UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
For Registration of Certain Classes of Securities Pursuant to Section 12(b) or 12(g) of the Securities Exchange Act of 1934
(Exact name of registrant as specified in its charter)
| | | | | |
| Maryland | (see below) |
| (State of incorporation or organization) | (I.R.S. Employer Identification No.) |
| | | | | |
| 727 2nd Street #106, Hermosa Beach, California | 90254 |
| (Address of principal executive offices) | (Zip Code) |
Securities to be registered pursuant to Section 12(b) of the Act:
| | | | | |
| Title of each class to be so registered | Name of each exchange on which each class is to be registered |
| Jacob Forward ETF | NYSE Arca, Inc. |
If this Form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. ☒
If this Form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. ☐
Securities Act registration statement file number to which this form relates: 333-82865
Securities to be registered pursuant to Section 12(g) of the Act:
INFORMATION REQUIRED IN REGISTRATION STATEMENT
Item 1. Description of the Registrant’s Securities to be Registered
Reference is made to Post-Effective Amendment No. 42 to the Registrant’s Registration Statement on Form N-1A (File Nos. 333-82865 and 811-09447), as filed with the U.S. Securities and Exchange Commission (“SEC”) via EDGAR (Accession No. 0000894189-21-003219) on May 24, 2021, which is incorporated herein by reference.
The Registrant currently consists of four separate series. The series to which this filing relates and its IRS Employer Identification Number is as follows:
| | | | | |
| Title of Each Class of Securities to be Registered | IRS Employer ID Number |
| Jacob Forward ETF | 86-2659511 |
Item 2. Exhibits
The following exhibits to this registration statement on Form 8-A are incorporated by reference from the documents specified which have been filed with the Securities and Exchange Commission.
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| Exhibit No. | Description |
| A. | |
| B. | |
| D. | |
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereto duly authorized.
Date: May 26, 2021
Jacob Funds Inc.
By: /s/ Ryan I. Jacob
Name: Ryan I. Jacob
Title: Director, President, Chairman of the Board and Chief Executive Officer
