UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-09377
The Gabelli Dividend Growth Fund
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)
John C. Ball
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
(Name and address of agent for service)
Registrant’s telephone number, including area code: 1-800-422-3554
Date of fiscal year end: December 31
Date of reporting period: July 1, 2021 – June 30, 2022
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (17 CFR 239.24 and 274.5), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2021 TO JUNE 30, 2022
ProxyEdge | Report Date: 07/05/2022 |
| Investment Company Report | ||||||||||||
| PATTERSON COMPANIES, INC. | ||||||||||||
| Security | 703395103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PDCO | Meeting Date | 13-Sep-2021 | |||||||||
| ISIN | US7033951036 | Agenda | 935478506 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director to have terms expiring in 2022: John D. Buck | Management | For | For | ||||||||
| 1B. | Election of Director to have terms expiring in 2022: Alex N. Blanco | Management | For | For | ||||||||
| 1C. | Election of Director to have terms expiring in 2022: Jody H. Feragen | Management | For | For | ||||||||
| 1D. | Election of Director to have terms expiring in 2022: Robert C. Frenzel | Management | For | For | ||||||||
| 1E. | Election of Director to have terms expiring in 2022: Francis J. Malecha | Management | For | For | ||||||||
| 1F. | Election of Director to have terms expiring in 2022: Ellen A. Rudnick | Management | For | For | ||||||||
| 1G. | Election of Director to have terms expiring in 2022: Neil A. Schrimsher | Management | For | For | ||||||||
| 1H. | Election of Director to have terms expiring in 2022: Mark S. Walchirk | Management | For | For | ||||||||
| 2. | Approval of amendment to Amended and Restated 2015 Omnibus Incentive Plan. | Management | Against | Against | ||||||||
| 3. | Advisory approval of executive compensation. | Management | For | For | ||||||||
| 4. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending April 30, 2022. | Management | For | For | ||||||||
| CONAGRA BRANDS, INC. | ||||||||||||
| Security | 205887102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CAG | Meeting Date | 15-Sep-2021 | |||||||||
| ISIN | US2058871029 | Agenda | 935479558 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Anil Arora | Management | For | For | ||||||||
| 1B. | Election of Director: Thomas K. Brown | Management | For | For | ||||||||
| 1C. | Election of Director: Emanuel Chirico | Management | For | For | ||||||||
| 1D. | Election of Director: Sean M. Connolly | Management | For | For | ||||||||
| 1E. | Election of Director: Joie A. Gregor | Management | For | For | ||||||||
| 1F. | Election of Director: Fran Horowitz | Management | For | For | ||||||||
| 1G. | Election of Director: Rajive Johri | Management | For | For | ||||||||
| 1H. | Election of Director: Richard H. Lenny | Management | For | For | ||||||||
| 1I. | Election of Director: Melissa Lora | Management | For | For | ||||||||
| 1J. | Election of Director: Ruth Ann Marshall | Management | For | For | ||||||||
| 1K. | Election of Director: Craig P. Omtvedt | Management | For | For | ||||||||
| 1L. | Election of Director: Scott Ostfeld | Management | For | For | ||||||||
| 2. | Ratification of the appointment of KPMG LLP as our independent auditor for fiscal 2022. | Management | For | For | ||||||||
| 3. | Advisory approval of our named executive officer compensation. | Management | For | For | ||||||||
| 4. | A shareholder proposal regarding written consent. | Shareholder | Against | For | ||||||||
| MACQUARIE INFRASTRUCTURE CORPORATION | ||||||||||||
| Security | 55608B105 | Meeting Type | Special | |||||||||
| Ticker Symbol | MIC | Meeting Date | 21-Sep-2021 | |||||||||
| ISIN | US55608B1052 | Agenda | 935490615 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | A proposal to approve the stock purchase agreement, dated as of June 7, 2021, by and among MIC, Macquarie Infrastructure Holdings, LLC ("MIH"), a Delaware limited liability company and a wholly-owned subsidiary of MIC, MIC Hawaii Holdings, LLC, solely for purposes of specified provisions, ("MIC Hawaii"), an indirect, wholly- owned subsidiary of MIC, and KKR Apple Bidco, LLC ("AA Purchaser"), a Delaware limited liability company controlled by funds affiliated with Kohlberg Kravis Roberts & Co. L.P. ("KKR"). | Management | For | For | ||||||||
| 2. | A proposal to approve the agreement and plan of merger, dated as of June 14, 2021, by and among MIC, MIH, AMF Hawaii Holdings, LLC ("AMF Parent"), a Delaware limited liability company affiliated with Argo Infrastructure Partners, LP ("Argo") and AMF Hawaii Merger Sub LLC ("AMF Merger Sub"), a recently formed Delaware limited liability company and direct wholly owned subsidiary of AMF Parent, providing for AMF Merger Sub to be merged with and into MIH, with MIH surviving as a wholly-owned subsidiary of AMF Parent (the "MH merger"). | Management | For | For | ||||||||
| 3. | A proposal to adjourn the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the AA transaction proposal and/or the MH merger proposal (the "adjournment proposal"). | Management | For | For | ||||||||
| DIAGEO PLC | ||||||||||||
| Security | 25243Q205 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DEO | Meeting Date | 30-Sep-2021 | |||||||||
| ISIN | US25243Q2057 | Agenda | 935488191 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| O1 | Report and accounts 2021. | Management | For | For | ||||||||
| O2 | Directors' remuneration report 2021. | Management | For | For | ||||||||
| O3 | Declaration of final dividend. | Management | For | For | ||||||||
| O4 | Election of Lavanya Chandrashekar (Executive committee) as a director. | Management | For | For | ||||||||
| O5 | Election of Valérie Chapoulaud-Floquet (Audit, Nomination and Remuneration Committee) as a director. | Management | For | For | ||||||||
| O6 | Election of Sir John Manzoni (Audit, Nomination and Remuneration Committee) as a director. | Management | For | For | ||||||||
| O7 | Election of Ireena Vittal (Audit, Nomination and Remuneration Committee) as a director. | Management | For | For | ||||||||
| O8 | Re-election of Melissa Bethell (Audit, Nomination and Remuneration Committee) as a director. | Management | For | For | ||||||||
| O9 | Re-election of Javier Ferrán (chairman of Nomination committee) as a director. | Management | For | For | ||||||||
| O10 | Re-election of Susan Kilsby (Audit, Nomination and chairman of Remuneration Committee) as a director. | Management | For | For | ||||||||
| O11 | Re-election of Lady Mendelsohn (Audit, Nomination and Remuneration Committee) as a director. | Management | For | For | ||||||||
| O12 | Re-election of Ivan Menezes (chairman of Executive committee) as a director. | Management | For | For | ||||||||
| O13 | Re-election of Alan Stewart (chairman of Audit committee, Nomination and Remuneration) as a director. | Management | For | For | ||||||||
| O14 | Re-appointment of auditor. | Management | For | For | ||||||||
| O15 | Remuneration of auditor. | Management | For | For | ||||||||
| O16 | Authority to make political donations and/or to incur political expenditure. | Management | For | For | ||||||||
| O17 | Authority to allot shares. | Management | For | For | ||||||||
| S18 | Disapplication of pre-emption rights. | Management | Abstain | Against | ||||||||
| S19 | Authority to purchase own ordinary shares. | Management | For | For | ||||||||
| S20 | Reduced notice of a general meeting other than an AGM. | Management | For | For | ||||||||
| THE HAIN CELESTIAL GROUP, INC. | ||||||||||||
| Security | 405217100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HAIN | Meeting Date | 28-Oct-2021 | |||||||||
| ISIN | US4052171000 | Agenda | 935495475 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Richard A. Beck | Management | For | For | ||||||||
| 1B. | Election of Director: Celeste A. Clark | Management | For | For | ||||||||
| 1C. | Election of Director: Dean Hollis | Management | For | For | ||||||||
| 1D. | Election of Director: Shervin J. Korangy | Management | For | For | ||||||||
| 1E. | Election of Director: Mark L. Schiller | Management | For | For | ||||||||
| 1F. | Election of Director: Michael B. Sims | Management | For | For | ||||||||
| 1G. | Election of Director: Glenn W. Welling | Management | For | For | ||||||||
| 1H. | Election of Director: Dawn M. Zier | Management | For | For | ||||||||
| 2. | Proposal to approve, on an advisory basis, named executive officer compensation. | Management | For | For | ||||||||
| 3. | Proposal to ratify the appointment of Ernst & Young LLP to act as registered independent accountants of the Company for the fiscal year ending June 30, 2022. | Management | For | For | ||||||||
| 4. | Stockholder proposal to require independent Board Chair. | Shareholder | Against | For | ||||||||
| MICROSOFT CORPORATION | ||||||||||||
| Security | 594918104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MSFT | Meeting Date | 30-Nov-2021 | |||||||||
| ISIN | US5949181045 | Agenda | 935505480 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Reid G. Hoffman | Management | For | For | ||||||||
| 1B. | Election of Director: Hugh F. Johnston | Management | For | For | ||||||||
| 1C. | Election of Director: Teri L. List | Management | For | For | ||||||||
| 1D. | Election of Director: Satya Nadella | Management | For | For | ||||||||
| 1E. | Election of Director: Sandra E. Peterson | Management | For | For | ||||||||
| 1F. | Election of Director: Penny S. Pritzker | Management | For | For | ||||||||
| 1G. | Election of Director: Carlos A. Rodriguez | Management | For | For | ||||||||
| 1H. | Election of Director: Charles W. Scharf | Management | For | For | ||||||||
| 1I. | Election of Director: John W. Stanton | Management | For | For | ||||||||
| 1J. | Election of Director: John W. Thompson | Management | For | For | ||||||||
| 1K. | Election of Director: Emma N. Walmsley | Management | For | For | ||||||||
| 1L. | Election of Director: Padmasree Warrior | Management | For | For | ||||||||
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||
| 3. | Approve Employee Stock Purchase Plan. | Management | For | For | ||||||||
| 4. | Ratification of the Selection of Deloitte & Touche LLP as our Independent Auditor for Fiscal Year 2022. | Management | For | For | ||||||||
| 5. | Shareholder Proposal - Report on median pay gaps across race and gender. | Shareholder | Abstain | Against | ||||||||
| 6. | Shareholder Proposal - Report on effectiveness of workplace sexual harassment policies. | Shareholder | Abstain | Against | ||||||||
| 7. | Shareholder Proposal - Prohibition on sales of facial recognition technology to all government entities. | Shareholder | Against | For | ||||||||
| 8. | Shareholder Proposal - Report on implementation of the Fair Chance Business Pledge. | Shareholder | Abstain | Against | ||||||||
| 9. | Shareholder Proposal - Report on how lobbying activities align with company policies. | Shareholder | Abstain | Against | ||||||||
| MEDTRONIC PLC | ||||||||||||
| Security | G5960L103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MDT | Meeting Date | 09-Dec-2021 | |||||||||
| ISIN | IE00BTN1Y115 | Agenda | 935510429 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director until the 2022 Annual General Meeting: Richard H. Anderson | Management | For | For | ||||||||
| 1B. | Election of Director until the 2022 Annual General Meeting: Craig Arnold | Management | For | For | ||||||||
| 1C. | Election of Director until the 2022 Annual General Meeting: Scott C. Donnelly | Management | For | For | ||||||||
| 1D. | Election of Director until the 2022 Annual General Meeting: Andrea J. Goldsmith, Ph.D. | Management | For | For | ||||||||
| 1E. | Election of Director until the 2022 Annual General Meeting: Randall J. Hogan, III | Management | For | For | ||||||||
| 1F. | Election of Director until the 2022 Annual General Meeting: Kevin E. Lofton | Management | For | For | ||||||||
| 1G. | Election of Director until the 2022 Annual General Meeting: Geoffrey S. Martha | Management | For | For | ||||||||
| 1H. | Election of Director until the 2022 Annual General Meeting: Elizabeth G. Nabel, M.D. | Management | For | For | ||||||||
| 1I. | Election of Director until the 2022 Annual General Meeting: Denise M. O'Leary | Management | For | For | ||||||||
| 1J. | Election of Director until the 2022 Annual General Meeting: Kendall J. Powell | Management | For | For | ||||||||
| 2. | Ratifying, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as the Company's independent auditor for fiscal year 2022 and authorizing, in a binding vote, the Board of Directors, acting through the Audit Committee, to set the auditor's remuneration. | Management | For | For | ||||||||
| 3. | Approving, on an advisory basis, the Company's executive compensation. | Management | For | For | ||||||||
| 4. | Approving, on an advisory basis, the frequency of Say- on-Pay votes. | Management | 1 Year | For | ||||||||
| 5. | Approving the new 2021 Medtronic plc Long Term Incentive Plan. | Management | Against | Against | ||||||||
| 6. | Renewing the Board of Directors' authority to issue shares under Irish law. | Management | For | For | ||||||||
| 7. | Renewing the Board of Directors' authority to opt out of pre- emption rights under Irish law. | Management | Against | Against | ||||||||
| 8. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Medtronic ordinary shares. | Management | For | For | ||||||||
| PALO ALTO NETWORKS, INC. | ||||||||||||
| Security | 697435105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PANW | Meeting Date | 14-Dec-2021 | |||||||||
| ISIN | US6974351057 | Agenda | 935512699 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Class I Director: John M. Donovan | Management | For | For | ||||||||
| 1B. | Election of Class I Director: Right Honorable Sir John Key | Management | For | For | ||||||||
| 1C. | Election of Class I Director: Mary Pat McCarthy | Management | For | For | ||||||||
| 1D. | Election of Class I Director: Nir Zuk | Management | For | For | ||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending July 31, 2022. | Management | For | For | ||||||||
| 3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||
| 4. | To approve the 2021 Palo Alto Networks, Inc. Equity Incentive Plan. | Management | Against | Against | ||||||||
| VISA INC. | ||||||||||||
| Security | 92826C839 | Meeting Type | Annual | |||||||||
| Ticker Symbol | V | Meeting Date | 25-Jan-2022 | |||||||||
| ISIN | US92826C8394 | Agenda | 935531550 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Lloyd A. Carney | Management | For | For | ||||||||
| 1B. | Election of Director: Mary B. Cranston | Management | For | For | ||||||||
| 1C. | Election of Director: Francisco Javier Fernández-Carbajal | Management | For | For | ||||||||
| 1D. | Election of Director: Alfred F. Kelly, Jr. | Management | For | For | ||||||||
| 1E. | Election of Director: Ramon Laguarta | Management | For | For | ||||||||
| 1F. | Election of Director: John F. Lundgren | Management | For | For | ||||||||
| 1G. | Election of Director: Robert W. Matschullat | Management | For | For | ||||||||
| 1H. | Election of Director: Denise M. Morrison | Management | For | For | ||||||||
| 1I. | Election of Director: Linda J. Rendle | Management | For | For | ||||||||
| 1J. | Election of Director: Maynard G. Webb, Jr. | Management | For | For | ||||||||
| 2. | To approve, on an advisory basis, the compensation paid to our named executive officers. | Management | For | For | ||||||||
| 3. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal year 2022. | Management | For | For | ||||||||
| UGI CORPORATION | ||||||||||||
| Security | 902681105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | UGI | Meeting Date | 28-Jan-2022 | |||||||||
| ISIN | US9026811052 | Agenda | 935531916 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director for term expiring in 2023: Frank S. Hermance, Chair | Management | For | For | ||||||||
| 1B. | Election of Director for term expiring in 2023: M. Shawn Bort | Management | For | For | ||||||||
| 1C. | Election of Director for term expiring in 2023: Theodore A. Dosch | Management | For | For | ||||||||
| 1D. | Election of Director for term expiring in 2023: Alan N. Harris | Management | For | For | ||||||||
| 1E. | Election of Director for term expiring in 2023: Mario Longhi | Management | For | For | ||||||||
| 1F. | Election of Director for term expiring in 2023: William J. Marrazzo | Management | For | For | ||||||||
| 1G. | Election of Director for term expiring in 2023: Cindy J. Miller | Management | For | For | ||||||||
| 1H. | Election of Director for term expiring in 2023: Roger Perreault | Management | For | For | ||||||||
| 1I. | Election of Director for term expiring in 2023: Kelly A. Romano | Management | For | For | ||||||||
| 1J. | Election of Director for term expiring in 2023: James B. Stallings, Jr. | Management | For | For | ||||||||
| 1K. | Election of Director for term expiring in 2023: John L. Walsh | Management | For | For | ||||||||
| 2. | Advisory Vote on Executive Compensation | Management | For | For | ||||||||
| 3. | Ratification of Independent Registered Public Accounting Firm for 2022 | Management | For | For | ||||||||
| ENERGIZER HOLDINGS, INC. | ||||||||||||
| Security | 29272W109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ENR | Meeting Date | 31-Jan-2022 | |||||||||
| ISIN | US29272W1099 | Agenda | 935535635 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Carlos Abrams-Rivera | Management | For | For | ||||||||
| 1B. | Election of Director: Bill G. Armstrong | Management | For | For | ||||||||
| 1C. | Election of Director: Cynthia J. Brinkley | Management | For | For | ||||||||
| 1D. | Election of Director: Rebecca D. Frankiewicz | Management | For | For | ||||||||
| 1E. | Election of Director: Kevin J. Hunt | Management | For | For | ||||||||
| 1F. | Election of Director: James C. Johnson | Management | For | For | ||||||||
| 1G. | Election of Director: Mark S. LaVigne | Management | For | For | ||||||||
| 1H. | Election of Director: Patrick J. Moore | Management | For | For | ||||||||
| 1I. | Election of Director: Donal L. Mulligan | Management | For | For | ||||||||
| 1J. | Election of Director: Nneka L. Rimmer | Management | For | For | ||||||||
| 1K. | Election of Director: Robert V. Vitale | Management | For | For | ||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal 2022. | Management | For | For | ||||||||
| 3. | Advisory, non-binding vote on executive compensation. | Management | For | For | ||||||||
| 4. | Advisory, non-binding vote on frequency of future votes to approve executive compensation. | Management | 1 Year | For | ||||||||
| EDGEWELL PERSONAL CARE COMPANY | ||||||||||||
| Security | 28035Q102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | EPC | Meeting Date | 04-Feb-2022 | |||||||||
| ISIN | US28035Q1022 | Agenda | 935534380 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Robert W. Black | Management | For | For | ||||||||
| 1B. | Election of Director: George R. Corbin | Management | For | For | ||||||||
| 1C. | Election of Director: Carla C. Hendra | Management | For | For | ||||||||
| 1D. | Election of Director: John C. Hunter, III | Management | For | For | ||||||||
| 1E. | Election of Director: James C. Johnson | Management | For | For | ||||||||
| 1F. | Election of Director: Rod R. Little | Management | For | For | ||||||||
| 1G. | Election of Director: Joseph D. O'Leary | Management | For | For | ||||||||
| 1H. | Election of Director: Rakesh Sachdev | Management | For | For | ||||||||
| 1I. | Election of Director: Swan Sit | Management | For | For | ||||||||
| 1J. | Election of Director: Gary K. Waring | Management | For | For | ||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for fiscal 2022. | Management | For | For | ||||||||
| 3. | To cast a non-binding advisory vote on executive compensation. | Management | For | For | ||||||||
| APPLE INC. | ||||||||||||
| Security | 037833100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AAPL | Meeting Date | 04-Mar-2022 | |||||||||
| ISIN | US0378331005 | Agenda | 935541549 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: James Bell | Management | For | For | ||||||||
| 1B. | Election of Director: Tim Cook | Management | For | For | ||||||||
| 1C. | Election of Director: Al Gore | Management | For | For | ||||||||
| 1D. | Election of Director: Alex Gorsky | Management | For | For | ||||||||
| 1E. | Election of Director: Andrea Jung | Management | For | For | ||||||||
| 1F. | Election of Director: Art Levinson | Management | For | For | ||||||||
| 1G. | Election of Director: Monica Lozano | Management | For | For | ||||||||
| 1H. | Election of Director: Ron Sugar | Management | For | For | ||||||||
| 1I. | Election of Director: Sue Wagner | Management | For | For | ||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for fiscal 2022. | Management | For | For | ||||||||
| 3. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||
| 4. | Approval of the Apple Inc. 2022 Employee Stock Plan. | Management | For | For | ||||||||
| 5. | A shareholder proposal entitled "Reincorporate with Deeper Purpose". | Shareholder | Against | For | ||||||||
| 6. | A shareholder proposal entitled "Transparency Reports". | Shareholder | Against | For | ||||||||
| 7. | A shareholder proposal entitled "Report on Forced Labor". | Shareholder | Abstain | Against | ||||||||
| 8. | A shareholder proposal entitled "Pay Equity". | Shareholder | Abstain | Against | ||||||||
| 9. | A shareholder proposal entitled "Civil Rights Audit". | Shareholder | Abstain | Against | ||||||||
| 10. | A shareholder proposal entitled "Report on Concealment Clauses". | Shareholder | Abstain | Against | ||||||||
| CARRIER GLOBAL CORPORATION | ||||||||||||
| Security | 14448C104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CARR | Meeting Date | 14-Apr-2022 | |||||||||
| ISIN | US14448C1045 | Agenda | 935554027 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Jean-Pierre Garnier | Management | For | For | ||||||||
| 1B. | Election of Director: David Gitlin | Management | For | For | ||||||||
| 1C. | Election of Director: John J. Greisch | Management | For | For | ||||||||
| 1D. | Election of Director: Charles M. Holley, Jr. | Management | For | For | ||||||||
| 1E. | Election of Director: Michael M. McNamara | Management | For | For | ||||||||
| 1F. | Election of Director: Michael A. Todman | Management | For | For | ||||||||
| 1G. | Election of Director: Virginia M. Wilson | Management | For | For | ||||||||
| 1H. | Election of Director: Beth A. Wozniak | Management | For | For | ||||||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||||||
| 3. | Ratify Appointment of PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2022. | Management | For | For | ||||||||
| DANA INCORPORATED | ||||||||||||
| Security | 235825205 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DAN | Meeting Date | 20-Apr-2022 | |||||||||
| ISIN | US2358252052 | Agenda | 935554041 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Ernesto M. Hernández | For | For | |||||||||
| 2 | Gary Hu | For | For | |||||||||
| 3 | Brett M. Icahn | For | For | |||||||||
| 4 | James K. Kamsickas | For | For | |||||||||
| 5 | Virginia A. Kamsky | For | For | |||||||||
| 6 | Bridget E. Karlin | For | For | |||||||||
| 7 | Michael J. Mack, Jr. | For | For | |||||||||
| 8 | R. Bruce McDonald | For | For | |||||||||
| 9 | Diarmuid B. O'Connell | For | For | |||||||||
| 10 | Keith E. Wandell | For | For | |||||||||
| 2. | Approval of a non-binding advisory proposal approving executive compensation. | Management | For | For | ||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm. | Management | For | For | ||||||||
| NEWMONT CORPORATION | ||||||||||||
| Security | 651639106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NEM | Meeting Date | 21-Apr-2022 | |||||||||
| ISIN | US6516391066 | Agenda | 935558051 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Patrick Awuah. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||
| 1B. | Election of Director: Gregory Boyce. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||
| 1C. | Election of Director: Bruce Brook. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||
| 1D. | Election of Director: Maura Clark. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||
| 1E. | Election of Director: Emma FitzGerald. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||
| 1F. | Election of Director: Mary Laschinger. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||
| 1G. | Election of Director: José Manuel Madero. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||
| 1H. | Election of Director: René Médori. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||
| 1I. | Election of Director: Jane Nelson. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||
| 1J. | Election of Director: Thomas Palmer. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||
| 1K. | Election of Director: Julio Quintana. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||
| 1L. | Election of Director: Susan Story. (Please note that an Against vote is treated as a Withhold) | Management | For | For | ||||||||
| 2. | Approve, on an Advisory Basis, Named Executive Officer Compensation. | Management | For | For | ||||||||
| 3. | Ratify Appointment of Independent Registered Public Accounting Firm for 2022. | Management | For | For | ||||||||
| HONEYWELL INTERNATIONAL INC. | ||||||||||||
| Security | 438516106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HON | Meeting Date | 25-Apr-2022 | |||||||||
| ISIN | US4385161066 | Agenda | 935559510 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Darius Adamczyk | Management | For | For | ||||||||
| 1B. | Election of Director: Duncan B. Angove | Management | For | For | ||||||||
| 1C. | Election of Director: William S. Ayer | Management | For | For | ||||||||
| 1D. | Election of Director: Kevin Burke | Management | For | For | ||||||||
| 1E. | Election of Director: D. Scott Davis | Management | For | For | ||||||||
| 1F. | Election of Director: Deborah Flint | Management | For | For | ||||||||
| 1G. | Election of Director: Rose Lee | Management | For | For | ||||||||
| 1H. | Election of Director: Grace D. Lieblein | Management | For | For | ||||||||
| 1I. | Election of Director: George Paz | Management | For | For | ||||||||
| 1J. | Election of Director: Robin L. Washington | Management | For | For | ||||||||
| 2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||
| 3. | Approval of Appointment of Independent Accountants. | Management | For | For | ||||||||
| 4. | Shareowner Proposal - Special Shareholder Meeting Improvement. | Shareholder | Against | For | ||||||||
| 5. | Shareowner Proposal - Climate Lobbying Report. | Shareholder | Abstain | Against | ||||||||
| 6. | Shareowner Proposal - Environmental and Social Due Diligence. | Shareholder | Abstain | Against | ||||||||
| BANK OF AMERICA CORPORATION | ||||||||||||
| Security | 060505104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BAC | Meeting Date | 26-Apr-2022 | |||||||||
| ISIN | US0605051046 | Agenda | 935560335 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Sharon L. Allen | Management | For | For | ||||||||
| 1B. | Election of Director: Frank P. Bramble, Sr. | Management | For | For | ||||||||
| 1C. | Election of Director: Pierre J.P. de Weck | Management | For | For | ||||||||
| 1D. | Election of Director: Arnold W. Donald | Management | For | For | ||||||||
| 1E. | Election of Director: Linda P. Hudson | Management | For | For | ||||||||
| 1F. | Election of Director: Monica C. Lozano | Management | For | For | ||||||||
| 1G. | Election of Director: Brian T. Moynihan | Management | For | For | ||||||||
| 1H. | Election of Director: Lionel L. Nowell III | Management | For | For | ||||||||
| 1I. | Election of Director: Denise L. Ramos | Management | For | For | ||||||||
| 1J. | Election of Director: Clayton S. Rose | Management | For | For | ||||||||
| 1K. | Election of Director: Michael D. White | Management | For | For | ||||||||
| 1L. | Election of Director: Thomas D. Woods | Management | For | For | ||||||||
| 1M. | Election of Director: R. David Yost | Management | For | For | ||||||||
| 1N. | Election of Director: Maria T. Zuber | Management | For | For | ||||||||
| 2. | Approving our executive compensation (an advisory, nonbinding "Say on Pay" resolution) | Management | For | For | ||||||||
| 3. | Ratifying the appointment of our independent registered public accounting firm for 2022. | Management | For | For | ||||||||
| 4. | Ratifying the Delaware Exclusive Forum Provision in our Bylaws. | Management | For | For | ||||||||
| 5. | Shareholder proposal requesting a civil rights and nondiscrimination audit. | Shareholder | Abstain | Against | ||||||||
| 6. | Shareholder proposal requesting adoption of policy to cease financing new fossil fuel supplies. | Shareholder | Abstain | Against | ||||||||
| 7. | Shareholder proposal requesting a report on charitable donations. | Shareholder | Abstain | Against | ||||||||
| CITIGROUP INC. | ||||||||||||
| Security | 172967424 | Meeting Type | Annual | |||||||||
| Ticker Symbol | C | Meeting Date | 26-Apr-2022 | |||||||||
| ISIN | US1729674242 | Agenda | 935563177 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: Ellen M. Costello | Management | For | For | ||||||||
| 1b. | Election of Director: Grace E. Dailey | Management | For | For | ||||||||
| 1c. | Election of Director: Barbara J. Desoer | Management | For | For | ||||||||
| 1d. | Election of Director: John C. Dugan | Management | For | For | ||||||||
| 1e. | Election of Director: Jane N. Fraser | Management | For | For | ||||||||
| 1f. | Election of Director: Duncan P. Hennes | Management | For | For | ||||||||
| 1g. | Election of Director: Peter B. Henry | Management | For | For | ||||||||
| 1h. | Election of Director: S. Leslie Ireland | Management | For | For | ||||||||
| 1i. | Election of Director: Renée J. James | Management | For | For | ||||||||
| 1j. | Election of Director: Gary M. Reiner | Management | For | For | ||||||||
| 1k. | Election of Director: Diana L. Taylor | Management | For | For | ||||||||
| 1l. | Election of Director: James S. Turley | Management | For | For | ||||||||
| 2. | Proposal to ratify the selection of KPMG LLP as Citi's independent registered public accountants for 2022. | Management | For | For | ||||||||
| 3. | Advisory vote to approve our 2021 Executive Compensation. | Management | For | For | ||||||||
| 4. | Approval of additional shares for the Citigroup 2019 Stock Incentive Plan. | Management | For | For | ||||||||
| 5. | Stockholder proposal requesting a Management Pay Clawback policy. | Shareholder | Abstain | Against | ||||||||
| 6. | Stockholder proposal requesting an Independent Board Chairman. | Shareholder | Against | For | ||||||||
| 7. | Stockholder Proposal requesting a report on the effectiveness of Citi's policies and practices in respecting Indigenous Peoples' rights in Citi's existing and proposed financing. | Shareholder | Abstain | Against | ||||||||
| 8. | Stockholder Proposal requesting that the Board adopt a policy to end new fossil fuel financing. | Shareholder | Abstain | Against | ||||||||
| 9. | Stockholder proposal requesting a non-discrimination audit analyzing the Company's impacts on civil rights and non- discrimination for all Americans. | Shareholder | Abstain | Against | ||||||||
| PACCAR INC | ||||||||||||
| Security | 693718108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PCAR | Meeting Date | 26-Apr-2022 | |||||||||
| ISIN | US6937181088 | Agenda | 935563280 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Mark C. Pigott | Management | For | For | ||||||||
| 1B. | Election of Director: Dame Alison J. Carnwath | Management | For | For | ||||||||
| 1C. | Election of Director: Franklin L. Feder | Management | For | For | ||||||||
| 1D. | Election of Director: R. Preston Feight | Management | For | For | ||||||||
| 1E. | Election of Director: Beth E. Ford | Management | For | For | ||||||||
| 1F. | Election of Director: Kirk S. Hachigian | Management | For | For | ||||||||
| 1G. | Election of Director: Roderick C. McGeary | Management | For | For | ||||||||
| 1H. | Election of Director: John M. Pigott | Management | For | For | ||||||||
| 1I. | Election of Director: Ganesh Ramaswamy | Management | For | For | ||||||||
| 1J. | Election of Director: Mark A. Schulz | Management | For | For | ||||||||
| 1K. | Election of Director: Gregory M. E. Spierkel | Management | For | For | ||||||||
| 2. | Approval of an amendment to the amended and restated certificate of incorporation to eliminate supermajority vote provisions | Management | For | For | ||||||||
| 3. | Stockholder proposal to reduce the threshold to call special stockholder meetings from 25% to 10% | Shareholder | Against | For | ||||||||
| TEXTRON INC. | ||||||||||||
| Security | 883203101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TXT | Meeting Date | 27-Apr-2022 | |||||||||
| ISIN | US8832031012 | Agenda | 935557073 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Scott C. Donnelly | Management | For | For | ||||||||
| 1B. | Election of Director: Richard F. Ambrose | Management | For | For | ||||||||
| 1C. | Election of Director: Kathleen M. Bader | Management | For | For | ||||||||
| 1D. | Election of Director: R. Kerry Clark | Management | For | For | ||||||||
| 1E. | Election of Director: James T. Conway | Management | For | For | ||||||||
| 1F. | Election of Director: Ralph D. Heath | Management | For | For | ||||||||
| 1G. | Election of Director: Deborah Lee James | Management | For | For | ||||||||
| 1H. | Election of Director: Lionel L. Nowell III | Management | For | For | ||||||||
| 1I. | Election of Director: James L. Ziemer | Management | For | For | ||||||||
| 1J. | Election of Director: Maria T. Zuber | Management | For | For | ||||||||
| 2. | Approval of the advisory (non-binding) resolution to approve executive compensation. | Management | For | For | ||||||||
| 3. | Ratification of appointment of independent registered public accounting firm. | Management | For | For | ||||||||
| 4. | Shareholder proposal on special meetings. | Shareholder | Against | For | ||||||||
| PFIZER INC. | ||||||||||||
| Security | 717081103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PFE | Meeting Date | 28-Apr-2022 | |||||||||
| ISIN | US7170811035 | Agenda | 935562062 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Ronald E. Blaylock | Management | For | For | ||||||||
| 1B. | Election of Director: Albert Bourla | Management | For | For | ||||||||
| 1C. | Election of Director: Susan Desmond-Hellmann | Management | For | For | ||||||||
| 1D. | Election of Director: Joseph J. Echevarria | Management | For | For | ||||||||
| 1E. | Election of Director: Scott Gottlieb | Management | For | For | ||||||||
| 1F. | Election of Director: Helen H. Hobbs | Management | For | For | ||||||||
| 1G. | Election of Director: Susan Hockfield | Management | For | For | ||||||||
| 1H. | Election of Director: Dan R. Littman | Management | For | For | ||||||||
| 1I. | Election of Director: Shantanu Narayen | Management | For | For | ||||||||
| 1J. | Election of Director: Suzanne Nora Johnson | Management | For | For | ||||||||
| 1K. | Election of Director: James Quincey | Management | For | For | ||||||||
| 1L. | Election of Director: James C. Smith | Management | For | For | ||||||||
| 2. | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2022 | Management | For | For | ||||||||
| 3. | 2022 advisory approval of executive compensation | Management | For | For | ||||||||
| 4. | Shareholder proposal regarding amending proxy access | Shareholder | Against | For | ||||||||
| 5. | Shareholder proposal regarding report on political expenditures congruency | Shareholder | Abstain | Against | ||||||||
| 6. | Shareholder proposal regarding report on transfer of intellectual property to potential COVID-19 manufacturers | Shareholder | Abstain | Against | ||||||||
| 7. | Shareholder proposal regarding report on board oversight of risks related to anticompetitive practices | Shareholder | Against | For | ||||||||
| 8. | Shareholder proposal regarding report on public health costs of protecting vaccine technology | Shareholder | Abstain | Against | ||||||||
| FMC CORPORATION | ||||||||||||
| Security | 302491303 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FMC | Meeting Date | 28-Apr-2022 | |||||||||
| ISIN | US3024913036 | Agenda | 935562822 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director to serve for a one-year term expiring in 2023: Pierre Brondeau | Management | For | For | ||||||||
| 1B. | Election of Director to serve for a one-year term expiring in 2023: Eduardo E. Cordeiro | Management | For | For | ||||||||
| 1C. | Election of Director to serve for a one-year term expiring in 2023: Carol Anthony (John) Davidson | Management | For | For | ||||||||
| 1D. | Election of Director to serve for a one-year term expiring in 2023: Mark Douglas | Management | For | For | ||||||||
| 1E. | Election of Director to serve for a one-year term expiring in 2023: Kathy L. Fortmann | Management | For | For | ||||||||
| 1F. | Election of Director to serve for a one-year term expiring in 2023: C. Scott Greer | Management | For | For | ||||||||
| 1G. | Election of Director to serve for a one-year term expiring in 2023: K'Lynne Johnson | Management | For | For | ||||||||
| 1H. | Election of Director to serve for a one-year term expiring in 2023: Dirk A. Kempthorne | Management | For | For | ||||||||
| 1I. | Election of Director to serve for a one-year term expiring in 2023: Paul J. Norris | Management | For | For | ||||||||
| 1J. | Election of Director to serve for a one-year term expiring in 2023: Margareth Øvrum | Management | For | For | ||||||||
| 1K. | Election of Director to serve for a one-year term expiring in 2023: Robert C. Pallash | Management | For | For | ||||||||
| 1L. | Election of Director to serve for a one-year term expiring in 2023: Vincent R. Volpe, Jr. | Management | For | For | ||||||||
| 2. | Ratification of the appointment of independent registered public accounting firm. | Management | For | For | ||||||||
| 3. | Approval, by non-binding vote, of executive compensation. | Management | For | For | ||||||||
| THE BOEING COMPANY | ||||||||||||
| Security | 097023105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BA | Meeting Date | 29-Apr-2022 | |||||||||
| ISIN | US0970231058 | Agenda | 935558621 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Robert A. Bradway | Management | For | For | ||||||||
| 1B. | Election of Director: David L. Calhoun | Management | For | For | ||||||||
| 1C. | Election of Director: Lynne M. Doughtie | Management | For | For | ||||||||
| 1D. | Election of Director: Lynn J. Good | Management | For | For | ||||||||
| 1E. | Election of Director: Stayce D. Harris | Management | For | For | ||||||||
| 1F. | Election of Director: Akhil Johri | Management | For | For | ||||||||
| 1G. | Election of Director: David L. Joyce | Management | For | For | ||||||||
| 1H. | Election of Director: Lawrence W. Kellner | Management | For | For | ||||||||
| 1I. | Election of Director: Steven M. Mollenkopf | Management | For | For | ||||||||
| 1J. | Election of Director: John M. Richardson | Management | For | For | ||||||||
| 1K. | Election of Director: Ronald A. Williams | Management | For | For | ||||||||
| 2. | Approve, on an Advisory Basis, Named Executive Officer Compensation. | Management | For | For | ||||||||
| 3. | Approve The Boeing Company Global Stock Purchase Plan. | Management | For | For | ||||||||
| 4. | Ratify the Appointment of Deloitte & Touche LLP as Independent Auditor for 2022. | Management | For | For | ||||||||
| 5. | Additional Report on Lobbying Activities. | Shareholder | Abstain | Against | ||||||||
| 6. | Additional Report on Charitable Contributions. | Shareholder | Abstain | Against | ||||||||
| 7. | Reduce Threshold to Call Special Meetings from 25% to 10%. | Shareholder | Against | For | ||||||||
| 8. | Report on Net Zero Indicator. | Shareholder | Abstain | Against | ||||||||
| CORTEVA INC. | ||||||||||||
| Security | 22052L104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CTVA | Meeting Date | 29-Apr-2022 | |||||||||
| ISIN | US22052L1044 | Agenda | 935562416 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Lamberto Andreotti | Management | For | For | ||||||||
| 1B. | Election of Director: Klaus A. Engel | Management | For | For | ||||||||
| 1C. | Election of Director: David C. Everitt | Management | For | For | ||||||||
| 1D. | Election of Director: Janet P. Giesselman | Management | For | For | ||||||||
| 1E. | Election of Director: Karen H. Grimes | Management | For | For | ||||||||
| 1F. | Election of Director: Michael O. Johanns | Management | For | For | ||||||||
| 1G. | Election of Director: Rebecca B. Liebert | Management | For | For | ||||||||
| 1H. | Election of Director: Marcos M. Lutz | Management | For | For | ||||||||
| 1I. | Election of Director: Charles V. Magro | Management | For | For | ||||||||
| 1J. | Election of Director: Nayaki R. Nayyar | Management | For | For | ||||||||
| 1K. | Election of Director: Gregory R. Page | Management | For | For | ||||||||
| 1L. | Election of Director: Kerry J. Preete | Management | For | For | ||||||||
| 1M. | Election of Director: Patrick J. Ward | Management | For | For | ||||||||
| 2. | Advisory resolution to approve executive compensation of the Company's named executive officers. | Management | For | For | ||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2022. | Management | For | For | ||||||||
| DISH NETWORK CORPORATION | ||||||||||||
| Security | 25470M109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DISH | Meeting Date | 29-Apr-2022 | |||||||||
| ISIN | US25470M1099 | Agenda | 935566325 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Kathleen Q. Abernathy | For | For | |||||||||
| 2 | George R. Brokaw | For | For | |||||||||
| 3 | W. Erik Carlson | For | For | |||||||||
| 4 | James DeFranco | For | For | |||||||||
| 5 | Cantey M. Ergen | For | For | |||||||||
| 6 | Charles W. Ergen | For | For | |||||||||
| 7 | Tom A. Ortolf | For | For | |||||||||
| 8 | Joseph T. Proietti | For | For | |||||||||
| 2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | For | For | ||||||||
| 3. | The shareholder proposal regarding disclosure of certain political contributions. | Shareholder | Abstain | Against | ||||||||
| EVERGY, INC. | ||||||||||||
| Security | 30034W106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | EVRG | Meeting Date | 03-May-2022 | |||||||||
| ISIN | US30034W1062 | Agenda | 935561933 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: David A. Campbell | Management | For | For | ||||||||
| 1B. | Election of Director: Thomas D. Hyde | Management | For | For | ||||||||
| 1C. | Election of Director: B. Anthony Isaac | Management | For | For | ||||||||
| 1D. | Election of Director: Paul M. Keglevic | Management | For | For | ||||||||
| 1E. | Election of Director: Senator Mary L. Landrieu | Management | For | For | ||||||||
| 1F. | Election of Director: Sandra A.J. Lawrence | Management | For | For | ||||||||
| 1G. | Election of Director: Ann D. Murtlow | Management | For | For | ||||||||
| 1H. | Election of Director: Sandra J. Price | Management | For | For | ||||||||
| 1I. | Election of Director: Mark A. Ruelle | Management | For | For | ||||||||
| 1J. | Election of Director: James Scarola | Management | For | For | ||||||||
| 1K. | Election of Director: S. Carl Soderstrom, Jr. | Management | For | For | ||||||||
| 1L. | Election of Director: C. John Wilder | Management | For | For | ||||||||
| 2. | Approve the 2021 compensation of our named executive officers on an advisory non-binding basis. | Management | For | For | ||||||||
| 3. | Approve the Evergy, Inc. Amended and Restated Long- Term Incentive Plan. | Management | For | For | ||||||||
| 4. | Ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2022. | Management | For | For | ||||||||
| AMERICAN EXPRESS COMPANY | ||||||||||||
| Security | 025816109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AXP | Meeting Date | 03-May-2022 | |||||||||
| ISIN | US0258161092 | Agenda | 935569484 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director for a term of one year: Thomas J. Baltimore | Management | For | For | ||||||||
| 1B. | Election of Director for a term of one year: Charlene Barshefsky | Management | For | For | ||||||||
| 1C. | Election of Director for a term of one year: John J. Brennan | Management | For | For | ||||||||
| 1D. | Election of Director for a term of one year: Peter Chernin | Management | For | For | ||||||||
| 1E. | Election of Director for a term of one year: Ralph de la Vega | Management | For | For | ||||||||
| 1F. | Election of Director for a term of one year: Michael O. Leavitt | Management | For | For | ||||||||
| 1G. | Election of Director for a term of one year: Theodore J. Leonsis | Management | For | For | ||||||||
| 1H. | Election of Director for a term of one year: Karen L. Parkhill | Management | For | For | ||||||||
| 1I. | Election of Director for a term of one year: Charles E. Phillips | Management | For | For | ||||||||
| 1J. | Election of Director for a term of one year: Lynn A. Pike | Management | For | For | ||||||||
| 1K. | Election of Director for a term of one year: Stephen J. Squeri | Management | For | For | ||||||||
| 1L. | Election of Director for a term of one year: Daniel L. Vasella | Management | For | For | ||||||||
| 1M. | Election of Director for a term of one year: Lisa W. Wardell | Management | For | For | ||||||||
| 1N. | Election of Director for a term of one year: Christopher D. Young | Management | For | For | ||||||||
| 2. | Ratification of appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2022. | Management | For | For | ||||||||
| 3. | Approval, on an advisory basis, of the Company's executive compensation. | Management | For | For | ||||||||
| 4. | Shareholder Proposal Relating to Independent Board Chairman. | Shareholder | Against | For | ||||||||
| BRISTOL-MYERS SQUIBB COMPANY | ||||||||||||
| Security | 110122108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BMY | Meeting Date | 03-May-2022 | |||||||||
| ISIN | US1101221083 | Agenda | 935571782 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A) | Election of Director: Peter J. Arduini | Management | For | For | ||||||||
| 1B) | Election of Director: Giovanni Caforio, M.D. | Management | For | For | ||||||||
| 1C) | Election of Director: Julia A. Haller, M.D. | Management | For | For | ||||||||
| 1D) | Election of Director: Manuel Hidalgo Medina, M.D., Ph.D. | Management | For | For | ||||||||
| 1E) | Election of Director: Paula A. Price | Management | For | For | ||||||||
| 1F) | Election of Director: Derica W. Rice | Management | For | For | ||||||||
| 1G) | Election of Director: Theodore R. Samuels | Management | For | For | ||||||||
| 1H) | Election of Director: Gerald L. Storch | Management | For | For | ||||||||
| 1I) | Election of Director: Karen H. Vousden, Ph.D. | Management | For | For | ||||||||
| 1J) | Election of Director: Phyllis R. Yale | Management | For | For | ||||||||
| 2. | Advisory Vote to Approve the Compensation of our Named Executive Officers. | Management | For | For | ||||||||
| 3. | Ratification of the Appointment of an Independent Registered Public Accounting Firm. | Management | For | For | ||||||||
| 4. | Shareholder Proposal to Lower the Ownership Threshold for Special Shareholder Meetings to 10%. | Shareholder | Against | For | ||||||||
| 5. | Shareholder Proposal on the Adoption of a Board Policy that the Chairperson of the Board be an Independent Director. | Shareholder | Against | For | ||||||||
| INTERNATIONAL FLAVORS & FRAGRANCES INC. | ||||||||||||
| Security | 459506101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | IFF | Meeting Date | 04-May-2022 | |||||||||
| ISIN | US4595061015 | Agenda | 935567163 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Kathryn J. Boor | Management | For | For | ||||||||
| 1B. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Edward D. Breen | Management | For | For | ||||||||
| 1C. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Barry A. Bruno | Management | For | For | ||||||||
| 1D. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Frank Clyburn | Management | For | For | ||||||||
| 1E. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Carol Anthony Davidson | Management | For | For | ||||||||
| 1F. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Michael L. Ducker | Management | For | For | ||||||||
| 1G. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Roger W. Ferguson, Jr. | Management | For | For | ||||||||
| 1H. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: John F. Ferraro | Management | For | For | ||||||||
| 1I. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Christina Gold | Management | For | For | ||||||||
| 1J. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Ilene Gordon | Management | For | For | ||||||||
| 1K. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Matthias J. Heinzel | Management | For | For | ||||||||
| 1L. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Dale F. Morrison | Management | For | For | ||||||||
| 1M. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Kåre Schultz | Management | For | For | ||||||||
| 1N. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Stephen Williamson | Management | For | For | ||||||||
| 2. | Ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the 2022 fiscal year. | Management | For | For | ||||||||
| 3. | Approve, on an advisory basis, the compensation of our named executive officers in 2021. | Management | For | For | ||||||||
| GENERAL ELECTRIC COMPANY | ||||||||||||
| Security | 369604301 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GE | Meeting Date | 04-May-2022 | |||||||||
| ISIN | US3696043013 | Agenda | 935567480 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Stephen Angel | Management | For | For | ||||||||
| 1B. | Election of Director: Sébastien Bazin | Management | For | For | ||||||||
| 1C. | Election of Director: Ashton Carter | Management | For | For | ||||||||
| 1D. | Election of Director: H. Lawrence Culp, Jr. | Management | For | For | ||||||||
| 1E. | Election of Director: Francisco D'Souza | Management | For | For | ||||||||
| 1F. | Election of Director: Edward Garden | Management | For | For | ||||||||
| 1G. | Election of Director: Isabella Goren | Management | For | For | ||||||||
| 1H. | Election of Director: Thomas Horton | Management | For | For | ||||||||
| 1I. | Election of Director: Risa Lavizzo-Mourey | Management | For | For | ||||||||
| 1J. | Election of Director: Catherine Lesjak | Management | For | For | ||||||||
| 1K. | Election of Director: Tomislav Mihaljevic | Management | For | For | ||||||||
| 1L. | Election of Director: Paula Rosput Reynolds | Management | For | For | ||||||||
| 1M. | Election of Director: Leslie Seidman | Management | For | For | ||||||||
| 2. | Advisory Approval of Our Named Executives' Compensation | Management | For | For | ||||||||
| 3. | Ratification of Deloitte as Independent Auditor for 2022 | Management | For | For | ||||||||
| 4. | Approval of the 2022 Long-Term Incentive Plan | Management | Against | Against | ||||||||
| 5. | Require the Cessation of Stock Option and Bonus Programs | Shareholder | Against | For | ||||||||
| 6. | Require Shareholder Ratification of Termination Pay | Shareholder | Against | For | ||||||||
| 7. | Require the Board Nominate an Employee Representative Director | Shareholder | Against | For | ||||||||
| MGM RESORTS INTERNATIONAL | ||||||||||||
| Security | 552953101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MGM | Meeting Date | 04-May-2022 | |||||||||
| ISIN | US5529531015 | Agenda | 935574168 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Barry Diller | Management | For | For | ||||||||
| 1B. | Election of Director: Alexis M. Herman | Management | For | For | ||||||||
| 1C. | Election of Director: William J. Hornbuckle | Management | For | For | ||||||||
| 1D. | Election of Director: Mary Chris Jammet | Management | For | For | ||||||||
| 1E. | Election of Director: Joey Levin | Management | For | For | ||||||||
| 1F. | Election of Director: Rose McKinney-James | Management | For | For | ||||||||
| 1G. | Election of Director: Keith A. Meister | Management | For | For | ||||||||
| 1H. | Election of Director: Paul Salem | Management | For | For | ||||||||
| 1I. | Election of Director: Gregory M. Spierkel | Management | For | For | ||||||||
| 1J. | Election of Director: Jan G. Swartz | Management | For | For | ||||||||
| 1K. | Election of Director: Daniel J. Taylor | Management | For | For | ||||||||
| 2. | To ratify the selection of Deloitte & Touche LLP, as the independent registered public accounting firm for the year ending December 31, 2022. | Management | For | For | ||||||||
| 3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||
| 4. | To approve and adopt the 2022 Omnibus Incentive Plan. | Management | For | For | ||||||||
| EVERSOURCE ENERGY | ||||||||||||
| Security | 30040W108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ES | Meeting Date | 04-May-2022 | |||||||||
| ISIN | US30040W1080 | Agenda | 935574207 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Trustee: Cotton M. Cleveland | Management | For | For | ||||||||
| 1B. | Election of Trustee: James S. DiStasio | Management | For | For | ||||||||
| 1C. | Election of Trustee: Francis A. Doyle | Management | For | For | ||||||||
| 1D. | Election of Trustee: Linda Dorcena Forry | Management | For | For | ||||||||
| 1E. | Election of Trustee: Gregory M. Jones | Management | For | For | ||||||||
| 1F. | Election of Trustee: James J. Judge | Management | For | For | ||||||||
| 1G. | Election of Trustee: John Y. Kim | Management | For | For | ||||||||
| 1H. | Election of Trustee: Kenneth R. Leibler | Management | For | For | ||||||||
| 1I. | Election of Trustee: David H. Long | Management | For | For | ||||||||
| 1J. | Election of Trustee: Joseph R. Nolan, Jr. | Management | For | For | ||||||||
| 1K. | Election of Trustee: William C. Van Faasen | Management | For | For | ||||||||
| 1L. | Election of Trustee: Frederica M. Williams | Management | For | For | ||||||||
| 2. | Consider an advisory proposal approving the compensation of our Named Executive Officers. | Management | For | For | ||||||||
| 3. | Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for 2022. | Management | For | For | ||||||||
| THE TIMKEN COMPANY | ||||||||||||
| Security | 887389104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TKR | Meeting Date | 06-May-2022 | |||||||||
| ISIN | US8873891043 | Agenda | 935567137 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Maria A. Crowe | For | For | |||||||||
| 2 | Elizabeth A. Harrell | For | For | |||||||||
| 3 | Richard G. Kyle | For | For | |||||||||
| 4 | Sarah C. Lauber | For | For | |||||||||
| 5 | John A. Luke, Jr. | For | For | |||||||||
| 6 | Christopher L. Mapes | For | For | |||||||||
| 7 | James F. Palmer | For | For | |||||||||
| 8 | Ajita G. Rajendra | For | For | |||||||||
| 9 | Frank C. Sullivan | For | For | |||||||||
| 10 | John M. Timken, Jr. | For | For | |||||||||
| 11 | Ward J. Timken, Jr. | For | For | |||||||||
| 12 | Jacqueline F. Woods | For | For | |||||||||
| 2. | Approval, on an advisory basis, of our named executive officer compensation. | Management | For | For | ||||||||
| 3. | Ratification of the appointment of Ernst & Young LLP as our independent auditor for the fiscal year ending December 31, 2022. | Management | For | For | ||||||||
| 4. | Consideration of a shareholder proposal requesting that our Board take each step necessary so that each voting requirement in our charter and bylaws (that is explicit or implicit due to default to state law) that calls for a greater than simple majority vote be eliminated, and replaced by a requirement for a majority of the votes cast for and against applicable proposals, or a simple majority in compliance with applicable laws. | Shareholder | Against | For | ||||||||
| T. ROWE PRICE GROUP, INC. | ||||||||||||
| Security | 74144T108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TROW | Meeting Date | 10-May-2022 | |||||||||
| ISIN | US74144T1088 | Agenda | 935576871 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Glenn R. August | Management | For | For | ||||||||
| 1B. | Election of Director: Mark S. Bartlett | Management | For | For | ||||||||
| 1C. | Election of Director: Mary K. Bush | Management | For | For | ||||||||
| 1D. | Election of Director: Dina Dublon | Management | For | For | ||||||||
| 1E. | Election of Director: Dr. Freeman A. Hrabowski, III | Management | For | For | ||||||||
| 1F. | Election of Director: Robert F. MacLellan | Management | For | For | ||||||||
| 1G. | Election of Director: Eileen P. Rominger | Management | For | For | ||||||||
| 1H. | Election of Director: Robert W. Sharps | Management | For | For | ||||||||
| 1I. | Election of Director: Robert J. Stevens | Management | For | For | ||||||||
| 1J. | Election of Director: William J. Stromberg | Management | For | For | ||||||||
| 1K. | Election of Director: Richard R. Verma | Management | For | For | ||||||||
| 1L. | Election of Director: Sandra S. Wijnberg | Management | For | For | ||||||||
| 1M. | Election of Director: Alan D. Wilson | Management | For | For | ||||||||
| 2. | To approve, by a non-binding advisory vote, the compensation paid by the Company to its Named Executive Officers. | Management | For | For | ||||||||
| 3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for 2022. | Management | For | For | ||||||||
| AMERICAN INTERNATIONAL GROUP, INC. | ||||||||||||
| Security | 026874784 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AIG | Meeting Date | 11-May-2022 | |||||||||
| ISIN | US0268747849 | Agenda | 935574992 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: JAMES COLE, JR. | Management | For | For | ||||||||
| 1B. | Election of Director: W. DON CORNWELL | Management | For | For | ||||||||
| 1C. | Election of Director: WILLIAM G. JURGENSEN | Management | For | For | ||||||||
| 1D. | Election of Director: LINDA A. MILLS | Management | For | For | ||||||||
| 1E. | Election of Director: THOMAS F. MOTAMED | Management | For | For | ||||||||
| 1F. | Election of Director: PETER R. PORRINO | Management | For | For | ||||||||
| 1G. | Election of Director: JOHN G. RICE | Management | For | For | ||||||||
| 1H. | Election of Director: DOUGLAS M. STEENLAND | Management | For | For | ||||||||
| 1I. | Election of Director: THERESE M. VAUGHAN | Management | For | For | ||||||||
| 1J. | Election of Director: PETER ZAFFINO | Management | For | For | ||||||||
| 2. | Approve, on an advisory basis, the 2021 compensation of AIG's named executives. | Management | For | For | ||||||||
| 3. | Ratify the selection of PricewaterhouseCoopers LLP to serve as AIG's independent registered public accounting firm for 2022. | Management | For | For | ||||||||
| 4. | Shareholder proposal to reduce the threshold to call special meetings from 25 percent to 10 percent. | Shareholder | Against | For | ||||||||
| CVS HEALTH CORPORATION | ||||||||||||
| Security | 126650100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CVS | Meeting Date | 11-May-2022 | |||||||||
| ISIN | US1266501006 | Agenda | 935576972 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Fernando Aguirre | Management | For | For | ||||||||
| 1B. | Election of Director: C. David Brown II | Management | For | For | ||||||||
| 1C. | Election of Director: Alecia A. DeCoudreaux | Management | For | For | ||||||||
| 1D. | Election of Director: Nancy-Ann M. DeParle | Management | For | For | ||||||||
| 1E. | Election of Director: Roger N. Farah | Management | For | For | ||||||||
| 1F. | Election of Director: Anne M. Finucane | Management | For | For | ||||||||
| 1G. | Election of Director: Edward J. Ludwig | Management | For | For | ||||||||
| 1H. | Election of Director: Karen S. Lynch | Management | For | For | ||||||||
| 1I. | Election of Director: Jean-Pierre Millon | Management | For | For | ||||||||
| 1J. | Election of Director: Mary L. Schapiro | Management | For | For | ||||||||
| 1K. | Election of Director: William C. Weldon | Management | For | For | ||||||||
| 2. | Ratification of the appointment of our independent registered public accounting firm for 2022. | Management | For | For | ||||||||
| 3. | Say on Pay, a proposal to approve, on an advisory basis, the Company's executive compensation. | Management | For | For | ||||||||
| 4. | Stockholder proposal for reducing our ownership threshold to request a special stockholder meeting. | Shareholder | Against | For | ||||||||
| 5. | Stockholder proposal regarding our independent Board Chair. | Shareholder | Against | For | ||||||||
| 6. | Stockholder proposal on civil rights and non- discrimination audit focused on "non-diverse" employees. | Shareholder | Abstain | Against | ||||||||
| 7. | Stockholder proposal requesting paid sick leave for all employees. | Shareholder | Abstain | Against | ||||||||
| 8. | Stockholder proposal regarding a report on the public health costs of our food business to diversified portfolios. | Shareholder | Abstain | Against | ||||||||
| REPUBLIC SERVICES, INC. | ||||||||||||
| Security | 760759100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | RSG | Meeting Date | 16-May-2022 | |||||||||
| ISIN | US7607591002 | Agenda | 935591277 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Manuel Kadre | Management | For | For | ||||||||
| 1B. | Election of Director: Tomago Collins | Management | For | For | ||||||||
| 1C. | Election of Director: Michael A. Duffy | Management | For | For | ||||||||
| 1D. | Election of Director: Thomas W. Handley | Management | For | For | ||||||||
| 1E. | Election of Director: Jennifer M. Kirk | Management | For | For | ||||||||
| 1F. | Election of Director: Michael Larson | Management | For | For | ||||||||
| 1G. | Election of Director: Kim S. Pegula | Management | For | For | ||||||||
| 1H. | Election of Director: James P. Snee | Management | For | For | ||||||||
| 1I. | Election of Director: Brian S. Tyler | Management | For | For | ||||||||
| 1J. | Election of Director: Jon Vander Ark | Management | For | For | ||||||||
| 1K. | Election of Director: Sandra M. Volpe | Management | For | For | ||||||||
| 1L. | Election of Director: Katharine B. Weymouth | Management | For | For | ||||||||
| 2. | Advisory vote to approve our named executive officer compensation. | Management | For | For | ||||||||
| 3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2022. | Management | For | For | ||||||||
| 4. | Shareholder Proposal to amend the Company's clawback policy for senior executives. | Shareholder | Abstain | Against | ||||||||
| 5. | Shareholder Proposal to commission a third-party environmental justice audit. | Shareholder | Abstain | Against | ||||||||
| 6. | Shareholder Proposal to commission a third-party civil rights audit. | Shareholder | Abstain | Against | ||||||||
| JPMORGAN CHASE & CO. | ||||||||||||
| Security | 46625H100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | JPM | Meeting Date | 17-May-2022 | |||||||||
| ISIN | US46625H1005 | Agenda | 935580515 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: Linda B. Bammann | Management | For | For | ||||||||
| 1b. | Election of Director: Stephen B. Burke | Management | For | For | ||||||||
| 1c. | Election of Director: Todd A. Combs | Management | For | For | ||||||||
| 1d. | Election of Director: James S. Crown | Management | For | For | ||||||||
| 1e. | Election of Director: James Dimon | Management | For | For | ||||||||
| 1f. | Election of Director: Timothy P. Flynn | Management | For | For | ||||||||
| 1g. | Election of Director: Mellody Hobson | Management | For | For | ||||||||
| 1h. | Election of Director: Michael A. Neal | Management | For | For | ||||||||
| 1i. | Election of Director: Phebe N. Novakovic | Management | For | For | ||||||||
| 1j. | Election of Director: Virginia M. Rometty | Management | For | For | ||||||||
| 2. | Advisory resolution to approve executive compensation | Management | For | For | ||||||||
| 3. | Ratification of independent registered public accounting firm | Management | For | For | ||||||||
| 4. | Fossil fuel financing | Shareholder | Abstain | Against | ||||||||
| 5. | Special shareholder meeting improvement | Shareholder | Against | For | ||||||||
| 6. | Independent board chairman | Shareholder | Against | For | ||||||||
| 7. | Board diversity resolution | Shareholder | Abstain | Against | ||||||||
| 8. | Conversion to public benefit corporation | Shareholder | Against | For | ||||||||
| 9. | Report on setting absolute contraction targets | Shareholder | Abstain | Against | ||||||||
| MONDELEZ INTERNATIONAL, INC. | ||||||||||||
| Security | 609207105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MDLZ | Meeting Date | 18-May-2022 | |||||||||
| ISIN | US6092071058 | Agenda | 935587379 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Lewis W.K. Booth | Management | For | For | ||||||||
| 1B. | Election of Director: Charles E. Bunch | Management | For | For | ||||||||
| 1C. | Election of Director: Ertharin Cousin | Management | For | For | ||||||||
| 1D. | Election of Director: Lois D. Juliber | Management | For | For | ||||||||
| 1E. | Election of Director: Jorge S. Mesquita | Management | For | For | ||||||||
| 1F. | Election of Director: Jane Hamilton Nielsen | Management | For | For | ||||||||
| 1G. | Election of Director: Christiana S. Shi | Management | For | For | ||||||||
| 1H. | Election of Director: Patrick T. Siewert | Management | For | For | ||||||||
| 1I. | Election of Director: Michael A. Todman | Management | For | For | ||||||||
| 1J. | Election of Director: Dirk Van de Put | Management | For | For | ||||||||
| 2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||
| 3. | Ratification of PricewaterhouseCoopers LLP as Independent Registered Public Accountants for Fiscal Year Ending December 31, 2022. | Management | For | For | ||||||||
| 4. | Conduct and Publish Racial Equity Audit. | Shareholder | Abstain | Against | ||||||||
| 5. | Require Independent Chair of the Board. | Shareholder | Against | For | ||||||||
| HENRY SCHEIN, INC. | ||||||||||||
| Security | 806407102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HSIC | Meeting Date | 18-May-2022 | |||||||||
| ISIN | US8064071025 | Agenda | 935592306 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Mohamad Ali | Management | For | For | ||||||||
| 1B. | Election of Director: Stanley M. Bergman | Management | For | For | ||||||||
| 1C. | Election of Director: James P. Breslawski | Management | For | For | ||||||||
| 1D. | Election of Director: Deborah Derby | Management | For | For | ||||||||
| 1E. | Election of Director: Joseph L. Herring | Management | For | For | ||||||||
| 1F. | Election of Director: Kurt P. Kuehn | Management | For | For | ||||||||
| 1G. | Election of Director: Philip A. Laskawy | Management | For | For | ||||||||
| 1H. | Election of Director: Anne H. Margulies | Management | For | For | ||||||||
| 1I. | Election of Director: Mark E. Mlotek | Management | For | For | ||||||||
| 1J. | Election of Director: Steven Paladino | Management | For | For | ||||||||
| 1K. | Election of Director: Carol Raphael | Management | For | For | ||||||||
| 1L. | Election of Director: E. Dianne Rekow, DDS, Ph.D. | Management | For | For | ||||||||
| 1M. | Election of Director: Scott Serota | Management | For | For | ||||||||
| 1N. | Election of Director: Bradley T. Sheares, Ph.D. | Management | For | For | ||||||||
| 1O. | Election of Director: Reed V. Tuckson, M.D., FACP | Management | For | For | ||||||||
| 2. | Proposal to approve, by non-binding vote, the 2021 compensation paid to the Company's Named Executive Officers. | Management | For | For | ||||||||
| 3. | Proposal to ratify the selection of BDO USA, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | For | For | ||||||||
| MOLSON COORS BEVERAGE COMPANY | ||||||||||||
| Security | 60871R209 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TAP | Meeting Date | 18-May-2022 | |||||||||
| ISIN | US60871R2094 | Agenda | 935598031 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Roger G. Eaton | For | For | |||||||||
| 2 | Charles M. Herington | For | For | |||||||||
| 3 | H. Sanford Riley | For | For | |||||||||
| 2. | To approve, on an advisory basis, the compensation of Molson Coors Beverage Company's named executive officers. | Management | For | For | ||||||||
| MERCK & CO., INC. | ||||||||||||
| Security | 58933Y105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MRK | Meeting Date | 24-May-2022 | |||||||||
| ISIN | US58933Y1055 | Agenda | 935591570 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Douglas M. Baker, Jr. | Management | For | For | ||||||||
| 1B. | Election of Director: Mary Ellen Coe | Management | For | For | ||||||||
| 1C. | Election of Director: Pamela J. Craig | Management | For | For | ||||||||
| 1D. | Election of Director: Robert M. Davis | Management | For | For | ||||||||
| 1E. | Election of Director: Kenneth C. Frazier | Management | For | For | ||||||||
| 1F. | Election of Director: Thomas H. Glocer | Management | For | For | ||||||||
| 1G. | Election of Director: Risa J. Lavizzo-Mourey, M.D. | Management | For | For | ||||||||
| 1H. | Election of Director: Stephen L. Mayo, Ph.D. | Management | For | For | ||||||||
| 1I. | Election of Director: Paul B. Rothman, M.D. | Management | For | For | ||||||||
| 1J. | Election of Director: Patricia F. Russo | Management | For | For | ||||||||
| 1K. | Election of Director: Christine E. Seidman, M.D. | Management | For | For | ||||||||
| 1L. | Election of Director: Inge G. Thulin | Management | For | For | ||||||||
| 1M. | Election of Director: Kathy J. Warden | Management | For | For | ||||||||
| 1N. | Election of Director: Peter C. Wendell | Management | For | For | ||||||||
| 2. | Non-binding advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||
| 3. | Ratification of the appointment of the Company's independent registered public accounting firm for 2022. | Management | For | For | ||||||||
| 4. | Shareholder proposal regarding an independent board chairman. | Shareholder | Against | For | ||||||||
| 5. | Shareholder proposal regarding access to COVID-19 products. | Shareholder | Abstain | Against | ||||||||
| 6. | Shareholder proposal regarding lobbying expenditure disclosure. | Shareholder | Abstain | Against | ||||||||
| META PLATFORMS, INC. | ||||||||||||
| Security | 30303M102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FB | Meeting Date | 25-May-2022 | |||||||||
| ISIN | US30303M1027 | Agenda | 935601559 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Peggy Alford | For | For | |||||||||
| 2 | Marc L. Andreessen | For | For | |||||||||
| 3 | Andrew W. Houston | For | For | |||||||||
| 4 | Nancy Killefer | For | For | |||||||||
| 5 | Robert M. Kimmitt | For | For | |||||||||
| 6 | Sheryl K. Sandberg | For | For | |||||||||
| 7 | Tracey T. Travis | For | For | |||||||||
| 8 | Tony Xu | For | For | |||||||||
| 9 | Mark Zuckerberg | For | For | |||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as Meta Platforms, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | For | For | ||||||||
| 3. | To approve, on a non-binding advisory basis, the compensation program for Meta Platforms, Inc.'s named executive officers as disclosed in Meta Platforms, Inc.'s proxy statement. | Management | For | For | ||||||||
| 4. | A shareholder proposal regarding dual class capital structure. | Shareholder | Against | For | ||||||||
| 5. | A shareholder proposal regarding an independent chair. | Shareholder | Against | For | ||||||||
| 6. | A shareholder proposal regarding concealment clauses. | Shareholder | Abstain | Against | ||||||||
| 7. | A shareholder proposal regarding report on external costs of misinformation. | Shareholder | Abstain | Against | ||||||||
| 8. | A shareholder proposal regarding report on community standards enforcement. | Shareholder | Abstain | Against | ||||||||
| 9. | A shareholder proposal regarding report and advisory vote on the metaverse. | Shareholder | Abstain | Against | ||||||||
| 10. | A shareholder proposal regarding human rights impact assessment. | Shareholder | Abstain | Against | ||||||||
| 11. | A shareholder proposal regarding child sexual exploitation online. | Shareholder | Abstain | Against | ||||||||
| 12. | A shareholder proposal regarding civil rights and non- discrimination audit. | Shareholder | Abstain | Against | ||||||||
| 13. | A shareholder proposal regarding report on lobbying. | Shareholder | Abstain | Against | ||||||||
| 14. | A shareholder proposal regarding assessment of audit & risk oversight committee. | Shareholder | Abstain | Against | ||||||||
| 15. | A shareholder proposal regarding report on charitable donations. | Shareholder | Abstain | Against | ||||||||
| TWITTER, INC. | ||||||||||||
| Security | 90184L102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TWTR | Meeting Date | 25-May-2022 | |||||||||
| ISIN | US90184L1026 | Agenda | 935603731 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: Egon Durban | Management | For | For | ||||||||
| 1b. | Election of Director: Patrick Pichette | Management | For | For | ||||||||
| 2. | The approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | ||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2022. | Management | For | For | ||||||||
| 4. | The approval of an amendment to our amended and restated certificate of incorporation to declassify our board of directors. | Management | For | For | ||||||||
| 5. | A stockholder proposal regarding a report on risks of the use of concealment clauses, if properly presented at the Annual Meeting. | Shareholder | Abstain | Against | ||||||||
| 6. | A stockholder proposal regarding a director candidate with human and/or civil rights expertise, if properly presented at the Annual Meeting. | Shareholder | Abstain | Against | ||||||||
| 7. | A stockholder proposal regarding an audit analyzing the Company's impacts on civil rights and non-discrimination, if properly presented at the Annual Meeting. | Shareholder | Abstain | Against | ||||||||
| 8. | A stockholder proposal regarding an electoral spending report, if properly presented at the Annual Meeting. | Shareholder | Abstain | Against | ||||||||
| 9. | A stockholder proposal regarding a report on lobbying activities and expenditures, if properly presented at the Annual Meeting. | Shareholder | Abstain | Against | ||||||||
| CHEVRON CORPORATION | ||||||||||||
| Security | 166764100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CVX | Meeting Date | 25-May-2022 | |||||||||
| ISIN | US1667641005 | Agenda | 935603882 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Wanda M. Austin | Management | For | For | ||||||||
| 1B. | Election of Director: John B. Frank | Management | For | For | ||||||||
| 1C. | Election of Director: Alice P. Gast | Management | For | For | ||||||||
| 1D. | Election of Director: Enrique Hernandez, Jr. | Management | For | For | ||||||||
| 1E. | Election of Director: Marillyn A. Hewson | Management | For | For | ||||||||
| 1F. | Election of Director: Jon M. Huntsman Jr. | Management | For | For | ||||||||
| 1G. | Election of Director: Charles W. Moorman | Management | For | For | ||||||||
| 1H. | Election of Director: Dambisa F. Moyo | Management | For | For | ||||||||
| 1I. | Election of Director: Debra Reed-Klages | Management | For | For | ||||||||
| 1J. | Election of Director: Ronald D. Sugar | Management | For | For | ||||||||
| 1K. | Election of Director: D. James Umpleby III | Management | For | For | ||||||||
| 1L. | Election of Director: Michael K. Wirth | Management | For | For | ||||||||
| 2. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm | Management | For | For | ||||||||
| 3. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | ||||||||
| 4. | Approve the 2022 Long-Term Incentive Plan of Chevron Corporation | Management | For | For | ||||||||
| 5. | Adopt Medium- and Long-Term GHG Reduction Targets | Shareholder | Abstain | Against | ||||||||
| 6. | Report on Impacts of Net Zero 2050 Scenario | Shareholder | Abstain | Against | ||||||||
| 7. | Report on Reliability of Methane Emission Disclosures | Management | Abstain | Against | ||||||||
| 8. | Report on Business with Conflict-Complicit Governments | Shareholder | Abstain | Against | ||||||||
| 9. | Report on Racial Equity Audit | Shareholder | Abstain | Against | ||||||||
| 10. | Special Meetings | Shareholder | Against | For | ||||||||
| MORGAN STANLEY | ||||||||||||
| Security | 617446448 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MS | Meeting Date | 26-May-2022 | |||||||||
| ISIN | US6174464486 | Agenda | 935584878 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Alistair Darling | Management | For | For | ||||||||
| 1B. | Election of Director: Thomas H. Glocer | Management | For | For | ||||||||
| 1C. | Election of Director: James P. Gorman | Management | For | For | ||||||||
| 1D. | Election of Director: Robert H. Herz | Management | For | For | ||||||||
| 1E. | Election of Director: Erika H. James | Management | For | For | ||||||||
| 1F. | Election of Director: Hironori Kamezawa | Management | For | For | ||||||||
| 1G. | Election of Director: Shelley B. Leibowitz | Management | For | For | ||||||||
| 1H. | Election of Director: Stephen J. Luczo | Management | For | For | ||||||||
| 1I. | Election of Director: Jami Miscik | Management | For | For | ||||||||
| 1J. | Election of Director: Masato Miyachi | Management | For | For | ||||||||
| 1K. | Election of Director: Dennis M. Nally | Management | For | For | ||||||||
| 1L. | Election of Director: Mary L. Schapiro | Management | For | For | ||||||||
| 1M. | Election of Director: Perry M. Traquina | Management | For | For | ||||||||
| 1N. | Election of Director: Rayford Wilkins, Jr. | Management | For | For | ||||||||
| 2. | To ratify the appointment of Deloitte & Touche LLP as independent auditor | Management | For | For | ||||||||
| 3. | To approve the compensation of executives as disclosed in the proxy statement (non-binding advisory vote) | Management | For | For | ||||||||
| 4. | Shareholder proposal requesting adoption of a policy to cease financing new fossil fuel development | Shareholder | Abstain | Against | ||||||||
| DUPONT DE NEMOURS, INC. | ||||||||||||
| Security | 26614N102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DD | Meeting Date | 26-May-2022 | |||||||||
| ISIN | US26614N1028 | Agenda | 935594449 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Amy G. Brady | Management | For | For | ||||||||
| 1B. | Election of Director: Edward D. Breen | Management | For | For | ||||||||
| 1C. | Election of Director: Ruby R. Chandy | Management | For | For | ||||||||
| 1D. | Election of Director: Terrence R. Curtin | Management | For | For | ||||||||
| 1E. | Election of Director: Alexander M. Cutler | Management | For | For | ||||||||
| 1F. | Election of Director: Eleuthère I. du Pont | Management | For | For | ||||||||
| 1G. | Election of Director: Kristina M. Johnson | Management | For | For | ||||||||
| 1H. | Election of Director: Luther C. Kissam | Management | For | For | ||||||||
| 1I. | Election of Director: Frederick M. Lowery | Management | For | For | ||||||||
| 1J. | Election of Director: Raymond J. Milchovich | Management | For | For | ||||||||
| 1K. | Election of Director: Deanna M. Mulligan | Management | For | For | ||||||||
| 1L. | Election of Director: Steven M. Sterin | Management | For | For | ||||||||
| 2. | Advisory Resolution to Approve Executive Compensation | Management | For | For | ||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2022 | Management | For | For | ||||||||
| 4. | Independent Board Chair | Shareholder | Against | For | ||||||||
| COMCAST CORPORATION | ||||||||||||
| Security | 20030N101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CMCSA | Meeting Date | 01-Jun-2022 | |||||||||
| ISIN | US20030N1019 | Agenda | 935613693 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Kenneth J. Bacon | For | For | |||||||||
| 2 | Madeline S. Bell | For | For | |||||||||
| 3 | Edward D. Breen | For | For | |||||||||
| 4 | Gerald L. Hassell | For | For | |||||||||
| 5 | Jeffrey A. Honickman | For | For | |||||||||
| 6 | Maritza G. Montiel | For | For | |||||||||
| 7 | Asuka Nakahara | For | For | |||||||||
| 8 | David C. Novak | For | For | |||||||||
| 9 | Brian L. Roberts | For | For | |||||||||
| 2. | Advisory vote on executive compensation | Management | For | For | ||||||||
| 3. | Ratification of the appointment of our independent auditors | Management | For | For | ||||||||
| 4. | To report on charitable donations | Shareholder | Abstain | Against | ||||||||
| 5. | To perform independent racial equity audit | Shareholder | Abstain | Against | ||||||||
| 6. | To report on risks of omitting "viewpoint" and "ideology" from EEO policy | Shareholder | Abstain | Against | ||||||||
| 7. | To conduct and publicly release the results of an independent investigation into the effectiveness of sexual harassment policies | Shareholder | Abstain | Against | ||||||||
| 8. | To report on how retirement plan options align with company climate goals | Shareholder | Abstain | Against | ||||||||
| NXP SEMICONDUCTORS NV. | ||||||||||||
| Security | N6596X109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NXPI | Meeting Date | 01-Jun-2022 | |||||||||
| ISIN | NL0009538784 | Agenda | 935648545 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | Adoption of the 2021 Statutory Annual Accounts | Management | For | For | ||||||||
| 2. | Discharge of the members of the Board for their responsibilities in the financial year ended December 31, 2021 | Management | For | For | ||||||||
| 3a. | Re-appoint Kurt Sievers as executive director | Management | For | For | ||||||||
| 3b. | Re-appoint Sir Peter Bonfield as non-executive director | Management | For | For | ||||||||
| 3c. | Re-appoint Annette Clayton as non-executive director | Management | For | For | ||||||||
| 3d. | Re-appoint Anthony Foxx as non-executive director | Management | For | For | ||||||||
| 3e. | Appoint Chunyuan Gu as non-executive director | Management | For | For | ||||||||
| 3f. | Re-appoint Lena Olving as non-executive director | Management | For | For | ||||||||
| 3g. | Re-appoint Julie Southern as non-executive director | Management | For | For | ||||||||
| 3h. | Re-appoint Jasmin Staiblin as non-executive director | Management | For | For | ||||||||
| 3i. | Re-appoint Gregory Summe as non-executive director | Management | For | For | ||||||||
| 3j. | Re-appoint Karl-Henrik Sundström as non-executive director | Management | For | For | ||||||||
| 4. | Authorization of the Board to issue ordinary shares of the Company and grant rights to acquire ordinary shares | Management | For | For | ||||||||
| 5. | Authorization of the Board to restrict or exclude pre- emption rights accruing in connection with an issue of shares or grant of rights | Management | Against | Against | ||||||||
| 6. | Authorization of the Board to repurchase ordinary shares | Management | For | For | ||||||||
| 7. | Authorization of the Board to cancel ordinary shares held or to be acquired by the Company | Management | For | For | ||||||||
| 8. | Non-binding, advisory approval of the Named Executive Officers' compensation | Management | For | For | ||||||||
| PAYPAL HOLDINGS, INC. | ||||||||||||
| Security | 70450Y103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PYPL | Meeting Date | 02-Jun-2022 | |||||||||
| ISIN | US70450Y1038 | Agenda | 935613744 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: Rodney C. Adkins | Management | For | For | ||||||||
| 1b. | Election of Director: Jonathan Christodoro | Management | For | For | ||||||||
| 1c. | Election of Director: John J. Donahoe | Management | For | For | ||||||||
| 1d. | Election of Director: David W. Dorman | Management | For | For | ||||||||
| 1e. | Election of Director: Belinda J. Johnson | Management | For | For | ||||||||
| 1f. | Election of Director: Enrique Lores | Management | For | For | ||||||||
| 1g. | Election of Director: Gail J. McGovern | Management | For | For | ||||||||
| 1h. | Election of Director: Deborah M. Messemer | Management | For | For | ||||||||
| 1i. | Election of Director: David M. Moffett | Management | For | For | ||||||||
| 1j. | Election of Director: Ann M. Sarnoff | Management | For | For | ||||||||
| 1k. | Election of Director: Daniel H. Schulman | Management | For | For | ||||||||
| 1l. | Election of Director: Frank D. Yeary | Management | For | For | ||||||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||||||
| 3. | Advisory Vote on the Frequency of the Stockholder Advisory Vote to Approve Named Executive Officer Compensation. | Management | 1 Year | For | ||||||||
| 4. | Ratification of the Appointment of PricewaterhouseCoopers LLP as Our Independent Auditor for 2022. | Management | For | For | ||||||||
| 5. | Stockholder Proposal - Special Shareholder Meeting Improvement. | Shareholder | Against | For | ||||||||
| PARAMOUNT GLOBAL | ||||||||||||
| Security | 92556H206 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PARA | Meeting Date | 08-Jun-2022 | |||||||||
| ISIN | US92556H2067 | Agenda | 935625117 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | Non-Voting agenda | Management | ||||||||||
| WILLIS TOWERS WATSON PLC | ||||||||||||
| Security | G96629103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | WTW | Meeting Date | 08-Jun-2022 | |||||||||
| ISIN | IE00BDB6Q211 | Agenda | 935625939 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Director: Dame Inga Beale | Management | For | For | ||||||||
| 1b. | Election of Director: Fumbi Chima | Management | For | For | ||||||||
| 1c. | Election of Director: Michael Hammond | Management | For | For | ||||||||
| 1d. | Election of Director: Carl Hess | Management | For | For | ||||||||
| 1e. | Election of Director: Brendan O'Neill | Management | For | For | ||||||||
| 1f. | Election of Director: Linda Rabbitt | Management | For | For | ||||||||
| 1g. | Election of Director: Paul Reilly | Management | For | For | ||||||||
| 1h. | Election of Director: Michelle Swanback | Management | For | For | ||||||||
| 1i. | Election of Director: Paul Thomas | Management | For | For | ||||||||
| 2. | Ratify, on an advisory basis, the appointment of (i) Deloitte & Touche LLP to audit our financial statements and (ii) Deloitte Ireland LLP to audit our Irish Statutory Accounts, and authorize, in a binding vote, the Board, acting through the Audit and Risk Committee, to fix the independent auditors' remuneration. | Management | For | For | ||||||||
| 3. | Approve, on an advisory basis, the named executive officer compensation. | Management | For | For | ||||||||
| 4. | Renew the Board's existing authority to issue shares under Irish law. | Management | For | For | ||||||||
| 5. | Renew the Board's existing authority to opt out of statutory pre-emption rights under Irish law. | Management | Against | Against | ||||||||
| 6. | Approve the creation of distributable profits by the reduction and cancellation of the Company's share premium account. | Management | For | For | ||||||||
| 7. | Amend and restate the Willis Towers Watson Public Limited Company 2012 Equity Incentive Plan, including to increase the number of shares authorized for issuance under the 2012 Plan. | Management | For | For | ||||||||
| KEURIG DR PEPPER INC. | ||||||||||||
| Security | 49271V100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | KDP | Meeting Date | 09-Jun-2022 | |||||||||
| ISIN | US49271V1008 | Agenda | 935627084 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Director: Robert Gamgort | Management | For | For | ||||||||
| 1B. | Election of Director: Michael Call | Management | For | For | ||||||||
| 1C. | Election of Director: Olivier Goudet | Management | For | For | ||||||||
| 1D. | Election of Director: Peter Harf | Management | For | For | ||||||||
| 1E. | Election of Director: Juliette Hickman | Management | For | For | ||||||||
| 1F. | Election of Director: Paul S. Michaels | Management | For | For | ||||||||
| 1G. | Election of Director: Pamela H. Patsley | Management | For | For | ||||||||
| 1H. | Election of Director: Lubomira Rochet | Management | For | For | ||||||||
| 1I. | Election of Director: Debra Sandler | Management | For | For | ||||||||
| 1J. | Election of Director: Robert Singer | Management | For | For | ||||||||
| 1K. | Election of Director: Larry D. Young | Management | For | For | ||||||||
| 2. | To approve an advisory resolution regarding Keurig Dr Pepper Inc.'s executive compensation. | Management | For | For | ||||||||
| 3. | To ratify the appointment of Deloitte & Touche LLP as Keurig Dr Pepper Inc.'s independent registered public accounting firm for fiscal year 2022. | Management | For | For | ||||||||
| T-MOBILE US, INC. | ||||||||||||
| Security | 872590104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TMUS | Meeting Date | 15-Jun-2022 | |||||||||
| ISIN | US8725901040 | Agenda | 935625585 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Marcelo Claure | For | For | |||||||||
| 2 | Srikant M. Datar | For | For | |||||||||
| 3 | Bavan M. Holloway | For | For | |||||||||
| 4 | Timotheus Höttges | For | For | |||||||||
| 5 | Christian P. Illek | For | For | |||||||||
| 6 | Raphael Kübler | For | For | |||||||||
| 7 | Thorsten Langheim | For | For | |||||||||
| 8 | Dominique Leroy | For | For | |||||||||
| 9 | Letitia A. Long | For | For | |||||||||
| 10 | G. Michael Sievert | For | For | |||||||||
| 11 | Teresa A. Taylor | For | For | |||||||||
| 12 | Omar Tazi | For | For | |||||||||
| 13 | Kelvin R. Westbrook | For | For | |||||||||
| 2. | Ratification of the Appointment of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2022. | Management | For | For | ||||||||
| THE KROGER CO. | ||||||||||||
| Security | 501044101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | KR | Meeting Date | 23-Jun-2022 | |||||||||
| ISIN | US5010441013 | Agenda | 935647416 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Nora A. Aufreiter | For | For | |||||||||
| 2 | Kevin M. Brown | For | For | |||||||||
| 3 | Elaine L. Chao | For | For | |||||||||
| 4 | Anne Gates | For | For | |||||||||
| 5 | Karen M. Hoguet | For | For | |||||||||
| 6 | W. Rodney McMullen | For | For | |||||||||
| 7 | Clyde R. Moore | For | For | |||||||||
| 8 | Ronald L. Sargent | For | For | |||||||||
| 9 | J. Amanda Sourry Knox | For | For | |||||||||
| 10 | Mark S. Sutton | For | For | |||||||||
| 11 | Ashok Vemuri | For | For | |||||||||
| 2. | To approve our executive compensation, on an advisory basis | Management | For | For | ||||||||
| 3. | To ratify the selection of our independent auditor for fiscal year 2022 | Management | For | For | ||||||||
| 4. | To approve additional shares under the 2019 Long-Term Incentive Plan | Management | Against | Against | ||||||||
| 5. | Shareholder Proposal - Recyclability of Packaging | Shareholder | Abstain | Against | ||||||||
| 6. | Shareholder Proposal - Report on Protection of Farmworkers | Shareholder | Abstain | Against | ||||||||
| 7. | Shareholder Proposal - Report on Elimination of HFCs | Shareholder | Abstain | Against | ||||||||
| 8. | Shareholder Proposal - Report on Workforce Strategy | Shareholder | Abstain | Against | ||||||||
| SONY GROUP CORPORATION | ||||||||||||
| Security | 835699307 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SONY | Meeting Date | 28-Jun-2022 | |||||||||
| ISIN | US8356993076 | Agenda | 935660185 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | To amend a part of the Articles of Incorporation. | Management | For | For | ||||||||
| 2a. | Election of Director: Kenichiro Yoshida | Management | For | For | ||||||||
| 2b. | Election of Director: Hiroki Totoki | Management | For | For | ||||||||
| 2c. | Election of Director: Shuzo Sumi | Management | For | For | ||||||||
| 2d. | Election of Director: Tim Schaaff | Management | For | For | ||||||||
| 2e. | Election of Director: Toshiko Oka | Management | For | For | ||||||||
| 2f. | Election of Director: Sakie Akiyama | Management | For | For | ||||||||
| 2g. | Election of Director: Wendy Becker | Management | For | For | ||||||||
| 2h. | Election of Director: Yoshihiko Hatanaka | Management | For | For | ||||||||
| 2i. | Election of Director: Keiko Kishigami | Management | For | For | ||||||||
| 2j. | Election of Director: Joseph A. Kraft Jr. | Management | For | For | ||||||||
| 3. | To issue Stock Acquisition Rights for the purpose of granting stock options. | Management | For | For | ||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Registrant | The Gabelli Dividend Growth Fund |
| By (Signature and Title)* | /s/ John C. Ball |
| John C. Ball, President and Principal Executive Officer |
| Date | August 24, 2022 |
*Print the name and title of each signing officer under his or her signature.
