WESTWOOD CAPITAL APPRECIATION AND INCOME FUND

Fund Profile

Fund profile

Tickers

WTOCX, WWTAX, WLVIX

Fund manager

Ultimus Managers Trust

Total assets

$117.76 mm

Liabilities

$221.88 k

Net assets

$117.54 mm

Number of holdings

120.00

120 Holdings

As of Apr 2024

Security	$Holding	Balance	% of Fund	Category	Position	Country
AAPL Apple Inc.	4.43 mm	26.02 k shares	3.77	Common equity	Long	USA
MSFT Microsoft Corporation	3.46 mm	8.89 k shares	2.94	Common equity	Long	USA
ET Energy Transfer LP	2.74 mm	174.27 k shares	2.33	Common equity	Long	USA
JPM JPMorgan Chase & Co.	2.52 mm	13.16 k shares	2.15	Common equity	Long	USA
TSM Taiwan Semiconductor Manufacturing Company Limited	2.28 mm	16.59 k shares	1.94	Common equity	Long	Taiwan
WFC Wells Fargo & Company	2.26 mm	38.08 k shares	1.92	Common equity	Long	USA
AMGN Amgen Inc.	1.75 mm	6.38 k shares	1.49	Common equity	Long	USA
ASML ASML Holding N.V.	1.67 mm	1.92 k shares	1.42	Common equity	Long	Netherlands
FIRST AMERICAN GOVERNMENT OBLIGATIONS FUND - CLASS U	1.67 mm	1.67 mm principal	1.42	Short-term investment vehicle	Long	USA
WMT Walmart Inc.	1.65 mm	27.78 k shares	1.40	Common equity	Long	USA
GILD Gilead Sciences, Inc.	1.61 mm	24.68 k shares	1.37	Common equity	Long	USA
GS The Goldman Sachs Group, Inc.	1.60 mm	3.75 k shares	1.36	Common equity	Long	USA
COST Costco Wholesale Corporation	1.58 mm	2.19 k shares	1.35	Common equity	Long	USA
NFLX Netflix, Inc.	1.58 mm	2.87 k shares	1.34	Common equity	Long	USA
JPMorgan Nasdaq Equity Premium Income ETF	1.54 mm	29.62 k shares	1.31	Common equity	Long	USA
DVN Devon Energy Corporation	1.54 mm	30.06 k shares	1.31	Common equity	Long	USA
GD General Dynamics Corporation	1.51 mm	5.27 k shares	1.29	Common equity	Long	USA
MCD McDonald's Corporation	1.46 mm	5.33 k shares	1.24	Common equity	Long	USA
IBM International Business Machines Corporation	1.45 mm	8.70 k shares	1.23	Common equity	Long	USA
LOW Lowe's Companies, Inc.	1.35 mm	5.92 k shares	1.15	Common equity	Long	USA
CCI Crown Castle Inc.	1.35 mm	14.35 k shares	1.14	Common equity	Long	USA
NNN National Retail Properties, Inc.	1.34 mm	33.15 k shares	1.14	Common equity	Long	USA
Avolon Holdings Funding Ltd. 2.750%, Due 02/21/28	1.33 mm	1.50 mm principal	1.13	Debt	Long	Cayman Islands
EPD Enterprise Products Partners L.P.	1.30 mm	46.12 k shares	1.10	Common equity	Long	USA
GOOG Alphabet Inc.	1.24 mm	7.52 k shares	1.05	Common equity	Long	USA
FCX Freeport-McMoRan Inc.	1.22 mm	24.40 k shares	1.04	Common equity	Long	USA
SCHW The Charles Schwab Corporation	1.20 mm	16.22 k shares	1.02	Common equity	Long	USA
Royal Caribbean Cruises Ltd. 9.250%, Due 01/15/2029	1.19 mm	1.11 mm principal	1.01	Debt	Long	Liberia
WEC WEC Energy Group, Inc.	1.17 mm	14.13 k shares	0.99	Common equity	Long	USA
DE Deere & Company	1.15 mm	2.94 k shares	0.98	Common equity	Long	USA
CB Chubb Limited	1.15 mm	4.62 k shares	0.98	Common equity	Long	USA
Earthstone Energy Holdings, LLC 9.875%, Due 07/15/2031	1.11 mm	1.00 mm principal	0.94	Debt	Long	USA
MU Micron Technology, Inc.	1.10 mm	9.77 k shares	0.94	Common equity	Long	USA
GLNCY Glencore plc	1.09 mm	93.78 k shares	0.93	Common equity	Long	Jersey
CRM Salesforce, Inc.	1.09 mm	4.05 k shares	0.93	Common equity	Long	USA
United States Treasury Note/Bond 3.000%, Due 8/15/2052	1.08 mm	1.50 mm principal	0.92	Debt	Long	USA
AMZN Amazon.com, Inc.	1.07 mm	6.13 k shares	0.91	Common equity	Long	USA
ZD Ziff Davis, Inc.	1.07 mm	1.18 mm principal	0.91	Debt	Long	USA
FDX FedEx Corporation	1.05 mm	4.00 k shares	0.89	Common equity	Long	USA
WDAY Workday, Inc.	1.04 mm	4.26 k shares	0.89	Common equity	Long	USA
Corporate Office Properties LP 5.250%, Due 09/15/28	1.03 mm	1.00 mm principal	0.88	Debt	Long	USA
Directv Financing, LLC 8.875%, Due 02/01/2030	1.02 mm	1.05 mm principal	0.87	Debt	Long	USA
RenaissanceRe Holdings Ltd 5.75%, Due 06/05/2033	1.01 mm	1.04 mm principal	0.86	Debt	Long	USA
ARCC Ares Capital Corporation	1.01 mm	995.00 k principal	0.86	Debt	Long	USA
United States Treasury Note/Bond 4.750%, Due 11/15/53	993.75 k	1.00 mm principal	0.85	Debt	Long	USA
NextEra Energy Capital Holdings, Inc. 3.000%, Due 03/01/27	981.00 k	900.00 k principal	0.83	Debt	Long	USA
AIG American International Group, Inc.	979.93 k	13.01 k shares	0.83	Common equity	Long	USA
RITM Rithm Capital Corp.	979.47 k	1.00 mm principal	0.83	Debt	Long	USA
MDB MongoDB, Inc.	975.82 k	550.00 k principal	0.83	Debt	Long	USA
NextEra Energy Capital Holdings Inc 5.000%, Due 07/15/32	971.41 k	1.01 mm principal	0.83	Debt	Long	USA
TIBX TIBCO Software Inc	947.73 k	1.00 mm principal	0.81	Debt	Long	USA
ET Energy Transfer LP	946.46 k	985.00 k principal	0.81	Debt	Long	USA
US TNOTE 3.875% DUE 08/15/2033	938.44 k	1.00 mm principal	0.80	Debt	Long	USA
Flex Ltd 6.000%, Due 01/15/28	931.93 k	930.00 k principal	0.79	Debt	Long	Singapore
Valeant Pharmaceuticals International	931.74 k	1.00 mm principal	0.79	Debt	Long	USA
HON Honeywell International Inc.	925.68 k	4.80 k shares	0.79	Common equity	Long	USA
Dell International LLC / EMC Corp. 5.75%, Due 02/01/2033	916.49 k	910.00 k principal	0.78	Debt	Long	USA
DFS Discover Financial Services	915.62 k	7.23 k shares	0.78	Common equity	Long	USA
SRE Sempra	908.38 k	935.00 k principal	0.77	Debt	Long	USA
MPH Acquisition Holdings, LLC 5.500%, Due 09/01/2028	896.45 k	1.10 mm principal	0.76	Debt	Long	USA
Newmont Corporation	886.68 k	21.82 k shares	0.75	Common equity	Long	USA
AKAM Akamai Technologies, Inc.	874.20 k	775.00 k principal	0.74	Debt	Long	USA
CCOI Cogent Communications Holdings, Inc.	872.40 k	13.59 k shares	0.74	Common equity	Long	USA
TCBI Texas Capital Bancshares, Inc.	869.90 k	15.16 k shares	0.74	Common equity	Long	USA
PNY Piedmont Natural Gas Co Inc	857.89 k	1.00 mm principal	0.73	Debt	Long	USA
MPT Operating Partnership, L.P. 4.625%, Due 08/01/2029	842.13 k	1.13 mm principal	0.72	Debt	Long	USA
RMBS Rambus Inc.	828.28 k	15.11 k shares	0.70	Common equity	Long	USA
BMY Bristol-Myers Squibb Company	804.01 k	18.30 k shares	0.68	Common equity	Long	USA
MPLX MPLX LP	802.06 k	850.00 k principal	0.68	Debt	Long	USA
CNP CenterPoint Energy, Inc.	801.50 k	810.00 k principal	0.68	Debt	Long	USA
HSBC HSBC Holdings plc	799.43 k	790.00 k principal	0.68	Debt	Long	UK
Republic of South Africa Government International Bond	786.81 k	885.00 k principal	0.67	Debt	Long	South Africa
ITGR Integer Holdings Corporation	771.45 k	555.00 k principal	0.66	Debt	Long	USA
PPC Pilgrim's Pride Corporation	735.96 k	740.00 k principal	0.63	Debt	Long	USA
HSBC HSBC Holdings plc	717.32 k	695.00 k principal	0.61	Debt	Long	UK
ALLY Ally Financial Inc.	714.67 k	700.00 k principal	0.61	Debt	Long	USA
FANG Diamondback Energy, Inc.	710.23 k	900.00 k principal	0.60	Debt	Long	USA
IRM Iron Mountain Incorporated	687.99 k	730.00 k principal	0.59	Debt	Long	USA
American Airlines 2021-1 Class B Pass Through Trust	687.48 k	761.20 k principal	0.58	ABS-other	Long	USA
LYV Live Nation Entertainment, Inc.	682.54 k	630.00 k principal	0.58	Debt	Long	USA
BCS Barclays PLC	678.96 k	650.00 k principal	0.58	Debt	Long	UK
VICI VICI Properties Inc.	648.00 k	22.70 k shares	0.55	Common equity	Long	USA
MDT Medtronic plc	639.83 k	7.97 k shares	0.54	Common equity	Long	USA
VGR Vector Group Ltd.	638.37 k	700.00 k principal	0.54	Debt	Long	USA
Fresenius Medical Care US Finance III Inc 3.000%, Due 12/01/31	637.50 k	810.00 k principal	0.54	Debt	Long	USA
LTHM Livent Corp.	621.60 k	460.00 k principal	0.53	Debt	Long	USA
National Australia Bank Ltd 6.429%, Due 01/12/33	605.01 k	590.00 k principal	0.51	Debt	Long	Australia
STT State Street Corporation	580.37 k	580.00 k principal	0.49	Debt	Long	USA
Federal Home Loan Mortgage Corporation 4.000%, Due 10/01/2052	577.35 k	643.85 k principal	0.49	ABS-mortgage backed security	Long	USA
Federal Home Loan Mortgage Corporation 5.500%, Due 04/01/2053	577.33 k	593.42 k principal	0.49	ABS-mortgage backed security	Long	USA
CHS/Community Health Systems, Inc. 5.250%, Due 05/15/2030	572.70 k	700.00 k principal	0.49	Debt	Long	USA
Federal Home Loan Mortgage Corporation 5.000%, Due 01/01/2053	566.19 k	597.22 k principal	0.48	ABS-mortgage backed security	Long	USA
Federal Home Loan Mortgage Corporation 4.500%, Due 12/01/2052	561.05 k	608.01 k principal	0.48	ABS-mortgage backed security	Long	USA
Consolidated Edison Company 3.85%, Due 06/15/2046	559.19 k	750.00 k principal	0.48	Debt	Long	USA
FANG Diamondback Energy, Inc.	558.64 k	585.00 k principal	0.48	Debt	Long	USA
JNJ Johnson & Johnson	540.33 k	3.74 k shares	0.46	Common equity	Long	USA
DRI Darden Restaurants, Inc.	539.16 k	690.00 k principal	0.46	Debt	Long	USA
Transcanada Trust 5.600%, Due 03/07/2082	516.03 k	590.00 k principal	0.44	Debt	Long	Canada
F Ford Motor Company	513.90 k	485.00 k principal	0.44	Debt	Long	USA
Aircastle Ltd. 5.25% Due 08/11/2025	503.53 k	510.00 k principal	0.43	Debt	Long	USA
Cogent Communications Group Inc 7.000%, Due 06/15/27	493.60 k	500.00 k principal	0.42	Debt	Long	USA
CLF Cleveland-Cliffs Inc.	488.83 k	500.00 k principal	0.42	Debt	Long	USA
MMSI Merit Medical Systems, Inc.	482.63 k	450.00 k principal	0.41	Debt	Long	USA
Truist Financial Corporation Floating rate, Due 12/31/2049	474.92 k	485.00 k principal	0.40	Debt	Long	USA
HES Hess Corporation	446.33 k	2.83 k shares	0.38	Common equity	Long	USA
Bank of America Corporation 4.271%, Due 07/23/2029	445.65 k	470.00 k principal	0.38	Debt	Long	USA
CVX Chevron Corporation	442.36 k	2.74 k shares	0.38	Common equity	Long	USA
General Motors Financial Company, Inc. 2.350%, Due 01/08/31	442.18 k	550.00 k principal	0.38	Debt	Long	USA
Intesa Sanpaolo S.p.A. 7.778%, Due 06/20/54	440.83 k	430.00 k principal	0.38	Debt	Long	Italy
ORCL Oracle Corporation	428.22 k	395.00 k principal	0.36	Debt	Long	USA
LNC Lincoln National Corporation	426.03 k	400.00 k principal	0.36	Debt	Long	USA
America Movil SAB de CV 5.375%, Due 04/04/2032	424.92 k	465.00 k principal	0.36	Debt	Long	Mexico
GEO The GEO Group, Inc.	343.80 k	333.00 k principal	0.29	Debt	Long	USA
Charter Communications Operating, LLC 6.384%, Due 10/23/35	330.74 k	350.00 k principal	0.28	Debt	Long	USA
United Airlines 2023-1 Class A Pass Through Trust 5.800%, Due 07/15/36	278.08 k	280.00 k principal	0.24	ABS-other	Long	USA
U.S. Treasury Bonds 2.875%, Due 05/15/2052	263.64 k	375.00 k principal	0.22	Debt	Long	USA
NWG NatWest Group plc	210.83 k	210.00 k principal	0.18	Debt	Long	UK
CNMD CONMED Corporation	106.18 k	1.56 k shares	0.09	Common equity	Long	USA
CHS / Community Health Systems, Inc. 10.875%, Due 01/15/2032	61.38 k	60.00 k principal	0.05	Debt	Long	USA
CIVI Civitas Resources, Inc.	52.16 k	50.00 k principal	0.04	Debt	Long	USA