| Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
|---|---|---|---|---|---|---|---|
| Oxford Lane Capital Corp. | – | 12.81 | -4.46 | 0.20 | 1.50 bn | 286 | Sep 2023 |
| 13F holders | Current |
|---|---|
| Total holders | 119 |
| Opened positions | 33 |
| Closed positions | 14 |
| Increased positions | 55 |
| Reduced positions | 16 |
| 13F shares | Current |
|---|---|
| Total value | 46.00 bn |
| Total shares | 14.76 mm |
| Total puts | 0.00 |
| Total calls | 0.00 |
| Total put/call ratio | – |
| Largest owners | Shares | Value |
|---|---|---|
| Eagle Point Credit Management | 2.12 mm | $0.00 |
| Border to Coast Pensions Partnership | 1.41 mm | $7.34 mm |
| Wedbush Securities | 1.08 mm | $5.68 mm |
| MS Morgan Stanley | 904.51 k | $4.74 bn |
| Coastal Investment Advisors | 888.70 k | $4.70 bn |
| Karpus Management | 735.37 k | $3.86 mm |
| LPL Financial | 628.71 k | $3.29 bn |
| TrueMark Investments | 529.43 k | $2.77 bn |
| Geneos Wealth Management | 503.89 k | $2.64 bn |
| Advisor | 384.05 k | $2.01 bn |
| Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
|---|---|---|---|---|---|---|---|---|---|---|
| 17 Dec 24 | Cohen Jonathan H | Common Stock | Buy | Acquire P | No | No | 5.08 | 2,960,000 | 15.04 mm | 7,824,728 |
| 17 Dec 24 | Rosenthal Saul B | Common Stock | Buy | Acquire P | No | No | 5.08 | 2,960,000 | 15.04 mm | 5,474,887 |
| 28 May 24 | Rosenthal Saul B | Common Stock | Buy | Acquire P | Yes | No | 5.4 | 2,315,000 | 12.50 mm | 2,315,000 |
| 28 May 24 | Rosenthal Saul B | Common Stock | Buy | Acquire P | No | No | 5.4 | 2,315,000 | 12.50 mm | 2,514,887 |
| 28 May 24 | Cohen Jonathan H | Common Stock | Buy | Acquire P | No | No | 5.4 | 4,630,000 | 25.00 mm | 4,864,728 |
