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CHI Calamos Convertible Opportunities and Income Fund

Definitive proxy

The following table shows the number of meetings the board and standing committees of CHI, CHY, CSQ, CGO, CHW, CCD and CPZ held during the fiscal year ended October 31, 2022:

				CHI				CHY				CSQ				CGO				CHW				CCD				CPZ
Board of Trustees					7				7				7				7				7				7				6
Executive Committee					0				0				0				0				0				0				0
Audit Committee					4				4				4				4				4				4				4
Governance Committee					4				4				4				4				4				4				4
Dividend Committee*					0				0				0				0				0				0				0
Valuation Committee					4				4				4				4				4				4				4
Refinancing Committee**					0				0				1				0				0				0				0

8 May 23

4:22pm

CHI Calamos Convertible Opportunities and Income Fund

Definitive proxy

Fund				Class of Shares								Shares Held				Percentage Held
				Series C Mandatory Redeemable Preferred Shares				Massachusetts Mutual Life Insurance Company c/o Barings LLC 1500 Main Street – Suite 2200 P.O. Box 15189 Springfield, MA 0115-5189					1,204,000				81.4	%
								Great-West Life & Annuity Insurance Company 8525 East Orchard Road, 1T3 Greenwood Village, CO 80111					276,000				18.6	%
				Series D Mandatory Redeemable Preferred Shares				Metropolitan Life Insurance Company 200 Park Avenue New York, New York 10166					520,000				37.1	%
								The Northwestern Mutual Life Insurance Company 720 East Wisconsin Avenue Milwaukee, WI 53202					480,000				34.3	%
								Thrivent Financial for Lutherans 901 Marquette Avenue, Suite 2500 Minneapolis, MN 55402					400,000				28.6	%
				Series E Mandatory Redeemable Preferred Shares				Metropolitan Life Insurance Company 200 Park Avenue New York, New York 10166					740,000				50.7	%
								The Northwestern Mutual Life Insurance Company 720 East Wisconsin Avenue Milwaukee, WI 53202					720,000				49.3	%
CSQ				Common				Merrill Lynch Pierce Fenner & Smith Attn: Earl Weeks 4804 Deer Lake Dr. E. Jacksonville, FL 32246					29,504,100				18.4	%

8 May 23

4:22pm

CHI Calamos Convertible Opportunities and Income Fund

Definitive proxy

Fund				Class of Shares								Shares Held				Percentage Held
				Series D Mandatory Redeemable Preferred Shares				The Northwestern Mutual Life Insurance Company 720 East Wisconsin Avenue Milwaukee, WI 53202					200,000				100.0	%
				Series E Mandatory Redeemable Preferred Shares				The Northwestern Mutual Life Insurance Company 720 East Wisconsin Avenue Milwaukee, WI 53202					160,000				100.0	%
CHW				Common				Morgan Stanley Smith Barney LLC Attn: John Barry 1300 Thames Street 6th Floor Baltimore, MD 21231					15,922,921				24.9	%
								National Financial Services LLC Attn: Peter Closs 499 Washington Blvd. Jersey City, NJ 07310					6,590,466				10.3	%
								Wells Fargo Clearing Services LLC Attn: Matt Buettner 2801 Market Street H0006-09B St. Louis, MO 63103					6,438,962				10.1	%
								TD Ameritrade Attn: Suzanne Brodd 200 S. 108th Ave Omaha, NE 68154					5,588,626				8.8	%
								Charles Schwab & Co., Inc. Attn: Christina Young 2423 E. Lincoln Drive Phoenix, AZ 85016-1215					4,491,748				7.0	%

8 May 23

4:22pm

CHI Calamos Convertible Opportunities and Income Fund

Definitive proxy

Fund				Class of Shares								Shares Held				Percentage Held
				Series C Mandatory Redeemable Preferred Shares				Massachusetts Mutual Life Insurance Company c/o Barings LLC 1500 Main Street – Suite 2200 P.O. Box 15189 Springfield, MA 0115-5189					696,000				80.9	%
								Great-West Life & Annuity Insurance Company 8525 East Orchard Road, 1T3 Greenwood Village, CO 80111					164,000				19.1	%
				Series D Mandatory Redeemable Preferred Shares				The Northwestern Mutual Life Insurance Company 720 East Wisconsin Avenue Milwaukee, WI 53202					480,000				42.9	%
								Metropolitan Life Insurance Company 200 Park Avenue New York, New York 10166					404,000				36.1	%
								Thrivent Financial for Lutherans 901 Marquette Avenue, Suite 2500 Minneapolis, MN 55402					200,000				17.9	%
				Series E Mandatory Redeemable Preferred Shares				Metropolitan Life Insurance Company 200 Park Avenue New York, New York 10166					440,000				51.8	%
								The Northwestern Mutual Life Insurance Company 720 East Wisconsin Avenue Milwaukee, WI 53202					410,000				48.2	%
CPZ				Common				Morgan Stanley Smith Barney LLC Attn: John Barry 1300 Thames Street 6th Floor Baltimore, MD 21231					3,720,868				19.0	%

8 May 23

4:22pm

CHI Calamos Convertible Opportunities and Income Fund

Definitive proxy

Trustee				CHW								CCD								CPZ
John P. Calamos, Sr.					0				*				1,284,042				4.9	%			54,299				*
John E. Neal					0				*				0				*				0				*
William R. Rybak					0				*				0				*				0				*
Virginia G. Breen					0				*				0				*				0				*
Lloyd A. Wennlund					0				*				0				*				2,500				*
Karen L. Stuckey					0				*				0				*				0				*
Christopher M. Toub					0				*				0				*				1,500				*
Trustees and Officers as a group (15 persons)					0				*				1,284,640				4.9	%			99,913				*

8 May 23

4:22pm

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8 May 23

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8 May 23

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