Principal Spectrum Preferred Securities Active ETF

Fund Profile

Fund profile

Tickers

PREF

Fund manager

Principal Exchange-Traded Funds

Total assets

$976.51 mm

Liabilities

$14.07 mm

Net assets

$962.44 mm

Number of holdings

117.00

PREF stock data

1M 3M 6M 1Y

117 Holdings

As of Sep 2024

Security	$Holding	Balance	% of Fund	Category	Position	Country
AXP American Express Company	39.11 mm	41.27 mm principal	4.06	Debt	Long	USA
WFC Wells Fargo & Company	33.00 mm	33.96 mm principal	3.43	Debt	Long	USA
Toronto-Dominion Bank	27.49 mm	25.63 mm principal	2.86	Debt	Long	Canada
SCHW The Charles Schwab Corporation	23.24 mm	24.23 mm principal	2.41	Debt	Long	USA
Bank of Nova Scotia	20.09 mm	18.57 mm principal	2.09	Debt	Long	Canada
USB U.S. Bancorp	19.82 mm	21.53 mm principal	2.06	Debt	Long	USA
Liberty Mutual Group, Inc.	19.21 mm	20.31 mm principal	2.00	Debt	Long	USA
CFG Citizens Financial Group, Inc.	18.84 mm	18.91 mm principal	1.96	Debt	Long	USA
COF Capital One Financial Corporation	18.20 mm	19.32 mm principal	1.89	Debt	Long	USA
SO The Southern Company	17.84 mm	18.10 mm principal	1.85	Debt	Long	USA
JPMorgan Chase & Co.	17.69 mm	18.29 mm principal	1.84	Debt	Long	USA
NextEra Energy Capital Holdings, Inc.	17.48 mm	18.35 mm principal	1.82	Debt	Long	USA
PRU Prudential Financial, Inc.	17.45 mm	18.90 mm principal	1.81	Debt	Long	USA
MTB M&T Bank Corporation	17.41 mm	19.61 mm principal	1.81	Debt	Long	USA
PNC The PNC Financial Services Group, Inc.	17.05 mm	16.79 mm principal	1.77	Debt	Long	USA
DFS Discover Financial Services	16.43 mm	16.44 mm principal	1.71	Debt	Long	USA
KIOR Kior Inc	16.20 mm	16.67 mm principal	1.68	Debt	Long	USA
Bank of Nova Scotia	16.04 mm	16.26 mm principal	1.67	Debt	Long	Canada
BAC Bank of America Corporation	16.03 mm	16.56 mm principal	1.67	Debt	Long	USA
D Dominion Energy, Inc.	15.32 mm	15.73 mm principal	1.59	Debt	Long	USA
VOYA Voya Financial, Inc.	15.18 mm	13.99 mm principal	1.58	Debt	Long	USA
Transcanada Trust	15.13 mm	15.59 mm principal	1.57	Debt	Long	Canada
C Citigroup Inc.	14.91 mm	15.23 mm principal	1.55	Debt	Long	USA
Bank of Montreal	14.23 mm	13.50 mm principal	1.48	Debt	Long	Canada
D Dominion Energy, Inc.	14.16 mm	14.23 mm principal	1.47	Debt	Long	USA
PNC The PNC Financial Services Group, Inc.	14.16 mm	13.91 mm principal	1.47	Debt	Long	USA
Principal Government Money Market Fund	13.64 mm	13.64 mm shares	1.42	Short-term investment vehicle	Long	USA
HBAN Huntington Bancshares Incorporated	13.56 mm	13.57 mm principal	1.41	Debt	Long	USA
Bank of America Corp.	12.30 mm	12.03 mm principal	1.28	Debt	Long	USA
MET MetLife, Inc.	12.22 mm	12.42 mm principal	1.27	Debt	Long	USA
DUK Duke Energy Corporation	12.21 mm	13.23 mm principal	1.27	Debt	Long	USA
TFC Truist Financial Corporation	11.59 mm	11.70 mm principal	1.20	Debt	Long	USA
Royal Bank of Canada	11.21 mm	10.50 mm principal	1.17	Debt	Long	Canada
STT State Street Corporation	10.97 mm	10.60 mm principal	1.14	Debt	Long	USA
C Citigroup Inc.	10.84 mm	11.26 mm principal	1.13	Debt	Long	USA
Wells Fargo & Co.	10.57 mm	9.71 mm principal	1.10	Debt	Long	USA
AEP American Electric Power Company, Inc.	10.38 mm	11.01 mm principal	1.08	Debt	Long	USA
BP Capital Markets PLC	10.10 mm	9.60 mm principal	1.05	Debt	Long	UK
CFG Citizens Financial Group, Inc.	9.80 mm	10.37 mm principal	1.02	Debt	Long	USA
KIOR Kior Inc	9.61 mm	10.19 mm principal	1.00	Debt	Long	USA
KeyCorp Capital III	9.35 mm	9.00 mm principal	0.97	Debt	Long	USA
TFC Truist Financial Corporation	9.14 mm	9.19 mm principal	0.95	Debt	Long	USA
SCHW The Charles Schwab Corporation	8.92 mm	8.94 mm principal	0.93	Debt	Long	USA
STT State Street Corporation	8.21 mm	7.93 mm principal	0.85	Debt	Long	USA
GS The Goldman Sachs Group, Inc.	8.20 mm	8.56 mm principal	0.85	Debt	Long	USA
CRBG Corebridge Financial, Inc.	8.20 mm	7.92 mm principal	0.85	Debt	Long	USA
C Citigroup Inc.	7.90 mm	7.53 mm principal	0.82	Debt	Long	USA
HSBC Capital Funding Dollar 1 LP	7.86 mm	6.05 mm principal	0.82	Debt	Long	Jersey
KIOR Kior Inc	7.84 mm	7.90 mm principal	0.81	Debt	Long	USA
NextEra Energy Capital Holdings, Inc.	7.81 mm	7.44 mm principal	0.81	Debt	Long	USA
State Street Institutional U.S. Government Money Market Fund Premier Class	7.79 mm	7.79 mm shares	0.81	Short-term investment vehicle	Long	USA
ENB Enbridge Inc.	7.78 mm	7.28 mm principal	0.81	Debt	Long	Canada
KeyCorp Capital I	7.36 mm	7.70 mm principal	0.77	Debt	Long	USA
Zurich Finance Ireland Designated Activity Co.	7.02 mm	8.00 mm principal	0.73	Debt	Long	Ireland
Toronto-Dominion Bank	6.77 mm	6.50 mm principal	0.70	Debt	Long	Canada
Argentum Netherlands BV for Swiss Re Ltd.	6.59 mm	6.50 mm principal	0.69	Debt	Long	Netherlands
Cloverie PLC for Zurich Insurance Co. Ltd.	6.54 mm	6.50 mm principal	0.68	Debt	Long	Ireland
NI NiSource Inc.	6.31 mm	6.11 mm principal	0.66	Debt	Long	USA
ENB Enbridge Inc.	6.19 mm	6.18 mm principal	0.64	Debt	Long	Canada
PNC The PNC Financial Services Group, Inc.	5.67 mm	5.60 mm principal	0.59	Debt	Long	USA
PRU Prudential Financial, Inc.	5.55 mm	5.60 mm principal	0.58	Debt	Long	USA
AZSEY Allianz Se	5.44 mm	5.00 mm principal	0.57	Debt	Long	Germany
Nippon Life Insurance Co.	5.32 mm	6.10 mm principal	0.55	Debt	Long	Japan
D Dominion Energy, Inc.	5.31 mm	5.00 mm principal	0.55	Debt	Long	USA
USB U.S. Bancorp	5.26 mm	5.30 mm principal	0.55	Debt	Long	USA
Transcanada Trust	5.05 mm	5.23 mm principal	0.53	Debt	Long	Canada
MTB M&T Bank Corporation	4.97 mm	5.00 mm principal	0.52	Debt	Long	USA
HBAN Huntington Bancshares Incorporated	4.85 mm	5.08 mm principal	0.50	Debt	Long	USA
Enterprise Products Operating LLC	4.75 mm	4.82 mm principal	0.49	Debt	Long	USA
Truist Financial Corp.	4.74 mm	4.80 mm principal	0.49	Debt	Long	USA
JPMorgan Chase & Co.	4.72 mm	4.40 mm principal	0.49	Debt	Long	USA
ERRAF Emera Incorporated	4.41 mm	4.39 mm principal	0.46	Debt	Long	Canada
EQH Equitable Holdings, Inc.	4.33 mm	4.37 mm principal	0.45	Debt	Long	USA
ALL The Allstate Corporation	4.17 mm	4.15 mm principal	0.43	Debt	Long	USA
MET MetLife, Inc.	4.12 mm	3.45 mm principal	0.43	Debt	Long	USA
Bank of Montreal	4.10 mm	4.11 mm principal	0.43	Debt	Long	Canada
CRBG Corebridge Financial, Inc.	4.04 mm	4.00 mm principal	0.42	Debt	Long	USA
Argentum Netherlands BV for Zurich Insurance Co. Ltd.	4.00 mm	4.00 mm principal	0.42	Debt	Long	Netherlands
Sumitomo Life Insurance Co.	3.74 mm	4.14 mm principal	0.39	Debt	Long	Japan
BP Capital Markets PLC	3.23 mm	3.27 mm principal	0.34	Debt	Long	UK
C Citigroup Inc.	3.21 mm	3.00 mm principal	0.33	Debt	Long	USA
AIG American International Group, Inc.	3.19 mm	3.18 mm principal	0.33	Debt	Long	USA
Nippon Life Insurance Co.	3.04 mm	3.51 mm principal	0.32	Debt	Long	Japan
C Citigroup Inc.	2.98 mm	3.00 mm principal	0.31	Debt	Long	USA
Willow No. 2 Ireland PLC for Zurich Insurance Co. Ltd.	2.96 mm	3.00 mm principal	0.31	Debt	Long	Ireland
Bank of Montreal	2.95 mm	2.80 mm principal	0.31	Debt	Long	Canada
CMS-PB Consumers Energy Company	2.95 mm	3.05 mm principal	0.31	Debt	Long	USA
TFC Truist Financial Corporation	2.95 mm	3.00 mm principal	0.31	Debt	Long	USA
ENB Enbridge Inc.	2.91 mm	2.60 mm principal	0.30	Debt	Long	Canada
DUK Duke Energy Corporation	2.91 mm	2.80 mm principal	0.30	Debt	Long	USA
NTRS Northern Trust Corporation	2.87 mm	2.90 mm principal	0.30	Debt	Long	USA
MET MetLife, Inc.	2.86 mm	2.70 mm principal	0.30	Debt	Long	USA
TFC Truist Financial Corporation	2.80 mm	2.80 mm principal	0.29	Debt	Long	USA
Wells Fargo & Co.	2.50 mm	2.40 mm principal	0.26	Debt	Long	USA
ENB Enbridge Inc.	2.44 mm	2.49 mm principal	0.25	Debt	Long	Canada
EUSHI Finance, Inc.	2.22 mm	2.10 mm principal	0.23	Debt	Long	USA
Scentre Group Trust 2	2.21 mm	2.25 mm principal	0.23	Debt	Long	Australia
Goldman Sachs Group, Inc.	2.14 mm	2.26 mm principal	0.22	Debt	Long	USA
AEP American Electric Power Company, Inc.	2.00 mm	1.90 mm principal	0.21	Debt	Long	USA
AEP American Electric Power Company, Inc.	1.81 mm	1.70 mm principal	0.19	Debt	Long	USA
SCHW The Charles Schwab Corporation	1.79 mm	2.00 mm principal	0.19	Debt	Long	USA
BP Capital Markets PLC	1.76 mm	1.78 mm principal	0.18	Debt	Long	UK
Goldman Sachs Group, Inc.	1.66 mm	1.65 mm principal	0.17	Debt	Long	USA
Meiji Yasuda Life Insurance Co.	1.54 mm	1.50 mm principal	0.16	Debt	Long	Japan
GS The Goldman Sachs Group, Inc.	1.51 mm	1.50 mm principal	0.16	Debt	Long	USA
SCHW The Charles Schwab Corporation	1.47 mm	1.50 mm principal	0.15	Debt	Long	USA
D Dominion Energy, Inc.	1.43 mm	1.43 mm principal	0.15	Debt	Long	USA
KIOR Kior Inc	1.39 mm	1.40 mm principal	0.14	Debt	Long	USA
Goldman Sachs Group, Inc.	1.22 mm	1.27 mm principal	0.13	Debt	Long	USA
Meiji Yasuda Life Insurance Co.	1.21 mm	1.21 mm principal	0.13	Debt	Long	Japan
Truist Financial Corp.	1.20 mm	1.25 mm principal	0.12	Debt	Long	USA
PNC The PNC Financial Services Group, Inc.	1.05 mm	1.15 mm principal	0.11	Debt	Long	USA
Swiss RE Subordinated Finance PLC	1.03 mm	1.00 mm principal	0.11	Debt	Long	UK
CoBank ACB	720.56 k	750.00 k principal	0.07	Debt	Long	USA
C Citigroup Inc.	520.47 k	500.00 k principal	0.05	Debt	Long	USA
SWK Stanley Black & Decker, Inc.	298.92 k	316.00 k principal	0.03	Debt	Long	USA
Scentre Group Trust 2	254.14 k	256.00 k principal	0.03	Debt	Long	Australia