UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 8-K
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CURRENT REPORT
Pursuant to Section 13 OR 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): January 16, 2023
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RAYTHEON TECHNOLOGIES CORPORATION
(Exact name of registrant as specified in its charter)
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| Delaware | 001-00812 | 06-0570975 |
| (State of Incorporation) | (Commission
File Number) | (IRS Employer
Identification Number) |
| | | | | | | | | | | |
| 1000 Wilson Blvd., | Arlington, | Virginia | 22209 |
(Address of principal executive offices, including zip code)
(Registrant's telephone number, including area code)
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2.below): | | | | | |
| ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| |
| ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| |
| ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| |
| ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Securities registered pursuant to Section 12(b) of the Act: | | | | | | | | | | | |
| Title of each class | Trading Symbol(s) | | Name of each exchange on which registered |
| Common Stock ($1 par value) | RTX | | New York Stock Exchange |
| (CUSIP 75513E 101) | | | |
| 2.150% Notes due 2030 | RTX 30 | | New York Stock Exchange |
| (CUSIP 75513E AB7) | | | |
Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
(d) Election of Director.
The Board of Directors of Raytheon Technologies Corporation (the “Company”) elected Leanne G. Caret as an independent director effective January 16, 2023, with a term expiring at the 2023 Annual Meeting of Shareowners. The Board also appointed Ms. Caret to the Board’s Audit and Special Activities Committees. A copy of the Company’s press release issued on January 16, 2023 regarding Ms. Caret’s election is filed as Exhibit 99.1 to this Form 8-K and is hereby incorporated herein by reference.
The election of Ms. Caret was not pursuant to any arrangement or understanding between Ms. Caret and any third party. As of the date of this report, neither Ms. Caret, nor any of her immediate family members, is a party, either directly or indirectly, to any transaction that is required to be reported pursuant to Item 404(a) of Regulation S-K.
Ms. Caret will be compensated consistent with the Company’s compensation programs for non-employee directors.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits. | | | | | |
Exhibit Number | Exhibit Description |
| 99.1 | |
| |
| 104 | Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | | | | | | | |
| RAYTHEON TECHNOLOGIES CORPORATION |
| (Registrant) |
| | |
| Date: January 16, 2023 | By: | /S/ RAMSARAN MAHARAJH |
| | Ramsaran Maharajh |
| | Executive Vice President & General Counsel |
