Ownership / Artisan Partners Asset Management Inc. | Tables in SEC filings

APAM Artisan Partners Asset Management Inc.

Quarterly report

Outstanding

Authorized

As of September 30, 2024

As of December 31, 2023

Voting Rights (1)

Economic Rights

Common shares

Class A, par value $0.01 per share

500,000,000

70,069,120

68,554,078

1 vote per share

Proportionate

Class B, par value $0.01 per share

200,000,000

1,579,068

2,435,739

1 vote per share

None

Class C, par value $0.01 per share

400,000,000

8,712,951

9,024,947

1 vote per share

None

(1) The Company’s employees to whom Artisan has granted equity have entered into a stockholders agreement with respect to all shares of APAM common stock they have acquired from the Company and any shares they may acquire from the Company in the future, pursuant to which they granted an irrevocable voting proxy to a Stockholders Committee. As of September 30, 2024, Artisan’s employees held 5,166,152 restricted shares of Class A common stock and all 1,579,068 outstanding shares of Class B common stock, all of which were subject to the agreement.

Assets and Liabilities at Fair Value
Total	Level 1	Level 2	Level 3
September 30, 2024	Assets	Money market funds	$	16,489	$	16,489	$	—	$	—	Equity securities - long position	69,721	67,418	2,303	—	Fixed income instruments - long position	335,881	—	328,256	7,625	Derivative assets	1,256	8	1,248	—	Private equity	6,895	—	—	6,895	Liabilities	Fixed income instruments - short position	$	6,932	$	—	$	6,932	$	—	Derivative liabilities	505	52	453	—	Repurchase agreements	1,423	—	1,423	—

As of September 30, 2024	As of December 31, 2023
Net CIP assets included in the table above			$	421,382	$	372,671	Net CIP assets/(liabilities) not included in the table above	(22,748)		(5,434)	Total Net CIP assets	398,634		367,237	Less: redeemable noncontrolling interests	298,987		252,406	Artisan’s direct equity investment in CIPs	$	99,647	$	114,831

Holdings GP Units	Limited Partnership Units		Total			APAM Ownership %
Balance at December 31, 2023		68,554,078		11,460,686	80,014,764	86	%
Holdings Common Unit Exchanges		1,168,667		(1,168,667)	—	1	%
Issuance of APAM Restricted Shares (1)		502,774		—	502,774	—	%
Delivery of Shares Underlying RSUs and PSUs (1)		28,795		—	28,795	—	%
Restricted Share Award Net Share Settlement (1)		(149,172)		—	(149,172)	—	%
Forfeitures from Employee Terminations (1)		(36,022)		—	(36,022)	—	%
Balance at September 30, 2024		70,069,120		10,292,019	80,361,139	87	%
(1) The impact of the transaction on APAM’s ownership percentage was less than 1%.

Type of Dividend	Class of Stock		For the Three Months Ended September 30,		For the Nine Months Ended September 30,
2024		2023		2024		2023
Quarterly		Class A Common		$		0.71	$	0.61	$	2.00	$	1.66	Special Annual	Class A Common	$	—	$	—	$	0.34	$	0.35

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