For Management 1c Elect Director Marion C. Blakey For For Management 1d Elect Director Raymond L. Conner For For Management 1e Elect Director Dhiren R. Fonseca For For Management 1f Elect Director Kathleen T. Hogan For For Management 1g Elect Director Susan J. Li For For Management 1h Elect Director Benito Minicucci For For Management 1i Elect Director Helvi K. Sandvik For For Management 1j Elect Director J. Kenneth Thompson For For Management 1k Elect Director Bradley D. Tilden For For Management 1l Elect Director Eric K. Yeaman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Report on Political Contributions Against For Shareholder Disclosure 5 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- AMERICAN AIRLINES GROUP INC. Ticker: AAL Security ID: 02376R102 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James F. Albaugh For For Management 1b Elect Director Jeffrey D. Benjamin For For Management 1c Elect Director John T. Cahill For For Management 1d Elect Director Michael J. Embler For For Management 1e Elect Director Matthew J. Hart For For Management 1f Elect Director Susan D. Kronick For For Management 1g Elect Director Martin H. Nesbitt For For Management 1h Elect Director Denise M. O'Leary For For Management 1i Elect Director W. Douglas Parker For For Management 1j Elect Director Ray M. Robinson For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions and Against For Shareholder Expenditures -------------------------------------------------------------------------------- BORGWARNER INC. Ticker: BWA Security ID: 099724106 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dennis C. Cuneo For For Management 1b Elect Director Michael S. Hanley For For Management 1c Elect Director Frederic B. Lissalde For For Management 1d Elect Director Paul A. Mascarenas For For Management 1e Elect Director John R. McKernan, Jr. For For Management 1f Elect Director Deborah D. McWhinney For For Management 1g Elect Director Alexis P. Michas For For Management 1h Elect Director Vicki L. Sato For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- C.H. ROBINSON WORLDWIDE, INC. Ticker: CHRW Security ID: 12541W209 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott P. Anderson For For Management 1.2 Elect Director Robert C. Biesterfeld, For For Management Jr. 1.3 Elect Director Wayne M. Fortun For For Management 1.4 Elect Director Timothy C. Gokey For For Management 1.5 Elect Director Mary J. Steele Guilfoile For For Management 1.6 Elect Director Jodee A. Kozlak For For Management 1.7 Elect Director Brian P. Short For For Management 1.8 Elect Director James B. Stake For For Management 1.9 Elect Director Paula C. Tolliver For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- - 421 - CSX CORPORATION Ticker: CSX Security ID: 126408103 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Donna M. Alvarado For For Management 1b Elect Director Pamela L. Carter For For Management 1c Elect Director James M. Foote For For Management 1d Elect Director Steven T. Halverson For For Management 1e Elect Director Paul C. Hilal For For Management 1f Elect Director John D. McPherson For For Management 1g Elect Director David M. Moffett For For Management 1h Elect Director Linda H. Riefler For For Management 1i Elect Director Suzanne M. Vautrinot For For Management 1j Elect Director J. Steven Whisler For For Management 1k Elect Director John J. Zillmer For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- DELTA AIR LINES, INC. Ticker: DAL Security ID: 247361702 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Edward H. Bastian For For Management 1b Elect Director Francis S. Blake For For Management 1c Elect Director Ashton B. Carter For For Management 1d Elect Director David G. DeWalt For For Management 1e Elect Director William H. Easter, III For For Management 1f Elect Director Christopher A. Hazleton For For Management 1g Elect Director Michael P. Huerta For For Management 1h Elect Director Jeanne P. Jackson For For Management 1i Elect Director George N. Mattson For For Management 1j Elect Director Sergio A. L. Rial For For Management 1k Elect Director David S. Taylor For For Management 1l Elect Director Kathy N. Waller For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against For Shareholder 5 Report on Climate Lobbying Against For Shareholder 6 Report on Political Contributions Against For Shareholder 7 Report on Sexual Harassment Policy Against For Shareholder -------------------------------------------------------------------------------- EXPEDITORS INTERNATIONAL OF WASHINGTON, INC. Ticker: EXPD Security ID: 302130109 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert R. Wright For For Management 1.2 Elect Director Glenn M. Alger For For Management 1.3 Elect Director Robert P. Carlile For For Management 1.4 Elect Director James "Jim" M. DuBois For For Management 1.5 Elect Director Mark A. Emmert For For Management 1.6 Elect Director Diane H. Gulyas For For Management 1.7 Elect Director Jeffrey S. Musser For For Management 1.8 Elect Director Liane J. Pelletier For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management 5 Adopt a Policy on Board Diversity Against For Shareholder -------------------------------------------------------------------------------- FEDEX CORPORATION Ticker: FDX Security ID: 31428X106 Meeting Date: SEP 23, 2019 Meeting Type: Annual Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John A. Edwardson For For Management 1.2 Elect Director Marvin R. Ellison For For Management 1.3 Elect Director Susan Patricia Griffith For For Management 1.4 Elect Director John C. (Chris) Inglis For For Management 1.5 Elect Director Kimberly A. Jabal For For Management 1.6 Elect Director Shirley Ann Jackson For For Management 1.7 Elect Director R. Brad Martin For For Management 1.8 Elect Director Joshua Cooper Ramo For For Management 1.9 Elect Director Susan C. Schwab For For Management 1.10 Elect Director Frederick W. Smith For For Management 1.11 Elect Director David P. Steiner For For Management 1.12 Elect Director Paul S. Walsh For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Report on Employee Representation on Against Against Shareholder the Board of Directors -------------------------------------------------------------------------------- FORD MOTOR COMPANY Ticker: F Security ID: 345370860 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kimberly A. Casiano For For Management 1b Elect Director Anthony F. Earley, Jr. For For Management 1c Elect Director Edsel B. Ford, II For For Management 1d Elect Director William Clay Ford, Jr. For For Management 1e Elect Director James P. Hackett For For Management 1f Elect Director William W. Helman, IV For For Management 1g Elect Director William E. Kennard For For Management 1h Elect Director John C. Lechleiter For For Management 1i Elect Director Beth E. Mooney For For Management 1j Elect Director John L. Thornton For For Management 1k Elect Director John B. Veihmeyer For For Management 1l Elect Director Lynn M. Vojvodich For For Management 1m Elect Director John S. Weinberg For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 5 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- - 422 - GENERAL MOTORS COMPANY Ticker: GM Security ID: 37045V100 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary T. Barra For For Management 1b Elect Director Wesley G. Bush For For Management 1c Elect Director Linda R. Gooden For For Management 1d Elect Director Joseph Jimenez For For Management 1e Elect Director Jane L. Mendillo For For Management 1f Elect Director Judith A. Miscik For For Management 1g Elect Director Patricia F. Russo For For Management 1h Elect Director Thomas M. Schoewe For For Management 1i Elect Director Theodore M. Solso For For Management 1j Elect Director Carol M. Stephenson For For Management 1k Elect Director Devin N. Wenig For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Approve Omnibus Stock Plan For For Management 6 Provide Right to Act by Written Consent Against For Shareholder 7 Amend Proxy Access Right Against For Shareholder 8 Report on Human Rights Policy Against For Shareholder Implementation 9 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- GENUINE PARTS COMPANY Ticker: GPC Security ID: 372460105 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Elizabeth W. Camp For For Management 1.2 Elect Director Richard Cox, Jr. For For Management 1.3 Elect Director Paul D. Donahue For For Management 1.4 Elect Director Gary P. Fayard For For Management 1.5 Elect Director P. Russell Hardin For For Management 1.6 Elect Director John R. Holder For For Management 1.7 Elect Director Donna W. Hyland For For Management 1.8 Elect Director John D. Johns For For Management 1.9 Elect Director Jean-Jacques Lafont For For Management 1.10 Elect Director Robert C. "Robin" For For Management Loudermilk, Jr. 1.11 Elect Director Wendy B. Needham For For Management 1.12 Elect Director E. Jenner Wood, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on EEO Against For Shareholder -------------------------------------------------------------------------------- HARLEY-DAVIDSON, INC. Ticker: HOG Security ID: 412822108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Troy Alstead For For Management 1.2 Elect Director R. John Anderson For For Management 1.3 Elect Director Michael J. Cave For For Management 1.4 Elect Director Allan Golston For For Management 1.5 Elect Director Sara L. Levinson For For Management 1.6 Elect Director N. Thomas Linebarger For For Management 1.7 Elect Director Brian R. Niccol For For Management 1.8 Elect Director Maryrose T. Sylvester For For Management 1.9 Elect Director Jochen Zeitz For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Provide Proxy Access Right For For Management 4 Approve Omnibus Stock Plan For For Management 5 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- J.B. HUNT TRANSPORT SERVICES, INC. Ticker: JBHT Security ID: 445658107 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas G. Duncan For For Management 1.2 Elect Director Francesca M. Edwardson For For Management 1.3 Elect Director Wayne Garrison For For Management 1.4 Elect Director Sharilyn S. Gasaway For For Management 1.5 Elect Director Gary C. George For For Management 1.6 Elect Director Bryan Hunt For For Management 1.7 Elect Director Gale V. King For For Management 1.8 Elect Director John N. Roberts, III For For Management 1.9 Elect Director James L. Robo For For Management 1.10 Elect Director Kirk Thompson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Political Contributions Against For Shareholder 5 Report on Climate Change Initiatives Against For Shareholder -------------------------------------------------------------------------------- JETBLUE AIRWAYS CORPORATION Ticker: JBLU Security ID: 477143101 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Basil Ben Baldanza For For Management 1b Elect Director Peter Boneparth For For Management 1c Elect Director Virginia Gambale For For Management 1d Elect Director Robin Hayes For For Management 1e Elect Director Ellen Jewett For For Management 1f Elect Director Robert Leduc For For Management 1g Elect Director Teri McClure For For Management 1h Elect Director Sarah Robb O'Hagan For For Management 1i Elect Director Vivek Sharma For For Management 1j Elect Director Thomas Winkelmann For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Ratify Ernst & Young LLP as Auditors For For Management 6 Provide Right to Call Special Meeting For For Management 7 Provide Right to Act by Written Consent For For Management 8 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- - 423 - KANSAS CITY SOUTHERN Ticker: KSU Security ID: 485170302 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lydia I. Beebe For For Management 1.2 Elect Director Lu M. Cordova For For Management 1.3 Elect Director Robert J. Druten For For Management 1.4 Elect Director Antonio O. Garza, Jr. For For Management 1.5 Elect Director David Garza-Santos For For Management 1.6 Elect Director Janet H. Kennedy For For Management 1.7 Elect Director Mitchell J. Krebs For For Management 1.8 Elect Director Henry J. Maier For For Management 1.9 Elect Director Thomas A. McDonnell For For Management 1.10 Elect Director Patrick J. Ottensmeyer For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC. Ticker: KNX Security ID: 499049104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Jackson For For Management 1.2 Elect Director Kevin Knight For For Management 1.3 Elect Director Roberta Roberts Shank For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management 4 Declassify the Board of Directors For For Management 5 Amend Omnibus Stock Plan For For Management 6 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- LEAR CORPORATION Ticker: LEA Security ID: 521865204 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas P. Capo For For Management 1b Elect Director Mei-Wei Cheng For For Management 1c Elect Director Jonathan F. Foster For For Management 1d Elect Director Mary Lou Jepsen For For Management 1e Elect Director Kathleen A. Ligocki For For Management 1f Elect Director Conrad L. Mallett, Jr. For For Management 1g Elect Director Raymond E. Scott For For Management 1h Elect Director Gregory C. Smith For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Human Rights Impact Against For Shareholder Assessment -------------------------------------------------------------------------------- LKQ CORPORATION Ticker: LKQ Security ID: 501889208 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick Berard For For Management 1b Elect Director Meg A. Divitto For For Management 1c Elect Director Robert M. Hanser For For Management 1d Elect Director Joseph M. Holsten For For Management 1e Elect Director Blythe J. McGarvie For For Management 1f Elect Director John W. Mendel For For Management 1g Elect Director Jody G. Miller For For Management 1h Elect Director John F. O'Brien For For Management 1i Elect Director Guhan Subramanian For For Management 1j Elect Director Xavier Urbain For For Management 1k Elect Director Dominick Zarcone For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NORFOLK SOUTHERN CORPORATION Ticker: NSC Security ID: 655844108 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas D. Bell, Jr. For For Management 1b Elect Director Mitchell E. Daniels, Jr. For For Management 1c Elect Director Marcela E. Donadio For For Management 1d Elect Director John C. Huffard, Jr. For For Management 1e Elect Director Christopher T. Jones For For Management 1f Elect Director Thomas C. Kelleher For For Management 1g Elect Director Steven F. Leer For For Management 1h Elect Director Michael D. Lockhart For For Management 1i Elect Director Amy E. Miles For For Management 1j Elect Director Claude Mongeau For For Management 1k Elect Director Jennifer F. Scanlon For For Management 1l Elect Director James A. Squires For For Management 1m Elect Director John R. Thompson For For Management 2a Amend Articles Re: Voting Standard for For For Management Amendment of Articles 2b Amend Articles Re: Simple Majority For For Management Voting Standard to Approve Merger, Share Exchange, Conversion, Sale,or Dissolution of the Corporation 2c Amend Articles Re: Simple Majority For For Management Voting Standard to Approve Re-Domestication of the Corporation and Affiliated Transactions 3 Ratify KPMG LLP as Auditor For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- - 424 - OLD DOMINION FREIGHT LINE, INC. Ticker: ODFL Security ID: 679580100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sherry A. Aaholm For For Management 1.2 Elect Director Earl E. Congdon For For Management 1.3 Elect Director David S. Congdon For For Management 1.4 Elect Director John R. Congdon, Jr. For For Management 1.5 Elect Director Bradley R. Gabosch For For Management 1.6 Elect Director Greg C. Gantt For For Management 1.7 Elect Director Patrick D. Hanley For For Management 1.8 Elect Director John D. Kasarda For For Management 1.9 Elect Director Wendy T. Stallings For For Management 1.10 Elect Director Leo H. Suggs For For Management 1.11 Elect Director D. Michael Wray For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Increase Authorized Common Stock For For Management 4 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- SOUTHWEST AIRLINES CO. Ticker: LUV Security ID: 844741108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David W. Biegler For For Management 1b Elect Director J. Veronica Biggins For For Management 1c Elect Director Douglas H. Brooks For For Management 1d Elect Director William H. Cunningham For For Management 1e Elect Director John G. Denison For For Management 1f Elect Director Thomas W. Gilligan For For Management 1g Elect Director Gary C. Kelly For For Management 1h Elect Director Grace D. Lieblein For For Management 1i Elect Director Nancy B. Loeffler For For Management 1j Elect Director John T. Montford For For Management 1k Elect Director Ron Ricks For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Require Independent Board Chair Against Against Shareholder 5 Provide Right to Act by Written Consent Against Against Shareholder 6 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- SPIRIT AIRLINES INC. Ticker: SAVE Security ID: 848577102 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward M. Christie, III For For Management 1.2 Elect Director Mark B. Dunkerley For For Management 1.3 Elect Director Christine P. Richards For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE GOODYEAR TIRE & RUBBER COMPANY Ticker: GT Security ID: 382550101 Meeting Date: APR 06, 2020 Meeting Type: Annual Record Date: FEB 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James A. Firestone For For Management 1b Elect Director Werner Geissler For For Management 1c Elect Director Peter S. Hellman For For Management 1d Elect Director Laurette T. Koellner For For Management 1e Elect Director Richard J. Kramer For For Management 1f Elect Director W. Alan McCollough For For Management 1g Elect Director John E. McGlade For For Management 1h Elect Director Roderick A. Palmore For For Management 1i Elect Director Hera K. Siu For For Management 1j Elect Director Stephanie A. Streeter For For Management 1k Elect Director Michael R. Wessel For For Management 1l Elect Director Thomas L. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- UNION PACIFIC CORPORATION Ticker: UNP Security ID: 907818108 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andrew H. Card, Jr. For For Management 1b Elect Director William J. DeLaney For For Management 1c Elect Director David B. Dillon For For Management 1d Elect Director Lance M. Fritz For For Management 1e Elect Director Deborah C. Hopkins For For Management 1f Elect Director Jane H. Lute For For Management 1g Elect Director Michael R. McCarthy For For Management 1h Elect Director Thomas F. McLarty, III For For Management 1i Elect Director Bhavesh V. Patel For For Management 1j Elect Director Jose H. Villarreal For For Management 1k Elect Director Christopher J. Williams For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against Against Shareholder 5 Report on Climate Change Against Against Shareholder -------------------------------------------------------------------------------- - 425 - UNITED AIRLINES HOLDINGS, INC. Ticker: UAL Security ID: 910047109 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carolyn Corvi For For Management 1b Elect Director Barney Harford For For Management 1c Elect Director Michele J. Hooper For For Management 1d Elect Director Walter Isaacson For For Management 1e Elect Director James A. C. Kennedy For For Management 1f Elect Director J. Scott Kirby For For Management 1g Elect Director Oscar Munoz For For Management 1h Elect Director Edward M. Philip For For Management 1i Elect Director Edward L. Shapiro For For Management 1j Elect Director David J. Vitale For For Management 1k Elect Director James M. Whitehurst For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Report on Global Warming-Related Against For Shareholder Lobbying Activities -------------------------------------------------------------------------------- UNITED PARCEL SERVICE, INC. Ticker: UPS Security ID: 911312106 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David P. Abney For For Management 1b Elect Director Rodney C. Adkins For For Management 1c Elect Director Michael J. Burns For For Management 1d Elect Director William R. Johnson For For Management 1e Elect Director Ann M. Livermore For For Management 1f Elect Director Rudy H.P. Markham For For Management 1g Elect Director Franck J. Moison For For Management 1h Elect Director Clark 'Sandy' T. Randt, For For Management Jr. 1i Elect Director Christiana Smith Shi For For Management 1j Elect Director John T. Stankey For For Management 1k Elect Director Carol B. Tome For For Management 1l Elect Director Kevin Warsh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 6 Report on Climate Change Against For Shareholder -------------------------------------------------------------------------------- XPO LOGISTICS, INC. Ticker: XPO Security ID: 983793100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bradley S. Jacobs For For Management 1.2 Elect Director Gena L. Ashe For For Management 1.3 Elect Director Marlene M. Colucci For For Management 1.4 Elect Director AnnaMaria DeSalva For For Management 1.5 Elect Director Michael G. Jesselson For For Management 1.6 Elect Director Adrian P. Kingshott For For Management 1.7 Elect Director Jason D. Papastavrou For For Management 1.8 Elect Director Oren G. Shaffer For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 5 Report on Integrating ESG Metrics Into Against For Shareholder Executive Compensation Program 6 Require Independent Board Chair Against For Shareholder 7 Report on Sexual Harassment Against For Shareholder 8 Limit Accelerated Vesting of Equity Against For Shareholder Awards Upon a Change in Control - 426 - ============= First Trust RBA American Industrial Renaissance ETF ============== 1ST SOURCE CORPORATION Ticker: SRCE Security ID: 336901103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Vinod M. Khilnani For Against Management 1b Elect Director Rex Martin For Against Management 1c Elect Director Christopher J. Murphy, For For Management III 1d Elect Director Timothy K. Ozark For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BKD LLP as Auditors For For Management -------------------------------------------------------------------------------- ARCOSA, INC. Ticker: ACA Security ID: 039653100 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joseph Alvarado For For Management 1b Elect Director Jeffrey A. Craig For For Management 1c Elect Director John W. Lindsay For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ARGAN, INC. Ticker: AGX Security ID: 04010E109 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rainer H. Bosselmann For For Management 1.2 Elect Director Cynthia A. Flanders For Withhold Management 1.3 Elect Director Peter W. Getsinger For For Management 1.4 Elect Director William F. Griffin, Jr. For For Management 1.5 Elect Director John R. Jeffrey, Jr. For For Management 1.6 Elect Director Mano S. Koilpillai For For Management 1.7 Elect Director William F. Leimkuhler For For Management 1.8 Elect Director W.G. Champion Mitchell For For Management 1.9 Elect Director James W. Quinn For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify Grant Thornton LLP as Auditor For For Management -------------------------------------------------------------------------------- ASSOCIATED BANC-CORP Ticker: ASB Security ID: 045487105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John F. Bergstrom For For Management 1.2 Elect Director Michael T. Crowley, Jr. For For Management 1.3 Elect Director Philip B. Flynn For For Management 1.4 Elect Director R. Jay Gerken For For Management 1.5 Elect Director Judith P. Greffin For For Management 1.6 Elect Director Michael J. Haddad For For Management 1.7 Elect Director William R. Hutchinson For For Management 1.8 Elect Director Robert A. Jeffe For For Management 1.9 Elect Director Eileen A. Kamerick For For Management 1.10 Elect Director Gale E. Klappa For For Management 1.11 Elect Director Richard T. Lommen For For Management 1.12 Elect Director Cory L. Nettles For For Management 1.13 Elect Director Karen T. van Lith For For Management 1.14 Elect Director John (Jay) B. Williams For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ASTEC INDUSTRIES, INC. Ticker: ASTE Security ID: 046224101 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William D. Gehl For For Management 1.2 Elect Director William G. Dorey For For Management 1.3 Elect Director Charles F. Potts For For Management 1.4 Elect Director Barry A. Ruffalo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ATKORE INTERNATIONAL GROUP INC. Ticker: ATKR Security ID: 047649108 Meeting Date: JAN 30, 2020 Meeting Type: Annual Record Date: DEC 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Betty R. Johnson For For Management 1B Elect Director William E. Waltz, Jr. For For Management 1C Elect Director A. Mark Zeffiro For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- - 427 - BLUE BIRD CORPORATION Ticker: BLBD Security ID: 095306106 Meeting Date: MAR 04, 2020 Meeting Type: Annual Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas Grimm For For Management 1.2 Elect Director Phil Horlock For For Management 1.3 Elect Director Connor Wentzell For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years 5 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- BRYN MAWR BANK CORPORATION Ticker: BMTC Security ID: 117665109 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrea F. Gilbert For For Management 1.2 Elect Director Lynn B. McKee For For Management 1.3 Elect Director F. Kevin Tylus For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CLEAN HARBORS, INC. Ticker: CLH Security ID: 184496107 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eugene Banucci For For Management 1.2 Elect Director Edward G. Galante For For Management 1.3 Elect Director Thomas J. Shields For For Management 1.4 Elect Director John R. Welch For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- COMFORT SYSTEMS USA, INC. Ticker: FIX Security ID: 199908104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Darcy G. Anderson For For Management 1.2 Elect Director Herman E. Bulls For For Management 1.3 Elect Director Alan P. Krusi For For Management 1.4 Elect Director Brian E. Lane For For Management 1.5 Elect Director Pablo G. Mercado For For Management 1.6 Elect Director Franklin Myers For For Management 1.7 Elect Director William J. Sandbrook For For Management 1.8 Elect Director James H. Schultz For For Management 1.9 Elect Director Constance E. Skidmore For For Management 1.10 Elect Director Vance W. Tang For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CONSTRUCTION PARTNERS, INC. Ticker: ROAD Security ID: 21044C107 Meeting Date: MAR 06, 2020 Meeting Type: Annual Record Date: JAN 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Craig Jennings For Withhold Management 1b Elect Director Mark R. Matteson For Withhold Management 2 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- DOUGLAS DYNAMICS, INC. Ticker: PLOW Security ID: 25960R105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James L. Janik For For Management 1.2 Elect Director James D. Staley For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- DYCOM INDUSTRIES, INC. Ticker: DY Security ID: 267475101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dwight B. Duke For For Management 1b Elect Director Peter T. Pruitt, Jr. For For Management 1c Elect Director Laurie J. Thomsen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- - 428 - EMCOR GROUP, INC. Ticker: EME Security ID: 29084Q100 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John W. Altmeyer For For Management 1b Elect Director Anthony J. Guzzi For For Management 1c Elect Director Richard F. Hamm, Jr. For For Management 1d Elect Director David H. Laidley For For Management 1e Elect Director Carol P. Lowe For For Management 1f Elect Director M. Kevin McEvoy For For Management 1g Elect Director William P. Reid For For Management 1h Elect Director Steven B. Schwarzwaelder For For Management 1i Elect Director Robin Walker-Lee For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Amend Restricted Stock Plan For For Management 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- ENCORE WIRE CORPORATION Ticker: WIRE Security ID: 292562105 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory J. Fisher For For Management 1.2 Elect Director Daniel L. Jones For For Management 1.3 Elect Director Gina A. Norris For For Management 1.4 Elect Director William R. Thomas For For Management 1.5 Elect Director Scott D. Weaver For For Management 1.6 Elect Director John H. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- EVOQUA WATER TECHNOLOGIES CORP. Ticker: AQUA Security ID: 30057T105 Meeting Date: FEB 18, 2020 Meeting Type: Annual Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ron C. Keating For Withhold Management 1.2 Elect Director Martin J. Lamb For Withhold Management 1.3 Elect Director Peter M. Wilver For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- F.N.B. CORPORATION Ticker: FNB Security ID: 302520101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pamela A. Bena For For Management 1.2 Elect Director William B. Campbell For For Management 1.3 Elect Director James D. Chiafullo For For Management 1.4 Elect Director Vincent J. Delie, Jr. For For Management 1.5 Elect Director Mary Jo Dively For For Management 1.6 Elect Director Robert A. Hormell For For Management 1.7 Elect Director David J. Malone For For Management 1.8 Elect Director Frank C. Mencini For For Management 1.9 Elect Director David L. Motley For For Management 1.10 Elect Director Heidi A. Nicholas For For Management 1.11 Elect Director John S. Stanik For For Management 1.12 Elect Director William J. Strimbu For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- FEDERAL SIGNAL CORPORATION Ticker: FSS Security ID: 313855108 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eugene J. Lowe, III For For Management 1.2 Elect Director Dennis J. Martin For For Management 1.3 Elect Director Patrick E. Miller None None Management *Withdrawn Resolution* 1.4 Elect Director Richard R. Mudge For For Management 1.5 Elect Director William F. Owens For For Management 1.6 Elect Director Brenda L. Reichelderfer For For Management 1.7 Elect Director Jennifer L. Sherman For For Management 1.8 Elect Director John L. Workman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- - 429 - FIRST COMMONWEALTH FINANCIAL CORPORATION Ticker: FCF Security ID: 319829107 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Julie A. Caponi For For Management 1.2 Elect Director Ray T. Charley For For Management 1.3 Elect Director Gary R. Claus For For Management 1.4 Elect Director David S. Dahlmann For For Management 1.5 Elect Director Johnston A. Glass For For Management 1.6 Elect Director Jon L. Gorney For For Management 1.7 Elect Director Jane Grebenc For For Management 1.8 Elect Director David W. Greenfield For For Management 1.9 Elect Director Bart E. Johnson For For Management 1.10 Elect Director Luke A. Latimer For For Management 1.11 Elect Director Aradhna M. Oliphant For For Management 1.12 Elect Director T. Michael Price For For Management 1.13 Elect Director Robert J. Ventura For For Management 1.14 Elect Director Stephen A. Wolfe For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FIRST FINANCIAL BANCORP. Ticker: FFBC Security ID: 320209109 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Wickliffe Ach For For Management 1.2 Elect Director William G. Barron For For Management 1.3 Elect Director Vincent A. Berta For For Management 1.4 Elect Director Cynthia O. Booth For For Management 1.5 Elect Director Archie M. Brown For For Management 1.6 Elect Director Claude E. Davis For For Management 1.7 Elect Director Corinne R. Finnerty For For Management 1.8 Elect Director Susan L. Knust For For Management 1.9 Elect Director William J. Kramer For For Management 1.10 Elect Director John T. Neighbours For For Management 1.11 Elect Director Thomas M. O'Brien For For Management 1.12 Elect Director Maribeth S. Rahe For For Management 2 Ratify Crowe LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- FIRST FINANCIAL CORPORATION Ticker: THFF Security ID: 320218100 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory L. Gibson For Withhold Management 1.2 Elect Director Paul J. Pierson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRST MERCHANTS CORPORATION Ticker: FRME Security ID: 320817109 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director H. Douglas Chaffin For For Management 1.2 Elect Director Michael J. Fisher For For Management 1.3 Elect Director Clark C. Kellogg, Jr. For For Management 1.4 Elect Director Gary J. Lehman For For Management 1.5 Elect Director Michael C. Marhenke For Withhold Management 1.6 Elect Director Jean L. Wojtowicz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BKD, LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRST MIDWEST BANCORP, INC. Ticker: FMBI Security ID: 320867104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barbara A. Boigegrain For For Management 1.2 Elect Director Thomas L. Brown For For Management 1.3 Elect Director Phupinder S. Gill For For Management 1.4 Elect Director Kathryn J. Hayley For For Management 1.5 Elect Director Peter J. Henseler For For Management 1.6 Elect Director Frank B. Modruson For For Management 1.7 Elect Director Ellen A. Rudnick For For Management 1.8 Elect Director Mark G. Sander For For Management 1.9 Elect Director Michael L. Scudder For For Management 1.10 Elect Director Michael J. Small For For Management 1.11 Elect Director Stephen C. Van Arsdell For For Management 1.12 Elect Director J. Stephen Vanderwoude For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- - 430 - FULTON FINANCIAL CORPORATION Ticker: FULT Security ID: 360271100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jennifer Craighead Carey For For Management 1b Elect Director Lisa Crutchfield For For Management 1c Elect Director Denise L. Devine For For Management 1d Elect Director Steven S. Etter For For Management 1e Elect Director Patrick J. Freer For For Management 1f Elect Director Carlos E. Graupera For For Management 1g Elect Director George W. Hodges For For Management 1h Elect Director James R. Moxley, III For For Management 1i Elect Director Curtis J. Myers For For Management 1j Elect Director Scott A. Snyder For For Management 1k Elect Director Ronald H. Spair For For Management 1l Elect Director Mark F. Strauss For For Management 1m Elect Director Ernest J. Waters For For Management 1n Elect Director E. Philip Wenger For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- GENERAC HOLDINGS INC. Ticker: GNRC Security ID: 368736104 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marcia J. Avedon For For Management 1.2 Elect Director Bennett J. Morgan For For Management 1.3 Elect Director Dominick P. Zarcone For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GERMAN AMERICAN BANCORP, INC. Ticker: GABC Security ID: 373865104 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Chris A. Ramsey For For Management 1.2 Elect Director M. Darren Root For For Management 1.3 Elect Director Mark A. Schroeder For For Management 1.4 Elect Director Jack W. Sheidler For For Management 2 Amend Articles of Incorporation to For For Management Allow Shareholders to Amend By-Laws 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Crowe LLP as Auditor For For Management -------------------------------------------------------------------------------- HEARTLAND FINANCIAL USA, INC. Ticker: HTLF Security ID: 42234Q102 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert B. Engel For For Management 1b Elect Director Thomas L. Flynn For For Management 1c Elect Director Jennifer K. Hopkins For For Management 1d Elect Director Bruce K. Lee For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify KPMG LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HERITAGE-CRYSTAL CLEAN, INC. Ticker: HCCI Security ID: 42726M106 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce Bruckmann For Withhold Management 1.2 Elect Director Carmine Falcone For Withhold Management 1.3 Elect Director Robert W. Willmschen, For For Management Jr. 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Other Business For Against Management -------------------------------------------------------------------------------- HUBBELL INCORPORATED Ticker: HUBB Security ID: 443510607 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carlos M. Cardoso For For Management 1.2 Elect Director Anthony J. Guzzi For For Management 1.3 Elect Director Neal J. Keating For For Management 1.4 Elect Director Bonnie C. Lind For For Management 1.5 Elect Director John F. Malloy For For Management 1.6 Elect Director David G. Nord For For Management 1.7 Elect Director John G. Russell For For Management 1.8 Elect Director Steven R. Shawley For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- - 431 - LAKELAND FINANCIAL CORPORATION Ticker: LKFN Security ID: 511656100 Meeting Date: APR 14, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Blake W. Augsburger For For Management 1b Elect Director Robert E. Bartels, Jr. For For Management 1c Elect Director Darrianne P. Christian For For Management 1d Elect Director Daniel F. Evans, Jr. For For Management 1e Elect Director David M. Findlay For For Management 1f Elect Director Thomas A. Hiatt For For Management 1g Elect Director Michael L. Kubacki For For Management 1h Elect Director Emily E. Pichon For For Management 1i Elect Director Steven D. Ross For For Management 1j Elect Director Brian J. Smith For For Management 1k Elect Director Bradley J. Toothaker For For Management 1l Elect Director Ronald D. Truex For For Management 1m Elect Director M. Scott Welch For For Management 2 Amend Articles of Incorporation to For For Management Allow Shareholders to Amend Bylaws 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- MASTEC, INC. Ticker: MTZ Security ID: 576323109 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ernst N. Csiszar For For Management 1.2 Elect Director Julia L. Johnson For For Management 1.3 Elect Director Jorge Mas For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MERCANTILE BANK CORPORATION Ticker: MBWM Security ID: 587376104 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David M. Cassard For For Management 1.2 Elect Director Edward J. Clark For For Management 1.3 Elect Director Michelle L. Eldridge For For Management 1.4 Elect Director Jeff A. Gardner For For Management 1.5 Elect Director Robert B. Kaminski, Jr. For For Management 1.6 Elect Director Michael H. Price For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify BDO USA, LLP as Auditor For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MUELLER WATER PRODUCTS, INC. Ticker: MWA Security ID: 624758108 Meeting Date: JAN 29, 2020 Meeting Type: Annual Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shirley C. Franklin For For Management 1.2 Elect Director J. Scott Hall For For Management 1.3 Elect Director Thomas J. Hansen For For Management 1.4 Elect Director Jerry W. Kolb For For Management 1.5 Elect Director Mark J. O'Brien For For Management 1.6 Elect Director Christine Ortiz For For Management 1.7 Elect Director Bernard G. Rethore For For Management 1.8 Elect Director Lydia W. Thomas For For Management 1.9 Elect Director Michael T. Tokarz For For Management 1.10 Elect Director Stephen C. Van Arsdell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MYR GROUP INC. Ticker: MYRG Security ID: 55405W104 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth M. Hartwick For For Management 1.2 Elect Director Jennifer E. Lowry For For Management 1.3 Elect Director Richard S. Swartz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- NORTHWEST PIPE COMPANY Ticker: NWPX Security ID: 667746101 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Scott Montross For For Management 1b Elect Director John Paschal For Withhold Management 1c Elect Director William Yearsley For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- - 432 - OLD NATIONAL BANCORP Ticker: ONB Security ID: 680033107 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew E. Goebel For For Management 1.2 Elect Director Jerome F. Henry, Jr. For For Management 1.3 Elect Director Daniel S. Hermann For For Management 1.4 Elect Director Ryan C. Kitchell For For Management 1.5 Elect Director Phelps L. Lambert For For Management 1.6 Elect Director Austin M. Ramirez For For Management 1.7 Elect Director James C. Ryan, III For For Management 1.8 Elect Director Thomas E. Salmon For For Management 1.9 Elect Director Randall T. Shepard For For Management 1.10 Elect Director Rebecca S. Skillman For For Management 1.11 Elect Director Derrick J. Stewart For For Management 1.12 Elect Director Katherine E. White For For Management 1.13 Elect Director Linda E. White For For Management 2 Increase Authorized Preferred Stock For Against Management 3 Amend Articles of Incorporation to For For Management Allow Shareholders to Amend the By-Laws 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- OSHKOSH CORPORATION Ticker: OSK Security ID: 688239201 Meeting Date: FEB 04, 2020 Meeting Type: Annual Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Keith J. Allman For For Management 1.2 Elect Director Wilson R. Jones For For Management 1.3 Elect Director Tyrone M. Jordan For For Management 1.4 Elect Director Kimberley Metcalf-Kupres For For Management 1.5 Elect Director Stephen D. Newlin For For Management 1.6 Elect Director Raymond T. Odierno For For Management 1.7 Elect Director Craig P. Omtvedt For For Management 1.8 Elect Director Duncan J. Palmer For For Management 1.9 Elect Director Sandra E. Rowland For For Management 1.10 Elect Director John S. Shiely For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PARK NATIONAL CORPORATION Ticker: PRK Security ID: 700658107 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director C. Daniel DeLawder For For Management 1b Elect Director Alicia J. Hupp For For Management 1c Elect Director Matthew R. Miller For For Management 1d Elect Director Robert E. O'Neill For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- PEOPLES BANCORP INC. Ticker: PEBO Security ID: 709789101 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tara M. Abraham For For Management 1.2 Elect Director S. Craig Beam For For Management 1.3 Elect Director George W. Broughton For For Management 1.4 Elect Director David F. Dierker For For Management 1.5 Elect Director James S. Huggins For For Management 1.6 Elect Director Brooke W. James For For Management 1.7 Elect Director David L. Mead For For Management 1.8 Elect Director Susan D. Rector For For Management 1.9 Elect Director Charles W. Sulerzyski For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PRIMORIS SERVICES CORPORATION Ticker: PRIM Security ID: 74164F103 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen C. Cook For For Management 1.2 Elect Director David L. King For For Management 1.3 Elect Director Carla S. Mashinski For For Management 1.4 Elect Director Thomas E. McCormick For For Management 1.5 Elect Director John P. Schauerman For For Management 1.6 Elect Director Robert A. Tinstman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- - 433 - PROTO LABS, INC. Ticker: PRLB Security ID: 743713109 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Victoria M. Holt For For Management 1b Elect Director Archie C. Black For For Management 1c Elect Director Sujeet Chand For For Management 1d Elect Director Moonhie Chin For For Management 1e Elect Director Rainer Gawlick For For Management 1f Elect Director John B. Goodman For For Management 1g Elect Director Donald G. Krantz For For Management 1h Elect Director Sven A. Wehrwein For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- QUANTA SERVICES, INC. Ticker: PWR Security ID: 74762E102 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Earl C. (Duke) Austin, For For Management Jr. 1.2 Elect Director Doyle N. Beneby For For Management 1.3 Elect Director J. Michal Conaway For For Management 1.4 Elect Director Vincent D. Foster For For Management 1.5 Elect Director Bernard Fried For For Management 1.6 Elect Director Worthing F. Jackman For For Management 1.7 Elect Director David M. McClanahan For For Management 1.8 Elect Director Margaret B. Shannon For For Management 1.9 Elect Director Pat Wood, III For For Management 1.10 Elect Director Martha B. Wyrsch For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- RBC BEARINGS INCORPORATED Ticker: ROLL Security ID: 75524B104 Meeting Date: SEP 11, 2019 Meeting Type: Annual Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward D. Stewart For For Management 1.2 Elect Director Daniel A. Bergeron For For Management 1.3 Elect Director Michael H. Ambrose For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- S&T BANCORP, INC. Ticker: STBA Security ID: 783859101 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lewis W. Adkins, Jr. For For Management 1.2 Elect Director David G. Antolik For For Management 1.3 Elect Director Peter R. Barsz For For Management 1.4 Elect Director Todd D. Brice For For Management 1.5 Elect Director Christina A. Cassotis For For Management 1.6 Elect Director Michael J. Donnelly For For Management 1.7 Elect Director James T. Gibson For For Management 1.8 Elect Director Jeffrey D. Grube For For Management 1.9 Elect Director William J. Hieb For For Management 1.10 Elect Director Jerry D. Hostetter For For Management 1.11 Elect Director Robert E. Kane For For Management 1.12 Elect Director James C. Miller For For Management 1.13 Elect Director Frank J. Palermo, Jr. For For Management 1.14 Elect Director Christine J. Toretti For For Management 1.15 Elect Director Steven J. Weingarten For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SPARTAN MOTORS, INC. Ticker: SPAR Security ID: 846819100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Angela K. Freeman For For Management 1.2 Elect Director Dominic A. Romeo For For Management 1.3 Elect Director Andrew M. Rooke For For Management 2 Change Company Name to The Shyft For For Management Group, Inc. 3 Amend Omnibus Stock Plan For For Management 4 Ratify BDO USA, LLP as Auditors For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 434 - SPX CORPORATION Ticker: SPXC Security ID: 784635104 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ricky D. Puckett For For Management 1.2 Elect Director Meenal A. Sethna For For Management 1.3 Elect Director Tana L. Utley For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- STERLING CONSTRUCTION COMPANY, INC. Ticker: STRL Security ID: 859241101 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger A. Cregg For For Management 1.2 Elect Director Joseph A. Cutillo For For Management 1.3 Elect Director Marian M. Davenport For For Management 1.4 Elect Director Raymond F. Messer For For Management 1.5 Elect Director Dana C. O'Brien For For Management 1.6 Elect Director Charles R. Patton For For Management 1.7 Elect Director Thomas M. White For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- TETRA TECH, INC. Ticker: TTEK Security ID: 88162G103 Meeting Date: FEB 26, 2020 Meeting Type: Annual Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Dan L. Batrack For For Management 1B Elect Director Gary R. Birkenbeuel For For Management 1C Elect Director Patrick C. Haden For For Management 1D Elect Director J. Christopher Lewis For For Management 1E Elect Director Joanne M. Maguire For For Management 1F Elect Director Kimberly E. Ritrievi For For Management 1G Elect Director J. Kenneth Thompson For For Management 1H Elect Director Kirsten M. Volpi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- TRIMAS CORPORATION Ticker: TRS Security ID: 896215209 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Herbet K. Parker For For Management 1.2 Elect Director Holly M. Boehne For For Management 1.3 Elect Director Teresa M. Finley For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TUTOR PERINI CORPORATION Ticker: TPC Security ID: 901109108 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald N. Tutor For Withhold Management 1.2 Elect Director Peter Arkley For Withhold Management 1.3 Elect Director Sidney J. Feltenstein For Withhold Management 1.4 Elect Director James A. Frost For Withhold Management 1.5 Elect Director Michael F. Horodniceanu For Withhold Management 1.6 Elect Director Michael R. Klein For Withhold Management 1.7 Elect Director Robert C. Lieber For Withhold Management 1.8 Elect Director Dennis D. Oklak For Withhold Management 1.9 Elect Director Raymond R. Oneglia For Withhold Management 1.10 Elect Director Dale Anne Reiss For Withhold Management 1.11 Elect Director Dickran M. Tevrizian, For Withhold Management Jr. 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- US ECOLOGY, INC. Ticker: ECOL Security ID: 91732J102 Meeting Date: OCT 23, 2019 Meeting Type: Special Record Date: SEP 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Issue Shares in Connection with Merger For For Management 3 Amend Charter For For Management 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- - 435 - US ECOLOGY, INC. Ticker: ECOL Security ID: 91734M103 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard Burke For For Management 1.2 Elect Director E. Renae Conley For For Management 1.3 Elect Director Katina Dorton For For Management 1.4 Elect Director Glenn A. Eisenberg For For Management 1.5 Elect Director Jeffrey R. Feeler For For Management 1.6 Elect Director Daniel Fox For For Management 1.7 Elect Director Ronald C. Keating For For Management 1.8 Elect Director John T. Sahlberg For For Management 1.9 Elect Director Melanie Steiner For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WABASH NATIONAL CORPORATION Ticker: WNC Security ID: 929566107 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Therese M. Bassett For For Management 1b Elect Director John G. Boss For For Management 1c Elect Director John E. Kunz For For Management 1d Elect Director Larry J. Magee For For Management 1e Elect Director Ann D. Murtlow For For Management 1f Elect Director Scott K. Sorensen For For Management 1g Elect Director Stuart A. Taylor, II For For Management 1h Elect Director Brent L. Yeagy For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- WINTRUST FINANCIAL CORPORATION Ticker: WTFC Security ID: 97650W108 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter D. Crist For For Management 1.2 Elect Director Bruce K. Crowther For For Management 1.3 Elect Director William J. Doyle For For Management 1.4 Elect Director Marla F. Glabe For For Management 1.5 Elect Director H. Patrick Hackett, Jr. For For Management 1.6 Elect Director Scott K. Heitmann For For Management 1.7 Elect Director Deborah L. Hall Lefevre For For Management 1.8 Elect Director Christopher J. Perry For For Management 1.9 Elect Director Ingrid S. Stafford For For Management 1.10 Elect Director Gary D. Sweeney For For Management 1.11 Elect Director Karin Gustafson Teglia For For Management 1.12 Elect Director Alex E. Washington, III For For Management 1.13 Elect Director Edward J. Wehmer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management - 436 - ================== First Trust Rising Dividend Achievers ETF =================== ACCENTURE PLC Ticker: ACN Security ID: G1151C101 Meeting Date: JAN 30, 2020 Meeting Type: Annual Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Jaime Ardila For For Management 1b Elect Director Herbert Hainer For For Management 1c Elect Director Nancy McKinstry For For Management 1d Elect Director Gilles C. Pelisson For For Management 1e Elect Director Paula A. Price For For Management 1f Elect Director Venkata (Murthy) For For Management Renduchintala 1g Elect Director David Rowland For For Management 1h Elect Director Arun Sarin For For Management 1i Elect Director Julie Sweet For For Management 1j Elect Director Frank K. Tang For For Management 1k Elect Director Tracey T. Travis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Board to Allot and Issue For For Management Shares 6 Authorize Board to Opt-Out of For For Management Statutory Pre-Emption Rights 7 Determine Price Range for Reissuance For For Management of Treasury Shares -------------------------------------------------------------------------------- ACTIVISION BLIZZARD, INC. Ticker: ATVI Security ID: 00507V109 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Reveta Bowers For For Management 1b Elect Director Robert Corti For For Management 1c Elect Director Hendrik Hartong, III For For Management 1d Elect Director Brian Kelly For For Management 1e Elect Director Robert Kotick For For Management 1f Elect Director Barry Meyer For For Management 1g Elect Director Robert Morgado For For Management 1h Elect Director Peter Nolan For For Management 1i Elect Director Dawn Ostroff For For Management 1j Elect Director Casey Wasserman For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Report on Political Contributions Against For Shareholder Disclosure -------------------------------------------------------------------------------- AIR PRODUCTS AND CHEMICALS, INC. Ticker: APD Security ID: 009158106 Meeting Date: JAN 23, 2020 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan K. Carter For For Management 1b Elect Director Charles I. Cogut For For Management 1c Elect Director Chadwick C. Deaton For For Management 1d Elect Director Seifollah (Seifi) For For Management Ghasemi 1e Elect Director David H. Y. Ho For For Management 1f Elect Director Margaret G. McGlynn For For Management 1g Elect Director Edward L. Monser For For Management 1h Elect Director Matthew H. Paull For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- AMERIPRISE FINANCIAL, INC. Ticker: AMP Security ID: 03076C106 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James M. Cracchiolo For For Management 1b Elect Director Dianne Neal Blixt For For Management 1c Elect Director Amy DiGeso For For Management 1d Elect Director Lon R. Greenberg For For Management 1e Elect Director Jeffrey Noddle For For Management 1f Elect Director Robert F. Sharpe, Jr. For For Management 1g Elect Director Brian T. Shea For For Management 1h Elect Director W. Edward Walter, III For For Management 1i Elect Director Christopher J. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AMERISOURCEBERGEN CORPORATION Ticker: ABC Security ID: 03073E105 Meeting Date: MAR 05, 2020 Meeting Type: Annual Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ornella Barra For For Management 1.2 Elect Director Steven H. Collis For For Management 1.3 Elect Director D. Mark Durcan For For Management 1.4 Elect Director Richard W. Gochnauer For For Management 1.5 Elect Director Lon R. Greenberg For For Management 1.6 Elect Director Jane E. Henney For For Management 1.7 Elect Director Kathleen W. Hyle For For Management 1.8 Elect Director Michael J. Long For For Management 1.9 Elect Director Henry W. McGee For For Management 1.10 Elect Director Dennis M. Nally For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder 5 Adopt Policy on Bonus Banking Against For Shareholder -------------------------------------------------------------------------------- - 437 - AMGEN INC. Ticker: AMGN Security ID: 031162100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wanda M. Austin For For Management 1b Elect Director Robert A. Bradway For For Management 1c Elect Director Brian J. Druker For For Management 1d Elect Director Robert A. Eckert For For Management 1e Elect Director Greg C. Garland For For Management 1f Elect Director Fred Hassan For For Management 1g Elect Director Charles M. Holley, Jr. For For Management 1h Elect Director Tyler Jacks For For Management 1i Elect Director Ellen J. Kullman For For Management 1j Elect Director Ronald D. Sugar For For Management 1k Elect Director R. Sanders Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- ANTHEM, INC. Ticker: ANTM Security ID: 036752103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gail K. Boudreaux For For Management 1.2 Elect Director R. Kerry Clark For For Management 1.3 Elect Director Robert L. Dixon, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- APPLE INC. Ticker: AAPL Security ID: 037833100 Meeting Date: FEB 26, 2020 Meeting Type: Annual Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James Bell For For Management 1b Elect Director Tim Cook For For Management 1c Elect Director Al Gore For For Management 1d Elect Director Andrea Jung For For Management 1e Elect Director Art Levinson For For Management 1f Elect Director Ron Sugar For For Management 1g Elect Director Sue Wagner For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Proxy Access Amendments Against For Shareholder 5 Assess Feasibility of Including Against Against Shareholder Sustainability as a Performance Measure for Senior Executive Compensation 6 Report on Freedom of Expression and Against For Shareholder Access to Information Policies -------------------------------------------------------------------------------- APPLIED MATERIALS, INC. Ticker: AMAT Security ID: 038222105 Meeting Date: MAR 12, 2020 Meeting Type: Annual Record Date: JAN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Judy Bruner For For Management 1b Elect Director Xun (Eric) Chen For For Management 1c Elect Director Aart J. de Geus For For Management 1d Elect Director Gary E. Dickerson For For Management 1e Elect Director Stephen R. Forrest For For Management 1f Elect Director Thomas J. Iannotti For For Management 1g Elect Director Alexander A. Karsner For For Management 1h Elect Director Adrianna C. Ma For For Management 1i Elect Director Yvonne McGill For For Management 1j Elect Director Scott A. McGregor For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Provide Right to Act by Written Consent For For Management -------------------------------------------------------------------------------- ARCHER-DANIELS-MIDLAND COMPANY Ticker: ADM Security ID: 039483102 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael S. Burke For For Management 1b Elect Director Terrell K. Crews For For Management 1c Elect Director Pierre Dufour For For Management 1d Elect Director Donald E. Felsinger For For Management 1e Elect Director Suzan F. Harrison For For Management 1f Elect Director Juan R. Luciano For For Management 1g Elect Director Patrick J. Moore For For Management 1h Elect Director Francisco J. Sanchez For For Management 1i Elect Director Debra A. Sandler For For Management 1j Elect Director Lei Z. Schlitz For For Management 1k Elect Director Kelvin R. Westbrook For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- - 438 - BANK OF AMERICA CORPORATION Ticker: BAC Security ID: 060505104 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sharon L. Allen For For Management 1b Elect Director Susan S. Bies For For Management 1c Elect Director Jack O. Bovender, Jr. For For Management 1d Elect Director Frank P. Bramble, Sr. For For Management 1e Elect Director Pierre J.P. de Weck For For Management 1f Elect Director Arnold W. Donald For For Management 1g Elect Director Linda P. Hudson For For Management 1h Elect Director Monica C. Lozano For For Management 1i Elect Director Thomas J. May For For Management 1j Elect Director Brian T. Moynihan For For Management 1k Elect Director Lionel L. Nowell, III For For Management 1l Elect Director Denise L. Ramos For For Management 1m Elect Director Clayton S. Rose For For Management 1n Elect Director Michael D. White For For Management 1o Elect Director Thomas D. Woods For For Management 1p Elect Director R. David Yost For For Management 1q Elect Director Maria T. Zuber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Proxy Access Right Against For Shareholder 5 Provide Right to Act by Written Consent Against For Shareholder 6 Report on Gender Pay Gap Against Against Shareholder 7 Review of Statement of the Purpose of Against Against Shareholder a Corporation and Report on Recommended Changes to Governance Documents, Policies, and Practices -------------------------------------------------------------------------------- BEST BUY CO., INC. Ticker: BBY Security ID: 086516101 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Corie S. Barry For For Management 1b Elect Director Lisa M. Caputo For For Management 1c Elect Director J. Patrick Doyle For For Management 1d Elect Director Kathy J. Higgins Victor For For Management 1e Elect Director David W. Kenny For For Management 1f Elect Director Karen A. McLoughlin For For Management 1g Elect Director Thomas L. "Tommy" For For Management Millner 1h Elect Director Claudia F. Munce For For Management 1i Elect Director Richelle P. Parham For For Management 1j Elect Director Eugene A. Woods For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Eliminate Supermajority Vote For For Management Requirement to Amend, Alter or Repeal the Provisions of Article IX 6 Eliminate Supermajority Vote For For Management Requirement to Amend Section 1, Election of Directors, of Article III of the Amended and Restated By-laws 7 Eliminate Supermajority Vote For For Management Requirement to Amend, Alter or Repeal the Provisions of Article X 8 Amend the Anti-Greenmail Provision For For Management Voting Standard in Article X, Section 2 -------------------------------------------------------------------------------- BRISTOL-MYERS SQUIBB COMPANY Ticker: BMY Security ID: 110122108 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Peter J. Arduini For For Management 1B Elect Director Robert Bertolini For For Management 1C Elect Director Michael W. Bonney For For Management 1D Elect Director Giovanni Caforio For For Management 1E Elect Director Matthew W. Emmens For For Management 1F Elect Director Julia A. Haller For For Management 1G Elect Director Dinesh C. Paliwal For For Management 1H Elect Director Theodore R. Samuels For For Management 1I Elect Director Vicki L. Sato For For Management 1J Elect Director Gerald L. Storch For For Management 1K Elect Director Karen H. Vousden For For Management 1L Elect Director Phyllis R. Yale For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Require Independent Board Chairman Against For Shareholder 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- CITIGROUP INC. Ticker: C Security ID: 172967424 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael L. Corbat For For Management 1b Elect Director Ellen M. Costello For For Management 1c Elect Director Grace E. Dailey For For Management 1d Elect Director Barbara J. Desoer For For Management 1e Elect Director John C. Dugan For For Management 1f Elect Director Duncan P. Hennes For For Management 1g Elect Director Peter B. Henry For For Management 1h Elect Director S. Leslie Ireland For For Management 1i Elect Director Lew W. (Jay) Jacobs, IV For For Management 1j Elect Director Renee J. James For For Management 1k Elect Director Gary M. Reiner For For Management 1l Elect Director Diana L. Taylor For For Management 1m Elect Director James S. Turley For For Management 1n Elect Director Deborah C. Wright For For Management 1o Elect Director Alexander R. Wynaendts For For Management 1p Elect Director Ernesto Zedillo Ponce For For Management de Leon 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Proxy Access Right Against For Shareholder 6 Review on Governance Documents Against Against Shareholder 7 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- - 439 - COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION Ticker: CTSH Security ID: 192446102 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Zein Abdalla For For Management 1b Elect Director Vinita Bali For For Management 1c Elect Director Maureen Breakiron-Evans For For Management 1d Elect Director Archana Deskus For For Management 1e Elect Director John M. Dineen For For Management 1f Elect Director John N. Fox, Jr. For For Management 1g Elect Director Brian Humphries For For Management 1h Elect Director Leo S. Mackay, Jr. For For Management 1i Elect Director Michael Patsalos-Fox For For Management 1j Elect Director Joseph M. Velli For For Management 1k Elect Director Sandra S. Wijnberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- CUMMINS INC. Ticker: CMI Security ID: 231021106 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director N. Thomas Linebarger For For Management 2 Elect Director Robert J. Bernhard For For Management 3 Elect Director Franklin R. Chang Diaz For For Management 4 Elect Director Bruno V. Di Leo Allen For For Management 5 Elect Director Stephen B. Dobbs For For Management 6 Elect Director Robert K. Herdman For For Management 7 Elect Director Alexis M. Herman For For Management 8 Elect Director Thomas J. Lynch For For Management 9 Elect Director William I. Miller For For Management 10 Elect Director Georgia R. Nelson For For Management 11 Elect Director Karen H. Quintos For For Management 12 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 13 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 14 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- DELEK US HOLDINGS, INC. Ticker: DK Security ID: 24665A103 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ezra Uzi Yemin For For Management 1.2 Elect Director William J. Finnerty For For Management 1.3 Elect Director Richard J. Marcogliese For For Management 1.4 Elect Director Gary M. Sullivan, Jr. For For Management 1.5 Elect Director Vicky Sutil For For Management 1.6 Elect Director David Wiessman For For Management 1.7 Elect Director Shlomo Zohar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- DISCOVER FINANCIAL SERVICES Ticker: DFS Security ID: 254709108 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Aronin For For Management 1.2 Elect Director Mary K. Bush For For Management 1.3 Elect Director Gregory C. Case For For Management 1.4 Elect Director Candace H. Duncan For For Management 1.5 Elect Director Joseph F. Eazor For For Management 1.6 Elect Director Cynthia A. Glassman For For Management 1.7 Elect Director Roger C. Hochschild For For Management 1.8 Elect Director Thomas G. Maheras For For Management 1.9 Elect Director Michael H. Moskow For For Management 1.10 Elect Director Mark A. Thierer For For Management 1.11 Elect Director Lawrence A. Weinbach - None None Management Withdrawn Resolution 1.12 Elect Director Jennifer L. Wong For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- FIRST HORIZON NATIONAL CORPORATION Ticker: FHN Security ID: 320517105 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Increase Authorized Common Stock For For Management 3 Advisory Vote on Golden Parachutes For For Management 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- - 440 - FIRST HORIZON NATIONAL CORPORATION Ticker: FHN Security ID: 320517105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth A. Burdick For For Management 1.2 Elect Director John C. Compton For For Management 1.3 Elect Director Wendy P. Davidson For For Management 1.4 Elect Director Mark A. Emkes For For Management 1.5 Elect Director Corydon J. Gilchrist For For Management 1.6 Elect Director D. Bryan Jordan For For Management 1.7 Elect Director Vicki R. Palmer For For Management 1.8 Elect Director Colin V. Reed For For Management 1.9 Elect Director Cecelia D. Stewart For For Management 1.10 Elect Director Rajesh Subramaniam For For Management 1.11 Elect Director R. Eugene Taylor For For Management 1.12 Elect Director Luke Yancy, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC. Ticker: HON Security ID: 438516106 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Darius Adamczyk For For Management 1B Elect Director Duncan B. Angove For For Management 1C Elect Director William S. Ayer For For Management 1D Elect Director Kevin Burke For For Management 1E Elect Director D. Scott Davis For For Management 1F Elect Director Linnet F. Deily For For Management 1G Elect Director Deborah Flint For For Management 1H Elect Director Judd Gregg For For Management 1I Elect Director Clive Hollick For For Management 1J Elect Director Grace D. Lieblein For For Management 1K Elect Director Raymond T. Odierno For For Management 1L Elect Director George Paz For For Management 1M Elect Director Robin L. Washington For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors 5 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- HUMANA INC. Ticker: HUM Security ID: 444859102 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kurt J. Hilzinger For For Management 1b Elect Director Frank J. Bisignano For For Management 1c Elect Director Bruce D. Broussard For For Management 1d Elect Director Frank A. D'Amelio For For Management 1e Elect Director W. Roy Dunbar For For Management 1f Elect Director Wayne A.I. Frederick For For Management 1g Elect Director John W. Garratt For For Management 1h Elect Director David A. Jones, Jr. For For Management 1i Elect Director Karen W. Katz For For Management 1j Elect Director William J. McDonald For For Management 1k Elect Director James J. O'Brien For For Management 1l Elect Director Marissa T. Peterson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- JOHNSON & JOHNSON Ticker: JNJ Security ID: 478160104 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary C. Beckerle For For Management 1b Elect Director D. Scott Davis For For Management 1c Elect Director Ian E. L. Davis For For Management 1d Elect Director Jennifer A. Doudna For For Management 1e Elect Director Alex Gorsky For For Management 1f Elect Director Marillyn A. Hewson For For Management 1g Elect Director Hubert Joly For For Management 1h Elect Director Mark B. McClellan For For Management 1i Elect Director Anne M. Mulcahy For For Management 1j Elect Director Charles Prince For For Management 1k Elect Director A. Eugene Washington For For Management 1l Elect Director Mark A. Weinberger For For Management 1m Elect Director Ronald A. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Certificate of Incorporation to For For Management Permit Removal of Directors With or Without Cause 5 Require Independent Board Chair Against For Shareholder 6 Report on Governance Measures Against For Shareholder Implemented Related to Opioids -------------------------------------------------------------------------------- - 441 - JPMORGAN CHASE & CO. Ticker: JPM Security ID: 46625H100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda B. Bammann For For Management 1b Elect Director Stephen B. Burke For For Management 1c Elect Director Todd A. Combs For For Management 1d Elect Director James S. Crown For For Management 1e Elect Director James Dimon For For Management 1f Elect Director Timothy P. Flynn For For Management 1g Elect Director Mellody Hobson For For Management 1h Elect Director Michael A. Neal For For Management 1i Elect Director Lee R. Raymond For For Management 1j Elect Director Virginia M. Rometty For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Require Independent Board Chair Against For Shareholder 5 Report on Reputational Risk Related to Against Against Shareholder Canadian Oil Sands, Oil Sands Pipeline Companies and Arctic Oil and Gas Exploration and Production. 6 Report on Climate Change Against For Shareholder 7 Amend Shareholder Written Consent Against Against Shareholder Provisions 8 Report on Charitable Contributions Against Against Shareholder 9 Report on Gender/Racial Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- JUNIPER NETWORKS, INC. Ticker: JNPR Security ID: 48203R104 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gary Daichendt For For Management 1b Elect Director Anne DelSanto For For Management 1c Elect Director Kevin DeNuccio For For Management 1d Elect Director James Dolce For For Management 1e Elect Director Christine Gorjanc For For Management 1f Elect Director Janet Haugen For For Management 1g Elect Director Scott Kriens For For Management 1h Elect Director Rahul Merchant For For Management 1i Elect Director Rami Rahim For For Management 1j Elect Director William Stensrud For For Management 2 Ratify Ernst & Young as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- KLA CORPORATION Ticker: KLAC Security ID: 482480100 Meeting Date: NOV 05, 2019 Meeting Type: Annual Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward Barnholt For For Management 1.2 Elect Director Robert Calderoni For For Management 1.3 Elect Director Jeneanne Hanley For For Management 1.4 Elect Director Emiko Higashi For For Management 1.5 Elect Director Kevin Kennedy For For Management 1.6 Elect Director Gary Moore For For Management 1.7 Elect Director Kiran Patel For For Management 1.8 Elect Director Victor Peng For For Management 1.9 Elect Director Robert Rango For For Management 1.10 Elect Director Richard Wallace For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LAM RESEARCH CORPORATION Ticker: LRCX Security ID: 512807108 Meeting Date: NOV 05, 2019 Meeting Type: Annual Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sohail U. Ahmed For For Management 1.2 Elect Director Timothy M. Archer For For Management 1.3 Elect Director Eric K. Brandt For For Management 1.4 Elect Director Michael R. Cannon For For Management 1.5 Elect Director Youssef A. El-Mansy For For Management 1.6 Elect Director Catherine P. Lego For For Management 1.7 Elect Director Bethany J. Mayer For For Management 1.8 Elect Director Abhijit Y. Talwalkar For For Management 1.9 Elect Director Lih Shyng (Rick L.) Tsai For For Management 1.10 Elect Director Leslie F. Varon For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- LEAR CORPORATION Ticker: LEA Security ID: 521865204 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas P. Capo For For Management 1b Elect Director Mei-Wei Cheng For For Management 1c Elect Director Jonathan F. Foster For For Management 1d Elect Director Mary Lou Jepsen For For Management 1e Elect Director Kathleen A. Ligocki For For Management 1f Elect Director Conrad L. Mallett, Jr. For For Management 1g Elect Director Raymond E. Scott For For Management 1h Elect Director Gregory C. Smith For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Human Rights Impact Against For Shareholder Assessment -------------------------------------------------------------------------------- - 442 - LINCOLN NATIONAL CORPORATION Ticker: LNC Security ID: 534187109 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Deirdre P. Connelly For For Management 1.2 Elect Director William H. Cunningham For For Management 1.3 Elect Director Dennis R. Glass For For Management 1.4 Elect Director George W. Henderson, III For For Management 1.5 Elect Director Eric G. Johnson For For Management 1.6 Elect Director Gary C. Kelly For For Management 1.7 Elect Director M. Leanne Lachman For For Management 1.8 Elect Director Michael F. Mee For For Management 1.9 Elect Director Patrick S. Pittard For For Management 1.10 Elect Director Lynn M. Utter For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Amend Special Meeting Right Provisions Against Against Shareholder 6 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- LOUISIANA-PACIFIC CORPORATION Ticker: LPX Security ID: 546347105 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kurt M. Landgraf For For Management 1b Elect Director Stephen E. Macadam For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MANPOWERGROUP, INC. Ticker: MAN Security ID: 56418H100 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Gina R. Boswell For For Management 1B Elect Director Cari M. Dominguez For For Management 1C Elect Director William Downe For For Management 1D Elect Director John F. Ferraro For For Management 1E Elect Director Patricia Hemingway Hall For For Management 1F Elect Director Julie M. Howard For For Management 1G Elect Director Ulice Payne, Jr. For For Management 1H Elect Director Jonas Prising For For Management 1I Elect Director Paul Read For For Management 1J Elect Director Elizabeth P. Sartain For For Management 1K Elect Director Michael J. Van Handel For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- METLIFE, INC. Ticker: MET Security ID: 59156R108 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cheryl W. Grise For For Management 1b Elect Director Carlos M. Gutierrez For For Management 1c Elect Director Gerald L. Hassell For For Management 1d Elect Director David L. Herzog For For Management 1e Elect Director R. Glenn Hubbard For For Management 1f Elect Director Edward J. Kelly, III For For Management 1g Elect Director William E. Kennard For For Management 1h Elect Director Michel A. Khalaf For For Management 1i Elect Director Catherine R. Kinney For For Management 1j Elect Director Diana L. McKenzie For For Management 1k Elect Director Denise M. Morrison For For Management 1l Elect Director Mark A. Weinberger For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MICROSOFT CORPORATION Ticker: MSFT Security ID: 594918104 Meeting Date: DEC 04, 2019 Meeting Type: Annual Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William H. Gates, III For For Management 1.2 Elect Director Reid G. Hoffman For For Management 1.3 Elect Director Hugh F. Johnston For For Management 1.4 Elect Director Teri L. List-Stoll For For Management 1.5 Elect Director Satya Nadella For For Management 1.6 Elect Director Sandra E. Peterson For For Management 1.7 Elect Director Penny S. Pritzker For For Management 1.8 Elect Director Charles W. Scharf For For Management 1.9 Elect Director Arne M. Sorenson For For Management 1.10 Elect Director John W. Stanton For For Management 1.11 Elect Director John W. Thompson For For Management 1.12 Elect Director Emma N. Walmsley For For Management 1.13 Elect Director Padmasree Warrior For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Employee Representation on Against Against Shareholder the Board of Directors 5 Report on Gender Pay Gap Against For Shareholder -------------------------------------------------------------------------------- - 443 - MORGAN STANLEY Ticker: MS Security ID: 617446448 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Elizabeth Corley For For Management 1b Elect Director Alistair Darling For For Management 1c Elect Director Thomas H. Glocer For For Management 1d Elect Director James P. Gorman For For Management 1e Elect Director Robert H. Herz For For Management 1f Elect Director Nobuyuki Hirano For For Management 1g Elect Director Stephen J. Luczo For For Management 1h Elect Director Jami Miscik For For Management 1i Elect Director Dennis M. Nally For For Management 1j Elect Director Takeshi Ogasawara For For Management 1k Elect Director Hutham S. Olayan For For Management 1l Elect Director Mary L. Schapiro For For Management 1m Elect Director Perry M. Traquina For For Management 1n Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NVIDIA CORPORATION Ticker: NVDA Security ID: 67066G104 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert K. Burgess For For Management 1b Elect Director Tench Coxe For For Management 1c Elect Director Persis S. Drell For For Management 1d Elect Director Jen-Hsun Huang For For Management 1e Elect Director Dawn Hudson For For Management 1f Elect Director Harvey C. Jones For For Management 1g Elect Director Michael G. McCaffery For For Management 1h Elect Director Stephen C. Neal For For Management 1i Elect Director Mark L. Perry For For Management 1j Elect Director A. Brooke Seawell For For Management 1k Elect Director Mark A. Stevens For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- OMNICOM GROUP INC. Ticker: OMC Security ID: 681919106 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John D. Wren For For Management 1.2 Elect Director Mary C. Choksi For For Management 1.3 Elect Director Leonard S. Coleman, Jr. For For Management 1.4 Elect Director Susan S. Denison For For Management 1.5 Elect Director Ronnie S. Hawkins For For Management 1.6 Elect Director Deborah J. Kissire For For Management 1.7 Elect Director Gracia C. Martore For For Management 1.8 Elect Director Linda Johnson Rice For For Management 1.9 Elect Director Valerie M. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- PRINCIPAL FINANCIAL GROUP, INC. Ticker: PFG Security ID: 74251V102 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jonathan S. Auerbach For For Management 1.2 Elect Director Jocelyn Carter-Miller For For Management 1.3 Elect Director Scott M. Mills For For Management 2 Approve Non-Employee Director Omnibus For For Management Stock Plan 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- RAYTHEON COMPANY Ticker: RTN Security ID: 755111507 Meeting Date: OCT 11, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- - 444 - ROSS STORES, INC. Ticker: ROST Security ID: 778296103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael Balmuth For For Management 1b Elect Director K. Gunnar Bjorklund For For Management 1c Elect Director Michael J. Bush For For Management 1d Elect Director Norman A. Ferber For For Management 1e Elect Director Sharon D. Garrett For For Management 1f Elect Director Stephen D. Milligan For For Management 1g Elect Director Patricia H. Mueller For For Management 1h Elect Director George P. Orban For For Management 1i Elect Director Gregory L. Quesnel For For Management 1j Elect Director Larree M. Renda For For Management 1k Elect Director Barbara Rentler For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SKYWORKS SOLUTIONS, INC. Ticker: SWKS Security ID: 83088M102 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David J. Aldrich For For Management 1b Elect Director Alan S. Batey For For Management 1c Elect Director Kevin L. Beebe For For Management 1d Elect Director Timothy R. Furey For For Management 1e Elect Director Liam K. Griffin For For Management 1f Elect Director Christine King For For Management 1g Elect Director David P. McGlade For For Management 1h Elect Director Robert A. Schriesheim For For Management 1i Elect Director Kimberly S. Stevenson For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Eliminate Supermajority Vote For For Management Requirement to Approve Merger or Consolidation, Disposition of All or Substantially All of Assets, or Issuance of a Substantial Amount of Securities 6 Eliminate Supermajority Vote For For Management Requirement to Approve Business Combination 7 Eliminate Supermajority Vote For For Management Requirement to Amend Charter Provisions Governing Directors 8 Eliminate Supermajority Vote For For Management Requirement to Amend Charter Provision Governing Action by Stockholders 9 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- SOUTHWEST AIRLINES CO. Ticker: LUV Security ID: 844741108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David W. Biegler For For Management 1b Elect Director J. Veronica Biggins For For Management 1c Elect Director Douglas H. Brooks For For Management 1d Elect Director William H. Cunningham For For Management 1e Elect Director John G. Denison For For Management 1f Elect Director Thomas W. Gilligan For For Management 1g Elect Director Gary C. Kelly For For Management 1h Elect Director Grace D. Lieblein For For Management 1i Elect Director Nancy B. Loeffler For For Management 1j Elect Director John T. Montford For For Management 1k Elect Director Ron Ricks For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Require Independent Board Chair Against Against Shareholder 5 Provide Right to Act by Written Consent Against Against Shareholder 6 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- STATE STREET CORPORATION Ticker: STT Security ID: 857477103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick de Saint-Aignan For For Management 1b Elect Director Marie A. Chandoha For For Management 1c Elect Director Lynn A. Dugle For For Management 1d Elect Director Amelia C. Fawcett For For Management 1e Elect Director William C. Freda For For Management 1f Elect Director Sara Mathew For For Management 1g Elect Director William L. Meaney For For Management 1h Elect Director Ronald P. O'Hanley For For Management 1i Elect Director Sean O'Sullivan For For Management 1j Elect Director Richard P. Sergel For For Management 1k Elect Director Gregory L. Summe For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- - 445 - SYNCHRONY FINANCIAL Ticker: SYF Security ID: 87165B103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Margaret M. Keane For For Management 1b Elect Director Fernando Aguirre For For Management 1c Elect Director Paget L. Alves For For Management 1d Elect Director Arthur W. Coviello, Jr. For For Management 1e Elect Director William W. Graylin For For Management 1f Elect Director Roy A. Guthrie For For Management 1g Elect Director Richard C. Hartnack For For Management 1h Elect Director Jeffrey G. Naylor For For Management 1i Elect Director Laurel J. Richie For For Management 1j Elect Director Olympia J. Snowe For For Management 1k Elect Director Ellen M. Zane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- TERADYNE, INC. Ticker: TER Security ID: 880770102 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Michael A. Bradley For For Management 1B Elect Director Edwin J. Gillis For For Management 1C Elect Director Timothy E. Guertin For For Management 1D Elect Director Mark E. Jagiela For For Management 1E Elect Director Mercedes Johnson For For Management 1F Elect Director Marilyn Matz For For Management 1G Elect Director Paul J. Tufano For For Management 1H Elect Director Roy A. Vallee For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- TEXAS INSTRUMENTS INCORPORATED Ticker: TXN Security ID: 882508104 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark A. Blinn For For Management 1b Elect Director Todd M. Bluedorn For For Management 1c Elect Director Janet F. Clark For For Management 1d Elect Director Carrie S. Cox For For Management 1e Elect Director Martin S. Craighead For For Management 1f Elect Director Jean M. Hobby For For Management 1g Elect Director Michael D. Hsu For For Management 1h Elect Director Ronald Kirk For For Management 1i Elect Director Pamela H. Patsley For For Management 1j Elect Director Robert E. Sanchez For For Management 1k Elect Director Richard k. Templeton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE BANK OF NEW YORK MELLON CORPORATION Ticker: BK Security ID: 064058100 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda Z. Cook For For Management 1b Elect Director Joseph J. Echevarria For For Management 1c Elect Director Thomas P. "Todd" Gibbons For For Management 1d Elect Director Jeffrey A. Goldstein For For Management 1e Elect Director Edmund F. "Ted" Kelly For For Management 1f Elect Director Jennifer B. Morgan For For Management 1g Elect Director Elizabeth E. Robinson For For Management 1h Elect Director Samuel C. Scott, III For For Management 1i Elect Director Frederick O. Terrell For For Management 1j Elect Director Alfred W. "AI" Zollar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Report on Gender Pay Gap Against Against Shareholder 5 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- THE BOEING COMPANY Ticker: BA Security ID: 097023105 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert A. Bradway For For Management 1b Elect Director David L. Calhoun For For Management 1c Elect Director Arthur D. Collins, Jr. For Against Management 1d Elect Director Edmund P. Giambastiani, For Against Management Jr. 1e Elect Director Lynn J. Good For For Management 1f Elect Director Nikki R. Haley - None None Management Withdrawn Resolution 1g Elect Director Akhil Johri For For Management 1h Elect Director Lawrence W. Kellner For For Management 1i Elect Director Caroline B. Kennedy For For Management 1j Elect Director Steven M. Mollenkopf For For Management 1k Elect Director John M. Richardson For For Management 1l Elect Director Susan C. Schwab For Against Management 1m Elect Director Ronald A. Williams For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Require Director Nominee Qualifications Against Against Shareholder 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Require Independent Board Chairman Against For Shareholder 7 Provide Right to Act by Written Consent Against For Shareholder 8 Adopt Share Retention Policy For Against For Shareholder Senior Executives 9 Increase Disclosure of Compensation Against For Shareholder Adjustments -------------------------------------------------------------------------------- - 446 - THE GOLDMAN SACHS GROUP, INC. Ticker: GS Security ID: 38141G104 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For For Management 1b Elect Director Drew G. Faust For For Management 1c Elect Director Mark A. Flaherty For For Management 1d Elect Director Ellen J. Kullman For For Management 1e Elect Director Lakshmi N. Mittal For For Management 1f Elect Director Adebayo O. Ogunlesi For For Management 1g Elect Director Peter Oppenheimer For For Management 1h Elect Director David M. Solomon For For Management 1i Elect Director Jan E. Tighe For For Management 1j Elect Director David A. Viniar For For Management 1k Elect Director Mark O. Winkelman For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against For Shareholder 5 Review of Statement on the Purpose of Against Against Shareholder a Corporation -------------------------------------------------------------------------------- THE TJX COMPANIES, INC. Ticker: TJX Security ID: 872540109 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Zein Abdalla For For Management 1b Elect Director Alan M. Bennett For For Management 1c Elect Director Rosemary T. Berkery For For Management 1d Elect Director David T. Ching For For Management 1e Elect Director Ernie Herrman For For Management 1f Elect Director Michael F. Hines For For Management 1g Elect Director Amy B. Lane For For Management 1h Elect Director Carol Meyrowitz For For Management 1i Elect Director Jackwyn L. Nemerov For For Management 1j Elect Director John F. O'Brien For For Management 1k Elect Director Willow B. Shire For For Management 2 Ratify PricewaterhouseCoopers as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Reduction of Chemical Against For Shareholder Footprint 5 Report on Animal Welfare Against Against Shareholder 6 Report on Pay Disparity Against Against Shareholder 7 Stock Retention/Holding Period Against For Shareholder -------------------------------------------------------------------------------- VISHAY INTERTECHNOLOGY, INC. Ticker: VSH Security ID: 928298108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Cody For For Management 1.2 Elect Director Abraham Ludomirski For For Management 1.3 Elect Director Raanan Zilberman For For Management 1.4 Elect Director Jeffrey H. Vanneste For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WELLS FARGO & COMPANY Ticker: WFC Security ID: 949746101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven D. Black For For Management 1b Elect Director Celeste A. Clark For For Management 1c Elect Director Theodore F. Craver, Jr. For For Management 1d Elect Director Wayne M. Hewett For For Management 1e Elect Director Donald M. James For For Management 1f Elect Director Maria R. Morris For For Management 1g Elect Director Charles H. Noski For For Management 1h Elect Director Richard B. Payne, Jr. For For Management 1i Elect Director Juan A. Pujadas For For Management 1j Elect Director Ronald L. Sargent For For Management 1k Elect Director Charles W. Scharf For For Management 1l Elect Director Suzanne M. Vautrinot For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors 5 Report on Incentive-Based Compensation Against For Shareholder and Risks of Material Losses 6 Report on Global Median Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- YUM CHINA HOLDINGS, INC. Ticker: YUMC Security ID: 98850P109 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fred Hu For For Management 1b Elect Director Joey Wat For For Management 1c Elect Director Peter A. Bassi For For Management 1d Elect Director Christian L. Campbell For For Management 1e Elect Director Ed Yiu-Cheong Chan For For Management 1f Elect Director Edouard Ettedgui For For Management 1g Elect Director Cyril Han For For Management 1h Elect Director Louis T. Hsieh For For Management 1i Elect Director Ruby Lu For For Management 1j Elect Director Zili Shao For For Management 1k Elect Director William Wang For For Management 2 Ratify KPMG Huazhen LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation - 447 - ============ First Trust S&P International Dividend Aristocrats ETF ============ AGEAS SA/NV Ticker: AGS Security ID: B0148L138 Meeting Date: MAY 20, 2020 Meeting Type: Annual/Special Record Date: MAY 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2.1.1 Receive Directors' and Auditors' None None Management Reports (Non-Voting) 2.1.2 Receive Consolidated Financial None None Management Statements and Statutory Reports (Non-Voting) 2.1.3 Approve Financial Statements and For For Management Allocation of Income 2.2.1 Receive Information on Company's None None Management Dividend Policy 2.2.2 Approve Dividends of EUR 0.27 Per Share For For Management 2.3.1 Approve Discharge of Directors For For Management 2.3.2 Approve Discharge of Auditor For For Management 3.1 Approve Remuneration Report For For Management 3.2 Approve Remuneration Policy For For Management 4.1 Reelect Jane Murphy as Independent For For Management Director 4.2 Reelect Lucrezia Reichlin as For For Management Independent Director 4.3 Reelect Yvonne Lang Ketterer as For For Management Independent Director 4.4 Reelect Richard Jackson as Independent For For Management Director 4.5 Reelect Antonio Cano as Director For For Management 5.1.1 Amend Article 1 Re: Definitions For For Management 5.1.2 Amend Article 2 Re: Name - Form For For Management 5.1.3 Amend Article 3 Re: Registered Office For For Management 5.1.4 Delete Article 6bis Re: Issue Premiums For For Management 5.1.5 Amend Article 7 Re: Form of the Shares For For Management 5.1.6 Amend Article 9 Re: Acquisition of Own For For Management Shares 5.1.7 Amend Article 10 Re: Board of Directors For For Management 5.1.8 Amend Article 11 Re: Board For For Management Deliberation and Decisions 5.1.9 Amend Article 12 Re: Executive For For Management Committee 51.10 Amend Article 13 Re: Representation For For Management 51.11 Amend Article 14 Re: Remuneration For For Management 51.12 Amend Article 15 Re: Ordinary Meeting For For Management of Shareholders 51.13 Amend Article 17 Re: Convocations For For Management 51.14 Amend Article 18 Re: Record Day and For For Management Proxies 51.15 Amend Article 19 Re: Procedure - For For Management Minutes of the Meeting 51.16 Amend Article 20 Re: Votes For For Management 51.17 Amend Article 22 Re: Annual Accounts For For Management 51.18 Amend Article 23 Re: Dividend For For Management 5.2 Approve Cancellation of Repurchased For For Management Shares 5.3.1 Receive Special Board Report Re: None None Management Authorized Capital 5.3.2 Renew Authorization to Increase Share For For Management Capital within the Framework of Authorized Capital 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Close Meeting None None Management -------------------------------------------------------------------------------- AGL ENERGY LIMITED Ticker: AGL Security ID: Q01630195 Meeting Date: SEP 19, 2019 Meeting Type: Annual Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3a Elect Jacqueline Hey as Director For For Management 3b Elect Diane Smith-Gander as Director For For Management 3c Elect Patricia McKenzie as Director For For Management 4 Approve Grant of Performance Rights For Against Management under the AGL Long Term Incentive Plan to Brett Redman 5a Approve the Amendments to the Against Against Shareholder Company's Constitution 5b Approve Transition Planning Disclosure Against For Shareholder 6 Approve Public Health Risks of Coal Against Against Shareholder Operations -------------------------------------------------------------------------------- APA GROUP Ticker: APA Security ID: Q0437B100 Meeting Date: OCT 24, 2019 Meeting Type: Annual Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration Report For For Management 2 Elect Steven Crane as Director For For Management 3 Elect Michael Fraser as Director For For Management 4 Elect James Fazzino as Director For For Management 5 Approve Grant of Performance Rights to For For Management Robert Wheals -------------------------------------------------------------------------------- - 448 - ASHMORE GROUP PLC Ticker: ASHM Security ID: G0609C101 Meeting Date: OCT 18, 2019 Meeting Type: Annual Record Date: OCT 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Re-elect Mark Coombs as Director For For Management 4 Re-elect Tom Shippey as Director For For Management 5 Re-elect Clive Adamson as Director For For Management 6 Re-elect David Bennett as Director For For Management 7 Re-elect Jennifer Bingham as Director For For Management 8 Re-elect Dame Anne Pringle as Director For For Management 9 Approve Remuneration Report For For Management 10 Reappoint KPMG LLP as Auditors For For Management 11 Authorise the Audit and Risk Committee For For Management to Fix Remuneration of Auditors 12 Authorise EU Political Donations and For For Management Expenditure 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Approve Waiver on Tender-Bid For For Management Requirement 18 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- AVI LTD. Ticker: AVI Security ID: S0808A101 Meeting Date: NOV 07, 2019 Meeting Type: Annual Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 30 June 2019 2 Reappoint Ernst & Young Inc as For For Management Auditors of the Company 3 Re-elect James Hersov as Director For For Management 4 Re-elect Michael Koursaris as Director For For Management 5 Re-elect Simon Crutchley as Director For For Management 6 Elect Alexandra Muller as Director For For Management 7 Re-elect Michael Bosman as Chairman of For For Management the Audit and Risk Committee 8 Re-elect James Hersov as Member of the For Against Management Audit and Risk Committee 9 Elect Alexandra Muller as Member of For For Management the Audit and Risk Committee 10 Approve Fees Payable to the Current For For Management Non-executive Directors, Excluding the Chairman of the Board and the Foreign Non-executive Director, Adriaan Nuhn 11 Approve Fees Payable to the Chairman For For Management of the Board 12 Approve Fees Payable to the Foreign For For Management Non-executive Director, Adriaan Nuhn 13 Approve Fees Payable to the Members of For For Management the Remuneration, Nomination and Appointments Committee 14 Approve Fees Payable to the Members of For For Management the Audit and Risk Committee 15 Approve Fees Payable to the Members of For For Management the Social and Ethics Committee 16 Approve Fees Payable to the Chairman For For Management of the Remuneration, Nomination and Appointments Committee 17 Approve Fees Payable to the Chairman For For Management of the Audit and Risk Committee 18 Approve Fees Payable to the Chairman For For Management of the Social and Ethics Committee 19 Authorise Repurchase of Issued Share For For Management Capital 20 Approve Remuneration Policy For For Management 21 Approve Implementation Report For For Management -------------------------------------------------------------------------------- BANK OF MONTREAL Ticker: BMO Security ID: 063671101 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Janice M. Babiak For For Management 1.2 Elect Director Sophie Brochu For For Management 1.3 Elect Director Craig W. Broderick For For Management 1.4 Elect Director George A. Cope For For Management 1.5 Elect Director Christine A. Edwards For For Management 1.6 Elect Director Martin S. Eichenbaum For For Management 1.7 Elect Director Ronald H. Farmer For For Management 1.8 Elect Director David E. Harquail For For Management 1.9 Elect Director Linda S. Huber For For Management 1.10 Elect Director Eric R. La Fleche For For Management 1.11 Elect Director Lorraine Mitchelmore For For Management 1.12 Elect Director Darryl White For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 Amend Stock Option Plan For For Management 5 SP 1: Update Computer Systems to Against Against Shareholder Increase Competitiveness while Ensuring Greater Protection of Personal Information 6 SP 2: Set a Diversity Target of More Against Against Shareholder than 40% of the Board Members for the Next Five Years 7 SP 3: Assess the Incongruities of Against Against Shareholder Bank's Lending History and Financing Criteria Regarding Fossil Fuel Loans and Public Statements Regarding Sustainability and Climate Change -------------------------------------------------------------------------------- - 449 - BCE INC. Ticker: BCE Security ID: 05534B760 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barry K. Allen For For Management 1.2 Elect Director Mirko Bibic For For Management 1.3 Elect Director Sophie Brochu - None None Management Withdrawn Resolution 1.4 Elect Director Robert E. Brown For For Management 1.5 Elect Director David F. Denison For For Management 1.6 Elect Director Robert P. Dexter For For Management 1.7 Elect Director Ian Greenberg For For Management 1.8 Elect Director Katherine Lee For For Management 1.9 Elect Director Monique F. Leroux For For Management 1.10 Elect Director Gordon M. Nixon For For Management 1.11 Elect Director Thomas E. Richards For For Management 1.12 Elect Director Calin Rovinescu For For Management 1.13 Elect Director Karen Sheriff For For Management 1.14 Elect Director Robert C. Simmonds For For Management 1.15 Elect Director Paul R. Weiss For For Management 2 Ratify Deloitte LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP 1: Adopt a Diversity Target Higher Against Against Shareholder than 40% for the Composition of the Board of Directors for the Next Five Years -------------------------------------------------------------------------------- BOUYGUES SA Ticker: EN Security ID: F11487125 Meeting Date: APR 23, 2020 Meeting Type: Annual/Special Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividend 4 Approve Auditors' Special Report on For Against Management Related-Party Transactions 5 Approve Remuneration Policy of For Against Management Corporate Officers 6 Approve Remuneration Policy of For For Management Directors 7 Approve Compensation Report of For For Management Corporate Officers 8 Approve Compensation of Martin Bouygues For Against Management 9 Approve Compensation of Olivier For Against Management Bouygues 10 Approve Compensation of Philippe Marien For Against Management 11 Approve Compensation of Olivier Roussat For Against Management 12 Reelect Alexandre de Rothschild as For For Management Director 13 Elect Benoit Maes as Director For For Management 14 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 15 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 16 Authorize Board to Issue Free Warrants For Against Management with Preemptive Rights During a Public Tender Offer 17 Amend Articles 4, 8, 13, 12, 14, 15 For For Management and 16 of Bylaws to Comply with Legal Changes 18 Delegate Power to the Board of For Against Management Directors to Amend the Bylaws to Comply with Legal Changes 19 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- CANADIAN IMPERIAL BANK OF COMMERCE Ticker: CM Security ID: 136069101 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brent S. Belzberg For For Management 1.2 Elect Director Charles J. G. Brindamour For For Management 1.3 Elect Director Nanci E. Caldwell For For Management 1.4 Elect Director Michelle L. Collins For For Management 1.5 Elect Director Patrick D. Daniel For For Management 1.6 Elect Director Luc Desjardins For For Management 1.7 Elect Director Victor G. Dodig For For Management 1.8 Elect Director Kevin J. Kelly For For Management 1.9 Elect Director Christine E. Larsen For For Management 1.10 Elect Director Nicholas D. Le Pan For For Management 1.11 Elect Director John P. Manley For For Management 1.12 Elect Director Jane L. Peverett For For Management 1.13 Elect Director Katharine B. Stevenson For For Management 1.14 Elect Director Martine Turcotte For For Management 1.15 Elect Director Barry L. Zubrow For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP 1: Approve Disclosure of Against Against Shareholder Compensation Ratio 5 SP 2: Adopt a Diversity Target Higher Against Against Shareholder than 40% for the Composition of the Board of Directors for the Next Five Years 6 SP 3: Update Computer Systems to Against Against Shareholder Increase Competitiveness while Enhancing Privacy Protection -------------------------------------------------------------------------------- - 450 - CANON, INC. Ticker: 7751 Security ID: J05124144 Meeting Date: MAR 27, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 80 2.1 Elect Director Mitarai, Fujio For For Management 2.2 Elect Director Maeda, Masaya For For Management 2.3 Elect Director Tanaka, Toshizo For For Management 2.4 Elect Director Homma, Toshio For For Management 2.5 Elect Director Saida, Kunitaro For For Management 2.6 Elect Director Kato, Haruhiko For For Management 3 Appoint Statutory Auditor Ebinuma, For For Management Ryuichi 4 Appoint Deloitte Touche Tohmatsu LLC For For Management as New External Audit Firm 5 Approve Annual Bonus For For Management -------------------------------------------------------------------------------- CK INFRASTRUCTURE HOLDINGS LIMITED Ticker: 1038 Security ID: G2178K100 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1 Elect Li Tzar Kuoi, Victor as Director For For Management 3.2 Elect Chan Loi Shun as Director For Against Management 3.3 Elect Chen Tsien Hua as Director For Against Management 3.4 Elect Sng Sow-mei alias Poon Sow Mei For For Management as Director 3.5 Elect Colin Stevens Russel as Director For For Management 3.6 Elect Paul Joseph Tighe as Director For For Management 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5.1 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5.2 Authorize Repurchase of Issued Share For For Management Capital 5.3 Authorize Reissuance of Repurchased For Against Management Shares 6 Amend Bye-Laws For For Management -------------------------------------------------------------------------------- CLOSE BROTHERS GROUP PLC Ticker: CBG Security ID: G22120102 Meeting Date: NOV 21, 2019 Meeting Type: Annual Record Date: NOV 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Mike Biggs as Director For For Management 5 Re-elect Preben Prebensen as Director For For Management 6 Re-elect Mike Morgan as Director For For Management 7 Re-elect Oliver Corbett as Director For For Management 8 Elect Peter Duffy as Director For For Management 9 Re-elect Geoffrey Howe as Director For For Management 10 Re-elect Lesley Jones as Director For For Management 11 Re-elect Bridget Macaskill as Director For For Management 12 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 13 Authorise Board to Fix Remuneration of For For Management Auditors 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity in Relation For For Management to the Issue of AT1 Securities 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to the Issue of AT1 Securities 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- CNP ASSURANCES SA Ticker: CNP Security ID: F1876N318 Meeting Date: APR 17, 2020 Meeting Type: Annual/Special Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Approve Transaction with Caixa For For Management Economica Federal, Caixa Seguridade, CSH and CNP Re: Brazil Partnership 5 Approve Transaction with BPCE and CNP For For Management Assurances RE: Extending their Partnership 6 Approve Auditors' Special Report on For For Management Related-Party Transactions 7 Approve Remuneration Policy of For For Management Chairman of the Board 8 Approve Remuneration Policy of CEO For For Management 9 Approve Remuneration Policy of For For Management Directors 10 Approve Compensation of Corporate For For Management Officers 11 Approve Compensation of Jean-Paul For For Management Faugere, Chairman of the Board 12 Approve Compensation of Antoine For For Management Lissowski, CEO 13 Reelect Marcia Campbell as Director For For Management 14 Reelect Stephane Pallez as Director For Against Management 15 Ratify Appointement of Christiane For Against Management Marcellier as Director 16 Reelect Christiane Marcellier as For Against Management Director 17 Ratify Appointement of Yves Brassart For Against Management as Director 18 Ratify Appointement of Catherine For Against Management Charrier-Leflaive as Director 19 Ratify Appointment of Francois Geronde For Against Management as Director 20 Ratify Appointment of Sonia de For Against Management Demandolx as Director 21 Reelect Sonia de Demandolx as Director For Against Management 22 Ratify Appointment of Tony Blanco as For Against Management Director 23 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 24 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 137,324,000 25 Approve Issuance of Equity or For For Management Equity-Linked Securities for up to 10 Percent of Issued Capital Per Year for Private Placements 26 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 27 Amend Article 17 of Bylaws Re: Age For For Management Limit of Chairman of the Board Fixed at 70 28 Amend Article 18 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 29 Amend Article 15 of Bylaws Re: Board For For Management Composition 30 Amend Article 21 of Bylaws Re: Board For For Management Members Remuneration 31 Amend Article 23 of Bylaws Re: For For Management Related-Party Transactions 32 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- - 451 - COMFORTDELGRO CORPORATION LIMITED Ticker: C52 Security ID: Y1690R106 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Approve Directors' Fees For For Management 4 Elect Yang Ban Seng as Director For For Management 5 Elect Lee Khai Fatt, Kyle as Director For For Management 6 Elect Wang Kai Yuen as Director For For Management 7 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Shares Under the For For Management ComfortDelGro Executive Share Award Scheme 9 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- DAITO TRUST CONSTRUCTION CO., LTD. Ticker: 1878 Security ID: J11151107 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 345 -------------------------------------------------------------------------------- DOMINO'S PIZZA GROUP PLC Ticker: DOM Security ID: G28113101 Meeting Date: JUL 01, 2019 Meeting Type: Special Record Date: JUN 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend the Borrowing Limit Under the For For Management Company's Articles of Association -------------------------------------------------------------------------------- DOOSAN CORP. Ticker: 000150 Security ID: Y2100N107 Meeting Date: AUG 13, 2019 Meeting Type: Special Record Date: JUN 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-Off Agreement For For Management -------------------------------------------------------------------------------- DOOSAN CORP. Ticker: 000150 Security ID: Y2100N107 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3 Elect Kim Hyeong-ju as Outside Director For For Management 4 Elect Kim Hyeong-ju as a Member of For For Management Audit Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- EDP-ENERGIAS DE PORTUGAL SA Ticker: EDP Security ID: X67925119 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Individual and Consolidated For For Management Financial Statements and Statutory Reports 2 Approve Allocation of Income For For Management 3.1 Appraise Management of Company and For For Management Approve Vote of Confidence to Management Board 3.2 Appraise Supervision of Company and For For Management Approve Vote of Confidence to Supervisory Board 3.3 Appraise Work Performed by Statutory For For Management Auditor and Approve Vote of Confidence to Statutory Auditor 4 Authorize Repurchase and Reissuance of For For Management Shares 5 Authorize Repurchase and Reissuance of For For Management Repurchased Debt Instruments 6 Authorize Increase in Capital up to 10 For For Management Percent via Issuance of Equity or Equity-Linked Securities with Preemptive Rights 7 Approve Statement on Remuneration For For Management Policy Applicable to Executive Board 8 Approve Statement on Remuneration For For Management Policy Applicable to Other Corporate Bodies -------------------------------------------------------------------------------- - 452 - EMERA INCORPORATED Ticker: EMA Security ID: 290876101 Meeting Date: JUL 11, 2019 Meeting Type: Special Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles Re: Removal of 25 For For Management Percent Restrictions Relating to Share Ownership and Voting Rights by Non-Canadian Resident Shareholder 2 The Undersigned Hereby Certifies that None Abstain Management the Shares Represented by this Proxy are Owned and Controlled by a Canadian. Vote FOR = Yes and ABSTAIN = No. A Vote Against will be treated as not voted. -------------------------------------------------------------------------------- EMERA INCORPORATED Ticker: EMA Security ID: 290876101 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott C. Balfour For For Management 1.2 Elect Director James E. Bertram For For Management 1.3 Elect Director Sylvia D. Chrominska For For Management 1.4 Elect Director Henry E. Demone For For Management 1.5 Elect Director Kent M. Harvey For For Management 1.6 Elect Director B. Lynn Loewen For For Management 1.7 Elect Director John B. Ramil For For Management 1.8 Elect Director Andrea S. Rosen For For Management 1.9 Elect Director Richard P. Sergel For For Management 1.10 Elect Director M. Jacqueline Sheppard For For Management 1.11 Elect Director Jochen E. Tilk For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Authorize Board to Fix Remuneration of For For Management Auditors 4 Advisory Vote on Executive For For Management Compensation Approach 5 Amend Employee Common Share Purchase For For Management Plan -------------------------------------------------------------------------------- ENAGAS SA Ticker: ENG Security ID: E41759106 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements 2 Approve Non-Financial Information For For Management Statement 3 Approve Allocation of Income and For For Management Dividends 4 Approve Dividends Charged Against For For Management Unrestricted Reserves 5 Approve Discharge of Board For For Management 6.1 Amend Article 27 Re: Meeting For For Management Attendance by Telematic Means 6.2 Amend Article 35 Re: Board Composition For For Management 6.3 Amend Article 39 Re: Board Meetings by For For Management Telematic Means 6.4 Amend Article 44 Re: Audit and For For Management Compliance Committee 6.5 Amend Articles Re: Appointments, For For Management Remuneration and Corporate Social Responsibility Committee 6.6 Add Article 53.bis Re: Dividend in Kind For For Management 7 Amend Articles of General Meeting For For Management Regulations Re: Attendance by Telematic Means 8.1 Reelect Sociedad Estatal de For For Management Participaciones Industriales (SEPI) as Director 8.2 Elect Jose Blanco Lopez as Director For For Management 8.3 Elect Jose Montilla Aguilera as For For Management Director 8.4 Elect Cristobal Jose Gallego Castillo For For Management as Director 9 Authorize Share Repurchase Program For For Management 10 Amend Remuneration Policy For For Management 11 Advisory Vote on Remuneration Report For For Management 12 Receive Amendments to Board of None None Management Directors Regulations 13 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- FIRST CAPITAL REALTY INC. Ticker: FCR Security ID: 31943B100 Meeting Date: DEC 10, 2019 Meeting Type: Special Record Date: OCT 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Conversion to Publicly Traded For For Management Real Estate Investment Trust -------------------------------------------------------------------------------- - 453 - FORTUM OYJ Ticker: FORTUM Security ID: X2978Z118 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.10 Per Share 9 Approve Discharge of Board and For For Management President 10 Receive Committee Chairmen's Review on None None Management the Remuneration Policy of the Company 11 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 12 Approve Remuneration of Directors in For For Management the Amount of EUR 77,200 for Chair, EUR 57,500 for Deputy Chair and EUR 40,400 for Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees 13 Fix Number of Directors at Nine For For Management 14 Reelect Eva Hamilton, Essimari For For Management Kairisto, Matti Lievonen (Chair), Klaus-Dieter Maubach (Vice Chair), Anja McAlister, Veli-Matti Reinikkala and Philipp Rosler as Directors; Elect Teppo Paavola and Annette Stube as New Directors 15 Approve Remuneration of Auditors For For Management 16 Ratify Deloitte as Auditors For For Management 17 Authorize Share Repurchase Program For For Management 18 Authorize Reissuance of Repurchased For For Management Shares 19 Approve Charitable Donations For For Management 20 Include Paris Agreement 1.5-degree Against Against Shareholder Celsius Target in Articles of Association 21 Close Meeting None None Management -------------------------------------------------------------------------------- FREENET AG Ticker: FNTN Security ID: D3689Q134 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2019 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.04 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2019 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2019 5 Ratify PricewaterhouseCoopers GmbH as For For Management Auditors for Fiscal 2020 6 Amend Articles of Association For For Management 7 Approve Creation of EUR 12.8 Million For For Management Pool of Capital without Preemptive Rights 8 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 640 Million; Approve Creation of EUR 12.8 Million Pool of Capital to Guarantee Conversion Rights 9 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 10 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares -------------------------------------------------------------------------------- GLAXOSMITHKLINE PLC Ticker: GSK Security ID: G3910J112 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For Abstain Management 4 Elect Sir Jonathan Symonds as Director For For Management 5 Elect Charles Bancroft as Director For For Management 6 Re-elect Emma Walmsley as Director For For Management 7 Re-elect Vindi Banga as Director For For Management 8 Re-elect Dr Hal Barron as Director For For Management 9 Re-elect Dr Vivienne Cox as Director For For Management 10 Re-elect Lynn Elsenhans as Director For For Management 11 Re-elect Dr Laurie Glimcher as Director For For Management 12 Re-elect Dr Jesse Goodman as Director For For Management 13 Re-elect Judy Lewent as Director For For Management 14 Re-elect Iain Mackay as Director For For Management 15 Re-elect Urs Rohner as Director For For Management 16 Reappoint Deloitte LLP as Auditors For For Management 17 Authorise the Audit & Risk Committee For For Management to Fix Remuneration of Auditors 18 Authorise EU Political Donations and For For Management Expenditure 19 Authorise Issue of Equity For For Management 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Approve the Exemption from Statement For For Management of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports 24 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- - 454 - GREAT-WEST LIFECO INC. Ticker: GWO Security ID: 39138C106 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael R. Amend For For Management 1.2 Elect Director Deborah J. Barrett For For Management 1.3 Elect Director Robin Bienfait For For Management 1.4 Elect Director Heather E. Conway For For Management 1.5 Elect Director Marcel R. Coutu For For Management 1.6 Elect Director Andre Desmarais For For Management 1.7 Elect Director Paul Desmarais, Jr. For Withhold Management 1.8 Elect Director Gary A. Doer For For Management 1.9 Elect Director David G. Fuller For For Management 1.10 Elect Director Claude Genereux For For Management 1.11 Elect Director J. David A. Jackson For For Management 1.12 Elect Director Elizabeth C. Lempres For For Management 1.13 Elect Director Paula B. Madoff For For Management 1.14 Elect Director Paul A. Mahon For For Management 1.15 Elect Director Susan J. McArthur For For Management 1.16 Elect Director R. Jeffrey Orr For For Management 1.17 Elect Director T. Timothy Ryan For For Management 1.18 Elect Director Jerome J. Selitto For For Management 1.19 Elect Director James M. Singh For For Management 1.20 Elect Director Gregory D. Tretiak For For Management 1.21 Elect Director Siim A. Vanaselja For For Management 1.22 Elect Director Brian E. Walsh For For Management 2 Ratify Deloitte LLP as Auditors For For Management -------------------------------------------------------------------------------- GREENE KING PLC Ticker: GNK Security ID: G40880133 Meeting Date: SEP 06, 2019 Meeting Type: Annual Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Approve Final Dividend For For Management 4 Re-elect Mike Coupe as Director For For Management 5 Re-elect Gordon Fryett as Director For For Management 6 Re-elect Rob Rowley as Director For For Management 7 Re-elect Richard Smothers as Director For For Management 8 Re-elect Lynne Weedall as Director For For Management 9 Re-elect Philip Yea as Director For For Management 10 Elect Nick Mackenzie as Director For For Management 11 Elect Sandra Turner as Director For For Management 12 Reappoint Ernst & Young LLP as Auditors For For Management 13 Authorise Board to Fix Remuneration of For For Management Auditors 14 Authorise Issue of Equity For For Management 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- GREENE KING PLC Ticker: GNK Security ID: G40880133 Meeting Date: OCT 09, 2019 Meeting Type: Court Record Date: OCT 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- GREENE KING PLC Ticker: GNK Security ID: G40880133 Meeting Date: OCT 09, 2019 Meeting Type: Special Record Date: OCT 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Recommended Cash For For Management Acquisition of Greene King plc by CK Noble (UK) Limited; Amend Articles of Association -------------------------------------------------------------------------------- HENGAN INTERNATIONAL GROUP COMPANY LIMITED Ticker: 1044 Security ID: G4402L151 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Hui Lin Chit as Director For For Management 4 Elect Hung Ching Shan as Director For For Management 5 Elect Xu Shui Shen as Director For For Management 6 Elect Xu Chun Man as Director For For Management 7 Elect Chan Henry as Director For Against Management 8 Authorize Board to Fix Remuneration of For For Management Directors 9 Approve PricewaterhouseCoopers as For Against Management Auditors and Authorize Board to Fix Their Remuneration 10 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 11 Authorize Repurchase of Issued Share For For Management Capital 12 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- - 455 - HYSAN DEVELOPMENT COMPANY LIMITED Ticker: 14 Security ID: Y38203124 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Elect Lee Irene Yun-Lien as Director For For Management 2.2 Elect Fan Yan Hok Philip as Director For For Management 2.3 Elect Lee Tze Hau Michael as Director For For Management 3 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- IG GROUP HOLDINGS PLC Ticker: IGG Security ID: G4753Q106 Meeting Date: SEP 19, 2019 Meeting Type: Annual Record Date: SEP 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect June Felix as Director For For Management 5 Re-elect Stephen Hill as Director For For Management 6 Re-elect Malcolm Le May as Director For For Management 7 Re-elect Paul Mainwaring as Director For For Management 8 Re-elect Bridget Messer as Director For For Management 9 Re-elect Jim Newman as Director For For Management 10 Re-elect Jon Noble as Director For For Management 11 Elect Sally-Ann Hibberd as Director For For Management 12 Elect Jonathan Moulds as Director For For Management 13 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 14 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 15 Authorise Issue of Equity For For Management 16 Authorise Issue of Equity without For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- INVESTEC PLC Ticker: INVP Security ID: G49188116 Meeting Date: FEB 10, 2020 Meeting Type: Special Record Date: FEB 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Matters Relating to the For For Management Demerger of Ninety One from Investec Group 2 Approve Matters Relating to the Share For For Management Premium Account and Capital Reduction -------------------------------------------------------------------------------- INVESTEC PLC Ticker: INVP Security ID: G49188116 Meeting Date: FEB 10, 2020 Meeting Type: Court Record Date: FEB 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Arrangement For For Management -------------------------------------------------------------------------------- JAPAN TOBACCO INC. Ticker: 2914 Security ID: J27869106 Meeting Date: MAR 19, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 77 2 Amend Articles to Amend Provisions on For For Management Director Titles 3.1 Elect Director Tango, Yasutake For For Management 3.2 Elect Director Iwai, Mutsuo For For Management 3.3 Elect Director Terabatake, Masamichi For For Management 3.4 Elect Director Minami, Naohiro For For Management 3.5 Elect Director Hirowatari, Kiyohide For For Management 3.6 Elect Director Yamashita, Kazuhito For For Management 3.7 Elect Director Koda, Main For For Management 3.8 Elect Director Watanabe, Koichiro For For Management 3.9 Elect Director Nagashima, Yukiko For For Management 4 Approve Restricted Stock Plan and For For Management Performance Share Plan -------------------------------------------------------------------------------- - 456 - JM AB Ticker: JM Security ID: W4939T109 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Prepare and Approve List of For For Management Shareholders 3 Designate Inspector(s) of Minutes of For For Management Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Approve Agenda of Meeting For For Management 6 Accept Financial Statements and For For Management Statutory Reports 7 Approve Allocation of Income and For For Management Dividends of SEK 12.50 Per Share 8 Approve Discharge of Board and For For Management President 9 Determine Number of Members (8) and For For Management Deputy Members (0) of Board 10 Approve Remuneration of Directors in For For Management the Amount of SEK 900,000 for Chairman and SEK 360,000 for Other Directors; Approve Remuneration for Committee Work 11 Approve Remuneration of Auditors For For Management 12 Reelect Fredrik Persson (Chairman), For For Management Kaj-Gustaf Bergh, Kerstin Gillsbro, Olav Line, Eva Nygren, Thomas Thuresson and Annica Anas as Directors; Elect Camilla Krogh as New Director 13 Ratify PricewaterhouseCoopers as For For Management Auditors 14 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 15 Approve Issuance of Convertibles to For For Management Employees 16 Amend Articles Re: Company Name; For For Management Notice of General Meeting; Record Day -------------------------------------------------------------------------------- KEYERA CORP. Ticker: KEY Security ID: 493271100 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Deloitte LLP as Auditors For For Management 2.1 Elect Director James Bertram For For Management 2.2 Elect Director Blair Goertzen For For Management 2.3 Elect Director Douglas Haughey For For Management 2.4 Elect Director Gianna Manes For For Management 2.5 Elect Director Donald Nelson For For Management 2.6 Elect Director Michael Norris For For Management 2.7 Elect Director Thomas O'Connor For For Management 2.8 Elect Director Charlene Ripley For For Management 2.9 Elect Director David Smith For For Management 2.10 Elect Director Janet Woodruff For For Management 3 Approve Shareholder Rights Plan For For Management 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- KINGFISHER PLC Ticker: KGF Security ID: G5256E441 Meeting Date: JUL 09, 2019 Meeting Type: Annual Record Date: JUL 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Elect Claudia Arney as Director For For Management 6 Elect Sophie Gasperment as Director For For Management 7 Re-elect Andrew Cosslett as Director For For Management 8 Re-elect Jeff Carr as Director For For Management 9 Re-elect Pascal Cagni as Director For For Management 10 Re-elect Clare Chapman as Director For For Management 11 Re-elect Rakhi Goss-Custard as Director For For Management 12 Re-elect Veronique Laury as Director For For Management 13 Re-elect Mark Seligman as Director For For Management 14 Reappoint Deloitte LLP as Auditors For For Management 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- KLEPIERRE SA Ticker: LI Security ID: F5396X102 Meeting Date: APR 30, 2020 Meeting Type: Annual/Special Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.20 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Approve Termination Package of For For Management Jean-Marc Jestin, Chairman of the Management Board 6 Approve Termination Package of For For Management Jean-Michel Gault, Vice-CEO 7 Reelect Catherine Simoni as For For Management Supervisory Board Member 8 Reelect Florence Von Erb as For For Management Supervisory Board Member 9 Reelect Stanley Shashoua as For For Management Supervisory Board Member 10 Approve Remuneration Policy of For For Management Chairman of the Supervisory Board and Members 11 Approve Remuneration Policy of For For Management Chairman of the Management Board 12 Approve Remuneration Policy of For For Management Management Board Members 13 Approve Compensation Report of For For Management Chairman of the Supervisory Board and Members, Chairman of the Management Board and Members 14 Approve Compensation of Chairman of For For Management the Supervisory Board 15 Approve Compensation of Chairman of For For Management the Management Board 16 Approve Compensation of Vice-CEO For For Management 17 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 18 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 19 Amend Article 7 of Bylaws Re: For For Management Shareholding Disclosure Thresholds 20 Amend Article 15 of Bylaws Re: Board For For Management Members Deliberation via Written Consultation 21 Amend Article 17 of Bylaws Re: For For Management Supervisory Board Members Remuneration 22 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- - 457 - KOMATSU LTD. Ticker: 6301 Security ID: J35759125 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 39 2.1 Elect Director Ohashi, Tetsuji For For Management 2.2 Elect Director Ogawa, Hiroyuki For For Management 2.3 Elect Director Moriyama, Masayuki For For Management 2.4 Elect Director Mizuhara, Kiyoshi For For Management 2.5 Elect Director Urano, Kuniko For For Management 2.6 Elect Director Kigawa, Makoto For For Management 2.7 Elect Director Kunibe, Takeshi For For Management 2.8 Elect Director Arthur M. Mitchell For For Management 3 Appoint Statutory Auditor Sasaki, For For Management Terumi -------------------------------------------------------------------------------- LAGARDERE SCA Ticker: MMB Security ID: F5485U100 Meeting Date: MAY 05, 2020 Meeting Type: Annual/Special Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Renew Appointment of Mazars as Auditor For For Management 5 Ratify Appointment of Nicolas Sarkozy For For Management as Supervisory Board Member 6 Ratify Appointment of Guillaume Pepy For For Management as Supervisory Board Member 7 Reelect Guillaume Pepy as Supervisory For For Management Board Member 8 Reelect Martine Chene as Supervisory For Against Management Board Member 9 Approve Compensation Report of For For Management Corporate Officers 10 Approve Compensation of Arnaud For For Management Lagardere, Managing Partner 11 Approve Compensation of Pierre Leroy, For For Management Management Representative 12 Approve Compensation of Thierry For For Management Funck-Brentano, Management Representative 13 Approve Compensation of Xavier de For For Management Sarrau, Chairman of the Supervisory Board Until Dec. 4, 2019 14 Approve Compensation of Patrick For For Management Valroff, Chairman of the Supervisory Board Since Dec. 4, 2019 15 Approve Remuneration Policy of For Against Management Management Members 16 Approve Remuneration Policy of For For Management Supervisory Board Members 17 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 18 Amend Articles 12 and 14 Bis of Bylaws For For Management Re: Employee Reprensentatives 19 Authorize Filing of Required For For Management Documents/Other Formalities A Dismiss Jamal Benomar as Supervisory Against For Shareholder Board Member B Dismiss Yves Guillemot as Supervisory Against Against Shareholder Board Member C Dismiss Soumia Malinbaum as Against For Shareholder Supervisory Board Member D Dismiss Gilles Petit as Supervisory Against Against Shareholder Board Member E Dismiss Aline Sylla-Walbaum as Against For Shareholder Supervisory Board Member F Dismiss Susan L. Tolson as Supervisory Against Against Shareholder Board Member G Dismiss Patrick Valroff as Supervisory Against For Shareholder Board Member H Elect Patrick Sayer as Supervisory Against For Shareholder Board Member J Elect Valerie Ohannessian as Against Against Shareholder Supervisory Board Member K Elect Yanne Duchesne as Supervisory Against For Shareholder Board Member L Elect Brigitte Taittinger Jouyet as Against For Shareholder Supervisory Board Member M Elect Laurence Bret Stern as Against For Shareholder Supervisory Board Member N Elect Enrico Letta as Supervisory Against Against Shareholder Board Member O Elect Elena Pisonero as Supervisory Against For Shareholder Board Member P Elect Stephan Haimo as Supervisory Against Against Shareholder Board Member -------------------------------------------------------------------------------- LAURENTIAN BANK OF CANADA Ticker: LB Security ID: 51925D106 Meeting Date: APR 07, 2020 Meeting Type: Annual Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lise Bastarache For For Management 1.2 Elect Director Sonia Baxendale For For Management 1.3 Elect Director Andrea Bolger For For Management 1.4 Elect Director Michael T. Boychuk For For Management 1.5 Elect Director Francois Desjardins For For Management 1.6 Elect Director A. Michel Lavigne For For Management 1.7 Elect Director David Morris For For Management 1.8 Elect Director David Mowat For For Management 1.9 Elect Director Michael Mueller For For Management 1.10 Elect Director Michelle R. Savoy For For Management 1.11 Elect Director Susan Wolburgh Jenah For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP 1: Approve Disclosure of Equity Against Against Shareholder Ratio 5 SP 3: Set a Diversity Target of More Against Against Shareholder Than 40% of the Board Members for the Next Five Years 6 SP 4: Create a New Technology Committee Against Against Shareholder 7 SP 5: Launch a Tendering Process Every Against Against Shareholder Five Years for Auditing Services -------------------------------------------------------------------------------- - 458 - LEGAL & GENERAL GROUP PLC Ticker: LGEN Security ID: G54404127 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAY 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Michelle Scrimgeour as Director For For Management 4 Re-elect Henrietta Baldock as Director For For Management 5 Re-elect Philip Broadley as Director For For Management 6 Re-elect Jeff Davies as Director For For Management 7 Re-elect Sir John Kingman as Director For For Management 8 Re-elect Lesley Knox as Director For For Management 9 Re-elect George Lewis as Director For For Management 10 Re-elect Kerrigan Procter as Director For For Management 11 Re-elect Toby Strauss as Director For For Management 12 Re-elect Julia Wilson as Director For For Management 13 Re-elect Nigel Wilson as Director For For Management 14 Reappoint KPMG LLP as Auditors For For Management 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Approve Remuneration Policy For For Management 17 Approve Remuneration Report For For Management 18 Authorise Issue of Equity For For Management 19 Authorise Issue of Equity in For For Management Connection with the Issue of Contingent Convertible Securities 20 Authorise EU Political Donations and For For Management Expenditure 21 Authorise Issue of Equity without For For Management Pre-emptive Rights 22 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 23 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with the Issue of Contingent Convertible Securities 24 Authorise Market Purchase of Ordinary For For Management Shares 25 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- MITSUBISHI CHEMICAL HOLDINGS CORP. Ticker: 4188 Security ID: J44046100 Meeting Date: JUN 24, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kobayashi, Yoshimitsu For For Management 1.2 Elect Director Ochi, Hitoshi For For Management 1.3 Elect Director Date, Hidefumi For For Management 1.4 Elect Director Fujiwara, Ken For For Management 1.5 Elect Director Glenn H. Fredrickson For For Management 1.6 Elect Director Kobayashi, Shigeru For For Management 1.7 Elect Director Katayama, Hiroshi For For Management 1.8 Elect Director Kunii, Hideko For For Management 1.9 Elect Director Hashimoto, Takayuki For For Management 1.10 Elect Director Hodo, Chikatomo For For Management 1.11 Elect Director Kikuchi, Kiyomi For For Management 1.12 Elect Director Yamada, Tatsumi For For Management -------------------------------------------------------------------------------- MITSUBISHI UFJ FINANCIAL GROUP, INC. Ticker: 8306 Security ID: J44497105 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 12.5 2.1 Elect Director Fujii, Mariko For For Management 2.2 Elect Director Honda, Keiko For For Management 2.3 Elect Director Kato, Kaoru For For Management 2.4 Elect Director Matsuyama, Haruka For For Management 2.5 Elect Director Toby S. Myerson For For Management 2.6 Elect Director Nomoto, Hirofumi For Against Management 2.7 Elect Director Shingai, Yasushi For For Management 2.8 Elect Director Tarisa Watanagase For For Management 2.9 Elect Director Yamate, Akira For For Management 2.10 Elect Director Okamoto, Junichi For For Management 2.11 Elect Director Ogura, Ritsuo For For Management 2.12 Elect Director Hirano, Nobuyuki For For Management 2.13 Elect Director Mike, Kanetsugu For For Management 2.14 Elect Director Araki, Saburo For For Management 2.15 Elect Director Nagashima, Iwao For For Management 2.16 Elect Director Kamezawa, Hironori For For Management -------------------------------------------------------------------------------- MS&AD INSURANCE GROUP HOLDINGS, INC. Ticker: 8725 Security ID: J4687C105 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 75 2.1 Elect Director Karasawa, Yasuyoshi For For Management 2.2 Elect Director Kanasugi, Yasuzo For For Management 2.3 Elect Director Hara, Noriyuki For For Management 2.4 Elect Director Higuchi, Tetsuji For For Management 2.5 Elect Director Tamura, Satoru For For Management 2.6 Elect Director Fukuda, Masahito For For Management 2.7 Elect Director Suzuki, Hisahito For For Management 2.8 Elect Director Bando, Mariko For For Management 2.9 Elect Director Arima, Akira For For Management 2.10 Elect Director Ikeo, Kazuhito For For Management 2.11 Elect Director Tobimatsu, Junichi For For Management 2.12 Elect Director Rochelle Kopp For For Management 3 Appoint Statutory Auditor Chiyoda, For For Management Kunio -------------------------------------------------------------------------------- - 459 - NEW WORLD DEVELOPMENT CO. LTD. Ticker: 17 Security ID: Y63084126 Meeting Date: JUN 19, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Share Consolidation For For Management -------------------------------------------------------------------------------- NEW WORLD DEVELOPMENT COMPANY LIMITED Ticker: 17 Security ID: Y63084126 Meeting Date: JUN 19, 2020 Meeting Type: Special Record Date: JUN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Services Group Master Services For For Management Agreement, Services Group Transactions, Services Group Annual Caps and Related Transactions -------------------------------------------------------------------------------- NOKIAN RENKAAT OYJ Ticker: TYRES Security ID: X5862L103 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.58 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11 Approve Remuneration of Directors in For For Management the Amount of EUR 95,000 for Chairman, EUR 70,000 for Deputy Chairman and Audit Committee Chairman, and EUR 47,500 for Other Directors; Approve Meeting Fees 12 Fix Number of Directors at Eight For For Management 13 Reelect Heikki Allonen, Kari Jordan, For For Management Raimo Lind, Veronica Lindholm, Inka Mero, George Rietbergen and Pekka Vauramo as Directors; Elect Jukka Hienonen as New Director 14 Approve Remuneration of Auditors For Against Management 15 Ratify KPMG as Auditors For For Management 16 Authorize Share Repurchase Program For For Management 17 Approve Issuance of up to 13.8 Million For For Management Shares without Preemptive Rights 18 Establish Nominating Committee For For Management 19 Amend Articles Re: Board Consists of For For Management Maximum 9 Members; Annual General Meeting 20 Close Meeting None None Management -------------------------------------------------------------------------------- NORTHLAND POWER INC. Ticker: NPI Security ID: 666511100 Meeting Date: MAY 22, 2020 Meeting Type: Annual/Special Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director John W. Brace For For Management 2 Elect Director James C. Temerty For For Management 3 Elect Director Linda L. Bertoldi For For Management 4 Elect Director Marie Bountrogianni For For Management 5 Elect Director Lisa Colnett For For Management 6 Elect Director Barry Gilmour For For Management 7 Elect Director Russell Goodman For For Management 8 Elect Director Keith Halbert For For Management 9 Elect Director Ian Pearce For For Management 10 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 11 Approve Advance Notice Requirement For For Management 12 Amend By-Law to Permit a Virtual Only For For Management Shareholder Meeting and Change Quorum Requirement for Shareholder Meetings from 10% to 25% 13 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- ORIX CORP. Ticker: 8591 Security ID: J61933123 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Inoue, Makoto For For Management 1.2 Elect Director Irie, Shuji For For Management 1.3 Elect Director Taniguchi, Shoji For For Management 1.4 Elect Director Matsuzaki, Satoru For For Management 1.5 Elect Director Stan Koyanagi For For Management 1.6 Elect Director Suzuki, Yoshiteru For For Management 1.7 Elect Director Yasuda, Ryuji For For Management 1.8 Elect Director Takenaka, Heizo For For Management 1.9 Elect Director Michael Cusumano For For Management 1.10 Elect Director Akiyama, Sakie For For Management 1.11 Elect Director Watanabe, Hiroshi For Against Management 1.12 Elect Director Sekine, Aiko For For Management -------------------------------------------------------------------------------- - 460 - OVERSEA-CHINESE BANKING CORPORATION LIMITED Ticker: O39 Security ID: Y64248209 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2a Elect Ooi Sang Kuang as Director For For Management 2b Elect Lee Tih Shih as Director For For Management 2c Elect Wee Joo Yeow as Director For For Management 3a Elect Koh Beng Seng as Director For For Management 3b Elect Tan Yen Yen as Director For For Management 4 Approve Final Dividend For For Management 5a Approve Directors' Remuneration For For Management 5b Approve Issuance of 6,000 Shares to For For Management Each Non-Executive Director for the Year Ended Dec. 31, 2019 6 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 8 Approve Grant of Options and/or Rights For For Management and Issuance of Shares Pursuant to the OCBC Share Option Scheme 2001 and OCBC Employee Share Purchase Plan 9 Approve Issuance of Shares Pursuant to For For Management the Oversea-Chinese Banking Corporation Limited Scrip Dividend Scheme 10 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- PEMBINA PIPELINE CORPORATION Ticker: PPL Security ID: 706327103 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anne-Marie N. Ainsworth For For Management 1.2 Elect Director Michael (Mick) H. Dilger For For Management 1.3 Elect Director Randall J. Findlay For For Management 1.4 Elect Director Robert G. Gwin For For Management 1.5 Elect Director Maureen E. Howe For For Management 1.6 Elect Director Gordon J. Kerr For For Management 1.7 Elect Director David M.B. LeGresley For For Management 1.8 Elect Director Leslie A. O'Donoghue For For Management 1.9 Elect Director Bruce D. Rubin For For Management 1.10 Elect Director Henry W. Sykes For For Management 2 Approve KPMG LLP Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Amend Bylaws For For Management 4 Approve Advance Notice Requirement For For Management 5 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- PENNON GROUP PLC Ticker: PNN Security ID: G8295T213 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Re-elect Sir John Parker as Director For For Management 5 Re-elect Neil Cooper as Director For For Management 6 Re-elect Susan Davy as Director For For Management 7 Elect Iain Evans as Director For For Management 8 Re-elect Christopher Loughlin as For For Management Director 9 Re-elect Gill Rider as Director For For Management 10 Reappoint Ernst & Young LLP as Auditors For For Management 11 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 12 Authorise EU Political Donations and For For Management Expenditure 13 Authorise Issue of Equity For For Management 14 Authorise Issue of Equity without For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Specified Capital Investment 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 18 Amend Articles of Association For For Management 19 Approve Issuance of WaterShare+ Share For For Management in Connection with the WaterShare+ Scheme of South West Water Limited -------------------------------------------------------------------------------- POWER ASSETS HOLDINGS LIMITED Ticker: 6 Security ID: Y7092Q109 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Andrew John Hunter as Director For Against Management 3b Elect Ip Yuk-keung, Albert as Director For For Management 3c Elect Li Tzar Kuoi, Victor as Director For Against Management 3d Elect Tsai Chao Chung, Charles as For For Management Director 3e Elect Lui Wai Yu, Albert as Director For For Management 4 Approve KPMG as Auditor and Authorize For For Management Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Amend Articles of Association For For Management -------------------------------------------------------------------------------- - 461 - POWER CORPORATION OF CANADA Ticker: POW Security ID: 739239101 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pierre Beaudoin For For Management 1.2 Elect Director Marcel R. Coutu For For Management 1.3 Elect Director Andre Desmarais For Withhold Management 1.4 Elect Director Paul Desmarais, Jr. For Withhold Management 1.5 Elect Director Gary A. Doer For For Management 1.6 Elect Director Anthony R. Graham For For Management 1.7 Elect Director J. David A. Jackson For For Management 1.8 Elect Director Paula B. Madoff For For Management 1.9 Elect Director Isabelle Marcoux For For Management 1.10 Elect Director Christian Noyer For For Management 1.11 Elect Director R. Jeffrey Orr For For Management 1.12 Elect Director T. Timothy Ryan, Jr. For For Management 1.13 Elect Director Siim A. Vanaselja For For Management 2 Ratify Deloitte LLP as Auditors For For Management 3 Amend Stock Option Plan For For Management 4 Amend Bylaws For For Management -------------------------------------------------------------------------------- POWER FINANCIAL CORPORATION Ticker: PWF Security ID: 73927C100 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: DEC 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reorganization Plan For Against Management -------------------------------------------------------------------------------- RED ELECTRICA CORP. SA Ticker: REE Security ID: E42807110 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAY 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Standalone Financial Statements For For Management 2 Approve Consolidated Financial For For Management Statements 3 Approve Allocation of Income For For Management 4 Approve Non-Financial Information For For Management Statement 5 Approve Discharge of Board For For Management 6.1 Ratify Appointment of and Elect For For Management Beatriz Corredor Sierra as Director 6.2 Ratify Appointment of and Elect For For Management Roberto Garcia Merino as Director 6.3 Reelect Carmen Gomez de Barreda Tous For For Management de Monsalve as Director 7 Authorize Increase in Capital up to 50 For For Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 10 Percent 8 Authorize Issuance of Non-Convertible For For Management and/or Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 5 Billion with Exclusion of Preemptive Rights up to 10 Percent of Capital 9.1 Authorize Share Repurchase Program For For Management 9.2 Approve Stock-for-Salary Plan For For Management 9.3 Revoke All Previous Authorizations For For Management 10.1 Approve Remuneration Report For For Management 10.2 Approve Remuneration of Directors For For Management 11 Renew Appointment of KPMG Auditores as For For Management Auditor 12 Authorize Board to Ratify and Execute For For Management Approved Resolutions 13 Receive Corporate Governance Report None None Management 14 Receive Amendments to Board of None None Management Directors Regulations -------------------------------------------------------------------------------- RIOCAN REAL ESTATE INVESTMENT TRUST Ticker: REI.UN Security ID: 766910103 Meeting Date: JUN 02, 2020 Meeting Type: Annual/Special Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Trustee Bonnie Brooks For For Management 1.2 Elect Trustee Richard Dansereau For For Management 1.3 Elect Trustee Paul Godfrey For For Management 1.4 Elect Trustee Dale H. Lastman For For Management 1.5 Elect Trustee Jane Marshall For For Management 1.6 Elect Trustee Sharon Sallows For For Management 1.7 Elect Trustee Edward Sonshine For For Management 1.8 Elect Trustee Siim A. Vanaselja For For Management 1.9 Elect Trustee Charles M. Winograd For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Trustees to Fix Their Remuneration 3 Amend Declaration of Trust For For Management 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- - 462 - SCOR SE Ticker: SCR Security ID: F15561677 Meeting Date: JUN 16, 2020 Meeting Type: Annual/Special Record Date: JUN 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Absence of Dividends 3 Approve Consolidated Financial For For Management Statements and Statutory Reports 4 Approve Compensation Report of For For Management Corporate Officers 5 Approve Compensation of Denis Kessler, For For Management Chairman and CEO 6 Approve Remuneration Policy of For For Management Directors 7 Approve Remuneration Policy of Denis For For Management Kessler, Chairman and CEO 8 Reelect Vanessa Marquette as Director For For Management 9 Reelect Holding Malakoff Humanis as For For Management Director 10 Reelect Zhen Wang as Director For For Management 11 Elect Natacha Valla as Director For For Management 12 Appoint KPMG as Auditor For For Management 13 Renew Appointment of Mazars as Auditor For For Management 14 Acknowledge End of Mandate of Olivier For For Management Drion as Alternate Auditor and Decision Not to Replace 15 Acknowledge End of Mandate of Lionel For For Management Gotlib as Alternate Auditor and Decision Not to Replace 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 17 Authorize Capitalization of Reserves For For Management of Up to EUR 200 Million for Bonus Issue or Increase in Par Value 18 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 589,353,524 19 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 147,338,381 20 Approve Issuance of Equity or For For Management Equity-Linked Securities for up to 10 Percent of Issued Capital Per Year for Qualified Investors 21 Authorize Capital Increase of Up to For For Management EUR 147,338,381 for Future Exchange Offers 22 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 23 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 24 Authorize Issuance of Warrants (Bons For For Management 2020 Contingents) without Preemptive Rights Reserved for Specific Beneficiaries up to Aggregate Nominal Amount of EUR 300 Million 25 Authorize Issuance of Warrants (Bons For For Management 2020 AOF) without Preemptive Rights Reserved for Specific Beneficiaries up to Aggregate Nominal Amount of EUR 300 Million 26 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 27 Authorize up to 1.5 Million Shares for For For Management Use in Stock Option Plans 28 Authorize up to 3 Million Shares for For For Management Use in Restricted Stock Plans 29 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 30 Set Total Limit for Capital Increase For For Management to Result from Issuance Requests Under Items 18-25, 27 and 29 at EUR 772,138,280 31 Amend Article 7 of Bylaws Re: For For Management Shareholding Disclosure Thresholds 32 Amend Articles 7, 10, 11, 13, 15, 18 For For Management of Bylaws to Comply with Legal Changes 33 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SINGAPORE TELECOMMUNICATIONS LIMITED Ticker: Z74 Security ID: Y79985209 Meeting Date: JUL 23, 2019 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Elect Christina Hon Kwee Fong For For Management (Christina Ong) as Director 4 Elect Simon Claude Israel as Director For For Management 5 Elect Dominic Stephen Barton as For For Management Director 6 Elect Bradley Joseph Horowitz as For For Management Director 7 Elect Gail Patricia Kelly as Director For For Management 8 Approve Directors' Fees For For Management 9 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 10 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 11 Approve Grant of Awards and Issuance For For Management of Shares Under the Singtel Performance Share Plan 2012 12 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- - 463 - SK INNOVATION CO., LTD. Ticker: 096770 Security ID: Y8063L103 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Amend Articles of Incorporation For For Management 3.1 Elect Kim Jun as Inside Director For For Management 3.2 Elect Yu Jeong-jun as Non-Independent For For Management Non-Executive Director 3.3 Elect Kim Jong-hoon as Outside Director For For Management 4 Elect Kim Jong-hoon as a Member of For For Management Audit Committee 5 Approve Terms of Retirement Pay For For Management 6 Approve Stock Option Grants For For Management 7 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SKANDINAVISKA ENSKILDA BANKEN AB Ticker: SEB.A Security ID: W25381141 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: JUN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Designate Inspector(s) of Minutes of For For Management Meeting 4 Prepare and Approve List of For For Management Shareholders 5 Approve Agenda of Meeting For For Management 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive Financial Statements and None None Management Statutory Reports 8 Accept Financial Statements and For For Management Statutory Reports 9 Approve Allocation of Income and For For Management Omission of Dividends 10.1 Approve Discharge of Johan H. Andresen For For Management 10.2 Approve Discharge of Signhild Arnegard For For Management Hansen 10.3 Approve Discharge of Anne-Catherine For For Management Berner 10.4 Approve Discharge of Samir Brikho For For Management 10.5 Approve Discharge of Winnie Fok For For Management 10.6 Approve Discharge of Anna-Karin For For Management Glimstrom 10.7 Approve Discharge of Annika Dahlberg For For Management 10.8 Approve Discharge of Charlotta Lindholm For For Management 10.9 Approve Discharge of Tomas Nicolin For For Management 10.10 Approve Discharge of Sven Nyman For For Management 10.11 Approve Discharge of Lars Ottersgard For For Management 10.12 Approve Discharge of Jesper Ovesen For For Management 10.13 Approve Discharge of Helena Saxon For For Management 10.14 Approve Discharge of Johan Torgeby (as For For Management Board Member) 10.15 Approve Discharge of Marcus Wallenberg For For Management 10.16 Approve Discharge of Hakan Westerberg For For Management 10.17 Approve Discharge of Johan Torgeby (as For For Management CEO) 11 Determine Number of Members (9) and For For Management Deputy Members of Board 12 Determine Number of Auditors (1) and For For Management Deputy Auditors 13.1 Approve Remuneration of Directors; For For Management Approve Remuneration for Committee Work 13.2 Approve Remuneration of Auditors For For Management 14.1 Reelect Signhild Arnegard Hansen as For For Management Director 14.2 Reelect Anne-Catherine Berner as New For For Management Director 14.3 Reelect Winnie Fok as Director For For Management 14.4 Reelect Sven Nyman as Director For For Management 14.5 Reelect Lars Ottersgard as Director For For Management 14.6 Reelect Jesper Ovesen as Director For Against Management 14.7 Reelect Helena Saxon as Director For Against Management 14.8 Reelect Johan Torgeby as Director For For Management 14.9 Reelect Marcus Wallenberg as Director For Against Management 14.10 Reelect Marcus Wallenberg as Chairman For Against Management of the Board 15 Ratify Ernst & Young as Auditors For For Management 16 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 17.1 Approve SEB All Employee Program 2020 For For Management 17.2 Approve Share Programme 2020 for For For Management Senior Managers and Key Employees 17.3 Approve Conditional Share Programme For For Management 2020 for Senior Managers and Key Employees 18.1 Authorize Share Repurchase Program For For Management 18.2 Authorize Repurchase of Class A and/or For For Management Class C Shares and Reissuance of Repurchased Shares Inter Alia in for Capital Purposes and Long-Term Incentive Plans 18.3 Approve Transfer of Class A Shares to For For Management Participants in 2020 Long-Term Equity Programs 19 Approve Issuance of Convertible Bonds For For Management without Preemptive Rights 20 Approve Proposal Concerning the For For Management Appointment of Auditors in Foundations Without Own Management 21 Amend Articles Re: Proxies and Postal For For Management Voting 22 Amend Articles Re: Introduce Equal None Against Shareholder Voting Rights of Class A and Class C Shares; Instruct Board to Prepare a Proposal for further Amendments of the Articles 23 Instruct Board to Work for the Swedish None Against Shareholder Companies Act to Abolish Weighted Voting; and to Prepare a Proposal for Representation of Small and Medium-Sized Shareholders in the Board and Nomination Committee 24 Close Meeting None None Management -------------------------------------------------------------------------------- - 464 - SUBARU CORP. Ticker: 7270 Security ID: J7676H100 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 28 2.1 Elect Director Yoshinaga, Yasuyuki For For Management 2.2 Elect Director Nakamura, Tomomi For For Management 2.3 Elect Director Hosoya, Kazuo For For Management 2.4 Elect Director Okada, Toshiaki For For Management 2.5 Elect Director Kato, Yoichi For For Management 2.6 Elect Director Onuki, Tetsuo For For Management 2.7 Elect Director Abe, Yasuyuki For For Management 2.8 Elect Director Yago, Natsunosuke For For Management 2.9 Elect Director Doi, Miwako For For Management 3 Appoint Statutory Auditor Tsutsumi, For For Management Hiromi 4 Appoint Alternate Statutory Auditor For For Management Ryu, Hirohisa -------------------------------------------------------------------------------- SUMITOMO RUBBER INDUSTRIES, LTD. Ticker: 5110 Security ID: J77884112 Meeting Date: MAR 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 30 2.1 Elect Director Ikeda, Ikuji For For Management 2.2 Elect Director Yamamoto, Satoru For For Management 2.3 Elect Director Nishi, Minoru For For Management 2.4 Elect Director Kinameri, Kazuo For For Management 2.5 Elect Director Ii, Yasutaka For For Management 2.6 Elect Director Ishida, Hiroki For For Management 2.7 Elect Director Kuroda, Yutaka For For Management 2.8 Elect Director Harada, Naofumi For For Management 2.9 Elect Director Tanigawa, Mitsuteru For For Management 2.10 Elect Director Kosaka, Keizo For For Management 2.11 Elect Director Murakami, Kenji For For Management 2.12 Elect Director Kobayashi, Nobuyuki For For Management 3.1 Appoint Statutory Auditor Murata, For For Management Morihiro 3.2 Appoint Statutory Auditor Yasuhara, For For Management Hirofumi -------------------------------------------------------------------------------- SUN HUNG KAI PROPERTIES LIMITED Ticker: 16 Security ID: Y82594121 Meeting Date: NOV 07, 2019 Meeting Type: Annual Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3.1a Elect Kwok Kai-Chun, Geoffrey as For For Management Director 3.1b Elect Wu Xiang-Dong as Director For For Management 3.1c Elect Kwok Ping-Luen, Raymond as For For Management Director 3.1d Elect Wong Chik-Wing, Mike as Director For For Management 3.1e Elect Li Ka-Cheung, Eric as Director For For Management 3.1f Elect Leung Ko May-Yee, Margaret as For For Management Director 3.1g Elect Kwok Kai-Wang, Christopher as For For Management Director 3.1h Elect Tung Chi-Ho, Eric as Director For For Management 3.2 Approve Directors' Fees For For Management 4 Approve Deloitte Touche Tohmatsu as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share For For Management Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SVENSKA HANDELSBANKEN AB Ticker: SHB.A Security ID: W9112U104 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7 Receive Financial Statements and None None Management Statutory Reports 8 Accept Financial Statements and For For Management Statutory Reports 9 Approve Allocation of Income and For For Management Dividends of SEK 5.50 Per Share 10 Approve Discharge of Board and For For Management President 11 Authorize Repurchase of up to 120 For For Management Million Class A and/or B Shares and Reissuance of Repurchased Shares 12 Authorize Share Repurchase Program For For Management 13 Approve Issuance of Convertible For For Management Capital Instruments Corresponding to a Maximum of 198 Million Shares without Preemptive Rights 14 Determine Number of Directors (9) For For Management 15 Determine Number of Auditors (2) For For Management 16 Approve Remuneration of Directors in For For Management the Amount of SEK 3.5 Million for Chairman, SEK 985,000 for Vice Chairman, and SEK 700,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors 17a Reelect Jon-Fredrik Baksaas as Director For Against Management 17b Reelect Hans Biorck as Director For For Management 17c Reelect Par Boman as Director For Against Management 17d Reelect Kerstin Hessius as Director For For Management 17e Reelect Lise Kaae as Director For For Management 17f Reelect Fredrik Lundberg as Director For Against Management 17g Elect Ulf Riese as New Director For Against Management 17h Elect Arja Taaveniku as New Director For For Management 17i Reelect Carina Akerstrom as Director For For Management 18 Reelect Par Boman as Board Chairman For Against Management 19 Ratify Ernst & Young and For For Management PricewaterhouseCoopers as Auditors 20 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 21 Approve Proposal Concerning the For For Management Appointment of Auditors in Foundations Without Own Management 22 Eliminate Differentiated Voting Rights None Against Shareholder 23 Instruct Board to Work for the None Against Shareholder Abolishment of Different Levels of Voting Rights for Shares in the Swedish Companies Act 24 Instruct Board to Prepare Proposal for None Against Shareholder Representation of Small and Medium-Sized Shareholders on the Company's Board and Nomination Committee, to be Submitted to AGM 2021 25 Require a Special Examination None Against Shareholder Regarding Introduction of Negative Interest Rates and Review of Code of Ethics 26 Close Meeting None None Management -------------------------------------------------------------------------------- - 465 - SWISSCOM AG Ticker: SCMN Security ID: H8398N104 Meeting Date: APR 06, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management 2 Approve Allocation of Income and For For Management Dividends of CHF 22 per Share 3 Approve Discharge of Board and Senior For For Management Management 4.1 Reelect Roland Abt as Director For For Management 4.2 Reelect Alain Carrupt as Director For For Management 4.3 Reelect Frank Esser as Director For For Management 4.4 Reelect Barbara Frei as Director For For Management 4.5 Reelect Sandra Lathion-Zweifel as For For Management Director 4.6 Reelect Anna Mossberg as Director For For Management 4.7 Reelect Michael Rechsteiner as Director For For Management 4.8 Reelect Hansueli Loosli as Director For For Management 4.9 Reelect Hansueli Loosli as Board For For Management Chairman 5.1 Reappoint Roland Abt as Member of the For For Management Compensation Committee 5.2 Reappoint Frank Esser as Member of the For For Management Compensation Committee 5.3 Reappoint Barbara Frei as Member of For For Management the Compensation Committee 5.4 Reappoint Hansueli Loosli as Member of For For Management the Compensation Committee 5.5 Reappoint Renzo Simoni as Member of For For Management the Compensation Committee 6.1 Approve Remuneration of Directors in For For Management the Amount of CHF 2.5 Million 6.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 8.7 Million 7 Designate Reber Rechtsanwaelte KIG as For For Management Independent Proxy 8 Ratify PricewaterhouseCoopers AG as For For Management Auditors 9 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- TATE & LYLE PLC Ticker: TATE Security ID: G86838128 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: JUL 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Final Dividend For For Management 4 Re-elect Dr Gerry Murphy as Director For For Management 5 Re-elect Nick Hampton as Director For For Management 6 Elect Imran Nawaz as Director For For Management 7 Re-elect Paul Forman as Director For For Management 8 Re-elect Lars Frederiksen as Director For For Management 9 Re-elect Anne Minto as Director For For Management 10 Elect Kimberly Nelson as Director For For Management 11 Re-elect Dr Ajai Puri as Director For For Management 12 Re-elect Sybella Stanley as Director For For Management 13 Elect Warren Tucker as Director For For Management 14 Reappoint Ernst & Young LLP as Auditors For For Management 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice 22 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- TC ENERGY CORPORATION Ticker: TRP Security ID: 87807B107 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephan Cretier For For Management 1.2 Elect Director Michael R. Culbert For For Management 1.3 Elect Director Russell K. Girling For For Management 1.4 Elect Director Susan C. Jones For For Management 1.5 Elect Director Randy Limbacher For For Management 1.6 Elect Director John E. Lowe For For Management 1.7 Elect Director David MacNaughton For For Management 1.8 Elect Director Una Power For For Management 1.9 Elect Director Mary Pat Salomone For For Management 1.10 Elect Director Indira V. Samarasekera For For Management 1.11 Elect Director D. Michael G. Stewart For For Management 1.12 Elect Director Siim A. Vanaselja For For Management 1.13 Elect Director Thierry Vandal For For Management 1.14 Elect Director Steven W. Williams For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- - 466 - TELUS CORPORATION Ticker: T Security ID: 87971M996 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director R.H. (Dick) Auchinleck For For Management 1.2 Elect Director Raymond T. Chan For For Management 1.3 Elect Director Stockwell Day For For Management 1.4 Elect Director Lisa de Wilde For For Management 1.5 Elect Director Darren Entwistle For For Management 1.6 Elect Director Thomas E. Flynn For For Management 1.7 Elect Director Mary Jo Haddad For For Management 1.8 Elect Director Kathy Kinloch For For Management 1.9 Elect Director Christine Magee For For Management 1.10 Elect Director John Manley For For Management 1.11 Elect Director David Mowat For For Management 1.12 Elect Director Marc Parent For For Management 1.13 Elect Director Denise Pickett For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- THE BANK OF NOVA SCOTIA Ticker: BNS Security ID: 064149107 Meeting Date: APR 07, 2020 Meeting Type: Annual Record Date: FEB 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nora A. Aufreiter For For Management 1.2 Elect Director Guillermo E. Babatz For For Management 1.3 Elect Director Scott B. Bonham For For Management 1.4 Elect Director Charles H. Dallara For For Management 1.5 Elect Director Tiff Macklem For For Management 1.6 Elect Director Michael D. Penner For For Management 1.7 Elect Director Brian J. Porter For For Management 1.8 Elect Director Una M. Power For For Management 1.9 Elect Director Aaron W. Regent For For Management 1.10 Elect Director Indira V. Samarasekera For For Management 1.11 Elect Director Susan L. Segal For For Management 1.12 Elect Director L. Scott Thomson For For Management 1.13 Elect Director Benita M. Warmbold For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 SP 1: Disclose the Compensation Ratio Against Against Shareholder (Equity Ratio) Used by the Compensation Committee 5 SP 2: Upgrade Computer Systems to Against Against Shareholder Increase Competitiveness while Ensuring Greater Protection of Personal Information 6 SP 3: Set a Diversity Target of More Against Against Shareholder than 40% of the Board Members for the Next Five Years 7 SP 4: Revise Human Rights Policies Against Against Shareholder -------------------------------------------------------------------------------- THE FOSCHINI GROUP LTD. Ticker: TFG Security ID: S29260155 Meeting Date: SEP 03, 2019 Meeting Type: Annual Record Date: AUG 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for the Year Ended 31 March 2019 2 Reappoint Deloitte & Touche as For For Management Auditors of the Company with M van Wyk as the Designated Partner 3 Re-elect Fatima Abrahams as Director For For Management 4 Re-elect Michael Lewis as Director For For Management 5 Re-elect Sam Abrahams as Director For For Management 6 Elect Bongiwe Ntuli as Director For For Management 7 Re-elect Sam Abrahams as Member of the For For Management Audit Committee 8 Re-elect Tumi Makgabo-Fiskerstrand as For For Management Member of the Audit Committee 9 Re-elect Eddy Oblowitz as Member of For For Management the Audit Committee 10 Re-elect Nomahlubi Simamane as Member For For Management of the Audit Committee 11 Re-elect David Friedland as Member of For For Management the Audit Committee 12 Re-elect Fatima Abrahams as Member of For Against Management the Audit Committee 13 Approve Remuneration Policy For Against Management 14 Approve Remuneration Implementation For For Management Report 1 Approve Remuneration of Non-executive For For Management Directors 2 Authorise Repurchase of Issued Share For For Management Capital 3 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 15 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- - 467 - TOTAL SA Ticker: FP Security ID: F92124100 Meeting Date: MAY 29, 2020 Meeting Type: Annual/Special Record Date: MAY 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.68 per Share and Option for Stock Dividend Program 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5 Approve Auditors' Special Report on For For Management Related-Party Transactions Mentioning the Absence of New Transactions 6 Reelect Patricia Barbizet as Director For For Management 7 Reelect Marie-Christine For For Management Coisne-Roquette as Director 8 Reelect Mark Cutifani as Director For For Management 9 Elect Jerome Contamine as Director For For Management 10 Approve Compensation Report of For For Management Corporate Officers 11 Approve Remuneration Policy of For For Management Directors 12 Approve Compensation of Patrick For For Management Pouyanne, Chairman and CEO 13 Approve Remuneration Policy of For For Management Chairman and CEO 14 Approve Change of Corporate Form to For For Management Societe Europeenne (SE) and Amend Bylaws Accordingly 15 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion 16 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 650 Million 17 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 650 Million 18 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 16 and 17 19 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 20 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 21 Authorize up to 0.75 Percent of Issued For For Management Capital for Use in Stock Option Plans A Instruct Company to Set and Publish Against Against Shareholder Targets for Greenhouse Gas (GHG) Emissions Aligned with the Goal of the Paris Climate Agreement and Amend Article 19 of Bylaws Accordingly -------------------------------------------------------------------------------- UPM-KYMMENE OYJ Ticker: UPM Security ID: X9518S108 Meeting Date: MAR 31, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.30 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11 Remuneration of Directors in the For For Management Amount of EUR 190,000 for Chairman, EUR 135,000 for Deputy Chairman and EUR 110,000 for Other Directors; Approve Compensation for Committee Work 12 Fix Number of Directors at Ten For For Management 13 Reelect Berndt Brunow, Henrik For For Management Ehrnrooth, Piia-Noora Kauppi, Marjan Oudeman, Ari Puheloinen, Veli-Matti Reinikkala, Kim Wahl and Bjorn Wahlroos as Directors; Elect Emma FitzGerald and Martin a Porta as New Directors 14 Approve Remuneration of Auditors For For Management 15 Ratify PricewaterhouseCoopers as For For Management Auditors 16 Approve Issuance of up to 25 Million For For Management Shares without Preemptive Rights 17 Authorize Share Repurchase Program For For Management 18 Authorize Charitable Donations For For Management 19 Close Meeting None None Management -------------------------------------------------------------------------------- - 468 - WHARF REAL ESTATE INVESTMENT COMPANY LIMITED Ticker: 1997 Security ID: G9593A104 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Kevin Chung Ying Hui as Director For For Management 2b Elect Alexander Siu Kee Au as Director For For Management 2c Elect Richard Gareth Williams as For For Management Director 2d Elect Eng Kiong Yeoh as Director For For Management 3 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 4 Authorize Repurchase of Issued Share For For Management Capital 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- WPP PLC Ticker: WPP Security ID: G9788D103 Meeting Date: OCT 24, 2019 Meeting Type: Special Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Matters Relating to the Sale For For Management by the Company of 60 Percent of their Kantar Business -------------------------------------------------------------------------------- ZURICH INSURANCE GROUP AG Ticker: ZURN Security ID: H9870Y105 Meeting Date: APR 01, 2020 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management (Non-binding) 2 Approve Allocation of Income and For For Management Dividends of CHF 20 per Share 3 Approve Discharge of Board and Senior For For Management Management 4.1a Reelect Michel Lies as Director and For For Management Chairman 4.1b Reelect Joan Amble as Director For For Management 4.1c Reelect Catherine Bessant as Director For For Management 4.1d Reelect Dame Carnwath as Director For For Management 4.1e Reelect Christoph Franz as Director For For Management 4.1f Reelect Michael Halbherr as Director For For Management 4.1g Reelect Jeffrey Hayman as Director For For Management 4.1h Reelect Monica Maechler as Director For For Management 4.1i Reelect Kishore Mahbubani as Director For For Management 4.1j Reelect Jasmin Staiblin as Director For For Management 4.1k Reelect Barry Stowe as Director For For Management 4.2.1 Reappoint Michel Lies as Member of the For For Management Compensation Committee 4.2.2 Reappoint Catherine Bessant as Member For For Management of the Compensation Committee 4.2.3 Reappoint Christoph Franz as Member of For For Management the Compensation Committee 4.2.4 Reappoint Kishore Mahbubani as Member For For Management of the Compensation Committee 4.2.5 Reappoint Jasmin Staiblin as Member of For For Management the Compensation Committee 4.3 Designate Keller KLG as Independent For For Management Proxy 4.4 Ratify PricewaterhouseCoopers AG as For For Management Auditors 5.1 Approve Remuneration of Directors in For For Management the Amount of CHF 5.7 Million 5.2 Approve Remuneration of Executive For For Management Committee in the Amount of CHF 78.2 Million 6 Approve Creation of CHF 4.5 Million For For Management Pool of Authorized Capital with Partial Exclusion of Preemptive Rights and CHF 3 Million Pool of Conditional Capital without Preemptive Rights 7 Amend Articles of Association For For Management 8 Transact Other Business (Voting) For Against Management - 469 - ============== First Trust SMID Cap Rising Dividend Achievers ETF ============== A. O. SMITH CORPORATION Ticker: AOS Security ID: 831865209 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William P. Greubel For For Management 1.2 Elect Director Ilham Kadri For For Management 1.3 Elect Director Idelle K. Wolf For For Management 1.4 Elect Director Gene C. Wulf For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ALBEMARLE CORPORATION Ticker: ALB Security ID: 012653101 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 2a Elect Director Mary Lauren Brlas For For Management 2b Elect Director Luther C. Kissam, IV For For Management 2c Elect Director J. Kent Masters For For Management 2d Elect Director Glenda J. Minor For For Management 2e Elect Director James J. O'Brien For For Management 2f Elect Director Diarmuid B. O'Connell For For Management 2g Elect Director Dean L. Seavers For For Management 2h Elect Director Gerald A. Steiner For For Management 2i Elect Director Holly A. Van Deursen For For Management 2j Elect Director Alejandro D. Wolff For For Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AMERICAN EAGLE OUTFITTERS, INC. Ticker: AEO Security ID: 02553E106 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sujatha Chandrasekaran For For Management 1.2 Elect Director Jay L. Schottenstein For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERICAN FINANCIAL GROUP, INC. Ticker: AFG Security ID: 025932104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carl H. Lindner, III For For Management 1.2 Elect Director S. Craig Lindner For For Management 1.3 Elect Director Kenneth C. Ambrecht For For Management 1.4 Elect Director John B. Berding For For Management 1.5 Elect Director Joseph E. (Jeff) For For Management Consolino 1.6 Elect Director Virginia C. "Gina" For For Management Drosos 1.7 Elect Director James E. Evans For For Management 1.8 Elect Director Terry S. Jacobs For For Management 1.9 Elect Director Gregory G. Joseph For For Management 1.10 Elect Director Mary Beth Martin For For Management 1.11 Elect Director William W. Verity For For Management 1.12 Elect Director John I. Von Lehman For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ARCH COAL INC. Ticker: ARCH Security ID: 039380407 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick J. Bartels, Jr. For For Management 1.2 Elect Director James N. Chapman For For Management 1.3 Elect Director John W. Eaves For For Management 1.4 Elect Director Sherman K. Edmiston, III For For Management 1.5 Elect Director Robert B. Hamill For For Management 1.6 Elect Director Holly Keller Koeppel For For Management 1.7 Elect Director Patrick A. Kriegshauser For For Management 1.8 Elect Director Paul A. Lang For For Management 1.9 Elect Director Richard A. Navarre For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- - 470 - ARGAN, INC. Ticker: AGX Security ID: 04010E109 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rainer H. Bosselmann For For Management 1.2 Elect Director Cynthia A. Flanders For Withhold Management 1.3 Elect Director Peter W. Getsinger For For Management 1.4 Elect Director William F. Griffin, Jr. For For Management 1.5 Elect Director John R. Jeffrey, Jr. For For Management 1.6 Elect Director Mano S. Koilpillai For For Management 1.7 Elect Director William F. Leimkuhler For For Management 1.8 Elect Director W.G. Champion Mitchell For For Management 1.9 Elect Director James W. Quinn For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify Grant Thornton LLP as Auditor For For Management -------------------------------------------------------------------------------- AVX CORP. Ticker: AVX Security ID: 002444107 Meeting Date: JUL 24, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David A. DeCenzo For For Management 1.2 Elect Director Koichi Kano For Withhold Management 1.3 Elect Director Hideo Tanimoto For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Approve Executive Incentive Bonus Plan For Against Management -------------------------------------------------------------------------------- BANK OZK Ticker: OZK Security ID: 06417N103 Meeting Date: MAY 04, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nicholas Brown For For Management 1b Elect Director Paula Cholmondeley For For Management 1c Elect Director Beverly Cole For For Management 1d Elect Director Robert East For For Management 1e Elect Director Kathleen Franklin For For Management 1f Elect Director Catherine B. Freedberg For For Management 1g Elect Director Jeffrey Gearhart For For Management 1h Elect Director George G. Gleason For For Management 1i Elect Director Peter Kenny For For Management 1j Elect Director William Koefoed, Jr. For For Management 1k Elect Director Walter J. (Jack) For For Management Mullen, Jr. 1l Elect Director Christopher Orndorff For For Management 1m Elect Director John Reynolds For For Management 1n Elect Director Steven Sadoff For For Management 1o Elect Director Ross Whipple For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BANNER CORPORATION Ticker: BANR Security ID: 06652V208 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark J. Grescovich For For Management 1.2 Elect Director David A. Klaue For For Management 1.3 Elect Director Merline Saintil For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- BORGWARNER INC. Ticker: BWA Security ID: 099724106 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dennis C. Cuneo For For Management 1b Elect Director Michael S. Hanley For For Management 1c Elect Director Frederic B. Lissalde For For Management 1d Elect Director Paul A. Mascarenas For For Management 1e Elect Director John R. McKernan, Jr. For For Management 1f Elect Director Deborah D. McWhinney For For Management 1g Elect Director Alexis P. Michas For For Management 1h Elect Director Vicki L. Sato For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- - 471 - BRUKER CORPORATION Ticker: BRKR Security ID: 116794108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cynthia M. Friend For For Management 1.2 Elect Director Marc A. Kastner For For Management 1.3 Elect Director Hermann Requardt For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CARLISLE COMPANIES INCORPORATED Ticker: CSL Security ID: 142339100 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert G. Bohn For For Management 1.2 Elect Director Gregg A. Ostrander For For Management 1.3 Elect Director Jesse G. Singh For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CATHAY GENERAL BANCORP Ticker: CATY Security ID: 149150104 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nelson Chung For For Management 1b Elect Director Felix S. Fernandez For For Management 1c Elect Director Maan-Huei Hung For For Management 1d Elect Director Richard Sun For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CENTERSTATE BANK CORPORATION Ticker: CSFL Security ID: 15201P109 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James H. Bingham For For Management 1.2 Elect Director Michael J. Brown, Sr. For For Management 1.3 Elect Director C. Dennis Carlton For For Management 1.4 Elect Director Michael F. Ciferri For For Management 1.5 Elect Director John C. Corbett For For Management 1.6 Elect Director Jody Jean Dreyer For For Management 1.7 Elect Director Griffin A. Greene For For Management 1.8 Elect Director John H. Holcomb, III For For Management 1.9 Elect Director Charles W. McPherson For For Management 1.10 Elect Director Richard Murray, IV For For Management 1.11 Elect Director G. Tierso Nunez, II For For Management 1.12 Elect Director Thomas E. Oakley For For Management 1.13 Elect Director G. Ruffner Page, Jr. For For Management 1.14 Elect Director Ernest S. Pinner For For Management 1.15 Elect Director William Knox Pou, Jr., For For Management 1.16 Elect Director Daniel R. Richey For For Management 1.17 Elect Director David G. Salyers For For Management 1.18 Elect Director Joshua A. Snively For For Management 1.19 Elect Director Mark W. Thompson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- CENTERSTATE BANK CORPORATION Ticker: CSFL Security ID: 15201P109 Meeting Date: MAY 21, 2020 Meeting Type: Special Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CHICO'S FAS, INC. Ticker: CHS Security ID: 168615102 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David F. Walker For For Management 1b Elect Director Bonnie R. Brooks For For Management 1c Elect Director Janice L. Fields For For Management 1d Elect Director Deborah L. Kerr For For Management 1e Elect Director Molly Langenstein For For Management 1f Elect Director John J. Mahoney For For Management 1g Elect Director Kim Roy For For Management 1h Elect Director William S. Simon For For Management 1i Elect Director Stephen E. Watson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- - 472 - CIMAREX ENERGY CO. Ticker: XEC Security ID: 171798101 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kathleen A. Hogenson For For Management 1.2 Elect Director Paul N. Eckley For For Management 1.3 Elect Director Thomas E. Jorden For For Management 1.4 Elect Director Floyd R. Price For For Management 1.5 Elect Director Frances M. Vallejo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- COGNEX CORPORATION Ticker: CGNX Security ID: 192422103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick A. Alias For For Management 1.2 Elect Director Theodor Krantz For For Management 1.3 Elect Director Dianne M. Parrotte For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COLUMBIA SPORTSWEAR COMPANY Ticker: COLM Security ID: 198516106 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy P. Boyle For For Management 1.2 Elect Director Stephen E. Babson For For Management 1.3 Elect Director Andy D. Bryant For For Management 1.4 Elect Director Walter T. Klenz For For Management 1.5 Elect Director Kevin Mansell For For Management 1.6 Elect Director Ronald E. Nelson For For Management 1.7 Elect Director Sabrina L. Simmons For For Management 1.8 Elect Director Malia H. Wasson For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- CRANE CO. Ticker: CR Security ID: 224399105 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin R. Benante For For Management 1.2 Elect Director Donald G. Cook For For Management 1.3 Elect Director Michael Dinkins For For Management 1.4 Elect Director Ronald C. Lindsay For For Management 1.5 Elect Director Ellen McClain For For Management 1.6 Elect Director Charles G. McClure, Jr. For For Management 1.7 Elect Director Max H. Mitchell For For Management 1.8 Elect Director Jennifer M. Pollino For For Management 1.9 Elect Director James L. L. Tullis For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CSG SYSTEMS INTERNATIONAL, INC. Ticker: CSGS Security ID: 126349109 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David G. Barnes For For Management 1b Elect Director Marwan H. Fawaz For For Management 1c Elect Director Rajan Naik For For Management 1d Elect Director Haiyan Song For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- CULLEN/FROST BANKERS, INC. Ticker: CFR Security ID: 229899109 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carlos Alvarez For For Management 1.2 Elect Director Chris M. Avery For For Management 1.3 Elect Director Anthony R. (Tony) Chase For For Management 1.4 Elect Director Cynthia J. Comparin For For Management 1.5 Elect Director Samuel G. Dawson For For Management 1.6 Elect Director Crawford H. Edwards For For Management 1.7 Elect Director Patrick B. Frost For For Management 1.8 Elect Director Phillip D. Green For For Management 1.9 Elect Director David J. Haemisegger For For Management 1.10 Elect Director Karen E. Jennings For For Management 1.11 Elect Director Charles W. Matthews For Against Management 1.12 Elect Director Ida Clement Steen For For Management 1.13 Elect Director Graham Weston For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 473 - CURTISS-WRIGHT CORPORATION Ticker: CW Security ID: 231561101 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David C. Adams For For Management 1.2 Elect Director Dean M. Flatt For For Management 1.3 Elect Director S. Marce Fuller For For Management 1.4 Elect Director Bruce D. Hoechner For For Management 1.5 Elect Director Glenda J. Minor For For Management 1.6 Elect Director John B. Nathman For For Management 1.7 Elect Director Robert J. Rivet For For Management 1.8 Elect Director Albert E. Smith For For Management 1.9 Elect Director Peter C. Wallace For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DANA INCORPORATED Ticker: DAN Security ID: 235825205 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rachel A. Gonzalez For For Management 1.2 Elect Director James K. Kamsickas For For Management 1.3 Elect Director Virginia A. Kamsky For For Management 1.4 Elect Director Bridget E. Karlin For For Management 1.5 Elect Director Raymond E. Mabus, Jr. For For Management 1.6 Elect Director Michael J. Mack, Jr. For For Management 1.7 Elect Director R. Bruce McDonald For For Management 1.8 Elect Director Diarmuid B. O'Connell For For Management 1.9 Elect Director Keith E. Wandell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- DELEK US HOLDINGS, INC. Ticker: DK Security ID: 24665A103 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ezra Uzi Yemin For For Management 1.2 Elect Director William J. Finnerty For For Management 1.3 Elect Director Richard J. Marcogliese For For Management 1.4 Elect Director Gary M. Sullivan, Jr. For For Management 1.5 Elect Director Vicky Sutil For For Management 1.6 Elect Director David Wiessman For For Management 1.7 Elect Director Shlomo Zohar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- DOLBY LABORATORIES, INC. Ticker: DLB Security ID: 25659T107 Meeting Date: FEB 04, 2020 Meeting Type: Annual Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin Yeaman For For Management 1.2 Elect Director Peter Gotcher For For Management 1.3 Elect Director Micheline Chau For For Management 1.4 Elect Director David Dolby For For Management 1.5 Elect Director N. William Jasper, Jr. For For Management 1.6 Elect Director Simon Segars For For Management 1.7 Elect Director Roger Siboni For For Management 1.8 Elect Director Anjali Sud For For Management 1.9 Elect Director Avadis Tevanian, Jr. For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- EAST WEST BANCORP, INC. Ticker: EWBC Security ID: 27579R104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Molly Campbell For For Management 1.2 Elect Director Iris S. Chan For For Management 1.3 Elect Director Archana Deskus For For Management 1.4 Elect Director Rudolph I. Estrada For For Management 1.5 Elect Director Paul H. Irving For For Management 1.6 Elect Director Jack C. Liu For For Management 1.7 Elect Director Dominic Ng For For Management 1.8 Elect Director Lester M. Sussman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- - 474 - EMPLOYERS HOLDINGS, INC. Ticker: EIG Security ID: 292218104 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard W. Blakey For For Management 1.2 Elect Director Joao (John) M. de For For Management Figueiredo 1.3 Elect Director Douglas D. Dirks For For Management 1.4 Elect Director James R. Kroner For For Management 1.5 Elect Director Michael J. McColgan For For Management 1.6 Elect Director Michael J. McSally For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ENTEGRIS, INC. Ticker: ENTG Security ID: 29362U104 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael A. Bradley For For Management 1b Elect Director R. Nicholas Burns For For Management 1c Elect Director James F. Gentilcore For For Management 1d Elect Director James P. Lederer For For Management 1e Elect Director Bertrand Loy For For Management 1f Elect Director Paul L. H. Olson For For Management 1g Elect Director Azita Saleki-Gerhardt For For Management 1h Elect Director Brian F. Sullivan For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- EVERCORE INC. Ticker: EVR Security ID: 29977A105 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger C. Altman For For Management 1.2 Elect Director Richard I. Beattie For For Management 1.3 Elect Director Pamela G. Carlton For For Management 1.4 Elect Director Ellen V. Futter For For Management 1.5 Elect Director Gail B. Harris For For Management 1.6 Elect Director Robert B. Millard For For Management 1.7 Elect Director Willard J. Overlock, Jr. For For Management 1.8 Elect Director Simon M. Robertson For For Management 1.9 Elect Director Ralph L. Schlosstein For For Management 1.10 Elect Director John S. Weinberg For For Management 1.11 Elect Director William J. Wheeler For For Management 1.12 Elect Director Sarah K. Williamson For For Management 1.13 Elect Director Kendrick R. Wilson, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- FACTSET RESEARCH SYSTEMS INC. Ticker: FDS Security ID: 303075105 Meeting Date: DEC 19, 2019 Meeting Type: Annual Record Date: OCT 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director F. Philip Snow For For Management 1.2 Elect Director Sheila B. Jordan For For Management 1.3 Elect Director James J. McGonigle For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FIDELITY NATIONAL FINANCIAL, INC. Ticker: FNF Security ID: 31620R303 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William P. Foley, II For For Management 1.2 Elect Director Douglas K. Ammerman For For Management 1.3 Elect Director Thomas M. Hagerty For For Management 1.4 Elect Director Peter O. Shea, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRST AMERICAN FINANCIAL CORPORATION Ticker: FAF Security ID: 31847R102 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James L. Doti For For Management 1.2 Elect Director Michael D. McKee For For Management 1.3 Elect Director Thomas V. McKernan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- - 475 - FIRST HAWAIIAN, INC. Ticker: FHB Security ID: 32051X108 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Matthew J. Cox For For Management 1b Elect Director W. Allen Doane For For Management 1c Elect Director Faye Watanabe Kurren For For Management 1d Elect Director Robert S. Harrison For For Management 1e Elect Director Allen B. Uyeda For For Management 1f Elect Director Jenai S. Wall For For Management 1g Elect Director C. Scott Wo For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- FIRST HORIZON NATIONAL CORPORATION Ticker: FHN Security ID: 320517105 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Increase Authorized Common Stock For For Management 3 Advisory Vote on Golden Parachutes For For Management 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- FIRST HORIZON NATIONAL CORPORATION Ticker: FHN Security ID: 320517105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth A. Burdick For For Management 1.2 Elect Director John C. Compton For For Management 1.3 Elect Director Wendy P. Davidson For For Management 1.4 Elect Director Mark A. Emkes For For Management 1.5 Elect Director Corydon J. Gilchrist For For Management 1.6 Elect Director D. Bryan Jordan For For Management 1.7 Elect Director Vicki R. Palmer For For Management 1.8 Elect Director Colin V. Reed For For Management 1.9 Elect Director Cecelia D. Stewart For For Management 1.10 Elect Director Rajesh Subramaniam For For Management 1.11 Elect Director R. Eugene Taylor For For Management 1.12 Elect Director Luke Yancy, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRST MERCHANTS CORPORATION Ticker: FRME Security ID: 320817109 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director H. Douglas Chaffin For For Management 1.2 Elect Director Michael J. Fisher For For Management 1.3 Elect Director Clark C. Kellogg, Jr. For For Management 1.4 Elect Director Gary J. Lehman For For Management 1.5 Elect Director Michael C. Marhenke For Withhold Management 1.6 Elect Director Jean L. Wojtowicz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BKD, LLP as Auditors For For Management -------------------------------------------------------------------------------- FLIR SYSTEMS, INC. Ticker: FLIR Security ID: 302445101 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James J. Cannon For For Management 1b Elect Director John D. Carter For For Management 1c Elect Director William W. Crouch For For Management 1d Elect Director Catherine A. Halligan For For Management 1e Elect Director Earl R. Lewis For For Management 1f Elect Director Angus L. Macdonald For For Management 1g Elect Director Michael T. Smith For For Management 1h Elect Director Cathy A. Stauffer For For Management 1i Elect Director Robert S. Tyrer For For Management 1j Elect Director John W. Wood, Jr. For For Management 1k Elect Director Steven E. Wynne For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Change State of Incorporation Oregon For For Management to Delaware -------------------------------------------------------------------------------- GENPACT LIMITED Ticker: G Security ID: G3922B107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director N.V. "Tiger" Tyagarajan For For Management 1.2 Elect Director James Madden For For Management 1.3 Elect Director Ajay Agrawal For For Management 1.4 Elect Director Stacey Cartwright For For Management 1.5 Elect Director Laura Conigliaro For For Management 1.6 Elect Director Carol Lindstrom For For Management 1.7 Elect Director CeCelia Morken For For Management 1.8 Elect Director Mark Nunnelly For For Management 1.9 Elect Director Mark Verdi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG as Auditors For For Management -------------------------------------------------------------------------------- - 476 - GENTEX CORPORATION Ticker: GNTX Security ID: 371901109 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leslie Brown For For Management 1.2 Elect Director Steve Downing For For Management 1.3 Elect Director Gary Goode For For Management 1.4 Elect Director James Hollars For For Management 1.5 Elect Director John Mulder For For Management 1.6 Elect Director Richard Schaum For For Management 1.7 Elect Director Kathleen Starkoff For For Management 1.8 Elect Director Brian Walker For For Management 1.9 Elect Director James Wallace For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GLOBAL BRASS AND COPPER HOLDINGS, INC. Ticker: BRSS Security ID: 37953G103 Meeting Date: JUL 09, 2019 Meeting Type: Special Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- GRACO INC. Ticker: GGG Security ID: 384109104 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick J. McHale For For Management 1b Elect Director Lee R. Mitau For For Management 1c Elect Director Martha A. Morfitt For For Management 1d Elect Director Kevin J. Wheeler For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GREAT WESTERN BANCORP, INC. Ticker: GWB Security ID: 391416104 Meeting Date: FEB 04, 2020 Meeting Type: Annual Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frances Grieb For For Management 1.2 Elect Director James Israel For For Management 1.3 Elect Director Stephen Lacy For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- H&R BLOCK, INC. Ticker: HRB Security ID: 093671105 Meeting Date: SEP 12, 2019 Meeting Type: Annual Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Angela N. Archon For For Management 1b Elect Director Paul J. Brown For For Management 1c Elect Director Robert A. Gerard For For Management 1d Elect Director Richard A. Johnson For For Management 1e Elect Director Jeffrey J. Jones, II For For Management 1f Elect Director David Baker Lewis For For Management 1g Elect Director Victoria J. Reich For For Management 1h Elect Director Bruce C. Rohde For For Management 1i Elect Director Matthew E. Winter For For Management 1j Elect Director Christianna Wood For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HAWAIIAN HOLDINGS, INC. Ticker: HA Security ID: 419879101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald J. Carty For For Management 1.2 Elect Director Earl E. Fry For For Management 1.3 Elect Director Lawrence S. Hershfield For For Management 1.4 Elect Director Peter R. Ingram For For Management 1.5 Elect Director Randall L. Jenson For For Management 1.6 Elect Director Crystal K. Rose For For Management 1.7 Elect Director Richard N. Zwern For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation A Please Check if Owner of Record is a U. None For Management S. Citizen B Please Check if Owner of Record is Not None Against Management a U.S. Citizen -------------------------------------------------------------------------------- - 477 - HERMAN MILLER, INC. Ticker: MLHR Security ID: 600544100 Meeting Date: OCT 14, 2019 Meeting Type: Annual Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lisa A. Kro For For Management 1.2 Elect Director Michael C. Smith For For Management 1.3 Elect Director Michael A. Volkema For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HOME BANCSHARES, INC. Ticker: HOMB Security ID: 436893200 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John W. Allison For For Management 1.2 Elect Director Brian S. Davis For For Management 1.3 Elect Director Milburn Adams For For Management 1.4 Elect Director Robert H. Adcock, Jr. For Withhold Management 1.5 Elect Director Richard H. Ashley For For Management 1.6 Elect Director Mike D. Beebe For For Management 1.7 Elect Director Jack E. Engelkes For For Management 1.8 Elect Director Tracy M. French For For Management 1.9 Elect Director Karen E. Garrett For For Management 1.10 Elect Director James G. Hinkle For For Management 1.11 Elect Director Alex R. Lieblong For For Management 1.12 Elect Director Thomas J. Longe For For Management 1.13 Elect Director Jim Rankin, Jr. For For Management 1.14 Elect Director Donna J. Townsell For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify BKD, LLP as Auditors For For Management -------------------------------------------------------------------------------- HOPE BANCORP, INC. Ticker: HOPE Security ID: 43940T109 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald D. Byun For For Management 1.2 Elect Director Jinho Doo For For Management 1.3 Elect Director Daisy Y. Ha For For Management 1.4 Elect Director James U. Hwang For For Management 1.5 Elect Director Jin Chul Jhung For For Management 1.6 Elect Director Joon K. Kim For For Management 1.7 Elect Director Kevin S. Kim For For Management 1.8 Elect Director Steven S. Koh For For Management 1.9 Elect Director Chung Hyun Lee For For Management 1.10 Elect Director William J. Lewis For For Management 1.11 Elect Director David P. Malone For For Management 1.12 Elect Director John R. Taylor For For Management 1.13 Elect Director Scott Yoon-Suk Whang For For Management 1.14 Elect Director Dale S. Zuehls For For Management 2 Ratify Crowe LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HOWMET AEROSPACE INC. Ticker: HWM Security ID: 443201108 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James F. Albaugh For For Management 1b Elect Director Amy E. Alving For For Management 1c Elect Director Joseph S. Cantie For For Management 1d Elect Director Robert F. Leduc For For Management 1e Elect Director David J. Miller For For Management 1f Elect Director Jody G. Miller For For Management 1g Elect Director Tolga I. Oal For For Management 1h Elect Director Nicole W. Piasecki For For Management 1i Elect Director John C. Plant For For Management 1j Elect Director Ulrich R. Schmidt For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- IDEX CORPORATION Ticker: IEX Security ID: 45167R104 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew K. Silvernail For For Management 1.2 Elect Director Katrina L. Helmkamp For For Management 1.3 Elect Director Mark A. Beck For For Management 1.4 Elect Director Carl R. Christenson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Employee Representation on Against Against Shareholder the Board of Directors -------------------------------------------------------------------------------- - 478 - INTERNATIONAL SPEEDWAY CORPORATION Ticker: ISCA Security ID: 460335201 Meeting Date: OCT 16, 2019 Meeting Type: Special Record Date: SEP 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- JACK HENRY & ASSOCIATES, INC. Ticker: JKHY Security ID: 426281101 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matthew C. Flanigan For For Management 1.2 Elect Director John F. Prim For For Management 1.3 Elect Director Thomas H. Wilson, Jr. For For Management 1.4 Elect Director Jacque R. Fiegel For For Management 1.5 Elect Director Thomas A. Wimsett For For Management 1.6 Elect Director Laura G. Kelly For For Management 1.7 Elect Director Shruti S. Miyashiro For For Management 1.8 Elect Director Wesley A. Brown For For Management 1.9 Elect Director David B. Foss For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers, LLP as For For Management Auditors -------------------------------------------------------------------------------- JACOBS ENGINEERING GROUP INC. Ticker: J Security ID: 469814107 Meeting Date: JAN 14, 2020 Meeting Type: Annual Record Date: NOV 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven J. Demetriou For For Management 1b Elect Director Christopher M.T. For For Management Thompson 1c Elect Director Joseph R. Bronson For For Management 1d Elect Director Robert C. Davidson, Jr. For For Management 1e Elect Director Ralph E. Eberhart For For Management 1f Elect Director Georgette D. Kiser For For Management 1g Elect Director Linda Fayne Levinson For For Management 1h Elect Director Barbara L. Loughran For For Management 1i Elect Director Robert A. McNamara For For Management 1j Elect Director Peter J. Robertson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- JEFFERIES FINANCIAL GROUP INC. Ticker: JEF Security ID: 47233W109 Meeting Date: APR 17, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda L. Adamany For For Management 1b Elect Director Barry J. Alperin For For Management 1c Elect Director Robert D. Beyer For For Management 1d Elect Director Francisco L. Borges For For Management 1e Elect Director Brian P. Friedman For For Management 1f Elect Director MaryAnne Gilmartin For For Management 1g Elect Director Richard B. Handler For For Management 1h Elect Director Robert E. Joyal For For Management 1i Elect Director Jacob M. Katz For For Management 1j Elect Director Michael T. O'Kane For For Management 1k Elect Director Stuart H. Reese For For Management 1l Elect Director Joseph S. Steinberg For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- JUNIPER NETWORKS, INC. Ticker: JNPR Security ID: 48203R104 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gary Daichendt For For Management 1b Elect Director Anne DelSanto For For Management 1c Elect Director Kevin DeNuccio For For Management 1d Elect Director James Dolce For For Management 1e Elect Director Christine Gorjanc For For Management 1f Elect Director Janet Haugen For For Management 1g Elect Director Scott Kriens For For Management 1h Elect Director Rahul Merchant For For Management 1i Elect Director Rami Rahim For For Management 1j Elect Director William Stensrud For For Management 2 Ratify Ernst & Young as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- - 479 - KAISER ALUMINUM CORPORATION Ticker: KALU Security ID: 483007704 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jack A. Hockema For For Management 1.2 Elect Director Lauralee E. Martin For For Management 1.3 Elect Director Brett E. Wilcox For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- LA-Z-BOY INCORPORATED Ticker: LZB Security ID: 505336107 Meeting Date: AUG 27, 2019 Meeting Type: Annual Record Date: JUL 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kurt L. Darrow For For Management 1.2 Elect Director Sarah M. Gallagher For For Management 1.3 Elect Director Edwin J. Holman For For Management 1.4 Elect Director Janet E. Kerr For For Management 1.5 Elect Director Michael T. Lawton For For Management 1.6 Elect Director H. George Levy For For Management 1.7 Elect Director W. Alan McCollough For For Management 1.8 Elect Director Rebecca L. O'Grady For For Management 1.9 Elect Director Lauren B. Peters For For Management 1.10 Elect Director Nido R. Qubein For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LANDSTAR SYSTEM, INC. Ticker: LSTR Security ID: 515098101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David G. Bannister For For Management 1b Elect Director George P. Scanlon For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LEGACYTEXAS FINANCIAL GROUP, INC. Ticker: LTXB Security ID: 52471Y106 Meeting Date: OCT 28, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- LIBERTY OILFIELD SERVICES INC. Ticker: LBRT Security ID: 53115L104 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gale A. Norton For For Management 1.2 Elect Director Jesal Shah For Withhold Management 1.3 Elect Director Cary D. Steinbeck For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LINCOLN ELECTRIC HOLDINGS, INC. Ticker: LECO Security ID: 533900106 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Curtis E. Espeland For For Management 1.2 Elect Director Patrick P. Goris For For Management 1.3 Elect Director Stephen G. Hanks For For Management 1.4 Elect Director Michael F. Hilton For For Management 1.5 Elect Director G. Russell Lincoln For For Management 1.6 Elect Director Kathryn Jo Lincoln For For Management 1.7 Elect Director William E. MacDonald, For For Management III 1.8 Elect Director Christopher L. Mapes For For Management 1.9 Elect Director Phillip J. Mason For For Management 1.10 Elect Director Ben P. Patel For For Management 1.11 Elect Director Hellene S. Runtagh For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 480 - LOUISIANA-PACIFIC CORPORATION Ticker: LPX Security ID: 546347105 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kurt M. Landgraf For For Management 1b Elect Director Stephen E. Macadam For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- M.D.C. HOLDINGS, INC. Ticker: MDC Security ID: 552676108 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David D. Mandarich For For Management 1.2 Elect Director Paris G. Reece, III For Withhold Management 1.3 Elect Director David Siegel For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Non-Employee Director Omnibus For For Management Stock Plan 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MANPOWERGROUP, INC. Ticker: MAN Security ID: 56418H100 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Gina R. Boswell For For Management 1B Elect Director Cari M. Dominguez For For Management 1C Elect Director William Downe For For Management 1D Elect Director John F. Ferraro For For Management 1E Elect Director Patricia Hemingway Hall For For Management 1F Elect Director Julie M. Howard For For Management 1G Elect Director Ulice Payne, Jr. For For Management 1H Elect Director Jonas Prising For For Management 1I Elect Director Paul Read For For Management 1J Elect Director Elizabeth P. Sartain For For Management 1K Elect Director Michael J. Van Handel For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- MAXIMUS, INC. Ticker: MMS Security ID: 577933104 Meeting Date: MAR 17, 2020 Meeting Type: Annual Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gayathri Rajan For For Management 1b Elect Director Michael J. Warren For For Management 2 Declassify the Board of Directors For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- MEDIFAST, INC. Ticker: MED Security ID: 58470H101 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey J. Brown For For Management 1.2 Elect Director Kevin G. Byrnes For For Management 1.3 Elect Director Daniel R. Chard For For Management 1.4 Elect Director Constance J. Hallquist For For Management 1.5 Elect Director Michael A. Hoer For For Management 1.6 Elect Director Michael C. MacDonald For For Management 1.7 Elect Director Carl E. Sassano For For Management 1.8 Elect Director Scott Schlackman For For Management 1.9 Elect Director Andrea B. Thomas For For Management 1.10 Elect Director Ming Xian For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MKS INSTRUMENTS, INC. Ticker: MKSI Security ID: 55306N104 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph B. Donahue For For Management 1.2 Elect Director Janice K. Henry For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- - 481 - MORNINGSTAR, INC. Ticker: MORN Security ID: 617700109 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joe Mansueto For For Management 1b Elect Director Kunal Kapoor For For Management 1c Elect Director Robin Diamonte For Against Management 1d Elect Director Cheryl Francis For Against Management 1e Elect Director Steve Joynt For For Management 1f Elect Director Steve Kaplan For For Management 1g Elect Director Gail Landis For Against Management 1h Elect Director Bill Lyons For For Management 1i Elect Director Jack Noonan For Against Management 1j Elect Director Caroline Tsay For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- NIC INC. Ticker: EGOV Security ID: 62914B100 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Harry H. Herington For For Management 1.2 Elect Director Art N. Burtscher For For Management 1.3 Elect Director Venmal (Raji) Arasu For For Management 1.4 Elect Director C. Brad Henry For For Management 1.5 Elect Director Alexander C. Kemper For For Management 1.6 Elect Director William M. Lyons For For Management 1.7 Elect Director Anthony Scott For For Management 1.8 Elect Director Jayaprakash Vijayan For For Management 1.9 Elect Director Pete Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- OFFICE DEPOT, INC. Ticker: ODP Security ID: 676220106 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Quincy L. Allen For For Management 1b Elect Director Kristin A. Campbell For For Management 1c Elect Director Cynthia T. Jamison For For Management 1d Elect Director Francesca Ruiz de For For Management Luzuriaga 1e Elect Director Shashank Samant For For Management 1f Elect Director Gerry P. Smith For For Management 1g Elect Director David M. Szymanski For For Management 1h Elect Director Joseph S. Vassalluzzo For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- PINNACLE FINANCIAL PARTNERS, INC. Ticker: PNFP Security ID: 72346Q104 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Abney S. Boxley, III For For Management 1.2 Elect Director Gregory L. Burns For For Management 1.3 Elect Director Thomas C. Farnsworth, For For Management III 1.4 Elect Director David B. Ingram For For Management 1.5 Elect Director Gary L. Scott For For Management 1.6 Elect Director G. Kennedy Thompson For For Management 1.7 Elect Director Charles E. Brock For For Management 1.8 Elect Director Richard D. Callicutt, II For For Management 1.9 Elect Director Joseph C. Galante For For Management 1.10 Elect Director Robert A. McCabe, Jr. For For Management 1.11 Elect Director Reese L. Smith, III For For Management 1.12 Elect Director M. Terry Turner For For Management 1.13 Elect Director Renda J. Burkhart For For Management 1.14 Elect Director Marty G. Dickens For For Management 1.15 Elect Director Glenda Baskin Glover For For Management 1.16 Elect Director Ronald L. Samuels For For Management 2 Ratify Crowe LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PROGRESS SOFTWARE CORPORATION Ticker: PRGS Security ID: 743312100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul T. Dacier For For Management 1.2 Elect Director John R. Egan For For Management 1.3 Elect Director Rainer Gawlick For For Management 1.4 Elect Director Yogesh Gupta For For Management 1.5 Elect Director Charles F. Kane For For Management 1.6 Elect Director Samskriti (Sam) Y. King For For Management 1.7 Elect Director David A. Krall For For Management 1.8 Elect Director Angela T. Tucci For For Management 1.9 Elect Director Vivian Vitale For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- - 482 - PROSPERITY BANCSHARES, INC. Ticker: PB Security ID: 743606105 Meeting Date: OCT 29, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger and Issuance of Shares For For Management in Connection with Merger 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- PROSPERITY BANCSHARES, INC. Ticker: PB Security ID: 743606105 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin J. Hanigan For For Management 1.2 Elect Director William T. Luedke, IV For For Management 1.3 Elect Director Perry Mueller, Jr. For For Management 1.4 Elect Director Harrison Stafford, II For For Management 1.5 Elect Director Bruce W. Hunt For For Management 1.6 Elect Director George A. Fisk For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PULTEGROUP, INC. Ticker: PHM Security ID: 745867101 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian P. Anderson For For Management 1b Elect Director Bryce Blair For For Management 1c Elect Director Richard W. Dreiling For For Management 1d Elect Director Thomas J. Folliard For For Management 1e Elect Director Cheryl W. Grise For For Management 1f Elect Director Andre J. Hawaux For For Management 1g Elect Director Ryan R. Marshall For For Management 1h Elect Director John R. Peshkin For For Management 1i Elect Director Scott F. Powers For For Management 1j Elect Director Lila Snyder For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- REINSURANCE GROUP OF AMERICA, INCORPORATED Ticker: RGA Security ID: 759351604 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pina Albo For For Management 1b Elect Director Christine R. Detrick For For Management 1c Elect Director J. Cliff Eason For For Management 1d Elect Director John J. Gauthier For For Management 1e Elect Director Anna Manning For For Management 1f Elect Director Hazel M. McNeilage For For Management 1g Elect Director Steven C. Van Wyk For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Articles of Incorporation to For For Management Allow Special Meetings be Called from Time to Time and to Remove Certain Provisions 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ROBERT HALF INTERNATIONAL INC. Ticker: RHI Security ID: 770323103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Julia L. Coronado For For Management 1.2 Elect Director Dirk A. Kempthorne For For Management 1.3 Elect Director Harold M. Messmer, Jr. For For Management 1.4 Elect Director Marc H. Morial For For Management 1.5 Elect Director Barbara J. Novogradac For For Management 1.6 Elect Director Robert J. Pace For For Management 1.7 Elect Director Frederick A. Richman For For Management 1.8 Elect Director M. Keith Waddell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- SCHNEIDER NATIONAL, INC. Ticker: SNDR Security ID: 80689H102 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mary P. DePrey For Withhold Management 1.2 Elect Director James R. Giertz For Withhold Management 1.3 Elect Director Adam P. Godfrey For Withhold Management 1.4 Elect Director Robert W. Grubbs For Withhold Management 1.5 Elect Director Robert M. Knight, Jr. For For Management 1.6 Elect Director Mark B. Rourke For Withhold Management 1.7 Elect Director Paul J. Schneider For For Management 1.8 Elect Director Daniel J. Sullivan For Withhold Management 1.9 Elect Director John A. Swainson For Withhold Management 1.10 Elect Director James L. Welch For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 483 - SIMPSON MANUFACTURING CO., INC. Ticker: SSD Security ID: 829073105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James S. Andrasick For For Management 1b Elect Director Michael A. Bless For For Management 1c Elect Director Jennifer A. Chatman For For Management 1d Elect Director Karen Colonias For For Management 1e Elect Director Gary M. Cusumano For For Management 1f Elect Director Philip E. Donaldson For For Management 1g Elect Director Celeste Volz Ford For For Management 1h Elect Director Robin G. MacGillivray For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- SINCLAIR BROADCAST GROUP, INC. Ticker: SBGI Security ID: 829226109 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David D. Smith For Withhold Management 1.2 Elect Director Frederick G. Smith For Withhold Management 1.3 Elect Director J. Duncan Smith For Withhold Management 1.4 Elect Director Robert E. Smith For Withhold Management 1.5 Elect Director Howard E. Friedman For For Management 1.6 Elect Director Lawrence E. McCanna For For Management 1.7 Elect Director Daniel C. Keith For For Management 1.8 Elect Director Martin R. Leader For For Management 1.9 Elect Director Benson E. Legg For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require a Majority Vote for the Against For Shareholder Election of Directors -------------------------------------------------------------------------------- STEEL DYNAMICS, INC. Ticker: STLD Security ID: 858119100 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark D. Millett For For Management 1.2 Elect Director Sheree L. Bargabos For For Management 1.3 Elect Director Keith E. Busse For For Management 1.4 Elect Director Frank D. Byrne For For Management 1.5 Elect Director Kenneth W. Cornew For For Management 1.6 Elect Director Traci M. Dolan For For Management 1.7 Elect Director James C. Marcuccilli For For Management 1.8 Elect Director Bradley S. Seaman For For Management 1.9 Elect Director Gabriel L. Shaheen For For Management 1.10 Elect Director Steven A. Sonnenberg For For Management 1.11 Elect Director Richard P. Teets, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- STEPAN COMPANY Ticker: SCL Security ID: 858586100 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joaquin Delgado For For Management 1.2 Elect Director F. Quinn Stepan, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- STEVEN MADDEN, LTD. Ticker: SHOO Security ID: 556269108 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward R. Rosenfeld For For Management 1.2 Elect Director Al Ferrara For For Management 1.3 Elect Director Mitchell S. Klipper For For Management 1.4 Elect Director Rose Peabody Lynch For For Management 1.5 Elect Director Peter Migliorini For For Management 1.6 Elect Director Ravi Sachdev For For Management 1.7 Elect Director Thomas H. Schwartz For For Management 1.8 Elect Director Robert G. Smith For For Management 1.9 Elect Director Amelia Newton Varela For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 484 - STIFEL FINANCIAL CORP. Ticker: SF Security ID: 860630102 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Adam T. Berlew For For Management 1.2 Elect Director Kathleen Brown For For Management 1.3 Elect Director Michael W. Brown For For Management 1.4 Elect Director Robert E. Grady For For Management 1.5 Elect Director Ronald J. Kruszewski For For Management 1.6 Elect Director Daniel J. Ludeman For For Management 1.7 Elect Director Maura A. Markus For For Management 1.8 Elect Director James M. Oates For For Management 1.9 Elect Director David A. Peacock For For Management 1.10 Elect Director Thomas W. Weisel For For Management 1.11 Elect Director Michael J. Zimmerman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SYNOVUS FINANCIAL CORP. Ticker: SNV Security ID: 87161C501 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Tim E. Bentsen For For Management 1B Elect Director F. Dixon Brooke, Jr. For For Management 1C Elect Director Stephen T. Butler For For Management 1D Elect Director Elizabeth W. Camp For For Management 1E Elect Director Diana M. Murphy For For Management 1F Elect Director Harris Pastides For For Management 1G Elect Director Joseph J. Prochaska, Jr. For For Management 1H Elect Director John L. Stallworth For For Management 1I Elect Director Kessel D. Stelling For For Management 1J Elect Director Barry L. Storey For For Management 1K Elect Director Teresa White For For Management 2 Amend Articles of Incorporation to For For Management Eliminate 10-1 Voting Provisions 3 Eliminate Supermajority Vote For For Management Requirement 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management 6 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SYSTEMAX INC. Ticker: SYX Security ID: 871851101 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard Leeds For Withhold Management 1.2 Elect Director Bruce Leeds For Withhold Management 1.3 Elect Director Robert Leeds For Withhold Management 1.4 Elect Director Barry Litwin For Withhold Management 1.5 Elect Director Chad M. Lindbloom For For Management 1.6 Elect Director Paul S. Pearlman For For Management 1.7 Elect Director Lawrence Reinhold For Withhold Management 1.8 Elect Director Robert D. Rosenthal For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For Against Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- TERADYNE, INC. Ticker: TER Security ID: 880770102 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Michael A. Bradley For For Management 1B Elect Director Edwin J. Gillis For For Management 1C Elect Director Timothy E. Guertin For For Management 1D Elect Director Mark E. Jagiela For For Management 1E Elect Director Mercedes Johnson For For Management 1F Elect Director Marilyn Matz For For Management 1G Elect Director Paul J. Tufano For For Management 1H Elect Director Roy A. Vallee For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- TEREX CORPORATION Ticker: TEX Security ID: 880779103 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paula H.J. Cholmondeley For For Management 1b Elect Director Donald DeFosset For For Management 1c Elect Director John L. Garrison, Jr. For For Management 1d Elect Director Thomas J. Hansen For For Management 1e Elect Director Raimund Klinkner For For Management 1f Elect Director Sandie O'Connor For For Management 1g Elect Director Andra M. Rush For For Management 1h Elect Director David A. Sachs For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- - 485 - TETRA TECH, INC. Ticker: TTEK Security ID: 88162G103 Meeting Date: FEB 26, 2020 Meeting Type: Annual Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Dan L. Batrack For For Management 1B Elect Director Gary R. Birkenbeuel For For Management 1C Elect Director Patrick C. Haden For For Management 1D Elect Director J. Christopher Lewis For For Management 1E Elect Director Joanne M. Maguire For For Management 1F Elect Director Kimberly E. Ritrievi For For Management 1G Elect Director J. Kenneth Thompson For For Management 1H Elect Director Kirsten M. Volpi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- TEXAS ROADHOUSE, INC. Ticker: TXRH Security ID: 882681109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory N. Moore For For Management 1.2 Elect Director W. Kent Taylor For For Management 1.3 Elect Director Curtis A. Warfield For For Management 1.4 Elect Director Kathleen M. Widmer For For Management 1.5 Elect Director James R. Zarley For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE CHEMOURS COMPANY Ticker: CC Security ID: 163851108 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Curtis V. Anastasio For For Management 1b Elect Director Bradley J. Bell For For Management 1c Elect Director Richard H. Brown For For Management 1d Elect Director Mary B. Cranston For For Management 1e Elect Director Curtis J. Crawford For For Management 1f Elect Director Dawn L. Farrell For For Management 1g Elect Director Erin N. Kane For For Management 1h Elect Director Sean D. Keohane For For Management 1i Elect Director Mark P. Vergnano For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Establish Board Advisory Position Against Against Shareholder -------------------------------------------------------------------------------- THE CHILDREN'S PLACE, INC. Ticker: PLCE Security ID: 168905107 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joseph Alutto For For Management 1b Elect Director John E. Bachman For For Management 1c Elect Director Marla Malcolm Beck For For Management 1d Elect Director Elizabeth J. Boland For For Management 1e Elect Director Jane Elfers For For Management 1f Elect Director Joseph Gromek For For Management 1g Elect Director Norman Matthews For For Management 1h Elect Director Robert L. Mettler For For Management 1i Elect Director Debby Reiner For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE TORO COMPANY Ticker: TTC Security ID: 891092108 Meeting Date: MAR 17, 2020 Meeting Type: Annual Record Date: JAN 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey M. Ettinger For For Management 1.2 Elect Director Katherine J. Harless For For Management 1.3 Elect Director D. Christian Koch For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 486 - THE WESTERN UNION COMPANY Ticker: WU Security ID: 959802109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Martin I. Cole For For Management 1b Elect Director Hikmet Ersek For For Management 1c Elect Director Richard A. Goodman For For Management 1d Elect Director Betsy D. Holden For For Management 1e Elect Director Jeffrey A. Joerres For For Management 1f Elect Director Michael A. Miles, Jr. For For Management 1g Elect Director Timothy P. Murphy For For Management 1h Elect Director Jan Siegmund For For Management 1i Elect Director Angela A. Sun For For Management 1j Elect Director Solomon D. Trujillo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Political Contributions Against For Shareholder Disclosure -------------------------------------------------------------------------------- TOLL BROTHERS, INC. Ticker: TOL Security ID: 889478103 Meeting Date: MAR 10, 2020 Meeting Type: Annual Record Date: JAN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert I. Toll For For Management 1.2 Elect Director Douglas C. Yearley, Jr. For For Management 1.3 Elect Director Edward G. Boehne For For Management 1.4 Elect Director Richard J. Braemer For For Management 1.5 Elect Director Stephen F. East For For Management 1.6 Elect Director Christine N. Garvey For For Management 1.7 Elect Director Karen H. Grimes For For Management 1.8 Elect Director Carl B. Marbach For For Management 1.9 Elect Director John A. McLean For For Management 1.10 Elect Director Stephen A. Novick For For Management 1.11 Elect Director Wendell E. Pritchett For For Management 1.12 Elect Director Paul E. Shapiro For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TRINSEO S.A. Ticker: TSE Security ID: L9340P101 Meeting Date: NOV 20, 2019 Meeting Type: Special Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark Tomkins For For Management 1.2 Elect Director Sandra Beach Lin For For Management -------------------------------------------------------------------------------- TRINSEO S.A. Ticker: TSE Security ID: L9340P101 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frank A. Bozich For For Management 1b Elect Director K'lynne Johnson For For Management 1c Elect Director Sandra Beach Lin For For Management 1d Elect Director Philip Martens For For Management 1e Elect Director Donald T. Misheff For For Management 1f Elect Director Christopher D. Pappas For For Management 1g Elect Director Henri Steinmetz For For Management 1h Elect Director Mark Tomkins For For Management 1i Elect Director Stephen M. Zide For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Consolidated Financial For For Management Statements and Statutory Reports 4 Approve Allocation of Income and For For Management Dividends 5 Approve Discharge of Directors and For For Management Auditors 6 Appoint PricewaterhouseCoopers Societe For For Management cooperative as Internal Statutory Auditor 7 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 8 Approve Dividends For For Management 9 Authorize Share Repurchase Program For For Management 10 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- UMPQUA HOLDINGS CORPORATION Ticker: UMPQ Security ID: 904214103 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peggy Y. Fowler For For Management 1.2 Elect Director Stephen M. Gambee For For Management 1.3 Elect Director James S. Greene For For Management 1.4 Elect Director Luis F. Machuca For For Management 1.5 Elect Director Maria M. Pope For For Management 1.6 Elect Director Cort L. O'Haver For For Management 1.7 Elect Director John F. Schultz For For Management 1.8 Elect Director Susan F. Stevens For For Management 1.9 Elect Director Hilliard C. Terry, III For For Management 1.10 Elect Director Bryan L. Timm For For Management 1.11 Elect Director Anddria Varnado For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 487 - UNITED COMMUNITY BANKS, INC. Ticker: UCBI Security ID: 90984P303 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert H. Blalock For For Management 1.2 Elect Director L. Cathy Cox For For Management 1.3 Elect Director Kenneth L. Daniels For For Management 1.4 Elect Director Lance F. Drummond For For Management 1.5 Elect Director H. Lynn Harton For For Management 1.6 Elect Director Jennifer K. Mann For For Management 1.7 Elect Director Thomas A. Richlovsky For For Management 1.8 Elect Director David C. Shaver For For Management 1.9 Elect Director Tim R. Wallis For For Management 1.10 Elect Director David H. Wilkins For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- VISHAY INTERTECHNOLOGY, INC. Ticker: VSH Security ID: 928298108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Cody For For Management 1.2 Elect Director Abraham Ludomirski For For Management 1.3 Elect Director Raanan Zilberman For For Management 1.4 Elect Director Jeffrey H. Vanneste For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WARRIOR MET COAL, INC. Ticker: HCC Security ID: 93627C101 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen D. Williams For For Management 1.2 Elect Director Ana B. Amicarella For For Management 1.3 Elect Director J. Brett Harvey For Withhold Management 1.4 Elect Director Walter J. Scheller, III For For Management 1.5 Elect Director Alan H. Schumacher For Withhold Management 1.6 Elect Director Gareth N. Turner For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Adopt NOL Rights Plan (NOL Pill) For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- WATTS WATER TECHNOLOGIES, INC. Ticker: WTS Security ID: 942749102 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher L. Conway For For Management 1.2 Elect Director David A. Dunbar For For Management 1.3 Elect Director Louise K. Goeser For For Management 1.4 Elect Director Jes Munk Hansen For For Management 1.5 Elect Director W. Craig Kissel For For Management 1.6 Elect Director Joseph T. Noonan For For Management 1.7 Elect Director Robert J. Pagano, Jr. For For Management 1.8 Elect Director Merilee Raines For For Management 1.9 Elect Director Joseph W. Reitmeier For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- WERNER ENTERPRISES, INC. Ticker: WERN Security ID: 950755108 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gerald H. Timmerman For For Management 1.2 Elect Director Diane K. Duren For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- - 488 - WINTRUST FINANCIAL CORPORATION Ticker: WTFC Security ID: 97650W108 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter D. Crist For For Management 1.2 Elect Director Bruce K. Crowther For For Management 1.3 Elect Director William J. Doyle For For Management 1.4 Elect Director Marla F. Glabe For For Management 1.5 Elect Director H. Patrick Hackett, Jr. For For Management 1.6 Elect Director Scott K. Heitmann For For Management 1.7 Elect Director Deborah L. Hall Lefevre For For Management 1.8 Elect Director Christopher J. Perry For For Management 1.9 Elect Director Ingrid S. Stafford For For Management 1.10 Elect Director Gary D. Sweeney For For Management 1.11 Elect Director Karin Gustafson Teglia For For Management 1.12 Elect Director Alex E. Washington, III For For Management 1.13 Elect Director Edward J. Wehmer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ZIONS BANCORPORATION, N.A. Ticker: ZION Security ID: 989701107 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jerry C. Atkin For For Management 1b Elect Director Gary L. Crittenden For For Management 1c Elect Director Suren K. Gupta For For Management 1d Elect Director J. David Heaney For For Management 1e Elect Director Vivian S. Lee For For Management 1f Elect Director Scott J. McLean For For Management 1g Elect Director Edward F. Murphy For For Management 1h Elect Director Stephen D. Quinn For For Management 1i Elect Director Harris H. Simmons For For Management 1j Elect Director Aaron B. Skonnard For For Management 1k Elect Director Barbara A. Yastine For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation - 489 - ======================== Large Cap US Equity Select ETF ======================== 3M COMPANY Ticker: MMM Security ID: 88579Y101 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas "Tony" K. Brown For For Management 1b Elect Director Pamela J. Craig For For Management 1c Elect Director David B. Dillon For For Management 1d Elect Director Michael L. Eskew For For Management 1e Elect Director Herbert L. Henkel For For Management 1f Elect Director Amy E. Hood For For Management 1g Elect Director Muhtar Kent For For Management 1h Elect Director Dambisa F. Moyo For For Management 1i Elect Director Gregory R. Page For For Management 1j Elect Director Michael F. Roman For For Management 1k Elect Director Patricia A. Woertz For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Consider Pay Disparity Between Against Against Shareholder Executives and Other Employees -------------------------------------------------------------------------------- ABBOTT LABORATORIES Ticker: ABT Security ID: 002824100 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Alpern For For Management 1.2 Elect Director Roxanne S. Austin For For Management 1.3 Elect Director Sally E. Blount For For Management 1.4 Elect Director Robert B. Ford For For Management 1.5 Elect Director Michelle A. Kumbier For For Management 1.6 Elect Director Edward M. Liddy For For Management 1.7 Elect Director Darren W. McDew For For Management 1.8 Elect Director Nancy McKinstry For For Management 1.9 Elect Director Phebe N. Novakovic For For Management 1.10 Elect Director William A. Osborn For For Management 1.11 Elect Director Daniel J. Starks For For Management 1.12 Elect Director John G. Stratton For For Management 1.13 Elect Director Glenn F. Tilton For For Management 1.14 Elect Director Miles D. White For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Increase Disclosure of Compensation Against For Shareholder Adjustments 6 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors 7 Adopt Simple Majority Vote Against For Shareholder -------------------------------------------------------------------------------- ABBVIE INC. Ticker: ABBV Security ID: 00287Y109 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Alpern For For Management 1.2 Elect Director Edward M. Liddy For For Management 1.3 Elect Director Melody B. Meyer For For Management 1.4 Elect Director Frederick H. Waddell For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Require Independent Board Chairman Against Against Shareholder 7 Report on Integrating Risks Related to Against For Shareholder Drug Pricing into Senior Executive Compensation -------------------------------------------------------------------------------- ACCENTURE PLC Ticker: ACN Security ID: G1151C101 Meeting Date: JAN 30, 2020 Meeting Type: Annual Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Jaime Ardila For For Management 1b Elect Director Herbert Hainer For For Management 1c Elect Director Nancy McKinstry For For Management 1d Elect Director Gilles C. Pelisson For For Management 1e Elect Director Paula A. Price For For Management 1f Elect Director Venkata (Murthy) For For Management Renduchintala 1g Elect Director David Rowland For For Management 1h Elect Director Arun Sarin For For Management 1i Elect Director Julie Sweet For For Management 1j Elect Director Frank K. Tang For For Management 1k Elect Director Tracey T. Travis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Board to Allot and Issue For For Management Shares 6 Authorize Board to Opt-Out of For For Management Statutory Pre-Emption Rights 7 Determine Price Range for Reissuance For For Management of Treasury Shares -------------------------------------------------------------------------------- - 490 - ACTIVISION BLIZZARD, INC. Ticker: ATVI Security ID: 00507V109 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Reveta Bowers For For Management 1b Elect Director Robert Corti For For Management 1c Elect Director Hendrik Hartong, III For For Management 1d Elect Director Brian Kelly For For Management 1e Elect Director Robert Kotick For For Management 1f Elect Director Barry Meyer For For Management 1g Elect Director Robert Morgado For For Management 1h Elect Director Peter Nolan For For Management 1i Elect Director Dawn Ostroff For For Management 1j Elect Director Casey Wasserman For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Report on Political Contributions Against For Shareholder Disclosure -------------------------------------------------------------------------------- ADVANCE AUTO PARTS, INC. Ticker: AAP Security ID: 00751Y106 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John F. Bergstrom For For Management 1b Elect Director Brad W. Buss For For Management 1c Elect Director John F. Ferraro For For Management 1d Elect Director Thomas R. Greco For For Management 1e Elect Director Jeffrey J. Jones, II For For Management 1f Elect Director Eugene I. Lee, Jr. For For Management 1g Elect Director Sharon L. McCollam For For Management 1h Elect Director Douglas A. Pertz For For Management 1i Elect Director Nigel Travis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- AFLAC INCORPORATED Ticker: AFL Security ID: 001055102 Meeting Date: MAY 04, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel P. Amos For For Management 1b Elect Director W. Paul Bowers For For Management 1c Elect Director Toshihiko Fukuzawa For For Management 1d Elect Director Thomas J. Kenny For For Management 1e Elect Director Georgette D. Kiser For For Management 1f Elect Director Karole F. Lloyd For For Management 1g Elect Director Nobuchika Mori For For Management 1h Elect Director Joseph L. Moskowitz For For Management 1i Elect Director Barbara K. Rimer For For Management 1j Elect Director Katherine T. Rohrer For For Management 1k Elect Director Melvin T. Stith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- AGILENT TECHNOLOGIES, INC. Ticker: A Security ID: 00846U101 Meeting Date: APR 17, 2020 Meeting Type: Annual Record Date: JAN 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Heidi Kunz For For Management 1.2 Elect Director Susan H. Rataj For For Management 1.3 Elect Director George A. Scangos For For Management 1.4 Elect Director Dow R. Wilson For For Management 2 Approve Qualified Employee Stock For For Management Purchase Plan 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AIR PRODUCTS AND CHEMICALS, INC. Ticker: APD Security ID: 009158106 Meeting Date: JAN 23, 2020 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan K. Carter For For Management 1b Elect Director Charles I. Cogut For For Management 1c Elect Director Chadwick C. Deaton For For Management 1d Elect Director Seifollah (Seifi) For For Management Ghasemi 1e Elect Director David H. Y. Ho For For Management 1f Elect Director Margaret G. McGlynn For For Management 1g Elect Director Edward L. Monser For For Management 1h Elect Director Matthew H. Paull For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- - 491 - ALEXANDRIA REAL ESTATE EQUITIES, INC. Ticker: ARE Security ID: 015271109 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joel S. Marcus For For Management 1.2 Elect Director Steven R. Hash For For Management 1.3 Elect Director John L. Atkins, III For Against Management 1.4 Elect Director James P. Cain For Against Management 1.5 Elect Director Maria C. Freire For Against Management 1.6 Elect Director Jennifer Friel Goldstein For For Management 1.7 Elect Director Richard H. Klein For For Management 1.8 Elect Director James H. Richardson For For Management 1.9 Elect Director Michael A. Woronoff For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ALLEGION PLC Ticker: ALLE Security ID: G0176J109 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kirk S. Hachigian For For Management 1b Elect Director Steven C. Mizell For For Management 1c Elect Director Nicole Parent Haughey For For Management 1d Elect Director David D. Petratis For For Management 1e Elect Director Dean I. Schaffer For For Management 1f Elect Director Charles L. Szews For For Management 1g Elect Director Martin E. Welch, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Renew the Board's Authority to Issue For For Management Shares Under Irish Law 6 Renew the Board's Authority to Opt-Out For For Management of Statutory Pre-Emptions Rights -------------------------------------------------------------------------------- ALLIANT ENERGY CORPORATION Ticker: LNT Security ID: 018802108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick E. Allen For For Management 1.2 Elect Director Michael D. Garcia For For Management 1.3 Elect Director Singleton B. McAllister For For Management 1.4 Elect Director Susan D. Whiting For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ALLY FINANCIAL INC. Ticker: ALLY Security ID: 02005N100 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Franklin W. Hobbs For For Management 1.2 Elect Director Kenneth J. Bacon For For Management 1.3 Elect Director Katryn (Trynka) For For Management Shineman Blake 1.4 Elect Director Maureen A. For For Management Breakiron-Evans 1.5 Elect Director William H. Cary For For Management 1.6 Elect Director Mayree C. Clark For For Management 1.7 Elect Director Kim S. Fennebresque For For Management 1.8 Elect Director Marjorie Magner For For Management 1.9 Elect Director Brian H. Sharples For For Management 1.10 Elect Director John J. Stack For For Management 1.11 Elect Director Michael F. Steib For For Management 1.12 Elect Director Jeffrey J. Brown For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ALTRIA GROUP, INC. Ticker: MO Security ID: 02209S103 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John T. Casteen, III For For Management 1b Elect Director Dinyar S. Devitre For For Management 1c Elect Director Thomas F. Farrell, II For For Management 1d Elect Director Debra J. Kelly-Ennis For For Management 1e Elect Director W. Leo Kiely, III For For Management 1f Elect Director Kathryn B. McQuade For For Management 1g Elect Director George Munoz For For Management 1h Elect Director Mark E. Newman For For Management 1i Elect Director Nabil Y. Sakkab For For Management 1j Elect Director Virginia E. Shanks For For Management 1k Elect Director Howard A. Willard, III None None Management *Withdrawn Resolution* 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Report on Underage Tobacco Prevention Against For Shareholder Policies -------------------------------------------------------------------------------- - 492 - AMEREN CORPORATION Ticker: AEE Security ID: 023608102 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Warner L. Baxter For For Management 1b Elect Director Cynthia J. Brinkley For For Management 1c Elect Director Catherine S. Brune For For Management 1d Elect Director J. Edward Coleman For For Management 1e Elect Director Ward H. Dickson For For Management 1f Elect Director Noelle K. Eder For For Management 1g Elect Director Ellen M. Fitzsimmons For For Management 1h Elect Director Rafael Flores For For Management 1i Elect Director Richard J. Harshman For For Management 1j Elect Director Craig S. Ivey For For Management 1k Elect Director James C. Johnson For For Management 1l Elect Director Steven H. Lipstein For For Management 1m Elect Director Stephen R. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- AMERICAN AIRLINES GROUP INC. Ticker: AAL Security ID: 02376R102 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James F. Albaugh For For Management 1b Elect Director Jeffrey D. Benjamin For For Management 1c Elect Director John T. Cahill For For Management 1d Elect Director Michael J. Embler For For Management 1e Elect Director Matthew J. Hart For For Management 1f Elect Director Susan D. Kronick For For Management 1g Elect Director Martin H. Nesbitt For For Management 1h Elect Director Denise M. O'Leary For For Management 1i Elect Director W. Douglas Parker For For Management 1j Elect Director Ray M. Robinson For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions and Against For Shareholder Expenditures -------------------------------------------------------------------------------- AMERICAN ELECTRIC POWER COMPANY, INC. Ticker: AEP Security ID: 025537101 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicholas K. Akins For For Management 1.2 Elect Director David J. Anderson For For Management 1.3 Elect Director J. Barnie Beasley, Jr. For For Management 1.4 Elect Director Ralph D. Crosby, Jr. For For Management 1.5 Elect Director Art A. Garcia For For Management 1.6 Elect Director Linda A. Goodspeed For For Management 1.7 Elect Director Thomas E. Hoaglin For For Management 1.8 Elect Director Sandra Beach Lin For For Management 1.9 Elect Director Margaret M. McCarthy For For Management 1.10 Elect Director Richard C. Notebaert For For Management 1.11 Elect Director Stephen S. Rasmussen For For Management 1.12 Elect Director Oliver G. Richard, III For For Management 1.13 Elect Director Sara Martinez Tucker For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERICAN EXPRESS COMPANY Ticker: AXP Security ID: 025816109 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charlene Barshefsky For For Management 1b Elect Director John J. Brennan For For Management 1c Elect Director Peter Chernin For For Management 1d Elect Director Ralph de la Vega For For Management 1e Elect Director Anne Lauvergeon For For Management 1f Elect Director Michael O. Leavitt For For Management 1g Elect Director Theodore J. Leonsis For For Management 1h Elect Director Karen L. Parkhill For For Management 1i Elect Director Lynn A. Pike For For Management 1j Elect Director Stephen J. Squeri For For Management 1k Elect Director Daniel L. Vasella For For Management 1l Elect Director Ronald A. Williams For For Management 1m Elect Director Christopher D. Young For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Provide Right to Act by Written Consent Against For Shareholder 6 Report on Gender/Racial Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- - 493 - AMERICAN INTERNATIONAL GROUP, INC. Ticker: AIG Security ID: 026874784 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director W. Don Cornwell For For Management 1b Elect Director Brian Duperreault For For Management 1c Elect Director John H. Fitzpatrick For For Management 1d Elect Director William G. Jurgensen For For Management 1e Elect Director Christopher S. Lynch For For Management 1f Elect Director Henry S. Miller For For Management 1g Elect Director Linda A. Mills For For Management 1h Elect Director Thomas F. Motamed For For Management 1i Elect Director Peter R. Porrino For For Management 1j Elect Director Amy L. Schioldager For For Management 1k Elect Director Douglas M. Steenland For For Management 1l Elect Director Therese M. Vaughan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Securities Transfer Restrictions For For Management 4 Ratify NOL Rights Plan (NOL Pill) For For Management 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 6 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- AMERICAN TOWER CORPORATION Ticker: AMT Security ID: 03027X100 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas A. Bartlett For For Management 1b Elect Director Raymond P. Dolan For For Management 1c Elect Director Robert D. Hormats For For Management 1d Elect Director Gustavo Lara Cantu For For Management 1e Elect Director Grace D. Lieblein For For Management 1f Elect Director Craig Macnab For For Management 1g Elect Director JoAnn A. Reed For For Management 1h Elect Director Pamela D.A. Reeve For For Management 1i Elect Director David E. Sharbutt For For Management 1j Elect Director Bruce L. Tanner For For Management 1k Elect Director Samme L. Thompson For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions and Against For Shareholder Expenditures 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- AMERICAN WATER WORKS COMPANY, INC. Ticker: AWK Security ID: 030420103 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey N. Edwards For For Management 1b Elect Director Martha Clark Goss For For Management 1c Elect Director Veronica M. Hagen For For Management 1d Elect Director Kimberly J. Harris For For Management 1e Elect Director Julia L. Johnson For For Management 1f Elect Director Patricia L. Kampling For For Management 1g Elect Director Karl F. Kurz For For Management 1h Elect Director Walter J. Lynch For For Management 1i Elect Director George MacKenzie For For Management 1j Elect Director James G. Stavridis For For Management 1k Elect Director Lloyd M. Yates For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AMERIPRISE FINANCIAL, INC. Ticker: AMP Security ID: 03076C106 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James M. Cracchiolo For For Management 1b Elect Director Dianne Neal Blixt For For Management 1c Elect Director Amy DiGeso For For Management 1d Elect Director Lon R. Greenberg For For Management 1e Elect Director Jeffrey Noddle For For Management 1f Elect Director Robert F. Sharpe, Jr. For For Management 1g Elect Director Brian T. Shea For For Management 1h Elect Director W. Edward Walter, III For For Management 1i Elect Director Christopher J. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AMERISOURCEBERGEN CORPORATION Ticker: ABC Security ID: 03073E105 Meeting Date: MAR 05, 2020 Meeting Type: Annual Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ornella Barra For For Management 1.2 Elect Director Steven H. Collis For For Management 1.3 Elect Director D. Mark Durcan For For Management 1.4 Elect Director Richard W. Gochnauer For For Management 1.5 Elect Director Lon R. Greenberg For For Management 1.6 Elect Director Jane E. Henney For For Management 1.7 Elect Director Kathleen W. Hyle For For Management 1.8 Elect Director Michael J. Long For For Management 1.9 Elect Director Henry W. McGee For For Management 1.10 Elect Director Dennis M. Nally For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder 5 Adopt Policy on Bonus Banking Against For Shareholder -------------------------------------------------------------------------------- - 494 - AMETEK, INC. Ticker: AME Security ID: 031100100 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas A. Amato For For Management 1b Elect Director Anthony J. Conti For For Management 1c Elect Director Gretchen W. McClain For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- AMGEN INC. Ticker: AMGN Security ID: 031162100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wanda M. Austin For For Management 1b Elect Director Robert A. Bradway For For Management 1c Elect Director Brian J. Druker For For Management 1d Elect Director Robert A. Eckert For For Management 1e Elect Director Greg C. Garland For For Management 1f Elect Director Fred Hassan For For Management 1g Elect Director Charles M. Holley, Jr. For For Management 1h Elect Director Tyler Jacks For For Management 1i Elect Director Ellen J. Kullman For For Management 1j Elect Director Ronald D. Sugar For For Management 1k Elect Director R. Sanders Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- AMPHENOL CORPORATION Ticker: APH Security ID: 032095101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stanley L. Clark For For Management 1.2 Elect Director John D. Craig For For Management 1.3 Elect Director David P. Falck For For Management 1.4 Elect Director Edward G. Jepsen For For Management 1.5 Elect Director Robert A. Livingston For For Management 1.6 Elect Director Martin H. Loeffler For For Management 1.7 Elect Director R. Adam Norwitt For For Management 1.8 Elect Director Anne Clarke Wolff For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- ANADARKO PETROLEUM CORPORATION Ticker: APC Security ID: 032511107 Meeting Date: AUG 08, 2019 Meeting Type: Special Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management -------------------------------------------------------------------------------- ANALOG DEVICES, INC. Ticker: ADI Security ID: 032654105 Meeting Date: MAR 11, 2020 Meeting Type: Annual Record Date: JAN 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ray Stata For For Management 1b Elect Director Vincent Roche For For Management 1c Elect Director James A. Champy For For Management 1d Elect Director Anantha P. Chandrakasan For For Management 1e Elect Director Bruce R. Evans For For Management 1f Elect Director Edward H. Frank For For Management 1g Elect Director Karen M. Golz For For Management 1h Elect Director Mark M. Little For For Management 1i Elect Director Kenton J. Sicchitano For For Management 1j Elect Director Susie Wee For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ANNALY CAPITAL MANAGEMENT, INC. Ticker: NLY Security ID: 035710409 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Francine J. Bovich For For Management 1b Elect Director Katie Beirne Fallon For For Management 1c Elect Director David L. Finkelstein For For Management 1d Elect Director Thomas Hamilton For For Management 1e Elect Director Kathy Hopinkah Hannan For For Management 1f Elect Director John H. Schaefer For For Management 1g Elect Director Glenn A. Votek For For Management 1h Elect Director Vicki Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Provide Right to Act by Written Consent None For Shareholder -------------------------------------------------------------------------------- - 495 - ANTHEM, INC. Ticker: ANTM Security ID: 036752103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gail K. Boudreaux For For Management 1.2 Elect Director R. Kerry Clark For For Management 1.3 Elect Director Robert L. Dixon, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- APPLE INC. Ticker: AAPL Security ID: 037833100 Meeting Date: FEB 26, 2020 Meeting Type: Annual Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James Bell For For Management 1b Elect Director Tim Cook For For Management 1c Elect Director Al Gore For For Management 1d Elect Director Andrea Jung For For Management 1e Elect Director Art Levinson For For Management 1f Elect Director Ron Sugar For For Management 1g Elect Director Sue Wagner For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Proxy Access Amendments Against For Shareholder 5 Assess Feasibility of Including Against Against Shareholder Sustainability as a Performance Measure for Senior Executive Compensation 6 Report on Freedom of Expression and Against For Shareholder Access to Information Policies -------------------------------------------------------------------------------- APPLIED MATERIALS, INC. Ticker: AMAT Security ID: 038222105 Meeting Date: MAR 12, 2020 Meeting Type: Annual Record Date: JAN 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Judy Bruner For For Management 1b Elect Director Xun (Eric) Chen For For Management 1c Elect Director Aart J. de Geus For For Management 1d Elect Director Gary E. Dickerson For For Management 1e Elect Director Stephen R. Forrest For For Management 1f Elect Director Thomas J. Iannotti For For Management 1g Elect Director Alexander A. Karsner For For Management 1h Elect Director Adrianna C. Ma For For Management 1i Elect Director Yvonne McGill For For Management 1j Elect Director Scott A. McGregor For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Provide Right to Act by Written Consent For For Management -------------------------------------------------------------------------------- APTIV PLC Ticker: APTV Security ID: G6095L109 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Kevin P. Clark For For Management 2 Elect Director Nancy E. Cooper For For Management 3 Elect Director Nicholas M. Donofrio For For Management 4 Elect Director Rajiv L. Gupta For For Management 5 Elect Director Joseph L. Hooley For For Management 6 Elect Director Sean O. Mahoney For For Management 7 Elect Director Paul M. Meister For For Management 8 Elect Director Robert K. Ortberg For For Management 9 Elect Director Colin J. Parris For For Management 10 Elect Director Ana G. Pinczuk For For Management 11 Elect Director Lawrence A. Zimmerman For For Management 12 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 13 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ARCHER-DANIELS-MIDLAND COMPANY Ticker: ADM Security ID: 039483102 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael S. Burke For For Management 1b Elect Director Terrell K. Crews For For Management 1c Elect Director Pierre Dufour For For Management 1d Elect Director Donald E. Felsinger For For Management 1e Elect Director Suzan F. Harrison For For Management 1f Elect Director Juan R. Luciano For For Management 1g Elect Director Patrick J. Moore For For Management 1h Elect Director Francisco J. Sanchez For For Management 1i Elect Director Debra A. Sandler For For Management 1j Elect Director Lei Z. Schlitz For For Management 1k Elect Director Kelvin R. Westbrook For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- - 496 - ARTHUR J. GALLAGHER & CO. Ticker: AJG Security ID: 363576109 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sherry S. Barrat For For Management 1b Elect Director William L. Bax For For Management 1c Elect Director D. John Coldman For For Management 1d Elect Director Frank E. English, Jr. For For Management 1e Elect Director J. Patrick Gallagher, For For Management Jr. 1f Elect Director David S. Johnson For For Management 1g Elect Director Kay W. McCurdy For For Management 1h Elect Director Christopher C. Miskel For For Management 1i Elect Director Ralph J. Nicoletti For For Management 1j Elect Director Norman L. Rosenthal For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt a Policy on Board Diversity Against Against Shareholder -------------------------------------------------------------------------------- AT&T INC. Ticker: T Security ID: 00206R102 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Randall L. Stephenson For For Management 1.2 Elect Director Samuel A. Di Piazza, Jr. For For Management 1.3 Elect Director Richard W. Fisher For For Management 1.4 Elect Director Scott T. Ford For For Management 1.5 Elect Director Glenn H. Hutchins For For Management 1.6 Elect Director William E. Kennard For For Management 1.7 Elect Director Debra L. Lee For For Management 1.8 Elect Director Stephen J. Luczo For For Management 1.9 Elect Director Michael B. McCallister For For Management 1.10 Elect Director Beth E. Mooney For For Management 1.11 Elect Director Matthew K. Rose For For Management 1.12 Elect Director Cynthia B. Taylor For For Management 1.13 Elect Director Geoffrey Y. Yang For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder 5 Approve Nomination of Employee Against Against Shareholder Representative Director 6 Improve Guiding Principles of Against Against Shareholder Executive Compensation -------------------------------------------------------------------------------- ATMOS ENERGY CORPORATION Ticker: ATO Security ID: 049560105 Meeting Date: FEB 05, 2020 Meeting Type: Annual Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director J. Kevin Akers For For Management 1b Elect Director Robert W. Best For For Management 1c Elect Director Kim R. Cocklin For For Management 1d Elect Director Kelly H. Compton For For Management 1e Elect Director Sean Donohue For For Management 1f Elect Director Rafael G. Garza For For Management 1g Elect Director Richard K. Gordon For For Management 1h Elect Director Robert C. Grable For For Management 1i Elect Director Nancy K. Quinn For For Management 1j Elect Director Richard A. Sampson For For Management 1k Elect Director Stephen R. Springer For For Management 1l Elect Director Diana J. Walters For For Management 1m Elect Director Richard Ware, II For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AUTOMATIC DATA PROCESSING, INC. Ticker: ADP Security ID: 053015103 Meeting Date: NOV 12, 2019 Meeting Type: Annual Record Date: SEP 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter Bisson For For Management 1b Elect Director Richard T. Clark For For Management 1c Elect Director R. Glenn Hubbard For For Management 1d Elect Director John P. Jones For For Management 1e Elect Director Francine S. Katsoudas For For Management 1f Elect Director Thomas J. Lynch For For Management 1g Elect Director Scott F. Powers For For Management 1h Elect Director William J. Ready For For Management 1i Elect Director Carlos A. Rodriguez For For Management 1j Elect Director Sandra S. Wijnberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- AVALONBAY COMMUNITIES, INC. Ticker: AVB Security ID: 053484101 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Glyn F. Aeppel For For Management 1b Elect Director Terry S. Brown For For Management 1c Elect Director Alan B. Buckelew For For Management 1d Elect Director Ronald L. Havner, Jr. For For Management 1e Elect Director Stephen P. Hills For For Management 1f Elect Director Richard J. Lieb For For Management 1g Elect Director Timothy J. Naughton For For Management 1h Elect Director H. Jay Sarles For For Management 1i Elect Director Susan Swanezy For For Management 1j Elect Director W. Edward Walter For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement for Future Charter Amendments and Other Extraordinary Actions -------------------------------------------------------------------------------- - 497 - AVERY DENNISON CORPORATION Ticker: AVY Security ID: 053611109 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bradley A. Alford For For Management 1b Elect Director Anthony K. Anderson For For Management 1c Elect Director Peter K. Barker For For Management 1d Elect Director Mark J. Barrenechea For For Management 1e Elect Director Mitchell R. Butier For For Management 1f Elect Director Ken C. Hicks For For Management 1g Elect Director Andres A. Lopez For For Management 1h Elect Director Patrick T. Siewert For For Management 1i Elect Director Julia A. Stewart For For Management 1j Elect Director Martha N. Sullivan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- BAKER HUGHES COMPANY Ticker: BKR Security ID: 05722G100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director W. Geoffrey Beattie For For Management 1.2 Elect Director Gregory D. Brenneman For For Management 1.3 Elect Director Cynthia B. Carroll For For Management 1.4 Elect Director Clarence P. Cazalot, Jr. For For Management 1.5 Elect Director Nelda J. Connors For For Management 1.6 Elect Director Gregory L. Ebel For For Management 1.7 Elect Director Lynn L. Elsenhans For For Management 1.8 Elect Director John G. Rice For Withhold Management 1.9 Elect Director Lorenzo Simonelli For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BALL CORPORATION Ticker: BLL Security ID: 058498106 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John A. Hayes For Withhold Management 1.2 Elect Director Cathy D. Ross For Withhold Management 1.3 Elect Director Betty Sapp For For Management 1.4 Elect Director Stuart A. Taylor, II For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Ticker: BAC Security ID: 060505104 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sharon L. Allen For For Management 1b Elect Director Susan S. Bies For For Management 1c Elect Director Jack O. Bovender, Jr. For For Management 1d Elect Director Frank P. Bramble, Sr. For For Management 1e Elect Director Pierre J.P. de Weck For For Management 1f Elect Director Arnold W. Donald For For Management 1g Elect Director Linda P. Hudson For For Management 1h Elect Director Monica C. Lozano For For Management 1i Elect Director Thomas J. May For For Management 1j Elect Director Brian T. Moynihan For For Management 1k Elect Director Lionel L. Nowell, III For For Management 1l Elect Director Denise L. Ramos For For Management 1m Elect Director Clayton S. Rose For For Management 1n Elect Director Michael D. White For For Management 1o Elect Director Thomas D. Woods For For Management 1p Elect Director R. David Yost For For Management 1q Elect Director Maria T. Zuber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Proxy Access Right Against For Shareholder 5 Provide Right to Act by Written Consent Against For Shareholder 6 Report on Gender Pay Gap Against Against Shareholder 7 Review of Statement of the Purpose of Against Against Shareholder a Corporation and Report on Recommended Changes to Governance Documents, Policies, and Practices -------------------------------------------------------------------------------- BAXTER INTERNATIONAL INC. Ticker: BAX Security ID: 071813109 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jose "Joe" E. Almeida For For Management 1b Elect Director Thomas F. Chen For For Management 1c Elect Director John D. Forsyth For For Management 1d Elect Director James R. Gavin, III For For Management 1e Elect Director Peter S. Hellman For For Management 1f Elect Director Michael F. Mahoney For For Management 1g Elect Director Patricia B. Morrrison For For Management 1h Elect Director Stephen N. Oesterle For For Management 1i Elect Director Cathy R. Smith For For Management 1j Elect Director Thomas T. Stallkamp For For Management 1k Elect Director Albert P.L. Stroucken For For Management 1l Elect Director Amy A. Wendell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Require Independent Board Chair Against For Shareholder 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- - 498 - BB&T CORPORATION Ticker: BBT Security ID: 054937107 Meeting Date: JUL 30, 2019 Meeting Type: Special Record Date: JUN 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Change Company Name to Truist For For Management Financial Corporation 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- BECTON, DICKINSON AND COMPANY Ticker: BDX Security ID: 075887109 Meeting Date: JAN 28, 2020 Meeting Type: Annual Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Catherine M. Burzik For For Management 1.2 Elect Director R. Andrew Eckert For For Management 1.3 Elect Director Vincent A. Forlenza For For Management 1.4 Elect Director Claire M. Fraser For For Management 1.5 Elect Director Jeffrey W. Henderson For For Management 1.6 Elect Director Christopher Jones For For Management 1.7 Elect Director Marshall O. Larsen For For Management 1.8 Elect Director David F. Melcher For For Management 1.9 Elect Director Thomas E. Polen For For Management 1.10 Elect Director Claire Pomeroy For For Management 1.11 Elect Director Rebecca W. Rimel For For Management 1.12 Elect Director Timothy M. Ring For For Management 1.13 Elect Director Bertram L. Scott For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Omnibus Stock Plan For For Management 6 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- BEST BUY CO., INC. Ticker: BBY Security ID: 086516101 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Corie S. Barry For For Management 1b Elect Director Lisa M. Caputo For For Management 1c Elect Director J. Patrick Doyle For For Management 1d Elect Director Kathy J. Higgins Victor For For Management 1e Elect Director David W. Kenny For For Management 1f Elect Director Karen A. McLoughlin For For Management 1g Elect Director Thomas L. "Tommy" For For Management Millner 1h Elect Director Claudia F. Munce For For Management 1i Elect Director Richelle P. Parham For For Management 1j Elect Director Eugene A. Woods For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Eliminate Supermajority Vote For For Management Requirement to Amend, Alter or Repeal the Provisions of Article IX 6 Eliminate Supermajority Vote For For Management Requirement to Amend Section 1, Election of Directors, of Article III of the Amended and Restated By-laws 7 Eliminate Supermajority Vote For For Management Requirement to Amend, Alter or Repeal the Provisions of Article X 8 Amend the Anti-Greenmail Provision For For Management Voting Standard in Article X, Section 2 -------------------------------------------------------------------------------- BLACKROCK, INC. Ticker: BLK Security ID: 09247X101 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bader M. Alsaad For For Management 1b Elect Director Mathis Cabiallavetta For For Management 1c Elect Director Pamela Daley For For Management 1d Elect Director William S. Demchak For For Management 1e Elect Director Jessica P. Einhorn For For Management 1f Elect Director Laurence D. Fink For For Management 1g Elect Director William E. Ford For For Management 1h Elect Director Fabrizio Freda For For Management 1i Elect Director Murry S. Gerber For For Management 1j Elect Director Margaret L. Johnson For For Management 1k Elect Director Robert S. Kapito For For Management 1l Elect Director Cheryl D. Mills For For Management 1m Elect Director Gordon M. Nixon For For Management 1n Elect Director Charles H. Robbins For For Management 1o Elect Director Marco Antonio Slim Domit For For Management 1p Elect Director Susan L. Wagner For For Management 1q Elect Director Mark Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte LLP as Auditors For For Management 4 Report on the Statement on the Purpose Against Against Shareholder of a Corporation -------------------------------------------------------------------------------- - 499 - BOSTON PROPERTIES, INC. Ticker: BXP Security ID: 101121101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joel I. Klein For For Management 1b Elect Director Kelly A. Ayotte For For Management 1c Elect Director Bruce W. Duncan For For Management 1d Elect Director Karen E. Dykstra For For Management 1e Elect Director Carol B. Einiger For For Management 1f Elect Director Diane J. Hoskins For For Management 1g Elect Director Douglas T. Linde For For Management 1h Elect Director Matthew J. Lustig For For Management 1i Elect Director Owen D. Thomas For For Management 1j Elect Director David A. Twardock For For Management 1k Elect Director William H. Walton, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- BRISTOL-MYERS SQUIBB COMPANY Ticker: BMY Security ID: 110122108 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Peter J. Arduini For For Management 1B Elect Director Robert Bertolini For For Management 1C Elect Director Michael W. Bonney For For Management 1D Elect Director Giovanni Caforio For For Management 1E Elect Director Matthew W. Emmens For For Management 1F Elect Director Julia A. Haller For For Management 1G Elect Director Dinesh C. Paliwal For For Management 1H Elect Director Theodore R. Samuels For For Management 1I Elect Director Vicki L. Sato For For Management 1J Elect Director Gerald L. Storch For For Management 1K Elect Director Karen H. Vousden For For Management 1L Elect Director Phyllis R. Yale For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Require Independent Board Chairman Against For Shareholder 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- BROADCOM INC. Ticker: AVGO Security ID: 11135F101 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: FEB 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Hock E. Tan For For Management 1b Elect Director Henry Samueli For For Management 1c Elect Director Eddy W. Hartenstein For For Management 1d Elect Director Diane M. Bryant For For Management 1e Elect Director Gayla J. Delly For For Management 1f Elect Director Raul J. Fernandez For For Management 1g Elect Director Check Kian Low For For Management 1h Elect Director Justine F. Page For For Management 1i Elect Director Harry L. You For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- BROADRIDGE FINANCIAL SOLUTIONS, INC. Ticker: BR Security ID: 11133T103 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: SEP 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For For Management 1b Elect Director Pamela L. Carter For For Management 1c Elect Director Richard J. Daly For For Management 1d Elect Director Robert N. Duelks For For Management 1e Elect Director Timothy C. Gokey For For Management 1f Elect Director Brett A. Keller For For Management 1g Elect Director Maura A. Markus For For Management 1h Elect Director Thomas J. Perna For For Management 1i Elect Director Alan J. Weber For For Management 1j Elect Director Amit K. Zavery For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- BROWN & BROWN, INC. Ticker: BRO Security ID: 115236101 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Hyatt Brown For For Management 1.2 Elect Director Samuel P. Bell, III For For Management 1.3 Elect Director Hugh M. Brown For For Management 1.4 Elect Director J. Powell Brown For For Management 1.5 Elect Director Lawrence L. For For Management Gellerstedt, III 1.6 Elect Director James C. Hays For For Management 1.7 Elect Director Theodore J. Hoepner For For Management 1.8 Elect Director James S. Hunt For For Management 1.9 Elect Director Toni Jennings For For Management 1.10 Elect Director Timothy R.M. Main For For Management 1.11 Elect Director H. Palmer Proctor, Jr. For For Management 1.12 Elect Director Wendell S. Reilly For For Management 1.13 Elect Director Chilton D. Varner For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 500 - C.H. ROBINSON WORLDWIDE, INC. Ticker: CHRW Security ID: 12541W209 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott P. Anderson For For Management 1.2 Elect Director Robert C. Biesterfeld, For For Management Jr. 1.3 Elect Director Wayne M. Fortun For For Management 1.4 Elect Director Timothy C. Gokey For For Management 1.5 Elect Director Mary J. Steele Guilfoile For For Management 1.6 Elect Director Jodee A. Kozlak For For Management 1.7 Elect Director Brian P. Short For For Management 1.8 Elect Director James B. Stake For For Management 1.9 Elect Director Paula C. Tolliver For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CAMDEN PROPERTY TRUST Ticker: CPT Security ID: 133131102 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard J. Campo For For Management 1.2 Elect Director Heather J. Brunner For For Management 1.3 Elect Director Mark D. Gibson For For Management 1.4 Elect Director Scott S. Ingraham For For Management 1.5 Elect Director Renu Khator For For Management 1.6 Elect Director D. Keith Oden For For Management 1.7 Elect Director William F. Paulsen For For Management 1.8 Elect Director Frances Aldrich For For Management Sevilla-Sacasa 1.9 Elect Director Steven A. Webster For For Management 1.10 Elect Director Kelvin R. Westbrook For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CAMPBELL SOUP COMPANY Ticker: CPB Security ID: 134429109 Meeting Date: NOV 20, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Fabiola R. Arredondo For For Management 1.2 Elect Director Howard M. Averill For For Management 1.3 Elect Director John P. (JP) Bilbrey For For Management 1.4 Elect Director Mark A. Clouse For For Management 1.5 Elect Director Bennett Dorrance For For Management 1.6 Elect Director Maria Teresa (Tessa) For For Management Hilado 1.7 Elect Director Sarah Hofstetter For For Management 1.8 Elect Director Marc B. Lautenbach For For Management 1.9 Elect Director Mary Alice Dorrance For For Management Malone 1.10 Elect Director Keith R. McLoughlin For For Management 1.11 Elect Director Kurt T. Schmidt For For Management 1.12 Elect Director Archbold D. van Beuren For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORPORATION Ticker: COF Security ID: 14040H105 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard D. Fairbank For For Management 1b Elect Director Aparna Chennapragada For For Management 1c Elect Director Ann Fritz Hackett For For Management 1d Elect Director Peter Thomas Killalea For For Management 1e Elect Director Cornelis "Eli" Leenaars For For Management 1f Elect Director Pierre E. Leroy For For Management 1g Elect Director Francois Locoh-Donou For For Management 1h Elect Director Peter E. Raskind For For Management 1i Elect Director Eileen Serra For For Management 1j Elect Director Mayo A. Shattuck, III For For Management 1k Elect Director Bradford H. Warner For For Management 1l Elect Director Catherine G. West For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent For For Management 5 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- CARDINAL HEALTH, INC. Ticker: CAH Security ID: 14149Y108 Meeting Date: NOV 06, 2019 Meeting Type: Annual Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Colleen F. Arnold For For Management 1.2 Elect Director Carrie S. Cox For For Management 1.3 Elect Director Calvin Darden For For Management 1.4 Elect Director Bruce L. Downey For For Management 1.5 Elect Director Patricia A. Hemingway For For Management Hall 1.6 Elect Director Akhil Johri For For Management 1.7 Elect Director Michael C. Kaufmann For For Management 1.8 Elect Director Gregory B. Kenny For For Management 1.9 Elect Director Nancy Killefer For For Management 1.10 Elect Director J. Michael Losh For For Management 1.11 Elect Director Dean A. Scarborough For For Management 1.12 Elect Director John H. Weiland For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 501 - CARNIVAL CORPORATION Ticker: CCL Security ID: 143658300 Meeting Date: APR 06, 2020 Meeting Type: Annual Record Date: FEB 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Micky Arison as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 2 Re-elect Jonathon Band as a Director For For Management of Carnival Corporation and as a Director of Carnival plc. 3 Re-elect Jason Glen Cahilly as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 4 Re-elect Helen Deeble as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 5 Re-elect Arnold W. Donald as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 6 Re-elect Richard J. Glasier as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 7 Re-elect Katie Lahey as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 8 Re-elect John Parker as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 9 Re-elect Stuart Subotnick as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 10 Re-elect Laura Weil as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 11 Re-elect Randall J. Weisenburger as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 12 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 13 Approve Directors' Remuneration Report For For Management other than Remuneration Report Set out in Section B of Part II (in accordance with legal requirements applicable to UK companies) 14 Approve Directors' Remuneration Policy For For Management (in accordance with legal requirements applicable to UK companies) 15 Reappoint PricewaterhouseCoopers LLP For For Management as Independent Auditors of Carnival plc; Ratify the Selection of the U.S. Firm of PricewaterhouseCoopers LLP as the Independent Registered Certified Public Accounting Firm of Carnival Corporation 16 Authorize Board to Fix Remuneration of For For Management Auditors 17 Receive the UK Accounts and Reports of For For Management the Directors and Auditors of Carnival plc for the year ended November 30, 2019 (in accordance with legal requirements applicable to UK companies). 18 Approve Issuance of Equity For For Management 19 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 20 Authorize Share Repurchase Program For For Management 21 Approve Omnibus Stock Plan For For Management 22 Approve UK Employee Share Purchase Plan For For Management -------------------------------------------------------------------------------- CATERPILLAR INC. Ticker: CAT Security ID: 149123101 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kelly A. Ayotte For For Management 1.2 Elect Director David L. Calhoun For For Management 1.3 Elect Director Daniel M. Dickinson For For Management 1.4 Elect Director Juan Gallardo For For Management 1.5 Elect Director William A. Osborn For For Management 1.6 Elect Director Debra L. Reed-Klages For For Management 1.7 Elect Director Edward B. Rust, Jr. For For Management 1.8 Elect Director Susan C. Schwab For For Management 1.9 Elect Director D. James Umpleby, III For For Management 1.10 Elect Director Miles D. White For For Management 1.11 Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify PricewaterhouseCoopers as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Require Independent Board Chair Against Against Shareholder 6 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- CBOE GLOBAL MARKETS, INC. Ticker: CBOE Security ID: 12503M108 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Edward T. Tilly For For Management 1b Elect Director Eugene S. Sunshine For For Management 1c Elect Director William M. Farrow, III For For Management 1d Elect Director Edward J. Fitzpatrick For For Management 1e Elect Director Janet P. Froetscher For For Management 1f Elect Director Jill R. Goodman For For Management 1g Elect Director Roderick A. Palmore For For Management 1h Elect Director James E. Parisi For For Management 1i Elect Director Joseph P. Ratterman For For Management 1j Elect Director Michael L. Richter For For Management 1k Elect Director Jill E. Sommers For For Management 1l Elect Director Fredric J. Tomczyk For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- - 502 - CDW CORPORATION Ticker: CDW Security ID: 12514G108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven W. Alesio For For Management 1b Elect Director Barry K. Allen For For Management 1c Elect Director Lynda M. Clarizio For For Management 1d Elect Director Christine A. Leahy For For Management 1e Elect Director David W. Nelms For For Management 1f Elect Director Joseph R. Swedish For For Management 1g Elect Director Donna F. Zarcone For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- CELANESE CORPORATION Ticker: CE Security ID: 150870103 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jean S. Blackwell For For Management 1b Elect Director William M. Brown For For Management 1c Elect Director Edward G. Galante For For Management 1d Elect Director Kathryn M. Hill For For Management 1e Elect Director David F. Hoffmeister For For Management 1f Elect Director Jay V. Ihlenfeld For For Management 1g Elect Director Mark C. Rohr For For Management 1h Elect Director Kim K. W. Rucker For For Management 1i Elect Director Lori J. Ryerkerk For For Management 1j Elect Director John K. Wulff For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CENTERPOINT ENERGY, INC. Ticker: CNP Security ID: 15189T107 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie D. Biddle For For Management 1b Elect Director Milton Carroll For For Management 1c Elect Director Scott J. McLean For For Management 1d Elect Director Martin H. Nesbitt For For Management 1e Elect Director Theodore F. Pound For For Management 1f Elect Director Susan O. Rheney For For Management 1g Elect Director Phillip R. Smith For For Management 1h Elect Director John W. Somerhalder, II For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Non-Employee Director Restricted For For Management Stock Plan -------------------------------------------------------------------------------- CENTURYLINK, INC. Ticker: CTL Security ID: 156700106 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Martha H. Bejar For For Management 1b Elect Director Virginia Boulet For For Management 1c Elect Director Peter C. Brown For For Management 1d Elect Director Kevin P. Chilton For For Management 1e Elect Director Steven "Terry" Clontz For For Management 1f Elect Director T. Michael Glenn For For Management 1g Elect Director W. Bruce Hanks For For Management 1h Elect Director Hal S. Jones For For Management 1i Elect Director Michael J. Roberts For For Management 1j Elect Director Laurie A. Siegel For For Management 1k Elect Director Jeffrey K. Storey For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- CERNER CORPORATION Ticker: CERN Security ID: 156782104 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Julie L. Gerberding For For Management 1b Elect Director Brent Shafer For For Management 1c Elect Director William D. Zollars For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management 5 Amend Advance Notice Provisions For For Management -------------------------------------------------------------------------------- - 503 - CF INDUSTRIES HOLDINGS, INC. Ticker: CF Security ID: 125269100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Javed Ahmed For For Management 1b Elect Director Robert C. Arzbaecher For For Management 1c Elect Director William Davisson For For Management 1d Elect Director John W. Eaves For For Management 1e Elect Director Stephen A. Furbacher For For Management 1f Elect Director Stephen J. Hagge For For Management 1g Elect Director Anne P. Noonan For For Management 1h Elect Director Michael J. Toelle For For Management 1i Elect Director Theresa E. Wagler For For Management 1j Elect Director Celso L. White For For Management 1k Elect Director W. Anthony Will For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- CHEVRON CORPORATION Ticker: CVX Security ID: 166764100 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wanda M. Austin For For Management 1b Elect Director John B. Frank For For Management 1c Elect Director Alice P. Gast For For Management 1d Elect Director Enrique Hernandez, Jr. For For Management 1e Elect Director Charles W. Moorman, IV For For Management 1f Elect Director Dambisa F. Moyo For For Management 1g Elect Director Debra Reed-Klages For For Management 1h Elect Director Ronald D. Sugar For For Management 1i Elect Director D. James Umpleby, III For For Management 1j Elect Director Michael K. Wirth For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Establish Board Committee on Climate Against Against Shareholder Risk 6 Report on Climate Lobbying Aligned Against For Shareholder with Paris Agreement Goals 7 Report on Petrochemical Risk Against For Shareholder 8 Report on Human Rights Practices Against Against Shareholder 9 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 10 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- CHUBB LIMITED Ticker: CB Security ID: H1467J104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2.1 Allocate Disposable Profit For For Management 2.2 Approve Dividend Distribution From For For Management Legal Reserves Through Capital Contributions Reserve Subaccount 3 Approve Discharge of Board of Directors For For Management 4.1 Ratify PricewaterhouseCoopers AG For For Management (Zurich) as Statutory Auditor 4.2 Ratify PricewaterhouseCoopers LLP For For Management (United States) as Independent Registered Accounting Firm 4.3 Ratify BDO AG (Zurich) as Special For For Management Audit Firm 5.1 Elect Director Evan G. Greenberg For For Management 5.2 Elect Director Michael G. Atieh For For Management 5.3 Elect Director Sheila P. Burke For For Management 5.4 Elect Director James I. Cash For For Management 5.5 Elect Director Mary Cirillo For For Management 5.6 Elect Director Michael P. Connors For For Management 5.7 Elect Director John A. Edwardson For For Management 5.8 Elect Director Robert J. Hugin For For Management 5.9 Elect Director Robert W. Scully For For Management 5.10 Elect Director Eugene B. Shanks, Jr. For For Management 5.11 Elect Director Theodore E. Shasta For For Management 5.12 Elect Director David H. Sidwell For For Management 5.13 Elect Director Olivier Steimer For For Management 5.14 Elect Director Frances F. Townsend For For Management 6 Elect Evan G. Greenberg as Board For Against Management Chairman 7.1 Elect Michael P. Connors as Member of For For Management the Compensation Committee 7.2 Elect Mary Cirillo as Member of the For For Management Compensation Committee 7.3 Elect John A. Edwardson as Member of For For Management the Compensation Committee 7.4 Elect Frances F. Townsend as Member of For For Management the Compensation Committee 8 Designate Homburger AG as Independent For For Management Proxy 9 Issue Shares Without Preemptive Rights For For Management 10 Approve CHF 52,613,190.00 Reduction in For For Management Share Capital via Cancellation in Nominal Value of CHF 24.15 each 11.1 Approve the Maximum Aggregate For For Management Remuneration of Directors 11.2 Approve Remuneration of Executive For For Management Management in the Amount of USD 46 Million for Fiscal 2021 12 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 13 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- - 504 - CHURCH & DWIGHT CO., INC. Ticker: CHD Security ID: 171340102 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James R. Craigie For For Management 1b Elect Director Bradley C. Irwin For For Management 1c Elect Director Penry W. Price For For Management 1d Elect Director Janet S. Vergis For For Management 1e Elect Director Arthur B. Winkleblack For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Provide Right to Call Special Meeting For For Management 4 Eliminate Supermajority Vote For For Management Requirement to Amend Certain Provisions 5 Approve Advance Notice Requirement For For Management 6 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CIGNA CORPORATION Ticker: CI Security ID: 125523100 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David M. Cordani For For Management 1.2 Elect Director William J. DeLaney For For Management 1.3 Elect Director Eric J. Foss For For Management 1.4 Elect Director Elder Granger For For Management 1.5 Elect Director Isaiah Harris, Jr. For For Management 1.6 Elect Director Roman Martinez, IV For For Management 1.7 Elect Director Kathleen M. Mazzarella For For Management 1.8 Elect Director Mark B. McClellan For For Management 1.9 Elect Director John M. Partridge For For Management 1.10 Elect Director William L. Roper For For Management 1.11 Elect Director Eric C. Wiseman For For Management 1.12 Elect Director Donna F. Zarcone For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 5 Report on Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- CINCINNATI FINANCIAL CORPORATION Ticker: CINF Security ID: 172062101 Meeting Date: MAY 02, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Aaron For For Management 1.2 Elect Director William F. Bahl For For Management 1.3 Elect Director Linda W. Clement-Holmes For For Management 1.4 Elect Director Dirk J. Debbink For For Management 1.5 Elect Director Steven J. Johnston For For Management 1.6 Elect Director Kenneth C. Lichtendahl For For Management 1.7 Elect Director Jill P. Meyer For For Management 1.8 Elect Director David P. Osborn For For Management 1.9 Elect Director Gretchen W. Price For For Management 1.10 Elect Director Thomas R. Schiff For For Management 1.11 Elect Director Douglas S. Skidmore For For Management 1.12 Elect Director John F. Steele, Jr. For For Management 1.13 Elect Director Larry R. Webb For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CINTAS CORPORATION Ticker: CTAS Security ID: 172908105 Meeting Date: OCT 29, 2019 Meeting Type: Annual Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gerald S. Adolph For For Management 1b Elect Director John F. Barrett For For Management 1c Elect Director Melanie W. Barstad For For Management 1d Elect Director Karen L. Carnahan For For Management 1e Elect Director Robert E. Coletti For For Management 1f Elect Director Scott D. Farmer For For Management 1g Elect Director James J. Johnson For For Management 1h Elect Director Joseph Scaminace For For Management 1i Elect Director Ronald W. Tysoe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Ticker: CSCO Security ID: 17275R102 Meeting Date: DEC 10, 2019 Meeting Type: Annual Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For For Management 1b Elect Director Wesley G. Bush For For Management 1c Elect Director Michael D. Capellas For For Management 1d Elect Director Mark Garrett For For Management 1e Elect Director Kristina M. Johnson For For Management 1f Elect Director Roderick C. McGeary For For Management 1g Elect Director Charles H. Robbins For For Management 1h Elect Director Arun Sarin For For Management 1i Elect Director Brenton L. Saunders For For Management 1j Elect Director Carol B. Tome For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- - 505 - CITIGROUP INC. Ticker: C Security ID: 172967424 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael L. Corbat For For Management 1b Elect Director Ellen M. Costello For For Management 1c Elect Director Grace E. Dailey For For Management 1d Elect Director Barbara J. Desoer For For Management 1e Elect Director John C. Dugan For For Management 1f Elect Director Duncan P. Hennes For For Management 1g Elect Director Peter B. Henry For For Management 1h Elect Director S. Leslie Ireland For For Management 1i Elect Director Lew W. (Jay) Jacobs, IV For For Management 1j Elect Director Renee J. James For For Management 1k Elect Director Gary M. Reiner For For Management 1l Elect Director Diana L. Taylor For For Management 1m Elect Director James S. Turley For For Management 1n Elect Director Deborah C. Wright For For Management 1o Elect Director Alexander R. Wynaendts For For Management 1p Elect Director Ernesto Zedillo Ponce For For Management de Leon 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Proxy Access Right Against For Shareholder 6 Review on Governance Documents Against Against Shareholder 7 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- CITIZENS FINANCIAL GROUP, INC. Ticker: CFG Security ID: 174610105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce Van Saun For For Management 1.2 Elect Director Christine M. Cumming For For Management 1.3 Elect Director William P. Hankowsky For For Management 1.4 Elect Director Howard W. Hanna, III For For Management 1.5 Elect Director Leo I. ("Lee") Higdon For For Management 1.6 Elect Director Edward J. ("Ned") For For Management Kelly, III 1.7 Elect Director Charles J. ("Bud") Koch For For Management 1.8 Elect Director Robert G. Leary For For Management 1.9 Elect Director Terrance J. Lillis For For Management 1.10 Elect Director Shivan Subramaniam For For Management 1.11 Elect Director Wendy A. Watson For For Management 1.12 Elect Director Marita Zuraitis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Provide Right to Call Special Meeting For For Management 5 Amend Certificate of Incorporation to For For Management Remove Non-Operative Provisions -------------------------------------------------------------------------------- CITRIX SYSTEMS, INC. Ticker: CTXS Security ID: 177376100 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert M. Calderoni For For Management 1b Elect Director Nanci E. Caldwell For For Management 1c Elect Director Robert D. Daleo For For Management 1d Elect Director Murray J. Demo For For Management 1e Elect Director Ajei S. Gopal For For Management 1f Elect Director David J. Henshall For For Management 1g Elect Director Thomas E. Hogan For For Management 1h Elect Director Moira A. Kilcoyne For For Management 1i Elect Director Peter J. Sacripanti For For Management 1j Elect Director J. Donald Sherman For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CME GROUP INC. Ticker: CME Security ID: 12572Q105 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Terrence A. Duffy For For Management 1b Elect Director Timothy S. Bitsberger For For Management 1c Elect Director Charles P. Carey For For Management 1d Elect Director Dennis H. Chookaszian For For Management 1e Elect Director Bryan T. Durkin For For Management 1f Elect Director Ana Dutra For For Management 1g Elect Director Martin J. Gepsman For For Management 1h Elect Director Larry G. Gerdes For For Management 1i Elect Director Daniel R. Glickman For For Management 1j Elect Director Daniel G. Kaye For For Management 1k Elect Director Phyllis M. Lockett For For Management 1l Elect Director Deborah J. Lucas For For Management 1m Elect Director Terry L. Savage For For Management 1n Elect Director Rahael Seifu For For Management 1o Elect Director William R. Shepard For For Management 1p Elect Director Howard J. Siegel For For Management 1q Elect Director Dennis A. Suskind For For Management 2 Ratify Ernst & Young as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 506 - CMS ENERGY CORPORATION Ticker: CMS Security ID: 125896100 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jon E. Barfield For For Management 1b Elect Director Deborah H. Butler For For Management 1c Elect Director Kurt L. Darrow For For Management 1d Elect Director William D. Harvey For For Management 1e Elect Director Patricia K. Poppe For For Management 1f Elect Director John G. Russell For For Management 1g Elect Director Suzanne F. Shank For For Management 1h Elect Director Myrna M. Soto For For Management 1i Elect Director John G. Sznewajs For For Management 1j Elect Director Ronald J. Tanski For For Management 1k Elect Director Laura H. Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For For Management 5 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION Ticker: CTSH Security ID: 192446102 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Zein Abdalla For For Management 1b Elect Director Vinita Bali For For Management 1c Elect Director Maureen Breakiron-Evans For For Management 1d Elect Director Archana Deskus For For Management 1e Elect Director John M. Dineen For For Management 1f Elect Director John N. Fox, Jr. For For Management 1g Elect Director Brian Humphries For For Management 1h Elect Director Leo S. Mackay, Jr. For For Management 1i Elect Director Michael Patsalos-Fox For For Management 1j Elect Director Joseph M. Velli For For Management 1k Elect Director Sandra S. Wijnberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- COLGATE-PALMOLIVE COMPANY Ticker: CL Security ID: 194162103 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John P. Bilbrey For For Management 1b Elect Director John T. Cahill For For Management 1c Elect Director Lisa M. Edwards For For Management 1d Elect Director Helene D. Gayle For For Management 1e Elect Director C. Martin Harris For For Management 1f Elect Director Martina Hund-Mejean For For Management 1g Elect Director Lorrie M. Norrington For For Management 1h Elect Director Michael B. Polk For For Management 1i Elect Director Stephen I. Sadove For For Management 1j Elect Director Noel R. Wallace For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- COMCAST CORPORATION Ticker: CMCSA Security ID: 20030N101 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth J. Bacon For For Management 1.2 Elect Director Madeline S. Bell For For Management 1.3 Elect Director Naomi M. Bergman For For Management 1.4 Elect Director Edward D. Breen For Withhold Management 1.5 Elect Director Gerald L. Hassell For Withhold Management 1.6 Elect Director Jeffrey A. Honickman For For Management 1.7 Elect Director Maritza G. Montiel For For Management 1.8 Elect Director Asuka Nakahara For For Management 1.9 Elect Director David C. Novak For Withhold Management 1.10 Elect Director Brian L. Roberts For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Amend Stock Option Plan For For Management 4 Amend Restricted Stock Plan For For Management 5 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 6 Report on Lobbying Payments and Policy Against For Shareholder 7 Require Independent Board Chair Against For Shareholder 8 Report on Risks Posed by Failing to Against Against Shareholder Prevent Sexual Harassment -------------------------------------------------------------------------------- - 507 - COMERICA INCORPORATED Ticker: CMA Security ID: 200340107 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael E. Collins For For Management 1.2 Elect Director Roger A. Cregg For For Management 1.3 Elect Director T. Kevin DeNicola For For Management 1.4 Elect Director Curtis C. Farmer For For Management 1.5 Elect Director Jacqueline P. Kane For For Management 1.6 Elect Director Richard G. Lindner For For Management 1.7 Elect Director Barbara R. Smith For For Management 1.8 Elect Director Robert S. Taubman For For Management 1.9 Elect Director Reginald M. Turner, Jr. For For Management 1.10 Elect Director Nina G. Vaca For For Management 1.11 Elect Director Michael G. Van de Ven For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CONAGRA BRANDS, INC. Ticker: CAG Security ID: 205887102 Meeting Date: SEP 19, 2019 Meeting Type: Annual Record Date: JUL 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anil Arora For For Management 1b Elect Director Thomas "Tony" K. Brown For For Management 1c Elect Director Stephen G. Butler For For Management 1d Elect Director Sean M. Connolly For For Management 1e Elect Director Joie A. Gregor For For Management 1f Elect Director Rajive Johri For For Management 1g Elect Director Richard H. Lenny For For Management 1h Elect Director Melissa Lora For For Management 1i Elect Director Ruth Ann Marshall For For Management 1j Elect Director Craig P. Omtvedt For For Management 1k Elect Director Scott Ostfeld For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CONCHO RESOURCES INC. Ticker: CXO Security ID: 20605P101 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy A. Leach For For Management 1.2 Elect Director William H. Easter, III For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CONOCOPHILLIPS Ticker: COP Security ID: 20825C104 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles E. Bunch For For Management 1b Elect Director Caroline Maury Devine For For Management 1c Elect Director John V. Faraci For For Management 1d Elect Director Jody Freeman For For Management 1e Elect Director Gay Huey Evans For For Management 1f Elect Director Jeffrey A. Joerres For For Management 1g Elect Director Ryan M. Lance For For Management 1h Elect Director William H. McRaven For For Management 1i Elect Director Sharmila Mulligan For For Management 1j Elect Director Arjun N. Murti For For Management 1k Elect Director Robert A. Niblock For For Management 1l Elect Director David T. Seaton For For Management 1m Elect Director R. A. Walker For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CONSOLIDATED EDISON, INC. Ticker: ED Security ID: 209115104 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George Campbell, Jr. For For Management 1.2 Elect Director Ellen V. Futter For For Management 1.3 Elect Director John F. Killian For For Management 1.4 Elect Director John McAvoy For For Management 1.5 Elect Director William J. Mulrow For For Management 1.6 Elect Director Armando J. Olivera For For Management 1.7 Elect Director Michael W. Ranger For For Management 1.8 Elect Director Linda S. Sanford For For Management 1.9 Elect Director Deirdre Stanley For For Management 1.10 Elect Director L. Frederick Sutherland For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 508 - CONSTELLATION BRANDS, INC. Ticker: STZ Security ID: 21036P108 Meeting Date: JUL 16, 2019 Meeting Type: Annual Record Date: MAY 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jennifer M. Daniels For For Management 1.2 Elect Director Jerry Fowden For For Management 1.3 Elect Director Ernesto M. Hernandez For For Management 1.4 Elect Director Susan Somersille Johnson For For Management 1.5 Elect Director James A. Locke, III For Withhold Management 1.6 Elect Director Daniel J. McCarthy For Withhold Management 1.7 Elect Director William A. Newlands For For Management 1.8 Elect Director Richard Sands For For Management 1.9 Elect Director Robert Sands For For Management 1.10 Elect Director Judy A. Schmeling For Withhold Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CONTINENTAL RESOURCES, INC. Ticker: CLR Security ID: 212015101 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William B. Berry For For Management 1.2 Elect Director Shelly Lambertz For Withhold Management 1.3 Elect Director Timothy G. Taylor For For Management 2 Declassify the Board of Directors For For Management 3 Ratify Grant Thornton LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CORNING INCORPORATED Ticker: GLW Security ID: 219350105 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Donald W. Blair For For Management 1b Elect Director Leslie A. Brun For For Management 1c Elect Director Stephanie A. Burns For For Management 1d Elect Director Richard T. Clark For For Management 1e Elect Director Robert F. Cummings, Jr. For For Management 1f Elect Director Deborah A. Henretta For For Management 1g Elect Director Daniel P. Huttenlocher For For Management 1h Elect Director Kurt M. Landgraf For For Management 1i Elect Director Kevin J. Martin For For Management 1j Elect Director Deborah D. Rieman For For Management 1k Elect Director Hansel E. Tookes, II For For Management 1l Elect Director Wendell P. Weeks For For Management 1m Elect Director Mark S. Wrighton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CORTEVA, INC. Ticker: CTVA Security ID: 22052L104 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lamberto Andreotti For For Management 1b Elect Director Robert A. Brown For For Management 1c Elect Director James C. Collins, Jr. For For Management 1d Elect Director Klaus A. Engel For For Management 1e Elect Director Michael O. Johanns For For Management 1f Elect Director Lois D. Juliber For For Management 1g Elect Director Rebecca B. Liebert For For Management 1h Elect Director Marcos M. Lutz For For Management 1i Elect Director Nayaki Nayyar For For Management 1j Elect Director Gregory R. Page For For Management 1k Elect Director Lee M. Thomas For For Management 1l Elect Director Patrick J. Ward For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- COSTCO WHOLESALE CORPORATION Ticker: COST Security ID: 22160K105 Meeting Date: JAN 22, 2020 Meeting Type: Annual Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Susan L. Decker For For Management 1.2 Elect Director Richard A. Galanti For For Management 1.3 Elect Director Sally Jewell For For Management 1.4 Elect Director Charles T. Munger For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Articles of Incorporation to For For Management Provide Directors May Be Removed With or Without Cause 5 Disclose Board Diversity and Against Against Shareholder Qualifications Matrix -------------------------------------------------------------------------------- - 509 - CROWN CASTLE INTERNATIONAL CORP. Ticker: CCI Security ID: 22822V101 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director P. Robert Bartolo For For Management 1b Elect Director Jay A. Brown For For Management 1c Elect Director Cindy Christy For For Management 1d Elect Director Ari Q. Fitzgerald For For Management 1e Elect Director Robert E. Garrison, II For For Management 1f Elect Director Andrea J. Goldsmith For For Management 1g Elect Director Lee W. Hogan For For Management 1h Elect Director Edward C. Hutcheson, Jr. For For Management 1i Elect Director J. Landis Martin For For Management 1j Elect Director Robert F. McKenzie For For Management 1k Elect Director Anthony J. Melone For For Management 1l Elect Director W. Benjamin Moreland For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CSX CORPORATION Ticker: CSX Security ID: 126408103 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Donna M. Alvarado For For Management 1b Elect Director Pamela L. Carter For For Management 1c Elect Director James M. Foote For For Management 1d Elect Director Steven T. Halverson For For Management 1e Elect Director Paul C. Hilal For For Management 1f Elect Director John D. McPherson For For Management 1g Elect Director David M. Moffett For For Management 1h Elect Director Linda H. Riefler For For Management 1i Elect Director Suzanne M. Vautrinot For For Management 1j Elect Director J. Steven Whisler For For Management 1k Elect Director John J. Zillmer For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- CUMMINS INC. Ticker: CMI Security ID: 231021106 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director N. Thomas Linebarger For For Management 2 Elect Director Robert J. Bernhard For For Management 3 Elect Director Franklin R. Chang Diaz For For Management 4 Elect Director Bruno V. Di Leo Allen For For Management 5 Elect Director Stephen B. Dobbs For For Management 6 Elect Director Robert K. Herdman For For Management 7 Elect Director Alexis M. Herman For For Management 8 Elect Director Thomas J. Lynch For For Management 9 Elect Director William I. Miller For For Management 10 Elect Director Georgia R. Nelson For For Management 11 Elect Director Karen H. Quintos For For Management 12 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 13 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 14 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- CVS HEALTH CORPORATION Ticker: CVS Security ID: 126650100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fernando Aguirre For For Management 1b Elect Director C. David Brown, II For For Management 1c Elect Director Alecia A. DeCoudreaux For For Management 1d Elect Director Nancy-Ann M. DeParle For For Management 1e Elect Director David W. Dorman For For Management 1f Elect Director Roger N. Farah For For Management 1g Elect Director Anne M. Finucane For For Management 1h Elect Director Edward J. Ludwig For For Management 1i Elect Director Larry J. Merlo For For Management 1j Elect Director Jean-Pierre Millon For For Management 1k Elect Director Mary L. Schapiro For For Management 1l Elect Director William C. Weldon For For Management 1m Elect Director Tony L. White For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan 6 Amend Shareholder Written Consent Against Against Shareholder Provisions 7 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- - 510 - D.R. HORTON, INC. Ticker: DHI Security ID: 23331A109 Meeting Date: JAN 22, 2020 Meeting Type: Annual Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Donald R. Horton For For Management 1b Elect Director Barbara K. Allen For For Management 1c Elect Director Brad S. Anderson For For Management 1d Elect Director Michael R. Buchanan For For Management 1e Elect Director Michael W. Hewatt For For Management 1f Elect Director Maribess L. Miller For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- DANAHER CORPORATION Ticker: DHR Security ID: 235851102 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Linda Hefner Filler For For Management 1.2 Elect Director Thomas P. Joyce, Jr. For For Management 1.3 Elect Director Teri List-Stoll For Against Management 1.4 Elect Director Walter G. Lohr, Jr. For Against Management 1.5 Elect Director Jessica L. Mega For For Management 1.6 Elect Director Pardis C. Sabeti For For Management 1.7 Elect Director Mitchell P. Rales For For Management 1.8 Elect Director Steven M. Rales For For Management 1.9 Elect Director John T. Schwieters For Against Management 1.10 Elect Director Alan G. Spoon For For Management 1.11 Elect Director Raymond C. Stevens For For Management 1.12 Elect Director Elias A. Zerhouni For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- DARDEN RESTAURANTS, INC. Ticker: DRI Security ID: 237194105 Meeting Date: SEP 18, 2019 Meeting Type: Annual Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Margaret Shan Atkins For For Management 1.2 Elect Director James P. Fogarty For For Management 1.3 Elect Director Cynthia T. Jamison For For Management 1.4 Elect Director Eugene I. (Gene) Lee, For For Management Jr. 1.5 Elect Director Nana Mensah For For Management 1.6 Elect Director William S. Simon For For Management 1.7 Elect Director Charles M. (Chuck) For For Management Sonsteby 1.8 Elect Director Timothy J. Wilmott For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- DEERE & COMPANY Ticker: DE Security ID: 244199105 Meeting Date: FEB 26, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Samuel R. Allen For For Management 1b Elect Director Alan C. Heuberger For For Management 1c Elect Director Charles O. Holliday, Jr. For For Management 1d Elect Director Dipak C. Jain For For Management 1e Elect Director Michael O. Johanns For For Management 1f Elect Director Clayton M. Jones For For Management 1g Elect Director John C. May For For Management 1h Elect Director Gregory R. Page For For Management 1i Elect Director Sherry M. Smith For For Management 1j Elect Director Dmitri L. Stockton For For Management 1k Elect Director Sheila G. Talton For For Management 2 Adopt the Jurisdiction of For Against Management Incorporation as the Exclusive Forum for Certain Disputes 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Ratify Deloitte & Touche LLP as For For Management Auditors 6 Disclose Board Qualifications Matrix Against Against Shareholder -------------------------------------------------------------------------------- DELTA AIR LINES, INC. Ticker: DAL Security ID: 247361702 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Edward H. Bastian For For Management 1b Elect Director Francis S. Blake For For Management 1c Elect Director Ashton B. Carter For For Management 1d Elect Director David G. DeWalt For For Management 1e Elect Director William H. Easter, III For For Management 1f Elect Director Christopher A. Hazleton For For Management 1g Elect Director Michael P. Huerta For For Management 1h Elect Director Jeanne P. Jackson For For Management 1i Elect Director George N. Mattson For For Management 1j Elect Director Sergio A. L. Rial For For Management 1k Elect Director David S. Taylor For For Management 1l Elect Director Kathy N. Waller For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against For Shareholder 5 Report on Climate Lobbying Against For Shareholder 6 Report on Political Contributions Against For Shareholder 7 Report on Sexual Harassment Policy Against For Shareholder -------------------------------------------------------------------------------- - 511 - DENTSPLY SIRONA INC. Ticker: XRAY Security ID: 24906P109 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael C. Alfano For For Management 1b Elect Director Eric K. Brandt For For Management 1c Elect Director Donald M. Casey, Jr. For For Management 1d Elect Director Willie A. Deese For For Management 1e Elect Director Betsy D. Holden For For Management 1f Elect Director Arthur D. Kowaloff For For Management 1g Elect Director Harry M. Jansen For For Management Kraemer, Jr. 1h Elect Director Gregory T. Lucier For For Management 1i Elect Director Francis J. Lunger For For Management 1j Elect Director Leslie F. Varon For For Management 1k Elect Director Janet S. Vergis For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DEVON ENERGY CORPORATION Ticker: DVN Security ID: 25179M103 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barbara M. Baumann For For Management 1.2 Elect Director John E. Bethancourt For For Management 1.3 Elect Director Ann G. Fox For For Management 1.4 Elect Director David A. Hager For For Management 1.5 Elect Director Robert H. Henry For For Management 1.6 Elect Director Michael M. Kanovsky For For Management 1.7 Elect Director John Krenicki, Jr. For For Management 1.8 Elect Director Robert A. Mosbacher, Jr. For For Management 1.9 Elect Director Duane C. Radtke For For Management 1.10 Elect Director Keith O. Rattie For For Management 1.11 Elect Director Mary P. Ricciardello For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- DIAMONDBACK ENERGY, INC. Ticker: FANG Security ID: 25278X109 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven E. West For For Management 1.2 Elect Director Travis D. Stice For For Management 1.3 Elect Director Vincent K. Brooks For For Management 1.4 Elect Director Michael P. Cross For For Management 1.5 Elect Director David L. Houston For For Management 1.6 Elect Director Stephanie K. Mains For For Management 1.7 Elect Director Mark L. Plaumann For For Management 1.8 Elect Director Melanie M. Trent For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- DIGITAL REALTY TRUST, INC. Ticker: DLR Security ID: 253868103 Meeting Date: FEB 27, 2020 Meeting Type: Special Record Date: JAN 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with For For Management Acquisition 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- DIGITAL REALTY TRUST, INC. Ticker: DLR Security ID: 253868103 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Laurence A. Chapman For For Management 1b Elect Director Alexis Black Bjorlin For For Management 1c Elect Director Michael A. Coke For Against Management 1d Elect Director VeraLinn "Dash" Jamieson For For Management 1e Elect Director Kevin J. Kennedy For For Management 1f Elect Director William G. LaPerch For Against Management 1g Elect Director Jean F.H.P. Mandeville For For Management 1h Elect Director Afshin Mohebbi For For Management 1i Elect Director Mark R. Patterson For For Management 1j Elect Director Mary Hogan Preusse For Against Management 1k Elect Director A. William Stein For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 512 - DISCOVER FINANCIAL SERVICES Ticker: DFS Security ID: 254709108 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Aronin For For Management 1.2 Elect Director Mary K. Bush For For Management 1.3 Elect Director Gregory C. Case For For Management 1.4 Elect Director Candace H. Duncan For For Management 1.5 Elect Director Joseph F. Eazor For For Management 1.6 Elect Director Cynthia A. Glassman For For Management 1.7 Elect Director Roger C. Hochschild For For Management 1.8 Elect Director Thomas G. Maheras For For Management 1.9 Elect Director Michael H. Moskow For For Management 1.10 Elect Director Mark A. Thierer For For Management 1.11 Elect Director Lawrence A. Weinbach - None None Management Withdrawn Resolution 1.12 Elect Director Jennifer L. Wong For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- DOLLAR GENERAL CORPORATION Ticker: DG Security ID: 256677105 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Warren F. Bryant For For Management 1b Elect Director Michael M. Calbert For For Management 1c Elect Director Sandra B. Cochran None None Management *Withdrawn Resolution* 1d Elect Director Patricia D. Fili-Krushel For For Management 1e Elect Director Timothy I. McGuire For For Management 1f Elect Director William C. Rhodes, III For For Management 1g Elect Director Debra A. Sandler For For Management 1h Elect Director Ralph E. Santana For For Management 1i Elect Director Todd J. Vasos For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Approve Charter Amendment to Replace For For Management Supermajority Vote Requirements with a Majority Vote Requirement 5 Approve Bylaw Amendment to Replace For For Management Supermajority Vote Requirements with a Majority Vote Requirement -------------------------------------------------------------------------------- DOMINION ENERGY, INC. Ticker: D Security ID: 25746U109 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James A. Bennett For For Management 1b Elect Director Helen E. Dragas For For Management 1c Elect Director James O. Ellis, Jr. For For Management 1d Elect Director Thomas F. Farrell, II For For Management 1e Elect Director D. Maybank Hagood For For Management 1f Elect Director John W. Harris For For Management 1g Elect Director Ronald W. Jibson For For Management 1h Elect Director Mark J. Kington For For Management 1i Elect Director Joseph M. Rigby For For Management 1j Elect Director Pamela J. Royal For For Management 1k Elect Director Robert H. Spilman, Jr. For For Management 1l Elect Director Susan N. Story For For Management 1m Elect Director Michael E. Szymanczyk For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- DOMINO'S PIZZA, INC. Ticker: DPZ Security ID: 25754A201 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David A. Brandon For For Management 1.2 Elect Director Richard E. Allison, Jr. For For Management 1.3 Elect Director C. Andrew Ballard For For Management 1.4 Elect Director Andrew B. Balson For For Management 1.5 Elect Director Corie S. Barry For For Management 1.6 Elect Director Diana F. Cantor For For Management 1.7 Elect Director Richard L. Federico For For Management 1.8 Elect Director James A. Goldman For For Management 1.9 Elect Director Patricia E. Lopez For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DOVER CORPORATION Ticker: DOV Security ID: 260003108 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director H. John Gilbertson, Jr. For For Management 1b Elect Director Kristiane C. Graham For For Management 1c Elect Director Michael F. Johnston For For Management 1d Elect Director Eric A. Spiegel For For Management 1e Elect Director Richard J. Tobin For For Management 1f Elect Director Stephen M. Todd For For Management 1g Elect Director Stephen K. Wagner For For Management 1h Elect Director Keith E. Wandell For For Management 1i Elect Director Mary A. Winston For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- - 513 - DOW INC. Ticker: DOW Security ID: 260557103 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Samuel R. Allen For For Management 1b Elect Director Ajay Banga For For Management 1c Elect Director Jacqueline K. Barton For For Management 1d Elect Director James A. Bell For For Management 1e Elect Director Wesley G. Bush For For Management 1f Elect Director Richard K. Davis For For Management 1g Elect Director Jeff M. Fettig For For Management 1h Elect Director Jim Fitterling For For Management 1i Elect Director Jacqueline C. Hinman For For Management 1j Elect Director Jill S. Wyant For For Management 1k Elect Director Daniel W. Yohannes For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- DTE ENERGY COMPANY Ticker: DTE Security ID: 233331107 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gerard M. Anderson For For Management 1.2 Elect Director David A. Brandon For For Management 1.3 Elect Director Charles G. McClure, Jr. For For Management 1.4 Elect Director Gail J. McGovern For For Management 1.5 Elect Director Mark A. Murray For For Management 1.6 Elect Director Gerardo Norcia For For Management 1.7 Elect Director Ruth G. Shaw For For Management 1.8 Elect Director Robert C. Skaggs, Jr. For For Management 1.9 Elect Director David A. Thomas For For Management 1.10 Elect Director Gary H. Torgow For For Management 1.11 Elect Director James H. Vandenberghe For For Management 1.12 Elect Director Valerie M. Williams For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- DUKE ENERGY CORPORATION Ticker: DUK Security ID: 26441C204 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael G. Browning For For Management 1.2 Elect Director Annette K. Clayton For For Management 1.3 Elect Director Theodore F. Craver, Jr. For For Management 1.4 Elect Director Robert M. Davis For For Management 1.5 Elect Director Daniel R. DiMicco For For Management 1.6 Elect Director Nicholas C. Fanandakis For For Management 1.7 Elect Director Lynn J. Good For For Management 1.8 Elect Director John T. Herron For For Management 1.9 Elect Director William E. Kennard For For Management 1.10 Elect Director E. Marie McKee For For Management 1.11 Elect Director Marya M. Rose For For Management 1.12 Elect Director Thomas E. Skains For For Management 1.13 Elect Director William E. Webster, Jr. For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder 5 Eliminate Supermajority Vote None For Shareholder Requirement 6 Report on Political Contributions Against For Shareholder 7 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- DUKE REALTY CORPORATION Ticker: DRE Security ID: 264411505 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John P. Case For For Management 1b Elect Director James B. Connor For For Management 1c Elect Director Ngaire E. Cuneo For For Management 1d Elect Director Charles R. Eitel For For Management 1e Elect Director Tamara D. Fischer For For Management 1f Elect Director Norman K. Jenkins For For Management 1g Elect Director Melanie R. Sabelhaus For For Management 1h Elect Director Peter M. Scott, III For For Management 1i Elect Director David P. Stockert For For Management 1j Elect Director Chris T. Sultemeier For For Management 1k Elect Director Michael E. Szymanczyk For For Management 1l Elect Director Warren M. Thompson For For Management 1m Elect Director Lynn C. Thurber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- - 514 - DUPONT DE NEMOURS, INC. Ticker: DD Security ID: 26614N102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Amy G. Brady For For Management 1b Elect Director Edward D. Breen For For Management 1c Elect Director Ruby R. Chandy For For Management 1d Elect Director Franklin K. Clyburn, Jr. For For Management 1e Elect Director Terrence R. Curtin For For Management 1f Elect Director Alexander M. Cutler For For Management 1g Elect Director Eleuthere I. du Pont For For Management 1h Elect Director Rajiv L. Gupta For For Management 1i Elect Director Luther C. Kissam For For Management 1j Elect Director Frederick M. Lowery For For Management 1k Elect Director Raymond J. Milchovich For For Management 1l Elect Director Steven M. Sterin For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 6 Approve Creation of an Employee Board Against Against Shareholder Advisory Position -------------------------------------------------------------------------------- DXC TECHNOLOGY COMPANY Ticker: DXC Security ID: 23355L106 Meeting Date: AUG 15, 2019 Meeting Type: Annual Record Date: JUN 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Mukesh Aghi For For Management 1b Elect Director Amy E. Alving For For Management 1c Elect Director David L. Herzog For For Management 1d Elect Director Sachin Lawande For For Management 1e Elect Director J. Michael Lawrie For For Management 1f Elect Director Mary L. Krakauer For For Management 1g Elect Director Julio A. Portalatin For For Management 1h Elect Director Peter Rutland For For Management 1i Elect Director Michael J. Salvino For For Management 1j Elect Director Manoj P. Singh For For Management 1k Elect Director Robert F. Woods For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- E*TRADE FINANCIAL CORPORATION Ticker: ETFC Security ID: 269246401 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard J. Carbone For For Management 1b Elect Director Robert J. Chersi For For Management 1c Elect Director Jaime W. Ellertson For For Management 1d Elect Director James P. Healy For For Management 1e Elect Director Kevin T. Kabat For For Management 1f Elect Director James Lam For For Management 1g Elect Director Rodger A. Lawson For For Management 1h Elect Director Shelley B. Leibowitz For For Management 1i Elect Director Michael A. Pizzi For For Management 1j Elect Director Rebecca Saeger For For Management 1k Elect Director Donna L. Weaver For For Management 1l Elect Director Joshua A. Weinreich For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Adopt Simple Majority Vote None For Shareholder -------------------------------------------------------------------------------- EASTMAN CHEMICAL COMPANY Ticker: EMN Security ID: 277432100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Humberto P. Alfonso For For Management 1.2 Elect Director Brett D. Begemann For For Management 1.3 Elect Director Mark J. Costa For For Management 1.4 Elect Director Edward L. Doheny, II For For Management 1.5 Elect Director Julie F. Holder For For Management 1.6 Elect Director Renee J. Hornbaker For For Management 1.7 Elect Director Kim Ann Mink For For Management 1.8 Elect Director James J. O'Brien For For Management 1.9 Elect Director David W. Raisbeck For For Management 1.10 Elect Director Charles K. Stevens, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- EATON CORPORATION PLC Ticker: ETN Security ID: G29183103 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Craig Arnold For For Management 1b Elect Director Christopher M. Connor For For Management 1c Elect Director Michael J. Critelli For For Management 1d Elect Director Richard H. Fearon For For Management 1e Elect Director Olivier Leonetti For For Management 1f Elect Director Deborah L. McCoy For For Management 1g Elect Director Silvio Napoli For For Management 1h Elect Director Gregory R. Page For For Management 1i Elect Director Sandra Pianalto For For Management 1j Elect Director Lori J. Ryerkerk For For Management 1k Elect Director Gerald B. Smith For For Management 1l Elect Director Dorothy C. Thompson For For Management 2 Approve Omnibus Stock Plan For For Management 3 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Authorize Issue of Equity with For For Management Pre-emptive Rights 6 Authorize Issue of Equity without For For Management Pre-emptive Rights 7 Authorize Share Repurchase of Issued For For Management Share Capital -------------------------------------------------------------------------------- - 515 - EBAY INC. Ticker: EBAY Security ID: 278642103 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony J. Bates For For Management 1b Elect Director Adriane M. Brown For For Management 1c Elect Director Jesse A. Cohn For For Management 1d Elect Director Diana Farrell For For Management 1e Elect Director Logan D. Green For For Management 1f Elect Director Bonnie S. Hammer For For Management 1g Elect Director Jamie Iannone For For Management 1h Elect Director Kathleen C. Mitic For For Management 1i Elect Director Matthew J. Murphy For For Management 1j Elect Director Pierre M. Omidyar For For Management 1k Elect Director Paul S. Pressler For For Management 1l Elect Director Robert H. Swan For For Management 1m Elect Director Perry M. Traquina For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- ECOLAB INC. Ticker: ECL Security ID: 278865100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Douglas M. Baker, Jr. For For Management 1b Elect Director Shari L. Ballard For For Management 1c Elect Director Barbara J. Beck For For Management 1d Elect Director Jeffrey M. Ettinger For For Management 1e Elect Director Arthur J. Higgins For For Management 1f Elect Director Michael Larson For For Management 1g Elect Director David W. MacLennan For For Management 1h Elect Director Tracy B. McKibben For For Management 1i Elect Director Lionel L. Nowell, III For For Management 1j Elect Director Victoria J. Reich For For Management 1k Elect Director Suzanne M. Vautrinot For For Management 1l Elect Director John J. Zillmer For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- EDISON INTERNATIONAL Ticker: EIX Security ID: 281020107 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeanne Beliveau-Dunn For For Management 1b Elect Director Michael C. Camunez For For Management 1c Elect Director Vanessa C.L. Chang For For Management 1d Elect Director James T. Morris For For Management 1e Elect Director Timothy T. O'Toole For For Management 1f Elect Director Pedro J. Pizarro For For Management 1g Elect Director Carey A. Smith For For Management 1h Elect Director Linda G. Stuntz For For Management 1i Elect Director William P. Sullivan For For Management 1j Elect Director Peter J. Taylor For For Management 1k Elect Director Keith Trent For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- ELI LILLY AND COMPANY Ticker: LLY Security ID: 532457108 Meeting Date: MAY 04, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael L. Eskew For Against Management 1b Elect Director William G. Kaelin, Jr. For For Management 1c Elect Director David A. Ricks For For Management 1d Elect Director Marschall S. Runge For For Management 1e Elect Director Karen Walker For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Declassify the Board of Directors For For Management 5 Eliminate Supermajority Voting For For Management Provisions 6 Report on Lobbying Payments and Policy Against For Shareholder 7 Report on Forced Swim Test Against Against Shareholder 8 Require Independent Board Chairman Against For Shareholder 9 Disclose Board Matrix Including Against Against Shareholder Ideological Perspectives 10 Report on Integrating Drug Pricing Against For Shareholder Risks into Senior Executive Compensation Arrangements 11 Adopt Policy on Bonus Banking Against For Shareholder 12 Clawback Disclosure of Recoupment Against For Shareholder Activity from Senior Officers -------------------------------------------------------------------------------- - 516 - EMERSON ELECTRIC CO. Ticker: EMR Security ID: 291011104 Meeting Date: FEB 04, 2020 Meeting Type: Annual Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin S. Craighead For For Management 1.2 Elect Director David N. Farr For For Management 1.3 Elect Director Gloria A. Flach For For Management 1.4 Elect Director Matthew S. Levatich For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- ENTERGY CORPORATION Ticker: ETR Security ID: 29364G103 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John R. Burbank For For Management 1b Elect Director Patrick J. Condon For For Management 1c Elect Director Leo P. Denault For For Management 1d Elect Director Kirkland H. Donald For For Management 1e Elect Director Philip L. Frederickson For For Management 1f Elect Director Alexis M. Herman For For Management 1g Elect Director M. Elise Hyland For For Management 1h Elect Director Stuart L. Levenick For For Management 1i Elect Director Blanche Lambert Lincoln For For Management 1j Elect Director Karen A. Puckett For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EOG RESOURCES, INC. Ticker: EOG Security ID: 26875P101 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Janet F. Clark For For Management 1b Elect Director Charles R. Crisp For For Management 1c Elect Director Robert P. Daniels For For Management 1d Elect Director James C. Day For For Management 1e Elect Director C. Christopher Gaut For For Management 1f Elect Director Julie J. Robertson For For Management 1g Elect Director Donald F. Textor For For Management 1h Elect Director William R. Thomas For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EQUIFAX INC. Ticker: EFX Security ID: 294429105 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark W. Begor For For Management 1b Elect Director Mark L. Feidler For For Management 1c Elect Director G. Thomas Hough For For Management 1d Elect Director Robert D. Marcus For For Management 1e Elect Director Siri S. Marshall For For Management 1f Elect Director Scott A. McGregor For For Management 1g Elect Director John A. McKinley For For Management 1h Elect Director Robert W. Selander For For Management 1i Elect Director Elane B. Stock For For Management 1j Elect Director Heather H. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- EQUINIX, INC. Ticker: EQIX Security ID: 29444U700 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas Bartlett For For Management 1.2 Elect Director Nanci Caldwell For For Management 1.3 Elect Director Adaire Fox-Martin For For Management 1.4 Elect Director Gary Hromadko For For Management 1.5 Elect Director William Luby For For Management 1.6 Elect Director Irving Lyons, III For For Management 1.7 Elect Director Charles Meyers For For Management 1.8 Elect Director Christopher Paisley For For Management 1.9 Elect Director Sandra Rivera For For Management 1.10 Elect Director Peter Van Camp For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For Against Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- - 517 - EQUITABLE HOLDINGS, INC. Ticker: EQH Security ID: 29452E101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel G. Kaye For For Management 1.2 Elect Director Joan Lamm-Tennant For For Management 1.3 Elect Director Kristi A. Matus For Withhold Management 1.4 Elect Director Ramon de Oliveira For For Management 1.5 Elect Director Mark Pearson For For Management 1.6 Elect Director Bertram L. Scott For Withhold Management 1.7 Elect Director George Stansfield For For Management 1.8 Elect Director Charles G.T. Stonehill For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- EQUITY LIFESTYLE PROPERTIES, INC. Ticker: ELS Security ID: 29472R108 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew Berkenfield For For Management 1.2 Elect Director Philip Calian For For Management 1.3 Elect Director David Contis For For Management 1.4 Elect Director Constance Freedman For For Management 1.5 Elect Director Thomas Heneghan For For Management 1.6 Elect Director Tao Huang For For Management 1.7 Elect Director Marguerite Nader For For Management 1.8 Elect Director Scott Peppet For For Management 1.9 Elect Director Sheli Rosenberg For For Management 1.10 Elect Director Samuel Zell For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- EQUITY RESIDENTIAL Ticker: EQR Security ID: 29476L107 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Raymond Bennett For For Management 1.2 Elect Director Linda Walker Bynoe For For Management 1.3 Elect Director Connie K. Duckworth For For Management 1.4 Elect Director Mary Kay Haben For For Management 1.5 Elect Director Tahsinul Zia Huque For For Management 1.6 Elect Director Bradley A. Keywell For For Management 1.7 Elect Director John E. Neal For For Management 1.8 Elect Director David J. Neithercut For For Management 1.9 Elect Director Mark J. Parrell For For Management 1.10 Elect Director Mark S. Shapiro For For Management 1.11 Elect Director Stephen E. Sterrett For For Management 1.12 Elect Director Samuel Zell For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ESSEX PROPERTY TRUST, INC. Ticker: ESS Security ID: 297178105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Keith R. Guericke For For Management 1.2 Elect Director Maria R. Hawthorne For For Management 1.3 Elect Director Amal M. Johnson For For Management 1.4 Elect Director Mary Kasaris For For Management 1.5 Elect Director Irving F. Lyons, III For For Management 1.6 Elect Director George M. Marcus For For Management 1.7 Elect Director Thomas E. Robinson For For Management 1.8 Elect Director Michael J. Schall For For Management 1.9 Elect Director Byron A. Scordelis For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EVEREST RE GROUP, LTD. Ticker: RE Security ID: G3223R108 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John J. Amore For For Management 1.2 Elect Director Juan C. Andrade For For Management 1.3 Elect Director William F. Galtney, Jr. For For Management 1.4 Elect Director John A. Graf For For Management 1.5 Elect Director Meryl Hartzband For For Management 1.6 Elect Director Gerri Losquadro For For Management 1.7 Elect Director Roger M. Singer For For Management 1.8 Elect Director Joseph V. Taranto For For Management 1.9 Elect Director John A. Weber For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- - 518 - EVERGY, INC. Ticker: EVRG Security ID: 30034W106 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kirkland B. Andrews For For Management 1b Elect Director Terry Bassham For For Management 1c Elect Director Mollie Hale Carter For For Management 1d Elect Director Richard L. Hawley For For Management 1e Elect Director Thomas D. Hyde For For Management 1f Elect Director B. Anthony Isaac For For Management 1g Elect Director Paul M. Keglevic For For Management 1h Elect Director Sandra A.J. Lawrence For For Management 1i Elect Director Ann D. Murtlow For For Management 1j Elect Director Sandra J. Price For For Management 1k Elect Director Mark A. Ruelle For For Management 1l Elect Director S. Carl Soderstrom, Jr. For For Management 1m Elect Director John Arthur Stall For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- EVERSOURCE ENERGY Ticker: ES Security ID: 30040W108 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cotton M. Cleveland For For Management 1.2 Elect Director James S. DiStasio For For Management 1.3 Elect Director Francis A. Doyle For For Management 1.4 Elect Director Linda Dorcena Forry For For Management 1.5 Elect Director James J. Judge For For Management 1.6 Elect Director John Y. Kim For For Management 1.7 Elect Director Kenneth R. Leibler For For Management 1.8 Elect Director David H. Long For For Management 1.9 Elect Director William C. Van Faasen For For Management 1.10 Elect Director Frederica M. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- EXELON CORPORATION Ticker: EXC Security ID: 30161N101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony Anderson For For Management 1b Elect Director Ann Berzin For For Management 1c Elect Director Laurie Brlas For For Management 1d Elect Director Christopher M. Crane For For Management 1e Elect Director Yves C. de Balmann For For Management 1f Elect Director Nicholas DeBenedictis For For Management 1g Elect Director Linda P. Jojo For For Management 1h Elect Director Paul Joskow For For Management 1i Elect Director Robert J. Lawless For For Management 1j Elect Director John Richardson For For Management 1k Elect Director Mayo Shattuck, III For For Management 1l Elect Director John F. Young For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- EXPEDIA GROUP, INC. Ticker: EXPE Security ID: 30212P303 Meeting Date: DEC 03, 2019 Meeting Type: Annual Record Date: OCT 07, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Samuel Altman For For Management 1b Elect Director Susan C. Athey For For Management 1c Elect Director A. George 'Skip' Battle For For Management 1d Elect Director Chelsea Clinton For For Management 1e Elect Director Barry Diller For Withhold Management 1f Elect Director Craig A. Jacobson For For Management 1g Elect Director Victor A. Kaufman For Withhold Management 1h Elect Director Peter M. Kern For Withhold Management 1i Elect Director Dara Khosrowshahi For Withhold Management 1j Elect Director Mark D. Okerstrom For Withhold Management 1k Elect Director Alexander von For Withhold Management Furstenberg 1l Elect Director Julie Whalen For For Management 2a Approve Securities Transfer For For Management Restrictions 2b Approve Change-of-Control Clause For For Management 3 Ratify Ernst & Young as Auditors For For Management -------------------------------------------------------------------------------- EXPEDIA GROUP, INC. Ticker: EXPE Security ID: 30212P303 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Samuel Altman For For Management 1b Elect Director Susan C. Athey For For Management 1c Elect Director A. George 'Skip' Battle For For Management 1d Elect Director Chelsea Clinton For For Management 1e Elect Director Barry Diller For For Management 1f Elect Director Jon T. Gieselman For For Management 1g Elect Director Craig A. Jacobson For For Management 1h Elect Director Peter M. Kern For For Management 1i Elect Director Dara Khosrowshahi For For Management 1j Elect Director Greg Mondre For For Management 1k Elect Director David Sambur For For Management 1l Elect Director Alexander von For For Management Furstenberg 1m Elect Director Julie Whalen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify Ernst & Young as Auditors For For Management 5 Report on Political Contributions and Against For Shareholder Expenditures -------------------------------------------------------------------------------- - 519 - EXPEDITORS INTERNATIONAL OF WASHINGTON, INC. Ticker: EXPD Security ID: 302130109 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert R. Wright For For Management 1.2 Elect Director Glenn M. Alger For For Management 1.3 Elect Director Robert P. Carlile For For Management 1.4 Elect Director James "Jim" M. DuBois For For Management 1.5 Elect Director Mark A. Emmert For For Management 1.6 Elect Director Diane H. Gulyas For For Management 1.7 Elect Director Jeffrey S. Musser For For Management 1.8 Elect Director Liane J. Pelletier For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management 5 Adopt a Policy on Board Diversity Against For Shareholder -------------------------------------------------------------------------------- EXTRA SPACE STORAGE INC. Ticker: EXR Security ID: 30225T102 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth M. Woolley For For Management 1.2 Elect Director Joseph D. Margolis For For Management 1.3 Elect Director Roger B. Porter For For Management 1.4 Elect Director Joseph J. Bonner For For Management 1.5 Elect Director Gary L. Crittenden For For Management 1.6 Elect Director Ashley Dreier For For Management 1.7 Elect Director Spencer F. Kirk For For Management 1.8 Elect Director Dennis J. Letham For For Management 1.9 Elect Director Diane Olmstead For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EXXON MOBIL CORPORATION Ticker: XOM Security ID: 30231G102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Susan K. Avery For For Management 1.2 Elect Director Angela F. Braly For For Management 1.3 Elect Director Ursula M. Burns For For Management 1.4 Elect Director Kenneth C. Frazier For For Management 1.5 Elect Director Joseph L. Hooley For For Management 1.6 Elect Director Steven A. Kandarian For For Management 1.7 Elect Director Douglas R. Oberhelman For For Management 1.8 Elect Director Samuel J. Palmisano For For Management 1.9 Elect Director William C. Weldon For For Management 1.10 Elect Director Darren W. Woods For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chair Against Against Shareholder 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 6 Report on Costs & Benefits of Against Against Shareholder Climate-Related Expenditures 7 Report on Risks of Petrochemical Against Against Shareholder Operations in Flood Prone Areas 8 Report on Political Contributions Against For Shareholder 9 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- FACTSET RESEARCH SYSTEMS INC. Ticker: FDS Security ID: 303075105 Meeting Date: DEC 19, 2019 Meeting Type: Annual Record Date: OCT 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director F. Philip Snow For For Management 1.2 Elect Director Sheila B. Jordan For For Management 1.3 Elect Director James J. McGonigle For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FASTENAL COMPANY Ticker: FAST Security ID: 311900104 Meeting Date: APR 25, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Willard D. Oberton For For Management 1b Elect Director Michael J. Ancius For For Management 1c Elect Director Michael J. Dolan For For Management 1d Elect Director Stephen L. Eastman For For Management 1e Elect Director Daniel L. Florness For For Management 1f Elect Director Rita J. Heise For For Management 1g Elect Director Daniel L. Johnson For For Management 1h Elect Director Nicholas J. Lundquist For For Management 1i Elect Director Scott A. Satterlee For For Management 1j Elect Director Reyne K. Wisecup For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Prepare Employment Diversity Report Against For Shareholder -------------------------------------------------------------------------------- - 520 - FEDERAL REALTY INVESTMENT TRUST Ticker: FRT Security ID: 313747206 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jon E. Bortz For For Management 1.2 Elect Director David W. Faeder For For Management 1.3 Elect Director Elizabeth I. Holland For For Management 1.4 Elect Director Mark S. Ordan For For Management 1.5 Elect Director Gail P. Steinel For For Management 1.6 Elect Director Joseph S. Vassalluzzo For For Management 1.7 Elect Director Donald C. Wood For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- FEDEX CORPORATION Ticker: FDX Security ID: 31428X106 Meeting Date: SEP 23, 2019 Meeting Type: Annual Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John A. Edwardson For For Management 1.2 Elect Director Marvin R. Ellison For For Management 1.3 Elect Director Susan Patricia Griffith For For Management 1.4 Elect Director John C. (Chris) Inglis For For Management 1.5 Elect Director Kimberly A. Jabal For For Management 1.6 Elect Director Shirley Ann Jackson For For Management 1.7 Elect Director R. Brad Martin For For Management 1.8 Elect Director Joshua Cooper Ramo For For Management 1.9 Elect Director Susan C. Schwab For For Management 1.10 Elect Director Frederick W. Smith For For Management 1.11 Elect Director David P. Steiner For For Management 1.12 Elect Director Paul S. Walsh For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Report on Employee Representation on Against Against Shareholder the Board of Directors -------------------------------------------------------------------------------- FIDELITY NATIONAL FINANCIAL, INC. Ticker: FNF Security ID: 31620R303 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William P. Foley, II For For Management 1.2 Elect Director Douglas K. Ammerman For For Management 1.3 Elect Director Thomas M. Hagerty For For Management 1.4 Elect Director Peter O. Shea, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- FIDELITY NATIONAL INFORMATION SERVICES, INC. Ticker: FIS Security ID: 31620M106 Meeting Date: JUL 24, 2019 Meeting Type: Special Record Date: JUN 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Increase Authorized Common Stock For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- FIDELITY NATIONAL INFORMATION SERVICES, INC. Ticker: FIS Security ID: 31620M106 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lee Adrean For For Management 1b Elect Director Ellen R. Alemany For For Management 1c Elect Director Lisa A. Hook For For Management 1d Elect Director Keith W. Hughes For For Management 1e Elect Director Gary L. Lauer For For Management 1f Elect Director Gary A. Norcross For For Management 1g Elect Director Louise M. Parent For For Management 1h Elect Director Brian T. Shea For For Management 1i Elect Director James B. Stallings, Jr. For For Management 1j Elect Director Jeffrey E. Stiefler For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- FIFTH THIRD BANCORP Ticker: FITB Security ID: 316773100 Meeting Date: APR 14, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicholas K. Akins For For Management 1.2 Elect Director B. Evan Bayh, III For For Management 1.3 Elect Director Jorge L. Benitez For For Management 1.4 Elect Director Katherine B. Blackburn For For Management 1.5 Elect Director Emerson L. Brumback For For Management 1.6 Elect Director Jerry W. Burris For For Management 1.7 Elect Director Greg D. Carmichael For For Management 1.8 Elect Director C. Bryan Daniels For For Management 1.9 Elect Director Thomas H. Harvey For For Management 1.10 Elect Director Gary R. Heminger For For Management 1.11 Elect Director Jewell D. Hoover For For Management 1.12 Elect Director Eileen A. Mallesch For For Management 1.13 Elect Director Michael B. McCallister For For Management 1.14 Elect Director Marsha C. Williams For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- - 521 - FIRST REPUBLIC BANK Ticker: FRC Security ID: 33616C100 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James H. Herbert, II For For Management 1b Elect Director Katherine August-deWilde For For Management 1c Elect Director Hafize Gaye Erkan For For Management 1d Elect Director Frank J. Fahrenkopf, Jr. For For Management 1e Elect Director Boris Groysberg For For Management 1f Elect Director Sandra R. Hernandez For For Management 1g Elect Director Pamela J. Joyner For For Management 1h Elect Director Reynold Levy For For Management 1i Elect Director Duncan L. Niederauer For For Management 1j Elect Director George G.C. Parker For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FIRSTENERGY CORP. Ticker: FE Security ID: 337932107 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Anderson For For Management 1.2 Elect Director Steven J. Demetriou For For Management 1.3 Elect Director Julia L. Johnson For For Management 1.4 Elect Director Charles E. Jones For For Management 1.5 Elect Director Donald T. Misheff For For Management 1.6 Elect Director Thomas N. Mitchell For For Management 1.7 Elect Director James F. O'Neil, III For For Management 1.8 Elect Director Christopher D. Pappas For For Management 1.9 Elect Director Sandra Pianalto For For Management 1.10 Elect Director Luis A. Reyes For For Management 1.11 Elect Director Leslie M. Turner For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Amend Code of Regulations to Authorize For For Management Board to Make Certain Future Amendments 6 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- FMC CORPORATION Ticker: FMC Security ID: 302491303 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pierre Brondeau For For Management 1b Elect Director Eduardo E. Cordeiro For For Management 1c Elect Director Mark Douglas For For Management 1d Elect Director C. Scott Greer For For Management 1e Elect Director K'Lynne Johnson For For Management 1f Elect Director Dirk A. Kempthorne For For Management 1g Elect Director Paul J. Norris For For Management 1h Elect Director Margareth Ovrum For For Management 1i Elect Director Robert C. Pallash For For Management 1j Elect Director William H. Powell For For Management 1k Elect Director Vincent R. Volpe, Jr. For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FORD MOTOR COMPANY Ticker: F Security ID: 345370860 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kimberly A. Casiano For For Management 1b Elect Director Anthony F. Earley, Jr. For For Management 1c Elect Director Edsel B. Ford, II For For Management 1d Elect Director William Clay Ford, Jr. For For Management 1e Elect Director James P. Hackett For For Management 1f Elect Director William W. Helman, IV For For Management 1g Elect Director William E. Kennard For For Management 1h Elect Director John C. Lechleiter For For Management 1i Elect Director Beth E. Mooney For For Management 1j Elect Director John L. Thornton For For Management 1k Elect Director John B. Veihmeyer For For Management 1l Elect Director Lynn M. Vojvodich For For Management 1m Elect Director John S. Weinberg For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 5 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- FORTIVE CORPORATION Ticker: FTV Security ID: 34959J108 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Kate D. Mitchell For For Management 1B Elect Director Mitchell P. Rales For For Management 1C Elect Director Steven M. Rales For For Management 1D Elect Director Jeannine Sargent For For Management 1E Elect Director Alan G. Spoon For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement -------------------------------------------------------------------------------- - 522 - FRANKLIN RESOURCES, INC. Ticker: BEN Security ID: 354613101 Meeting Date: FEB 11, 2020 Meeting Type: Annual Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter K. Barker For For Management 1b Elect Director Mariann Byerwalter For For Management 1c Elect Director Gregory E. Johnson For For Management 1d Elect Director Jennifer M. Johnson For For Management 1e Elect Director Rupert H. Johnson, Jr. For For Management 1f Elect Director Anthony J. Noto For For Management 1g Elect Director Mark C. Pigott For For Management 1h Elect Director Laura Stein For For Management 1i Elect Director Seth H. Waugh For For Management 1j Elect Director Geoffrey Y. Yang For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FREEPORT-MCMORAN INC. Ticker: FCX Security ID: 35671D857 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard C. Adkerson For For Management 1.2 Elect Director Gerald J. Ford For For Management 1.3 Elect Director Lydia H. Kennard For For Management 1.4 Elect Director Dustan E. McCoy For For Management 1.5 Elect Director John J. Stephens For For Management 1.6 Elect Director Frances Fragos Townsend For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GARMIN LTD. Ticker: GRMN Security ID: H2906T109 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Approve Dividends For For Management 4 Approve Discharge of Board and Senior For For Management Management 5.1 Elect Director Jonathan C. Burrell For For Management 5.2 Elect Director Joseph J. Hartnett For For Management 5.3 Elect Director Min H. Kao For For Management 5.4 Elect Director Catherine A. Lewis For For Management 5.5 Elect Director Charles W. Peffer For For Management 5.6 Elect Director Clifton A. Pemble For For Management 6 Elect Min H. Kao as Board Chairman For For Management 7.1 Appoint Jonathan C. Burrell as Member For For Management of the Compensation Committee 7.2 Appoint Joseph J. Hartnett as Member For For Management of the Compensation Committee 7.3 Appoint Catherine A. Lewis as Member For For Management of the Compensation Committee 7.4 Appoint Charles W. Peffer as Member of For For Management the Compensation Committee 8 Designate Wuersch & Gering LLP as For For Management Independent Proxy 9 Ratify Ernst & Young LLP as Auditor For For Management 10 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 11 Approve Fiscal Year 2021 Maximum For For Management Aggregate Compensation for the Executive Management 12 Approve Maximum Aggregate Compensation For For Management for the Board of Directors for the Period Between the 2020 AGM and the 2021 AGM 13 Approve the Renewal of Authorized For For Management Share Capital without Preemptive Rights -------------------------------------------------------------------------------- GENERAL DYNAMICS CORPORATION Ticker: GD Security ID: 369550108 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James S. Crown For For Management 1b Elect Director Rudy F. deLeon For For Management 1c Elect Director Cecil D. Haney For For Management 1d Elect Director Mark M. Malcolm For For Management 1e Elect Director James N. Mattis For For Management 1f Elect Director Phebe N. Novakovic For For Management 1g Elect Director C. Howard Nye For For Management 1h Elect Director William A. Osborn For For Management 1i Elect Director Catherine B. Reynolds For For Management 1j Elect Director Laura J. Schumacher For For Management 1k Elect Director John G. Stratton For For Management 1l Elect Director Peter A. Wall For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- - 523 - GENERAL ELECTRIC COMPANY Ticker: GE Security ID: 369604103 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Sebastien Bazin For For Management 2 Elect Director Ashton Carter For For Management 3 Elect Director H. Lawrence Culp, Jr. For For Management 4 Elect Director Francisco D'Souza For For Management 5 Elect Director Edward Garden For For Management 6 Elect Director Thomas W. Horton For For Management 7 Elect Director Risa Lavizzo-Mourey For For Management 8 Elect Director Catherine Lesjak For For Management 9 Elect Director Paula Rosput Reynolds For For Management 10 Elect Director Leslie Seidman For For Management 11 Elect Director James Tisch For For Management 12 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 13 Ratify KPMG LLP as Auditors For For Management 14 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- GENERAL MILLS, INC. Ticker: GIS Security ID: 370334104 Meeting Date: SEP 24, 2019 Meeting Type: Annual Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director R. Kerry Clark For For Management 1b Elect Director David M. Cordani For For Management 1c Elect Director Roger W. Ferguson, Jr. For For Management 1d Elect Director Jeffrey L. Harmening For For Management 1e Elect Director Maria G. Henry For For Management 1f Elect Director Elizabeth C. Lempres For For Management 1g Elect Director Diane L. Neal For For Management 1h Elect Director Steve Odland For For Management 1i Elect Director Maria A. Sastre For For Management 1j Elect Director Eric D. Sprunk For For Management 1k Elect Director Jorge A. Uribe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- GENERAL MOTORS COMPANY Ticker: GM Security ID: 37045V100 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary T. Barra For For Management 1b Elect Director Wesley G. Bush For For Management 1c Elect Director Linda R. Gooden For For Management 1d Elect Director Joseph Jimenez For For Management 1e Elect Director Jane L. Mendillo For For Management 1f Elect Director Judith A. Miscik For For Management 1g Elect Director Patricia F. Russo For For Management 1h Elect Director Thomas M. Schoewe For For Management 1i Elect Director Theodore M. Solso For For Management 1j Elect Director Carol M. Stephenson For For Management 1k Elect Director Devin N. Wenig For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Approve Omnibus Stock Plan For For Management 6 Provide Right to Act by Written Consent Against For Shareholder 7 Amend Proxy Access Right Against For Shareholder 8 Report on Human Rights Policy Against For Shareholder Implementation 9 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- GENUINE PARTS COMPANY Ticker: GPC Security ID: 372460105 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Elizabeth W. Camp For For Management 1.2 Elect Director Richard Cox, Jr. For For Management 1.3 Elect Director Paul D. Donahue For For Management 1.4 Elect Director Gary P. Fayard For For Management 1.5 Elect Director P. Russell Hardin For For Management 1.6 Elect Director John R. Holder For For Management 1.7 Elect Director Donna W. Hyland For For Management 1.8 Elect Director John D. Johns For For Management 1.9 Elect Director Jean-Jacques Lafont For For Management 1.10 Elect Director Robert C. "Robin" For For Management Loudermilk, Jr. 1.11 Elect Director Wendy B. Needham For For Management 1.12 Elect Director E. Jenner Wood, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on EEO Against For Shareholder -------------------------------------------------------------------------------- GILEAD SCIENCES, INC. Ticker: GILD Security ID: 375558103 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jacqueline K. Barton For For Management 1b Elect Director Sandra J. Horning For For Management 1c Elect Director Kelly A. Kramer For For Management 1d Elect Director Kevin E. Lofton For For Management 1e Elect Director Harish Manwani For For Management 1f Elect Director Daniel P. O'Day For For Management 1g Elect Director Richard J. Whitley For For Management 1h Elect Director Per Wold-Olsen For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chair Against Against Shareholder 5 Eliminate the Ownership Threshold for Against Against Shareholder Stockholders to Request a Record Date to Take Action by Written Consent -------------------------------------------------------------------------------- - 524 - GLOBAL PAYMENTS INC. Ticker: GPN Security ID: 37940X102 Meeting Date: AUG 29, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Increase Authorized Common Stock For For Management 3 Declassify the Board of Directors For For Management 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- GLOBAL PAYMENTS INC. Ticker: GPN Security ID: 37940X102 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director F. Thaddeus Arroyo For For Management 1b Elect Director Robert H.B. Baldwin, Jr. For Against Management 1c Elect Director John G. Bruno For For Management 1d Elect Director Kriss Cloninger, III For For Management 1e Elect Director William I. Jacobs For For Management 1f Elect Director Joia M. Johnson For For Management 1g Elect Director Ruth Ann Marshall For For Management 1h Elect Director Connie D. McDaniel For For Management 1i Elect Director William B. Plummer For For Management 1j Elect Director Jeffrey S. Sloan For For Management 1k Elect Director John T. Turner For For Management 1l Elect Director M. Troy Woods For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Eliminate Supermajority Vote For For Management Requirement 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- GLOBE LIFE INC. Ticker: GL Security ID: 37959E102 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles E. Adair For For Management 1.2 Elect Director Linda L. Addison For For Management 1.3 Elect Director Marilyn A. Alexander For For Management 1.4 Elect Director Cheryl D. Alston For For Management 1.5 Elect Director Jane M. Buchan For For Management 1.6 Elect Director Gary L. Coleman For For Management 1.7 Elect Director Larry M. Hutchison For For Management 1.8 Elect Director Robert W. Ingram For For Management 1.9 Elect Director Steven P. Johnson For For Management 1.10 Elect Director Darren M. Rebelez For For Management 1.11 Elect Director Mary E. Thigpen For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HALLIBURTON COMPANY Ticker: HAL Security ID: 406216101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Abdulaziz F. Al Khayyal For For Management 1b Elect Director William E. Albrecht For For Management 1c Elect Director M. Katherine Banks For For Management 1d Elect Director Alan M. Bennett For For Management 1e Elect Director Milton Carroll For For Management 1f Elect Director Nance K. Dicciani For For Management 1g Elect Director Murry S. Gerber For For Management 1h Elect Director Patricia Hemingway Hall For For Management 1i Elect Director Robert A. Malone For For Management 1j Elect Director Jeffrey A. Miller For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- HASBRO, INC. Ticker: HAS Security ID: 418056107 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth A. Bronfin For For Management 1.2 Elect Director Michael R. Burns For For Management 1.3 Elect Director Hope F. Cochran For For Management 1.4 Elect Director Crispin H. Davis For For Management 1.5 Elect Director John A. Frascotti For For Management 1.6 Elect Director Lisa Gersh For For Management 1.7 Elect Director Brian D. Goldner For For Management 1.8 Elect Director Alan G. Hassenfeld For For Management 1.9 Elect Director Tracy A. Leinbach For For Management 1.10 Elect Director Edward M. Philip For For Management 1.11 Elect Director Richard S. Stoddart For For Management 1.12 Elect Director Mary Beth West For For Management 1.13 Elect Director Linda K. Zecher For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- - 525 - HCA HEALTHCARE, INC. Ticker: HCA Security ID: 40412C101 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas F. Frist, III For For Management 1b Elect Director Samuel N. Hazen For For Management 1c Elect Director Meg G. Crofton For For Management 1d Elect Director Robert J. Dennis For For Management 1e Elect Director Nancy-Ann DeParle For For Management 1f Elect Director William R. Frist For For Management 1g Elect Director Charles O. Holliday, Jr. For For Management 1h Elect Director Michael W. Michelson For For Management 1i Elect Director Wayne J. Riley For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Provide Right to Call Special Meeting For For Management 6 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- HEALTHPEAK PROPERTIES, INC. Ticker: PEAK Security ID: 42250P103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian G. Cartwright For For Management 1b Elect Director Christine N. Garvey For For Management 1c Elect Director R. Kent Griffin, Jr. For For Management 1d Elect Director David B. Henry For For Management 1e Elect Director Thomas M. Herzog For For Management 1f Elect Director Lydia H. Kennard For For Management 1g Elect Director Sara G. Lewis For For Management 1h Elect Director Katherine M. Sandstrom For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- HEICO CORPORATION Ticker: HEI Security ID: 422806109 Meeting Date: MAR 20, 2020 Meeting Type: Annual Record Date: JAN 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas M. Culligan For For Management 1.2 Elect Director Adolfo Henriques For For Management 1.3 Elect Director Mark H. Hildebrandt For For Management 1.4 Elect Director Eric A. Mendelson For For Management 1.5 Elect Director Laurans A. Mendelson For For Management 1.6 Elect Director Victor H. Mendelson For For Management 1.7 Elect Director Julie Neitzel For For Management 1.8 Elect Director Alan Schriesheim For For Management 1.9 Elect Director Frank J. Schwitter For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- HESS CORPORATION Ticker: HES Security ID: 42809H107 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Terrence J. Checki For For Management 1b Elect Director Leonard S. Coleman, Jr. For For Management 1c Elect Director Joaquin Duato For For Management 1d Elect Director John B. Hess For For Management 1e Elect Director Edith E. Holiday For For Management 1f Elect Director Marc S. Lipschultz For For Management 1g Elect Director David McManus For For Management 1h Elect Director Kevin O. Meyers For For Management 1i Elect Director James H. Quigley For For Management 1j Elect Director William G. Schrader For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- HEWLETT PACKARD ENTERPRISE COMPANY Ticker: HPE Security ID: 42824C109 Meeting Date: APR 01, 2020 Meeting Type: Annual Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel Ammann For For Management 1b Elect Director Pamela L. Carter For For Management 1c Elect Director Jean M. Hobby For For Management 1d Elect Director George R. Kurtz For For Management 1e Elect Director Raymond J. Lane For For Management 1f Elect Director Ann M. Livermore For For Management 1g Elect Director Antonio F. Neri For For Management 1h Elect Director Charles H. Noski For For Management 1i Elect Director Raymond E. Ozzie For For Management 1j Elect Director Gary M. Reiner For For Management 1k Elect Director Patricia F. Russo For For Management 1l Elect Director Lip-Bu Tan For For Management 1m Elect Director Mary Agnes Wilderotter For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- - 526 - HILTON WORLDWIDE HOLDINGS INC. Ticker: HLT Security ID: 43300A203 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Christopher J. Nassetta For For Management 1b Elect Director Jonathan D. Gray For For Management 1c Elect Director Charlene T. Begley For For Management 1d Elect Director Melanie L. Healey For For Management 1e Elect Director Raymond E. Mabus, Jr. For For Management 1f Elect Director Judith A. McHale For For Management 1g Elect Director John G. Schreiber For For Management 1h Elect Director Elizabeth A. Smith For For Management 1i Elect Director Douglas M. Steenland For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC. Ticker: HON Security ID: 438516106 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Darius Adamczyk For For Management 1B Elect Director Duncan B. Angove For For Management 1C Elect Director William S. Ayer For For Management 1D Elect Director Kevin Burke For For Management 1E Elect Director D. Scott Davis For For Management 1F Elect Director Linnet F. Deily For For Management 1G Elect Director Deborah Flint For For Management 1H Elect Director Judd Gregg For For Management 1I Elect Director Clive Hollick For For Management 1J Elect Director Grace D. Lieblein For For Management 1K Elect Director Raymond T. Odierno For For Management 1L Elect Director George Paz For For Management 1M Elect Director Robin L. Washington For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors 5 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- HORMEL FOODS CORPORATION Ticker: HRL Security ID: 440452100 Meeting Date: JAN 28, 2020 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Prama Bhatt For For Management 1b Elect Director Gary C. Bhojwani For For Management 1c Elect Director Terrell K. Crews For For Management 1d Elect Director Stephen M. Lacy For For Management 1e Elect Director Elsa A. Murano For For Management 1f Elect Director Susan K. Nestegard For For Management 1g Elect Director William A. Newlands For For Management 1h Elect Director Dakota A. Pippins For For Management 1i Elect Director Christopher J. For For Management Policinski 1j Elect Director Jose Luis Prado For For Management 1k Elect Director Sally J. Smith For For Management 1l Elect Director James P. Snee For For Management 1m Elect Director Steven A. White For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HOST HOTELS & RESORTS, INC. Ticker: HST Security ID: 44107P104 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mary L. Baglivo For For Management 1.2 Elect Director Sheila C. Bair For For Management 1.3 Elect Director Richard E. Marriott For For Management 1.4 Elect Director Sandeep L. Mathrani For For Management 1.5 Elect Director John B. Morse, Jr. For For Management 1.6 Elect Director Mary Hogan Preusse For For Management 1.7 Elect Director Walter C. Rakowich For For Management 1.8 Elect Director James F. Risoleo For For Management 1.9 Elect Director Gordon H. Smith For For Management 1.10 Elect Director A. William Stein For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- HOWMET AEROSPACE INC. Ticker: HWM Security ID: 443201108 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James F. Albaugh For For Management 1b Elect Director Amy E. Alving For For Management 1c Elect Director Joseph S. Cantie For For Management 1d Elect Director Robert F. Leduc For For Management 1e Elect Director David J. Miller For For Management 1f Elect Director Jody G. Miller For For Management 1g Elect Director Tolga I. Oal For For Management 1h Elect Director Nicole W. Piasecki For For Management 1i Elect Director John C. Plant For For Management 1j Elect Director Ulrich R. Schmidt For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- - 527 - HP INC. Ticker: HPQ Security ID: 40434L105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Aida M. Alvarez For For Management 1.2 Elect Director Shumeet Banerji For For Management 1.3 Elect Director Robert R. Bennett For For Management 1.4 Elect Director Charles "Chip" V. Bergh For For Management 1.5 Elect Director Stacy Brown-Philpot For For Management 1.6 Elect Director Stephanie A. Burns For For Management 1.7 Elect Director Mary Anne Citrino For For Management 1.8 Elect Director Richard L. Clemmer For For Management 1.9 Elect Director Enrique Lores For For Management 1.10 Elect Director Yoky Matsuoka For For Management 1.11 Elect Director Stacey Mobley For For Management 1.12 Elect Director Subra Suresh For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- HUMANA INC. Ticker: HUM Security ID: 444859102 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kurt J. Hilzinger For For Management 1b Elect Director Frank J. Bisignano For For Management 1c Elect Director Bruce D. Broussard For For Management 1d Elect Director Frank A. D'Amelio For For Management 1e Elect Director W. Roy Dunbar For For Management 1f Elect Director Wayne A.I. Frederick For For Management 1g Elect Director John W. Garratt For For Management 1h Elect Director David A. Jones, Jr. For For Management 1i Elect Director Karen W. Katz For For Management 1j Elect Director William J. McDonald For For Management 1k Elect Director James J. O'Brien For For Management 1l Elect Director Marissa T. Peterson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HUNTINGTON BANCSHARES INCORPORATED Ticker: HBAN Security ID: 446150104 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lizabeth Ardisana For For Management 1.2 Elect Director Alanna Y. Cotton For For Management 1.3 Elect Director Ann B. "Tanny" Crane For For Management 1.4 Elect Director Robert S. Cubbin For For Management 1.5 Elect Director Steven G. Elliott For For Management 1.6 Elect Director Gina D. France For For Management 1.7 Elect Director J. Michael Hochschwender For For Management 1.8 Elect Director John C. "Chris" Inglis For For Management 1.9 Elect Director Katherine M. A. "Allie" For For Management Kline 1.10 Elect Director Richard W. Neu For For Management 1.11 Elect Director Kenneth J. Phelan For For Management 1.12 Elect Director David L. Porteous For For Management 1.13 Elect Director Stephen D. Steinour For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- IDEX CORPORATION Ticker: IEX Security ID: 45167R104 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew K. Silvernail For For Management 1.2 Elect Director Katrina L. Helmkamp For For Management 1.3 Elect Director Mark A. Beck For For Management 1.4 Elect Director Carl R. Christenson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Employee Representation on Against Against Shareholder the Board of Directors -------------------------------------------------------------------------------- ILLINOIS TOOL WORKS INC. Ticker: ITW Security ID: 452308109 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel J. Brutto For For Management 1b Elect Director Susan Crown For For Management 1c Elect Director James W. Griffith For For Management 1d Elect Director Jay L. Henderson For For Management 1e Elect Director Richard H. Lenny For For Management 1f Elect Director E. Scott Santi For For Management 1g Elect Director David B. Smith, Jr. For For Management 1h Elect Director Pamela B. Strobel For For Management 1i Elect Director Kevin M. Warren For For Management 1j Elect Director Anre D. Williams For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- - 528 - INGERSOLL-RAND PLC Ticker: IR Security ID: G47791101 Meeting Date: FEB 04, 2020 Meeting Type: Special Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Change Company Name to Trane For For Management Technologies plc -------------------------------------------------------------------------------- INTEL CORPORATION Ticker: INTC Security ID: 458140100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James J. Goetz For For Management 1b Elect Director Alyssa Henry For For Management 1c Elect Director Omar Ishrak For For Management 1d Elect Director Risa Lavizzo-Mourey For For Management 1e Elect Director Tsu-Jae King Liu For For Management 1f Elect Director Gregory D. Smith For For Management 1g Elect Director Robert 'Bob' H. Swan For For Management 1h Elect Director Andrew Wilson For For Management 1i Elect Director Frank D. Yeary For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Provide Right to Act by Written Consent Against For Shareholder 6 Report on Global Median Gender/Racial Against Against Shareholder Pay Gap -------------------------------------------------------------------------------- INTERCONTINENTAL EXCHANGE, INC. Ticker: ICE Security ID: 45866F104 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sharon Y. Bowen For For Management 1b Elect Director Charles R. Crisp For For Management 1c Elect Director Duriya M. Farooqui For For Management 1d Elect Director Jean-Marc Forneri For For Management 1e Elect Director The Right Hon. the Lord For For Management Hague of Richmond 1f Elect Director Frederick W. Hatfield For For Management 1g Elect Director Thomas E. Noonan For For Management 1h Elect Director Frederic V. Salerno For For Management 1i Elect Director Jeffrey C. Sprecher For For Management 1j Elect Director Judith A. Sprieser For For Management 1k Elect Director Vincent Tese For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORPORATION Ticker: IBM Security ID: 459200101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas Buberl For For Management 1.2 Elect Director Michael L. Eskew For For Management 1.3 Elect Director David N. Farr For For Management 1.4 Elect Director Alex Gorsky For For Management 1.5 Elect Director Michelle J. Howard For For Management 1.6 Elect Director Arvind Krishna For For Management 1.7 Elect Director Andrew N. Liveris For For Management 1.8 Elect Director Frederick William For For Management McNabb, III 1.9 Elect Director Martha E. Pollack For For Management 1.10 Elect Director Virginia M. Rometty For For Management 1.11 Elect Director Joseph R. Swedish For For Management 1.12 Elect Director Sidney Taurel For For Management 1.13 Elect Director Peter R. Voser For For Management 1.14 Elect Director Frederick H. Waddell For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Governing Documents to allow Against For Shareholder Removal of Directors 5 Provide Right to Act by Written Consent Against For Shareholder 6 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- INTERNATIONAL FLAVORS & FRAGRANCES INC. Ticker: IFF Security ID: 459506101 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Marcello V. Bottoli For For Management 1b Elect Director Michael L. Ducker For For Management 1c Elect Director David R. Epstein For For Management 1d Elect Director Roger W. Ferguson, Jr. For For Management 1e Elect Director John F. Ferraro For For Management 1f Elect Director Andreas Fibig For For Management 1g Elect Director Christina Gold For For Management 1h Elect Director Katherine M. Hudson For For Management 1i Elect Director Dale F. Morrison For For Management 1j Elect Director Li-Huei Tsai For For Management 1k Elect Director Stephen Williamson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 529 - INTERNATIONAL PAPER COMPANY Ticker: IP Security ID: 460146103 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William J. Burns For For Management 1b Elect Director Christopher M. Connor For For Management 1c Elect Director Ahmet C. Dorduncu For For Management 1d Elect Director Ilene S. Gordon For For Management 1e Elect Director Anders Gustafsson For For Management 1f Elect Director Jacqueline C. Hinman For For Management 1g Elect Director Clinton A. Lewis, Jr. For For Management 1h Elect Director Kathryn D. Sullivan For For Management 1i Elect Director Mark S. Sutton For For Management 1j Elect Director J. Steven Whisler For For Management 1k Elect Director Ray G. Young For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- INTUIT INC. Ticker: INTU Security ID: 461202103 Meeting Date: JAN 23, 2020 Meeting Type: Annual Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Eve Burton For For Management 1b Elect Director Scott D. Cook For For Management 1c Elect Director Richard L. Dalzell For For Management 1d Elect Director Sasan K. Goodarzi For For Management 1e Elect Director Deborah Liu For For Management 1f Elect Director Suzanne Nora Johnson For For Management 1g Elect Director Dennis D. Powell For For Management 1h Elect Director Brad D. Smith For For Management 1i Elect Director Thomas Szkutak For For Management 1j Elect Director Raul Vazquez For For Management 1k Elect Director Jeff Weiner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Adopt a Mandatory Arbitration Bylaw Against Against Shareholder -------------------------------------------------------------------------------- INVITATION HOMES, INC. Ticker: INVH Security ID: 46187W107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bryce Blair For For Management 1.2 Elect Director Dallas B. Tanner For For Management 1.3 Elect Director Jana Cohen Barbe For For Management 1.4 Elect Director Richard D. Bronson For For Management 1.5 Elect Director Michael D. Fascitelli For For Management 1.6 Elect Director Jeffrey E. Kelter For For Management 1.7 Elect Director Joseph D. Margolis For For Management 1.8 Elect Director John B. Rhea For For Management 1.9 Elect Director J. Heidi Roizen For For Management 1.10 Elect Director Janice L. Sears For For Management 1.11 Elect Director William J. Stein For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- J.B. HUNT TRANSPORT SERVICES, INC. Ticker: JBHT Security ID: 445658107 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas G. Duncan For For Management 1.2 Elect Director Francesca M. Edwardson For For Management 1.3 Elect Director Wayne Garrison For For Management 1.4 Elect Director Sharilyn S. Gasaway For For Management 1.5 Elect Director Gary C. George For For Management 1.6 Elect Director Bryan Hunt For For Management 1.7 Elect Director Gale V. King For For Management 1.8 Elect Director John N. Roberts, III For For Management 1.9 Elect Director James L. Robo For For Management 1.10 Elect Director Kirk Thompson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Political Contributions Against For Shareholder 5 Report on Climate Change Initiatives Against For Shareholder -------------------------------------------------------------------------------- JACK HENRY & ASSOCIATES, INC. Ticker: JKHY Security ID: 426281101 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matthew C. Flanigan For For Management 1.2 Elect Director John F. Prim For For Management 1.3 Elect Director Thomas H. Wilson, Jr. For For Management 1.4 Elect Director Jacque R. Fiegel For For Management 1.5 Elect Director Thomas A. Wimsett For For Management 1.6 Elect Director Laura G. Kelly For For Management 1.7 Elect Director Shruti S. Miyashiro For For Management 1.8 Elect Director Wesley A. Brown For For Management 1.9 Elect Director David B. Foss For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers, LLP as For For Management Auditors -------------------------------------------------------------------------------- - 530 - JACOBS ENGINEERING GROUP INC. Ticker: J Security ID: 469814107 Meeting Date: JAN 14, 2020 Meeting Type: Annual Record Date: NOV 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven J. Demetriou For For Management 1b Elect Director Christopher M.T. For For Management Thompson 1c Elect Director Joseph R. Bronson For For Management 1d Elect Director Robert C. Davidson, Jr. For For Management 1e Elect Director Ralph E. Eberhart For For Management 1f Elect Director Georgette D. Kiser For For Management 1g Elect Director Linda Fayne Levinson For For Management 1h Elect Director Barbara L. Loughran For For Management 1i Elect Director Robert A. McNamara For For Management 1j Elect Director Peter J. Robertson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- JOHNSON & JOHNSON Ticker: JNJ Security ID: 478160104 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary C. Beckerle For For Management 1b Elect Director D. Scott Davis For For Management 1c Elect Director Ian E. L. Davis For For Management 1d Elect Director Jennifer A. Doudna For For Management 1e Elect Director Alex Gorsky For For Management 1f Elect Director Marillyn A. Hewson For For Management 1g Elect Director Hubert Joly For For Management 1h Elect Director Mark B. McClellan For For Management 1i Elect Director Anne M. Mulcahy For For Management 1j Elect Director Charles Prince For For Management 1k Elect Director A. Eugene Washington For For Management 1l Elect Director Mark A. Weinberger For For Management 1m Elect Director Ronald A. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Certificate of Incorporation to For For Management Permit Removal of Directors With or Without Cause 5 Require Independent Board Chair Against For Shareholder 6 Report on Governance Measures Against For Shareholder Implemented Related to Opioids -------------------------------------------------------------------------------- JOHNSON CONTROLS INTERNATIONAL PLC Ticker: JCI Security ID: G51502105 Meeting Date: MAR 04, 2020 Meeting Type: Annual Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jean Blackwell For For Management 1b Elect Director Pierre Cohade For For Management 1c Elect Director Michael E. Daniels For For Management 1d Elect Director Juan Pablo del Valle For For Management Perochena 1e Elect Director W. Roy Dunbar For For Management 1f Elect Director Gretchen R. Haggerty For For Management 1g Elect Director Simone Menne For For Management 1h Elect Director George R. Oliver For For Management 1i Elect Director Jurgen Tinggren For For Management 1j Elect Director Mark Vergnano For For Management 1k Elect Director R. David Yost For For Management 1l Elect Director John D. Young For For Management 2a Ratify PricewaterhouseCoopers LLP as For For Management Auditors 2b Authorize Board to Fix Remuneration of For For Management Auditors 3 Authorize Market Purchases of Company For For Management Shares 4 Determine Price Range for Reissuance For For Management of Treasury Shares 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Approve the Directors' Authority to For For Management Allot Shares 7 Approve the Disapplication of For For Management Statutory Pre-Emption Rights -------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Ticker: JPM Security ID: 46625H100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda B. Bammann For For Management 1b Elect Director Stephen B. Burke For For Management 1c Elect Director Todd A. Combs For For Management 1d Elect Director James S. Crown For For Management 1e Elect Director James Dimon For For Management 1f Elect Director Timothy P. Flynn For For Management 1g Elect Director Mellody Hobson For For Management 1h Elect Director Michael A. Neal For For Management 1i Elect Director Lee R. Raymond For For Management 1j Elect Director Virginia M. Rometty For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Require Independent Board Chair Against For Shareholder 5 Report on Reputational Risk Related to Against Against Shareholder Canadian Oil Sands, Oil Sands Pipeline Companies and Arctic Oil and Gas Exploration and Production. 6 Report on Climate Change Against For Shareholder 7 Amend Shareholder Written Consent Against Against Shareholder Provisions 8 Report on Charitable Contributions Against Against Shareholder 9 Report on Gender/Racial Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- - 531 - KANSAS CITY SOUTHERN Ticker: KSU Security ID: 485170302 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lydia I. Beebe For For Management 1.2 Elect Director Lu M. Cordova For For Management 1.3 Elect Director Robert J. Druten For For Management 1.4 Elect Director Antonio O. Garza, Jr. For For Management 1.5 Elect Director David Garza-Santos For For Management 1.6 Elect Director Janet H. Kennedy For For Management 1.7 Elect Director Mitchell J. Krebs For For Management 1.8 Elect Director Henry J. Maier For For Management 1.9 Elect Director Thomas A. McDonnell For For Management 1.10 Elect Director Patrick J. Ottensmeyer For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- KELLOGG COMPANY Ticker: K Security ID: 487836108 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephanie Burns For For Management 1b Elect Director Steve Cahillane For For Management 1c Elect Director Richard Dreiling For For Management 1d Elect Director La June Montgomery For For Management Tabron 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Declassify the Board of Directors For For Management 6 Adopt Simple Majority Vote Against For Shareholder -------------------------------------------------------------------------------- KEYCORP Ticker: KEY Security ID: 493267108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce D. Broussard For For Management 1.2 Elect Director Gary M. Crosby For For Management 1.3 Elect Director Alexander M. Cutler For For Management 1.4 Elect Director H. James Dallas For For Management 1.5 Elect Director Elizabeth R. Gile For For Management 1.6 Elect Director Ruth Ann M. Gillis For For Management 1.7 Elect Director Christopher M. Gorman For For Management 1.8 Elect Director Carlton L. Highsmith For For Management 1.9 Elect Director Richard J. Hipple For For Management 1.10 Elect Director Kristen L. Manos For For Management 1.11 Elect Director Barbara R. Snyder For For Management 1.12 Elect Director David K. Wilson For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- KIMBERLY-CLARK CORPORATION Ticker: KMB Security ID: 494368103 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Abelardo E. Bru For For Management 1.2 Elect Director Robert W. Decherd For For Management 1.3 Elect Director Michael D. Hsu For For Management 1.4 Elect Director Mae C. Jemison For For Management 1.5 Elect Director S. Todd Maclin For For Management 1.6 Elect Director Sherilyn S. McCoy For For Management 1.7 Elect Director Christa S. Quarles For For Management 1.8 Elect Director Ian C. Read For For Management 1.9 Elect Director Dunia A. Shive For For Management 1.10 Elect Director Mark T. Smucker For For Management 1.11 Elect Director Michael D. White For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- KINDER MORGAN, INC. Ticker: KMI Security ID: 49456B101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard D. Kinder For For Management 1.2 Elect Director Steven J. Kean For For Management 1.3 Elect Director Kimberly A. Dang For For Management 1.4 Elect Director Ted A. Gardner For For Management 1.5 Elect Director Anthony W. Hall, Jr. For For Management 1.6 Elect Director Gary L. Hultquist For For Management 1.7 Elect Director Ronald L. Kuehn, Jr. For For Management 1.8 Elect Director Deborah A. Macdonald For For Management 1.9 Elect Director Michael C. Morgan For For Management 1.10 Elect Director Arthur C. Reichstetter For For Management 1.11 Elect Director Fayez Sarofim For For Management 1.12 Elect Director C. Park Shaper For For Management 1.13 Elect Director William A. Smith For For Management 1.14 Elect Director Joel V. Staff For For Management 1.15 Elect Director Robert F. Vagt For For Management 1.16 Elect Director Perry M. Waughtal For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 532 - KLA CORPORATION Ticker: KLAC Security ID: 482480100 Meeting Date: NOV 05, 2019 Meeting Type: Annual Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward Barnholt For For Management 1.2 Elect Director Robert Calderoni For For Management 1.3 Elect Director Jeneanne Hanley For For Management 1.4 Elect Director Emiko Higashi For For Management 1.5 Elect Director Kevin Kennedy For For Management 1.6 Elect Director Gary Moore For For Management 1.7 Elect Director Kiran Patel For For Management 1.8 Elect Director Victor Peng For For Management 1.9 Elect Director Robert Rango For For Management 1.10 Elect Director Richard Wallace For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- L3HARRIS TECHNOLOGIES, INC. Ticker: LHX Security ID: 502431109 Meeting Date: OCT 25, 2019 Meeting Type: Annual Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sallie B. Bailey For For Management 1b Elect Director William M. Brown For For Management 1c Elect Director Peter W. Chiarelli For For Management 1d Elect Director Thomas A. Corcoran For For Management 1e Elect Director Thomas A. Dattilo For For Management 1f Elect Director Roger B. Fradin For For Management 1g Elect Director Lewis Hay, III For For Management 1h Elect Director Lewis Kramer For For Management 1i Elect Director Christopher E. Kubasik For For Management 1j Elect Director Rita S. Lane For For Management 1k Elect Director Robert B. Millard For For Management 1l Elect Director Lloyd W. Newton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- L3HARRIS TECHNOLOGIES, INC. Ticker: LHX Security ID: 502431109 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sallie B. Bailey For For Management 1b Elect Director William M. Brown For For Management 1c Elect Director Peter W. Chiarelli For For Management 1d Elect Director Thomas A. Corcoran For For Management 1e Elect Director Thomas A. Dattilo For For Management 1f Elect Director Roger B. Fradin For For Management 1g Elect Director Lewis Hay, III For For Management 1h Elect Director Lewis Kramer For For Management 1i Elect Director Christopher E. Kubasik For For Management 1j Elect Director Rita S. Lane For For Management 1k Elect Director Robert B. Millard For For Management 1l Elect Director Lloyd W. Newton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Eliminate Supermajority Vote For For Management Requirement and Fair Price Requirements for Business Combinations 5 Amend Certificate of Incorporation to For For Management Eliminate the Anti-Greenmail Provision 6 Amend Certificate of Incorporation to For For Management Eliminate Cumulative Voting Provision 7 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- LAM RESEARCH CORPORATION Ticker: LRCX Security ID: 512807108 Meeting Date: NOV 05, 2019 Meeting Type: Annual Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sohail U. Ahmed For For Management 1.2 Elect Director Timothy M. Archer For For Management 1.3 Elect Director Eric K. Brandt For For Management 1.4 Elect Director Michael R. Cannon For For Management 1.5 Elect Director Youssef A. El-Mansy For For Management 1.6 Elect Director Catherine P. Lego For For Management 1.7 Elect Director Bethany J. Mayer For For Management 1.8 Elect Director Abhijit Y. Talwalkar For For Management 1.9 Elect Director Lih Shyng (Rick L.) Tsai For For Management 1.10 Elect Director Leslie F. Varon For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- LAMB WESTON HOLDINGS, INC. Ticker: LW Security ID: 513272104 Meeting Date: SEP 26, 2019 Meeting Type: Annual Record Date: JUL 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter J. Bensen For For Management 1b Elect Director Charles A. Blixt For For Management 1c Elect Director Andre J. Hawaux For For Management 1d Elect Director W.G. Jurgensen For For Management 1e Elect Director Thomas P. Maurer For For Management 1f Elect Director Hala G. Moddelmog For For Management 1g Elect Director Maria Renna Sharpe For For Management 1h Elect Director Thomas P. Werner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Report on Pesticide Use in the Against For Shareholder Company's Supply Chain -------------------------------------------------------------------------------- - 533 - LAS VEGAS SANDS CORP. Ticker: LVS Security ID: 517834107 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sheldon G. Adelson For Withhold Management 1.2 Elect Director Irwin Chafetz For Withhold Management 1.3 Elect Director Micheline Chau For Withhold Management 1.4 Elect Director Patrick Dumont For Withhold Management 1.5 Elect Director Charles D. Forman For Withhold Management 1.6 Elect Director Robert G. Goldstein For Withhold Management 1.7 Elect Director George Jamieson For Withhold Management 1.8 Elect Director Charles A. Koppelman For Withhold Management 1.9 Elect Director Lewis Kramer For Withhold Management 1.10 Elect Director David F. Levi For Withhold Management 1.11 Elect Director Xuan Yan For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- LEIDOS HOLDINGS, INC. Ticker: LDOS Security ID: 525327102 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory R. Dahlberg For For Management 1b Elect Director David G. Fubini For For Management 1c Elect Director Miriam E. John For For Management 1d Elect Director Frank Kendall, III For For Management 1e Elect Director Robert C. Kovarik, Jr. For For Management 1f Elect Director Harry M.J. Kraemer, Jr. For For Management 1g Elect Director Roger A. Krone For For Management 1h Elect Director Gary S. May For For Management 1i Elect Director Surya N. Mohapatra For For Management 1j Elect Director Lawrence C. Nussdorf For For Management 1k Elect Director Robert S. Shapard For For Management 1l Elect Director Susan M. Stalnecker For For Management 1m Elect Director Noel B. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Eliminate Cumulative Voting For For Management 5 Eliminate Supermajority Vote For For Management Requirement 6 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- LENNAR CORPORATION Ticker: LEN Security ID: 526057104 Meeting Date: APR 07, 2020 Meeting Type: Annual Record Date: FEB 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rick Beckwitt For For Management 1b Elect Director Irving Bolotin For For Management 1c Elect Director Steven L. Gerard For For Management 1d Elect Director Tig Gilliam For For Management 1e Elect Director Sherrill W. Hudson For For Management 1f Elect Director Jonathan M. Jaffe For For Management 1g Elect Director Sidney Lapidus For For Management 1h Elect Director Teri P. McClure For For Management 1i Elect Director Stuart Miller For For Management 1j Elect Director Armando Olivera For For Management 1k Elect Director Jeffrey Sonnenfeld For For Management 1l Elect Director Scott Stowell For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- LENNOX INTERNATIONAL INC. Ticker: LII Security ID: 526107107 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Janet K. Cooper For For Management 1.2 Elect Director John W. Norris, III For For Management 1.3 Elect Director Karen H. Quintos For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LINCOLN NATIONAL CORPORATION Ticker: LNC Security ID: 534187109 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Deirdre P. Connelly For For Management 1.2 Elect Director William H. Cunningham For For Management 1.3 Elect Director Dennis R. Glass For For Management 1.4 Elect Director George W. Henderson, III For For Management 1.5 Elect Director Eric G. Johnson For For Management 1.6 Elect Director Gary C. Kelly For For Management 1.7 Elect Director M. Leanne Lachman For For Management 1.8 Elect Director Michael F. Mee For For Management 1.9 Elect Director Patrick S. Pittard For For Management 1.10 Elect Director Lynn M. Utter For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Amend Special Meeting Right Provisions Against Against Shareholder 6 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- - 534 - LOCKHEED MARTIN CORPORATION Ticker: LMT Security ID: 539830109 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel F. Akerson For For Management 1.2 Elect Director David B. Burritt For For Management 1.3 Elect Director Bruce A. Carlson For For Management 1.4 Elect Director Joseph F. Dunford, Jr. For For Management 1.5 Elect Director James O. Ellis, Jr. For For Management 1.6 Elect Director Thomas J. Falk For For Management 1.7 Elect Director Ilene S. Gordon For For Management 1.8 Elect Director Marillyn A. Hewson For For Management 1.9 Elect Director Vicki A. Hollub For For Management 1.10 Elect Director Jeh C. Johnson For For Management 1.11 Elect Director Debra L. Reed-Klages For For Management 1.12 Elect Director James D. Taiclet, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- LOEWS CORPORATION Ticker: L Security ID: 540424108 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ann E. Berman For For Management 1b Elect Director Joseph L. Bower For For Management 1c Elect Director Charles D. Davidson For For Management 1d Elect Director Charles M. Diker For For Management 1e Elect Director Paul J. Fribourg For For Management 1f Elect Director Walter L. Harris For Against Management 1g Elect Director Philip A. Laskawy For For Management 1h Elect Director Susan P. Peters For For Management 1i Elect Director Andrew H. Tisch For For Management 1j Elect Director James S. Tisch For For Management 1k Elect Director Jonathan M. Tisch For For Management 1l Elect Director Anthony Welters For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management 4 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- LOWE'S COMPANIES, INC. Ticker: LOW Security ID: 548661107 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Raul Alvarez For For Management 1.2 Elect Director David H. Batchelder For For Management 1.3 Elect Director Angela F. Braly For For Management 1.4 Elect Director Sandra B. Cochran For For Management 1.5 Elect Director Laurie Z. Douglas For For Management 1.6 Elect Director Richard W. Dreiling For For Management 1.7 Elect Director Marvin R. Ellison For For Management 1.8 Elect Director Brian C. Rogers For For Management 1.9 Elect Director Bertram L. Scott For For Management 1.10 Elect Director Lisa W. Wardell For For Management 1.11 Elect Director Eric C. Wiseman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management 4 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting 5 Approve Qualified Employee Stock For For Management Purchase Plan 6 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- LYONDELLBASELL INDUSTRIES N.V. Ticker: LYB Security ID: N53745100 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: AUG 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 2 Approve the Cancellation of Shares For For Management -------------------------------------------------------------------------------- LYONDELLBASELL INDUSTRIES N.V. Ticker: LYB Security ID: N53745100 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jacques Aigrain For For Management 1b Elect Director Lincoln Benet For For Management 1c Elect Director Jagjeet (Jeet) Bindra For For Management 1d Elect Director Robin Buchanan For For Management 1e Elect Director Stephen Cooper For For Management 1f Elect Director Nance Dicciani For For Management 1g Elect Director Claire Farley For For Management 1h Elect Director Isabella (Bella) Goren For For Management 1i Elect Director Michael Hanley For For Management 1j Elect Director Albert Manifold For For Management 1k Elect Director Bhavesh (Bob) Patel For For Management 2 Approve Discharge of the Members of For For Management the Board of Directors 3 Adopt Financial Statements and For For Management Statutory Reports 4 Ratify PricewaterhouseCoopers For For Management Accountants N.V. as Auditors 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 7 Approve Dividends of USD 4.20 Per Share For For Management 8 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 9 Approve Cancellation of Shares For For Management -------------------------------------------------------------------------------- - 535 - M&T BANK CORPORATION Ticker: MTB Security ID: 55261F104 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director C. Angela Bontempo For For Management 1.2 Elect Director Robert T. Brady For For Management 1.3 Elect Director T. Jefferson For For Management Cunningham, III 1.4 Elect Director Gary N. Geisel For For Management 1.5 Elect Director Richard S. Gold For For Management 1.6 Elect Director Richard A. Grossi For For Management 1.7 Elect Director John D. Hawke, Jr. For For Management 1.8 Elect Director Rene F. Jones For For Management 1.9 Elect Director Richard H. Ledgett, Jr. For For Management 1.10 Elect Director Newton P.S. Merrill For For Management 1.11 Elect Director Kevin J. Pearson For For Management 1.12 Elect Director Melinda R. Rich For For Management 1.13 Elect Director Robert E. Sadler, Jr. For For Management 1.14 Elect Director Denis J. Salamone For Withhold Management 1.15 Elect Director John R. Scannell For For Management 1.16 Elect Director David S. Scharfstein For For Management 1.17 Elect Director Herbert L. Washington For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MARATHON OIL CORPORATION Ticker: MRO Security ID: 565849106 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory H. Boyce For For Management 1b Elect Director Chadwick C. Deaton For For Management 1c Elect Director Marcela E. Donadio For For Management 1d Elect Director Jason B. Few For For Management 1e Elect Director Douglas L. Foshee For For Management 1f Elect Director M. Elise Hyland For For Management 1g Elect Director Lee M. Tillman For For Management 1h Elect Director J. Kent Wells For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MARATHON PETROLEUM CORPORATION Ticker: MPC Security ID: 56585A102 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2a Elect Director Steven A. Davis For For Management 2b Elect Director J. Michael Stice For For Management 2c Elect Director John P. Surma For For Management 2d Elect Director Susan Tomasky For For Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Adopt Simple Majority Vote For For Shareholder 6 Report on Integrating Community Against Against Shareholder Impacts Into Executive Compensation Program -------------------------------------------------------------------------------- MARKETAXESS HOLDINGS INC. Ticker: MKTX Security ID: 57060D108 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard M. McVey For For Management 1b Elect Director Nancy Altobello For For Management 1c Elect Director Steven L. Begleiter For For Management 1d Elect Director Stephen P. Casper For For Management 1e Elect Director Jane Chwick For For Management 1f Elect Director Christopher R. Concannon For For Management 1g Elect Director William F. Cruger For For Management 1h Elect Director Justin G. Gmelich For For Management 1i Elect Director Richard G. Ketchum For For Management 1j Elect Director Emily H. Portney For For Management 1k Elect Director Richard L. Prager For For Management 1l Elect Director John Steinhardt For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- MARRIOTT INTERNATIONAL, INC. Ticker: MAR Security ID: 571903202 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director J.W. Marriott, Jr. For For Management 1b Elect Director Bruce W. Duncan For For Management 1c Elect Director Deborah Marriott For For Management Harrison 1d Elect Director Frederick A. "Fritz" For For Management Henderson 1e Elect Director Eric Hippeau For For Management 1f Elect Director Lawrence W. Kellner For For Management 1g Elect Director Debra L. Lee For For Management 1h Elect Director Aylwin B. Lewis For For Management 1i Elect Director Margaret M. McCarthy For For Management 1j Elect Director George Munoz For For Management 1k Elect Director Susan C. Schwab For For Management 1l Elect Director Arne M. Sorenson For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote Against For Shareholder Requirement 5 Prepare Employment Diversity Report Against For Shareholder -------------------------------------------------------------------------------- - 536 - MARSH & MCLENNAN COMPANIES, INC. Ticker: MMC Security ID: 571748102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony K. Anderson For For Management 1b Elect Director Oscar Fanjul For For Management 1c Elect Director Daniel S. Glaser For For Management 1d Elect Director H. Edward Hanway For For Management 1e Elect Director Deborah C. Hopkins For For Management 1f Elect Director Tamara Ingram For For Management 1g Elect Director Jane H. Lute For For Management 1h Elect Director Steven A. Mills For For Management 1i Elect Director Bruce P. Nolop For For Management 1j Elect Director Marc D. Oken For For Management 1k Elect Director Morton O. Schapiro For For Management 1l Elect Director Lloyd M. Yates For For Management 1m Elect Director R. David Yost For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- MARTIN MARIETTA MATERIALS, INC. Ticker: MLM Security ID: 573284106 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dorothy M. Ables For For Management 1.2 Elect Director Sue W. Cole For For Management 1.3 Elect Director Smith W. Davis For For Management 1.4 Elect Director John J. Koraleski For For Management 1.5 Elect Director C. Howard Nye For For Management 1.6 Elect Director Laree E. Perez For For Management 1.7 Elect Director Thomas H. Pike For For Management 1.8 Elect Director Michael J. Quillen For For Management 1.9 Elect Director Donald W. Slager For For Management 1.10 Elect Director David C. Wajsgras For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MASCO CORPORATION Ticker: MAS Security ID: 574599106 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Keith J. Allman For For Management 1b Elect Director J. Michael Losh For For Management 1c Elect Director Christopher A. O'Herlihy For For Management 1d Elect Director Charles K. Stevens, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MASTERCARD INCORPORATED Ticker: MA Security ID: 57636Q104 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard Haythornthwaite For For Management 1b Elect Director Ajay Banga For For Management 1c Elect Director Richard K. Davis For For Management 1d Elect Director Steven J. Freiberg For For Management 1e Elect Director Julius Genachowski For For Management 1f Elect Director Choon Phong Goh For For Management 1g Elect Director Merit E. Janow For For Management 1h Elect Director Oki Matsumoto For For Management 1i Elect Director Youngme Moon For For Management 1j Elect Director Rima Qureshi For For Management 1k Elect Director Jose Octavio Reyes For For Management Lagunes 1l Elect Director Gabrielle Sulzberger For For Management 1m Elect Director Jackson Tai For For Management 1n Elect Director Lance Uggla For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MAXIM INTEGRATED PRODUCTS, INC. Ticker: MXIM Security ID: 57772K101 Meeting Date: NOV 07, 2019 Meeting Type: Annual Record Date: SEP 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William (Bill) P. For For Management Sullivan 1b Elect Director Tunc Doluca For For Management 1c Elect Director Tracy C. Accardi For For Management 1d Elect Director James R. Bergman For For Management 1e Elect Director Joseph R. Bronson For For Management 1f Elect Director Robert E. Grady For For Management 1g Elect Director Mercedes Johnson For For Management 1h Elect Director William D. Watkins For For Management 1i Elect Director MaryAnn Wright For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 537 - MCDONALD'S CORPORATION Ticker: MCD Security ID: 580135101 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd Dean For For Management 1b Elect Director Robert Eckert For For Management 1c Elect Director Catherine Engelbert For For Management 1d Elect Director Margaret Georgiadis For For Management 1e Elect Director Enrique Hernandez, Jr. For For Management 1f Elect Director Christopher Kempczinski For For Management 1g Elect Director Richard Lenny For For Management 1h Elect Director John Mulligan For For Management 1i Elect Director Sheila Penrose For For Management 1j Elect Director John Rogers, Jr. For For Management 1k Elect Director Paul Walsh For For Management 1l Elect Director Miles White For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 6 Report on Sugar and Public Health Against Against Shareholder -------------------------------------------------------------------------------- MCKESSON CORPORATION Ticker: MCK Security ID: 58155Q103 Meeting Date: JUL 31, 2019 Meeting Type: Annual Record Date: JUN 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dominic J. Caruso For For Management 1.2 Elect Director N. Anthony Coles For For Management 1.3 Elect Director M. Christine Jacobs For For Management 1.4 Elect Director Donald R. Knauss For For Management 1.5 Elect Director Marie L. Knowles For For Management 1.6 Elect Director Bradley E. Lerman For For Management 1.7 Elect Director Edward A. Mueller For For Management 1.8 Elect Director Susan R. Salka For For Management 1.9 Elect Director Brian S. Tyler For For Management 1.10 Elect Director Kenneth E. Washington For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- MEDTRONIC PLC Ticker: MDT Security ID: G5960L103 Meeting Date: DEC 06, 2019 Meeting Type: Annual Record Date: OCT 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard H. Anderson For For Management 1b Elect Director Craig Arnold For For Management 1c Elect Director Scott C. Donnelly For For Management 1d Elect Director Andrea J. Goldsmith For For Management 1e Elect Director Randall J. Hogan, III For For Management 1f Elect Director Omar Ishrak For For Management 1g Elect Director Michael O. Leavitt For For Management 1h Elect Director James T. Lenehan For For Management 1i Elect Director Geoffrey S. Martha For For Management 1j Elect Director Elizabeth G. Nabel For For Management 1k Elect Director Denise M. O'Leary For For Management 1l Elect Director Kendall J. Powell For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Renew the Board's Authority to Issue For For Management Shares Under Irish Law 5 Renew the Board's Authority to Opt-Out For For Management of Statutory Pre-Emptions Rights Under Irish Law 6 Authorize Overseas Market Purchases of For For Management Ordinary Shares -------------------------------------------------------------------------------- MERCK & CO., INC. Ticker: MRK Security ID: 58933Y105 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For For Management 1b Elect Director Thomas R. Cech For For Management 1c Elect Director Mary Ellen Coe For For Management 1d Elect Director Pamela J. Craig For For Management 1e Elect Director Kenneth C. Frazier For For Management 1f Elect Director Thomas H. Glocer For For Management 1g Elect Director Risa J. Lavizzo-Mourey For For Management 1h Elect Director Paul B. Rothman For For Management 1i Elect Director Patricia F. Russo For For Management 1j Elect Director Christine E. Seidman For For Management 1k Elect Director Inge G. Thulin For For Management 1l Elect Director Kathy J. Warden For For Management 1m Elect Director Peter C. Wendell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against For Shareholder 5 Report on Corporate Tax Savings Against Against Shareholder Allocation -------------------------------------------------------------------------------- - 538 - METLIFE, INC. Ticker: MET Security ID: 59156R108 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cheryl W. Grise For For Management 1b Elect Director Carlos M. Gutierrez For For Management 1c Elect Director Gerald L. Hassell For For Management 1d Elect Director David L. Herzog For For Management 1e Elect Director R. Glenn Hubbard For For Management 1f Elect Director Edward J. Kelly, III For For Management 1g Elect Director William E. Kennard For For Management 1h Elect Director Michel A. Khalaf For For Management 1i Elect Director Catherine R. Kinney For For Management 1j Elect Director Diana L. McKenzie For For Management 1k Elect Director Denise M. Morrison For For Management 1l Elect Director Mark A. Weinberger For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MGM RESORTS INTERNATIONAL Ticker: MGM Security ID: 552953101 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William W. Grounds For For Management 1b Elect Director Alexis M. Herman For For Management 1c Elect Director Roland Hernandez For For Management 1d Elect Director Mary Chris Jammet For For Management 1e Elect Director John Kilroy For For Management 1f Elect Director Rose McKinney-James For For Management 1g Elect Director Keith A. Meister For For Management 1h Elect Director Paul Salem For For Management 1i Elect Director Gregory M. Spierkel For For Management 1j Elect Director Jan G. Swartz For For Management 1k Elect Director Daniel J. Taylor For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- MICROCHIP TECHNOLOGY INCORPORATED Ticker: MCHP Security ID: 595017104 Meeting Date: AUG 20, 2019 Meeting Type: Annual Record Date: JUN 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steve Sanghi For For Management 1.2 Elect Director Matthew W. Chapman For For Management 1.3 Elect Director L.B. Day For For Management 1.4 Elect Director Esther L. Johnson For For Management 1.5 Elect Director Wade F. Meyercord For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Report on Human Rights Risks in Against For Shareholder Operations and Supply Chain -------------------------------------------------------------------------------- MICROSOFT CORPORATION Ticker: MSFT Security ID: 594918104 Meeting Date: DEC 04, 2019 Meeting Type: Annual Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William H. Gates, III For For Management 1.2 Elect Director Reid G. Hoffman For For Management 1.3 Elect Director Hugh F. Johnston For For Management 1.4 Elect Director Teri L. List-Stoll For For Management 1.5 Elect Director Satya Nadella For For Management 1.6 Elect Director Sandra E. Peterson For For Management 1.7 Elect Director Penny S. Pritzker For For Management 1.8 Elect Director Charles W. Scharf For For Management 1.9 Elect Director Arne M. Sorenson For For Management 1.10 Elect Director John W. Stanton For For Management 1.11 Elect Director John W. Thompson For For Management 1.12 Elect Director Emma N. Walmsley For For Management 1.13 Elect Director Padmasree Warrior For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Employee Representation on Against Against Shareholder the Board of Directors 5 Report on Gender Pay Gap Against For Shareholder -------------------------------------------------------------------------------- MID-AMERICA APARTMENT COMMUNITIES, INC. Ticker: MAA Security ID: 59522J103 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director H. Eric Bolton, Jr. For For Management 1b Elect Director Russell R. French For For Management 1c Elect Director Alan B. Graf, Jr. For For Management 1d Elect Director Toni Jennings For For Management 1e Elect Director James K. Lowder For For Management 1f Elect Director Thomas H. Lowder For For Management 1g Elect Director Monica McGurk For For Management 1h Elect Director Claude B. Nielsen For For Management 1i Elect Director Philip W. Norwood For For Management 1j Elect Director W. Reid Sanders For For Management 1k Elect Director Gary Shorb For For Management 1l Elect Director David P. Stockert For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- - 539 - MOLSON COORS BEVERAGE COMPANY Ticker: TAP Security ID: 60871R209 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger G. Eaton For For Management 1.2 Elect Director Charles M. Herington For For Management 1.3 Elect Director H. Sanford Riley For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MONDELEZ INTERNATIONAL, INC. Ticker: MDLZ Security ID: 609207105 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lewis W.K. Booth For For Management 1.2 Elect Director Charles E. Bunch For For Management 1.3 Elect Director Debra A. Crew For For Management 1.4 Elect Director Lois D. Juliber For For Management 1.5 Elect Director Peter W. May For For Management 1.6 Elect Director Jorge S. Mesquita For For Management 1.7 Elect Director Fredric G. Reynolds For For Management 1.8 Elect Director Christiana S. Shi For For Management 1.9 Elect Director Patrick T. Siewert For For Management 1.10 Elect Director Michael A. Todman For For Management 1.11 Elect Director Jean-Francois M. L. van For For Management Boxmeer 1.12 Elect Director Dirk Van de Put For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Consider Pay Disparity Between Against Against Shareholder Executives and Other Employees -------------------------------------------------------------------------------- MOODY'S CORPORATION Ticker: MCO Security ID: 615369105 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Basil L. Anderson For For Management 1b Elect Director Jorge A. Bermudez For For Management 1c Elect Director Therese Esperdy For For Management 1d Elect Director Vincent A. Forlenza For For Management 1e Elect Director Kathryn M. Hill For For Management 1f Elect Director Raymond W. McDaniel, Jr. For For Management 1g Elect Director Henry A. McKinnell, Jr. For For Management 1h Elect Director Leslie F. Seidman For For Management 1i Elect Director Bruce Van Saun For For Management 2a Eliminate Supermajority Vote For For Management Requirements to Amend Charter and Bylaws 2b Eliminate Supermajority Vote For For Management Requirement to Remove Directors 2c Eliminate Supermajority Vote For For Management Requirement for Filling Open Board Seats 3 Ratify KPMG LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MORGAN STANLEY Ticker: MS Security ID: 617446448 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Elizabeth Corley For For Management 1b Elect Director Alistair Darling For For Management 1c Elect Director Thomas H. Glocer For For Management 1d Elect Director James P. Gorman For For Management 1e Elect Director Robert H. Herz For For Management 1f Elect Director Nobuyuki Hirano For For Management 1g Elect Director Stephen J. Luczo For For Management 1h Elect Director Jami Miscik For For Management 1i Elect Director Dennis M. Nally For For Management 1j Elect Director Takeshi Ogasawara For For Management 1k Elect Director Hutham S. Olayan For For Management 1l Elect Director Mary L. Schapiro For For Management 1m Elect Director Perry M. Traquina For For Management 1n Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MOTOROLA SOLUTIONS, INC. Ticker: MSI Security ID: 620076307 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory Q. Brown For For Management 1b Elect Director Kenneth D. Denman For For Management 1c Elect Director Egon P. Durban For Against Management 1d Elect Director Clayton M. Jones For For Management 1e Elect Director Judy C. Lewent For For Management 1f Elect Director Gregory K. Mondre For Against Management 1g Elect Director Anne R. Pramaggiore For For Management 1h Elect Director Joseph M. Tucci For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- - 540 - MSCI INC. Ticker: MSCI Security ID: 55354G100 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Henry A. Fernandez For For Management 1b Elect Director Robert G. Ashe For For Management 1c Elect Director Benjamin F. duPont For For Management 1d Elect Director Wayne Edmunds For For Management 1e Elect Director Catherine R. Kinney For For Management 1f Elect Director Jacques P. Perold For For Management 1g Elect Director Sandy C. Rattray For For Management 1h Elect Director Linda H. Riefler For For Management 1i Elect Director Marcus L. Smith For For Management 1j Elect Director Paula Volent For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- NASDAQ, INC. Ticker: NDAQ Security ID: 631103108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Melissa M. Arnoldi For For Management 1b Elect Director Charlene T. Begley For For Management 1c Elect Director Steven D. Black For For Management 1d Elect Director Adena T. Friedman For For Management 1e Elect Director Essa Kazim For For Management 1f Elect Director Thomas A. Kloet For For Management 1g Elect Director John D. Rainey For For Management 1h Elect Director Michael R. Splinter For For Management 1i Elect Director Jacob Wallenberg For For Management 1j Elect Director Alfred W. Zollar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- NETAPP, INC. Ticker: NTAP Security ID: 64110D104 Meeting Date: SEP 12, 2019 Meeting Type: Annual Record Date: JUL 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director T. Michael Nevens For For Management 1b Elect Director Gerald Held For For Management 1c Elect Director Kathryn M. Hill For For Management 1d Elect Director Deborah L. Kerr For For Management 1e Elect Director George Kurian For For Management 1f Elect Director Scott F. Schenkel For For Management 1g Elect Director George T. Shaheen For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- NEWMONT CORPORATION Ticker: NEM Security ID: 651639106 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory H. Boyce For For Management 1.2 Elect Director Bruce R. Brook For For Management 1.3 Elect Director J. Kofi Bucknor For For Management 1.4 Elect Director Maura Clark For For Management 1.5 Elect Director Matthew Coon Come For For Management 1.6 Elect Director Noreen Doyle For For Management 1.7 Elect Director Veronica M. Hagen For For Management 1.8 Elect Director Rene Medori For For Management 1.9 Elect Director Jane Nelson For For Management 1.10 Elect Director Thomas Palmer For For Management 1.11 Elect Director Julio M. Quintana For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- NEXTERA ENERGY, INC. Ticker: NEE Security ID: 65339F101 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sherry S. Barrat For For Management 1b Elect Director James L. Camaren For For Management 1c Elect Director Kenneth B. Dunn For For Management 1d Elect Director Naren K. Gursahaney For For Management 1e Elect Director Kirk S. Hachigian For For Management 1f Elect Director Toni Jennings For For Management 1g Elect Director Amy B. Lane For For Management 1h Elect Director David L. Porges For For Management 1i Elect Director James L. Robo For For Management 1j Elect Director Rudy E. Schupp For For Management 1k Elect Director John L. Skolds For For Management 1l Elect Director William H. Swanson For For Management 1m Elect Director Darryl L. Wilson For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions Against For Shareholder 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- - 541 - NIKE, INC. Ticker: NKE Security ID: 654106103 Meeting Date: SEP 19, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan B. Graf, Jr. For For Management 1.2 Elect Director Peter B. Henry For For Management 1.3 Elect Director Michelle A. Peluso For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- NISOURCE INC. Ticker: NI Security ID: 65473P105 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter A. Altabef For For Management 1b Elect Director Theodore H. Bunting, Jr. For For Management 1c Elect Director Eric L. Butler For For Management 1d Elect Director Aristides S. Candris For For Management 1e Elect Director Wayne S. DeVeydt For For Management 1f Elect Director Joseph Hamrock For For Management 1g Elect Director Deborah A. Henretta For For Management 1h Elect Director Deborah A. P. Hersman For For Management 1i Elect Director Michael E. Jesanis For For Management 1j Elect Director Kevin T. Kabat For For Management 1k Elect Director Carolyn Y. Woo For For Management 1l Elect Director Lloyd M. Yates For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management 4 Approve Omnibus Stock Plan For For Management 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- NOBLE ENERGY, INC. Ticker: NBL Security ID: 655044105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey L. Berenson For For Management 1b Elect Director James E. Craddock For Against Management 1c Elect Director Barbara J. Duganier For For Management 1d Elect Director Thomas J. Edelman For For Management 1e Elect Director Holli C. Ladhani For For Management 1f Elect Director David L. Stover For For Management 1g Elect Director Scott D. Urban For For Management 1h Elect Director William T. Van Kleef For For Management 1i Elect Director Martha B. Wyrsch For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- NORFOLK SOUTHERN CORPORATION Ticker: NSC Security ID: 655844108 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas D. Bell, Jr. For For Management 1b Elect Director Mitchell E. Daniels, Jr. For For Management 1c Elect Director Marcela E. Donadio For For Management 1d Elect Director John C. Huffard, Jr. For For Management 1e Elect Director Christopher T. Jones For For Management 1f Elect Director Thomas C. Kelleher For For Management 1g Elect Director Steven F. Leer For For Management 1h Elect Director Michael D. Lockhart For For Management 1i Elect Director Amy E. Miles For For Management 1j Elect Director Claude Mongeau For For Management 1k Elect Director Jennifer F. Scanlon For For Management 1l Elect Director James A. Squires For For Management 1m Elect Director John R. Thompson For For Management 2a Amend Articles Re: Voting Standard for For For Management Amendment of Articles 2b Amend Articles Re: Simple Majority For For Management Voting Standard to Approve Merger, Share Exchange, Conversion, Sale,or Dissolution of the Corporation 2c Amend Articles Re: Simple Majority For For Management Voting Standard to Approve Re-Domestication of the Corporation and Affiliated Transactions 3 Ratify KPMG LLP as Auditor For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- NORTHERN TRUST CORPORATION Ticker: NTRS Security ID: 665859104 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda Walker Bynoe For For Management 1b Elect Director Susan Crown For For Management 1c Elect Director Dean M. Harrison For For Management 1d Elect Director Jay L. Henderson For For Management 1e Elect Director Marcy S. Klevorn For For Management 1f Elect Director Siddharth N. "Bobby" For For Management Mehta 1g Elect Director Michael G. O'Grady For For Management 1h Elect Director Jose Luis Prado For For Management 1i Elect Director Thomas E. Richards For For Management 1j Elect Director Martin P. Slark For For Management 1k Elect Director David H. B. Smith, Jr. For For Management 1l Elect Director Donald Thompson For For Management 1m Elect Director Charles A. Tribbett, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- - 542 - NORTHROP GRUMMAN CORPORATION Ticker: NOC Security ID: 666807102 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kathy J. Warden For For Management 1.2 Elect Director Marianne C. Brown For For Management 1.3 Elect Director Donald E. Felsinger For For Management 1.4 Elect Director Ann M. Fudge For For Management 1.5 Elect Director Bruce S. Gordon For For Management 1.6 Elect Director William H. Hernandez For For Management 1.7 Elect Director Madeleine A. Kleiner For For Management 1.8 Elect Director Karl J. Krapek For For Management 1.9 Elect Director Gary Roughead For For Management 1.10 Elect Director Thomas M. Schoewe For For Management 1.11 Elect Director James S. Turley For For Management 1.12 Elect Director Mark A. Welsh, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Human Rights Impact Against For Shareholder Assessment 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Request Action by Written Consent -------------------------------------------------------------------------------- NORTONLIFELOCK INC. Ticker: NLOK Security ID: 871503108 Meeting Date: DEC 19, 2019 Meeting Type: Annual Record Date: NOV 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sue Barsamian For For Management 1b Elect Director Frank E. Dangeard For For Management 1c Elect Director Nora M. Denzel For For Management 1d Elect Director Peter A. Feld For For Management 1e Elect Director Kenneth Y. Hao For For Management 1f Elect Director David W. Humphrey For For Management 1g Elect Director Vincent Pilette For For Management 1h Elect Director V. Paul Unruh For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- NUCOR CORPORATION Ticker: NUE Security ID: 670346105 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lloyd J. Austin, III For For Management 1.2 Elect Director Patrick J. Dempsey For For Management 1.3 Elect Director Christopher J. Kearney For For Management 1.4 Elect Director Laurette T. Koellner For For Management 1.5 Elect Director Joseph D. Rupp For For Management 1.6 Elect Director Leon J. Topalian For For Management 1.7 Elect Director John H. Walker For For Management 1.8 Elect Director Nadja Y. West For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- NVIDIA CORPORATION Ticker: NVDA Security ID: 67066G104 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert K. Burgess For For Management 1b Elect Director Tench Coxe For For Management 1c Elect Director Persis S. Drell For For Management 1d Elect Director Jen-Hsun Huang For For Management 1e Elect Director Dawn Hudson For For Management 1f Elect Director Harvey C. Jones For For Management 1g Elect Director Michael G. McCaffery For For Management 1h Elect Director Stephen C. Neal For For Management 1i Elect Director Mark L. Perry For For Management 1j Elect Director A. Brooke Seawell For For Management 1k Elect Director Mark A. Stevens For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- NXP SEMICONDUCTORS N.V. Ticker: NXPI Security ID: N6596X109 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board Members For For Management 3a Elect Kurt Sievers as Executive For For Management Director 3b Reelect Peter Bonfield as For For Management Non-Executive Director 3c Reelect Kenneth A. Goldman as For For Management Non-Executive Director 3d Reelect Josef Kaeser as Non-Executive For For Management Director 3e Reelect Lena Olving as Non-Executive For For Management Director 3f Reelect Peter Smitham as Non-Executive For For Management Director 3g Reelect Julie Southern as For For Management Non-Executive Director 3h Reelect Jasmin Staiblin as For For Management Non-Executive Director 3i Reelect Gregory Summe as Non-Executive For For Management Director 3j Reelect Karl-Henrik Sundstrom as For For Management Non-Executive Director 4 Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital 5 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Approve Cancellation of Ordinary Shares For For Management 8 Ratify Ernst & Young Accountants LLP For For Management as Auditors 9 Approve Remuneration of the Members For For Management and Chairs of the Audit Committee, Compensation Committee, and the Nominating and Governance Committee of the Board 10 Amend Articles to Establish Quorum For For Management Requirement 11 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 12 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- - 543 - OCCIDENTAL PETROLEUM CORPORATION Ticker: OXY Security ID: 674599105 Meeting Date: DEC 31, 2019 Meeting Type: Proxy Contest Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (White Proxy Card) None 1 Revoke Consent to Request to Fix a For Did Not Vote Shareholder Record Date # Proposal Diss Rec Vote Cast Sponsor Dissident Card None 1 Consent to Request to Fix a Record Date For Did Not Vote Shareholder -------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORPORATION Ticker: OXY Security ID: 674599105 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen I. Chazen For For Management 1b Elect Director Andrew Gould For For Management 1c Elect Director Nicholas Graziano For For Management 1d Elect Director Carlos M. Gutierrez For For Management 1e Elect Director Vicki Hollub For For Management 1f Elect Director William R. Klesse For For Management 1g Elect Director Andrew N. Langham For For Management 1h Elect Director Jack B. Moore For For Management 1i Elect Director Margarita For For Management Palau-Hernandez 1j Elect Director Avedick B. Poladian For For Management 1k Elect Director Robert M. Shearer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management 5 Approve Issuance of the Warrant Shares For For Management Upon Exercise of the Warrant 6 Increase Authorized Common Stock For For Management 7 Amend Charter to Enhance Shareholders' For For Management Ability to Act by Written Consent 8 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting and Approve Certain Additional Amendments 9 Approve Shareholder Rights Plan For For Management (Poison Pill) -------------------------------------------------------------------------------- OLD DOMINION FREIGHT LINE, INC. Ticker: ODFL Security ID: 679580100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sherry A. Aaholm For For Management 1.2 Elect Director Earl E. Congdon For For Management 1.3 Elect Director David S. Congdon For For Management 1.4 Elect Director John R. Congdon, Jr. For For Management 1.5 Elect Director Bradley R. Gabosch For For Management 1.6 Elect Director Greg C. Gantt For For Management 1.7 Elect Director Patrick D. Hanley For For Management 1.8 Elect Director John D. Kasarda For For Management 1.9 Elect Director Wendy T. Stallings For For Management 1.10 Elect Director Leo H. Suggs For For Management 1.11 Elect Director D. Michael Wray For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Increase Authorized Common Stock For For Management 4 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- OMNICOM GROUP INC. Ticker: OMC Security ID: 681919106 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John D. Wren For For Management 1.2 Elect Director Mary C. Choksi For For Management 1.3 Elect Director Leonard S. Coleman, Jr. For For Management 1.4 Elect Director Susan S. Denison For For Management 1.5 Elect Director Ronnie S. Hawkins For For Management 1.6 Elect Director Deborah J. Kissire For For Management 1.7 Elect Director Gracia C. Martore For For Management 1.8 Elect Director Linda Johnson Rice For For Management 1.9 Elect Director Valerie M. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- ONEOK, INC. Ticker: OKE Security ID: 682680103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian L. Derksen For For Management 1.2 Elect Director Julie H. Edwards For For Management 1.3 Elect Director John W. Gibson For For Management 1.4 Elect Director Mark W. Helderman For For Management 1.5 Elect Director Randall J. Larson For For Management 1.6 Elect Director Steven J. Malcolm For For Management 1.7 Elect Director Jim W. Mogg For For Management 1.8 Elect Director Pattye L. Moore For For Management 1.9 Elect Director Gary D. Parker For For Management 1.10 Elect Director Eduardo A. Rodriguez For For Management 1.11 Elect Director Terry K. Spencer For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 544 - ORACLE CORPORATION Ticker: ORCL Security ID: 68389X105 Meeting Date: NOV 19, 2019 Meeting Type: Annual Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Berg For Withhold Management 1.2 Elect Director Michael J. Boskin For For Management 1.3 Elect Director Safra A. Catz For For Management 1.4 Elect Director Bruce R. Chizen For Withhold Management 1.5 Elect Director George H. Conrades For Withhold Management 1.6 Elect Director Lawrence J. Ellison For For Management 1.7 Elect Director Rona A. Fairhead For For Management 1.8 Elect Director Hector Garcia-Molina None None Management *Withdrawn Resolution* 1.9 Elect Director Jeffrey O. Henley For For Management 1.10 Elect Director Mark V. Hurd - Deceased None None Management 1.11 Elect Director Renee J. James For For Management 1.12 Elect Director Charles W. Moorman, IV For Withhold Management 1.13 Elect Director Leon E. Panetta For Withhold Management 1.14 Elect Director William G. Parrett For For Management 1.15 Elect Director Naomi O. Seligman For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Gender Pay Gap Against For Shareholder 5 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- PACCAR INC Ticker: PCAR Security ID: 693718108 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark C. Pigott For For Management 1.2 Elect Director Dame Alison J. Carnwath For For Management 1.3 Elect Director Franklin L. Feder For For Management 1.4 Elect Director R. Preston Feight For For Management 1.5 Elect Director Beth E. Ford For For Management 1.6 Elect Director Kirk S. Hachigian For For Management 1.7 Elect Director Roderick C. McGeary For For Management 1.8 Elect Director John M. Pigott For For Management 1.9 Elect Director Mark A. Schulz For For Management 1.10 Elect Director Gregory M. E. Spierkel For For Management 1.11 Elect Director Charles R. Williamson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Certificate of Incorporation to For For Management Confirm Shareholders Right to Call Special Meetings 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- PARKER-HANNIFIN CORPORATION Ticker: PH Security ID: 701094104 Meeting Date: OCT 23, 2019 Meeting Type: Annual Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lee C. Banks For For Management 1.2 Elect Director Robert G. Bohn For For Management 1.3 Elect Director Linda S. Harty For For Management 1.4 Elect Director Kevin A. Lobo For For Management 1.5 Elect Director Candy M. Obourn For For Management 1.6 Elect Director Joseph Scaminace For For Management 1.7 Elect Director Ake Svensson For For Management 1.8 Elect Director Laura K. Thompson For For Management 1.9 Elect Director James R. Verrier For For Management 1.10 Elect Director James L. Wainscott For For Management 1.11 Elect Director Thomas L. Williams For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- PAYCHEX, INC. Ticker: PAYX Security ID: 704326107 Meeting Date: OCT 17, 2019 Meeting Type: Annual Record Date: AUG 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director B. Thomas Golisano For For Management 1b Elect Director Thomas F. Bonadio For For Management 1c Elect Director Joseph G. Doody For For Management 1d Elect Director David J.S. Flaschen For For Management 1e Elect Director Pamela A. Joseph For For Management 1f Elect Director Martin Mucci For For Management 1g Elect Director Joseph M. Tucci For For Management 1h Elect Director Joseph M. Velli For For Management 1i Elect Director Kara Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- PEPSICO, INC. Ticker: PEP Security ID: 713448108 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Shona L. Brown For For Management 1b Elect Director Cesar Conde For For Management 1c Elect Director Ian Cook For For Management 1d Elect Director Dina Dublon For For Management 1e Elect Director Richard W. Fisher For For Management 1f Elect Director Michelle Gass For For Management 1g Elect Director Ramon L. Laguarta For For Management 1h Elect Director David C. Page For For Management 1i Elect Director Robert C. Pohlad For For Management 1j Elect Director Daniel Vasella For For Management 1k Elect Director Darren Walker For For Management 1l Elect Director Alberto Weisser For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 5 Report on Sugar and Public Health Against Against Shareholder -------------------------------------------------------------------------------- - 545 - PERKINELMER, INC. Ticker: PKI Security ID: 714046109 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter Barrett For For Management 1b Elect Director Samuel R. Chapin For For Management 1c Elect Director Sylvie Gregoire For For Management 1d Elect Director Alexis P. Michas For For Management 1e Elect Director Prahlad R. Singh For For Management 1f Elect Director Michel Vounatsos For For Management 1g Elect Director Frank Witney For For Management 1h Elect Director Pascale Witz For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PFIZER INC. Ticker: PFE Security ID: 717081103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald E. Blaylock For For Management 1.2 Elect Director Albert Bourla For For Management 1.3 Elect Director W. Don Cornwell For For Management 1.4 Elect Director Joseph J. Echevarria For For Management 1.5 Elect Director Scott Gottlieb For For Management 1.6 Elect Director Helen H. Hobbs For For Management 1.7 Elect Director Susan Hockfield For For Management 1.8 Elect Director James M. Kilts For For Management 1.9 Elect Director Dan R. Littman For For Management 1.10 Elect Director Shantanu Narayen For For Management 1.11 Elect Director Suzanne Nora Johnson For For Management 1.12 Elect Director James Quincey For For Management 1.13 Elect Director James C. Smith For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Amend Proxy Access Right Against For Shareholder 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Require Independent Board Chair Against Against Shareholder 8 Report on Gender Pay Gap Against For Shareholder 9 Elect Director Susan Desmond-Hellmann For For Management -------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. Ticker: PM Security ID: 718172109 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andre Calantzopoulos For For Management 1b Elect Director Louis C. Camilleri For For Management 1c Elect Director Werner Geissler For For Management 1d Elect Director Lisa A. Hook For For Management 1e Elect Director Jennifer Li For For Management 1f Elect Director Jun Makihara For For Management 1g Elect Director Kalpana Morparia For For Management 1h Elect Director Lucio A. Noto For For Management 1i Elect Director Frederik Paulsen For For Management 1j Elect Director Robert B. Polet For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers SA as For For Management Auditor -------------------------------------------------------------------------------- PHILLIPS 66 Ticker: PSX Security ID: 718546104 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles M. Holley For For Management 1b Elect Director Glenn F. Tilton For For Management 1c Elect Director Marna C. Whittington For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Risks of Gulf Coast Against For Shareholder Petrochemical Investments -------------------------------------------------------------------------------- PINNACLE WEST CAPITAL CORPORATION Ticker: PNW Security ID: 723484101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Glynis A. Bryan For For Management 1.2 Elect Director Denis A. Cortese For For Management 1.3 Elect Director Richard P. Fox For For Management 1.4 Elect Director Jeffrey B. Guldner For For Management 1.5 Elect Director Dale E. Klein For For Management 1.6 Elect Director Humberto S. Lopez For For Management 1.7 Elect Director Kathryn L. Munro For For Management 1.8 Elect Director Bruce J. Nordstrom For For Management 1.9 Elect Director Paula J. Sims For For Management 1.10 Elect Director James E. Trevathan, Jr. For For Management 1.11 Elect Director David P. Wagener For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- - 546 - PIONEER NATURAL RESOURCES COMPANY Ticker: PXD Security ID: 723787107 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Edison C. Buchanan For For Management 1b Elect Director Andrew F. Cates For For Management 1c Elect Director Phillip A. Gobe For For Management 1d Elect Director Larry R. Grillot For For Management 1e Elect Director Stacy P. Methvin For For Management 1f Elect Director Royce W. Mitchell For For Management 1g Elect Director Frank A. Risch For For Management 1h Elect Director Scott D. Sheffield For For Management 1i Elect Director Mona K. Sutphen For For Management 1j Elect Director J. Kenneth Thompson For For Management 1k Elect Director Phoebe A. Wood For For Management 1l Elect Director Michael D. Wortley For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PPG INDUSTRIES, INC. Ticker: PPG Security ID: 693506107 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen F. Angel For For Management 1.2 Elect Director Hugh Grant For For Management 1.3 Elect Director Melanie L. Healey For For Management 2.1 Elect Director Kathleen A. Ligocki For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management 5 Reduce Supermajority Vote Requirement For For Management 6 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- PPL CORPORATION Ticker: PPL Security ID: 69351T106 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John W. Conway For For Management 1b Elect Director Steven G. Elliott For For Management 1c Elect Director Raja Rajamannar For For Management 1d Elect Director Craig A. Rogerson For For Management 1e Elect Director Vincent Sorgi For For Management 1f Elect Director William H. Spence For For Management 1g Elect Director Natica von Althann For For Management 1h Elect Director Keith H. Williamson For For Management 1i Elect Director Phoebe A. Wood For For Management 1j Elect Director Armando Zagalo de Lima For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- PRINCIPAL FINANCIAL GROUP, INC. Ticker: PFG Security ID: 74251V102 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jonathan S. Auerbach For For Management 1.2 Elect Director Jocelyn Carter-Miller For For Management 1.3 Elect Director Scott M. Mills For For Management 2 Approve Non-Employee Director Omnibus For For Management Stock Plan 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PROLOGIS, INC. Ticker: PLD Security ID: 74340W103 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Hamid R. Moghadam For For Management 1b Elect Director Cristina G. Bita For For Management 1c Elect Director George L. Fotiades For For Management 1d Elect Director Lydia H. Kennard For For Management 1e Elect Director Irving F. Lyons, III For For Management 1f Elect Director Avid Modjtabai For For Management 1g Elect Director David P. O'Connor For For Management 1h Elect Director Olivier Piani For For Management 1i Elect Director Jeffrey L. Skelton For For Management 1j Elect Director Carl B. Webb For For Management 1k Elect Director William D. Zollars For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Increase Authorized Common Stock For For Management 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- - 547 - PRUDENTIAL FINANCIAL, INC. Ticker: PRU Security ID: 744320102 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Baltimore, Jr. For For Management 1.2 Elect Director Gilbert F. Casellas For For Management 1.3 Elect Director Robert M. Falzon For For Management 1.4 Elect Director Martina Hund-Mejean For For Management 1.5 Elect Director Karl J. Krapek For For Management 1.6 Elect Director Peter R. Lighte For For Management 1.7 Elect Director Charles F. Lowrey For For Management 1.8 Elect Director George Paz For For Management 1.9 Elect Director Sandra Pianalto For For Management 1.10 Elect Director Christine A. Poon For For Management 1.11 Elect Director Douglas A. Scovanner For For Management 1.12 Elect Director Michael A. Todman For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED Ticker: PEG Security ID: 744573106 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ralph Izzo For For Management 1.2 Elect Director Shirley Ann Jackson For For Management 1.3 Elect Director Willie A. Deese For For Management 1.4 Elect Director David Lilley For For Management 1.5 Elect Director Barry H. Ostrowsky For For Management 1.6 Elect Director Scott G. Stephenson For For Management 1.7 Elect Director Laura A. Sugg For For Management 1.8 Elect Director John P. Surma For For Management 1.9 Elect Director Susan Tomasky For For Management 1.10 Elect Director Alfred W. Zollar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PUBLIC STORAGE Ticker: PSA Security ID: 74460D109 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald L. Havner, Jr. For For Management 1.2 Elect Director Tamara Hughes Gustavson For For Management 1.3 Elect Director Uri P. Harkham For For Management 1.4 Elect Director Leslie S. Heisz For For Management 1.5 Elect Director B. Wayne Hughes, Jr. For For Management 1.6 Elect Director Avedick B. Poladian For For Management 1.7 Elect Director Gary E. Pruitt For For Management 1.8 Elect Director John Reyes For For Management 1.9 Elect Director Joseph D. Russell, Jr. For For Management 1.10 Elect Director Tariq M. Shaukat For For Management 1.11 Elect Director Ronald P. Spogli For For Management 1.12 Elect Director Daniel C. Staton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- QUALCOMM INCORPORATED Ticker: QCOM Security ID: 747525103 Meeting Date: MAR 10, 2020 Meeting Type: Annual Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark Fields For For Management 1b Elect Director Jeffrey W. Henderson For For Management 1c Elect Director Ann M. Livermore For For Management 1d Elect Director Harish Manwani For For Management 1e Elect Director Mark D. McLaughlin For For Management 1f Elect Director Steve Mollenkopf For For Management 1g Elect Director Clark T. "Sandy" Randt, For For Management Jr. 1h Elect Director Irene B. Rosenfeld For For Management 1i Elect Director Kornelis "Neil" Smit For For Management 1j Elect Director Anthony J. Vinciquerra For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- QUEST DIAGNOSTICS INCORPORATED Ticker: DGX Security ID: 74834L100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vicky B. Gregg For For Management 1.2 Elect Director Wright L. Lassiter, III For For Management 1.3 Elect Director Timothy L. Main For For Management 1.4 Elect Director Denise M. Morrison For For Management 1.5 Elect Director Gary M. Pfeiffer For For Management 1.6 Elect Director Timothy M. Ring For For Management 1.7 Elect Director Stephen H. Rusckowski For For Management 1.8 Elect Director Daniel C. Stanzione For For Management 1.9 Elect Director Helen I. Torley For For Management 1.10 Elect Director Gail R. Wilensky For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- - 548 - RAYMOND JAMES FINANCIAL, INC. Ticker: RJF Security ID: 754730109 Meeting Date: FEB 20, 2020 Meeting Type: Annual Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles G. von For For Management Arentschildt 1.2 Elect Director Robert M. Dutkowsky For For Management 1.3 Elect Director Jeffrey N. Edwards For For Management 1.4 Elect Director Benjamin C. Esty For For Management 1.5 Elect Director Anne Gates For For Management 1.6 Elect Director Francis S. Godbold For For Management 1.7 Elect Director Thomas A. James For For Management 1.8 Elect Director Gordon L. Johnson For For Management 1.9 Elect Director Roderick C. McGeary For For Management 1.10 Elect Director Paul C. Reilly For For Management 1.11 Elect Director Raj Seshadri For For Management 1.12 Elect Director Susan N. Story For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- RAYTHEON TECHNOLOGIES CORPORATION Ticker: RTX Security ID: 913017109 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd J. Austin, III For For Management 1b Elect Director Gregory J. Hayes For For Management 1c Elect Director Marshall O. Larsen For For Management 1d Elect Director Robert K. (Kelly) For For Management Ortberg 1e Elect Director Margaret L. O'Sullivan For For Management 1f Elect Director Denise L. Ramos For For Management 1g Elect Director Fredric G. Reynolds For For Management 1h Elect Director Brian C. Rogers For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Adopt Simple Majority Vote None For Shareholder 5 Report on Plant Closures Against Against Shareholder -------------------------------------------------------------------------------- REALTY INCOME CORPORATION Ticker: O Security ID: 756109104 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kathleen R. Allen For For Management 1b Elect Director A. Larry Chapman For For Management 1c Elect Director Reginald H. Gilyard For For Management 1d Elect Director Priya Cherian Huskins For For Management 1e Elect Director Christie B. Kelly For For Management 1f Elect Director Gerardo I. Lopez For For Management 1g Elect Director Michael D. McKee For For Management 1h Elect Director Gregory T. McLaughlin For For Management 1i Elect Director Ronald L. Merriman For For Management 1j Elect Director Sumit Roy For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- REGENCY CENTERS CORPORATION Ticker: REG Security ID: 758849103 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Martin E. Stein, Jr. For For Management 1b Elect Director Joseph F. Azrack For For Management 1c Elect Director Bryce Blair For For Management 1d Elect Director C. Ronald Blankenship For For Management 1e Elect Director Deirdre J. Evens For For Management 1f Elect Director Thomas W. Furphy For For Management 1g Elect Director Karin M. Klein For For Management 1h Elect Director Peter D. Linneman For For Management 1i Elect Director David P. O'Connor For For Management 1j Elect Director Lisa Palmer For For Management 1k Elect Director Thomas G. Wattles For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- REGIONS FINANCIAL CORPORATION Ticker: RF Security ID: 7591EP100 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carolyn H. Byrd For For Management 1b Elect Director Don DeFosset For For Management 1c Elect Director Samuel A. Di Piazza, Jr. For For Management 1d Elect Director Zhanna Golodryga For For Management 1e Elect Director John D. Johns For For Management 1f Elect Director Ruth Ann Marshall For For Management 1g Elect Director Charles D. McCrary For For Management 1h Elect Director James T. Prokopanko For For Management 1i Elect Director Lee J. Styslinger, III For For Management 1j Elect Director Jose S. Suquet For For Management 1k Elect Director John M. Turner, Jr. For For Management 1l Elect Director Timothy Vines For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 549 - REINSURANCE GROUP OF AMERICA, INCORPORATED Ticker: RGA Security ID: 759351604 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pina Albo For For Management 1b Elect Director Christine R. Detrick For For Management 1c Elect Director J. Cliff Eason For For Management 1d Elect Director John J. Gauthier For For Management 1e Elect Director Anna Manning For For Management 1f Elect Director Hazel M. McNeilage For For Management 1g Elect Director Steven C. Van Wyk For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Articles of Incorporation to For For Management Allow Special Meetings be Called from Time to Time and to Remove Certain Provisions 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- REPUBLIC SERVICES, INC. Ticker: RSG Security ID: 760759100 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Manuel Kadre For For Management 1b Elect Director Tomago Collins For For Management 1c Elect Director Thomas W. Handley For For Management 1d Elect Director Jennifer M. Kirk For For Management 1e Elect Director Michael Larson For For Management 1f Elect Director Kim S. Pegula For For Management 1g Elect Director Donald W. Slager For For Management 1h Elect Director James P. Snee For For Management 1i Elect Director Sandra M. Volpe For For Management 1j Elect Director Katharine B. Weymouth For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- RESMED INC. Ticker: RMD Security ID: 761152107 Meeting Date: NOV 21, 2019 Meeting Type: Annual Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carol Burt For For Management 1b Elect Director Jan De Witte For For Management 1c Elect Director Rich Sulpizio For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ROCKWELL AUTOMATION, INC. Ticker: ROK Security ID: 773903109 Meeting Date: FEB 04, 2020 Meeting Type: Annual Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor A1 Elect Director Steven R. Kalmanson For For Management A2 Elect Director James P. Keane For For Management A3 Elect Director Pam Murphy For For Management A4 Elect Director Donald R. Parfet For For Management B Advisory Vote to Ratify Named For For Management Executive Officers' Compensation C Ratify Deloitte & Touche LLP as For For Management Auditors D Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ROLLINS, INC. Ticker: ROL Security ID: 775711104 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director R. Randall Rollins For Withhold Management 1.2 Elect Director Henry B. Tippie For For Management 1.3 Elect Director James B. Williams For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ROPER TECHNOLOGIES, INC. Ticker: ROP Security ID: 776696106 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shellye L. Archambeau For For Management 1.2 Elect Director Amy Woods Brinkley For For Management 1.3 Elect Director John F. Fort, III For For Management 1.4 Elect Director L. Neil Hunn For For Management 1.5 Elect Director Robert D. Johnson For For Management 1.6 Elect Director Robert E. Knowling, Jr. For For Management 1.7 Elect Director Wilbur J. Prezzano For For Management 1.8 Elect Director Laura G. Thatcher For For Management 1.9 Elect Director Richard F. Wallman For For Management 1.10 Elect Director Christopher Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Approve Non-Employee Director For For Management Compensation Plan -------------------------------------------------------------------------------- - 550 - ROSS STORES, INC. Ticker: ROST Security ID: 778296103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael Balmuth For For Management 1b Elect Director K. Gunnar Bjorklund For For Management 1c Elect Director Michael J. Bush For For Management 1d Elect Director Norman A. Ferber For For Management 1e Elect Director Sharon D. Garrett For For Management 1f Elect Director Stephen D. Milligan For For Management 1g Elect Director Patricia H. Mueller For For Management 1h Elect Director George P. Orban For For Management 1i Elect Director Gregory L. Quesnel For For Management 1j Elect Director Larree M. Renda For For Management 1k Elect Director Barbara Rentler For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ROYAL CARIBBEAN CRUISES LTD. Ticker: RCL Security ID: V7780T103 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John F. Brock For For Management 1b Elect Director Richard D. Fain For For Management 1c Elect Director Stephen R. Howe, Jr. For For Management 1d Elect Director William L. Kimsey For For Management 1e Elect Director Maritza G. Montiel For For Management 1f Elect Director Ann S. Moore For For Management 1g Elect Director Eyal M. Ofer For For Management 1h Elect Director William K. Reilly For For Management 1i Elect Director Vagn O. Sorensen For For Management 1j Elect Director Donald Thompson For For Management 1k Elect Director Arne Alexander For For Management Wilhelmsen 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Report on Political Contributions Against For Shareholder 5 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- S&P GLOBAL INC. Ticker: SPGI Security ID: 78409V104 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marco Alvera For For Management 1.2 Elect Director William J. Amelio For For Management 1.3 Elect Director William D. Green For For Management 1.4 Elect Director Charles E. Haldeman, Jr. For For Management 1.5 Elect Director Stephanie C. Hill For For Management 1.6 Elect Director Rebecca J. Jacoby For For Management 1.7 Elect Director Monique F. Leroux For For Management 1.8 Elect Director Maria R. Morris For For Management 1.9 Elect Director Douglas L. Peterson For For Management 1.10 Elect Director Edward B. Rust, Jr. For For Management 1.11 Elect Director Kurt L. Schmoke For For Management 1.12 Elect Director Richard E. Thornburgh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Provide Directors May Be Removed With For For Management or Without Cause 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SBA COMMUNICATIONS CORPORATION Ticker: SBAC Security ID: 78410G104 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven E. Bernstein For For Management 1.2 Elect Director Duncan H. Cocroft For For Management 1.3 Elect Director Fidelma Russo For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- SCHLUMBERGER N.V. Ticker: SLB Security ID: 806857108 Meeting Date: APR 01, 2020 Meeting Type: Annual Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick de La For For Management Chevardiere 1b Elect Director Miguel M. Galuccio For For Management 1c Elect Director Olivier Le Peuch For For Management 1d Elect Director Tatiana A. Mitrova For For Management 1e Elect Director Lubna S. Olayan For For Management 1f Elect Director Mark G. Papa For For Management 1g Elect Director Leo Rafael Reif For For Management 1h Elect Director Henri Seydoux For For Management 1i Elect Director Jeff W. Sheets For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Adopt and Approve Financials and For For Management Dividends 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- - 551 - SEAGATE TECHNOLOGY PLC Ticker: STX Security ID: G7945M107 Meeting Date: OCT 29, 2019 Meeting Type: Annual Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William D. Mosley For For Management 1b Elect Director Stephen J. Luczo For For Management 1c Elect Director Mark W. Adams For For Management 1d Elect Director Judy Bruner For For Management 1e Elect Director Michael R. Cannon For For Management 1f Elect Director William T. Coleman For For Management 1g Elect Director Jay L. Geldmacher For For Management 1h Elect Director Dylan G. Haggart For For Management 1i Elect Director Stephanie Tilenius For For Management 1j Elect Director Edward J. Zander For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 4 Amend Omnibus Stock Plan For For Management 5 Authorize Board to Allot and Issue For For Management Shares 6 Authorize Board to Opt-Out of For For Management Statutory Pre-Emption Rights 7 Determine Price Range for Reissuance For For Management of Treasury Shares -------------------------------------------------------------------------------- SEMPRA ENERGY Ticker: SRE Security ID: 816851109 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan L. Boeckmann For For Management 1.2 Elect Director Kathleen L. Brown For For Management 1.3 Elect Director Andres Conesa For For Management 1.4 Elect Director Maria Contreras-Sweet For For Management 1.5 Elect Director Pablo A. Ferrero For For Management 1.6 Elect Director William D. Jones For For Management 1.7 Elect Director Jeffrey W. Martin For For Management 1.8 Elect Director Bethany J. Mayer For For Management 1.9 Elect Director Michael N. Mears For For Management 1.10 Elect Director Jack T. Taylor For For Management 1.11 Elect Director Cynthia L. Walker For For Management 1.12 Elect Director Cynthia J. Warner For For Management 1.13 Elect Director James C. Yardley For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- SIMON PROPERTY GROUP, INC. Ticker: SPG Security ID: 828806109 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Glyn F. Aeppel For For Management 1b Elect Director Larry C. Glasscock For For Management 1c Elect Director Karen N. Horn For For Management 1d Elect Director Allan Hubbard For For Management 1e Elect Director Reuben S. Leibowitz For For Management 1f Elect Director Gary M. Rodkin For For Management 1g Elect Director Stefan M. Selig For For Management 1h Elect Director Daniel C. Smith For For Management 1i Elect Director J. Albert Smith, Jr. For For Management 1j Elect Director Marta R. Stewart For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SIRIUS XM HOLDINGS INC. Ticker: SIRI Security ID: 82968B103 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joan L. Amble For For Management 1.2 Elect Director George W. Bodenheimer For For Management 1.3 Elect Director Mark D. Carleton For Withhold Management 1.4 Elect Director Eddy W. Hartenstein For For Management 1.5 Elect Director James P. Holden For For Management 1.6 Elect Director Gregory B. Maffei For Withhold Management 1.7 Elect Director Evan D. Malone For For Management 1.8 Elect Director James E. Meyer For For Management 1.9 Elect Director James F. Mooney For For Management 1.10 Elect Director Michael Rapino For For Management 1.11 Elect Director Kristina M. Salen For For Management 1.12 Elect Director Carl E. Vogel For For Management 1.13 Elect Director David M. Zaslav For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- - 552 - SKYWORKS SOLUTIONS, INC. Ticker: SWKS Security ID: 83088M102 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David J. Aldrich For For Management 1b Elect Director Alan S. Batey For For Management 1c Elect Director Kevin L. Beebe For For Management 1d Elect Director Timothy R. Furey For For Management 1e Elect Director Liam K. Griffin For For Management 1f Elect Director Christine King For For Management 1g Elect Director David P. McGlade For For Management 1h Elect Director Robert A. Schriesheim For For Management 1i Elect Director Kimberly S. Stevenson For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Eliminate Supermajority Vote For For Management Requirement to Approve Merger or Consolidation, Disposition of All or Substantially All of Assets, or Issuance of a Substantial Amount of Securities 6 Eliminate Supermajority Vote For For Management Requirement to Approve Business Combination 7 Eliminate Supermajority Vote For For Management Requirement to Amend Charter Provisions Governing Directors 8 Eliminate Supermajority Vote For For Management Requirement to Amend Charter Provision Governing Action by Stockholders 9 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- SOUTHWEST AIRLINES CO. Ticker: LUV Security ID: 844741108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David W. Biegler For For Management 1b Elect Director J. Veronica Biggins For For Management 1c Elect Director Douglas H. Brooks For For Management 1d Elect Director William H. Cunningham For For Management 1e Elect Director John G. Denison For For Management 1f Elect Director Thomas W. Gilligan For For Management 1g Elect Director Gary C. Kelly For For Management 1h Elect Director Grace D. Lieblein For For Management 1i Elect Director Nancy B. Loeffler For For Management 1j Elect Director John T. Montford For For Management 1k Elect Director Ron Ricks For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Require Independent Board Chair Against Against Shareholder 5 Provide Right to Act by Written Consent Against Against Shareholder 6 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- SS&C TECHNOLOGIES HOLDINGS, INC. Ticker: SSNC Security ID: 78467J100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Normand A. Boulanger For Withhold Management 1.2 Elect Director David A. Varsano For Withhold Management 1.3 Elect Director Michael J. Zamkow For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- STANLEY BLACK & DECKER, INC. Ticker: SWK Security ID: 854502101 Meeting Date: APR 17, 2020 Meeting Type: Annual Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrea J. Ayers For For Management 1.2 Elect Director George W. Buckley For For Management 1.3 Elect Director Patrick D. Campbell For For Management 1.4 Elect Director Carlos M. Cardoso For For Management 1.5 Elect Director Robert B. Coutts For For Management 1.6 Elect Director Debra A. Crew For For Management 1.7 Elect Director Michael D. Hankin For For Management 1.8 Elect Director James M. Loree For For Management 1.9 Elect Director Dmitri L. Stockton For For Management 1.10 Elect Director Irving Tan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- STARBUCKS CORPORATION Ticker: SBUX Security ID: 855244109 Meeting Date: MAR 18, 2020 Meeting Type: Annual Record Date: JAN 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard E. Allison, Jr. For For Management 1b Elect Director Rosalind G. Brewer For For Management 1c Elect Director Andrew Campion For For Management 1d Elect Director Mary N. Dillon For For Management 1e Elect Director Isabel Ge Mahe For For Management 1f Elect Director Mellody Hobson For For Management 1g Elect Director Kevin R. Johnson For For Management 1h Elect Director Jorgen Vig Knudstorp For For Management 1i Elect Director Satya Nadella For For Management 1j Elect Director Joshua Cooper Ramo For For Management 1k Elect Director Clara Shih For For Management 1l Elect Director Javier G. Teruel For For Management 1m Elect Director Myron E. Ullman, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Risks of Omitting Viewpoint Against Against Shareholder and Ideology from EEO Policy -------------------------------------------------------------------------------- - 553 - STATE STREET CORPORATION Ticker: STT Security ID: 857477103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick de Saint-Aignan For For Management 1b Elect Director Marie A. Chandoha For For Management 1c Elect Director Lynn A. Dugle For For Management 1d Elect Director Amelia C. Fawcett For For Management 1e Elect Director William C. Freda For For Management 1f Elect Director Sara Mathew For For Management 1g Elect Director William L. Meaney For For Management 1h Elect Director Ronald P. O'Hanley For For Management 1i Elect Director Sean O'Sullivan For For Management 1j Elect Director Richard P. Sergel For For Management 1k Elect Director Gregory L. Summe For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- STRYKER CORPORATION Ticker: SYK Security ID: 863667101 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary K. Brainerd For For Management 1b Elect Director Srikant M. Datar For For Management 1c Elect Director Roch Doliveux For For Management 1d Elect Director Allan C. Golston For For Management 1e Elect Director Kevin A. Lobo For For Management 1f Elect Director Sherilyn S. McCoy For For Management 1g Elect Director Andrew K. Silvernail For For Management 1h Elect Director Lisa M. Skeete Tatum For For Management 1i Elect Director Ronda E. Stryker For For Management 1j Elect Director Rajeev Suri For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Non-Management Employee Against Against Shareholder Representation on the Board of Directors -------------------------------------------------------------------------------- SUN COMMUNITIES, INC. Ticker: SUI Security ID: 866674104 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gary A. Shiffman For For Management 1b Elect Director Meghan G. Baivier For For Management 1c Elect Director Stephanie W. Bergeron For For Management 1d Elect Director Brian M. Hermelin For For Management 1e Elect Director Ronald A. Klein For For Management 1f Elect Director Clunet R. Lewis For For Management 1g Elect Director Arthur A. Weiss For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditor For For Management -------------------------------------------------------------------------------- SYNCHRONY FINANCIAL Ticker: SYF Security ID: 87165B103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Margaret M. Keane For For Management 1b Elect Director Fernando Aguirre For For Management 1c Elect Director Paget L. Alves For For Management 1d Elect Director Arthur W. Coviello, Jr. For For Management 1e Elect Director William W. Graylin For For Management 1f Elect Director Roy A. Guthrie For For Management 1g Elect Director Richard C. Hartnack For For Management 1h Elect Director Jeffrey G. Naylor For For Management 1i Elect Director Laurel J. Richie For For Management 1j Elect Director Olympia J. Snowe For For Management 1k Elect Director Ellen M. Zane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SYSCO CORPORATION Ticker: SYY Security ID: 871829107 Meeting Date: NOV 15, 2019 Meeting Type: Annual Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas L. Bene For For Management 1b Elect Director Daniel J. Brutto For For Management 1c Elect Director John M. Cassaday For For Management 1d Elect Director Joshua D. Frank For For Management 1e Elect Director Larry C. Glasscock For For Management 1f Elect Director Bradley M. Halverson For For Management 1g Elect Director John M. Hinshaw For For Management 1h Elect Director Hans-Joachim Koerber For For Management 1i Elect Director Stephanie A. Lundquist For For Management 1j Elect Director Nancy S. Newcomb For For Management 1k Elect Director Nelson Peltz For For Management 1l Elect Director Edward D. Shirley For For Management 1m Elect Director Sheila G. Talton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- - 554 - T. ROWE PRICE GROUP, INC. Ticker: TROW Security ID: 74144T108 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark S. Bartlett For For Management 1b Elect Director Mary K. Bush For For Management 1c Elect Director Dina Dublon For For Management 1d Elect Director Freeman A. Hrabowski, For For Management III 1e Elect Director Robert F. MacLellan For For Management 1f Elect Director Olympia J. Snowe For For Management 1g Elect Director Robert J. Stevens For For Management 1h Elect Director William J. Stromberg For For Management 1i Elect Director Richard R. Verma For For Management 1j Elect Director Sandra S. Wijnberg For For Management 1k Elect Director Alan D. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management 5 Report on and Assess Proxy Voting Against Against Shareholder Policies in Relation to Climate Change Position -------------------------------------------------------------------------------- TAPESTRY, INC. Ticker: TPR Security ID: 876030107 Meeting Date: NOV 07, 2019 Meeting Type: Annual Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Darrell Cavens For For Management 1B Elect Director David Denton For For Management 1C Elect Director Anne Gates For For Management 1D Elect Director Andrea Guerra For For Management 1E Elect Director Susan Kropf For For Management 1F Elect Director Annabelle Yu Long For For Management 1G Elect Director Ivan Menezes For For Management 1H Elect Director Jide Zeitlin For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- TARGET CORPORATION Ticker: TGT Security ID: 87612E106 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Douglas M. Baker, Jr. For For Management 1b Elect Director George S. Barrett For For Management 1c Elect Director Brian C. Cornell For For Management 1d Elect Director Calvin Darden For For Management 1e Elect Director Robert L. Edwards For For Management 1f Elect Director Melanie L. Healey For For Management 1g Elect Director Donald R. Knauss For For Management 1h Elect Director Monica C. Lozano For For Management 1i Elect Director Mary E. Minnick For For Management 1j Elect Director Kenneth L. Salazar For For Management 1k Elect Director Dmitri L. Stockton For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- TE CONNECTIVITY LTD. Ticker: TEL Security ID: H84989104 Meeting Date: MAR 11, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pierre R. Brondeau For For Management 1b Elect Director Terrence R. Curtin For For Management 1c Elect Director Carol A. ('John') For For Management Davidson 1d Elect Director Lynn A. Dugle For For Management 1e Elect Director William A. Jeffrey For For Management 1f Elect Director David M. Kerko For For Management 1g Elect Director Thomas J. Lynch For For Management 1h Elect Director Yong Nam For For Management 1i Elect Director Daniel J. Phelan For For Management 1j Elect Director Abhijit Y. Talwalkar For For Management 1k Elect Director Mark C. Trudeau For For Management 1l Elect Director Dawn C. Willoughby For For Management 1m Elect Director Laura H. Wright For For Management 2 Elect Board Chairman Thomas J. Lynch For For Management 3a Elect Daniel J. Phelan as Member of For For Management Management Development and Compensation Committee 3b Elect Abhijit Y. Talwalkar as Member For For Management of Management Development and Compensation Committee 3c Elect Mark C. Trudeau as Member of For For Management Management Development and Compensation Committee 3d Elect Dawn C. Willoughby as Member of For For Management Management Development and Compensation Committee 4 Designate Rene Schwarzenbach as For For Management Independent Proxy 5.1 Accept Annual Report for Fiscal Year For For Management Ended September 27, 2019 5.2 Accept Statutory Financial Statements For For Management for Fiscal Year Ended September 27, 2019 5.3 Approve Consolidated Financial For For Management Statements for Fiscal Year Ended September 27, 2019 6 Approve Discharge of Board and Senior For For Management Management 7.1 Ratify Deloitte & Touche LLP as For For Management Independent Registered Public Accounting Firm for Fiscal Year 2020 7.2 Ratify Deloitte AG as Swiss Registered For For Management Auditors 7.3 Ratify PricewaterhouseCoopers AG as For For Management Special Auditors 8 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 9 Approve the Increase in Maximum For For Management Aggregate Remuneration of Executive Management 10 Approve the Increase in Maximum For For Management Aggregate Remuneration of Board of Directors 11 Approve Allocation of Available For For Management Earnings at September 27, 2019 12 Approve Declaration of Dividend For For Management 13 Amend Articles of Association Re: For Against Management Authorized Capital 14 Approve Reduction of Share Capital For For Management 15 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- - 555 - TELEFLEX INCORPORATED Ticker: TFX Security ID: 879369106 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director George Babich, Jr. For For Management 1b Elect Director Gretchen R. Haggerty For For Management 1c Elect Director Liam J. Kelly For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- TERADYNE, INC. Ticker: TER Security ID: 880770102 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Michael A. Bradley For For Management 1B Elect Director Edwin J. Gillis For For Management 1C Elect Director Timothy E. Guertin For For Management 1D Elect Director Mark E. Jagiela For For Management 1E Elect Director Mercedes Johnson For For Management 1F Elect Director Marilyn Matz For For Management 1G Elect Director Paul J. Tufano For For Management 1H Elect Director Roy A. Vallee For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- TEXAS INSTRUMENTS INCORPORATED Ticker: TXN Security ID: 882508104 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark A. Blinn For For Management 1b Elect Director Todd M. Bluedorn For For Management 1c Elect Director Janet F. Clark For For Management 1d Elect Director Carrie S. Cox For For Management 1e Elect Director Martin S. Craighead For For Management 1f Elect Director Jean M. Hobby For For Management 1g Elect Director Michael D. Hsu For For Management 1h Elect Director Ronald Kirk For For Management 1i Elect Director Pamela H. Patsley For For Management 1j Elect Director Robert E. Sanchez For For Management 1k Elect Director Richard k. Templeton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- TEXTRON INC. Ticker: TXT Security ID: 883203101 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Scott C. Donnelly For For Management 1b Elect Director Kathleen M. Bader For For Management 1c Elect Director R. Kerry Clark For For Management 1d Elect Director James T. Conway For For Management 1e Elect Director Paul E. Gagne For For Management 1f Elect Director Ralph D. Heath For For Management 1g Elect Director Deborah Lee James For For Management 1h Elect Director Lionel L. Nowell, III For For Management 1i Elect Director James L. Ziemer For For Management 1j Elect Director Maria T. Zuber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE AES CORPORATION Ticker: AES Security ID: 00130H105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Janet G. Davidson For For Management 1.2 Elect Director Andres R. Gluski For For Management 1.3 Elect Director Tarun Khanna For For Management 1.4 Elect Director Holly K. Koeppel For For Management 1.5 Elect Director Julia M. Laulis For For Management 1.6 Elect Director James H. Miller For For Management 1.7 Elect Director Alain Monie For For Management 1.8 Elect Director John B. Morse, Jr. For For Management 1.9 Elect Director Moises Naim For For Management 1.10 Elect Director Jeffrey W. Ubben For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Require Shareholder Approval of Bylaw Against Against Shareholder and Charter Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- - 556 - THE ALLSTATE CORPORATION Ticker: ALL Security ID: 020002101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kermit R. Crawford For For Management 1b Elect Director Michael L. Eskew For For Management 1c Elect Director Margaret M. Keane For For Management 1d Elect Director Siddharth N. (Bobby) For For Management Mehta 1e Elect Director Jacques P. Perold For For Management 1f Elect Director Andrea Redmond For For Management 1g Elect Director Gregg M. Sherrill For For Management 1h Elect Director Judith A. Sprieser For For Management 1i Elect Director Perry M. Traquina For For Management 1j Elect Director Thomas J. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- THE BANK OF NEW YORK MELLON CORPORATION Ticker: BK Security ID: 064058100 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda Z. Cook For For Management 1b Elect Director Joseph J. Echevarria For For Management 1c Elect Director Thomas P. "Todd" Gibbons For For Management 1d Elect Director Jeffrey A. Goldstein For For Management 1e Elect Director Edmund F. "Ted" Kelly For For Management 1f Elect Director Jennifer B. Morgan For For Management 1g Elect Director Elizabeth E. Robinson For For Management 1h Elect Director Samuel C. Scott, III For For Management 1i Elect Director Frederick O. Terrell For For Management 1j Elect Director Alfred W. "AI" Zollar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Report on Gender Pay Gap Against Against Shareholder 5 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- THE BOEING COMPANY Ticker: BA Security ID: 097023105 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert A. Bradway For For Management 1b Elect Director David L. Calhoun For For Management 1c Elect Director Arthur D. Collins, Jr. For Against Management 1d Elect Director Edmund P. Giambastiani, For Against Management Jr. 1e Elect Director Lynn J. Good For For Management 1f Elect Director Nikki R. Haley - None None Management Withdrawn Resolution 1g Elect Director Akhil Johri For For Management 1h Elect Director Lawrence W. Kellner For For Management 1i Elect Director Caroline B. Kennedy For For Management 1j Elect Director Steven M. Mollenkopf For For Management 1k Elect Director John M. Richardson For For Management 1l Elect Director Susan C. Schwab For Against Management 1m Elect Director Ronald A. Williams For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Require Director Nominee Qualifications Against Against Shareholder 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Require Independent Board Chairman Against For Shareholder 7 Provide Right to Act by Written Consent Against For Shareholder 8 Adopt Share Retention Policy For Against For Shareholder Senior Executives 9 Increase Disclosure of Compensation Against For Shareholder Adjustments -------------------------------------------------------------------------------- THE CHARLES SCHWAB CORPORATION Ticker: SCHW Security ID: 808513105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William S. Haraf For For Management 1b Elect Director Frank C. Herringer For For Management 1c Elect Director Roger O. Walther For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Provide Proxy Access Right For For Management 6 Adopt Policy to Annually Disclose Against For Shareholder EEO-1 Data 7 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- - 557 - THE CHARLES SCHWAB CORPORATION Ticker: SCHW Security ID: 808513105 Meeting Date: JUN 04, 2020 Meeting Type: Special Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Amend Charter For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- THE CLOROX COMPANY Ticker: CLX Security ID: 189054109 Meeting Date: NOV 20, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Amy Banse For For Management 1.2 Elect Director Richard H. Carmona For For Management 1.3 Elect Director Benno Dorer For For Management 1.4 Elect Director Spencer C. Fleischer For For Management 1.5 Elect Director Esther Lee For For Management 1.6 Elect Director A.D. David Mackay For For Management 1.7 Elect Director Robert W. Matschullat For For Management 1.8 Elect Director Matthew J. Shattock For For Management 1.9 Elect Director Pamela Thomas-Graham For For Management 1.10 Elect Director Russell J. Weiner For For Management 1.11 Elect Director Christopher J. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Eliminate Supermajority Vote For For Management Requirement to Approve Certain Business Combinations -------------------------------------------------------------------------------- THE COCA-COLA COMPANY Ticker: KO Security ID: 191216100 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Herbert A. Allen For For Management 1.2 Elect Director Marc Bolland For For Management 1.3 Elect Director Ana Botin For For Management 1.4 Elect Director Christopher C. Davis For For Management 1.5 Elect Director Barry Diller For For Management 1.6 Elect Director Helene D. Gayle For For Management 1.7 Elect Director Alexis M. Herman For For Management 1.8 Elect Director Robert A. Kotick For For Management 1.9 Elect Director Maria Elena Lagomasino For For Management 1.10 Elect Director James Quincey For For Management 1.11 Elect Director Caroline J. Tsay For For Management 1.12 Elect Director David B. Weinberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Report on the Health Impacts and Risks Against Against Shareholder of Sugar in the Company's Products -------------------------------------------------------------------------------- THE COOPER COMPANIES, INC. Ticker: COO Security ID: 216648402 Meeting Date: MAR 18, 2020 Meeting Type: Annual Record Date: JAN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director A. Thomas Bender For For Management 1.2 Elect Director Colleen E. Jay For For Management 1.3 Elect Director William A. Kozy For For Management 1.4 Elect Director Jody S. Lindell For For Management 1.5 Elect Director Gary S. Petersmeyer For For Management 1.6 Elect Director Allan E. Rubenstein For For Management 1.7 Elect Director Robert S. Weiss For For Management 1.8 Elect Director Albert G. White, III For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Approve Non-Employee Director Omnibus For For Management Stock Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE ESTEE LAUDER COMPANIES INC. Ticker: EL Security ID: 518439104 Meeting Date: NOV 15, 2019 Meeting Type: Annual Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald S. Lauder For For Management 1.2 Elect Director William P. Lauder For Withhold Management 1.3 Elect Director Richard D. Parsons For Withhold Management 1.4 Elect Director Lynn Forester de For For Management Rothschild 1.5 Elect Director Jennifer Tejada For For Management 1.6 Elect Director Richard F. Zannino For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- - 558 - THE GOLDMAN SACHS GROUP, INC. Ticker: GS Security ID: 38141G104 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For For Management 1b Elect Director Drew G. Faust For For Management 1c Elect Director Mark A. Flaherty For For Management 1d Elect Director Ellen J. Kullman For For Management 1e Elect Director Lakshmi N. Mittal For For Management 1f Elect Director Adebayo O. Ogunlesi For For Management 1g Elect Director Peter Oppenheimer For For Management 1h Elect Director David M. Solomon For For Management 1i Elect Director Jan E. Tighe For For Management 1j Elect Director David A. Viniar For For Management 1k Elect Director Mark O. Winkelman For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against For Shareholder 5 Review of Statement on the Purpose of Against Against Shareholder a Corporation -------------------------------------------------------------------------------- THE HARTFORD FINANCIAL SERVICES GROUP, INC. Ticker: HIG Security ID: 416515104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert B. Allardice, III For For Management 1b Elect Director Larry D. De Shon For For Management 1c Elect Director Carlos Dominguez For For Management 1d Elect Director Trevor Fetter For For Management 1e Elect Director Kathryn A. Mikells For For Management 1f Elect Director Michael G. Morris For For Management 1g Elect Director Teresa W. Roseborough For For Management 1h Elect Director Virginia P. Ruesterholz For For Management 1i Elect Director Christopher J. Swift For For Management 1j Elect Director Matt Winter For For Management 1k Elect Director Greig Woodring For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- THE HERSHEY COMPANY Ticker: HSY Security ID: 427866108 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pamela M. Arway For For Management 1.2 Elect Director James W. Brown For For Management 1.3 Elect Director Michele G. Buck For For Management 1.4 Elect Director Victor L. Crawford For For Management 1.5 Elect Director Charles A. Davis For For Management 1.6 Elect Director Mary Kay Haben For For Management 1.7 Elect Director James C. Katzman For For Management 1.8 Elect Director M. Diane Koken For For Management 1.9 Elect Director Robert M. Malcolm For For Management 1.10 Elect Director Anthony J. Palmer For For Management 1.11 Elect Director Juan R. Perez For For Management 1.12 Elect Director Wendy L. Schoppert For For Management 1.13 Elect Director David L. Shedlarz For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE HOME DEPOT, INC. Ticker: HD Security ID: 437076102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gerard J. Arpey For For Management 1b Elect Director Ari Bousbib For For Management 1c Elect Director Jeffery H. Boyd For For Management 1d Elect Director Gregory D. Brenneman For For Management 1e Elect Director J. Frank Brown For For Management 1f Elect Director Albert P. Carey For For Management 1g Elect Director Helena B. Foulkes For For Management 1h Elect Director Linda R. Gooden For For Management 1i Elect Director Wayne M. Hewett For For Management 1j Elect Director Manuel Kadre For For Management 1k Elect Director Stephanie C. Linnartz For For Management 1l Elect Director Craig A. Menear For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Shareholder Written Consent Against Against Shareholder Provisions 5 Prepare Employment Diversity Report Against For Shareholder and Report on Diversity Policies 6 Adopt Share Retention Policy For Against For Shareholder Senior Executives 7 Report on Congruency Political Against For Shareholder Analysis and Electioneering Expenditures -------------------------------------------------------------------------------- - 559 - THE J. M. SMUCKER COMPANY Ticker: SJM Security ID: 832696405 Meeting Date: AUG 14, 2019 Meeting Type: Annual Record Date: JUN 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Kathryn W. Dindo For For Management 1b Elect Director Paul J. Dolan For For Management 1c Elect Director Jay L. Henderson For For Management 1d Elect Director Gary A. Oatey For For Management 1e Elect Director Kirk L. Perry For For Management 1f Elect Director Sandra Pianalto For For Management 1g Elect Director Nancy Lopez Russell For For Management 1h Elect Director Alex Shumate For For Management 1i Elect Director Mark T. Smucker For For Management 1j Elect Director Richard K. Smucker For For Management 1k Elect Director Timothy P. Smucker For For Management 1l Elect Director Dawn C. Willoughby For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE KRAFT HEINZ COMPANY Ticker: KHC Security ID: 500754106 Meeting Date: SEP 12, 2019 Meeting Type: Annual Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory E. Abel For For Management 1b Elect Director Alexandre Behring For For Management 1c Elect Director Joao M. Castro-Neves For For Management 1d Elect Director Tracy Britt Cool For For Management 1e Elect Director John T. Cahill For For Management 1f Elect Director Feroz Dewan For For Management 1g Elect Director Jeanne P. Jackson For For Management 1h Elect Director Jorge Paulo Lemann For For Management 1i Elect Director John C. Pope For For Management 1j Elect Director Alexandre Van Damme For For Management 1k Elect Director George Zoghbi For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Report on Protein Diversification Against Against Shareholder 5 Report on Efforts to Reduce Pesticide Against For Shareholder Use in the Company's Supply Chain -------------------------------------------------------------------------------- THE KRAFT HEINZ COMPANY Ticker: KHC Security ID: 500754106 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory E. Abel For For Management 1b Elect Director Alexandre Behring For For Management 1c Elect Director John T. Cahill For For Management 1d Elect Director Joao M. Castro-Neves For For Management 1e Elect Director Timothy Kenesey For For Management 1f Elect Director Jorge Paulo Lemann For For Management 1g Elect Director Susan Mulder For For Management 1h Elect Director John C. Pope For For Management 1i Elect Director Elio Leoni Sceti For For Management 1j Elect Director Alexandre Van Damme For For Management 1k Elect Director George Zoghbi For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Reduce Supermajority Vote Requirement Against Against Shareholder -------------------------------------------------------------------------------- THE KROGER CO. Ticker: KR Security ID: 501044101 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nora A. Aufreiter For For Management 1b Elect Director Anne Gates For For Management 1c Elect Director Karen M. Hoguet For For Management 1d Elect Director Susan J. Kropf For For Management 1e Elect Director W. Rodney McMullen For For Management 1f Elect Director Clyde R. Moore For For Management 1g Elect Director Ronald L. Sargent For For Management 1h Elect Director Bobby S. Shackouls For For Management 1i Elect Director Mark S. Sutton For For Management 1j Elect Director Ashok Vemuri For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLC as For For Management Auditor 4 Assess Environmental Impact of Against For Shareholder Non-Recyclable Packaging 5 Report on Human Rights Due Diligence Against For Shareholder Process in Operations and Supply Chain -------------------------------------------------------------------------------- THE MOSAIC COMPANY Ticker: MOS Security ID: 61945C103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cheryl K. Beebe For For Management 1b Elect Director Oscar P. Bernardes For For Management 1c Elect Director Nancy E. Cooper For For Management 1d Elect Director Gregory L. Ebel For For Management 1e Elect Director Timothy S. Gitzel For For Management 1f Elect Director Denise C. Johnson For For Management 1g Elect Director Emery N. Koenig For For Management 1h Elect Director James 'Joc' C. O'Rourke For For Management 1i Elect Director David T. Seaton For For Management 1j Elect Director Steven M. Seibert For For Management 1k Elect Director Luciano Siani Pires For For Management 1l Elect Director Gretchen H. Watkins For For Management 1m Elect Director Kelvin W. Westbrook For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- - 560 - THE PNC FINANCIAL SERVICES GROUP, INC. Ticker: PNC Security ID: 693475105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph Alvarado For For Management 1.2 Elect Director Charles E. Bunch For For Management 1.3 Elect Director Debra A. Cafaro For For Management 1.4 Elect Director Marjorie Rodgers For For Management Cheshire 1.5 Elect Director William S. Demchak For For Management 1.6 Elect Director Andrew T. Feldstein For For Management 1.7 Elect Director Richard J. Harshman For For Management 1.8 Elect Director Daniel R. Hesse For For Management 1.9 Elect Director Linda R. Medler For For Management 1.10 Elect Director Martin Pfinsgraff For For Management 1.11 Elect Director Toni Townes-Whitley For For Management 1.12 Elect Director Michael J. Ward For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- THE PROCTER & GAMBLE COMPANY Ticker: PG Security ID: 742718109 Meeting Date: OCT 08, 2019 Meeting Type: Annual Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Francis S. Blake For For Management 1b Elect Director Angela F. Braly For For Management 1c Elect Director Amy L. Chang For For Management 1d Elect Director Scott D. Cook For For Management 1e Elect Director Joseph Jimenez For For Management 1f Elect Director Terry J. Lundgren For For Management 1g Elect Director Christine M. McCarthy For For Management 1h Elect Director W. James McNerney, Jr. For For Management 1i Elect Director Nelson Peltz For For Management 1j Elect Director David S. Taylor For For Management 1k Elect Director Margaret C. Whitman For For Management 1l Elect Director Patricia A. Woertz For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- THE PROGRESSIVE CORPORATION Ticker: PGR Security ID: 743315103 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Philip Bleser For For Management 1b Elect Director Stuart B. Burgdoerfer For For Management 1c Elect Director Pamela J. Craig For For Management 1d Elect Director Charles A. Davis For For Management 1e Elect Director Roger N. Farah For For Management 1f Elect Director Lawton W. Fitt For For Management 1g Elect Director Susan Patricia Griffith For For Management 1h Elect Director Jeffrey D. Kelly For For Management 1i Elect Director Patrick H. Nettles For For Management 1j Elect Director Barbara R. Snyder For For Management 1k Elect Director Jan E. Tighe For For Management 1l Elect Director Kahina Van Dyke For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- THE SHERWIN-WILLIAMS COMPANY Ticker: SHW Security ID: 824348106 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kerrii B. Anderson For For Management 1.2 Elect Director Arthur F. Anton For For Management 1.3 Elect Director Jeff M. Fettig For For Management 1.4 Elect Director Richard J. Kramer For For Management 1.5 Elect Director Susan J. Kropf For For Management 1.6 Elect Director John G. Morikis For For Management 1.7 Elect Director Christine A. Poon For For Management 1.8 Elect Director Michael H. Thaman For For Management 1.9 Elect Director Matthew Thornton, III For For Management 1.10 Elect Director Steven H. Wunning For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE SOUTHERN COMPANY Ticker: SO Security ID: 842587107 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Janaki Akella For For Management 1b Elect Director Juanita Powell Baranco For For Management 1c Elect Director Jon A. Boscia For For Management 1d Elect Director Henry A. 'Hal' Clark, For For Management III 1e Elect Director Anthony F. 'Tony' For For Management Earley, Jr. 1f Elect Director Thomas A. Fanning For For Management 1g Elect Director David J. Grain For For Management 1h Elect Director Donald M. James For For Management 1i Elect Director John D. Johns For For Management 1j Elect Director Dale E. Klein For For Management 1k Elect Director Ernest J. Moniz For For Management 1l Elect Director William G. Smith, Jr. For For Management 1m Elect Director Steven R. Specker For For Management 1n Elect Director E. Jenner Wood, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Require Independent Board Chair Against Against Shareholder 5 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- - 561 - THE TJX COMPANIES, INC. Ticker: TJX Security ID: 872540109 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Zein Abdalla For For Management 1b Elect Director Alan M. Bennett For For Management 1c Elect Director Rosemary T. Berkery For For Management 1d Elect Director David T. Ching For For Management 1e Elect Director Ernie Herrman For For Management 1f Elect Director Michael F. Hines For For Management 1g Elect Director Amy B. Lane For For Management 1h Elect Director Carol Meyrowitz For For Management 1i Elect Director Jackwyn L. Nemerov For For Management 1j Elect Director John F. O'Brien For For Management 1k Elect Director Willow B. Shire For For Management 2 Ratify PricewaterhouseCoopers as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Reduction of Chemical Against For Shareholder Footprint 5 Report on Animal Welfare Against Against Shareholder 6 Report on Pay Disparity Against Against Shareholder 7 Stock Retention/Holding Period Against For Shareholder -------------------------------------------------------------------------------- THE TRAVELERS COMPANIES, INC. Ticker: TRV Security ID: 89417E109 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alan L. Beller For For Management 1b Elect Director Janet M. Dolan For For Management 1c Elect Director Patricia L. Higgins For For Management 1d Elect Director William J. Kane For For Management 1e Elect Director Clarence Otis, Jr. For For Management 1f Elect Director Elizabeth E. Robinson For For Management 1g Elect Director Philip T. (Pete) For For Management Ruegger, III 1h Elect Director Todd C. Schermerhorn For For Management 1i Elect Director Alan D. Schnitzer For For Management 1j Elect Director Donald J. Shepard For For Management 1k Elect Director Laurie J. Thomsen For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE WALT DISNEY COMPANY Ticker: DIS Security ID: 254687106 Meeting Date: MAR 11, 2020 Meeting Type: Annual Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan E. Arnold For For Management 1b Elect Director Mary T. Barra For For Management 1c Elect Director Safra A. Catz For For Management 1d Elect Director Francis A. deSouza For For Management 1e Elect Director Michael B.G. Froman For For Management 1f Elect Director Robert A. Iger For For Management 1g Elect Director Maria Elena Lagomasino For For Management 1h Elect Director Mark G. Parker For For Management 1i Elect Director Derica W. Rice For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- THE WILLIAMS COMPANIES, INC. Ticker: WMB Security ID: 969457100 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan S. Armstrong For For Management 1.2 Elect Director Stephen W. Bergstrom For Against Management 1.3 Elect Director Nancy K. Buese For For Management 1.4 Elect Director Stephen I. Chazen For For Management 1.5 Elect Director Charles I. Cogut For For Management 1.6 Elect Director Michael A. Creel For For Management 1.7 Elect Director Vicki L. Fuller For For Management 1.8 Elect Director Peter A. Ragauss For For Management 1.9 Elect Director Scott D. Sheffield For For Management 1.10 Elect Director Murray D. Smith For For Management 1.11 Elect Director William H. Spence For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THERMO FISHER SCIENTIFIC INC. Ticker: TMO Security ID: 883556102 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Marc N. Casper For For Management 1b Elect Director Nelson J. Chai For For Management 1c Elect Director C. Martin Harris For For Management 1d Elect Director Tyler Jacks For For Management 1e Elect Director Judy C. Lewent For For Management 1f Elect Director Thomas J. Lynch For For Management 1g Elect Director Jim P. Manzi For For Management 1h Elect Director James C. Mullen For For Management 1i Elect Director Lars R. Sorensen For For Management 1j Elect Director Debora L. Spar For For Management 1k Elect Director Scott M. Sperling For For Management 1l Elect Director Dion J. Weisler For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- - 562 - TIFFANY & CO. Ticker: TIF Security ID: 886547108 Meeting Date: FEB 04, 2020 Meeting Type: Special Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- TOTAL SYSTEM SERVICES, INC. Ticker: TSS Security ID: 891906109 Meeting Date: AUG 29, 2019 Meeting Type: Special Record Date: JUL 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Declassify the Board of Directors For For Management 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- TRACTOR SUPPLY COMPANY Ticker: TSCO Security ID: 892356106 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cynthia T. Jamison For For Management 1.2 Elect Director Ricardo Cardenas For For Management 1.3 Elect Director Denise L. Jackson For For Management 1.4 Elect Director Thomas A. Kingsbury For For Management 1.5 Elect Director Ramkumar Krishnan For For Management 1.6 Elect Director George MacKenzie For For Management 1.7 Elect Director Edna K. Morris For For Management 1.8 Elect Director Mark J. Weikel For For Management 1.9 Elect Director Harry A. Lawton, III For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement -------------------------------------------------------------------------------- TRANE TECHNOLOGIES PLC Ticker: TT Security ID: G8994E103 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kirk E. Arnold For For Management 1b Elect Director Ann C. Berzin For For Management 1c Elect Director John Bruton For For Management 1d Elect Director Jared L. Cohon For For Management 1e Elect Director Gary D. Forsee For For Management 1f Elect Director Linda P. Hudson For For Management 1g Elect Director Michael W. Lamach For For Management 1h Elect Director Myles P. Lee For For Management 1i Elect Director Karen B. Peetz For For Management 1j Elect Director John P. Surma For For Management 1k Elect Director Richard J. Swift For For Management 1l Elect Director Tony L. White For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Authorize Issue of Equity For For Management 5 Renew Directors' Authority to Issue For For Management Shares for Cash 6 Authorize Reissuance of Repurchased For For Management Shares -------------------------------------------------------------------------------- TRANSUNION Ticker: TRU Security ID: 89400J107 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2a Eliminate Supermajority Vote For For Management Requirement to Amend Certificate of Incorporation and Bylaws 2b Eliminate Supermajority Vote For For Management Requirement to Remove Directors 3 Amend Articles of Incorporation to For For Management Remove the Corporate Opportunity Waiver 4 Amend Articles of Association For For Management 5a Elect Director Suzanne P. Clark For For Management 5b Elect Director Kermit R. Crawford For For Management 5c Elect Director Thomas L. Monahan, III For For Management 6 Amend Omnibus Stock Plan For For Management 7 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- - 563 - TRUIST FINANCIAL CORPORATION Ticker: TFC Security ID: 89832Q109 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jennifer S. Banner For For Management 1.2 Elect Director K. David Boyer, Jr. For For Management 1.3 Elect Director Agnes Bundy Scanlan For For Management 1.4 Elect Director Anna R. Cablik For For Management 1.5 Elect Director Dallas S. Clement For For Management 1.6 Elect Director Paul D. Donahue For For Management 1.7 Elect Director Paul R. Garcia For For Management 1.8 Elect Director Patrick C. Graney, III For For Management 1.9 Elect Director Linnie M. Haynesworth For For Management 1.10 Elect Director Kelly S. King For For Management 1.11 Elect Director Easter A. Maynard For For Management 1.12 Elect Director Donna S. Morea For For Management 1.13 Elect Director Charles A. Patton For For Management 1.14 Elect Director Nido R. Qubein For For Management 1.15 Elect Director David M. Ratcliffe For For Management 1.16 Elect Director William H. Rogers, Jr. For For Management 1.17 Elect Director Frank P. Scruggs, Jr. For For Management 1.18 Elect Director Christine Sears For For Management 1.19 Elect Director Thomas E. Skains For For Management 1.20 Elect Director Bruce L. Tanner For For Management 1.21 Elect Director Thomas N. Thompson For For Management 1.22 Elect Director Steven C. Voorhees For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- TYSON FOODS, INC. Ticker: TSN Security ID: 902494103 Meeting Date: FEB 06, 2020 Meeting Type: Annual Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John Tyson For For Management 1b Elect Director Gaurdie E. Banister, Jr. For For Management 1c Elect Director Dean Banks For For Management 1d Elect Director Mike Beebe For For Management 1e Elect Director Mikel A. Durham For For Management 1f Elect Director Jonathan D. Mariner For For Management 1g Elect Director Kevin M. McNamara For For Management 1h Elect Director Cheryl S. Miller For For Management 1i Elect Director Jeffrey K. Schomburger For For Management 1j Elect Director Robert Thurber For For Management 1k Elect Director Barbara A. Tyson For Against Management 1l Elect Director Noel White For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Deforestation Impacts in Against For Shareholder Company's Supply Chain 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Report on Human Rights Risk Assessment Against For Shareholder Process 7 Adopt Share Retention Policy For Against For Shareholder Senior Executives -------------------------------------------------------------------------------- U.S. BANCORP Ticker: USB Security ID: 902973304 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Warner L. Baxter For For Management 1b Elect Director Dorothy J. Bridges For For Management 1c Elect Director Elizabeth L. Buse For For Management 1d Elect Director Marc N. Casper For For Management 1e Elect Director Andrew Cecere For For Management 1f Elect Director Kimberly J. Harris For For Management 1g Elect Director Roland A. Hernandez For For Management 1h Elect Director Olivia F. Kirtley For For Management 1i Elect Director Karen S. Lynch For For Management 1j Elect Director Richard P. McKenney For For Management 1k Elect Director Yusuf I. Mehdi For For Management 1l Elect Director John P. Wiehoff For For Management 1m Elect Director Scott W. Wine For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UDR, INC. Ticker: UDR Security ID: 902653104 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Katherine A. Cattanach For For Management 1b Elect Director Jon A. Grove For For Management 1c Elect Director Mary Ann King For For Management 1d Elect Director James D. Klingbeil For For Management 1e Elect Director Clint D. McDonnough For For Management 1f Elect Director Robert A. McNamara For For Management 1g Elect Director Mark R. Patterson For For Management 1h Elect Director Thomas W. Toomey For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 564 - UNION PACIFIC CORPORATION Ticker: UNP Security ID: 907818108 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andrew H. Card, Jr. For For Management 1b Elect Director William J. DeLaney For For Management 1c Elect Director David B. Dillon For For Management 1d Elect Director Lance M. Fritz For For Management 1e Elect Director Deborah C. Hopkins For For Management 1f Elect Director Jane H. Lute For For Management 1g Elect Director Michael R. McCarthy For For Management 1h Elect Director Thomas F. McLarty, III For For Management 1i Elect Director Bhavesh V. Patel For For Management 1j Elect Director Jose H. Villarreal For For Management 1k Elect Director Christopher J. Williams For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against Against Shareholder 5 Report on Climate Change Against Against Shareholder -------------------------------------------------------------------------------- UNITED PARCEL SERVICE, INC. Ticker: UPS Security ID: 911312106 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David P. Abney For For Management 1b Elect Director Rodney C. Adkins For For Management 1c Elect Director Michael J. Burns For For Management 1d Elect Director William R. Johnson For For Management 1e Elect Director Ann M. Livermore For For Management 1f Elect Director Rudy H.P. Markham For For Management 1g Elect Director Franck J. Moison For For Management 1h Elect Director Clark 'Sandy' T. Randt, For For Management Jr. 1i Elect Director Christiana Smith Shi For For Management 1j Elect Director John T. Stankey For For Management 1k Elect Director Carol B. Tome For For Management 1l Elect Director Kevin Warsh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 6 Report on Climate Change Against For Shareholder -------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED Ticker: UNH Security ID: 91324P102 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard T. Burke For For Management 1b Elect Director Timothy P. Flynn For For Management 1c Elect Director Stephen J. Hemsley For For Management 1d Elect Director Michele J. Hooper For For Management 1e Elect Director F. William McNabb, III For For Management 1f Elect Director Valerie C. Montgomery For For Management Rice 1g Elect Director John H. Noseworthy For For Management 1h Elect Director Glenn M. Renwick For For Management 1i Elect Director David S. Wichmann For For Management 1j Elect Director Gail R. Wilensky For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For For Management 5 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- UNIVERSAL DISPLAY CORPORATION Ticker: OLED Security ID: 91347P105 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Steven V. Abramson For For Management 1B Elect Director Cynthia J. Comparin For For Management 1C Elect Director Richard C. Elias For For Management 1D Elect Director Elizabeth H. Gemmill For For Management 1E Elect Director C. Keith Hartley For For Management 1F Elect Director Celia M. Joseph For For Management 1G Elect Director Lawrence Lacerte For For Management 1H Elect Director Sidney D. Rosenblatt For For Management 1I Elect Director Sherwin I. Seligsohn For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- - 565 - UNIVERSAL HEALTH SERVICES, INC. Ticker: UHS Security ID: 913903100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Lawrence S. Gibbs For For Management 2 Approve Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- VALERO ENERGY CORPORATION Ticker: VLO Security ID: 91913Y100 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director H. Paulett Eberhart For For Management 1B Elect Director Joseph W. Gorder For For Management 1C Elect Director Kimberly S. Greene For For Management 1D Elect Director Deborah P. Majoras For For Management 1E Elect Director Eric D. Mullins For For Management 1F Elect Director Donald L. Nickles For For Management 1G Elect Director Philip J. Pfeiffer For For Management 1H Elect Director Robert A. Profusek For For Management 1I Elect Director Stephen M. Waters For For Management 1J Elect Director Randall J. Weisenburger For For Management 1K Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- VENTAS, INC. Ticker: VTR Security ID: 92276F100 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 2a Elect Director Melody C. Barnes For For Management 2b Elect Director Debra A. Cafaro For For Management 2c Elect Director Jay M. Gellert For For Management 2d Elect Director Richard I. Gilchrist For For Management 2e Elect Director Matthew J. Lustig For For Management 2f Elect Director Roxanne M. Martino For For Management 2g Elect Director Sean P. Nolan For For Management 2h Elect Director Walter C. Rakowich For For Management 2i Elect Director Robert D. Reed For For Management 2j Elect Director James D. Shelton For For Management 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- VERISK ANALYTICS, INC. Ticker: VRSK Security ID: 92345Y106 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Christopher M. Foskett For For Management 1b Elect Director David B. Wright For For Management 1c Elect Director Annell R. Bay For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Ticker: VZ Security ID: 92343V104 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shellye L. Archambeau For For Management 1.2 Elect Director Mark T. Bertolini For For Management 1.3 Elect Director Vittorio Colao For For Management 1.4 Elect Director Melanie L. Healey For For Management 1.5 Elect Director Clarence Otis, Jr. For For Management 1.6 Elect Director Daniel H. Schulman For For Management 1.7 Elect Director Rodney E. Slater For For Management 1.8 Elect Director Hans E. Vestberg For For Management 1.9 Elect Director Gregory G. Weaver For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Eliminate Above-Market Earnings in Against For Shareholder Executive Retirement Plans 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 6 Report on Lobbying Payments and Policy Against For Shareholder 7 Assess Feasibility of Data Privacy as Against For Shareholder a Performance Measure for Senior Executive Compensation 8 Submit Severance Agreement Against For Shareholder (Change-in-Control) to Shareholder Vote -------------------------------------------------------------------------------- - 566 - VF CORPORATION Ticker: VFC Security ID: 918204108 Meeting Date: JUL 16, 2019 Meeting Type: Annual Record Date: MAY 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard T. Carucci For For Management 1.2 Elect Director Juliana L. Chugg For For Management 1.3 Elect Director Benno Dorer For For Management 1.4 Elect Director Mark S. Hoplamazian For For Management 1.5 Elect Director Laura W. Lang For For Management 1.6 Elect Director W. Alan McCollough For For Management 1.7 Elect Director W. Rodney McMullen For For Management 1.8 Elect Director Clarence Otis, Jr. For For Management 1.9 Elect Director Steven E. Rendle For For Management 1.10 Elect Director Carol L. Roberts For For Management 1.11 Elect Director Matthew J. Shattock For For Management 1.12 Elect Director Veronica B. Wu For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- VICI PROPERTIES INC. Ticker: VICI Security ID: 925652109 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James R. Abrahamson For For Management 1b Elect Director Diana F. Cantor For For Management 1c Elect Director Monica H. Douglas For For Management 1d Elect Director Elizabeth I. Holland For For Management 1e Elect Director Craig Macnab For For Management 1f Elect Director Edward B. Pitoniak For For Management 1g Elect Director Michael D. Rumbolz For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement -------------------------------------------------------------------------------- VISA INC. Ticker: V Security ID: 92826C839 Meeting Date: JAN 28, 2020 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd A. Carney For Against Management 1b Elect Director Mary B. Cranston For For Management 1c Elect Director Francisco Javier For For Management Fernandez-Carbajal 1d Elect Director Alfred F. Kelly, Jr. For For Management 1e Elect Director Ramon L. Laguarta For For Management 1f Elect Director John F. Lundgren For For Management 1g Elect Director Robert W. Matschullat For For Management 1h Elect Director Denise M. Morrison For For Management 1i Elect Director Suzanne Nora Johnson For For Management 1j Elect Director John A. C. Swainson For For Management 1k Elect Director Maynard G. Webb, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- VISTRA ENERGY CORP. Ticker: VST Security ID: 92840M102 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2.1 Elect Director Hilary E. Ackermann For For Management 2.2 Elect Director Arcilia C. Acosta For For Management 2.3 Elect Director Gavin R. Baiera For For Management 2.4 Elect Director Paul M. Barbas For For Management 2.5 Elect Director Lisa Crutchfield For For Management 2.6 Elect Director Brian K. Ferraioli For For Management 2.7 Elect Director Scott B. Helm For For Management 2.8 Elect Director Jeff D. Hunter For For Management 2.9 Elect Director Curtis A. Morgan For For Management 2.10 Elect Director John R. (JR) Sult For For Management 3.1 Elect Director Gavin R. Baiera For For Management 3.2 Elect Director Scott B. Helm For For Management 3.3 Elect Director Curtis A. Morgan For For Management 3.4 Elect Director John R. (JR) Sult For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- VORNADO REALTY TRUST Ticker: VNO Security ID: 929042109 Meeting Date: AUG 07, 2019 Meeting Type: Special Record Date: JUN 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Declaration of Trust to Add a For For Management Foreign Ownership Limit -------------------------------------------------------------------------------- - 567 - VORNADO REALTY TRUST Ticker: VNO Security ID: 929042109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven Roth For For Management 1.2 Elect Director Candace K. Beinecke For For Management 1.3 Elect Director Michael D. Fascitelli For For Management 1.4 Elect Director Beatrice Hamza Bassey For For Management 1.5 Elect Director William W. Helman, IV For For Management 1.6 Elect Director David M. Mandelbaum For For Management 1.7 Elect Director Mandakini Puri For For Management 1.8 Elect Director Daniel R. Tisch For For Management 1.9 Elect Director Richard R. West For For Management 1.10 Elect Director Russell B. Wight, Jr. For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- VULCAN MATERIALS COMPANY Ticker: VMC Security ID: 929160109 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Melissa H. Anderson For For Management 1b Elect Director O. B. Grayson Hall, Jr. For For Management 1c Elect Director James T. Prokopanko For For Management 1d Elect Director George Willis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- W. P. CAREY INC. Ticker: WPC Security ID: 92936U109 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark A. Alexander For For Management 1b Elect Director Peter J. Farrell For For Management 1c Elect Director Robert J. Flanagan For For Management 1d Elect Director Jason E. Fox For For Management 1e Elect Director Axel K.A. Hansing For For Management 1f Elect Director Jean Hoysradt For For Management 1g Elect Director Margaret G. Lewis For For Management 1h Elect Director Christopher J. Niehaus For For Management 1i Elect Director Nick J.M. van Ommen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- W.R. BERKLEY CORPORATION Ticker: WRB Security ID: 084423102 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Maria Luisa Ferre For Against Management 1b Elect Director Jack H. Nusbaum For Against Management 1c Elect Director Mark L. Shapiro For Against Management 1d Elect Director Jonathan Talisman For For Management 2 Increase Authorized Common Stock For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- W.W. GRAINGER, INC. Ticker: GWW Security ID: 384802104 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rodney C. Adkins For For Management 1.2 Elect Director Brian P. Anderson For For Management 1.3 Elect Director V. Ann Hailey For For Management 1.4 Elect Director Stuart L. Levenick For For Management 1.5 Elect Director D.G. Macpherson For For Management 1.6 Elect Director Neil S. Novich For For Management 1.7 Elect Director Beatriz R. Perez For For Management 1.8 Elect Director Michael J. Roberts For For Management 1.9 Elect Director E. Scott Santi For For Management 1.10 Elect Director Susan Slavik Williams For For Management 1.11 Elect Director Lucas E. Watson For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 568 - WALGREENS BOOTS ALLIANCE, INC. Ticker: WBA Security ID: 931427108 Meeting Date: JAN 30, 2020 Meeting Type: Annual Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jose E. Almeida For For Management 1b Elect Director Janice M. Babiak For For Management 1c Elect Director David J. Brailer For For Management 1d Elect Director William C. Foote For For Management 1e Elect Director Ginger L. Graham For For Management 1f Elect Director John A. Lederer For For Management 1g Elect Director Dominic P. Murphy For For Management 1h Elect Director Stefano Pessina For For Management 1i Elect Director Nancy M. Schlichting For For Management 1j Elect Director James A. Skinner For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder 5 Adopt a Policy on Bonus Banking None None Shareholder *Withdrawn Resolution* 6 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- WALMART INC. Ticker: WMT Security ID: 931142103 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cesar Conde For For Management 1b Elect Director Timothy P. Flynn For For Management 1c Elect Director Sarah J. Friar For For Management 1d Elect Director Carla A. Harris For For Management 1e Elect Director Thomas W. Horton For For Management 1f Elect Director Marissa A. Mayer For For Management 1g Elect Director C. Douglas McMillon For For Management 1h Elect Director Gregory B. Penner For For Management 1i Elect Director Steven S Reinemund For For Management 1j Elect Director S. Robson Walton For For Management 1k Elect Director Steuart L. Walton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Report on Impacts of Single-Use Against For Shareholder Plastic Bags 6 Report on Supplier Antibiotics Use Against Against Shareholder Standards 7 Adopt Policy to Include Hourly Against Against Shareholder Associates as Director Candidates 8 Report on Strengthening Prevention of Against For Shareholder Workplace Sexual Harassment -------------------------------------------------------------------------------- WASTE MANAGEMENT, INC. Ticker: WM Security ID: 94106L109 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frank M. Clark, Jr. For For Management 1b Elect Director James C. Fish, Jr. For For Management 1c Elect Director Andres R. Gluski For For Management 1d Elect Director Victoria M. Holt For For Management 1e Elect Director Kathleen M. Mazzarella For For Management 1f Elect Director William B. Plummer For For Management 1g Elect Director John C. Pope For For Management 1h Elect Director Thomas H. Weidemeyer For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- WEC ENERGY GROUP, INC. Ticker: WEC Security ID: 92939U106 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patricia W. Chadwick For For Management 1.2 Elect Director Curt S. Culver For For Management 1.3 Elect Director Danny L. Cunningham For For Management 1.4 Elect Director William M. Farrow, III For For Management 1.5 Elect Director Thomas J. Fischer For For Management 1.6 Elect Director J. Kevin Fletcher For For Management 1.7 Elect Director Maria C. Green For For Management 1.8 Elect Director Gale E. Klappa For For Management 1.9 Elect Director Henry W. Knueppel For For Management 1.10 Elect Director Thomas K. Lane For For Management 1.11 Elect Director Ulice Payne, Jr. For For Management 1.12 Elect Director Mary Ellen Stanek For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- - 569 - WELLS FARGO & COMPANY Ticker: WFC Security ID: 949746101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven D. Black For For Management 1b Elect Director Celeste A. Clark For For Management 1c Elect Director Theodore F. Craver, Jr. For For Management 1d Elect Director Wayne M. Hewett For For Management 1e Elect Director Donald M. James For For Management 1f Elect Director Maria R. Morris For For Management 1g Elect Director Charles H. Noski For For Management 1h Elect Director Richard B. Payne, Jr. For For Management 1i Elect Director Juan A. Pujadas For For Management 1j Elect Director Ronald L. Sargent For For Management 1k Elect Director Charles W. Scharf For For Management 1l Elect Director Suzanne M. Vautrinot For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors 5 Report on Incentive-Based Compensation Against For Shareholder and Risks of Material Losses 6 Report on Global Median Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- WELLTOWER INC. Ticker: WELL Security ID: 95040Q104 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kenneth J. Bacon For For Management 1b Elect Director Thomas J. DeRosa For For Management 1c Elect Director Karen B. DeSalvo For For Management 1d Elect Director Jeffrey H. Donahue For For Management 1e Elect Director Sharon M. Oster For For Management 1f Elect Director Sergio D. Rivera For For Management 1g Elect Director Johnese M. Spisso For For Management 1h Elect Director Kathryn M. Sullivan For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WEST PHARMACEUTICAL SERVICES, INC. Ticker: WST Security ID: 955306105 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark A. Buthman For For Management 1b Elect Director William F. Feehery For For Management 1c Elect Director Robert F. Friel For For Management 1d Elect Director Eric M. Green For For Management 1e Elect Director Thomas W. Hofmann For For Management 1f Elect Director Paula A. Johnson For For Management 1g Elect Director Deborah L. V. Keller For For Management 1h Elect Director Myla P. Lai-Goldman For For Management 1i Elect Director Douglas A. Michels For For Management 1j Elect Director Paolo Pucci For For Management 1k Elect Director Patrick J. Zenner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Increase Authorized Common Stock For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- WESTERN DIGITAL CORPORATION Ticker: WDC Security ID: 958102105 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kimberly E. Alexy For For Management 1b Elect Director Martin I. Cole For For Management 1c Elect Director Kathleen A. Cote For For Management 1d Elect Director Tunc Doluca For For Management 1e Elect Director Len J. Lauer For For Management 1f Elect Director Matthew E. Massengill For For Management 1g Elect Director Stephen D. Milligan For For Management 1h Elect Director Stephanie A. Streeter For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION Ticker: WAB Security ID: 929740108 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rafael Santana For For Management 1.2 Elect Director Lee B. Foster, II For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- - 570 - WEYERHAEUSER COMPANY Ticker: WY Security ID: 962166104 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark A. Emmert For For Management 1b Elect Director Rick R. Holley For For Management 1c Elect Director Sara Grootwassink Lewis For For Management 1d Elect Director Al Monaco For For Management 1e Elect Director Nicole W. Piasecki For For Management 1f Elect Director Marc F. Racicot For For Management 1g Elect Director Lawrence A. Selzer For For Management 1h Elect Director D. Michael Steuert For For Management 1i Elect Director Devin W. Stockfish For For Management 1j Elect Director Kim Williams For For Management 1k Elect Director Charles R. Williamson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- WYNN RESORTS LTD. Ticker: WYNN Security ID: 983134107 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard J. Byrne For For Management 1.2 Elect Director Patricia Mulroy For For Management 1.3 Elect Director Clark T. Randt, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- XCEL ENERGY INC. Ticker: XEL Security ID: 98389B100 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lynn Casey For For Management 1b Elect Director Ben Fowke For For Management 1c Elect Director Netha N. Johnson For For Management 1d Elect Director George Kehl For For Management 1e Elect Director Richard T. O'Brien For For Management 1f Elect Director David K. Owens For For Management 1g Elect Director Christopher J. For For Management Policinski 1h Elect Director James T. Prokopanko For For Management 1i Elect Director A. Patricia Sampson For For Management 1j Elect Director James J. Sheppard For For Management 1k Elect Director David A. Westerlund For For Management 1l Elect Director Kim Williams For For Management 1m Elect Director Timothy V. Wolf For For Management 1n Elect Director Daniel Yohannes For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Costs and Benefits of Against Against Shareholder Climate-Related Activities -------------------------------------------------------------------------------- XILINX, INC. Ticker: XLNX Security ID: 983919101 Meeting Date: AUG 08, 2019 Meeting Type: Annual Record Date: JUN 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis Segers For For Management 1.2 Elect Director Raman K. Chitkara For For Management 1.3 Elect Director Saar Gillai For For Management 1.4 Elect Director Ronald S. Jankov For For Management 1.5 Elect Director Mary Louise Krakauer For For Management 1.6 Elect Director Thomas H. Lee For For Management 1.7 Elect Director J. Michael Patterson For For Management 1.8 Elect Director Victor Peng For For Management 1.9 Elect Director Marshall C. Turner For For Management 1.10 Elect Director Elizabeth W. Vanderslice For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- XYLEM INC. Ticker: XYL Security ID: 98419M100 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeanne Beliveau-Dunn For For Management 1b Elect Director Patrick K. Decker For For Management 1c Elect Director Robert F. Friel For For Management 1d Elect Director Jorge M. Gomez For For Management 1e Elect Director Victoria D. Harker For For Management 1f Elect Director Sten E. Jakobsson For For Management 1g Elect Director Steven R. Loranger For For Management 1h Elect Director Surya N. Mohapatra For For Management 1i Elect Director Jerome A. Peribere For For Management 1j Elect Director Markos I. Tambakeras For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- - 571 - YUM CHINA HOLDINGS, INC. Ticker: YUMC Security ID: 98850P109 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fred Hu For For Management 1b Elect Director Joey Wat For For Management 1c Elect Director Peter A. Bassi For For Management 1d Elect Director Christian L. Campbell For For Management 1e Elect Director Ed Yiu-Cheong Chan For For Management 1f Elect Director Edouard Ettedgui For For Management 1g Elect Director Cyril Han For For Management 1h Elect Director Louis T. Hsieh For For Management 1i Elect Director Ruby Lu For For Management 1j Elect Director Zili Shao For For Management 1k Elect Director William Wang For For Management 2 Ratify KPMG Huazhen LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- YUM! BRANDS, INC. Ticker: YUM Security ID: 988498101 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paget L. Alves For For Management 1b Elect Director Keith Barr For For Management 1c Elect Director Michael J. Cavanagh For For Management 1d Elect Director Christopher M. Connor For For Management 1e Elect Director Brian C. Cornell For For Management 1f Elect Director Tanya L. Domier For For Management 1g Elect Director David W. Gibbs For For Management 1h Elect Director Mirian M. Graddick-Weir For For Management 1i Elect Director Thomas C. Nelson For For Management 1j Elect Director P. Justin Skala For For Management 1k Elect Director Elane B. Stock For For Management 1l Elect Director Annie Young-Scrivner For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Supply Chain Impact on Against For Shareholder Deforestation -------------------------------------------------------------------------------- ZIMMER BIOMET HOLDINGS, INC. Ticker: ZBH Security ID: 98956P102 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Christopher B. Begley For For Management 1b Elect Director Betsy J. Bernard For For Management 1c Elect Director Gail K. Boudreaux For For Management 1d Elect Director Michael J. Farrell For For Management 1e Elect Director Larry C. Glasscock For For Management 1f Elect Director Robert A. Hagemann For For Management 1g Elect Director Bryan C. Hanson For For Management 1h Elect Director Arthur J. Higgins For For Management 1i Elect Director Maria Teresa Hilado For For Management 1j Elect Director Syed Jafry For For Management 1k Elect Director Michael W. Michelson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ZOETIS INC. Ticker: ZTS Security ID: 98978V103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory Norden For For Management 1b Elect Director Louise M. Parent For For Management 1c Elect Director Kristin C. Peck For For Management 1d Elect Director Robert W. Scully For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify KPMG LLP as Auditor For For Management - 572 - ========================= Mid Cap US Equity Select ETF ========================= A. O. SMITH CORPORATION Ticker: AOS Security ID: 831865209 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William P. Greubel For For Management 1.2 Elect Director Ilham Kadri For For Management 1.3 Elect Director Idelle K. Wolf For For Management 1.4 Elect Director Gene C. Wulf For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- AARON'S, INC. Ticker: AAN Security ID: 002535300 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAY 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kelly H. Barrett For For Management 1b Elect Director Kathy T. Betty For For Management 1c Elect Director Douglas C. Curling For For Management 1d Elect Director Cynthia N. Day For For Management 1e Elect Director Curtis L. Doman For For Management 1f Elect Director Walter G. Ehmer For For Management 1g Elect Director Hubert L. Harris, Jr. For For Management 1h Elect Director John W. Robinson, III For For Management 1i Elect Director Ray M. Robinson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Approve Formation of Holding Company For For Management -------------------------------------------------------------------------------- ABM INDUSTRIES INCORPORATED Ticker: ABM Security ID: 000957100 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: JAN 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Donald F. Colleran For Against Management 1b Elect Director Thomas M. Gartland For For Management 1c Elect Director Winifred (Wendy) M. Webb For For Management 2 Declassify the Board of Directors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ACUITY BRANDS, INC. Ticker: AYI Security ID: 00508Y102 Meeting Date: JAN 08, 2020 Meeting Type: Annual Record Date: NOV 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director W. Patrick Battle For For Management 1b Elect Director Peter C. Browning For For Management 1c Elect Director G. Douglas Dillard, Jr. For For Management 1d Elect Director James H. Hance, Jr. For For Management 1e Elect Director Robert F. McCullough For For Management 1f Elect Director Vernon J. Nagel For For Management 1g Elect Director Dominic J. Pileggi For For Management 1h Elect Director Ray M. Robinson For For Management 1i Elect Director Mary A. Winston For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- ADT INC. Ticker: ADT Security ID: 00090Q103 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marc E. Becker For Withhold Management 1.2 Elect Director Stephanie Drescher For Withhold Management 1.3 Elect Director Reed B. Rayman For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AFFILIATED MANAGERS GROUP, INC. Ticker: AMG Security ID: 008252108 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Samuel T. Byrne For For Management 1b Elect Director Dwight D. Churchill For For Management 1c Elect Director Glenn Earle For For Management 1d Elect Director Sean M. Healey For For Management 1e Elect Director Jay C. Horgen For For Management 1f Elect Director Reuben Jeffery, III For For Management 1g Elect Director Tracy P. Palandjian For For Management 1h Elect Director Patrick T. Ryan For For Management 1i Elect Director Karen L. Yerburgh For For Management 1j Elect Director Jide J. Zeitlin For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- - 573 - AGCO CORPORATION Ticker: AGCO Security ID: 001084102 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roy V. Armes For For Management 1.2 Elect Director Michael C. Arnold For For Management 1.3 Elect Director Sondra L. Barbour For For Management 1.4 Elect Director P. George Benson For For Management 1.5 Elect Director Suzanne P. Clark For For Management 1.6 Elect Director Wolfgang Deml For For Management 1.7 Elect Director George E. Minnich For For Management 1.8 Elect Director Martin H. Richenhagen For For Management 1.9 Elect Director Gerald L. Shaheen For For Management 1.10 Elect Director Mallika Srinivasan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- AGNC INVESTMENT CORP. Ticker: AGNC Security ID: 00123Q104 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donna J. Blank For For Management 1.2 Elect Director Morris A. Davis For For Management 1.3 Elect Director John D. Fisk For For Management 1.4 Elect Director Prue B. Larocca For For Management 1.5 Elect Director Paul E. Mullings For For Management 1.6 Elect Director Frances R. Spark For For Management 1.7 Elect Director Gary D. Kain For For Management 2 Increase Authorized Common Stock For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- AGREE REALTY CORPORATION Ticker: ADC Security ID: 008492100 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Merrie S. Frankel For For Management 1.2 Elect Director Farris G. Kalil For For Management 1.3 Elect Director Simon Leopold For For Management 1.4 Elect Director William S. Rubenfaer For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- AIR LEASE CORPORATION Ticker: AL Security ID: 00912X302 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Matthew J. Hart For For Management 1b Elect Director Cheryl Gordon Krongard For For Management 1c Elect Director Marshall O. Larsen For For Management 1d Elect Director Susan McCaw For For Management 1e Elect Director Robert A. Milton For For Management 1f Elect Director John L. Plueger For For Management 1g Elect Director Ian M. Saines For For Management 1h Elect Director Steven F. Udvar-Hazy For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALASKA AIR GROUP, INC. Ticker: ALK Security ID: 011659109 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patricia M. Bedient For For Management 1b Elect Director James A. Beer For For Management 1c Elect Director Marion C. Blakey For For Management 1d Elect Director Raymond L. Conner For For Management 1e Elect Director Dhiren R. Fonseca For For Management 1f Elect Director Kathleen T. Hogan For For Management 1g Elect Director Susan J. Li For For Management 1h Elect Director Benito Minicucci For For Management 1i Elect Director Helvi K. Sandvik For For Management 1j Elect Director J. Kenneth Thompson For For Management 1k Elect Director Bradley D. Tilden For For Management 1l Elect Director Eric K. Yeaman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Report on Political Contributions Against For Shareholder Disclosure 5 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- - 574 - ALBEMARLE CORPORATION Ticker: ALB Security ID: 012653101 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 2a Elect Director Mary Lauren Brlas For For Management 2b Elect Director Luther C. Kissam, IV For For Management 2c Elect Director J. Kent Masters For For Management 2d Elect Director Glenda J. Minor For For Management 2e Elect Director James J. O'Brien For For Management 2f Elect Director Diarmuid B. O'Connell For For Management 2g Elect Director Dean L. Seavers For For Management 2h Elect Director Gerald A. Steiner For For Management 2i Elect Director Holly A. Van Deursen For For Management 2j Elect Director Alejandro D. Wolff For For Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ALLETE, INC. Ticker: ALE Security ID: 018522300 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kathryn W. Dindo For For Management 1b Elect Director George G. Goldfarb For For Management 1c Elect Director Alan R. Hodnik For For Management 1d Elect Director James J. Hoolihan For For Management 1e Elect Director Heidi E. Jimmerson For For Management 1f Elect Director Madeleine W. Ludlow For For Management 1g Elect Director Susan K. Nestegard For For Management 1h Elect Director Douglas C. Neve For For Management 1i Elect Director Bethany M. Owen For For Management 1j Elect Director Robert P. Powers For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ALLIANCE DATA SYSTEMS CORPORATION Ticker: ADS Security ID: 018581108 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ralph J. Andretta For For Management 1.2 Elect Director Roger H. Ballou For For Management 1.3 Elect Director John C. Gerspach, Jr. For For Management 1.4 Elect Director Rajesh Natarajan For For Management 1.5 Elect Director Timothy J. Theriault For For Management 1.6 Elect Director Laurie A. Tucker For For Management 1.7 Elect Director Sharen J. Turney For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ALLISON TRANSMISSION HOLDINGS, INC. Ticker: ALSN Security ID: 01973R101 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Judy L. Altmaier For For Management 1b Elect Director Stan A. Askren For For Management 1c Elect Director Lawrence E. Dewey For For Management 1d Elect Director David C. Everitt For For Management 1e Elect Director Alvaro Garcia-Tunon For For Management 1f Elect Director David S. Graziosi For For Management 1g Elect Director Carolann I. Haznedar For For Management 1h Elect Director Richard P. Lavin For For Management 1i Elect Director Thomas W. Rabaut For For Management 1j Elect Director Richard V. Reynolds For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERICAN ASSETS TRUST, INC. Ticker: AAT Security ID: 024013104 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ernest S. Rady For For Management 1.2 Elect Director Duane A. Nelles For Withhold Management 1.3 Elect Director Thomas S. Olinger For Withhold Management 1.4 Elect Director Joy L. Schaefer For For Management 1.5 Elect Director Robert S. Sullivan For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 575 - AMERICAN CAMPUS COMMUNITIES, INC. Ticker: ACC Security ID: 024835100 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William C. Bayless, Jr. For For Management 1b Elect Director G. Steven Dawson For For Management 1c Elect Director Cydney C. Donnell For For Management 1d Elect Director Mary C. Egan For For Management 1e Elect Director Edward Lowenthal For For Management 1f Elect Director Oliver Luck For For Management 1g Elect Director C. Patrick Oles, Jr. For For Management 1h Elect Director John T. Rippel For For Management 1i Elect Director Carla Pineyro Sublett For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERICAN EAGLE OUTFITTERS, INC. Ticker: AEO Security ID: 02553E106 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sujatha Chandrasekaran For For Management 1.2 Elect Director Jay L. Schottenstein For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERICAN FINANCIAL GROUP, INC. Ticker: AFG Security ID: 025932104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carl H. Lindner, III For For Management 1.2 Elect Director S. Craig Lindner For For Management 1.3 Elect Director Kenneth C. Ambrecht For For Management 1.4 Elect Director John B. Berding For For Management 1.5 Elect Director Joseph E. (Jeff) For For Management Consolino 1.6 Elect Director Virginia C. "Gina" For For Management Drosos 1.7 Elect Director James E. Evans For For Management 1.8 Elect Director Terry S. Jacobs For For Management 1.9 Elect Director Gregory G. Joseph For For Management 1.10 Elect Director Mary Beth Martin For For Management 1.11 Elect Director William W. Verity For For Management 1.12 Elect Director John I. Von Lehman For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERICAN HOMES 4 RENT Ticker: AMH Security ID: 02665T306 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tamara Hughes Gustavson For For Management 1.2 Elect Director David P. Singelyn For For Management 1.3 Elect Director Douglas N. Benham For For Management 1.4 Elect Director John "Jack" Corrigan For For Management 1.5 Elect Director David Goldberg For For Management 1.6 Elect Director Matthew J. Hart For For Management 1.7 Elect Director James H. Kropp For For Management 1.8 Elect Director Winifred "Wendy" M. Webb For For Management 1.9 Elect Director Jay Willoughby For For Management 1.10 Elect Director Kenneth M. Woolley For For Management 1.11 Elect Director Matthew R. Zaist For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERICAN NATIONAL INSURANCE COMPANY Ticker: ANAT Security ID: 028591105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William C. Ansell For For Management 1.2 Elect Director Arthur O. Dummer For For Management 1.3 Elect Director Irwin M. Herz, Jr. For For Management 1.4 Elect Director E. Douglas McLeod For For Management 1.5 Elect Director Frances A. For For Management Moody-Dahlberg 1.6 Elect Director Ross R. Moody For For Management 1.7 Elect Director James P. Payne For For Management 1.8 Elect Director E. J. "Jere" Pederson For For Management 1.9 Elect Director James E. Pozzi For For Management 1.10 Elect Director James D. Yarbrough For For Management 2 Approve Formation of Holding Company For Against Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- - 576 - AMERICAN STATES WATER COMPANY Ticker: AWR Security ID: 029899101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John R. Fielder For For Management 1.2 Elect Director C. James Levin For For Management 1.3 Elect Director Janice F. Wilkins For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AMERICOLD REALTY TRUST Ticker: COLD Security ID: 03064D108 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fred W. Boehler For For Management 1b Elect Director George J. Alburger, Jr. For For Management 1c Elect Director Kelly H. Barrett For For Management 1d Elect Director Antonio F. Fernandez For For Management 1e Elect Director James R. Heistand For For Management 1f Elect Director Michelle M. MacKay For For Management 1g Elect Director David J. Neithercut For For Management 1h Elect Director Mark R. Patterson For For Management 1i Elect Director Andrew P. Power For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- AMERIS BANCORP Ticker: ABCB Security ID: 03076K108 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rodney D. Bullard For For Management 1.2 Elect Director James B. Miller, Jr. For For Management 1.3 Elect Director William I. Bowen, Jr. For For Management 1.4 Elect Director Wm. Millard Choate For For Management 1.5 Elect Director Robert P. Lynch For For Management 1.6 Elect Director Elizabeth A. McCague For For Management 1.7 Elect Director Gloria A. O'Neal For For Management 1.8 Elect Director H. Palmer Proctor, Jr. For For Management 2 Ratify Crowe LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management 5 Eliminate Supermajority Vote For For Management Requirement 6 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- APACHE CORPORATION Ticker: APA Security ID: 037411105 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Annell R. Bay For For Management 2 Elect Director John J. Christmann, IV For For Management 3 Elect Director Juliet S. Ellis For For Management 4 Elect Director Chansoo Joung For For Management 5 Elect Director Rene R. Joyce For For Management 6 Elect Director John E. Lowe For For Management 7 Elect Director William C. Montgomery For For Management 8 Elect Director Amy H. Nelson For For Management 9 Elect Director Daniel W. Rabun For For Management 10 Elect Director Peter A. Ragauss For For Management 11 Ratify Ernst & Young LLP as Auditor For For Management 12 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- APARTMENT INVESTMENT AND MANAGEMENT COMPANY Ticker: AIV Security ID: 03748R754 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Terry Considine For For Management 1.2 Elect Director Thomas L. Keltner For For Management 1.3 Elect Director Robert A. Miller For For Management 1.4 Elect Director Devin I. Murphy For For Management 1.5 Elect Director Kathleen M. Nelson For For Management 1.6 Elect Director John D. Rayis For For Management 1.7 Elect Director Ann Sperling For For Management 1.8 Elect Director Michael A. Stein For For Management 1.9 Elect Director Nina A. Tran For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Nonqualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- - 577 - APOLLO COMMERCIAL REAL ESTATE FINANCE, INC. Ticker: ARI Security ID: 03762U105 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark C. Biderman For For Management 1.2 Elect Director Brenna Haysom For For Management 1.3 Elect Director Robert A. Kasdin For Withhold Management 1.4 Elect Director Katherine G. Newman For For Management 1.5 Elect Director Eric L. Press For For Management 1.6 Elect Director Scott S. Prince For Withhold Management 1.7 Elect Director Stuart A. Rothstein For For Management 1.8 Elect Director Michael E. Salvati For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- APPLE HOSPITALITY REIT, INC. Ticker: APLE Security ID: 03784Y200 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Glenn W. Bunting For For Management 1.2 Elect Director Jon A. Fosheim For For Management 1.3 Elect Director Kristian M. Gathright For For Management 1.4 Elect Director Glade M. Knight For For Management 1.5 Elect Director Justin G. Knight For For Management 1.6 Elect Director Blythe J. McGarvie For For Management 1.7 Elect Director Daryl A. Nickel For For Management 1.8 Elect Director L. Hugh Redd For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- APTARGROUP, INC. Ticker: ATR Security ID: 038336103 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director George L. Fotiades For For Management 1b Elect Director B. Craig Owens For For Management 1c Elect Director Joanne C. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ARAMARK Ticker: ARMK Security ID: 03852U106 Meeting Date: JAN 29, 2020 Meeting Type: Annual Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan M. Cameron For For Management 1b Elect Director Greg Creed For For Management 1c Elect Director Calvin Darden For For Management 1d Elect Director Richard W. Dreiling For For Management 1e Elect Director Irene M. Esteves For For Management 1f Elect Director Daniel J. Heinrich For For Management 1g Elect Director Paul C. Hilal For For Management 1h Elect Director Karen M. King For For Management 1i Elect Director Stephen I. Sadove For For Management 1j Elect Director Arthur B. Winkleblack For For Management 1k Elect Director John J. Zillmer For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Permit Shareholders to Call a Special For For Management Meeting of Shareholders and Delete Certain Obsolete Provisions -------------------------------------------------------------------------------- ARES MANAGEMENT CORPORATION Ticker: ARES Security ID: 03990B101 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael J Arougheti For Against Management 1b Elect Director Antoinette Bush For For Management 1c Elect Director Paul G. Joubert For For Management 1d Elect Director R. Kipp deVeer For Against Management 1e Elect Director David B. Kaplan For Against Management 1f Elect Director Michael Lynton For For Management 1g Elect Director Judy D. Olian For For Management 1h Elect Director Antony P. Ressler For Against Management 1i Elect Director Bennett Rosenthal For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- - 578 - ARMSTRONG WORLD INDUSTRIES, INC. Ticker: AWI Security ID: 04247X102 Meeting Date: JUL 11, 2019 Meeting Type: Annual Record Date: APR 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stan A. Askren For For Management 1.2 Elect Director Victor D. Grizzle For For Management 1.3 Elect Director Tao Huang For For Management 1.4 Elect Director Barbara L. Loughran For For Management 1.5 Elect Director Larry S. McWilliams For For Management 1.6 Elect Director James C. Melville For For Management 1.7 Elect Director John J. Roberts For For Management 1.8 Elect Director Wayne R. Shurts For For Management 1.9 Elect Director Roy W. Templin For For Management 1.10 Elect Director Cherryl T. Thomas For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ARMSTRONG WORLD INDUSTRIES, INC. Ticker: AWI Security ID: 04247X102 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stan A. Askren For For Management 1.2 Elect Director Victor D. Grizzle For For Management 1.3 Elect Director Tao Huang For For Management 1.4 Elect Director Barbara L. Loughran For For Management 1.5 Elect Director Larry S. McWilliams For For Management 1.6 Elect Director James C. Melville For For Management 1.7 Elect Director Wayne R. Shurts For For Management 1.8 Elect Director Roy W. Templin For For Management 1.9 Elect Director Cherryl T. Thomas For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ASHLAND GLOBAL HOLDINGS INC. Ticker: ASH Security ID: 044186104 Meeting Date: JAN 30, 2020 Meeting Type: Annual Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brendan M. Cummins For For Management 1.2 Elect Director William G. Dempsey For For Management 1.3 Elect Director Jay V. Ihlenfeld For For Management 1.4 Elect Director Susan L. Main For For Management 1.5 Elect Director Guillermo Novo For For Management 1.6 Elect Director Jerome A. Peribere For For Management 1.7 Elect Director Craig A. Rogerson For For Management 1.8 Elect Director Mark C. Rohr For For Management 1.9 Elect Director Ricky C. Sandler For For Management 1.10 Elect Director Janice J. Teal For For Management 1.11 Elect Director Kathleen Wilson-Thompson For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ASSOCIATED BANC-CORP Ticker: ASB Security ID: 045487105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John F. Bergstrom For For Management 1.2 Elect Director Michael T. Crowley, Jr. For For Management 1.3 Elect Director Philip B. Flynn For For Management 1.4 Elect Director R. Jay Gerken For For Management 1.5 Elect Director Judith P. Greffin For For Management 1.6 Elect Director Michael J. Haddad For For Management 1.7 Elect Director William R. Hutchinson For For Management 1.8 Elect Director Robert A. Jeffe For For Management 1.9 Elect Director Eileen A. Kamerick For For Management 1.10 Elect Director Gale E. Klappa For For Management 1.11 Elect Director Richard T. Lommen For For Management 1.12 Elect Director Cory L. Nettles For For Management 1.13 Elect Director Karen T. van Lith For For Management 1.14 Elect Director John (Jay) B. Williams For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ASSURANT, INC. Ticker: AIZ Security ID: 04621X108 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Elaine D. Rosen For For Management 1b Elect Director Paget L. Alves For For Management 1c Elect Director Juan N. Cento For For Management 1d Elect Director Alan B. Colberg For For Management 1e Elect Director Harriet Edelman For For Management 1f Elect Director Lawrence V. Jackson For For Management 1g Elect Director Jean-Paul L. Montupet For For Management 1h Elect Director Debra J. Perry For For Management 1i Elect Director Ognjen (Ogi) Redzic For For Management 1j Elect Director Paul J. Reilly For For Management 1k Elect Director Robert W. Stein For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 579 - ASSURED GUARANTY LTD. Ticker: AGO Security ID: G0585R106 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Francisco L. Borges For For Management 1b Elect Director G. Lawrence Buhl For For Management 1c Elect Director Dominic J. Frederico For For Management 1d Elect Director Bonnie L. Howard For For Management 1e Elect Director Thomas W. Jones For For Management 1f Elect Director Patrick W. Kenny For For Management 1g Elect Director Alan J. Kreczko For For Management 1h Elect Director Simon W. Leathes For For Management 1i Elect Director Michael T. O'Kane For For Management 1j Elect Director Yukiko Omura For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4aa Elect Howard W. Albert as Director of For For Management Assured Guaranty Re Ltd 4ab Elect Robert A. Bailenson as Director For For Management of Assured Guaranty Re Ltd 4ac Elect Russell B. Brewer, II as For For Management Director of Assured Guaranty Re Ltd 4ad Elect Gary Burnet as Director of For For Management Assured Guaranty Re Ltd 4ae Elect Ling Chow as Director of Assured For For Management Guaranty Re Ltd 4af Elect Stephen Donnarumma as Director For For Management of Assured Guaranty Re Ltd 4ag Elect Dominic J. Frederico as Director For For Management of Assured Guaranty Re Ltd 4ah Elect Walter A. Scott as Director of For For Management Assured Guaranty Re Ltd 4B Ratify PricewaterhouseCoopers LLP as For For Management Auditor of Assured Guaranty Re Ltd -------------------------------------------------------------------------------- ATLANTIC UNION BANKSHARES CORPORTATION Ticker: AUB Security ID: 04911A107 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank Russell Ellett For For Management 1.2 Elect Director Gregory L. Fisher For For Management 1.3 Elect Director Patrick J. McCann For For Management 1.4 Elect Director Alan W. Myers For For Management 1.5 Elect Director Linda V. Schreiner For For Management 2 Declassify the Board of Directors For For Management 3 Amend Articles of Incorporation to For Against Management Update the Provision Regarding Indemnification of Directors and Officers 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AVISTA CORPORATION Ticker: AVA Security ID: 05379B107 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kristianne Blake For For Management 1b Elect Director Donald C. Burke For For Management 1c Elect Director Rebecca A. Klein For For Management 1d Elect Director Scott H. Maw For For Management 1e Elect Director Scott L. Morris For For Management 1f Elect Director Jeffry L. Philipps For For Management 1g Elect Director Marc F. Racicot For For Management 1h Elect Director Heidi B. Stanley For For Management 1i Elect Director R. John Taylor For For Management 1j Elect Director Dennis P. Vermillion For For Management 1k Elect Director Janet D. Widmann For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AVNET, INC. Ticker: AVT Security ID: 053807103 Meeting Date: NOV 19, 2019 Meeting Type: Annual Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rodney C. Adkins For For Management 1b Elect Director William J. Amelio For For Management 1c Elect Director Carlo Bozotti For For Management 1d Elect Director Michael A. Bradley For For Management 1e Elect Director Brenda L. Freeman For For Management 1f Elect Director Jo Ann Jenkins For For Management 1g Elect Director Oleg Khaykin For For Management 1h Elect Director James A. Lawrence For For Management 1i Elect Director Avid Modjtabai For For Management 1j Elect Director Adalio T. Sanchez For For Management 1k Elect Director William H. Schumann, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- - 580 - AVX CORP. Ticker: AVX Security ID: 002444107 Meeting Date: JUL 24, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David A. DeCenzo For For Management 1.2 Elect Director Koichi Kano For Withhold Management 1.3 Elect Director Hideo Tanimoto For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Approve Executive Incentive Bonus Plan For Against Management -------------------------------------------------------------------------------- AXIS CAPITAL HOLDINGS LIMITED Ticker: AXS Security ID: G0692U109 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas C. Ramey For For Management 1.2 Elect Director Wilhelm Zeller For For Management 1.3 Elect Director Lizabeth H. Zlatkus For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Deloitte Ltd. as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- BALCHEM CORPORATION Ticker: BCPC Security ID: 057665200 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David B. Fischer For For Management 1.2 Elect Director Perry W. Premdas For For Management 1.3 Elect Director John Y. Televantos For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BANCORPSOUTH BANK Ticker: BXS Security ID: 05971J102 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gus J. Blass, III For For Management 1.2 Elect Director Deborah M. Cannon For For Management 1.3 Elect Director William G. "Skipper" For For Management Holliman 1.4 Elect Director Warren A. Hood, Jr. For For Management 1.5 Elect Director Thomas R. Stanton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BKD, LLP as Auditors For For Management -------------------------------------------------------------------------------- BANK OF HAWAII CORPORATION Ticker: BOH Security ID: 062540109 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director S. Haunani Apoliona For For Management 1.2 Elect Director Mark A. Burak For For Management 1.3 Elect Director John C. Erickson For For Management 1.4 Elect Director Joshua D. Feldman For For Management 1.5 Elect Director Peter S. Ho For For Management 1.6 Elect Director Michelle E. Hulst For For Management 1.7 Elect Director Kent T. Lucien For For Management 1.8 Elect Director Alicia E. Moy For For Management 1.9 Elect Director Victor K. Nichols For For Management 1.10 Elect Director Barbara J. Tanabe For For Management 1.11 Elect Director Dana M. Tokioka For For Management 1.12 Elect Director Raymond P. Vara, Jr. For For Management 1.13 Elect Director Robert W. Wo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- BANK OZK Ticker: OZK Security ID: 06417N103 Meeting Date: MAY 04, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nicholas Brown For For Management 1b Elect Director Paula Cholmondeley For For Management 1c Elect Director Beverly Cole For For Management 1d Elect Director Robert East For For Management 1e Elect Director Kathleen Franklin For For Management 1f Elect Director Catherine B. Freedberg For For Management 1g Elect Director Jeffrey Gearhart For For Management 1h Elect Director George G. Gleason For For Management 1i Elect Director Peter Kenny For For Management 1j Elect Director William Koefoed, Jr. For For Management 1k Elect Director Walter J. (Jack) For For Management Mullen, Jr. 1l Elect Director Christopher Orndorff For For Management 1m Elect Director John Reynolds For For Management 1n Elect Director Steven Sadoff For For Management 1o Elect Director Ross Whipple For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 581 - BANKUNITED, INC. Ticker: BKU Security ID: 06652K103 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rajinder P. Singh For For Management 1.2 Elect Director Tere Blanca For For Management 1.3 Elect Director John N. DiGiacomo For For Management 1.4 Elect Director Michael J. Dowling For For Management 1.5 Elect Director Douglas J. Pauls For For Management 1.6 Elect Director A. Gail Prudenti For For Management 1.7 Elect Director William S. Rubenstein For For Management 1.8 Elect Director Sanjiv Sobti For For Management 1.9 Elect Director Lynne Wines For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- BIO-TECHNE CORPORATION Ticker: TECH Security ID: 09073M104 Meeting Date: OCT 24, 2019 Meeting Type: Annual Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Nine For For Management 2a Elect Director Robert V. Baumgartner For For Management 2b Elect Director John L. Higgins For For Management 2c Elect Director Joseph D. Keegan For For Management 2d Elect Director Charles R. Kummeth For For Management 2e Elect Director Roeland Nusse For For Management 2f Elect Director Alpna Seth For For Management 2g Elect Director Randolph C. Steer For For Management 2h Elect Director Rupert Vessey For For Management 2i Elect Director Harold J. Wiens For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BLACK HILLS CORPORATION Ticker: BKH Security ID: 092113109 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tony A. Jensen For For Management 1.2 Elect Director Kathleen S. McAllister For For Management 1.3 Elect Director Rebecca B. Roberts For For Management 1.4 Elect Director Teresa A. Taylor For For Management 1.5 Elect Director John B. Vering For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BLACKBAUD, INC. Ticker: BLKB Security ID: 09227Q100 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Timothy Chou For For Management 1b Elect Director Joyce M. Nelson For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- BLACKSTONE MORTGAGE TRUST, INC. Ticker: BXMT Security ID: 09257W100 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael B. Nash For For Management 1.2 Elect Director Stephen D. Plavin For For Management 1.3 Elect Director Leonard W. Cotton For For Management 1.4 Elect Director Thomas E. Dobrowski For For Management 1.5 Elect Director Martin L. Edelman For For Management 1.6 Elect Director Henry N. Nassau For For Management 1.7 Elect Director Jonathan L. Pollack For For Management 1.8 Elect Director Lynne B. Sagalyn For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BOK FINANCIAL CORPORATION Ticker: BOKF Security ID: 05561Q201 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan S. Armstrong For For Management 1.2 Elect Director C. Fred Ball, Jr. For For Management 1.3 Elect Director Steven Bangert For Withhold Management 1.4 Elect Director Peter C. Boylan, III For For Management 1.5 Elect Director Steven G. Bradshaw For Withhold Management 1.6 Elect Director Chester E. Cadieux, III For Withhold Management 1.7 Elect Director Gerard P. Clancy For Withhold Management 1.8 Elect Director John W. Coffey For For Management 1.9 Elect Director Joseph W. Craft, III For For Management 1.10 Elect Director Jack E. Finley For Withhold Management 1.11 Elect Director David F. Griffin For Withhold Management 1.12 Elect Director V. Burns Hargis For For Management 1.13 Elect Director Douglas D. Hawthorne For Withhold Management 1.14 Elect Director Kimberley D. Henry For For Management 1.15 Elect Director E. Carey Joullian, IV For Withhold Management 1.16 Elect Director George B. Kaiser For Withhold Management 1.17 Elect Director Stanley A. Lybarger For Withhold Management 1.18 Elect Director Steven J. Malcolm For For Management 1.19 Elect Director Steven E. Nell For Withhold Management 1.20 Elect Director E.C. Richards For Withhold Management 1.21 Elect Director Claudia San Pedro For Withhold Management 1.22 Elect Director Michael C. Turpen For For Management 1.23 Elect Director R.A. Walker For For Management 1.24 Elect Director Rose M. Washington For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 582 - BOOZ ALLEN HAMILTON HOLDING CORPORATION Ticker: BAH Security ID: 099502106 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: JUN 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Melody C. Barnes For For Management 1b Elect Director Ellen Jewett For For Management 1c Elect Director Arthur E. Johnson For For Management 1d Elect Director Charles O. Rossotti For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Classes of Common Stock For For Management -------------------------------------------------------------------------------- BORGWARNER INC. Ticker: BWA Security ID: 099724106 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dennis C. Cuneo For For Management 1b Elect Director Michael S. Hanley For For Management 1c Elect Director Frederic B. Lissalde For For Management 1d Elect Director Paul A. Mascarenas For For Management 1e Elect Director John R. McKernan, Jr. For For Management 1f Elect Director Deborah D. McWhinney For For Management 1g Elect Director Alexis P. Michas For For Management 1h Elect Director Vicki L. Sato For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- BOYD GAMING CORPORATION Ticker: BYD Security ID: 103304101 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John R. Bailey For For Management 1.2 Elect Director Robert L. Boughner For For Management 1.3 Elect Director William R. Boyd For For Management 1.4 Elect Director William S. Boyd For For Management 1.5 Elect Director Marianne Boyd Johnson For For Management 1.6 Elect Director Keith E. Smith For For Management 1.7 Elect Director Christine J. Spadafor For For Management 1.8 Elect Director A. Randall Thoman For For Management 1.9 Elect Director Peter M. Thomas For For Management 1.10 Elect Director Paul W. Whetsell For For Management 1.11 Elect Director Veronica J. Wilson For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- BRIXMOR PROPERTY GROUP INC. Ticker: BRX Security ID: 11120U105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James M. Taylor, Jr. For For Management 1.2 Elect Director John G. Schreiber For For Management 1.3 Elect Director Michael Berman For For Management 1.4 Elect Director Julie Bowerman For For Management 1.5 Elect Director Sheryl M. Crosland For For Management 1.6 Elect Director Thomas W. Dickson For For Management 1.7 Elect Director Daniel B. Hurwitz For For Management 1.8 Elect Director William D. Rahm For For Management 1.9 Elect Director Gabrielle Sulzberger For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- BROOKS AUTOMATION, INC. Ticker: BRKS Security ID: 114340102 Meeting Date: JAN 24, 2020 Meeting Type: Annual Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director A. Clinton Allen For For Management 1.2 Elect Director Robyn C. Davis For For Management 1.3 Elect Director Joseph R. Martin For For Management 1.4 Elect Director Krishna G. Palepu For For Management 1.5 Elect Director Michael Rosenblatt For For Management 1.6 Elect Director Stephen S. Schwartz For For Management 1.7 Elect Director Alfred Woollacott, III For For Management 1.8 Elect Director Mark S. Wrighton For For Management 1.9 Elect Director Ellen M. Zane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- - 583 - BRUKER CORPORATION Ticker: BRKR Security ID: 116794108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cynthia M. Friend For For Management 1.2 Elect Director Marc A. Kastner For For Management 1.3 Elect Director Hermann Requardt For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- BRUNSWICK CORPORATION Ticker: BC Security ID: 117043109 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nancy E. Cooper For For Management 1b Elect Director David C. Everitt For For Management 1c Elect Director Lauren P. Flaherty For For Management 1d Elect Director Joseph W. McClanathan For For Management 1e Elect Director Jane L. Warner For For Management 1f Elect Director Roger J. Wood For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- BUNGE LIMITED Ticker: BG Security ID: G16962105 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sheila Bair For For Management 1b Elect Director Vinita Bali For For Management 1c Elect Director Carol M. Browner For For Management 1d Elect Director Andrew Ferrier For For Management 1e Elect Director Paul Fribourg For For Management 1f Elect Director J. Erik Fyrwald For For Management 1g Elect Director Gregory A. Heckman For For Management 1h Elect Director Bernardo Hees For For Management 1i Elect Director Kathleen Hyle For For Management 1j Elect Director Henry W. (Jay) Winship For For Management 1k Elect Director Mark N. Zenuk For For Management 2 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- BWX TECHNOLOGIES, INC. Ticker: BWXT Security ID: 05605H100 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rex D. Geveden For For Management 1b Elect Director Leland D. Melvin For For Management 1c Elect Director Robert L. Nardelli For For Management 1d Elect Director Barbara A. Niland For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CABLE ONE, INC. Ticker: CABO Security ID: 12685J105 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary E. Meduski For For Management 1b Elect Director Alan G. Spoon For For Management 1c Elect Director Wallace R. Weitz For Against Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- CABOT MICROELECTRONICS CORPORATION Ticker: CCMP Security ID: 12709P103 Meeting Date: MAR 04, 2020 Meeting Type: Annual Record Date: JAN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul J. Reilly For For Management 1.2 Elect Director Geoffrey Wild For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- - 584 - CABOT OIL & GAS CORPORATION Ticker: COG Security ID: 127097103 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dorothy M. Ables For For Management 1.2 Elect Director Rhys J. Best For For Management 1.3 Elect Director Robert S. Boswell For For Management 1.4 Elect Director Amanda M. Brock For For Management 1.5 Elect Director Peter B. Delaney For For Management 1.6 Elect Director Dan O. Dinges For For Management 1.7 Elect Director Robert Kelley For For Management 1.8 Elect Director W. Matt Ralls For For Management 1.9 Elect Director Marcus A. Watts For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CANTEL MEDICAL CORP. Ticker: CMD Security ID: 138098108 Meeting Date: DEC 18, 2019 Meeting Type: Annual Record Date: NOV 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles M. Diker For For Management 1b Elect Director Alan R. Batkin For For Management 1c Elect Director Ann E. Berman For For Management 1d Elect Director Mark N. Diker For For Management 1e Elect Director Anthony B. Evnin For For Management 1f Elect Director Laura L. Forese For For Management 1g Elect Director George L. Fotiades For For Management 1h Elect Director Ronnie Myers For For Management 1i Elect Director Karen N. Prange For For Management 1j Elect Director Peter J. Pronovost For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CARLISLE COMPANIES INCORPORATED Ticker: CSL Security ID: 142339100 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert G. Bohn For For Management 1.2 Elect Director Gregg A. Ostrander For For Management 1.3 Elect Director Jesse G. Singh For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CARTER'S, INC. Ticker: CRI Security ID: 146229109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Hali Borenstein For For Management 1b Elect Director Amy Woods Brinkley For For Management 1c Elect Director Giuseppina Buonfantino For For Management 1d Elect Director Michael D. Casey For For Management 1e Elect Director A. Bruce Cleverly For For Management 1f Elect Director Jevin S. Eagle For For Management 1g Elect Director Mark P. Hipp For For Management 1h Elect Director William J. Montgoris For For Management 1i Elect Director Richard A. Noll For For Management 1j Elect Director Gretchen W. Price For For Management 1k Elect Director David Pulver For For Management 1l Elect Director Thomas E. Whiddon For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CASEY'S GENERAL STORES, INC. Ticker: CASY Security ID: 147528103 Meeting Date: SEP 04, 2019 Meeting Type: Annual Record Date: JUL 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director H. Lynn Horak For For Management 1.2 Elect Director Judy A. Schmeling For For Management 1.3 Elect Director Allison M. Wing For For Management 1.4 Elect Director Darren M. Rebelez For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Change Range for Size of the Board For For Management -------------------------------------------------------------------------------- - 585 - CATHAY GENERAL BANCORP Ticker: CATY Security ID: 149150104 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nelson Chung For For Management 1b Elect Director Felix S. Fernandez For For Management 1c Elect Director Maan-Huei Hung For For Management 1d Elect Director Richard Sun For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CDK GLOBAL, INC. Ticker: CDK Security ID: 12508E101 Meeting Date: NOV 21, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For For Management 1b Elect Director Willie A. Deese For For Management 1c Elect Director Amy J. Hillman For For Management 1d Elect Director Brian M. Krzanich For For Management 1e Elect Director Stephen A. Miles For For Management 1f Elect Director Robert E. Radway For For Management 1g Elect Director Stephen F. Schuckenbrock For For Management 1h Elect Director Frank S. Sowinski For For Management 1i Elect Director Eileen J. Voynick For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CENTERSTATE BANK CORPORATION Ticker: CSFL Security ID: 15201P109 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James H. Bingham For For Management 1.2 Elect Director Michael J. Brown, Sr. For For Management 1.3 Elect Director C. Dennis Carlton For For Management 1.4 Elect Director Michael F. Ciferri For For Management 1.5 Elect Director John C. Corbett For For Management 1.6 Elect Director Jody Jean Dreyer For For Management 1.7 Elect Director Griffin A. Greene For For Management 1.8 Elect Director John H. Holcomb, III For For Management 1.9 Elect Director Charles W. McPherson For For Management 1.10 Elect Director Richard Murray, IV For For Management 1.11 Elect Director G. Tierso Nunez, II For For Management 1.12 Elect Director Thomas E. Oakley For For Management 1.13 Elect Director G. Ruffner Page, Jr. For For Management 1.14 Elect Director Ernest S. Pinner For For Management 1.15 Elect Director William Knox Pou, Jr., For For Management 1.16 Elect Director Daniel R. Richey For For Management 1.17 Elect Director David G. Salyers For For Management 1.18 Elect Director Joshua A. Snively For For Management 1.19 Elect Director Mark W. Thompson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- CENTERSTATE BANK CORPORATION Ticker: CSFL Security ID: 15201P109 Meeting Date: MAY 21, 2020 Meeting Type: Special Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CHEMED CORPORATION Ticker: CHE Security ID: 16359R103 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin J. McNamara For For Management 1.2 Elect Director Ron DeLyons For For Management 1.3 Elect Director Joel F. Gemunder For For Management 1.4 Elect Director Patrick P. Grace For For Management 1.5 Elect Director Christopher J. Heaney For For Management 1.6 Elect Director Thomas C. Hutton For For Management 1.7 Elect Director Andrea R. Lindell For For Management 1.8 Elect Director Thomas P. Rice For For Management 1.9 Elect Director Donald E. Saunders For For Management 1.10 Elect Director George J. Walsh, III For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- - 586 - CHIMERA INVESTMENT CORPORATION Ticker: CIM Security ID: 16934Q208 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paul A. Donlin For For Management 1b Elect Director Mark Abrams For For Management 1c Elect Director Gerard Creagh For For Management 1d Elect Director Brian P. Reilly For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CHOICE HOTELS INTERNATIONAL, INC. Ticker: CHH Security ID: 169905106 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barbara T. Alexander For For Management 1.2 Elect Director Brian B. Bainum For For Management 1.3 Elect Director Stewart W. Bainum, Jr. For For Management 1.4 Elect Director William L. Jews For For Management 1.5 Elect Director Monte J.M. Koch For For Management 1.6 Elect Director Liza K. Landsman For For Management 1.7 Elect Director Patrick S. Pacious For For Management 1.8 Elect Director Ervin R. Shames For For Management 1.9 Elect Director Maureen D. Sullivan For For Management 1.10 Elect Director John P. Tague For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CHURCHILL DOWNS INCORPORATED Ticker: CHDN Security ID: 171484108 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert L. Fealy For For Management 1.2 Elect Director Douglas C. Grissom For For Management 1.3 Elect Director Daniel P. Harrington For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CIMAREX ENERGY CO. Ticker: XEC Security ID: 171798101 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kathleen A. Hogenson For For Management 1.2 Elect Director Paul N. Eckley For For Management 1.3 Elect Director Thomas E. Jorden For For Management 1.4 Elect Director Floyd R. Price For For Management 1.5 Elect Director Frances M. Vallejo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CINEMARK HOLDINGS, INC. Ticker: CNK Security ID: 17243V102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nancy Loewe For For Management 1.2 Elect Director Steven P. Rosenberg For For Management 1.3 Elect Director Enrique F. Senior For For Management 1.4 Elect Director Nina G. Vaca For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CIT GROUP INC. Ticker: CIT Security ID: 125581801 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ellen R. Alemany For For Management 1b Elect Director Michael L. Brosnan For For Management 1c Elect Director Michael A. Carpenter For For Management 1d Elect Director Dorene C. Dominguez For For Management 1e Elect Director Alan Frank For For Management 1f Elect Director William M. Freeman For For Management 1g Elect Director R. Brad Oates For For Management 1h Elect Director Gerald Rosenfeld For For Management 1i Elect Director John R. Ryan For For Management 1j Elect Director Sheila A. Stamps For For Management 1k Elect Director Khanh T. Tran For For Management 1l Elect Director Laura S. Unger For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 587 - CLEVELAND-CLIFFS INC. Ticker: CLF Security ID: 185899101 Meeting Date: MAR 10, 2020 Meeting Type: Special Record Date: JAN 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with For For Management Acquisition 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CLEVELAND-CLIFFS INC. Ticker: CLF Security ID: 185899101 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John T. Baldwin For For Management 1b Elect Director Robert P. Fisher, Jr. For For Management 1c Elect Director William K. Gerber For For Management 1d Elect Director Lourenco Goncalves For For Management 1e Elect Director Susan M. Green For For Management 1f Elect Director M. Ann Harlan For For Management 1g Elect Director Ralph S. Michael, III For For Management 1h Elect Director Janet L. Miller For For Management 1i Elect Director Eric M. Rychel For For Management 1j Elect Director Gabriel Stoliar For For Management 1k Elect Director Douglas C. Taylor For For Management 1l Elect Director Arlene M. Yocum For For Management 2a Elect Director John T. Baldwin For For Management 2b Elect Director Robert P. Fisher, Jr. For For Management 2c Elect Director Lourenco Goncalves For For Management 2d Elect Director Susan M. Green For For Management 2e Elect Director M. Ann Harlan For For Management 2f Elect Director Janet L. Miller For For Management 2g Elect Director Joseph A. Rutkowski, Jr. For For Management 2h Elect Director Eric M. Rychel For For Management 2i Elect Director Michael D. Siegal For For Management 2j Elect Director Gabriel Stoliar For For Management 2k Elect Director Douglas C. Taylor For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- COGENT COMMUNICATIONS HOLDINGS, INC. Ticker: CCOI Security ID: 19239V302 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dave Schaeffer For For Management 1.2 Elect Director D. Blake Bath For For Management 1.3 Elect Director Steven D. Brooks For For Management 1.4 Elect Director Lewis H. Ferguson, III For For Management 1.5 Elect Director Carolyn Katz For For Management 1.6 Elect Director Sheryl Kennedy For For Management 1.7 Elect Director Marc Montagner For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COGNEX CORPORATION Ticker: CGNX Security ID: 192422103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick A. Alias For For Management 1.2 Elect Director Theodor Krantz For For Management 1.3 Elect Director Dianne M. Parrotte For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COLUMBIA BANKING SYSTEM, INC. Ticker: COLB Security ID: 197236102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Craig D. Eerkes For For Management 1b Elect Director Ford Elsaesser For For Management 1c Elect Director Mark A. Finkelstein For For Management 1d Elect Director Eric S. Forrest For For Management 1e Elect Director Thomas M. Hulbert For For Management 1f Elect Director Michelle M. Lantow For For Management 1g Elect Director Randal L. Lund For For Management 1h Elect Director S. Mae Fujita Numata For For Management 1i Elect Director Elizabeth W. Seaton For For Management 1j Elect Director Clint E. Stein For For Management 1k Elect Director Janine T. Terrano For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- - 588 - COLUMBIA SPORTSWEAR COMPANY Ticker: COLM Security ID: 198516106 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy P. Boyle For For Management 1.2 Elect Director Stephen E. Babson For For Management 1.3 Elect Director Andy D. Bryant For For Management 1.4 Elect Director Walter T. Klenz For For Management 1.5 Elect Director Kevin Mansell For For Management 1.6 Elect Director Ronald E. Nelson For For Management 1.7 Elect Director Sabrina L. Simmons For For Management 1.8 Elect Director Malia H. Wasson For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- COMMERCE BANCSHARES, INC. Ticker: CBSH Security ID: 200525103 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John R. Capps For For Management 1.2 Elect Director Karen L. Daniel For For Management 1.3 Elect Director W. Thomas Grant, II For For Management 1.4 Elect Director David W. Kemper For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COMMUNITY BANK SYSTEM, INC. Ticker: CBU Security ID: 203607106 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian R. Ace For For Management 1b Elect Director Mark J. Bolus For For Management 1c Elect Director Jeffrey L. Davis For For Management 1d Elect Director Neil E. Fesette For For Management 1e Elect Director Michael R. Kallet For For Management 1f Elect Director Kerrie D. MacPherson For For Management 1g Elect Director John Parente For For Management 1h Elect Director Raymond C. Pecor, III For For Management 1i Elect Director Sally A. Steele For For Management 1j Elect Director Eric E. Stickels For For Management 1k Elect Director Mark E. Tryniski For For Management 1l Elect Director John F. Whipple, Jr. For For Management 1m Elect Director Brian R. Ace For For Management 1n Elect Director Michael R. Kallet For For Management 1o Elect Director John Parente For For Management 1p Elect Director John F. Whipple, Jr. For For Management 2 Declassify the Board of Directors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CORESITE REALTY CORPORATION Ticker: COR Security ID: 21870Q105 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert G. Stuckey For For Management 1.2 Elect Director Paul E. Szurek For For Management 1.3 Elect Director James A. Attwood, Jr. For For Management 1.4 Elect Director Jean A. Bua For For Management 1.5 Elect Director Kelly C. Chambliss For For Management 1.6 Elect Director Michael R. Koehler For For Management 1.7 Elect Director J. David Thompson For For Management 1.8 Elect Director David A. Wilson For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CORPORATE OFFICE PROPERTIES TRUST Ticker: OFC Security ID: 22002T108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas F. Brady For For Management 1b Elect Director Stephen E. Budorick For For Management 1c Elect Director Robert L. Denton, Sr. For For Management 1d Elect Director Philip L. Hawkins For For Management 1e Elect Director David M. Jacobstein For For Management 1f Elect Director Steven D. Kesler For For Management 1g Elect Director C. Taylor Pickett For For Management 1h Elect Director Lisa G. Trimberger For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 589 - COTY INC. Ticker: COTY Security ID: 222070203 Meeting Date: NOV 05, 2019 Meeting Type: Annual Record Date: SEP 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Beatrice Ballini For For Management 1.2 Elect Director Sabine Chalmers For For Management 1.3 Elect Director Joachim Creus For For Management 1.4 Elect Director Pierre Denis For For Management 1.5 Elect Director Olivier Goudet For For Management 1.6 Elect Director Peter Harf For Withhold Management 1.7 Elect Director Pierre Laubies For For Management 1.8 Elect Director Paul S. Michaels For For Management 1.9 Elect Director Erhard Schoewel For For Management 1.10 Elect Director Robert Singer For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- COUSINS PROPERTIES INCORPORATED Ticker: CUZ Security ID: 222795502 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles T. Cannada For For Management 1b Elect Director Robert M. Chapman For For Management 1c Elect Director M. Colin Connolly For For Management 1d Elect Director Scott W. Fordham For For Management 1e Elect Director Lillian C. Giornelli For For Management 1f Elect Director R. Kent Griffin, Jr. For For Management 1g Elect Director Donna W. Hyland For For Management 1h Elect Director R. Dary Stone For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CRACKER BARREL OLD COUNTRY STORE, INC. Ticker: CBRL Security ID: 22410J106 Meeting Date: NOV 21, 2019 Meeting Type: Annual Record Date: SEP 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas H. Barr For For Management 1.2 Elect Director Carl T. Berquist For For Management 1.3 Elect Director Sandra B. Cochran For For Management 1.4 Elect Director Meg G. Crofton For For Management 1.5 Elect Director Richard J. Dobkin For For Management 1.6 Elect Director Norman E. Johnson For For Management 1.7 Elect Director William W. McCarten For For Management 1.8 Elect Director Coleman H. Peterson For For Management 1.9 Elect Director Andrea M. Weiss For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CRANE CO. Ticker: CR Security ID: 224399105 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin R. Benante For For Management 1.2 Elect Director Donald G. Cook For For Management 1.3 Elect Director Michael Dinkins For For Management 1.4 Elect Director Ronald C. Lindsay For For Management 1.5 Elect Director Ellen McClain For For Management 1.6 Elect Director Charles G. McClure, Jr. For For Management 1.7 Elect Director Max H. Mitchell For For Management 1.8 Elect Director Jennifer M. Pollino For For Management 1.9 Elect Director James L. L. Tullis For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CUBESMART Ticker: CUBE Security ID: 229663109 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Piero Bussani For For Management 1.2 Elect Director Dorothy Dowling For For Management 1.3 Elect Director John W. Fain For For Management 1.4 Elect Director Marianne M. Keler For For Management 1.5 Elect Director Christopher P. Marr For For Management 1.6 Elect Director Deborah R. Salzberg For For Management 1.7 Elect Director John F. Remondi For For Management 1.8 Elect Director Jeffrey F. Rogatz For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 590 - CULLEN/FROST BANKERS, INC. Ticker: CFR Security ID: 229899109 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carlos Alvarez For For Management 1.2 Elect Director Chris M. Avery For For Management 1.3 Elect Director Anthony R. (Tony) Chase For For Management 1.4 Elect Director Cynthia J. Comparin For For Management 1.5 Elect Director Samuel G. Dawson For For Management 1.6 Elect Director Crawford H. Edwards For For Management 1.7 Elect Director Patrick B. Frost For For Management 1.8 Elect Director Phillip D. Green For For Management 1.9 Elect Director David J. Haemisegger For For Management 1.10 Elect Director Karen E. Jennings For For Management 1.11 Elect Director Charles W. Matthews For Against Management 1.12 Elect Director Ida Clement Steen For For Management 1.13 Elect Director Graham Weston For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CURTISS-WRIGHT CORPORATION Ticker: CW Security ID: 231561101 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David C. Adams For For Management 1.2 Elect Director Dean M. Flatt For For Management 1.3 Elect Director S. Marce Fuller For For Management 1.4 Elect Director Bruce D. Hoechner For For Management 1.5 Elect Director Glenda J. Minor For For Management 1.6 Elect Director John B. Nathman For For Management 1.7 Elect Director Robert J. Rivet For For Management 1.8 Elect Director Albert E. Smith For For Management 1.9 Elect Director Peter C. Wallace For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CVB FINANCIAL CORP. Ticker: CVBF Security ID: 126600105 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George A. Borba, Jr. For For Management 1.2 Elect Director David A. Brager For For Management 1.3 Elect Director Stephen A. Del Guercio For For Management 1.4 Elect Director Rodrigo Guerra, Jr. For For Management 1.5 Elect Director Anna Kan For For Management 1.6 Elect Director Marshall V. Laitsch For For Management 1.7 Elect Director Kristina M. Leslie For For Management 1.8 Elect Director Raymond V. O'Brien, III For For Management 1.9 Elect Director Hal W. Oswalt For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- CVR ENERGY, INC. Ticker: CVI Security ID: 12662P108 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patricia A. Agnello For Withhold Management 1.2 Elect Director SungHwan Cho For Withhold Management 1.3 Elect Director Jaffrey (Jay) A. For For Management Firestone 1.4 Elect Director Jonathan Frates For Withhold Management 1.5 Elect Director Hunter C. Gary For Withhold Management 1.6 Elect Director David L. Lamp For Withhold Management 1.7 Elect Director Stephen A. Mongillo For For Management 1.8 Elect Director James M. Strock For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- CYPRESS SEMICONDUCTOR CORPORATION Ticker: CY Security ID: 232806109 Meeting Date: AUG 27, 2019 Meeting Type: Special Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CYRUSONE INC. Ticker: CONE Security ID: 23283R100 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David H. Ferdman For For Management 1.2 Elect Director John W. Gamble, Jr. For For Management 1.3 Elect Director Michael A. Klayko For For Management 1.4 Elect Director T. Tod Nielsen For For Management 1.5 Elect Director Alex Shumate For For Management 1.6 Elect Director William E. Sullivan For For Management 1.7 Elect Director Lynn A. Wentworth For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- - 591 - DELEK US HOLDINGS, INC. Ticker: DK Security ID: 24665A103 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ezra Uzi Yemin For For Management 1.2 Elect Director William J. Finnerty For For Management 1.3 Elect Director Richard J. Marcogliese For For Management 1.4 Elect Director Gary M. Sullivan, Jr. For For Management 1.5 Elect Director Vicky Sutil For For Management 1.6 Elect Director David Wiessman For For Management 1.7 Elect Director Shlomo Zohar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- DOLBY LABORATORIES, INC. Ticker: DLB Security ID: 25659T107 Meeting Date: FEB 04, 2020 Meeting Type: Annual Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin Yeaman For For Management 1.2 Elect Director Peter Gotcher For For Management 1.3 Elect Director Micheline Chau For For Management 1.4 Elect Director David Dolby For For Management 1.5 Elect Director N. William Jasper, Jr. For For Management 1.6 Elect Director Simon Segars For For Management 1.7 Elect Director Roger Siboni For For Management 1.8 Elect Director Anjali Sud For For Management 1.9 Elect Director Avadis Tevanian, Jr. For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- DONALDSON COMPANY, INC. Ticker: DCI Security ID: 257651109 Meeting Date: NOV 22, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Hoffman For For Management 1.2 Elect Director Douglas A. Milroy For For Management 1.3 Elect Director Willard D. Oberton For For Management 1.4 Elect Director John P. Wiehoff For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- DOUGLAS EMMETT, INC. Ticker: DEI Security ID: 25960P109 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dan A. Emmett For For Management 1.2 Elect Director Jordan L. Kaplan For For Management 1.3 Elect Director Kenneth M. Panzer For For Management 1.4 Elect Director Christopher H. Anderson For Withhold Management 1.5 Elect Director Leslie E. Bider For For Management 1.6 Elect Director David T. Feinberg For For Management 1.7 Elect Director Virginia A. McFerran For Withhold Management 1.8 Elect Director Thomas E. O'Hern For For Management 1.9 Elect Director William E. Simon, Jr. For For Management 1.10 Elect Director Johnese M. Spisso For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- DUNKIN' BRANDS GROUP, INC. Ticker: DNKN Security ID: 265504100 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda Boff For For Management 1b Elect Director Irene Chang Britt For For Management 1c Elect Director Michael F. Hines For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- EAGLE MATERIALS INC. Ticker: EXP Security ID: 26969P108 Meeting Date: AUG 06, 2019 Meeting Type: Annual Record Date: JUN 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director George J. Damiris For For Management 1B Elect Director Martin M. Ellen For For Management 1C Elect Director David B. Powers For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- - 592 - EAST WEST BANCORP, INC. Ticker: EWBC Security ID: 27579R104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Molly Campbell For For Management 1.2 Elect Director Iris S. Chan For For Management 1.3 Elect Director Archana Deskus For For Management 1.4 Elect Director Rudolph I. Estrada For For Management 1.5 Elect Director Paul H. Irving For For Management 1.6 Elect Director Jack C. Liu For For Management 1.7 Elect Director Dominic Ng For For Management 1.8 Elect Director Lester M. Sussman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- EASTGROUP PROPERTIES, INC. Ticker: EGP Security ID: 277276101 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director D. Pike Aloian For For Management 1b Elect Director H.C. Bailey, Jr. For For Management 1c Elect Director H. Eric Bolton, Jr. For For Management 1d Elect Director Donald F. Colleran For For Management 1e Elect Director Hayden C. Eaves, III For For Management 1f Elect Director David H. Hoster, II For For Management 1g Elect Director Marshall A. Loeb For For Management 1h Elect Director Mary E. McCormick For For Management 1i Elect Director Leland R. Speed For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EMCOR GROUP, INC. Ticker: EME Security ID: 29084Q100 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John W. Altmeyer For For Management 1b Elect Director Anthony J. Guzzi For For Management 1c Elect Director Richard F. Hamm, Jr. For For Management 1d Elect Director David H. Laidley For For Management 1e Elect Director Carol P. Lowe For For Management 1f Elect Director M. Kevin McEvoy For For Management 1g Elect Director William P. Reid For For Management 1h Elect Director Steven B. Schwarzwaelder For For Management 1i Elect Director Robin Walker-Lee For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Amend Restricted Stock Plan For For Management 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- ENCOMPASS HEALTH CORPORATION Ticker: EHC Security ID: 29261A100 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Greg D. Carmichael For For Management 1b Elect Director John W. Chidsey For For Management 1c Elect Director Donald L. Correll For For Management 1d Elect Director Yvonne M. Curl For For Management 1e Elect Director Charles M. Elson For For Management 1f Elect Director Joan E. Herman For For Management 1g Elect Director Leo I. Higdon, Jr. For For Management 1h Elect Director Leslye G. Katz For For Management 1i Elect Director Patricia A. Maryland For For Management 1j Elect Director John E. Maupin, Jr. For For Management 1k Elect Director Nancy M. Schlichting For For Management 1l Elect Director L. Edward Shaw, Jr. For For Management 1m Elect Director Mark J. Tarr For For Management 1n Elect Director Terrance Williams For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ENERGIZER HOLDINGS, INC. Ticker: ENR Security ID: 29272W109 Meeting Date: JAN 27, 2020 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carlos Abrams-Rivera For For Management 1b Elect Director Bill G. Armstrong For For Management 1c Elect Director Cynthia J. Brinkley For For Management 1d Elect Director Rebecca Frankiewicz For For Management 1e Elect Director Alan R. Hoskins For For Management 1f Elect Director Kevin J. Hunt For For Management 1g Elect Director James C. Johnson For For Management 1h Elect Director John E. Klein For For Management 1i Elect Director Patrick J. Moore For For Management 1j Elect Director Nneka L. Rimmer For For Management 1k Elect Director Robert V. Vitale For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- - 593 - ENERSYS Ticker: ENS Security ID: 29275Y102 Meeting Date: AUG 01, 2019 Meeting Type: Annual Record Date: JUN 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Howard I. Hoffen For For Management 1.2 Elect Director David M. Shaffer For For Management 1.3 Elect Director Ronald P. Vargo For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ENTEGRIS, INC. Ticker: ENTG Security ID: 29362U104 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael A. Bradley For For Management 1b Elect Director R. Nicholas Burns For For Management 1c Elect Director James F. Gentilcore For For Management 1d Elect Director James P. Lederer For For Management 1e Elect Director Bertrand Loy For For Management 1f Elect Director Paul L. H. Olson For For Management 1g Elect Director Azita Saleki-Gerhardt For For Management 1h Elect Director Brian F. Sullivan For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- EPR PROPERTIES Ticker: EPR Security ID: 26884U109 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barrett Brady For For Management 1.2 Elect Director Peter C. Brown For For Management 1.3 Elect Director James B. Connor For For Management 1.4 Elect Director Robert J. Druten For For Management 1.5 Elect Director Gregory K. Silvers For For Management 1.6 Elect Director Robin P. Sterneck For For Management 1.7 Elect Director Virginia E. Shanks For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Declaration of Trust to Permit For For Management the Company to Redeem Securities Held by an Unsuitable Shareholder 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- EQT CORPORATION Ticker: EQT Security ID: 26884L109 Meeting Date: JUL 10, 2019 Meeting Type: Proxy Contest Record Date: MAY 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (Gold Universal Proxy None Card) 1A Elect Director Philip G. Behrman For Did Not Vote Management 1B Elect Director Janet L. Carrig For Did Not Vote Management 1C Elect Director Christina A. Cassotis For Did Not Vote Management 1D Elect Director William M. Lambert For Did Not Vote Management 1E Elect Director Gerald F. MacCleary For Did Not Vote Management 1F Elect Director James T. McManus, II For Did Not Vote Management 1G Elect Director Valerie A. Mitchell For Did Not Vote Management 1H Elect Director Robert J. McNally For Did Not Vote Management 1I Elect Director Anita M. Powers For Did Not Vote Management 1J Elect Director Daniel J. Rice, IV For Did Not Vote Management 1K Elect Director Stephen A. Thorington For Did Not Vote Management 1L Elect Director Christine J. Toretti For Did Not Vote Management 1M Rice Group Nominee Lydia I. Beebe Against Did Not Vote Shareholder 1N Rice Group Nominee Lee M. Canaan Against Did Not Vote Shareholder 1O Rice Group Nominee Kathryn J. Jackson Against Did Not Vote Shareholder 1P Rice Group Nominee John F. McCartney Against Did Not Vote Shareholder 1Q Rice Group Nominee Toby Z. Rice Against Did Not Vote Shareholder 1R Rice Group Nominee Hallie A. Against Did Not Vote Shareholder Vanderhider 2 Advisory Vote to Ratify Named For Did Not Vote Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For Did Not Vote Management 4 Ratify Ernst & Young LLP as Auditors For Did Not Vote Management # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (White Universal Proxy None Card) 1A Elect Director Lydia I. Beebe For For Shareholder 1B Elect Director Lee M. Canaan For For Shareholder 1C Elect Director Kathryn J. Jackson For For Shareholder 1D Elect Director John F. McCartney For For Shareholder 1E Elect Director Daniel J. Rice, IV For For Shareholder 1F Elect Director Toby Z. Rice For For Shareholder 1G Elect Director Hallie A. Vanderhider For For Shareholder 1H Management Nominee Philip G. Behrman For For Shareholder 1I Management Nominee Janet L. Carrig For For Shareholder 1J Management Nominee James T. McManus, II For For Shareholder 1K Management Nominee Anita M. Powers For For Shareholder 1L Management Nominee Stephen A. For For Shareholder Thorington 1M Management Nominee Christina A. Against Withhold Shareholder Cassotis 1N Management Nominee William M. Lambert Against Withhold Shareholder 1O Management Nominee Gerald F. MacCleary Against Withhold Shareholder 1P Management Nominee Valerie A. Mitchell Against Withhold Shareholder 1Q Management Nominee Robert J. McNally Against Withhold Shareholder 1R Management Nominee Christine J. Toretti Against Withhold Shareholder 2 Advisory Vote to Ratify Named Against For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors None For Management -------------------------------------------------------------------------------- - 594 - EQT CORPORATION Ticker: EQT Security ID: 26884L109 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lydia I. Beebe For For Management 1.2 Elect Director Philip G. Behrman For For Management 1.3 Elect Director Lee M. Canaan For For Management 1.4 Elect Director Janet L. Carrig For For Management 1.5 Elect Director Kathryn J. Jackson For For Management 1.6 Elect Director John F. McCartney For For Management 1.7 Elect Director James T. McManus, II For For Management 1.8 Elect Director Anita M. Powers For For Management 1.9 Elect Director Daniel J. Rice, IV For For Management 1.10 Elect Director Toby Z. Rice For For Management 1.11 Elect Director Stephen A. Thorington For For Management 1.12 Elect Director Hallie A. Vanderhider For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Eliminate Supermajority Vote For For Management Requirement for Amending Governing Documents and Removing Directors 4 Provide Right to Call Special Meeting For For Management 5 Approve Omnibus Stock Plan For For Management 6 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- EQUITRANS MIDSTREAM CORPORATION Ticker: ETRN Security ID: 294600101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vicky A. Bailey For For Management 1.2 Elect Director Sarah M. Barpoulis For For Management 1.3 Elect Director Kenneth M. Burke For For Management 1.4 Elect Director Patricia K. Collawn For For Management 1.5 Elect Director Margaret K. Dorman For For Management 1.6 Elect Director Thomas F. Karam For For Management 1.7 Elect Director D. Mark Leland For For Management 1.8 Elect Director Norman J. Szydlowski For For Management 1.9 Elect Director Robert F. Vagt For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ESSENT GROUP LTD. Ticker: ESNT Security ID: G3198U102 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark A. Casale For For Management 1.2 Elect Director Douglas J. Pauls For For Management 1.3 Elect Director William Spiegel For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ESSENTIAL UTILITIES, INC. Ticker: WTRG Security ID: 29670G102 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Elizabeth B. Amato For For Management 1.2 Elect Director Nicholas DeBenedictis For For Management 1.3 Elect Director Christopher H. Franklin For For Management 1.4 Elect Director Wendy A. Franks For For Management 1.5 Elect Director Daniel J. Hilferty For For Management 1.6 Elect Director Francis O. Idehen For For Management 1.7 Elect Director Ellen T. Ruff For For Management 1.8 Elect Director Lee C. Stewart For For Management 1.9 Elect Director Christopher C. Womack For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Majority Voting for Uncontested For For Management Election of Directors 5 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- EVERCORE INC. Ticker: EVR Security ID: 29977A105 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger C. Altman For For Management 1.2 Elect Director Richard I. Beattie For For Management 1.3 Elect Director Pamela G. Carlton For For Management 1.4 Elect Director Ellen V. Futter For For Management 1.5 Elect Director Gail B. Harris For For Management 1.6 Elect Director Robert B. Millard For For Management 1.7 Elect Director Willard J. Overlock, Jr. For For Management 1.8 Elect Director Simon M. Robertson For For Management 1.9 Elect Director Ralph L. Schlosstein For For Management 1.10 Elect Director John S. Weinberg For For Management 1.11 Elect Director William J. Wheeler For For Management 1.12 Elect Director Sarah K. Williamson For For Management 1.13 Elect Director Kendrick R. Wilson, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- - 595 - EXPONENT, INC. Ticker: EXPO Security ID: 30214U102 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Catherine Ford Corrigan For For Management 1.2 Elect Director Paul R. Johnston For For Management 1.3 Elect Director Carol Lindstrom For For Management 1.4 Elect Director Karen A. Richardson For For Management 1.5 Elect Director John B. Shoven For For Management 1.6 Elect Director Debra L. Zumwalt For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- F.N.B. CORPORATION Ticker: FNB Security ID: 302520101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pamela A. Bena For For Management 1.2 Elect Director William B. Campbell For For Management 1.3 Elect Director James D. Chiafullo For For Management 1.4 Elect Director Vincent J. Delie, Jr. For For Management 1.5 Elect Director Mary Jo Dively For For Management 1.6 Elect Director Robert A. Hormell For For Management 1.7 Elect Director David J. Malone For For Management 1.8 Elect Director Frank C. Mencini For For Management 1.9 Elect Director David L. Motley For For Management 1.10 Elect Director Heidi A. Nicholas For For Management 1.11 Elect Director John S. Stanik For For Management 1.12 Elect Director William J. Strimbu For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- FIRST AMERICAN FINANCIAL CORPORATION Ticker: FAF Security ID: 31847R102 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James L. Doti For For Management 1.2 Elect Director Michael D. McKee For For Management 1.3 Elect Director Thomas V. McKernan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- FIRST CITIZENS BANCSHARES, INC. Ticker: FCNCA Security ID: 31946M103 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John M. Alexander, Jr. For For Management 1.2 Elect Director Victor E. Bell, III For For Management 1.3 Elect Director Peter M. Bristow For For Management 1.4 Elect Director Hope H. Bryant For For Management 1.5 Elect Director H. Lee Durham, Jr. For For Management 1.6 Elect Director Daniel L. Heavner For For Management 1.7 Elect Director Frank B. Holding, Jr. For For Management 1.8 Elect Director Robert R. Hoppe For For Management 1.9 Elect Director Floyd L. Keels For For Management 1.10 Elect Director Robert E. Mason, IV For For Management 1.11 Elect Director Robert T. Newcomb For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Dixon Hughes Goodman LLP as For For Management Auditors -------------------------------------------------------------------------------- FIRST FINANCIAL BANKSHARES, INC. Ticker: FFIN Security ID: 32020R109 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director April Anthony For For Management 1.2 Elect Director Tucker S. Bridwell For For Management 1.3 Elect Director Vianei Lopez Braun For For Management 1.4 Elect Director David Copeland For For Management 1.5 Elect Director Mike Denny For For Management 1.6 Elect Director F. Scott Dueser For For Management 1.7 Elect Director Murray Edwards For For Management 1.8 Elect Director Tim Lancaster For For Management 1.9 Elect Director Kade L. Matthews For For Management 1.10 Elect Director Robert C. Nickles, Jr. For For Management 1.11 Elect Director Johnny E. Trotter For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 596 - FIRST HAWAIIAN, INC. Ticker: FHB Security ID: 32051X108 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Matthew J. Cox For For Management 1b Elect Director W. Allen Doane For For Management 1c Elect Director Faye Watanabe Kurren For For Management 1d Elect Director Robert S. Harrison For For Management 1e Elect Director Allen B. Uyeda For For Management 1f Elect Director Jenai S. Wall For For Management 1g Elect Director C. Scott Wo For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- FIRST HORIZON NATIONAL CORPORATION Ticker: FHN Security ID: 320517105 Meeting Date: APR 24, 2020 Meeting Type: Special Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Increase Authorized Common Stock For For Management 3 Advisory Vote on Golden Parachutes For For Management 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- FIRST HORIZON NATIONAL CORPORATION Ticker: FHN Security ID: 320517105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth A. Burdick For For Management 1.2 Elect Director John C. Compton For For Management 1.3 Elect Director Wendy P. Davidson For For Management 1.4 Elect Director Mark A. Emkes For For Management 1.5 Elect Director Corydon J. Gilchrist For For Management 1.6 Elect Director D. Bryan Jordan For For Management 1.7 Elect Director Vicki R. Palmer For For Management 1.8 Elect Director Colin V. Reed For For Management 1.9 Elect Director Cecelia D. Stewart For For Management 1.10 Elect Director Rajesh Subramaniam For For Management 1.11 Elect Director R. Eugene Taylor For For Management 1.12 Elect Director Luke Yancy, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRST INDUSTRIAL REALTY TRUST, INC. Ticker: FR Security ID: 32054K103 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter E. Baccile For For Management 1.2 Elect Director Teresa Bryce Bazemore For For Management 1.3 Elect Director Matthew S. Dominski For For Management 1.4 Elect Director Bruce W. Duncan For For Management 1.5 Elect Director H. Patrick Hackett, Jr. For For Management 1.6 Elect Director Denise A. Olsen For For Management 1.7 Elect Director John Rau For For Management 1.8 Elect Director L. Peter Sharpe For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Other Business For Against Management -------------------------------------------------------------------------------- FIRSTCASH, INC. Ticker: FCFS Security ID: 33767D105 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel E. Berce For For Management 1b Elect Director Mikel D. Faulkner For For Management 1c Elect Director Randel G. Owen For For Management 2 Ratify RSM US LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FLIR SYSTEMS, INC. Ticker: FLIR Security ID: 302445101 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James J. Cannon For For Management 1b Elect Director John D. Carter For For Management 1c Elect Director William W. Crouch For For Management 1d Elect Director Catherine A. Halligan For For Management 1e Elect Director Earl R. Lewis For For Management 1f Elect Director Angus L. Macdonald For For Management 1g Elect Director Michael T. Smith For For Management 1h Elect Director Cathy A. Stauffer For For Management 1i Elect Director Robert S. Tyrer For For Management 1j Elect Director John W. Wood, Jr. For For Management 1k Elect Director Steven E. Wynne For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Change State of Incorporation Oregon For For Management to Delaware -------------------------------------------------------------------------------- - 597 - FLOWERS FOODS, INC. Ticker: FLO Security ID: 343498101 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director George E. Deese For For Management 1b Elect Director Rhonda Gass For For Management 1c Elect Director Benjamin H. Griswold, IV For For Management 1d Elect Director Margaret G. Lewis For For Management 1e Elect Director A. Ryals McMullian For For Management 1f Elect Director James T. Spear For For Management 1g Elect Director Melvin T. Stith For For Management 1h Elect Director C. Martin Wood, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Reduce Supermajority Vote Requirement For For Management -------------------------------------------------------------------------------- FLOWSERVE CORPORATION Ticker: FLS Security ID: 34354P105 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director R. Scott Rowe For For Management 1b Elect Director Sujeet Chand For For Management 1c Elect Director Ruby R. Chandy For For Management 1d Elect Director Gayla J. Delly For For Management 1e Elect Director Roger L. Fix For For Management 1f Elect Director John R. Friedery For For Management 1g Elect Director John L. Garrison For For Management 1h Elect Director Michael C. McMurray For For Management 1i Elect Director David E. Roberts For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Certificate of Incorporation to For For Management Allow Shareholder Action by Less than Unanimous Written Consent 5 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- FOOT LOCKER, INC. Ticker: FL Security ID: 344849104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Maxine Clark For For Management 1B Elect Director Alan D. Feldman For For Management 1C Elect Director Richard A. Johnson For For Management 1D Elect Director Guillermo G. Marmol For For Management 1E Elect Director Matthew M. McKenna For For Management 1F Elect Director Darlene Nicosia For For Management 1G Elect Director Steven Oakland For For Management 1H Elect Director Ulice Payne, Jr. For For Management 1I Elect Director Kimberly Underhill For For Management 1J Elect Director Tristan Walker For For Management 1K Elect Director Dona D. Young For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- FORTUNE BRANDS HOME & SECURITY, INC. Ticker: FBHS Security ID: 34964C106 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nicholas I. Fink For For Management 1b Elect Director A. D. David Mackay For For Management 1c Elect Director David M. Thomas For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FULTON FINANCIAL CORPORATION Ticker: FULT Security ID: 360271100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jennifer Craighead Carey For For Management 1b Elect Director Lisa Crutchfield For For Management 1c Elect Director Denise L. Devine For For Management 1d Elect Director Steven S. Etter For For Management 1e Elect Director Patrick J. Freer For For Management 1f Elect Director Carlos E. Graupera For For Management 1g Elect Director George W. Hodges For For Management 1h Elect Director James R. Moxley, III For For Management 1i Elect Director Curtis J. Myers For For Management 1j Elect Director Scott A. Snyder For For Management 1k Elect Director Ronald H. Spair For For Management 1l Elect Director Mark F. Strauss For For Management 1m Elect Director Ernest J. Waters For For Management 1n Elect Director E. Philip Wenger For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- - 598 - GAMING AND LEISURE PROPERTIES, INC. Ticker: GLPI Security ID: 36467J108 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter M. Carlino For For Management 1.2 Elect Director Carol ("Lili") Lynton For For Management 1.3 Elect Director Joseph W. Marshall, III For For Management 1.4 Elect Director James B. Perry For For Management 1.5 Elect Director Barry F. Schwartz For For Management 1.6 Elect Director Earl C. Shanks For For Management 1.7 Elect Director E. Scott Urdang For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GATX CORPORATION Ticker: GATX Security ID: 361448103 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Diane M. Aigotti For For Management 1.2 Elect Director Anne L. Arvia For For Management 1.3 Elect Director Ernst A. Haberli For For Management 1.4 Elect Director Brian A. Kenney For For Management 1.5 Elect Director James B. Ream For For Management 1.6 Elect Director Adam L. Stanley For For Management 1.7 Elect Director David S. Sutherland For For Management 1.8 Elect Director Stephen R. Wilson For For Management 1.9 Elect Director Paul G. Yovovich For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- GENPACT LIMITED Ticker: G Security ID: G3922B107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director N.V. "Tiger" Tyagarajan For For Management 1.2 Elect Director James Madden For For Management 1.3 Elect Director Ajay Agrawal For For Management 1.4 Elect Director Stacey Cartwright For For Management 1.5 Elect Director Laura Conigliaro For For Management 1.6 Elect Director Carol Lindstrom For For Management 1.7 Elect Director CeCelia Morken For For Management 1.8 Elect Director Mark Nunnelly For For Management 1.9 Elect Director Mark Verdi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG as Auditors For For Management -------------------------------------------------------------------------------- GENTEX CORPORATION Ticker: GNTX Security ID: 371901109 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leslie Brown For For Management 1.2 Elect Director Steve Downing For For Management 1.3 Elect Director Gary Goode For For Management 1.4 Elect Director James Hollars For For Management 1.5 Elect Director John Mulder For For Management 1.6 Elect Director Richard Schaum For For Management 1.7 Elect Director Kathleen Starkoff For For Management 1.8 Elect Director Brian Walker For For Management 1.9 Elect Director James Wallace For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GLACIER BANCORP, INC. Ticker: GBCI Security ID: 37637Q105 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David C. Boyles For For Management 1.2 Elect Director Randall M. Chesler For For Management 1.3 Elect Director Sherry L. Cladouhos For For Management 1.4 Elect Director James M. English For For Management 1.5 Elect Director Annie M. Goodwin For For Management 1.6 Elect Director Craig A. Langel For For Management 1.7 Elect Director Douglas J. McBride For For Management 1.8 Elect Director John W. Murdoch For For Management 1.9 Elect Director George R. Sutton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BKD, LLP as Auditors For For Management -------------------------------------------------------------------------------- - 599 - GRACO INC. Ticker: GGG Security ID: 384109104 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick J. McHale For For Management 1b Elect Director Lee R. Mitau For For Management 1c Elect Director Martha A. Morfitt For For Management 1d Elect Director Kevin J. Wheeler For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GRAFTECH INTERNATIONAL LTD. Ticker: EAF Security ID: 384313508 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian L. Acton For For Management 1.2 Elect Director David Gregory For Against Management 1.3 Elect Director David J. Rintoul For Against Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GRAHAM HOLDINGS COMPANY Ticker: GHC Security ID: 384637104 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher C. Davis For For Management 1.2 Elect Director Anne M. Mulcahy For For Management 1.3 Elect Director Larry D. Thompson For For Management -------------------------------------------------------------------------------- GRAPHIC PACKAGING HOLDING COMPANY Ticker: GPK Security ID: 388689101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael P. Doss For For Management 1.2 Elect Director Dean A. Scarborough For For Management 1.3 Elect Director Larry M. Venturelli For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- H&R BLOCK, INC. Ticker: HRB Security ID: 093671105 Meeting Date: SEP 12, 2019 Meeting Type: Annual Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Angela N. Archon For For Management 1b Elect Director Paul J. Brown For For Management 1c Elect Director Robert A. Gerard For For Management 1d Elect Director Richard A. Johnson For For Management 1e Elect Director Jeffrey J. Jones, II For For Management 1f Elect Director David Baker Lewis For For Management 1g Elect Director Victoria J. Reich For For Management 1h Elect Director Bruce C. Rohde For For Management 1i Elect Director Matthew E. Winter For For Management 1j Elect Director Christianna Wood For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HANCOCK WHITNEY CORPORATION Ticker: HWC Security ID: 410120109 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank E. Bertucci For For Management 1.2 Elect Director Constantine S. Liollio For For Management 1.3 Elect Director Thomas H. Olinde For For Management 1.4 Elect Director Joan C. Teofilo For For Management 1.5 Elect Director C. Richard Wilkins For For Management 2a Eliminate the Business Combination For For Management Supermajority Vote Provision 2b Eliminate the Prohibition on For For Management Non-Cumulative Preferred Dividends 2c Remove the Series A Preferred Stock For For Management Provision 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- - 600 - HANESBRANDS INC. Ticker: HBI Security ID: 410345102 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Geralyn R. Breig For For Management 1b Elect Director Gerald W. Evans, Jr. For For Management 1c Elect Director Bobby J. Griffin For For Management 1d Elect Director James C. Johnson For For Management 1e Elect Director Franck J. Moison For For Management 1f Elect Director Robert F. Moran For For Management 1g Elect Director Ronald L. Nelson For For Management 1h Elect Director Ann E. Ziegler For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- HARLEY-DAVIDSON, INC. Ticker: HOG Security ID: 412822108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Troy Alstead For For Management 1.2 Elect Director R. John Anderson For For Management 1.3 Elect Director Michael J. Cave For For Management 1.4 Elect Director Allan Golston For For Management 1.5 Elect Director Sara L. Levinson For For Management 1.6 Elect Director N. Thomas Linebarger For For Management 1.7 Elect Director Brian R. Niccol For For Management 1.8 Elect Director Maryrose T. Sylvester For For Management 1.9 Elect Director Jochen Zeitz For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Provide Proxy Access Right For For Management 4 Approve Omnibus Stock Plan For For Management 5 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- HAWAIIAN ELECTRIC INDUSTRIES, INC. Ticker: HE Security ID: 419870100 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peggy Y. Fowler For For Management 1.2 Elect Director Keith P. Russell For For Management 1.3 Elect Director Eva T. Zlotnicka For For Management 1.4 Elect Director Micah A. Kane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Declassify the Board of Directors For For Management 4 Adopt Majority Voting for Uncontested For For Management Election of Directors 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- HEALTHCARE REALTY TRUST INCORPORATED Ticker: HR Security ID: 421946104 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Todd J. Meredith For For Management 1.2 Elect Director John V. Abbott For For Management 1.3 Elect Director Nancy H. Agee For For Management 1.4 Elect Director Edward H. Braman For For Management 1.5 Elect Director James J. Kilroy For For Management 1.6 Elect Director Peter F. Lyle, Sr. For For Management 1.7 Elect Director John Knox Singleton For For Management 1.8 Elect Director Bruce D. Sullivan For For Management 1.9 Elect Director Christann M. Vasquez For For Management 2 Ratify BDO USA, LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HEALTHCARE TRUST OF AMERICA, INC. Ticker: HTA Security ID: 42225P501 Meeting Date: JUL 09, 2019 Meeting Type: Annual Record Date: APR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Scott D. Peters For For Management 1b Elect Director W. Bradley Blair, II For Against Management 1c Elect Director Vicki U. Booth For Against Management 1d Elect Director Maurice J. DeWald For Against Management 1e Elect Director Warren D. Fix For For Management 1f Elect Director Peter N. Foss For Against Management 1g Elect Director Daniel S. Henson For For Management 1h Elect Director Larry L. Mathis For Against Management 1i Elect Director Gary T. Wescombe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- - 601 - HELMERICH & PAYNE, INC. Ticker: HP Security ID: 423452101 Meeting Date: MAR 03, 2020 Meeting Type: Annual Record Date: JAN 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Delaney M. Bellinger For For Management 1b Elect Director Kevin G. Cramton For For Management 1c Elect Director Randy A. Foutch For For Management 1d Elect Director Hans Helmerich For For Management 1e Elect Director John W. Lindsay For For Management 1f Elect Director Jose R. Mas For For Management 1g Elect Director Thomas A. Petrie For For Management 1h Elect Director Donald F. Robillard, Jr. For For Management 1i Elect Director Edward B. Rust, Jr. For For Management 1j Elect Director Mary M. VanDeWeghe For For Management 1k Elect Director John D. Zeglis For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- HEXCEL CORPORATION Ticker: HXL Security ID: 428291108 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nick L. Stanage For For Management 1b Elect Director Joel S. Beckman For For Management 1c Elect Director Jeffrey C. Campbell For For Management 1d Elect Director Cynthia M. Egnotovich For For Management 1e Elect Director Thomas A. Gendron For For Management 1f Elect Director Jeffrey A. Graves For For Management 1g Elect Director Guy C. Hachey For For Management 1h Elect Director Catherine A. Suever For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- HIGHWOODS PROPERTIES, INC. Ticker: HIW Security ID: 431284108 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles A. Anderson For For Management 1.2 Elect Director Gene H. Anderson For For Management 1.3 Elect Director Thomas P. Anderson For For Management 1.4 Elect Director Carlos E. Evans For For Management 1.5 Elect Director David J. Hartzell For For Management 1.6 Elect Director Sherry A. Kellett For For Management 1.7 Elect Director Theodore J. Klinck For For Management 1.8 Elect Director Anne H. Lloyd For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Non-Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- HILL-ROM HOLDINGS, INC. Ticker: HRC Security ID: 431475102 Meeting Date: FEB 25, 2020 Meeting Type: Annual Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William G. Dempsey For For Management 1.2 Elect Director Gary L. Ellis For For Management 1.3 Elect Director Stacy Enxing Seng For For Management 1.4 Elect Director Mary Garrett For For Management 1.5 Elect Director James R. Giertz For For Management 1.6 Elect Director John P. Groetelaars For For Management 1.7 Elect Director William H. Kucheman For For Management 1.8 Elect Director Ronald A. Malone For For Management 1.9 Elect Director Gregory J. Moore For For Management 1.10 Elect Director Felicia F. Norwood For For Management 1.11 Elect Director Nancy M. Schlichting For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- HOLLYFRONTIER CORPORATION Ticker: HFC Security ID: 436106108 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anne-Marie N. Ainsworth For For Management 1b Elect Director Douglas Y. Bech For For Management 1c Elect Director Anna C. Catalano For For Management 1d Elect Director Leldon E. Echols For For Management 1e Elect Director Michael C. Jennings For For Management 1f Elect Director R. Craig Knocke For For Management 1g Elect Director Robert J. Kostelnik For For Management 1h Elect Director James H. Lee For For Management 1i Elect Director Franklin Myers For For Management 1j Elect Director Michael E. Rose For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- - 602 - HOME BANCSHARES, INC. Ticker: HOMB Security ID: 436893200 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John W. Allison For For Management 1.2 Elect Director Brian S. Davis For For Management 1.3 Elect Director Milburn Adams For For Management 1.4 Elect Director Robert H. Adcock, Jr. For Withhold Management 1.5 Elect Director Richard H. Ashley For For Management 1.6 Elect Director Mike D. Beebe For For Management 1.7 Elect Director Jack E. Engelkes For For Management 1.8 Elect Director Tracy M. French For For Management 1.9 Elect Director Karen E. Garrett For For Management 1.10 Elect Director James G. Hinkle For For Management 1.11 Elect Director Alex R. Lieblong For For Management 1.12 Elect Director Thomas J. Longe For For Management 1.13 Elect Director Jim Rankin, Jr. For For Management 1.14 Elect Director Donna J. Townsell For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify BKD, LLP as Auditors For For Management -------------------------------------------------------------------------------- HUBBELL INCORPORATED Ticker: HUBB Security ID: 443510607 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carlos M. Cardoso For For Management 1.2 Elect Director Anthony J. Guzzi For For Management 1.3 Elect Director Neal J. Keating For For Management 1.4 Elect Director Bonnie C. Lind For For Management 1.5 Elect Director John F. Malloy For For Management 1.6 Elect Director David G. Nord For For Management 1.7 Elect Director John G. Russell For For Management 1.8 Elect Director Steven R. Shawley For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- HUDSON PACIFIC PROPERTIES, INC. Ticker: HPP Security ID: 444097109 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Victor J. Coleman For For Management 1.2 Elect Director Theodore R. Antenucci For For Management 1.3 Elect Director Richard B. Fried For For Management 1.4 Elect Director Jonathan M. Glaser For For Management 1.5 Elect Director Robert L. Harris, II For For Management 1.6 Elect Director Christy Haubegger For For Management 1.7 Elect Director Mark D. Linehan For For Management 1.8 Elect Director Robert M. Moran, Jr. For Against Management 1.9 Elect Director Barry A. Porter For Against Management 1.10 Elect Director Andrea Wong For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HUNTINGTON INGALLS INDUSTRIES, INC. Ticker: HII Security ID: 446413106 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Philip M. Bilden For For Management 1.2 Elect Director Augustus L. Collins For For Management 1.3 Elect Director Kirkland H. Donald For For Management 1.4 Elect Director Victoria D. Harker For For Management 1.5 Elect Director Anastasia D. Kelly For For Management 1.6 Elect Director Tracy B. McKibben For For Management 1.7 Elect Director C. Michael Petters For For Management 1.8 Elect Director Thomas C. Schievelbein For For Management 1.9 Elect Director John K. Welch For For Management 1.10 Elect Director Stephen R. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- HUNTSMAN CORPORATION Ticker: HUN Security ID: 447011107 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter R. Huntsman For For Management 1b Elect Director Nolan D. Archibald For For Management 1c Elect Director Mary C. Beckerle For For Management 1d Elect Director M. Anthony Burns For For Management 1e Elect Director Daniele Ferrari For For Management 1f Elect Director Robert J. Margetts For For Management 1g Elect Director Wayne A. Reaud For For Management 1h Elect Director Jan E. Tighe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- - 603 - HYATT HOTELS CORPORATION Ticker: H Security ID: 448579102 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Pritzker For For Management 1.2 Elect Director Pamela M. Nicholson For For Management 1.3 Elect Director Richard C. Tuttle For For Management 1.4 Elect Director James H. Wooten, Jr. For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Amend Omnibus Stock Plan For For Management 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- IDACORP, INC. Ticker: IDA Security ID: 451107106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Darrel T. Anderson For For Management 1.2 Elect Director Thomas Carlile For For Management 1.3 Elect Director Richard J. Dahl For For Management 1.4 Elect Director Annette G. Elg For For Management 1.5 Elect Director Lisa A. Grow For For Management 1.6 Elect Director Ronald W. Jibson For For Management 1.7 Elect Director Judith A. Johansen For For Management 1.8 Elect Director Dennis L. Johnson For For Management 1.9 Elect Director Christine King For For Management 1.10 Elect Director Richard J. Navarro For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- INGREDION INCORPORATED Ticker: INGR Security ID: 457187102 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Luis Aranguren-Trellez For For Management 1b Elect Director David B. Fischer For For Management 1c Elect Director Paul Hanrahan For For Management 1d Elect Director Rhonda L. Jordan For For Management 1e Elect Director Gregory B. Kenny For For Management 1f Elect Director Barbara A. Klein For For Management 1g Elect Director Victoria J. Reich For For Management 1h Elect Director Stephan B. Tanda For For Management 1i Elect Director Jorge A. Uribe For For Management 1j Elect Director Dwayne A. Wilson For For Management 1k Elect Director James P. Zallie For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- INSPERITY, INC. Ticker: NSP Security ID: 45778Q107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy T. Clifford For For Management 1.2 Elect Director Ellen H. Masterson For For Management 1.3 Elect Director Latha Ramchand For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- INVESCO LTD. Ticker: IVZ Security ID: G491BT108 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sarah E. Beshar For For Management 1.2 Elect Director Martin L. Flanagan For For Management 1.3 Elect Director William F. Glavin, Jr. For For Management 1.4 Elect Director C. Robert Henrikson For For Management 1.5 Elect Director Denis Kessler For For Management 1.6 Elect Director Nigel Sheinwald For For Management 1.7 Elect Director G. Richard Wagoner, Jr. For For Management 1.8 Elect Director Phoebe A. Wood For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- INVESTORS BANCORP, INC. Ticker: ISBC Security ID: 46146L101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis M. Bone For For Management 1.2 Elect Director Doreen R. Byrnes For For Management 1.3 Elect Director William V. Cosgrove For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- - 604 - IRON MOUNTAIN INCORPORATED Ticker: IRM Security ID: 46284V101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jennifer Allerton For For Management 1b Elect Director Pamela M. Arway For For Management 1c Elect Director Clarke H. Bailey For For Management 1d Elect Director Kent P. Dauten For For Management 1e Elect Director Paul F. Deninger For For Management 1f Elect Director Monte Ford For For Management 1g Elect Director Per-Kristian Halvorsen For For Management 1h Elect Director Robin L. Matlock For For Management 1i Elect Director William L. Meaney For For Management 1j Elect Director Wendy J. Murdock For For Management 1k Elect Director Walter C. Rakowich For For Management 1l Elect Director Doyle R. Simons For For Management 1m Elect Director Alfred J. Verrecchia For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ITT INC. Ticker: ITT Security ID: 45073V108 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Orlando D. Ashford For For Management 1b Elect Director Geraud Darnis For For Management 1c Elect Director Donald DeFosset, Jr. For For Management 1d Elect Director Nicholas C. Fanandakis For For Management 1e Elect Director Richard P. Lavin For For Management 1f Elect Director Mario Longhi For For Management 1g Elect Director Rebecca A. McDonald For For Management 1h Elect Director Timothy H. Powers For For Management 1i Elect Director Luca Savi For For Management 1j Elect Director Cheryl L. Shavers For For Management 1k Elect Director Sabrina Soussan For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- J & J SNACK FOODS CORP. Ticker: JJSF Security ID: 466032109 Meeting Date: FEB 11, 2020 Meeting Type: Annual Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Gerald B. Shreiber For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- J2 GLOBAL, INC. Ticker: JCOM Security ID: 48123V102 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard S. Ressler For For Management 1b Elect Director Douglas Y. Bech For For Management 1c Elect Director Robert J. Cresci For For Management 1d Elect Director Sarah Fay For For Management 1e Elect Director W. Brian Kretzmer For For Management 1f Elect Director Jonathan F. Miller For For Management 1g Elect Director Stephen Ross For For Management 1h Elect Director Vivek Shah For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- JABIL INC. Ticker: JBL Security ID: 466313103 Meeting Date: JAN 23, 2020 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anousheh Ansari For For Management 1.2 Elect Director Martha F. Brooks For For Management 1.3 Elect Director Christopher S. Holland For For Management 1.4 Elect Director Timothy L. Main For For Management 1.5 Elect Director Mark T. Mondello For For Management 1.6 Elect Director John C. Plant For For Management 1.7 Elect Director Steven A. Raymund For For Management 1.8 Elect Director Thomas A. Sansone For For Management 1.9 Elect Director David M. Stout For For Management 1.10 Elect Director Kathleen A. Walters For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 605 - JBG SMITH PROPERTIES Ticker: JBGS Security ID: 46590V100 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Scott A. Estes For For Management 1b Elect Director Alan S. Forman For For Management 1c Elect Director Michael J. Glosserman For For Management 1d Elect Director Charles E. Haldeman, Jr. For For Management 1e Elect Director W. Matthew Kelly For For Management 1f Elect Director Alisa M. Mall For For Management 1g Elect Director Carol A. Melton For For Management 1h Elect Director William J. Mulrow For For Management 1i Elect Director Steven Roth For Against Management 1j Elect Director Ellen Shuman For For Management 1k Elect Director Robert A. Stewart For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- JEFFERIES FINANCIAL GROUP INC. Ticker: JEF Security ID: 47233W109 Meeting Date: APR 17, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda L. Adamany For For Management 1b Elect Director Barry J. Alperin For For Management 1c Elect Director Robert D. Beyer For For Management 1d Elect Director Francisco L. Borges For For Management 1e Elect Director Brian P. Friedman For For Management 1f Elect Director MaryAnne Gilmartin For For Management 1g Elect Director Richard B. Handler For For Management 1h Elect Director Robert E. Joyal For For Management 1i Elect Director Jacob M. Katz For For Management 1j Elect Director Michael T. O'Kane For For Management 1k Elect Director Stuart H. Reese For For Management 1l Elect Director Joseph S. Steinberg For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- JOHN BEAN TECHNOLOGIES CORPORATION Ticker: JBT Security ID: 477839104 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Barbara L. Brasier For For Management 1b Elect Director Thomas W. Giacomini For For Management 1c Elect Director Polly B. Kawalek For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- JONES LANG LASALLE INCORPORATED Ticker: JLL Security ID: 48020Q107 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Hugo Bague For For Management 1b Elect Director Matthew Carter, Jr. For For Management 1c Elect Director Samuel A. Di Piazza, Jr. For For Management 1d Elect Director Ming Lu For For Management 1e Elect Director Bridget A. Macaskill For For Management 1f Elect Director Deborah H. McAneny For For Management 1g Elect Director Siddharth (Bobby) N. For For Management Mehta 1h Elect Director Martin H. Nesbitt For For Management 1i Elect Director Jeetendra (Jeetu) I. For For Management Patel 1j Elect Director Sheila A. Penrose For For Management 1k Elect Director Ann Marie Petach For For Management 1l Elect Director Christian Ulbrich For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- JUNIPER NETWORKS, INC. Ticker: JNPR Security ID: 48203R104 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gary Daichendt For For Management 1b Elect Director Anne DelSanto For For Management 1c Elect Director Kevin DeNuccio For For Management 1d Elect Director James Dolce For For Management 1e Elect Director Christine Gorjanc For For Management 1f Elect Director Janet Haugen For For Management 1g Elect Director Scott Kriens For For Management 1h Elect Director Rahul Merchant For For Management 1i Elect Director Rami Rahim For For Management 1j Elect Director William Stensrud For For Management 2 Ratify Ernst & Young as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- - 606 - KAR AUCTION SERVICES, INC. Ticker: KAR Security ID: 48238T109 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David DiDomenico For For Management 1b Elect Director Carmel Galvin For For Management 1c Elect Director James P. Hallett For For Management 1d Elect Director Mark E. Hill For For Management 1e Elect Director J. Mark Howell For For Management 1f Elect Director Stefan Jacoby For For Management 1g Elect Director Michael T. Kestner For For Management 1h Elect Director Mary Ellen Smith For For Management 1i Elect Director Stephen E. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- KBR, INC. Ticker: KBR Security ID: 48242W106 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark E. Baldwin For For Management 1b Elect Director James R. Blackwell For For Management 1c Elect Director Stuart J. B. Bradie For For Management 1d Elect Director Lynn A. Dugle For For Management 1e Elect Director Lester L. Lyles For For Management 1f Elect Director Wendy M. Masiello For For Management 1g Elect Director Jack B. Moore For For Management 1h Elect Director Ann D. Pickard For For Management 1i Elect Director Umberto della Sala For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- KEMPER CORPORATION Ticker: KMPR Security ID: 488401100 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Teresa A. Canida For For Management 1b Elect Director George N. Cochran For For Management 1c Elect Director Kathleen M. Cronin For For Management 1d Elect Director Lacy M. Johnson For For Management 1e Elect Director Robert J. Joyce For For Management 1f Elect Director Joseph P. Lacher, Jr. For For Management 1g Elect Director Gerald Laderman For For Management 1h Elect Director Christopher B. Sarofim For For Management 1i Elect Director David P. Storch For For Management 1j Elect Director Susan D. Whiting For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- KENNAMETAL, INC. Ticker: KMT Security ID: 489170100 Meeting Date: OCT 29, 2019 Meeting Type: Annual Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph Alvarado For For Management 1.2 Elect Director Cindy L. Davis For For Management 1.3 Elect Director William J. Harvey For For Management 1.4 Elect Director William M. Lambert For For Management 1.5 Elect Director Lorraine M. Martin For For Management 1.6 Elect Director Timothy R. McLevish For For Management 1.7 Elect Director Sagar A. Patel For For Management 1.8 Elect Director Christopher Rossi For For Management 1.9 Elect Director Lawrence W. Stranghoener For For Management 1.10 Elect Director Steven H. Wunning For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KENNEDY-WILSON HOLDINGS, INC. Ticker: KW Security ID: 489398107 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Todd Boehly For For Management 1.2 Elect Director David A. Minella For For Management 1.3 Elect Director Mary Ricks For For Management 1.4 Elect Director Sanaz Zaimi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- - 607 - KILROY REALTY CORPORATION Ticker: KRC Security ID: 49427F108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John Kilroy For For Management 1b Elect Director Edward Brennan For For Management 1c Elect Director Jolie Hunt For For Management 1d Elect Director Scott Ingraham For For Management 1e Elect Director Gary Stevenson For For Management 1f Elect Director Peter Stoneberg For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Increase Authorized Common Stock For For Management 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- KIMCO REALTY CORPORATION Ticker: KIM Security ID: 49446R109 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Milton Cooper For For Management 1b Elect Director Philip E. Coviello For For Management 1c Elect Director Conor C. Flynn For For Management 1d Elect Director Frank Lourenso For For Management 1e Elect Director Colombe M. Nicholas For For Management 1f Elect Director Mary Hogan Preusse For For Management 1g Elect Director Valerie Richardson For For Management 1h Elect Director Richard B. Saltzman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Pricewaterhouse Coopers LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC. Ticker: KNX Security ID: 499049104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Jackson For For Management 1.2 Elect Director Kevin Knight For For Management 1.3 Elect Director Roberta Roberts Shank For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management 4 Declassify the Board of Directors For For Management 5 Amend Omnibus Stock Plan For For Management 6 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- KOHL'S CORPORATION Ticker: KSS Security ID: 500255104 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael J. Bender For For Management 1b Elect Director Peter Boneparth For For Management 1c Elect Director Steven A. Burd For For Management 1d Elect Director Yael Cosset For For Management 1e Elect Director H. Charles Floyd For For Management 1f Elect Director Michelle Gass For For Management 1g Elect Director Jonas Prising For For Management 1h Elect Director John E. Schlifske For For Management 1i Elect Director Adrianne Shapira For For Management 1j Elect Director Frank V. Sica For For Management 1k Elect Director Stephanie A. Streeter For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Adopt Vendor Policy Regarding Against Against Shareholder Oversight on Animal Welfare Throughout the Supply Chain -------------------------------------------------------------------------------- L BRANDS, INC. Ticker: LB Security ID: 501797104 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Eliminate Supermajority Vote For For Management Requirement 2 Declassify the Board of Directors For For Management 3.1 Elect Director Donna A. James For For Management 3.2 Elect Director Michael G. Morris For For Management 3.3 Elect Director Robert H. Schottenstein For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Approve Omnibus Stock Plan For For Management 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 608 - LAMAR ADVERTISING COMPANY Ticker: LAMR Security ID: 512816109 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nancy Fletcher For For Management 1.2 Elect Director John E. Koerner, III For For Management 1.3 Elect Director Marshall A. Loeb For For Management 1.4 Elect Director Stephen P. Mumblow For For Management 1.5 Elect Director Thomas V. Reifenheiser For For Management 1.6 Elect Director Anna Reilly For For Management 1.7 Elect Director Kevin P. Reilly, Jr. For For Management 1.8 Elect Director Wendell Reilly For Withhold Management 1.9 Elect Director Elizabeth Thompson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LANCASTER COLONY CORPORATION Ticker: LANC Security ID: 513847103 Meeting Date: NOV 13, 2019 Meeting Type: Annual Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barbara L. Brasier For For Management 1.2 Elect Director David A. Ciesinski For For Management 1.3 Elect Director Kenneth L. Cooke For For Management 1.4 Elect Director Alan F. Harris For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- LANDSTAR SYSTEM, INC. Ticker: LSTR Security ID: 515098101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David G. Bannister For For Management 1b Elect Director George P. Scanlon For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LAZARD LTD Ticker: LAZ Security ID: G54050102 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth M. Jacobs For For Management 1.2 Elect Director Michelle Jarrard For For Management 1.3 Elect Director Iris Knobloch For For Management 1.4 Elect Director Philip A. Laskawy For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- LEAR CORPORATION Ticker: LEA Security ID: 521865204 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas P. Capo For For Management 1b Elect Director Mei-Wei Cheng For For Management 1c Elect Director Jonathan F. Foster For For Management 1d Elect Director Mary Lou Jepsen For For Management 1e Elect Director Kathleen A. Ligocki For For Management 1f Elect Director Conrad L. Mallett, Jr. For For Management 1g Elect Director Raymond E. Scott For For Management 1h Elect Director Gregory C. Smith For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Human Rights Impact Against For Shareholder Assessment -------------------------------------------------------------------------------- LEGG MASON, INC. Ticker: LM Security ID: 524901105 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- - 609 - LEGGETT & PLATT, INCORPORATED Ticker: LEG Security ID: 524660107 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark A. Blinn For For Management 1b Elect Director Robert E. Brunner For For Management 1c Elect Director Mary Campbell For For Management 1d Elect Director J. Mitchell Dolloff For For Management 1e Elect Director Manuel A. Fernandez For For Management 1f Elect Director Karl G. Glassman For For Management 1g Elect Director Joseph W. McClanathan For For Management 1h Elect Director Judy C. Odom For For Management 1i Elect Director Srikanth Padmanabhan For For Management 1j Elect Director Jai Shah For For Management 1k Elect Director Phoebe A. Wood For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LIBERTY PROPERTY TRUST Ticker: LPT Security ID: 531172104 Meeting Date: JAN 30, 2020 Meeting Type: Special Record Date: DEC 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- LIFE STORAGE, INC. Ticker: LSI Security ID: 53223X107 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark G. Barberio For For Management 1b Elect Director Joseph V. Saffire For For Management 1c Elect Director Charles E. Lannon For For Management 1d Elect Director Stephen R. Rusmisel For For Management 1e Elect Director Arthur L. Havener, Jr. For For Management 1f Elect Director Dana Hamilton For For Management 1g Elect Director Edward J. Pettinella For For Management 1h Elect Director David L. Rogers For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Non-Employee Director For For Management Restricted Stock Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LINCOLN ELECTRIC HOLDINGS, INC. Ticker: LECO Security ID: 533900106 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Curtis E. Espeland For For Management 1.2 Elect Director Patrick P. Goris For For Management 1.3 Elect Director Stephen G. Hanks For For Management 1.4 Elect Director Michael F. Hilton For For Management 1.5 Elect Director G. Russell Lincoln For For Management 1.6 Elect Director Kathryn Jo Lincoln For For Management 1.7 Elect Director William E. MacDonald, For For Management III 1.8 Elect Director Christopher L. Mapes For For Management 1.9 Elect Director Phillip J. Mason For For Management 1.10 Elect Director Ben P. Patel For For Management 1.11 Elect Director Hellene S. Runtagh For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LITHIA MOTORS, INC. Ticker: LAD Security ID: 536797103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sidney B. DeBoer For For Management 1b Elect Director Bryan B. DeBoer For For Management 1c Elect Director Susan O. Cain For For Management 1d Elect Director Shauna F. McIntyre For For Management 1e Elect Director Louis P. Miramontes For For Management 1f Elect Director Kenneth E. Roberts For For Management 1g Elect Director David J. Robino For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LITTELFUSE, INC. Ticker: LFUS Security ID: 537008104 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kristina A. Cerniglia For For Management 1b Elect Director Tzau-Jin Chung For For Management 1c Elect Director Cary T. Fu For For Management 1d Elect Director Maria C. Green For For Management 1e Elect Director Anthony Grillo For For Management 1f Elect Director David W. Heinzmann For For Management 1g Elect Director Gordon Hunter For For Management 1h Elect Director John E. Major For For Management 1i Elect Director William P. Noglows For For Management 1j Elect Director Nathan Zommer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- - 610 - LOUISIANA-PACIFIC CORPORATION Ticker: LPX Security ID: 546347105 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kurt M. Landgraf For For Management 1b Elect Director Stephen E. Macadam For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LPL FINANCIAL HOLDINGS INC. Ticker: LPLA Security ID: 50212V100 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dan H. Arnold For For Management 1b Elect Director Edward C. Bernard For For Management 1c Elect Director H. Paulett Eberhart For For Management 1d Elect Director William F. Glavin, Jr. For For Management 1e Elect Director Allison H. Mnookin For For Management 1f Elect Director Anne M. Mulcahy For For Management 1g Elect Director James S. Putnam For For Management 1h Elect Director Richard P. Schifter For For Management 1i Elect Director Corey E. Thomas For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MACQUARIE INFRASTRUCTURE CORPORATION Ticker: MIC Security ID: 55608B105 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Amanda M. Brock For For Management 1b Elect Director Norman H. Brown, Jr. For For Management 1c Elect Director Christopher Frost For For Management 1d Elect Director Maria Jelescu-Dreyfus For For Management 1e Elect Director Ronald Kirk For For Management 1f Elect Director H.E. (Jack) Lentz For For Management 1g Elect Director Ouma Sananikone For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MACY'S, INC. Ticker: M Security ID: 55616P104 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David P. Abney For For Management 1b Elect Director Francis S. Blake For For Management 1c Elect Director Torrence N. Boone For For Management 1d Elect Director John A. Bryant For For Management 1e Elect Director Deirdre P. Connelly For For Management 1f Elect Director Jeff Gennette For For Management 1g Elect Director Leslie D. Hale For For Management 1h Elect Director William H. Lenehan For For Management 1i Elect Director Sara Levinson For For Management 1j Elect Director Joyce M. Roche For For Management 1k Elect Director Paul C. Varga For For Management 1l Elect Director Marna C. Whittington For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MANPOWERGROUP, INC. Ticker: MAN Security ID: 56418H100 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Gina R. Boswell For For Management 1B Elect Director Cari M. Dominguez For For Management 1C Elect Director William Downe For For Management 1D Elect Director John F. Ferraro For For Management 1E Elect Director Patricia Hemingway Hall For For Management 1F Elect Director Julie M. Howard For For Management 1G Elect Director Ulice Payne, Jr. For For Management 1H Elect Director Jonas Prising For For Management 1I Elect Director Paul Read For For Management 1J Elect Director Elizabeth P. Sartain For For Management 1K Elect Director Michael J. Van Handel For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- - 611 - MARRIOTT VACATIONS WORLDWIDE CORPORATION Ticker: VAC Security ID: 57164Y107 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director C.E. Andrews For For Management 1.2 Elect Director William W. McCarten For For Management 1.3 Elect Director William J. Shaw For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- MAXIMUS, INC. Ticker: MMS Security ID: 577933104 Meeting Date: MAR 17, 2020 Meeting Type: Annual Record Date: JAN 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gayathri Rajan For For Management 1b Elect Director Michael J. Warren For For Management 2 Declassify the Board of Directors For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- MDU RESOURCES GROUP, INC. Ticker: MDU Security ID: 552690109 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas Everist For For Management 1b Elect Director Karen B. Fagg For For Management 1c Elect Director David L. Goodin For For Management 1d Elect Director Mark A. Hellerstein For For Management 1e Elect Director Dennis W. Johnson For For Management 1f Elect Director Patricia L. Moss For For Management 1g Elect Director Edward A. Ryan For For Management 1h Elect Director David M. Sparby For For Management 1i Elect Director Chenxi Wang For For Management 1j Elect Director John K. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MEDICAL PROPERTIES TRUST, INC. Ticker: MPW Security ID: 58463J304 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward K. Aldag, Jr. For For Management 1.2 Elect Director G. Steven Dawson For For Management 1.3 Elect Director R. Steven Hamner For For Management 1.4 Elect Director Caterina A. Mozingo For For Management 1.5 Elect Director Elizabeth N. Pitman For For Management 1.6 Elect Director C. Reynolds Thompson, For For Management III 1.7 Elect Director D. Paul Sparks, Jr. For For Management 1.8 Elect Director Michael G. Stewart For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MERCURY GENERAL CORPORATION Ticker: MCY Security ID: 589400100 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George Joseph For For Management 1.2 Elect Director Martha E. Marcon For For Management 1.3 Elect Director Joshua E. Little For For Management 1.4 Elect Director Gabriel Tirador For For Management 1.5 Elect Director James G. Ellis For For Management 1.6 Elect Director George G. Braunegg For For Management 1.7 Elect Director Ramona L. Cappello For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- MFA FINANCIAL, INC. Ticker: MFA Security ID: 55272X102 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Laurie S. Goodman For For Management 1b Elect Director Craig L. Knutson For For Management 1c Elect Director Richard C. Wald For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- - 612 - MGIC INVESTMENT CORPORATION Ticker: MTG Security ID: 552848103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel A. Arrigoni For For Management 1.2 Elect Director C. Edward Chaplin For For Management 1.3 Elect Director Curt S. Culver For For Management 1.4 Elect Director Jay C. Hartzell For For Management 1.5 Elect Director Timothy A. Holt For For Management 1.6 Elect Director Kenneth M. Jastrow, II For For Management 1.7 Elect Director Jodeen A. Kozlak For For Management 1.8 Elect Director Michael E. Lehman For For Management 1.9 Elect Director Melissa B. Lora For For Management 1.10 Elect Director Timothy J. Mattke For For Management 1.11 Elect Director Gary A. Poliner For For Management 1.12 Elect Director Sheryl L. Sculley For For Management 1.13 Elect Director Mark M. Zandi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MKS INSTRUMENTS, INC. Ticker: MKSI Security ID: 55306N104 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph B. Donahue For For Management 1.2 Elect Director Janice K. Henry For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- MONOLITHIC POWER SYSTEMS, INC. Ticker: MPWR Security ID: 609839105 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Victor K. Lee For Withhold Management 1.2 Elect Director James C. Moyer For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- MORNINGSTAR, INC. Ticker: MORN Security ID: 617700109 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joe Mansueto For For Management 1b Elect Director Kunal Kapoor For For Management 1c Elect Director Robin Diamonte For Against Management 1d Elect Director Cheryl Francis For Against Management 1e Elect Director Steve Joynt For For Management 1f Elect Director Steve Kaplan For For Management 1g Elect Director Gail Landis For Against Management 1h Elect Director Bill Lyons For For Management 1i Elect Director Jack Noonan For Against Management 1j Elect Director Caroline Tsay For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- MSA SAFETY INCORPORATED Ticker: MSA Security ID: 553498106 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William M. Lambert For For Management 1.2 Elect Director Diane M. Pearse For For Management 1.3 Elect Director Nishan J. Vartanian For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MSC INDUSTRIAL DIRECT CO., INC. Ticker: MSM Security ID: 553530106 Meeting Date: JAN 29, 2020 Meeting Type: Annual Record Date: DEC 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mitchell Jacobson For For Management 1.2 Elect Director Erik Gershwind For For Management 1.3 Elect Director Jonathan Byrnes For For Management 1.4 Elect Director Louise Goeser For For Management 1.5 Elect Director Michael Kaufmann For For Management 1.6 Elect Director Denis Kelly For For Management 1.7 Elect Director Steven Paladino For For Management 1.8 Elect Director Philip Peller For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 613 - MURPHY OIL CORPORATION Ticker: MUR Security ID: 626717102 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director T. Jay Collins For For Management 1b Elect Director Steven A. Cosse For For Management 1c Elect Director Claiborne P. Deming For For Management 1d Elect Director Lawrence R. Dickerson For For Management 1e Elect Director Roger W. Jenkins For For Management 1f Elect Director Elisabeth W. Keller For For Management 1g Elect Director James V. Kelley For For Management 1h Elect Director Walentin Mirosh For For Management 1i Elect Director R. Madison Murphy For For Management 1j Elect Director Jeffrey W. Nolan For For Management 1k Elect Director Robert N. Ryan, Jr. For For Management 1l Elect Director Neal E. Schmale For For Management 1m Elect Director Laura A. Sugg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- NATIONAL FUEL GAS COMPANY Ticker: NFG Security ID: 636180101 Meeting Date: MAR 11, 2020 Meeting Type: Annual Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David H. Anderson For For Management 1.2 Elect Director David P. Bauer For For Management 1.3 Elect Director Barbara M. Baumann For For Management 1.4 Elect Director Jeffrey W. Shaw For For Management 1.5 Elect Director Thomas E. Skains For For Management 1.6 Elect Director Ronald J. Tanski For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Declassify the Board of Directors Against For Shareholder -------------------------------------------------------------------------------- NATIONAL GENERAL HOLDINGS CORP. Ticker: NGHC Security ID: 636220303 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald T. DeCarlo For For Management 1.2 Elect Director Patrick Fallon For For Management 1.3 Elect Director Barry Karfunkel For For Management 1.4 Elect Director Robert Karfunkel For For Management 1.5 Elect Director John Marshaleck For For Management 1.6 Elect Director John "Jay" D. Nichols, For For Management Jr. 1.7 Elect Director Barbara Paris For For Management 1.8 Elect Director Barry D. Zyskind For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- NATIONAL HEALTH INVESTORS, INC. Ticker: NHI Security ID: 63633D104 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director W. Andrew Adams For Against Management 1b Elect Director Robert A. McCabe, Jr. For For Management 1c Elect Director Charlotte A. Swafford For For Management 1d Elect Director Robert G. Adams For For Management 2 Increase Authorized Common Stock For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- NATIONAL INSTRUMENTS CORPORATION Ticker: NATI Security ID: 636518102 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael E. McGrath For For Management 1.2 Elect Director Alexander M. Davern For For Management 2 Approve Restricted Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NATIONAL OILWELL VARCO, INC. Ticker: NOV Security ID: 637071101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Clay C. Williams For For Management 1B Elect Director Greg L. Armstrong For For Management 1C Elect Director Marcela E. Donadio For For Management 1D Elect Director Ben A. Guill For For Management 1E Elect Director James T. Hackett For For Management 1F Elect Director David D. Harrison For For Management 1G Elect Director Eric L. Mattson For For Management 1H Elect Director Melody B. Meyer For For Management 1I Elect Director William R. Thomas For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- - 614 - NATIONAL RETAIL PROPERTIES, INC. Ticker: NNN Security ID: 637417106 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pamela K. Beall For For Management 1.2 Elect Director Steven D. Cosler For For Management 1.3 Elect Director Don DeFosset For For Management 1.4 Elect Director David M. Fick For For Management 1.5 Elect Director Edward J. Fritsch For For Management 1.6 Elect Director Kevin B. Habicht For For Management 1.7 Elect Director Betsy D. Holden For For Management 1.8 Elect Director Julian E. Whitehurst For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- NAVIENT CORPORATION Ticker: NAVI Security ID: 63938C108 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frederick Arnold For For Management 1b Elect Director Anna Escobedo Cabral For For Management 1c Elect Director Larry A. Klane For For Management 1d Elect Director Katherine A. Lehman For For Management 1e Elect Director Linda A. Mills For For Management 1f Elect Director John (Jack) F. Remondi For For Management 1g Elect Director Jane J. Thompson For For Management 1h Elect Director Laura S. Unger For For Management 1i Elect Director David L Yowan For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- NEW JERSEY RESOURCES CORPORATION Ticker: NJR Security ID: 646025106 Meeting Date: JAN 22, 2020 Meeting Type: Annual Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James H. For For Management DeGraffenreidt, Jr. 1.2 Elect Director Gregory E. Aliff For For Management 1.3 Elect Director Stephen D. Westhoven For For Management 1.4 Elect Director Jane M. Kenny For For Management 1.5 Elect Director Sharon C. Taylor For For Management 1.6 Elect Director David A. Trice For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- NEW RESIDENTIAL INVESTMENT CORP. Ticker: NRZ Security ID: 64828T201 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pamela F. Lenehan For For Management 1.2 Elect Director David Saltzman For For Management 1.3 Elect Director Alan L. Tyson For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Adopt Majority Voting for Uncontested For For Management Election of Directors -------------------------------------------------------------------------------- NEW YORK COMMUNITY BANCORP, INC. Ticker: NYCB Security ID: 649445103 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dominick Ciampa For For Management 1b Elect Director Leslie D. Dunn For For Management 1c Elect Director Lawrence Rosano, Jr. For For Management 1d Elect Director Robert Wann For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement 5 Approve Omnibus Stock Plan For For Management 6 Declassify the Board of Directors Against For Shareholder 7 Establish Term Limits for Directors Against Against Shareholder -------------------------------------------------------------------------------- NEWELL BRANDS INC. Ticker: NWL Security ID: 651229106 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bridget Ryan Berman For For Management 1b Elect Director Patrick D. Campbell For For Management 1c Elect Director James R. Craigie For For Management 1d Elect Director Debra A. Crew For For Management 1e Elect Director Brett M. Icahn For For Management 1f Elect Director Gerardo I. Lopez For For Management 1g Elect Director Courtney R. Mather For For Management 1h Elect Director Ravichandra K. Saligram For For Management 1i Elect Director Judith A. Sprieser For For Management 1j Elect Director Robert A. Steele For For Management 1k Elect Director Steven J. Strobel For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 615 - NEWMARKET CORPORATION Ticker: NEU Security ID: 651587107 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Phyllis L. Cothran For For Management 1.2 Elect Director Mark M. Gambill For For Management 1.3 Elect Director Bruce C. Gottwald For For Management 1.4 Elect Director Thomas E. Gottwald For For Management 1.5 Elect Director Patrick D. Hanley For For Management 1.6 Elect Director H. Hiter Harris, III For For Management 1.7 Elect Director James E. Rogers For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NEXSTAR MEDIA GROUP, INC. Ticker: NXST Security ID: 65336K103 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis A. Miller For For Management 1.2 Elect Director John R. Muse For For Management 1.3 Elect Director I. Martin Pompadur For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NORDSON CORPORATION Ticker: NDSN Security ID: 655663102 Meeting Date: FEB 25, 2020 Meeting Type: Annual Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sundaram Nagarajan For For Management 1.2 Elect Director Ginger M. Jones For For Management 1.3 Elect Director Joseph P. Keithley For For Management 1.4 Elect Director Michael J. Merriman, Jr. For For Management 1.5 Elect Director Mary G. Puma For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NORDSTROM, INC. Ticker: JWN Security ID: 655664100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Shellye L. Archambeau For For Management 1b Elect Director Stacy Brown-Philpot For For Management 1c Elect Director Tanya L. Domier For For Management 1d Elect Director James L. Donald For For Management 1e Elect Director Kirsten A. Green For For Management 1f Elect Director Glenda G. McNeal For For Management 1g Elect Director Erik B. Nordstrom For For Management 1h Elect Director Peter E. Nordstrom For For Management 1i Elect Director Brad D. Smith For For Management 1j Elect Director Bradley D. Tilden For For Management 1k Elect Director Mark J. Tritton For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management 5 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- NORTHWESTERN CORPORATION Ticker: NWE Security ID: 668074305 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen P. Adik For For Management 1.2 Elect Director Anthony T. Clark For For Management 1.3 Elect Director Dana J. Dykhouse For For Management 1.4 Elect Director Jan R. Horsfall For For Management 1.5 Elect Director Britt E. Ide For For Management 1.6 Elect Director Julia L. Johnson For For Management 1.7 Elect Director Linda G. Sullivan For For Management 1.8 Elect Director Robert C. Rowe For For Management 1.9 Elect Director Mahvash Yazdi For For Management 1.10 Elect Director Jeffrey W. Yingling For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Other Business For Against Management -------------------------------------------------------------------------------- - 616 - NRG ENERGY, INC. Ticker: NRG Security ID: 629377508 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director E. Spencer Abraham For For Management 1b Elect Director Antonio Carrillo For For Management 1c Elect Director Matthew Carter, Jr. For For Management 1d Elect Director Lawrence S. Coben For For Management 1e Elect Director Heather Cox For For Management 1f Elect Director Mauricio Gutierrez For For Management 1g Elect Director Paul W. Hobby For For Management 1h Elect Director Alexandra Pruner For For Management 1i Elect Director Anne C. Schaumburg For For Management 1j Elect Director Thomas H. Weidemeyer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- OGE ENERGY CORP. Ticker: OGE Security ID: 670837103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frank A. Bozich For For Management 1b Elect Director James H. Brandi For For Management 1c Elect Director Peter D. Clarke For For Management 1d Elect Director Luke R. Corbett For For Management 1e Elect Director David L. Hauser For For Management 1f Elect Director Judy R. McReynolds For For Management 1g Elect Director David E. Rainbolt For For Management 1h Elect Director J. Michael Sanner For For Management 1i Elect Director Sheila G. Talton For For Management 1j Elect Director Sean Trauschke For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Voting For For Management Provisions 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- OLD NATIONAL BANCORP Ticker: ONB Security ID: 680033107 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew E. Goebel For For Management 1.2 Elect Director Jerome F. Henry, Jr. For For Management 1.3 Elect Director Daniel S. Hermann For For Management 1.4 Elect Director Ryan C. Kitchell For For Management 1.5 Elect Director Phelps L. Lambert For For Management 1.6 Elect Director Austin M. Ramirez For For Management 1.7 Elect Director James C. Ryan, III For For Management 1.8 Elect Director Thomas E. Salmon For For Management 1.9 Elect Director Randall T. Shepard For For Management 1.10 Elect Director Rebecca S. Skillman For For Management 1.11 Elect Director Derrick J. Stewart For For Management 1.12 Elect Director Katherine E. White For For Management 1.13 Elect Director Linda E. White For For Management 2 Increase Authorized Preferred Stock For Against Management 3 Amend Articles of Incorporation to For For Management Allow Shareholders to Amend the By-Laws 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- OLD REPUBLIC INTERNATIONAL CORPORATION Ticker: ORI Security ID: 680223104 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles J. Kovaleski For Withhold Management 1.2 Elect Director Craig R. Smiddy For Withhold Management 1.3 Elect Director Arnold L. Steiner For Withhold Management 1.4 Elect Director Fredricka Taubitz For Withhold Management 1.5 Elect Director Aldo C. Zucaro For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- OLIN CORPORATION Ticker: OLN Security ID: 680665205 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Heidi S. Alderman For For Management 1b Elect Director Beverley A. Babcock For For Management 1c Elect Director Gray G. Benoist For For Management 1d Elect Director Scott D. Ferguson For For Management 1e Elect Director John E. Fischer For For Management 1f Elect Director W. Barnes Hauptfuhrer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- - 617 - OMEGA HEALTHCARE INVESTORS, INC. Ticker: OHI Security ID: 681936100 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kapila K. Anand For For Management 1.2 Elect Director Craig R. Callen For For Management 1.3 Elect Director Barbara B. Hill For For Management 1.4 Elect Director Edward Lowenthal For For Management 1.5 Elect Director C. Taylor Pickett For For Management 1.6 Elect Director Stephen D. Plavin For For Management 1.7 Elect Director Burke W. Whitman For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ONE GAS, INC. Ticker: OGS Security ID: 68235P108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert B. Evans For For Management 1.2 Elect Director John W. Gibson For For Management 1.3 Elect Director Tracy E. Hart For For Management 1.4 Elect Director Michael G. Hutchinson For For Management 1.5 Elect Director Pattye L. Moore For For Management 1.6 Elect Director Pierce H. Norton, II For For Management 1.7 Elect Director Eduardo A. Rodriguez For For Management 1.8 Elect Director Douglas H. Yaeger For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ONEMAIN HOLDINGS, INC. Ticker: OMF Security ID: 68268W103 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jay N. Levine For For Management 1.2 Elect Director Roy A. Guthrie For Withhold Management 1.3 Elect Director Peter B. Sinensky For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three One Year Management Years 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ORMAT TECHNOLOGIES, INC. Ticker: ORA Security ID: 686688102 Meeting Date: NOV 06, 2019 Meeting Type: Special Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ORMAT TECHNOLOGIES, INC. Ticker: ORA Security ID: 686688102 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Isaac Angel For For Management 1B Elect Director Ravit Barniv For For Management 1C Elect Director Albertus "Bert" Bruggink For For Management 1D Elect Director Dan Falk For Against Management 1E Elect Director David Granot For Against Management 1F Elect Director Stan H. Koyanagi For For Management 1G Elect Director Dafna Sharir For For Management 1H Elect Director Stanley B. Stern For Against Management 1I Elect Director Hidetake Takahashi For For Management 1J Elect Director Byron G. Wong For Against Management 2 Ratify Kesselman & Kesselman as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- OSHKOSH CORPORATION Ticker: OSK Security ID: 688239201 Meeting Date: FEB 04, 2020 Meeting Type: Annual Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Keith J. Allman For For Management 1.2 Elect Director Wilson R. Jones For For Management 1.3 Elect Director Tyrone M. Jordan For For Management 1.4 Elect Director Kimberley Metcalf-Kupres For For Management 1.5 Elect Director Stephen D. Newlin For For Management 1.6 Elect Director Raymond T. Odierno For For Management 1.7 Elect Director Craig P. Omtvedt For For Management 1.8 Elect Director Duncan J. Palmer For For Management 1.9 Elect Director Sandra E. Rowland For For Management 1.10 Elect Director John S. Shiely For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 618 - OUTFRONT MEDIA INC. Ticker: OUT Security ID: 69007J106 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeremy J. Male For For Management 1.2 Elect Director Joseph H. Wender For Against Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- OWENS CORNING Ticker: OC Security ID: 690742101 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian D. Chambers For For Management 1b Elect Director Eduardo E. Cordeiro For For Management 1c Elect Director Adrienne D. Elsner For For Management 1d Elect Director J. Brian Ferguson For For Management 1e Elect Director Ralph F. Hake For For Management 1f Elect Director Edward F. Lonergan For For Management 1g Elect Director Maryann T. Mannen For For Management 1h Elect Director W. Howard Morris For For Management 1i Elect Director Suzanne P. Nimocks For For Management 1j Elect Director John D. Williams For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- PACKAGING CORPORATION OF AMERICA Ticker: PKG Security ID: 695156109 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cheryl K. Beebe For For Management 1.2 Elect Director Duane C. Farrington For For Management 1.3 Elect Director Donna A. Harman For For Management 1.4 Elect Director Mark W. Kowlzan For For Management 1.5 Elect Director Robert C. Lyons For For Management 1.6 Elect Director Thomas P. Maurer For For Management 1.7 Elect Director Samuel M. Mencoff For For Management 1.8 Elect Director Roger B. Porter For For Management 1.9 Elect Director Thomas S. Souleles For For Management 1.10 Elect Director Paul T. Stecko For For Management 1.11 Elect Director James D. Woodrum For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PACWEST BANCORP Ticker: PACW Security ID: 695263103 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Tanya M. Acker For For Management 1B Elect Director Paul R. Burke For For Management 1C Elect Director Craig A. Carlson For For Management 1D Elect Director John M. Eggemeyer, III For For Management 1E Elect Director C. William Hosler For For Management 1F Elect Director Susan E. Lester For For Management 1G Elect Director Arnold W. Messer For For Management 1H Elect Director Roger H. Molvar For For Management 1I Elect Director James J. Pieczynski For For Management 1J Elect Director Daniel B. Platt For For Management 1K Elect Director Robert A. Stine For For Management 1L Elect Director Matthew P. Wagner For For Management 1M Elect Director Mark T. Yung For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PARAMOUNT GROUP, INC. Ticker: PGRE Security ID: 69924R108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Albert Behler For For Management 1b Elect Director Thomas Armbrust For For Management 1c Elect Director Martin Bussmann For For Management 1d Elect Director Colin Dyer For For Management 1e Elect Director Karin Klein For For Management 1f Elect Director Peter Linneman For For Management 1g Elect Director Katharina Otto-Bernstein For For Management 1h Elect Director Mark Patterson For Against Management 1i Elect Director Greg Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- - 619 - PARK HOTELS & RESORTS INC. Ticker: PK Security ID: 700517105 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Thomas J. Baltimore, Jr. For For Management 1B Elect Director Gordon M. Bethune For For Management 1C Elect Director Patricia M. Bedient For For Management 1D Elect Director Thomas D. Eckert For For Management 1E Elect Director Geoffrey M. Garrett For For Management 1F Elect Director Christie B. Kelly For For Management 1G Elect Director Joseph I. Lieberman For For Management 1H Elect Director Thomas A. Natelli For For Management 1I Elect Director Timothy J. Naughton For For Management 1J Elect Director Stephen I. Sadove For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PARSLEY ENERGY, INC. Ticker: PE Security ID: 701877102 Meeting Date: JAN 09, 2020 Meeting Type: Special Record Date: NOV 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with For For Management Acquisition -------------------------------------------------------------------------------- PARSLEY ENERGY, INC. Ticker: PE Security ID: 701877102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director A.R. Alameddine For For Management 1B Elect Director Matt Gallagher For For Management 1C Elect Director Karen Hughes For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PBF ENERGY INC. Ticker: PBF Security ID: 69318G106 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Thomas J. Nimbley For For Management 1B Elect Director Spencer Abraham For For Management 1C Elect Director Wayne Budd For For Management 1D Elect Director Karen Davis For For Management 1E Elect Director S. Eugene Edwards For For Management 1F Elect Director William E. Hantke For For Management 1G Elect Director Edward Kosnik For For Management 1H Elect Director Robert Lavinia For For Management 1I Elect Director Kimberly S. Lubel For For Management 1J Elect Director George E. Ogden For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PEBBLEBROOK HOTEL TRUST Ticker: PEB Security ID: 70509V100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jon E. Bortz For For Management 1b Elect Director Cydney C. Donnell For For Management 1c Elect Director Ron E. Jackson For For Management 1d Elect Director Phillip M. Miller For For Management 1e Elect Director Michael J. Schall For For Management 1f Elect Director Bonny W. Simi For For Management 1g Elect Director Earl E. Webb For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PEGASYSTEMS INC. Ticker: PEGA Security ID: 705573103 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan Trefler For For Management 1.2 Elect Director Peter Gyenes For For Management 1.3 Elect Director Ronald Hovsepian For For Management 1.4 Elect Director Richard Jones For For Management 1.5 Elect Director Christopher Lafond For For Management 1.6 Elect Director Dianne Ledingham For For Management 1.7 Elect Director Sharon Rowlands For For Management 1.8 Elect Director Larry Weber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Adopt Simple Majority Vote Against Against Shareholder 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- - 620 - PENSKE AUTOMOTIVE GROUP, INC. Ticker: PAG Security ID: 70959W103 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John D. Barr For Withhold Management 1.2 Elect Director Lisa A. Davis For For Management 1.3 Elect Director Wolfgang Durheimer For For Management 1.4 Elect Director Michael R. Eisenson For For Management 1.5 Elect Director Robert H. Kurnick, Jr. For For Management 1.6 Elect Director Kimberly J. McWaters For Withhold Management 1.7 Elect Director Greg Penske For For Management 1.8 Elect Director Roger S. Penske For For Management 1.9 Elect Director Sandra E. Pierce For For Management 1.10 Elect Director Greg C. Smith For Withhold Management 1.11 Elect Director Ronald G. Steinhart For Withhold Management 1.12 Elect Director H. Brian Thompson For For Management 1.13 Elect Director Masashi Yamanaka For For Management 2 Approve Omnibus Stock Plan For Against Management 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PEOPLE'S UNITED FINANCIAL, INC. Ticker: PBCT Security ID: 712704105 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John P. Barnes For For Management 1b Elect Director Collin P. Baron For For Management 1c Elect Director George P. Carter For For Management 1d Elect Director Jane Chwick For For Management 1e Elect Director William F. Cruger, Jr. For For Management 1f Elect Director John K. Dwight For For Management 1g Elect Director Jerry Franklin For For Management 1h Elect Director Janet M. Hansen For For Management 1i Elect Director Nancy McAllister For For Management 1j Elect Director Mark W. Richards For For Management 1k Elect Director Kirk W. Walters For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PERRIGO COMPANY PLC Ticker: PRGO Security ID: G97822103 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bradley A. Alford For For Management 1.2 Elect Director Rolf A. Classon For For Management 1.3 Elect Director Adriana Karaboutis For For Management 1.4 Elect Director Murray S. Kessler For For Management 1.5 Elect Director Jeffrey B. Kindler For For Management 1.6 Elect Director Erica L. Mann For For Management 1.7 Elect Director Donal O'Connor For For Management 1.8 Elect Director Geoffrey M. Parker For For Management 1.9 Elect Director Theodore R. Samuels For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Authorize Issue of Equity For For Management 5 Authorize Issuance of Equity without For For Management Preemptive Rights -------------------------------------------------------------------------------- PERSPECTA INC. Ticker: PRSP Security ID: 715347100 Meeting Date: AUG 13, 2019 Meeting Type: Annual Record Date: JUN 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sanju K. Bansal For For Management 1b Elect Director Sondra L. Barbour For For Management 1c Elect Director John M. Curtis For For Management 1d Elect Director Lisa S. Disbrow For For Management 1e Elect Director Glenn A. Eisenberg For For Management 1f Elect Director Pamela O. Kimmet For For Management 1g Elect Director J. Michael Lawrie For For Management 1h Elect Director Ramzi M. Musallam For For Management 1i Elect Director Philip O. Nolan For For Management 1j Elect Director Michael E. Ventling For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- PHYSICIANS REALTY TRUST Ticker: DOC Security ID: 71943U104 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John T. Thomas For For Management 1.2 Elect Director Tommy G. Thompson For For Management 1.3 Elect Director Stanton D. Anderson For For Management 1.4 Elect Director Mark A. Baumgartner For For Management 1.5 Elect Director Albert C. Black, Jr. For For Management 1.6 Elect Director William A. Ebinger For For Management 1.7 Elect Director Pamela J. Kessler For For Management 1.8 Elect Director Richard A. Weiss For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 621 - PINNACLE FINANCIAL PARTNERS, INC. Ticker: PNFP Security ID: 72346Q104 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Abney S. Boxley, III For For Management 1.2 Elect Director Gregory L. Burns For For Management 1.3 Elect Director Thomas C. Farnsworth, For For Management III 1.4 Elect Director David B. Ingram For For Management 1.5 Elect Director Gary L. Scott For For Management 1.6 Elect Director G. Kennedy Thompson For For Management 1.7 Elect Director Charles E. Brock For For Management 1.8 Elect Director Richard D. Callicutt, II For For Management 1.9 Elect Director Joseph C. Galante For For Management 1.10 Elect Director Robert A. McCabe, Jr. For For Management 1.11 Elect Director Reese L. Smith, III For For Management 1.12 Elect Director M. Terry Turner For For Management 1.13 Elect Director Renda J. Burkhart For For Management 1.14 Elect Director Marty G. Dickens For For Management 1.15 Elect Director Glenda Baskin Glover For For Management 1.16 Elect Director Ronald L. Samuels For For Management 2 Ratify Crowe LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PNM RESOURCES, INC. Ticker: PNM Security ID: 69349H107 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Vicky A. Bailey For For Management 1b Elect Director Norman P. Becker For For Management 1c Elect Director Patricia K. Collawn For For Management 1d Elect Director E. Renae Conley For For Management 1e Elect Director Alan J. Fohrer For For Management 1f Elect Director Sidney M. Gutierrez For For Management 1g Elect Director James A. Hughes For For Management 1h Elect Director Maureen T. Mullarkey For For Management 1i Elect Director Donald K. Schwanz For For Management 1j Elect Director Bruce W. Wilkinson For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Report on Coal Combustion Against Against Shareholder Residual Matters at San Juan Generating Station -------------------------------------------------------------------------------- POLARIS INC. Ticker: PII Security ID: 731068102 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director George W. Bilicic For For Management 1b Elect Director Gary E. Hendrickson For For Management 1c Elect Director Gwenne A. Henricks For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Ernst &Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- POOL CORPORATION Ticker: POOL Security ID: 73278L105 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter D. Arvan For For Management 1b Elect Director Andrew W. Code For For Management 1c Elect Director Timothy M. Graven For For Management 1d Elect Director Debra S. Oler For For Management 1e Elect Director Manuel J. Perez de la For For Management Mesa 1f Elect Director Harlan F. Seymour For For Management 1g Elect Director Robert C. Sledd For For Management 1h Elect Director John E. Stokely For For Management 1i Elect Director David G. Whalen For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- POPULAR, INC. Ticker: BPOP Security ID: 733174700 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ignacio Alvarez For For Management 1b Elect Director Maria Luisa Ferre For For Management 1c Elect Director C. Kim Goodwin For For Management 2 Declassify the Board of Directors For For Management 3 Change Range for Size of the Board For For Management 4 Eliminate Supermajority Vote For For Management Requirement 5 Approve Omnibus Stock Plan For For Management 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 7 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 8 Adjourn Meeting For For Management -------------------------------------------------------------------------------- - 622 - PORTLAND GENERAL ELECTRIC COMPANY Ticker: POR Security ID: 736508847 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John W. Ballantine For For Management 1b Elect Director Rodney L. Brown, Jr. For For Management 1c Elect Director Jack E. Davis For For Management 1d Elect Director Kirby A. Dyess For For Management 1e Elect Director Mark B. Ganz For For Management 1f Elect Director Marie Oh Huber For For Management 1g Elect Director Kathryn J. Jackson For For Management 1h Elect Director Michael H. Millegan For For Management 1i Elect Director Neil J. Nelson For For Management 1j Elect Director M. Lee Pelton For For Management 1k Elect Director Maria M. Pope For For Management 1l Elect Director Charles W. Shivery For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PRIMERICA, INC. Ticker: PRI Security ID: 74164M108 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John A. Addison, Jr. For For Management 1b Elect Director Joel M. Babbit For For Management 1c Elect Director P. George Benson For For Management 1d Elect Director C. Saxby Chambliss For For Management 1e Elect Director Gary L. Crittenden For For Management 1f Elect Director Cynthia N. Day For For Management 1g Elect Director Sanjeev Dheer For For Management 1h Elect Director Beatriz R. Perez For For Management 1i Elect Director D. Richard Williams For For Management 1j Elect Director Glenn J. Williams For For Management 1k Elect Director Barbara A. Yastine For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- PROSPERITY BANCSHARES, INC. Ticker: PB Security ID: 743606105 Meeting Date: OCT 29, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger and Issuance of Shares For For Management in Connection with Merger 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- PROSPERITY BANCSHARES, INC. Ticker: PB Security ID: 743606105 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin J. Hanigan For For Management 1.2 Elect Director William T. Luedke, IV For For Management 1.3 Elect Director Perry Mueller, Jr. For For Management 1.4 Elect Director Harrison Stafford, II For For Management 1.5 Elect Director Bruce W. Hunt For For Management 1.6 Elect Director George A. Fisk For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PS BUSINESS PARKS, INC. Ticker: PSB Security ID: 69360J107 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald L. Havner, Jr. For For Management 1.2 Elect Director Maria R. Hawthorne For For Management 1.3 Elect Director Jennifer Holden Dunbar For For Management 1.4 Elect Director James H. Kropp For For Management 1.5 Elect Director Kristy M. Pipes For For Management 1.6 Elect Director Gary E. Pruitt For For Management 1.7 Elect Director Robert S. Rollo For For Management 1.8 Elect Director Joseph D. Russell, Jr. For For Management 1.9 Elect Director Peter Schultz For For Management 1.10 Elect Director Stephen W. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PULTEGROUP, INC. Ticker: PHM Security ID: 745867101 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian P. Anderson For For Management 1b Elect Director Bryce Blair For For Management 1c Elect Director Richard W. Dreiling For For Management 1d Elect Director Thomas J. Folliard For For Management 1e Elect Director Cheryl W. Grise For For Management 1f Elect Director Andre J. Hawaux For For Management 1g Elect Director Ryan R. Marshall For For Management 1h Elect Director John R. Peshkin For For Management 1i Elect Director Scott F. Powers For For Management 1j Elect Director Lila Snyder For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 623 - PVH CORP. Ticker: PVH Security ID: 693656100 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary Baglivo For For Management 1b Elect Director Brent Callinicos For For Management 1c Elect Director Emanuel Chirico For For Management 1d Elect Director Joseph B. Fuller For For Management 1e Elect Director V. James Marino For For Management 1f Elect Director G. Penny McIntyre For For Management 1g Elect Director Amy McPherson For For Management 1h Elect Director Henry Nasella For For Management 1i Elect Director Edward R. Rosenfeld For For Management 1j Elect Director Craig Rydin For For Management 1k Elect Director Judith Amanda Sourry For For Management Knox 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- QUANTA SERVICES, INC. Ticker: PWR Security ID: 74762E102 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Earl C. (Duke) Austin, For For Management Jr. 1.2 Elect Director Doyle N. Beneby For For Management 1.3 Elect Director J. Michal Conaway For For Management 1.4 Elect Director Vincent D. Foster For For Management 1.5 Elect Director Bernard Fried For For Management 1.6 Elect Director Worthing F. Jackman For For Management 1.7 Elect Director David M. McClanahan For For Management 1.8 Elect Director Margaret B. Shannon For For Management 1.9 Elect Director Pat Wood, III For For Management 1.10 Elect Director Martha B. Wyrsch For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- RADIAN GROUP INC. Ticker: RDN Security ID: 750236101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Herbert Wender For For Management 1b Elect Director Brad L. Conner For For Management 1c Elect Director Howard B. Culang For For Management 1d Elect Director Debra Hess For For Management 1e Elect Director Lisa W. Hess For For Management 1f Elect Director Lisa Mumford For For Management 1g Elect Director Gaetano Muzio For For Management 1h Elect Director Gregory V. Serio For For Management 1i Elect Director Noel J. Spiegel For For Management 1j Elect Director Richard G. Thornberry For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- RALPH LAUREN CORPORATION Ticker: RL Security ID: 751212101 Meeting Date: AUG 01, 2019 Meeting Type: Annual Record Date: JUN 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank A. Bennack, Jr. For For Management 1.2 Elect Director Joel L. Fleishman For For Management 1.3 Elect Director Michael A. George For For Management 1.4 Elect Director Hubert Joly For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- RAYONIER INC. Ticker: RYN Security ID: 754907103 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard D. Kincaid None None Management *Withdrawn Resolution* 1b Elect Director Keith E. Bass For For Management 1c Elect Director Dod A. Fraser For For Management 1d Elect Director Scott R. Jones For For Management 1e Elect Director Blanche L. Lincoln For For Management 1f Elect Director V. Larkin Martin For For Management 1g Elect Director Ann C. Nelson For For Management 1h Elect Director David L. Nunes For For Management 1i Elect Director Andrew G. Wiltshire For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young, LLP as Auditor For For Management -------------------------------------------------------------------------------- - 624 - REGAL BELOIT CORPORATION Ticker: RBC Security ID: 758750103 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jan A. Bertsch For For Management 1b Elect Director Stephen M. Burt For For Management 1c Elect Director Anesa T. Chaibi For For Management 1d Elect Director Christopher L. Doerr For For Management 1e Elect Director Dean A. Foate For For Management 1f Elect Director Michael F. Hilton For For Management 1g Elect Director Louis V. Pinkham For For Management 1h Elect Director Rakesh Sachdev For For Management 1i Elect Director Curtis W. Stoelting For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- RELIANCE STEEL & ALUMINUM CO. Ticker: RS Security ID: 759509102 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sarah J. Anderson For For Management 1b Elect Director Lisa L. Baldwin For For Management 1c Elect Director Karen W. Colonias For For Management 1d Elect Director John G. Figueroa For For Management 1e Elect Director David H. Hannah For For Management 1f Elect Director James D. Hoffman For For Management 1g Elect Director Mark V. Kaminski For For Management 1h Elect Director Robert A. McEvoy For For Management 1i Elect Director Andrew G. Sharkey, III For For Management 1j Elect Director Douglas W. Stotlar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management 5 Amend Non-Employee Director Omnibus For For Management Stock Plan 6 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- RENAISSANCERE HOLDINGS LTD. Ticker: RNR Security ID: G7496G103 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David C. Bushnell For For Management 1b Elect Director James L. Gibbons For For Management 1c Elect Director Jean D. Hamilton For For Management 1d Elect Director Anthony M. Santomero For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Ernst & Young Ltd. as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- REXFORD INDUSTRIAL REALTY, INC. Ticker: REXR Security ID: 76169C100 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard Ziman For For Management 1.2 Elect Director Howard Schwimmer For For Management 1.3 Elect Director Michael S. Frankel For For Management 1.4 Elect Director Robert L. Antin For For Management 1.5 Elect Director Steven C. Good For For Management 1.6 Elect Director Diana J. Ingram For For Management 1.7 Elect Director Tyler H. Rose For For Management 1.8 Elect Director Peter E. Schwab For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- RLI CORP. Ticker: RLI Security ID: 749607107 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kaj Ahlmann For For Management 1.2 Elect Director Michael E. Angelina For For Management 1.3 Elect Director John T. Baily For For Management 1.4 Elect Director Calvin G. Butler, Jr. For For Management 1.5 Elect Director David B. Duclos For For Management 1.6 Elect Director Susan S. Fleming For For Management 1.7 Elect Director Jordan W. Graham For For Management 1.8 Elect Director Jonathan E. Michael For For Management 1.9 Elect Director Robert P. Restrepo, Jr. For For Management 1.10 Elect Director Debbie S. Roberts For For Management 1.11 Elect Director Michael J. Stone For For Management 2 Increase Authorized Common Stock For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- - 625 - RLJ LODGING TRUST Ticker: RLJ Security ID: 74965L101 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert L. Johnson For For Management 1.2 Elect Director Leslie D. Hale For For Management 1.3 Elect Director Evan Bayh For For Management 1.4 Elect Director Arthur R. Collins For For Management 1.5 Elect Director Nathaniel A. Davis For For Management 1.6 Elect Director Patricia L. Gibson For For Management 1.7 Elect Director Robert M. La Forgia For For Management 1.8 Elect Director Robert J. McCarthy For For Management 1.9 Elect Director Glenda G. McNeal For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ROBERT HALF INTERNATIONAL INC. Ticker: RHI Security ID: 770323103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Julia L. Coronado For For Management 1.2 Elect Director Dirk A. Kempthorne For For Management 1.3 Elect Director Harold M. Messmer, Jr. For For Management 1.4 Elect Director Marc H. Morial For For Management 1.5 Elect Director Barbara J. Novogradac For For Management 1.6 Elect Director Robert J. Pace For For Management 1.7 Elect Director Frederick A. Richman For For Management 1.8 Elect Director M. Keith Waddell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- ROYAL GOLD, INC. Ticker: RGLD Security ID: 780287108 Meeting Date: NOV 20, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William M. Hayes For For Management 1b Elect Director Ronald J. Vance For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- RPM INTERNATIONAL INC. Ticker: RPM Security ID: 749685103 Meeting Date: OCT 03, 2019 Meeting Type: Annual Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kirkland B. Andrews For For Management 1.2 Elect Director David A. Daberko For For Management 1.3 Elect Director Thomas S. Gross For For Management 1.4 Elect Director Frank C. Sullivan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- RYDER SYSTEM, INC. Ticker: R Security ID: 783549108 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert J. Eck For For Management 1b Elect Director Robert A. Hagemann For For Management 1c Elect Director Michael F. Hilton For For Management 1d Elect Director Tamara L. Lundgren For For Management 1e Elect Director Luis P. Nieto, Jr. For For Management 1f Elect Director David G. Nord For For Management 1g Elect Director Robert E. Sanchez For For Management 1h Elect Director Abbie J. Smith For For Management 1i Elect Director E. Follin Smith For For Management 1j Elect Director Dmitri L. Stockton For For Management 1k Elect Director Hansel E. Tookes, II For For Management 2 Ratify Pricewaterhousecoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- - 626 - RYMAN HOSPITALITY PROPERTIES, INC. Ticker: RHP Security ID: 78377T107 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rachna Bhasin For For Management 1b Elect Director Alvin Bowles, Jr. For For Management 1c Elect Director Fazal Merchant For For Management 1d Elect Director Patrick Moore For For Management 1e Elect Director Christine Pantoya For For Management 1f Elect Director Robert Prather, Jr. For For Management 1g Elect Director Colin V. Reed For For Management 1h Elect Director Michael Roth For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- SABRA HEALTH CARE REIT, INC. Ticker: SBRA Security ID: 78573L106 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Craig A. Barbarosh For For Management 1b Elect Director Robert A. Ettl For For Management 1c Elect Director Michael J. Foster For For Management 1d Elect Director Ronald G. Geary For For Management 1e Elect Director Lynne S. Katzmann For For Management 1f Elect Director Raymond J. Lewis For For Management 1g Elect Director Jeffrey A. Malehorn For For Management 1h Elect Director Richard K. Matros For For Management 1i Elect Director Milton J. Walters For For Management 2 Amend Omnibus Stock Plan For For Management 3 Increase Authorized Common Stock For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SABRE CORPORATION Ticker: SABR Security ID: 78573M104 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George R. Bravante, Jr. For For Management 1.2 Elect Director Renee James For For Management 1.3 Elect Director Gary Kusin For For Management 1.4 Elect Director Gail Mandel For For Management 1.5 Elect Director Sean Menke For For Management 1.6 Elect Director Joseph Osnoss For For Management 1.7 Elect Director Zane Rowe For For Management 1.8 Elect Director John Siciliano For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SANDERSON FARMS, INC. Ticker: SAFM Security ID: 800013104 Meeting Date: FEB 13, 2020 Meeting Type: Annual Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Barksdale For For Management 1.2 Elect Director Lampkin Butts For For Management 1.3 Elect Director Beverly W. Hogan For For Management 1.4 Elect Director Phil K. Livingston For For Management 1.5 Elect Director Joe F. Sanderson, Jr. For For Management 1.1 Elect Director Sonia Perez For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Ratify Ernst & Young LLP as Auditors For For Management 6 Report on Water Resource Risks Against Against Shareholder 7 Report on Human Rights Due Diligence Against For Shareholder -------------------------------------------------------------------------------- SANTANDER CONSUMER USA HOLDINGS INC. Ticker: SC Security ID: 80283M101 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mahesh Aditya For Withhold Management 1.2 Elect Director Homaira Akbari For For Management 1.3 Elect Director Juan Carlos Alvarez de For For Management Soto 1.4 Elect Director Stephen A. Ferriss For Withhold Management 1.5 Elect Director Victor Hill For For Management 1.6 Elect Director Edith E. Holiday For For Management 1.7 Elect Director Javier Maldonado For Withhold Management 1.8 Elect Director Robert J. McCarthy For For Management 1.9 Elect Director William F. Muir For For Management 1.10 Elect Director William Rainer For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Report on Risk of Racial Against For Shareholder Discrimination in Vehicle Lending -------------------------------------------------------------------------------- - 627 - SCIENCE APPLICATIONS INTERNATIONAL CORPORATION Ticker: SAIC Security ID: 808625107 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert A. Bedingfield For For Management 1b Elect Director Carol A. Goode For For Management 1c Elect Director John J. Hamre For For Management 1d Elect Director Yvette M. Kanouff For For Management 1e Elect Director Nazzic S. Keene For For Management 1f Elect Director David M. Kerko For For Management 1g Elect Director Timothy J. Mayopoulos For For Management 1h Elect Director Katharina G. McFarland For For Management 1i Elect Director Donna S. Morea For For Management 1j Elect Director Steven R. Shane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SEALED AIR CORPORATION Ticker: SEE Security ID: 81211K100 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Francoise Colpron For For Management 1b Elect Director Edward L. Doheny, II For For Management 1c Elect Director Michael P. Doss For For Management 1d Elect Director Henry R. Keizer For For Management 1e Elect Director Jacqueline B. Kosecoff For For Management 1f Elect Director Harry A. Lawton, III For For Management 1g Elect Director Neil Lustig For For Management 1h Elect Director Suzanne B. Rowland For For Management 1i Elect Director Jerry R. Whitaker For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SEI INVESTMENTS COMPANY Ticker: SEIC Security ID: 784117103 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sarah W. Blumenstein For For Management 1b Elect Director Kathryn M. McCarthy For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- SELECTIVE INSURANCE GROUP, INC. Ticker: SIGI Security ID: 816300107 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John C. Burville For For Management 1b Elect Director Terrence W. Cavanaugh For For Management 1c Elect Director Robert Kelly Doherty For For Management 1d Elect Director John J. Marchioni For For Management 1e Elect Director Thomas A. McCarthy For For Management 1f Elect Director H. Elizabeth Mitchell For For Management 1g Elect Director Michael J. Morrissey For For Management 1h Elect Director Gregory E. Murphy For For Management 1i Elect Director Cynthia S. Nicholson For For Management 1j Elect Director William M. Rue For For Management 1k Elect Director John S. Scheid For For Management 1l Elect Director J. Brian Thebault For For Management 1m Elect Director Philip H. Urban For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SENSIENT TECHNOLOGIES CORPORATION Ticker: SXT Security ID: 81725T100 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph Carleone For For Management 1.2 Elect Director Edward H. Cichurski For For Management 1.3 Elect Director Mario Ferruzzi For For Management 1.4 Elect Director Carol R. Jackson For For Management 1.5 Elect Director Donald W. Landry For For Management 1.6 Elect Director Paul Manning For For Management 1.7 Elect Director Deborah For For Management McKeithan-Gebhardt 1.8 Elect Director Scott C. Morrison For For Management 1.9 Elect Director Elaine R. Wedral For For Management 1.10 Elect Director Essie Whitelaw For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- - 628 - SERVICE CORPORATION INTERNATIONAL Ticker: SCI Security ID: 817565104 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alan R. Buckwalter For For Management 1b Elect Director Jakki L. Haussler For For Management 1c Elect Director Victor L. Lund For For Management 1d Elect Director Clifton H. Morris, Jr. For For Management 1e Elect Director Ellen Ochoa For For Management 1f Elect Director Thomas L. Ryan For For Management 1g Elect Director W. Blair Waltrip For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SERVICE PROPERTIES TRUST Ticker: SVC Security ID: 81761L102 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John L. Harrington For Against Management 1.2 Elect Director John G. Murray For For Management 2 Declassify the Board of Directors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SIGNATURE BANK Ticker: SBNY Security ID: 82669G104 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph J. DePaolo For For Management 1.2 Elect Director Barney Frank For For Management 1.3 Elect Director Scott A. Shay For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- SILGAN HOLDINGS, INC. Ticker: SLGN Security ID: 827048109 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leigh J. Abramson For For Management 1.2 Elect Director D. Greg Horrigan For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SIMPSON MANUFACTURING CO., INC. Ticker: SSD Security ID: 829073105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James S. Andrasick For For Management 1b Elect Director Michael A. Bless For For Management 1c Elect Director Jennifer A. Chatman For For Management 1d Elect Director Karen Colonias For For Management 1e Elect Director Gary M. Cusumano For For Management 1f Elect Director Philip E. Donaldson For For Management 1g Elect Director Celeste Volz Ford For For Management 1h Elect Director Robin G. MacGillivray For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- SINCLAIR BROADCAST GROUP, INC. Ticker: SBGI Security ID: 829226109 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David D. Smith For Withhold Management 1.2 Elect Director Frederick G. Smith For Withhold Management 1.3 Elect Director J. Duncan Smith For Withhold Management 1.4 Elect Director Robert E. Smith For Withhold Management 1.5 Elect Director Howard E. Friedman For For Management 1.6 Elect Director Lawrence E. McCanna For For Management 1.7 Elect Director Daniel C. Keith For For Management 1.8 Elect Director Martin R. Leader For For Management 1.9 Elect Director Benson E. Legg For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require a Majority Vote for the Against For Shareholder Election of Directors -------------------------------------------------------------------------------- - 629 - SIX FLAGS ENTERTAINMENT CORPORATION Ticker: SIX Security ID: 83001A102 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director B. Ben Baldanza For For Management 1.2 Elect Director Selim Bassoul For For Management 1.3 Elect Director Kurt M. Cellar For For Management 1.4 Elect Director Nancy A. Krejsa For For Management 1.5 Elect Director Richard W. Roedel For For Management 1.6 Elect Director Arik Ruchim For For Management 1.7 Elect Director Michael Spanos For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SKYWEST, INC. Ticker: SKYW Security ID: 830879102 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jerry C. Atkin For For Management 1.2 Elect Director W. Steve Albrecht For For Management 1.3 Elect Director Russell A. Childs For For Management 1.4 Elect Director Henry J. Eyring For For Management 1.5 Elect Director Meredith S. Madden For For Management 1,6 Elect Director Ronald J. Mittelstaedt For For Management 1.7 Elect Director Andrew C. Roberts For For Management 1.8 Elect Director Keith E. Smith For For Management 1.9 Elect Director Steven F. Udvar-Hazy For For Management 1.10 Elect Director James L. Welch For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SL GREEN REALTY CORP. Ticker: SLG Security ID: 78440X101 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John H. Alschuler For For Management 1b Elect Director Betsy Atkins For For Management 1c Elect Director Edwin T. Burton, III For For Management 1d Elect Director Lauren B. Dillard For For Management 1e Elect Director Stephen L. Green For For Management 1f Elect Director Craig M. Hatkoff For For Management 1g Elect Director Marc Holliday For For Management 1h Elect Director John S. Levy For For Management 1i Elect Director Andrew W. Mathias For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SLM CORPORATION Ticker: SLM Security ID: 78442P106 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paul G. Child For For Management 1b Elect Director Mary Carter Warren For For Management Franke 1c Elect Director Earl A. Goode For For Management 1d Elect Director Marianne M. Keler For For Management 1e Elect Director Mark L. Lavelle For For Management 1f Elect Director Jim Matheson For For Management 1g Elect Director Frank C. Puleo For For Management 1h Elect Director Vivian C. Schneck-Last For For Management 1i Elect Director William N. Shiebler For For Management 1j Elect Director Robert S. Strong For For Management 1k Elect Director Jonathan W. Witter For For Management 1l Elect Director Kirsten O. Wolberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SNAP-ON INCORPORATED Ticker: SNA Security ID: 833034101 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David C. Adams For For Management 1.2 Elect Director Karen L. Daniel For For Management 1.3 Elect Director Ruth Ann M. Gillis For For Management 1.4 Elect Director James P. Holden For For Management 1.5 Elect Director Nathan J. Jones For For Management 1.6 Elect Director Henry W. Knueppel For For Management 1.7 Elect Director W. Dudley Lehman For For Management 1.8 Elect Director Nicholas T. Pinchuk For For Management 1.9 Elect Director Gregg M. Sherrill For For Management 1.10 Elect Director Donald J. Stebbins For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 630 - SONOCO PRODUCTS COMPANY Ticker: SON Security ID: 835495102 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Harry A. Cockrell For For Management 1.2 Elect Director R. Howard Coker For For Management 1.3 Elect Director Pamela L. Davies For For Management 1.4 Elect Director Theresa J. Drew For For Management 1.5 Elect Director Philippe Guillemot For For Management 1.6 Elect Director John R. Haley For For Management 1.7 Elect Director Robert R. Hill, Jr. For For Management 1.8 Elect Director Richard G. Kyle For For Management 1.9 Elect Director Blythe J. McGarvie For For Management 1.10 Elect Director James M. Micali For For Management 1.11 Elect Director Sundaram Nagarajan For For Management 1.12 Elect Director Marc. D. Oken For For Management 1.13 Elect Director Thomas E. Whiddon For For Management 1.14 Elect Director Lloyd M. Yates For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Articles of Incorporation and For For Management Article III, Section 7, of the By-Laws Relating to the Vote Required for the Removal of Directors 5 Amend Articles of Incorporation For For Management Relating to Quorum or Voting Requirement for Shareholders 6 Reduce Supermajority Vote Requirement For For Management 7 Provide Right to Call Special Meeting For For Shareholder -------------------------------------------------------------------------------- SOUTH JERSEY INDUSTRIES, INC. Ticker: SJI Security ID: 838518108 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sarah M. Barpoulis For For Management 1b Elect Director Keith S. Campbell For For Management 1c Elect Director Victor A. Fortkiewicz For For Management 1d Elect Director Sheila Hartnett-Devlin For For Management 1e Elect Director G. Edison Holland, Jr. For For Management 1f Elect Director Sunita Holzer For For Management 1g Elect Director Kevin M. O'Dowd For For Management 1h Elect Director Michael J. Renna For For Management 1i Elect Director Joseph M. Rigby For For Management 1j Elect Director Frank L. Sims For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche as Auditors For For Management -------------------------------------------------------------------------------- SOUTH STATE CORPORATION Ticker: SSB Security ID: 840441109 Meeting Date: MAY 21, 2020 Meeting Type: Special Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Increase Authorized Common Stock For For Management 3 Advisory Vote on Golden Parachutes For For Management 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- SOUTHWEST GAS HOLDINGS, INC. Ticker: SWX Security ID: 844895102 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert L. Boughner For For Management 1.2 Elect Director Jose A. Cardenas For For Management 1.3 Elect Director Stephen C. Comer For For Management 1.4 Elect Director John P. Hester For For Management 1.5 Elect Director Jane Lewis-Raymond For For Management 1.6 Elect Director Anne L. Mariucci For For Management 1.7 Elect Director Michael J. Melarkey For For Management 1.8 Elect Director A. Randall Thoman For For Management 1.9 Elect Director Thomas A. Thomas For For Management 1.10 Elect Director Leslie T. Thornton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SPECTRUM BRANDS HOLDINGS, INC. Ticker: SPB Security ID: 84790A105 Meeting Date: JUL 10, 2019 Meeting Type: Annual Record Date: MAY 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sherianne James For For Management 1.2 Elect Director Norman S. Matthews For For Management 1.3 Elect Director Joseph S. Steinberg For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 631 - SPIRE, INC. Ticker: SR Security ID: 84857L101 Meeting Date: JAN 30, 2020 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward L. Glotzbach For For Management 1.2 Elect Director Rob L. Jones For For Management 1.3 Elect Director John P. Stupp, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SPIRIT AEROSYSTEMS HOLDINGS, INC. Ticker: SPR Security ID: 848574109 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen A. Cambone For For Management 1b Elect Director Charles L. Chadwell For For Management 1c Elect Director Irene M. Esteves For For Management 1d Elect Director Paul E. Fulchino For For Management 1e Elect Director Thomas C. Gentile, III For For Management 1f Elect Director Richard A. Gephardt For For Management 1g Elect Director Robert D. Johnson For For Management 1h Elect Director Ronald T. Kadish For For Management 1i Elect Director John L. Plueger For For Management 1j Elect Director Laura H. Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- SPIRIT REALTY CAPITAL, INC. Ticker: SRC Security ID: 84860W300 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jackson Hsieh For For Management 1.2 Elect Director Kevin M. Charlton For For Management 1.3 Elect Director Todd A. Dunn For For Management 1.4 Elect Director Elizabeth F. Frank For For Management 1.5 Elect Director Richard I. Gilchrist For For Management 1.6 Elect Director Diana M. Laing For For Management 1.7 Elect Director Sheli Z. Rosenberg For For Management 1.8 Elect Director Thomas D. Senkbeil For For Management 1.9 Elect Director Nicholas P. Shepherd For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- STAG INDUSTRIAL, INC. Ticker: STAG Security ID: 85254J102 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Benjamin S. Butcher For For Management 1b Elect Director Jit Kee Chin For For Management 1c Elect Director Virgis W. Colbert For For Management 1d Elect Director Michelle S. Dilley For For Management 1e Elect Director Jeffrey D. Furber For For Management 1f Elect Director Larry T. Guillemette For For Management 1g Elect Director Francis X. Jacoby, III For For Management 1h Elect Director Christopher P. Marr For For Management 1i Elect Director Hans S. Weger For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- STARWOOD PROPERTY TRUST, INC. Ticker: STWD Security ID: 85571B105 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard D. Bronson For For Management 1.2 Elect Director Jeffrey G. Dishner For For Management 1.3 Elect Director Camille J. Douglas For For Management 1.4 Elect Director Solomon J. Kumin For For Management 1.5 Elect Director Fred S. Ridley For For Management 1.6 Elect Director Barry S. Sternlicht For For Management 1.7 Elect Director Strauss Zelnick For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- - 632 - STEEL DYNAMICS, INC. Ticker: STLD Security ID: 858119100 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark D. Millett For For Management 1.2 Elect Director Sheree L. Bargabos For For Management 1.3 Elect Director Keith E. Busse For For Management 1.4 Elect Director Frank D. Byrne For For Management 1.5 Elect Director Kenneth W. Cornew For For Management 1.6 Elect Director Traci M. Dolan For For Management 1.7 Elect Director James C. Marcuccilli For For Management 1.8 Elect Director Bradley S. Seaman For For Management 1.9 Elect Director Gabriel L. Shaheen For For Management 1.10 Elect Director Steven A. Sonnenberg For For Management 1.11 Elect Director Richard P. Teets, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- STERLING BANCORP Ticker: STL Security ID: 85917A100 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John P. Cahill For For Management 1.2 Elect Director Navy E. Djonovic For For Management 1.3 Elect Director Fernando Ferrer For For Management 1.4 Elect Director Robert Giambrone For For Management 1.5 Elect Director Mona Aboelnaga Kanaan For For Management 1.6 Elect Director Jack Kopnisky For For Management 1.7 Elect Director James J. Landy For For Management 1.8 Elect Director Maureen Mitchell For For Management 1.9 Elect Director Patricia M. Nazemetz For For Management 1.10 Elect Director Richard O'Toole For For Management 1.11 Elect Director Ralph F. Palleschi For For Management 1.12 Elect Director Burt Steinberg For For Management 1.13 Elect Director William E. Whiston For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- STEVEN MADDEN, LTD. Ticker: SHOO Security ID: 556269108 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward R. Rosenfeld For For Management 1.2 Elect Director Al Ferrara For For Management 1.3 Elect Director Mitchell S. Klipper For For Management 1.4 Elect Director Rose Peabody Lynch For For Management 1.5 Elect Director Peter Migliorini For For Management 1.6 Elect Director Ravi Sachdev For For Management 1.7 Elect Director Thomas H. Schwartz For For Management 1.8 Elect Director Robert G. Smith For For Management 1.9 Elect Director Amelia Newton Varela For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- STIFEL FINANCIAL CORP. Ticker: SF Security ID: 860630102 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Adam T. Berlew For For Management 1.2 Elect Director Kathleen Brown For For Management 1.3 Elect Director Michael W. Brown For For Management 1.4 Elect Director Robert E. Grady For For Management 1.5 Elect Director Ronald J. Kruszewski For For Management 1.6 Elect Director Daniel J. Ludeman For For Management 1.7 Elect Director Maura A. Markus For For Management 1.8 Elect Director James M. Oates For For Management 1.9 Elect Director David A. Peacock For For Management 1.10 Elect Director Thomas W. Weisel For For Management 1.11 Elect Director Michael J. Zimmerman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- STORE CAPITAL CORPORATION Ticker: STOR Security ID: 862121100 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph M. Donovan For For Management 1.2 Elect Director Mary Fedewa For For Management 1.3 Elect Director Morton H. Fleischer For For Management 1.4 Elect Director William F. Hipp For For Management 1.5 Elect Director Tawn Kelley For For Management 1.6 Elect Director Catherine D. Rice For For Management 1.7 Elect Director Einar A. Seadler For For Management 1.8 Elect Director Quentin P. Smith, Jr. For For Management 1.9 Elect Director Christopher H. Volk For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- - 633 - STRATEGIC EDUCATION, INC. Ticker: STRA Security ID: 86272C103 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert S. Silberman For For Management 1.2 Elect Director J. Kevin Gilligan For For Management 1.3 Elect Director Robert R. Grusky For For Management 1.4 Elect Director Charlotte F. Beason For For Management 1.5 Elect Director Rita D. Brogley For For Management 1.6 Elect Director John T. Casteen, III For For Management 1.7 Elect Director H. James Dallas For For Management 1.8 Elect Director Nathaniel C. Fick For For Management 1.9 Elect Director Karl McDonnell For For Management 1.10 Elect Director G. Thomas Waite, III For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SUNSTONE HOTEL INVESTORS, INC. Ticker: SHO Security ID: 867892101 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director John V. Arabia For For Management 1B Elect Director W. Blake Baird For For Management 1C Elect Director Andrew Batinovich For For Management 1D Elect Director Monica Digilio For For Management 1E Elect Director Thomas A. Lewis, Jr. For For Management 1F Elect Director Murray J. McCabe For For Management 1G Elect Director Douglas M. Pasquale For For Management 1H Elect Director Keith P. Russell For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SYNNEX CORPORATION Ticker: SNX Security ID: 87162W100 Meeting Date: MAR 17, 2020 Meeting Type: Annual Record Date: JAN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin Murai For For Management 1.2 Elect Director Dwight Steffensen For For Management 1.3 Elect Director Dennis Polk For For Management 1.4 Elect Director Fred Breidenbach For For Management 1.5 Elect Director Laurie Simon Hodrick For For Management 1.6 Elect Director Hau Lee For For Management 1.7 Elect Director Matthew Miau For Withhold Management 1.8 Elect Director Gregory Quesnel For For Management 1.9 Elect Director Ann Vezina For For Management 1.10 Elect Director Thomas Wurster For For Management 1.11 Elect Director Duane Zitzner For For Management 1.12 Elect Director Andrea Zulberti For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SYNOVUS FINANCIAL CORP. Ticker: SNV Security ID: 87161C501 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Tim E. Bentsen For For Management 1B Elect Director F. Dixon Brooke, Jr. For For Management 1C Elect Director Stephen T. Butler For For Management 1D Elect Director Elizabeth W. Camp For For Management 1E Elect Director Diana M. Murphy For For Management 1F Elect Director Harris Pastides For For Management 1G Elect Director Joseph J. Prochaska, Jr. For For Management 1H Elect Director John L. Stallworth For For Management 1I Elect Director Kessel D. Stelling For For Management 1J Elect Director Barry L. Storey For For Management 1K Elect Director Teresa White For For Management 2 Amend Articles of Incorporation to For For Management Eliminate 10-1 Voting Provisions 3 Eliminate Supermajority Vote For For Management Requirement 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management 6 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- TARGA RESOURCES CORP. Ticker: TRGP Security ID: 87612G101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles R. Crisp For For Management 1.2 Elect Director Laura C. Fulton For For Management 1.3 Elect Director James W. Whalen For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 634 - TCF FINANCIAL CORPORATION Ticker: TCF Security ID: 872307103 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter Bell For For Management 1.2 Elect Director Craig R. Dahl For For Management 1.3 Elect Director Karen L. Grandstrand For For Management 1.4 Elect Director Richard H. King For For Management 1.5 Elect Director Ronald A. Klein For For Management 1.6 Elect Director Barbara J. Mahone For For Management 1.7 Elect Director Barbara L. McQuade For For Management 1.8 Elect Director Vance K. Opperman For For Management 1.9 Elect Director David T. Provost For For Management 1.10 Elect Director Roger J. Sit For For Management 1.11 Elect Director Julie H. Sullivan For For Management 1.12 Elect Director Jeffrey L. Tate For For Management 1.13 Elect Director Gary Torgow For For Management 1.14 Elect Director Arthur A. Weiss For For Management 1.15 Elect Director Franklin C. Wheatlake For For Management 1.16 Elect Director Theresa M. H. Wise For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- TEGNA, INC. Ticker: TGNA Security ID: 87901J105 Meeting Date: APR 30, 2020 Meeting Type: Proxy Contest Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (Gold Proxy Card) None 1.1 Elect Director Gina L. Bianchini For Did Not Vote Management 1.2 Elect Director Howard D. Elias For Did Not Vote Management 1.3 Elect Director Stuart J. Epstein For Did Not Vote Management 1.4 Elect Director Lidia Fonseca For Did Not Vote Management 1.5 Elect Director Karen H. Grimes For Did Not Vote Management 1.6 Elect Director David T. Lougee For Did Not Vote Management 1.7 Elect Director Scott K. McCune For Did Not Vote Management 1.8 Elect Director Henry W. McGee For Did Not Vote Management 1.9 Elect Director Susan Ness For Did Not Vote Management 1.10 Elect Director Bruce P. Nolop For Did Not Vote Management 1.11 Elect Director Neal Shapiro For Did Not Vote Management 1.12 Elect Director Melinda C. Witmer For Did Not Vote Management 2 Ratify PricewaterhouseCoopers LLP as For Did Not Vote Management Auditors 3 Advisory Vote to Ratify Named For Did Not Vote Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For Did Not Vote Management # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (White Proxy Card) None 1.1 Elect Director Soohyung Kim For Withhold Shareholder 1.2 Elect Director Colleen B. Brown For For Shareholder 1.3 Elect Director Ellen McClain Haime For Withhold Shareholder 1.4 Elect Director Deborah McDermott For Withhold Shareholder 1.5 Management Nominee Gina L. Bianchini For For Shareholder 1.6 Management Nominee Stuart J. Epstein For For Shareholder 1.7 Management Nominee Lidia Fonseca For For Shareholder 1.8 Management Nominee Karen H. Grimes For For Shareholder 1.9 Management Nominee David T. Lougee For For Shareholder 1.10 Management Nominee Henry W. McGee For For Shareholder 1.11 Management Nominee Susan Ness For For Shareholder 1.12 Management Nominee Melinda C. Witmer For For Shareholder 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named Against For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan Against For Management -------------------------------------------------------------------------------- TELEPHONE AND DATA SYSTEMS, INC. Ticker: TDS Security ID: 879433829 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Clarence A. Davis For For Management 1.2 Elect Director George W. Off For For Management 1.3 Elect Director Wade Oosterman For For Management 1.4 Elect Director Gary L. Sugarman For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share -------------------------------------------------------------------------------- TERRENO REALTY CORPORATION Ticker: TRNO Security ID: 88146M101 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director W. Blake Baird For For Management 1b Elect Director Michael A. Coke For For Management 1c Elect Director Linda Assante For For Management 1d Elect Director LeRoy E. Carlson For For Management 1e Elect Director David M. Lee For For Management 1f Elect Director Gabriela Franco Parcella For For Management 1g Elect Director Douglas M. Pasquale For For Management 1h Elect Director Dennis Polk For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- - 635 - TETRA TECH, INC. Ticker: TTEK Security ID: 88162G103 Meeting Date: FEB 26, 2020 Meeting Type: Annual Record Date: JAN 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Dan L. Batrack For For Management 1B Elect Director Gary R. Birkenbeuel For For Management 1C Elect Director Patrick C. Haden For For Management 1D Elect Director J. Christopher Lewis For For Management 1E Elect Director Joanne M. Maguire For For Management 1F Elect Director Kimberly E. Ritrievi For For Management 1G Elect Director J. Kenneth Thompson For For Management 1H Elect Director Kirsten M. Volpi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- TEXAS ROADHOUSE, INC. Ticker: TXRH Security ID: 882681109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory N. Moore For For Management 1.2 Elect Director W. Kent Taylor For For Management 1.3 Elect Director Curtis A. Warfield For For Management 1.4 Elect Director Kathleen M. Widmer For For Management 1.5 Elect Director James R. Zarley For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE BRINK'S COMPANY Ticker: BCO Security ID: 109696104 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kathie J. Andrade For For Management 1.2 Elect Director Paul G. Boynton For For Management 1.3 Elect Director Ian D. Clough For For Management 1.4 Elect Director Susan E. Docherty For For Management 1.5 Elect Director Reginald D. Hedgebeth For For Management 1.6 Elect Director Dan R. Henry - Withdrawn None None Management 1.7 Elect Director Michael J. Herling For For Management 1.8 Elect Director Douglas A. Pertz For For Management 1.9 Elect Director George I. Stoeckert For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- THE CHEMOURS COMPANY Ticker: CC Security ID: 163851108 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Curtis V. Anastasio For For Management 1b Elect Director Bradley J. Bell For For Management 1c Elect Director Richard H. Brown For For Management 1d Elect Director Mary B. Cranston For For Management 1e Elect Director Curtis J. Crawford For For Management 1f Elect Director Dawn L. Farrell For For Management 1g Elect Director Erin N. Kane For For Management 1h Elect Director Sean D. Keohane For For Management 1i Elect Director Mark P. Vergnano For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Establish Board Advisory Position Against Against Shareholder -------------------------------------------------------------------------------- THE ENSIGN GROUP, INC. Ticker: ENSG Security ID: 29358P101 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roy E. Christensen For For Management 1.2 Elect Director Barry M. Smith For For Management 1.3 Elect Director Swati B. Abbott For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE GAP, INC. Ticker: GPS Security ID: 364760108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Amy Bohutinsky For For Management 1b Elect Director John J. Fisher For For Management 1c Elect Director Robert J. Fisher For For Management 1d Elect Director William S. Fisher For For Management 1e Elect Director Tracy Gardner For For Management 1f Elect Director Isabella D. Goren For For Management 1g Elect Director Bob L. Martin For For Management 1h Elect Director Amy Miles For For Management 1i Elect Director Jorge P. Montoya For For Management 1j Elect Director Chris O'Neill For For Management 1k Elect Director Mayo A. Shattuck, III For For Management 1l Elect Director Elizabeth A. Smith For For Management 1m Elect Director Sonia Syngal For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 636 - THE GOODYEAR TIRE & RUBBER COMPANY Ticker: GT Security ID: 382550101 Meeting Date: APR 06, 2020 Meeting Type: Annual Record Date: FEB 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James A. Firestone For For Management 1b Elect Director Werner Geissler For For Management 1c Elect Director Peter S. Hellman For For Management 1d Elect Director Laurette T. Koellner For For Management 1e Elect Director Richard J. Kramer For For Management 1f Elect Director W. Alan McCollough For For Management 1g Elect Director John E. McGlade For For Management 1h Elect Director Roderick A. Palmore For For Management 1i Elect Director Hera K. Siu For For Management 1j Elect Director Stephanie A. Streeter For For Management 1k Elect Director Michael R. Wessel For For Management 1l Elect Director Thomas L. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- THE HANOVER INSURANCE GROUP, INC. Ticker: THG Security ID: 410867105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jane D. Carlin For For Management 1.2 Elect Director Daniel T. Henry For For Management 1.3 Elect Director Wendell J. Knox For For Management 1.4 Elect Director Kathleen S. Lane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- THE INTERPUBLIC GROUP OF COMPANIES, INC. Ticker: IPG Security ID: 460690100 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jocelyn Carter-Miller For For Management 1.2 Elect Director Mary J. Steele Guilfoile For For Management 1.3 Elect Director Dawn Hudson For For Management 1.4 Elect Director Jonathan F. Miller For For Management 1.5 Elect Director Patrick Q. Moore For For Management 1.6 Elect Director Michael I. Roth For For Management 1.7 Elect Director Linda S. Sanford For For Management 1.8 Elect Director David M. Thomas For For Management 1.9 Elect Director E. Lee Wyatt, Jr. For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- THE MACERICH COMPANY Ticker: MAC Security ID: 554382101 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peggy Alford For For Management 1b Elect Director John H. Alschuler For For Management 1c Elect Director Eric K. Brandt For For Management 1d Elect Director Edward C. Coppola For For Management 1e Elect Director Steven R. Hash For For Management 1f Elect Director Daniel J. Hirsch For For Management 1g Elect Director Diana M. Laing For For Management 1h Elect Director Thomas E. O'Hern For For Management 1i Elect Director Steven L. Soboroff For For Management 1j Elect Director Andrea M. Stephen For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE NEW YORK TIMES COMPANY Ticker: NYT Security ID: 650111107 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert E. Denham For For Management 1.2 Elect Director Rachel Glaser For For Management 1.3 Elect Director John W. Rogers, Jr. For For Management 1.4 Elect Director Rebecca Van Dyck For For Management 2 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- - 637 - THE SCOTTS MIRACLE-GRO COMPANY Ticker: SMG Security ID: 810186106 Meeting Date: JAN 27, 2020 Meeting Type: Annual Record Date: DEC 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James Hagedorn For For Management 1.2 Elect Director Brian D. Finn For For Management 1.3 Elect Director Nancy G. Mistretta For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- THE TIMKEN COMPANY Ticker: TKR Security ID: 887389104 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Maria A. Crowe For For Management 1.2 Elect Director Elizabeth A. Harrell For For Management 1.3 Elect Director Richard G. Kyle For For Management 1.4 Elect Director John A. Luke, Jr. For For Management 1.5 Elect Director Christopher L. Mapes For For Management 1.6 Elect Director James F. Palmer For For Management 1.7 Elect Director Ajita G. Rajendra For For Management 1.8 Elect Director Frank C. Sullivan For For Management 1.9 Elect Director John M. Timken, Jr. For For Management 1.10 Elect Director Ward J. Timken, Jr. For For Management 1.11 Elect Director Jacqueline F. Woods For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- THE TORO COMPANY Ticker: TTC Security ID: 891092108 Meeting Date: MAR 17, 2020 Meeting Type: Annual Record Date: JAN 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey M. Ettinger For For Management 1.2 Elect Director Katherine J. Harless For For Management 1.3 Elect Director D. Christian Koch For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 638 - THE WENDY'S COMPANY Ticker: WEN Security ID: 95058W100 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nelson Peltz For For Management 1b Elect Director Peter W. May For For Management 1c Elect Director Kristin A. Dolan For For Management 1d Elect Director Kenneth W. Gilbert For For Management 1e Elect Director Dennis M. Kass For For Management 1f Elect Director Joseph A. Levato For For Management 1g Elect Director Michelle 'Mich' J. For For Management Mathews-Spradlin 1h Elect Director Matthew H. Peltz For For Management 1i Elect Director Todd A. Penegor For For Management 1j Elect Director Peter H. Rothschild For For Management 1k Elect Director Arthur B. Winkleblack For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE WESTERN UNION COMPANY Ticker: WU Security ID: 959802109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Martin I. Cole For For Management 1b Elect Director Hikmet Ersek For For Management 1c Elect Director Richard A. Goodman For For Management 1d Elect Director Betsy D. Holden For For Management 1e Elect Director Jeffrey A. Joerres For For Management 1f Elect Director Michael A. Miles, Jr. For For Management 1g Elect Director Timothy P. Murphy For For Management 1h Elect Director Jan Siegmund For For Management 1i Elect Director Angela A. Sun For For Management 1j Elect Director Solomon D. Trujillo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Political Contributions Against For Shareholder Disclosure -------------------------------------------------------------------------------- THOR INDUSTRIES, INC. Ticker: THO Security ID: 885160101 Meeting Date: DEC 13, 2019 Meeting Type: Annual Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew E. Graves For For Management 1.2 Elect Director Amelia A. Huntington For For Management 1.3 Elect Director Wilson Jones For For Management 1.4 Elect Director Christopher Klein For For Management 1.5 Elect Director J. Allen Kosowsky For For Management 1.6 Elect Director Robert W. Martin For For Management 1.7 Elect Director Peter B. Orthwein For For Management 1.8 Elect Director Jan H. Suwinski For For Management 1.9 Elect Director James L. Ziemer For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TOLL BROTHERS, INC. Ticker: TOL Security ID: 889478103 Meeting Date: MAR 10, 2020 Meeting Type: Annual Record Date: JAN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert I. Toll For For Management 1.2 Elect Director Douglas C. Yearley, Jr. For For Management 1.3 Elect Director Edward G. Boehne For For Management 1.4 Elect Director Richard J. Braemer For For Management 1.5 Elect Director Stephen F. East For For Management 1.6 Elect Director Christine N. Garvey For For Management 1.7 Elect Director Karen H. Grimes For For Management 1.8 Elect Director Carl B. Marbach For For Management 1.9 Elect Director John A. McLean For For Management 1.10 Elect Director Stephen A. Novick For For Management 1.11 Elect Director Wendell E. Pritchett For For Management 1.12 Elect Director Paul E. Shapiro For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TWO HARBORS INVESTMENT CORP. Ticker: TWO Security ID: 90187B408 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director E. Spencer Abraham For For Management 1b Elect Director James J. Bender For For Management 1c Elect Director Karen Hammond For For Management 1d Elect Director Stephen G. Kasnet For For Management 1e Elect Director W. Reid Sanders For For Management 1f Elect Director Thomas E. Siering For For Management 1g Elect Director James A. Stern For For Management 1h Elect Director Hope B. Woodhouse For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- - 639 - UBIQUITI INC. Ticker: UI Security ID: 90353W103 Meeting Date: DEC 11, 2019 Meeting Type: Annual Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ronald A. Sege For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- UGI CORPORATION Ticker: UGI Security ID: 902681105 Meeting Date: JAN 22, 2020 Meeting Type: Annual Record Date: NOV 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director M. Shawn Bort For For Management 1.2 Elect Director Theodore A. Dosch For For Management 1.3 Elect Director Alan N. Harris For For Management 1.4 Elect Director Frank S. Hermance For For Management 1.5 Elect Director William J. Marrazzo For For Management 1.6 Elect Director Kelly A. Romano For For Management 1.7 Elect Director Marvin O. Schlanger For For Management 1.8 Elect Director James B. Stallings, Jr. For For Management 1.9 Elect Director K. Richard Turner For For Management 1.10 Elect Director John L. Walsh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- UMB FINANCIAL CORPORATION Ticker: UMBF Security ID: 902788108 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robin C. Beery For For Management 1.2 Elect Director Janine A. Davidson For For Management 1.3 Elect Director Kevin C. Gallagher For For Management 1.4 Elect Director Greg M. Graves For For Management 1.5 Elect Director Alexander C. Kemper For For Management 1.6 Elect Director J. Mariner Kemper For For Management 1.7 Elect Director Gordon E. Landsford, III For For Management 1.8 Elect Director Timothy R. Murphy For For Management 1.9 Elect Director Tamara M. Peterman For For Management 1.10 Elect Director Kris A. Robbins For For Management 1.11 Elect Director L. Joshua Sosland For For Management 1.12 Elect Director Paul Uhlmann, III For For Management 1.13 Elect Director Leroy J. Williams, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- UMPQUA HOLDINGS CORPORATION Ticker: UMPQ Security ID: 904214103 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peggy Y. Fowler For For Management 1.2 Elect Director Stephen M. Gambee For For Management 1.3 Elect Director James S. Greene For For Management 1.4 Elect Director Luis F. Machuca For For Management 1.5 Elect Director Maria M. Pope For For Management 1.6 Elect Director Cort L. O'Haver For For Management 1.7 Elect Director John F. Schultz For For Management 1.8 Elect Director Susan F. Stevens For For Management 1.9 Elect Director Hilliard C. Terry, III For For Management 1.10 Elect Director Bryan L. Timm For For Management 1.11 Elect Director Anddria Varnado For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNIFIRST CORPORATION Ticker: UNF Security ID: 904708104 Meeting Date: JAN 14, 2020 Meeting Type: Annual Record Date: NOV 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas S. Postek For For Management 1.2 Elect Director Steven S. Sintros For For Management 1.3 Elect Director Raymond C. Zemlin For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- UNITED BANKSHARES, INC. Ticker: UBSI Security ID: 909907107 Meeting Date: APR 02, 2020 Meeting Type: Special Record Date: FEB 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Issue Shares in Connection with Merger For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- - 640 - UNITED BANKSHARES, INC. Ticker: UBSI Security ID: 909907107 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard M. Adams For For Management 1.2 Elect Director Peter A. Converse For For Management 1.3 Elect Director Michael P. Fitzgerald For For Management 1.4 Elect Director Theodore J. Georgelas For For Management 1.5 Elect Director J. Paul McNamara For For Management 1.6 Elect Director Mark R. Nesselroad For For Management 1.7 Elect Director Jerold L. Rexroad For For Management 1.8 Elect Director Albert H. Small, Jr. For For Management 1.9 Elect Director Mary K. Weddle For For Management 1.10 Elect Director Gary G. White For For Management 1.11 Elect Director P. Clinton Winter For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- UNUM GROUP Ticker: UNM Security ID: 91529Y106 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Theodore H. Bunting, Jr. For For Management 1b Elect Director Susan L. Cross For For Management 1c Elect Director Susan D. DeVore For For Management 1d Elect Director Joseph J. Echevarria For For Management 1e Elect Director Cynthia L. Egan For For Management 1f Elect Director Kevin T. Kabat For For Management 1g Elect Director Timothy F. Keaney For For Management 1h Elect Director Gloria C. Larson For For Management 1i Elect Director Richard P. McKenney For For Management 1j Elect Director Ronald P. O'Hanley For For Management 1k Elect Director Francis J. Shammo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Approve Nonqualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- VAIL RESORTS, INC. Ticker: MTN Security ID: 91879Q109 Meeting Date: DEC 05, 2019 Meeting Type: Annual Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan L. Decker For For Management 1b Elect Director Robert A. Katz For For Management 1c Elect Director John T. Redmond For For Management 1d Elect Director Michele Romanow For For Management 1e Elect Director Hilary A. Schneider For For Management 1f Elect Director D. Bruce Sewell For For Management 1g Elect Director John F. Sorte For For Management 1h Elect Director Peter A. Vaughn For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VALLEY NATIONAL BANCORP Ticker: VLY Security ID: 919794107 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- VALLEY NATIONAL BANCORP Ticker: VLY Security ID: 919794107 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andrew B. Abramson For For Management 1b Elect Director Peter J. Baum For For Management 1c Elect Director Eric P. Edelstein For For Management 1d Elect Director Graham O. Jones For For Management 1e Elect Director Marc J. Lenner For For Management 1f Elect Director Kevin J. Lynch For For Management 1g Elect Director Peter V. Maio For For Management 1h Elect Director Ira Robbins For For Management 1i Elect Director Suresh L. Sani For For Management 1j Elect Director Lisa J. Schultz For For Management 1k Elect Director Jennifer W. Steans For For Management 1l Elect Director Jeffrey S. Wilks For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- - 641 - VALMONT INDUSTRIES, INC. Ticker: VMI Security ID: 920253101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mogens C. Bay For For Management 1.2 Elect Director Walter Scott, Jr. For For Management 1.3 Elect Director Clark T. Randt, Jr. For For Management 1.4 Elect Director Richard Lanoha For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- VALVOLINE INC. Ticker: VVV Security ID: 92047W101 Meeting Date: JAN 30, 2020 Meeting Type: Annual Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gerald W. Evans, Jr. For For Management 1b Elect Director Richard J. Freeland For For Management 1c Elect Director Stephen F. Kirk For For Management 1d Elect Director Carol H. Kruse For For Management 1e Elect Director Stephen E. Macadam For For Management 1f Elect Director Vada O. Manager For For Management 1g Elect Director Samuel J. Mitchell, Jr. For For Management 1h Elect Director Charles M. Sonsteby For For Management 1i Elect Director Mary J. Twinem For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VEREIT, INC. Ticker: VER Security ID: 92339V100 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Glenn J. Rufrano For For Management 1b Elect Director Hugh R. Frater For For Management 1c Elect Director David B. Henry For For Management 1d Elect Director Mary Hogan Preusse For For Management 1e Elect Director Richard J. Lieb For For Management 1f Elect Director Mark S. Ordan For For Management 1g Elect Director Eugene A. Pinover For For Management 1h Elect Director Julie G. Richardson For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- VOYA FINANCIAL, INC. Ticker: VOYA Security ID: 929089100 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lynne Biggar For For Management 1b Elect Director Jane P. Chwick For For Management 1c Elect Director Kathleen DeRose For For Management 1d Elect Director Ruth Ann M. Gillis For For Management 1e Elect Director J. Barry Griswell For For Management 1f Elect Director Rodney O. Martin, Jr. For For Management 1g Elect Director Byron H. Pollitt, Jr. For For Management 1h Elect Director Joseph V. Tripodi For For Management 1i Elect Director David Zwiener For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- W. R. GRACE & CO. Ticker: GRA Security ID: 38388F108 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Julie Fasone Holder For For Management 1.2 Elect Director Christopher J. Steffen For For Management 1.3 Elect Director Shlomo Yanai For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WASHINGTON FEDERAL, INC. Ticker: WAFD Security ID: 938824109 Meeting Date: JAN 22, 2020 Meeting Type: Annual Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen M. Graham For For Management 1.2 Elect Director David K. Grant For For Management 1.3 Elect Director Randall H. Talbot For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- - 642 - WATSCO, INC. Ticker: WSO Security ID: 942622200 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Brian E. Keeley For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- WEBSTER FINANCIAL CORPORATION Ticker: WBS Security ID: 947890109 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William L. Atwell For For Management 1b Elect Director John R. Ciulla For For Management 1c Elect Director Elizabeth E. Flynn For For Management 1d Elect Director E. Carol Hayles For For Management 1e Elect Director Linda H. Ianieri For For Management 1f Elect Director Laurence C. Morse For For Management 1g Elect Director Karen R. Osar For For Management 1h Elect Director Mark Pettie For For Management 1i Elect Director Lauren C. States For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- WEINGARTEN REALTY INVESTORS Ticker: WRI Security ID: 948741103 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andrew M. Alexander For For Management 1b Elect Director Stanford J. Alexander For For Management 1c Elect Director Shelaghmichael C. Brown For For Management 1d Elect Director Stephen A. Lasher For For Management 1e Elect Director Thomas L. Ryan For For Management 1f Elect Director Douglas W. Schnitzer For For Management 1g Elect Director C. Park Shaper For For Management 1h Elect Director Marc J. Shapiro For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WESTERN ALLIANCE BANCORPORATION Ticker: WAL Security ID: 957638109 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bruce Beach For For Management 1b Elect Director Juan Figuereo For For Management 1c Elect Director Howard Gould For For Management 1d Elect Director Steven Hilton For For Management 1e Elect Director Marianne Boyd Johnson For For Management 1f Elect Director Robert Latta For For Management 1g Elect Director Todd Marshall For For Management 1h Elect Director Adriane McFetridge For For Management 1i Elect Director Michael Patriarca For For Management 1j Elect Director Robert Sarver For For Management 1k Elect Director Bryan Segedi For For Management 1l Elect Director Donald Snyder For For Management 1m Elect Director Sung Won Sohn For For Management 1n Elect Director Kenneth A. Vecchione For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- WESTLAKE CHEMICAL CORPORATION Ticker: WLK Security ID: 960413102 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marius A. Haas For Withhold Management 1.2 Elect Director Dorothy C. Jenkins For Withhold Management 1.3 Elect Director Kimberly S. Lubel For For Management 1.4 Elect Director Jeffrey W. Sheets For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- WESTROCK COMPANY Ticker: WRK Security ID: 96145D105 Meeting Date: JAN 31, 2020 Meeting Type: Annual Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Colleen F. Arnold For For Management 1b Elect Director Timothy J. Bernlohr For For Management 1c Elect Director J. Powell Brown For For Management 1d Elect Director Terrell K. Crews For For Management 1e Elect Director Russell M. Currey For For Management 1f Elect Director Suzan F. Harrison For For Management 1g Elect Director John A. Luke, Jr. For For Management 1h Elect Director Gracia C. Martore For For Management 1i Elect Director James E. Nevels For For Management 1j Elect Director Timothy H. Powers For For Management 1k Elect Director Steven C. Voorhees For For Management 1l Elect Director Bettina M. Whyte For For Management 1m Elect Director Alan D. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- - 643 - WHIRLPOOL CORPORATION Ticker: WHR Security ID: 963320106 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Samuel R. Allen For For Management 1b Elect Director Marc R. Bitzer For For Management 1c Elect Director Greg Creed For For Management 1d Elect Director Gary T. DiCamillo For For Management 1e Elect Director Diane M. Dietz For For Management 1f Elect Director Gerri T. Elliott For For Management 1g Elect Director Jennifer A. LaClair For For Management 1h Elect Director John D. Liu For For Management 1i Elect Director James M. Loree For For Management 1j Elect Director Harish Manwani For For Management 1k Elect Director Patricia K. Poppe For For Management 1l Elect Director Larry O. Spencer For For Management 1m Elect Director Michael D. White For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- WHITE MOUNTAINS INSURANCE GROUP, LTD. Ticker: WTM Security ID: G9618E107 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director G. Manning Rountree For For Management 1.2 Elect Director Mary C. Choksi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- WILLIAMS-SONOMA, INC. Ticker: WSM Security ID: 969904101 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Laura Alber For For Management 1.2 Elect Director Scott Dahnke For For Management 1.3 Elect Director Anne Mulcahy For For Management 1.4 Elect Director William Ready For For Management 1.5 Elect Director Sabrina Simmons For For Management 1.6 Elect Director Frits van Paasschen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- WINGSTOP INC. Ticker: WING Security ID: 974155103 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lynn Crump-Caine For Withhold Management 1.2 Elect Director Wesley S. McDonald For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Certificate of Incorporation to For For Management Remove Certain Provisions -------------------------------------------------------------------------------- WINTRUST FINANCIAL CORPORATION Ticker: WTFC Security ID: 97650W108 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter D. Crist For For Management 1.2 Elect Director Bruce K. Crowther For For Management 1.3 Elect Director William J. Doyle For For Management 1.4 Elect Director Marla F. Glabe For For Management 1.5 Elect Director H. Patrick Hackett, Jr. For For Management 1.6 Elect Director Scott K. Heitmann For For Management 1.7 Elect Director Deborah L. Hall Lefevre For For Management 1.8 Elect Director Christopher J. Perry For For Management 1.9 Elect Director Ingrid S. Stafford For For Management 1.10 Elect Director Gary D. Sweeney For For Management 1.11 Elect Director Karin Gustafson Teglia For For Management 1.12 Elect Director Alex E. Washington, III For For Management 1.13 Elect Director Edward J. Wehmer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- WOODWARD, INC. Ticker: WWD Security ID: 980745103 Meeting Date: JAN 29, 2020 Meeting Type: Annual Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul Donovan For For Management 1.2 Elect Director Mary L. Petrovich For For Management 1.3 Elect Director James R. Rulseh For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- - 644 - WYNDHAM DESTINATIONS, INC. Ticker: WYND Security ID: 98310W108 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Louise F. Brady For For Management 1.2 Elect Director Michael D. Brown For For Management 1.3 Elect Director James E. Buckman For For Management 1.4 Elect Director George Herrera For For Management 1.5 Elect Director Stephen P. Holmes For For Management 1.6 Elect Director Denny Marie Post For For Management 1.7 Elect Director Ronald L. Rickles For For Management 1.8 Elect Director Michael H. Wargotz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- WYNDHAM HOTELS & RESORTS, INC. Ticker: WH Security ID: 98311A105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Myra J. Biblowit For For Management 1.2 Elect Director Bruce B. Churchill For For Management 1.3 Elect Director Pauline D.E. Richards For For Management 2a Eliminate Supermajority Vote For For Management Requirement to Amend Certificate of Incorporation and Bylaws 2b Eliminate Supermajority Vote For For Management Requirement to Remove Directors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- XEROX HOLDINGS CORPORATION Ticker: XRX Security ID: 98421M106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Keith Cozza For For Management 1.2 Elect Director Jonathan Christodoro For Against Management 1.3 Elect Director Joseph J. Echevarria For For Management 1.4 Elect Director Nicholas Graziano For For Management 1.5 Elect Director Cheryl Gordon Krongard For Against Management 1.6 Elect Director Scott Letier For Against Management 1.7 Elect Director Giovanni ('John') For For Management Visentin 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ZIONS BANCORPORATION, N.A. Ticker: ZION Security ID: 989701107 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jerry C. Atkin For For Management 1b Elect Director Gary L. Crittenden For For Management 1c Elect Director Suren K. Gupta For For Management 1d Elect Director J. David Heaney For For Management 1e Elect Director Vivian S. Lee For For Management 1f Elect Director Scott J. McLean For For Management 1g Elect Director Edward F. Murphy For For Management 1h Elect Director Stephen D. Quinn For For Management 1i Elect Director Harris H. Simmons For For Management 1j Elect Director Aaron B. Skonnard For For Management 1k Elect Director Barbara A. Yastine For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation - 645 - ================== Multi-Asset Diversified Income Index Fund =================== ABBVIE INC. Ticker: ABBV Security ID: 00287Y109 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Alpern For For Management 1.2 Elect Director Edward M. Liddy For For Management 1.3 Elect Director Melody B. Meyer For For Management 1.4 Elect Director Frederick H. Waddell For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Require Independent Board Chairman Against Against Shareholder 7 Report on Integrating Risks Related to Against For Shareholder Drug Pricing into Senior Executive Compensation -------------------------------------------------------------------------------- ALTRIA GROUP, INC. Ticker: MO Security ID: 02209S103 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John T. Casteen, III For For Management 1b Elect Director Dinyar S. Devitre For For Management 1c Elect Director Thomas F. Farrell, II For For Management 1d Elect Director Debra J. Kelly-Ennis For For Management 1e Elect Director W. Leo Kiely, III For For Management 1f Elect Director Kathryn B. McQuade For For Management 1g Elect Director George Munoz For For Management 1h Elect Director Mark E. Newman For For Management 1i Elect Director Nabil Y. Sakkab For For Management 1j Elect Director Virginia E. Shanks For For Management 1k Elect Director Howard A. Willard, III None None Management *Withdrawn Resolution* 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Report on Underage Tobacco Prevention Against For Shareholder Policies -------------------------------------------------------------------------------- APPLE HOSPITALITY REIT, INC. Ticker: APLE Security ID: 03784Y200 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Glenn W. Bunting For For Management 1.2 Elect Director Jon A. Fosheim For For Management 1.3 Elect Director Kristian M. Gathright For For Management 1.4 Elect Director Glade M. Knight For For Management 1.5 Elect Director Justin G. Knight For For Management 1.6 Elect Director Blythe J. McGarvie For For Management 1.7 Elect Director Daryl A. Nickel For For Management 1.8 Elect Director L. Hugh Redd For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ARBOR REALTY TRUST, INC. Ticker: ABR Security ID: 038923108 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ivan Kaufman For For Management 1.2 Elect Director Melvin F. Lazar For For Management 1.3 Elect Director George Tsunis For Withhold Management 1.4 Elect Director Kenneth J. Bacon For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- BLACK STONE MINERALS, L.P. Ticker: BSM Security ID: 09225M101 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carin M. Barth For For Management 1.2 Elect Director Thomas L. Carter, Jr. For For Management 1.3 Elect Director D. Mark DeWalch For For Management 1.4 Elect Director Jerry V. Kyle, Jr. For For Management 1.5 Elect Director Michael C. Linn For For Management 1.6 Elect Director John H. Longmaid For For Management 1.7 Elect Director William N. Mathis For For Management 1.8 Elect Director William E. Randall For For Management 1.9 Elect Director Alexander D. Stuart For For Management 1.10 Elect Director Allison K. Thacker For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 646 - BLACKSTONE MORTGAGE TRUST, INC. Ticker: BXMT Security ID: 09257W100 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael B. Nash For For Management 1.2 Elect Director Stephen D. Plavin For For Management 1.3 Elect Director Leonard W. Cotton For For Management 1.4 Elect Director Thomas E. Dobrowski For For Management 1.5 Elect Director Martin L. Edelman For For Management 1.6 Elect Director Henry N. Nassau For For Management 1.7 Elect Director Jonathan L. Pollack For For Management 1.8 Elect Director Lynne B. Sagalyn For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BRIXMOR PROPERTY GROUP INC. Ticker: BRX Security ID: 11120U105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James M. Taylor, Jr. For For Management 1.2 Elect Director John G. Schreiber For For Management 1.3 Elect Director Michael Berman For For Management 1.4 Elect Director Julie Bowerman For For Management 1.5 Elect Director Sheryl M. Crosland For For Management 1.6 Elect Director Thomas W. Dickson For For Management 1.7 Elect Director Daniel B. Hurwitz For For Management 1.8 Elect Director William D. Rahm For For Management 1.9 Elect Director Gabrielle Sulzberger For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- BUCKEYE PARTNERS, L.P. Ticker: BPL Security ID: 118230101 Meeting Date: JUL 31, 2019 Meeting Type: Special Record Date: JUN 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management -------------------------------------------------------------------------------- BUNGE LIMITED Ticker: BG Security ID: G16962105 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sheila Bair For For Management 1b Elect Director Vinita Bali For For Management 1c Elect Director Carol M. Browner For For Management 1d Elect Director Andrew Ferrier For For Management 1e Elect Director Paul Fribourg For For Management 1f Elect Director J. Erik Fyrwald For For Management 1g Elect Director Gregory A. Heckman For For Management 1h Elect Director Bernardo Hees For For Management 1i Elect Director Kathleen Hyle For For Management 1j Elect Director Henry W. (Jay) Winship For For Management 1k Elect Director Mark N. Zenuk For For Management 2 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CAMPBELL SOUP COMPANY Ticker: CPB Security ID: 134429109 Meeting Date: NOV 20, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Fabiola R. Arredondo For For Management 1.2 Elect Director Howard M. Averill For For Management 1.3 Elect Director John P. (JP) Bilbrey For For Management 1.4 Elect Director Mark A. Clouse For For Management 1.5 Elect Director Bennett Dorrance For For Management 1.6 Elect Director Maria Teresa (Tessa) For For Management Hilado 1.7 Elect Director Sarah Hofstetter For For Management 1.8 Elect Director Marc B. Lautenbach For For Management 1.9 Elect Director Mary Alice Dorrance For For Management Malone 1.10 Elect Director Keith R. McLoughlin For For Management 1.11 Elect Director Kurt T. Schmidt For For Management 1.12 Elect Director Archbold D. van Beuren For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 647 - CARNIVAL CORPORATION Ticker: CCL Security ID: 143658300 Meeting Date: APR 06, 2020 Meeting Type: Annual Record Date: FEB 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Micky Arison as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 2 Re-elect Jonathon Band as a Director For For Management of Carnival Corporation and as a Director of Carnival plc. 3 Re-elect Jason Glen Cahilly as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 4 Re-elect Helen Deeble as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 5 Re-elect Arnold W. Donald as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 6 Re-elect Richard J. Glasier as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 7 Re-elect Katie Lahey as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 8 Re-elect John Parker as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 9 Re-elect Stuart Subotnick as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 10 Re-elect Laura Weil as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 11 Re-elect Randall J. Weisenburger as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 12 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 13 Approve Directors' Remuneration Report For For Management other than Remuneration Report Set out in Section B of Part II (in accordance with legal requirements applicable to UK companies) 14 Approve Directors' Remuneration Policy For For Management (in accordance with legal requirements applicable to UK companies) 15 Reappoint PricewaterhouseCoopers LLP For For Management as Independent Auditors of Carnival plc; Ratify the Selection of the U.S. Firm of PricewaterhouseCoopers LLP as the Independent Registered Certified Public Accounting Firm of Carnival Corporation 16 Authorize Board to Fix Remuneration of For For Management Auditors 17 Receive the UK Accounts and Reports of For For Management the Directors and Auditors of Carnival plc for the year ended November 30, 2019 (in accordance with legal requirements applicable to UK companies). 18 Approve Issuance of Equity For For Management 19 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 20 Authorize Share Repurchase Program For For Management 21 Approve Omnibus Stock Plan For For Management 22 Approve UK Employee Share Purchase Plan For For Management -------------------------------------------------------------------------------- CENTERPOINT ENERGY, INC. Ticker: CNP Security ID: 15189T107 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie D. Biddle For For Management 1b Elect Director Milton Carroll For For Management 1c Elect Director Scott J. McLean For For Management 1d Elect Director Martin H. Nesbitt For For Management 1e Elect Director Theodore F. Pound For For Management 1f Elect Director Susan O. Rheney For For Management 1g Elect Director Phillip R. Smith For For Management 1h Elect Director John W. Somerhalder, II For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Non-Employee Director Restricted For For Management Stock Plan -------------------------------------------------------------------------------- CHEVRON CORPORATION Ticker: CVX Security ID: 166764100 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wanda M. Austin For For Management 1b Elect Director John B. Frank For For Management 1c Elect Director Alice P. Gast For For Management 1d Elect Director Enrique Hernandez, Jr. For For Management 1e Elect Director Charles W. Moorman, IV For For Management 1f Elect Director Dambisa F. Moyo For For Management 1g Elect Director Debra Reed-Klages For For Management 1h Elect Director Ronald D. Sugar For For Management 1i Elect Director D. James Umpleby, III For For Management 1j Elect Director Michael K. Wirth For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Establish Board Committee on Climate Against Against Shareholder Risk 6 Report on Climate Lobbying Aligned Against For Shareholder with Paris Agreement Goals 7 Report on Petrochemical Risk Against For Shareholder 8 Report on Human Rights Practices Against Against Shareholder 9 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 10 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- - 648 - CHIMERA INVESTMENT CORPORATION Ticker: CIM Security ID: 16934Q208 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paul A. Donlin For For Management 1b Elect Director Mark Abrams For For Management 1c Elect Director Gerard Creagh For For Management 1d Elect Director Brian P. Reilly For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CINEMARK HOLDINGS, INC. Ticker: CNK Security ID: 17243V102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nancy Loewe For For Management 1.2 Elect Director Steven P. Rosenberg For For Management 1.3 Elect Director Enrique F. Senior For For Management 1.4 Elect Director Nina G. Vaca For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CITIZENS FINANCIAL GROUP, INC. Ticker: CFG Security ID: 174610105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce Van Saun For For Management 1.2 Elect Director Christine M. Cumming For For Management 1.3 Elect Director William P. Hankowsky For For Management 1.4 Elect Director Howard W. Hanna, III For For Management 1.5 Elect Director Leo I. ("Lee") Higdon For For Management 1.6 Elect Director Edward J. ("Ned") For For Management Kelly, III 1.7 Elect Director Charles J. ("Bud") Koch For For Management 1.8 Elect Director Robert G. Leary For For Management 1.9 Elect Director Terrance J. Lillis For For Management 1.10 Elect Director Shivan Subramaniam For For Management 1.11 Elect Director Wendy A. Watson For For Management 1.12 Elect Director Marita Zuraitis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Provide Right to Call Special Meeting For For Management 5 Amend Certificate of Incorporation to For For Management Remove Non-Operative Provisions -------------------------------------------------------------------------------- COMERICA INCORPORATED Ticker: CMA Security ID: 200340107 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael E. Collins For For Management 1.2 Elect Director Roger A. Cregg For For Management 1.3 Elect Director T. Kevin DeNicola For For Management 1.4 Elect Director Curtis C. Farmer For For Management 1.5 Elect Director Jacqueline P. Kane For For Management 1.6 Elect Director Richard G. Lindner For For Management 1.7 Elect Director Barbara R. Smith For For Management 1.8 Elect Director Robert S. Taubman For For Management 1.9 Elect Director Reginald M. Turner, Jr. For For Management 1.10 Elect Director Nina G. Vaca For For Management 1.11 Elect Director Michael G. Van de Ven For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DIAMONDROCK HOSPITALITY COMPANY Ticker: DRH Security ID: 252784301 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William W. McCarten For For Management 1b Elect Director Mark W. Brugger For For Management 1c Elect Director Timothy R. Chi For For Management 1d Elect Director Maureen L. McAvey For For Management 1e Elect Director Gilbert T. Ray For For Management 1f Elect Director William J. Shaw For For Management 1g Elect Director Bruce D. Wardinski For For Management 1h Elect Director Kathleen A. Wayton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- - 649 - DORCHESTER MINERALS, L.P. Ticker: DMLP Security ID: 25820R105 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Allen D. Lassiter For For Management 1.2 Elect Director C.W. "Bill" Russell For For Management 1.3 Elect Director Ronald P. Trout For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DUKE ENERGY CORPORATION Ticker: DUK Security ID: 26441C204 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael G. Browning For For Management 1.2 Elect Director Annette K. Clayton For For Management 1.3 Elect Director Theodore F. Craver, Jr. For For Management 1.4 Elect Director Robert M. Davis For For Management 1.5 Elect Director Daniel R. DiMicco For For Management 1.6 Elect Director Nicholas C. Fanandakis For For Management 1.7 Elect Director Lynn J. Good For For Management 1.8 Elect Director John T. Herron For For Management 1.9 Elect Director William E. Kennard For For Management 1.10 Elect Director E. Marie McKee For For Management 1.11 Elect Director Marya M. Rose For For Management 1.12 Elect Director Thomas E. Skains For For Management 1.13 Elect Director William E. Webster, Jr. For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder 5 Eliminate Supermajority Vote None For Shareholder Requirement 6 Report on Political Contributions Against For Shareholder 7 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- EATON CORPORATION PLC Ticker: ETN Security ID: G29183103 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Craig Arnold For For Management 1b Elect Director Christopher M. Connor For For Management 1c Elect Director Michael J. Critelli For For Management 1d Elect Director Richard H. Fearon For For Management 1e Elect Director Olivier Leonetti For For Management 1f Elect Director Deborah L. McCoy For For Management 1g Elect Director Silvio Napoli For For Management 1h Elect Director Gregory R. Page For For Management 1i Elect Director Sandra Pianalto For For Management 1j Elect Director Lori J. Ryerkerk For For Management 1k Elect Director Gerald B. Smith For For Management 1l Elect Director Dorothy C. Thompson For For Management 2 Approve Omnibus Stock Plan For For Management 3 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Authorize Issue of Equity with For For Management Pre-emptive Rights 6 Authorize Issue of Equity without For For Management Pre-emptive Rights 7 Authorize Share Repurchase of Issued For For Management Share Capital -------------------------------------------------------------------------------- EPR PROPERTIES Ticker: EPR Security ID: 26884U109 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barrett Brady For For Management 1.2 Elect Director Peter C. Brown For For Management 1.3 Elect Director James B. Connor For For Management 1.4 Elect Director Robert J. Druten For For Management 1.5 Elect Director Gregory K. Silvers For For Management 1.6 Elect Director Robin P. Sterneck For For Management 1.7 Elect Director Virginia E. Shanks For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Declaration of Trust to Permit For For Management the Company to Redeem Securities Held by an Unsuitable Shareholder 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- EQM MIDSTREAM PARTNERS, LP Ticker: EQM Security ID: 26885B100 Meeting Date: JUN 15, 2020 Meeting Type: Special Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management -------------------------------------------------------------------------------- - 650 - F.N.B. CORPORATION Ticker: FNB Security ID: 302520101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pamela A. Bena For For Management 1.2 Elect Director William B. Campbell For For Management 1.3 Elect Director James D. Chiafullo For For Management 1.4 Elect Director Vincent J. Delie, Jr. For For Management 1.5 Elect Director Mary Jo Dively For For Management 1.6 Elect Director Robert A. Hormell For For Management 1.7 Elect Director David J. Malone For For Management 1.8 Elect Director Frank C. Mencini For For Management 1.9 Elect Director David L. Motley For For Management 1.10 Elect Director Heidi A. Nicholas For For Management 1.11 Elect Director John S. Stanik For For Management 1.12 Elect Director William J. Strimbu For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- FIRST FINANCIAL BANCORP. Ticker: FFBC Security ID: 320209109 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Wickliffe Ach For For Management 1.2 Elect Director William G. Barron For For Management 1.3 Elect Director Vincent A. Berta For For Management 1.4 Elect Director Cynthia O. Booth For For Management 1.5 Elect Director Archie M. Brown For For Management 1.6 Elect Director Claude E. Davis For For Management 1.7 Elect Director Corinne R. Finnerty For For Management 1.8 Elect Director Susan L. Knust For For Management 1.9 Elect Director William J. Kramer For For Management 1.10 Elect Director John T. Neighbours For For Management 1.11 Elect Director Thomas M. O'Brien For For Management 1.12 Elect Director Maribeth S. Rahe For For Management 2 Ratify Crowe LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- FIRST HAWAIIAN, INC. Ticker: FHB Security ID: 32051X108 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Matthew J. Cox For For Management 1b Elect Director W. Allen Doane For For Management 1c Elect Director Faye Watanabe Kurren For For Management 1d Elect Director Robert S. Harrison For For Management 1e Elect Director Allen B. Uyeda For For Management 1f Elect Director Jenai S. Wall For For Management 1g Elect Director C. Scott Wo For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- FORD MOTOR COMPANY Ticker: F Security ID: 345370860 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kimberly A. Casiano For For Management 1b Elect Director Anthony F. Earley, Jr. For For Management 1c Elect Director Edsel B. Ford, II For For Management 1d Elect Director William Clay Ford, Jr. For For Management 1e Elect Director James P. Hackett For For Management 1f Elect Director William W. Helman, IV For For Management 1g Elect Director William E. Kennard For For Management 1h Elect Director John C. Lechleiter For For Management 1i Elect Director Beth E. Mooney For For Management 1j Elect Director John L. Thornton For For Management 1k Elect Director John B. Veihmeyer For For Management 1l Elect Director Lynn M. Vojvodich For For Management 1m Elect Director John S. Weinberg For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 5 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- GAMING AND LEISURE PROPERTIES, INC. Ticker: GLPI Security ID: 36467J108 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter M. Carlino For For Management 1.2 Elect Director Carol ("Lili") Lynton For For Management 1.3 Elect Director Joseph W. Marshall, III For For Management 1.4 Elect Director James B. Perry For For Management 1.5 Elect Director Barry F. Schwartz For For Management 1.6 Elect Director Earl C. Shanks For For Management 1.7 Elect Director E. Scott Urdang For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 651 - GASLOG PARTNERS LP Ticker: GLOP Security ID: Y2687W108 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Pamela M. Gibson For For Management 2 Ratify Deloitte LLP as Auditors For For Management -------------------------------------------------------------------------------- GENERAL MILLS, INC. Ticker: GIS Security ID: 370334104 Meeting Date: SEP 24, 2019 Meeting Type: Annual Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director R. Kerry Clark For For Management 1b Elect Director David M. Cordani For For Management 1c Elect Director Roger W. Ferguson, Jr. For For Management 1d Elect Director Jeffrey L. Harmening For For Management 1e Elect Director Maria G. Henry For For Management 1f Elect Director Elizabeth C. Lempres For For Management 1g Elect Director Diane L. Neal For For Management 1h Elect Director Steve Odland For For Management 1i Elect Director Maria A. Sastre For For Management 1j Elect Director Eric D. Sprunk For For Management 1k Elect Director Jorge A. Uribe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- GENERAL MOTORS COMPANY Ticker: GM Security ID: 37045V100 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary T. Barra For For Management 1b Elect Director Wesley G. Bush For For Management 1c Elect Director Linda R. Gooden For For Management 1d Elect Director Joseph Jimenez For For Management 1e Elect Director Jane L. Mendillo For For Management 1f Elect Director Judith A. Miscik For For Management 1g Elect Director Patricia F. Russo For For Management 1h Elect Director Thomas M. Schoewe For For Management 1i Elect Director Theodore M. Solso For For Management 1j Elect Director Carol M. Stephenson For For Management 1k Elect Director Devin N. Wenig For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Approve Omnibus Stock Plan For For Management 6 Provide Right to Act by Written Consent Against For Shareholder 7 Amend Proxy Access Right Against For Shareholder 8 Report on Human Rights Policy Against For Shareholder Implementation 9 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- GILEAD SCIENCES, INC. Ticker: GILD Security ID: 375558103 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jacqueline K. Barton For For Management 1b Elect Director Sandra J. Horning For For Management 1c Elect Director Kelly A. Kramer For For Management 1d Elect Director Kevin E. Lofton For For Management 1e Elect Director Harish Manwani For For Management 1f Elect Director Daniel P. O'Day For For Management 1g Elect Director Richard J. Whitley For For Management 1h Elect Director Per Wold-Olsen For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chair Against Against Shareholder 5 Eliminate the Ownership Threshold for Against Against Shareholder Stockholders to Request a Record Date to Take Action by Written Consent -------------------------------------------------------------------------------- H&R BLOCK, INC. Ticker: HRB Security ID: 093671105 Meeting Date: SEP 12, 2019 Meeting Type: Annual Record Date: JUL 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Angela N. Archon For For Management 1b Elect Director Paul J. Brown For For Management 1c Elect Director Robert A. Gerard For For Management 1d Elect Director Richard A. Johnson For For Management 1e Elect Director Jeffrey J. Jones, II For For Management 1f Elect Director David Baker Lewis For For Management 1g Elect Director Victoria J. Reich For For Management 1h Elect Director Bruce C. Rohde For For Management 1i Elect Director Matthew E. Winter For For Management 1j Elect Director Christianna Wood For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 652 - HOPE BANCORP, INC. Ticker: HOPE Security ID: 43940T109 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald D. Byun For For Management 1.2 Elect Director Jinho Doo For For Management 1.3 Elect Director Daisy Y. Ha For For Management 1.4 Elect Director James U. Hwang For For Management 1.5 Elect Director Jin Chul Jhung For For Management 1.6 Elect Director Joon K. Kim For For Management 1.7 Elect Director Kevin S. Kim For For Management 1.8 Elect Director Steven S. Koh For For Management 1.9 Elect Director Chung Hyun Lee For For Management 1.10 Elect Director William J. Lewis For For Management 1.11 Elect Director David P. Malone For For Management 1.12 Elect Director John R. Taylor For For Management 1.13 Elect Director Scott Yoon-Suk Whang For For Management 1.14 Elect Director Dale S. Zuehls For For Management 2 Ratify Crowe LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HOST HOTELS & RESORTS, INC. Ticker: HST Security ID: 44107P104 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mary L. Baglivo For For Management 1.2 Elect Director Sheila C. Bair For For Management 1.3 Elect Director Richard E. Marriott For For Management 1.4 Elect Director Sandeep L. Mathrani For For Management 1.5 Elect Director John B. Morse, Jr. For For Management 1.6 Elect Director Mary Hogan Preusse For For Management 1.7 Elect Director Walter C. Rakowich For For Management 1.8 Elect Director James F. Risoleo For For Management 1.9 Elect Director Gordon H. Smith For For Management 1.10 Elect Director A. William Stein For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- HUNTINGTON BANCSHARES INCORPORATED Ticker: HBAN Security ID: 446150104 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lizabeth Ardisana For For Management 1.2 Elect Director Alanna Y. Cotton For For Management 1.3 Elect Director Ann B. "Tanny" Crane For For Management 1.4 Elect Director Robert S. Cubbin For For Management 1.5 Elect Director Steven G. Elliott For For Management 1.6 Elect Director Gina D. France For For Management 1.7 Elect Director J. Michael Hochschwender For For Management 1.8 Elect Director John C. "Chris" Inglis For For Management 1.9 Elect Director Katherine M. A. "Allie" For For Management Kline 1.10 Elect Director Richard W. Neu For For Management 1.11 Elect Director Kenneth J. Phelan For For Management 1.12 Elect Director David L. Porteous For For Management 1.13 Elect Director Stephen D. Steinour For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORPORATION Ticker: IBM Security ID: 459200101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas Buberl For For Management 1.2 Elect Director Michael L. Eskew For For Management 1.3 Elect Director David N. Farr For For Management 1.4 Elect Director Alex Gorsky For For Management 1.5 Elect Director Michelle J. Howard For For Management 1.6 Elect Director Arvind Krishna For For Management 1.7 Elect Director Andrew N. Liveris For For Management 1.8 Elect Director Frederick William For For Management McNabb, III 1.9 Elect Director Martha E. Pollack For For Management 1.10 Elect Director Virginia M. Rometty For For Management 1.11 Elect Director Joseph R. Swedish For For Management 1.12 Elect Director Sidney Taurel For For Management 1.13 Elect Director Peter R. Voser For For Management 1.14 Elect Director Frederick H. Waddell For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Governing Documents to allow Against For Shareholder Removal of Directors 5 Provide Right to Act by Written Consent Against For Shareholder 6 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- - 653 - INTERNATIONAL PAPER COMPANY Ticker: IP Security ID: 460146103 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William J. Burns For For Management 1b Elect Director Christopher M. Connor For For Management 1c Elect Director Ahmet C. Dorduncu For For Management 1d Elect Director Ilene S. Gordon For For Management 1e Elect Director Anders Gustafsson For For Management 1f Elect Director Jacqueline C. Hinman For For Management 1g Elect Director Clinton A. Lewis, Jr. For For Management 1h Elect Director Kathryn D. Sullivan For For Management 1i Elect Director Mark S. Sutton For For Management 1j Elect Director J. Steven Whisler For For Management 1k Elect Director Ray G. Young For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- INVESCO LTD. Ticker: IVZ Security ID: G491BT108 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sarah E. Beshar For For Management 1.2 Elect Director Martin L. Flanagan For For Management 1.3 Elect Director William F. Glavin, Jr. For For Management 1.4 Elect Director C. Robert Henrikson For For Management 1.5 Elect Director Denis Kessler For For Management 1.6 Elect Director Nigel Sheinwald For For Management 1.7 Elect Director G. Richard Wagoner, Jr. For For Management 1.8 Elect Director Phoebe A. Wood For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- INVESCO MORTGAGE CAPITAL INC. Ticker: IVR Security ID: 46131B100 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John S. Day For For Management 1.2 Elect Director Carolyn B. Handlon For For Management 1.3 Elect Director Edward J. Hardin For For Management 1.4 Elect Director James R. Lientz, Jr. For For Management 1.5 Elect Director Dennis P. Lockhart For For Management 1.6 Elect Director Gregory G. McGreevey For For Management 1.7 Elect Director Loren M. Starr For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- INVESTORS BANCORP, INC. Ticker: ISBC Security ID: 46146L101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis M. Bone For For Management 1.2 Elect Director Doreen R. Byrnes For For Management 1.3 Elect Director William V. Cosgrove For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- KAR AUCTION SERVICES, INC. Ticker: KAR Security ID: 48238T109 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David DiDomenico For For Management 1b Elect Director Carmel Galvin For For Management 1c Elect Director James P. Hallett For For Management 1d Elect Director Mark E. Hill For For Management 1e Elect Director J. Mark Howell For For Management 1f Elect Director Stefan Jacoby For For Management 1g Elect Director Michael T. Kestner For For Management 1h Elect Director Mary Ellen Smith For For Management 1i Elect Director Stephen E. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- - 654 - KEYCORP Ticker: KEY Security ID: 493267108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce D. Broussard For For Management 1.2 Elect Director Gary M. Crosby For For Management 1.3 Elect Director Alexander M. Cutler For For Management 1.4 Elect Director H. James Dallas For For Management 1.5 Elect Director Elizabeth R. Gile For For Management 1.6 Elect Director Ruth Ann M. Gillis For For Management 1.7 Elect Director Christopher M. Gorman For For Management 1.8 Elect Director Carlton L. Highsmith For For Management 1.9 Elect Director Richard J. Hipple For For Management 1.10 Elect Director Kristen L. Manos For For Management 1.11 Elect Director Barbara R. Snyder For For Management 1.12 Elect Director David K. Wilson For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- KNOT OFFSHORE PARTNERS LP Ticker: KNOP Security ID: Y48125101 Meeting Date: SEP 25, 2019 Meeting Type: Annual Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Andrew Beveridge For For Management 2 Please vote FOR if Units are Owned by None Against Management a Resident of Norway for Purposes of the Tax Act on Income And Wealth, or vote AGAINST if Units are Not Held by a Resident of Norway for Purposes of the Tax Act on Income and Wealth -------------------------------------------------------------------------------- LADDER CAPITAL CORP Ticker: LADR Security ID: 505743104 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian Harris For Withhold Management 1.2 Elect Director Mark Alexander For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- LAMAR ADVERTISING COMPANY Ticker: LAMR Security ID: 512816109 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nancy Fletcher For For Management 1.2 Elect Director John E. Koerner, III For For Management 1.3 Elect Director Marshall A. Loeb For For Management 1.4 Elect Director Stephen P. Mumblow For For Management 1.5 Elect Director Thomas V. Reifenheiser For For Management 1.6 Elect Director Anna Reilly For For Management 1.7 Elect Director Kevin P. Reilly, Jr. For For Management 1.8 Elect Director Wendell Reilly For Withhold Management 1.9 Elect Director Elizabeth Thompson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LEGG MASON, INC. Ticker: LM Security ID: 524901105 Meeting Date: JUL 30, 2019 Meeting Type: Annual Record Date: MAY 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert E. Angelica For For Management 1.2 Elect Director Carol Anthony "John" For For Management Davidson 1.3 Elect Director Edward P. Garden For For Management 1.4 Elect Director Michelle J. Goldberg For For Management 1.5 Elect Director Stephen C. Hooley For For Management 1.6 Elect Director John V. Murphy For For Management 1.7 Elect Director Nelson Peltz For For Management 1.8 Elect Director Alison A. Quirk For For Management 1.9 Elect Director Joseph A. Sullivan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Eliminate Supermajority Vote None For Shareholder Requirement -------------------------------------------------------------------------------- - 655 - LEGG MASON, INC. Ticker: LM Security ID: 524901105 Meeting Date: MAY 15, 2020 Meeting Type: Special Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- LTC PROPERTIES, INC. Ticker: LTC Security ID: 502175102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Boyd W. Hendrickson For For Management 1.2 Elect Director James J. Pieczynski For For Management 1.3 Elect Director Devra G. Shapiro For For Management 1.4 Elect Director Wendy L. Simpson For For Management 1.5 Elect Director Timothy J. Triche For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LYONDELLBASELL INDUSTRIES N.V. Ticker: LYB Security ID: N53745100 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: AUG 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 2 Approve the Cancellation of Shares For For Management -------------------------------------------------------------------------------- LYONDELLBASELL INDUSTRIES N.V. Ticker: LYB Security ID: N53745100 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jacques Aigrain For For Management 1b Elect Director Lincoln Benet For For Management 1c Elect Director Jagjeet (Jeet) Bindra For For Management 1d Elect Director Robin Buchanan For For Management 1e Elect Director Stephen Cooper For For Management 1f Elect Director Nance Dicciani For For Management 1g Elect Director Claire Farley For For Management 1h Elect Director Isabella (Bella) Goren For For Management 1i Elect Director Michael Hanley For For Management 1j Elect Director Albert Manifold For For Management 1k Elect Director Bhavesh (Bob) Patel For For Management 2 Approve Discharge of the Members of For For Management the Board of Directors 3 Adopt Financial Statements and For For Management Statutory Reports 4 Ratify PricewaterhouseCoopers For For Management Accountants N.V. as Auditors 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 7 Approve Dividends of USD 4.20 Per Share For For Management 8 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 9 Approve Cancellation of Shares For For Management -------------------------------------------------------------------------------- MAGELLAN MIDSTREAM PARTNERS, L.P. Ticker: MMP Security ID: 559080106 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Chansoo Joung For For Management 1.2 Elect Director Michael N. Mears For For Management 1.3 Elect Director James R. Montague For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MEDICAL PROPERTIES TRUST, INC. Ticker: MPW Security ID: 58463J304 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward K. Aldag, Jr. For For Management 1.2 Elect Director G. Steven Dawson For For Management 1.3 Elect Director R. Steven Hamner For For Management 1.4 Elect Director Caterina A. Mozingo For For Management 1.5 Elect Director Elizabeth N. Pitman For For Management 1.6 Elect Director C. Reynolds Thompson, For For Management III 1.7 Elect Director D. Paul Sparks, Jr. For For Management 1.8 Elect Director Michael G. Stewart For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 656 - MEREDITH CORPORATION Ticker: MDP Security ID: 589433101 Meeting Date: NOV 13, 2019 Meeting Type: Annual Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen M. Lacy For For Management 1.2 Elect Director Christopher Roberts, III For For Management 1.3 Elect Director D. Mell Meredith Frazier For Withhold Management 1.4 Elect Director Beth J. Kaplan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- METLIFE, INC. Ticker: MET Security ID: 59156R108 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cheryl W. Grise For For Management 1b Elect Director Carlos M. Gutierrez For For Management 1c Elect Director Gerald L. Hassell For For Management 1d Elect Director David L. Herzog For For Management 1e Elect Director R. Glenn Hubbard For For Management 1f Elect Director Edward J. Kelly, III For For Management 1g Elect Director William E. Kennard For For Management 1h Elect Director Michel A. Khalaf For For Management 1i Elect Director Catherine R. Kinney For For Management 1j Elect Director Diana L. McKenzie For For Management 1k Elect Director Denise M. Morrison For For Management 1l Elect Director Mark A. Weinberger For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MFA FINANCIAL, INC. Ticker: MFA Security ID: 55272X102 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Laurie S. Goodman For For Management 1b Elect Director Craig L. Knutson For For Management 1c Elect Director Richard C. Wald For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- MSC INDUSTRIAL DIRECT CO., INC. Ticker: MSM Security ID: 553530106 Meeting Date: JAN 29, 2020 Meeting Type: Annual Record Date: DEC 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mitchell Jacobson For For Management 1.2 Elect Director Erik Gershwind For For Management 1.3 Elect Director Jonathan Byrnes For For Management 1.4 Elect Director Louise Goeser For For Management 1.5 Elect Director Michael Kaufmann For For Management 1.6 Elect Director Denis Kelly For For Management 1.7 Elect Director Steven Paladino For For Management 1.8 Elect Director Philip Peller For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NATIONAL FUEL GAS COMPANY Ticker: NFG Security ID: 636180101 Meeting Date: MAR 11, 2020 Meeting Type: Annual Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David H. Anderson For For Management 1.2 Elect Director David P. Bauer For For Management 1.3 Elect Director Barbara M. Baumann For For Management 1.4 Elect Director Jeffrey W. Shaw For For Management 1.5 Elect Director Thomas E. Skains For For Management 1.6 Elect Director Ronald J. Tanski For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Declassify the Board of Directors Against For Shareholder -------------------------------------------------------------------------------- NATIONAL HEALTH INVESTORS, INC. Ticker: NHI Security ID: 63633D104 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director W. Andrew Adams For Against Management 1b Elect Director Robert A. McCabe, Jr. For For Management 1c Elect Director Charlotte A. Swafford For For Management 1d Elect Director Robert G. Adams For For Management 2 Increase Authorized Common Stock For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify BDO USA, LLP as Auditors For For Management -------------------------------------------------------------------------------- - 657 - NORTHWEST BANCSHARES, INC. Ticker: NWBI Security ID: 667340103 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sonia M. Probst For For Management 1.2 Elect Director William F. McKnight For For Management 1.3 Elect Director Ronald J. Seiffert For For Management 1.4 Elect Director David M. Tullio For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NUSTAR ENERGY L.P. Ticker: NS Security ID: 67058H102 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William E. Greehey For For Management 1.2 Elect Director Jelynne LeBlanc-Burley For For Management 1.3 Elect Director Robert J. Munch For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORPORATION Ticker: OXY Security ID: 674599105 Meeting Date: DEC 31, 2019 Meeting Type: Proxy Contest Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (White Proxy Card) None 1 Revoke Consent to Request to Fix a For Did Not Vote Shareholder Record Date # Proposal Diss Rec Vote Cast Sponsor Dissident Card None 1 Consent to Request to Fix a Record Date For Did Not Vote Shareholder -------------------------------------------------------------------------------- OUTFRONT MEDIA INC. Ticker: OUT Security ID: 69007J106 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeremy J. Male For For Management 1.2 Elect Director Joseph H. Wender For Against Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PACWEST BANCORP Ticker: PACW Security ID: 695263103 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Tanya M. Acker For For Management 1B Elect Director Paul R. Burke For For Management 1C Elect Director Craig A. Carlson For For Management 1D Elect Director John M. Eggemeyer, III For For Management 1E Elect Director C. William Hosler For For Management 1F Elect Director Susan E. Lester For For Management 1G Elect Director Arnold W. Messer For For Management 1H Elect Director Roger H. Molvar For For Management 1I Elect Director James J. Pieczynski For For Management 1J Elect Director Daniel B. Platt For For Management 1K Elect Director Robert A. Stine For For Management 1L Elect Director Matthew P. Wagner For For Management 1M Elect Director Mark T. Yung For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PARK HOTELS & RESORTS INC. Ticker: PK Security ID: 700517105 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Thomas J. Baltimore, Jr. For For Management 1B Elect Director Gordon M. Bethune For For Management 1C Elect Director Patricia M. Bedient For For Management 1D Elect Director Thomas D. Eckert For For Management 1E Elect Director Geoffrey M. Garrett For For Management 1F Elect Director Christie B. Kelly For For Management 1G Elect Director Joseph I. Lieberman For For Management 1H Elect Director Thomas A. Natelli For For Management 1I Elect Director Timothy J. Naughton For For Management 1J Elect Director Stephen I. Sadove For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- - 658 - PENNYMAC MORTGAGE INVESTMENT TRUST Ticker: PMT Security ID: 70931T103 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Preston DuFauchard For For Management 1b Elect Director Nancy McAllister For For Management 1c Elect Director Stacey D. Stewart For Against Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PEOPLE'S UNITED FINANCIAL, INC. Ticker: PBCT Security ID: 712704105 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John P. Barnes For For Management 1b Elect Director Collin P. Baron For For Management 1c Elect Director George P. Carter For For Management 1d Elect Director Jane Chwick For For Management 1e Elect Director William F. Cruger, Jr. For For Management 1f Elect Director John K. Dwight For For Management 1g Elect Director Jerry Franklin For For Management 1h Elect Director Janet M. Hansen For For Management 1i Elect Director Nancy McAllister For For Management 1j Elect Director Mark W. Richards For For Management 1k Elect Director Kirk W. Walters For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PLAINS ALL AMERICAN PIPELINE, L.P. Ticker: PAA Security ID: 726503105 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alexandra Pruner For For Management 1.2 Elect Director Lawrence M. Ziemba For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- PLAINS GP HOLDINGS, L.P. Ticker: PAGP Security ID: 72651A207 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alexandra Pruner For For Management 1.2 Elect Director Lawrence M. Ziemba For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- PPL CORPORATION Ticker: PPL Security ID: 69351T106 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John W. Conway For For Management 1b Elect Director Steven G. Elliott For For Management 1c Elect Director Raja Rajamannar For For Management 1d Elect Director Craig A. Rogerson For For Management 1e Elect Director Vincent Sorgi For For Management 1f Elect Director William H. Spence For For Management 1g Elect Director Natica von Althann For For Management 1h Elect Director Keith H. Williamson For For Management 1i Elect Director Phoebe A. Wood For For Management 1j Elect Director Armando Zagalo de Lima For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- PRINCIPAL FINANCIAL GROUP, INC. Ticker: PFG Security ID: 74251V102 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jonathan S. Auerbach For For Management 1.2 Elect Director Jocelyn Carter-Miller For For Management 1.3 Elect Director Scott M. Mills For For Management 2 Approve Non-Employee Director Omnibus For For Management Stock Plan 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- - 659 - PRUDENTIAL FINANCIAL, INC. Ticker: PRU Security ID: 744320102 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Baltimore, Jr. For For Management 1.2 Elect Director Gilbert F. Casellas For For Management 1.3 Elect Director Robert M. Falzon For For Management 1.4 Elect Director Martina Hund-Mejean For For Management 1.5 Elect Director Karl J. Krapek For For Management 1.6 Elect Director Peter R. Lighte For For Management 1.7 Elect Director Charles F. Lowrey For For Management 1.8 Elect Director George Paz For For Management 1.9 Elect Director Sandra Pianalto For For Management 1.10 Elect Director Christine A. Poon For For Management 1.11 Elect Director Douglas A. Scovanner For For Management 1.12 Elect Director Michael A. Todman For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- REDWOOD TRUST, INC. Ticker: RWT Security ID: 758075402 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard D. Baum For For Management 1.2 Elect Director Christopher J. Abate For For Management 1.3 Elect Director Douglas B. Hansen For For Management 1.4 Elect Director Debora D. Horvath For For Management 1.5 Elect Director Greg H. Kubicek For For Management 1.6 Elect Director Fred J. Matera For For Management 1.7 Elect Director Jeffrey T. Pero For For Management 1.8 Elect Director Georganne C. Proctor For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management 5 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- REGIONS FINANCIAL CORPORATION Ticker: RF Security ID: 7591EP100 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carolyn H. Byrd For For Management 1b Elect Director Don DeFosset For For Management 1c Elect Director Samuel A. Di Piazza, Jr. For For Management 1d Elect Director Zhanna Golodryga For For Management 1e Elect Director John D. Johns For For Management 1f Elect Director Ruth Ann Marshall For For Management 1g Elect Director Charles D. McCrary For For Management 1h Elect Director James T. Prokopanko For For Management 1i Elect Director Lee J. Styslinger, III For For Management 1j Elect Director Jose S. Suquet For For Management 1k Elect Director John M. Turner, Jr. For For Management 1l Elect Director Timothy Vines For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SIMON PROPERTY GROUP, INC. Ticker: SPG Security ID: 828806109 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Glyn F. Aeppel For For Management 1b Elect Director Larry C. Glasscock For For Management 1c Elect Director Karen N. Horn For For Management 1d Elect Director Allan Hubbard For For Management 1e Elect Director Reuben S. Leibowitz For For Management 1f Elect Director Gary M. Rodkin For For Management 1g Elect Director Stefan M. Selig For For Management 1h Elect Director Daniel C. Smith For For Management 1i Elect Director J. Albert Smith, Jr. For For Management 1j Elect Director Marta R. Stewart For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SPIRIT REALTY CAPITAL, INC. Ticker: SRC Security ID: 84860W300 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jackson Hsieh For For Management 1.2 Elect Director Kevin M. Charlton For For Management 1.3 Elect Director Todd A. Dunn For For Management 1.4 Elect Director Elizabeth F. Frank For For Management 1.5 Elect Director Richard I. Gilchrist For For Management 1.6 Elect Director Diana M. Laing For For Management 1.7 Elect Director Sheli Z. Rosenberg For For Management 1.8 Elect Director Thomas D. Senkbeil For For Management 1.9 Elect Director Nicholas P. Shepherd For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- - 660 - STARWOOD PROPERTY TRUST, INC. Ticker: STWD Security ID: 85571B105 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard D. Bronson For For Management 1.2 Elect Director Jeffrey G. Dishner For For Management 1.3 Elect Director Camille J. Douglas For For Management 1.4 Elect Director Solomon J. Kumin For For Management 1.5 Elect Director Fred S. Ridley For For Management 1.6 Elect Director Barry S. Sternlicht For For Management 1.7 Elect Director Strauss Zelnick For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SUNSTONE HOTEL INVESTORS, INC. Ticker: SHO Security ID: 867892101 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director John V. Arabia For For Management 1B Elect Director W. Blake Baird For For Management 1C Elect Director Andrew Batinovich For For Management 1D Elect Director Monica Digilio For For Management 1E Elect Director Thomas A. Lewis, Jr. For For Management 1F Elect Director Murray J. McCabe For For Management 1G Elect Director Douglas M. Pasquale For For Management 1H Elect Director Keith P. Russell For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE INTERPUBLIC GROUP OF COMPANIES, INC. Ticker: IPG Security ID: 460690100 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jocelyn Carter-Miller For For Management 1.2 Elect Director Mary J. Steele Guilfoile For For Management 1.3 Elect Director Dawn Hudson For For Management 1.4 Elect Director Jonathan F. Miller For For Management 1.5 Elect Director Patrick Q. Moore For For Management 1.6 Elect Director Michael I. Roth For For Management 1.7 Elect Director Linda S. Sanford For For Management 1.8 Elect Director David M. Thomas For For Management 1.9 Elect Director E. Lee Wyatt, Jr. For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- THE PROGRESSIVE CORPORATION Ticker: PGR Security ID: 743315103 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Philip Bleser For For Management 1b Elect Director Stuart B. Burgdoerfer For For Management 1c Elect Director Pamela J. Craig For For Management 1d Elect Director Charles A. Davis For For Management 1e Elect Director Roger N. Farah For For Management 1f Elect Director Lawton W. Fitt For For Management 1g Elect Director Susan Patricia Griffith For For Management 1h Elect Director Jeffrey D. Kelly For For Management 1i Elect Director Patrick H. Nettles For For Management 1j Elect Director Barbara R. Snyder For For Management 1k Elect Director Jan E. Tighe For For Management 1l Elect Director Kahina Van Dyke For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- TRITON INTERNATIONAL LIMITED Ticker: TRTN Security ID: G9078F107 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian M. Sondey For For Management 1b Elect Director Robert W. Alspaugh For For Management 1c Elect Director Malcolm P. Baker For For Management 1d Elect Director David A. Coulter For For Management 1e Elect Director Claude Germain For For Management 1f Elect Director Kenneth Hanau For For Management 1g Elect Director John S. Hextall For For Management 1h Elect Director Robert L. Rosner For For Management 1i Elect Director Simon R. Vernon For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- - 661 - UMPQUA HOLDINGS CORPORATION Ticker: UMPQ Security ID: 904214103 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peggy Y. Fowler For For Management 1.2 Elect Director Stephen M. Gambee For For Management 1.3 Elect Director James S. Greene For For Management 1.4 Elect Director Luis F. Machuca For For Management 1.5 Elect Director Maria M. Pope For For Management 1.6 Elect Director Cort L. O'Haver For For Management 1.7 Elect Director John F. Schultz For For Management 1.8 Elect Director Susan F. Stevens For For Management 1.9 Elect Director Hilliard C. Terry, III For For Management 1.10 Elect Director Bryan L. Timm For For Management 1.11 Elect Director Anddria Varnado For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNUM GROUP Ticker: UNM Security ID: 91529Y106 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Theodore H. Bunting, Jr. For For Management 1b Elect Director Susan L. Cross For For Management 1c Elect Director Susan D. DeVore For For Management 1d Elect Director Joseph J. Echevarria For For Management 1e Elect Director Cynthia L. Egan For For Management 1f Elect Director Kevin T. Kabat For For Management 1g Elect Director Timothy F. Keaney For For Management 1h Elect Director Gloria C. Larson For For Management 1i Elect Director Richard P. McKenney For For Management 1j Elect Director Ronald P. O'Hanley For For Management 1k Elect Director Francis J. Shammo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Approve Nonqualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- VALLEY NATIONAL BANCORP Ticker: VLY Security ID: 919794107 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- VALLEY NATIONAL BANCORP Ticker: VLY Security ID: 919794107 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andrew B. Abramson For For Management 1b Elect Director Peter J. Baum For For Management 1c Elect Director Eric P. Edelstein For For Management 1d Elect Director Graham O. Jones For For Management 1e Elect Director Marc J. Lenner For For Management 1f Elect Director Kevin J. Lynch For For Management 1g Elect Director Peter V. Maio For For Management 1h Elect Director Ira Robbins For For Management 1i Elect Director Suresh L. Sani For For Management 1j Elect Director Lisa J. Schultz For For Management 1k Elect Director Jennifer W. Steans For For Management 1l Elect Director Jeffrey S. Wilks For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Ticker: VZ Security ID: 92343V104 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shellye L. Archambeau For For Management 1.2 Elect Director Mark T. Bertolini For For Management 1.3 Elect Director Vittorio Colao For For Management 1.4 Elect Director Melanie L. Healey For For Management 1.5 Elect Director Clarence Otis, Jr. For For Management 1.6 Elect Director Daniel H. Schulman For For Management 1.7 Elect Director Rodney E. Slater For For Management 1.8 Elect Director Hans E. Vestberg For For Management 1.9 Elect Director Gregory G. Weaver For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Eliminate Above-Market Earnings in Against For Shareholder Executive Retirement Plans 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 6 Report on Lobbying Payments and Policy Against For Shareholder 7 Assess Feasibility of Data Privacy as Against For Shareholder a Performance Measure for Senior Executive Compensation 8 Submit Severance Agreement Against For Shareholder (Change-in-Control) to Shareholder Vote -------------------------------------------------------------------------------- WADDELL & REED FINANCIAL, INC. Ticker: WDR Security ID: 930059100 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sharilyn S. Gasaway For For Management 1.2 Elect Director Katherine M.A. For For Management ("Allie") Kline 1.3 Elect Director Jerry W. Walton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- XENIA HOTELS & RESORTS, INC. Ticker: XHR Security ID: 984017103 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Marcel Verbaas For For Management 1b Elect Director Jeffrey H. Donahue For For Management 1c Elect Director John H. Alschuler For For Management 1d Elect Director Keith E. Bass For For Management 1e Elect Director Thomas M. Gartland For For Management 1f Elect Director Beverly K. Goulet For For Management 1g Elect Director Mary E. McCormick For For Management 1h Elect Director Dennis D. Oklak For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management - 662 - ======================== Small Cap US Equity Select ETF ======================== SCHOLASTIC CORPORATION Ticker: SCHL Security ID: 807066105 Meeting Date: SEP 18, 2019 Meeting Type: Annual Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James W. Barge For For Management 1.2 Elect Director John L. Davies For For Management -------------------------------------------------------------------------------- 1ST SOURCE CORPORATION Ticker: SRCE Security ID: 336901103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Vinod M. Khilnani For Against Management 1b Elect Director Rex Martin For Against Management 1c Elect Director Christopher J. Murphy, For For Management III 1d Elect Director Timothy K. Ozark For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BKD LLP as Auditors For For Management -------------------------------------------------------------------------------- AAON, INC. Ticker: AAON Security ID: 000360206 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Caron A. Lawhorn For For Management 1.2 Elect Director Stephen O. LeClair For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- AAR CORP. Ticker: AIR Security ID: 000361105 Meeting Date: SEP 24, 2019 Meeting Type: Annual Record Date: AUG 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director James E. Goodwin For For Management 1B Elect Director John M. Holmes For For Management 1C Elect Director Marc J. Walfish For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ABERCROMBIE & FITCH CO. Ticker: ANF Security ID: 002896207 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kerrii B. Anderson For For Management 1b Elect Director Terry L. Burman For For Management 1c Elect Director Felix Carbullido For For Management 1d Elect Director Susie Coulter For For Management 1e Elect Director Sarah M. Gallagher For For Management 1f Elect Director James A. Goldman For For Management 1g Elect Director Michael E. Greenlees For For Management 1h Elect Director Archie M. Griffin For For Management 1i Elect Director Fran Horowitz For For Management 1j Elect Director Helen E. McCluskey For For Management 1k Elect Director Charles R. Perrin For For Management 1l Elect Director Nigel Travis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Non-Associate Director Omnibus For For Management Stock Plan 4 Amend Omnibus Stock Plan For For Management 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ACADIA REALTY TRUST Ticker: AKR Security ID: 004239109 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kenneth F. Bernstein For For Management 1b Elect Director Douglas Crocker, II For Against Management 1c Elect Director Lorrence T. Kellar For For Management 1d Elect Director Wendy Luscombe For Against Management 1e Elect Director William T. Spitz For For Management 1f Elect Director Lynn C. Thurber For For Management 1g Elect Director Lee S. Wielansky For For Management 1h Elect Director C. David Zoba For Against Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- - 663 - ACCO BRANDS CORPORATION Ticker: ACCO Security ID: 00081T108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James A. Buzzard For For Management 1b Elect Director Kathleen S. Dvorak For For Management 1c Elect Director Boris Elisman For For Management 1d Elect Director Pradeep Jotwani For For Management 1e Elect Director Robert J. Keller For For Management 1f Elect Director Thomas Kroeger For For Management 1g Elect Director Ron Lombardi For For Management 1h Elect Director Graciela I. Monteagudo For For Management 1i Elect Director Hans Michael Norkus For For Management 1j Elect Director E. Mark Rajkowski For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ACTUANT CORPORATION Ticker: EPAC Security ID: 00508X203 Meeting Date: JAN 28, 2020 Meeting Type: Annual Record Date: NOV 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alfredo Altavilla For For Management 1.2 Elect Director Judy L. Altmaier For For Management 1.3 Elect Director Randal W. Baker For For Management 1.4 Elect Director J. Palmer Clarkson For For Management 1.5 Elect Director Danny L. Cunningham For For Management 1.6 Elect Director E. James Ferland For For Management 1.7 Elect Director Richard D. Holder For For Management 1.8 Elect Director Sidney S. Simmons For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Change Company Name to Enerpac Tool For For Management Group Corp. -------------------------------------------------------------------------------- ACUSHNET HOLDINGS CORP. Ticker: GOLF Security ID: 005098108 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Maher For Withhold Management 1.2 Elect Director Yoon Soo (Gene) Yoon For Withhold Management 1.3 Elect Director Jennifer Estabrook For Withhold Management 1.4 Elect Director Gregory Hewett For For Management 1.5 Elect Director Sean Sullivan For For Management 1.6 Elect Director Steven Tishman For For Management 1.7 Elect Director Walter (Wally) Uihlein For Withhold Management 1.8 Elect Director Keun Chang (Kevin) Yoon For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ADIENT PLC Ticker: ADNT Security ID: G0084W101 Meeting Date: MAR 12, 2020 Meeting Type: Annual Record Date: JAN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Julie L. Bushman For For Management 1b Elect Director Peter H. Carlin For For Management 1c Elect Director Raymond L. Conner For For Management 1d Elect Director Douglas G. Del Grosso For For Management 1e Elect Director Richard Goodman For For Management 1f Elect Director Jose M. Gutierrez For For Management 1g Elect Director Frederick A. "Fritz" For For Management Henderson 1h Elect Director Barb J. Samardzich For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Non Employee Director Restricted For For Management Stock Plan -------------------------------------------------------------------------------- ADVANCED DRAINAGE SYSTEMS, INC. Ticker: WMS Security ID: 00790R104 Meeting Date: JUL 23, 2019 Meeting Type: Annual Record Date: MAY 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ross M. Jones For Against Management 1b Elect Director C. Robert Kidder For Against Management 1c Elect Director Manuel J. Perez de la For For Management Mesa 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 664 - ALAMO GROUP INC. Ticker: ALG Security ID: 011311107 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roderick R. Baty For For Management 1.2 Elect Director Robert P. Bauer For For Management 1.3 Elect Director Eric P. Etchart For For Management 1.4 Elect Director Tracy C. Jokinen For For Management 1.5 Elect Director Richard W. Parod For For Management 1.6 Elect Director Ronald A. Robinson For For Management 1.7 Elect Director Lorie L. Tekorius For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ALBANY INTERNATIONAL CORP. Ticker: AIN Security ID: 012348108 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christine L. Standish For For Management 1.2 Elect Director Erland E. Kailbourne For For Management 1.3 Elect Director John F. Cassidy, Jr. For For Management 1.4 Elect Director John B. Scannell For For Management 1.5 Elect Director Katharine L. Plourde For For Management 1.6 Elect Director A. William Higgins For For Management 1.7 Elect Director Kenneth W. Krueger For For Management 1.8 Elect Director Lee C. Wortham For For Management 1.9 Elect Director Mark J. Murphy For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Outside Director Stock For For Management Awards/Options in Lieu of Cash -------------------------------------------------------------------------------- ALEXANDER & BALDWIN, INC. Ticker: ALEX Security ID: 014491104 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher J. Benjamin For For Management 1.2 Elect Director Robert S. Harrison None None Management *Withdrawn* 1.3 Elect Director Stanley M. Kuriyama For For Management 1.4 Elect Director Diana M. Laing For For Management 1.5 Elect Director Thomas A. Lewis, Jr. For For Management 1.6 Elect Director Douglas M. Pasquale For For Management 1.7 Elect Director Michele K. Saito For For Management 1.8 Elect Director Eric K. Yeaman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- ALEXANDER'S, INC. Ticker: ALX Security ID: 014752109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas R. DiBenedetto For For Management 1.2 Elect Director Mandakini Puri For For Management 1.3 Elect Director Russell B. Wight, Jr. For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALTRA INDUSTRIAL MOTION CORP. Ticker: AIMC Security ID: 02208R106 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carl R. Christenson For For Management 1.2 Elect Director Lyle G. Ganske For For Management 1.3 Elect Director Nicole Parent Haughey For For Management 1.4 Elect Director Margot L. Hoffman For For Management 1.5 Elect Director Michael S. Lipscomb For For Management 1.6 Elect Director Thomas W. Swidarski For For Management 1.7 Elect Director James H. Woodward, Jr. For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY Ticker: AEL Security ID: 025676206 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anant Bhalla For For Management 1.2 Elect Director Joyce A. Chapman For For Management 1.3 Elect Director James M. Gerlach For For Management 1.4 Elect Director Robert L. Howe For For Management 1.5 Elect Director Michelle M. Keeley For For Management 1.6 Elect Director William R. Kunkel For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- - 665 - AMERICAN FINANCE TRUST, INC. Ticker: AFIN Security ID: 02607T109 Meeting Date: APR 08, 2020 Meeting Type: Annual Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lisa D. Kabnick For Against Management 1b Elect Director Edward M. Weil, Jr. For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- AMERISAFE, INC. Ticker: AMSF Security ID: 03071H100 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Brown For For Management 1.2 Elect Director G. Janelle Frost For For Management 1.3 Elect Director Sean M. Traynor For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ANTERO MIDSTREAM CORPORATION Ticker: AM Security ID: 03676B102 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director W. Howard Keenan, Jr. For Withhold Management 1.2 Elect Director Peter A. Dea For Withhold Management 1.3 Elect Director Janine J. McArdle For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- APOGEE ENTERPRISES, INC. Ticker: APOG Security ID: 037598109 Meeting Date: JAN 14, 2020 Meeting Type: Annual Record Date: NOV 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christina M. Alvord For For Management 1.2 Elect Director Frank G. Heard For For Management 1.3 Elect Director Elizabeth M. Lilly For For Management 1.4 Elect Director Mark A. Pompa For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Approve Non-Employee Director Omnibus For For Management Stock Plan 5 Adopt Majority Voting for Uncontested For For Management Election of Directors 6 Reduce Supermajority Vote Requirement For For Management for Removal of Directors 7 Reduce Supermajority Vote Requirement For For Management to Amend Director Removal Provision 8 Amend Articles to Eliminate the For For Management Anti-Greenmail Provision 9 Reduce Supermajority Vote Requirement For For Management to Amend the Anti-Greenmail Provision 10 Ratify the Jurisdiction of For Against Management Incorporation as the Exclusive Forum for Certain Disputes 11 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- APPLIED INDUSTRIAL TECHNOLOGIES, INC. Ticker: AIT Security ID: 03820C105 Meeting Date: OCT 29, 2019 Meeting Type: Annual Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mary Dean Hall For For Management 1.2 Elect Director Dan P. Komnenovich For For Management 1.3 Elect Director Joe A. Raver For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ARBOR REALTY TRUST, INC. Ticker: ABR Security ID: 038923108 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ivan Kaufman For For Management 1.2 Elect Director Melvin F. Lazar For For Management 1.3 Elect Director George Tsunis For Withhold Management 1.4 Elect Director Kenneth J. Bacon For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- - 666 - ARCH COAL INC. Ticker: ARCH Security ID: 039380407 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick J. Bartels, Jr. For For Management 1.2 Elect Director James N. Chapman For For Management 1.3 Elect Director John W. Eaves For For Management 1.4 Elect Director Sherman K. Edmiston, III For For Management 1.5 Elect Director Robert B. Hamill For For Management 1.6 Elect Director Holly Keller Koeppel For For Management 1.7 Elect Director Patrick A. Kriegshauser For For Management 1.8 Elect Director Paul A. Lang For For Management 1.9 Elect Director Richard A. Navarre For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- ARCHROCK, INC. Ticker: AROC Security ID: 03957W106 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anne-Marie N. Ainsworth For For Management 1.2 Elect Director Wendell R. Brooks For For Management 1.3 Elect Director D. Bradley Childers For For Management 1.4 Elect Director Gordon T. Hall For For Management 1.5 Elect Director Frances Powell Hawes For For Management 1.6 Elect Director Jeffery D. Hildebrand For For Management 1.7 Elect Director J.W.G. "Will" For For Management Honeybourne 1.8 Elect Director James H. Lytal For For Management 1.9 Elect Director Edmund P. Segner, III For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ARCOSA, INC. Ticker: ACA Security ID: 039653100 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joseph Alvarado For For Management 1b Elect Director Jeffrey A. Craig For For Management 1c Elect Director John W. Lindsay For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ARGO GROUP INTERNATIONAL HOLDINGS, LTD. Ticker: ARGO Security ID: G0464B107 Meeting Date: DEC 20, 2019 Meeting Type: Proxy Contest Record Date: DEC 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (White Proxy Card) None 1 Revoke Consent to Request Special For Did Not Vote Shareholder Meeting # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (Blue Proxy Card) None 1 Consent to Request Special Meeting For Did Not Vote Shareholder -------------------------------------------------------------------------------- ARGO GROUP INTERNATIONAL HOLDINGS, LTD. Ticker: ARGO Security ID: G0464B107 Meeting Date: APR 16, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2a Elect Director Bernard C. Bailey For For Management 2b Elect Director Thomas A. Bradley For For Management 2c Elect Director Fred R. Donner For For Management 2d Elect Director Anthony P. Latham For For Management 2e Elect Director Dymphna A. Lehane For For Management 2f Elect Director Samuel G. Liss For For Management 2g Elect Director Carol A. McFate For For Management 2h Elect Director Kathleen A. Nealon For For Management 2i Elect Director Al-Noor Ramji For For Management 2j Elect Director Kevin J. Rehnberg For For Management 2k Elect Director John H. Tonelli For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 5 Establish Range For Board Size For For Management 6 Amend Bye-Laws to Modify the Voting For For Management Push-Up Requirement -------------------------------------------------------------------------------- - 667 - ARMADA HOFFLER PROPERTIES, INC. Ticker: AHH Security ID: 04208T108 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George F. Allen For Withhold Management 1.2 Elect Director James A. Carroll For For Management 1.3 Elect Director James C. Cherry For Withhold Management 1.4 Elect Director Louis S. Haddad For For Management 1.5 Elect Director Eva S. Hardy For Withhold Management 1.6 Elect Director Daniel A. Hoffler For For Management 1.7 Elect Director A. Russell Kirk For For Management 1.8 Elect Director Dorothy S. McAuliffe For For Management 1.9 Elect Director John W. Snow For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ARMOUR RESIDENTIAL REIT, INC. Ticker: ARR Security ID: 042315507 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott J. Ulm For For Management 1.2 Elect Director Jeffrey J. Zimmer For For Management 1.3 Elect Director Daniel C. Staton For For Management 1.4 Elect Director Marc H. Bell For For Management 1.5 Elect Director Z. Jamie Behar For For Management 1.6 Elect Director Carolyn Downey For For Management 1.7 Elect Director Thomas K. Guba For For Management 1.8 Elect Director Robert C. Hain For For Management 1.9 Elect Director John "Jack" P. For For Management Hollihan, III 1.10 Elect Director Stewart J. Paperin For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- ARTISAN PARTNERS ASSET MANAGEMENT INC. Ticker: APAM Security ID: 04316A108 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matthew R. Barger For For Management 1.2 Elect Director Eric R. Colson For For Management 1.3 Elect Director Tench Coxe For Withhold Management 1.4 Elect Director Stephanie G. DiMarco For Withhold Management 1.5 Elect Director Jeffrey A. Joerres For Withhold Management 1.6 Elect Director Andrew A. Ziegler For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- ATRION CORPORATION Ticker: ATRI Security ID: 049904105 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Emile A. Battat For For Management 1b Elect Director Ronald N. Spaulding For Against Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AZZ INC. Ticker: AZZ Security ID: 002474104 Meeting Date: JUL 09, 2019 Meeting Type: Annual Record Date: MAY 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel E. Berce For For Management 1.2 Elect Director Paul Eisman For For Management 1.3 Elect Director Daniel R. Feehan For For Management 1.4 Elect Director Thomas E. Ferguson For For Management 1.5 Elect Director Kevern R. Joyce For For Management 1.6 Elect Director Venita McCellon-Allen For For Management 1.7 Elect Director Ed McGough For For Management 1.8 Elect Director Stephen E. Pirnat For For Management 1.9 Elect Director Steven R. Purvis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditor For For Management -------------------------------------------------------------------------------- B&G FOODS, INC. Ticker: BGS Security ID: 05508R106 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director DeAnn L. Brunts For For Management 1.2 Elect Director Charles F. Marcy For For Management 1.3 Elect Director Robert D. Mills For For Management 1.4 Elect Director Dennis M. Mullen For For Management 1.5 Elect Director Cheryl M. Palmer For For Management 1.6 Elect Director Alfred Poe For For Management 1.7 Elect Director Kenneth G. Romanzi For For Management 1.8 Elect Director Stephen C. Sherrill For For Management 1.9 Elect Director David L. Wenner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- - 668 - BADGER METER, INC. Ticker: BMI Security ID: 056525108 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Todd A. Adams For For Management 1.2 Elect Director Kenneth C. Bockhorst For For Management 1.3 Elect Director Gale E. Klappa For For Management 1.4 Elect Director Gail A. Lione For For Management 1.5 Elect Director James W. McGill For For Management 1.6 Elect Director Tessa M. Myers For For Management 1.7 Elect Director James F. Stern For For Management 1.8 Elect Director Glen E. Tellock For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Non-Management Employee Against Against Shareholder Representation on the Board of Directors -------------------------------------------------------------------------------- BAIN CAPITAL SPECIALTY FINANCE, INC. Ticker: BCSF Security ID: 05684B107 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Amy Butte For For Management 1b Elect Director Thomas A. Hough For Against Management 1c Elect Director Clare S. Richer For For Management 2 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) 3 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- BANCFIRST CORPORATION Ticker: BANF Security ID: 05945F103 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis L. Brand For For Management 1.2 Elect Director C.L. Craig, Jr. For For Management 1.3 Elect Director F. Ford Drummond For For Management 1.4 Elect Director Joseph Ford For For Management 1.5 Elect Director Joe R. Goyne For For Management 1.6 Elect Director David R. Harlow For For Management 1.7 Elect Director William O. Johnstone For For Management 1.8 Elect Director Frank Keating For For Management 1.9 Elect Director Bill G. Lance For For Management 1.10 Elect Director Dave R. Lopez For For Management 1.11 Elect Director William Scott Martin For For Management 1.12 Elect Director Tom H. McCasland, III For For Management 1.13 Elect Director Ronald J. Norick For For Management 1.14 Elect Director David E. Rainbolt For For Management 1.15 Elect Director H.E. Rainbolt For For Management 1.16 Elect Director Robin Roberson For For Management 1.17 Elect Director Michael S. Samis For For Management 1.18 Elect Director Darryl W. Schmidt For For Management 1.19 Elect Director Natalie Shirley For For Management 1.20 Elect Director Michael K. Wallace For For Management 1.21 Elect Director Gregory G. Wedel For For Management 1.22 Elect Director G. Rainey Williams, Jr. For For Management 2 Amend Stock Option Plan For For Management 3 Amend Non-Employee Director Stock For For Management Option Plan 4 Ratify BKD, LLP as Auditor For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BANNER CORPORATION Ticker: BANR Security ID: 06652V208 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark J. Grescovich For For Management 1.2 Elect Director David A. Klaue For For Management 1.3 Elect Director Merline Saintil For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- BARNES GROUP INC. Ticker: B Security ID: 067806109 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas O. Barnes For For Management 1b Elect Director Elijah K. Barnes For For Management 1c Elect Director Patrick J. Dempsey For For Management 1d Elect Director Richard J. Hipple For For Management 1e Elect Director Thomas J. Hook For For Management 1f Elect Director Daphne E. Jones For For Management 1g Elect Director Mylle H. Mangum For For Management 1h Elect Director Hans-Peter Manner For For Management 1i Elect Director Hassell H. McClellan For For Management 1j Elect Director William J. Morgan For For Management 1k Elect Director Anthony V. Nicolosi For For Management 1l Elect Director JoAnna L. Sohovich For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- - 669 - BED BATH & BEYOND INC. Ticker: BBBY Security ID: 075896100 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: MAY 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick R. Gaston For For Management 1b Elect Director Mary A. Winston For For Management 1c Elect Director Stephanie Bell-Rose For For Management 1d Elect Director Harriet Edelman For For Management 1e Elect Director John E. Fleming For For Management 1f Elect Director Sue E. Gove For For Management 1g Elect Director Jeffrey A. Kirwan For For Management 1h Elect Director Johnathan B. (JB) For For Management Osborne 1i Elect Director Harsha Ramalingam For For Management 1j Elect Director Virginia P. Ruesterholz For For Management 1k Elect Director Joshua E. Schechter For For Management 1l Elect Director Andrea Weiss For For Management 1m Elect Director Ann Yerger For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BELDEN INC. Ticker: BDC Security ID: 077454106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David J. Aldrich For For Management 1b Elect Director Lance C. Balk For For Management 1c Elect Director Steven W. Berglund For For Management 1d Elect Director Diane D. Brink For For Management 1e Elect Director Judy L. Brown For For Management 1f Elect Director Bryan C. Cressey For For Management 1g Elect Director Jonathan C. Klein For For Management 1h Elect Director George E. Minnich For For Management 1i Elect Director John S. Stroup For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BENCHMARK ELECTRONICS, INC. Ticker: BHE Security ID: 08160H101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce A. Carlson For For Management 1.2 Elect Director Douglas G. Duncan For For Management 1.3 Elect Director Robert K. Gifford For For Management 1.4 Elect Director Kenneth T. Lamneck For For Management 1.5 Elect Director Jeffrey S. McCreary For For Management 1.6 Elect Director Merilee Raines For For Management 1.7 Elect Director David W. Scheible For For Management 1.8 Elect Director Jeffrey W. Benck For For Management 1.9 Elect Director Anne De Greef-Safft For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BERKSHIRE HILLS BANCORP, INC. Ticker: BHLB Security ID: 084680107 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Baye Adofo-Wilson For For Management 1.2 Elect Director Rheo A. Brouillard For For Management 1.3 Elect Director David M. Brunelle For For Management 1.4 Elect Director Robert M. Curley For For Management 1.5 Elect Director John B. Davies For For Management 1.6 Elect Director J. Williar Dunlaevy For For Management 1.7 Elect Director William H. Hughes, III For For Management 1.8 Elect Director Cornelius D. Mahoney For For Management 1.9 Elect Director Richard M. Marotta For For Management 1.10 Elect Director Sylvia Maxfield For For Management 1.11 Elect Director Laurie Norton Moffatt For For Management 1.12 Elect Director Jonathan I. Shulman For For Management 1.13 Elect Director D. Jeffrey Templeton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- BGC PARTNERS, INC. Ticker: BGCP Security ID: 05541T101 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Howard W. Lutnick For Withhold Management 1.2 Elect Director Stephen T. Curwood For For Management 1.3 Elect Director William J. Moran For For Management 1.4 Elect Director Linda A. Bell For For Management 1.5 Elect Director David P. Richards For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- - 670 - BIG LOTS, INC. Ticker: BIG Security ID: 089302103 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James R. Chambers For For Management 1.2 Elect Director Andrew C. Clarke For For Management 1.3 Elect Director Sebastian J. DiGrande For For Management 1.4 Elect Director Aaron Goldstein For For Management 1.5 Elect Director Marla C. Gottschalk For For Management 1.6 Elect Director Cynthia T. Jamison For For Management 1.7 Elect Director Thomas A. Kingsbury For For Management 1.8 Elect Director Christopher J. McCormick For For Management 1.9 Elect Director Nancy A. Reardon For For Management 1.10 Elect Director Wendy L. Schoppert For For Management 1.11 Elect Director Bruce K. Thorn For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- BLOOMIN' BRANDS, INC. Ticker: BLMN Security ID: 094235108 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James R. Craigie For For Management 1.2 Elect Director David J. Deno For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Declassify the Board of Directors Against For Shareholder 6 Report on Greenhouse Gas Emissions Against For Shareholder Disclosure -------------------------------------------------------------------------------- BOISE CASCADE COMPANY Ticker: BCC Security ID: 09739D100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Thomas Carlile For For Management 1B Elect Director Kristopher J. Matula For For Management 1C Elect Director Duane C. McDougall For For Management 2 Advisory Vote on Say on Pay Frequency One Year One Year Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management 5 Amend Certificate of Incorporation to For For Management Remove Inapplicable Governance Provisions 6 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BOSTON PRIVATE FINANCIAL HOLDINGS, INC. Ticker: BPFH Security ID: 101119105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anthony DeChellis For For Management 1.2 Elect Director Mark F. Furlong For For Management 1.3 Elect Director Joseph C. Guyaux For For Management 1.4 Elect Director Deborah F. Kuenstner For For Management 1.5 Elect Director Gloria C. Larson For For Management 1.6 Elect Director Kimberly S. Stevenson For For Management 1.7 Elect Director Luis Antonio Ubinas For For Management 1.8 Elect Director Stephen M. Waters For For Management 1.9 Elect Director Lizabeth H. Zlatkus For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- BRANDYWINE REALTY TRUST Ticker: BDN Security ID: 105368203 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James C. Diggs For For Management 1b Elect Director Wyche Fowler For For Management 1c Elect Director H. Richard Haverstick, For For Management Jr. 1d Elect Director Terri A. Herubin For For Management 1e Elect Director Michael J. Joyce For For Management 1f Elect Director Charles P. Pizzi For For Management 1g Elect Director Gerard H. Sweeney For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 671 - BRINKER INTERNATIONAL, INC. Ticker: EAT Security ID: 109641100 Meeting Date: NOV 20, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John W. Chidsey None None Management *Withdrawn Resolution* 1.2 Elect Director Cynthia (Cindy) L. Davis For For Management 1.3 Elect Director Joseph M. DePinto For For Management 1.4 Elect Director Harriet Edelman For For Management 1.5 Elect Director William T. Giles For For Management 1.6 Elect Director James C. Katzman For For Management 1.7 Elect Director George R. Mrkonic For For Management 1.8 Elect Director Prashant N. Ranade For For Management 1.9 Elect Director Wyman T. Roberts For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BROOKFIELD PROPERTY REIT INC. Ticker: BPYU Security ID: 11282X103 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Caroline M. Atkinson For Against Management 1B Elect Director Jeffrey M. Blidner For Against Management 1C Elect Director Soon Young Chang For Against Management 1D Elect Director Richard B. Clark For Against Management 1E Elect Director Omar Carneiro da Cunha For Against Management 1F Elect Director Scott R. Cutler For Against Management 1G Elect Director Stephen DeNardo For Against Management 1H Elect Director Louis J. Maroun For Against Management 1I Elect Director A. Douglas McGregor For Against Management 1J Elect Director Lars Rodert For Against Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- BROOKLINE BANCORP, INC. Ticker: BRKL Security ID: 11373M107 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Margaret Boles For For Management Fitzgerald 1b Elect Director Bogdan Nowak For For Management 1c Elect Director Merrill W. Sherman For For Management 1d Elect Director Peter O. Wilde For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CABOT CORPORATION Ticker: CBT Security ID: 127055101 Meeting Date: MAR 12, 2020 Meeting Type: Annual Record Date: JAN 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Juan Enriquez For For Management 1.2 Elect Director Sean D. Keohane For For Management 1.3 Elect Director William C. Kirby For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CACTUS, INC. Ticker: WHD Security ID: 127203107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott Bender For Withhold Management 1.2 Elect Director Bruce Rothstein For Withhold Management 1.3 Elect Director Gary Rosenthal For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CADENCE BANCORPORATION Ticker: CADE Security ID: 12739A100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William B. Harrison, Jr. For For Management 1.2 Elect Director Joseph W. Evans For For Management 2 Declassify the Board of Directors For For Management 3 Eliminate Supermajority Vote For For Management Requirement 4 Amend Certificate of Incorporation Re: For For Management Obsolete Provisions 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- - 672 - CAL-MAINE FOODS, INC. Ticker: CALM Security ID: 128030202 Meeting Date: OCT 04, 2019 Meeting Type: Annual Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Adolphus B. Baker For Withhold Management 1.2 Elect Director Max P. Bowman For Withhold Management 1.3 Elect Director Letitia C. Hughes For For Management 1.4 Elect Director Sherman L. Miller For Withhold Management 1.5 Elect Director James E. Poole For For Management 1.6 Elect Director Steve W. Sanders For For Management 2 Ratify Frost, PLLC as Auditors For For Management -------------------------------------------------------------------------------- CALAVO GROWERS, INC. Ticker: CVGW Security ID: 128246105 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lecil E. Cole For Withhold Management 1.2 Elect Director Steven Hollister For For Management 1.3 Elect Director James D. Helin For For Management 1.4 Elect Director Donald M. Sanders For Withhold Management 1.5 Elect Director Marc L. Brown For Withhold Management 1.6 Elect Director Michael A. DiGregorio For For Management 1.7 Elect Director Scott Van Der Kar For Withhold Management 1.8 Elect Director J. Link Leavens For Withhold Management 1.9 Elect Director Dorcas H. Thille For Withhold Management 1.10 Elect Director John M. Hunt For For Management 1.11 Elect Director Egidio Carbone, Jr. For For Management 1.12 Elect Director Harold Edwards For Withhold Management 1.13 Elect Director Kathleen M. Holmgren For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Majority of Independent Against For Shareholder Directors on Board -------------------------------------------------------------------------------- CALIFORNIA WATER SERVICE GROUP Ticker: CWT Security ID: 130788102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory E. Aliff For For Management 1b Elect Director Terry P. Bayer For For Management 1c Elect Director Shelly M. Esque For For Management 1d Elect Director Martin A. Kropelnicki For For Management 1e Elect Director Thomas M. Krummel For For Management 1f Elect Director Richard P. Magnuson For For Management 1g Elect Director Scott L. Morris For For Management 1h Elect Director Peter C. Nelson For For Management 1i Elect Director Carol M. Pottenger For For Management 1j Elect Director Lester A. Snow For For Management 1k Elect Director Patricia K. Wagner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CALLAWAY GOLF COMPANY Ticker: ELY Security ID: 131193104 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Oliver G. (Chip) For For Management Brewer, III 1.2 Elect Director Samuel H. Armacost For For Management 1.3 Elect Director Scott H. Baxter For For Management 1.4 Elect Director John C. Cushman, III For For Management 1.5 Elect Director Laura J. Flanagan For For Management 1.6 Elect Director Russell L. Fleischer For For Management 1.7 Elect Director John F. Lundgren For For Management 1.8 Elect Director Adebayo O. Ogunlesi For For Management 1.9 Elect Director Linda B. Segre For For Management 1.10 Elect Director Anthony S. Thornley For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Cumulative Voting For For Management -------------------------------------------------------------------------------- CAPITOL FEDERAL FINANCIAL, INC. Ticker: CFFN Security ID: 14057J101 Meeting Date: JAN 28, 2020 Meeting Type: Annual Record Date: DEC 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michel' Philipp Cole For For Management 1.2 Elect Director Jeffrey M. Johnson For For Management 1.3 Elect Director Michael T. McCoy For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- - 673 - CARETRUST REIT, INC. Ticker: CTRE Security ID: 14174T107 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Allen C. Barbier For For Management 1b Elect Director Jon D. Kline For For Management 1c Elect Director Diana M. Laing For For Management 1d Elect Director Spencer G. Plumb For For Management 1e Elect Director Gregory K. Stapley For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CARPENTER TECHNOLOGY CORPORATION Ticker: CRS Security ID: 144285103 Meeting Date: OCT 08, 2019 Meeting Type: Annual Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Viola L. Acoff For For Management 1.2 Elect Director I. Martin Inglis For For Management 1.3 Elect Director Stephen M. Ward, Jr. For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CHASE CORPORATION Ticker: CCF Security ID: 16150R104 Meeting Date: FEB 04, 2020 Meeting Type: Annual Record Date: NOV 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Adam P. Chase For For Management 1.2 Elect Director Peter R. Chase For For Management 1.3 Elect Director Mary Claire Chase For For Management 1.4 Elect Director Thomas D. DeByle For For Management 1.5 Elect Director John H. Derby, III For For Management 1.6 Elect Director Lewis P. Gack For For Management 1.7 Elect Director Chad A. McDaniel For For Management 1.8 Elect Director Dana Mohler-Faria For For Management 1.9 Elect Director Thomas Wroe, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- CHESAPEAKE UTILITIES CORPORATION Ticker: CPK Security ID: 165303108 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lila A. Jaber For For Management 1b Elect Director Thomas J. Bresnan For For Management 1c Elect Director Ronald G. Forsythe, Jr. For For Management 1d Elect Director Dianna F. Morgan For For Management 1e Elect Director John R. Schimkaitis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Baker Tilly Virchow Krause, LLP For For Management as Auditors -------------------------------------------------------------------------------- CITY HOLDING COMPANY Ticker: CHCO Security ID: 177835105 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas L. Burnette For For Management 1.2 Elect Director Robert D. Fisher For For Management 1.3 Elect Director Jay C. Goldman For For Management 1.4 Elect Director Charles R. Hageboeck For For Management 2 Ratify Crowe LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CLEARWAY ENERGY, INC. Ticker: CWEN Security ID: 18539C204 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jonathan Bram For Withhold Management 1.2 Elect Director Nathaniel Anschuetz For Withhold Management 1.3 Elect Director Brian R. Ford For For Management 1.4 Elect Director Bruce MacLennan For Withhold Management 1.5 Elect Director Ferrell P. McClean For For Management 1.6 Elect Director Daniel B. More For For Management 1.7 Elect Director E. Stanley O'Neal For For Management 1.8 Elect Director Christopher S. Sotos For Withhold Management 1.9 Elect Director Scott Stanley For Withhold Management 2 Amend Certificate of Incorporation to For For Management Reflect Corporate Structure 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- - 674 - CNO FINANCIAL GROUP, INC. Ticker: CNO Security ID: 12621E103 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gary C. Bhojwani For For Management 1b Elect Director Ellyn L. Brown For For Management 1c Elect Director Stephen N. David For For Management 1d Elect Director David B. Foss For For Management 1e Elect Director Robert C. Greving For For Management 1f Elect Director Mary R. (Nina) Henderson For For Management 1g Elect Director Charles J. Jacklin For For Management 1h Elect Director Daniel R. Maurer For For Management 1i Elect Director Frederick J. Sievert For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COCA-COLA CONSOLIDATED, INC. Ticker: COKE Security ID: 191098102 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Frank Harrison, III For Withhold Management 1.2 Elect Director Sharon A. Decker For For Management 1.3 Elect Director Morgan H. Everett For For Management 1.4 Elect Director James R. Helvey, III For For Management 1.5 Elect Director William H. Jones For For Management 1.6 Elect Director Umesh M. Kasbekar For For Management 1.7 Elect Director David M. Katz For Withhold Management 1.8 Elect Director Jennifer K. Mann For For Management 1.9 Elect Director James H. Morgan For For Management 1.10 Elect Director John W. Murrey, III For For Management 1.11 Elect Director Sue Anne H. Wells For For Management 1.12 Elect Director Dennis A. Wicker For For Management 1.13 Elect Director Richard T. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Approve Recapitalization Plan for All Against For Shareholder Stock to Have One-vote per Share -------------------------------------------------------------------------------- COHEN & STEERS, INC. Ticker: CNS Security ID: 19247A100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Martin Cohen For For Management 1b Elect Director Robert H. Steers For For Management 1c Elect Director Joseph M. Harvey For For Management 1d Elect Director Reena Aggarwal For For Management 1e Elect Director Frank T. Connor For For Management 1f Elect Director Peter L. Rhein For For Management 1g Elect Director Richard P. Simon For For Management 1h Elect Director Dasha Smith For For Management 1i Elect Director Edmond D. Villani For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COLONY CAPITAL, INC. Ticker: CLNY Security ID: 19626G108 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Barrack, Jr. For For Management 1.2 Elect Director Douglas Crocker, II For For Management 1.3 Elect Director Nancy A. Curtin For For Management 1.4 Elect Director Jeannie H. Diefenderfer For For Management 1.5 Elect Director Jon A. Fosheim For For Management 1.6 Elect Director Craig M. Hatkoff For For Management 1.7 Elect Director Raymond C. Mikulich For For Management 1.8 Elect Director George G. C. Parker For For Management 1.9 Elect Director Dale Anne Reiss For For Management 1.10 Elect Director Charles W. Schoenherr For For Management 1.11 Elect Director John A. Somers For For Management 1.12 Elect Director John L. Steffens For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- COLONY CREDIT REAL ESTATE, INC. Ticker: CLNC Security ID: 19625T101 Meeting Date: MAY 04, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Catherine D. Rice For For Management 1.2 Elect Director Vernon B. Schwartz For For Management 1.3 Elect Director John E. Westerfield For For Management 1.4 Elect Director Winston W. Wilson For For Management 1.5 Elect Director Mark M. Hedstrom For For Management 1.6 Elect Director Michael J. Mazzei For For Management 1.7 Elect Director Andrew E. Witt For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- - 675 - COLUMBIA PROPERTY TRUST, INC. Ticker: CXP Security ID: 198287203 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carmen M. Bowser For For Management 1b Elect Director John L. Dixon For For Management 1c Elect Director David B. Henry For For Management 1d Elect Director Murray J. McCabe For For Management 1e Elect Director E. Nelson Mills For For Management 1f Elect Director Constance B. Moore For For Management 1g Elect Director Michael S. Robb For For Management 1h Elect Director Thomas G. Wattles For For Management 1i Elect Director Francis X. Wentworth, For For Management Jr. 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- COMFORT SYSTEMS USA, INC. Ticker: FIX Security ID: 199908104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Darcy G. Anderson For For Management 1.2 Elect Director Herman E. Bulls For For Management 1.3 Elect Director Alan P. Krusi For For Management 1.4 Elect Director Brian E. Lane For For Management 1.5 Elect Director Pablo G. Mercado For For Management 1.6 Elect Director Franklin Myers For For Management 1.7 Elect Director William J. Sandbrook For For Management 1.8 Elect Director James H. Schultz For For Management 1.9 Elect Director Constance E. Skidmore For For Management 1.10 Elect Director Vance W. Tang For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COMMERCIAL METALS COMPANY Ticker: CMC Security ID: 201723103 Meeting Date: JAN 08, 2020 Meeting Type: Annual Record Date: NOV 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vicki L. Avril For For Management 1.2 Elect Director Sarah E. Raiss For For Management 1.3 Elect Director J. David Smith For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- COMPASS MINERALS INTERNATIONAL, INC. Ticker: CMP Security ID: 20451N101 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2a Elect Director Valdemar L. Fischer For For Management 2b Elect Director Richard S. Grant For For Management 2c Elect Director Amy J. Yoder For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- CONMED CORPORATION Ticker: CNMD Security ID: 207410101 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Bronson For For Management 1.2 Elect Director Brian P. Concannon For For Management 1.3 Elect Director LaVerne Council For For Management 1.4 Elect Director Charles M. Farkas For For Management 1.5 Elect Director Martha Goldberg Aronson For For Management 1.6 Elect Director Curt R. Hartman For For Management 1.7 Elect Director Jerome J. Lande For For Management 1.8 Elect Director Barbara J. For For Management Schwarzentraub 1.9 Elect Director Mark E. Tryniski For For Management 1.10 Elect Director John L. Workman For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Change State of Incorporation from New For For Management York to Delaware 5 Provide Right to Act by Written Consent For For Management 6 Approve Exculpation Provision For For Management Regarding Limitations on Liability of Directors 7 Amend Non-Employee Director Omnibus For For Management Stock Plan 8 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- - 676 - COOPER TIRE & RUBBER COMPANY Ticker: CTB Security ID: 216831107 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven M. Chapman For For Management 1.2 Elect Director Susan F. Davis For For Management 1.3 Elect Director Kathryn P. Dickson For For Management 1.4 Elect Director John J. Holland For For Management 1.5 Elect Director Bradley E. Hughes For For Management 1.6 Elect Director Tracey I. Joubert For For Management 1.7 Elect Director Gary S. Michel For For Management 1.8 Elect Director Brian C. Walker For For Management 1.9 Elect Director Robert D. Welding For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CORE LABORATORIES N.V. Ticker: CLB Security ID: N22717107 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Harvey Klingensmith For For Management 1b Elect Director Monique van Dijken For For Management Eeuwijk 2 Ratify KPMG as Auditors For For Management 3 Adopt Financial Statements and For For Management Statutory Reports 4 Approve Cancellation of Repurchased For For Management Shares 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital 7 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 8a Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 8b Approve Remuneration Report For For Management 8c Approve Remuneration Policy for For For Management Management Board and Supervisory Board 9 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CORE-MARK HOLDING COMPANY, INC. Ticker: CORE Security ID: 218681104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stuart W. Booth For For Management 1b Elect Director Gary F. Colter For For Management 1c Elect Director Rocky Dewbre For For Management 1d Elect Director Laura Flanagan For For Management 1e Elect Director Robert G. Gross For For Management 1f Elect Director Scott E. McPherson For For Management 1g Elect Director Diane Randolph For For Management 1h Elect Director Harvey L. Tepner For For Management 1i Elect Director Randolph I. Thornton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- CORECIVIC, INC. Ticker: CXW Security ID: 21871N101 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Donna M. Alvarado For For Management 1b Elect Director Robert J. Dennis For For Management 1c Elect Director Mark A. Emkes For Against Management 1d Elect Director Damon T. Hininger For For Management 1e Elect Director Stacia A. Hylton For Against Management 1f Elect Director Harley G. Lappin For For Management 1g Elect Director Anne L. Mariucci For For Management 1h Elect Director Thurgood Marshall, Jr. For Against Management 1i Elect Director Devin I. Murphy For For Management 1j Elect Director Charles L. Overby For Against Management 1k Elect Director John R. Prann, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- COVANTA HOLDING CORPORATION Ticker: CVA Security ID: 22282E102 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David M. Barse For For Management 1.2 Elect Director Ronald J. Broglio For For Management 1.3 Elect Director Peter C.B. Bynoe For For Management 1.4 Elect Director Linda J. Fisher For For Management 1.5 Elect Director Joseph M. Holsten For For Management 1.6 Elect Director Stephen J. Jones For For Management 1.7 Elect Director Owen Michaelson For For Management 1.8 Elect Director Danielle Pletka For For Management 1.9 Elect Director Michael W. Ranger For For Management 1.10 Elect Director Robert S. Silberman For For Management 1.11 Elect Director Jean Smith For For Management 1.12 Elect Director Samuel Zell For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 677 - CSG SYSTEMS INTERNATIONAL, INC. Ticker: CSGS Security ID: 126349109 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David G. Barnes For For Management 1b Elect Director Marwan H. Fawaz For For Management 1c Elect Director Rajan Naik For For Management 1d Elect Director Haiyan Song For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- CTS CORPORATION Ticker: CTS Security ID: 126501105 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patricia K. Collawn For For Management 1.2 Elect Director Gordon Hunter For For Management 1.3 Elect Director William S. Johnson For For Management 1.4 Elect Director Ye Jane Li For For Management 1.5 Elect Director Kieran O'Sullivan For For Management 1.6 Elect Director Robert A. Profusek For For Management 1.7 Elect Director Alfonso G. Zulueta For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditor For For Management 4 Amend Articles of Incorporation to For For Management Allow Shareholders to Amend the By-Laws -------------------------------------------------------------------------------- CUBIC CORPORATION Ticker: CUB Security ID: 229669106 Meeting Date: FEB 17, 2020 Meeting Type: Annual Record Date: DEC 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Prithviraj Banerjee For For Management 1.2 Elect Director Bruce G. Blakley For For Management 1.3 Elect Director Maureen Breakiron-Evans For For Management 1.4 Elect Director Denise L. Devine For For Management 1.5 Elect Director Bradley H. Feldmann For For Management 1.6 Elect Director Carolyn A. Flowers For For Management 1.7 Elect Director Janice M. Hamby For For Management 1.8 Elect Director David F. Melcher For For Management 1.9 Elect Director Steven J. Norris For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- DANA INCORPORATED Ticker: DAN Security ID: 235825205 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rachel A. Gonzalez For For Management 1.2 Elect Director James K. Kamsickas For For Management 1.3 Elect Director Virginia A. Kamsky For For Management 1.4 Elect Director Bridget E. Karlin For For Management 1.5 Elect Director Raymond E. Mabus, Jr. For For Management 1.6 Elect Director Michael J. Mack, Jr. For For Management 1.7 Elect Director R. Bruce McDonald For For Management 1.8 Elect Director Diarmuid B. O'Connell For For Management 1.9 Elect Director Keith E. Wandell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- DAVE & BUSTER'S ENTERTAINMENT, INC. Ticker: PLAY Security ID: 238337109 Meeting Date: JUN 23, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hamish A. Dodds For For Management 1.2 Elect Director Michael J. Griffith For For Management 1.3 Elect Director Jonathan S. Halkyard For For Management 1.4 Elect Director John C. Hockin For For Management 1.5 Elect Director Brian A. Jenkins For For Management 1.6 Elect Director Stephen M. King For For Management 1.7 Elect Director Patricia H. Mueller For For Management 1.8 Elect Director Kevin M. Sheehan For For Management 1.9 Elect Director Jennifer Storms For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- - 678 - DELUXE CORPORATION Ticker: DLX Security ID: 248019101 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald C. Baldwin For For Management 1.2 Elect Director William C. Cobb For For Management 1.3 Elect Director Cheryl E. Mayberry For For Management McKissack 1.4 Elect Director Barry C. McCarthy For For Management 1.5 Elect Director Don J. McGrath For For Management 1.6 Elect Director Thomas J. Reddin For For Management 1.7 Elect Director Martyn R. Redgrave For For Management 1.8 Elect Director John L. Stauch For For Management 1.9 Elect Director Victoria A. Treyger For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- DIAMONDROCK HOSPITALITY COMPANY Ticker: DRH Security ID: 252784301 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William W. McCarten For For Management 1b Elect Director Mark W. Brugger For For Management 1c Elect Director Timothy R. Chi For For Management 1d Elect Director Maureen L. McAvey For For Management 1e Elect Director Gilbert T. Ray For For Management 1f Elect Director William J. Shaw For For Management 1g Elect Director Bruce D. Wardinski For For Management 1h Elect Director Kathleen A. Wayton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- DICK'S SPORTING GOODS, INC. Ticker: DKS Security ID: 253393102 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward W. Stack For For Management 1.2 Elect Director Lauren R. Hobart For For Management 1.3 Elect Director Lawrence J. Schorr For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DILLARD'S, INC. Ticker: DDS Security ID: 254067101 Meeting Date: MAY 16, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frank R. Mori For For Management 1b Elect Director Reynie Rutledge For For Management 1c Elect Director J.C. Watts, Jr. For For Management 1d Elect Director Nick White For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DINE BRANDS GLOBAL, INC. Ticker: DIN Security ID: 254423106 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Howard M. Berk For For Management 1.2 Elect Director Daniel J. Brestle For For Management 1.3 Elect Director Susan M. Collyns For For Management 1.4 Elect Director Larry A. Kay For For Management 1.5 Elect Director Caroline W. Nahas For For Management 1.6 Elect Director Douglas M. Pasquale For For Management 1.7 Elect Director Gilbert T. Ray For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Engage an Investment Banking Firm to Against Against Shareholder Effectuate a Spin-Off of the Company's IHOP Business Unit -------------------------------------------------------------------------------- DIVERSIFIED HEALTHCARE TRUST Ticker: DHC Security ID: 25525P107 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Jeffrey P. Somers For Withhold Management 2 Declassify the Board of Directors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- - 679 - DOMTAR CORPORATION Ticker: UFS Security ID: 257559203 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Giannella Alvarez For For Management 1.2 Elect Director Robert E. Apple For For Management 1.3 Elect Director David J. Illingworth For For Management 1.4 Elect Director Brian M. Levitt For For Management 1.5 Elect Director David G. Maffucci For For Management 1.6 Elect Director Pamela B. Strobel For For Management 1.7 Elect Director Denis Turcotte For For Management 1.8 Elect Director John D. Williams For For Management 1.9 Elect Director Mary A. Winston For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- DOUGLAS DYNAMICS, INC. Ticker: PLOW Security ID: 25960R105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James L. Janik For For Management 1.2 Elect Director James D. Staley For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- EAGLE BANCORP, INC. Ticker: EGBN Security ID: 268948106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matthew D. Brockwell For For Management 1.2 Elect Director Theresa G. LaPlaca For For Management 1.3 Elect Director A. Leslie Ludwig For For Management 1.4 Elect Director Norman R. Pozez For For Management 1.5 Elect Director Kathy A. Raffa For For Management 1.6 Elect Director Susan G. Riel For For Management 1.7 Elect Director James A. Soltesz For For Management 1.8 Elect Director Benjamin M. Soto For For Management 2 Ratify Dixon Hughes Goodman LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EASTERLY GOVERNMENT PROPERTIES, INC. Ticker: DEA Security ID: 27616P103 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Darrell W. Crate For For Management 1.2 Elect Director William C. Trimble, III For For Management 1.3 Elect Director Michael P. Ibe For For Management 1.4 Elect Director William H. Binnie For Against Management 1.5 Elect Director Cynthia A. Fisher For Against Management 1.6 Elect Director Scott D. Freeman For For Management 1.7 Elect Director Emil W. Henry, Jr. For Against Management 1.8 Elect Director Tara S. Innes For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- EBIX, INC. Ticker: EBIX Security ID: 278715206 Meeting Date: AUG 15, 2019 Meeting Type: Annual Record Date: JUL 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hans U. Benz For Withhold Management 1.2 Elect Director Pavan Bhalla For For Management 1.3 Elect Director Neil D. Eckert For Withhold Management 1.4 Elect Director Rolf Herter For For Management 1.5 Elect Director Hans Ueli Keller For Withhold Management 1.6 Elect Director George W. Hebard, III For For Management 1.7 Elect Director Robin Raina For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- EMPIRE STATE REALTY TRUST, INC. Ticker: ESRT Security ID: 292104106 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anthony E. Malkin For For Management 1.2 Elect Director William H. Berkman For For Management 1.3 Elect Director Leslie D. Biddle For For Management 1.4 Elect Director Thomas J. DeRosa For For Management 1.5 Elect Director Steven J. Gilbert For For Management 1.6 Elect Director S. Michael Giliberto For For Management 1.7 Elect Director Patricia S. Han For For Management 1.8 Elect Director James D. Robinson, IV For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- - 680 - EMPLOYERS HOLDINGS, INC. Ticker: EIG Security ID: 292218104 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard W. Blakey For For Management 1.2 Elect Director Joao (John) M. de For For Management Figueiredo 1.3 Elect Director Douglas D. Dirks For For Management 1.4 Elect Director James R. Kroner For For Management 1.5 Elect Director Michael J. McColgan For For Management 1.6 Elect Director Michael J. McSally For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ENCORE WIRE CORPORATION Ticker: WIRE Security ID: 292562105 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory J. Fisher For For Management 1.2 Elect Director Daniel L. Jones For For Management 1.3 Elect Director Gina A. Norris For For Management 1.4 Elect Director William R. Thomas For For Management 1.5 Elect Director Scott D. Weaver For For Management 1.6 Elect Director John H. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ENPRO INDUSTRIES, INC. Ticker: NPO Security ID: 29355X107 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marvin A. Riley For For Management 1.2 Elect Director Thomas M. Botts For For Management 1.3 Elect Director Felix M. Brueck For For Management 1.4 Elect Director B. Bernard Burns, Jr. For For Management 1.5 Elect Director Diane C. Creel For For Management 1.6 Elect Director Adele M. Gulfo For For Management 1.7 Elect Director David L. Hauser For For Management 1.8 Elect Director John Humphrey For For Management 1.9 Elect Director Kees van der Graaf For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ENTERPRISE FINANCIAL SERVICES CORP Ticker: EFSC Security ID: 293712105 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael A. DeCola For For Management 1.2 Elect Director James F. Deutsch For For Management 1.3 Elect Director John S. Eulich For For Management 1.4 Elect Director Robert E. Guest, Jr. For For Management 1.5 Elect Director James M. Havel For For Management 1.6 Elect Director Judith S. Heeter For For Management 1.7 Elect Director Michael R. Holmes For For Management 1.8 Elect Director Nevada A. Kent, IV For For Management 1.9 Elect Director James B. Lally For For Management 1.10 Elect Director Anthony R. Scavuzzo For For Management 1.11 Elect Director Eloise E. Schmitz For For Management 1.12 Elect Director Sandra A. Van Trease For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EQUITRANS MIDSTREAM CORPORATION Ticker: ETRN Security ID: 294600101 Meeting Date: JUN 15, 2020 Meeting Type: Special Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ESCO TECHNOLOGIES INC. Ticker: ESE Security ID: 296315104 Meeting Date: JAN 31, 2020 Meeting Type: Annual Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick M. Dewar For For Management 1.2 Elect Director Vinod M. Khilnani For For Management 1.3 Elect Director Robert J. Phillippy For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 681 - ESSENTIAL PROPERTIES REALTY TRUST, INC. Ticker: EPRT Security ID: 29670E107 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul T. Bossidy For For Management 1.2 Elect Director Joyce DeLucca For For Management 1.3 Elect Director Anthony K. Dobkin For For Management 1.4 Elect Director Scott A. Estes For For Management 1.5 Elect Director Peter M. Mavoides For For Management 1.6 Elect Director Lawrence J. Minich For For Management 1.7 Elect Director Heather L. Neary For For Management 1.8 Elect Director Stephen D. Sautel For Withhold Management 1.9 Elect Director Janaki Sivanesan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- EVERTEC, INC. Ticker: EVTC Security ID: 30040P103 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frank G. D'Angelo For For Management 1b Elect Director Morgan M. Schuessler, For For Management Jr. 1c Elect Director Olga Botero For For Management 1d Elect Director Jorge A. Junquera For For Management 1e Elect Director Ivan Pagan For For Management 1f Elect Director Aldo J. Polak For For Management 1g Elect Director Alan H. Schumacher For For Management 1h Elect Director Brian J. Smith For For Management 1i Elect Director Thomas W. Swidarski For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- FB FINANCIAL CORPORATION Ticker: FBK Security ID: 30257X104 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William (Bill) F. For For Management Andrews 1.2 Elect Director James (Jim) W. Ayers For For Management 1.3 Elect Director J. Jonathan (Jon) Ayers For For Management 1.4 Elect Director William (Bill) F. For For Management Carpenter, III 1.5 Elect Director Agenia W. Clark For Withhold Management 1.6 Elect Director James (Jimmy) L. Exum For Withhold Management 1.7 Elect Director Christopher (Chris) T. For For Management Holmes 1.8 Elect Director Orrin H. Ingram For For Management 1.9 Elect Director Raja J. Jubran For For Management 1.10 Elect Director Emily J. Reynolds For Withhold Management 2 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- FB FINANCIAL CORPORATION Ticker: FBK Security ID: 30257X104 Meeting Date: JUN 15, 2020 Meeting Type: Special Record Date: APR 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issue Shares in Connection For For Management with Merger 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- FBL FINANCIAL GROUP, INC. Ticker: FFG Security ID: 30239F106 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger K. Brooks For For Management 1.2 Elect Director Paul A. Juffer For Withhold Management 1.3 Elect Director Paul E. Larson For For Management 1.4 Elect Director Daniel D. Pitcher For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- FEDERAL SIGNAL CORPORATION Ticker: FSS Security ID: 313855108 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eugene J. Lowe, III For For Management 1.2 Elect Director Dennis J. Martin For For Management 1.3 Elect Director Patrick E. Miller None None Management *Withdrawn Resolution* 1.4 Elect Director Richard R. Mudge For For Management 1.5 Elect Director William F. Owens For For Management 1.6 Elect Director Brenda L. Reichelderfer For For Management 1.7 Elect Director Jennifer L. Sherman For For Management 1.8 Elect Director John L. Workman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- - 682 - FIRST BANCORP Ticker: FBNC Security ID: 318910106 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel T. Blue, Jr. For For Management 1.2 Elect Director Mary Clara Capel For For Management 1.3 Elect Director James C. Crawford, III For For Management 1.4 Elect Director Suzanne S. DeFerie For For Management 1.5 Elect Director Abby J. Donnelly For For Management 1.6 Elect Director John B. Gould For For Management 1.7 Elect Director Michael G. Mayer For For Management 1.8 Elect Director Richard H. Moore For For Management 1.9 Elect Director Thomas F. Phillips For For Management 1.10 Elect Director O. Temple Sloan, III For For Management 1.11 Elect Director Frederick L. Taylor, II For For Management 1.12 Elect Director Virginia C. Thomasson For For Management 1.13 Elect Director Dennis A. Wicker For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FIRST BANCORP Ticker: FBP Security ID: 318672706 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Juan Acosta Reboyras For For Management 1b Elect Director Aurelio Aleman For For Management 1c Elect Director Luz A. Crespo For For Management 1d Elect Director Tracey Dedrick For For Management 1e Elect Director Daniel E. Frye For For Management 1f Elect Director Robert T. Gormley For For Management 1g Elect Director John A. Heffern For For Management 1h Elect Director Roberto R. Herencia For For Management 1i Elect Director Jose Menendez-Cortada For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRST BUSEY CORPORATION Ticker: BUSE Security ID: 319383204 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George Barr For For Management 1.2 Elect Director Stanley J. Bradshaw For For Management 1.3 Elect Director Michael D. Cassens For For Management 1.4 Elect Director Van A. Dukeman For For Management 1.5 Elect Director Karen M. Jensen For For Management 1.6 Elect Director Frederic L. Kenney For For Management 1.7 Elect Director Stephen V. King For For Management 1.8 Elect Director Gregory B. Lykins For For Management 1.9 Elect Director Thomas G. Sloan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Increase Authorized Common Stock For For Management 5 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRST COMMONWEALTH FINANCIAL CORPORATION Ticker: FCF Security ID: 319829107 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Julie A. Caponi For For Management 1.2 Elect Director Ray T. Charley For For Management 1.3 Elect Director Gary R. Claus For For Management 1.4 Elect Director David S. Dahlmann For For Management 1.5 Elect Director Johnston A. Glass For For Management 1.6 Elect Director Jon L. Gorney For For Management 1.7 Elect Director Jane Grebenc For For Management 1.8 Elect Director David W. Greenfield For For Management 1.9 Elect Director Bart E. Johnson For For Management 1.10 Elect Director Luke A. Latimer For For Management 1.11 Elect Director Aradhna M. Oliphant For For Management 1.12 Elect Director T. Michael Price For For Management 1.13 Elect Director Robert J. Ventura For For Management 1.14 Elect Director Stephen A. Wolfe For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FIRST FINANCIAL BANCORP. Ticker: FFBC Security ID: 320209109 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Wickliffe Ach For For Management 1.2 Elect Director William G. Barron For For Management 1.3 Elect Director Vincent A. Berta For For Management 1.4 Elect Director Cynthia O. Booth For For Management 1.5 Elect Director Archie M. Brown For For Management 1.6 Elect Director Claude E. Davis For For Management 1.7 Elect Director Corinne R. Finnerty For For Management 1.8 Elect Director Susan L. Knust For For Management 1.9 Elect Director William J. Kramer For For Management 1.10 Elect Director John T. Neighbours For For Management 1.11 Elect Director Thomas M. O'Brien For For Management 1.12 Elect Director Maribeth S. Rahe For For Management 2 Ratify Crowe LLP as Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 683 - FIRST INTERSTATE BANCSYSTEM, INC. Ticker: FIBK Security ID: 32055Y201 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alice S. Cho For For Management 1.2 Elect Director Dana L. Crandall For For Management 1.3 Elect Director Dennis L. Johnson For For Management 1.4 Elect Director Patricia L. Moss For For Management 2 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRST MERCHANTS CORPORATION Ticker: FRME Security ID: 320817109 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director H. Douglas Chaffin For For Management 1.2 Elect Director Michael J. Fisher For For Management 1.3 Elect Director Clark C. Kellogg, Jr. For For Management 1.4 Elect Director Gary J. Lehman For For Management 1.5 Elect Director Michael C. Marhenke For Withhold Management 1.6 Elect Director Jean L. Wojtowicz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify BKD, LLP as Auditors For For Management -------------------------------------------------------------------------------- FIRST MIDWEST BANCORP, INC. Ticker: FMBI Security ID: 320867104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barbara A. Boigegrain For For Management 1.2 Elect Director Thomas L. Brown For For Management 1.3 Elect Director Phupinder S. Gill For For Management 1.4 Elect Director Kathryn J. Hayley For For Management 1.5 Elect Director Peter J. Henseler For For Management 1.6 Elect Director Frank B. Modruson For For Management 1.7 Elect Director Ellen A. Rudnick For For Management 1.8 Elect Director Mark G. Sander For For Management 1.9 Elect Director Michael L. Scudder For For Management 1.10 Elect Director Michael J. Small For For Management 1.11 Elect Director Stephen C. Van Arsdell For For Management 1.12 Elect Director J. Stephen Vanderwoude For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- FLAGSTAR BANCORP, INC. Ticker: FBC Security ID: 337930705 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alessandro P. DiNello For For Management 1.2 Elect Director Jay J. Hansen For For Management 1.3 Elect Director John D. Lewis For Against Management 1.4 Elect Director David J. Matlin For For Management 1.5 Elect Director Bruce E. Nyberg For Against Management 1.6 Elect Director James A. Ovenden For Against Management 1.7 Elect Director Peter Schoels For For Management 1.8 Elect Director David L. Treadwell For For Management 1.9 Elect Director Jennifer R. Whip For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- FORWARD AIR CORPORATION Ticker: FWRD Security ID: 349853101 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald W. Allen For For Management 1.2 Elect Director Ana B. Amicarella For For Management 1.3 Elect Director Valerie A. Bonebrake For For Management 1.4 Elect Director C. Robert Campbell For For Management 1.5 Elect Director R. Craig Carlock For For Management 1.6 Elect Director C. John Langley, Jr. For For Management 1.7 Elect Director G. Michael Lynch For For Management 1.8 Elect Director Thomas Schmitt For For Management 1.9 Elect Director Laurie A. Tucker For For Management 1.10 Elect Director W. Gilbert West For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FOUR CORNERS PROPERTY TRUST, INC. Ticker: FCPT Security ID: 35086T109 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William H. Lenehan For For Management 1b Elect Director Douglas B. Hansen For For Management 1c Elect Director John S. Moody For For Management 1d Elect Director Marran H. Ogilvie For For Management 1e Elect Director Paul E. Szurek For For Management 1f Elect Director Charles L. Jemley For For Management 1g Elect Director Eric S. Hirschhorn For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 684 - FRANKLIN ELECTRIC CO., INC. Ticker: FELE Security ID: 353514102 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David T. Brown For For Management 1b Elect Director Victor D. Grizzle For For Management 1c Elect Director Thomas R. VerHage For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FRESH DEL MONTE PRODUCE INC. Ticker: FDP Security ID: G36738105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Michael J. Berthelot For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GANNETT CO., INC. Ticker: GCI Security ID: 36473H104 Meeting Date: NOV 14, 2019 Meeting Type: Special Record Date: SEP 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- GETTY REALTY CORP. Ticker: GTY Security ID: 374297109 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Christopher J. Constant For For Management 1b Elect Director Milton Cooper For Withhold Management 1c Elect Director Philip E. Coviello For Withhold Management 1d Elect Director Leo Liebowitz For For Management 1e Elect Director Mary Lou Malanoski For For Management 1f Elect Director Richard E. Montag For For Management 1g Elect Director Howard B. Safenowitz For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- GLOBAL NET LEASE, INC. Ticker: GNL Security ID: 379378201 Meeting Date: MAR 25, 2020 Meeting Type: Annual Record Date: FEB 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James L. Nelson For Against Management 1b Elect Director Edward M. Weil, Jr. For Against Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- GRANITE POINT MORTGAGE TRUST INC. Ticker: GPMT Security ID: 38741L107 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Tanuja M. Dehne For For Management 1b Elect Director Martin A. Kamarck For For Management 1c Elect Director Stephen G. Kasnet For For Management 1d Elect Director W. Reid Sanders For For Management 1e Elect Director John "Jack" A. Taylor For For Management 1f Elect Director Hope B. Woodhouse For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- GREAT WESTERN BANCORP, INC. Ticker: GWB Security ID: 391416104 Meeting Date: FEB 04, 2020 Meeting Type: Annual Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frances Grieb For For Management 1.2 Elect Director James Israel For For Management 1.3 Elect Director Stephen Lacy For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- - 685 - GROUP 1 AUTOMOTIVE, INC. Ticker: GPI Security ID: 398905109 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carin M. Barth For For Management 1.2 Elect Director Earl J. Hesterberg For For Management 1.3 Elect Director Lincoln Pereira For For Management 1.4 Elect Director Stephen D. Quinn For For Management 1.5 Elect Director Steven P. Stanbrook For For Management 1.6 Elect Director Charles L. Szews For For Management 1.7 Elect Director Anne Taylor For For Management 1.8 Elect Director Max P. Watson, Jr. For For Management 1.9 Elect Director MaryAnn Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- GUESS, INC. Ticker: GES Security ID: 401617105 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carlos Alberini For For Management 1.2 Elect Director Deborah Weinswig For For Management 1.3 Elect Director Alex Yemenidjian For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- H&E EQUIPMENT SERVICES, INC. Ticker: HEES Security ID: 404030108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John M. Engquist For For Management 1.2 Elect Director Bradley W. Barber For For Management 1.3 Elect Director Paul N. Arnold For For Management 1.4 Elect Director Gary W. Bagley For For Management 1.5 Elect Director Bruce C. Bruckmann For For Management 1.6 Elect Director Patrick L. Edsell For For Management 1.7 Elect Director Thomas J. Galligan, III For For Management 1.8 Elect Director Lawrence C. Karlson For For Management 1.9 Elect Director John T. Sawyer For For Management 1.10 Elect Director Mary P. Thompson For For Management 2 Ratify BDO USA, LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- H.B. FULLER COMPANY Ticker: FUL Security ID: 359694106 Meeting Date: APR 02, 2020 Meeting Type: Annual Record Date: FEB 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel L. Florness For For Management 1.2 Elect Director Lee R. Mitau For For Management 1.3 Elect Director R. William Van Sant For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- HAMILTON LANE INCORPORATED Ticker: HLNE Security ID: 407497106 Meeting Date: SEP 05, 2019 Meeting Type: Annual Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hartley R. Rogers For Withhold Management 1.2 Elect Director Mario L. Giannini For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAPITAL, INC. Ticker: HASI Security ID: 41068X100 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey W. Eckel For For Management 1.2 Elect Director Teresa M. Brenner For Withhold Management 1.3 Elect Director Michael T. Eckhart For For Management 1.4 Elect Director Simone F. Lagomarsino For For Management 1.5 Elect Director Charles M. O'Neil For Withhold Management 1.6 Elect Director Richard J. Osborne For For Management 1.7 Elect Director Steven G. Osgood For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 686 - HAWAIIAN HOLDINGS, INC. Ticker: HA Security ID: 419879101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald J. Carty For For Management 1.2 Elect Director Earl E. Fry For For Management 1.3 Elect Director Lawrence S. Hershfield For For Management 1.4 Elect Director Peter R. Ingram For For Management 1.5 Elect Director Randall L. Jenson For For Management 1.6 Elect Director Crystal K. Rose For For Management 1.7 Elect Director Richard N. Zwern For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation A Please Check if Owner of Record is a U. None For Management S. Citizen B Please Check if Owner of Record is Not None Against Management a U.S. Citizen -------------------------------------------------------------------------------- HEALTHCARE SERVICES GROUP, INC. Ticker: HCSG Security ID: 421906108 Meeting Date: MAY 26, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Theodore Wahl For For Management 1.2 Elect Director John M. Briggs For For Management 1.3 Elect Director Robert L. Frome For For Management 1.4 Elect Director Dino D. Ottaviano For For Management 1.5 Elect Director Michael E. McBryan For For Management 1.6 Elect Director Diane S. Casey For For Management 1.7 Elect Director John J. McFadden For For Management 1.8 Elect Director Jude Visconto For For Management 1.9 Elect Director Daniela Castagnino For For Management 1.10 Elect Director Laura Grant For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- HEARTLAND EXPRESS, INC. Ticker: HTLD Security ID: 422347104 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Gerdin For For Management 1.2 Elect Director Larry J. Gordon For For Management 1.3 Elect Director Benjamin J. Allen For For Management 1.4 Elect Director Brenda S. Neville For For Management 1.5 Elect Director James G. Pratt For For Management 1.6 Elect Director Tahira K. Hira For For Management 1.7 Elect Director Michael J. Sullivan For For Management 2 Ratify Grant Thornton LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HEARTLAND FINANCIAL USA, INC. Ticker: HTLF Security ID: 42234Q102 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert B. Engel For For Management 1b Elect Director Thomas L. Flynn For For Management 1c Elect Director Jennifer K. Hopkins For For Management 1d Elect Director Bruce K. Lee For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify KPMG LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HECLA MINING COMPANY Ticker: HL Security ID: 422704106 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Phillips S. Baker, Jr. For For Management 1b Elect Director George R. Johnson For For Management 2 Ratify BDO USA, LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- HERITAGE FINANCIAL CORPORATION Ticker: HFWA Security ID: 42722X106 Meeting Date: MAY 04, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian S. Charneski For For Management 1.2 Elect Director John A. Clees For For Management 1.3 Elect Director Kimberly T. Ellwanger For For Management 1.4 Elect Director Stephen A. Dennis For For Management 1.5 Elect Director Jeffrey J. Deuel For For Management 1.6 Elect Director Deborah J. Gavin For For Management 1.7 Elect Director Jeffrey S. Lyon For For Management 1.8 Elect Director Gragg E. Miller For For Management 1.9 Elect Director Anthony B. Pickering For For Management 1.10 Elect Director Brian L. Vance For For Management 1.11 Elect Director Ann Watson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- - 687 - HERMAN MILLER, INC. Ticker: MLHR Security ID: 600544100 Meeting Date: OCT 14, 2019 Meeting Type: Annual Record Date: AUG 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lisa A. Kro For For Management 1.2 Elect Director Michael C. Smith For For Management 1.3 Elect Director Michael A. Volkema For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HILLENBRAND, INC. Ticker: HI Security ID: 431571108 Meeting Date: FEB 13, 2020 Meeting Type: Annual Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel C. Hillenbrand For For Management 1.2 Elect Director Thomas H. Johnson For For Management 1.3 Elect Director Neil S. Novich For For Management 1.4 Elect Director Joe A. Raver For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Articles of Incorporation and For For Management Code of By-laws 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- HILLTOP HOLDINGS, INC. Ticker: HTH Security ID: 432748101 Meeting Date: JUL 25, 2019 Meeting Type: Annual Record Date: MAY 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charlotte Jones Anderson For For Management 1.2 Elect Director Rhodes R. Bobbitt For For Management 1.3 Elect Director Tracy A. Bolt For For Management 1.4 Elect Director W. Joris Brinkerhoff For For Management 1.5 Elect Director J. Taylor Crandall For For Management 1.6 Elect Director Charles R. Cummings For For Management 1.7 Elect Director Hill A. Feinberg For For Management 1.8 Elect Director Gerald J. Ford For For Management 1.9 Elect Director Jeremy B. Ford For For Management 1.10 Elect Director J. Markham Green For For Management 1.11 Elect Director William T. Hill, Jr. For For Management 1.12 Elect Director Lee Lewis For For Management 1.13 Elect Director Andrew J. Littlefair For For Management 1.14 Elect Director W. Robert Nichols, III For For Management 1.15 Elect Director C. Clifton Robinson For For Management 1.16 Elect Director Kenneth D. Russell For For Management 1.17 Elect Director A. Haag Sherman For For Management 1.18 Elect Director Jonathan S. Sobel For For Management 1.19 Elect Director Robert C. Taylor, Jr. For For Management 1.20 Elect Director Carl B. Webb For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- HNI CORPORATION Ticker: HNI Security ID: 404251100 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Miguel M. Calado For For Management 1b Elect Director Cheryl A. Francis For For Management 1c Elect Director John R. Hartnett For For Management 1d Elect Director Dhanusha Sivajee For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HOPE BANCORP, INC. Ticker: HOPE Security ID: 43940T109 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald D. Byun For For Management 1.2 Elect Director Jinho Doo For For Management 1.3 Elect Director Daisy Y. Ha For For Management 1.4 Elect Director James U. Hwang For For Management 1.5 Elect Director Jin Chul Jhung For For Management 1.6 Elect Director Joon K. Kim For For Management 1.7 Elect Director Kevin S. Kim For For Management 1.8 Elect Director Steven S. Koh For For Management 1.9 Elect Director Chung Hyun Lee For For Management 1.10 Elect Director William J. Lewis For For Management 1.11 Elect Director David P. Malone For For Management 1.12 Elect Director John R. Taylor For For Management 1.13 Elect Director Scott Yoon-Suk Whang For For Management 1.14 Elect Director Dale S. Zuehls For For Management 2 Ratify Crowe LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 688 - HORACE MANN EDUCATORS CORPORATION Ticker: HMN Security ID: 440327104 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark S. Casady For For Management 1b Elect Director Daniel A. Domenech For For Management 1c Elect Director Perry G. Hines For For Management 1d Elect Director Mark E. Konen For For Management 1e Elect Director Beverley J. McClure For For Management 1f Elect Director H. Wade Reece For For Management 1g Elect Director Robert Stricker For For Management 1h Elect Director Steven O. Swyers For For Management 1i Elect Director Marita Zuraitis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- HOULIHAN LOKEY, INC. Ticker: HLI Security ID: 441593100 Meeting Date: SEP 24, 2019 Meeting Type: Annual Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott L. Beiser For Withhold Management 1.2 Elect Director Paul A. Zuber For For Management 1.3 Elect Director Jacqueline B. Kosecoff For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ICF INTERNATIONAL, INC. Ticker: ICFI Security ID: 44925C103 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sudhakar Kesavan For For Management 1.2 Elect Director Michael J. Van Handel For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- INDEPENDENCE REALTY TRUST, INC. Ticker: IRT Security ID: 45378A106 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott F. Schaeffer For For Management 1.2 Elect Director William C. Dunkelberg For For Management 1.3 Elect Director Richard D. Gebert For For Management 1.4 Elect Director Melinda H. McClure For For Management 1.5 Elect Director Mack D. Pridgen, III For For Management 1.6 Elect Director DeForest B. Soaries, Jr. For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- INDEPENDENT BANK CORP. Ticker: INDB Security ID: 453836108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel F. O'Brien For For Management 1.2 Elect Director Christopher Oddleifson For For Management 1.3 Elect Director David A. Powers For For Management 1.4 Elect Director Scott K. Smith For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INDUSTRIAL LOGISTICS PROPERTIES TRUST Ticker: ILPT Security ID: 456237106 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce M. Gans For Withhold Management 1.2 Elect Director Adam D. Portnoy For Withhold Management 2 Declassify the Board of Directors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- - 689 - INNOSPEC INC. Ticker: IOSP Security ID: 45768S105 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joachim Roeser - None None Management Withdrawn Resolution 1.2 Elect Director Claudia Poccia For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- INNOVATIVE INDUSTRIAL PROPERTIES, INC. Ticker: IIPR Security ID: 45781V101 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan Gold For For Management 1.2 Elect Director Gary Kreitzer For For Management 1.3 Elect Director Mary Curran For For Management 1.4 Elect Director Scott Shoemaker For For Management 1.5 Elect Director Paul Smithers For For Management 1.6 Elect Director David Stecher For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Amend Charter to Allow Shareholders to For For Management Amend Bylaws 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- INTER PARFUMS, INC. Ticker: IPAR Security ID: 458334109 Meeting Date: SEP 12, 2019 Meeting Type: Annual Record Date: JUL 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jean Madar For For Management 1.2 Elect Director Philippe Benacin For For Management 1.3 Elect Director Russell Greenberg For For Management 1.4 Elect Director Philippe Santi For For Management 1.5 Elect Director Francois Heilbronn For For Management 1.6 Elect Director Robert Bensoussan For For Management 1.7 Elect Director Patrick Choel For For Management 1.8 Elect Director Michel Dyens For For Management 1.9 Elect Director Veronique Gabai-Pinsky For For Management 1.10 Elect Director Gilbert Harrison For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Stock Option Plan For For Management -------------------------------------------------------------------------------- INTERDIGITAL, INC. Ticker: IDCC Security ID: 45867G101 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joan H. Gillman For For Management 1b Elect Director S. Douglas Hutcheson For For Management 1c Elect Director John A. Kritzmacher For For Management 1d Elect Director John D. Markley, Jr. For For Management 1e Elect Director William J. Merritt For For Management 1f Elect Director Jean F. Rankin For For Management 1g Elect Director Philip P. Trahanas For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- INTERNATIONAL BANCSHARES CORPORATION Ticker: IBOC Security ID: 459044103 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Javier de Anda For For Management 1.2 Elect Director Irving Greenblum For Against Management 1.3 Elect Director Douglas B. Howland For Against Management 1.4 Elect Director Rudolph M. Miles For For Management 1.5 Elect Director Dennis E. Nixon For For Management 1.6 Elect Director Larry A. Norton For Against Management 1.7 Elect Director Roberto R. Resendez For For Management 1.8 Elect Director Antonio R. Sanchez, Jr. For For Management 2 Ratify RSM US LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INVESCO MORTGAGE CAPITAL INC. Ticker: IVR Security ID: 46131B100 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John S. Day For For Management 1.2 Elect Director Carolyn B. Handlon For For Management 1.3 Elect Director Edward J. Hardin For For Management 1.4 Elect Director James R. Lientz, Jr. For For Management 1.5 Elect Director Dennis P. Lockhart For For Management 1.6 Elect Director Gregory G. McGreevey For For Management 1.7 Elect Director Loren M. Starr For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- - 690 - JACK IN THE BOX INC. Ticker: JACK Security ID: 466367109 Meeting Date: FEB 28, 2020 Meeting Type: Annual Record Date: DEC 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jean M. Birch For For Management 1b Elect Director Leonard A. Comma For For Management 1c Elect Director John P. Gainor For For Management 1d Elect Director David L. Goebel For For Management 1e Elect Director Sharon P. John For For Management 1f Elect Director Madeleine A. Kleiner For For Management 1g Elect Director Michael W. Murphy For For Management 1h Elect Director James M. Myers For For Management 1i Elect Director David M. Tehle For For Management 1j Elect Director Vivien M. Yeung For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- JAMES RIVER GROUP HOLDINGS, LTD. Ticker: JRVR Security ID: G5005R107 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director J. Adam Abram For Withhold Management 1b Elect Director Robert P. Myron For Withhold Management 1c Elect Director Michael T. Oakes For Withhold Management 2 Approve Ernst &Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- JOHN WILEY & SONS, INC. Ticker: JW.A Security ID: 968223206 Meeting Date: SEP 26, 2019 Meeting Type: Annual Record Date: AUG 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Beth A. Birnbaum For For Management 1.2 Elect Director David C. Dobson For For Management 1.3 Elect Director William Pence For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KADANT INC. Ticker: KAI Security ID: 48282T104 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John M. Albertine For For Management 1.2 Elect Director Thomas C. Leonard For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve the Issuance of Restricted For For Management Stock Units to Non-Employee Directors 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- KAISER ALUMINUM CORPORATION Ticker: KALU Security ID: 483007704 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jack A. Hockema For For Management 1.2 Elect Director Lauralee E. Martin For For Management 1.3 Elect Director Brett E. Wilcox For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- KAMAN CORPORATION Ticker: KAMN Security ID: 483548103 Meeting Date: APR 15, 2020 Meeting Type: Annual Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George E. Minnich For For Management 1.2 Elect Director Thomas W. Rabaut For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- - 691 - KB HOME Ticker: KBH Security ID: 48666K109 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: FEB 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dorene C. Dominguez For For Management 1.2 Elect Director Timothy W. Finchem For For Management 1.3 Elect Director Stuart A. Gabriel For For Management 1.4 Elect Director Thomas W. Gilligan For For Management 1.5 Elect Director Kenneth M. Jastrow, II For For Management 1.6 Elect Director Robert L. Johnson For For Management 1.7 Elect Director Melissa Lora For For Management 1.8 Elect Director Jeffrey T. Mezger For For Management 1.9 Elect Director James C. Weaver For For Management 1.10 Elect Director Michael M. Wood For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- KEARNY FINANCIAL CORP. Ticker: KRNY Security ID: 48716P108 Meeting Date: OCT 24, 2019 Meeting Type: Annual Record Date: AUG 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John J. Mazur, Jr. For For Management 1.2 Elect Director Matthew T. McClane For For Management 1.3 Elect Director John F. McGovern For For Management 1.4 Elect Director Raymond E. Chandonnet For For Management 2 Ratify Crowe LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KEMET CORPORATION Ticker: KEM Security ID: 488360207 Meeting Date: JUL 31, 2019 Meeting Type: Annual Record Date: JUN 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jacob T. Kotzubei For For Management 1.2 Elect Director Robert G. Paul For For Management 1.3 Elect Director Yasuko Matsumoto For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KEMET CORPORATION Ticker: KEM Security ID: 488360207 Meeting Date: FEB 20, 2020 Meeting Type: Special Record Date: JAN 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- KFORCE INC. Ticker: KFRC Security ID: 493732101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ann E. Dunwoody For For Management 1.2 Elect Director N. John Simmons For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- KINSALE CAPITAL GROUP, INC. Ticker: KNSL Security ID: 49714P108 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael P. Kehoe For For Management 1.2 Elect Director Steven J. Bensinger For For Management 1.3 Elect Director Anne C. Kronenberg For For Management 1.4 Elect Director Robert Lippincott, III For For Management 1.5 Elect Director James J. Ritchie For For Management 1.6 Elect Director Frederick L. Russell, For For Management Jr. 1.7 Elect Director Gregory M. Share For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- KITE REALTY GROUP TRUST Ticker: KRG Security ID: 49803T300 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John A. Kite For For Management 1b Elect Director William E. Bindley For For Management 1c Elect Director Victor J. Coleman For For Management 1d Elect Director Lee A. Daniels For For Management 1e Elect Director Christie B. Kelly For For Management 1f Elect Director David R. O'Reilly For For Management 1g Elect Director Barton R. Peterson For For Management 1h Elect Director Charles H. Wurtzebach For For Management 1i Elect Director Caroline L. Young For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Articles of Incorporation to For For Management Allow Shareholder Bylaw Amendments -------------------------------------------------------------------------------- - 692 - KKR REAL ESTATE FINANCE TRUST, INC. Ticker: KREF Security ID: 48251K100 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Terrance R. Ahern For Withhold Management 1.2 Elect Director Irene M. Esteves For Withhold Management 1.3 Elect Director Todd A. Fisher For Withhold Management 1.4 Elect Director Jonathan A. Langer For For Management 1.5 Elect Director Christen E.J. Lee For Withhold Management 1.6 Elect Director Paula Madoff For For Management 1.7 Elect Director Deborah H. McAneny For For Management 1.8 Elect Director Ralph F. Rosenberg For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- KNOLL, INC. Ticker: KNL Security ID: 498904200 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Director Andrew B. Cogan For For Management 1.2 Director Stephen F. Fisher For For Management 1.3 Director Sarah E. Nash For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KONTOOR BRANDS, INC. Ticker: KTB Security ID: 50050N103 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Juliana L. Chugg For For Management 1.2 Elect Director Shelley Stewart, Jr. For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- KORN FERRY Ticker: KFY Security ID: 500643200 Meeting Date: OCT 03, 2019 Meeting Type: Annual Record Date: AUG 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Doyle N. Beneby For For Management 1B Elect Director Gary D. Burnison For For Management 1C Elect Director Christina A. Gold For For Management 1D Elect Director Len J. Lauer For For Management 1E Elect Director Jerry P. Leamon For For Management 1F Elect Director Angel R. Martinez For For Management 1G Elect Director Debra J. Perry For For Management 1H Elect Director Lori J. Robinson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- KOSMOS ENERGY LTD. Ticker: KOS Security ID: 500688106 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Andrew G. Inglis For For Management 1B Elect Director Richard Dearlove For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- KRONOS WORLDWIDE, INC. Ticker: KRO Security ID: 50105F105 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Loretta J. Feehan For Withhold Management 1.2 Elect Director Robert D. Graham For Withhold Management 1.3 Elect Director John E. Harper For For Management 1.4 Elect Director Meredith W. Mendes For For Management 1.5 Elect Director Cecil H. Moore, Jr. For For Management 1.6 Elect Director Thomas P. Stafford For For Management 1.7 Elect Director R. Gerald Turner For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 693 - LA-Z-BOY INCORPORATED Ticker: LZB Security ID: 505336107 Meeting Date: AUG 27, 2019 Meeting Type: Annual Record Date: JUL 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kurt L. Darrow For For Management 1.2 Elect Director Sarah M. Gallagher For For Management 1.3 Elect Director Edwin J. Holman For For Management 1.4 Elect Director Janet E. Kerr For For Management 1.5 Elect Director Michael T. Lawton For For Management 1.6 Elect Director H. George Levy For For Management 1.7 Elect Director W. Alan McCollough For For Management 1.8 Elect Director Rebecca L. O'Grady For For Management 1.9 Elect Director Lauren B. Peters For For Management 1.10 Elect Director Nido R. Qubein For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LADDER CAPITAL CORP Ticker: LADR Security ID: 505743104 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian Harris For Withhold Management 1.2 Elect Director Mark Alexander For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- LAKELAND FINANCIAL CORPORATION Ticker: LKFN Security ID: 511656100 Meeting Date: APR 14, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Blake W. Augsburger For For Management 1b Elect Director Robert E. Bartels, Jr. For For Management 1c Elect Director Darrianne P. Christian For For Management 1d Elect Director Daniel F. Evans, Jr. For For Management 1e Elect Director David M. Findlay For For Management 1f Elect Director Thomas A. Hiatt For For Management 1g Elect Director Michael L. Kubacki For For Management 1h Elect Director Emily E. Pichon For For Management 1i Elect Director Steven D. Ross For For Management 1j Elect Director Brian J. Smith For For Management 1k Elect Director Bradley J. Toothaker For For Management 1l Elect Director Ronald D. Truex For For Management 1m Elect Director M. Scott Welch For For Management 2 Amend Articles of Incorporation to For For Management Allow Shareholders to Amend Bylaws 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- LCI INDUSTRIES Ticker: LCII Security ID: 50189K103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James F. Gero For For Management 1b Elect Director Frank J. Crespo For For Management 1c Elect Director Brendan J. Deely For For Management 1d Elect Director Ronald J. Fenech For For Management 1e Elect Director Tracy D. Graham For For Management 1f Elect Director Virginia L. Henkels For For Management 1g Elect Director Jason D. Lippert For For Management 1h Elect Director Kieran M. O'Sullivan For For Management 1i Elect Director David A. Reed For For Management 1j Elect Director John A. Sirpilla For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- LEGG MASON, INC. Ticker: LM Security ID: 524901105 Meeting Date: JUL 30, 2019 Meeting Type: Annual Record Date: MAY 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert E. Angelica For For Management 1.2 Elect Director Carol Anthony "John" For For Management Davidson 1.3 Elect Director Edward P. Garden For For Management 1.4 Elect Director Michelle J. Goldberg For For Management 1.5 Elect Director Stephen C. Hooley For For Management 1.6 Elect Director John V. Murphy For For Management 1.7 Elect Director Nelson Peltz For For Management 1.8 Elect Director Alison A. Quirk For For Management 1.9 Elect Director Joseph A. Sullivan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Eliminate Supermajority Vote None For Shareholder Requirement -------------------------------------------------------------------------------- - 694 - LEXINGTON REALTY TRUST Ticker: LXP Security ID: 529043101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director T. Wilson Eglin For For Management 1.2 Elect Director Richard S. Frary For For Management 1.3 Elect Director Lawrence L. Gray For For Management 1.4 Elect Director Jamie Handwerker For For Management 1.5 Elect Director Claire A. Koeneman For For Management 1.6 Elect Director Howard Roth For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- LIBERTY OILFIELD SERVICES INC. Ticker: LBRT Security ID: 53115L104 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gale A. Norton For For Management 1.2 Elect Director Jesal Shah For Withhold Management 1.3 Elect Director Cary D. Steinbeck For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LINDSAY CORPORATION Ticker: LNN Security ID: 535555106 Meeting Date: JAN 07, 2020 Meeting Type: Annual Record Date: NOV 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael N. Christodolou For For Management 1.2 Elect Director David B. Rayburn For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LTC PROPERTIES, INC. Ticker: LTC Security ID: 502175102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Boyd W. Hendrickson For For Management 1.2 Elect Director James J. Pieczynski For For Management 1.3 Elect Director Devra G. Shapiro For For Management 1.4 Elect Director Wendy L. Simpson For For Management 1.5 Elect Director Timothy J. Triche For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LUMINEX CORPORATION Ticker: LMNX Security ID: 55027E102 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen L. Eck For For Management 1b Elect Director Ken Samet For For Management 1c Elect Director Jim D. Kever For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- M.D.C. HOLDINGS, INC. Ticker: MDC Security ID: 552676108 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David D. Mandarich For For Management 1.2 Elect Director Paris G. Reece, III For Withhold Management 1.3 Elect Director David Siegel For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Non-Employee Director Omnibus For For Management Stock Plan 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MANTECH INTERNATIONAL CORPORATION Ticker: MANT Security ID: 564563104 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George J. Pedersen For For Management 1.2 Elect Director Richard L. Armitage For For Management 1.3 Elect Director Mary K. Bush For For Management 1.4 Elect Director Barry G. Campbell For For Management 1.5 Elect Director Richard J. Kerr For For Management 1.6 Elect Director Peter B. LaMontagne For For Management 1.7 Elect Director Kenneth A. Minihan For For Management 1.8 Elect Director Kevin M. Phillips For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- - 695 - MARTEN TRANSPORT, LTD. Ticker: MRTN Security ID: 573075108 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Randolph L. Marten For For Management 1.2 Elect Director Larry B. Hagness For For Management 1.3 Elect Director Thomas J. Winkel For For Management 1.4 Elect Director Jerry M. Bauer For For Management 1.5 Elect Director Robert L. Demorest For For Management 1.6 Elect Director Ronald R. Booth For For Management 1.7 Elect Director Kathleen P. Iverson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management 4 Other Business For Against Management -------------------------------------------------------------------------------- MATERION CORPORATION Ticker: MTRN Security ID: 576690101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vinod M. Khilnani For For Management 1.2 Elect Director Emily M. Liggett For For Management 1.3 Elect Director Robert J. Phillippy For For Management 1.4 Elect Director Patrick Prevost For For Management 1.5 Elect Director N. Mohan Reddy For For Management 1.6 Elect Director Craig S. Shular For For Management 1.7 Elect Director Darlene J. S. Solomon For For Management 1.8 Elect Director Robert B. Toth For For Management 1.9 Elect Director Jugal K. Vijayvargiya For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MATSON, INC. Ticker: MATX Security ID: 57686G105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Meredith J. Ching For For Management 1.2 Elect Director Matthew J. Cox For For Management 1.3 Elect Director Thomas B. Fargo For For Management 1.4 Elect Director Mark H. Fukunaga For For Management 1.5 Elect Director Stanley M. Kuriyama For For Management 1.6 Elect Director Constance H. Lau For For Management 1.7 Elect Director Jenai S. Wall For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- MATTHEWS INTERNATIONAL CORPORATION Ticker: MATW Security ID: 577128101 Meeting Date: FEB 20, 2020 Meeting Type: Annual Record Date: DEC 31, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory S. Babe For For Management 1.2 Elect Director Don W. Quigley, Jr. For For Management 1.3 Elect Director David A. Schawk For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MCGRATH RENTCORP Ticker: MGRC Security ID: 580589109 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kimberly A. Box For For Management 1.2 Elect Director William J. Dawson For For Management 1.3 Elect Director Elizabeth A. Fetter For For Management 1.4 Elect Director Joseph F. Hanna For For Management 1.5 Elect Director Bradley M. Shuster For For Management 1.6 Elect Director M. Richard Smith For For Management 1.7 Elect Director Dennis P. Stradford For For Management 1.8 Elect Director Ronald H. Zech For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MEDIFAST, INC. Ticker: MED Security ID: 58470H101 Meeting Date: JUN 15, 2020 Meeting Type: Annual Record Date: APR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey J. Brown For For Management 1.2 Elect Director Kevin G. Byrnes For For Management 1.3 Elect Director Daniel R. Chard For For Management 1.4 Elect Director Constance J. Hallquist For For Management 1.5 Elect Director Michael A. Hoer For For Management 1.6 Elect Director Michael C. MacDonald For For Management 1.7 Elect Director Carl E. Sassano For For Management 1.8 Elect Director Scott Schlackman For For Management 1.9 Elect Director Andrea B. Thomas For For Management 1.10 Elect Director Ming Xian For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 696 - MEREDITH CORPORATION Ticker: MDP Security ID: 589433101 Meeting Date: NOV 13, 2019 Meeting Type: Annual Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen M. Lacy For For Management 1.2 Elect Director Christopher Roberts, III For For Management 1.3 Elect Director D. Mell Meredith Frazier For Withhold Management 1.4 Elect Director Beth J. Kaplan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- MERIDIAN BANCORP, INC. Ticker: EBSB Security ID: 58958U103 Meeting Date: JUN 17, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cynthia C. Carney For For Management 1.2 Elect Director Edward J. Merritt For For Management 1.3 Elect Director Joyce A. Murphy For For Management 2 Ratify Wolf & Company, P.C. as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- META FINANCIAL GROUP, INC. Ticker: CASH Security ID: 59100U108 Meeting Date: FEB 25, 2020 Meeting Type: Annual Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas J. Hajek For For Management 1.2 Elect Director Michael R. Kramer For For Management 1.3 Elect Director Kendall E. Stork For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- METHODE ELECTRONICS, INC. Ticker: MEI Security ID: 591520200 Meeting Date: SEP 12, 2019 Meeting Type: Annual Record Date: JUL 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Walter J. Aspatore For For Management 1b Elect Director Brian J. Cadwallader For For Management 1c Elect Director Bruce K. Crowther For For Management 1d Elect Director Darren M. Dawson For For Management 1e Elect Director Donald W. Duda For For Management 1f Elect Director Isabelle C. Goossen For For Management 1g Elect Director Mark D. Schwabero For For Management 1h Elect Director Lawrence B. Skatoff For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MGE ENERGY, INC. Ticker: MGEE Security ID: 55277P104 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James G. Berbee For For Management 1.2 Elect Director Londa J. Dewey For For Management 1.3 Elect Director Thomas R. Stolper For For Management 2 Approve Restricted Stock Plan For For Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Approve Nomination of Environmental Against Against Shareholder Expert on the Board of Directors -------------------------------------------------------------------------------- MIDDLESEX WATER COMPANY Ticker: MSEX Security ID: 596680108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director James F. Cosgrove, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Baker Tilly Virchow Krause, LLP For For Management as Auditor -------------------------------------------------------------------------------- MINERALS TECHNOLOGIES INC. Ticker: MTX Security ID: 603158106 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joseph C. Breunig For For Management 1b Elect Director Alison A. Deans For For Management 1c Elect Director Duane R. Dunham For For Management 1d Elect Director Franklin L. Feder For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- - 697 - MOBILE MINI, INC. Ticker: MINI Security ID: 60740F105 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Erik Olsson For For Management 1b Elect Director Michael L. Watts For For Management 1c Elect Director Kelly Williams For For Management 1d Elect Director Sara R. Dial For For Management 1e Elect Director Jeffrey S. Goble For For Management 1f Elect Director James J. Martell For For Management 1g Elect Director Stephen A. McConnell For For Management 1h Elect Director Frederick G. McNamee, For For Management III 1i Elect Director Kimberly J. McWaters For For Management 1j Elect Director Michael W. Upchurch For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MOELIS & COMPANY Ticker: MC Security ID: 60786M105 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth Moelis For Withhold Management 1.2 Elect Director Navid Mahmoodzadegan For Withhold Management 1.3 Elect Director Jeffrey Raich For Withhold Management 1.4 Elect Director Eric Cantor For Withhold Management 1.5 Elect Director Elizabeth Crain For Withhold Management 1.6 Elect Director John A. Allison, IV For For Management 1.7 Elect Director Yolonda Richardson For For Management 1.8 Elect Director Kenneth L. Shropshire For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Other Business For Against Management -------------------------------------------------------------------------------- MONMOUTH REAL ESTATE INVESTMENT CORPORATION Ticker: MNR Security ID: 609720107 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kiernan Conway For For Management 1.2 Elect Director Brian H. Haimm For For Management 1.3 Elect Director Neal Herstik For For Management 1.4 Elect Director Matthew I. Hirsch For Withhold Management 1.5 Elect Director Stephen B. Wolgin For For Management 2 Ratify PKF O'Connor Davies, LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MONRO, INC. Ticker: MNRO Security ID: 610236101 Meeting Date: AUG 13, 2019 Meeting Type: Annual Record Date: JUN 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frederick M. Danziger For For Management 1.2 Elect Director Stephen C. McCluski For For Management 1.3 Elect Director Robert E. Mellor For For Management 1.4 Elect Director Peter J. Solomon For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- MOOG INC. Ticker: MOG.A Security ID: 615394202 Meeting Date: FEB 11, 2020 Meeting Type: Annual Record Date: DEC 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Janet M. Coletti For For Management 1.2 Elect Director Kraig H. Kayser For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MTS SYSTEMS CORPORATION Ticker: MTSC Security ID: 553777103 Meeting Date: FEB 11, 2020 Meeting Type: Annual Record Date: DEC 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David J. Anderson For For Management 1.2 Elect Director Jeffrey A. Graves For For Management 1.3 Elect Director Nancy Altobello For For Management 1.4 Elect Director David D. Johnson For For Management 1.5 Elect Director Randy J. Martinez For For Management 1.6 Elect Director Michael V. Schrock For For Management 1.7 Elect Director Chun Hung (Kenneth) Yu For For Management 1.8 Elect Director Linda Zukauckas For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 698 - MUELLER INDUSTRIES, INC. Ticker: MLI Security ID: 624756102 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory L. Christopher For For Management 1.2 Elect Director Elizabeth Donovan For For Management 1.3 Elect Director Gennaro J. Fulvio For For Management 1.4 Elect Director Gary S. Gladstein For For Management 1.5 Elect Director Scott J. Goldman For For Management 1.6 Elect Director John B. Hansen For For Management 1.7 Elect Director Terry Hermanson For For Management 1.8 Elect Director Charles P. Herzog, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MUELLER WATER PRODUCTS, INC. Ticker: MWA Security ID: 624758108 Meeting Date: JAN 29, 2020 Meeting Type: Annual Record Date: DEC 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shirley C. Franklin For For Management 1.2 Elect Director J. Scott Hall For For Management 1.3 Elect Director Thomas J. Hansen For For Management 1.4 Elect Director Jerry W. Kolb For For Management 1.5 Elect Director Mark J. O'Brien For For Management 1.6 Elect Director Christine Ortiz For For Management 1.7 Elect Director Bernard G. Rethore For For Management 1.8 Elect Director Lydia W. Thomas For For Management 1.9 Elect Director Michael T. Tokarz For For Management 1.10 Elect Director Stephen C. Van Arsdell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- NABORS INDUSTRIES LTD. Ticker: NBR Security ID: G6359F103 Meeting Date: APR 20, 2020 Meeting Type: Special Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reverse Stock Split For For Management 2 Increase Authorized Common Stock For For Management 3 Amend Bye-Laws For For Management -------------------------------------------------------------------------------- NABORS INDUSTRIES LTD. Ticker: NBR Security ID: G6359F103 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tanya S. Beder For For Management 1.2 Elect Director Anthony R. Chase For For Management 1.3 Elect Director James R. Crane For For Management 1.4 Elect Director John P. Kotts For For Management 1.5 Elect Director Michael C. Linn For For Management 1.6 Elect Director Anthony G. Petrello For For Management 1.7 Elect Director John Yearwood For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- NATIONAL BANK HOLDINGS CORPORATION Ticker: NBHC Security ID: 633707104 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ralph W. Clermont For For Management 1.2 Elect Director Robert E. Dean For For Management 1.3 Elect Director Fred J. Joseph For For Management 1.4 Elect Director G. Timothy Laney For For Management 1.5 Elect Director Micho F. Spring For For Management 1.6 Elect Director Burney S. Warren, III For For Management 1.7 Elect Director Art Zeile For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NATIONAL HEALTHCARE CORPORATION Ticker: NHC Security ID: 635906100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director W. Andrew Adams For For Management 1b Elect Director Ernest G. Burgess, III For Against Management 1c Elect Director Emil E. Hassan For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For Against Management 4 Report on Plans to Increase Board Against For Shareholder Diversity -------------------------------------------------------------------------------- - 699 - NATIONAL RESEARCH CORPORATION Ticker: NRC Security ID: 637372202 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director JoAnn M. Martin For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NATIONAL STORAGE AFFILIATES TRUST Ticker: NSA Security ID: 637870106 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Arlen D. Nordhagen For For Management 1b Elect Director George L. Chapman For For Management 1c Elect Director Tamara D. Fischer For For Management 1d Elect Director Paul W. Hylbert, Jr. For For Management 1e Elect Director Chad L. Meisinger For For Management 1f Elect Director Steven G. Osgood For For Management 1g Elect Director Dominic M. Palazzo For For Management 1h Elect Director Rebecca L. Steinfort For For Management 1i Elect Director Mark Van Mourick For For Management 1j Elect Director J. Timothy Warren For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NATIONAL WESTERN LIFE GROUP, INC. Ticker: NWLI Security ID: 638517102 Meeting Date: JUN 19, 2020 Meeting Type: Annual Record Date: APR 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David S. Boone For For Management 1.2 Elect Director Stephen E. Glasgow For For Management 1.3 Elect Director E. J. Pederson For For Management 2 Ratify BKD, LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- NAVIGANT CONSULTING, INC. Ticker: NCI Security ID: 63935N107 Meeting Date: OCT 10, 2019 Meeting Type: Special Record Date: SEP 04, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- NBT BANCORP INC. Ticker: NBTB Security ID: 628778102 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John H. Watt, Jr. For For Management 1b Elect Director Martin A. Dietrich For For Management 1c Elect Director Patricia T. Civil For For Management 1d Elect Director Timothy E. Delaney For For Management 1e Elect Director James H. Douglas For For Management 1f Elect Director Andrew S. Kowalczyk, III For For Management 1g Elect Director John C. Mitchell For For Management 1h Elect Director V. Daniel Robinson, II For For Management 1i Elect Director Matthew J. Salanger For For Management 1j Elect Director Joseph A. Santangelo For For Management 1k Elect Director Lowell A. Seifter For For Management 1l Elect Director Robert A. Wadsworth For For Management 1m Elect Director Jack H. Webb For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- NEENAH, INC. Ticker: NP Security ID: 640079109 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William M. Cook For For Management 1b Elect Director Philip C. Moore For For Management 1c Elect Director Julie A. Schertell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- - 700 - NELNET, INC. Ticker: NNI Security ID: 64031N108 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kathleen A. Farrell For For Management 1b Elect Director David S. Graff For For Management 1c Elect Director Thomas E. Henning For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NEW YORK MORTGAGE TRUST, INC. Ticker: NYMT Security ID: 649604501 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: APR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David R. Bock For For Management 1b Elect Director Michael B. Clement For For Management 1c Elect Director Alan L. Hainey For For Management 1d Elect Director Steven R. Mumma For For Management 1e Elect Director Steven G. Norcutt For For Management 1f Elect Director Lisa A. Pendergast For For Management 1g Elect Director Jason T. Serrano For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- NEXPOINT RESIDENTIAL TRUST, INC. Ticker: NXRT Security ID: 65341D102 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James Dondero For For Management 1b Elect Director Brian Mitts For For Management 1c Elect Director Edward Constantino For Withhold Management 1d Elect Director Scott Kavanaugh For Withhold Management 1e Elect Director Arthur Laffer For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- NIC INC. Ticker: EGOV Security ID: 62914B100 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Harry H. Herington For For Management 1.2 Elect Director Art N. Burtscher For For Management 1.3 Elect Director Venmal (Raji) Arasu For For Management 1.4 Elect Director C. Brad Henry For For Management 1.5 Elect Director Alexander C. Kemper For For Management 1.6 Elect Director William M. Lyons For For Management 1.7 Elect Director Anthony Scott For For Management 1.8 Elect Director Jayaprakash Vijayan For For Management 1.9 Elect Director Pete Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- NORTHWEST BANCSHARES, INC. Ticker: NWBI Security ID: 667340103 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sonia M. Probst For For Management 1.2 Elect Director William F. McKnight For For Management 1.3 Elect Director Ronald J. Seiffert For For Management 1.4 Elect Director David M. Tullio For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NORTHWEST NATURAL HOLDING COMPANY Ticker: NWN Security ID: 66765N105 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David H. Anderson For For Management 1.2 Elect Director Martha L. "Stormy" For For Management Byorum 1.3 Elect Director John D. Carter For For Management 1.4 Elect Director C. Scott Gibson For For Management 1.5 Elect Director Monica Enand For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- - 701 - NU SKIN ENTERPRISES, INC. Ticker: NUS Security ID: 67018T105 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel W. Campbell For For Management 1b Elect Director Andrew D. Lipman For For Management 1c Elect Director Steven J. Lund For For Management 1d Elect Director Laura Nathanson For For Management 1e Elect Director Thomas R. Pisano For For Management 1f Elect Director Zheqing (Simon) Shen For Against Management 1g Elect Director Ritch N. Wood For For Management 1h Elect Director Edwina D. Woodbury For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- O-I GLASS, INC. Ticker: OI Security ID: 67098H104 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Samuel R. Chapin For For Management 1b Elect Director Gordon J. Hardie For For Management 1c Elect Director Peter S. Hellman For For Management 1d Elect Director John Humphrey For For Management 1e Elect Director Anastasia D. Kelly For For Management 1f Elect Director Andres A. Lopez For For Management 1g Elect Director Alan J. Murray For For Management 1h Elect Director Hari N. Nair For For Management 1i Elect Director Joseph D. Rupp For For Management 1j Elect Director Catherine I. Slater For For Management 1k Elect Director John H. Walker For For Management 1l Elect Director Carol A. Williams For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- OCEANFIRST FINANCIAL CORP. Ticker: OCFC Security ID: 675234108 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Angelo J. Catania For For Management 1.2 Elect Director Anthony R. Coscia For Withhold Management 1.3 Elect Director Michael D. Devlin For Withhold Management 1.4 Elect Director Jack M. Farris For For Management 1.5 Elect Director Kimberly M. Guadagno For For Management 1.6 Elect Director Nicos Katsoulis For Withhold Management 1.7 Elect Director John K. Lloyd For For Management 1.8 Elect Director Christopher D. Maher For Withhold Management 1.9 Elect Director William D. Moss For Withhold Management 1.10 Elect Director Joseph M. Murphy, Jr. For Withhold Management 1.11 Elect Director Steven M. Scopellite For For Management 1.12 Elect Director Grace C. Torres For For Management 1.13 Elect Director Grace M. Vallacchi For Withhold Management 1.14 Elect Director John E. Walsh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- OFFICE DEPOT, INC. Ticker: ODP Security ID: 676220106 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Quincy L. Allen For For Management 1b Elect Director Kristin A. Campbell For For Management 1c Elect Director Cynthia T. Jamison For For Management 1d Elect Director Francesca Ruiz de For For Management Luzuriaga 1e Elect Director Shashank Samant For For Management 1f Elect Director Gerry P. Smith For For Management 1g Elect Director David M. Szymanski For For Management 1h Elect Director Joseph S. Vassalluzzo For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- OFFICE PROPERTIES INCOME TRUST Ticker: OPI Security ID: 67623C109 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David M. Blackman For For Management 1.2 Elect Director Donna D. Fraiche For Withhold Management 1.3 Elect Director Jeffrey P. Somers For Withhold Management 2 Declassify the Board of Directors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Restricted Stock Plan For For Management 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- - 702 - OFG BANCORP Ticker: OFG Security ID: 67103X102 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: FEB 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Julian S. Inclan For For Management 1.2 Elect Director Jose Rafael Fernandez For For Management 1.3 Elect Director Juan C. Aguayo For For Management 1.4 Elect Director Jorge Colon-Gerena For For Management 1.5 Elect Director Nestor de Jesus For For Management 1.6 Elect Director Susan Harnett For For Management 1.7 Elect Director Pedro Morazzani For For Management 1.8 Elect Director Edwin Perez For For Management 1.9 Elect Director Christa Steele For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- ONESPAWORLD HOLDINGS LIMITED Ticker: OSW Security ID: P73684113 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: MAY 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven J. Heyer For Withhold Management 1.2 Elect Director Andrew R. Heyer For For Management 1.3 Elect Director Leonard Fluxman For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Issuance of Shares for a For For Management Private Placement 4 Authorize a New Class of Non-Voting For For Management Common Share -------------------------------------------------------------------------------- ORION ENGINEERED CARBONS SA Ticker: OEC Security ID: L72967109 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Kerry A. Galvin as Director For For Management 1.2 Elect Paul Huck as Director For For Management 1.3 Elect Mary Lindsey as Director For For Management 1.4 Elect Didier Miraton as Director For For Management 1.5 Elect Yi Hyon Paik as Director For For Management 1.6 Elect Corning F. Painter as Director For For Management 1.7 Elect Dan F. Smith as Director For For Management 1.8 Elect Hans-Dietrich Winkhaus as For For Management Director 1.9 Elect Michel Wurth as Director For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Approve Remuneration of Board of For For Management Directors 5 Approve Annual Accounts For For Management 6 Approve Consolidated Financial For For Management Statements and Statutory Reports 7 Approve Allocation of Income and For For Management Interim Dividends 8 Approve Discharge of Directors For For Management 9 Approve Discharge of Auditors For For Management 10 Appointment of Ernst & Young, For For Management Luxembourg as Auditor 11 Appointment of Ernst & Young GmbH For For Management Wirtschaftsprufungsgesellschaft as Auditor -------------------------------------------------------------------------------- OTTER TAIL CORPORATION Ticker: OTTR Security ID: 689648103 Meeting Date: APR 20, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John D. Erickson For For Management 1.2 Elect Director Nathan I. Partain For For Management 1.3 Elect Director James B. Stake For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- OXFORD INDUSTRIES, INC. Ticker: OXM Security ID: 691497309 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis M. Love For For Management 1.2 Elect Director Clyde C. Tuggle For For Management 1.3 Elect Director E. Jenner Wood, III For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 703 - PACIFIC PREMIER BANCORP, INC. Ticker: PPBI Security ID: 69478X105 Meeting Date: MAY 05, 2020 Meeting Type: Special Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- PACIFIC PREMIER BANCORP, INC. Ticker: PPBI Security ID: 69478X105 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John J. Carona For For Management 1b Elect Director Ayad A. Fargo For For Management 1c Elect Director Steven R. Gardner For For Management 1d Elect Director Joseph L. Garrett For For Management 1e Elect Director Jeff C. Jones For For Management 1f Elect Director M. Christian Mitchell For For Management 1g Elect Director Michael J. Morris For For Management 1h Elect Director Barbara S. Polsky For For Management 1i Elect Director Zareh H. Sarrafian For For Management 1j Elect Director Jaynie M. Studenmund For For Management 1k Elect Director Cora M. Tellez For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditor For For Management -------------------------------------------------------------------------------- PAPA JOHN'S INTERNATIONAL, INC. Ticker: PZZA Security ID: 698813102 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Christopher L. Coleman For For Management 1b Elect Director Michael R. Dubin For For Management 1c Elect Director Olivia F. Kirtley For For Management 1d Elect Director Laurette T. Koellner For For Management 1e Elect Director Robert M. Lynch For For Management 1f Elect Director Jocelyn C. Mangan For For Management 1g Elect Director Sonya E. Medina For For Management 1h Elect Director Shaquille R. O'Neal For For Management 1i Elect Director Anthony M. Sanfilippo For For Management 1j Elect Director Jeffrey C. Smith For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PARK NATIONAL CORPORATION Ticker: PRK Security ID: 700658107 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director C. Daniel DeLawder For For Management 1b Elect Director Alicia J. Hupp For For Management 1c Elect Director Matthew R. Miller For For Management 1d Elect Director Robert E. O'Neill For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- PATRICK INDUSTRIES, INC. Ticker: PATK Security ID: 703343103 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph M. Cerulli For For Management 1.2 Elect Director Todd M. Cleveland For For Management 1.3 Elect Director John A. Forbes For For Management 1.4 Elect Director Michael A. Kitson For For Management 1.5 Elect Director Pamela R. Klyn For For Management 1.6 Elect Director Derrick B. Mayes For For Management 1.7 Elect Director Andy L. Nemeth For For Management 1.8 Elect Director Denis G. Suggs For For Management 1.9 Elect Director M. Scott Welch For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PATTERSON COMPANIES, INC. Ticker: PDCO Security ID: 703395103 Meeting Date: SEP 16, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John D. Buck For For Management 1b Elect Director Alex N. Blanco For For Management 1c Elect Director Jody H. Feragen For For Management 1d Elect Director Robert C. Frenzel For For Management 1e Elect Director Francis J. Malecha For For Management 1f Elect Director Ellen A. Rudnick For For Management 1g Elect Director Neil A. Schrimsher For For Management 1h Elect Director Mark S. Walchirk For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- - 704 - PATTERSON-UTI ENERGY, INC. Ticker: PTEN Security ID: 703481101 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tiffany (TJ) Thom Cepak For For Management 1.2 Elect Director Michael W. Conlon For For Management 1.3 Elect Director William Andrew For For Management Hendricks, Jr. 1.4 Elect Director Curtis W. Huff For For Management 1.5 Elect Director Terry H. Hunt For For Management 1.6 Elect Director Janeen S. Judah For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PEABODY ENERGY CORPORATION Ticker: BTU Security ID: 704551100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bob Malone For For Management 1b Elect Director Samantha B. Algaze For For Management 1c Elect Director Andrea E. Bertone For For Management 1d Elect Director Nicholas J. Chirekos For For Management 1e Elect Director Stephen E. Gorman For For Management 1f Elect Director Glenn L. Kellow For For Management 1g Elect Director Joe W. Laymon For For Management 1h Elect Director Teresa S. Madden For For Management 1i Elect Director David J. Miller For For Management 1j Elect Director Kenneth W. Moore For For Management 1k Elect Director Michael W. Sutherlin For For Management 1l Elect Director Darren R. Yeates For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PENNYMAC FINANCIAL SERVICES, INC. Ticker: PFSI Security ID: 70932M107 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stanford L. Kurland For For Management 1b Elect Director David A. Spector For For Management 1c Elect Director Anne D. McCallion For For Management 1d Elect Director Matthew Botein For For Management 1e Elect Director James K. Hunt For For Management 1f Elect Director Patrick Kinsella For For Management 1g Elect Director Joseph Mazzella For For Management 1h Elect Director Farhad Nanji For For Management 1i Elect Director Jeffrey A. Perlowitz For For Management 1j Elect Director Theodore W. Tozer For For Management 1k Elect Director Emily Youssouf For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- PENNYMAC MORTGAGE INVESTMENT TRUST Ticker: PMT Security ID: 70931T103 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Preston DuFauchard For For Management 1b Elect Director Nancy McAllister For For Management 1c Elect Director Stacey D. Stewart For Against Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PIEDMONT OFFICE REALTY TRUST, INC. Ticker: PDM Security ID: 720190206 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 05, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank C. McDowell For For Management 1.2 Elect Director Kelly H. Barrett For For Management 1.3 Elect Director Wesley E. Cantrell For For Management 1.4 Elect Director Glenn G. Cohen For For Management 1.5 Elect Director Barbara B. Lang For For Management 1.6 Elect Director C. Brent Smith For For Management 1.7 Elect Director Jeffrey L. Swope For For Management 1.8 Elect Director Dale H. Taysom For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 705 - PIPER SANDLER COMPANIES Ticker: PIPR Security ID: 724078100 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Chad R. Abraham For For Management 1b Elect Director Jonathan J. Doyle For For Management 1c Elect Director William R. Fitzgerald For For Management 1d Elect Director Victoria M. Holt For For Management 1e Elect Director Addison L. Piper For For Management 1f Elect Director Debbra L. Schoneman For For Management 1g Elect Director Thomas S. Schreier For For Management 1h Elect Director Sherry M. Smith For For Management 1i Elect Director Philip E. Soran For For Management 1j Elect Director Scott C. Taylor For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- PJT PARTNERS INC. Ticker: PJT Security ID: 69343T107 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dennis S. Hersch For Withhold Management 1b Elect Director Thomas M. Ryan For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- POLYONE CORPORATION Ticker: POL Security ID: 73179P106 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert E. Abernathy For For Management 1.2 Elect Director Richard H. Fearon For For Management 1.3 Elect Director Gregory J. Goff For For Management 1.4 Elect Director William R. Jellison For For Management 1.5 Elect Director Sandra Beach Lin For For Management 1.6 Elect Director Kim Ann Mink For For Management 1.7 Elect Director Robert M. Patterson For For Management 1.8 Elect Director Kerry J. Preete For For Management 1.9 Elect Director Patricia Verduin For For Management 1.10 Elect Director William A. Wulfsohn For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- POTLATCHDELTIC CORPORATION Ticker: PCH Security ID: 737630103 Meeting Date: MAY 04, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda M. Breard For For Management 1b Elect Director Lawrence S. Peiros For For Management 1c Elect Director Eric J. Cremers For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- POWER INTEGRATIONS, INC. Ticker: POWI Security ID: 739276103 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Wendy Arienzo For For Management 1.2 Elect Director Balu Balakrishnan For For Management 1.3 Elect Director Nicholas E. Brathwaite For For Management 1.4 Elect Director Anita Ganti For For Management 1.5 Elect Director William L. George For For Management 1.6 Elect Director Balakrishnan S. Iyer For For Management 1.7 Elect Director Necip Sayiner For For Management 1.8 Elect Director Steven J. Sharp For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PRESIDIO, INC. Ticker: PSDO Security ID: 74102M103 Meeting Date: NOV 06, 2019 Meeting Type: Special Record Date: SEP 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- - 706 - PRICESMART, INC. Ticker: PSMT Security ID: 741511109 Meeting Date: FEB 06, 2020 Meeting Type: Annual Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sherry S. Bahrambeygui For For Management 1.2 Elect Director Jeffrey Fisher For For Management 1.3 Elect Director Gordon H. Hanson For For Management 1.4 Elect Director Beatriz V. Infante For For Management 1.5 Elect Director Leon C. Janks For For Management 1.6 Elect Director Mitchell G. Lynn For For Management 1.7 Elect Director Gary Malino For For Management 1.8 Elect Director Robert E. Price For For Management 1.9 Elect Director Edgar Zurcher For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PRIMORIS SERVICES CORPORATION Ticker: PRIM Security ID: 74164F103 Meeting Date: MAY 01, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen C. Cook For For Management 1.2 Elect Director David L. King For For Management 1.3 Elect Director Carla S. Mashinski For For Management 1.4 Elect Director Thomas E. McCormick For For Management 1.5 Elect Director John P. Schauerman For For Management 1.6 Elect Director Robert A. Tinstman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- PROASSURANCE CORPORATION Ticker: PRA Security ID: 74267C106 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Samuel A. Di Piazza, Jr. For For Management 1.2 Elect Director Robert E. Flowers For For Management 1.3 Elect Director Edward L. Rand, Jr. For For Management 1.4 Elect Director Katisha T. Vance For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PROGRESS SOFTWARE CORPORATION Ticker: PRGS Security ID: 743312100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul T. Dacier For For Management 1.2 Elect Director John R. Egan For For Management 1.3 Elect Director Rainer Gawlick For For Management 1.4 Elect Director Yogesh Gupta For For Management 1.5 Elect Director Charles F. Kane For For Management 1.6 Elect Director Samskriti (Sam) Y. King For For Management 1.7 Elect Director David A. Krall For For Management 1.8 Elect Director Angela T. Tucci For For Management 1.9 Elect Director Vivian Vitale For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PROVIDENT FINANCIAL SERVICES, INC. Ticker: PFS Security ID: 74386T105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert Adamo For For Management 1.2 Elect Director Laura L. Brooks For For Management 1.3 Elect Director Terence Gallagher For For Management 1.4 Elect Director Carlos Hernandez For For Management 1.5 Elect Director Ursuline F. Foley For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- QEP RESOURCES, INC. Ticker: QEP Security ID: 74733V100 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Phillips S. Baker, Jr. For For Management 1b Elect Director Timothy J. Cutt For For Management 1c Elect Director Julie A. Dill For For Management 1d Elect Director Joseph N. Jaggers For For Management 1e Elect Director Michael J. Minarovic For For Management 1f Elect Director Mary Shafer-Malicki For For Management 1g Elect Director Barth E. Whitham For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- - 707 - QTS REALTY TRUST, INC. Ticker: QTS Security ID: 74736A103 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Chad L. Williams For For Management 1.2 Elect Director John W. Barter For For Management 1.3 Elect Director William O. Grabe For For Management 1.4 Elect Director Catherine R. Kinney For For Management 1.5 Elect Director Peter A. Marino For For Management 1.6 Elect Director Scott D. Miller For For Management 1.7 Elect Director Mazen Rawashdeh For For Management 1.8 Elect Director Wayne M. Rehberger For For Management 1.9 Elect Director Philip P. Trahanas For For Management 1.10 Elect Director Stephen E. Westhead For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young as Auditors For For Management -------------------------------------------------------------------------------- QUAKER CHEMICAL CORPORATION Ticker: KWR Security ID: 747316107 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald R. Caldwell For For Management 1.2 Elect Director Robert H. Rock For For Management 1.3 Elect Director Ramaswami Seshasayee For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- RANGE RESOURCES CORPORATION Ticker: RRC Security ID: 75281A109 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brenda A. Cline For For Management 1b Elect Director James M. Funk For For Management 1c Elect Director Steve D. Gray For For Management 1d Elect Director Greg G. Maxwell For For Management 1e Elect Director Steffen E. Palko For For Management 1f Elect Director Jeffrey L. Ventura For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Amend Omnibus Stock Plan For For Management 1g Elect Director Margaret K. Dorman For For Management -------------------------------------------------------------------------------- RAVEN INDUSTRIES, INC. Ticker: RAVN Security ID: 754212108 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jason M. Andringa For For Management 1b Elect Director Thomas S. Everist For For Management 1c Elect Director Janet M. Holloway For For Management 1d Elect Director Kevin T. Kirby For For Management 1e Elect Director Marc E. LeBaron For For Management 1f Elect Director Lois M. Martin For For Management 1g Elect Director Richard W. Parod For For Management 1h Elect Director Daniel A. Rykhus For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Approve Authorization of Indebtedness For For Management -------------------------------------------------------------------------------- RED ROCK RESORTS, INC. Ticker: RRR Security ID: 75700L108 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 14, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank J. Fertitta, III For Withhold Management 1.2 Elect Director Lorenzo J. Fertitta For Withhold Management 1.3 Elect Director Robert A. Cashell, Jr. For Withhold Management 1.4 Elect Director Robert E. Lewis For Withhold Management 1.5 Elect Director James E. Nave For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- REDWOOD TRUST, INC. Ticker: RWT Security ID: 758075402 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard D. Baum For For Management 1.2 Elect Director Christopher J. Abate For For Management 1.3 Elect Director Douglas B. Hansen For For Management 1.4 Elect Director Debora D. Horvath For For Management 1.5 Elect Director Greg H. Kubicek For For Management 1.6 Elect Director Fred J. Matera For For Management 1.7 Elect Director Jeffrey T. Pero For For Management 1.8 Elect Director Georganne C. Proctor For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management 5 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- - 708 - RENASANT CORPORATION Ticker: RNST Security ID: 75970E107 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gary D. Butler For For Management 1.2 Elect Director Marshall H. Dickerson For For Management 1.3 Elect Director R. Rick Hart For For Management 1.4 Elect Director Richard L. Heyer, Jr. For For Management 1.5 Elect Director Michael D. Shmerling For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify HORNE LLP as Auditors For For Management -------------------------------------------------------------------------------- RENT-A-CENTER, INC. Ticker: RCII Security ID: 76009N100 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey J. Brown For For Management 1.2 Elect Director Mitchell E. Fadel For For Management 1.3 Elect Director Christopher B. Hetrick For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- RETAIL OPPORTUNITY INVESTMENTS CORP. Ticker: ROIC Security ID: 76131N101 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard A. Baker For For Management 1.2 Elect Director Michael J. Indiveri For Withhold Management 1.3 Elect Director Edward H. Meyer For Withhold Management 1.4 Elect Director Lee S. Neibart For For Management 1.5 Elect Director Charles J. Persico For Withhold Management 1.6 Elect Director Laura H. Pomerantz For For Management 1.7 Elect Director Stuart A. Tanz For For Management 1.8 Elect Director Eric S. Zorn For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- RETAIL PROPERTIES OF AMERICA, INC. Ticker: RPAI Security ID: 76131V202 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bonnie S. Biumi For For Management 1b Elect Director Frank A. Catalano, Jr. For For Management 1c Elect Director Robert G. Gifford For For Management 1d Elect Director Gerald M. Gorski For For Management 1e Elect Director Steven P. Grimes For For Management 1f Elect Director Richard P. Imperiale For For Management 1g Elect Director Peter L. Lynch For For Management 1h Elect Director Thomas J. Sargeant For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- REV GROUP, INC. Ticker: REVG Security ID: 749527107 Meeting Date: MAR 04, 2020 Meeting Type: Annual Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul Bamatter For Withhold Management 1.2 Elect Director Dino Cusumano For Withhold Management 1.3 Elect Director Randall Swift For Withhold Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- RPC, INC. Ticker: RES Security ID: 749660106 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director R. Randall Rollins For Withhold Management 1.2 Elect Director Henry B. Tippie For For Management 1.3 Elect Director James B. Williams For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 709 - RPT REALTY Ticker: RPT Security ID: 74971D101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard L. Federico For For Management 1.2 Elect Director Arthur H. Goldberg For For Management 1.3 Elect Director Brian L. Harper For For Management 1.4 Elect Director Joanna T. Lau For For Management 1.5 Elect Director David J. Nettina For For Management 1.6 Elect Director Laurie M. Shahon For For Management 1.7 Elect Director Andrea M. Weiss For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- RUSH ENTERPRISES, INC. Ticker: RUSHA Security ID: 781846209 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director W.M. "Rusty" Rush For For Management 1.2 Elect Director Thomas A. Akin For For Management 1.3 Elect Director James C. Underwood For For Management 1.4 Elect Director Raymond J. Chess For For Management 1.5 Elect Director William H. Cary For For Management 1.6 Elect Director Kennon H. Guglielmo For For Management 1.7 Elect Director Elaine Mendoza For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- S&T BANCORP, INC. Ticker: STBA Security ID: 783859101 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lewis W. Adkins, Jr. For For Management 1.2 Elect Director David G. Antolik For For Management 1.3 Elect Director Peter R. Barsz For For Management 1.4 Elect Director Todd D. Brice For For Management 1.5 Elect Director Christina A. Cassotis For For Management 1.6 Elect Director Michael J. Donnelly For For Management 1.7 Elect Director James T. Gibson For For Management 1.8 Elect Director Jeffrey D. Grube For For Management 1.9 Elect Director William J. Hieb For For Management 1.10 Elect Director Jerry D. Hostetter For For Management 1.11 Elect Director Robert E. Kane For For Management 1.12 Elect Director James C. Miller For For Management 1.13 Elect Director Frank J. Palermo, Jr. For For Management 1.14 Elect Director Christine J. Toretti For For Management 1.15 Elect Director Steven J. Weingarten For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SAFEHOLD INC. Ticker: SAFE Security ID: 78645L100 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dean S. Adler For Withhold Management 1.2 Elect Director Robin Josephs For For Management 1.3 Elect Director Jay S. Nydick For Withhold Management 1.4 Elect Director Stefan M. Selig For Withhold Management 1.5 Elect Director Jay Sugarman For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- SAFETY INSURANCE GROUP, INC. Ticker: SAFT Security ID: 78648T100 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David F. Brussard For For Management 1b Elect Director Thalia M. Meehan For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SANDY SPRING BANCORP, INC. Ticker: SASR Security ID: 800363103 Meeting Date: FEB 11, 2020 Meeting Type: Special Record Date: DEC 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with For For Management Acquisition 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- - 710 - SANDY SPRING BANCORP, INC. Ticker: SASR Security ID: 800363103 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark E. Friis For For Management 1.2 Elect Director Brian J. Lemek For For Management 1.3 Elect Director Pamela A. Little For For Management 1.4 Elect Director James J. Maiwurm For For Management 1.5 Elect Director Craig A. Ruppert For For Management 1.6 Elect Director Walter Clayton Martz, II For For Management 1.7 Elect Director Christina B. O'Meara For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SAUL CENTERS, INC. Ticker: BFS Security ID: 804395101 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director B. Francis Saul, II For For Management 1.2 Elect Director John E. Chapoton For For Management 1.3 Elect Director H. Gregory Platts For For Management 1.4 Elect Director John R. Whitmore For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SCHNEIDER NATIONAL, INC. Ticker: SNDR Security ID: 80689H102 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mary P. DePrey For Withhold Management 1.2 Elect Director James R. Giertz For Withhold Management 1.3 Elect Director Adam P. Godfrey For Withhold Management 1.4 Elect Director Robert W. Grubbs For Withhold Management 1.5 Elect Director Robert M. Knight, Jr. For For Management 1.6 Elect Director Mark B. Rourke For Withhold Management 1.7 Elect Director Paul J. Schneider For For Management 1.8 Elect Director Daniel J. Sullivan For Withhold Management 1.9 Elect Director John A. Swainson For Withhold Management 1.10 Elect Director James L. Welch For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SCHWEITZER-MAUDUIT INTERNATIONAL, INC. Ticker: SWM Security ID: 808541106 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark L. Bye For For Management 1.2 Elect Director Jeffrey J. Keenan For For Management 1.3 Elect Director Marco Levi For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SERITAGE GROWTH PROPERTIES Ticker: SRG Security ID: 81752R100 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sharon Osberg For Against Management 1.2 Elect Director Benjamin Schall For Against Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- SERVISFIRST BANCSHARES, INC. Ticker: SFBS Security ID: 81768T108 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas A. Broughton, III For For Management 1.2 Elect Director J. Richard Cashio For For Management 1.3 Elect Director James J. Filler For For Management 1.4 Elect Director Michael D. Fuller For For Management 1.5 Elect Director Christopher J. Mettler For For Management 1.6 Elect Director Hatton C. V. Smith For For Management 1.7 Elect Director Irma L. Tuder For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Dixon Hughes Goodman LLP as For For Management Auditors -------------------------------------------------------------------------------- - 711 - SHENANDOAH TELECOMMUNICATIONS COMPANY Ticker: SHEN Security ID: 82312B106 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Tracy Fitzsimmons For For Management 1b Elect Director John W. Flora For For Management 1c Elect Director Kenneth L. Quaglio For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SIGNET JEWELERS LIMITED Ticker: SIG Security ID: G81276100 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director H. Todd Stitzer For For Management 1b Elect Director Virginia "Gina" C. For For Management Drosos 1c Elect Director R. Mark Graf For For Management 1d Elect Director Zackery Hicks For For Management 1e Elect Director Sharon L. McCollam For For Management 1f Elect Director Helen McCluskey For For Management 1g Elect Director Nancy A. Reardon For For Management 1h Elect Director Jonathan Seiffer For For Management 1i Elect Director Brian Tilzer For For Management 1j Elect Director Eugenia Ulasewicz For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- SIMMONS FIRST NATIONAL CORPORATION Ticker: SFNC Security ID: 828730200 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Fifteen For For Management 2.1 Elect Director Jay D. Burchfield For For Management 2.2 Elect Director Marty D. Casteel For For Management 2.3 Elect Director William E. Clark, II For For Management 2.4 Elect Director Steven A. Cosse For For Management 2.5 Elect Director Mark C. Doramus For For Management 2.6 Elect Director Edward Drilling For For Management 2.7 Elect Director Eugene Hunt For For Management 2.8 Elect Director Jerry Hunter For For Management 2.9 Elect Director Susan Lanigan For For Management 2.10 Elect Director George A. Makris, Jr. For For Management 2.11 Elect Director W. Scott McGeorge For For Management 2.12 Elect Director Tom Purvis For For Management 2.13 Elect Director Robert L. Shoptaw For For Management 2.14 Elect Director Russell W. Teubner For For Management 2.15 Elect Director Mindy West For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify BKD, LLP as Auditors For For Management 5 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- SITE CENTERS CORP. Ticker: SITC Security ID: 82981J109 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Linda B. Abraham For For Management 1.2 Elect Director Terrance R. Ahern For For Management 1.3 Elect Director Jane E. DeFlorio For For Management 1.4 Elect Director Thomas Finne For For Management 1.5 Elect Director David R. Lukes For For Management 1.6 Elect Director Victor B. MacFarlane For For Management 1.7 Elect Director Alexander Otto For For Management 1.8 Elect Director Dawn M. Sweeney For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- SJW GROUP Ticker: SJW Security ID: 784305104 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Katharine Armstrong For For Management 1b Elect Director Walter J. Bishop For For Management 1c Elect Director Mary Ann Hanley For For Management 1d Elect Director Heather Hunt For For Management 1e Elect Director Gregory P. Landis For For Management 1f Elect Director Debra C. Man For For Management 1g Elect Director Daniel B. More For For Management 1h Elect Director Eric W. Thornburg For For Management 1i Elect Director Robert A. Van Valer For For Management 1j Elect Director Carol P. Wallace For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- - 712 - SM ENERGY COMPANY Ticker: SM Security ID: 78454L100 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carla J. Bailo For For Management 1.2 Elect Director Larry W. Bickle For For Management 1.3 Elect Director Stephen R. Brand For For Management 1.4 Elect Director Loren M. Leiker For For Management 1.5 Elect Director Javan D. Ottoson For For Management 1.6 Elect Director Ramiro G. Peru For For Management 1.7 Elect Director Julio M. Quintana For For Management 1.8 Elect Director Rose M. Robeson For For Management 1.9 Elect Director William D. Sullivan For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- SOUTHSIDE BANCSHARES, INC. Ticker: SBSI Security ID: 84470P109 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lawrence Anderson For For Management 1.2 Elect Director Melvin B. Lovelady For For Management 1.3 Elect Director John F. Sammons, Jr. For For Management 1.4 Elect Director H. J. Shands, III For For Management 1.5 Elect Director William Sheehy For For Management 1.6 Elect Director Preston L. Smith For For Management 1.7 Elect Director Shannon Dacus For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- STANDARD MOTOR PRODUCTS, INC. Ticker: SMP Security ID: 853666105 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John P. Gethin For For Management 1.2 Elect Director Pamela Forbes Lieberman For For Management 1.3 Elect Director Patrick S. McClymont For For Management 1.4 Elect Director Joseph W. McDonnell For For Management 1.5 Elect Director Alisa C. Norris For For Management 1.6 Elect Director Eric P. Sills For For Management 1.7 Elect Director Lawrence I. Sills For For Management 1.8 Elect Director William H. Turner For For Management 1.9 Elect Director Richard S. Ward For For Management 1.10 Elect Director Roger M. Widmann For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- STANDEX INTERNATIONAL CORPORATION Ticker: SXI Security ID: 854231107 Meeting Date: OCT 22, 2019 Meeting Type: Annual Record Date: AUG 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas E. Chorman For For Management 1.2 Elect Director Thomas J. Hansen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- STATE AUTO FINANCIAL CORPORATION Ticker: STFC Security ID: 855707105 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David R. Meuse For For Management 1.2 Elect Director Setareh Pouraghabagher For For Management 1.3 Elect Director S. Elaine Roberts For For Management 1.4 Elect Director Dwight E. Smith For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- STEELCASE INC. Ticker: SCS Security ID: 858155203 Meeting Date: JUL 10, 2019 Meeting Type: Annual Record Date: MAY 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lawrence J. Blanford For For Management 1b Elect Director Timothy C. E. Brown For For Management 1c Elect Director Connie K. Duckworth For For Management 1d Elect Director James P. Keane For For Management 1e Elect Director Todd P. Kelsey For For Management 1f Elect Director Jennifer C. Niemann For For Management 1g Elect Director Robert C. Pew, III For For Management 1h Elect Director Cathy D. Ross For For Management 1i Elect Director Peter M. Wege, II For For Management 1j Elect Director Kate Pew Wolters For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management -------------------------------------------------------------------------------- - 713 - STEPAN COMPANY Ticker: SCL Security ID: 858586100 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joaquin Delgado For For Management 1.2 Elect Director F. Quinn Stepan, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- STOCK YARDS BANCORP, INC. Ticker: SYBT Security ID: 861025104 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paul J. Bickel, III For For Management 1b Elect Director J. McCauley Brown For For Management 1c Elect Director David P. Heintzman For For Management 1d Elect Director Donna L. Heitzman For For Management 1e Elect Director Carl G. Herde For For Management 1f Elect Director James A. Hillebrand For For Management 1g Elect Director Richard A. Lechleiter For For Management 1h Elect Director Stephen M. Priebe For For Management 1i Elect Director John L. Schutte For For Management 1j Elect Director Norman Tasman For For Management 1k Elect Director Kathy C. Thompson For For Management 2 Ratify BKD, LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- STURM, RUGER & COMPANY, INC. Ticker: RGR Security ID: 864159108 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John A. Cosentino, Jr. For For Management 1b Elect Director Michael O. Fifer For For Management 1c Elect Director Sandra S. Froman For For Management 1d Elect Director C. Michael Jacobi For For Management 1e Elect Director Christopher J. Killoy For For Management 1f Elect Director Terrence G. O'Connor For For Management 1g Elect Director Amir P. Rosenthal For For Management 1h Elect Director Ronald C. Whitaker For For Management 1i Elect Director Phillip C. Widman For For Management 2 Ratify RSM US LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SUMMIT HOTEL PROPERTIES, INC. Ticker: INN Security ID: 866082100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel P. Hansen For For Management 1b Elect Director Bjorn R. L. Hanson For For Management 1c Elect Director Jeffrey W. Jones For For Management 1d Elect Director Kenneth J. Kay For For Management 1e Elect Director Thomas W. Storey For For Management 1f Elect Director Hope S. Taitz For For Management 2 Ratify Ernst & Young, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SWITCH, INC. Ticker: SWCH Security ID: 87105L104 Meeting Date: JUN 12, 2020 Meeting Type: Annual Record Date: APR 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rob Roy For For Management 1.2 Elect Director Zareh Sarrafian For Withhold Management 1.3 Elect Director Kim Sheehy For Withhold Management 1.4 Elect Director Donald D. Snyder For Withhold Management 1.5 Elect Director Tom Thomas For For Management 1.6 Elect Director Bryan Wolf For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- TANGER FACTORY OUTLET CENTERS, INC. Ticker: SKT Security ID: 875465106 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey B. Citrin For For Management 1.2 Elect Director David B. Henry For For Management 1.3 Elect Director Thomas J. Reddin For For Management 1.4 Elect Director Bridget M. Ryan-Berman For For Management 1.5 Elect Director Susan E. Skerritt For For Management 1.6 Elect Director Steven B. Tanger For For Management 1.7 Elect Director Luis A. Ubinas For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 714 - TENNANT COMPANY Ticker: TNC Security ID: 880345103 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carol S. Eicher For For Management 1b Elect Director Maria C. Green For For Management 1c Elect Director Donal L. Mulligan For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- TEREX CORPORATION Ticker: TEX Security ID: 880779103 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paula H.J. Cholmondeley For For Management 1b Elect Director Donald DeFosset For For Management 1c Elect Director John L. Garrison, Jr. For For Management 1d Elect Director Thomas J. Hansen For For Management 1e Elect Director Raimund Klinkner For For Management 1f Elect Director Sandie O'Connor For For Management 1g Elect Director Andra M. Rush For For Management 1h Elect Director David A. Sachs For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- THE ANDERSONS, INC. Ticker: ANDE Security ID: 034164103 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick E. Bowe For For Management 1.2 Elect Director Michael J. Anderson, Sr. For For Management 1.3 Elect Director Gerard M. Anderson For For Management 1.4 Elect Director Stephen F. Dowdle For For Management 1.5 Elect Director Pamela S. Hershberger For For Management 1.6 Elect Director Catherine M. Kilbane For For Management 1.7 Elect Director Robert J. King, Jr. For For Management 1.8 Elect Director Ross W. Manire For For Management 1.9 Elect Director Patrick S. Mullin For For Management 1.10 Elect Director John T. Stout, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- THE BUCKLE, INC. Ticker: BKE Security ID: 118440106 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel J. Hirschfeld For For Management 1.2 Elect Director Dennis H. Nelson For For Management 1.3 Elect Director Thomas B. Heacock For For Management 1.4 Elect Director Kari G. Smith For For Management 1.5 Elect Director Hank M. Bounds For For Management 1.6 Elect Director Bill L. Fairfield For For Management 1.7 Elect Director Bruce L. Hoberman For For Management 1.8 Elect Director Michael E. Huss For For Management 1.9 Elect Director Angie J. Klein For For Management 1.10 Elect Director John P. Peetz, III For For Management 1.11 Elect Director Karen B. Rhoads For For Management 1.12 Elect Director James E. Shada For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Approve Executive Incentive Bonus Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Amend Non-Employee Director Restricted For For Management Stock Plan -------------------------------------------------------------------------------- THE CHEESECAKE FACTORY INCORPORATED Ticker: CAKE Security ID: 163072101 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David Overton For For Management 1b Elect Director Edie A. Ames For For Management 1c Elect Director Alexander L. Cappello For For Management 1d Elect Director Jerome L. Kransdorf For For Management 1e Elect Director Janice L. Meyer For For Management 1f Elect Director Laurence B. Mindel For For Management 1g Elect Director David B. Pittaway For For Management 1h Elect Director Herbert Simon For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 715 - THE CHILDREN'S PLACE, INC. Ticker: PLCE Security ID: 168905107 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joseph Alutto For For Management 1b Elect Director John E. Bachman For For Management 1c Elect Director Marla Malcolm Beck For For Management 1d Elect Director Elizabeth J. Boland For For Management 1e Elect Director Jane Elfers For For Management 1f Elect Director Joseph Gromek For For Management 1g Elect Director Norman Matthews For For Management 1h Elect Director Robert L. Mettler For For Management 1i Elect Director Debby Reiner For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE E.W. SCRIPPS COMPANY Ticker: SSP Security ID: 811054402 Meeting Date: MAY 04, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lauren Rich Fine For For Management 1b Elect Director Wonya Y. Lucas For For Management 1c Elect Director Kim Williams For For Management -------------------------------------------------------------------------------- THE GEO GROUP, INC. Ticker: GEO Security ID: 36162J106 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anne N. Foreman For For Management 1.2 Elect Director Richard H. Glanton For For Management 1.3 Elect Director Jose Gordo For For Management 1.4 Elect Director Scott Kernan For For Management 1.5 Elect Director Guido Van Hauwermeiren For For Management 1.6 Elect Director Christopher C. Wheeler For For Management 1.7 Elect Director Julie Myers Wood For For Management 1.8 Elect Director George C. Zoley For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- THE GORMAN-RUPP COMPANY Ticker: GRC Security ID: 383082104 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald H. Bullock, Jr. For For Management 1.2 Elect Director Jeffrey S. Gorman For For Management 1.3 Elect Director M. Ann Harlan For For Management 1.4 Elect Director Christopher H. Lake For For Management 1.5 Elect Director Sonja K. McClelland For For Management 1.6 Elect Director Vincent K. Petrella For For Management 1.7 Elect Director Kenneth R. Reynolds For For Management 1.8 Elect Director Rick R. Taylor For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE GREENBRIER COMPANIES, INC. Ticker: GBX Security ID: 393657101 Meeting Date: JAN 08, 2020 Meeting Type: Annual Record Date: NOV 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Wanda F. Felton For For Management 1.2 Elect Director Graeme A. Jack For For Management 1.3 Elect Director David L. Starling For For Management 1.4 Elect Director Wendy L. Teramoto For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLC as Auditors For For Management -------------------------------------------------------------------------------- TOMPKINS FINANCIAL CORPORATION Ticker: TMP Security ID: 890110109 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John E. Alexander For For Management 1.2 Elect Director Paul J. Battaglia For For Management 1.3 Elect Director Daniel J. Fessenden For For Management 1.4 Elect Director James W. Fulmer For For Management 1.5 Elect Director Patricia A. Johnson For For Management 1.6 Elect Director Frank C. Milewski For For Management 1.7 Elect Director Ita M. Rahilly For For Management 1.8 Elect Director Thomas R. Rochon For For Management 1.9 Elect Director Stephen S. Romaine For For Management 1.10 Elect Director Michael H. Spain For For Management 1.11 Elect Director Jennifer R. Tegan For For Management 1.12 Elect Director Alfred J. Weber For For Management 1.13 Elect Director Craig Yunker For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- - 716 - TPG RE FINANCE TRUST, INC. Ticker: TRTX Security ID: 87266M107 Meeting Date: JUN 30, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Avi Banyasz For For Management 1.2 Elect Director Greta Guggenheim For For Management 1.3 Elect Director Kelvin Davis For For Management 1.4 Elect Director Michael Gillmore For For Management 1.5 Elect Director Wendy Silverstein For For Management 1.6 Elect Director Bradley Smith For For Management 1.7 Elect Director Gregory White For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TRADEWEB MARKETS INC. Ticker: TW Security ID: 892672106 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John G. Finley For Withhold Management 1.2 Elect Director Scott Ganeles For Withhold Management 1.3 Elect Director Debra Walton For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- TRICO BANCSHARES Ticker: TCBK Security ID: 896095106 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald J. Amaral For For Management 1.2 Elect Director L. Gage Chrysler, III For For Management 1.3 Elect Director Craig S. Compton For For Management 1.4 Elect Director Kirsten E. Garen For For Management 1.5 Elect Director Cory W. Giese For For Management 1.6 Elect Director John S. A. Hasbrook For For Management 1.7 Elect Director Margaret L. Kane For For Management 1.8 Elect Director Michael W. Koehnen For For Management 1.9 Elect Director Martin A. Mariani For For Management 1.10 Elect Director Thomas C. McGraw For For Management 1.11 Elect Director Richard P. Smith For For Management 1.12 Elect Director Kimberley H. Vogel For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Moss Adams LLP as Auditors For For Management -------------------------------------------------------------------------------- TRINITY INDUSTRIES, INC. Ticker: TRN Security ID: 896522109 Meeting Date: MAY 04, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John L. Adams For For Management 1.2 Elect Director Brandon B. Boze For For Management 1.3 Elect Director John J. Diez For For Management 1.4 Elect Director Leldon E. Echols For For Management 1.5 Elect Director Charles W. Matthews For For Management 1.6 Elect Director E. Jean Savage For For Management 1.7 Elect Director Dunia A. Shive For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- TRINSEO S.A. Ticker: TSE Security ID: L9340P101 Meeting Date: NOV 20, 2019 Meeting Type: Special Record Date: OCT 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark Tomkins For For Management 1.2 Elect Director Sandra Beach Lin For For Management -------------------------------------------------------------------------------- TRINSEO S.A. Ticker: TSE Security ID: L9340P101 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frank A. Bozich For For Management 1b Elect Director K'lynne Johnson For For Management 1c Elect Director Sandra Beach Lin For For Management 1d Elect Director Philip Martens For For Management 1e Elect Director Donald T. Misheff For For Management 1f Elect Director Christopher D. Pappas For For Management 1g Elect Director Henri Steinmetz For For Management 1h Elect Director Mark Tomkins For For Management 1i Elect Director Stephen M. Zide For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Consolidated Financial For For Management Statements and Statutory Reports 4 Approve Allocation of Income and For For Management Dividends 5 Approve Discharge of Directors and For For Management Auditors 6 Appoint PricewaterhouseCoopers Societe For For Management cooperative as Internal Statutory Auditor 7 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 8 Approve Dividends For For Management 9 Authorize Share Repurchase Program For For Management 10 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- - 717 - TRITON INTERNATIONAL LIMITED Ticker: TRTN Security ID: G9078F107 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian M. Sondey For For Management 1b Elect Director Robert W. Alspaugh For For Management 1c Elect Director Malcolm P. Baker For For Management 1d Elect Director David A. Coulter For For Management 1e Elect Director Claude Germain For For Management 1f Elect Director Kenneth Hanau For For Management 1g Elect Director John S. Hextall For For Management 1h Elect Director Robert L. Rosner For For Management 1i Elect Director Simon R. Vernon For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- TRUSTMARK CORPORATION Ticker: TRMK Security ID: 898402102 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Adolphus B. Baker For For Management 1b Elect Director William A. Brown For For Management 1c Elect Director Augustus L. Collins For For Management 1d Elect Director Tracy T. Conerly For For Management 1e Elect Director Toni D. Cooley For For Management 1f Elect Director Duane A. Dewey For For Management 1g Elect Director Marcelo Eduardo For For Management 1h Elect Director J. Clay Hays, Jr. For For Management 1i Elect Director Gerard R. Host For For Management 1j Elect Director Harris V. Morrissette For For Management 1k Elect Director Richard H. Puckett For For Management 1l Elect Director Harry M. Walker For For Management 1m Elect Director William G. Yates, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditor For For Management -------------------------------------------------------------------------------- TTEC HOLDINGS, INC. Ticker: TTEC Security ID: 89854H102 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kenneth D. Tuchman For For Management 1b Elect Director Steven J. Anenen For For Management 1c Elect Director Tracy L. Bahl For For Management 1d Elect Director Gregory A. Conley For For Management 1e Elect Director Robert N. Frerichs For For Management 1f Elect Director Marc L. Holtzman For For Management 1g Elect Director Ekta Singh-Bushell For For Management 2 Ratify PricewaterhouseCoopers LLC as For For Management Auditors 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TWIN RIVER WORLDWIDE HOLDINGS, INC. Ticker: TRWH Security ID: 90171V204 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George T. Papanier For Withhold Management 1.2 Elect Director Jeffrey W. Rollins For Withhold Management 2 Ratify Deloitte & Touche, LLP as For For Management Auditors -------------------------------------------------------------------------------- U.S. SILICA HOLDINGS, INC. Ticker: SLCA Security ID: 90346E103 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Peter C. Bernard For For Management 1B Elect Director Diane K. Duren For For Management 1C Elect Director William J. Kacal For For Management 1D Elect Director Bonnie C. Lind For For Management 1E Elect Director Charles W. Shaver For For Management 1F Elect Director Bryan A. Shinn For For Management 1G Elect Director J. Michael Stice For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Grant Thornton LLP as Auditors For For Management 5 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- UNITED COMMUNITY BANKS, INC. Ticker: UCBI Security ID: 90984P303 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert H. Blalock For For Management 1.2 Elect Director L. Cathy Cox For For Management 1.3 Elect Director Kenneth L. Daniels For For Management 1.4 Elect Director Lance F. Drummond For For Management 1.5 Elect Director H. Lynn Harton For For Management 1.6 Elect Director Jennifer K. Mann For For Management 1.7 Elect Director Thomas A. Richlovsky For For Management 1.8 Elect Director David C. Shaver For For Management 1.9 Elect Director Tim R. Wallis For For Management 1.10 Elect Director David H. Wilkins For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- - 718 - UNITED FIRE GROUP, INC. Ticker: UFCS Security ID: 910340108 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott L. Carlton For For Management 1.2 Elect Director Brenda K. Clancy For For Management 1.3 Elect Director Randy A. Ramlo For For Management 1.4 Elect Director Susan E. Voss For For Management 1.5 Elect Director Lura E. McBride For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Amend Non-Employee Director Omnibus For For Management Stock Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNITED STATES STEEL CORPORATION Ticker: X Security ID: 912909108 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David B. Burritt For For Management 1b Elect Director Patricia Diaz Dennis For For Management 1c Elect Director Dan O. Dinges For For Management 1d Elect Director John J. Engel For For Management 1e Elect Director John V. Faraci For For Management 1f Elect Director Murry S. Gerber For For Management 1g Elect Director Stephen J. Girsky For For Management 1h Elect Director Jeh C. Johnson For For Management 1i Elect Director Paul A. Mascarenas For For Management 1j Elect Director Michael H. McGarry For For Management 1k Elect Director Eugene B. Sperling For For Management 1l Elect Director David S. Sutherland For For Management 1m Elect Director Patricia A. Tracey For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- UNITI GROUP INC. Ticker: UNIT Security ID: 91325V108 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jennifer S. Banner For For Management 1b Elect Director Scott G. Bruce For For Management 1c Elect Director Francis X. "Skip" Frantz For For Management 1d Elect Director Kenneth A. Gunderman For For Management 1e Elect Director Carmen Perez-Carlton For For Management 1f Elect Director David L. Solomon For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- UNITIL CORPORATION Ticker: UTL Security ID: 913259107 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: FEB 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Winfield S. Brown For For Management 1.2 Elect Director Mark H. Collin For For Management 1.3 Elect Director Michael B. Green For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNIVERSAL CORPORATION Ticker: UVV Security ID: 913456109 Meeting Date: AUG 28, 2019 Meeting Type: Annual Record Date: JUL 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas H. Johnson For For Management 1.2 Elect Director Michael T. Lawton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Executive Incentive Bonus Plan For For Management -------------------------------------------------------------------------------- UNIVERSAL FOREST PRODUCTS, INC. Ticker: UFPI Security ID: 913543104 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Benjamin J. McLean For For Management 1b Elect Director Mary E. Tuuk For For Management 1c Elect Director Michael G. Wooldridge For For Management 2 Change Company Name to UFP Industries, For For Management Inc. 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 719 - UNIVERSAL HEALTH REALTY INCOME TRUST Ticker: UHT Security ID: 91359E105 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan B. Miller For For Management 1.2 Elect Director Robert F. McCadden For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Restricted Stock Plan For For Management 4 Ratify KPMG LLP as Auditor For For Management -------------------------------------------------------------------------------- URBAN EDGE PROPERTIES Ticker: UE Security ID: 91704F104 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey S. Olson For For Management 1b Elect Director Michael A. Gould For For Management 1c Elect Director Steven H. Grapstein For For Management 1d Elect Director Steven J. Guttman For For Management 1e Elect Director Amy B. Lane For For Management 1f Elect Director Kevin P. O'Shea For For Management 1g Elect Director Steven Roth For Against Management 1h Elect Director Douglas W. Sesler For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- US ECOLOGY, INC. Ticker: ECOL Security ID: 91732J102 Meeting Date: OCT 23, 2019 Meeting Type: Special Record Date: SEP 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Issue Shares in Connection with Merger For For Management 3 Amend Charter For For Management 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- US ECOLOGY, INC. Ticker: ECOL Security ID: 91734M103 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard Burke For For Management 1.2 Elect Director E. Renae Conley For For Management 1.3 Elect Director Katina Dorton For For Management 1.4 Elect Director Glenn A. Eisenberg For For Management 1.5 Elect Director Jeffrey R. Feeler For For Management 1.6 Elect Director Daniel Fox For For Management 1.7 Elect Director Ronald C. Keating For For Management 1.8 Elect Director John T. Sahlberg For For Management 1.9 Elect Director Melanie Steiner For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VECTOR GROUP LTD. Ticker: VGR Security ID: 92240M108 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bennett S. LeBow For Withhold Management 1.2 Elect Director Howard M. Lorber For Withhold Management 1.3 Elect Director Ronald J. Bernstein For Withhold Management 1.4 Elect Director Stanley S. Arkin For Withhold Management 1.5 Elect Director Henry C. Beinstein For Withhold Management 1.6 Elect Director Paul V. Carlucci For Withhold Management 1.7 Elect Director Jean E. Sharpe For Withhold Management 1.8 Elect Director Barry Watkins For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Adopt Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- VERITEX HOLDINGS, INC. Ticker: VBTX Security ID: 923451108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director C. Malcolm Holland, III For For Management 1.2 Elect Director Pat S. Bolin For For Management 1.3 Elect Director April Box For For Management 1.4 Elect Director Blake Bozman For For Management 1.5 Elect Director William D. Ellis For Withhold Management 1.6 Elect Director William E. Fallon For For Management 1.7 Elect Director Ned N. Fleming, III For For Management 1.8 Elect Director Mark C. Griege For For Management 1.9 Elect Director Gordon Huddleston For For Management 1.10 Elect Director Steven D. Lerner For For Management 1.11 Elect Director Manuel J. Mehos For Withhold Management 1.12 Elect Director Gregory B. Morrison For For Management 1.13 Elect Director John T. Sughrue For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- - 720 - VIAD CORP Ticker: VVI Security ID: 92552R406 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Edward E. Mace For For Management 1b Elect Director Joshua E. Schechter For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VIRTU FINANCIAL, INC. Ticker: VIRT Security ID: 928254101 Meeting Date: JUN 05, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas A. Cifu For Withhold Management 1.2 Elect Director Joseph J. Grano, Jr. For Withhold Management 1.3 Elect Director Robert Greifeld For Withhold Management 1.4 Elect Director John F. (Jack) Sandner For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- VISHAY INTERTECHNOLOGY, INC. Ticker: VSH Security ID: 928298108 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Cody For For Management 1.2 Elect Director Abraham Ludomirski For For Management 1.3 Elect Director Raanan Zilberman For For Management 1.4 Elect Director Jeffrey H. Vanneste For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WADDELL & REED FINANCIAL, INC. Ticker: WDR Security ID: 930059100 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sharilyn S. Gasaway For For Management 1.2 Elect Director Katherine M.A. For For Management ("Allie") Kline 1.3 Elect Director Jerry W. Walton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- WALKER & DUNLOP, INC. Ticker: WD Security ID: 93148P102 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan J. Bowers For For Management 1.2 Elect Director Ellen D. Levy For For Management 1.3 Elect Director Michael D. Malone For For Management 1.4 Elect Director John Rice For For Management 1.5 Elect Director Dana L. Schmaltz For For Management 1.6 Elect Director Howard W. Smith, III For For Management 1.7 Elect Director William M. Walker For For Management 1.8 Elect Director Michael J. Warren For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- WARRIOR MET COAL, INC. Ticker: HCC Security ID: 93627C101 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen D. Williams For For Management 1.2 Elect Director Ana B. Amicarella For For Management 1.3 Elect Director J. Brett Harvey For Withhold Management 1.4 Elect Director Walter J. Scheller, III For For Management 1.5 Elect Director Alan H. Schumacher For Withhold Management 1.6 Elect Director Gareth N. Turner For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Adopt NOL Rights Plan (NOL Pill) For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- - 721 - WASHINGTON REAL ESTATE INVESTMENT TRUST Ticker: WRE Security ID: 939653101 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Benjamin S. Butcher For For Management 1.2 Elect Director William G. Byrnes For For Management 1.3 Elect Director Edward S. Civera For For Management 1.4 Elect Director Ellen M. Goitia For For Management 1.5 Elect Director Paul T. McDermott For For Management 1.6 Elect Director Thomas H. Nolan, Jr. For For Management 1.7 Elect Director Anthony L. Winns For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- WASHINGTON TRUST BANCORP, INC. Ticker: WASH Security ID: 940610108 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John J. Bowen For For Management 1.2 Elect Director Robert A. DiMuccio For For Management 1.3 Elect Director Sandra Glaser Parrillo For For Management 2 Ratify Crowe LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WATTS WATER TECHNOLOGIES, INC. Ticker: WTS Security ID: 942749102 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher L. Conway For For Management 1.2 Elect Director David A. Dunbar For For Management 1.3 Elect Director Louise K. Goeser For For Management 1.4 Elect Director Jes Munk Hansen For For Management 1.5 Elect Director W. Craig Kissel For For Management 1.6 Elect Director Joseph T. Noonan For For Management 1.7 Elect Director Robert J. Pagano, Jr. For For Management 1.8 Elect Director Merilee Raines For For Management 1.9 Elect Director Joseph W. Reitmeier For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- WD-40 COMPANY Ticker: WDFC Security ID: 929236107 Meeting Date: DEC 10, 2019 Meeting Type: Annual Record Date: OCT 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel T. Carter For For Management 1.2 Elect Director Melissa Claassen For For Management 1.3 Elect Director Eric P. Etchart For For Management 1.4 Elect Director Trevor I. Mihalik For For Management 1.5 Elect Director David B. Pendarvis For For Management 1.6 Elect Director Daniel E. Pittard For For Management 1.7 Elect Director Garry O. Ridge For For Management 1.8 Elect Director Gregory A. Sandfort For For Management 1.9 Elect Director Anne G. Saunders For For Management 1.10 Elect Director Neal E. Schmale For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- WEIS MARKETS, INC. Ticker: WMK Security ID: 948849104 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jonathan H. Weis For Withhold Management 1.2 Elect Director Harold G. Graber For Withhold Management 1.3 Elect Director Dennis G. Hatchell For For Management 1.4 Elect Director Edward J. Lauth, III For For Management 1.5 Elect Director Gerrald B. Silverman For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years 5 Require a Majority Vote for the Against For Shareholder Election of Directors -------------------------------------------------------------------------------- WERNER ENTERPRISES, INC. Ticker: WERN Security ID: 950755108 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gerald H. Timmerman For For Management 1.2 Elect Director Diane K. Duren For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- - 722 - WESBANCO, INC. Ticker: WSBC Security ID: 950810101 Meeting Date: OCT 29, 2019 Meeting Type: Special Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Issue Shares in Connection with Merger For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- WESBANCO, INC. Ticker: WSBC Security ID: 950810101 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Crawford For For Management 1.2 Elect Director Todd F. Clossin For For Management 1.3 Elect Director Abigail M. Feinknopf For For Management 1.4 Elect Director Denise Knouse-Snyder For For Management 1.5 Elect Director Jay T. McCamic For For Management 1.6 Elect Director F. Eric Nelson, Jr. For For Management 1.7 Elect Director James W. Cornelsen For For Management 1.8 Elect Director Gregory S. Proctor, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young, LLP as Auditors For For Management -------------------------------------------------------------------------------- WESTAMERICA BANCORPORATION Ticker: WABC Security ID: 957090103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Etta Allen For For Management 1.2 Elect Director Louis E. Bartolini For For Management 1.3 Elect Director E. Joseph Bowler For For Management 1.4 Elect Director Melanie Martella Chiesa For For Management 1.5 Elect Director Michele Hassid For For Management 1.6 Elect Director Catherine Cope MacMillan For For Management 1.7 Elect Director Ronald A. Nelson For For Management 1.8 Elect Director David L. Payne For For Management 1.9 Elect Director Edward B. Sylvester For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- WINNEBAGO INDUSTRIES, INC. Ticker: WGO Security ID: 974637100 Meeting Date: DEC 17, 2019 Meeting Type: Annual Record Date: OCT 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert M. Chiusano For For Management 1.2 Elect Director Richard (Rick) D. Moss For For Management 1.3 Elect Director John M. Murabito For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- WOLVERINE WORLD WIDE, INC. Ticker: WWW Security ID: 978097103 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William K. Gerber For For Management 1b Elect Director Blake W. Krueger For For Management 1c Elect Director Nicholas T. Long For For Management 1d Elect Director Michael A. Volkema For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- WORLD FUEL SERVICES CORPORATION Ticker: INT Security ID: 981475106 Meeting Date: MAY 22, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Kasbar For For Management 1.2 Elect Director Ken (Kanwaljit) Bakshi For For Management 1.3 Elect Director Jorge L. Benitez For For Management 1.4 Elect Director Sharda Cherwoo For For Management 1.5 Elect Director Richard A. Kassar For For Management 1.6 Elect Director John L. Manley For For Management 1.7 Elect Director Stephen K. Roddenberry For For Management 1.8 Elect Director Paul H. Stebbins For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- - 723 - WORTHINGTON INDUSTRIES, INC. Ticker: WOR Security ID: 981811102 Meeting Date: SEP 25, 2019 Meeting Type: Annual Record Date: AUG 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kerrii B. Anderson For Withhold Management 1.2 Elect Director David P. Blom For For Management 1.3 Elect Director John P. McConnell For For Management 1.4 Elect Director Mary Schiavo For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- WSFS FINANCIAL CORPORATION Ticker: WSFS Security ID: 929328102 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Eleuthere I. du Pont For For Management 1b Elect Director David G. Turner For For Management 1c Elect Director Mark A. Turner For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- XENIA HOTELS & RESORTS, INC. Ticker: XHR Security ID: 984017103 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Marcel Verbaas For For Management 1b Elect Director Jeffrey H. Donahue For For Management 1c Elect Director John H. Alschuler For For Management 1d Elect Director Keith E. Bass For For Management 1e Elect Director Thomas M. Gartland For For Management 1f Elect Director Beverly K. Goulet For For Management 1g Elect Director Mary E. McCormick For For Management 1h Elect Director Dennis D. Oklak For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- XPERI CORPORATION Ticker: XPER Security ID: 98421B100 Meeting Date: MAY 29, 2020 Meeting Type: Special Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For For Management - 724 - ======================== US Equity Dividend Select ETF ========================= 3M COMPANY Ticker: MMM Security ID: 88579Y101 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas "Tony" K. Brown For For Management 1b Elect Director Pamela J. Craig For For Management 1c Elect Director David B. Dillon For For Management 1d Elect Director Michael L. Eskew For For Management 1e Elect Director Herbert L. Henkel For For Management 1f Elect Director Amy E. Hood For For Management 1g Elect Director Muhtar Kent For For Management 1h Elect Director Dambisa F. Moyo For For Management 1i Elect Director Gregory R. Page For For Management 1j Elect Director Michael F. Roman For For Management 1k Elect Director Patricia A. Woertz For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Consider Pay Disparity Between Against Against Shareholder Executives and Other Employees -------------------------------------------------------------------------------- ABBVIE INC. Ticker: ABBV Security ID: 00287Y109 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Alpern For For Management 1.2 Elect Director Edward M. Liddy For For Management 1.3 Elect Director Melody B. Meyer For For Management 1.4 Elect Director Frederick H. Waddell For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Require Independent Board Chairman Against Against Shareholder 7 Report on Integrating Risks Related to Against For Shareholder Drug Pricing into Senior Executive Compensation -------------------------------------------------------------------------------- ALTRIA GROUP, INC. Ticker: MO Security ID: 02209S103 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John T. Casteen, III For For Management 1b Elect Director Dinyar S. Devitre For For Management 1c Elect Director Thomas F. Farrell, II For For Management 1d Elect Director Debra J. Kelly-Ennis For For Management 1e Elect Director W. Leo Kiely, III For For Management 1f Elect Director Kathryn B. McQuade For For Management 1g Elect Director George Munoz For For Management 1h Elect Director Mark E. Newman For For Management 1i Elect Director Nabil Y. Sakkab For For Management 1j Elect Director Virginia E. Shanks For For Management 1k Elect Director Howard A. Willard, III None None Management *Withdrawn Resolution* 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Report on Underage Tobacco Prevention Against For Shareholder Policies -------------------------------------------------------------------------------- AMERICAN ELECTRIC POWER COMPANY, INC. Ticker: AEP Security ID: 025537101 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicholas K. Akins For For Management 1.2 Elect Director David J. Anderson For For Management 1.3 Elect Director J. Barnie Beasley, Jr. For For Management 1.4 Elect Director Ralph D. Crosby, Jr. For For Management 1.5 Elect Director Art A. Garcia For For Management 1.6 Elect Director Linda A. Goodspeed For For Management 1.7 Elect Director Thomas E. Hoaglin For For Management 1.8 Elect Director Sandra Beach Lin For For Management 1.9 Elect Director Margaret M. McCarthy For For Management 1.10 Elect Director Richard C. Notebaert For For Management 1.11 Elect Director Stephen S. Rasmussen For For Management 1.12 Elect Director Oliver G. Richard, III For For Management 1.13 Elect Director Sara Martinez Tucker For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 725 - ANADARKO PETROLEUM CORPORATION Ticker: APC Security ID: 032511107 Meeting Date: AUG 08, 2019 Meeting Type: Special Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management -------------------------------------------------------------------------------- ANNALY CAPITAL MANAGEMENT, INC. Ticker: NLY Security ID: 035710409 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Francine J. Bovich For For Management 1b Elect Director Katie Beirne Fallon For For Management 1c Elect Director David L. Finkelstein For For Management 1d Elect Director Thomas Hamilton For For Management 1e Elect Director Kathy Hopinkah Hannan For For Management 1f Elect Director John H. Schaefer For For Management 1g Elect Director Glenn A. Votek For For Management 1h Elect Director Vicki Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Provide Right to Act by Written Consent None For Shareholder -------------------------------------------------------------------------------- ARCHER-DANIELS-MIDLAND COMPANY Ticker: ADM Security ID: 039483102 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael S. Burke For For Management 1b Elect Director Terrell K. Crews For For Management 1c Elect Director Pierre Dufour For For Management 1d Elect Director Donald E. Felsinger For For Management 1e Elect Director Suzan F. Harrison For For Management 1f Elect Director Juan R. Luciano For For Management 1g Elect Director Patrick J. Moore For For Management 1h Elect Director Francisco J. Sanchez For For Management 1i Elect Director Debra A. Sandler For For Management 1j Elect Director Lei Z. Schlitz For For Management 1k Elect Director Kelvin R. Westbrook For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- AT&T INC. Ticker: T Security ID: 00206R102 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Randall L. Stephenson For For Management 1.2 Elect Director Samuel A. Di Piazza, Jr. For For Management 1.3 Elect Director Richard W. Fisher For For Management 1.4 Elect Director Scott T. Ford For For Management 1.5 Elect Director Glenn H. Hutchins For For Management 1.6 Elect Director William E. Kennard For For Management 1.7 Elect Director Debra L. Lee For For Management 1.8 Elect Director Stephen J. Luczo For For Management 1.9 Elect Director Michael B. McCallister For For Management 1.10 Elect Director Beth E. Mooney For For Management 1.11 Elect Director Matthew K. Rose For For Management 1.12 Elect Director Cynthia B. Taylor For For Management 1.13 Elect Director Geoffrey Y. Yang For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder 5 Approve Nomination of Employee Against Against Shareholder Representative Director 6 Improve Guiding Principles of Against Against Shareholder Executive Compensation -------------------------------------------------------------------------------- AVALONBAY COMMUNITIES, INC. Ticker: AVB Security ID: 053484101 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Glyn F. Aeppel For For Management 1b Elect Director Terry S. Brown For For Management 1c Elect Director Alan B. Buckelew For For Management 1d Elect Director Ronald L. Havner, Jr. For For Management 1e Elect Director Stephen P. Hills For For Management 1f Elect Director Richard J. Lieb For For Management 1g Elect Director Timothy J. Naughton For For Management 1h Elect Director H. Jay Sarles For For Management 1i Elect Director Susan Swanezy For For Management 1j Elect Director W. Edward Walter For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement for Future Charter Amendments and Other Extraordinary Actions -------------------------------------------------------------------------------- - 726 - BAKER HUGHES COMPANY Ticker: BKR Security ID: 05722G100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director W. Geoffrey Beattie For For Management 1.2 Elect Director Gregory D. Brenneman For For Management 1.3 Elect Director Cynthia B. Carroll For For Management 1.4 Elect Director Clarence P. Cazalot, Jr. For For Management 1.5 Elect Director Nelda J. Connors For For Management 1.6 Elect Director Gregory L. Ebel For For Management 1.7 Elect Director Lynn L. Elsenhans For For Management 1.8 Elect Director John G. Rice For Withhold Management 1.9 Elect Director Lorenzo Simonelli For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BB&T CORPORATION Ticker: BBT Security ID: 054937107 Meeting Date: JUL 30, 2019 Meeting Type: Special Record Date: JUN 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Change Company Name to Truist For For Management Financial Corporation 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- BOSTON PROPERTIES, INC. Ticker: BXP Security ID: 101121101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joel I. Klein For For Management 1b Elect Director Kelly A. Ayotte For For Management 1c Elect Director Bruce W. Duncan For For Management 1d Elect Director Karen E. Dykstra For For Management 1e Elect Director Carol B. Einiger For For Management 1f Elect Director Diane J. Hoskins For For Management 1g Elect Director Douglas T. Linde For For Management 1h Elect Director Matthew J. Lustig For For Management 1i Elect Director Owen D. Thomas For For Management 1j Elect Director David A. Twardock For For Management 1k Elect Director William H. Walton, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- BROADCOM INC. Ticker: AVGO Security ID: 11135F101 Meeting Date: MAR 30, 2020 Meeting Type: Annual Record Date: FEB 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Hock E. Tan For For Management 1b Elect Director Henry Samueli For For Management 1c Elect Director Eddy W. Hartenstein For For Management 1d Elect Director Diane M. Bryant For For Management 1e Elect Director Gayla J. Delly For For Management 1f Elect Director Raul J. Fernandez For For Management 1g Elect Director Check Kian Low For For Management 1h Elect Director Justine F. Page For For Management 1i Elect Director Harry L. You For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- CAMDEN PROPERTY TRUST Ticker: CPT Security ID: 133131102 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard J. Campo For For Management 1.2 Elect Director Heather J. Brunner For For Management 1.3 Elect Director Mark D. Gibson For For Management 1.4 Elect Director Scott S. Ingraham For For Management 1.5 Elect Director Renu Khator For For Management 1.6 Elect Director D. Keith Oden For For Management 1.7 Elect Director William F. Paulsen For For Management 1.8 Elect Director Frances Aldrich For For Management Sevilla-Sacasa 1.9 Elect Director Steven A. Webster For For Management 1.10 Elect Director Kelvin R. Westbrook For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 727 - CAMPBELL SOUP COMPANY Ticker: CPB Security ID: 134429109 Meeting Date: NOV 20, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Fabiola R. Arredondo For For Management 1.2 Elect Director Howard M. Averill For For Management 1.3 Elect Director John P. (JP) Bilbrey For For Management 1.4 Elect Director Mark A. Clouse For For Management 1.5 Elect Director Bennett Dorrance For For Management 1.6 Elect Director Maria Teresa (Tessa) For For Management Hilado 1.7 Elect Director Sarah Hofstetter For For Management 1.8 Elect Director Marc B. Lautenbach For For Management 1.9 Elect Director Mary Alice Dorrance For For Management Malone 1.10 Elect Director Keith R. McLoughlin For For Management 1.11 Elect Director Kurt T. Schmidt For For Management 1.12 Elect Director Archbold D. van Beuren For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CARDINAL HEALTH, INC. Ticker: CAH Security ID: 14149Y108 Meeting Date: NOV 06, 2019 Meeting Type: Annual Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Colleen F. Arnold For For Management 1.2 Elect Director Carrie S. Cox For For Management 1.3 Elect Director Calvin Darden For For Management 1.4 Elect Director Bruce L. Downey For For Management 1.5 Elect Director Patricia A. Hemingway For For Management Hall 1.6 Elect Director Akhil Johri For For Management 1.7 Elect Director Michael C. Kaufmann For For Management 1.8 Elect Director Gregory B. Kenny For For Management 1.9 Elect Director Nancy Killefer For For Management 1.10 Elect Director J. Michael Losh For For Management 1.11 Elect Director Dean A. Scarborough For For Management 1.12 Elect Director John H. Weiland For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CARNIVAL CORPORATION Ticker: CCL Security ID: 143658300 Meeting Date: APR 06, 2020 Meeting Type: Annual Record Date: FEB 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Micky Arison as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 2 Re-elect Jonathon Band as a Director For For Management of Carnival Corporation and as a Director of Carnival plc. 3 Re-elect Jason Glen Cahilly as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 4 Re-elect Helen Deeble as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 5 Re-elect Arnold W. Donald as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 6 Re-elect Richard J. Glasier as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 7 Re-elect Katie Lahey as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 8 Re-elect John Parker as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 9 Re-elect Stuart Subotnick as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 10 Re-elect Laura Weil as a Director of For For Management Carnival Corporation and as a Director of Carnival plc. 11 Re-elect Randall J. Weisenburger as a For For Management Director of Carnival Corporation and as a Director of Carnival plc. 12 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 13 Approve Directors' Remuneration Report For For Management other than Remuneration Report Set out in Section B of Part II (in accordance with legal requirements applicable to UK companies) 14 Approve Directors' Remuneration Policy For For Management (in accordance with legal requirements applicable to UK companies) 15 Reappoint PricewaterhouseCoopers LLP For For Management as Independent Auditors of Carnival plc; Ratify the Selection of the U.S. Firm of PricewaterhouseCoopers LLP as the Independent Registered Certified Public Accounting Firm of Carnival Corporation 16 Authorize Board to Fix Remuneration of For For Management Auditors 17 Receive the UK Accounts and Reports of For For Management the Directors and Auditors of Carnival plc for the year ended November 30, 2019 (in accordance with legal requirements applicable to UK companies). 18 Approve Issuance of Equity For For Management 19 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 20 Authorize Share Repurchase Program For For Management 21 Approve Omnibus Stock Plan For For Management 22 Approve UK Employee Share Purchase Plan For For Management -------------------------------------------------------------------------------- - 728 - CENTERPOINT ENERGY, INC. Ticker: CNP Security ID: 15189T107 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie D. Biddle For For Management 1b Elect Director Milton Carroll For For Management 1c Elect Director Scott J. McLean For For Management 1d Elect Director Martin H. Nesbitt For For Management 1e Elect Director Theodore F. Pound For For Management 1f Elect Director Susan O. Rheney For For Management 1g Elect Director Phillip R. Smith For For Management 1h Elect Director John W. Somerhalder, II For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Non-Employee Director Restricted For For Management Stock Plan -------------------------------------------------------------------------------- CENTURYLINK, INC. Ticker: CTL Security ID: 156700106 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Martha H. Bejar For For Management 1b Elect Director Virginia Boulet For For Management 1c Elect Director Peter C. Brown For For Management 1d Elect Director Kevin P. Chilton For For Management 1e Elect Director Steven "Terry" Clontz For For Management 1f Elect Director T. Michael Glenn For For Management 1g Elect Director W. Bruce Hanks For For Management 1h Elect Director Hal S. Jones For For Management 1i Elect Director Michael J. Roberts For For Management 1j Elect Director Laurie A. Siegel For For Management 1k Elect Director Jeffrey K. Storey For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- CHEVRON CORPORATION Ticker: CVX Security ID: 166764100 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wanda M. Austin For For Management 1b Elect Director John B. Frank For For Management 1c Elect Director Alice P. Gast For For Management 1d Elect Director Enrique Hernandez, Jr. For For Management 1e Elect Director Charles W. Moorman, IV For For Management 1f Elect Director Dambisa F. Moyo For For Management 1g Elect Director Debra Reed-Klages For For Management 1h Elect Director Ronald D. Sugar For For Management 1i Elect Director D. James Umpleby, III For For Management 1j Elect Director Michael K. Wirth For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Establish Board Committee on Climate Against Against Shareholder Risk 6 Report on Climate Lobbying Aligned Against For Shareholder with Paris Agreement Goals 7 Report on Petrochemical Risk Against For Shareholder 8 Report on Human Rights Practices Against Against Shareholder 9 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 10 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Ticker: CSCO Security ID: 17275R102 Meeting Date: DEC 10, 2019 Meeting Type: Annual Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For For Management 1b Elect Director Wesley G. Bush For For Management 1c Elect Director Michael D. Capellas For For Management 1d Elect Director Mark Garrett For For Management 1e Elect Director Kristina M. Johnson For For Management 1f Elect Director Roderick C. McGeary For For Management 1g Elect Director Charles H. Robbins For For Management 1h Elect Director Arun Sarin For For Management 1i Elect Director Brenton L. Saunders For For Management 1j Elect Director Carol B. Tome For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- - 729 - CITIZENS FINANCIAL GROUP, INC. Ticker: CFG Security ID: 174610105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce Van Saun For For Management 1.2 Elect Director Christine M. Cumming For For Management 1.3 Elect Director William P. Hankowsky For For Management 1.4 Elect Director Howard W. Hanna, III For For Management 1.5 Elect Director Leo I. ("Lee") Higdon For For Management 1.6 Elect Director Edward J. ("Ned") For For Management Kelly, III 1.7 Elect Director Charles J. ("Bud") Koch For For Management 1.8 Elect Director Robert G. Leary For For Management 1.9 Elect Director Terrance J. Lillis For For Management 1.10 Elect Director Shivan Subramaniam For For Management 1.11 Elect Director Wendy A. Watson For For Management 1.12 Elect Director Marita Zuraitis For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Provide Right to Call Special Meeting For For Management 5 Amend Certificate of Incorporation to For For Management Remove Non-Operative Provisions -------------------------------------------------------------------------------- COMERICA INCORPORATED Ticker: CMA Security ID: 200340107 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael E. Collins For For Management 1.2 Elect Director Roger A. Cregg For For Management 1.3 Elect Director T. Kevin DeNicola For For Management 1.4 Elect Director Curtis C. Farmer For For Management 1.5 Elect Director Jacqueline P. Kane For For Management 1.6 Elect Director Richard G. Lindner For For Management 1.7 Elect Director Barbara R. Smith For For Management 1.8 Elect Director Robert S. Taubman For For Management 1.9 Elect Director Reginald M. Turner, Jr. For For Management 1.10 Elect Director Nina G. Vaca For For Management 1.11 Elect Director Michael G. Van de Ven For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CONAGRA BRANDS, INC. Ticker: CAG Security ID: 205887102 Meeting Date: SEP 19, 2019 Meeting Type: Annual Record Date: JUL 30, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anil Arora For For Management 1b Elect Director Thomas "Tony" K. Brown For For Management 1c Elect Director Stephen G. Butler For For Management 1d Elect Director Sean M. Connolly For For Management 1e Elect Director Joie A. Gregor For For Management 1f Elect Director Rajive Johri For For Management 1g Elect Director Richard H. Lenny For For Management 1h Elect Director Melissa Lora For For Management 1i Elect Director Ruth Ann Marshall For For Management 1j Elect Director Craig P. Omtvedt For For Management 1k Elect Director Scott Ostfeld For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CONSOLIDATED EDISON, INC. Ticker: ED Security ID: 209115104 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George Campbell, Jr. For For Management 1.2 Elect Director Ellen V. Futter For For Management 1.3 Elect Director John F. Killian For For Management 1.4 Elect Director John McAvoy For For Management 1.5 Elect Director William J. Mulrow For For Management 1.6 Elect Director Armando J. Olivera For For Management 1.7 Elect Director Michael W. Ranger For For Management 1.8 Elect Director Linda S. Sanford For For Management 1.9 Elect Director Deirdre Stanley For For Management 1.10 Elect Director L. Frederick Sutherland For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CORNING INCORPORATED Ticker: GLW Security ID: 219350105 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Donald W. Blair For For Management 1b Elect Director Leslie A. Brun For For Management 1c Elect Director Stephanie A. Burns For For Management 1d Elect Director Richard T. Clark For For Management 1e Elect Director Robert F. Cummings, Jr. For For Management 1f Elect Director Deborah A. Henretta For For Management 1g Elect Director Daniel P. Huttenlocher For For Management 1h Elect Director Kurt M. Landgraf For For Management 1i Elect Director Kevin J. Martin For For Management 1j Elect Director Deborah D. Rieman For For Management 1k Elect Director Hansel E. Tookes, II For For Management 1l Elect Director Wendell P. Weeks For For Management 1m Elect Director Mark S. Wrighton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- - 730 - CROWN CASTLE INTERNATIONAL CORP. Ticker: CCI Security ID: 22822V101 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director P. Robert Bartolo For For Management 1b Elect Director Jay A. Brown For For Management 1c Elect Director Cindy Christy For For Management 1d Elect Director Ari Q. Fitzgerald For For Management 1e Elect Director Robert E. Garrison, II For For Management 1f Elect Director Andrea J. Goldsmith For For Management 1g Elect Director Lee W. Hogan For For Management 1h Elect Director Edward C. Hutcheson, Jr. For For Management 1i Elect Director J. Landis Martin For For Management 1j Elect Director Robert F. McKenzie For For Management 1k Elect Director Anthony J. Melone For For Management 1l Elect Director W. Benjamin Moreland For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CUMMINS INC. Ticker: CMI Security ID: 231021106 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director N. Thomas Linebarger For For Management 2 Elect Director Robert J. Bernhard For For Management 3 Elect Director Franklin R. Chang Diaz For For Management 4 Elect Director Bruno V. Di Leo Allen For For Management 5 Elect Director Stephen B. Dobbs For For Management 6 Elect Director Robert K. Herdman For For Management 7 Elect Director Alexis M. Herman For For Management 8 Elect Director Thomas J. Lynch For For Management 9 Elect Director William I. Miller For For Management 10 Elect Director Georgia R. Nelson For For Management 11 Elect Director Karen H. Quintos For For Management 12 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 13 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 14 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- CVS HEALTH CORPORATION Ticker: CVS Security ID: 126650100 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fernando Aguirre For For Management 1b Elect Director C. David Brown, II For For Management 1c Elect Director Alecia A. DeCoudreaux For For Management 1d Elect Director Nancy-Ann M. DeParle For For Management 1e Elect Director David W. Dorman For For Management 1f Elect Director Roger N. Farah For For Management 1g Elect Director Anne M. Finucane For For Management 1h Elect Director Edward J. Ludwig For For Management 1i Elect Director Larry J. Merlo For For Management 1j Elect Director Jean-Pierre Millon For For Management 1k Elect Director Mary L. Schapiro For For Management 1l Elect Director William C. Weldon For For Management 1m Elect Director Tony L. White For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan 6 Amend Shareholder Written Consent Against Against Shareholder Provisions 7 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- DARDEN RESTAURANTS, INC. Ticker: DRI Security ID: 237194105 Meeting Date: SEP 18, 2019 Meeting Type: Annual Record Date: JUL 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Margaret Shan Atkins For For Management 1.2 Elect Director James P. Fogarty For For Management 1.3 Elect Director Cynthia T. Jamison For For Management 1.4 Elect Director Eugene I. (Gene) Lee, For For Management Jr. 1.5 Elect Director Nana Mensah For For Management 1.6 Elect Director William S. Simon For For Management 1.7 Elect Director Charles M. (Chuck) For For Management Sonsteby 1.8 Elect Director Timothy J. Wilmott For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- - 731 - DELTA AIR LINES, INC. Ticker: DAL Security ID: 247361702 Meeting Date: JUN 18, 2020 Meeting Type: Annual Record Date: APR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Edward H. Bastian For For Management 1b Elect Director Francis S. Blake For For Management 1c Elect Director Ashton B. Carter For For Management 1d Elect Director David G. DeWalt For For Management 1e Elect Director William H. Easter, III For For Management 1f Elect Director Christopher A. Hazleton For For Management 1g Elect Director Michael P. Huerta For For Management 1h Elect Director Jeanne P. Jackson For For Management 1i Elect Director George N. Mattson For For Management 1j Elect Director Sergio A. L. Rial For For Management 1k Elect Director David S. Taylor For For Management 1l Elect Director Kathy N. Waller For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Provide Right to Act by Written Consent Against For Shareholder 5 Report on Climate Lobbying Against For Shareholder 6 Report on Political Contributions Against For Shareholder 7 Report on Sexual Harassment Policy Against For Shareholder -------------------------------------------------------------------------------- DIGITAL REALTY TRUST, INC. Ticker: DLR Security ID: 253868103 Meeting Date: FEB 27, 2020 Meeting Type: Special Record Date: JAN 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with For For Management Acquisition 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- DIGITAL REALTY TRUST, INC. Ticker: DLR Security ID: 253868103 Meeting Date: JUN 08, 2020 Meeting Type: Annual Record Date: APR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Laurence A. Chapman For For Management 1b Elect Director Alexis Black Bjorlin For For Management 1c Elect Director Michael A. Coke For Against Management 1d Elect Director VeraLinn "Dash" Jamieson For For Management 1e Elect Director Kevin J. Kennedy For For Management 1f Elect Director William G. LaPerch For Against Management 1g Elect Director Jean F.H.P. Mandeville For For Management 1h Elect Director Afshin Mohebbi For For Management 1i Elect Director Mark R. Patterson For For Management 1j Elect Director Mary Hogan Preusse For Against Management 1k Elect Director A. William Stein For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DOMINION ENERGY, INC. Ticker: D Security ID: 25746U109 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James A. Bennett For For Management 1b Elect Director Helen E. Dragas For For Management 1c Elect Director James O. Ellis, Jr. For For Management 1d Elect Director Thomas F. Farrell, II For For Management 1e Elect Director D. Maybank Hagood For For Management 1f Elect Director John W. Harris For For Management 1g Elect Director Ronald W. Jibson For For Management 1h Elect Director Mark J. Kington For For Management 1i Elect Director Joseph M. Rigby For For Management 1j Elect Director Pamela J. Royal For For Management 1k Elect Director Robert H. Spilman, Jr. For For Management 1l Elect Director Susan N. Story For For Management 1m Elect Director Michael E. Szymanczyk For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- DOW INC. Ticker: DOW Security ID: 260557103 Meeting Date: APR 09, 2020 Meeting Type: Annual Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Samuel R. Allen For For Management 1b Elect Director Ajay Banga For For Management 1c Elect Director Jacqueline K. Barton For For Management 1d Elect Director James A. Bell For For Management 1e Elect Director Wesley G. Bush For For Management 1f Elect Director Richard K. Davis For For Management 1g Elect Director Jeff M. Fettig For For Management 1h Elect Director Jim Fitterling For For Management 1i Elect Director Jacqueline C. Hinman For For Management 1j Elect Director Jill S. Wyant For For Management 1k Elect Director Daniel W. Yohannes For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- - 732 - DTE ENERGY COMPANY Ticker: DTE Security ID: 233331107 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 10, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gerard M. Anderson For For Management 1.2 Elect Director David A. Brandon For For Management 1.3 Elect Director Charles G. McClure, Jr. For For Management 1.4 Elect Director Gail J. McGovern For For Management 1.5 Elect Director Mark A. Murray For For Management 1.6 Elect Director Gerardo Norcia For For Management 1.7 Elect Director Ruth G. Shaw For For Management 1.8 Elect Director Robert C. Skaggs, Jr. For For Management 1.9 Elect Director David A. Thomas For For Management 1.10 Elect Director Gary H. Torgow For For Management 1.11 Elect Director James H. Vandenberghe For For Management 1.12 Elect Director Valerie M. Williams For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- DUKE ENERGY CORPORATION Ticker: DUK Security ID: 26441C204 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael G. Browning For For Management 1.2 Elect Director Annette K. Clayton For For Management 1.3 Elect Director Theodore F. Craver, Jr. For For Management 1.4 Elect Director Robert M. Davis For For Management 1.5 Elect Director Daniel R. DiMicco For For Management 1.6 Elect Director Nicholas C. Fanandakis For For Management 1.7 Elect Director Lynn J. Good For For Management 1.8 Elect Director John T. Herron For For Management 1.9 Elect Director William E. Kennard For For Management 1.10 Elect Director E. Marie McKee For For Management 1.11 Elect Director Marya M. Rose For For Management 1.12 Elect Director Thomas E. Skains For For Management 1.13 Elect Director William E. Webster, Jr. For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder 5 Eliminate Supermajority Vote None For Shareholder Requirement 6 Report on Political Contributions Against For Shareholder 7 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- EASTMAN CHEMICAL COMPANY Ticker: EMN Security ID: 277432100 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Humberto P. Alfonso For For Management 1.2 Elect Director Brett D. Begemann For For Management 1.3 Elect Director Mark J. Costa For For Management 1.4 Elect Director Edward L. Doheny, II For For Management 1.5 Elect Director Julie F. Holder For For Management 1.6 Elect Director Renee J. Hornbaker For For Management 1.7 Elect Director Kim Ann Mink For For Management 1.8 Elect Director James J. O'Brien For For Management 1.9 Elect Director David W. Raisbeck For For Management 1.10 Elect Director Charles K. Stevens, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- EATON CORPORATION PLC Ticker: ETN Security ID: G29183103 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Craig Arnold For For Management 1b Elect Director Christopher M. Connor For For Management 1c Elect Director Michael J. Critelli For For Management 1d Elect Director Richard H. Fearon For For Management 1e Elect Director Olivier Leonetti For For Management 1f Elect Director Deborah L. McCoy For For Management 1g Elect Director Silvio Napoli For For Management 1h Elect Director Gregory R. Page For For Management 1i Elect Director Sandra Pianalto For For Management 1j Elect Director Lori J. Ryerkerk For For Management 1k Elect Director Gerald B. Smith For For Management 1l Elect Director Dorothy C. Thompson For For Management 2 Approve Omnibus Stock Plan For For Management 3 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Authorize Issue of Equity with For For Management Pre-emptive Rights 6 Authorize Issue of Equity without For For Management Pre-emptive Rights 7 Authorize Share Repurchase of Issued For For Management Share Capital -------------------------------------------------------------------------------- - 733 - EBAY INC. Ticker: EBAY Security ID: 278642103 Meeting Date: JUN 29, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony J. Bates For For Management 1b Elect Director Adriane M. Brown For For Management 1c Elect Director Jesse A. Cohn For For Management 1d Elect Director Diana Farrell For For Management 1e Elect Director Logan D. Green For For Management 1f Elect Director Bonnie S. Hammer For For Management 1g Elect Director Jamie Iannone For For Management 1h Elect Director Kathleen C. Mitic For For Management 1i Elect Director Matthew J. Murphy For For Management 1j Elect Director Pierre M. Omidyar For For Management 1k Elect Director Paul S. Pressler For For Management 1l Elect Director Robert H. Swan For For Management 1m Elect Director Perry M. Traquina For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- EDISON INTERNATIONAL Ticker: EIX Security ID: 281020107 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeanne Beliveau-Dunn For For Management 1b Elect Director Michael C. Camunez For For Management 1c Elect Director Vanessa C.L. Chang For For Management 1d Elect Director James T. Morris For For Management 1e Elect Director Timothy T. O'Toole For For Management 1f Elect Director Pedro J. Pizarro For For Management 1g Elect Director Carey A. Smith For For Management 1h Elect Director Linda G. Stuntz For For Management 1i Elect Director William P. Sullivan For For Management 1j Elect Director Peter J. Taylor For For Management 1k Elect Director Keith Trent For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- EMERSON ELECTRIC CO. Ticker: EMR Security ID: 291011104 Meeting Date: FEB 04, 2020 Meeting Type: Annual Record Date: NOV 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin S. Craighead For For Management 1.2 Elect Director David N. Farr For For Management 1.3 Elect Director Gloria A. Flach For For Management 1.4 Elect Director Matthew S. Levatich For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- ENTERGY CORPORATION Ticker: ETR Security ID: 29364G103 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John R. Burbank For For Management 1b Elect Director Patrick J. Condon For For Management 1c Elect Director Leo P. Denault For For Management 1d Elect Director Kirkland H. Donald For For Management 1e Elect Director Philip L. Frederickson For For Management 1f Elect Director Alexis M. Herman For For Management 1g Elect Director M. Elise Hyland For For Management 1h Elect Director Stuart L. Levenick For For Management 1i Elect Director Blanche Lambert Lincoln For For Management 1j Elect Director Karen A. Puckett For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EQUITY RESIDENTIAL Ticker: EQR Security ID: 29476L107 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Raymond Bennett For For Management 1.2 Elect Director Linda Walker Bynoe For For Management 1.3 Elect Director Connie K. Duckworth For For Management 1.4 Elect Director Mary Kay Haben For For Management 1.5 Elect Director Tahsinul Zia Huque For For Management 1.6 Elect Director Bradley A. Keywell For For Management 1.7 Elect Director John E. Neal For For Management 1.8 Elect Director David J. Neithercut For For Management 1.9 Elect Director Mark J. Parrell For For Management 1.10 Elect Director Mark S. Shapiro For For Management 1.11 Elect Director Stephen E. Sterrett For For Management 1.12 Elect Director Samuel Zell For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 734 - EVERGY, INC. Ticker: EVRG Security ID: 30034W106 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kirkland B. Andrews For For Management 1b Elect Director Terry Bassham For For Management 1c Elect Director Mollie Hale Carter For For Management 1d Elect Director Richard L. Hawley For For Management 1e Elect Director Thomas D. Hyde For For Management 1f Elect Director B. Anthony Isaac For For Management 1g Elect Director Paul M. Keglevic For For Management 1h Elect Director Sandra A.J. Lawrence For For Management 1i Elect Director Ann D. Murtlow For For Management 1j Elect Director Sandra J. Price For For Management 1k Elect Director Mark A. Ruelle For For Management 1l Elect Director S. Carl Soderstrom, Jr. For For Management 1m Elect Director John Arthur Stall For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- EXELON CORPORATION Ticker: EXC Security ID: 30161N101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony Anderson For For Management 1b Elect Director Ann Berzin For For Management 1c Elect Director Laurie Brlas For For Management 1d Elect Director Christopher M. Crane For For Management 1e Elect Director Yves C. de Balmann For For Management 1f Elect Director Nicholas DeBenedictis For For Management 1g Elect Director Linda P. Jojo For For Management 1h Elect Director Paul Joskow For For Management 1i Elect Director Robert J. Lawless For For Management 1j Elect Director John Richardson For For Management 1k Elect Director Mayo Shattuck, III For For Management 1l Elect Director John F. Young For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- EXTRA SPACE STORAGE INC. Ticker: EXR Security ID: 30225T102 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth M. Woolley For For Management 1.2 Elect Director Joseph D. Margolis For For Management 1.3 Elect Director Roger B. Porter For For Management 1.4 Elect Director Joseph J. Bonner For For Management 1.5 Elect Director Gary L. Crittenden For For Management 1.6 Elect Director Ashley Dreier For For Management 1.7 Elect Director Spencer F. Kirk For For Management 1.8 Elect Director Dennis J. Letham For For Management 1.9 Elect Director Diane Olmstead For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EXXON MOBIL CORPORATION Ticker: XOM Security ID: 30231G102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Susan K. Avery For For Management 1.2 Elect Director Angela F. Braly For For Management 1.3 Elect Director Ursula M. Burns For For Management 1.4 Elect Director Kenneth C. Frazier For For Management 1.5 Elect Director Joseph L. Hooley For For Management 1.6 Elect Director Steven A. Kandarian For For Management 1.7 Elect Director Douglas R. Oberhelman For For Management 1.8 Elect Director Samuel J. Palmisano For For Management 1.9 Elect Director William C. Weldon For For Management 1.10 Elect Director Darren W. Woods For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chair Against Against Shareholder 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 6 Report on Costs & Benefits of Against Against Shareholder Climate-Related Expenditures 7 Report on Risks of Petrochemical Against Against Shareholder Operations in Flood Prone Areas 8 Report on Political Contributions Against For Shareholder 9 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- - 735 - FEDERAL REALTY INVESTMENT TRUST Ticker: FRT Security ID: 313747206 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jon E. Bortz For For Management 1.2 Elect Director David W. Faeder For For Management 1.3 Elect Director Elizabeth I. Holland For For Management 1.4 Elect Director Mark S. Ordan For For Management 1.5 Elect Director Gail P. Steinel For For Management 1.6 Elect Director Joseph S. Vassalluzzo For For Management 1.7 Elect Director Donald C. Wood For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- FIDELITY NATIONAL FINANCIAL, INC. Ticker: FNF Security ID: 31620R303 Meeting Date: JUN 10, 2020 Meeting Type: Annual Record Date: APR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William P. Foley, II For For Management 1.2 Elect Director Douglas K. Ammerman For For Management 1.3 Elect Director Thomas M. Hagerty For For Management 1.4 Elect Director Peter O. Shea, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- FIFTH THIRD BANCORP Ticker: FITB Security ID: 316773100 Meeting Date: APR 14, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicholas K. Akins For For Management 1.2 Elect Director B. Evan Bayh, III For For Management 1.3 Elect Director Jorge L. Benitez For For Management 1.4 Elect Director Katherine B. Blackburn For For Management 1.5 Elect Director Emerson L. Brumback For For Management 1.6 Elect Director Jerry W. Burris For For Management 1.7 Elect Director Greg D. Carmichael For For Management 1.8 Elect Director C. Bryan Daniels For For Management 1.9 Elect Director Thomas H. Harvey For For Management 1.10 Elect Director Gary R. Heminger For For Management 1.11 Elect Director Jewell D. Hoover For For Management 1.12 Elect Director Eileen A. Mallesch For For Management 1.13 Elect Director Michael B. McCallister For For Management 1.14 Elect Director Marsha C. Williams For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- FIRSTENERGY CORP. Ticker: FE Security ID: 337932107 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Anderson For For Management 1.2 Elect Director Steven J. Demetriou For For Management 1.3 Elect Director Julia L. Johnson For For Management 1.4 Elect Director Charles E. Jones For For Management 1.5 Elect Director Donald T. Misheff For For Management 1.6 Elect Director Thomas N. Mitchell For For Management 1.7 Elect Director James F. O'Neil, III For For Management 1.8 Elect Director Christopher D. Pappas For For Management 1.9 Elect Director Sandra Pianalto For For Management 1.10 Elect Director Luis A. Reyes For For Management 1.11 Elect Director Leslie M. Turner For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Amend Code of Regulations to Authorize For For Management Board to Make Certain Future Amendments 6 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- FORD MOTOR COMPANY Ticker: F Security ID: 345370860 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kimberly A. Casiano For For Management 1b Elect Director Anthony F. Earley, Jr. For For Management 1c Elect Director Edsel B. Ford, II For For Management 1d Elect Director William Clay Ford, Jr. For For Management 1e Elect Director James P. Hackett For For Management 1f Elect Director William W. Helman, IV For For Management 1g Elect Director William E. Kennard For For Management 1h Elect Director John C. Lechleiter For For Management 1i Elect Director Beth E. Mooney For For Management 1j Elect Director John L. Thornton For For Management 1k Elect Director John B. Veihmeyer For For Management 1l Elect Director Lynn M. Vojvodich For For Management 1m Elect Director John S. Weinberg For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 5 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- - 736 - FRANKLIN RESOURCES, INC. Ticker: BEN Security ID: 354613101 Meeting Date: FEB 11, 2020 Meeting Type: Annual Record Date: DEC 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter K. Barker For For Management 1b Elect Director Mariann Byerwalter For For Management 1c Elect Director Gregory E. Johnson For For Management 1d Elect Director Jennifer M. Johnson For For Management 1e Elect Director Rupert H. Johnson, Jr. For For Management 1f Elect Director Anthony J. Noto For For Management 1g Elect Director Mark C. Pigott For For Management 1h Elect Director Laura Stein For For Management 1i Elect Director Seth H. Waugh For For Management 1j Elect Director Geoffrey Y. Yang For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GENERAL MILLS, INC. Ticker: GIS Security ID: 370334104 Meeting Date: SEP 24, 2019 Meeting Type: Annual Record Date: JUL 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director R. Kerry Clark For For Management 1b Elect Director David M. Cordani For For Management 1c Elect Director Roger W. Ferguson, Jr. For For Management 1d Elect Director Jeffrey L. Harmening For For Management 1e Elect Director Maria G. Henry For For Management 1f Elect Director Elizabeth C. Lempres For For Management 1g Elect Director Diane L. Neal For For Management 1h Elect Director Steve Odland For For Management 1i Elect Director Maria A. Sastre For For Management 1j Elect Director Eric D. Sprunk For For Management 1k Elect Director Jorge A. Uribe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- GENERAL MOTORS COMPANY Ticker: GM Security ID: 37045V100 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary T. Barra For For Management 1b Elect Director Wesley G. Bush For For Management 1c Elect Director Linda R. Gooden For For Management 1d Elect Director Joseph Jimenez For For Management 1e Elect Director Jane L. Mendillo For For Management 1f Elect Director Judith A. Miscik For For Management 1g Elect Director Patricia F. Russo For For Management 1h Elect Director Thomas M. Schoewe For For Management 1i Elect Director Theodore M. Solso For For Management 1j Elect Director Carol M. Stephenson For For Management 1k Elect Director Devin N. Wenig For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Approve Omnibus Stock Plan For For Management 6 Provide Right to Act by Written Consent Against For Shareholder 7 Amend Proxy Access Right Against For Shareholder 8 Report on Human Rights Policy Against For Shareholder Implementation 9 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- GENUINE PARTS COMPANY Ticker: GPC Security ID: 372460105 Meeting Date: APR 27, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Elizabeth W. Camp For For Management 1.2 Elect Director Richard Cox, Jr. For For Management 1.3 Elect Director Paul D. Donahue For For Management 1.4 Elect Director Gary P. Fayard For For Management 1.5 Elect Director P. Russell Hardin For For Management 1.6 Elect Director John R. Holder For For Management 1.7 Elect Director Donna W. Hyland For For Management 1.8 Elect Director John D. Johns For For Management 1.9 Elect Director Jean-Jacques Lafont For For Management 1.10 Elect Director Robert C. "Robin" For For Management Loudermilk, Jr. 1.11 Elect Director Wendy B. Needham For For Management 1.12 Elect Director E. Jenner Wood, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on EEO Against For Shareholder -------------------------------------------------------------------------------- GILEAD SCIENCES, INC. Ticker: GILD Security ID: 375558103 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jacqueline K. Barton For For Management 1b Elect Director Sandra J. Horning For For Management 1c Elect Director Kelly A. Kramer For For Management 1d Elect Director Kevin E. Lofton For For Management 1e Elect Director Harish Manwani For For Management 1f Elect Director Daniel P. O'Day For For Management 1g Elect Director Richard J. Whitley For For Management 1h Elect Director Per Wold-Olsen For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chair Against Against Shareholder 5 Eliminate the Ownership Threshold for Against Against Shareholder Stockholders to Request a Record Date to Take Action by Written Consent -------------------------------------------------------------------------------- - 737 - HALLIBURTON COMPANY Ticker: HAL Security ID: 406216101 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Abdulaziz F. Al Khayyal For For Management 1b Elect Director William E. Albrecht For For Management 1c Elect Director M. Katherine Banks For For Management 1d Elect Director Alan M. Bennett For For Management 1e Elect Director Milton Carroll For For Management 1f Elect Director Nance K. Dicciani For For Management 1g Elect Director Murry S. Gerber For For Management 1h Elect Director Patricia Hemingway Hall For For Management 1i Elect Director Robert A. Malone For For Management 1j Elect Director Jeffrey A. Miller For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- HEALTHPEAK PROPERTIES, INC. Ticker: PEAK Security ID: 42250P103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian G. Cartwright For For Management 1b Elect Director Christine N. Garvey For For Management 1c Elect Director R. Kent Griffin, Jr. For For Management 1d Elect Director David B. Henry For For Management 1e Elect Director Thomas M. Herzog For For Management 1f Elect Director Lydia H. Kennard For For Management 1g Elect Director Sara G. Lewis For For Management 1h Elect Director Katherine M. Sandstrom For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- HEWLETT PACKARD ENTERPRISE COMPANY Ticker: HPE Security ID: 42824C109 Meeting Date: APR 01, 2020 Meeting Type: Annual Record Date: FEB 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel Ammann For For Management 1b Elect Director Pamela L. Carter For For Management 1c Elect Director Jean M. Hobby For For Management 1d Elect Director George R. Kurtz For For Management 1e Elect Director Raymond J. Lane For For Management 1f Elect Director Ann M. Livermore For For Management 1g Elect Director Antonio F. Neri For For Management 1h Elect Director Charles H. Noski For For Management 1i Elect Director Raymond E. Ozzie For For Management 1j Elect Director Gary M. Reiner For For Management 1k Elect Director Patricia F. Russo For For Management 1l Elect Director Lip-Bu Tan For For Management 1m Elect Director Mary Agnes Wilderotter For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- HOST HOTELS & RESORTS, INC. Ticker: HST Security ID: 44107P104 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mary L. Baglivo For For Management 1.2 Elect Director Sheila C. Bair For For Management 1.3 Elect Director Richard E. Marriott For For Management 1.4 Elect Director Sandeep L. Mathrani For For Management 1.5 Elect Director John B. Morse, Jr. For For Management 1.6 Elect Director Mary Hogan Preusse For For Management 1.7 Elect Director Walter C. Rakowich For For Management 1.8 Elect Director James F. Risoleo For For Management 1.9 Elect Director Gordon H. Smith For For Management 1.10 Elect Director A. William Stein For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- HP INC. Ticker: HPQ Security ID: 40434L105 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Aida M. Alvarez For For Management 1.2 Elect Director Shumeet Banerji For For Management 1.3 Elect Director Robert R. Bennett For For Management 1.4 Elect Director Charles "Chip" V. Bergh For For Management 1.5 Elect Director Stacy Brown-Philpot For For Management 1.6 Elect Director Stephanie A. Burns For For Management 1.7 Elect Director Mary Anne Citrino For For Management 1.8 Elect Director Richard L. Clemmer For For Management 1.9 Elect Director Enrique Lores For For Management 1.10 Elect Director Yoky Matsuoka For For Management 1.11 Elect Director Stacey Mobley For For Management 1.12 Elect Director Subra Suresh For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- - 738 - HUNTINGTON BANCSHARES INCORPORATED Ticker: HBAN Security ID: 446150104 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lizabeth Ardisana For For Management 1.2 Elect Director Alanna Y. Cotton For For Management 1.3 Elect Director Ann B. "Tanny" Crane For For Management 1.4 Elect Director Robert S. Cubbin For For Management 1.5 Elect Director Steven G. Elliott For For Management 1.6 Elect Director Gina D. France For For Management 1.7 Elect Director J. Michael Hochschwender For For Management 1.8 Elect Director John C. "Chris" Inglis For For Management 1.9 Elect Director Katherine M. A. "Allie" For For Management Kline 1.10 Elect Director Richard W. Neu For For Management 1.11 Elect Director Kenneth J. Phelan For For Management 1.12 Elect Director David L. Porteous For For Management 1.13 Elect Director Stephen D. Steinour For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORPORATION Ticker: IBM Security ID: 459200101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas Buberl For For Management 1.2 Elect Director Michael L. Eskew For For Management 1.3 Elect Director David N. Farr For For Management 1.4 Elect Director Alex Gorsky For For Management 1.5 Elect Director Michelle J. Howard For For Management 1.6 Elect Director Arvind Krishna For For Management 1.7 Elect Director Andrew N. Liveris For For Management 1.8 Elect Director Frederick William For For Management McNabb, III 1.9 Elect Director Martha E. Pollack For For Management 1.10 Elect Director Virginia M. Rometty For For Management 1.11 Elect Director Joseph R. Swedish For For Management 1.12 Elect Director Sidney Taurel For For Management 1.13 Elect Director Peter R. Voser For For Management 1.14 Elect Director Frederick H. Waddell For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Governing Documents to allow Against For Shareholder Removal of Directors 5 Provide Right to Act by Written Consent Against For Shareholder 6 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- INTERNATIONAL PAPER COMPANY Ticker: IP Security ID: 460146103 Meeting Date: MAY 11, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William J. Burns For For Management 1b Elect Director Christopher M. Connor For For Management 1c Elect Director Ahmet C. Dorduncu For For Management 1d Elect Director Ilene S. Gordon For For Management 1e Elect Director Anders Gustafsson For For Management 1f Elect Director Jacqueline C. Hinman For For Management 1g Elect Director Clinton A. Lewis, Jr. For For Management 1h Elect Director Kathryn D. Sullivan For For Management 1i Elect Director Mark S. Sutton For For Management 1j Elect Director J. Steven Whisler For For Management 1k Elect Director Ray G. Young For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- JOHNSON CONTROLS INTERNATIONAL PLC Ticker: JCI Security ID: G51502105 Meeting Date: MAR 04, 2020 Meeting Type: Annual Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jean Blackwell For For Management 1b Elect Director Pierre Cohade For For Management 1c Elect Director Michael E. Daniels For For Management 1d Elect Director Juan Pablo del Valle For For Management Perochena 1e Elect Director W. Roy Dunbar For For Management 1f Elect Director Gretchen R. Haggerty For For Management 1g Elect Director Simone Menne For For Management 1h Elect Director George R. Oliver For For Management 1i Elect Director Jurgen Tinggren For For Management 1j Elect Director Mark Vergnano For For Management 1k Elect Director R. David Yost For For Management 1l Elect Director John D. Young For For Management 2a Ratify PricewaterhouseCoopers LLP as For For Management Auditors 2b Authorize Board to Fix Remuneration of For For Management Auditors 3 Authorize Market Purchases of Company For For Management Shares 4 Determine Price Range for Reissuance For For Management of Treasury Shares 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Approve the Directors' Authority to For For Management Allot Shares 7 Approve the Disapplication of For For Management Statutory Pre-Emption Rights -------------------------------------------------------------------------------- - 739 - KELLOGG COMPANY Ticker: K Security ID: 487836108 Meeting Date: APR 24, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephanie Burns For For Management 1b Elect Director Steve Cahillane For For Management 1c Elect Director Richard Dreiling For For Management 1d Elect Director La June Montgomery For For Management Tabron 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Declassify the Board of Directors For For Management 6 Adopt Simple Majority Vote Against For Shareholder -------------------------------------------------------------------------------- KEYCORP Ticker: KEY Security ID: 493267108 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce D. Broussard For For Management 1.2 Elect Director Gary M. Crosby For For Management 1.3 Elect Director Alexander M. Cutler For For Management 1.4 Elect Director H. James Dallas For For Management 1.5 Elect Director Elizabeth R. Gile For For Management 1.6 Elect Director Ruth Ann M. Gillis For For Management 1.7 Elect Director Christopher M. Gorman For For Management 1.8 Elect Director Carlton L. Highsmith For For Management 1.9 Elect Director Richard J. Hipple For For Management 1.10 Elect Director Kristen L. Manos For For Management 1.11 Elect Director Barbara R. Snyder For For Management 1.12 Elect Director David K. Wilson For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- KIMBERLY-CLARK CORPORATION Ticker: KMB Security ID: 494368103 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Abelardo E. Bru For For Management 1.2 Elect Director Robert W. Decherd For For Management 1.3 Elect Director Michael D. Hsu For For Management 1.4 Elect Director Mae C. Jemison For For Management 1.5 Elect Director S. Todd Maclin For For Management 1.6 Elect Director Sherilyn S. McCoy For For Management 1.7 Elect Director Christa S. Quarles For For Management 1.8 Elect Director Ian C. Read For For Management 1.9 Elect Director Dunia A. Shive For For Management 1.10 Elect Director Mark T. Smucker For For Management 1.11 Elect Director Michael D. White For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- KINDER MORGAN, INC. Ticker: KMI Security ID: 49456B101 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard D. Kinder For For Management 1.2 Elect Director Steven J. Kean For For Management 1.3 Elect Director Kimberly A. Dang For For Management 1.4 Elect Director Ted A. Gardner For For Management 1.5 Elect Director Anthony W. Hall, Jr. For For Management 1.6 Elect Director Gary L. Hultquist For For Management 1.7 Elect Director Ronald L. Kuehn, Jr. For For Management 1.8 Elect Director Deborah A. Macdonald For For Management 1.9 Elect Director Michael C. Morgan For For Management 1.10 Elect Director Arthur C. Reichstetter For For Management 1.11 Elect Director Fayez Sarofim For For Management 1.12 Elect Director C. Park Shaper For For Management 1.13 Elect Director William A. Smith For For Management 1.14 Elect Director Joel V. Staff For For Management 1.15 Elect Director Robert F. Vagt For For Management 1.16 Elect Director Perry M. Waughtal For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KLA CORPORATION Ticker: KLAC Security ID: 482480100 Meeting Date: NOV 05, 2019 Meeting Type: Annual Record Date: SEP 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward Barnholt For For Management 1.2 Elect Director Robert Calderoni For For Management 1.3 Elect Director Jeneanne Hanley For For Management 1.4 Elect Director Emiko Higashi For For Management 1.5 Elect Director Kevin Kennedy For For Management 1.6 Elect Director Gary Moore For For Management 1.7 Elect Director Kiran Patel For For Management 1.8 Elect Director Victor Peng For For Management 1.9 Elect Director Robert Rango For For Management 1.10 Elect Director Richard Wallace For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 740 - LAM RESEARCH CORPORATION Ticker: LRCX Security ID: 512807108 Meeting Date: NOV 05, 2019 Meeting Type: Annual Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sohail U. Ahmed For For Management 1.2 Elect Director Timothy M. Archer For For Management 1.3 Elect Director Eric K. Brandt For For Management 1.4 Elect Director Michael R. Cannon For For Management 1.5 Elect Director Youssef A. El-Mansy For For Management 1.6 Elect Director Catherine P. Lego For For Management 1.7 Elect Director Bethany J. Mayer For For Management 1.8 Elect Director Abhijit Y. Talwalkar For For Management 1.9 Elect Director Lih Shyng (Rick L.) Tsai For For Management 1.10 Elect Director Leslie F. Varon For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- LAS VEGAS SANDS CORP. Ticker: LVS Security ID: 517834107 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sheldon G. Adelson For Withhold Management 1.2 Elect Director Irwin Chafetz For Withhold Management 1.3 Elect Director Micheline Chau For Withhold Management 1.4 Elect Director Patrick Dumont For Withhold Management 1.5 Elect Director Charles D. Forman For Withhold Management 1.6 Elect Director Robert G. Goldstein For Withhold Management 1.7 Elect Director George Jamieson For Withhold Management 1.8 Elect Director Charles A. Koppelman For Withhold Management 1.9 Elect Director Lewis Kramer For Withhold Management 1.10 Elect Director David F. Levi For Withhold Management 1.11 Elect Director Xuan Yan For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- LYONDELLBASELL INDUSTRIES N.V. Ticker: LYB Security ID: N53745100 Meeting Date: SEP 12, 2019 Meeting Type: Special Record Date: AUG 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 2 Approve the Cancellation of Shares For For Management -------------------------------------------------------------------------------- LYONDELLBASELL INDUSTRIES N.V. Ticker: LYB Security ID: N53745100 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAY 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jacques Aigrain For For Management 1b Elect Director Lincoln Benet For For Management 1c Elect Director Jagjeet (Jeet) Bindra For For Management 1d Elect Director Robin Buchanan For For Management 1e Elect Director Stephen Cooper For For Management 1f Elect Director Nance Dicciani For For Management 1g Elect Director Claire Farley For For Management 1h Elect Director Isabella (Bella) Goren For For Management 1i Elect Director Michael Hanley For For Management 1j Elect Director Albert Manifold For For Management 1k Elect Director Bhavesh (Bob) Patel For For Management 2 Approve Discharge of the Members of For For Management the Board of Directors 3 Adopt Financial Statements and For For Management Statutory Reports 4 Ratify PricewaterhouseCoopers For For Management Accountants N.V. as Auditors 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 7 Approve Dividends of USD 4.20 Per Share For For Management 8 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 9 Approve Cancellation of Shares For For Management -------------------------------------------------------------------------------- MARATHON PETROLEUM CORPORATION Ticker: MPC Security ID: 56585A102 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2a Elect Director Steven A. Davis For For Management 2b Elect Director J. Michael Stice For For Management 2c Elect Director John P. Surma For For Management 2d Elect Director Susan Tomasky For For Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Adopt Simple Majority Vote For For Shareholder 6 Report on Integrating Community Against Against Shareholder Impacts Into Executive Compensation Program -------------------------------------------------------------------------------- - 741 - MAXIM INTEGRATED PRODUCTS, INC. Ticker: MXIM Security ID: 57772K101 Meeting Date: NOV 07, 2019 Meeting Type: Annual Record Date: SEP 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William (Bill) P. For For Management Sullivan 1b Elect Director Tunc Doluca For For Management 1c Elect Director Tracy C. Accardi For For Management 1d Elect Director James R. Bergman For For Management 1e Elect Director Joseph R. Bronson For For Management 1f Elect Director Robert E. Grady For For Management 1g Elect Director Mercedes Johnson For For Management 1h Elect Director William D. Watkins For For Management 1i Elect Director MaryAnn Wright For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- METLIFE, INC. Ticker: MET Security ID: 59156R108 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cheryl W. Grise For For Management 1b Elect Director Carlos M. Gutierrez For For Management 1c Elect Director Gerald L. Hassell For For Management 1d Elect Director David L. Herzog For For Management 1e Elect Director R. Glenn Hubbard For For Management 1f Elect Director Edward J. Kelly, III For For Management 1g Elect Director William E. Kennard For For Management 1h Elect Director Michel A. Khalaf For For Management 1i Elect Director Catherine R. Kinney For For Management 1j Elect Director Diana L. McKenzie For For Management 1k Elect Director Denise M. Morrison For For Management 1l Elect Director Mark A. Weinberger For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MID-AMERICA APARTMENT COMMUNITIES, INC. Ticker: MAA Security ID: 59522J103 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director H. Eric Bolton, Jr. For For Management 1b Elect Director Russell R. French For For Management 1c Elect Director Alan B. Graf, Jr. For For Management 1d Elect Director Toni Jennings For For Management 1e Elect Director James K. Lowder For For Management 1f Elect Director Thomas H. Lowder For For Management 1g Elect Director Monica McGurk For For Management 1h Elect Director Claude B. Nielsen For For Management 1i Elect Director Philip W. Norwood For For Management 1j Elect Director W. Reid Sanders For For Management 1k Elect Director Gary Shorb For For Management 1l Elect Director David P. Stockert For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MOLSON COORS BEVERAGE COMPANY Ticker: TAP Security ID: 60871R209 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger G. Eaton For For Management 1.2 Elect Director Charles M. Herington For For Management 1.3 Elect Director H. Sanford Riley For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NISOURCE INC. Ticker: NI Security ID: 65473P105 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter A. Altabef For For Management 1b Elect Director Theodore H. Bunting, Jr. For For Management 1c Elect Director Eric L. Butler For For Management 1d Elect Director Aristides S. Candris For For Management 1e Elect Director Wayne S. DeVeydt For For Management 1f Elect Director Joseph Hamrock For For Management 1g Elect Director Deborah A. Henretta For For Management 1h Elect Director Deborah A. P. Hersman For For Management 1i Elect Director Michael E. Jesanis For For Management 1j Elect Director Kevin T. Kabat For For Management 1k Elect Director Carolyn Y. Woo For For Management 1l Elect Director Lloyd M. Yates For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management 4 Approve Omnibus Stock Plan For For Management 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- - 742 - NUCOR CORPORATION Ticker: NUE Security ID: 670346105 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lloyd J. Austin, III For For Management 1.2 Elect Director Patrick J. Dempsey For For Management 1.3 Elect Director Christopher J. Kearney For For Management 1.4 Elect Director Laurette T. Koellner For For Management 1.5 Elect Director Joseph D. Rupp For For Management 1.6 Elect Director Leon J. Topalian For For Management 1.7 Elect Director John H. Walker For For Management 1.8 Elect Director Nadja Y. West For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORPORATION Ticker: OXY Security ID: 674599105 Meeting Date: DEC 31, 2019 Meeting Type: Proxy Contest Record Date: JUL 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (White Proxy Card) None 1 Revoke Consent to Request to Fix a For Did Not Vote Shareholder Record Date # Proposal Diss Rec Vote Cast Sponsor Dissident Card None 1 Consent to Request to Fix a Record Date For Did Not Vote Shareholder -------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORPORATION Ticker: OXY Security ID: 674599105 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen I. Chazen For For Management 1b Elect Director Andrew Gould For For Management 1c Elect Director Nicholas Graziano For For Management 1d Elect Director Carlos M. Gutierrez For For Management 1e Elect Director Vicki Hollub For For Management 1f Elect Director William R. Klesse For For Management 1g Elect Director Andrew N. Langham For For Management 1h Elect Director Jack B. Moore For For Management 1i Elect Director Margarita For For Management Palau-Hernandez 1j Elect Director Avedick B. Poladian For For Management 1k Elect Director Robert M. Shearer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management 5 Approve Issuance of the Warrant Shares For For Management Upon Exercise of the Warrant 6 Increase Authorized Common Stock For For Management 7 Amend Charter to Enhance Shareholders' For For Management Ability to Act by Written Consent 8 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting and Approve Certain Additional Amendments 9 Approve Shareholder Rights Plan For For Management (Poison Pill) -------------------------------------------------------------------------------- OMNICOM GROUP INC. Ticker: OMC Security ID: 681919106 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 22, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John D. Wren For For Management 1.2 Elect Director Mary C. Choksi For For Management 1.3 Elect Director Leonard S. Coleman, Jr. For For Management 1.4 Elect Director Susan S. Denison For For Management 1.5 Elect Director Ronnie S. Hawkins For For Management 1.6 Elect Director Deborah J. Kissire For For Management 1.7 Elect Director Gracia C. Martore For For Management 1.8 Elect Director Linda Johnson Rice For For Management 1.9 Elect Director Valerie M. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- ONEOK, INC. Ticker: OKE Security ID: 682680103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian L. Derksen For For Management 1.2 Elect Director Julie H. Edwards For For Management 1.3 Elect Director John W. Gibson For For Management 1.4 Elect Director Mark W. Helderman For For Management 1.5 Elect Director Randall J. Larson For For Management 1.6 Elect Director Steven J. Malcolm For For Management 1.7 Elect Director Jim W. Mogg For For Management 1.8 Elect Director Pattye L. Moore For For Management 1.9 Elect Director Gary D. Parker For For Management 1.10 Elect Director Eduardo A. Rodriguez For For Management 1.11 Elect Director Terry K. Spencer For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 743 - PAYCHEX, INC. Ticker: PAYX Security ID: 704326107 Meeting Date: OCT 17, 2019 Meeting Type: Annual Record Date: AUG 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director B. Thomas Golisano For For Management 1b Elect Director Thomas F. Bonadio For For Management 1c Elect Director Joseph G. Doody For For Management 1d Elect Director David J.S. Flaschen For For Management 1e Elect Director Pamela A. Joseph For For Management 1f Elect Director Martin Mucci For For Management 1g Elect Director Joseph M. Tucci For For Management 1h Elect Director Joseph M. Velli For For Management 1i Elect Director Kara Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- PEPSICO, INC. Ticker: PEP Security ID: 713448108 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Shona L. Brown For For Management 1b Elect Director Cesar Conde For For Management 1c Elect Director Ian Cook For For Management 1d Elect Director Dina Dublon For For Management 1e Elect Director Richard W. Fisher For For Management 1f Elect Director Michelle Gass For For Management 1g Elect Director Ramon L. Laguarta For For Management 1h Elect Director David C. Page For For Management 1i Elect Director Robert C. Pohlad For For Management 1j Elect Director Daniel Vasella For For Management 1k Elect Director Darren Walker For For Management 1l Elect Director Alberto Weisser For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 5 Report on Sugar and Public Health Against Against Shareholder -------------------------------------------------------------------------------- PFIZER INC. Ticker: PFE Security ID: 717081103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald E. Blaylock For For Management 1.2 Elect Director Albert Bourla For For Management 1.3 Elect Director W. Don Cornwell For For Management 1.4 Elect Director Joseph J. Echevarria For For Management 1.5 Elect Director Scott Gottlieb For For Management 1.6 Elect Director Helen H. Hobbs For For Management 1.7 Elect Director Susan Hockfield For For Management 1.8 Elect Director James M. Kilts For For Management 1.9 Elect Director Dan R. Littman For For Management 1.10 Elect Director Shantanu Narayen For For Management 1.11 Elect Director Suzanne Nora Johnson For For Management 1.12 Elect Director James Quincey For For Management 1.13 Elect Director James C. Smith For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Amend Proxy Access Right Against For Shareholder 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Require Independent Board Chair Against Against Shareholder 8 Report on Gender Pay Gap Against For Shareholder 9 Elect Director Susan Desmond-Hellmann For For Management -------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. Ticker: PM Security ID: 718172109 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andre Calantzopoulos For For Management 1b Elect Director Louis C. Camilleri For For Management 1c Elect Director Werner Geissler For For Management 1d Elect Director Lisa A. Hook For For Management 1e Elect Director Jennifer Li For For Management 1f Elect Director Jun Makihara For For Management 1g Elect Director Kalpana Morparia For For Management 1h Elect Director Lucio A. Noto For For Management 1i Elect Director Frederik Paulsen For For Management 1j Elect Director Robert B. Polet For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers SA as For For Management Auditor -------------------------------------------------------------------------------- PHILLIPS 66 Ticker: PSX Security ID: 718546104 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles M. Holley For For Management 1b Elect Director Glenn F. Tilton For For Management 1c Elect Director Marna C. Whittington For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Risks of Gulf Coast Against For Shareholder Petrochemical Investments -------------------------------------------------------------------------------- - 744 - PINNACLE WEST CAPITAL CORPORATION Ticker: PNW Security ID: 723484101 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Glynis A. Bryan For For Management 1.2 Elect Director Denis A. Cortese For For Management 1.3 Elect Director Richard P. Fox For For Management 1.4 Elect Director Jeffrey B. Guldner For For Management 1.5 Elect Director Dale E. Klein For For Management 1.6 Elect Director Humberto S. Lopez For For Management 1.7 Elect Director Kathryn L. Munro For For Management 1.8 Elect Director Bruce J. Nordstrom For For Management 1.9 Elect Director Paula J. Sims For For Management 1.10 Elect Director James E. Trevathan, Jr. For For Management 1.11 Elect Director David P. Wagener For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- PPL CORPORATION Ticker: PPL Security ID: 69351T106 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John W. Conway For For Management 1b Elect Director Steven G. Elliott For For Management 1c Elect Director Raja Rajamannar For For Management 1d Elect Director Craig A. Rogerson For For Management 1e Elect Director Vincent Sorgi For For Management 1f Elect Director William H. Spence For For Management 1g Elect Director Natica von Althann For For Management 1h Elect Director Keith H. Williamson For For Management 1i Elect Director Phoebe A. Wood For For Management 1j Elect Director Armando Zagalo de Lima For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- PRINCIPAL FINANCIAL GROUP, INC. Ticker: PFG Security ID: 74251V102 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jonathan S. Auerbach For For Management 1.2 Elect Director Jocelyn Carter-Miller For For Management 1.3 Elect Director Scott M. Mills For For Management 2 Approve Non-Employee Director Omnibus For For Management Stock Plan 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PRUDENTIAL FINANCIAL, INC. Ticker: PRU Security ID: 744320102 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Baltimore, Jr. For For Management 1.2 Elect Director Gilbert F. Casellas For For Management 1.3 Elect Director Robert M. Falzon For For Management 1.4 Elect Director Martina Hund-Mejean For For Management 1.5 Elect Director Karl J. Krapek For For Management 1.6 Elect Director Peter R. Lighte For For Management 1.7 Elect Director Charles F. Lowrey For For Management 1.8 Elect Director George Paz For For Management 1.9 Elect Director Sandra Pianalto For For Management 1.10 Elect Director Christine A. Poon For For Management 1.11 Elect Director Douglas A. Scovanner For For Management 1.12 Elect Director Michael A. Todman For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED Ticker: PEG Security ID: 744573106 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ralph Izzo For For Management 1.2 Elect Director Shirley Ann Jackson For For Management 1.3 Elect Director Willie A. Deese For For Management 1.4 Elect Director David Lilley For For Management 1.5 Elect Director Barry H. Ostrowsky For For Management 1.6 Elect Director Scott G. Stephenson For For Management 1.7 Elect Director Laura A. Sugg For For Management 1.8 Elect Director John P. Surma For For Management 1.9 Elect Director Susan Tomasky For For Management 1.10 Elect Director Alfred W. Zollar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- - 745 - PUBLIC STORAGE Ticker: PSA Security ID: 74460D109 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald L. Havner, Jr. For For Management 1.2 Elect Director Tamara Hughes Gustavson For For Management 1.3 Elect Director Uri P. Harkham For For Management 1.4 Elect Director Leslie S. Heisz For For Management 1.5 Elect Director B. Wayne Hughes, Jr. For For Management 1.6 Elect Director Avedick B. Poladian For For Management 1.7 Elect Director Gary E. Pruitt For For Management 1.8 Elect Director John Reyes For For Management 1.9 Elect Director Joseph D. Russell, Jr. For For Management 1.10 Elect Director Tariq M. Shaukat For For Management 1.11 Elect Director Ronald P. Spogli For For Management 1.12 Elect Director Daniel C. Staton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- QUALCOMM INCORPORATED Ticker: QCOM Security ID: 747525103 Meeting Date: MAR 10, 2020 Meeting Type: Annual Record Date: JAN 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark Fields For For Management 1b Elect Director Jeffrey W. Henderson For For Management 1c Elect Director Ann M. Livermore For For Management 1d Elect Director Harish Manwani For For Management 1e Elect Director Mark D. McLaughlin For For Management 1f Elect Director Steve Mollenkopf For For Management 1g Elect Director Clark T. "Sandy" Randt, For For Management Jr. 1h Elect Director Irene B. Rosenfeld For For Management 1i Elect Director Kornelis "Neil" Smit For For Management 1j Elect Director Anthony J. Vinciquerra For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- REALTY INCOME CORPORATION Ticker: O Security ID: 756109104 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kathleen R. Allen For For Management 1b Elect Director A. Larry Chapman For For Management 1c Elect Director Reginald H. Gilyard For For Management 1d Elect Director Priya Cherian Huskins For For Management 1e Elect Director Christie B. Kelly For For Management 1f Elect Director Gerardo I. Lopez For For Management 1g Elect Director Michael D. McKee For For Management 1h Elect Director Gregory T. McLaughlin For For Management 1i Elect Director Ronald L. Merriman For For Management 1j Elect Director Sumit Roy For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- REGENCY CENTERS CORPORATION Ticker: REG Security ID: 758849103 Meeting Date: APR 29, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Martin E. Stein, Jr. For For Management 1b Elect Director Joseph F. Azrack For For Management 1c Elect Director Bryce Blair For For Management 1d Elect Director C. Ronald Blankenship For For Management 1e Elect Director Deirdre J. Evens For For Management 1f Elect Director Thomas W. Furphy For For Management 1g Elect Director Karin M. Klein For For Management 1h Elect Director Peter D. Linneman For For Management 1i Elect Director David P. O'Connor For For Management 1j Elect Director Lisa Palmer For For Management 1k Elect Director Thomas G. Wattles For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- REGIONS FINANCIAL CORPORATION Ticker: RF Security ID: 7591EP100 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carolyn H. Byrd For For Management 1b Elect Director Don DeFosset For For Management 1c Elect Director Samuel A. Di Piazza, Jr. For For Management 1d Elect Director Zhanna Golodryga For For Management 1e Elect Director John D. Johns For For Management 1f Elect Director Ruth Ann Marshall For For Management 1g Elect Director Charles D. McCrary For For Management 1h Elect Director James T. Prokopanko For For Management 1i Elect Director Lee J. Styslinger, III For For Management 1j Elect Director Jose S. Suquet For For Management 1k Elect Director John M. Turner, Jr. For For Management 1l Elect Director Timothy Vines For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 746 - ROCKWELL AUTOMATION, INC. Ticker: ROK Security ID: 773903109 Meeting Date: FEB 04, 2020 Meeting Type: Annual Record Date: DEC 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor A1 Elect Director Steven R. Kalmanson For For Management A2 Elect Director James P. Keane For For Management A3 Elect Director Pam Murphy For For Management A4 Elect Director Donald R. Parfet For For Management B Advisory Vote to Ratify Named For For Management Executive Officers' Compensation C Ratify Deloitte & Touche LLP as For For Management Auditors D Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- SCHLUMBERGER N.V. Ticker: SLB Security ID: 806857108 Meeting Date: APR 01, 2020 Meeting Type: Annual Record Date: FEB 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick de La For For Management Chevardiere 1b Elect Director Miguel M. Galuccio For For Management 1c Elect Director Olivier Le Peuch For For Management 1d Elect Director Tatiana A. Mitrova For For Management 1e Elect Director Lubna S. Olayan For For Management 1f Elect Director Mark G. Papa For For Management 1g Elect Director Leo Rafael Reif For For Management 1h Elect Director Henri Seydoux For For Management 1i Elect Director Jeff W. Sheets For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Adopt and Approve Financials and For For Management Dividends 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SEAGATE TECHNOLOGY PLC Ticker: STX Security ID: G7945M107 Meeting Date: OCT 29, 2019 Meeting Type: Annual Record Date: SEP 03, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William D. Mosley For For Management 1b Elect Director Stephen J. Luczo For For Management 1c Elect Director Mark W. Adams For For Management 1d Elect Director Judy Bruner For For Management 1e Elect Director Michael R. Cannon For For Management 1f Elect Director William T. Coleman For For Management 1g Elect Director Jay L. Geldmacher For For Management 1h Elect Director Dylan G. Haggart For For Management 1i Elect Director Stephanie Tilenius For For Management 1j Elect Director Edward J. Zander For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 4 Amend Omnibus Stock Plan For For Management 5 Authorize Board to Allot and Issue For For Management Shares 6 Authorize Board to Opt-Out of For For Management Statutory Pre-Emption Rights 7 Determine Price Range for Reissuance For For Management of Treasury Shares -------------------------------------------------------------------------------- SIMON PROPERTY GROUP, INC. Ticker: SPG Security ID: 828806109 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Glyn F. Aeppel For For Management 1b Elect Director Larry C. Glasscock For For Management 1c Elect Director Karen N. Horn For For Management 1d Elect Director Allan Hubbard For For Management 1e Elect Director Reuben S. Leibowitz For For Management 1f Elect Director Gary M. Rodkin For For Management 1g Elect Director Stefan M. Selig For For Management 1h Elect Director Daniel C. Smith For For Management 1i Elect Director J. Albert Smith, Jr. For For Management 1j Elect Director Marta R. Stewart For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- TAPESTRY, INC. Ticker: TPR Security ID: 876030107 Meeting Date: NOV 07, 2019 Meeting Type: Annual Record Date: SEP 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Darrell Cavens For For Management 1B Elect Director David Denton For For Management 1C Elect Director Anne Gates For For Management 1D Elect Director Andrea Guerra For For Management 1E Elect Director Susan Kropf For For Management 1F Elect Director Annabelle Yu Long For For Management 1G Elect Director Ivan Menezes For For Management 1H Elect Director Jide Zeitlin For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- - 747 - THE AES CORPORATION Ticker: AES Security ID: 00130H105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Janet G. Davidson For For Management 1.2 Elect Director Andres R. Gluski For For Management 1.3 Elect Director Tarun Khanna For For Management 1.4 Elect Director Holly K. Koeppel For For Management 1.5 Elect Director Julia M. Laulis For For Management 1.6 Elect Director James H. Miller For For Management 1.7 Elect Director Alain Monie For For Management 1.8 Elect Director John B. Morse, Jr. For For Management 1.9 Elect Director Moises Naim For For Management 1.10 Elect Director Jeffrey W. Ubben For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Require Shareholder Approval of Bylaw Against Against Shareholder and Charter Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- THE CHARLES SCHWAB CORPORATION Ticker: SCHW Security ID: 808513105 Meeting Date: JUN 04, 2020 Meeting Type: Special Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Amend Charter For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- THE CLOROX COMPANY Ticker: CLX Security ID: 189054109 Meeting Date: NOV 20, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Amy Banse For For Management 1.2 Elect Director Richard H. Carmona For For Management 1.3 Elect Director Benno Dorer For For Management 1.4 Elect Director Spencer C. Fleischer For For Management 1.5 Elect Director Esther Lee For For Management 1.6 Elect Director A.D. David Mackay For For Management 1.7 Elect Director Robert W. Matschullat For For Management 1.8 Elect Director Matthew J. Shattock For For Management 1.9 Elect Director Pamela Thomas-Graham For For Management 1.10 Elect Director Russell J. Weiner For For Management 1.11 Elect Director Christopher J. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Eliminate Supermajority Vote For For Management Requirement to Approve Certain Business Combinations -------------------------------------------------------------------------------- THE COCA-COLA COMPANY Ticker: KO Security ID: 191216100 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Herbert A. Allen For For Management 1.2 Elect Director Marc Bolland For For Management 1.3 Elect Director Ana Botin For For Management 1.4 Elect Director Christopher C. Davis For For Management 1.5 Elect Director Barry Diller For For Management 1.6 Elect Director Helene D. Gayle For For Management 1.7 Elect Director Alexis M. Herman For For Management 1.8 Elect Director Robert A. Kotick For For Management 1.9 Elect Director Maria Elena Lagomasino For For Management 1.10 Elect Director James Quincey For For Management 1.11 Elect Director Caroline J. Tsay For For Management 1.12 Elect Director David B. Weinberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management 4 Report on the Health Impacts and Risks Against Against Shareholder of Sugar in the Company's Products -------------------------------------------------------------------------------- THE J. M. SMUCKER COMPANY Ticker: SJM Security ID: 832696405 Meeting Date: AUG 14, 2019 Meeting Type: Annual Record Date: JUN 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Kathryn W. Dindo For For Management 1b Elect Director Paul J. Dolan For For Management 1c Elect Director Jay L. Henderson For For Management 1d Elect Director Gary A. Oatey For For Management 1e Elect Director Kirk L. Perry For For Management 1f Elect Director Sandra Pianalto For For Management 1g Elect Director Nancy Lopez Russell For For Management 1h Elect Director Alex Shumate For For Management 1i Elect Director Mark T. Smucker For For Management 1j Elect Director Richard K. Smucker For For Management 1k Elect Director Timothy P. Smucker For For Management 1l Elect Director Dawn C. Willoughby For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- - 748 - THE KRAFT HEINZ COMPANY Ticker: KHC Security ID: 500754106 Meeting Date: SEP 12, 2019 Meeting Type: Annual Record Date: JUL 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory E. Abel For For Management 1b Elect Director Alexandre Behring For For Management 1c Elect Director Joao M. Castro-Neves For For Management 1d Elect Director Tracy Britt Cool For For Management 1e Elect Director John T. Cahill For For Management 1f Elect Director Feroz Dewan For For Management 1g Elect Director Jeanne P. Jackson For For Management 1h Elect Director Jorge Paulo Lemann For For Management 1i Elect Director John C. Pope For For Management 1j Elect Director Alexandre Van Damme For For Management 1k Elect Director George Zoghbi For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Report on Protein Diversification Against Against Shareholder 5 Report on Efforts to Reduce Pesticide Against For Shareholder Use in the Company's Supply Chain -------------------------------------------------------------------------------- THE KRAFT HEINZ COMPANY Ticker: KHC Security ID: 500754106 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory E. Abel For For Management 1b Elect Director Alexandre Behring For For Management 1c Elect Director John T. Cahill For For Management 1d Elect Director Joao M. Castro-Neves For For Management 1e Elect Director Timothy Kenesey For For Management 1f Elect Director Jorge Paulo Lemann For For Management 1g Elect Director Susan Mulder For For Management 1h Elect Director John C. Pope For For Management 1i Elect Director Elio Leoni Sceti For For Management 1j Elect Director Alexandre Van Damme For For Management 1k Elect Director George Zoghbi For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Reduce Supermajority Vote Requirement Against Against Shareholder -------------------------------------------------------------------------------- THE KROGER CO. Ticker: KR Security ID: 501044101 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nora A. Aufreiter For For Management 1b Elect Director Anne Gates For For Management 1c Elect Director Karen M. Hoguet For For Management 1d Elect Director Susan J. Kropf For For Management 1e Elect Director W. Rodney McMullen For For Management 1f Elect Director Clyde R. Moore For For Management 1g Elect Director Ronald L. Sargent For For Management 1h Elect Director Bobby S. Shackouls For For Management 1i Elect Director Mark S. Sutton For For Management 1j Elect Director Ashok Vemuri For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLC as For For Management Auditor 4 Assess Environmental Impact of Against For Shareholder Non-Recyclable Packaging 5 Report on Human Rights Due Diligence Against For Shareholder Process in Operations and Supply Chain -------------------------------------------------------------------------------- THE PROCTER & GAMBLE COMPANY Ticker: PG Security ID: 742718109 Meeting Date: OCT 08, 2019 Meeting Type: Annual Record Date: AUG 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Francis S. Blake For For Management 1b Elect Director Angela F. Braly For For Management 1c Elect Director Amy L. Chang For For Management 1d Elect Director Scott D. Cook For For Management 1e Elect Director Joseph Jimenez For For Management 1f Elect Director Terry J. Lundgren For For Management 1g Elect Director Christine M. McCarthy For For Management 1h Elect Director W. James McNerney, Jr. For For Management 1i Elect Director Nelson Peltz For For Management 1j Elect Director David S. Taylor For For Management 1k Elect Director Margaret C. Whitman For For Management 1l Elect Director Patricia A. Woertz For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- - 749 - THE PROGRESSIVE CORPORATION Ticker: PGR Security ID: 743315103 Meeting Date: MAY 08, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Philip Bleser For For Management 1b Elect Director Stuart B. Burgdoerfer For For Management 1c Elect Director Pamela J. Craig For For Management 1d Elect Director Charles A. Davis For For Management 1e Elect Director Roger N. Farah For For Management 1f Elect Director Lawton W. Fitt For For Management 1g Elect Director Susan Patricia Griffith For For Management 1h Elect Director Jeffrey D. Kelly For For Management 1i Elect Director Patrick H. Nettles For For Management 1j Elect Director Barbara R. Snyder For For Management 1k Elect Director Jan E. Tighe For For Management 1l Elect Director Kahina Van Dyke For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- THE SOUTHERN COMPANY Ticker: SO Security ID: 842587107 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Janaki Akella For For Management 1b Elect Director Juanita Powell Baranco For For Management 1c Elect Director Jon A. Boscia For For Management 1d Elect Director Henry A. 'Hal' Clark, For For Management III 1e Elect Director Anthony F. 'Tony' For For Management Earley, Jr. 1f Elect Director Thomas A. Fanning For For Management 1g Elect Director David J. Grain For For Management 1h Elect Director Donald M. James For For Management 1i Elect Director John D. Johns For For Management 1j Elect Director Dale E. Klein For For Management 1k Elect Director Ernest J. Moniz For For Management 1l Elect Director William G. Smith, Jr. For For Management 1m Elect Director Steven R. Specker For For Management 1n Elect Director E. Jenner Wood, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Require Independent Board Chair Against Against Shareholder 5 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- THE WILLIAMS COMPANIES, INC. Ticker: WMB Security ID: 969457100 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan S. Armstrong For For Management 1.2 Elect Director Stephen W. Bergstrom For Against Management 1.3 Elect Director Nancy K. Buese For For Management 1.4 Elect Director Stephen I. Chazen For For Management 1.5 Elect Director Charles I. Cogut For For Management 1.6 Elect Director Michael A. Creel For For Management 1.7 Elect Director Vicki L. Fuller For For Management 1.8 Elect Director Peter A. Ragauss For For Management 1.9 Elect Director Scott D. Sheffield For For Management 1.10 Elect Director Murray D. Smith For For Management 1.11 Elect Director William H. Spence For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- TIFFANY & CO. Ticker: TIF Security ID: 886547108 Meeting Date: FEB 04, 2020 Meeting Type: Special Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- TRUIST FINANCIAL CORPORATION Ticker: TFC Security ID: 89832Q109 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jennifer S. Banner For For Management 1.2 Elect Director K. David Boyer, Jr. For For Management 1.3 Elect Director Agnes Bundy Scanlan For For Management 1.4 Elect Director Anna R. Cablik For For Management 1.5 Elect Director Dallas S. Clement For For Management 1.6 Elect Director Paul D. Donahue For For Management 1.7 Elect Director Paul R. Garcia For For Management 1.8 Elect Director Patrick C. Graney, III For For Management 1.9 Elect Director Linnie M. Haynesworth For For Management 1.10 Elect Director Kelly S. King For For Management 1.11 Elect Director Easter A. Maynard For For Management 1.12 Elect Director Donna S. Morea For For Management 1.13 Elect Director Charles A. Patton For For Management 1.14 Elect Director Nido R. Qubein For For Management 1.15 Elect Director David M. Ratcliffe For For Management 1.16 Elect Director William H. Rogers, Jr. For For Management 1.17 Elect Director Frank P. Scruggs, Jr. For For Management 1.18 Elect Director Christine Sears For For Management 1.19 Elect Director Thomas E. Skains For For Management 1.20 Elect Director Bruce L. Tanner For For Management 1.21 Elect Director Thomas N. Thompson For For Management 1.22 Elect Director Steven C. Voorhees For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- - 750 - U.S. BANCORP Ticker: USB Security ID: 902973304 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Warner L. Baxter For For Management 1b Elect Director Dorothy J. Bridges For For Management 1c Elect Director Elizabeth L. Buse For For Management 1d Elect Director Marc N. Casper For For Management 1e Elect Director Andrew Cecere For For Management 1f Elect Director Kimberly J. Harris For For Management 1g Elect Director Roland A. Hernandez For For Management 1h Elect Director Olivia F. Kirtley For For Management 1i Elect Director Karen S. Lynch For For Management 1j Elect Director Richard P. McKenney For For Management 1k Elect Director Yusuf I. Mehdi For For Management 1l Elect Director John P. Wiehoff For For Management 1m Elect Director Scott W. Wine For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UDR, INC. Ticker: UDR Security ID: 902653104 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Katherine A. Cattanach For For Management 1b Elect Director Jon A. Grove For For Management 1c Elect Director Mary Ann King For For Management 1d Elect Director James D. Klingbeil For For Management 1e Elect Director Clint D. McDonnough For For Management 1f Elect Director Robert A. McNamara For For Management 1g Elect Director Mark R. Patterson For For Management 1h Elect Director Thomas W. Toomey For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNITED PARCEL SERVICE, INC. Ticker: UPS Security ID: 911312106 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David P. Abney For For Management 1b Elect Director Rodney C. Adkins For For Management 1c Elect Director Michael J. Burns For For Management 1d Elect Director William R. Johnson For For Management 1e Elect Director Ann M. Livermore For For Management 1f Elect Director Rudy H.P. Markham For For Management 1g Elect Director Franck J. Moison For For Management 1h Elect Director Clark 'Sandy' T. Randt, For For Management Jr. 1i Elect Director Christiana Smith Shi For For Management 1j Elect Director John T. Stankey For For Management 1k Elect Director Carol B. Tome For For Management 1l Elect Director Kevin Warsh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 6 Report on Climate Change Against For Shareholder -------------------------------------------------------------------------------- VALERO ENERGY CORPORATION Ticker: VLO Security ID: 91913Y100 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director H. Paulett Eberhart For For Management 1B Elect Director Joseph W. Gorder For For Management 1C Elect Director Kimberly S. Greene For For Management 1D Elect Director Deborah P. Majoras For For Management 1E Elect Director Eric D. Mullins For For Management 1F Elect Director Donald L. Nickles For For Management 1G Elect Director Philip J. Pfeiffer For For Management 1H Elect Director Robert A. Profusek For For Management 1I Elect Director Stephen M. Waters For For Management 1J Elect Director Randall J. Weisenburger For For Management 1K Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- VENTAS, INC. Ticker: VTR Security ID: 92276F100 Meeting Date: MAY 18, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 2a Elect Director Melody C. Barnes For For Management 2b Elect Director Debra A. Cafaro For For Management 2c Elect Director Jay M. Gellert For For Management 2d Elect Director Richard I. Gilchrist For For Management 2e Elect Director Matthew J. Lustig For For Management 2f Elect Director Roxanne M. Martino For For Management 2g Elect Director Sean P. Nolan For For Management 2h Elect Director Walter C. Rakowich For For Management 2i Elect Director Robert D. Reed For For Management 2j Elect Director James D. Shelton For For Management 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- - 751 - VERIZON COMMUNICATIONS INC. Ticker: VZ Security ID: 92343V104 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shellye L. Archambeau For For Management 1.2 Elect Director Mark T. Bertolini For For Management 1.3 Elect Director Vittorio Colao For For Management 1.4 Elect Director Melanie L. Healey For For Management 1.5 Elect Director Clarence Otis, Jr. For For Management 1.6 Elect Director Daniel H. Schulman For For Management 1.7 Elect Director Rodney E. Slater For For Management 1.8 Elect Director Hans E. Vestberg For For Management 1.9 Elect Director Gregory G. Weaver For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Eliminate Above-Market Earnings in Against For Shareholder Executive Retirement Plans 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 6 Report on Lobbying Payments and Policy Against For Shareholder 7 Assess Feasibility of Data Privacy as Against For Shareholder a Performance Measure for Senior Executive Compensation 8 Submit Severance Agreement Against For Shareholder (Change-in-Control) to Shareholder Vote -------------------------------------------------------------------------------- VF CORPORATION Ticker: VFC Security ID: 918204108 Meeting Date: JUL 16, 2019 Meeting Type: Annual Record Date: MAY 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard T. Carucci For For Management 1.2 Elect Director Juliana L. Chugg For For Management 1.3 Elect Director Benno Dorer For For Management 1.4 Elect Director Mark S. Hoplamazian For For Management 1.5 Elect Director Laura W. Lang For For Management 1.6 Elect Director W. Alan McCollough For For Management 1.7 Elect Director W. Rodney McMullen For For Management 1.8 Elect Director Clarence Otis, Jr. For For Management 1.9 Elect Director Steven E. Rendle For For Management 1.10 Elect Director Carol L. Roberts For For Management 1.11 Elect Director Matthew J. Shattock For For Management 1.12 Elect Director Veronica B. Wu For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- VICI PROPERTIES INC. Ticker: VICI Security ID: 925652109 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James R. Abrahamson For For Management 1b Elect Director Diana F. Cantor For For Management 1c Elect Director Monica H. Douglas For For Management 1d Elect Director Elizabeth I. Holland For For Management 1e Elect Director Craig Macnab For For Management 1f Elect Director Edward B. Pitoniak For For Management 1g Elect Director Michael D. Rumbolz For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement -------------------------------------------------------------------------------- VORNADO REALTY TRUST Ticker: VNO Security ID: 929042109 Meeting Date: AUG 07, 2019 Meeting Type: Special Record Date: JUN 14, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Declaration of Trust to Add a For For Management Foreign Ownership Limit -------------------------------------------------------------------------------- VORNADO REALTY TRUST Ticker: VNO Security ID: 929042109 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven Roth For For Management 1.2 Elect Director Candace K. Beinecke For For Management 1.3 Elect Director Michael D. Fascitelli For For Management 1.4 Elect Director Beatrice Hamza Bassey For For Management 1.5 Elect Director William W. Helman, IV For For Management 1.6 Elect Director David M. Mandelbaum For For Management 1.7 Elect Director Mandakini Puri For For Management 1.8 Elect Director Daniel R. Tisch For For Management 1.9 Elect Director Richard R. West For For Management 1.10 Elect Director Russell B. Wight, Jr. For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- - 752 - W. P. CAREY INC. Ticker: WPC Security ID: 92936U109 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark A. Alexander For For Management 1b Elect Director Peter J. Farrell For For Management 1c Elect Director Robert J. Flanagan For For Management 1d Elect Director Jason E. Fox For For Management 1e Elect Director Axel K.A. Hansing For For Management 1f Elect Director Jean Hoysradt For For Management 1g Elect Director Margaret G. Lewis For For Management 1h Elect Director Christopher J. Niehaus For For Management 1i Elect Director Nick J.M. van Ommen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- WALGREENS BOOTS ALLIANCE, INC. Ticker: WBA Security ID: 931427108 Meeting Date: JAN 30, 2020 Meeting Type: Annual Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jose E. Almeida For For Management 1b Elect Director Janice M. Babiak For For Management 1c Elect Director David J. Brailer For For Management 1d Elect Director William C. Foote For For Management 1e Elect Director Ginger L. Graham For For Management 1f Elect Director John A. Lederer For For Management 1g Elect Director Dominic P. Murphy For For Management 1h Elect Director Stefano Pessina For For Management 1i Elect Director Nancy M. Schlichting For For Management 1j Elect Director James A. Skinner For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder 5 Adopt a Policy on Bonus Banking None None Shareholder *Withdrawn Resolution* 6 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- WELLS FARGO & COMPANY Ticker: WFC Security ID: 949746101 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven D. Black For For Management 1b Elect Director Celeste A. Clark For For Management 1c Elect Director Theodore F. Craver, Jr. For For Management 1d Elect Director Wayne M. Hewett For For Management 1e Elect Director Donald M. James For For Management 1f Elect Director Maria R. Morris For For Management 1g Elect Director Charles H. Noski For For Management 1h Elect Director Richard B. Payne, Jr. For For Management 1i Elect Director Juan A. Pujadas For For Management 1j Elect Director Ronald L. Sargent For For Management 1k Elect Director Charles W. Scharf For For Management 1l Elect Director Suzanne M. Vautrinot For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors 5 Report on Incentive-Based Compensation Against For Shareholder and Risks of Material Losses 6 Report on Global Median Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- WELLTOWER INC. Ticker: WELL Security ID: 95040Q104 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kenneth J. Bacon For For Management 1b Elect Director Thomas J. DeRosa For For Management 1c Elect Director Karen B. DeSalvo For For Management 1d Elect Director Jeffrey H. Donahue For For Management 1e Elect Director Sharon M. Oster For For Management 1f Elect Director Sergio D. Rivera For For Management 1g Elect Director Johnese M. Spisso For For Management 1h Elect Director Kathryn M. Sullivan For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WESTERN DIGITAL CORPORATION Ticker: WDC Security ID: 958102105 Meeting Date: NOV 14, 2019 Meeting Type: Annual Record Date: SEP 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kimberly E. Alexy For For Management 1b Elect Director Martin I. Cole For For Management 1c Elect Director Kathleen A. Cote For For Management 1d Elect Director Tunc Doluca For For Management 1e Elect Director Len J. Lauer For For Management 1f Elect Director Matthew E. Massengill For For Management 1g Elect Director Stephen D. Milligan For For Management 1h Elect Director Stephanie A. Streeter For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- - 753 - WEYERHAEUSER COMPANY Ticker: WY Security ID: 962166104 Meeting Date: MAY 15, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark A. Emmert For For Management 1b Elect Director Rick R. Holley For For Management 1c Elect Director Sara Grootwassink Lewis For For Management 1d Elect Director Al Monaco For For Management 1e Elect Director Nicole W. Piasecki For For Management 1f Elect Director Marc F. Racicot For For Management 1g Elect Director Lawrence A. Selzer For For Management 1h Elect Director D. Michael Steuert For For Management 1i Elect Director Devin W. Stockfish For For Management 1j Elect Director Kim Williams For For Management 1k Elect Director Charles R. Williamson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- WYNN RESORTS LTD. Ticker: WYNN Security ID: 983134107 Meeting Date: JUN 25, 2020 Meeting Type: Annual Record Date: APR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard J. Byrne For For Management 1.2 Elect Director Patricia Mulroy For For Management 1.3 Elect Director Clark T. Randt, Jr. For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management - 754 - SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) First Trust Exchange-Traded Fund VI ----------------------------------------- By (Signature and Title)* /s/ James M. Dykas ----------------------------------- James M. Dykas, President and Chief Executive Officer Date August 11, 2020 ------------------------- * Print the name and title of each signing officer under his or her signature.