AEGON USA Investment Management

Company Profile

Website

Incorporated

Location

Fiscal year end

Industry

SEC CIK

IRS number

421310237

SEC advisor number

801-60667

FINRA CRD number

114537

AUM ?

$108.88 bn (as of 4 Nov 22)

Accounts

205 (as of 4 Nov 22)

Employees

304 (87 investment advisory or research)

Address

AEGON USA Investment Management
6300 C STREET SW
CEDAR RAPIDS
IA 52499

Office hours

Monday - Friday, 8:00 A.M. - 4:30 P.M.

Phone

319-355-6762

Brochures

Owner	Title	From	%Ownership
Aegon International B.V.	Owner	12/2007	> 75%
Aegon NV	Owner	12/2007	> 75%
Transamerica Corporation	Owner	12/2004	> 75%
Aegon USA Asset Management Holding, LLC	Member	10/2009	> 75%
Mautino, James, Anthony	Chief Compliance Officer	01/2014	< 5%
Ausa Holding, LLC	Owner	10/2009	> 75%
Thompson, Christopher, C	Chief Executive Officer and Elected Manager	06/2019	< 5%
Thompson, Christopher, C	Elected Manager	06/2019
Scherer, Thomas, James	Chief Legal Officer, Executive Vice President and Elected Manager	02/2020	< 5%
Scherer, Thomas, James	Elected Manager	02/2020
Osterhaus, Lara, Ann	Elected Manager	03/2021	< 5%
Osterhaus, Lara, Ann	Elected Manager	03/2021
Jones, Stephen, James Marshall	Aam CIO, Fixed Income, Equity and Multi-asset	04/2022	< 5%

Fund structure	AUM	Fund type
Aegon Asset Management Us	$108.88 bn
Aegon Am Funds, LLC - Aegon Sustainable Fixed Income Fund	$50.64 mm	Other Private Fund
Cedar Funding II Clo, LTD	$346.65 mm	Securitized Asset Fund
Cedar Funding IV Clo, LTD	$573.98 mm	Securitized Asset Fund
Cedar Funding IX Clo, LTD	$496.36 mm	Securitized Asset Fund
Cedar Funding V Clo, LLC	$395.83 mm	Securitized Asset Fund
Cedar Funding VI Clo, LTD	$494.36 mm	Securitized Asset Fund
Cedar Funding VII Clo, LTD	$499.31 mm	Securitized Asset Fund
Cedar Funding VIII Clo, LTD	$499.65 mm	Securitized Asset Fund
Cedar Funding X Clo, LTD.	$395.83 mm	Securitized Asset Fund
Cedar Funding XI Clo, LTD.	$389.34 mm	Securitized Asset Fund
Cedar Funding XII Clo, LTD	$445.52 mm	Securitized Asset Fund
Cedar Funding XIV Clo LTD	$400.58 mm	Securitized Asset Fund
Cedar Funding XV Clo LTD	$395.92 mm	Securitized Asset Fund
PFL Corporate Account One	$1.53 bn	Other Private Fund
Ta-apop II, LLC	$163.03 mm	Private Equity Fund