Exhibit 107
Calculation of Filing Fee Tables
Form S-3
(Form Type)
Principal Financial Group, Inc.
Principal Financial Services, Inc.
(Exact Name of Registrant as Specified in its Charter)
Table 1: Newly Registered and Carry Forward Securities
| | Security
Type |
Security Class Title | Fee
Calculation
or Carry
Forward
Rule | Amount
Registered | Proposed
Maximum
Offering
Price Per
Unit | Maximum
Aggregate
Offering
Price | Fee Rate | Amount of
Registration
Fee | Carry
Forward
Form
Type | Carry
Forward
File
Number | Carry
Forward
Initial
effective
date | Filing Fee
Previously
Paid In
Connection
with Unsold
Securities to
be Carried
Forward |
| Newly Registered Securities |
| Fees to Be Paid | Equity | Common Stock of Principal Financial Group, Inc., par value $0.01 per share | Rule 457(r) | (1) | (1) | (1) | (2) | (2) | | | | |
| Fees to be Paid | Debt | Debt Securities of Principal Financial Group, Inc.(3) | Rule 457(r) | (1) | (1) | (1) | (2) | (2) | | | | |
| Fees to be Paid | Equity | Preferred Stock of Principal Financial Group, Inc. par value $0.01 per share | Rule 457(r) | (1) | (1) | (1) | (2) | (2) | | | | |
| Fees to be Paid | Other | Depositary Shares of Principal Financial Group, Inc.(4) | Rule 457(r) | (1) | (1) | (1) | (2) | (2) | | | | |
| Fees to be Paid | Other | Warrants of Principal Financial Group, Inc. | Rule 457(r) | (1) | (1) | (1) | (2) | (2) | | | | |
| Fees to be Paid | Other | Purchase Contracts of Principal Financial Group, Inc.(5) | Rule 457(r) | (1) | (1) | (1) | (2) | (2) | | | | |
| Fees to be Paid | Other | Purchase Units of Principal Financial Group, Inc.(6) | Rule 457(r) | (1) | (1) | (1) | (2) | (2) | | | | |
| Fees to be Paid | Other | Guarantees of Principal Financial Services, Inc.(7) | Rule 457(r) | (1) | (1) | (1) | (2) (7) | (2) (7) | | | | |
| Fee Previously Paid | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A | | | | |
| Carry Forward Securities |
| Carry Forward Securities | N/A | N/A | N/A | N/A | | N/A | | | | | | |
| | Total Offering Amounts | | N/A | | (2) | | | | |
| | Total Fees Previously Paid | | | | N/A | | | | |
| | Total Fee Offsets | | | | N/A | | | | |
| | Net Fee Due | | | | (2) | | | | |
(1) An unspecified aggregate initial offering price and number or amount of the securities of each identified class is being registered as may from time to time be sold at unspecified prices. Separate consideration may or may not be received for securities that are issuable on exercise, conversion or exchange of other securities or that are issued in units or represented by depositary shares. Any securities registered hereunder may be sold separately or as units with other securities registered hereunder. The registrants are relying on Rule 456(b) and Rule 457(r) under the Securities Act of 1933, as amended (the “Securities Act”), to defer payment of all of the registration fee.
(2) In accordance with Rules 456(b) and 457(r) of the Securities Act, the registrants are deferring payment of all of the registration fee required in connection with this registration statement and will pay such fees on a “pay-as-you-go” basis.
(3) The Debt Securities of Principal Financial Group, Inc. issued hereunder may include senior debt securities, subordinated debt securities and junior subordinated debt securities.
(4) The Depositary Shares issued hereunder will be evidenced by Depositary Receipts issued pursuant to a Deposit Agreement. In the event Principal Financial Group, Inc. elects to offer to the public fractional interests in Debt Securities or shares of the Preferred Stock registered hereunder, Depositary Receipts will be distributed to those persons purchasing such fractional interests and Debt Securities or shares of Preferred Stock, as the case may be, will be issued to the Depositary under the Deposit Agreement. No separate consideration will be received for the Depositary Shares.
(5) Representing rights to purchase Common Stock, Preferred Stock or other securities, property or assets.
(6) Representing ownership of Purchase Contracts and Debt Securities, undivided beneficial ownership interests in Debt Securities, Depositary Shares representing fractional interests in Debt Securities or shares of Preferred Stock or debt obligations of third parties, including U.S. Treasury Securities.
(7) Principal Financial Services, Inc. may guarantee the obligations of Principal Financial Group, Inc. with respect to one or more non-convertible securities, other than Common Stock, of Principal Financial Group, Inc. being registered hereunder. Pursuant to Rule 457(n) under the Securities Act, no registration fee is required with respect to any such guarantee by Principal Financial Services, Inc.
