| Owner | Title | From | %Ownership |
|---|---|---|---|
| Nuveen Investments Holdings, Inc. | Managing Member | 07/2001 | 25-50% |
| Nuveen Holdings, Inc. | Shareholder | 11/2007 | > 75% |
| Nuveen Investments, Inc. | Shareholder | 07/2001 | > 75% |
| Nuveen Investments, Inc. | Member | 07/2001 | 50-75% |
| Macdonald, Judith, R | General Counsel | 02/2013 | < 5% |
| Tiaa Board of Overseers | Shareholder | 10/2014 | > 75% |
| Teachers Insurance and Annuity Association of America | Member | 10/2014 | > 75% |
| Nuveen, LLC | Member | 10/2014 | > 75% |
| Nuveen Finance, LLC | Shareholder | 01/2017 | > 75% |
| Nuveen Holdings 1, Inc. | Shareholder | 01/2017 | > 75% |
| Grace, Scott, Stewart | Business Head | 03/2019 | < 5% |
| Moore, Geoffrey, William | Chief Compliance Officer | 10/2019 | < 5% |
| Fund structure | AUM | Fund type |
|---|---|---|
| Symphony Asset Management LLC | $16.24 bn | |
| Baycity Clo Holdings, L.P. | $71.57 k | Other Private Fund |
| Baycity Corporate Arbitrage and Relative Value Fund, L.P. | $758.45 mm | Hedge Fund |
| Baycity High Yield Income Fund, L.P. | $58.23 mm | Other Private Fund |
| Baycity Long-short Credit Master Fund LTD. | $594.59 mm | Hedge Fund |
| Baycity Long-short Credit (Offshore) Fund LTD. | ||
| Baycity Long-short Credit Unit Trust | ||
| Baycity Long-short Credit Fund L.P. | ||
| Baycity Senior Loan Fund, L.P. | $398.20 mm | Other Private Fund |
| California Street Clo IX Limited Partnership | $532.75 mm | Securitized Asset Fund |
| California Street Clo V, LTD. | $373.48 k | Securitized Asset Fund |
| California Street Clo XII, LTD. | $487.21 mm | Securitized Asset Fund |
| Montgomery Street Fund LLC (Series 1) | $1.35 mm | Other Private Fund |
| Montgomery Street Fund LLC (Series 2) | $460.58 k | Other Private Fund |
| Montgomery Street Fund LLC (Series 3) | $1.77 mm | Other Private Fund |
| SCOF-2 LTD. | $446.20 mm | Securitized Asset Fund |
| Symphony Clo XIV, LTD. | $533.67 mm | Securitized Asset Fund |
| Symphony Clo XIX, LTD. | $457.90 mm | Securitized Asset Fund |
| Symphony Clo XV, LTD. | $541.76 mm | Securitized Asset Fund |
| Symphony Clo XVI, LTD | $360.49 mm | Securitized Asset Fund |
| Symphony Clo XVII, LTD. | $457.20 mm | Securitized Asset Fund |
| Symphony Clo XVIII, LTD. | $449.66 mm | Securitized Asset Fund |
| Symphony Clo XX, LTD. | $374.75 mm | Securitized Asset Fund |
| Symphony Clo XXI, LTD. | $371.93 mm | Securitized Asset Fund |
| Symphony Clo XXII, LTD. | $376.05 mm | Securitized Asset Fund |
