FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-09037
Nuveen Investment Trust III
(Exact name of registrant as specified in charter)
333 West Wacker Drive, Chicago, Illinois 60606
(Address of principal executive offices) (Zip Code)
Justin M. Pfaff – Chief Administrative Officer
(Name and address of agent for service)
Registrant’s telephone number, including area code: 312-917-7700
Date of fiscal year-end: September 30
Date of reporting period: June 30, 2023
Item 1. Proxy Voting Record
FORM N-PX
ICA File Number: 811-09037
Registrant Name: Nuveen Investment Trust III
Reporting Period: 07/01/2022 - 06/30/2023
Nuveen Floating Rate Income Fund
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ENERGY HARBOR CORP. Meeting Date: SEP 09, 2022 Record Date: AUG 15, 2022 Meeting Type: WRITTEN CONSENT |
Ticker: ENGH Security ID: 29279N102
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1 | Elect Director John W. Judge | Management | For | For |
2 | Elect Director John Kiani | Management | For | For |
3 | Elect Director Douglas G. Johnston | Management | For | For |
4 | Elect Director John W. (Bill) Pitesa | Management | For | For |
5 | Elect Director Stephen E. Burnazian | Management | For | For |
6 | Elect Director Kevin T. Howell | Management | For | For |
7 | Elect Director Jennifer R. Kneale | Management | For | For |
8 | Elect Director John C. Blickle | Management | For | For |
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SSGA ACTIVE TRUST Meeting Date: SEP 15, 2022 Record Date: JUL 20, 2022 Meeting Type: SPECIAL |
Ticker: Security ID: 78467V608
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director Clare S. Richer | Management | For | For |
1.2 | Elect Director Sandra G. Sponem | Management | For | For |
1.3 | Elect Director Kristi L. Rowsell | Management | For | For |
1.4 | Elect Director Gunjan Chauhan | Management | For | For |
1.5 | Elect Director Carolyn M. Clancy | Management | For | For |
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VANTAGE DRILLING INTERNATIONAL Meeting Date: SEP 13, 2022 Record Date: AUG 08, 2022 Meeting Type: ANNUAL |
Ticker: VTDRF Security ID: G9325C105
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director Thomas R. Bates, Jr. | Management | For | For |
1.2 | Elect Director Manuel A. Garcia | Management | For | Against |
1.3 | Elect Director Paul A. Gordon | Management | For | Against |
1.4 | Elect Director Nils E. Larsen | Management | For | For |
1.5 | Elect Director Ihab M. Toma | Management | For | Against |
1.6 | Elect Director L. Spencer Wells | Management | For | For |
Nuveen High Yield Income Fund
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ENERGY HARBOR CORP. Meeting Date: SEP 09, 2022 Record Date: AUG 15, 2022 Meeting Type: WRITTEN CONSENT |
Ticker: ENGH Security ID: 29279N102
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1 | Elect Director John W. Judge | Management | For | For |
2 | Elect Director John Kiani | Management | For | For |
3 | Elect Director Douglas G. Johnston | Management | For | For |
4 | Elect Director John W. (Bill) Pitesa | Management | For | For |
5 | Elect Director Stephen E. Burnazian | Management | For | For |
6 | Elect Director Kevin T. Howell | Management | For | For |
7 | Elect Director Jennifer R. Kneale | Management | For | For |
8 | Elect Director John C. Blickle | Management | For | For |
END NPX REPORT
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Nuveen Investment Trust III
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By | | /s/ Justin M. Pfaff |
| | Justin M. Pfaff – Chief Administrative Officer |
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Date | | |
August 21, 2023