ArrowMark Financial Corp.

Fund Profile

Fund profile

Fund manager

Total assets

$211.27 mm

Liabilities

$56.55 mm

Net assets

$154.72 mm

Number of holdings

60.00

60 Holdings

As of Sep 2024

Security	$Holding	Balance	% of Fund	Category	Position	Country
Preferred Shares	11.18 mm	14.86 mm principal	7.23	Debt	Long	USA
Profit Participating Note	9.98 mm	10.00 mm principal	6.45	Debt	Long	Ireland
Credit Linked Note	9.89 mm	10.00 mm principal	6.39	ABS-collateralized bond/debt obligation	Long	USA
Credit Linked Note	9.46 mm	9.40 mm principal	6.11	Debt	Long	USA
Credit Linked Note	7.75 mm	7.00 mm principal	5.01	ABS-mortgage backed security	Long	N/A
Profit Participating Note	7.33 mm	7.00 mm principal	4.74	Debt	Long	USA
Credit Linked Note	7.17 mm	6.91 mm principal	4.63	ABS-other	Long	Germany
Credit Linked Note	7.03 mm	7.02 mm principal	4.54	ABS-mortgage backed security	Long	USA
Credit Linked Note	6.55 mm	5.08 mm principal	4.23	Debt	Long	USA
Credit Linked Note	5.33 mm	5.21 mm principal	3.44	ABS-mortgage backed security	Long	USA
Credit Linked Note	5.19 mm	5.00 mm principal	3.36	Structured note	Long	Germany
Credit Linked Note	5.15 mm	3.81 mm principal	3.33	ABS-mortgage backed security	Long	UK
EQBK Equity Bancshares, Inc.	4.85 mm	5.00 mm principal	3.13	Debt	Long	USA
Guarantee Linked Note	4.63 mm	4.78 mm principal	2.99	Debt	Long	Canada
Profit Participating Note	4.29 mm	4.28 mm principal	2.77	Debt	Long	USA
Credit Linked Note	4.28 mm	4.58 mm principal	2.77	Debt	Long	USA
Credit Linked Note	4.15 mm	3.67 mm principal	2.68	ABS-other	Long	France
Credit Linked Note	4.05 mm	4.00 mm principal	2.62	Debt	Long	USA
Credit Linked Note	4.00 mm	4.00 mm principal	2.59	Debt	Long	USA
Credit Linked Note	3.74 mm	3.86 mm principal	2.42	ABS-other	Long	Ireland
Credit Linked Note	3.65 mm	3.57 mm principal	2.36	Debt	Long	USA
Senior Term Loan	3.40 mm	4.00 mm principal	2.20	Debt	Long	USA
Profit Participating Note	3.34 mm	3.00 mm principal	2.16	Debt	Long	UK
Credit Linked Note	3.07 mm	3.03 mm principal	1.98	ABS-other	Long	Germany
Credit Linked Note	3.02 mm	2.55 mm principal	1.95	Structured note	Long	Jersey
Profit Participating Note	3.00 mm	3.00 mm principal	1.94	Debt	Long	Ireland
Credit Linked Note	2.98 mm	2.87 mm principal	1.93	ABS-other	Long	Germany
Credit Linked Note	2.85 mm	2.72 mm principal	1.84	Structured note	Long	Jersey
Credit Linked Note	2.79 mm	2.77 mm principal	1.80	Debt	Long	USA
Credit Linked Note	2.76 mm	2.89 mm principal	1.79	Debt	Long	USA
Credit Linked Note	2.70 mm	2.70 mm principal	1.75	Structured note	Long	Canada
Credit Linked Note	2.67 mm	2.00 mm principal	1.73	Debt	Long	UK
Guarantee Linked Note	2.64 mm	2.65 mm principal	1.70	Debt	Long	Canada
Credit Linked Note	2.58 mm	1.94 mm principal	1.67	Debt	Long	USA
MSILF Treasury Securities Portfolio	2.53 mm	2.53 mm shares	1.64	Short-term investment vehicle	Long	USA
Credit Linked Note	2.50 mm	2.33 mm principal	1.61	Debt	Long	France
Profit Participating Note	2.49 mm	2.48 mm principal	1.61	Debt	Long	UK
Credit Linked Note	2.36 mm	2.11 mm principal	1.53	Debt	Long	France
Credit Linked Note	2.34 mm	2.00 mm principal	1.51	Structured note	Long	Jersey
Credit Linked Note	2.23 mm	2.00 mm principal	1.44	Debt	Long	Portugal
Credit Linked Note	2.19 mm	2.02 mm principal	1.42	ABS-collateralized bond/debt obligation	Long	Spain
Profit Participating Note	1.99 mm	2.00 mm principal	1.29	Debt	Long	Ireland
Credit Linked Note	1.93 mm	1.99 mm principal	1.25	Debt	Long	USA
5 Year Secured Amortizing Floating Rate Note	1.91 mm	1.76 mm principal	1.23	Debt	Long	Ireland
5 Year Secured Amortizing Floating Rate Note	1.83 mm	1.64 mm principal	1.18	Debt	Long	Ireland
Credit Linked Note	1.80 mm	1.61 mm principal	1.16	Debt	Long	France
Credit Linked Note	1.68 mm	1.53 mm principal	1.09	ABS-other	Long	Portugal
Fixed Rate Cumulative Perpetual Preferred Stock, Series A	1.67 mm	2.79 mm shares	1.08	Preferred equity	Long	USA
Credit Linked Note	1.52 mm	4.03 mm principal	0.98	Debt	Long	USA
Subordinated Term Loan	1.43 mm	1.70 mm principal	0.93	Debt	Long	USA
Credit Linked Note	1.30 mm	1.17 mm principal	0.84	ABS-other	Long	France
Credit Linked Note	1.06 mm	941.92 k principal	0.68	ABS-collateralized bond/debt obligation	Long	N/A
Credit Linked Note	1.02 mm	870.05 k principal	0.66	ABS-other	Long	Cayman Islands
Credit Linked Note	811.25 k	612.80 k principal	0.52	Debt	Long	UK
5 Year Secured Amortizing Floating Rate Note	571.77 k	569.71 k principal	0.37	Debt	Long	USA
Subordinated Term Loan	570.50 k	700.00 k principal	0.37	Debt	Long	USA
USD/EUR FORWARD THE ROYAL BANK OF SCOTLAND INTERNATIONAL LIMITED	141.30 k	1.00 contracts	0.09	DFE	N/A	USA
Fixed Rate Cumulative Perpetual Preferred Stock, Series B	120.00 k	200.00 k shares	0.08	Preferred equity	Long	USA
GBP/USD FORWARD THE ROYAL BANK OF SCOTLAND INTERNATIONAL LIMITED	61.88 k	1.00 contracts	0.04	DFE	N/A	USA
CHF/USD FORWARD THE ROYAL BANK OF SCOTLAND INTERNATIONAL LIMITED	4.89 k	1.00 contracts	0.00	DFE	N/A	USA