Return Stacked Risk Managed U.S. Stocks & Bonds Fund

Fund Profile

Fund profile

Tickers

NFDIX

Fund manager

Northern Lights Fund Trust Iii

Total assets

$29.89 mm

Liabilities

$331.02 k

Net assets

$29.56 mm

Number of holdings

156.00

156 Holdings

As of Sep 2023

Security	$Holding	Balance	% of Fund	Category	Position	Country
VBR Vanguard Small Cap Value Index Fund	7.68 mm	19.55 k shares	25.97	Common equity	Long	USA
VFMV Vanguard U.S. Minimum Volatility ETF	1.63 mm	14.34 k shares	5.50	Common equity	Long	USA
JMSI J P Morgan Exchange-Traded Fund Trust - Sustainable Municipal Income Etf Fund	1.61 mm	39.22 k shares	5.45	Common equity	Long	USA
ISHARES MSCI USA	1.61 mm	11.49 k shares	5.43	Common equity	Long	USA
FMAGX Fidelity Magellan	1.61 mm	34.39 k shares	5.43	Common equity	Long	USA
SPY SPDR S&P 500 ETF Trust	1.44 mm	3.36 k shares	4.86	Common equity	Long	USA
JMSI J P Morgan Exchange-Traded Fund Trust - Sustainable Municipal Income Etf Fund	765.66 k	17.70 k shares	2.59	Common equity	Long	USA
ISHARES MSCI USA	763.72 k	5.80 k shares	2.58	Common equity	Long	USA
FMAGX Fidelity Magellan	763.33 k	15.49 k shares	2.58	Common equity	Long	USA
FMAGX Fidelity Magellan	760.48 k	15.64 k shares	2.57	Common equity	Long	USA
California State Teachers Retirement System	757.36 k	5.67 k shares	2.56	Common equity	Long	USA
ISHARES MSCI USA	752.25 k	10.39 k shares	2.54	Common equity	Long	USA
Select Sector SPDR Trust	634.14 k	19.12 k shares	2.15	Common equity	Long	USA
Select Sector SPDR Trust	359.39 k	3.55 k shares	1.22	Common equity	Long	USA
Select Sector SPDR Trust	354.09 k	2.16 k shares	1.20	Common equity	Long	USA
Select Sector SPDR Trust	245.14 k	2.71 k shares	0.83	Common equity	Long	USA
Select Sector SPDR Trust	235.57 k	3.00 k shares	0.80	Common equity	Long	USA
Select Sector SPDR Trust	227.52 k	6.68 k shares	0.77	Common equity	Long	USA
Select Sector SPDR Trust	202.30 k	2.94 k shares	0.68	Common equity	Long	USA
Select Sector SPDR Trust	161.43 k	2.46 k shares	0.55	Common equity	Long	USA
Select Sector SPDR Trust	137.96 k	857.00 shares	0.47	Common equity	Long	USA
Select Sector SPDR Trust	136.36 k	2.31 k shares	0.46	Common equity	Long	USA
SPX US 06/21/24 P4250	122.29 k	7.00 contracts	0.41	Equity derivative	Long	N/A
SPX US 08/16/24 P4200	108.96 k	6.00 contracts	0.37	Equity derivative	Long	N/A
SPX US 05/17/24 P4150	95.06 k	7.00 contracts	0.32	Equity derivative	Long	N/A
SPX US 07/19/24 P4150	94.80 k	6.00 contracts	0.32	Equity derivative	Long	N/A
FRST AM-GV OB-X	92.35 k	92.35 k principal	0.31	Short-term investment vehicle	Long	USA
SPX US 12/15/23 P4125	83.09 k	14.00 contracts	0.28	Equity derivative	Long	N/A
SPX US 12/15/23 P4000	78.40 k	20.00 contracts	0.27	Equity derivative	Long	N/A
SPX US 08/16/24 C5175	61.75 k	25.00 contracts	0.21	Equity derivative	Long	N/A
SPX US 07/19/24 C5075	59.43 k	21.00 contracts	0.20	Equity derivative	Long	N/A
COST Costco Wholesale Corporation	56.50 k	100.00 shares	0.19	Common equity	Long	USA
FDS FactSet Research Systems Inc.	55.53 k	127.00 shares	0.19	Common equity	Long	USA
MPLX MPLX LP	54.42 k	1.53 k shares	0.18	Common equity	Long	USA
CTSH Cognizant Technology Solutions Corporation	54.40 k	803.00 shares	0.18	Common equity	Long	USA
EPD Enterprise Products Partners L.P.	54.08 k	1.98 k shares	0.18	Common equity	Long	USA
GRMN Garmin Ltd.	53.97 k	513.00 shares	0.18	Common equity	Long	Switzerland
WMT Walmart Inc.	53.90 k	337.00 shares	0.18	Common equity	Long	USA
ROP Roper Technologies, Inc.	53.76 k	111.00 shares	0.18	Common equity	Long	USA
PTC PTC Inc.	53.70 k	379.00 shares	0.18	Common equity	Long	USA
APH Amphenol Corporation	53.67 k	639.00 shares	0.18	Common equity	Long	USA
DHR Danaher Corporation	52.60 k	212.00 shares	0.18	Common equity	Long	USA
MA Mastercard Incorporated	52.26 k	132.00 shares	0.18	Common equity	Long	USA
PAYX Paychex, Inc.	52.24 k	453.00 shares	0.18	Common equity	Long	USA
PM Philip Morris International Inc.	52.12 k	563.00 shares	0.18	Common equity	Long	USA
IEX IDEX Corporation	52.01 k	250.00 shares	0.18	Common equity	Long	USA
CTAS Cintas Corporation	51.95 k	108.00 shares	0.18	Common equity	Long	USA
KDP Keurig Dr Pepper Inc.	51.84 k	1.64 k shares	0.18	Common equity	Long	USA
V Visa Inc.	51.29 k	223.00 shares	0.17	Common equity	Long	USA
ACN Accenture plc	51.29 k	167.00 shares	0.17	Common equity	Long	Ireland
FAST Fastenal Company	51.25 k	938.00 shares	0.17	Common equity	Long	USA
JNJ Johnson & Johnson	51.24 k	329.00 shares	0.17	Common equity	Long	USA
ZTS Zoetis Inc.	51.15 k	294.00 shares	0.17	Common equity	Long	USA
HD The Home Depot, Inc.	51.07 k	169.00 shares	0.17	Common equity	Long	USA
BMRN BioMarin Pharmaceutical Inc.	51.05 k	577.00 shares	0.17	Common equity	Long	USA
PG The Procter & Gamble Company	51.05 k	350.00 shares	0.17	Common equity	Long	USA
BDX Becton, Dickinson and Company	50.93 k	197.00 shares	0.17	Common equity	Long	USA
VEEV Veeva Systems Inc.	50.86 k	250.00 shares	0.17	Common equity	Long	USA
HEI HEICO Corporation	50.85 k	314.00 shares	0.17	Common equity	Long	USA
EXPD Expeditors International of Washington, Inc.	50.78 k	443.00 shares	0.17	Common equity	Long	USA
MO Altria Group, Inc.	50.67 k	1.21 k shares	0.17	Common equity	Long	USA
APD Air Products and Chemicals, Inc.	50.45 k	178.00 shares	0.17	Common equity	Long	USA
EA Electronic Arts Inc.	50.09 k	416.00 shares	0.17	Common equity	Long	USA
SPGI S&P Global Inc.	50.06 k	137.00 shares	0.17	Common equity	Long	USA
HRL Hormel Foods Corporation	50.05 k	1.32 k shares	0.17	Common equity	Long	USA
MCO Moody's Corporation	49.95 k	158.00 shares	0.17	Common equity	Long	USA
ABT Abbott Laboratories	49.78 k	514.00 shares	0.17	Common equity	Long	USA
KO The Coca-Cola Company	49.77 k	889.00 shares	0.17	Common equity	Long	USA
SNA Snap-on Incorporated	49.74 k	195.00 shares	0.17	Common equity	Long	USA
HON Honeywell International Inc.	49.70 k	269.00 shares	0.17	Common equity	Long	USA
WCN Waste Connections, Inc.	49.69 k	370.00 shares	0.17	Common equity	Long	Canada
PEP PepsiCo, Inc.	49.65 k	293.00 shares	0.17	Common equity	Long	USA
TMO Thermo Fisher Scientific Inc.	49.60 k	98.00 shares	0.17	Common equity	Long	USA
WM Waste Management, Inc.	49.54 k	325.00 shares	0.17	Common equity	Long	USA
ROL Rollins, Inc.	49.50 k	1.33 k shares	0.17	Common equity	Long	USA
CL Colgate-Palmolive Company	49.49 k	696.00 shares	0.17	Common equity	Long	USA
TXN Texas Instruments Incorporated	48.98 k	308.00 shares	0.17	Common equity	Long	USA
BR Broadridge Financial Solutions, Inc.	48.52 k	271.00 shares	0.16	Common equity	Long	USA
BMY Bristol-Myers Squibb Company	48.23 k	831.00 shares	0.16	Common equity	Long	USA
LMT Lockheed Martin Corporation	47.85 k	117.00 shares	0.16	Common equity	Long	USA
A Agilent Technologies, Inc.	47.64 k	426.00 shares	0.16	Common equity	Long	USA
TJX The TJX Companies, Inc.	47.46 k	534.00 shares	0.16	Common equity	Long	USA
INCY Incyte Corporation	47.02 k	814.00 shares	0.16	Common equity	Long	USA
SPX US 04/19/24 C4850	46.43 k	15.00 contracts	0.16	Equity derivative	Long	N/A
BF-B Brown-Forman Corporation	46.21 k	801.00 shares	0.16	Common equity	Long	USA
REGN Regeneron Pharmaceuticals, Inc.	46.09 k	56.00 shares	0.16	Common equity	Long	USA
EW Edwards Lifesciences Corporation	45.45 k	656.00 shares	0.15	Common equity	Long	USA
CSCO Cisco Systems, Inc.	45.43 k	845.00 shares	0.15	Common equity	Long	USA
FTV Fortive Corporation	45.39 k	612.00 shares	0.15	Common equity	Long	USA
Select Sector SPDR Trust	44.67 k	347.00 shares	0.15	Common equity	Long	USA
MTD Mettler-Toledo International Inc.	44.32 k	40.00 shares	0.15	Common equity	Long	USA
VRTX Vertex Pharmaceuticals Incorporated	44.16 k	127.00 shares	0.15	Common equity	Long	USA
TDY Teledyne Technologies Incorporated	42.90 k	105.00 shares	0.15	Common equity	Long	USA
TYL Tyler Technologies, Inc.	42.86 k	111.00 shares	0.15	Common equity	Long	USA
LULU Lululemon Athletica Inc.	42.80 k	111.00 shares	0.14	Common equity	Long	USA
ITW Illinois Tool Works Inc.	42.61 k	185.00 shares	0.14	Common equity	Long	USA
SPX US 04/19/24 P3700	42.40 k	8.00 contracts	0.14	Equity derivative	Long	N/A
RSG Republic Services, Inc.	42.33 k	297.00 shares	0.14	Common equity	Long	USA
VRSN VeriSign, Inc.	42.13 k	208.00 shares	0.14	Common equity	Long	USA
AME AMETEK, Inc.	41.96 k	284.00 shares	0.14	Common equity	Long	USA
MCD McDonald's Corporation	41.89 k	159.00 shares	0.14	Common equity	Long	USA
CSGP CoStar Group, Inc.	41.75 k	543.00 shares	0.14	Common equity	Long	USA
MRK Merck & Co., Inc.	41.69 k	405.00 shares	0.14	Common equity	Long	USA
YUM Yum! Brands, Inc.	41.23 k	330.00 shares	0.14	Common equity	Long	USA
ADI Analog Devices, Inc.	41.15 k	235.00 shares	0.14	Common equity	Long	USA
TE CONNECTIVITY	41.01 k	332.00 shares	0.14	Common equity	Long	Switzerland
KMB Kimberly-Clark Corporation	40.73 k	337.00 shares	0.14	Common equity	Long	USA
ATVI Activision Blizzard, Inc.	40.17 k	429.00 shares	0.14	Common equity	Long	USA
DGX Quest Diagnostics Incorporated	39.97 k	328.00 shares	0.14	Common equity	Long	USA
HOLX Hologic, Inc.	39.70 k	572.00 shares	0.13	Common equity	Long	USA
SPX US 06/21/24 C5150	39.56 k	27.00 contracts	0.13	Equity derivative	Long	N/A
SJM The J. M. Smucker Company	37.12 k	302.00 shares	0.13	Common equity	Long	USA
RPRX Royalty Pharma plc	37.10 k	1.37 k shares	0.13	Common equity	Long	UK
SPX US 03/15/24 P3800	36.75 k	7.00 contracts	0.12	Equity derivative	Long	N/A
STZ Constellation Brands, Inc.	36.19 k	144.00 shares	0.12	Common equity	Long	USA
WAT Waters Corporation	35.10 k	128.00 shares	0.12	Common equity	Long	USA
MNST Monster Beverage Corporation	33.15 k	626.00 shares	0.11	Common equity	Long	USA
ECL Ecolab Inc.	33.03 k	195.00 shares	0.11	Common equity	Long	USA
MDT Medtronic plc	32.75 k	418.00 shares	0.11	Common equity	Long	Ireland
SPX US 03/15/24 C4800	32.31 k	13.00 contracts	0.11	Equity derivative	Long	N/A
MKC McCormick & Company, Incorporated	32.30 k	427.00 shares	0.11	Common equity	Long	USA
K Kellogg Company	32.25 k	542.00 shares	0.11	Common equity	Long	USA
IDXX IDEXX Laboratories, Inc.	31.92 k	73.00 shares	0.11	Common equity	Long	USA
ADBE Adobe Inc.	31.10 k	61.00 shares	0.11	Common equity	Long	USA
KEYS Keysight Technologies, Inc.	29.24 k	221.00 shares	0.10	Common equity	Long	USA
ODFL Old Dominion Freight Line, Inc.	29.05 k	71.00 shares	0.10	Common equity	Long	USA
GOOG Alphabet Inc.	28.66 k	219.00 shares	0.10	Common equity	Long	USA
GILD Gilead Sciences, Inc.	26.45 k	353.00 shares	0.09	Common equity	Long	USA
SPX US 05/17/24 C5100	26.18 k	22.00 contracts	0.09	Equity derivative	Long	N/A
MSI Motorola Solutions, Inc.	26.14 k	96.00 shares	0.09	Common equity	Long	USA
INTU Intuit Inc.	26.06 k	51.00 shares	0.09	Common equity	Long	USA
CHD Church & Dwight Co., Inc.	25.84 k	282.00 shares	0.09	Common equity	Long	USA
MDLZ Mondelez International, Inc.	25.75 k	371.00 shares	0.09	Common equity	Long	USA
LINDE PLC	25.69 k	69.00 shares	0.09	Common equity	Long	Ireland
CMG Chipotle Mexican Grill, Inc.	25.65 k	14.00 shares	0.09	Common equity	Long	USA
ORLY O'Reilly Automotive, Inc.	25.45 k	28.00 shares	0.09	Common equity	Long	USA
RS Reliance Steel & Aluminum Co.	25.17 k	96.00 shares	0.09	Common equity	Long	USA
CSX CSX Corporation	24.88 k	809.00 shares	0.08	Common equity	Long	USA
ANSS ANSYS, Inc.	24.70 k	83.00 shares	0.08	Common equity	Long	USA
HSY The Hershey Company	24.61 k	123.00 shares	0.08	Common equity	Long	USA
TER Teradyne, Inc.	24.31 k	242.00 shares	0.08	Common equity	Long	USA
COO The Cooper Companies, Inc.	23.21 k	73.00 shares	0.08	Common equity	Long	USA
XYL Xylem Inc.	22.94 k	252.00 shares	0.08	Common equity	Long	USA
RMD ResMed Inc.	22.92 k	155.00 shares	0.08	Common equity	Long	USA
CLX The Clorox Company	22.41 k	171.00 shares	0.08	Common equity	Long	USA
GIS General Mills, Inc.	22.14 k	346.00 shares	0.07	Common equity	Long	USA
ISHARES 1-3 YEAR TREASURY	7.85 k	97.00 shares	0.03	Common equity	Long	USA
EMBC Embecta Corp.	1.46 k	97.00 shares	0.00	Common equity	Long	USA
SPX US 08/16/24 C5600	-12.00 k	-25.00 contracts	-0.04	Equity derivative	Short	N/A
SPX US 12/15/23 P3500	-18.00 k	-20.00 contracts	-0.06	Equity derivative	Short	N/A
SPX US 12/15/23 P3675	-19.95 k	-14.00 contracts	-0.07	Equity derivative	Short	N/A
SPX US 05/17/24 P3350	-24.05 k	-7.00 contracts	-0.08	Equity derivative	Short	N/A
SPX US 07/19/24 P3350	-27.15 k	-6.00 contracts	-0.09	Equity derivative	Short	N/A
SPX US 06/21/24 P3450	-32.83 k	-7.00 contracts	-0.11	Equity derivative	Short	N/A
SPX US 08/16/24 P3425	-33.75 k	-6.00 contracts	-0.11	Equity derivative	Short	N/A
US 10YR NOTE (CBT)Dec23	-246.38 k	94.00 contracts	-0.83	Interest rate derivative	Long	USA