| Owner | Title | From | %Ownership |
|---|---|---|---|
| National Holdings Corporation | Parent Company | 03/2008 | > 75% |
| Watson, Natalia, Tovar | Treasurer | 10/2016 | < 5% |
| Mullen, Michael, Anthony | Director | 01/2017 | < 5% |
| Koenigsberg, John, a | Director of Operations | 05/2017 | < 5% |
| Kowalczyk, Thomas, David | Chief Executive Officer | 07/2018 | < 5% |
| Desena, John, Charles | Secretary | 12/2017 | < 5% |
| Mullen, Michael, Anthony | Executive Chairman | 12/2017 | < 5% |
| Groeneveld, William, Lawrence | Executive Vice President. Chief Compliance Officer | 10/2021 | < 5% |
| Kaplan, Henry, Edward | President & Chief Operating Officer | 07/2018 | < 5% |
| Kowalczyk, Thomas, David | Director | 08/2018 | < 5% |
| B.riley Financial, Inc | Shareholder ( Common Stock) | 02/2019 | > 75% |
| Ortega, Daniel | Chief Supervisory Officer | 04/2019 | < 5% |
| B.riley Financial, Inc. | Parent | 04/2021 | > 75% |
| BR Financial Holdings, LLC | Parent | 04/2021 | > 75% |
