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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
| Investment Company Act file number | 811-09911 |
| Hussman Investment Trust |
| (Exact name of registrant as specified in charter) |
| 6021 University Boulevard, Suite 490 Ellicott City, Maryland | 21043 |
| (Address of principal executive offices) | (Zip code) |
John F. Splain
| c/o Ultimus Fund Solutions, LLC 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 |
| (Name and address of agent for service) |
| Registrant's telephone number, including area code: | (513) 587-3400 |
| Date of fiscal year end: | June 30, 2021 | |
| Date of reporting period: | July 1, 2020 – June 30, 2021 |
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.
ITEM 1. PROXY VOTING RECORD.
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
| (a) | The name of the issuer of the portfolio security; |
| (b) | The exchange ticker symbol of the portfolio security; |
| (c) | The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security; |
| (d) | The shareholder meeting date; |
| (e) | A brief identification of the matter voted on; |
| (f) | Whether the matter was proposed by the issuer or by a security holder; |
| (g) | Whether the registrant cast its vote on the matter; |
| (h) | How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and |
| (i) | Whether the registrant cast its vote for or against management. |
SIGNATURES
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Hussman Investment Trust
| By (Signature and Title)* | /s/ John P. Hussman | ||
| John P. Hussman, President | |||
| Date | August 27, 2021 | ||
| * | Print the name and title of each signing officer under his or her signature. |
HUSSMAN STRATEGIC GROWTH FUND
For shareholder meetings held from July 1, 2020 -- June 30, 2021
| Issuer Name | Ticker Symbol | CUSIP | Shareholder Meeting Date | Brief Identification of the Matter Voted On | Proposed by Issuer or Security Holder? | Did the Fund Vote? | How Did the Fund Cast its Vote? For, Against, Abstain | Did the Fund Vote For or Against Management? |
| Designer Brands Inc. | DBI | 250565108 | 07/14/20 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the appointment of Deloitte & Touche LLP as independent registered accounting firm for fiscal year ending January 30, 2021 | Issuer | Yes | For | For | ||||
| Advisory, non-binding vote on the compensation paid to named executive officers | Issuer | Yes | For | For | ||||
| Approval of amendment and restatement of the 2014 Long-Term Incentive Plan | Issuer | Yes | Against | Against | ||||
| VMware, Inc | VMW | 928563402 | 07/15/20 | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Ratification of selection by the Audit Committee of PriceWaterhouseCoopers LLP as independent auditor for fiscal year ending January 29, 2021 | Issuer | Yes | For | For | ||||
| RH | RH | 74967X103 | 07/22/20 | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve named executive officer compensation | Issuer | Yes | For | For | ||||
| Advisory vote on frequency of advisory vote on executive compensation | Issuer | Yes | For | For | ||||
| Ratification of the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for the 2020 fiscal year | Issuer | Yes | For | For | ||||
| Exact Sciences Corporation | EXAS | 30063P105 | 07/23/20 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the appointment of PriceWaterhouseCoopers, LLP as independent registered public accounting firm for 2020 | Issuer | Yes | For | For | ||||
| Approval on an advisory basis of the compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Approval of amendment to Certificate of Incorporation increasing the number of authorized shares of common stock | Issuer | Yes | Abstain | Abstain | ||||
| Jazz Pharmaceuticals plc | JAZZ | G50871105 | 07/30/20 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification, on a non-binding advisory basis, of the appointment of KPMG LLP as independent auditors for 2020 and authorization, in a binding vote, for the board of directors, acting through the audit committee, to determine the auditors' remuneration | Issuer | Yes | For | For | ||||
| Approval, on a non-binding advisory basis, of the compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Approval of an amendment and restatement of Amended and Restated 2007 Non-Employee Directors Stock Award Plan in order to, among other things, increase the number of ordinary shares authorized for issuance | Issuer | Yes | Against | Against | ||||
| Approval of capital reduction and creation of distributable reserves under Irish law | Issuer | Yes | Abstain | Abstain | ||||
| Cirrus Logic Inc. | CRUS | 172755100 | 07/31/20 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for fiscal year ending March 27, 2021 | Issuer | Yes | For | For | ||||
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Approval of the first amendment to the 2018 Long Term Incentive Plan | Issuer | Yes | Against | Against | ||||
| Allegiant Travel Company | ALGT | 01748X102 | 08/04/20. | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve named executive officer compensation | Issuer | Yes | For | For | ||||
| Ratification of KPMG LLP as independent registered public accountants | Issuer | Yes | For | For | ||||
| Proposal regarding right to call a special meeting | Security Holder | Yes | For | Against | ||||
| AMC Entertainment Holdings, Inc. | AMC | 00165C104 | 07/29/20 | Approval of amendments to the Third Amended and Restated Certificate of Incorporation to declassify the Board of Directors and shorten all existing terms to expire at the Annual Meeting | Issuer | Yes | For | For |
| Vote for all nominees | Issuer | Yes | For | For | ||||
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for 2020 | Issuer | Yes | For | For | ||||
| Advisory vote to approve compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Advisory vote on the frequency of the advisory vote to approve compensation of named executive officers | Issuer | Yes | For | For | ||||
| Approval of amendment to the 2013 Equity Incentive Plan to increase the number of shares subject to the plan | Issuer | Yes | Against | Against | ||||
| Terraform Power, Inc. | TERP | 88104R209 | 07/29/20 | Adoption of the Plan of Merger and to approve (i) the Agreement and Plan of Reorganization, dated as of March 16, 2020 and (ii) the Reincorporation Merger and the Share Exchange contemplated by the Agreement and Plan of Reorganization | Issuer | Yes | For | For |
| Vote for all nominees | Issuer | Yes | For | For | ||||
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for 2020 | Issuer | Yes | For | For | ||||
| Ratification, on a non-binding, advisory basis, of compensation paid to named executive officers | Issuer | Yes | Against | Against | ||||
| Approval of the adjournment of the Annual Meeting of Stockholders, if necessary, to solicit additional proxies if there are not sufficient votes to approve the Merger poposal | Issuer | Yes | For | For | ||||
| Methode Electronics, Inc. | MEI | 591520200 | 09/16/20 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the Audit Committee's selection of Ernst & Young LLP to serve as independent registered public accounting firm for fiscal year ending May 1, 2021 | Issuer | Yes | For | For | ||||
| Advisory approval of named executive officer compensation | Issuer | Yes | For | For | ||||
| Workhorse Group Incorporated | WKHS | 98138J206 | 09/21/20 | Vote for all nominees | Issuer | Yes | For | For |
| Approval, for purposes of NASDAQ Listing Rule 5635(d), of the issuance of the maximum number of shares of common stock issuable in connection with the potential future (A) conversion of the Note issued pursuant to the Securities Purchase Agreement dated June 30, 2020, and (B) delivery of shares of common stock in lieu of cash payments of interest and principal on the Note | Issuer | Yes | For | For | ||||
| Ratification of the appointment of Grant Thornton LLP as independent auditors for 2020 | Issuer | Yes | For | For | ||||
| General Mills, Inc. | GIS | 370334104 | 09/22/20 | Vote for all nominees | Issuer | Yes | For | For |
| Advisory approval of named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Ratification of the appointment of independent registered public accounting firm | Issuer | Yes | For | For | ||||
| Herman Miller, Inc. | MLHR | 600544100 | 10/12/20 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of KPMG LLP as independent registered public accounting firm | Issuer | Yes | For | For | ||||
| Approval of the 2020 Long-Term Incentive Plan | Issuer | Yes | Against | Against | ||||
| Approval, on an advisory basis, of compensation paid to named executive officers | Issuer | Yes | For | For | ||||
| Seagate Technology plc | STX | G7945M107 | 10/22/20 | Vote for all nominees | Issuer | Yes | For | For |
| Approval, in an advisory, non binding vote, of the compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Ratification, in an advisory, non-binding vote, of appointment of Ernst & Young LLP as independent auditors for fiscal year 2021, and authorization, in a binding vote, for the Audit Committee to set the auditors' remuneration | Issuer | Yes | For | For | ||||
| In accordance with Irish law, determination of the price range at which the company can re-allot shares that it holds as treasury shares | Issuer | Yes | Against | Against | ||||
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/04/20 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Ernst & Young LLP as independent auditor for fiscal year ending June 30, 2021 | Issuer | Yes | For | For | ||||
| Approval, on a non-binding advisory basis, of the compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Approval of amendment to Restated Code of Regulations to reduce the share ownership threshold for calling a special meeting of shareholders | Issuer | Yes | Abstain | Abstain | ||||
| Proposal to reduce the share ownership threshold for calling a special meeting of shareholders | Security Holder | Yes | For | Against | ||||
| Proposal to adopt policy that the chairman of the board be an independent director | Security Holder | Yes | Against | For | ||||
| LAM Research Corporation | LRCX | 512807108 | 11/03/20 | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Ratification of the appointment of independent registered public accounting firm for fiscal year 2021 | Issuer | Yes | For | For | ||||
| KLA Corporation | KLAC | 482480100 | 11/04/20. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for fiscal year ending June 30, 2021 | Issuer | Yes | For | For | ||||
| Approval, on a non-binding, advisory basis, of named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Proposal regarding proxy access | Security Holder | Yes | Against | For | ||||
| Malibu Boats, Inc. | MBUU | 56117J100 | 11/03/20 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of KPMG LLP as independent registered public accounting firm for fiscal year ending June 30, 2021 | Issuer | Yes | For | For | ||||
| Approval, on a non-binding, advisory basis, of compensation of named executive officers | Issuer | Yes | For | For | ||||
| Brinker International, Inc. | EAT | 109641100 | 11/05/20 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of KPMG LLP as independent registered public accounting firm for fiscal year 2021 | Issuer | Yes | For | For | ||||
| Advisory vote to approve, by non-binding vote, named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Meredith Corporation | MDP | 589433101 | 11/11/20 | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on an advisory basis, of named executive compensation program for named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Approval of amendment and restatement of the Employee Stock Purchase Plan of 2002 | Issuer | Yes | For | For | ||||
| Ratification of appointment of KPMG LLP as independent registered public accounting firm for year ending June 30, 2021 | Issuer | Yes | For | For | ||||
| Approval of amendment to Restated Articles of Incorporation to clarify ability to make distributions to shareholders in separate classes of stock of subsidiaries comparable to the classes of common stock and Class B stock held by them | Issuer | Yes | Abstain | Abstain | ||||
| Campbell Soup Company | CPB | 134429109 | 11/18/20 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the appointment of PricewaterhouseCoopers LLP as Independent registered public accounting firm for fiscal 2021 | Issuer | Yes | For | For | ||||
| Approval, on an advisory basis, of compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Royal Gold, Inc. | RGLD | 780287108 | 11/18/20. | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on an advisory basis, of compensation of named executive officers | Issuer | Yes | For | For | ||||
| Ratification of appointment of Ernst & Young LLP as independent registered public accountant for fiscal year ending June 30, 2021 | Issuer | Yes | For | For | ||||
| Cimpress PLC | CMPR | G2143T103 | 11/25/20. | Reappointment of Sophie A. Gasperment to Board of Directors to serve for a term of three years | Issuer | Yes | For | For |
| Approval, on a non-binding, advisory basis, of compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Approval of 2020 Equity Incentive Plan | Issuer | Yes | Against | Against | ||||
| Set the minimum and maximum prices at which the company may reissue treasury shares | Issuer | Yes | Abstain | Abstain | ||||
| Reappointment of PriceWaterhouseCoopers Ireland as statutory auditor under Irish law | Issuer | Yes | For | For | ||||
| Authorization for Board of Directors or Audit Committee to determine the remuneration of PriceWaterhouseCoopers Ireland | Issuer | Yes | For | For | ||||
| Blink Charging Co. | BLNK | 09354A100 | 11/24/20 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Marcum LLP as independent registered public accounting firm for 2020 | Issuer | Yes | For | For | ||||
| H & R Block, Inc. | HRB | 093671105 | 09/10/20 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for fiscal year ending April 30, 2021 | Issuer | Yes | For | For | ||||
| Advisory approval of named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Microsoft Corporation | MSFT | 594918104 | 12/02/20 | Vote for all nominees | Issuer | Yes | For | For |
| Advisory approval of named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Ratification of Deloitte & Touche LLP as independent auditor for fiscal year 2021 | Issuer | Yes | For | For | ||||
| Proposal regarding report on employee representation on Board of Directors | Security Holder | Yes | Abstain | Abstain | ||||
| Fabrinet | FN | G3323L100 | 12/10/20. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the appointment of PriceWaterhouseCoopers ABAS Ltd. as independent registered public accounting firm for fiscal year ending June 25, 2021 | Issuer | Yes | For | For | ||||
| Approval, on an advisory basis, of compensation paid to named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Ubiquiti Inc. | UI | 90353W103 | 12/10/20. | Election of Class III Director: Robert J. Pera | Issuer | Yes | For | For |
| Ratification of appointment of KPMG LLP as independent registered public accounting firm for fiscal year ending June 30, 2021 | Issuer | Yes | For | For | ||||
| Approval of named executive officer compensation, on an advisory and non-binding basis | Issuer | Yes | For | For | ||||
| Approval of the 2020 Omnibus Incentive Plan | Issuer | Yes | Against | Against | ||||
| Winnebago Industries, Inc. | WGO | 974637100 | 12/15/20. | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on an advisory basis, of compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Ratifification of selection of Deloitte & Touche LLP as independent registered public accountant for fiscal 2021 | Issuer | Yes | For | For | ||||
| Approval of amendment to the Articles of Incorporation to increase authorized common stock | Issuer | Yes | Abstain | Abstain | ||||
| Thor Industries, Inc. | THO | 885160101 | 12/18/20. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for fiscal year 2021 | Issuer | Yes | For | For | ||||
| Non-binding advisory vote to approve compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| United Natural Foods, Inc. | UNFI | 911163103 | 01/12/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of selection of KPMG LLP as independent registered public accounting firm for fiscal year ending July 31, 2021 | Issuer | Yes | For | For | ||||
| Approval, on an advisory basis, of named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Approval of amendment to the 2020 Equity Incentive Plan | Issuer | Yes | Against | Against | ||||
| JinkolSolar Holding Co., Ltd. | JKS | 47759T100 | 12/29/20. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the appointment of PricewaterhouseCoopers Zhong Tian LLP as auditor for fiscal year 2020 | Issuer | Yes | For | For | ||||
| Authorization for the directors to determine the remuneration of the auditor | Issuer | Yes | For | For | ||||
| Authorization for each of the directors to take any and all action that might be necessary to effect the foregoing resolutions as such director, in his or her absolute discretion, thinks fit | Issuer | Yes | For | For | ||||
| Walgreens Boots Alliance, Inc. | WBA | 931427108 | 01/28/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for fiscal year 2021 | Issuer | Yes | For | For | ||||
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Approval of the 2021 Omnibus Incentive Plan | Issuer | Yes | Against | Against | ||||
| Proposal requesting an independent Board Chairman | Security Holder | Yes | Against | For | ||||
| Proposal requesting report on how health risks from COVID-19 impact tobacco sales decision-making | Security Holder | Yes | Abstain | Abstain | ||||
| Sally Beauty Holdings, Inc. | SBH | 79546E104 | 01/28/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval of compensation of executive officers, including compensation practices and principles and their implementation | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of selection of KPMG LLP as independent registered public accounting firm for fiscal year 2021 | Issuer | Yes | For | For | ||||
| Valvoline Inc. | VVV | 92047W101 | 01/28/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for fiscal 2021 | Issuer | Yes | For | For | ||||
| Non-binding advisory resolution approving named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Meridian BioScience Inc. | VIVO | 589584101 | 01/27/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Grant Thornton LLP as independent registered public accountants for fiscal year 2021 | Issuer | Yes | For | For | ||||
| Approval of the 2021 Omnibus Award Plan | Issuer | Yes | Against | Against | ||||
| Approval on an advisory basis of the compensation of named executive officers | Issuer | Yes | For | For | ||||
| MSC Industrial Direct Co., Inc. | MSM | 553530106 | 01/27/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for fiscal year 2021 | Issuer | Yes | For | For | ||||
| Approval, on an advisory basis, of compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Approval of amendment and restatement of associate stock purchase plan | Issuer | Yes | For | For | ||||
| Lannett Co. Inc. | LCI | 516012101 | 01/27/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of selection of Grant Thornton, LLP as independent auditor for fiscal year ending June 30, 2021 | Issuer | Yes | For | For | ||||
| Non-binding advisory approval of named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Approval of the 2021 Long-Term Incentive Plan | Issuer | Yes | Against | Against | ||||
| Ingles Markets, Inc. | IMKTA | 457030104 | 02/09/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approve, by non-binding vote, of named executive officer compensation | Issuer | Yes | For | For | ||||
| Recommendation, by non-binding vote, of frequency of executive compensation votes | Issuer | Yes | For | For | ||||
| Proposal regarding equal voting rights for each share | Security Holder | Yes | Abstain | Abstain | ||||
| MarineMax, Inc. | HZO | 567908108 | 02/25/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on an advisory basis, of named executive officer compensation | Issuer | Yes | For | For | ||||
| Ratification of appointment of KPMG LLP as independent registered public accounting firm for fiscal year ending September 30, 2021 | Issuer | Yes | For | For | ||||
| Cosan Limited | CZZ | G25343107 | 01/22/21. | Approval of the (i) Merger and Justification Protocol, (ii) Deed of Merger, and (iii) transactions contemplated by each of such documents, including the merger | Issuer | Yes | For | For |
| Clearfield, Inc. | CLFD | 18482P103 | 02/25/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on a non-binding advisory basis, of compensation paid to named executive officers | Issuer | Yes | For | For | ||||
| Ratification of appointment of Baker Tilly US, LLP as independent registered public accounting firm for fiscal year ending September 30, 2021 | Issuer | Yes | For | For | ||||
| StoneX Group Inc. | SNEX | 861896108 | 02/25/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of KPMG LLP as independent registered public accounting firm for 2021 fiscal year | Issuer | Yes | For | For | ||||
| Approval, on an advisory basis, of named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Approval of amendment to the 2013 Stock Option Plan to increase the total number of shares authorized for issuance under the Plan | Issuer | Yes | Against | Against | ||||
| Natural Grocers by Vitamin Cottage, Inc. | NGVC | 63888U108 | 03/02/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of KPMG LLP as independent registered public accounting firm for fiscal year ending September 30, 2021 | Issuer | Yes | For | For | ||||
| Approval, on an advisory basis, compensation paid to named executive officers | Issuer | Yes | For | For | ||||
| Apple Inc. | AAPL | 037833100 | 02/23/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Ernst & Young LLP as independnet registered public accounting firm for fiscal 2021 | Issuer | Yes | For | For | ||||
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Proposal entitled "Shareholder Proxy Access Amendments" | Security Holder | Yes | Against | For | ||||
| Proposal entitled "Shareholder Proposal to Improve Executive compensation Program" | Security Holder | Yes | Against | For | ||||
| Baidu Inc. | BIDU | 056752108 | 03/01/21 | Approval of change of authorised share capital by one-to-eighty subdivision of shares | Issuer | Yes | For | For |
| AmerisourceBergen Corporation | ABC | 03073E105 | 03/11/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of Ernst & Young LLP as independent registered public accounting firm for fiscal year 2021 | Issuer | Yes | For | For | ||||
| Advisory vote to approve compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Proposal to adopt a policy that the Chair of the Board be an Independent Director | Security Holder | Yes | Against | For | ||||
| Berry Global Group, Inc. | BERY | 08579W103 | 02/24/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of selection of Ernst & Young LLP as independent registered public accountant for fiscal year ending October 2, 2021 | Issuer | Yes | For | For | ||||
| Approval, on an advisory, non-binding basis, of named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Approval of amendment to Certificate of Incorporation to reduce the ownership threshold required for stockholders to call a special meeting from 25% to 15% | Issuer | Yes | Abstain | Abstain | ||||
| Approval of Amended and Restated 2015 Long-Term Incentive Plan to, among other things, increase the number of shares of common stock reserved for issuance | Issuer | Yes | Against | Against | ||||
| AdaptHealth Corp. | AHCO | 00653Q102 | 03/03/21. | Approval, for purposes of complying with Nasdaq Listing Rule 5635, of the issuance of Class A Common Stock upon conversion of Series C Preferred Stock, by removal of the conversion restriction that prohibits such conversion of Series C Preferred Stock | Issuer | Yes | For | For |
| Maximus Inc. | MMS | 577933104 | 03/16/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval of 2021 Omnibus Incentive Plan | Issuer | Yes | Against | Against | ||||
| Ratification of the appointment of Ernst & Young LLP as independent public accountants for 2021 fiscal year | Issuer | Yes | For | For | ||||
| Advisory vote to approve compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Proposal regarding the disclosure of certain lobbying expenditures and activities | Security Holder | Yes | For | Against | ||||
| F5 Networks, Inc. | FFIV | 315616102 | 03/11/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approval of the 2014 Incentive Plan | Issuer | Yes | Against | Against | ||||
| Ratification of the selection of PriceWaterhouseCoopers LLP as independent registered public accounting firm for fiscal year 2021 | Issuer | Yes | For | For | ||||
| Advisory vote to approve compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Toll Brothers, Inc. | TOL | 889478103 | 03/08/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of re-appointment of Ernst & Young LLP as independent registered public accounting firm for 2021 fiscal year | Issuer | Yes | For | For | ||||
| Approval, in an advisory and non-binding vote, of compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| SYNNEX Corporation | SNX | 87162W100 | 03/16/21 | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve compensation of named executive officers | Issuer | Yes | For | For | ||||
| Ratification of appointment of KPMG LLP as independent auditors for 2021 | Issuer | Yes | For | For | ||||
| Hovnanian Enterprises, inc. | HOV | 442487401 | 03/30/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of selection of Deloitte & Touche LLP as independent registered public accounting firm for fiscal 2021 | Issuer | Yes | For | For | ||||
| Approval of the Amended and Restated 2020 Stock Incentive Plan | Issuer | Yes | Against | Against | ||||
| Approval, in a non-binding advisory vote, of compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Approval of amendment to the stockholder rights plan | Issuer | Yes | Abstain | Abstain | ||||
| Lennar Corporation | LEN | 526057104 | 04/07/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on an advisory basis, of compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for fiscal year ending November 30, 2021 | Issuer | Yes | For | For | ||||
| Proposal regarding common stock voting structure | Security Holder | Yes | Against | For | ||||
| Sportsman's Warehouse Holdings, Inc. | SPWH | 84920Y106 | 02/23/21 | Adoption and approval of Agreement and Plan of Merger dated December 21, 2020 | Issuer | Yes | For | For |
| Approval, on a non-binding, advisory basis, of specified compensation that may be paid or may become payable to named executive officers based on or otherwise relating to the merger | Issuer | Yes | Abstain | Abstain | ||||
| Approval of adjournment of the special meeting from time to time to a later date or time, if necessary, to solicit additional proxies if there are not sufficient votes at the time of the special meeting (or any adjournment thereof) to adopt and approve the merger agreement | Issuer | Yes | For | For | ||||
| Ciena Corporation | CIEN | 171779309 | 04/01/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approval of amendment and restatement of Employee Stock Purchase Plan | Issuer | Yes | For | For | ||||
| Ratification of the appointment of PriceWaterhouseCoopers LLP as independent registered public accounting firm for fiscal 2021 | Issuer | Yes | For | For | ||||
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Humana Inc. | HUM | 444859102 | 04/22/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the appointment of PriceWaterhouseCoopers LLP as independent registered public accounting firm | Issuer | Yes | For | For | ||||
| Non-binding advisory vote for approval of compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| SeaGate Technology plc | STX | G7945M107 | 04/14/21 | Approval of the Scheme in its original form or with or subject to any modification, addition or condition approved or imposed by the Irish Court, and authorization for the directors to take all such action as they consider necessary or appropriate for carrying the Scheme into effect | Issuer | Yes | For | For |
| Approval of amendment of articles of association by adding new Article 194 | Issuer | Yes | For | For | ||||
| Approval, on an advisory, non-binding basis, of the reduction of share premium resulting from a capitalisation of the merger reserve arising in the books of account as a result of consummation of the Scheme in order to create distributable reserves | Issuer | Yes | For | For | ||||
| Approval of any motion by the chair of the meeting to adjourn the meeting, or any adjournments thereof, to another time and place if necessary or appropriate to solicit additional proxies if there are insufficient votes at the time of the meeting | Issuer | Yes | For | For | ||||
| International Business Machines Corporation | IBM | 459200101 | 04/27/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of independent registered public accounting firm | Issuer | Yes | For | For | ||||
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Proposal to have an independent Board Chairman | Security Holder | Yes | Against | For | ||||
| Proposal regarding the right to act by written consent | Security Holder | Yes | Abstain | Abstain | ||||
| Proposal requesting an annual report assessing diversity, equity and inclusion efforts | Security Holder | Yes | For | Against | ||||
| Kimberly-Clark Corporation | KMB | 494368103 | 04/28/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of auditor | Issuer | Yes | For | For | ||||
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Approval of 2021 equity particpation plan | Issuer | Yes | Abstain | Abstain | ||||
| Approval of 2021 Outside Directors' Compensation Plan | Issuer | Yes | Abstain | Abstain | ||||
| Proposal to reduce ownership threshold required to call a Special Meeting of Stockholders | Security Holder | Yes | Abstain | Abstain | ||||
| Proposal regarding right to act by written consent | Security Holder | Yes | Abstain | Abstain | ||||
| Ingevity Corporation | NGVT | 45688C107 | 04/22/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the appointment of PriceWaterhouseCoopers LLP as independent registered public accounting firm for fiscal 2021 | Issuer | Yes | For | For | ||||
| Approval, on an advisory, non-binding basis, of compensation paid to named executive officers | Issuer | Yes | For | For | ||||
| Kellogg Company | K | 487836108 | 04/30/21 | Vote for all nominees | Issuer | Yes | For | For |
| Advisory resolution to approve named executive officer compensation. | Issuer | Yes | Against | Against | ||||
| Ratification of the appointment of PriceWaterhouseCoopers LLP as independent registered public accounting firm for fiscal year 2021 | Issuer | Yes | For | For | ||||
| Proposal to reduce supermajority vote requirements | Issuer | Yes | Against | Against | ||||
| Proposal to adopt shareowner right to call a special meeting | Security Holder | Yes | For | Against | ||||
| Fastenal Company | FAST | 311900104 | 04/24/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of KPMG LLP as independent registered public accounting firm for 2021 fiscal year | Issuer | Yes | For | For | ||||
| Approval, by non-binding vote, of named executive officer compensation | Issuer | Yes | For | For | ||||
| Pfizer Inc. | PFE | 717081103 | 04/22/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of selection of KPMG LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Advisory approval of named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Proposal regarding independent chair policy | Security Holder | Yes | Against | For | ||||
| Proposal regarding political spending report | Security Holder | Yes | For | Against | ||||
| Proposal regarding access to COVID-19 products | Security Holder | Yes | Abstain | Abstain | ||||
| Tri Pointe Homes, Inc. | TPH | 87265H109 | 04/21/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on a non-binding, advisory basis, of the compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| AT&T Inc. | T | 00206R102 | 04/30/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of independent auditors | Issuer | Yes | For | For | ||||
| Advisory approval of compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Proposal regarding stockholder right to act by written consent | Security Holder | Yes | Abstain | Abstain | ||||
| Hanesbrands Inc. | HBI | 410345102 | 04/27/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of PriceWaterhouseCoopers LLP as independent registered public accounting firm for 2021 fiscal year | Issuer | Yes | For | For | ||||
| Approval, on an advisory basis, of named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Kimco Realty Corporation | KIM | 49446R109 | 04/27/21 | Vote for all nominees | Issuer | Yes | For | For |
| Advisory approval of named executive officer compensation | Issuer | Yes | For | For | ||||
| Ratification of the appointment of PriceWaterhouseCoopers LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| ARC Document Solutions, Inc. | ARC | 00191G103 | 04/29/21 | Vote for all nominees | Issuer | No | ||
| Ratification of appointment of Armanino LLP as independent registered public accounting firm for 2021 | Issuer | No | ||||||
| Approval, on an advisory, non-binding basis, of named executive officer compensation | Issuer | No | ||||||
| Approval of the 2021 Incentive Plan | Issuer | No | ||||||
| NRG Energy, Inc. | NRG | 629377508 | 04/29/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on a non-binding advisory basis, of compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Certification of appointment of KPMG LLP as independent registered public accounting firm for fiscal year 2021 | Issuer | Yes | For | For | ||||
| Weis Markets, Inc. | WMK | 948849104 | 04/29/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of RSM US LLP as independent registered public accounting firm | Issuer | Yes | For | For | ||||
| Approval of amendment to articles of incorporation and/or bylaws to provide that directors shall be elected by the affirmative vote of the majority of votes cast at an annual meeting of shareholders in uncontested elections | Security Holder | Yes | Against | For | ||||
| Adoption of a policy, and amendment of the bylaws as necessary, to require the Board Chair to be an independent director | Security Holder | Yes | Against | For | ||||
| Newmont Corporation | NEM | 651639106 | 04/28/21 | Votee for all nominees | Issuer | Yes | For | For |
| Approval, on an advisory basis, of named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Ratification of appointment of independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Owens & Minor, Inc. | OMI | 690732102 | 04/29/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of KPMG LLP as independent public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Advisory vote to approve compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Consolidated Communications Holdings, Inc. | CNSL | 209034107 | 04/26/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approval of appointment of Ernst & Young LLP as independent registered public accounting firm | Issuer | Yes | For | For | ||||
| Advisory vote to approve compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Approval of amendment to Certificate of Incorporation to increase the number of authorized shares of common stock | Issuer | Yes | Against | Against | ||||
| Approval of amendment to Certificate of Incorporation to eliminate classified Board structure | Issuer | Yes | Abstain | Abstain | ||||
| Approval of the issuance to Searchlight Capital Partners of additional shares of common stock equal to 20% or more of outstanding common stock | Issuer | Yes | Against | Against | ||||
| Approval of a share increase under the Long - Term Incentive Plan, as amended | Issuer | Yes | Against | Against | ||||
| AMC Entertainment Holdings, Inc. | AMC | 00165C104 | 05/04/21 | Approval of an amendment to Third Amended and Restated Certificate of Incorporation to increase the total number of shares of Class A Common Stock (par value $0.01 per share) the Company shall have the authority to issue | Issuer | Yes | For | For |
| Vote for all nominees | Issuer | Yes | For | For | ||||
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Non binding advisory vote to approve compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Approval of amendment to the 2013 Equity Incentive Plan to (i) increase the total number of shares subject to the Plan, (ii) revise the share replenishment provision and (iii) eliminate the mandatory expiration of the Plan | Issuer | Yes | Against | Against | ||||
| Approval of the adjournment of the Annual Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the proposals | Issuer | Yes | For | For | ||||
| NIC Inc. | EGOV | 62914B100 | 04/19/21. | Adoption of the Agreement and Plan of Merger dated as of February 9, 2021, as may be amended from time to time | Issuer | Yes | For | For |
| Approval, on non-binding advisory basis, of specified compensation that may be paid or become payable to named executive officers in connection with the merger and the transactions contemplated by the merger agreement | Issuer | Yes | Abstain | Abstain | ||||
| Approval of one or more adjournments of the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to constitute a quorum or to approve the proposal to adopt the merger agreement | Issuer | Yes | For | For | ||||
| Cigna Corp. | CI | 125523100 | 04/28/21. | Vote for all nominees | Issuer | Yes | For | For |
| Advisory approval of named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Approval of the Amended and Restated Long-Term Incentive Plan | Issuer | Yes | Against | Against | ||||
| Ratification of the appointment of PriceWaterhouseCoopers LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Proposal regarding shareholder right to act by written consent | Security Holder | Yes | Abstain | Abstain | ||||
| Proposal regarding gender pay gap report | Security Holder | Yes | For | Against | ||||
| Proposal regarding Board ideology disclosure policy | Security Holder | Yes | Abstain | Abstain | ||||
| LGI Homes, Inc. | LGIH | 50187T106 | 04/29/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Advisory vote to approve compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Broadwind, Inc. | BWEN | 11161T207 | 04/30/21 | Vote for all nominees | Issuer | Yes | For | For |
| Non-binding advisory vote to approve compensation of named executive officers | Issuer | Yes | For | For | ||||
| Approval of second amendment to Amended and Restated 2015 Equity Incentive Plan to increase number of shares of common stock available for awards under such plan | Issuer | Yes | Against | Against | ||||
| Approval of appointment of RSM US LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Veritiv Corporation | VRTV | 923454102 | 04/28/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval, on an advisory basis, of named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Approval, on an advisory basis, of frequency of future executive compensation votes | Issuer | Yes | For | For | ||||
| Domino's Pizza, Inc. | DPZ | 25754A201 | 04/27/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the selection of PriceWaterhouseCoopers LLP as the independent registered public accounting firm for 2021 fiscal year | Issuer | Yes | For | For | ||||
| Advisory vote to approve compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Ovintiv Inc. | OVV | 69047Q102 | 04/28/21 | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Ratification of the appointment of PriceWaterhouseCoopers LLP as independent auditor | Issuer | Yes | For | For | ||||
| Wells Fargo & Company | WFC | 949746101 | 04/27/21 | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Ratification of appointment of KPMG LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Proposal to make shareholder proxy access more accessible | Security Holder | Yes | Against | For | ||||
| Proposal to amend Certificate of Incorporation to become a Delaware Public Benefit Corporation. | Security Holder | Yes | Abstain | Abstain | ||||
| Proposal regarding report on incentive-based compensation and risks of material losses | Security Holder | Yes | Abstain | Abstain | ||||
| Proposal to conduct a racial equity audit | Security Holder | Yes | For | Against | ||||
| Herbalife Nutrition Ltd. | HLF | G4412G101 | 04/28/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on an advisory basis, of compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Approval of amendment and restatement of the 2014 Stock Incentive Plan to increase the number of Common Shares available for issuance under such plan | Issuer | Yes | Against | Against | ||||
| Ratification of appointment of independent registered public accounting firm for fiscal year 2021 | Issuer | Yes | For | For | ||||
| AngloGold Ashanti td. | AU | 035128206 | 05/04/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of re-appointment of Ernst & Young Inc. as auditor | Issuer | Yes | For | For | ||||
| General authority to directors to allot and issue ordinary shares | Issuer | Yes | Against | Against | ||||
| Non-binding advisory endorsements of remuneration policy | Issuer | Yes | Abstain | Abstain | ||||
| Non-binding advisory endorsements of implementation report | Issuer | Yes | Abstain | Abstain | ||||
| Approval of remuneration of non-executive directors | Issuer | Yes | Abstain | Abstain | ||||
| General authority to acquire the company's own shares | Issuer | Yes | Against | Against | ||||
| General authority to directors to issue for cash those ordinary shares which the directors are authorised to allot and issue | Issuer | Yes | Against | Against | ||||
| General authority to provide financial assistance in terms of Sections 44 and 45 of the Companies Act | Issuer | Yes | Abstain | Abstain | ||||
| Directors' authority to implement special and ordinary resolutions | Issuer | Yes | Abstain | Abstain | ||||
| Agnico Eagle Mines Limited | AEM | 008474108 | 04/30/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approval of appointment of Ernst & Young LLP as auditor for the ensuing year and authorization for the Directors to fix its remuneration | Issuer | Yes | For | For | ||||
| Approval of amendments to Stock Option Plan | Issuer | Yes | Against | Against | ||||
| Non-binding, advisory resolution accepting the approach to executive compensation | Issuer | Yes | Against | Against | ||||
| Amgen Inc. | AMGN | 031162100 | 05/18/21 | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Ratification of selection of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Alliance Data Systems Corporation | ADS | 018581108 | 05/27/21 | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Ratification of selection of Deloitte & Touche LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| AudioEye, Inc. | AEYE | 050734201 | 05/21/21 | Vote for all nomineees | Issuer | Yes | For | For |
| Approval, by non-binding advisory vote, of the compensation of named executive officers | Issuer | Yes | For | For | ||||
| Ratification of appointment of MaloneBailey, LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Barrick Gold Corporation | GOLD | 067901108 | 05/04/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approval of the appointment of PriceWaterhouseCoopers LLP as auditor and authorization for the directors to fix its remuneration | Issuer | Yes | For | For | ||||
| Advisory resolution on approach to executive compensation | Issuer | Yes | For | For | ||||
| Approval of capital reduction in order to enable the return of capital | Issuer | Yes | For | For | ||||
| AbbVie Inc. | ABBV | 00287Y109 | 05/07/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Advisory vote on the approval of named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Approval of the Amended and Restated 2013 Incentive Stock Program | Issuer | Yes | Against | Against | ||||
| Approval of the Amended and Restated 2013 Employee Stock Purchase Plan for non-U.S. employees | Issuer | Yes | For | For | ||||
| Approval of amendment of the certificate of incorporation to eliminate supermajority voting | Issuer | Yes | Against | Against | ||||
| Proposal to issue an annual report on lobbying | Security Holder | Yes | For | Against | ||||
| Proposal to adopt a policy to require independent Chairman | Security Holder | Yes | Against | For | ||||
| Discover Financial Services | DFS | 254709108 | 05/05/21 | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm | Issuer | Yes | For | For | ||||
| Colgate-Palmolive Company | CL | 194162103 | 05/07/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the selection of PriceWaterhouseCoopers LLP as the independent registered public accounting firm | Issuer | Yes | For | For | ||||
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Proposal regarding independent Board Chairman | Security Holder | Yes | Against | For | ||||
| Proposal to reduce ownership threshold to call special stockholder meetings to 10% | Security Holder | Yes | Abstain | Abstain | ||||
| Kohl's Corporation | KSS | 500255104 | 05/12/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval, by an advisory vote, of compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for the fiscal year ending January 29, 2022 | Issuer | Yes | For | For | ||||
| Proposal regarding shareholder right to act by written consent | Security Holder | Yes | Abstain | Abstain | ||||
| Expeditors International of Washington, Inc. | EXPD | 302130109 | 05/04/21. | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of appointment of the independent registered public accounting firm | Issuer | Yes | For | For | ||||
| Inogen, Inc. | INGN | 45780L104 | 05/10/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval on an advisory basis of named executive officer compensation | Issuer | Yes | For | For | ||||
| O'Reilly Automotive, Inc. | ORLY | 67103H107 | 05/13/21. | Vote for all nominees | Issuer | Yes | For | For |
| Proposal entitled "improve our catch-22 proxy access" | Security Holder | Yes | Against | For | ||||
| Advisory vote to approve named executive officer compensation | Issuer | Yes | For | For | ||||
| Ratification of appointment of Ernst & Young LLP as independent auditor for 2021 | Issuer | Yes | For | For | ||||
| Air Lease Corporation | AL | 00912X302 | 05/05/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of KPMG LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Infrastructure and Energy Alternatives, Inc. | IEA | 45686J104 | 05/13/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Deloitte & Touche, LLP as independent registered public accounting firm for 2021 fiscal year | Issuer | Yes | For | For | ||||
| Approval, on an advisory basis, of compensation of named executive officers | Issuer | Yes | For | For | ||||
| Approval of amendment and restatment of the 2018 Equity Incentive Plan | Issuer | Yes | Abstain | Abstain | ||||
| Approval of 2021 Employee Purchase Plan | Issuer | Yes | For | For | ||||
| Gray Televsion, Inc. | GTN | 389375106 | 05/05/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of RSM US LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Amneal Pharmaceuticals, Inc. | AMRX | 03168L105 | 05/05/21. | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Approval of an amendment to the Certificate of Incorporation | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of the appointment of Ernst & Young LLP as independent registered public accounting firm for fiscal 2021 | Issuer | Yes | For | For | ||||
| Tupperware Brands Corp. | TUP | 899896104 | 05/04/21. | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve the Executive Compensation Program | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of appointment of the independent registered public accounting firm | Issuer | Yes | For | For | ||||
| SkyWorks Solutions, Inc. | SWKS | 83088M102 | 05/12/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of selection by the Audit Committee of KPMG LLP as independent registered public accounting firm for fiscal year 2021 | Issuer | Yes | For | For | ||||
| Approval, on an advisory basis, of compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Approval of Amended and Restated 2015 Long-Term Incentive Plan | Issuer | Yes | Against | Against | ||||
| Proposal regarding supermajority voting provisions | Security Holder | Yes | Against | N/A | ||||
| Progressive Corporation | PGR | 743315103 | 05/07/21 | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve executive compensation program | Issuer | Yes | Against | Against | ||||
| Ratification of the appointment of PriceWaterhouseCoopers LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Pulte Group, Inc. | PHM | 745867101 | 05/12/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Computer Programs and Systems, Inc. | CPSI | 205306103 | 05/13/21 | Election of Class I Director: Glenn P. Tobin | Issuer | Yes | For | For |
| Approval on an advisory basis of compensation of named executive officers | Issuer | Yes | For | For | ||||
| Ratification of appointment of Grant Thornton LLP as independent registered public accountants for 2021 | Issuer | Yes | For | For | ||||
| Casa Systems, Inc. | CASA | 14713L102 | 05/13/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Juniper Networks, Inc. | JNPR | 48203R104 | 05/13/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval of non-binding advisory resolution on named executive officer compensation | Issuer | Yes | Against | Against | ||||
| C.H. Robinson Worldwide, Inc. | CHRW | 12541W209 | 05/06/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on an advisory basis, of compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of selection of Deloitte & Touche LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Primoris Servcies Corporation | PRIM | 74164F103 | 05/04/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of selection of Moss Adams LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Murphy USA Inc. | MUR | 626755102 | 05/05/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approval of named executive officer compensation on an advisory, non-binding basis | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of appointment of independent registered public accounting firm for fiscal 2021 | Issuer | Yes | For | For | ||||
| Intel Corporation | INTC | 458140100 | 05/13/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of selection of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Advisory vote to approve executive compensation of named officers | Issuer | Yes | Against | Against | ||||
| Proposal on whether to allow stockholders to act by written consent | Security Holder | Yes | Abstain | Abstain | ||||
| Proposal requesting a report on median pay gaps across race and gender | Security Holder | Yes | For | Against | ||||
| Proposal requesting report on whether written policies or unwritten norms reinforce racism in company culture | Security Holder | Yes | Abstain | Abstain | ||||
| United Parcel Service | UPS | 911312106 | 05/13/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on an advisory basis, of named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Approval of the 2021 UPS Omnibus Incentive Compensation Plan | Issuer | Yes | Against | Against | ||||
| Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Proposal to prepare an annual report on lobbying activities | Security Holder | Yes | For | Against | ||||
| Proposal to reduce the voting power of class A stock from 10 votes per share to one vote per share | Security Holder | Yes | Against | For | ||||
| Proposal to prepare a report on reducing total contribution to climate change | Security Holder | Yes | For | Against | ||||
| Proposal to transition to a public benefit corporation | Security Holder | Yes | Abstain | Abstain | ||||
| Proposal to prepare a report assessing diversity and inclusion efforts | Security Holder | Yes | Abstain | Abstain | ||||
| Kraft Heinz Company | KHC | 500754196 | 05/06/21 | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of the selection of PriceWaterhouseCoopers LLP as independent auditor for 2021 | Issuer | Yes | For | For | ||||
| Verizon Communications Inc. | VZ | 92343V104 | 05/13/21 | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Ratification of appointment of independent registered public accounting firm | Issuer | Yes | For | For | ||||
| Proposal regarding shareholder action by written consent | Security Holder | Yes | Abstain | Abstain | ||||
| Proposal regarding clawback policy | Security Holder | Yes | Abstain | Abstain | ||||
| Proposal regarding shareholder ratification of annual equity awards | Security Holder | Yes | Abstain | Abstain | ||||
| Tractor Supply Company | TSCO | 892356106 | 05/06/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of re-appointment of Ernst & Young LLP as independent registered public accounting firm for fiscal year ending December 25, 2021 | Issuer | Yes | For | For | ||||
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Proposal entitled "Transition to Public Benefit Corporation" | Security Holder | Yes | Abstain | Abstain | ||||
| B&G Foods, Inc. | BGS | 05508R106 | 05/18/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval, by non-binding advisory vote, of named executive officer compensation | Issuer | Yes | For | For | ||||
| Ratification of appointment of KPMG LLP as independent registered public accounting firm | Issuer | Yes | For | For | ||||
| Occidental Petroleum Corporation | OXY | 674599105 | 05/07/21. | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of selection of KPMG LLP as independent auditor | Issuer | Yes | For | For | ||||
| Dollar General Corporation | DG | 256677105 | 05/26/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on an advisory,non-binding basis, of compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for fiscal 2021 | Issuer | Yes | For | For | ||||
| Approval of the 2021 Stock Incentive Plan | Issuer | Yes | Against | Against | ||||
| Approval of amendment to the amended and restated charter to allow shareholders holding 25% or more of common stock to request special meetings of shareholders | Issuer | Yes | Abstain | Abstain | ||||
| Proposal regarding shareholders' ability to call special meetings of shareholders | Security Holder | Yes | For | Against | ||||
| Camping World Holdings, Inc. | CWH | 13462K109 | 05/14/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval, on an advisory, non-binding basis, of compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Kinross Gold Corporation | KGC | 496902404 | 05/12/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval of appointment of KPMG LLP, Chartered Accountants, as auditor for the ensuing year and authorization for the directors to fix its remuneration | Issuer | Yes | For | For | ||||
| Ordinary resolution reconfirming the Shareholder Rights Plan | Issuer | Yes | For | For | ||||
| Advisory resolution to approve approach to executive compensation | Issuer | Yes | Against | Against | ||||
| Community Health Systems, Inc. | CYH | 203668108 | 05/11/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on an advisory, non-binding basis, of compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Approval of amendment and restatement of the 2009 Stock Option and Award Plan | Issuer | Yes | Against | Against | ||||
| Ratification of selection of Deloitte & Touche LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Tenneco Inc. | TEN | 880349105 | 05/13/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the appointment of PriceWaterhouseCoopers LLP as independent public accountants for 2021 | Issuer | Yes | For | For | ||||
| Advisory approval of named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Approval of the 2021 Long term Incentive Plan | Issuer | Yes | Against | Against | ||||
| Ratification of Section 382 Rights Agreement with Equiniti Trust Co as rights agent | Issuer | Yes | Abstain | Abstain | ||||
| Acco Brands Corporation | ACCO | 00081T108 | 05/18/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of KPMG LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval, by non-binding advisory vote, of compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Heartland Express, Inc. | HTLD | 422347104 | 05/13/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Grant Thornton LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Advisory vote on named executive officer compensation | Issuer | Yes | For | For | ||||
| Approval of the 2021 Restricted Stock Plan | Issuer | Yes | Against | Against | ||||
| Range Resources Corporation | RRC | 75281A109 | 05/12/21. | Vote for all nominees | Issuer | Yes | For | For |
| Non-binding proposal to approve named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Authorization to increase the number of Common Stock authorized under the Amended and Restated 2019 Equity Based Compensation Plan | Issuer | Yes | Against | Against | ||||
| First Solar, Inc. | FSLR | 336433107 | 05/12/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the appointment of PriceWaterhouseCoopers LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Proposal regarding a report on board diversity. | Security Holder | Yes | For | Against | ||||
| Laredo Petroleum, Inc. | LPI | 516806205 | 05/20/21 | Vote for all nominess | Issuer | Yes | For | For |
| Ratification of Grant Thornton LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Advisory vote to approve compensation of named executive officers | Issuer | Yes | For | For | ||||
| Approval of amendments to the Omnibus Equity Incentive Plan to, among other items, (1) require a double trigger for payout in the event of a change in control and (2) increase the maximum number of shares of common stock issuable under the plan | Issuer | Yes | Against | Against | ||||
| Approval of amendments to the Second Amended and Restated Certificate of Incorporation to implement a majority voting standard for a stockholder vote to (1) amend certain provisions of the Charter, (2) amend the Bylaws or (3) remove a Director for cause | Issuer | Yes | Abstain | Abstain | ||||
| CVS Health | CVS | 126650100 | 05/13/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of the independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval, on an advisory basis, of named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Proposal for reducing the threshold for stockholder right to act by written consent | Security Holder | Yes | Abstain | Abstain | ||||
| Proposal regarding an independent Board Chair | Security Holder | Yes | Against | For | ||||
| Renewable Energy Group, Inc. | REGI | 75972A301 | 05/18/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on an advisory, non-binding basis, of named executive officer compensation | Issuer | Yes | For | For | ||||
| Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval of the 2021 Stock Incentive Plan | Issuer | Yes | Against | Against | ||||
| Merck & Co., Inc. | MRK | 58933Y105 | 05/25/21. | Vote for all nominees | Issuer | Yes | For | For |
| Non-binding advisory vote to approve compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Ratification of appointment of independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Proposal regarding shareholder right to act by written consent | Security Holder | Yes | Abstain | Abstain | ||||
| Proposal regarding access to COVID-19 products | Security Holder | Yes | Abstain | Abstain | ||||
| Boise Cascade Company | BCC | 09739D100 | 05/06/21. | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote approving named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of appointment of KPMG LLP as auditor for 2021 | Issuer | Yes | For | For | ||||
| Hamilton Beach Brands Holding Company | HBB | 40701T104 | 05/18/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval of the amended and restated Non-Employee Directors' Equity Incentive Plan | Issuer | Yes | Against | Against | ||||
| Approval, on an advisory basis, of named executive officer compensation | Issuer | Yes | For | For | ||||
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| NewAge, Inc. | NBEV | 650194103 | 05/14/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval of the issuance of up to 39,650,521 shares of common stock pursuant to Amended and Restated Agreement and Plan of Merger dated September 30, 2020 | Issuer | Yes | For | For | ||||
| Approval of increase to the total number of shares of authorized common stock | Issuer | Yes | For | For | ||||
| Approval of reincorporation from the State of Washington to the State of Delaware | Issuer | Yes | For | For | ||||
| Approval, on an advisory, non-binding basis, of compensation of named executive officers | Issuer | Yes | For | For | ||||
| Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval of adjournment of the annual meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of proposals | Issuer | Yes | For | For | ||||
| Rayonier Advanced Materials Inc. | RYAM | 75508B104 | 05/17/21. | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote on the frequency of future non -binding votes on the compensation of named executive officers | Issuer | Yes | For | For | ||||
| Advisory vote to approve compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Approval of the 2021 Incentive Stock Plan | Issuer | Yes | Against | Against | ||||
| Ratification of appointment of Grant Thornton LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Clearwater Paper Corporation | CLW | 18538R103 | 05/17/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of KPMG, LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Compass Minerals International Inc. | CMP | 20451N101 | 05/18/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on an advisory basis, of compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of appointment of Ernst & Young LLP as independent registered accounting firm for 2021 | Issuer | Yes | For | For | ||||
| WW International, Inc. | WW | 98262P101 | 05/11/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the selection of PriceWaterhouseCoopers LLP as independent registered public accounting firm for fiscal 2021 | Issuer | Yes | For | For | ||||
| Approval of Third Amended and Restated 2014 Stock Incentive Plan to make certain changes to the plan, including increasing number of shares of common stock with respect to which awards may be granted | Issuer | Yes | Against | Against | ||||
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| USANA Health Sciences, Inc. | USNA | 90328M107 | 05/10/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of selection of KPMG LLP as independent registered public accounting firm for fiscal year 2021 | Issuer | Yes | For | For | ||||
| Approval, on an advisory basis, of named executive officer compensation | Issuer | Yes | For | For | ||||
| United States Cellular Corporation | USM | 911684108 | 05/18/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of auditor for 2021 | Issuer | Yes | For | For | ||||
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Tivity Health, Inc. | TVITY | 88870R102 | 05/19/21. | Vote for all nominees | Issuer | Yes | For | For |
| Non-binding, advisory vote to approve compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Ratification of the appointment of PriceWaterhouseCoopers LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Telephone and Data Systems, Inc. | TDS | 879433829 | 05/20/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of auditor for 2021 | Issuer | Yes | For | For | ||||
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Proposal to recapitalize outstanding stock to have an equal vote per share | Security Holder | Yes | Against | For | ||||
| Macy's, Inc. | M | 55616P104 | 05/21/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of KPMG LLP as independent registered public accounting firm for fiscal year ending January 29, 2022 | Issuer | Yes | For | For | ||||
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Approval of the 2021 Equity and Incentive Compensation Plan | Issuer | Yes | Against | Against | ||||
| TrueCar, Inc. | TRUE | 89785L107 | 05/20/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the appointment of PriceWaterhouseCoopers LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Quad/Graphics Inc. | QUAD | 747301109 | 05/16/21. | Vote for all nominess | Issuer | Yes | For | For |
| Innoviva, Inc. | INVA | 45781M101 | 05/14/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approve non-binding advisory resolution regarding named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of selection by the Audit Committee of Grant Thornton LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| M/I Homes, Inc. | MHO | 55305B101 | 05/11/21. | Vote for all nominees | Issuer | Yes | For | For |
| Non-binding, advisory resolution to approve compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2021 fiscal year | Issuer | Yes | For | For | ||||
| Luminex Corporation | LMNX | 55027E102. | 05/20/21. | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Approval of amendment and restatement of the Employee Stock Purchase Plan | Issuer | Yes | For | For | ||||
| Approval of amendment and restatement of the 2018 Equity Incentive Plan | Issuer | Yes | Against | Against | ||||
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for fiscal 2021 | Issuer | Yes | For | For | ||||
| Lumber Liquidators Holdings, Inc. | LL | 55003T107 | 05/19/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval of non-binding advisory resolution approving compensation of named executive officers | Issuer | Yes | For | For | ||||
| Ratification of selection of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Proto Labs, Inc. | PRLB | 743713109 | 05/18/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of selection of Ernst & Young LLP as independent registered public accounting firm for fiscal year 2021 | Issuer | Yes | For | For | ||||
| Advisory approval of named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Universal Health Services, Inc. | UHS | 913903100 | 05/18/21. | Ratification of the selection of PriceWaterhouseCoopers LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For |
| Infinera Corporation | INFN | 45667G103 | 05/21/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval of amendment to the 2016 Equity Incentive Plan to increase the number of shares authorized for issuance thereunder | Issuer | Yes | For | For | ||||
| Approval, on an advisory basis, of compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for fiscal year ending December 25, 2021 | Issuer | Yes | For | For | ||||
| Reliant Bancorp, Inc. | RBNC | 75956B101 | 05/13/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on a non-binding, advisory basis, of named executive officer compensation | Issuer | Yes | For | For | ||||
| Non-binding advisory vote on the frequency with which future non-binding advisory shareholder votes on compensation should be conducted | Issuer | Yes | For | For | ||||
| Ratification of the Audit Committee's selection of Maggart & Associates, P.C. as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Designer Brands Inc. | DBI | 25056508 | 05/27/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Deloitte & Touche LLP as independent registered accounting firm for fiscal year ending January 29, 2022 | Issuer | Yes | For | For | ||||
| Advisory, non-binding vote to approve compensation paid to named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Coherus BioSciences, Inc. | CHRS | 19249H103 | 05/21/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Lumen Technologies, Inc. | LUMN | 550241103 | 05/19/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of KPMG LLP as independent auditor for 2021 | Issuer | Yes | For | For | ||||
| Ratification of amendment to Amended and Restated NOL Rights Plan | Issuer | Yes | Abstain | Abstain | ||||
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Fossil Group, Inc. | FOSL | 34988V106 | 05/19/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on an advisory basis, of compensation of named executive officers | Issuer | Yes | For | For | ||||
| Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for fiscal year ending January 1, 2022 | Issuer | Yes | For | For | ||||
| Sprouts Farmers Market, Inc. | SFM | 85208M102 | 05/26/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on a non-binding advisory basis, of compensation paid to named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of the appointment of PriceWaterhouseCoopers LLP as independent registered public accounting firm for fiscal year ending January 2, 2022 | Issuer | Yes | For | For | ||||
| State Street Corporation | STT | 857477103 | 05/19/21. | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of selection of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Proposal requesting that the board oversee a racial equity audit | Security Holder | Yes | Abstain | Abstain | ||||
| Vertex Pharmaceuticals | VRTX | 92532F100 | 05/19/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Proposal regarding report on lobbying activities | Security Holder | Yes | For | Against | ||||
| Proposal regarding report on political spending | Security Holder | Yes | For | Against | ||||
| Harley-Davidson, Inc. | HOG | 412822108 | 05/20/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval, by advisory vote, of compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of selection of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Sangamo Therapeutics, Inc. | SGMO | 800677106 | 05/25/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on an advisory basis, of compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Approval of the 2020 Employee Stock Purchase Plan pursuant to which 5,000,000 shares of common stock will be available for sale and issuance to employees | Issuer | Yes | For | For | ||||
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Ribbon Communications Inc. | RBBN | 762544104 | 05/27/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval, on a non-binding, advisory basis, of compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Duluth Holdings Inc. | DLTH | 26443V101 | 05/27/21 | vote for all nominees | Issuer | Yes | For | For |
| Ratification of selection of Grant Thornton LLP as independent registered public accountant for year ending January 30, 2022 | Issuer | Yes | For | For | ||||
| Quest Diagnostics Incorporated | DGX | 74834L100 | 05/21/21 | Vote for all nominees | Issuer | Yes | For | For |
| Advisory resolution to approve named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Ratification of appointment of independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Proposal regarding the right to act by written consent | Security Holder | Yes | Abstain | Abstain | ||||
| Molson Coors beverage Company | TAP | 60871R209 | 05/25/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on an advisory basis, of compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Navient Corporation | NAVI | 63938C108 | 05/20/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of KPMG LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval, in a non-binding advisory vote, of compensation paid to named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Allstate Corporation | ALL | 020002101 | 05/25/21 | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Proposal to amend proxy access | Security Holder | Yes | Against | For | ||||
| Alexion Pharmaceuticals, Inc. | ALXN | 015351109 | 05/11/21 | Adoption of Agreement and Plan of Merger dated as of December 12, 2020, as it may be amended from time to time | Issuer | Yes | For | For |
| Approval, on a non-binding advisory basis, of the compensation that may be paid or become payable to named executive officers that is based on or otherwise relates to the transactions contemplated by the merger agreement | Issuer | Yes | Abstain | Abstain | ||||
| Approval of the adjournment of the special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes at the time of the special meeting | Issuer | Yes | For | For | ||||
| Atlas Air Worldwide Holdings, Inc. | AAWW | 049164205 | 05/25/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the selection of PriceWaterhouseCoopers LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Advisory vote to approve compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Arista Networks, Inc. | ANET | 040413106 | 06/01/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on an advisory basis, of compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Big Lots, Inc. | BIG | 089302103 | 05/26/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on an advisory basis, of compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for fiscal year 2021 | Issuer | Yes | For | For | ||||
| Arcimoto, Inc. | FUV | 039587100 | 06/11/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approval of an amendment to the 2018 Omnibus Stock Incentive Plan to increase the number of shares reserved for issuance thereunder | Issuer | Yes | Against | Against | ||||
| Approval of an amendment to the Articles of Incorporation to increase the number of authorized shares of common stock | Issuer | Yes | For | For | ||||
| Bed Bath and Beyond Inc. | BBBY | 075896100 | 06/17/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the appointment of KPMG LLP as independent auditors for the 2021 fiscal year | Issuer | Yes | For | For | ||||
| Approval, by non-binding vote, of compensatioon paid to named executive officers | Issuer | Yes | Against | Against | ||||
| Amazon.com, Inc. | AMZN | 023135106 | 05/26/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Ernst & Young LLP as independent auditors | Issuer | Yes | For | For | ||||
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Proposal regarding report on customer due diligence | Security Holder | Yes | Abstain | Abstain | ||||
| Proposal regarding mandatory independent Board Chair policy | Security Holder | Yes | Against | For | ||||
| Proposal regarding additional reporting on gender/racial pay | Security Holder | Yes | For | Against | ||||
| Proposal regarding report on promotion data | Security Holder | Yes | Abstain | Abstain | ||||
| Proposal regarding report on packaging materials | Security Holder | Yes | For | Against | ||||
| Proposal regarding diversity and equity audit report | Security Holder | Yes | Abstain | Abstain | ||||
| Proposal regarding alternative director candidate policy | Security Holder | Yes | Abstain | Abstain | ||||
| Proposal regarding report on competition strategy and risk | Security Holder | Yes | Abstain | Abstain | ||||
| Proposal regarding additional reduction in threshold for calling special shareholder meetings | Security Holder | Yes | Abstain | Abstain | ||||
| Proposal requesting additional reporting on lobbying | Security Holder | Yes | For | Against | ||||
| Proposal regarding report on customer use of certain technologies | Security Holder | Yes | Abstain | Abstain | ||||
| Cerner Corporation | CERN | 156782104 | 05/19/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of KPMG LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval, on an advisory basis, of compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Proposal to eliminate supermajority voting | Security Holder | Yes | Against | For | ||||
| Knight-Swift Transportation Holdings Inc. | KNX | 499049104 | 05/17/21 | Vote for all nominees | Issuer | Yes | For | For |
| Advisory, non-binding vote to approve named executive officer compensation. | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of appointment of Grant Thornton LLP as independent registered public accounting firm for fiscal year 2021 | Issuer | Yes | For | For | ||||
| Proposal regarding simple majority vote | Security Holder | Yes | Against | For | ||||
| LyondellBasell Industries N.V. | LYB | N53745100 | 05/28/21 | Vote for all nominees | Issuer | Yes | For | For |
| Discharge of Directors from liability | Issuer | Yes | For | For | ||||
| Adoption of 2020 Dutch Statutory Annual Accounts | Issuer | Yes | For | For | ||||
| Approval of the appointment of PriceWaterhouseCoopers Accountants N.V. as auditor of 2021 Dutch Statutory Annual Accounts | Issuer | Yes | For | For | ||||
| Ratification of the appointment of PriceWaterhouseCoopers LLP as independent registered public accounting firm | Issuer | Yes | For | For | ||||
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Authorization to conduct share repurchases | Issuer | Yes | Against | Against | ||||
| Approval of cancellation of shares | Issuer | Yes | For | For | ||||
| Approval of amendment and restatement of Long Term Incentive Plan | Issuer | Yes | Against | Against | ||||
| Approval of amendment and restatement of Employee Stock Purchase Plan | Issuer | Yes | For | For | ||||
| Customers Bancorp, Inc. | CUBI | 23204G100 | 05/26/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval, on a non-binding, advisory basis, of named executive officer compensation | Issuer | Yes | For | For | ||||
| SpartanNash Company | SPTN | 847215100 | 05/26/21. | Vote for all nominees | Issuer | Yes | For | For |
| Advisory approval of named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of appointment of Deloitte & Touche LLP as independent auditors for the current fiscal year | Issuer | Yes | For | For | ||||
| Meritage Homes Corporation | MTH | 59001A102 | 05/27/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of selection of Deloitte & Touche LLP as independent registered public accounting firm for 2021 fiscal year | Issuer | Yes | For | For | ||||
| Advisory vote to approve compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Synchrony Financial | SYF | 87165B103 | 05/20/21. | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Advisory vote on frequency of "say-on-pay" vote | Issuer | Yes | For | For | ||||
| Ratification of selection of KPMG LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| TriNet Group, Inc. | TNET | 896288107 | 05/26/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on an advisory basis, of compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Advisory vote on preferred frequency of stockholder advisory votes on the compensation of named executive officers | Issuer | Yes | For | For | ||||
| Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Unum Group | UNM | 91529Y106 | 05/27/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on an advisory basis, of compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Incyte Corporation | INCY | 45337C102 | 05/26/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on a non-binding, advisory basis, of compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Approval of amendments to Amended and Restated 2010 Stock Incentive Plan | Issuer | Yes | Against | Against | ||||
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Lincoln National Corporation | LNC | 534187109 | 06/03/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Advisory vote to approve compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Proposal to amend bylaws to remove the one-year holding requirement from special shareholder meeting right | Security Holder | Yes | Abstain | Abstain | ||||
| Proposal to amend proxy access bylaws to remove 20 shareholder aggregation limit | Security Holder | Yes | Against | For | ||||
| Fluidigm Corporation | FLDM | 34385P108 | 05/25/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval of executive compensation program, on an advisory, non-binding basis | Issuer | Yes | Abstain | Abstain | ||||
| Approval of amendment of 2011 Equity Incentive Plan to increase the number of shares reserved thereunder and to make certain other changes | Issuer | Yes | Against | Against | ||||
| Ratification of the appointment of PriceWaterhouseCoopers LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| SM Energy Company | SM | 78454L100 | 05/27/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on a non-binding advisory basis, of the compensation philosophy, policies and procedures, and the compensation of named executive officers | Issuer | Yes | For | For | ||||
| Ratification of appointment by the Audit Committee of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval of the 2021 Employee Stock Purchase Plan | Issuer | Yes | For | For | ||||
| Urban Outfitters, Inc. | URBN | 917047102 | 06/08/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for fiscal year 2022 | Issuer | Yes | For | For | ||||
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Nu Skin Enterprises, Inc. | NUS | 67018T105 | 06/02/21 | Vote for all nominees | Issuer | Yes | For | For |
| Advisory approval of named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of the selection of PriceWaterhouseCoopers LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 05/27/21 | Vote for all nominees | Issuer | Yes | For | For |
| Non-binding, advisory vote to approve named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Approval of the Amended and Restated 2019 Stock Award and Incentive Plan | Issuer | Yes | Against | Against | ||||
| Ratification of appointment of independent registered public accounting firm | Issuer | Yes | For | For | ||||
| Citrix Systems, Inc. | CTXS | 177376100 | 06/04/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Advisory vote to approve compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Proposal regarding simple majority voting provisions | Security Holder | Yes | Against | For | ||||
| Sirius XM Holdings Inc. | SIRI | 82968B103 | 06/03/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of KPMG LLP as independent registered public accountants for 2021 | Issuer | Yes | For | For | ||||
| irobot Corporation | IRBT | 462726100 | 05/25/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the appointment of PriceWaterhouseCoopers LLP as independent registered public accounting firm for the current fiscal year | Issuer | Yes | For | For | ||||
| Approval of amendments to the amended and restated certificate of incorporation to eliminate supermajority voting requirements | Issuer | Yes | Against | Against | ||||
| Approval of amendments to the amended and restated certificate of incorporation to declassify the Board of Directors | Issuer | Yes | For | For | ||||
| Approval of amendments to the amended and restated certificate of incorporation to eliminate the prohibition on stockholders' ability to call a special meeting | Issuer | Yes | For | For | ||||
| Approval, on a non-binding, advisory basis, of compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Exelixis, Inc. | EXEL | 30161Q104 | 05/26/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of selection by the Audit Committee of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval, on an advisory basis, of compensation of named executive officers | Issuer | Yes | For | For | ||||
| Editas Medicine, Inc. | EDIT | 28106W103 | 06/03/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on an advisory basis, of compensation paid to named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Hibbett, Inc. | HIBB | 428567101 | 05/26/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of selection of Ernst & Young LLP as independent registered public accounting firm for fiscal 2022 | Issuer | Yes | For | For | ||||
| Approval, by non-binding advisory vote, of compensation of named executive officers | Issuer | Yes | For | For | ||||
| Perdoceo Education Corporation | PRDO | 71363P106 | 06/03/21. | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve compensation paid to named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Approval of the Amended and Restated 2016 Incentive Compensation Plan | Issuer | Yes | Against | Against | ||||
| Ratification of appointment of Grant Thornton LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Qurate Retail, inc. | QRTEA | 74915M100 | 05/25/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of selection of KPMG LLP as independent auditor for 2021 | Issuer | Yes | For | For | ||||
| 2U, Inc. | TWOU | 90214J101 | 06/03/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on a non-binding advisory basis, of compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of appointment of KPMG LLP as independent registered public accounting firm for 2021 fiscal year | Issuer | Yes | For | For | ||||
| Proposal to elect each director annually | Security Holder | Yes | For | N/A | ||||
| Etsy, Inc. | ETSY | 29786A106 | 06/11/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the appointment of PriceWaterhouseCoopers LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Advisory vote to approve named executive officer compensation | Issuer | Yes | For | For | ||||
| Akamai Technologies, Inc. | AKAM | 00971T101 | 06/03/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval of amendment and restatement of the 2013 Stock Incentive Plan | Issuer | Yes | Against | Against | ||||
| Approval, on an advisory basis, of named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Ratification of the selection of PriceWaterhouseCoopers LLP as independent auditor for 2021 | Issuer | Yes | For | For | ||||
| VirnetX Holding Corp. | VHC | 92823T108 | 06/03/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Farber Hass Hurley LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval of amendment and restatement of the 2013 Equity incentive Plan to increase the share reserve | Issuer | Yes | Against | Against | ||||
| Synchronoss Technologies, Inc. | SNCR | 87157B103 | 06/10/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval, on a non-binding advisory basis, of compensation of named executive officers | Issuer | Yes | For | For | ||||
| Approval of amendment and restatement of the 2015 Equity Incentive Plan | Issuer | Yes | Against | Against | ||||
| Matador Resources Company | MTDR | 576485205 | 06/04/21. | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve compensation of named executive officers | Issuer | Yes | For | For | ||||
| Ratification of appointment of KPMG LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| CarGurus, Inc. | CARG | 141788109 | 06/02/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of selection of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval, on a non-binding advisory basis, of compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Facebook, Inc. | FB | 30303M102 | 05/26/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approve of amendment to the director compensation policy | Issuer | Yes | Abstain | Abstain | ||||
| Proposal regarding dual class capital structure | Security Holder | Yes | Abstain | Abstain | ||||
| Proposal regarding an independent chair | Security Holder | Yes | Against | For | ||||
| Proposal regarding child exploitation | Security Holder | Yes | Abstain | Abstain | ||||
| Proposal regarding human/civil rights expert on board | Security Holder | Yes | Abstain | Abstain | ||||
| A shareholder proposal regarding platform misuse | Security Holder | Yes | Abstain | Abstain | ||||
| Proposal regarding public benefit corporation | Security Holder | Yes | Abstain | Abstain | ||||
| Walmart Inc. | WMT | 931142103 | 06/02/21. | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Ratification of appointment of Ernst & Young LLP as independent accountant | Issuer | Yes | For | For | ||||
| Proposal regarding report on refrigerants released from operations | Security Holder | Yes | For | Against | ||||
| Proposal regarding report on lobbying disclosures | Security Holder | Yes | For | Against | ||||
| Proposal regarding report on alignment of racial justice goals and starting wages | Security Holder | Yes | Abstain | Abstain | ||||
| Proposal to create a pandemic workforce advisory council | Security Holder | Yes | Abstain | Abstain | ||||
| Proposal regarding report on statement of the purpose of a corporation | Security Holder | Yes | Abstain | Abstain | ||||
| Nabors Industries Ltd. | NBR | G6359F137 | 06/01/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval of the appointment of PriceWaterhouseCoopers LLP as independent auditor and authorization for the Audit Committee to set the independent auditor's remuneration | Issuer | Yes | For | For | ||||
| Advisory vote to approve compensation paid to named executive officers | Issuer | Yes | Against | Against | ||||
| Approval of Amendment No.1 to the Amended and Restated Stock Plan | Issuer | Yes | Against | Against | ||||
| Silgan Holdings Inc. | SLGN | 827048109 | 06/01/21. | Vote for all nominees | Issuer | Yes | For | For |
| Authorization and approval of amendment to the Amended and Restated Certificate of Incorporation to permit an increase in the size of the Board of Directors for a period of time | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Advisory vote to approve compensaiton of named executive officers | Issuer | Yes | For | For | ||||
| Vanda Pharmaceuticals Inc. | VNDA | 921659108 | 06/10/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the selection by the Audit Committee of PriceWaterhouseCoopers LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval on an advisory basis of named executive officer compensation | Issuer | Yes | For | For | ||||
| Approval of amendment to amended and restated 2016 Equity Incentive Plan to increase the aggregate number of shares authorized for issuance under the Plan | Issuer | Yes | Against | Against | ||||
| Virtu Financial, Inc. | VIRT | 928254101 | 06/02/21. | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Ratification of the appointment of PriceWaterhouseCoopers LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Shutterstock, Inc. | SSTK | 825690100 | 06/03/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on an advisory basis, of compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Ratification of the appointment of PriceWaterhouseCoopers LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval, on an advisory basis, of the preferred frequency of future stockholder advisory votes on the compensation of named executive officers | Issuer | Yes | For | For | ||||
| Corcept Therapeutics Inc. | CORT | 218352102 | 05/26/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| PennyMac Financial Services, Inc. | PFSI | 70932M107 | 06/03/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Advisory approval, by non-binding vote, of named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Biogen Inc. | BIIB | 09062X103 | 06/02/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the selection of PriceWaterhouseCoopers LLP as independent registered public accounting firm for 2021 | Issuer | Yes | Against | Against | ||||
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Approval of amendment to the Amended and Restated Certificate of Incorporation to add a federal forum selection provision | Issuer | Yes | Abstain | Abstain | ||||
| Proposal requesting a report on lobbying activities | Security Holder | Yes | For | Against | ||||
| Proposal requesting a report on gender pay gap | Security Holder | Yes | For | Against | ||||
| Zumiez Inc. | ZUMZ | 989817101 | 06/02/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of selection of Moss Adams LLP as independent registered public accounting firm for fiscal year ending January 29, 2022 | Issuer | Yes | For | For | ||||
| Ionis Pharmaceuticals | SAIC | 462222100 | 06/02/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval of amendment of the 2011 Equity Incentive Plan to, among other things, increase the aggregate number of shares of common stock authorized for issuance under such plan by 6,700,000 shares to an aggregate of 29,700,00 and add a fungible share counting ratio | Issuer | Yes | Against | Against | ||||
| Approval, by non-binding vote, of named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Ratification of the Audit Committee's selection of Ernst & Young LLP as independent auditors for 2021 fiscal year | Issuer | Yes | For | For | ||||
| Science Applications International Corporation | SAIC | 808625107 | 06/02/21. | Vote for all nominees | Issuer | Yes | For | For |
| Non-binding, advisory vote to approve named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for fiscal year ending January 28, 2022 | Issuer | Yes | For | For | ||||
| American Public Education, Inc. | APEI | 02913V103 | 05/21/21. | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve compensation of named executive officers | Issuer | Yes | For | For | ||||
| Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| WidePoint Corporation | WYY | 967590209 | 06/10/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of selection of Moss Adams LLP as independent accountant | Issuer | Yes | For | For | ||||
| Beam Therapeutics Inc. | BEAM | 07373V105 | 06/09/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| eBay Inc. | EBAY | 278642103 | 06/15/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of independent auditor | Issuer | Yes | For | For | ||||
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Proposal regarding executive compensation | Security Holder | Yes | Abstain | Abstain | ||||
| Proposal regarding right to act by written consent | Security Holder | Yes | Abstain | Abstain | ||||
| Translate Bio, Inc. | TBIO | 89374L104 | 06/16/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on an advisory basis, of compensation paid to named executive officers | Issuer | Yes | Against | Against | ||||
| Approval, on an advisory basis, of the frequency of "say-on-pay" advisory vote | Issuer | Yes | For | For | ||||
| Ratification of the appointment of PriceWaterhouseCoopers LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Quidel Corporation | QDEL | 74838J101 | 05/18/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of selection of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Advisory approval of compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| SciPlay Corporation | SCPL | 809087109 | 06/09/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval of amendment and restatement of the Long-Term Incentive Plan to increase the number of shares authorized for issuance thereunder | Issuer | Yes | Against | Against | ||||
| Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Dick's Sporting Goods, Inc. | DKS | 253393102 | 06/09/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval of amendment to Amended and Restated Certificate of Incorporation to provide for the annual election of directors and eliminate the classified Board structure | Issuer | Yes | For | For | ||||
| Approval of amendment to Amended and Restated Certificate of Incorporation to increase the maximum number of directors to 13 | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for fiscal 2021 | Issuer | Yes | For | For | ||||
| Non-binding advisory vote to approve compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Approval of amendment and restatement of the 2012 Stock and Incentive Plan to increase number of authorized shares reserved for issuance under the plan and eliminate certain provisions related to performance-based compensation | Issuer | Yes | Against | Against | ||||
| Pulmatrix, Inc. | PULM | 74584P202 | 06/17/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Marcum LLP as independent registered public accounting firm for 2021 fiscal year | Issuer | Yes | For | For | ||||
| Cognizant Technologies Solutions Corp. | CTSH | 192446102 | 06/01/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on an advisory, non-binding basis, of compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Ratification of the appointment of PriceWaterhouseCoopers LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Proposal requesting that the board of directors take action as necessary to permit shareholder action by written consent | Security Holder | Yes | Abstain | Abstain | ||||
| Alpha Pro Tech, Ltd. | APT | 020772109 | 06/09/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of PriceWaterhouseCoopers LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Advisory approval of compensation of named executive officers | Issuer | Yes | For | For | ||||
| Sage Therapeutics, Inc. | SAGE | 78667J108 | 06/10/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the appointment of PriceWaterhouseCoopers LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Non-binding advisory vote to approve compensation paid to named executive officers | Issuer | Yes | Against | Against | ||||
| Qualys, Inc. | QLYS | 74758T303 | 06/09/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Grant Thornton LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval, on an advisory and non-binding basis, of compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Approval of the 2021 Employee Stock Purchase Plan and its material terms | Issuer | Yes | For | For | ||||
| electroCore Inc. | ECOR | 28531P103 | 06/11/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval of the Declassification Amendments | Issuer | Yes | For | For | ||||
| Ratification of appointment of Marcum LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| GrubHub Inc. | GRUB | 400110102 | 06/18/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Crowe LLP as independent registered accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Energy Recovery Inc. | ERRII | 29270J100 | 06/10/21. | Approval of amendment to Amended and Restated Certificate of Incorporation to declassify the Board over a three-year phase out period, which when completed will allow for the election of all directors on an annual basis, beginning with the 2023 annual meeting of stockholders | Issuer | Yes | For | For |
| Vote for all nominees | Issuer | Yes | For | For | ||||
| Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval, on an advisory basis, of named executive officer compensation | Issuer | Yes | For | For | ||||
| CRISPR Therapeutics AG | CRSP | H17182108 | 06/10/21. | Approval of the annual report, the consolidated financial statements and the statutory financial statements for year ended December 31, 2020 | Issuer | Yes | For | For |
| Approval of the appropriation of financial results | Issuer | Yes | For | For | ||||
| Discharrge of the members of the Board of Directors and Executive Committee | Issuer | Yes | For | For | ||||
| Vote for all nominees | Issuer | Yes | For | For | ||||
| Binding vote to approve total non-performance-related compensation for members of the Board of Directors from the 2021 Annual General Meeting to the 2022 Annual General Meeting of shareholders | Issuer | Yes | Against | Against | ||||
| Binding vote to approve equity for members of the Board of Directors from the 2021 Annual General Meeting to the 2022 Annual General Meeting of shareholders | Issuer | Yes | Against | Against | ||||
| Binding vote to approve total non-performance-related compensation for members of the Executive Committee from July 1, 2021 to June 30, 2022 | Issuer | Yes | Abstain | Abstain | ||||
| Binding vote to approve total variable compensation for members of the Executive Committee for the current year ending December 31, 2021 | Issuer | Yes | Abstain | Abstain | ||||
| Binding vote to approve equity for members of the Executive Committee from the 2021 Annual General Meeting to the 2022 Annual General Meeting of shareholders | Issuer | Yes | Against | Against | ||||
| Approval of an increase in the Conditional Share Capital for Employee Equity Plans | Issuer | Yes | For | For | ||||
| Approval of increasing the maximum size of the Board of Directors | Issuer | Yes | Abstain | Abstain | ||||
| Approval of increasing maximum number of authorized share capital and extending the date by which the Board of Directors may increase the share capital | Issuer | Yes | For | For | ||||
| Re-election of the independent voting rights representative. | Issuer | Yes | For | For | ||||
| Approval of re-election of the auditors | Issuer | Yes | For | For | ||||
| Turtle Beach Corporation | HEAR | 900450206 | 06/04/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of selection of BDO USA, LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Advisory vote to approve compensation of named executive officers | Issuer | Yes | For | For | ||||
| Approval of amendments to the 2013 Stock-Based Incentive Compensation Plan, as amended, to increase the total number of shares of common stock authorized for grant thereunder | Issuer | Yes | Against | Against | ||||
| Nautilus, Inc. | NLS | 63910B102 | 06/16/21. | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of selection of Grant Thornton LLP as independent registered public accounting firm | Issuer | Yes | For | For | ||||
| SEI investments Company | SEIC | 784117103 | 06/02/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on an advisory basis, of compensation of named executive officers | Issuer | Yes | For | For | ||||
| Ratification of appointment KPMG LLP as independent registered public accountants for fiscal year 2021 | Issuer | Yes | For | For | ||||
| Big 5 Sporting Goods Corporation | BGFV | 08915P101 | 06/09/21. | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve compensation of named executive officers | Issuer | Yes | For | For | ||||
| Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for fiscal year 2021 | Issuer | Yes | For | For | ||||
| Evolent Health, Inc. | EVH | 30050B101 | 06/10/21. | Approval of amendments to Restated Certificate of Incorporation to declassify the Board | Issuer | Yes | For | For |
| Approval of amendments to Restated Certificate of Incorporation to eliminate supermajority voting requirements | Issuer | Yes | Against | Against | ||||
| Vote for all nominees | Issuer | Yes | For | For | ||||
| Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approve of compensation of named executive officers on an advisory basis | Issuer | Yes | Abstain | Abstain | ||||
| Approval of Amended and Restated 2015 Omnibus Incentive Compensation Plan | Issuer | Yes | Against | Against | ||||
| OPKO Health, Inc. | OPK | 68375N103 | 06/24/21. | Vote for all nominees | Issuer | Yes | For | For |
| Non-binding advisory vote to approve compensation paid to named executive officers | Issuer | Yes | For | For | ||||
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| ANI Pharmaceuticals, Inc. | ANIP | 00182C103 | 06/02/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval of compensation of named executive officers, on an advisory basis | Issuer | Yes | Against | Against | ||||
| Ratification of appointment of EisnerAmper LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval, in connection with the pending acquisition of Novitium Pharma LLC ("Novitium"), of the issuances of (a) 2,466,667 shares of common stock to certain members of Novitium and (b) 25,000 shares of Series A Convertible Preferred Stock to Ampersand 2020 Limited Partnership, as required by and in accordance with applicable Nasdaq listing rules | Issuer | Yes | For | For | ||||
| Ollie's Bargain Outlet Holdings, Inc. | OLLI | 681116109 | 06/17/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on a non-binding basis, of compensation of named executive officers | Issuer | Yes | For | For | ||||
| Ratification of appointment of KPMG LLP as independent registered public accounting firm for fiscal year ending January 29, 2022 | Issuer | Yes | For | For | ||||
| AMC Networks Inc | AMCX | 00164V103 | 06/16/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of KPMG LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Advisory vote to approve named executive officer compensation | Issuer | Yes | For | For | ||||
| Proposal regarding voting standards for director elections | Security Holder | Yes | Against | For | ||||
| Proposal regarding policy on dual class structure | Security Holder | Yes | For | Against | ||||
| Express, Inc. | EXPR | 30219E103. | 06/09/21. | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve named executive officer compensation | Issuer | Yes | For | For | ||||
| Ratification of appointment of PriceWaterhouseCoopers LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Supernus Pharmaceuticals, Inc. | SUPN | 868459108 | 06/15/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of KPMG LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval, on a non-binding basis, compensation paid to named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Adoption of the 2021 Equity Incentive Plan | Issuer | Yes | Against | Against | ||||
| BJ's Wholesale Club Holdings, Inc. | BJ | 05550J101 | 06/17/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the appointment of PriceWaterhouseCoopers LLP as independent registered public accounting firm for fiscal year ending January 29, 2022 | Issuer | Yes | For | For | ||||
| Approval, on an advisory, non-binding basis, of compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| BrightSphere Investment Group Inc. | BSIG | 10948W103 | 06/23/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of KPMG LLP as independent registered public accounting firm | Issuer | Yes | For | For | ||||
| Advisory vote to approve named executive officer compensation | Issuer | Yes | For | For | ||||
| Advisory vote on frequency of advisory votes on executive officer compensation | Issuer | Yes | For | For | ||||
| Brookdale Senior Living Inc. | BKD | 112463104 | 06/17/21. | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Clovis Oncology, Inc | CLVS | 189464100 | 06/10/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval of amendment to Amended and Restated Certificate of Incorporation to increase the number of authorized shares of common stock | Issuer | Yes | For | For | ||||
| Approval of amendment and restatement of the 2020 Stock Incentive Plan to increase the number of shares available for issuance under the plan | Issuer | Yes | Against | Against | ||||
| Approval of the 2021 Employee Stock Purchase Plan | Issuer | Yes | For | For | ||||
| Advisory vote to approve compensation of named executive officers | Issuer | Yes | For | For | ||||
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| United Therapeutics orporation | UTHR | 91307C102 | 06/25/21. | Vote for all nominees | Issuer | Yes | For | For |
| Advisory resolution to approve named executive officer compensation | Issuer | Yes | For | For | ||||
| Approval of amendment and restatement of the Amended and Restated 2015 Stock Incentive Plan | Issuer | Yes | Against | Against | ||||
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Chico's FAS, Inc. | CHS | 168615102 | 06/24/21. | Vote for all nominees | Issuer | Yes | For | For |
| Advisory approval of compensation of named executive officers | Issuer | Yes | For | For | ||||
| Approval of the 2021 Employee Stock Purchase Plan | Issuer | Yes | For | For | ||||
| Ratification of appointment of Ernst & Young LLP as independent certified public accountant for fiscal year ending January 29, 2022 | Issuer | Yes | For | For | ||||
| Biocept, Inc. | BIOC | 09072V501 | 06/11/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Mayer Hoffman McCann P.C. as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval of amendment to Amended and Restated 2013 Equity Incentive Plan to, among other things, increase the number of shares authorized for issuance under such plan | Issuer | Yes | Against | Against | ||||
| Approval, on an advisory basis, of compensation of named executive officers | Issuer | Yes | For | For | ||||
| Authorization to adjourn the Annual Meeting, if necessary, to solicit additional proxies if there are not sufficient votes | Issuer | Yes | For | For | ||||
| Stamps.com Inc. | STMP | 852857200 | 06/09/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on a non-binding, advisory basis, of compensation of named executive officers | Issuer | Yes | For | For | ||||
| Ratification of appointment of Ernst & Young LLP as independent auditor for 2021 | Issuer | Yes | For | For | ||||
| Sunworks, Inc. | SUNW | 86803X204 | 06/16/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval of amendment to the 2016 Equity Incentive Plan to increase the number of shares of common stock reserved under the Plan | Issuer | Yes | Against | Against | ||||
| Approval, on a non-binding, advisory basis, of compensation of named executive officers | Issuer | Yes | For | For | ||||
| Approval, on a non-binding, advisory basis, of the frequency of future stockholder advisory votes to approve compensation of named executive officers | Issuer | Yes | For | For | ||||
| Ratification of appointment of KMJ Corbin & Company LLP as independent public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Vera Bradely Inc. | VRA | 92335C106 | 06/03/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the Audit Committee's appointment of Deloitte & Touche LLP as independent registered public accounting firm for fiscal 2022 | Issuer | Yes | For | For | ||||
| Approval, on an advisory basis, of compensation of named executive officers | Issuer | Yes | For | For | ||||
| Approval of amendment to Second Amended and Restated Articles of Incorporation to allow shareholders to unilaterally amend the bylaws | Issuer | Yes | Abstain | Abstain | ||||
| Nexstar Media Group, Inc. | NXST | 65336K103 | 06/09/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratifification of the selection of PriceWaterhouseCoopers LLP as independent public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval, on an advisory basis, of compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Vislink Technologies, Inc. | VISL | 92836Y300 | 06/21/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of selection of Marcum LLP as independent registered public accountants for 2021 | Issuer | Yes | For | For | ||||
| Antero Resources Corporation | AR | 03674X106 | 06/16/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of KPMG LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval, on an advisory basis, of compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Kroger Company | KR | 501044101 | 06/24/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on an advisory basis, of named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Ratification of the appointment of PriceWaterhouseCoopers LLP as auditors | Issuer | Yes | For | For | ||||
| Proposal regarding a report assessing the environmental impacts of using unrecyclable packaging for private label brands | Security Holder | Yes | For | Against | ||||
| Grubhub Inc. | GRUB | 400110102 | 06/10/21. | Adoption of Agreement and Plan of Merger dated as of June 10, 2020, as it may be amended from time to time | Issuer | Yes | For | For |
| Approval, by a non-binding, advisory vote, of certain compensation that may be paid or become payable to named executive officers in connection with the transactions contemplated by the Merger Agreement | Issuer | Yes | Abstain | Abstain | ||||
| Approval to adjourn the Special Meeting of the Stockholders of from time to time, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the Stockholder Meeting to approve the Merger Agreement proposal | Issuer | Yes | For | For | ||||
| Signet Jewelers Ltd. | SIG | G81276100 | 06/25/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of KPMG LLP as independent auditor, to hold office from the conclusion of this Meeting until the conclusion of the next Annual Meeting of Shareholders, and authorization of the Audit Committee to determine its compensation | Issuer | Yes | For | For | ||||
| Approval, on a non-binding advisory basis, of compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Waitr Holdings Inc. | WTRH | 930752100 | 06/15/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval, by advisory vote, of named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Approval, by advisory vote, of the frequency of advisory votes on executive compensation | Issuer | Yes | For | For | ||||
| Ratification of appointment Moss Adams LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Exact Sciences Corp. | EXAS | 30063P105 | 06/30/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of selection of PriceWaterhouseCoopers LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval, on an advisory basis, of compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Canadian Solar Inc. | CSIQ | 136635109 | 06/23/21. | Approval of ordinary resolution setting the number of directors at nine | Issuer | Yes | Against | Against |
| Vote for all nominees | Issuer | Yes | For | For | ||||
| Approval of reappointment of Deloitte Touche Tohmatsu Certified Public Accountants LLP as auditor and authorization for the directors to fix its remuneration | Issuer | Yes | For | For | ||||
| Infosys Limited | INFY | 456788108 | 06/19/21. | Adoption of financial statements | Issuer | Yes | For | For |
| Approval of declaration of dividend | Issuer | Yes | For | For | ||||
| Appointment of U.B. Pravin Rao as a director liable to retire by rotation | Issuer | Yes | For | For | ||||
| Approval for the buyback of equity shares | Issuer | Yes | Against | Against | ||||
| Vote for all nominees | Issuer | Yes | For | For | ||||
| Approval to change the terms of remuneration of U.B. Pravin Rao, Chief Operating Officer and whole-time Director | Issuer | Yes | Against | Against |
HUSSMAN STRATEGIC TOTAL RETURN FUND
For shareholder meetings held from July 1, 2020 -- June 30, 2021
| Issuer Name | Ticker Symbol | CUSIP | Shareholder Meeting Date | Brief Identification of the Matter Voted On | Proposed by Issuer or Security Holder? | Did the Fund Vote? | How Did the Fund Cast its Vote? For, Against, Abstain | Did the Fund Vote For or Against Management? |
| Compania de Minas Buenaventura S.A.A. | BVN | 204448104 | 07/15/20 | Approval of 2019 Annual Report | Issuer | No | ||
| Approval of the Financial Statements for 2019 | Issuer | No | ||||||
| Compensation for Board of Directors during 2019 | Issuer | No | ||||||
| Approval of amendment to the Bylaws | Issuer | No | ||||||
| Approval of amendment to policy on compensation for Board of Directors | Issuer | No | ||||||
| Appointment of independent auditors for 2020 | Issuer | No | ||||||
| Vote for all nominees | Issuer | No | ||||||
| CNX Midstream Partners LP | CNXM | 12654A101 | 09/25/20 | Approval, by written consent without a meeting, the Merger Agreement and the transactions contemplated thereby, including the Merger | Issuer | Yes | For | For |
| Royal Gold, Inc. | RGLD | 780287108 | 11/18/20. | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on an advisory basis, of the compensation of named executive officers | Issuer | Yes | For | For | ||||
| Ratification of the appointment of Ernst & Young LLP as independent registered public accountant for fiscal year ending June 30, 2021. | Issuer | Yes | For | For | ||||
| UGI Corporation | UGI | 902681105 | 01/29/21 | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote on compensation of executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Approval of the 2021 Incentive Award Plan | Issuer | Yes | Against | Against | ||||
| Ratification of appointment of independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Compania de Minas Buenaventura S.A.A. | BVN | 204448104 | 01/29/21 | Approval of "Syndicated Guarantee Letter of Payment" Transaction and Granting of Guarantees | Issuer | Yes | Abstain | Abstain |
| Helmerich & Payne, Inc. | HP | 423452101 | 03/02/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of Ernst & Young LLP as auditors for 2021 | Issuer | Yes | For | For | ||||
| Advisory vote on compensation of executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Otter Tail Corporation | OTTR | 689648103 | 04/12/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approval to amend and restate the Articles of Incorporation to increase the maximum number of Directors from nine (9) to eleven (11) | Issuer | Yes | Abstain | Abstain | ||||
| Advisory vote approving the compensation provided to executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of the appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Compania de Minas Buenaventura S.A.A | BVN | 204448104 | 03/30/21 | Approval of the 2020 Annual Report | Issuer | Yes | For | For |
| Approval of the Financial Statements for the year ended December 31, 2020 | Issuer | Yes | For | For | ||||
| Compensation for the Board of Directors during 2020 | Issuer | Yes | For | For | ||||
| Approval of mendment to Policy on Compensation for Board of Directors | Issuer | Yes | Abstain | Abstain | ||||
| Appointment of independent auditors for 2021 | Issuer | Yes | For | For | ||||
| American Electric Power | AEP | 025537101 | 04/20/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the appointment of PriceWaterhouseCoopers LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Advisory approval of executive compensation | Issuer | Yes | Against | Against | ||||
| AES Corporation | AES | 00130H105 | 04/21/21 | Vote for all nominees | Issuer | Yes | For | For |
| To approve, on an advisory basis, the compensation of executive officers | Issuer | Yes | Against | Against | ||||
| Ratification of the appointment of Ernst & Young LLP as independent auditor for fiscal year 2021 | Issuer | Yes | For | For | ||||
| Non-binding proposal seeking to adopt by-law to subject any by-law or charter amendments to a stockholder vote | Security Holder | Yes | Abstain | Abstain | ||||
| NorthWestern Corporation | NEW | 668074305 | 04/22/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval of the Equity Compensation Plan. | Issuer | Yes | Against | Against | ||||
| Advisory vote to approve named executive officer compensation | Issuer | Yes | For | For | ||||
| Transaction of any other matters and business as may properly come before the meeting or any postponement or adjournment of the meeting | Issuer | Yes | For | For | ||||
| Edison International | EIX | 281020107 | 04/22/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the appointment of independent registered public accounting firm | Issuer | Yes | For | For | ||||
| Advisory vote to approve executive compensation | Issuer | Yes | Against | Against | ||||
| Approval of the Employee Stock Purchase Plan | Issuer | Yes | For | For | ||||
| Proposal regarding proxy access | Security Holder | Yes | Against | For | ||||
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 04/20/21 | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote on the approval of executive compensation | Issuer | Yes | Against | Against | ||||
| Ratification of the appointment of Deloitte & Touche LLP as independent auditor for 2021 | Issuer | Yes | For | For | ||||
| Approval of 2021 Equity Compensation Plan for Outside Directors | Issuer | Yes | Against | Against | ||||
| Approval of 2021 Long-Term Incentive Plan | Issuer | Yes | Against | Against | ||||
| Black Hills Corporation | BKH | 092113109 | 04/27/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the appointment of Deloitte & Touche LLP to serve as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Advisory resolution to approve executive compensation | Issuer | Yes | Abstain | Abstain | ||||
| BWX Technologies, Inc. | BWXT | 05605H100 | 04/30/21 | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote on compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of appointment of independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Portland General Electric Company | POR | 736508847 | 04/28/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approval, by a non-binding vote, of the compensation of the named executive officers | Issuer | Yes | For | For | ||||
| Ratification of the appointment of Deloitte and Touche LLP as independent registered public accounting firm for fiscal year 2021 | Issuer | Yes | For | For | ||||
| NRG Energy, Inc. | NRG | 629377508 | 04/29/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on a non-binding advisory basis, of the compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Certification of appointment of KPMG LLP as independent registered public accounting firm for fiscal year 2021 | Issuer | Yes | For | For | ||||
| The Williams Companies, Inc. | WMB | 969457100 | 4/27/201 | Vote for all nominees | Issuer | Yes | For | For |
| Approval, by nonbinding advisory vote, of the named executive compensation. | Issuer | Yes | Against | Against | ||||
| Ratification of appointment of Ernst & Young LLP as independent auditors for 2021 | Issuer | Yes | For | For | ||||
| Newmont Corporation | NEM | 651639106 | 04/28/21 | Votee for all nominees | Issuer | Yes | For | For |
| Approval, on an advisory basis, of named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Ratification of appointment of independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Duke Energy Corporation | DUK | 26441C204 | 05/06/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Approval of an amendment to Amended and Restated Certificate of Incorporation to eliminate supermajority requirements | Issuer | Yes | Abstain | Abstain | ||||
| Proposal regarding independent board chair | Security Holder | Yes | Against | For | ||||
| Proposal regarding providing a semiannual report on political contributions and expenditures | Security Holder | Yes | For | Against | ||||
| NuStar Energy L.P. | NS | 67058H102 | 04/29/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approval of Amended and Restated 2019 Long-Term Incentive Plan | Issuer | Yes | Against | Against | ||||
| Ratification of appointment of KPMG LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Valero Energy Corporation | VLO | 91913Y100 | 04/29/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of KPMG LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval, by non-binding vote, of 2020 compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Dominion Energy, Inc. | D | 25746U109 | 05/05/21 | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote on approval of named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of appointment of independent auditor | Issuer | Yes | For | For | ||||
| Proposal regarding report on lobbying | Security Holder | Yes | For | Against | ||||
| Proposal regarding policy to require an independent chair | Security Holder | Yes | Against | For | ||||
| Proposal regarding proxy access shareholder aggregation | Security Holder | Yes | Against | For | ||||
| Global Water Resources, Inc. | GWRS | 379463102 | 05/06/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of independent registered public accounting firm | Issuer | Yes | For | For | ||||
| CNX Resources Corporation | CNX | 12653C108 | 05/06/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Ernst & Young LLP as independent auditor for 2021 | Issuer | Yes | For | For | ||||
| Advisory approval of 2020 named executive compensation | Issuer | Yes | Against | Against | ||||
| Exelon Corporation | EXC | 30161N101 | 04/27/21 | Vote for all nominees | Issuer | Yes | For | For |
| Advisory approval of named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Ratification of PriceWaterhouseCoopers LLP as independent auditor for 2021 | Issuer | Yes | For | For | ||||
| Proposal requesting a report on the impact of plans involving electric vehicles and charging stations with regard to child labor outside the United States | Security Holder | Yes | For | Against | ||||
| Hawaiian Electric Industries, Inc. | HE | 419870100 | 05/07/21 | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of appointment of Deloitte & Touche LLP as independent registered public accountant for 2021 | Issuer | Yes | For | For | ||||
| Entergy Corporation | ETR | 29364G103 | 05/07/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Deloitte & Touche LLP as independent registered public accountants for 2021 | Issuer | Yes | For | For | ||||
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Approval of amendment to Restated Certificate of Incorporation authorizing issuance of preferred stock | Issuer | Yes | Abstain | Abstain | ||||
| Ameren Corporation | AEE | 023608102 | 05/06/21 | Vote for all nominees | Issuer | Yes | For | For |
| Advisory approval of compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Ratification of appointment of PriceWaterhouseCoopers LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Allete, Inc. | ALE | 018522300 | 05/11/21 | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve named executive officer compensation | Issuer | Yes | For | For | ||||
| Ratification of selection of PriceWaterhouseCoopers LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Barrick Gold Corporation | GOLD | 067901908 | 05/04/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approval of the appointment of PriceWaterhouseCoopers LLP as auditor and authorization for the directors to fix its remuneration | Issuer | Yes | For | For | ||||
| Advisory vote on approach to executive compensation | Issuer | Yes | For | For | ||||
| Approval of capital reduction in order to enable the return of capital | Issuer | Yes | For | For | ||||
| AngloGold Ashanti Ltd. | AU | 035128206 | 05/04/21 | Vote for all nominees | Issuer | Yes | For | For |
| Reappointment of Ernst & Young as auditor | Issuer | Yes | For | For | ||||
| General authority to directors to allot and issue ordinary shares | Issuer | Yes | Against | Against | ||||
| Non-binding advisory endorsements of the Remuneration Policy | Issuer | Yes | Abstain | Abstain | ||||
| Non-binding advisory endorsements of the Implementation Report | Issuer | Yes | Abstain | Abstain | ||||
| Approval of remuneration of non-executive directors | Issuer | Yes | Abstain | Abstain | ||||
| General authority to aquire company's own shares | Issuer | Yes | Against | Against | ||||
| General authority to directors to issue for cash those ordinary shares which the directors are authorized to allot and issue | Issuer | Yes | Against | Against | ||||
| General authority to provide financial assistance in terms of Sections 44 and 45 of the Companies Act | Issuer | Yes | Abstain | Abstain | ||||
| Authority to directors to implement special and ordinary resolutions | Issuer | Yes | Abstain | Abstain | ||||
| Agnico Eagle Mines Limited | AEM | 008474108 | 04/30/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approval of appointment of Ernst & Young LLP as auditor for the ensuing year and authorization for the directors to fix its remuneration | Issuer | Yes | For | For | ||||
| Approval of amendments to Stock Option Plan | Issuer | Yes | Against | Against | ||||
| Advisory vote to accept approach to executive compensation | Issuer | Yes | Against | Against | ||||
| Alamos Gold Inc. | AGI | 011532108 | 05/27/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approval of appointment of KPMG LLP as auditor for the ensuing year and authorization for the directors to fix its remuneration | Issuer | Yes | For | For | ||||
| Advisory vote to approve approach to executive compensation | Issuer | Yes | Against | Against | ||||
| Avista Corporation | AVA | 05379B107 | 05/11/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Advisory (non-binding) vote on named executive officer compensation | Issuer | Yes | For | For | ||||
| MDU Resources Group, Inc. | MDU | 552690109 | 05/11/21 | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve the compensation paid to named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| NovaGold Resources Inc. | NG | 66987E206. | 05/12/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approval of appointment of PriceWaterhouseCoopers LLP as auditor for fiscal year ending November 30, 2021 and authorizing the Directors to fix its remuneration | Issuer | Yes | For | For | ||||
| Approval of certain amendments to the Articles | Issuer | Yes | Abstain | Abstain | ||||
| Approval of non-binding resolution approving the compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Kinross Gold Corporation | KGC | 496902404 | 5/12/2021 | Vote for all nominees | Issuer | Yes | For | For |
| Approval of appointment of KPMG LLP, Chartered Accountants, as auditor for the ensuing year and to authorize the directors to fix its remuneration | Issuer | Yes | For | For | ||||
| Approval of an ordinary resolution reconfirming Shareholder Rights Plan | Issuer | Yes | For | For | ||||
| Approval of an advisory resolution on approach to executive compensation | Issuer | Yes | Against | Against | ||||
| Consolidated Edison, Inc. | ED | 209115104 | 05/17/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of independent accountants | Issuer | Yes | For | For | ||||
| Advisory vote to approve named executive officer compensation | Issuer | Yes | For | For | ||||
| Coeur Mining, Inc. | CDE | 192108504 | 05/11/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Grant Thornton LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval of amendment to 2018 Long Term Incentive Plan to increase the number of common shares reserved for issuance under the Plan | Issuer | Yes | Against | Against | ||||
| Advisory resolution to approve named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Range Resources Corporation | RRC | 75281A109 | 5/12/2021 | Vote for all nominees | Issuer | Yes | For | For |
| A non-binding proposal to approve the Company's executive compensation | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Authorization to increase the number of common stock authorized under the Amended and Restated 2019 Equity Based Compensation Plan | Issuer | Yes | Against | Against | ||||
| Pan American Silver Corporation | PAAS | 697900108 | 05/12/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approval of appointment of Deloitte & Touche LLP as auditor for the ensuing year and authorizing the Directors to fix its remuneration. | Issuer | Yes | For | For | ||||
| Approval of non-binding resolution approving the Company's approach to executive compensation | Issuer | Yes | Against | Against | ||||
| FirstEnergy Corp. | FE | 337932107 | 05/18/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval, on an advisory basis, of named executive officer compensation | Issuer | Yes | For | For | ||||
| Yamana Gold Inc. | AUY | 98462Y100 | 04/29/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approbal of appointment of Deloitte LLP as auditor for the ensuing year and authorizing the Directors to fix its remuneration | Issuer | Yes | For | For | ||||
| Approval, on an advisory basis, approach to executive compensation | Issuer | Yes | For | For | ||||
| Laredo Petroleum, Inc. | LPI | 516806205 | 05/20/21 | Vote for all nominess | Issuer | Yes | For | For |
| Ratification of appointment of Grant Thornton LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Advisory vote to approve compensation of named executive officers | Issuer | Yes | For | For | ||||
| Approval of amendments to Omnibus Equity Incentive Plan to, among other items, (1) require a double trigger for payout in the event of a change in control and (2) increase the maximum number of shares of common stock issuable under the plan | Issuer | Yes | Against | Against | ||||
| Approval of amendments to Second Amended and Restated Certificate of Incorporation to implement a majority voting standard for a stockholder vote to (1) amend certain provisions of the Charter, (2) amend the Bylaws or (3) remove a Director for cause | Issuer | Yes | Abstain | Abstain | ||||
| Halliburton Company | HAL | 406216101 | 05/19/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of selection of principal independent public accountants | Issuer | Yes | For | For | ||||
| Advisory approval of named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Approval to amend and restate the Stock and Incentive Plan | Issuer | Yes | Against | Against | ||||
| Approval to amend and restate the Employee Stock Purchase Plan | Issuer | Yes | For | For | ||||
| DTE Energy | DTE | 233331107 | 05/20/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of PriceWaterhouseCoopers LLP as independent auditors | Issuer | Yes | For | For | ||||
| Approval, by non-binding vote, of named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Approval of proposal to amend and restate the Long-Term Incentive Plan to authorize additional shares | Issuer | Yes | Against | Against | ||||
| Proposal to require additional disclosure of political contributions | Security Holder | Yes | For | Against | ||||
| Proposal to publish a greenwashing audit | Security Holder | Yes | Abstain | Abstain | ||||
| Wheaton Precious Metals Corp. | WPM | 962879102 | 05/14/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approval of appointment of Deloitte & Touche LLP as auditor for 2021 and to authorizing the directors to fix its remuneration | Issuer | Yes | For | For | ||||
| Approval of non-binding advisory resolution on the approach to executive compensation | Issuer | Yes | Against | Against | ||||
| ONEOK, Inc. | OKE | 682680103 | 05/26/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the selection of PriceWaterhouseCoopers LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval, on an advisory basis, of named executive officer compensation | Issuer | Yes | Against | Against | ||||
| PPL Corporation | PPL | 69351T106 | 05/18/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on an advisory basis, of compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of appointment of independent registered public accounting firm | Issuer | Yes | For | For | ||||
| Spark Energy, Inc. | SPKE | 846511103 | 05/19/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the appointment of Ernst & Young LLP as independent registered public accountant for 2021 | Issuer | Yes | For | For | ||||
| Approval, on an advisory basis, of the compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Pinnacle West Captial Corporation | PNW | 723484101 | 05/19/21 | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Approval of Long-Term Incentive Plan | Issuer | Yes | Against | Against | ||||
| Ratification of the appointment of independent accountant for 2021 | Issuer | Yes | For | For | ||||
| PBF Energy Inc. | PBF | 69318G106 | 05/27/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ration of the appointment of Deloitte & Touche LLP as independent auditor for 2021 | Issuer | Yes | For | For | ||||
| Advisory vote on 2020 compensation of named executive officers | Issuer | Yes | For | For | ||||
| Southern Company | SO | 842587107 | 05/26/21 | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Approval of 2021 Equity and Incentive Compensation Plan | Issuer | Yes | For | For | ||||
| Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval of amendment to Restated Certificate of Incorporation to reduce the supermajority vote requirement to a majority vote requirement | Issuer | Yes | Against | Against | ||||
| SM Energy Company | SM | 78454L100 | 5/27/2021 | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on a non-binding advisory basis, the compensation philosophy, policies and procedures, and the compensation of named executive officers | Issuer | Yes | For | For | ||||
| Ratification of appointment by the Audit Committee of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval of 2021 Employee Stock Purchase Plan | Issuer | Yes | For | For | ||||
| Avangrid, Inc. | AGR | 05351W103 | 06/01/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of selection of KPMG LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Non-binding advisory vote to approve compensation of named executive officers | Issuer | Yes | For | For | ||||
| Approval of amendment to Amended and Restated Omnibus Incentive Plan | Issuer | Yes | Against | Against | ||||
| Nabors Industries Ltd. | NBR | G6359F137 | 6/1/2021 | Vote for all nominees | Issuer | Yes | For | For |
| Approval of appointment of PriceWaterhouseCoopers LLP as independent auditor and to authorize the Audit Committee to set the independent auditor's remuneration | Issuer | Yes | For | For | ||||
| Advisory vote regarding the compensation paid to named executive officers | Issuer | Yes | Against | Against | ||||
| Approval of Amendment No.1 to the Amended and Restated 2016 Stock Plan | Issuer | Yes | Against | Against | ||||
| Beam Global | BEEM | 07373B109 | 06/09/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approval of an amendment to Articles of Incorporation to increase authorized common stock | Issuer | Yes | For | For | ||||
| Approval of the 2021 Equity Incentive Plan | Issuer | Yes | Against | Against | ||||
| Approval, on a non-binding advisory basis, of the compensation of named executive officers | Issuer | Yes | For | For | ||||
| Ratifification of appointment of RSM US LLP as independent registered public accountants for 2021 | Issuer | Yes | For | For | ||||
| Compania de Minas Buenaventura S.A.A. | BVN | 204448104 | 05/21/21 | Issuance of negotiable obligations in an aggregate amount of up to US$550,000,000 and delegation of authority in favor of the board of directors for it to adopt any agreements as may be necessary or convenient in order to determine the terms, conditions, characteristics and timing of the program governing such negotiable obligations | Issuer | Yes | Abstain | Abstain |
| B2Gold Corp. | BTG | 11777Q209 | 06/11/21 | To set the number of directors at nine | Issuer | Yes | Against | Against |
| Vote for all nominees | Issuer | Yes | For | For | ||||
| Approval of appointment of PriceWaterhouseCoopers LLP as the auditor for the ensuing year and authorizing the Directors to fix its remuneration | Issuer | Yes | For | For | ||||
| Approval of amended Advance Notice Policy | Issuer | Yes | For | For | ||||
| Approval of certain matters relating to the 2018 Stock Option Plan | Issuer | Yes | Against | Against | ||||
| Approval of non-binding advisory resolution accepting the approach to executive compensation | Issuer | Yes | Against | Against |
HUSSMAN STRATEGIC ALLOCATION FUND
For shareholder meetings held from July 1, 2020 -- June 30, 2021
| Issuer Name | Ticker Symbol | CUSIP | Shareholder Meeting Date | Brief Identification of the Matter Voted On | Proposed by Issuer or Security Holder? | Did the Fund Vote? | How Did the Fund Cast its Vote? For, Against, Abstain | Did the Fund Vote For or Against Management? |
| Vmware, Inc. | VMW | 928563402 | 07/15/20 | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Ratification of the selection by audit committee of PriceWaterhouseCoopers LLP as independent auditor for fiscal year ending January 29, 2021 | Issuer | Yes | For | For | ||||
| Jazz Pharmaceuticals plc | JAZZ | G50871105 | 07/30/20 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification, on a non-binding advisory basis, of appointment of KPMG as independent auditor for 2020 and authorization, in a binding vote, to the board of directors, acting through the audit committee, to determine auditor's remuneration | Issuer | Yes | For | For | ||||
| Approval, on a non-binding advisory basis, of compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Approval of amendment and restatement of 2007 Non-Employee Directors Stock Award Plan in order to, among other things, increase the number of ordinary shares authorized for issuance | Issuer | Yes | Against | Against | ||||
| Approval of capital reduction and creation of distributable reserves under Irish law | Issuer | Yes | Abstain | Abstain | ||||
| Allegiant Travel Company | ALGT | 01748X102 | 08/04/20 | Vote for all nominees | Issuer | Yes | For | For |
| Approval of advisory resolution approving named executive officer compensation | Issuer | Yes | For | For | ||||
| Ratification of KPMG LLP as independent registered public accountant | Issuer | Yes | For | For | ||||
| Proposal regarding right to call a special meeting | Security Holder | Yes | For | Against | ||||
| Cirrus Logic Inc. | CRUS | 172755100 | 07/31/20 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for fiscal year ending March 27, 2021 | Issuer | Yes | For | For | ||||
| Advisory vote to approve compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Approval of the first amendment to the 2018 Long Term Incentive Plan | Issuer | Yes | Against | Against | ||||
| Methode Electronics, Inc. | MEI | 591520200 | 09/16/20. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of Audit Committee's selection of Ernst & Young LLP to serve as independent registered public accounting firm for fiscal year ending May 1, 2021 | Issuer | Yes | For | For | ||||
| Advisory approval of named executive officer compensation | Issuer | Yes | For | For | ||||
| General Mills, Inc. | GIS | 370334104 | 09/22/20. | Vote for all nominees | Issuer | Yes | For | For |
| Advisory approval of named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Ratification of appointment of independent registered public accounting firm | Issuer | Yes | For | For | ||||
| Seagate Technology plc | STX | G7945M107 | 10/22/20. | Vote for all nominees | Issuer | Yes | For | For |
| Approval, in an advisory, non binding vote, of compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Ratification, in advisory, non-binding vote, of appointment of Ernst & Young LLP as independent auditor for fiscal year 2021, and authorization, in a binding vote, to the Audit Committee to set the auditor's remuneration | Issuer | Yes | For | For | ||||
| In accordance with Irish law, determination of the price range at which the company can re-allot shares that it holds as treasury shares | Issuer | Yes | Against | Against | ||||
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/04/20 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the appointment of Ernst & Young LLP as independent auditor for fiscal year ending June 30, 2021 | Issuer | Yes | For | For | ||||
| Approval, on a non-binding advisory basis, of compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Approval of an amendment to Restated Code of Regulations to reduce share ownership threshold for calling a special meeting of shareholders | Issuer | Yes | Abstain | Abstain | ||||
| Proposal to reduce the share ownership threshold for calling a special meeting of shareholders | Security Holder | Yes | For | Against | ||||
| Proposal to adopt policy that the chairman of the board be an independent director | Security Holder | Yes | Against | For | ||||
| LAM Research Corporation | LRCX | 512807108 | 11/03/20 | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Ratification of appointment of the independent registered public accounting firm for fiscal year 2021 | Issuer | Yes | For | For | ||||
| KLA Corporation | KLAC | 482480100 | 11/04/20. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of PriceWaterhouseCoopers LLP as independent registered public accounting firm for fiscal year ending June 30, 2021 | Issuer | Yes | For | For | ||||
| Approval, on a non-binding, advisory basis. of named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Proposal regarding proxy access | Security Holder | Yes | Against | For | ||||
| Malibu Boats, Inc. | MBUU | 56117J100 | 11/03/20 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of KPMG LLP as independent registered public accounting firm for fiscal year ending June 30, 2021 | Issuer | Yes | For | For | ||||
| Approval, on a non-binding advisory basis, of compensation of named executive officers | Issuer | Yes | For | For | ||||
| Brinker International, Inc. | EAT | 109641100 | 11/05/20 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the appointment of KPMG LLP as independent registered public accounting firm for fiscal year 2021 | Issuer | Yes | For | For | ||||
| Advisory vote to approve, by non-binding vote, named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Campbell Soup Company | CPB | 134429109 | 11/18/20 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the appointment of PriceWaterhouseCoopers LLP as independent registered public accounting firm for fiscal 2021 | Issuer | Yes | For | For | ||||
| Advisory resolution to approve the compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Royal Gold, Inc. | RGLD | 780287108 | 11/18/20. | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on an advisory basis, of compensation of named executive officers | Issuer | Yes | For | For | ||||
| Ratification of the appointment of Ernst & Young LLP as independent registered public accountant for fiscal year ending June 30, 2021 | Issuer | Yes | For | For | ||||
| Cimpress PLC | CMPR | G2143T103 | 11/25/20. | Reappointment of Sophie A. Gasperment to Board of Directors to serve for a term of three years | Issuer | Yes | For | For |
| Approval, on a non-binding, advisory basis, of compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Approval of proposed 2020 Equity Incentive Plan | Issuer | Yes | Against | Against | ||||
| Approval to set the minimum and maximum prices at which the company may reissue treasury shares | Issuer | Yes | Abstain | Abstain | ||||
| Reappointment of PriceWaterhouseCoopers Ireland as statutory auditor under Irish law | Issuer | Yes | For | For | ||||
| Authorization to Board of Directors or Audit Committee to determine the remuneration of PriceWaterhouseCoopers Ireland | Issuer | Yes | For | For | ||||
| Blink Charging Co. | BLNK | 09354A100 | 11/24/20 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Marcum LLP as independent registered public accounting firm for 2020 | Issuer | Yes | For | For | ||||
| Microsoft Corporation | MSFT | 594918104 | 12/02/20 | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Ratification of Deloitte & Touche LLP as independent auditor for fiscal year 2021 | Issuer | Yes | For | For | ||||
| Proposal regarding a report on employee representation on Board of Directors | Security Holder | Yes | Abstain | Abstain | ||||
| Fabrinet | FN | G3323L100 | 12/10/20. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of PriceWaterhouseCoopers ABAS Ltd. as independent registered public accounting firm for fiscal year ending June 25, 2021 | Issuer | Yes | For | For | ||||
| Approval, on an advisory basis, of compensation paid to named executive officers. | Issuer | Yes | Abstain | Abstain | ||||
| Ubiquiti Inc. | UI | 90353W103 | 12/10/20. | Election of Class III Director: Robert J. Pera | Issuer | Yes | For | For |
| Ratification of appointment of KPMG LLP as independent registered public accounting firm for fiscal year ending June 30, 2021 | Issuer | Yes | For | For | ||||
| Approval of named executive officer compensation on an advisory and non-binding basis | Issuer | Yes | For | For | ||||
| Approval of the 2020 Omnibus Incentive Plan | Issuer | Yes | Against | Against | ||||
| Winnebago Industries, Inc. | WGO | 974637100 | 12/15/20. | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on an advisory basis, of compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of the selection of Deloitte & Touche LLP as independent registered public accountant for fiscal 2021 | Issuer | Yes | For | For | ||||
| Amendment of Articles of Incorporation to increase the authorized common stock | Issuer | Yes | Abstain | Abstain | ||||
| Thor Industries, Inc. | THO | 885160101 | 12/18/20. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for fiscal year 2021 | Issuer | Yes | For | For | ||||
| Non-binding advisory vote to approve compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| United Natural Foods, Inc. | UNFI | 911163103 | 01/12/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of selection of KPMG LLP as independent registered public accounting firm for fiscal year ending July 31, 2021 | Issuer | Yes | For | For | ||||
| Approval, on an advisory basis, of named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Approval of amendment to the 2020 Equity Incentive Plan | Issuer | Yes | Against | Against | ||||
| JinkolSolar Holding Co., Ltd. | JKS | 47759T100 | 12/29/20. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of PriceWaterhouseCoopers Zhong Tian LLP as auditor for fiscal year of 2020 | Issuer | Yes | For | For | ||||
| Authorization to the directors to determine the remuneration of the auditor | Issuer | Yes | For | For | ||||
| Authorization to each of the directors to take any and all actions that might be necessary to effect the foregoing resolutions as such director, in his or her absolute discretion, thinks fit | Issuer | Yes | For | For | ||||
| Walgreens Boots Alliance Inc. | WBA | 931427108 | 01/28/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for fiscal year 2021 | Issuer | Yes | For | For | ||||
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Approval of the 2021 Omnibus Incentive Plan | Issuer | Yes | Against | Against | ||||
| Proposal regarding independent Board Chairman | Security Holder | Yes | Against | For | ||||
| Proposal regarding a report on how health risks from COVID-19 impact tobacco sales decision-making | Security Holder | Yes | Abstain | Abstain | ||||
| Sally Beauty Holdings, Inc. | SBH | 79546E104 | 01/28/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval of compensation of the named executive officers, including the compensation practices and principles and their implementation | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of the selection of KPMG LLP as independent registered public accounting firm for fiscal year 2021 | Issuer | Yes | For | For | ||||
| Valvoline Inc. | VVV | 92047W101 | 01/28/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for fiscal 2021 | Issuer | Yes | For | For | ||||
| Non-binding advisory resolution approving named executive compensation | Issuer | Yes | Abstain | Abstain | ||||
| Meridian BioScience Inc. | VIVO | 589584101 | 01/27/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Grant Thornton LLP as independent registered public accountant for fiscal year 2021 | Issuer | Yes | For | For | ||||
| Approval of the 2021 Omnibus Award Plan | Issuer | Yes | Against | Against | ||||
| Approval on an advisory basis of compensation of named executive officers | Issuer | Yes | For | For | ||||
| MSC Industrial Direct Co., Inc. | MSM | 553530106 | 01/27/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for fiscal year 2021 | Issuer | Yes | For | For | ||||
| Approval, on an advisory basis, of compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Approval of amendment and restatement of associate stock purchase plan | Issuer | Yes | For | For | ||||
| Lannett Co. Inc. | LCI | 516012101 | 01/27/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of selection of Grant Thornton, LLP as independent auditor for fiscal year ending June 30, 2021 | Issuer | Yes | For | For | ||||
| Non-binding advisory vote on approval of named executive compensation | Issuer | Yes | Abstain | Abstain | ||||
| Approval of 2021 Long-Term Incentive Plan | Issuer | Yes | Against | Against | ||||
| MarineMax, Inc. | HZO | 567908108 | 02/25/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on an advisory basis, of named executive officer compensation | Issuer | Yes | For | For | ||||
| Ratification of appointment of KPMG LLP as independent auditor for fiscal year ending September 30, 2021 | Issuer | Yes | For | For | ||||
| Cosan Limited | CZZ | G25343107 | 01/22/21. | Proposal to approve (i) Merger and Justification Protocol, (ii) Deed of Merger, and (iii) transactions contemplated by each of such documents | Issuer | Yes | For | For |
| Ingles Markets, Inc. | IMKTA | 457030104 | 02/09/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approval, by non-binding vote, of named executive officer compensation | Issuer | Yes | For | For | ||||
| Recommendation, by non-binding vote, of frequency of executive compensation votes | Issuer | Yes | For | For | ||||
| Proposal regarding equal voting rights for each share | Security Holder | Yes | Abstain | Abstain | ||||
| Clearfield, Inc. | CLFD | 18482P103 | 02/25/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on a non-binding advisory basis, of compensation paid to named executive officers | Issuer | Yes | For | For | ||||
| Ratification of appointment of Baker Tilly US, LLP as independent registered public accounting firm for fiscal year ending September 30, 2021 | Issuer | Yes | For | For | ||||
| StoneX Group Inc. | SNEX | 861896108 | 02/25/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of KPMG LLP as independent registered public accounting firm for the 2021 fiscal year | Issuer | Yes | For | For | ||||
| Approval of advisory, non-binding resolution relating to named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Approval of amendment to 2013 Stock Option Plan to increase total number of shares authorized for issuance under the Plan | Issuer | Yes | Against | Against | ||||
| Natural Grocers by Vitamin Cottage, Inc. | NGVC | 63888U108 | 03/02/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of KPMG LLP as independent registered public accounting firm for fiscal year ending September 30, 2021 | Issuer | Yes | For | For | ||||
| Approval, on an advisory basis, of compensation paid to named executive officers | Issuer | Yes | For | For | ||||
| Berry Global Group, Inc. | BERY | 08579W103 | 02/24/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of selection of Ernst & Young LLP as independent registered public accountant for fiscal year ending October 2, 2021 | Issuer | Yes | For | For | ||||
| Approval, on an advisory, non-binding basis, of named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Approval of amendment to Certificate of Incorporation to reduce ownership threshold required for stockholders to call a special meeting from 25% to 15% | Issuer | Yes | Abstain | Abstain | ||||
| Approval of Amended and Restated 2015 Long-Term Incentive Plan to, among other things, increase the number of shares of common stock reserved for issuance | Issuer | Yes | Against | Against | ||||
| AdaptHealth Corp. | AHCO | 00653Q102 | 03/03/21. | Approval, for purposes of complying with Nasdaq Listing Rule 5635, of issuance of Class A common stock upon conversion of Series C preferred stock, by removal of the conversion restriction that prohibits such conversion of Series C preferred stock | Issuer | Yes | For | For |
| Maximus Inc. | MMS | 577933104 | 03/16/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval of 2021 Omnibus Incentive Plan | Issuer | Yes | Against | Against | ||||
| Ratification of the appointment of Ernst & Young LLP as independent public accountant for 2021 fiscal year | Issuer | Yes | For | For | ||||
| Advisory vote to approve the compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Proposal regarding the disclosure of certain lobbying expenditures and activities | Security Holder | Yes | For | Against | ||||
| AmerisourceBergen Corporation | ABC | ..03073E105 | 03/11/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of Ernst & Young LLP as independent registered public accounting firm for fiscal year 2021 | Issuer | Yes | For | For | ||||
| Advisory vote to approve the compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Proposal to adopt policy that the Chair of the Board be an independent Director | Security Holder | Yes | Against | For | ||||
| F5 Networks, Inc. | FFIV | 315616102 | 03/11/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approval of 2014 Incentive Plan | Issuer | Yes | Against | Against | ||||
| Ratification of the selection of PriceWaterhouseCoopers LLP as independent registered public accounting firm for fiscal year 2021 | Issuer | Yes | For | For | ||||
| Advisory vote to approve the compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Toll Brothers, Inc. | TOL | 889478103 | 03/08/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the re-appointment of Ernst & Young LLP as independent registered public accounting firm for 2021 fiscal year | Issuer | Yes | For | For | ||||
| Approval, in an advisory, non binding vote, of compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| SYNNEX Corporation | SNX | 87162W100 | 03/16/21 | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve named executive officer compensation | Issuer | Yes | For | For | ||||
| Ratification of appointment of KPMG LLP as independent auditor for 2021 | Issuer | Yes | For | For | ||||
| Hovnanian Enterprises, inc. | HOV | 442487401 | 03/30/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of selection of Deloitte & Touche LLP as independent registered public accounting firm for fiscal 2021 | Issuer | Yes | For | For | ||||
| Approval of Amended and Restated 2020 Stock Incentive Plan | Issuer | Yes | Against | Against | ||||
| Approval, in a non-binding advisory vote, of compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Approval of amendment to the stockholder rights plan | Issuer | Yes | Abstain | Abstain | ||||
| Lennar Corporation | LEN | 526057104 | 04/07/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approval on an advisory basis of the compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for fiscal year ending November 30, 2021 | Issuer | Yes | For | For | ||||
| Proposal regarding common stock voting structure | Security Holder | Yes | Against | For | ||||
| International Business Machines Corporation | IBM | 459200101 | 04/27/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of independent registered public accounting firm | Issuer | Yes | For | For | ||||
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Proposal regarding independent Board Chairman | Security Holder | Yes | Against | For | ||||
| Proposal regarding the right to act by written consent | Security Holder | Yes | Abstain | Abstain | ||||
| Proposal regarding an annual report assessing diversity, equity and inclusion efforts | Security Holder | Yes | For | Against | ||||
| Apple Inc. | AAPL | 037833100 | 02/23/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for fiscal 2021 | Issuer | Yes | For | For | ||||
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Proposal entitled "Shareholder Proxy Access Amendments" | Security Holder | Yes | Against | For | ||||
| Proposal entitled "Shareholder Proposal to Improve Executive Compensation Program" | Security Holder | Yes | Against | For | ||||
| Sportsman's Warehouse Holdings, Inc. | SPWH | 84920Y106 | 02/23/21 | Adoption and approval of Agreement and Plan of Merger dated December 21, 2020, as amended from time to time | Issuer | Yes | For | For |
| Approval, on a non-bimding advisory basis, of the compensation that may be paid or may become payable to named executive officers based on or otherwise relating to the merger | Issuer | Yes | Abstain | Abstain | ||||
| Approval to adjourn the special meeting from time to time to a later date or time, if necessary, to solicit additional proxies if there are not sufficient votes at the time of the special meeting | Issuer | Yes | For | For | ||||
| Baidu Inc. | BIDU | 056752108 | 03/01/21 | Approval of change of authorised share capital by one-to-eighty subdivision of shares | Issuer | Yes | For | For |
| Ciena Corporation | CIEN | 171779309 | 04/01/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approval of amendment and restatement of Employee Stock Purchase Plan | Issuer | Yes | For | For | ||||
| Ratification of appointment of PriceWaterhouseCoopers LLP as independentregistered public accounting firm for fiscal 2021 | Issuer | Yes | For | For | ||||
| Advisory vote on named executive officer compensation. | Issuer | Yes | Against | Against | ||||
| SeaGate Technology plc | STX | G7945M107 | 04/14/21 | Approve the Scheme, in its original form or with or subject to any modification, addition or condition approved or imposed by the Irish Court, and authorization for directors to take all such action as they consider necessary or appropriate for carrying the Scheme into effect | Issuer | Yes | For | For |
| Amend the articles of association by adding a new Article 194 | Issuer | Yes | For | For | ||||
| Approval, on an advisory, non-binding basis, of the reduction of the share premium of Holdings resulting from a capitalisation of the merger reserve arising in its books of account as a result of the consummation of the Scheme in order to create distributable reserves in Holdings | Issuer | Yes | For | For | ||||
| Approve any motion by the chair of the meeting to adjourn the meeting, or any adjournments thereof, to another time and place if necessary or appropriate to solicit additional proxies if there are insufficient votes at the time of the meeting | Issuer | Yes | For | For | ||||
| Kimberly-Clark Corporation | KMB | 494368103 | 04/28/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of selection of auditor | Issuer | Yes | For | For | ||||
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Approval of 2021 equity participation plan | Issuer | Yes | Abstain | Abstain | ||||
| Approval of 2021 Outside Directors' Compensation Plan | Issuer | Yes | Abstain | Abstain | ||||
| Proposal to reduce ownership threshold required to call a special meeting of stockholders | Security Holder | Yes | Abstain | Abstain | ||||
| Proposal regarding right to act by written consent | Security Holder | Yes | Abstain | Abstain | ||||
| Agnico Eagle Mines Limited | AEM | 008474108 | 04/30/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approval of appointment of Ernst & Young LLP as auditor for the ensuing year and authorizing the directors to fix its remuneration | Issuer | Yes | For | For | ||||
| Approval of amendments to Stock Option Plan | Issuer | Yes | Against | Against | ||||
| Approval of a non-binding advisory resolution accepting the approach to executive compensation | Issuer | Yes | Against | Against | ||||
| AngloGold Ashanti Ltd. | AU | 035128206 | 05/04/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approval of re-appointment of Ernst & Young as auditor | Issuer | Yes | For | For | ||||
| General authority to directors to allot and issue ordinary shares | Issuer | Yes | Against | Against | ||||
| Non-binding advisory endorsements of the remuneration policy | Issuer | Yes | Abstain | Abstain | ||||
| Non-binding advisory endorsements of the implementation report | Issuer | Yes | Abstain | Abstain | ||||
| Approval of the remuneration of non-executive directors | Issuer | Yes | Abstain | Abstain | ||||
| General authority to acquire the company's own shares | Issuer | Yes | Against | Against | ||||
| General authority to directors to issue for cash those ordinary shares which the directors are authorised to allot and issue | Issuer | Yes | Against | Against | ||||
| General authority to provide financial assistance in terms of Sections 44 and 45 of Companies Act | Issuer | Yes | Abstain | Abstain | ||||
| Directors' authority to implement special and ordinary resolutions | Issuer | Yes | Abstain | Abstain | ||||
| Alexion Pharmaceuticals, Inc. | LXN | 015351109 | 05/11/21 | Adoption of the Agreement and Plan of Merger dated as of December 12, 2020, as it may be amended from time to time | Issuer | Yes | For | For |
| Approval, on a non-binding, advisory basis, of the compensation that may be paid or become payable to named executive officers that is based on or otherwise relates to the transactions contemplated by the merger agreement | Issuer | Yes | Abstain | Abstain | ||||
| Approval of the adjournment of special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes at the time of the meeting to approve the merger proposal | Issuer | Yes | For | For | ||||
| Amgen Inc. | AMGN | 031162100 | 05/18/21 | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Ratification of the selection of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| AudioEye, Inc. | AEYE | 050734201 | 05/21/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approval, by non-binding advisory vote, of the compensation of named executive officers | Issuer | Yes | For | For | ||||
| Ratification of the appointment of Malone Bailey, LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Allstate Corporation | ALL | 020002101 | 05/25/21 | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve the compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Ratification of the appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Proposal to amend proxy access | Security Holder | Yes | Against | For | ||||
| Alliance Data Systems Corporation | ADS | 018581108 | 05/27/21 | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Ratification of selection of Deloitte & Touche LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Atlas Air Worldwide Holdings, Inc. | AAWW | 049164205 | 05/25/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of selection of PriceWaterhouseCoopers LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Advisory vote to approve compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Big Lots, Inc. | BIG | 089302103 | 05/26/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on an advisory basis, of compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for fiscal year 2021 | Issuer | Yes | For | For | ||||
| Arista Networks, Inc. | ANET | 040413106 | 06/01/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on an advisory basis, of the compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Ratification of appointment of Ernst & Young LLP as independent registered public acounting firm for 2021 | Issuer | Yes | For | For | ||||
| Beam Therapeutics Inc. | BEAM | 07373V105 | 06/09/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Arcimoto, Inc. | FUV | 039587100 | 06/11/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approval of an amendment to the 2018 Omnibus Stock Incentive Plan to increase the number of shares reserved for issuance thereunder | Issuer | Yes | Against | Against | ||||
| Approval of an amendment to the Second Amended and Restated Articles of Incorporation to increase the number of authorized shares of common stock | Issuer | Yes | For | For | ||||
| Bed Bath and Beyond Inc. | BBY | 075896100 | 06/17/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the appointment of KPMG LLP as independent auditor for the 2021 fiscal year | Issuer | Yes | For | For | ||||
| Approval, by non-binding vote, of the 2020 compensation paid to named executive officers | Issuer | Yes | Against | Against | ||||
| Barrick Gold Corporation | GOLD | 067901108 | 05/04/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approval of the appointment of PriceWaterhouseCoopers LLP as auditor and authorization for the directors to fix its remuneration | Issuer | Yes | For | For | ||||
| Advisory resolution on approach to executive compensation | Issuer | Yes | For | For | ||||
| Approval of the capital reduction in order to enable the return of capital | Issuer | Yes | For | For | ||||
| Ingevity Corporation | NGVT | 45688C107 | 04/22/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the appointment of PriceWaterhouseCoopers LLP as independent registered public accounting firm for fiscal 2021 | Issuer | Yes | For | For | ||||
| Approval, on an advisory, non-binding basis, of the compensation paid to named executive officers | Issuer | Yes | For | For | ||||
| Kellogg Company | K | 487836108 | 04/30/21 | Vote for all nominees | Issuer | Yes | For | For |
| Advisory resolution to approve named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Ratification of appointment of PriceWaterhouseCoopers LLP as independent registered public accounting firm for fiscal year 2021 | Issuer | Yes | For | For | ||||
| Proposal to reduce supermajority vote requirements | Issuer | Yes | Against | Against | ||||
| Proposal to adopt shareowner right to call a special meeting | Security Holder | Yes | For | N/A | ||||
| Fastenal Company | FAST | 311900104 | 04/24/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the appointment of KPMG LLP as independent registered public accounting firm for 2021 fiscal year | Issuer | Yes | For | For | ||||
| Approval, by non-binding vote, of named executive officer compensation | Issuer | Yes | For | For | ||||
| Pfizer Inc. | PFE | 717081103 | 04/22/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of selection of KPMG LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Advisory approval of named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Proposal regarding independent chair policy | Security Holder | Yes | Against | For | ||||
| Proposal regarding political spending report | Security Holder | Yes | For | Against | ||||
| Proposal regarding access to COVID-19 products. | Security Holder | Yes | Abstain | Abstain | ||||
| AT&T Inc. | T | 00206R102 | 04/30/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the appointment of independent auditor | Issuer | Yes | For | For | ||||
| Advisory approval of named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Proposal regarding stockholder right to act by written consent | Security Holder | Yes | Abstain | Abstain | ||||
| Humana Inc. | HUM | 444859102 | 04/22/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the appointment of PriceWaterhouseCoopers LLP as independent registered public accounting firm | Issuer | Yes | For | For | ||||
| Non-binding advisory vote for approval of the compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Tri Pointe Homes, Inc. | TPH | 87265H109 | 04/21/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on a non-binding, advisory basis, of the compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Hanesbrands Inc. | HBI | 410345102 | 04/27/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2021 fiscal year | Issuer | Yes | For | For | ||||
| Approval, on an advisory basis, of named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Kimco Realty Corporation | KIM | 49446R109 | 04/27/21 | Vote for all nominees | Issuer | Yes | For | For |
| Advisory resolution to approve named executive officer compensation | Issuer | Yes | For | For | ||||
| Ratification of the appointment of PriceWaterhouseCoopers LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| ARC Document Solutions, Inc. | ARC | 00191G103 | 04/29/21 | Vote for all nominees | Issuer | No | ||
| Ratification of appointment of Armanino LLP as independent registered public accounting firm for 2021 | Issuer | No | ||||||
| Advisory, non-binding vote on named execurive officer compensation | Issuer | No | ||||||
| Approval of the 2021 Incentive Plan | Issuer | No | ||||||
| NRG Energy, Inc. | NRG | 629377508 | 04/29/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on a non-binding advisory basis, of the compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Certification of appointment of KPMG as independent registered public accounting firm for fiscal year 2021 | Issuer | Yes | For | For | ||||
| Weis Markets, Inc. | WMK | 948849104 | 04/29/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of RSM US LLP as independent registered public accounting firm | Issuer | Yes | For | For | ||||
| Approval of amendment to the articles of incorporation and/or bylaws to provide that directors shall be elected by the affirmative vote of the majority of votes cast at an annual meeting of shareholders in uncontested elections | Security Holder | Yes | Against | For | ||||
| Proposal to adopt a policy, and amend the bylaws as necessary, to require the Board Chair to be an independent director | Security Holder | Yes | Against | For | ||||
| Newmont Corporation | NEM | 651639106 | 04/28/21 | Votee for all nominees | Issuer | Yes | For | For |
| Approval, on an advisory basis, of named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Ratification of appointment of independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Owens & Minor, Inc. | OMI | 690732102 | 04/29/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of KPMG LLP as independent public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Advisory vote to approve the compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Consolidated Communications Holdings, Inc. | CNSL | 209034107 | 04/26/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approval of Ernst & Young LLP as independent registered public accounting firm | Issuer | Yes | For | For | ||||
| Advisory vote on the approval of compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Approval of amendment to Certificate of Incorporation to increase the number of authorized shares of common stock | Issuer | Yes | Against | Against | ||||
| Approval of amendment to Certificate of Incorporation to eliminate classified Board structure | Issuer | Yes | Abstain | Abstain | ||||
| Approval of the issuance to Searchlight Capital Partners of additional shares of common stock equal to 20% or more of the outstanding common stock | Issuer | Yes | Against | Against | ||||
| Approval of a share increase under the Long - Term Incentive Plan, as amended | Issuer | Yes | Against | Against | ||||
| AMC Entertainment Holdings, Inc. | AMC | 00165C104 | 05/04/21 | Approval of amendment to Third Amended and Restated Certificate of Incorporation to increase the total number of shares of Class A Common Stock (par value $0.01 per share) the Company shall have the authority to issue | Issuer | Yes | For | For |
| Vote for all nominees | Issuer | Yes | For | For | ||||
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Non-binding advisory vote to approve the compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Approval of amendment to 2013 Equity Incentive Plan to (i) increase the total number of shares subject to the Plan to 35,000,000 shares of Class A Common Stock, (ii) revise the share replenishment provision, and (iii) eliminate the mandatory expiration of the Plan | Issuer | Yes | Against | Against | ||||
| Approval of the adjournment of the annual meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the proposals | Issuer | Yes | For | For | ||||
| NIC Inc. | EGOV | 629148100 | 04/19/21. | Adoption of the Agreement and Plan of Merger dated as of February 9, 2021, as may be amended from time to time | Issuer | Yes | For | For |
| Approval, on a non-binding advisory basis, of specified compensation that may be paid or become payable to named executive officers in connection with the merger and the transactions contemplated by the merger agreement | Issuer | Yes | Abstain | Abstain | ||||
| Approval of one or more adjournments of the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to constitute a quorum or to approve the proposal to adopt the merger agreement | Issuer | Yes | For | For | ||||
| Cigna Corp. | CI | 125523100 | 04/28/21. | Vote for all nominees | Issuer | Yes | For | For |
| Advisory approval of named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Approval of Amended and Restated Long-Term Incentive Plan | Issuer | Yes | Against | Against | ||||
| Ratification of the appointment of PriceWaterhouseCoopers LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Proposal regarding shareholder right to act by written consent | Security Holder | Yes | Abstain | Abstain | ||||
| Proposal regarding gender pay gap report | Security Holder | Yes | For | Against | ||||
| Proposal regarding Board ideology disclosure policy | Security Holder | Yes | Abstain | Abstain | ||||
| LGI Homes, Inc. | LGIH | 50187T106 | 04/29/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Advisory vote to approve the compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Broadwind, Inc. | BWEN | 11161T207 | 04/30/21 | Vote for all nominees | Issuer | Yes | For | For |
| Non-binding advisory vote approving the compensation of named executive officers | Issuer | Yes | For | For | ||||
| Approval of second amendment to Amended and Restated 2015 Equity Incentive Plan to increase the number of shares of common stock available for awards under such plan | Issuer | Yes | Against | Against | ||||
| Ratification of appointment of RSM US LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Veritiv Corporation | VRTV | 923454102 | 04/28/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval, on an advisory basis, of named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Approval, on an advisory basis, of the frequency of future executive compensation votes | Issuer | Yes | For | For | ||||
| Domino's Pizza, Inc. | DPZ | 25754A201 | 04/27/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the selection of PriceWaterhouseCoopers LLP as the independent registered public accounting firm for the 2021 fiscal year | Issuer | Yes | For | For | ||||
| Advisory vote to approve the compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Ovintiv Inc. | OVV | 69047Q102 | 04/28/21 | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Ratification of the appointment of PriceWaterhouseCoopers LLP as independent auditor | Issuer | Yes | For | For | ||||
| Wells Fargo & Company | WFC | 949746101 | 04/27/21 | Vote for all nominees | Issuer | Yes | For | For |
| Advisory resolution to approve named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Ratification of the appointment of KPMG LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Proposal to make shareholder proxy access more accessible | Security Holder | Yes | Against | For | ||||
| Proposal to amend Certificate of Incorporation to become a Delaware Public Benefit Corporation | Security Holder | Yes | Abstain | Abstain | ||||
| Proposal regarding report on incentive-based compensation and risks of material losses | Security Holder | Yes | Abstain | Abstain | ||||
| Proposal to conduct a racial equity audit | Security Holder | Yes | For | Against | ||||
| Herbalife Nutrition Ltd. | HLF | G4412G101 | 04/28/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approve, on an advisory basis, the compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Approval of amendment and restatement of the 2014 Stock Incentive Plan to increase the number of Common Shares available for issuance under such plan | Issuer | Yes | Against | Against | ||||
| Ratification of the appointment of independent registered public accounting firm for fiscal year 2021 | Issuer | Yes | For | For | ||||
| AbbVie Inc. | ABBV | 00287Y109 | 05/07/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Advisory vote on the approval of named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Approval of the Amended and Restated 2013 Incentive Stock Program | Issuer | Yes | Against | Against | ||||
| Approval of the Amended and Restated 2013 Employee Stock Purchase Plan for non-U.S. employees | Issuer | Yes | For | For | ||||
| Approval of proposal regarding amendment of the certificate of incorporation to eliminate supermajority voting | Issuer | Yes | Against | Against | ||||
| Proposal to issue an annual report on lobbying | Security Holder | Yes | For | Against | ||||
| Proposal to adopt a policy to require independent Chairman | Security Holder | Yes | Against | For | ||||
| Discover Financial Services | DFS | 254709108 | 05/05/21 | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Ratification of the appointment of Deloitte & Touche LLP as independent registered public accounting firm | Issuer | Yes | For | For | ||||
| Colgate-Palmolive Company | CL | 194162103 | 05/07/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the selection of PriceWaterhouseCoopers LLP as independent registered public accounting firm | Issuer | Yes | For | For | ||||
| Advisory vote on the approval of named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Proposal regarding independent Board Chairman | Security Holder | Yes | Against | For | ||||
| Proposal to reduce the ownership threshold to call special stockholder meetings to 10% | Security Holder | Yes | Abstain | Abstain | ||||
| Expeditors International of Washington, Inc. | EXPD | 302130109 | 05/04/21. | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of selection of independent registered public accounting firm | Issuer | Yes | For | For | ||||
| Kohl's Corporation | KSS | 500255104 | 05/12/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval, by advisory vote, of compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for fiscal year ending January 29, 2022 | Issuer | Yes | For | For | ||||
| Proposal regarding shareholder right to act by written consent | Security Holder | Yes | Abstain | Abstain | ||||
| Inogen, Inc. | INGN | 45780L104 | 05/10/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval on an advisory basis of named executive officer compensation | Issuer | Yes | For | For | ||||
| O'Reilly Automotive, Inc. | ORLY | 67103H107 | 05/13/21. | Vote for all nominees | Issuer | Yes | For | For |
| Proposal entitled "improve our catch-22 proxy access" | Security Holder | Yes | Against | For | ||||
| Advisory vote to approve named executive officer compensation | Issuer | Yes | For | For | ||||
| Ratification of appointment of Ernst & Young LLP as independent auditor for 2021 | Issuer | Yes | For | For | ||||
| Air Lease Corporation | AL | 00912X302 | 05/05/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of KPMG LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Infrastructure and Energy Alternatives, Inc. | IEA | 45686J104 | 05/13/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Deloitte & Touche, LLP as independent registered public accounting firm for 2021 fiscal year | Issuer | Yes | For | For | ||||
| Approval, on an advisory basis, of compensation of named executive officers | Issuer | Yes | For | For | ||||
| Approval of an amendment and restatment of the 2018 Equity Incentive Plan | Issuer | Yes | Abstain | Abstain | ||||
| Approval of the 2021 Employee Purchase Plan | Issuer | Yes | For | For | ||||
| Gray Televsion, Inc. | GTN | 389375106 | 05/05/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of RSM US LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Amneal Pharmaceuticals, Inc. | AMRX | 03168L105 | 05/05/21 | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Approval of amendment to the Certificate of Incorporation | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for fiscal 2021 | Issuer | Yes | For | For | ||||
| Tupperware Brands Corp. | TUP | 899896104 | 05/04/21 | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve the Executive Compensation Program | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of appointment of independent registered public accounting firm | Issuer | Yes | For | For | ||||
| SkyWorks Solutions, Inc. | SWKS | 83088M102 | 05/12/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the selection by the Audit Committee of KPMG LLP as independent registered public accounting firm for fiscal year 2021 | Issuer | Yes | For | For | ||||
| Approval, on an advisory basis, of the compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Approval of the Amended and Restated 2015 Long-Term Incentive Plan. | Issuer | Yes | Against | Against | ||||
| Proposal regarding supermajority voting provisions | Security Holder | Yes | Against | N/A | ||||
| Progressive Corporation | PGR | 743315103 | 05/07/21 | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve executive compensation program | Issuer | Yes | Against | Against | ||||
| Ratification of the appointment of PriceWaterhouseCoopers LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Pulte Group, Inc. | PHM | 745867101 | 05/12/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Computer Programs and Systems, Inc. | CPSI | 205306103 | 05/13/21 | Election of Class I Director: Glenn P. Tobin | Issuer | Yes | For | For |
| Approval, on an advisory basis, of the compensation of named executive officers | Issuer | Yes | For | For | ||||
| Ratification of appointment of Grant Thornton LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Casa Systems, Inc. | CASA | 14713L102 | 05/13/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Ernst and Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Juniper Networks, Inc. | JNPR | 48203R104 | 05/13/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval of non-binding advisory resolution on named executive officer compensation | Issuer | Yes | Against | Against | ||||
| C.H. Robinson Worldwide, Inc. | CHRW | 12541W209 | 05/06/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on an advisory basis, of compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of selection of Deloitte & Touche LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Primoris Servcies Corporation | PRIM | 74164F103 | 05/04/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of selection of Moss Adams LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Murphy USA Inc. | MUSA | 626755102 | 05/05/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approval of named executive officer compensation on an advisory, non-binding basis | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of appointment of independent registered public accounting firm for fiscal 2021 | Issuer | Yes | For | For | ||||
| Intel Corporation | INTC | 458140100 | 05/13/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of selection of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Advisory vote to approve executive compensation of named officers | Issuer | Yes | Against | Against | ||||
| Proposal on whether to allow stockholders to act by written consent | Security Holder | Yes | Abstain | Abstain | ||||
| Proposal requesting a report on median pay gaps across race and gender | Security Holder | Yes | For | Against | ||||
| Proposal requesting a report on whether written policies or unwritten norms reinforce racism in company culture | Security Holder | Yes | Abstain | Abstain | ||||
| United Parcel Service | UPS | 911312106 | 05/13/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on an advisory basis, of named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Approval of the 2021 Omnibus Incentive Compensation Plan | Issuer | Yes | Against | Against | ||||
| Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Proposal to prepare an annual report on lobbying activities | Security Holder | Yes | For | Against | ||||
| Proposal to reduce the voting power of class A stock from 10 votes per share to one vote per share | Security Holder | Yes | Against | For | ||||
| Proposal to prepare a report on reducing total contribution to climate change | Security Holder | Yes | For | Against | ||||
| Proposal to transition to a public benefit corporation | Security Holder | Yes | Abstain | Abstain | ||||
| Proposal to prepare a report assessing diversity and inclusion efforts | Security Holder | Yes | Abstain | Abstain | ||||
| Kraft Heinz Company | KHC | 500754106 | 05/06/21 | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of the selection of PriceWaterhouseCoopers LLP as independent auditor for 2021. | Issuer | Yes | For | For | ||||
| Verizon Communications Inc. | VZ | 92343V104 | 05/13/21 | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Ratification of appointment of independent registered public accounting firm | Issuer | Yes | For | For | ||||
| Proposal regarding shareholder action by written consent | Security Holder | Yes | Abstain | Abstain | ||||
| Proposal to amend clawback policy | Security Holder | Yes | Abstain | Abstain | ||||
| Proposal regarding shareholder ratification of annual equity awards | Security Holder | Yes | Abstain | Abstain | ||||
| Tractor Supply Company | TSCO | 892356106 | 05/06/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of re-appointment of Ernst & Young LLP as independent registered public accounting firm for fiscal year ending December 25, 2021 | Issuer | Yes | For | For | ||||
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Proposal titled "Transition to Public Benefit Corporation" | Security Holder | Yes | Abstain | Abstain | ||||
| B&G Foods, Inc. | BGS | 05508R106 | 05/18/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval, by non-binding advisory vote, of named executive officer compensation | Issuer | Yes | For | For | ||||
| Ratification of appointment of KPMG LLP as independent registered public accounting firm | Issuer | Yes | For | For | ||||
| Occidental Petroleum Corporation | OXY | 674599105 | 05/07/21. | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of selection of KPMG LLP as independent auditor | Issuer | Yes | For | For | ||||
| Dollar General Corporation | DG | 256677105 | 05/26/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval,, on an advisory, non-binding basis, of compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Ratification of the appointment of Ernst & Young LLP as independent registered public accounting firm for fiscal 2021 | Issuer | Yes | For | For | ||||
| Approval of the 2021 Stock Incentive Plan | Issuer | Yes | Against | Against | ||||
| Approve of an amendment to the amended and restated charter to allow shareholders holding 25% or more of common stock to request special meetings of shareholders | Issuer | Yes | Abstain | Abstain | ||||
| Proposal regarding shareholders' ability to call special meetings of shareholders | Security Holder | Yes | For | Against | ||||
| Camping World Holdings, Inc. | CWH | 13462K109 | 05/14/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval, on an advisory, non-binding basis, of the compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Kinross Gold Corporation | KGC | 496902404 | 05/12/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval of the appointment of KPMG LLP as auditor for the ensuing year and authorizing the directors to fix its remuneration | Issuer | Yes | For | For | ||||
| Approval of an ordinary resolution reconfirming the Shareholder Rights Plan | Issuer | Yes | For | For | ||||
| Approval of an advisory resolution on the approach to executive compensation | Issuer | Yes | Against | Against | ||||
| Community Health Systems, Inc. | CYH | 203668108 | 05/11/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on an advisory, non-binding basis, of the compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Approval of amendment and restatement of the 2009 Stock Option and Award Plan | Issuer | Yes | Against | Against | ||||
| Ratification of the selection of Deloitte & Touche LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Tenneco Inc. | TEN | 880349105 | 05/13/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the appointment of PriceWaaterhouseeCoopers LLP as independent public accountants for 2021 | Issuer | Yes | For | For | ||||
| Advisory approval of named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Approval of the 2021 Long-term Incentive plan | Issuer | Yes | Against | Against | ||||
| Ratification of the Section 382 Rights agreement with Equiniti Trust Co. as rights agent | Issuer | Yes | Abstain | Abstain | ||||
| Acco Brands Corporation | ACCO | 00081T108 | 05/18/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of KPMG LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval, by non-binding advisory vote, of compensation of named executive officers. | Issuer | Yes | Abstain | Abstain | ||||
| Heartland Express, Inc. | HTLD | 422347104 | 05/13/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Grant Thornton LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Advisory vote on named executive officer compensation | Issuer | Yes | For | For | ||||
| Approval of the 2021 Restricted Stock Plan | Issuer | Yes | Against | Against | ||||
| Range Resources Corporation | RRC | 75281A109 | 05/12/21. | Vote for all nominees | Issuer | Yes | For | For |
| Non-binding proposal to approve named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Authorization to increase the number of shares of common stock authorized under the Amended and Restated 2019 Equity Based Compensation Plan | Issuer | Yes | Against | Against | ||||
| First Solar, Inc. | FSLR | 336433107 | 05/12/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the appointment of PriceWaterhouseCoopers LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Proposal requesting a report on board diversity | Security Holder | Yes | For | Against | ||||
| Laredo Petroleum, Inc. | LPI | 516806205 | 05/20/21 | Vote for all nominess | Issuer | Yes | For | For |
| Ratification of Grant Thornton LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Advisory vote to approve the compensation of named executive officers | Issuer | Yes | For | For | ||||
| Approval of amendments to the Omnibus Equity Incentive Plan to, among other items, (1) require a double trigger for payout in the event of a change in control and (2) increase the maximum number of shares of common stock issuable under the plan | Issuer | Yes | Against | Against | ||||
| Approval of amendments to the Second Amended and Restated Certificate of Incorporation to implement a majority voting standard for a stockholder vote to (1) amend certain provisions of the Charter, (2) amend the Bylaws, or (3) remove a Director for cause | Issuer | Yes | Abstain | Abstain | ||||
| CVS Health | CVS | 126650100 | 05/13/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval, on an advisory basis, of named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Proposal for reducing the threshold for stockholder right to act by written consent | Security Holder | Yes | Abstain | Abstain | ||||
| Proposal regarding independent Board Chair | Security Holder | Yes | Against | For | ||||
| Renewable Energy Group, Inc. | REGI | 75972A301 | 05/18/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval of advisory, non-binding resolution relating to named executive officer compensation | Issuer | Yes | For | For | ||||
| Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval of the Renewable Energy Group 2021 Stock Incentive Plan | Issuer | Yes | Against | Against | ||||
| Merck& Co., Inc. | MRK | 58933Y105 | 05/25/21. | Vote for all nominees | Issuer | Yes | For | For |
| Non-binding advisory approval of the compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Ratification of the appointment of independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Proposal regarding shareholder right to act by written consent | Security Holder | Yes | Abstain | Abstain | ||||
| Proposal regarding access to COVID-19 products | Security Holder | Yes | Abstain | Abstain | ||||
| Boise Cascade Company | BCC | 09739D100 | 05/06/21. | Vote for all nominees | Issuer | Yes | For | For |
| Advisory approval of named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of appointment of KPMG LLP as external auditors for 2021 | Issuer | Yes | For | For | ||||
| Hamilton Beach Brands Holding Company | HBB | 40701T104 | 05/18/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval of amended and restated Non-Employee Directors' Equity Incentive Plan | Issuer | Yes | Against | Against | ||||
| Approval, on an advisory basis, of named executive officer compensation | Issuer | Yes | For | For | ||||
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| NewAge, Inc. | NBEV | 650194103 | 05/14/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval of the issuance of up to 39,650,521 shares of common stock pursuant to an Amended and Restated Agreement and Plan of Merger dated September 30, 2020 | Issuer | Yes | For | For | ||||
| Approval of an increase to the total number of shares of authorized common stock | Issuer | Yes | For | For | ||||
| Approval of the reincorporation of the company from State of Washington to State of Delaware | Issuer | Yes | For | For | ||||
| Approval of an advisory, non-binding resolution regarding the compensation of named executive officers | Issuer | Yes | For | For | ||||
| Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval of the adjournment of the annual meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of proposals | Issuer | Yes | For | For | ||||
| Rayonier Advanced Materials Inc. | RYAM | 75508B104 | 05/17/21. | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote on the frequency of future non-binding votes on the compensation of named executive officers | Issuer | Yes | For | For | ||||
| Advisory vote to approve the compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Approval of the 2021 Incentive Stock Plan | Issuer | Yes | Against | Against | ||||
| Ratification of appointment of Grant Thornton LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Clearwater Paper Corp. | CLW | 18538R103 | 05/15/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of KPMG, LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Advisory approval of named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Compass Minerals International, Inc. | CMP | 20451N101 | 05/18/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on an advisory basis, of the compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of the appointment of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| WW International, Inc. | WW | 98262P101 | 05/11/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the selection of PriceWaterhouseCoopers LLP as independent registered public accounting firm for fiscal 2021 | Issuer | Yes | For | For | ||||
| Approval of the Third Amended and Restated 2014 Stock Incentive Plan to make certain changes to the plan, including increasing the number of shares of common stock with respect to which awards may be granted | Issuer | Yes | Against | Against | ||||
| Advisory approval of named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| USANA Health Sciences, Inc. | USNA | 90328M107 | 05/10/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the selection of KPMG LLP as independent registered public accounting firm for fiscal year 2021 | Issuer | Yes | For | For | ||||
| Approval, on an advisory basis, of named executive officer compensation | Issuer | Yes | For | For | ||||
| United States Cellular Corporation | USM | 911684108 | 05/18/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of independent accountant for 2021 | Issuer | Yes | For | For | ||||
| Advisory approval of named executive compensation | Issuer | Yes | Against | Against | ||||
| Tivity Health, Inc. | TVITY | 88870R102 | 05/19/21. | Vote for all nominees | Issuer | Yes | For | For |
| Non-binding, advisory approve of compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Ratification of appointment of PriceWaterhouseCoopers LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Telephone and Data Systems, Inc. | TDS | 879433829 | 05/20/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of independent accountant for 2021 | Issuer | Yes | For | For | ||||
| Advisory approval of named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Proposal to recapitalize outstanding stock to have an equal vote per share | Security Holder | Yes | Against | For | ||||
| Macy's, Inc. | M | 55616P104 | 05/21/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the appointment of KPMG LLP as independent registered public accounting firm for fiscal year ending January 29, 2022 | Issuer | Yes | For | For | ||||
| Advisory approval of named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Approval of the 2021 Equity and Incentive Compensation Plan | Issuer | Yes | Against | Against | ||||
| TrueCar, Inc. | TRUE | 89785L107 | 05/20/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the appointment of PriceWaterhouseCoopers LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Advisory approval of named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Quad/Graphics Inc. | QUAD | 747301109 | 05/16/21. | Vote for all nominess | Issuer | Yes | For | For |
| Innoviva, Inc. | INVA | 45781M101 | 05/14/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval of non-binding advisory resolution regarding named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of the selection by the Audit Committee of Grant Thornton LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| M/I Homes, Inc. | MHO | 55305B101 | 05/11/21. | Vote for all nominees | Issuer | Yes | For | For |
| Non-binding, advisory approval of the compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2021 fiscal year | Issuer | Yes | For | For | ||||
| Luminex Corporation | LMNX | 55027E102. | 05/20/21. | Vote for all nominees | Issuer | Yes | For | For |
| Advisory approval of named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Approval of amendment and restatement of the Employee Stock Purchase Plan | Issuer | Yes | For | For | ||||
| Approval of amendment and restatement of the 2018 Equity Incentive Plan | Issuer | Yes | Against | Against | ||||
| Ratification of the appointment of Ernst & Young LLP as independent registered public accounting firm for fiscal 2021 | Issuer | Yes | For | For | ||||
| Lumber Liquidators Holdings, Inc. | LL | 55003T107 | 05/19/21. | Vote for all nominees | Issuer | Yes | For | For |
| Non-binding advisory resolution approving the compensation of named executive officers | Issuer | Yes | For | For | ||||
| Ratification of the selection of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Proto Labs, Inc. | PRLB | 743713109 | 05/18/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the selection of Ernst & Young LLP as independent registered public accounting firm for fiscal year 2021 | Issuer | Yes | For | For | ||||
| Advisory approval of named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Universal Health Services Inc. | UHS | 913903100 | 05/18/21. | Ratification of the selection of PriceWaterhouseCoopers LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For |
| Infinera Corporation | INFN | 45667G103 | 05/21/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval of amendment to the 2016 Equity Incentive Plan to increase the number of shares authorized for issuance thereunder | Issuer | Yes | For | For | ||||
| Approval, on an advisory basis, of the compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for fiscal year ending December 25, 2021 | Issuer | Yes | For | For | ||||
| Reliant Bancorp, Inc. | RBNC | 75956B101 | 05/13/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on a non-binding, advisory basis, of named executive officer compensation | Issuer | Yes | For | For | ||||
| Non-binding advisory vote on the frequency with which the company should conduct future non-binding advisory shareholder votes on the compensation of named executive officers | Issuer | Yes | For | For | ||||
| Ratification of the Audit Committee's selection of Maggart & Associates, P.C. as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Designer Brands Inc. | DBI | 250565108 | 05/27/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Deloitte & Touche LLP as independent registered accounting firm for fiscal year ending January 29, 2022 | Issuer | Yes | For | For | ||||
| Advisory, non-binding vote on the compensation paid to named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Coherus BioSciences, Inc. | CHRS | 19249H103 | 05/21/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Lumen Technologies, Inc. | LUMN | 550241103 | 05/19/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of KPMG LLP as independent auditor for 2021 | Issuer | Yes | For | For | ||||
| Ratification of amendment to Amended and Restated NOL Rights Plan | Issuer | Yes | Abstain | Abstain | ||||
| Advisory approval of named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Fossil Group, Inc. | FOSL | 34988V106 | 05/19/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on an advisory basis, of the compensation of named executive officers | Issuer | Yes | For | For | ||||
| Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for fiscal year ending January 1, 2022 | Issuer | Yes | For | For | ||||
| Sprouts Farmers Market, Inc. | SFM | 85208M102 | 05/26/21. | Vote for all nominees | Issuer | Yes | For | For |
| Non-binding advisory resolution to approve the compensation paid to named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of appointment of PriceWaterhouseCoopers LLP as independent registered public accounting firm for fiscal year ending January 2, 2022 | Issuer | Yes | For | For | ||||
| State Street Corporation | STT | 857477103 | 05/19/21. | Vote for all nominees | Issuer | Yes | For | For |
| Advisory resolution approving named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of the selection of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Proposal requesting that the board oversee a racial equity audit | Security Holder | Yes | Abstain | Abstain | ||||
| Vertex Pharmaceuticals, Inc. | VRTX | 92532F100 | 05/19/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Proposal regarding a report on lobbying activities | Security Holder | Yes | For | Against | ||||
| Proposal regarding a report on political spending | Security Holder | Yes | For | Against | ||||
| Harley-Davidson, Inc. | HOG | 412822108 | 05/20/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval, by advisory vote, of the compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of selection of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Sangamo Therapeutics, Inc. | SGMO | 800677108 | 05/25/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on an advisory basis, of the compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Approval of the 2020 Employee Stock Purchase Plan pursuant to which 5,000,000 shares of common stock will be available for sale and issuance to employees | Issuer | Yes | For | For | ||||
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Ribbon Communications Inc. | RBBN | 762544104 | 05/27/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval, on a non-binding, advisory basis, of the compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Duluth Holdings Inc. | DLTH | 26443V101 | 05/27/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of selection of Grant Thornton LLP as independent registered public accountant for fiscal year ending January 30, 2022 | Issuer | Yes | For | For | ||||
| Quest Diagnostics Incorporated | DGX | 74834L100 | 05/21/21 | Vote for all nominees | Issuer | Yes | For | For |
| Advisory resolution to approve named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Ratification of the appointment of independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Proposal regarding the right of stockholders to act by written consent | Security Holder | Yes | Abstain | Abstain | ||||
| Molson Coors Beverage Company | TAP | 60871R209 | 05/25/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on an advisory basis, of the compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Cerner Corporation | CERN | 156782104 | 05/19/21 | Vote for all niminees | Issuer | Yes | For | For |
| Ratification of appointment of KPMG LLP as independent registered public accounting firm firm for 2021 | Issuer | Yes | For | For | ||||
| Approval, on an advisory basis, of the compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Proposal to eliminate supermajority voting | Security Holder | Yes | Against | For | ||||
| Navient Corporation | NAVI | 63938C108 | 05/20/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of KPMG LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval, in a non-binding advisory vote, of compensation paid to named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Knight-Swift Transportation Holdings Inc. | KNX | 499049104 | 05/17/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approval, in an advisory, non-binding vote, of named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of appointment of Grant Thornton LLP as independent registered public accounting firm for fiscal year 2021 | Issuer | Yes | For | For | ||||
| Proposal to approve simple majority vote | Security Holder | Yes | Against | For | ||||
| LyondellBasell Industries N.V. | LYB | N53745100 | 05/28/21 | Vote for all nominees | Issuer | Yes | For | For |
| Discharge of Directors from liability | Issuer | Yes | For | For | ||||
| Adoption of 2020 Dutch Statutory Annual Accounts | Issuer | Yes | For | For | ||||
| Appointment of PriceWaterhouseCoopers Accountants N.V. as auditor of 2021 Dutch Statutory Annual Accounts | Issuer | Yes | For | For | ||||
| Ratification of PriceWaterhouseCoopers LLP as independent registered public accounting firm | Issuer | Yes | For | For | ||||
| Advisory vote approving named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Authorization to conduct share repurchases | Issuer | Yes | Against | Against | ||||
| Approve cancellation of shares | Issuer | Yes | For | For | ||||
| Approval of amendment and restatement of Long Term Incentive Plan | Issuer | Yes | Against | Against | ||||
| Apptoval of amendment and restatement of Employee Stock Purchase Plan | Issuer | Yes | For | For | ||||
| Customers Bancorp, Inc. | CUBI | 23204G100 | 05/26/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval of non-binding advisory resolution on named executive officer compensation | Issuer | Yes | For | For | ||||
| SpartanNash Company | SPTN | 847215100 | 05/26/21. | Vote for all nominees | Issuer | Yes | For | For |
| Advisory approval of named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Ratifification of appointment of Deloitte & Touche LLP as independent auditor for current fiscal year | Issuer | Yes | For | For | ||||
| Meritage Homes Corporation | MTH | 59001A102 | 05/27/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of selection of Deloitte & Touche LLP as independent registered public accounting firm for 2021 fiscal year | Issuer | Yes | For | For | ||||
| Advisory vote to approve compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Synchrony Financial | SYF | 87165B103 | 05/20/21. | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Advisory vote on frequency of "say-on-pay" vote | Issuer | Yes | For | For | ||||
| Ratification of selection of KPMG LLP as the independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| TriNet Group, Inc. | TVET | 896288107 | 05/26/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on an advisory basis, of compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Advisory vote on the preferred frequency of stockholder advisory votes on the compensation of named executive officers | Issuer | Yes | For | For | ||||
| Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Unum Group | UNM | 91529Y106 | 05/27/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on an advisory basis, of compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Incyte Corporation | INCY | 45337C102 | 05/26/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on a non-binding, advisory basis, of compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Approval of amendments to Amended and Restated 2010 Stock Incentive Plan | Issuer | Yes | Against | Against | ||||
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Lincoln National Corporation | LNC | 534187109 | 06/03/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval of advisory resolution on compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Proposal to amend bylaws to remove the one-year holding requirement from special shareholder meeting right | Security Holder | Yes | Abstain | Abstain | ||||
| Proposal to amend proxy access bylaws to remove the 20-shareholder aggregation limit | Security Holder | Yes | Against | For | ||||
| Fluidigm Corporation | FLDM | 34385P108 | 05/25/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval of executive compensation program on an advisory, non-binding basis | Issuer | Yes | Abstain | Abstain | ||||
| Approval of amendment of 2011 Equity Incentive Plan to increase the number of shares reserved thereunder and to make certain other changes | Issuer | Yes | Against | Against | ||||
| Ratification of the appointment of PriceWaterhouseCoopers LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| SM Energy Company | SM | 78454L100 | 05/27/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on non-binding advisory basis, of compensation philosophy, policies and procedures, and compensation of named executive officers | Issuer | Yes | For | For | ||||
| Ratification of appointment by the Audit Committee of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval of 2021 Employee Stock Purchase Plan | Issuer | Yes | For | For | ||||
| Urban Outfitters, Inc. | URBN | 917047102 | 06/08/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for fiscal year 2022 | Issuer | Yes | For | For | ||||
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Amazon.com, Inc. | AMZN | 23135106 | 05/26/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Ernst & Young LLP as independent auditor | Issuer | Yes | For | For | ||||
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Proposal regarding report on customer due diligence | Security Holder | Yes | Abstain | Abstain | ||||
| Proposal regarding mandatory independent Board Chair policy | Security Holder | Yes | Against | For | ||||
| Proposal regarding additional reporting on gender/racial pay | Security Holder | Yes | For | Against | ||||
| Proposal regarding report on promotion data | Security Holder | Yes | Abstain | Abstain | ||||
| Proposal regarding report on packaging materials | Security Holder | Yes | For | Against | ||||
| Proposal regarding a diversity and equity audit report | Security Holder | Yes | Abstain | Abstain | ||||
| Proposal regarding alternative Director candidate policy | Security Holder | Yed | Abstain | Abstain | ||||
| Proposal regarding report on competition strategy and risk | Security Holder | Yes | Abstain | Abstain | ||||
| Proposal regarding additional reduction in threshold for calling special shareholder meetings | Security Holder | Yes | Abstain | Abstain | ||||
| Proposal regarding additional reporting on lobbying | Security Holder | Yes | For | Against | ||||
| Proposal regarding report on customer use of certain technologies | Security Holder | Yes | Abstain | Abstain | ||||
| Nu Skin Enterprises, Inc. | NUS | 67018T105 | 06/02/21 | Vote for all nominees | Issuer | Yes | For | For |
| Advisory approval of named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of the selection of PriceWaterhouseCoopers LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Jones Lang LaSalle Incorporated | JLL | 48020Q107 | 05/27/21 | Vote for all nominees | Issuer | Yes | For | For |
| Non-binding, advisory vote to approve named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Approval of Amended and Restated 2019 Stock Award and Incentive Plan | Issuer | Yes | Against | Against | ||||
| Ratification of appointment of independent registered public accounting firm | Issuer | Yes | For | For | ||||
| Citrix Systems, Inc. | CTXS | 177376100 | 06/04/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Advisory vote to approve the compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Proposal regarding the simple majority voting provisions | Security Holder | Yes | Against | For | ||||
| Sirius XM Holdings Inc. | SIRI | 82968B103 | 06/03/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of KPMG LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| irobot Corporation | IRBT | 462726100 | 05/25/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the appointment of PriceWaterhouseCoopers LLP as independent registered public accounting firm for current fiscal year | Issuer | Yes | For | For | ||||
| Approval of amendments to amended and restated certificate of incorporation to eliminate supermajority voting requirements | Issuer | Tes | Against | Against | ||||
| Approval of amendments to amended and restated certificate of incorporation to declassify the Board of Directors | Issuer | Yes | For | For | ||||
| Approval of amendments to amended and restated certificate of incorporation to eliminate the prohibition on stockholders' ability to call a special meeting | Issuer | Yes | For | For | ||||
| Approval, on a non-binding, advisory basis, of compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Exelixis, Inc. | EXEL | 30161Q104 | 05/26/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of selection by the Audit Committee of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval, on an advisory basis, of compensation of named executive officers | Issuer | Yes | For | For | ||||
| Editas Medicine, Inc. | EDIT | 28106W103 | 06/03/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on an advisory basis, of compensation paid to named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Hibbett, Inc. | HIBB | 428567101 | 05/26/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of selection of Ernst & Young LLP as independent registered public accounting firm for fiscal 2022 | Issuer | Yes | For | For | ||||
| Approval, by non-binding advisory vote, of compensation of named executive officers | Issuer | Yes | For | For | ||||
| Perdoceo Education Corporation | PRDO | 71363P106 | 06/03/21. | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve compensation paid to named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Approval of Amended and Restated 2016 Incentive Compensation Plan | Issuer | Yes | Against | Against | ||||
| Ratification of appointment of Grant Thornton LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Qurate Retail, inc. | QRTEA | 74915M100 | 05/25/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of selection of KPMG LLP as independent auditor for 2021 | Issuer | Yes | For | For | ||||
| 2U, Inc. | TWOU | 90214J101 | 06/03/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on a non-binding advisory basis, of compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of appointment of KPMG LLP as independent registered public accounting firm for 2021 fiscal year | Issuer | Yes | For | For | ||||
| Proposal to elect each director annually | Security Holder | Yes | For | N/A | ||||
| Etsy, Inc. | ETSY | 29786A106 | 06/11/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the appointment of PriceWaterhouseCoopers LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Advisory vote to approve named executive officer compensation | Issuer | Yes | For | For | ||||
| Akamai Technologies, Inc. | AKAM | 00971T101 | 06/03/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval of amendment and restatement of the 2013 Stock Incentive Plan | Issuer | Yes | Against | Against | ||||
| Approval, on an advisory basis, of named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Ratification of the selection of PriceWaterhouseCoopers LLP as independent auditor for 2021 | Issuer | Yes | For | For | ||||
| Virnet Holding Corp. | VHC | 92823T108 | 06/03/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Farber Hass Hurley LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval of amendment and restatement of 2013 Equity Incentive Plan to increase the share reserve by 2,500,000 shares of common stock | Issuer | Yes | Against | Against | ||||
| Synchronoss Technologies, Inc. | SNCR | 87157B103 | 06/10/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval, on a non-binding advisory basis, of compensation of named executive officers | Issuer | Yes | For | For | ||||
| Approval of amendment and restatement of the 2015 Equity Incentive Plan | Issuer | Yes | Against | Against | ||||
| Matador Resources Company | MTDR | 576485205 | 06/04/21. | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve compensation of named executive officers | Issuer | Yes | For | For | ||||
| Ratification of appointment of KPMG LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| CarGurus, Inc. | CARG | 141788109 | 06/02/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of selection of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval, on a non-binding advisory basis, of compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Facebook, Inc. | FB | 30303M102 | 05/26/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval of amendment to the director compensation policy | Issuer | Yes | Abstain | Abstain | ||||
| Proposal regarding dual class capital structure | Security Holder | Yes | Abstain | Abstain | ||||
| Proposal regarding an independent chair | Security Holder | Yes | Against | For | ||||
| Proposal regarding child exploitation | Security Holder | Yes | Abstain | Abstain | ||||
| Proposal regarding human/civil rights expert on board | Security Holder | Yes | Abstain | Abstain | ||||
| Proposal regarding platform misuse | Security Holder | Yes | Abstain | Abstain | ||||
| Proposal regarding public benefit corporation | Security Holder | Yes | Abstain | Abstain | ||||
| Walmart Inc. | WMT | 931142103 | 06/02/21. | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Ratification of Ernst & Young LLP as independent accountant | Issuer | Yes | For | For | ||||
| Proposal regarding report on refrigerants released from operations | Security Holder | Yes | For | Against | ||||
| Proposal regarding report on lobbying disclosures | Security Holder | Yes | For | Against | ||||
| Proposal regarding report on alignment of racial justice goals and starting wages | Security Holder | Yes | Abstain | Abstain | ||||
| Proposal regarding creation of pandemic workforce advisory council | Security Holder | Yes | Abstain | Abstain | ||||
| Proposal regarding report on statement of the purpose of a corporation | Security Holder | Yes | Abstain | Abstain | ||||
| Nabors Industries Ltd. | NBR | G6359F137 | 06/01/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval of the appointment of PriceWaterhouseCoopers LLP as independent auditor and authorizing the Audit Committee to set the independent auditor's remuneration | Issuer | Yes | For | For | ||||
| Advisory approval of compensation paid to named executive officers | Issuer | Yes | Against | Against | ||||
| Approval of Amendment No.1 to Amended and Restated 2016 Stock Plan | Issuer | Yes | Against | Against | ||||
| Silgan Holdings Inc. | SLGN | 827048109 | 06/01/21. | Vote for all nominees | Issuer | Yes | For | For |
| Authorization and approval of amendment to Amended and Restated Certificate of Incorporation to permit an increase in the size of the Board of Directors for a period of time | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Advisory vote to approve the compensaiton of named executive officers | Issuer | Yes | For | For | ||||
| Vanda Pharmaceuticals Inc. | VNDA | 921659108 | 06/10/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of selection by the Audit Committee of PriceWaterhouseCoopers LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval, on an advisory basis, of named executive officer compensation | Issuer | Yes | For | For | ||||
| Approval of amendment to amended and restated 2016 Equity Incentive Plan to increase the aggregate number of shares authorized for issuance under the Plan | Issuer | Yes | Against | Against | ||||
| Virtu Financial, Inc. | VIRT | 928254101 | 06/02/21. | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Ratification of the appointment of PriceWaterhouseCoopers LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Shutterstock, Inc. | SSTK | 825690100 | 06/03/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on an advisory basis, of compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Ratification of the appointment of PriceWaterhouseCoopers LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval, on an advisory basis, of the preferred frequency of future stockholder advisory votes on the compensation of named executive officers | Issuer | Yes | For | For | ||||
| Corcept Therapeutics Inc. | CORT | 218352102 | 05/26/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| PennyMac Financial Services, Inc. | PFSI | 70932M107 | 06/03/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval, by non-binding vote, of named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Biogen Inc. | BIIB | 09062X103 | 06/02.21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of selection of PriceWaterhouseCoopers LLP as independent registered public accounting firm for 2021 | Issuer | Yes | Against | Against | ||||
| Approval of advisory vote on named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Approval of amendment to Amended and Restated Certificate of Incorporation to add a federal forum selection provision | Issuer | Yes | Abstain | Abstain | ||||
| Proposal regarding report on lobbying activities | Security Holder | Yes | For | Against | ||||
| Proposal regarding report on gender pay gap | Security Holder | Yes | For | Against | ||||
| Zumiez Inc. | ZUMZ | 989817101 | 06/02/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of selection of Moss Adams LLP as independent registered public accounting firm for fiscal year ending January 29, 2022 | Issuer | Yes | For | For | ||||
| Ionis Pharmaceuticals | SAIC | 462222100 | 06/02/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval of amendment of the 2011 Equity Incentive Plan to, among other things, increase the aggregate number of shares of common stock authorized for issuance under such plan and add a fungible share counting ratio | Issuer | Yes | Against | Against | ||||
| Approval, by non-binding vote, of named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Ratification of the Audit Committee's selection of Ernst & Young LLP as independent auditors for 2021 fiscal year | Issuer | Yes | For | For | ||||
| Science Applications International Corporation | SAIC | 808625107 | 06/02/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval of a non-binding, advisory vote on named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for fiscal year ending January 28, 2022 | Issuer | Yes | For | For | ||||
| American Public Education, Inc. | APEI | 02913V103 | 05/21/21. | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve compensation of named executive officers | Issuer | Yes | For | For | ||||
| Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| WidePoint Corporation | WYY | 967590209 | 06/10/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of selection of Moss Adams LLP as independent accountants | Issuer | Yes | For | For | ||||
| eBay Inc. | EBAY | 278642103 | 06/15/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of independent auditors | Issuer | Yes | For | For | ||||
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Against | Against | ||||
| Proposal regarding executive compensation | Security Holder | Yes | Abstain | Abstain | ||||
| Proposal regarding right to act by written consent | Security Holder | Yes | Abstain | Abstain | ||||
| Translate Bio, Inc. | TBIO | 89374L104 | 06/16/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on an advisory basis, of compensation paid to named executive officers | Issuer | Yes | Against | Against | ||||
| Approval, on an advisory basis, of the frequency of "say-on-pay" advisory vote | Issuer | Yes | For | For | ||||
| Ratification of the appointment of PriceWaterhouseCoopers LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Quidel Corporation | QDEL | 74838J101 | 05/18/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of selection of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Advisory approval of compensation of named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| SciPlay Corporation | SCPL | 809087109 | 06/09/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval of amendment and restatement of the Long-Term Incentive Plan to increase the number of shares authorized for issuance thereunder | Issuer | Yes | Against | Against | ||||
| Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Dick's Sporting Goods, Inc. | DKS | 253393102 | 06/09/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval of amendment to Amended and Restated Certificate of Incorporation to provide for the annual election of directors and eliminate the classified Board structure | Issuer | Yes | For | For | ||||
| Approval of amendment to Amended and Restated Certificate of Incorporation to increase the maximum number of directors to 13 | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for fiscal 2021 | Issuer | Yes | For | For | ||||
| Non-binding advisory vote to approve compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Approval of amendment and restatement of 2012 Stock and Incentive Plan to increase the number of authorized shares reserved for issuance under the plan and eliminate certain provisions related to performance-based compensation | Issuer | Yes | Against | Against | ||||
| Pulmatrix, Inc. | PULM | 74584P202 | 06/17/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the appointment of Marcum LLP as independent registered public accounting firm for 2021 fiscal year | Issuer | Yes | For | For | ||||
| Cognizant Technologies Solutions Corp. | CTSH | 192446102 | 06/01/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on an advisory, non-binding basis, of compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Ratification of the appointment of PriceWaterhouseCoopers LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Proposal requesting that the board of directors take action as necessary to permit shareholder action by written consent | Security Holder | Yes | Abstain | Abstain | ||||
| Alpha Pro Tech, Ltd. | APT | 020772109 | 06/09/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Tanner LLC as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Advisory approval of compensation of named executive officers | Issuer | Yes | For | For | ||||
| Sage Therapeutics, Inc. | SAGE | 78667J108 | 06/10/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the appointment of PriceWaterhouseCoopers LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Non-binding advisory vote to approve compensation paid to named executive officers | Issuer | Yes | Against | Against | ||||
| Qualys, Inc. | QLYS | 74758T303 | 06/09/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the appointment of Grant Thornton LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval, on an advisory and non-binding basis, of compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Approval of 2021 Employee Stock Purchase Plan and its material terms | Issuer | Yes | For | For | ||||
| electroCore, Inc. | ECOR | 28531P103 | 06/11/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval of the Declassification Amendments | Issuer | Yes | For | For | ||||
| Ratification of appointment of Marcum LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Grubhub Inc. | GRUB | 400110102 | 06/18/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Crowe LLP as independent registered accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Energy Recovery Inc. | ERRII | 29270J100 | 06/10/21. | Approval of amendment to Amended and Restated Certificate of Incorporation to declassify the Board over a three-year phase out period, which when completed will allow for the election of all directors on an annual basis, beginning with the 2023 annual meeting of stockholders | Issuer | Yes | For | For |
| Vote for all nominees | Issuer | Yes | For | For | ||||
| Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval, on an advisory basis, of named executive officer compensation | Issuer | Yes | For | For | ||||
| CRISPR Therapeutics AG | CRSP | H17182108 | 06/10/21. | Approval of the annual report, the consolidated financial statements and the statutory financial statements for the year ended December 31, 2020 | Issuer | Yes | For | For |
| Approval of the appropriation of financial results | Issuer | Yes | For | For | ||||
| Approval to discharge the members of the Board of Directors and Executive Committee | Issuer | Yes | For | For | ||||
| Vote for all nominees | Issuer | Yes | For | For | ||||
| Binding vote to approve total non-performance-related compensation for members of the Board of Directors from the 2021 Annual General Meeting to the 2022 Annual General Meeting | Issuer | Yes | Against | Against | ||||
| Binding vote to approve equity for members of the Board of Directors from the 2021 Annual General Meeting to the 2022 Annual General Meeting | Issuer | Yes | Against | Against | ||||
| Binding vote to approve total non-performance related compensation for members of Executive Committee from July 1, 2021 to June 30, 2022 | Issuer | Yes | Abstain | Abstain | ||||
| Binding vote to approve total variable compensation for members of Executive Committee for the year ending December 31, 2021 | Issuer | Yes | Abstain | Abstain | ||||
| Binding vote to approve equity for members of Executive Committee from the 2021 Annual General Meeting to the 2022 Annual General Meeting | Issuer | Yes | Against | Against | ||||
| Approval of an increase in the Conditional Share Capital for Employee Equity Plans | Issuer | Yes | For | For | ||||
| Approval of increasing the maximum size of the Board of Directors | Issuer | Yes | Abstain | Abstain | ||||
| Approval of increase in the maximum number of authorized share capital and extending the date by which the Board of Directors may increase the share capital | Issuer | Yes | For | For | ||||
| Re-election of the independent voting rights representative | Issuer | Yes | For | For | ||||
| Re-election of the auditors | Issuer | Yes | For | For | ||||
| Turtle Beach Corporation | HEAR | 900450206 | 06/04/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of selection of BDO USA, LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Advisory vote to approve compensation of named executive officers | Issuer | Yes | For | For | ||||
| Approval of amendments to the 2013 Stock-Based Incentive Compensation Plan to increase the total number of shares of common stock authorized for grant thereunder | Issuer | Yes | Against | Against | ||||
| Nautilus, Inc. | NLS | 63910B102 | 06/16/21. | Vote for all nominees | Issuer | Yes | For | For |
| Advisory resolution approving named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of selection of Grant Thornton LLP as independent registered public accounting firm | Issuer | Yes | For | For | ||||
| SEI investments Company | SEIC | 784117103 | 06/02/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on an advisory basis, of compensation of named executive officers | Issuer | Yes | For | For | ||||
| Ratification of appointment of KPMG LLP as independent registered public accountants for fiscal year 2021 | Issuer | Yes | For | For | ||||
| Big 5 Sporting Goods Corporation | BGFV | 08915P101 | 06/09/21. | Vote for all nominees | Issuer | Yes | For | For |
| Advisory approval of compensation of named executive officers | Issuer | Yes | For | For | ||||
| Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for fiscal year 2021 | Issuer | Yes | For | For | ||||
| Evolent Health, Inc. | EVH | 30050B101 | 06/10/21. | Approval of amendments to Restated Certificate of Incorporation to declassify the Board | Issuer | Yes | For | For |
| Proposal to approve amendments to Restated Certificate of Incorporation to eliminate supermajority voting requirements | Issuer | Yes | Against | Against | ||||
| Vote for all nominees | Issuer | Yes | For | For | ||||
| Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval of compensation of named executive officers on an advisory basis | Issuer | Yes | Abstain | Abstain | ||||
| Approval of Amended and Restated 2015 Omnibus Incentive Compensation Plan | Issuer | Yes | Against | Against | ||||
| OPKO Health, Inc. | OPK | 68375N103 | 06/24/21. | Vote for all nominees | Issuer | Yes | For | For |
| Non-binding advisory vote to approve the compensation paid to named executive officers | Issuer | Yes | For | For | ||||
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| ANI Pharmaceuticals, Inc. | ANIP | 00182C103 | 06/02/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval of compensation of named executive officers on an advisory basis | Issuer | Yes | Against | Against | ||||
| Ratification of appointment of EisnerAmper as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval, in connection with the pending acquisition of Novitium Pharma LLC ("Novitium"), of the issuances of (a) 2,466,667 shares of common stock to certain members of Novitium and (b) 25,000 shares of Series A Convertible Preferred Stock to Ampersand 2020 Limited Partnershi, as required by and in accordance with applicable Nasdaq listing rules | Issuer | Yes | For | For | ||||
| Ollie's Bargain Outlet Holdings, Inc. | OLLI | 681116109 | 06/17/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval of non-binding proposal regarding compensation of named executive officers. | Issuer | Yes | For | For | ||||
| Ratification of appointment of KPMG LLP as independent registered public accounting firm for fiscal year ending January 29, 2022 | Issuer | Yes | For | For | ||||
| AMC Networks Inc. | AMCX | 00164V103 | 06/16/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of KPMG LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Advisory vote to approve named executive officer compensation | Issuer | Yes | For | For | ||||
| Proposal regarding voting standards for director elections | Security Holder | Yes | Against | For | ||||
| Proposal regarding policy on dual class structure | Security Holder | Yes | For | Against | ||||
| Express, Inc. | EXPR | 30219E103. | 06/09/21. | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve named executive officer compensation | Issuer | Yes | For | For | ||||
| Ratification of PriceWaterhouseCoopers LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Supernus Pharmaceuticals, Inc. | SUPN | 868459108 | 06/15/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of KPMG LLP as independent registered public accounting firm for 2021. | Issuer | Yes | For | For | ||||
| Approval, on a non-binding basis, of compensation paid to named executive officers | Issuer | Yes | Abstain | Abstain | ||||
| Adoption of 2021 Equity Incentive Plan | Issuer | Yes | Against | Against | ||||
| BJ's Wholesale Club Holdings, Inc. | BJ | 05550J101 | 06/17/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for fiscal year ending January 29, 2022 | Issuer | Yes | For | For | ||||
| Approval, on an advisory, non-binding basis, of compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| BrightSphere Investment Group Inc. | BSIG | 10948W103 | 06/23/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of KPMG LLP as independent registered public accounting firm | Issuer | Yes | For | For | ||||
| Advisory vote to approve named executive officer compensation | Issuer | Yes | For | For | ||||
| Advisory vote on frequency of advisory votes on executive compensation | Issuer | Yes | For | For | ||||
| Brookdale Senior Living Inc. | BKD | 112463104 | 06/17/21. | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Clovis Oncology, Inc | CLVS | 189464100 | 06/10/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval of amendment to Amended and Restated Certificate of Incorporation to increase the number of authorized shares of common stock | Issuer | Yes | For | For | ||||
| Approval of amendment and restatement of 2020 Stock Incentive Plan to increase the number of shares available for issuance under the plan | Issuer | Yes | Against | Against | ||||
| Approval of 2021 Employee Stock Purchase Plan | Issuer | Yes | For | For | ||||
| Approval of advisory proposal on compensation of named executive officers | Issuer | Yes | For | For | ||||
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| United Therapeutics Corporation | UTHR | 91307C102 | 06/25/21. | Vote for all nominees | Issuer | Yes | For | For |
| Advisory resolution to approve named executive officer compensation | Issuer | Yes | For | For | ||||
| Approval of amendment and restatement of the 2015 Stock Incentive Plan | Issuer | Yes | Against | Against | ||||
| Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Chico's FAS, Inc. | CHS | 168615102 | 06/24/21. | Vote for all nominees | Issuer | Yes | For | For |
| Advisory vote to approve compensation of named executive officers | Issuer | Yes | For | For | ||||
| Approval of 2021 Employee Stock Purchase Plan | Issuer | Yes | For | For | ||||
| Ratification of appointment of Ernst & Young LLP as independent certified public accountants for fiscal year ending January 29, 2022 | Issuer | Yes | For | For | ||||
| Biocept, Inc. | BIOC | 09072V501 | 06/11/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of Mayer Hoffman McCann P.C. as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval of amendment to Amended and Restated 2013 Equity Incentive Plan to, among other things, increase the number of shares authorized for issuance under such plan | Issuer | Yes | Against | Against | ||||
| Approval, on an advisory basis, of compensation of named executive officers | Issuer | Yes | For | For | ||||
| Approval of authorization to adjourn the Annual Meeting, if necessary, to solicit additional proxies if there are not sufficient votes | Issuer | Yes | For | For | ||||
| Stamps.com Inc. | STMP | 852857200 | 06/09/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on a non-binding advisory basis, of compensation of named executive officers | Issuer | Yes | For | For | ||||
| Ratification of appointment of Ernst & Young LLP as independent auditor for 2021 | Issuer | Yes | For | For | ||||
| Sunworks, Inc. | SUNW | 86803X204 | 06/16/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval of amendment to the 2016 Equity Incentive Plan to increase the number of shares of common stock reserved under the Plan | Issuer | Yes | Against | Against | ||||
| Approval, on a non-binding, advisory basis, of the compensation of named executive officers | Issuer | Yes | For | For | ||||
| Approval, on a non-binding, advisory basis, of the frequency of future stockholder advisory votes to approve the compensation of named executive officers | Issuer | Yes | For | For | ||||
| Ratification of appointment of KMJ Corbin & Company LLP as independent public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Vera Bradely Inc. | VRA | 92335C106 | 06/03/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the Audit Committee's appointment of Deloitte & Touche LLP as independent registered public accounting firm for fiscal 2022 | Issuer | Yes | For | For | ||||
| Approval, on an advisory basis, compensation of named executive officers | Issuer | Yes | For | For | ||||
| Approval of proposed amendment to Second Amended and Restated Articles of Incorporation to allow shareholders to unilaterally amend bylaws | Issuer | Yes | Abstain | Abstain | ||||
| Nexstar Mdia Group, Inc. | NXST | 65336K103 | 06/09/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the selection of PriceWaterhouseCoopers LLP as independent public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval, on an advisory basis, of compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Antero Resources Corporation | AR | 03674X106 | 06/16/21 | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of appointment of KPMG LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval, on an advisory basis, of compensation of named executive officers | Yes | Abstain | Abstain | |||||
| Kroger Company | KR | 501044101 | 06/24/21 | Vote for all nominees | Issuer | Yes | For | For |
| Approval, on an advisory basis, of named executive officer compensation. | Issuer | Yes | Against | Against | ||||
| Ratification of PriceWaterhouseCoopers LLP as auditor | Issuer | Yes | For | For | ||||
| Proposal to issue report assessing the environmental impacts of using unrecyclable packaging for private label brands | Security Holder | Yes | For | Against | ||||
| Grubhub Inc. | GRUB | 400110102 | 06/10/21. | Adoption of Agreement and Plan of Merger dated as of June 10, 2020, as amended | Issuer | Yes | For | For |
| Approval, by non-binding advisory vote, of certain compensation that may be paid or become payable to named executive officers in connection with the transactions contemplated by the Merger Agreement | Issuer | Yes | Abstain | Abstain | ||||
| Approval of adjournment of Special Meeting of the Stockholders from time to time, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the Meeting to approve the Merger Agreement proposal | Issuer | Yes | For | For | ||||
| Signet Jewelers Ltd. | SIG | G81276100 | 06/25/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval of appointment of KPMG LLP as independent auditor and authorization of the Audit Committee to determine its compensation | Issuer | Yes | For | For | ||||
| Approval, on a non-binding advisory basis, of compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Waitr Holdings Inc. | WTRH | 930752100 | 06/15/21. | Vote for all nominees | Issuer | Yes | For | For |
| Approval, by advisory vote, of named executive officer compensation | Issuer | Yes | Abstain | Abstain | ||||
| Approval, by advisory vote, of the frequency of advisory votes on executive compensation | Issuer | Yes | For | For | ||||
| Ratification of Moss Adams LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Exact Sciences Corp | EXAS | 30063P105 | 06/30/21. | Vote for all nominees | Issuer | Yes | For | For |
| Ratification of the selection of PriceWaterhouseCoopers LLP as independent registered public accounting firm for 2021 | Issuer | Yes | For | For | ||||
| Approval, on an advisory basis, of compensation of named executive officers | Issuer | Yes | Against | Against | ||||
| Canadian Solar Inc. | CSIQ | 136635109 | 06/23/21. | Approval of ordinary resolution setting the number of directors at nine | Issuer | Yes | Against | Against |
| Vote for all nominees | Issuer | Yes | For | For | ||||
| Approval of reappointment of Deloitte Touche Tohmatsu Certified Public Accountants LLP as auditors and authorizing the directors to fix its remuneration | Issuer | Yes | For | For | ||||
| Infosys Limited | INFY | 456788108 | 06/19/21. | Adoption of financial statements | Issuer | Yes | For | For |
| Approval of declaration of dividend | Issuer | Yes | For | For | ||||
| Appointment of U.B. Pravin Rao as a director liable to retire by rotation | Issuer | Yes | For | For | ||||
| Approval of the buyback of equity shares | Issuer | Yes | Against | Against | ||||
| Vote for all nominees | Issuer | Yes | For | For | ||||
| Approval to change the terms of remuneration of U.B. Pravin Rao, Chief Operating Officer and whole-time Director | Issuer | Yes | Against | Against |
HUSSMAN STRATEGIC INTERNATIONAL FUND
For shareholder meetings held from July 1, 2020 -- June 30, 2021
| Issuer Name | Ticker | CUSIP | Shareholder Meeting Date | Brief Identification of the Matter Voted On | Proposed by Issuer or Security Holder? | Did the Fund Vote? | How did the Fund Cast its Vote? For, Against, Abstain | Did the Fund Vote For or Against Management? |
| CEMENTIR HOLDING N.V. | CEN | N19582100 | 7/2/2020 | TO AUTHORIZE THE BOARD OF DIRECTORS TO DELIBERATE THE POSSIBILITY FOR THE COMPANY TO TO BUY OWN SHARES | Issuer | Yes | Against | Against |
| TO PROPOSE THE CANCELLATION OF SHARES BOUGHT OR HELD BY THE COMPANY | Issuer | Yes | Abstain | Abstain | ||||
| HORNBACH HOLDING AG & CO. KGAA | HBBHF | D33875119 | 7/10/2020 | PRESENTATION OF THE FINANCIAL STATEMENTS AND ANNUAL REPORT FOR THE 2019/2020 FINANCIAL YEAR WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS, THE GROUP ANNUAL REPORT, AND THE REPORT BY THE GENERAL PARTNER PURSUANT TO SECTIONS 289A AND 315A OF THE GERMAN COMMERCIAL CODE; APPROVAL OF THE FINANCIAL STATEMENTS FOR THE 2019/2020 FINANCIAL YEAR | Issuer | Yes | For | For |
| RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE PROFIT AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 1.50 PER ORDINARY NO-PAR SHARE, EX-DIVIDEND DATE: JULY 13, 2020, PAYABLE DATE: JULY 15, 2020 | Issuer | Yes | For | For | ||||
| RATIFICATION OF THE ACTS OF THE GENERAL PARTNER | Issuer | Yes | Abstain | Abstain | ||||
| RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD | Issuer | Yes | Abstain | Abstain | ||||
| APPOINTMENT OF AUDITORS AND GROUP AUDITORS FOR THE 2020/2021 FINANCIAL YEAR: DELOITTE GMBH, MUNICH | Issuer | Yes | For | For | ||||
| RESOLUTION ON THE APPROVAL OF THE REMUNERATION SYSTEM FOR THE MEMBERS OF THE SUPERVISORY BOARD PURSUANT TO SECTION 17 OF THE ARTICLES OF ASSOCIATION | Issuer | Yes | Abstain | Abstain | ||||
| ELECTION OF SIMONA SCARPALEGGIA TO THE SUPERVISORY BOARD | Issuer | Yes | For | For | ||||
| PETS AT HOME GROUP PLC | PAHGF | G7041J107 | 7/9/2020 | TO RECEIVE THE COMPANY'S AUDITED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 26 MARCH 2020 | Issuer | Yes | For | For |
| TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 26 MARCH 2020 AS SET OUT IN PAGES 121 TO 132 OF THE 2020 ANNUAL REPORT | Issuer | Yes | For | For | ||||
| TO APPROVE THE DIRECTORS' REMUNERATION POLICY AS SET OUT IN PAGES 115 TO 120 OF THE 2020 ANNUAL REPORT | Issuer | Yes | Abstain | Abstain | ||||
| TO DECLARE A FINAL DIVIDEND RECOMMENDED BY THE DIRECTORS OF 5 PENCE PER ORDINARY SHARE | Issuer | Yes | For | For | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| TO RE-APPOINT KPMG LLP AS AUDITOR | Issuer | Yes | For | For | ||||
| TO AUTHORISE THE DIRECTORS TO SET THE FEES PAID TO THE AUDITOR | Issuer | Yes | For | For | ||||
| AUTHORITY TO ALLOT SHARES | Issuer | Yes | Against | Against | ||||
| AUTHORITY TO MAKE POLITICAL DONATIONS AND EXPENDITURES | Issuer | Yes | Against | Against | ||||
| TO APPROVE THE RESTRICTED STOCK PLAN | Issuer | Yes | Against | Against | ||||
| PARTIAL DISAPPLICATION OF PRE-EMPTION RIGHTS | Issuer | Yes | Against | Against | ||||
| ADDITIONAL PARTIAL DISAPPLICATION OF PRE-EMPTION RIGHTS | Issuer | Yes | Against | Against | ||||
| AUTHORITY TO PURCHASE OWN SHARES | Issuer | Yes | Against | Against | ||||
| THAT A GENERAL MEETING, OTHER THAN AN ANNUAL GENERAL MEETING, MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Issuer | Yes | For | For | ||||
| THAT THE ARTICLES OF ASSOCIATION SET OUT IN THE DOCUMENT PRODUCED TO THIS MEETING BE AND ARE HEREBY APPROVED | Issuer | Yes | Abstain | Abstain | ||||
| INDUSTRIA DE DISENO TEXTIL, S.A. | IDEXF | E6282J125 | 7/14/2020 | REVIEW AND APPROVAL, WHERE APPROPRIATE, OF THE ANNUAL ACCOUNTS AND DIRECTORS' REPORT FOR FINANCIAL YEAR ENDED 31 JANUARY 2020 | Issuer | Yes | For | For |
| REVIEW AND APPROVAL, WHERE APPROPRIATE, OF THE CONSOLIDATED ANNUAL ACCOUNTS AND CONSOLIDATED DIRECTORS' REPORT FOR FINANCIAL YEAR ENDED 31 JANUARY 2020 | Issuer | Yes | For | For | ||||
| REVIEW AND APPROVAL, WHERE APPROPRIATE, OF THE STATEMENT ON NON-FINANCIAL INFORMATION | Issuer | Yes | Abstain | Abstain | ||||
| DISTRIBUTION OF THE INCOME OR LOSS OF THE FINANCIAL YEAR | Issuer | Yes | For | For | ||||
| DECLARATION OF A DIVIDEND IN THE GROSS AMOUNT OF EUR 0.35 PER SHARE CHARGED TO UNRESTRICTED RESERVES | Issuer | Yes | For | For | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| RE-ELECTION OF DELOITTE AS STATUTORY AUDITOR FOR FINANCIAL YEAR 2020 | Issuer | Yes | For | For | ||||
| AMENDMENT OF THE ARTICLES OF ASSOCIATION IN ORDER TO EXPRESSLY PROVIDE FOR THE POSSIBILITY OF REMOTE ATTENDANCE AT THE ANNUAL GENERAL MEETING VIA APPROVAL OF THE REVISED TEXT OF THE ARTICLES OF ASSOCIATION | Issuer | Yes | Abstain | Abstain | ||||
| AMENDMENT OF THE ARTICLES OF ASSOCIATION IN ORDER TO EXPRESSLY PROVIDE FOR THE POSSIBILITY OF REMOTE ATTENDANCE AT THE ANNUAL GENERAL MEETING VIA: APPROVAL OF THE AMENDMENT OF ARTICLE 16 AND ARTICLE 17 IN PART I OF CHAPTER III | Issuer | Yes | Abstain | Abstain | ||||
| AMENDMENT OF THE REGULATIONS OF THE GENERAL MEETING OF SHAREHOLDERS IN ORDER TO INCLUDE APPROVAL OF THE STATEMENT ON NON-FINANCIAL INFORMATION AMONG THE POWERS OF THE GENERAL MEETING OF SHAREHOLDERS AND TO EXPRESSLY PROVIDE FOR THE POSSIBILITY OF REMOTE ATTENDANCE AT ANNUAL GENERAL MEETING VIA: APPROVAL OF THE AMENDMENT OF ARTICLE 6 IN CHAPTER II | Issuer | Yes | Abstain | Abstain | ||||
| AMENDMENT OF THE REGULATIONS OF THE GENERAL MEETING OF SHAREHOLDERS IN ORDER TO INCLUDE THE APPROVAL OF THE STATEMENT ON NON-FINANCIAL INFORMATION AMONG THE POWERS OF THE GENERAL MEETING OF SHAREHOLDERS AND TO EXPRESSLY PROVIDE FOR THE POSSIBILITY OF REMOTE ATTENDANCE AT ANNUAL GENERAL MEETING VIA: APPROVAL OF THE ADDITION OF ARTICLE 11BIS IN PART I AND THE AMENDMENT OF ARTICLE 12 IN PART I, ARTICLE 19 IN PART II AND ARTICLE 20 IN PART III, ALL OF THEM IN CHAPTER IV | Issuer | Yes | Abstain | Abstain | ||||
| AMENDMENT OF THE REGULATIONS OF THE GENERAL MEETING OF SHAREHOLDERS IN ORDER TO INCLUDE THE APPROVAL OF THE STATEMENT ON NON-FINANCIAL INFORMATION AMONG THE POWERS OF THE GENERAL MEETING OF SHAREHOLDERS AND TO EXPRESSLY PROVIDE FOR THE POSSIBILITY OF REMOTE ATTENDANCE AT ANNUAL GENERAL MEETING VIA: APPROVAL OF THE REVISED TEXT OF THE REGULATIONS OF THE GENERAL MEETING OF SHAREHOLDERS | Issuer | Yes | Abstain | Abstain | ||||
| ADVISORY VOTE (SAY ON PAY) OF THE ANNUAL REPORT ON THE REMUNERATION OF DIRECTOR | Issuer | Yes | Abstain | Abstain | ||||
| GRANTING OF POWERS TO IMPLEMENT RESOLUTIONS | Issuer | Yes | Abstain | Abstain | ||||
| REPORTING TO THE ANNUAL GENERAL MEETING ON THE AMENDMENT OF THE BOARD OF DIRECTORS' REGULATIONS | Issuer | Yes | Abstain | Abstain | ||||
| ILIAD SA | ILIAF | F4958P102 | 7/21/2020 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Issuer | Yes | For | For |
| APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Issuer | Yes | For | For | ||||
| ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 (AS SHOWN IN THE ANNUAL ACCOUNTS) AND SETTING THE DIVIDEND | Issuer | Yes | For | For | ||||
| APPROVAL OF THE AGREEMENTS REFERRED TO IN ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE (EXCLUDING AGREEMENTS WITH HOLDCO) | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE AGREEMENT REFERRED TO IN ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE RELATING TO THE CONCLUSION OF A PROMOTION AGREEMENT | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE AGREEMENT REFERRED TO IN ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE RELATING TO THE CONCLUSION OF A TRIPARTITE AGREEMENT | Issuer | Yes | Abstain | Abstain | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| SETTING OF THE ANNUAL COMPENSATION ALLOCATED TO THE MEMBERS OF THE BOARD OF DIRECTORS | Issuer | Yes | For | For | ||||
| APPROVAL OF THE INFORMATION REFERRED TO IN ARTICLE L. 225-37-3 I OF THE FRENCH COMMERCIAL CODE | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 OR GRANTED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 TO MR. MAXIME LOMBARDINI, CHAIRMAN OF THE BOARD OF DIRECTORS | Issuer | Yes | For | For | ||||
| APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 TO MR. THOMAS REYNAUD, CHIEF EXECUTIVE OFFICER | Issuer | Yes | For | For | ||||
| APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 TO MR. XAVIER NIEL, DEPUTY CHIEF EXECUTIVE OFFICER | Issuer | Yes | For | For | ||||
| APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 TO MR. RANI ASSAF, DEPUTY CHIEF EXECUTIVE OFFICER | Issuer | Yes | For | For | ||||
| APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 TO MR. ANTOINE LEVAVASSEUR, DEPUTY CHIEF EXECUTIVE OFFICER | Issuer | Yes | For | For | ||||
| APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 OR ALLOCATED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 TO MR. ALEXIS BIDINOT, DEPUTY CHIEF EXECUTIVE OFFICER UNTIL 9 DECEMBER 2019 | Issuer | Yes | For | For | ||||
| APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE COMPENSATION POLICY FOR THE CHIEF EXECUTIVE OFFICER | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE COMPENSATION POLICY FOR THE DEPUTY CHIEF EXECUTIVE OFFICERS | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE COMPENSATION POLICY FOR DIRECTORS | Issuer | Yes | Abstain | Abstain | ||||
| AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER FOR THE COMPANY TO BUY BACK ITS OWN SHARES | Issuer | Yes | Against | Against | ||||
| AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO PROCEED WITH FREE ALLOCATIONS OF EXISTING SHARES OR SHARES TO BE ISSUED FOR THE BENEFIT OF SOME OR ALL OF THE EMPLOYEES AND CORPORATE OFFICERS OF THE GROUP | Issuer | Yes | Against | Against | ||||
| AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO GRANT OPTIONS TO SUBSCRIBE FOR OR PURCHASE SHARES OF THE COMPANY FOR THE BENEFIT OF SOME OR ALL OF THE GROUP'S EMPLOYEES AND CORPORATE OFFICERS | Issuer | Yes | Against | Against | ||||
| DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN ORDER TO DECIDE ON THE ISSUE, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, OF SHARES OF THE COMPANY RESERVED FOR MEMBERS OF A COMPANY SAVINGS PLAN | Issuer | Yes | Against | Against | ||||
| AUTHORIZATION TO THE BOARD OF DIRECTORS IN ORDER TO REDUCE THE SHARE CAPITAL BY CANCELLING TREASURY SHARES | Issuer | Yes | Abstain | Abstain | ||||
| AMENDMENT TO ARTICLE 13 OF THE COMPANY'S BY-LAWS, "BOARD OF DIRECTORS" | Issuer | Yes | Abstain | Abstain | ||||
| AMENDMENT TO ARTICLE 17 OF THE COMPANY'S BY-LAWS "ORGANIZATION, MEETINGS AND DELIBERATIONS OF THE BOARD OF DIRECTORS" | Issuer | Yes | Abstain | Abstain | ||||
| AMENDMENT TO ARTICLE 21 OF THE COMPANY'S BY-LAWS, "AGREEMENTS BETWEEN THE COMPANY AND A DIRECTOR, THE CHIEF EXECUTIVE OFFICER OR A DEPUTY CHIEF EXECUTIVE OFFICER OR A SHAREHOLDER" | Issuer | Yes | Abstain | Abstain | ||||
| AMENDMENT TO ARTICLE 26 OF THE COMPANY'S BY-LAWS, "ACCESS TO MEETINGS - POWERS" | Issuer | Yes | Abstain | Abstain | ||||
| AMENDMENT TO ARTICLE 27 OF THE COMPANY'S BY-LAWS, "ATTENDANCE SHEET - OFFICE - MINUTES" | Issuer | Yes | Abstain | Abstain | ||||
| SETTING OF THE NOMINAL VALUE OF SHARES IN THE BY-LAWS AND CORRELATIVE INCREASE OF THE CAPITAL BY CAPITALIZATION OF RESERVES, PROFITS, PREMIUMS OR OTHERS | Issuer | Yes | Abstain | Abstain | ||||
| POWERS TO CARRY OUT FORMALITIES | Issuer | Yes | Abstain | Abstain | ||||
| MEDICLINIC INTERNATIONAL PLC | MDC.L | G5960R100 | 7/22/2020 | TO RECEIVE THE ANNUAL ACCOUNTS AND REPORTS FOR THE FINANCIAL YEAR ENDED 31 MARCH 2020 | Issuer | Yes | For | For |
| TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 MARCH 2020 SET OUT ON PAGES 194-200 OF THE 2020 ANNUAL REPORT (EXCLUDING THE DIRECTORS' REMUNERATION POLICY INCLUDED IN THE REPORT) | Issuer | Yes | Abstain | Abstain | ||||
| TO APPROVE THE DIRECTORS' REMUNERATION POLICY SET OUT ON PAGES 197-209 OF THE 2020 ANNUAL REPORT, WHICH WILL TAKE EFFECT AT THE CONCLUSION OF THE MEETING | Issuer | Yes | Abstain | Abstain | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR, TO HOLD OFFICE FROM THE CONCLUSION OF THIS MEETING UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ANNUAL ACCOUNTS AND REPORTS ARE LAID BEFORE THE SHAREHOLDERS | Issuer | Yes | For | For | ||||
| TO AUTHORISE THE AUDIT AND RISK COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR | Issuer | Yes | For | For | ||||
| AUTHORITY TO MAKE POLITICAL DONATIONS | Issuer | Yes | Against | Against | ||||
| AUTHORITY TO ALLOT ORDINARY SHARES | Issuer | Yes | Against | Against | ||||
| AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | Issuer | Yes | Against | Against | ||||
| ADDITIONAL AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS FOR PURPOSES OF ACQUISITIONS OR CAPITAL INVESTMENTS | Issuer | Yes | Against | Against | ||||
| THAT A GENERAL MEETING (OTHER THAN AN ANNUAL GENERAL MEETING) MAY BE CALLED ON NO LESS THAN 14 CLEAR DAYS' NOTICE | Issuer | Yes | Against | Against | ||||
| TO ADOPT AS THE NEW ARTICLES OF ASSOCIATION, THE ARTICLES OF ASSOCIATION SET OUT IN THE DOCUMENT PRESENTED TO THE MEETING, AND INITIALLED FOR THE PURPOSES OF IDENTIFICATION BY THE CHAIR OF THE MEETING, SO THAT THE NEW ARTICLES OF ASSOCIATION APPLY TO THE EXCLUSION OF, AND IN SUBSTITUTION FOR, THE EXISTING ARTICLES OF ASSOCIATION. THE RESOLUTION ADOPTING THE ARTICLES WILL BECOME EFFECTIVE FOLLOWING THE MEETING | Issuer | Yes | Abstain | Abstain | ||||
| NATIONAL GRID PLC | NGGTF | G6S9A7120 | 7/27/2020 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS | Issuer | Yes | For | For |
| TO DECLARE A FINAL DIVIDEND | Issuer | Yes | For | For | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| TO RE-APPOINT AS THE AUDITORS DELOITTE LLP | Issuer | Yes | For | For | ||||
| TO AUTHORISE THE AUDIT COMMITTEE OF THE BOARD TO SET THE AUDITORS REMUNERATION | Issuer | Yes | For | For | ||||
| TO APPROVE THE DIRECTORS REMUNERATION REPORT EXCLUDING EXCERPTS FROM THE DIRECTORS REMUNERATION POLICY | Issuer | Yes | Abstain | Abstain | ||||
| TO AUTHORISE THE COMPANY TO MAKE POLITICAL DONATIONS | Issuer | Yes | Against | Against | ||||
| TO AUTHORISE THE DIRECTORS TO ALLOT ORDINARY SHARES | Issuer | Yes | Against | Against | ||||
| TO REAPPROVE THE SHARE INCENTIVE PLAN | Issuer | Yes | Against | Against | ||||
| TO REAPPROVE THE SHARESAVE PLAN | Issuer | Yes | Abstain | Abstain | ||||
| TO APPROVE AN INCREASED BORROWING LIMIT | Issuer | Yes | Abstain | Abstain | ||||
| TO DISAPPLY PRE-EMPTION RIGHTS | Issuer | Yes | Against | Against | ||||
| TO DISAPPLY PRE-EMPTION RIGHTS FOR ACQUISITIONS | Issuer | Yes | Against | Against | ||||
| TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN ORDINARY SHARES | Issuer | Yes | Against | Against | ||||
| TO AUTHORISE THE DIRECTORS TO HOLD GENERAL MEETINGS ON 14 CLEAR DAYS NOTICE | Issuer | Yes | Against | Against | ||||
| C&C GROUP PLC | CGPZF | G1826G107 | 7/23/2020 | TO CONSIDER THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 29 FEBRUARY 2020 AND THE REPORTS OF THE DIRECTORS AND THE AUDITORS THEREON | Issuer | Yes | For | For |
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| TO AUTHORISE THE DIRECTORS TO FIX THE AUDITORS' REMUNERATION | Issuer | Yes | For | For | ||||
| TO RECEIVE AND CONSIDER THE REPORT OF THE REMUNERATION COMMITTEE ON DIRECTORS' REMUNERATION FOR THE YEAR ENDED 29 FEBRUARY 2020 | Issuer | Yes | Abstain | Abstain | ||||
| TO AUTHORISE ALLOTMENT OF SHARES | Issuer | Yes | Against | Against | ||||
| TO AUTHORISE THE LIMITED DISAPPLICATION OF STATUTORY PRE-EMPTION RIGHTS | Issuer | Yes | Against | Against | ||||
| TO AUTHORISE THE ADDITIONAL 5% DISAPPLICATION OF PRE-EMPTION RIGHTS | Issuer | Yes | Against | Against | ||||
| TO AUTHORISE THE PURCHASE BY THE COMPANY OF ITS OWN SHARES | Issuer | Yes | Against | Against | ||||
| TO DETERMINE THE PRICE RANGE AT WHICH TREASURY SHARES MAY BE RE-ISSUED OFF-MARKET | Issuer | Yes | Abstain | Abstain | ||||
| TO APPROVE THE SCRIP DIVIDEND SCHEME | Issuer | Yes | Against | Against | ||||
| FRESENIUS MEDICAL CARE AG & CO. KGAA | FMCQF | D2734Z107 | 8/27/2020 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2019 | Issuer | Yes | For | For |
| APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.20 PER SHARE | Issuer | Yes | For | For | ||||
| APPROVE DISCHARGE OF PERSONALLY LIABLE PARTNER FOR FISCAL 2019 | Issuer | Yes | For | For | ||||
| APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2019 | Issuer | Yes | For | For | ||||
| RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR FISCAL 2020 | Issuer | Yes | For | For | ||||
| APPROVE REMUNERATION POLICY FOR THE MANAGEMENT BOARD | Issuer | Yes | Abstain | Abstain | ||||
| APPROVE REMUNERATION POLICY FOR THE SUPERVISORY BOARD | Issuer | Yes | Abstain | Abstain | ||||
| APPROVE CREATION OF TWO POOLS OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS | Issuer | Yes | Against | Against | ||||
| AMEND ARTICLES RE: PROOF OF ENTITLEMENT | Issuer | Yes | Abstain | Abstain | ||||
| DEUTSCHE POST AG | DPSTF | D19225107 | 8/27/2020 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.15 PER SHARE | Issuer | Yes | For | For |
| APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2019 | Issuer | Yes | For | For | ||||
| APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2019 | Issuer | Yes | For | For | ||||
| RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR FISCAL 2020 | Issuer | Yes | For | For | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| APPROVE STOCK OPTION PLAN FOR KEY EMPLOYEES, APPROVE CREATION OF EUR 12,000 POOL OF CONDITIONAL CAPITAL TO GUARANTEE CONVERSION RIGHTS | Issuer | Yes | For | For | ||||
| APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 1.5 BILLION, APPROVE CREATION OF EUR 40 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS | Issuer | Yes | Against | Against | ||||
| AMEND ARTICLES RE: ONLINE PARTICIPATION | Issuer | Yes | Abstain | Abstain | ||||
| AMEND ARTICLES RE: INTERIM DIVIDEND | Issuer | Yes | Abstain | Abstain | ||||
| ASHTEAD GROUP PLC | ASHTF | G05320100 | 9/8/2020 | THAT THE ANNUAL ACCOUNTS FOR THE YEAR ENDED 30 APRIL 2020, TOGETHER WITH THE DIRECTORS' REPORT AND THE AUDITORS' REPORT ON THOSE ACCOUNTS AND ON THE AUDITABLE PART OF THE REMUNERATION REPORT, BE ADOPTED | Issuer | Yes | Abstain | Abstain |
| THAT THE REMUNERATION REPORT FOR THE YEAR ENDED 30 APRIL 2020 (OTHER THAN THE PART CONTAINING THE REMUNERATION POLICY), WHICH IS SET OUT IN THE ANNUAL REPORT FOR THE YEAR ENDED 30 APRIL 2020, BE APPROVED | Issuer | Yes | Abstain | Abstain | ||||
| THAT THE FINAL DIVIDEND RECOMMENDED BY THE DIRECTORS OF 33.5P PER ORDINARY SHARE FOR THE YEAR ENDED 30 APRIL 2020 BE DECLARED, PAYABLE ON 11 SEPTEMBER 2020 TO HOLDERS OF ORDINARY SHARES REGISTERED AT THE CLOSE OF BUSINESS ON 14 AUGUST 2020 | Issuer | Yes | For | For | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| THAT DELOITTE LLP BE REAPPOINTED AS AUDITOR TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING | Issuer | Yes | For | For | ||||
| THAT THE DIRECTORS BE AUTHORISED TO FIX THE REMUNERATION OF THE AUDITOR | Issuer | Yes | For | For | ||||
| THAT, FOR THE PURPOSES OF SECTION 551 OF THE COMPANIES ACT 2006 (THE 'ACT') (AND SO THAT EXPRESSIONS USED IN THIS RESOLUTION SHALL BEAR THE SAME MEANINGS AS IN THE SAID SECTION 551): 14.1 THE DIRECTORS BE AND ARE GENERALLY AND UNCONDITIONALLY AUTHORISED TO EXERCISE ALL POWERS OF THE COMPANY TO ALLOT SHARES AND TO GRANT SUCH SUBSCRIPTION AND CONVERSION RIGHTS AS ARE CONTEMPLATED BY SECTIONS 551(1)(A) AND (B) OF THE ACT RESPECTIVELY UP TO A MAXIMUM NOMINAL AMOUNT OF GBP 14,976,994 TO SUCH PERSONS AND AT SUCH TIMES AND ON SUCH TERMS AS THEY THINK PROPER DURING THE PERIOD EXPIRING AT THE END OF THE NEXT ANNUAL GENERAL MEETING (UNLESS PREVIOUSLY REVOKED OR VARIED IN GENERAL MEETING) OR AT 6.00PM ON 8 DECEMBER 2021, WHICHEVER IS SOONER; AND 14.2 THE DIRECTORS BE AND ARE GENERALLY AND UNCONDITIONALLY AUTHORISED TO EXERCISE ALL POWERS OF THE COMPANY TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THE ACT) IN CONNECTION WITH A RIGHTS ISSUE IN FAVOUR OF THE HOLDERS OF EQUITY SECURITIES AND ANY OTHER PERSONS ENTITLED TO PARTICIPATE IN SUCH ISSUE WHERE THE EQUITY SECURITIES RESPECTIVELY ATTRIBUTABLE TO THE INTERESTS OF SUCH HOLDERS AND PERSONS ARE PROPORTIONATE (AS NEARLY AS MAY BE) TO THE RESPECTIVE NUMBER OF EQUITY SECURITIES HELD BY THEM UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 29,953,989, INCLUDING WITHIN SUCH LIMIT ANY EQUITY SECURITIES ALLOTTED UNDER RESOLUTION 14.1 ABOVE, DURING THE PERIOD EXPIRING AT THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR AT 6.00PM ON 8 DECEMBER 2021, WHICHEVER IS SOONER, SUBJECT ONLY TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY CONSIDER NECESSARY OR EXPEDIENT TO DEAL WITH FRACTIONAL ENTITLEMENTS OR LEGAL OR PRACTICAL PROBLEMS UNDER THE LAWS OR REQUIREMENTS OF ANY RECOGNISED REGULATORY BODY OR STOCK EXCHANGE IN ANY TERRITORY; AND 14.3 THE COMPANY BE AND IS HEREBY AUTHORISED TO MAKE, PRIOR TO THE EXPIRY OF SUCH PERIOD, ANY OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE SUCH SHARES OR RIGHTS TO BE ALLOTTED OR GRANTED AFTER THE EXPIRY OF THE SAID PERIOD AND THE DIRECTORS MAY ALLOT SUCH SHARES OR GRANT SUCH RIGHTS IN PURSUANCE OF ANY SUCH OFFER OR AGREEMENT NOTWITHSTANDING THE EXPIRY OF THE AUTHORITY GIVEN BY THIS RESOLUTION; SO THAT ALL PREVIOUS AUTHORITIES OF THE DIRECTORS PURSUANT TO THE SAID SECTION 551 BE AND ARE HEREBY REVOKED | Issuer | Yes | Against | Against | ||||
| THAT, SUBJECT TO THE PASSING OF RESOLUTION 14, THE DIRECTORS BE AND ARE EMPOWERED IN ACCORDANCE WITH SECTION 570 OF THE ACT TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THE ACT) FOR CASH, PURSUANT TO THE AUTHORITY CONFERRED ON THEM TO ALLOT SUCH SHARES OR GRANT SUCH RIGHTS BY THAT RESOLUTION AND/OR WHERE THE ALLOTMENT CONSTITUTES AN ALLOTMENT OF EQUITY SECURITIES BY VIRTUE OF SECTION 560(3) OF THE ACT, AS IF SECTION 561(1) AND SUB-SECTIONS (1) - (6) OF SECTION 562 OF THE ACT DID NOT APPLY TO ANY SUCH ALLOTMENT, PROVIDED THAT THE POWER CONFERRED BY THIS RESOLUTION SHALL BE LIMITED TO: 15.1 THE ALLOTMENT OF EQUITY SECURITIES IN CONNECTION WITH AN ISSUE OR OFFERING IN FAVOUR OF HOLDERS OF EQUITY SECURITIES (BUT IN THE CASE OF THE AUTHORITY GRANTED UNDER RESOLUTION 14.2 BY WAY OF A RIGHTS ISSUE ONLY) AND ANY OTHER PERSONS ENTITLED TO PARTICIPATE IN SUCH ISSUE OR OFFERING WHERE THE EQUITY SECURITIES RESPECTIVELY ATTRIBUTABLE TO THE INTERESTS OF SUCH HOLDERS AND PERSONS ARE PROPORTIONATE (AS NEARLY AS MAY BE) TO THE RESPECTIVE NUMBER OF EQUITY SECURITIES HELD BY OR DEEMED TO BE HELD BY THEM ON THE RECORD DATE OF SUCH ALLOTMENT, SUBJECT ONLY TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY CONSIDER NECESSARY OR EXPEDIENT TO DEAL WITH FRACTIONAL ENTITLEMENTS OR LEGAL OR PRACTICAL PROBLEMS UNDER THE LAWS OR REQUIREMENTS OF ANY RECOGNISED REGULATORY BODY OR STOCK EXCHANGE IN ANY TERRITORY; AND 15.2 THE ALLOTMENT (OTHERWISE THAN PURSUANT TO PARAGRAPH 15.1 ABOVE) OF EQUITY SECURITIES UP TO AN AGGREGATE NOMINAL VALUE NOT EXCEEDING GBP 2,246,549; AND THIS POWER, UNLESS RENEWED, SHALL EXPIRE AT THE END OF THE NEXT ANNUAL GENERAL MEETING OR AT 6.00PM ON 8 DECEMBER 2021, WHICHEVER IS SOONER, BUT SHALL EXTEND TO THE MAKING, BEFORE SUCH EXPIRY, OF AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED AFTER SUCH EXPIRY AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES IN PURSUANCE OF SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY CONFERRED HEREBY HAD NOT EXPIRED | Issuer | Yes | Against | Against | ||||
| THAT, SUBJECT TO THE PASSING OF RESOLUTION 14, THE DIRECTORS BE AUTHORISED IN ADDITION TO ANY AUTHORITY GRANTED UNDER RESOLUTION 15 TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THE ACT) FOR CASH UNDER THE AUTHORITY GIVEN BY RESOLUTION 14 AND/OR TO SELL TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH AUTHORITY TO BE: 16.1 LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES UP TO A NOMINAL VALUE OF GBP 2,246,549; AND 16.2 USED ONLY FOR THE PURPOSE OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS OF THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE DIRECTORS DETERMINE TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE, SUCH AUTHORITY TO EXPIRE AT THE END OF THE NEXT ANNUAL GENERAL MEETING OR AT 6.00PM ON 8 DECEMBER 2021, WHICHEVER IS SOONER, BUT, IN EACH CASE, PRIOR TO ITS EXPIRY THE COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES SOLD) AFTER THE AUTHORITY EXPIRES AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES (AND SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED | Issuer | Yes | Against | Against | ||||
| THAT THE COMPANY BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED FOR THE PURPOSE OF SECTION 701 OF THE ACT TO MAKE MARKET PURCHASES (AS DEFINED IN SECTION 693 OF THE ACT) OF ORDINARY SHARES OF 10P EACH IN THE CAPITAL OF THE COMPANY ('ORDINARY SHARES') PROVIDED THAT: 17.1 THE MAXIMUM NUMBER OF ORDINARY SHARES HEREBY AUTHORISED TO BE PURCHASED IS 67,351,544; 17.2 THE MINIMUM PRICE (EXCLUSIVE OF EXPENSES) WHICH MAY BE PAID FOR SUCH ORDINARY SHARES IS 10P PER SHARE, BEING THE NOMINAL AMOUNT THEREOF; 17.3 THE MAXIMUM PRICE (EXCLUSIVE OF EXPENSES) WHICH MAY BE PAID FOR SUCH ORDINARY SHARES SHALL BE AN AMOUNT EQUAL TO THE HIGHER OF (I) 5% ABOVE THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS FOR SUCH SHARES TAKEN FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THE PURCHASE IS MADE AND (II) THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE OF AN ORDINARY SHARE AND THE HIGHEST CURRENT INDEPENDENT BID FOR AN ORDINARY SHARE AS DERIVED FROM THE TRADING VENUE WHERE THE PURCHASE IS CARRIED OUT; 17.4 THE AUTHORITY HEREBY CONFERRED SHALL (UNLESS PREVIOUSLY RENEWED OR REVOKED) EXPIRE AT THE END OF THE NEXT ANNUAL GENERAL MEETING OR AT 6.00PM ON 8 DECEMBER 2021, WHICHEVER IS SOONER; AND 17.5 THE COMPANY MAY MAKE A CONTRACT TO PURCHASE ITS OWN ORDINARY SHARES UNDER THE AUTHORITY CONFERRED BY THIS RESOLUTION PRIOR TO THE EXPIRY OF SUCH AUTHORITY, AND SUCH CONTRACT WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER THE EXPIRY OF SUCH AUTHORITY, AND THE COMPANY MAY MAKE A PURCHASE OF ITS OWN ORDINARY SHARES IN PURSUANCE OF ANY SUCH CONTRACT | Issuer | Yes | Against | Against | ||||
| THAT A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Issuer | Yes | Against | Against | ||||
| THAT THE CAPITAL OF THE COMPANY BE REDUCED BY CANCELLING AND EXTINGUISHING ALL OF THE 2,840,000 ORDINARY SHARES OF 10P EACH PURPORTEDLY PURCHASED BY THE COMPANY BETWEEN 5 FEBRUARY 2020 AND 18 MARCH 2020, AS FURTHER DESCRIBED ON PAGE 103 OF THE ANNUAL ACCOUNTS FOR THE YEAR ENDED 30 APRIL 2020 | Issuer | Yes | Abstain | Abstain | ||||
| CLAS OHLSON AB | CLASB | W22137108 | 9/12/2020 | RESOLUTION CONCERNING THE ADOPTION OF THE INCOME STATEMENT AND BALANCE SHEET AND THE CONSOLIDATED INCOME STATEMENT AND CONSOLIDATED BALANCE SHEET FOR 2019/20 | Issuer | Yes | For | For |
| RESOLUTION CONCERNING THE DISPOSITION OF PROFITS IN ACCORDANCE WITH THE BALANCE SHEET ADOPTED FOR 2019/20 | Issuer | Yes | For | For | ||||
| RESOLUTION CONCERNING THE DISCHARGE OF BOARD MEMBER AND THE CEO FROM LIABILITY FOR THE 2019/20 FINANCIAL YEAR: KENNETH BENGTSSON | Issuer | Yes | For | For | ||||
| RESOLUTION CONCERNING THE DISCHARGE OF BOARD MEMBER AND THE CEO FROM LIABILITY FOR THE 2019/20 FINANCIAL YEAR: MATHIAS HAID | Issuer | Yes | For | For | ||||
| RESOLUTION CONCERNING THE DISCHARGE OF BOARD MEMBER AND THE CEO FROM LIABILITY FOR THE 2019/20 FINANCIAL YEAR: MARGARETA LEHMANN | Issuer | Yes | For | For | ||||
| RESOLUTION CONCERNING THE DISCHARGE OF BOARD MEMBER AND THE CEO FROM LIABILITY FOR THE 2019/20 FINANCIAL YEAR: HAKAN LUNDSTEDT | Issuer | Yes | For | For | ||||
| RESOLUTION CONCERNING THE DISCHARGE OF BOARD MEMBER AND THE CEO FROM LIABILITY FOR THE 2019/20 FINANCIAL YEAR: GORAN NASHOLM | Issuer | Yes | For | For | ||||
| RESOLUTION CONCERNING THE DISCHARGE OF BOARD MEMBER AND THE CEO FROM LIABILITY FOR THE 2019/20 FINANCIAL YEAR: CHARLOTTE STROMBERG | Issuer | Yes | For | For | ||||
| RESOLUTION CONCERNING THE DISCHARGE OF BOARD MEMBER AND THE CEO FROM LIABILITY FOR THE 2019/20 FINANCIAL YEAR: GORAN SUNDSTROM | Issuer | Yes | For | For | ||||
| RESOLUTION CONCERNING THE DISCHARGE OF BOARD MEMBER AND THE CEO FROM LIABILITY FOR THE 2019/20 FINANCIAL YEAR: ANNE THORSTVEDT SJOBERG | Issuer | Yes | For | For | ||||
| RESOLUTION CONCERNING THE DISCHARGE OF BOARD MEMBER AND THE CEO FROM LIABILITY FOR THE 2019/20 FINANCIAL YEAR: CAROLINE OSTNING (EMPLOYEE REPRESENTATIVE) | Issuer | Yes | For | For | ||||
| RESOLUTION CONCERNING THE DISCHARGE OF BOARD MEMBER AND THE CEO FROM LIABILITY FOR THE 2019/20 FINANCIAL YEAR: LASSE ZWETSLOOT (EMPLOYEE REPRESENTATIVE) | Issuer | Yes | For | For | ||||
| RESOLUTION CONCERNING THE DISCHARGE OF BOARD MEMBER AND THE CEO FROM LIABILITY FOR THE 2019/20 FINANCIAL YEAR: FREJA ALEMAN (EMPLOYEE REPRESENTATIVE, DEPUTY) | Issuer | Yes | For | For | ||||
| RESOLUTION CONCERNING THE DISCHARGE OF BOARD MEMBER AND THE CEO FROM LIABILITY FOR THE 2019/20 FINANCIAL YEAR: EMMA ZETTERQVIST (EMPLOYEE REPRESENTATIVE, DEPUTY) | Issuer | Yes | For | For | ||||
| RESOLUTION CONCERNING THE DISCHARGE OF BOARD MEMBER AND THE CEO FROM LIABILITY FOR THE 2019/20 FINANCIAL YEAR: LOTTA LYRA | Issuer | Yes | For | For | ||||
| DETERMINATION OF THE NUMBER OF BOARD MEMBERS TO BE ELECTED BY THE ANNUAL GENERAL MEETING: EIGHT | Issuer | Yes | Abstain | Abstain | ||||
| DETERMINATION OF THE AUDITORS AND DEPUTY AUDITORS TO BE ELECTED BY THE ANNUAL GENERAL MEETING: ONE AUDITOR AND NO DEPUTY AUDITOR BE APPOINTED | Issuer | Yes | For | For | ||||
| ADOPTION OF REMUNERATION OF THE BOARD AND REMUNERATION FOR COMMITTEE WORK | Issuer | Yes | For | For | ||||
| ADOPTION OF FEES TO THE AUDITOR | Issuer | Yes | For | For | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| BOARD OF DIRECTORS' MOTION CONCERNING ADOPTION OF GUIDELINES FOR REMUNERATION AND OTHER TERMS OF EMPLOYMENT FOR SENIOR EXECUTIVES | Issuer | Yes | Abstain | Abstain | ||||
| AMENDMENT OF THE ARTICLES OF ASSOCIATION | Issuer | Yes | Abstain | Abstain | ||||
| ICA GRUPPEN AB | ICCGF | W4241E105 | 9/22/2020 | THE BOARD OF DIRECTORS PROPOSES THAT DIVIDENDS BE PAID WITH A CASH AMOUNT OF SEK 6 PER SHARE. AS RECORD DATE FOR THE DIVIDEND, THE BOARD OF DIRECTORS PROPOSES 24 SEPTEMBER 2020. IF THE GENERAL MEETING APPROVES THE PROPOSAL, THE DIVIDEND IS EXPECTED TO BE PAID THROUGH EUROCLEAR SWEDEN AB ON 29 SEPTEMBER 2020 | Issuer | Yes | For | For |
| THE BOARD OF DIRECTORS PROPOSES THAT THE FOLLOWING PROVISIONS BE INCLUDED IN THE ARTICLES OF ASSOCIATION: SECTION 11 THE BOARD OF DIRECTORS MAY COLLECT POWERS OF ATTORNEY IN ACCORDANCE WITH THE PROCEDURE SET OUT IN CHAPTER 7, SECTION 4 SECOND PARAGRAPH OF THE SWEDISH COMPANIES ACT. IN CONNECTION WITH A GENERAL MEETING, THE BOARD OF DIRECTORS MAY DECIDE THAT THE SHAREHOLDERS SHOULD BE ABLE TO EXERCISE THEIR VOTING RIGHTS BY MAIL, PRIOR TO THE GENERAL MEETING. AS A CONSEQUENCE, THE EXISTING PROVISIONS OF THE ARTICLES OF ASSOCIATION IS PROPOSED TO BE RENUMBERED, WHEREBY THE CURRENT SECTION 11 BECOMES SECTION 12 AND THE CURRENT SECTION 12 BECOMES SECTION 13. FOR A DECISION IN ACCORDANCE WITH THE BOARD OF DIRECTORS' PROPOSAL, THE DECISION MUST BE SUPPORTED BY SHAREHOLDERS REPRESENTING AT LEAST TWO THIRDS OF BOTH THE VOTES CAST AND THE SHARES REPRESENTED AT THE MEETING | Issuer | Yes | Abstain | Abstain | ||||
| VOLKSWAGEN AG | VLKAF | D94523145 | 9/30/2020 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 4.80 PER ORDINARY SHARE AND EUR 4.86 PER PREFERRED SHARE | Issuer | Yes | For | For |
| APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2019 | Issuer | Yes | For | For | ||||
| APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2019 | Issuer | Yes | For | For | ||||
| ELECT HUSSAIN ABDULLA TO THE SUPERVISORY BOARD | Issuer | Yes | For | For | ||||
| AMEND ARTICLES RE: PROOF OF ENTITLEMENT | Issuer | Yes | Abstain | Abstain | ||||
| RATIFY ERNST YOUNG GMBH AS AUDITORS FOR FISCAL 2020 AND FOR THE INTERIM CONSOLIDATED FINANCIAL STATEMENTS AND INTERIM MANAGEMENT REPORTS FOR FISCAL 2021 | Issuer | Yes | For | For | ||||
| RESOLUTION ON THE APPROPRIATION OF THE NET PROFIT OF VOLKSWAGEN AKTIENGESELLSCHAFT: EUR 4.80 PER ORDINARY SHARE AND EUR 4.86 PER PREFERRED SHARE | Issuer | Yes | For | For | ||||
| RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE BOARD OF MANAGEMENT WHO HELD OFFICE IN FISCAL YEAR 2019: H. DIESS | Issuer | Yes | For | For | ||||
| RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE BOARD OF MANAGEMENT WHO HELD OFFICE IN FISCAL YEAR 2019: O. BLUME | Issuer | Yes | For | For | ||||
| RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE BOARD OF MANAGEMENT WHO HELD OFFICE IN FISCAL YEAR 2019: J. HEIZMANN (UNTIL 10.01.2019) | Issuer | Yes | For | For | ||||
| RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE BOARD OF MANAGEMENT WHO HELD OFFICE IN FISCAL YEAR 2019: G. KILIAN | Issuer | Yes | For | For | ||||
| RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE BOARD OF MANAGEMENT WHO HELD OFFICE IN FISCAL YEAR 2019: A. RENSCHLER | Issuer | Yes | For | For | ||||
| RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE BOARD OF MANAGEMENT WHO HELD OFFICE IN FISCAL YEAR 2019: A. SCHOT | Issuer | Yes | For | For | ||||
| RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE BOARD OF MANAGEMENT WHO HELD OFFICE IN FISCAL YEAR 2019: S. SOMMER | Issuer | Yes | For | For | ||||
| RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE BOARD OF MANAGEMENT WHO HELD OFFICE IN FISCAL YEAR 2019: H.D. WERNER | Issuer | Yes | For | For | ||||
| RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE BOARD OF MANAGEMENT WHO HELD OFFICE IN FISCAL YEAR 2019: F. WITTER | Issuer | Yes | For | For | ||||
| RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE SUPERVISORY BOARD WHO HELD OFFICE IN FISCAL YEAR 2019: H.D. POTSCH | Issuer | Yes | For | For | ||||
| RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE SUPERVISORY BOARD WHO HELD OFFICE IN FISCAL YEAR 2019: J. HOFMANN | Issuer | Yes | For | For | ||||
| RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE SUPERVISORY BOARD WHO HELD OFFICE IN FISCAL YEAR 2019: H.A. AL ABDULLA | Issuer | Yes | For | For | ||||
| RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE SUPERVISORY BOARD WHO HELD OFFICE IN FISCAL YEAR 2019: H. S. AL JABER | Issuer | Yes | For | For | ||||
| RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE SUPERVISORY BOARD WHO HELD OFFICE IN FISCAL YEAR 2019: B. ALTHUSMANN | Issuer | Yes | For | For | ||||
| RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE SUPERVISORY BOARD WHO HELD OFFICE IN FISCAL YEAR 2019: B. DIETZE (UNTIL 31.05.19) | Issuer | Yes | For | For | ||||
| RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE SUPERVISORY BOARD WHO HELD OFFICE IN FISCAL YEAR 2019: H.-P. FISCHER | Issuer | Yes | For | For | ||||
| RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE SUPERVISORY BOARD WHO HELD OFFICE IN FISCAL YEAR 2019: M. HEIB | Issuer | Yes | For | For | ||||
| RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE SUPERVISORY BOARD WHO HELD OFFICE IN FISCAL YEAR 2019: U. HUCK (UNTIL 08.02.19) | Issuer | Yes | For | For | ||||
| RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE SUPERVISORY BOARD WHO HELD OFFICE IN FISCAL YEAR 2019: J. JARVKLO | Issuer | Yes | For | For | ||||
| RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE SUPERVISORY BOARD WHO HELD OFFICE IN FISCAL YEAR 2019: U. JAKOB | Issuer | Yes | For | For | ||||
| RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE SUPERVISORY BOARD WHO HELD OFFICE IN FISCAL YEAR 2019: L. KIESLING | Issuer | Yes | For | For | ||||
| RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE SUPERVISORY BOARD WHO HELD OFFICE IN FISCAL YEAR 2019: P. MOSCH | Issuer | Yes | For | For | ||||
| RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE SUPERVISORY BOARD WHO HELD OFFICE IN FISCAL YEAR 2019: B. MURKOVIC | Issuer | Yes | For | For | ||||
| RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE SUPERVISORY BOARD WHO HELD OFFICE IN FISCAL YEAR 2019: B. OSTERLOH | Issuer | Yes | For | For | ||||
| RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE SUPERVISORY BOARD WHO HELD OFFICE IN FISCAL YEAR 2019: H.M. PIECH | Issuer | Yes | For | For | ||||
| RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE SUPERVISORY BOARD WHO HELD OFFICE IN FISCAL YEAR 2019: F.O. PORSCHE | Issuer | Yes | For | For | ||||
| RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE SUPERVISORY BOARD WHO HELD OFFICE IN FISCAL YEAR 2019: W. PORSCHE | Issuer | Yes | For | For | ||||
| RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE SUPERVISORY BOARD WHO HELD OFFICE IN FISCAL YEAR 2019: C. SCHONHARDT (AS OF 21.06.19) | Issuer | Yes | For | For | ||||
| RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE SUPERVISORY BOARD WHO HELD OFFICE IN FISCAL YEAR 2019: A. STIMONIARIS | Issuer | Yes | For | For | ||||
| RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE SUPERVISORY BOARD WHO HELD OFFICE IN FISCAL YEAR 2019: S. WEIL | Issuer | Yes | For | For | ||||
| RESOLUTION ON THE FORMAL APPROVAL FOR FISCAL YEAR 2019 OF THE ACTIONS OF THE MEMBER OF THE SUPERVISORY BOARD WHO HELD OFFICE IN FISCAL YEAR 2019: W. WERESCH (AS OF 21.02.19) | Issuer | Yes | For | For | ||||
| ELECTION OF MEMBER OF THE SUPERVISORY BOARD: H.A. AL ABDULLA | Issuer | Yes | For | For | ||||
| RESOLUTION ON THE AMENDMENT OF ARTICLE 21(2) SENTENCE 2 OF THE ARTICLES OF ASSOCIATION (ADAPTATION TO THE AKTIENGESETZ GERMAN STOCK CORPORATION ACT AS AMENDED BY THE SHAREHOLDER RIGHTS DIRECTIVE II IMPLEMENTATION ACT) | Issuer | Yes | Abstain | Abstain | ||||
| THE ELECTION OF ERNST & YOUNG GMBH WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, HANOVER, AS THE ANNUAL AUDITORS AND GROUP ANNUAL AUDITORS FOR FISCAL YEAR 2020 | Issuer | Yes | For | For | ||||
| THE ELECTION OF ERNST & YOUNG GMBH WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, HANOVER, AS THE AUDITORS TO REVIEW THE CONDENSED INTERIM CONSOLIDATED FINANCIAL STATEMENTS AND INTERIM MANAGEMENT REPORT FOR THE PERIOD FROM JANUARY 1 TO SEPTEMBER 30, 2020 AND FOR THE FIRST THREE MONTHS OF 2021 | Issuer | Yes | For | For | ||||
| GRIFOLS, S.A. | GIFLF | E5706X215 | 10/8/2020 | REVIEW AND APPROVAL OF THE INDIVIDUAL ANNUAL ACCOUNTS AND MANAGEMENT REPORT AND APPROVAL OF A PREFERRED DIVIDEND | Issuer | Yes | For | For |
| REVIEW AND APPROVAL OF THE CONSOLIDATED ANNUAL ACCOUNTS AND MANAGEMENT REPORT RELATED TO THE FISCAL YEAR ENDED DECEMBER 31ST 2019 | Issuer | Yes | For | For | ||||
| REVIEW AND APPROVAL OF THE CONSOLIDATED NON-FINANCIAL INFORMATION STATEMENT INCLUDED IN THE CONSOLIDATED MANAGEMENT REPORT RELATING TO THE FISCAL YEAR ENDED DECEMBER 31ST 2019 | Issuer | Yes | For | For | ||||
| REVIEW AND APPROVAL OF THE PERFORMANCE OF THE BOARD OF DIRECTORS THROUGHOUT THE FISCAL YEAR ENDED DECEMBER 31, 2019 | Issuer | Yes | For | For | ||||
| RENEW APPOINTMENT OF KPMG AUDITORES AS AUDITOR OF STANDALONE FINANCIAL STATEMENTS AND RENEW APPOINTMENT OF GRANT THORNTON AS CO AUDITOR | Issuer | Yes | For | For | ||||
| RENEW APPOINTMENT OF KPMG AUDITORES AS AUDITOR OF CONSOLIDATED FINANCIAL STATEMENTS | Issuer | Yes | For | For | ||||
| INFORMATION ON THE NON-REELECTION OF MR LUIS ISASI FERNADEZ DE BOADILLA AS MEMBER OF THE BOARD OF DIRECTORS DUE TO EXPIRATION OF HIS TERM | Issuer | Yes | For | For | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| AMENDMENT OF ARTICLE 16 OF THE ARTICLES OF ASSOCIATION RELATING TO THE RIGHT TO ATTEND, PROXY GRANTING AND REPRESENTATION AT THE GENERAL SHAREHOLDERS MEETING | Issuer | Yes | Abstain | Abstain | ||||
| AMENDMENT OF THE REGULATIONS OF GENERAL MEETING WITH THE INCLUSION OF A NEW ARTICLE 11BIS, RELATING TO THE ATTENDANCE TO THE GENERAL MEETING BY TELEMATICS MEANS | Issuer | Yes | Abstain | Abstain | ||||
| CONSULTATIVE VOTE ON THE ANNUAL REMUNERATION REPORT | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE DIRECTOR REMUNERATION POLICY | Issuer | Yes | Abstain | Abstain | ||||
| AUTHORIZATION FOR DERIVATIVE ACQUISITION OF TREASURY STOCK | Issuer | Yes | Against | Against | ||||
| RENEWAL OF THE DELEGATION TO THE BOARD OF DIRECTORS | Issuer | Yes | Abstain | Abstain | ||||
| GRANTING OF AUTHORITIES TO FORMALIZE AND EXECUTE THE RESOLUTIONS PASSED BY THE GENERAL MEETING | Issuer | Yes | Abstain | Abstain | ||||
| FRASERS GROUP PLC | SDIPF | G3661L100 | 10/7/2020 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS FOR 2019-20 | Issuer | Yes | For | For |
| TO APPROVE THE DIRECTORS' REMUNERATION REPORT | Issuer | Yes | Abstain | Abstain | ||||
| TO APPROVE THE AMENDMENT TO THE DIRECTORS' REMUNERATION POLICY | Issuer | Yes | Abstain | Abstain | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| TO RE-APPOINT RSM UK AUDIT LLP AS AUDITORS | Issuer | Yes | For | For | ||||
| TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITORS | Issuer | Yes | For | For | ||||
| TO APPROVE THE RULES OF THE ALL-EMPLOYEE OMNIBUS PLAN | Issuer | Yes | For | For | ||||
| TO GRANT AUTHORITY FOR THE DIRECTORS TO ALLOT SHARES | Issuer | Yes | Against | Against | ||||
| TO GRANT ADDITIONAL AUTHORITY FOR THE DIRECTORS TO ALLOT SHARES IN CONNECTION WITH A RIGHTS ISSUE | Issuer | Yes | Against | Against | ||||
| TO DIS-APPLY PRE-EMPTION RIGHTS | Issuer | Yes | Against | Against | ||||
| TO DIS-APPLY PRE-EMPTION RIGHTS: THAT SUBJECT TO THE PASSAGE OF RESOLUTIONS 14, 15 AND 16, AND IN ADDITION TO THE POWER GIVEN TO IT PURSUANT TO RESOLUTION 16, THE BOARD BE GENERALLY EMPOWERED PURSUANT TO SECTION 570 AND SECTION 573 OF THE ACT TO ALLOT EQUITY SECURITIES (WITHIN THE MEANING OF SECTION 560 OF THE ACT) FOR CASH, PURSUANT TO THE AUTHORITY CONFERRED BY RESOLUTIONS 14 AND 15 (AS APPLICABLE) AS IF SECTION 561(1) OF THE ACT DID NOT APPLY TO SUCH ALLOTMENT PROVIDED THAT THIS POWER SHALL BE LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES FOR CASH UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 2,596,711 AND PROVIDED THAT THE ALLOTMENT IS FOR THE PURPOSES OF FINANCING (OR REFINANCING, IF THE POWER IS USED WITHIN SIX MONTHS OF THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE BOARD DETERMINES TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE, AND PROVIDED FURTHER THAT THIS POWER SHALL EXPIRE AT THE CLOSE OF THE NEXT ANNUAL GENERAL MEETING, SAVE THAT THE COMPANY MAY BEFORE SUCH EXPIRY MAKE OFFERS AND ENTER INTO AGREEMENTS WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED AFTER THIS POWER EXPIRES AND THE BOARD MAY ALLOT EQUITY SECURITIES UNDER ANY SUCH OFFER OR AGREEMENT AS IF THIS POWER HAD NOT EXPIRED | Issuer | Yes | Against | Against | ||||
| TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Issuer | Yes | Against | Against | ||||
| TO REDUCE THE NOTICE PERIOD FOR ALL GENERAL MEETINGS OTHER THAN THE ANNUAL GENERAL MEETING | Issuer | Yes | Abstain | Abstain | ||||
| TO AUTHORISE THE MAKING OF POLITICAL DONATIONS | Issuer | Yes | Against | Against | ||||
| ATOS SE | AEXAF | F06116101 | 10/27/2020 | FAVOURABLE OPINION ON THE COMPANY'S MEDIUM-TERM ORIENTATIONS | Issuer | Yes | Abstain | Abstain |
| APPOINTMENT OF MR. EDOUARD PHILIPPE AS DIRECTOR | Issuer | Yes | For | For | ||||
| POWERS TO CARRY OUT FORMALITIES | Issuer | Yes | Abstain | Abstain | ||||
| COLES GROUP LIMITED | CLEGF | Q26203408 | 11/5/2020 | VOTE FOR ALL NOMINEES | Issuer | Yes | For | for |
| ADOPTION OF THE REMUNERATION REPORT FOR THE YEAR ENDED 28 JUNE 2020 | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF SHORT-TERM INCENTIVE GRANT OF STI SHARES TO THE MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER | Issuer | Yes | Against | Against | ||||
| APPROVAL OF LONG-TERM INCENTIVE GRANT OF PERFORMANCE RIGHTS TO THE MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER | Issuer | Yes | Against | Against | ||||
| EURONEXT N.V. | EUXTF | N3113K397 | 11/20/2020 | APPROVE COMBINATION | Issuer | Yes | Abstain | Abstain |
| GRANT BOARD AUTHORITY TO ISSUE SHARES AND RESTRICT/EXCLUDE PREEMPTIVE RIGHTS IN CONNECTION WITH THE PROPOSED COMBINATION | Issuer | Yes | Against | Against | ||||
| GRANT BOARD AUTHORITY TO ISSUE SHARES AND RESTRICT/EXCLUDE PREEMPTIVE RIGHTS IN CONNECTION WITH THE PROPOSED COMBINATION | Issuer | Yes | Against | Against | ||||
| DUNELM GROUP PLC | DNLMY | G2935W108 | 11/17/2020 | VOTE FOR ALL NOMINEES | Issuer | Yes | For | For |
| TO APPROVE THE DIRECTORS REMUNERATION POLICY 2020 | Issuer | Yes | Abstain | Abstain | ||||
| TO APPROVE THE DIRECTORS ANNUAL REPORT ON IMPLEMENTATION FOR THE YEAR ENDED 27 JUNE 2020 | Issuer | Yes | For | for | ||||
| TO APPOINT THE AUDITORS: PRICEWATERHOUSECOOPERS LLP | Issuer | Yes | For | For | ||||
| TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITORS | Issuer | Yes | For | For | ||||
| TO AUTHORISE THE DIRECTORS TO ALLOT RELEVANT SECURITIES | Issuer | Yes | Against | Against | ||||
| TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY SECURITIES FOR CASH 5 PERCENT | Issuer | Yes | Against | Against | ||||
| TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY SECURITIES FOR CASH ADDITIONAL 5 PERCENT | Issuer | Yes | Against | Against | ||||
| TO APPROVE THE PURCHASE BY THE COMPANY OF ITS OWN ORDINARY SHARES | Issuer | Yes | Against | Against | ||||
| TO APPROVE THE 2020 SHARE PLAN | Issuer | Yes | Abstain | Abstain | ||||
| TO APPROVE NEW ARTICLES OF ASSOCIATION | Issuer | Yes | Abstain | Abstain | ||||
| TO HOLD GENERAL MEETINGS ON 14 CLEAR DAYS NOTICE | Issuer | Yes | For | For | ||||
| HEXPOL AB | HXPLF | W4580B159 | 11/20/2020 | APPROVE DIVIDENDS OF SEK 2.30 PER SHARE | Issuer | Yes | For | for |
| ELECT ALF GORANSSON AS BOARD CHAIRMAN | Issuer | Yes | For | For | ||||
| SOFTCAT PLC | SCT | G8251T108 | 12/10/2020 | TO RECEIVE THE ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 JULY 2020, TOGETHER WITH THE DIRECTORS' REPORT AND AUDITOR'S REPORT ON THOSE ACCOUNTS | Issuer | Yes | For | For |
| TO APPROVE THE DIRECTORS' REMUNERATION REPORT SET OUT ON PAGE 67 TO 83 OF THE ANNUAL REPORT AND ACCOUNTS FOR FINANCIAL YEAR ENDED 31 JULY 2020 | Issuer | Yes | Abstain | Abstain | ||||
| TO DECLARE A FINAL DIVIDEND OF 16.6P PER ORDINARY SHARE IN RESPECT OF THE YEAR ENDED 31 JULY 2020 | Issuer | Yes | For | For | ||||
| TO DECLARE A SPECIAL DIVIDEND OF 7.6P PER ORDINARY SHARE | Issuer | Yes | For | For | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| TO AUTHORISE THE AUDIT COMMITTEE TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS | Issuer | Yes | For | For | ||||
| TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE AUDITORS' REMUNERATION | Issuer | Yes | For | For | ||||
| TO AUTHORISE THE COMPANY TO MAKE POLITICAL DONATIONS AND EXPENDITURES UP TO THE AGGREGATE AMOUNT OF 100,000 GBP | Issuer | Yes | Against | Against | ||||
| AUTHORISE DIRECTORS TO ALLOT SHARES TO AN AGGREGATE NOMINAL AMOUNT OF 33,113 GBP AND AN AGGREGATE NOMINAL AMOUNT OF 66,227 GBP IN CONNECTION WITH A RIGHTS ISSUE | Issuer | Yes | Against | Against | ||||
| SUBJECT TO PASSING RESOLUTION 14, THE DIRECTORS BE EMPOWERED TO ALLOT EQUITY SECURITIES FOR CASH ON A NON PRE-EMPTIVE BASIS UP TO THE AGGREGATE NOMINAL AMOUNT 4,967 GBP | Issuer | Yes | Against | Against | ||||
| SUBJECT TO PASSING OF 14 AND 15, AUTHORITY UNDER 15 BE EXTENDED TO AN AGGREGATE NOMINAL AMOUNT OF 4,967 GBP, USED FOR FINANCING AN ACQUISITION OR CAPITAL INVESTMENT | Issuer | Yes | Against | Against | ||||
| TO GRANT AUTHORITY TO MAKE MARKET PURCHASES UP TO 19,868,367 OF THE COMPANY'S OWN SHARES, REPRESENTING 10 PERCENT OF THE ISSUED SHARE CAPITAL | Issuer | Yes | Against | Against | ||||
| THAT A GENERAL MEETING OF SHAREHOLDERS (OTHER THAN AN ANNUAL GENERAL MEETING) MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Issuer | Yes | For | For | ||||
| ACCENT GROUP LTD | AX1 | Q0R618101 | 11/20/2020 | ADOPTION OF THE REMUNERATION REPORT | Issuer | Yes | Abstain | Abstain |
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| GRANT OF PERFORMANCE RIGHTS TO A DIRECTOR AND RELATED PARTY, MR DANIEL AGOSTINELLI | Issuer | Yes | Against | Against | ||||
| AMENDMENTS TO CONSTITUTION | Issuer | Yes | Abstain | Abstain | ||||
| THAT: A. AN EXTRAORDINARY GENERAL MEETING OF THE COMPANY (THE 'SPILL MEETING') BE HELD WITHIN 90 DAYS OF THE PASSING OF THIS RESOLUTION; B. ALL OF THE DIRECTORS WHO WERE DIRECTORS OF THE COMPANY WHEN THE RESOLUTION TO MAKE THE DIRECTORS' REPORT FOR THE YEAR ENDED 28 JUNE 2020 WAS PASSED (OTHER THAN THE CHIEF EXECUTIVE OFFICER), AND WHO REMAIN IN OFFICE AT THE TIME OF THE SPILL MEETING, CEASE TO HOLD OFFICE IMMEDIATELY BEFORE THE END OF THE SPILL MEETING; AND C. RESOLUTIONS TO APPOINT PERSONS TO OFFICES THAT WILL BE VACATED IMMEDIATELY BEFORE THE END OF THE SPILL MEETING BE PUT TO THE VOTE AT THE SPILL MEETING | Issuer | Yes | Abstain | Abstain | ||||
| SALMAR ASA | SALRY | R7445C102 | 12/4/2020 | ELECT CHAIRMAN OF MEETING; DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Issuer | Yes | For | For |
| APPROVE NOTICE OF MEETING AND AGENDA | Issuer | Yes | For | For | ||||
| APPROVE DIVIDENDS OF NOK 13 PER SHARE | Issuer | Yes | For | For | ||||
| AUTHORIZE SHARE REPURCHASE PROGRAM | Issuer | Yes | Against | Against | ||||
| M&A CAPITAL PARTNERS CO.,LTD. | MNACF | J39187109 | 12/18/2020 | VOTE FOR ALL NOMINEES | Issuer | Yes | For | For |
| APPOINT NAMED CORPORATE AUDITORS | Issuer | Yes | For | For | ||||
| SAWAI PHARMACEUTICAL CO.,LTD | SWPlF | J69811100 | 12/21/2020 | APPROVE CREATION OF A HOLDING COMPANY BY STOCK TRANSFER | Issuer | Yes | Abstain | Abstain |
| AMEND ARTICLES TO APPROVE MINOR REVISIONS | Issuer | Yes | Abstain | Abstain | ||||
| TRIGANO S.A. | TGNOF | F93488108 | 1/8/2021 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 AUGUST 2020; APPROVAL OF NON-DEDUCTIBLE EXPENSES REFERRED TO IN ARTICLE 39-4 OF THE FRENCH GENERAL TAX CODE | Issuer | Yes | For | For |
| APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 AUGUST 2020 | Issuer | Yes | For | For | ||||
| APPROVAL OF THE STATUTORY AUDITORS' SPECIAL REPORT ON REGULATED AGREEMENTS REFERRED TO IN ARTICLE L 225-86 OF THE FRENCH COMMERCIAL CODE | Issuer | Yes | For | For | ||||
| ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 AUGUST 2020 | Issuer | Yes | For | For | ||||
| APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE SUPERVISORY BOARD FOR THE FINANCIAL YEAR 2021 | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE COMPENSATION POLICY FOR MEMBERS OF THE SUPERVISORY BOARD FOR THE FINANCIAL YEAR 2021 | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE MANAGEMENT BOARD FOR THE FINANCIAL YEAR 2021 | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE COMPENSATION POLICY FOR THE CHIEF EXECUTIVE OFFICERS FOR THE FINANCIAL YEAR 2021 | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE COMPENSATION POLICY FOR THE OTHER MEMBERS OF THE MANAGEMENT BOARD FOR THE FINANCIAL YEAR 2021 | Issuer | Yes | Abstain | Abstain | ||||
| ALLOCATION OF A FIXED ANNUAL AMOUNT TO MEMBERS OF THE SUPERVISORY BOARD AS COMPENSATION FOR THEIR ACTIVITY IN RESPECT OF THE FINANCIAL YEAR 2021 | Issuer | Yes | Against | Against | ||||
| APPROVAL OF THE REPORT ON THE COMPENSATION OF CORPORATE OFFICERS FOR THE FINANCIAL YEAR 2020 | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2020 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MRS. ALICE CAVALIER FEUILLET, CHAIRWOMAN OF THE SUPERVISORY BOARD | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2020 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. FRANCOIS FEUILLET, CHAIRMAN OF THE MANAGEMENT BOARD | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2020 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MRS. MARIE-HELENE FEUILLET, CHIEF EXECUTIVE OFFICER | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2020 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. MICHEL FREICHE, CHIEF EXECUTIVE OFFICER | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2020 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. PAOLO BICCI, MEMBER OF THE MANAGEMENT BOARD | Issuer | Yes | Abstain | Abstain | ||||
| RENEWAL OF THE TERM OF OFFICE OF MRS. ALICE CAVALIER FEUILLET, MEMBER OF THE SUPERVISORY BOARD | Issuer | Yes | For | For | ||||
| RENEWAL OF THE TERM OF OFFICE OF MR. GUIDO CARISSIMO AS MEMBER OF THE SUPERVISORY BOARD | Issuer | Yes | For | For | ||||
| RENEWAL OF THE TERM OF OFFICE OF MR. JEAN-LUC GERARD AS MEMBER OF THE SUPERVISORY BOARD | Issuer | Yes | For | For | ||||
| APPOINTMENT OF MR FRANCOIS FEUILLET AS MEMBER OF THE SUPERVISORY BOARD | Issuer | Yes | For | For | ||||
| APPOINTMENT OF MRS. VALERIE FROHLY AS MEMBER OF THE SUPERVISORY BOARD | Issuer | Yes | For | For | ||||
| AUTHORISATION GRANTED TO THE MANAGEMENT BOARD TO BUY BACK SHARES OF THE COMPANY | Issuer | Yes | Against | Against | ||||
| RENEWAL OF THE TERM OF OFFICE OF BM&A, PRINCIPAL STATUTORY AUDITOR | Issuer | Yes | For | For | ||||
| NON-RENEWAL AND NON-REPLACEMENT OF THE TERM OF OFFICE OF MR. ERIC BLACHE, DEPUTY STATUTORY AUDITOR | Issuer | Yes | Abstain | abstain | ||||
| POWERS TO CARRY OUT FORMALITIES | Issuer | Yes | Abstain | Abstain | ||||
| AUTHORIZATION TO BE GRANTED TO THE MANAGEMENT BOARD IN ORDER TO REDUCE THE SHARE CAPITAL BY CANCELLING SHARES | Issuer | Yes | Against | Against | ||||
| NORDIC ENTERTAINMENT GROUP AB | NENTF | W5806J108 | 1/25/2021 | APPROVE ISSUANCE OF CLASS B SHARES UP TO 20 PERCENT OF TOTAL NUMBER OF ISSUED SHARES WITHOUT PREEMPTIVE RIGHTS | Issuer | Yes | Against | Against |
| EVN AG | EVNVY | A19833101 | 1/21/2021 | RESOLUTION ON THE DISTRIBUTION OF NET PROFIT FOR THE YEAR AS REPORTED IN THE ANNUAL FINANCIAL STATEMENTS AS OF 30 SEPTEMBER 2020 | Issuer | Yes | For | For |
| RESOLUTION CONCERNING THE RELEASE OF THE MEMBERS OF THE EXECUTIVE BOARD FOR THE 2019/20 FINANCIAL YEAR | Issuer | Yes | For | For | ||||
| RESOLUTION CONCERNING THE RELEASE OF THE MEMBERS OF THE SUPERVISORY BOARD FOR THE 2019/20 FINANCIAL YEAR | Issuer | Yes | For | For | ||||
| APPOINTMENT OF THE AUDITOR FOR THE ANNUAL FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2020/21 FINANCIAL YEAR | Issuer | Yes | For | For | ||||
| ADOPTION OF A RESOLUTION ON THE REMUNERATION REPORT ON THE COMPENSATION FOR THE MEMBERS OF THE EXECUTIVE BOARD AND SUPERVISORY BOARD FOR THE 2019/20 FINANCIAL YEAR | Issuer | Yes | Abstain | Abstain | ||||
| AMENDMENTS TO FOLLOWING SECTIONS OF THE ARTICLES OF INCORPORATION: 3, 5 (3), 8 (1), 11 (1) AND (2), 14 (1), (3) TO (6) AND 16 (3) | Issuer | Yes | Abstain | Abstain | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| SIEMENS HEALTHINEERS AG | SEMHF | D6T479107 | 2/12/2021 | RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE PROFIT OF SIEMENS HEALTHINEERS AG: EUR 0.80 PER SHARE | Issuer | Yes | For | For |
| RESOLUTION TO DISCHARGE MEMBERS OF THE SUPERVISORY BOARD | Issuer | Yes | For | For | ||||
| RESOLUTION ON THE APPOINTMENT OF THE AUDITOR AND GROUP AUDITOR AS WELL AS THE AUDITOR FOR THE REVIEW OF THE HALF-YEARLY FINANCIAL REPORT: ERNST & YOUNG GMBH | Issuer | Yes | For | For | ||||
| RESOLUTION ON AN AMENDMENT TO THE ARTICLES OF ASSOCIATION OF SECTION 4 PARAGRAPH 2 CLAUSE 3 (INFORMATION ON THE SHARE REGISTER) IN LINE WITH CHANGES MADE BY THE ACT TO IMPLEMENT THE SECOND SHAREHOLDER RIGHTS DIRECTIVE | Issuer | Yes | For | For | ||||
| RESOLUTION ON AN AMENDMENT TO THE ARTICLES OF ASSOCIATION OF SECTION 7 (1) (NUMBER OF SUPERVISORY BOARD MEMBERS) | Issuer | Yes | Abstain | Abstain | ||||
| RESOLUTION ON THE ELECTION OF A FURTHER MEMBER OF THE SUPERVISORY BOARD: PEER M. SCHATZ | Issuer | Yes | For | For | ||||
| RESOLUTION ON THE APPROVAL OF THE REMUNERATION SYSTEM FOR THE MEMBERS OF THE MANAGEMENT BOARD | Issuer | Yes | Abstain | Abstain | ||||
| RESOLUTION ON THE CONFIRMATION OF THE REMUNERATION AND RESOLUTION ON THE REMUNERATION SYSTEM FOR THE MEMBERS OF THE SUPERVISORY BOARD | Issuer | Yes | Abstain | Abstain | ||||
| RESOLUTION ON CANCELLATION OF THE AUTHORIZED CAPITAL 2018 IN ACCORDANCE WITH SECTION 4 (5) OF THE ARTICLES OF ASSOCIATION | Issuer | Yes | Abstain | Abstain | ||||
| RESOLUTION ON CANCELLATION OF THE AUTHORIZATION TO ISSUE CONVERTIBLE BONDS AND / OR BONDS WITH WARRANTS FROM FEBRUARY 19, 2018 | Issuer | Yes | Abstain | Abstain | ||||
| RESOLUTION ON THE REVOCATION OF THE AUTHORIZATION TO ACQUIRE AND USE OWN SHARES IN ACCORDANCE WITH SECTION 71 (1) NO. 8 OF THE GERMAN STOCK CORPORATION ACT | Issuer | Yes | Against | Against | ||||
| STABILUS S.A. | SIUAF | L8750H104 | 2/10/2021 | PRESENTATION OF THE MANAGEMENT REPORT REGARDING THE ANNUAL ACCOUNTS AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2020 | Issuer | Yes | For | For |
| PRESENTATION OF THE REPORT OF THE SUPERVISORY BOARD REGARDING THE ANNUAL ACCOUNTS AND CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2020 | Issuer | Yes | For | For | ||||
| PRESENTATION OF THE REPORTS OF THE INDEPENDENT AUDITOR (CABINET DE REVISION AGREE) REGARDING THE ANNUAL ACCOUNTS AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2020 | Issuer | Yes | For | For | ||||
| APPROVAL OF THE ANNUAL ACCOUNTS FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2020 | Issuer | Yes | For | For | ||||
| ACKNOWLEDGEMENT OF THE LOSS OF THE COMPANY MADE WITH RESPECT TO THE FISCAL YEAR ENDED SEPTEMBER 30, 2020 AND RESOLUTION CONCERNING THE ALLOCATION OF THE RESULTS OF THE COMPANY FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2020: THE MANAGEMENT BOARD PROPOSES THAT THE MEETING ACKNOWLEDGES THAT THE COMPANY MADE A LOSS WITH RESPECT TO THE FINANCIAL YEAR ENDED ON 30 SEPTEMBER 2020 IN AN AGGREGATE AMOUNT OF EUR 1,881,478.88 (ONE MILLION EIGHT HUNDRED EIGHTY-ONE THOUSAND FOUR HUNDRED SEVENTY-EIGHT EUROS AND EIGHTY-EIGHT CENTS) (THE LOSS), AND THAT THE MEETING RESOLVES TO SET-OFF THE LOSS AGAINST A CORRESPONDING AMOUNT OF PROFITS CARRIED FORWARD FROM THE PREVIOUS FINANCIAL YEAR IN AN AGGREGATE AMOUNT OF EUR 122,414,773.14 (ONE HUNDRED TWENTY-TWO MILLION FOUR HUNDRED FOURTEEN THOUSAND SEVEN HUNDRED SEVENTY-THREE EUROS AND FOURTEEN CENTS) THE MANAGEMENT BOARD FURTHER PROPOSES THAT THE MEETING RESOLVES TO APPROVE THE DISTRIBUTION OF A DIVIDEND IN AN AMOUNT OF EUR 0.50 (FIFTY CENTS) PER SHARE RESULTING IN AN AGGREGATE DIVIDEND DISTRIBUTION IN AN AMOUNT OF EUR 12,350,000 (TWELVE MILLION THREE HUNDRED FIFTY THOUSAND EUROS) OUT OF THE PROFITS CARRIED FORWARD FROM THE PREVIOUS FINANCIAL YEAR WHICH AMOUNTS TO EUR 120,533,294.26 (ONE HUNDRED TWENTY MILLION FIVE HUNDRED THIRTY-THREE THOUSAND TWO HUNDRED NINETY-FOUR EUROS AND TWENTY-SIX CENTS) AND TO CARRY FORWARD THE RESULTING BALANCE OF PROFITS TO THE NEXT FINANCIAL YEAR; THE DIVIDEND SHALL BE PAYABLE WITHIN 3 DAYS AS OF THE MEETING | Issuer | Yes | For | For | ||||
| APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2020 | Issuer | Yes | For | For | ||||
| DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD | Issuer | Yes | For | For | ||||
| RENEWAL OF THE MANDATE OF THE INDEPENDENT AUDITOR | Issuer | Yes | For | For | ||||
| PRESENTATION OF AND ADVISORY VOTE ON THE REMUNERATION REPORT FOR THE MEMBERS OF THE MANAGEMENT BOARD AND THE SUPERVISORY BOARD IN THE FISCAL YEAR 2020 | Issuer | Yes | Abstain | Abstain | ||||
| TRANSCONTINENTAL INC | TCL | 893578104 | 2/25/2021 | VOTE FOR ALL NOMINEES | Issuer | Yes | For | For |
| APPOINTMENT OF KPMG LLP AS AUDITORS AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION | Issuer | Yes | For | For | ||||
| RESOLVED, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLE AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS, THAT THE SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE MANAGEMENT PROXY CIRCULAR PROVIDED IN CONNECTION WITH THE ANNUAL MEETING OF SHAREHOLDERS | Issuer | Yes | Abstain | Abstain | ||||
| NOVARTIS AG | NVSEF | H5820Q150 | 3/2/2021 | AUTHORIZE BROADRIDGE TO ARRANGE FOR THE SUB-CUSTODIAN TO REGISTER THE SHARES, SO AS TO SUBMIT A VOTE OR MEETING ATTENDANCE REQUEST ON PART 2 OF THE MEETING | Issuer | Yes | For | For |
| APPROVAL OF THE OPERATING AND FINANCIAL REVIEW, THE FINANCIAL STATEMENTSAND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2020 FINANCIAL YEAR | Issuer | Yes | For | For | ||||
| DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE | Issuer | Yes | For | For | ||||
| APPROPRIATION OF AVAILABLE EARNINGS AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND FOR 2020 | Issuer | Yes | For | For | ||||
| REDUCTION OF SHARE CAPITAL | Issuer | Yes | Against | Against | ||||
| FURTHER SHARE REPURCHASES | Issuer | Yes | Against | Against | ||||
| BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION FOR THE BOARD OF DIRECTORS FROM THE 2021 ANNUAL GENERAL MEETING TO THE 2022 ANNUAL GENERAL MEETING | Issuer | Yes | Abstain | Abstain | ||||
| BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION FOR THE EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR 2022 | Issuer | Yes | Abstain | Abstain | ||||
| ADVISORY VOTE ON COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE | Issuer | Yes | Abstain | Abstain | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| RE-ELECTION OF PRICEWATERHOUSECOOPERS AG AS STATUTORY AUDITOR FOR THE FINANCIAL YEAR STARTING ON JANUARY 1, 2021 | Issuer | Yes | For | For | ||||
| RE-ELECTION OF LIC. IUR. PETER ANDREAS ZAHN, ATTORNEY AT LAW, BASEL, AS INDEPENDENT PROXY UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING | Issuer | Yes | For | For | ||||
| AMENDMENT TO ARTICLE 20 PARAGRAPH 3 OF THE ARTICLES OF INCORPORATION | Issuer | Yes | Abstain | Abstain | ||||
| GENERAL INSTRUCTIONS IN CASE OF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE INVITATION TO THE ANNUAL GENERAL MEETING, AND/OR OF MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS ACCORDING TO ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS | Issuer | Yes | Abstain | Abstain | ||||
| VALMET OYJ | VALMT | X96478114 | 3/23/2021 | ADOPTION OF THE FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS | Issuer | Yes | For | For |
| RESOLUTION ON THE USE OF THE PROFIT SHOWN ON THE BALANCE SHEET AND THE PAYMENT OF DIVIDENDS: EUR 0.90 PER SHARE | Issuer | Yes | For | For | ||||
| RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT AND CHIEF EXECUTIVE OFFICER FROM LIABILITY | Issuer | Yes | For | For | ||||
| PRESENTATION OF THE REMUNERATION REPORT FOR GOVERNING BODIES | Issuer | Yes | Abstain | Abstain | ||||
| RESOLUTION ON REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS | Issuer | Yes | Abstain | Abstain | ||||
| RESOLUTION ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS: EIGHT | Issuer | Yes | Abstain | Abstain | ||||
| ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS: NOMINATION BOARD PROPOSES TO THE ANNUAL GENERAL MEETING THAT: AARO CANTELL, PEKKA KEMPPAINEN, MONIKA MAURER, MIKAEL MAKINEN, ERIIKKA SODERSTROM, TARJA TYNI AND ROGERIO ZIVIANI ARE RE-ELECTED AS BOARD MEMBERS, PER LINDBERG IS ELECTED AS A NEW BOARD MEMBER, AND MIKAEL MAKINEN IS RE-ELECTED AS THE CHAIRMAN OF THE BOARD AND AARO CANTELL RE-ELECTED AS THE VICE-CHAIRMAN OF THE BOARD | Issuer | Yes | For | For | ||||
| RESOLUTION ON REMUNERATION OF THE AUDITOR | Issuer | Yes | For | For | ||||
| ELECTION OF PRICEWATERHOUSECOOPERS OY AS AUDITOR, WITH MR PASI KARPPINEN, APA ACTING AS THE RESPONSIBLE AUDITOR | Issuer | Yes | For | For | ||||
| AUTHORISING THE BOARD OF DIRECTORS TO DECIDE ON THE REPURCHASE OF THE COMPANY'S OWN SHARES | Issuer | Yes | Against | Against | ||||
| AUTHORISING THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUANCE OF SHARES AS WELL AS THE ISSUANCE OF SPECIAL RIGHTS ENTITLING TO SHARES | Issuer | Yes | For | For | ||||
| PLUS500 LTD. | PLSQF | M7S2CK109 | 3/16/2021 | TO ELECT TAMI GOTTLIEB AS AN EXTERNAL DIRECTOR AND INDEPENDENT NON-EXECUTIVE DIRECTOR FOR A THREE YEAR TERM | Issuer | Yes | For | For |
| TO APPROVE THE FEES PAYABLE TO TAMI GOTTLIEB FOR HER SERVICES AS AN EXTERNAL DIRECTOR AND INDEPENDENT NON-EXECUTIVE DIRECTOR | Issuer | Yes | For | For | ||||
| TO APPROVE AN INCREASE IN THE FEES PAYABLE TO ANNE GRIM FOR HER SERVICES AS AN EXTERNAL DIRECTOR AND INDEPENDENT NON-EXECUTIVE DIRECTOR | Issuer | Yes | For | For | ||||
| TO APPROVE THE FEES PAYABLE TO SIGALIA HEIFETZ FOR HER SERVICES AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Issuer | Yes | For | For | ||||
| TO AMEND ARTICLE 41 OF THE ARTICLES OF ASSOCIATION TO INCREASE THE MAXIMUM SIZE OF THE BOARD OF DIRECTORS FROM EIGHT DIRECTORS TO NINE DIRECTORS | Issuer | Yes | For | For | ||||
| DKSH HOLDING AG | DKSHF | H2012M121 | 3/18/2021 | AUTHORIZE BROADRIDGE TO ARRANGE FOR THE SUB-CUSTODIAN TO REGISTER THE SHARES, SO AS TO SUBMIT A VOTE OR MEETING ATTENDANCE REQUEST ON PART 2 OF THE MEETING | Issuer | Yes | For | For |
| APPROVAL OF THE FINANCIAL STATEMENTS AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2020 | Issuer | Yes | For | For | ||||
| APPROPRIATION OF AVAILABLE EARNINGS AS PER BALANCE SHEET 2020 AND DECLARATION OF DIVIDEND | Issuer | Yes | For | For | ||||
| DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR 2020 | Issuer | Yes | For | For | ||||
| APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF THE COMPENSATION OF THE BOARD OF DIRECTORS FOR THE TERM OF OFFICE UNTIL THE NEXT ORDINARY GENERAL MEETING | Issuer | Yes | For | For | ||||
| APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF THE COMPENSATION OF THE EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR 2022 | Issuer | Yes | For | For | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| RE-ELECTION OF ERNST AND YOUNG LTD., ZURICH, AS STATUTORY AUDITORS FOR THE FINANCIAL YEAR 2021 | Issuer | Yes | For | For | ||||
| RE-ELECTION OF MR. ERNST A. WIDMER, ZURICH, AS INDEPENDENT PROXY | Issuer | Yes | For | For | ||||
| ESSITY AB | ETTYF | W3R06F100 | 3/25/2021 | RESOLUTION ON ADOPTION OF THE INCOME STATEMENT AND BALANCE SHEET, AND OF THE CONSOLIDATED INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET | Issuer | Yes | For | For |
| RESOLUTION ON APPROPRIATIONS OF EARNINGS FOR PAYMENT OF A DIVIDEND FOR THE FINANCIAL YEAR 2020 OF SEK 6.75 PER SHARE, WITH A RECORD DATE OF 29 MARCH 2021 AND A PAYMENT DATE OF 1 APRIL 2021 | Issuer | Yes | For | For | ||||
| RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTORS AND THE PRESIDENT | Issuer | Yes | For | For | ||||
| RESOLUTION ON THE NUMBER OF DIRECTORS AND DEPUTY DIRECTORS: NINE WITH NO DEPUTY DIRECTORS | Issuer | Yes | Abstain | Abstain | ||||
| RESOLUTION ON THE NUMBER OF AUDITORS AND DEPUTY AUDITORS: ONE WITH NO DEPUTY AUDITOR | Issuer | Yes | For | For | ||||
| REMUNERATION TO THE BOARD OF DIRECTORS | Issuer | Yes | For | For | ||||
| REMUNERATION TO THE AUDITOR | Issuer | Yes | For | For | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| RE-ELECTION OF THE REGISTERED ACCOUNTING FIRM ERNST & YOUNG AB, IN ACCORDANCE WITH THE AUDIT COMMITTEE'S RECOMMENDATION, FOR THE PERIOD UNTIL THE END OF THE ANNUAL GENERAL MEETING 2022, WITH APPOINTMENT OF HAMISH MABON AS AUDITOR IN CHARGE | Issuer | Yes | For | For | ||||
| RESOLUTION ON GUIDELINES FOR REMUNERATION FOR THE SENIOR MANAGEMENT | Issuer | Yes | Abstain | Abstain | ||||
| RESOLUTION ON APPROVAL OF THE BOARD'S REPORT ON REMUNERATION FOR THE SENIOR MANAGEMENT | Issuer | Yes | Abstain | Abstain | ||||
| RESOLUTION ON AUTHORISATION FOR THE BOARD OF DIRECTORS TO RESOLVE ON ACQUISITION OF OWN SHARES | Issuer | Yes | Against | Against | ||||
| RESOLUTION ON AUTHORISATION FOR THE BOARD OF DIRECTORS TO RESOLVE ON TRANSFER OF ITS OWN SHARES ON ACCOUNT OF ACQUISITIONS | Issuer | Yes | Abstain | Abstain | ||||
| RESOLUTION ON AMENDMENTS TO THE ARTICLES OF ASSOCIATION: SECTION 1 NAME, SECTION 11 NOTICE | Issuer | Yes | Abstain | Abstain | ||||
| SWISSCOM AG | SWZCF | H8398N104 | 3/31/2021 | AUTHORIZE BROADRIDGE TO ARRANGE FOR THE SUB-CUSTODIAN TO REGISTER THE SHARES, SO AS TO SUBMIT A VOTE OR MEETING ATTENDANCE REQUEST ON PART 2 OF THE MEETING | Issuer | Yes | For | For |
| APPROVAL OF THE MANAGEMENT REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS AND THE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2020 | Issuer | Yes | For | For | ||||
| CONSULTATIVE VOTE ON THE REMUNERATION REPORT 2020 | Issuer | Yes | Abstain | Abstain | ||||
| APPROPRIATION OF THE RETAINED EARNINGS 2020 AND DECLARATION OF DIVIDEND: THE BOARD OF DIRECTORS PROPOSES TO THE SHAREHOLDERS' MEETING A DIVIDEND OF CHF 22 GROSS PER SHARE (PRIOR YEAR: CHF 22). THE TOTAL DIVIDEND OF APPROX. CHF 1,140 MILLION IS BASED ON A PORTFOLIO OF 51,800,516 SHARES WITH A DIVIDEND ENTITLEMENT (AS OF 31 DECEMBER 2020). SUBJECT TO THE APPROVAL OF THE PROPOSAL BY THE SHAREHOLDERS' MEETING, AFTER DEDUCTING FEDERAL WITHHOLDING TAX OF 35%, A NET DIVIDEND OF CHF 14.30 PER SHARE WILL BE PAID OUT ON 8 APRIL 2021. THE LAST TRADING DAY WITH ENTITLEMENT TO RECEIVE A DIVIDEND IS 1 APRIL 2021. AS OF 6 APRIL 2021, THE SHARES WILL BE TRADED EX DIVIDEND | Issuer | Yes | For | For | ||||
| DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE GROUP EXECUTIVE BOARD | Issuer | Yes | For | For | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| APPROVAL OF THE TOTAL REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR 2022 | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE TOTAL REMUNERATION OF THE MEMBERS OF THE GROUP EXECUTIVE BOARD FOR 2022 | Issuer | Yes | Abstain | Abstain | ||||
| RE-ELECTION OF THE LAW FIRM REBER RECHTSANWALTE, ZURICH, AS INDEPENDENT PROXY FOR THE PERIOD OF TIME UNTIL THE CONCLUSION OF THE NEXT ORDINARY SHAREHOLDERS' MEETING | Issuer | Yes | For | For | ||||
| RE-ELECTION OF PRICEWATERHOUSECOOPERS AG, ZURICH, AS STATUTORY AUDITORS FOR THE 2021 FINANCIAL YEAR | Issuer | Yes | For | For | ||||
| STHREE PLC | STREF | G8499E103 | 4/22/2021 | THAT THE ANNUAL REPORT AND FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 30 NOVEMBER 2020, TOGETHER WITH THE DIRECTORS' REPORT, STRATEGIC REPORT AND AUDITOR'S REPORTS THEREON, BE RECEIVED | Issuer | Yes | For | For |
| THAT A FINAL DIVIDEND OF 5.00 PENCE PER ORDINARY SHARE BE DECLARED AND PAID ON 4 JUNE 2021, TO SHAREHOLDERS ON THE REGISTER OF MEMBERS AS OF THE CLOSE OF BUSINESS ON 7 MAY 2021 | Issuer | Yes | For | For | ||||
| THAT THE DIRECTORS' REMUNERATION REPORT FOR THE FINANCIAL YEAR ENDED 30 NOVEMBER 2020 BE RECEIVED AND APPROVED | Issuer | Yes | Abstain | Abstain | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| THAT PRICEWATERHOUSECOOPERS LLP BE RE-APPOINTED AS AUDITORS TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID | Issuer | Yes | For | For | ||||
| THAT THE DIRECTORS BE AUTHORISED TO DETERMINE THE REMUNERATION OF THE AUDITORS | Issuer | Yes | For | For | ||||
| THAT: (I) THE COMPANY AND THOSE COMPANIES WHICH ARE SUBSIDIARIES OF THE COMPANY AT ANY TIME DURING THE PERIOD FOR WHICH THIS RESOLUTION HAS EFFECT BE AND ARE HEREBY AUTHORISED FOR THE PURPOSES OF PART 14 OF THE COMPANIES ACT 2006 (THE 'ACT') DURING THE PERIOD FROM THE DATE OF THE PASSING OF THIS RESOLUTION TO THE EARLIER OF THE CONCLUSION OF THE COMPANY'S ANNUAL GENERAL MEETING IN 2022 OR 22 JULY 2022: (A) TO MAKE POLITICAL DONATIONS TO POLITICAL PARTIES, AND/OR INDEPENDENT ELECTION CANDIDATES; (B) TO MAKE POLITICAL DONATIONS TO POLITICAL ORGANISATIONS OTHER THAN POLITICAL PARTIES; AND (C) TO INCUR POLITICAL EXPENDITURE, UP TO AN AGGREGATE AMOUNT OF GBP 50,000, AND THE AMOUNT AUTHORISED UNDER EACH OF PARAGRAPHS (A) TO (C) SHALL ALSO BE LIMITED TO SUCH AMOUNT; (II) ALL EXISTING AUTHORISATIONS AND APPROVALS RELATING TO POLITICAL DONATIONS OR EXPENDITURE UNDER PART 14 OF THE ACT ARE HEREBY REVOKED WITHOUT PREJUDICE TO ANY DONATION MADE OR EXPENDITURE INCURRED PRIOR TO THE DATE HEREOF PURSUANT TO SUCH AUTHORISATION OR APPROVAL; AND (III) WORDS AND EXPRESSIONS DEFINED FOR THE PURPOSE OF THE ACT SHALL HAVE THE SAME MEANING IN THIS RESOLUTION | Issuer | Yes | Against | Against | ||||
| THAT, PURSUANT TO SECTION 551 OF THE COMPANIES ACT 2006, THE DIRECTORS BE AND ARE GENERALLY AND UNCONDITIONALLY AUTHORISED TO EXERCISE ALL POWERS OF THE COMPANY TO ALLOT SHARES IN THE COMPANY OR TO GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES IN THE COMPANY UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 442,745.39 PROVIDED THAT (UNLESS PREVIOUSLY REVOKED, VARIED OR RENEWED) THIS AUTHORITY SHALL EXPIRE AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AFTER THE PASSING OF THIS RESOLUTION OR ON 22 JULY 2022 (WHICHEVER IS THE EARLIER), SAVE THAT THE COMPANY MAY MAKE AN OFFER OR AGREEMENT BEFORE THIS AUTHORITY EXPIRES WHICH WOULD OR MIGHT REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES TO BE GRANTED AFTER THIS AUTHORITY EXPIRES AND THE DIRECTORS MAY ALLOT SHARES OR GRANT SUCH RIGHTS PURSUANT TO ANY SUCH OFFER OR AGREEMENT AS IF THIS AUTHORITY HAD NOT EXPIRED. THIS AUTHORITY IS IN SUBSTITUTION FOR ALL EXISTING AUTHORITIES UNDER SECTION 551 OF THE COMPANIES ACT 2006 (WHICH, TO THE EXTENT UNUSED AT THE DATE OF THIS RESOLUTION, ARE REVOKED WITH IMMEDIATE EFFECT) | Issuer | Yes | Against | Against | ||||
| THAT A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Issuer | Yes | Against | Against | ||||
| THAT, SUBJECT TO THE PASSING OF RESOLUTION 13 AND PURSUANT TO SECTIONS 570 AND 573 OF THE COMPANIES ACT 2006, THE DIRECTORS BE AND ARE GENERALLY EMPOWERED TO ALLOT EQUITY SECURITIES (WITHIN THE MEANING OF SECTION 560 OF THE COMPANIES ACT 2006) FOR CASH PURSUANT TO THE AUTHORITY GRANTED BY RESOLUTION 13 AND TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF SECTION 561(1) OF THE COMPANIES ACT 2006 DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, PROVIDED THAT THIS POWER SHALL BE LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES: 15.1 IN CONNECTION WITH AN OFFER OF EQUITY SECURITIES (WHETHER BY WAY OF A RIGHTS ISSUE, OPEN OFFER OR OTHERWISE): 15.1.1 TO HOLDERS OF ORDINARY SHARES IN THE CAPITAL OF THE COMPANY IN PROPORTION (AS NEARLY AS PRACTICABLE) TO THE RESPECTIVE NUMBERS OF ORDINARY SHARES HELD BY THEM; AND 15.1.2 TO HOLDERS OF OTHER EQUITY SECURITIES IN THE CAPITAL OF THE COMPANY, AS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR, SUBJECT TO SUCH RIGHTS, AS THE DIRECTORS OTHERWISE CONSIDER NECESSARY, BUT SUBJECT TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT IN RELATION TO TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES OR ANY LEGAL OR PRACTICAL PROBLEMS UNDER THE LAWS OF ANY TERRITORY OR THE REQUIREMENTS OF ANY REGULATORY BODY OR STOCK EXCHANGE. 15.2 OTHERWISE THAN PURSUANT TO PARAGRAPH 15.1 OF THIS RESOLUTION, UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 66,478.29, AND (UNLESS PREVIOUSLY REVOKED, VARIED OR RENEWED) THIS POWER SHALL EXPIRE AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AFTER THE PASSING OF THIS RESOLUTION OR ON 22 JULY 2022 (WHICHEVER IS THE EARLIER), SAVE THAT THE COMPANY MAY MAKE AN OFFER OR AGREEMENT BEFORE THIS POWER EXPIRES WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED OR TREASURY SHARES TO BE SOLD FOR CASH AFTER THIS POWER EXPIRES AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES OR SELL TREASURY SHARES FOR CASH PURSUANT TO ANY SUCH OFFER OR AGREEMENT AS IF THIS POWER HAD NOT EXPIRED. THIS POWER IS IN SUBSTITUTION FOR ALL EXISTING POWERS UNDER SECTIONS 570 AND 573 OF THE COMPANIES ACT 2006 (WHICH, TO THE EXTENT UNUSED AT THE DATE OF THIS RESOLUTION, ARE REVOKED WITH IMMEDIATE EFFECT) | Issuer | Yes | Against | Against | ||||
| THAT THE COMPANY BE AND IS HEREBY UNCONDITIONALLY AND GENERALLY AUTHORISED FOR THE PURPOSES OF SECTION 701 OF THE COMPANIES ACT 2006 TO MAKE MARKET PURCHASES, AS DEFINED IN SECTION 693 OF THAT ACT, OF ORDINARY SHARES AND WHERE SUCH SHARES ARE HELD IN TREASURY, THE COMPANY MAY USE THEM FOR THE PURPOSE OF ITS EMPLOYEES' SHARE SCHEMES OR OTHER INCENTIVE ARRANGEMENTS, PROVIDED THAT: (A) THE MAXIMUM NUMBER OF ORDINARY SHARES THAT MAY BE PURCHASED IS 13,299,234 (B) THE MINIMUM PRICE (EXCLUSIVE OF EXPENSES) WHICH MAY BE PAID FOR EACH ORDINARY SHARE IS 1P; (C) THE MAXIMUM PRICE (EXCLUSIVE OF EXPENSES) THAT MAY BE PAID FOR EACH ORDINARY SHARE SHALL BE NO MORE THAN THE HIGHER OF: (I) THE AMOUNT EQUAL TO 105% OF THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS OF THE ORDINARY SHARES AS DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH SUCH ORDINARY SHARE IS CONTRACTED TO BE PURCHASED; AND (II) THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE AND THE HIGHEST CURRENT BID AS STIPULATED BY ARTICLE 5(1) OF COMMISSION REGULATION (EC) 22 DECEMBER 2003 IMPLEMENTING THE MARKET ABUSE DIRECTIVE AS REGARDS EXEMPTIONS FOR BUY-BACK PROGRAMMES AND STABILISATION OF FINANCIAL INSTRUMENTS (NO 2273/2003); AND (D) THIS AUTHORITY SHALL, UNLESS PREVIOUSLY VARIED, REVOKED OR RENEWED, EXPIRE ON 22 JULY 2022 OR, IF EARLIER, AT THE CONCLUSION OF THE COMPANY'S ANNUAL GENERAL MEETING IN 2022, SAVE THAT THE COMPANY SHALL BE ENTITLED UNDER SUCH AUTHORITY TO MAKE AT ANY TIME BEFORE SUCH EXPIRY ANY CONTRACT TO PURCHASE ITS OWN SHARES WHICH WILL OR MIGHT BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY | Issuer | Yes | Against | Against | ||||
| MONCLER S.P.A. | MONRF | T6730E110 | 3/25/2021 | TO INCREASE STOCK CAPITAL AGAINST PAYMENT, IN ONE OR MORE TRANCHES, WITHOUT OPTION RIGHT, PURSUANT TO ART. 2441, ITEM 5 AND 6, OF THE ITALIAN CIVIL CODE, UP TO A NOMINAL MAXIMUM AMOUNT OF EUR 575,000,800.2948, OF WHICH UP TO EUR 3,066,033.2 ATTRIBUTABLE TO CAPITAL AND UP TO EUR 571,934,767.0948 ATTRIBUTABLE TO PREMIUM, BY ISSUING A MAXIMUM OF NO. 15,330,166 NEW ORDINARY SHARES WITH SAME CHARACTERISTICS AS THOSE OUTSTANDING ON THE ISSUE DATE, AT THE SUBSCRIPTION PRICE OF EUR 37.5078 (INCLUSIVE OF PREMIUM) PER SHARE, RESERVED IN SUBSCRIPTION TO RIVETEX S.R.L., MATTIA RIVETTI RICCARDI, GINEVRA ALEXANDRA SHAPIRO, PIETRO BRANDO SHAPIRO, ALESSANDRO GILBERTI E VENEZIO INVESTMENTS PTE LTD, TO BE ALSO RELEASED BY OFFSETTING. TO CONSEQUENTLY AMEND ART. 5 OF THE BYLAWS AND RESOLUTIONS RELATED THERETO | Issuer | Yes | Abstain | Abstain |
| TO AMEND ART. 8 (MEETINGS), 12 (MEETINGS AND RESOLUTIONS) AND 13 (BOARD OF DIRECTORS) OF THE BYLAWS | Issuer | Yes | Abstain | Abstain | ||||
| NOVO NORDISK A/S | NONOF | K72807132 | 3/25/2021 | PRESENTATION AND ADOPTION OF AUDITED ANNUAL REPORT 2020 | Issuer | Yes | For | For |
| RESOLUTION TO DISTRIBUTE THE PROFIT ACCORDING TO THE ADOPTED ANNUAL REPORT 2020 | Issuer | Yes | For | For | ||||
| PRESENTATION AND ADVISORY VOTE ON THE REMUNERATION REPORT 2020 | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE REMUNERATION OF THE BOARD OF DIRECTORS FOR 2020 | Issuer | Yes | For | for | ||||
| APPROVAL OF THE REMUNERATION OF THE BOARD OF DIRECTORS FOR 2021 | Issuer | Yes | For | For | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| APPOINTMENT OF AUDITOR: DELOITTE STATSAUTORISERET REVISIONSPARTNERSELSKAB | Issuer | Yes | For | For | ||||
| REDUCTION OF THE COMPANY'S B SHARE CAPITAL BY NOMINALLY DKK 8,000,000 BY CANCELLATION OF B SHARES | Issuer | Yes | Against | Against | ||||
| AUTHORISATION TO THE BOARD OF DIRECTORS TO ALLOW THE COMPANY TO REPURCHASE OWN SHARES | Issuer | Yes | Against | Against | ||||
| AUTHORISATION TO THE BOARD OF DIRECTORS TO INCREASE THE COMPANY'S SHARE CAPITAL: CANCELLATION OF ARTICLE 5.3 OF THE ARTICLES OF ASSOCIATION | Issuer | Yes | For | For | ||||
| AUTHORISATION TO THE BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL | Issuer | Yes | Against | Against | ||||
| INDEMNIFICATION OF MEMBERS OF THE BOARD OF DIRECTORS | Issuer | Yes | For | For | ||||
| INDEMNIFICATION OF MEMBERS OF EXECUTIVE MANAGEMENT | Issuer | Yes | Abstain | Abstain | ||||
| AMENDMENTS TO THE REMUNERATION POLICY | Issuer | Yes | Abstain | Abstain | ||||
| AMENDMENT OF THE ARTICLES OF ASSOCIATION: VIRTUAL GENERAL MEETINGS | Issuer | Yes | Abstain | Abstain | ||||
| AMENDMENT OF THE ARTICLES OF ASSOCIATION: LANGUAGE IN DOCUMENTS PREPARED FOR GENERAL MEETINGS | Issuer | Yes | Abstain | Abstain | ||||
| AMENDMENT OF THE ARTICLES OF ASSOCIATION: DIFFERENTIATION OF VOTES | Issuer | Yes | Abstain | Abstain | ||||
| PROPOSAL FROM THE SHAREHOLDER KRITISKE AKTIONAERER ON MAKING A PLAN FOR CHANGED OWNERSHIP | Security Holder | Yes | Abstain | Abstain | ||||
| WORLD HOLDINGS CO.,LTD | 2429 | J9520N101 | 3/19/2021 | VOTE FOR ALL NOMINEES | Issuer | Yes | For | For |
| APPOINT AS SUBSTITUTE CORPOATE AUDITOR TANAKA, HARUO | Issuer | Yes | For | For | ||||
| APPROVE ISSUANCE OF SHARE ACQUISITION RIGHTS AS STOCK OPTIONS (DIRECTORS AND EMPLYEES) | Issuer | Yes | Against | Against | ||||
| APPROVE ISSUANCE OF SHARE ACQUISITION RIGHTS AS STOCK OPTIONS (DIRECTORS) | Issuer | Yes | Against | Against | ||||
| TORII PHARMACEUTICAL CO.,LTD. | TRXPF | J8959J102 | 3/25/2021 | APPROVE APPROPRIATION OF SURPLUS | Issuer | Yes | For | For |
| APPOINT AS DIRECTOR MATSUDA, GOICHI | Issuer | Yes | For | For | ||||
| APPOINT AS DIRECTOR TORIKAI, MASAO | Issuer | Yes | For | For | ||||
| APPOINT AS SUBSTITUTE DIRECTOR KONDO, NOBUMASA | Issuer | Yes | For | For | ||||
| SUMCO CORPORATION | SUMCF | J76896109 | 3/25/2021 | APPOINT AS DIRECTOR WHO IS NOT AUDIT AND SUPERVISORY COMMITTEE MEMBER HASHIMOTO, MAYUKI | Issuer | Yes | For | For |
| APPOINT AS DIRECTOR WHO IS NOT AUDIT AND SUPERVISORY COMMITTEE MEMBER TAKII, MICHIHARU | Issuer | Yes | For | For | ||||
| APPOINT AS DIRECTOR WHO IS NOT AUDIT AND SUPERVISORY COMMITTEE MEMBER FURUYA, HISASHI | Issuer | Yes | For | For | ||||
| APPOINT AS DIRECTOR WHO IS NOT AUDIT AND SUPERVISORY COMMITTEE MEMBER HIRAMOTO, KAZUO | Issuer | Yes | For | For | ||||
| APPOINT AS DIRECTOR WHO IS NOT AUDIT AND SUPERVISORY COMMITTEE MEMBER KATO, AKANE | Issuer | Yes | For | For | ||||
| APPOINT AS DIRECTOR WHO IS NOT AUDIT AND SUPERVISORY COMMITTEE MEMBER INOUE, FUMIO | Issuer | Yes | For | For | ||||
| KONINKLIJKE AHOLD DELHAIZE N.V | XAMS | N0074E105 | 4/14/2021 | PROPOSAL TO ADOPT THE 2020 FINANCIAL STATEMENTS | Issuer | Yes | For | For |
| PROPOSAL TO DETERMINE THE DIVIDEND OVER FINANCIAL YEAR 2020 | Issuer | Yes | For | For | ||||
| REMUNERATION REPORT | Issuer | Yes | Abstain | Abstain | ||||
| PROPOSAL FOR DISCHARGE OF LIABILITIES OF THE MEMBERS OF THE MANAGEMENT BOARD | Issuer | Yes | For | For | ||||
| PROPOSAL FOR DISCHARGE OF LIABILITIES OF THE MEMBERS OF THE SUPERVISORY BOARD | Issuer | Yes | For | For | ||||
| PROPOSAL TO APPOINT JAN ZIJDERVELD AS A NEW MEMBER OF THE SUPERVISORY BOARD | Issuer | Yes | For | For | ||||
| PROPOSAL TO APPOINT BALA SUBRAMANIAN AS NEW MEMBER OF THE SUPERVISORY BOARD | Issuer | Yes | For | For | ||||
| PROPOSAL TO RE-APPOINT PRICEWATERHOUSECOOPERS ACCOUNTANTS N.V. AS EXTERNAL AUDITOR FOR FINANCIAL YEAR 2021 | Issuer | Yes | For | For | ||||
| AUTHORIZATION TO ISSUE SHARES | Issuer | Yes | For | For | ||||
| AUTHORIZATION TO RESTRICT OR EXCLUDE PRE-EMPTIVE RIGHTS | Issuer | Yes | Against | Against | ||||
| AUTHORIZATION TO ACQUIRE COMMON SHARES | Issuer | Yes | Against | Against | ||||
| CANCELLATION OF SHARES | Issuer | Yes | For | For | ||||
| MONCLER S.P.A | MONRF | T6730E110 | 4/22/2021 | BALANCE SHEET AS OF 31 DECEMBER 2020, TOGETHER WITH BOARD OF DIRECTORS' MANAGEMENT REPORT, INTERNAL AND EXTERNAL AUDITORS' REPORT; PRESENTATION OF THE CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2020; PRESENTATION OF THE CONSOLIDATED BALANCE SHEET DRAFTED IN ACCORDANCE WITH LEGISLATIVE DECREE NO. 254/2016 | Issuer | Yes | For | For |
| BALANCE SHEET AS OF 31 DECEMBER 2020 AND ALLOCATION PROPOSAL OF THE PROFIT FOR THE YEAR: PROFIT ALLOCATION | Issuer | Yes | For | For | ||||
| RESOLUTION ON THE SECOND SECTION OF THE REMUNERATION POLICY REPORT AND EMOLUMENTS PAID, DRAWN UP PURSUANT TO ART. 123-TER, PARAGRAPH 6, OF LEGISLATIVE DECREE NO. 58/98 | Issuer | Yes | Abstain | Abstain | ||||
| TO AUTHORIZE THE PURCHASE AND DISPOSAL OF OWN SHARES AS PER AND FOR THE PURPOSES OF ART. 2357, 2357-TER OF THE CIVIL CODE, OF ART. 132 OF LEGISLATIVE DECREE 24 FEBRUARY 1998, NO. 58 AND ART. 144-BIS OF THE CONSOB REGULATION ADOPTED WITH RESOLUTION NO. 11971 OF MAY 14, 1999, UPON REVOCATION, FOR THE UNEXECUTED PART, OF THE AUTHORIZATION RESOLUTION RESOLVED BY THE ORDINARY SHAREHOLDERS' MEETING HELD ON 11 JUNE 2020 | Issuer | Yes | Against | Against | ||||
| TO APPOINT EXTERNAL AUDITORS FOR THE PERIOD 2022-2030 AS PER LEGISLATIVE DECREE 39/2010 AND REGULATION (EU) NO. 537/2014 | Issuer | Yes | For | For | ||||
| COMPOSITION OF THE BOARD OF DIRECTORS: TO STATE THE DIRECTORS' NUMBER | Issuer | Yes | Abstain | Abstain | ||||
| COMPOSITION OF THE BOARD OF DIRECTORS: TO APPOINT A NEW DIRECTOR | Issuer | Yes | For | For | ||||
| COMPOSITION OF THE BOARD OF DIRECTORS: TO STATE THE EMOLUMENT POLICY OF THE BOARD OF DIRECTORS | Issuer | Yes | Abstain | Abstain | ||||
| TAIKO PHARMACEUTICAL CO.,LTD | 4574 | J7955H102 | 3/30/2021 | APPROVE APPROPRIATION OF SURPLUS | Issuer | Yes | For | For |
| APPOINT AS DIRECTOR WHO IS NOT AUDIT AND SUPERVISORY COMMITTEE MEMBER SHIBATA, HITOSHI | Issuer | Yes | For | For | ||||
| APPOINT AS DIRECTOR WHO IS NOT AUDIT AND SUPERVISORY COMMITTEE MEMBER SHIBATA, TAKASHI | Issuer | Yes | For | For | ||||
| APPOINT AS DIRECTOR WHO IS NOT AUDIT AND SUPERVISORY COMMITTEE MEMBER NAKAZAWA, KAZUO | Issuer | Yes | For | For | ||||
| APPOINT AS SUBSTITUTE DIRECTOR WHO IS AUDIT AND SUPERVISORY COMMITTEE MEMBER OKAMOTO, YASUHIKO | Issuer | Yes | For | For | ||||
| DIALOG SEMICONDUCTOR PLC | DLGNF | G5821P111 | 4/9/2021 | THAT: (1) FOR THE PURPOSE OF GIVING EFFECT TO THE SCHEME OF ARRANGEMENT DATED 8 MARCH 2021 (THE "SCHEME") BETWEEN THE COMPANY AND ITS SCHEME SHAREHOLDERS (AS DEFINED IN THE SCHEME), A PRINT OF WHICH HAS BEEN PRODUCED TO THIS MEETING AND FOR THE PURPOSES OF IDENTIFICATION SIGNED BY THE CHAIRMAN THEREOF, IN ITS ORIGINAL FORM OR SUBJECT TO ANY MODIFICATION, ADDITION OR CONDITION AGREED BY THE COMPANY AND RENESAS ELECTRONIC CORPORATION ("RENESAS") AND APPROVED OR IMPOSED BY THE COURT, THE DIRECTORS OF THE COMPANY BE AUTHORISED TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT; AND (2) WITH EFFECT FROM THE PASSING OF THIS RESOLUTION, THE ARTICLES OF ASSOCIATION OF THE COMPANY BE AMENDED BY THE ADOPTION AND INCLUSION OF THE FOLLOWING NEW ARTICLE 167: "167 SCHEME OF ARRANGEMENT (A) IN THIS ARTICLE, THE "SCHEME" MEANS THE SCHEME OF ARRANGEMENT DATED 8 MARCH 2021 BETWEEN THE COMPANY AND ITS SCHEME SHAREHOLDERS (AS DEFINED IN THE SCHEME) UNDER PART 26 OF THE COMPANIES ACT 2006 IN ITS ORIGINAL FORM OR WITH OR SUBJECT TO ANY MODIFICATION, ADDITION OR CONDITION APPROVED OR IMPOSED BY THE COURT AND AGREED BY THE COMPANY AND RENESAS ELECTRONICS CORPORATION ("RENESAS") AND (SAVE AS DEFINED IN THIS ARTICLE) EXPRESSIONS DEFINED IN THE SCHEME SHALL HAVE THE SAME MEANINGS IN THIS ARTICLE. (B) NOTWITHSTANDING ANY OTHER PROVISION OF THESE ARTICLES OR THE TERMS OF ANY OTHER RESOLUTION PASSED BY THE COMPANY IN ANY GENERAL MEETING, IF THE COMPANY ISSUES OR TRANSFERS OUT OF TREASURY ANY ORDINARY SHARES (OTHER THAN TO RENESAS OR ITS NOMINEE(S)) ON OR AFTER THE ADOPTION OF THIS ARTICLE AND BEFORE THE SCHEME RECORD TIME, SUCH SHARES SHALL BE ISSUED OR TRANSFERRED SUBJECT TO THE TERMS OF THE SCHEME (AND SHALL BE SCHEME SHARES FOR THE PURPOSES THEREOF) AND THE HOLDERS OF SUCH SHARES SHALL BE BOUND BY THE SCHEME ACCORDINGLY. (C) SUBJECT TO THE SCHEME BECOMING EFFECTIVE, IF ANY ORDINARY SHARES ARE ISSUED OR TRANSFERRED OUT OF TREASURY TO ANY PERSON (A "NEW MEMBER") (OTHER THAN TO RENESAS OR ITS NOMINEE(S)) ON OR AFTER THE SCHEME RECORD TIME (THE "POST-SCHEME SHARES"), THEY SHALL BE IMMEDIATELY TRANSFERRED TO RENESAS (OR AS IT MAY DIRECT) IN CONSIDERATION OF THE PAYMENT TO THE NEW MEMBER OF AN AMOUNT IN CASH FOR EACH POST-SCHEME SHARE EQUAL TO THE CASH CONSIDERATION PER SCHEME SHARE PAYABLE PURSUANT TO THE SCHEME. (D) ON ANY REORGANISATION OF, OR MATERIAL ALTERATION TO, THE SHARE CAPITAL OF THE COMPANY (INCLUDING, WITHOUT LIMITATION, ANY SUBDIVISION AND/ OR CONSOLIDATION) EFFECTED AFTER THE SCHEME EFFECTIVE DATE, THE VALUE OF THE CASH PAYMENT PER SHARE TO BE PAID UNDER PARAGRAPH (C) OF THIS ARTICLE MAY BE ADJUSTED BY THE DIRECTORS IN SUCH MANNER AS THE AUDITORS OF THE COMPANY OR AN INDEPENDENT INVESTMENT BANK SELECTED BY THE COMPANY MAY DETERMINE TO BE APPROPRIATE TO REFLECT SUCH REORGANISATION OR ALTERATION. REFERENCES IN THIS ARTICLE TO ORDINARY SHARES SHALL, FOLLOWING SUCH ADJUSTMENT, BE CONSTRUED ACCORDINGLY. (E) TO GIVE EFFECT TO ANY TRANSFER OF POST-SCHEME SHARES, THE COMPANY MAY APPOINT ANY PERSON AS ATTORNEY AND/ OR AGENT FOR THE NEW MEMBER TO TRANSFER THE POST-SCHEME SHARES TO RENESAS AND/ OR ITS NOMINEE(S) AND DO ALL SUCH OTHER THINGS AND EXECUTE AND DELIVER ALL SUCH DOCUMENTS AS MAY IN THE OPINION OF THE ATTORNEY OR AGENT BE NECESSARY OR DESIRABLE TO VEST THE POST- SCHEME SHARES IN RENESAS OR ITS NOMINEE(S) AND PENDING SUCH VESTING TO EXERCISE ALL SUCH RIGHTS ATTACHING TO THE POST-SCHEME SHARES AS RENESAS MAY DIRECT. IF AN ATTORNEY OR AGENT IS SO APPOINTED, THE NEW MEMBER SHALL NOT THEREAFTER (EXCEPT TO THE EXTENT THAT THE ATTORNEY OR AGENT FAILS TO ACT IN ACCORDANCE WITH THE DIRECTIONS OF RENESAS) BE ENTITLED TO EXERCISE ANY RIGHTS ATTACHING TO THE POST-SCHEME SHARES UNLESS SO AGREED BY RENESAS. THE ATTORNEY OR AGENT SHALL BE EMPOWERED TO EXECUTE AND DELIVER AS TRANSFEROR A FORM OF TRANSFER OR OTHER INSTRUMENT OR INSTRUCTION OF TRANSFER ON BEHALF OF THE NEW MEMBER IN FAVOUR OF RENESAS AND/ OR ITS NOMINEE(S) AND THE COMPANY MAY GIVE A GOOD RECEIPT FOR THE CONSIDERATION FOR THE POST-SCHEME SHARES AND MAY REGISTER RENESAS AND/ OR ITS NOMINEE(S) AS HOLDER THEREOF AND ISSUE TO IT CERTIFICATES FOR THE SAME. THE COMPANY SHALL NOT BE OBLIGED TO ISSUE A CERTIFICATE TO THE NEW MEMBER FOR THE POST-SCHEME SHARES. RENESAS SHALL SEND A CHEQUE IN EURO DRAWN ON A GERMAN / UK CLEARING BANK IN FAVOUR OF THE NEW MEMBER FOR THE CONSIDERATION FOR SUCH POST-SCHEME SHARES TO THE NEW MEMBER WITHIN TEN BUSINESS DAYS OF THE ISSUE OR TRANSFER OF THE POST-SCHEME SHARES TO THE NEW MEMBER. (F) NOTWITHSTANDING ANY OTHER PROVISION OF THESE ARTICLES, NEITHER THE COMPANY NOR THE DIRECTORS SHALL REGISTER THE TRANSFER OF ANY SCHEME SHARES BETWEEN THE SCHEME RECORD TIME AND THE EFFECTIVE DATE." | Issuer | Yes | For | For |
| UBS GROUP AG | UBS | H42097107 | 4/8/2021 | AUTHORIZE BROADRIDGE TO ARRANGE FOR THE SUB-CUSTODIAN TO REGISTER THE SHARES, SO AS TO SUBMIT A VOTE OR MEETING ATTENDANCE REQUEST ON PART 2 OF THE MEETING | Issuer | Yes | For | For |
| APPROVAL OF THE MANAGEMENT REPORT AND CONSOLIDATED AND STANDALONE FINANCIAL STATEMENTS FOR THE 2020 FINANCIAL YEAR | Issuer | Yes | For | For | ||||
| ADVISORY VOTE ON THE COMPENSATION REPORT 2020 | Issuer | Yes | Abstain | Abstain | ||||
| APPROPRIATION OF TOTAL PROFIT AND DISTRIBUTION OF ORDINARY DIVIDEND OUT OF TOTAL PROFIT AND CAPITAL CONTRIBUTION RESERVE | Issuer | Yes | For | For | ||||
| DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE GROUP EXECUTIVE BOARD FOR THE 2020 FINANCIAL YEAR | Issuer | Yes | For | For | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| APPROVAL OF MAXIMUM AGGREGATE AMOUNT OF COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS FROM THE 2021 ANNUAL GENERAL MEETING TO THE 2022 ANNUAL GENERAL MEETING | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF AGGREGATE AMOUNT OF VARIABLE COMPENSATION FOR THE MEMBERS OF THE GROUP EXECUTIVE BOARD FOR THE 2020 FINANCIAL YEAR | Issuer | Yes | Against | Against | ||||
| APPROVAL OF MAXIMUM AGGREGATE AMOUNT OF FIXED COMPENSATION FOR THE MEMBERS OF THE GROUP EXECUTIVE BOARD FOR THE 2022 FINANCIAL YEAR | Issuer | Yes | For | For | ||||
| RE-ELECTION OF THE INDEPENDENT PROXY, ADB ALTORFER DUSS & BEILSTEIN AG, ZURICH | Issuer | Yes | For | For | ||||
| RE-ELECTION OF THE AUDITORS, ERNST & YOUNG LTD, BASEL | Issuer | Yes | For | For | ||||
| RE-ELECTION OF THE SPECIAL AUDITORS, BDO AG, ZURICH | Issuer | Yes | For | For | ||||
| AMENDMENTS OF THE ARTICLES OF ASSOCIATION | Issuer | Yes | Abstain | Abstain | ||||
| REDUCTION OF SHARE CAPITAL BY WAY OF CANCELLATION OF SHARES REPURCHASED UNDER THE 2018 - 2021 SHARE BUYBACK PROGRAM | Issuer | Yes | Against | Against | ||||
| APPROVAL OF A NEW SHARE BUYBACK PROGRAM 2021 - 2024 | Issuer | Yes | Against | Against | ||||
| GENMAB A/S | GNMSF | K3967W102 | 4/13/2021 | PRESENTATION AND ADOPTION OF THE AUDITED ANNUAL REPORT AND DISCHARGE OF BOARD OF DIRECTORS AND EXECUTIVE MANAGEMENT | Issuer | Yes | For | For |
| RESOLUTION ON THE DISTRIBUTION OF PROFITS AS RECORDED IN THE ADOPTED ANNUAL REPORT | Issuer | Yes | For | For | ||||
| ADVISORY VOTE ON THE COMPENSATION REPORT | Issuer | Yes | Abstain | Abstain | ||||
| VOTE FOR ALL NOMIEES | Issuer | Yes | For | For | ||||
| RE-ELECTION OF PRICEWATERHOUSECOOPERS STATSAUTORISERET REVISIONSPARTNERSELSKAB AS AUDITOR | Issuer | Yes | For | For | ||||
| APPROVAL OF THE BOARD OF DIRECTORS' REMUNERATION FOR 2021 | Issuer | Yes | Abstain | Abstain | ||||
| AMENDMENT TO REMUNERATION POLICY FOR BOARD OF DIRECTORS AND EXECUTIVE MANAGEMENT (BASE FEE MULTIPLIER FOR CHAIR AND DEPUTY CHAIR) | Issuer | Yes | Abstain | Abstain | ||||
| ADOPTION OF AMENDED REMUNERATION POLICY FOR BOARD OF DIRECTORS AND EXECUTIVE MANAGEMENT | Issuer | Yes | Abstain | Abstain | ||||
| AUTHORIZATION OF THE BOARD OF DIRECTORS TO ACQUIRE TREASURY SHARES | Issuer | Yes | Against | Against | ||||
| AMENDMENT OF ARTICLE 4A (AUTHORIZATION TO ISSUE NEW SHARES) AND ARTICLE 5A (AUTHORIZATION TO ISSUE CONVERTIBLE DEBT) AND ADOPTION OF A NEW ARTICLE 5B | Issuer | Yes | For | For | ||||
| AMENDMENT OF ARTICLE 5 (AUTHORIZATION TO ISSUE WARRANTS) | Issuer | Yes | Abstain | Abstain | ||||
| AUTHORIZATION TO HOLD WHOLLY VIRTUAL GENERAL MEETINGS | Issuer | Yes | Abstain | Abstain | ||||
| AUTHORIZATION OF THE CHAIR OF THE GENERAL MEETING TO REGISTER RESOLUTIONS PASSED BY THE GENERAL MEETING | Issuer | Yes | For | For | ||||
| ICA GRUPPEN AB | ICCGF | W4241E105 | 4/15/2021 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Issuer | Yes | For | For |
| APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF SEK 13.00 PER SHARE | Issuer | Yes | For | For | ||||
| APPROVE DISCHARGE OF NAMED INDIVIDUALS | Issuer | Yes | For | For | ||||
| APPROVE REMUNERATION REPORT | Issuer | Yes | Abstain | Abstain | ||||
| DETERMINE NUMBER OF MEMBERS (10) AND DEPUTY MEMBERS (0) OF BOARD; DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY AUDITORS (0) | Issuer | Yes | Against | Against | ||||
| APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 1.2 MILLION FOR CHAIRMAN AND SEK 580,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK; APPROVE REMUNERATION OF AUDITORS | Issuer | Yes | Abstain | Abstain | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| RATIFY KPMG AS AUDITORS | Issuer | Yes | For | For | ||||
| AUTHORIZE CHAIRMAN OF BOARD AND REPRESENTATIVES OF THREE OF THE LARGEST SHAREHOLDERS TO SERVE ON NOMINATING COMMITTEE | Issuer | Yes | For | For | ||||
| RS TECHNOLOGIES CO.,LTD. | 3445 | J65609109 | 3/30/2021 | VOTE FOR ALL NOMINEES | Issuer | Yes | For | For |
| CEMENTIR HOLDING N.V. | CEM | N19582100 | 4/21/2021 | APPROVE REMUNERATION REPORT | Issuer | Yes | Abstain | Abstain |
| ADOPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Issuer | Yes | For | For | ||||
| APPROVE DIVIDENDS OF EUR 0.14 PER SHARE | Issuer | Yes | For | For | ||||
| APPROVE DISCHARGE OF DIRECTORS | Issuer | Yes | For | For | ||||
| APPROVE REMUNERATION POLICY | Issuer | Yes | Abstain | Abstain | ||||
| IBJ, INC. | 6071 | J2306H109 | 3/29/2021 | APPROVE APPROPRIATION OF SURPLUS | Issuer | Yes | For | For |
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| APPOINT AS CORPORATE AUDITOR YOSHIDA, HIROSH | Issuer | Yes | For | For | ||||
| APPROVE DETAILS OF THE RESTRICTED-SHARE COMPENSATION TO BE RECEIVED BY DIRECTORS (EXCLUDING OUTSIDE DIRECTORS) | Issuer | Yes | Against | Against | ||||
| BAYER AG | BAYRY | D0712D163 | 04/27/21 | DISTRIBUTION OF THE PROFIT | Issuer | Yes | For | For |
| RATIFICATION OF THE ACTIONS OF THE MEMBERS OF THE BOARD OF MANAGEMENT | Issuer | Yes | Abstain | Abstain | ||||
| RATIFICATION OF THE ACTIONS OF THE MEMBERS OF THE SUPERVISORY BOARD | Issuer | Yes | Abstain | Abstain | ||||
| SUPERVISORY BOARD ELECTION: DR. FEI-FEI L | Issuer | Yes | For | For | ||||
| SUPERVISORY BOARD ELECTION: ALBERTO WEISSER | Issuer | Yes | For | For | ||||
| COMPENSATION OF THE SUPERVISORY BOARD; AMENDMENT TO THE ARTICLES OF INCORPORATION | Issuer | Yes | Abstain | Abstain | ||||
| ELECTION OF THE AUDITOR (FULL-YEAR, HALF-YEAR AND Q3 2021; Q1 2022) | Issuer | Yes | For | For | ||||
| CELESTICA INC. | CLS | 15101Q108 | 4/29/2021 | VOTE FOR ALL NOMINEES | Issuer | Yes | For | For |
| APPOINTMENT OF KPMG LLP AS AUDITOR | Issuer | Yes | For | For | ||||
| AUTHORIZATION OF THE BOARD OF DIRECTORSTO FIX THE REMUNERATION OF THE AUDITOR | Issuer | Yes | For | For | ||||
| ADVISORY RESOLUTION ON APPROACH TO EXECUTIVE COMPENSATION | Issuer | Yes | Abstain | Abstain | ||||
| POLYMETAL INTERNATIONAL PLC | POYYF | G7179S101 | 4/26/2021 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2020 AND THE RELATED DIRECTORS' REPORT AND AUDITOR'S REPORT | Issuer | Yes | For | For |
| TO RECEIVE AND APPROVE THE DIRECTORS' REMUNERATION REPORT (EXCLUDING THE DIRECTORS' REMUNERATION POLICY) SET OUT ON PAGES 141 TO 149 OF THE ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Issuer | Yes | Abstain | Abstain | ||||
| TO DECLARE A FINAL DIVIDEND OF USD 0.89 PER ORDINARY SHARE FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 RECOMMENDED BY THE DIRECTORS AND TO BE PAID ON OR AROUND 28 MAY 2021 | Issuer | Yes | For | For | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| TO RE-APPOINT DELOITTE LLP AS AUDITORS UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING | Issuer | Yes | For | For | ||||
| TO AUTHORISE THE DIRECTORS TO AGREE TO THE REMUNERATION OF THE AUDITORS | Issuer | Yes | For | For | ||||
| TO RENEW THE POWER CONFERRED ON THE DIRECTORS PURSUANT TO ARTICLE 10 OF THE ARTICLES OF ASSOCIATION TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE ARTICLES), AND FOR THAT PURPOSE, THE AUTHORISED ALLOTMENT SHARES (AS DEFINED IN THE ARTICLES) SHALL BE AN AGGREGATE NUMBER OF UP TO 157,272,666 ORDINARY SHARES AND IN ADDITION THE AUTHORISED ALLOTMENT SHARES SHALL BE INCREASED BY AN AGGREGATE NUMBER OF UP TO 157,272,666 ORDINARY SHARES, PROVIDED THAT THE DIRECTORS' POWER IN RESPECT OF SUCH LATTER AMOUNT MAY ONLY BE USED IN CONNECTION WITH A PRE-EMPTIVE ISSUE (AS DEFINED IN THE ARTICLES). THIS AUTHORITY SHALL, UNLESS PREVIOUSLY REVOKED OR VARIED, EXPIRE AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING (OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON THE DATE WHICH IS 15 MONTHS AFTER THE DATE OF THIS RESOLUTION, BEING 26 JULY 2022), SAVE THAT THE DIRECTORS MAY, BEFORE SUCH EXPIRY, MAKE OFFERS OR AGREEMENTS (WHETHER OR NOT CONDITIONAL) WITHIN THE TERMS OF THIS AUTHORITY WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED OR SOLD AFTER SUCH EXPIRY, AND THE DIRECTORS MAY ALLOT OR SELL EQUITY SECURITIES PURSUANT TO SUCH OFFERS OR AGREEMENTS AS IF THE AUTHORITY CONFERRED ON THEM HEREBY HAD NOT EXPIRED | Issuer | Yes | Against | Against | ||||
| THAT, SUBJECT TO AND CONDITIONALLY UPON THE PASSING OF RESOLUTION 15, THE DIRECTORS BE EMPOWERED PURSUANT TO ARTICLE 10.4 OF THE ARTICLES OF ASSOCIATION TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE ARTICLES) FOR CASH AS IF ARTICLE 11 OF THE ARTICLES (PRE-EMPTIVE RIGHTS) DID NOT APPLY AND FOR THE PURPOSES OF PARAGRAPH (B) OF ARTICLE 10.4 OF THE ARTICLES, THE NON PRE-EMPTIVE SHARES (AS DEFINED IN THE ARTICLES) SHALL BE AN AGGREGATE OF UP TO 23,590,900 ORDINARY SHARES. THIS AUTHORITY SHALL, UNLESS PREVIOUSLY REVOKED OR VARIED, EXPIRE AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING (OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON THE DATE WHICH IS 15 MONTHS AFTER THE DATE OF THIS RESOLUTION, BEING 26 JULY 2022), SAVE THAT THE DIRECTORS MAY BEFORE SUCH EXPIRY MAKE OFFERS OR AGREEMENTS (WHETHER OR NOT CONDITIONAL) WITHIN THE TERMS OF THIS AUTHORITY WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED OR SOLD AFTER SUCH EXPIRY AND THE DIRECTORS MAY ALLOT OR SELL EQUITY SECURITIES PURSUANT TO SUCH OFFERS OR AGREEMENTS AS IF THE AUTHORITY CONFERRED ON THEM HEREBY HAD NOT EXPIRED | Issuer | Yes | Against | Against | ||||
| THAT, SUBJECT TO AND CONDITIONALLY UPON THE PASSING OF RESOLUTIONS 15 AND 16, THE DIRECTORS BE EMPOWERED PURSUANT TO ARTICLE 10.4 OF THE ARTICLES OF ASSOCIATION IN ADDITION TO ANY AUTHORITY GRANTED UNDER RESOLUTION 16, TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE ARTICLES) FOR CASH AS IF ARTICLE 11 OF THE ARTICLES (PRE-EMPTIVE RIGHTS) DID NOT APPLY AND FOR THE PURPOSES OF PARAGRAPH (B) OF ARTICLE 10.4 OF THE ARTICLES, THE NON PRE-EMPTIVE SHARES (AS DEFINED IN THE ARTICLES) SHALL BE AN AGGREGATE OF UP TO 23,590,900 ORDINARY SHARES, THIS AUTHORITY USED ONLY FOR THE PURPOSES OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION) A TRANSACTION THAT THE DIRECTORS DETERMINE TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE. THIS AUTHORITY SHALL, UNLESS PREVIOUSLY REVOKED OR VARIED, EXPIRE AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING (OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON THE DATE WHICH IS 15 MONTHS AFTER THE DATE OF THIS RESOLUTION, BEING 26 JULY 2022), SAVE THAT THE DIRECTORS MAY BEFORE SUCH EXPIRY MAKE OFFERS OR AGREEMENTS (WHETHER OR NOT CONDITIONAL) WITHIN THE TERMS OF THIS AUTHORITY WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED OR SOLD AFTER SUCH EXPIRY AND THE DIRECTORS MAY ALLOT OR SELL EQUITY SECURITIES PURSUANT TO SUCH OFFERS OR AGREEMENTS AS IF THE AUTHORITY CONFERRED ON THEM HEREBY HAD NOT EXPIRED | Issuer | Yes | Against | Against | ||||
| THAT, PURSUANT TO ARTICLE 57 OF THE COMPANIES (JERSEY) LAW 1991, THE COMPANY BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED TO MAKE MARKET PURCHASES OF ORDINARY SHARES OF THE COMPANY, PROVIDED THAT: 18.1 THE MAXIMUM NUMBER OF ORDINARY SHARES HEREBY AUTHORISED TO BE PURCHASED IS 47,181,800 ORDINARY SHARES; 18.2 THE MINIMUM PRICE (EXCLUSIVE OF EXPENSES) WHICH MAY BE PAID FOR EACH ORDINARY SHARE IS 1 PENNY; 18.3 THE MAXIMUM PRICE (EXCLUSIVE OF EXPENSES) WHICH MAY BE PAID FOR EACH ORDINARY SHARE IS THE HIGHER OF: (A) AN AMOUNT EQUAL TO 105 PER CENT OF THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS OF AN ORDINARY SHARE AS DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THE ORDINARY SHARE IS CONTRACTED TO BE PURCHASED; AND (B) AN AMOUNT EQUAL TO THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE OF AN ORDINARY SHARE AND THE HIGHEST CURRENT INDEPENDENT BID FOR AN ORDINARY SHARE AS DERIVED FROM THE LONDON STOCK EXCHANGE TRADING SYSTEM; 18.4 THE POWER HEREBY GRANTED SHALL EXPIRE AT THE CONCLUSION OF THE NEXT AGM OF THE COMPANY OR 18 MONTHS FROM THE DATE OF THE PASSING OF THIS RESOLUTION, BEING 26 OCTOBER 2022 (WHICHEVER IS EARLIER); 18.5 A CONTRACT TO PURCHASE SHARES UNDER THIS AUTHORITY MAY BE MADE PRIOR TO THE EXPIRY OF THIS AUTHORITY AND CONCLUDED IN WHOLE OR IN PART AFTER THE EXPIRY OF THIS AUTHORITY; AND 18.6 PURSUANT TO ARTICLE 58A OF THE COMPANIES (JERSEY) LAW 1991, THE COMPANY MAY HOLD AS TREASURY SHARES ANY ORDINARY SHARES PURCHASED PURSUANT TO THE AUTHORITY CONFERRED IN THIS RESOLUTION | Issuer | Yes | Against | Against | ||||
| HIKMA PHARMACEUTICALS PLC | HKMPF | G4576K104 | 4/23/2021 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Issuer | Yes | For | For |
| APPROVE FINAL DIVIDEND | Issuer | Yes | For | For | ||||
| REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS | Issuer | Yes | For | For | ||||
| AUTHORISE THE AUDIT COMMITTEE TO FIX REMUNERATION OF AUDITORS | Issuer | Yes | For | For | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| APPROVE REMUNERATION REPORT | Issuer | Yes | Abstain | Abstain | ||||
| ADOPT NEW ARTICLES OF ASSOCIATION | Issuer | Yes | Abstain | Abstain | ||||
| AUTHORISE ISSUE OF EQUITY | Issuer | Yes | For | For | ||||
| AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS | Issuer | Yes | Against | Against | ||||
| AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Issuer | Yes | Against | Against | ||||
| AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Issuer | Yes | Against | Against | ||||
| AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS' NOTICE | Issuer | Yes | For | For | ||||
| ACEA SPA | ACEJF | T0040K106 | 4/22/2021 | BALANCE SHEET AS OF 31 DECEMBER 2020; BOARD OF DIRECTORS' REPORT ON MANAGEMENT AND INTERNAL AND EXTERNAL AUDITORS' REPORTS; TO PRESENT THE CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2020 AND DISCLOSURE REGARDING THE CONSOLIDATED NON-FINANCIAL DECLARATION AS PER THE LEGISLATIVE DECREE NO. 254/2016 (SUSTAINABILITY BALANCE SHEET 2020) | Issuer | Yes | For | For |
| RESOLUTIONS RELATED TO THE 2020 NET INCOME ALLOCATION | Issuer | Yes | For | For | ||||
| REWARDING POLICY AND PAID EMOLUMENT'S REPORT: RESOLUTION RELATED TO THE FIRST SECTION, AS PER ART. 123-TER, ITEM 3 BIS, OF THE LEGISLATIVE DECREE 58/1998 | Issuer | Yes | Abstain | Abstain | ||||
| REWARDING POLICY AND PAID EMOLUMENT'S REPORT: RESOLUTION RELATED TO THE SECOND SECTION, AS PER ART. 123-TER, ITEM 6, OF THE LEGISLATIVE DECREE NO 58/1998 | Issuer | Yes | Abstain | Abstain | ||||
| IGM FINANCIAL INC. | IGIFF | 449586106 | 5/7/2021 | VOTE FOR ALL NOMINEES | Issuer | Yes | For | For |
| APPOINTMENT OF DELOITTE LLP AS AUDITORS: | Issuer | Yes | For | For | ||||
| SANOFI S.A. | SNY | F5548N101 | 4/30/2021 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Issuer | Yes | For | For |
| APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Issuer | Yes | For | For | ||||
| ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 AND SETTING OF THE DIVIDEND | Issuer | Yes | For | For | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| APPROVAL OF THE COMPENSATION REPORT FOR CORPORATE OFFICERS ISSUED PURSUANT TO ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL CODE | Issuer | Yes | For | For | ||||
| APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING OR AWARDED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 TO MR. SERGE WEINBERG, CHAIRMAN OF THE BOARD OF DIRECTORS | Issuer | Yes | For | For | ||||
| APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING OR AWARDED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 TO MR. PAUL HUDSON, CHIEF EXECUTIVE OFFICER | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE COMPENSATION POLICY FOR DIRECTORS | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE COMPENSATION POLICY FOR THE CHIEF EXECUTIVE OFFICER | Issuer | Yes | Against | Against | ||||
| AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO TRADE IN THE COMPANY'S SHARES (TO BE USED OUTSIDE OF PUBLIC OFFERING PERIODS) | Issuer | Yes | For | For | ||||
| AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO REDUCE THE SHARE CAPITAL BY CANCELLING TREASURY SHARES | Issuer | Yes | For | For | ||||
| DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUE, WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, OF SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY, OF ANY SUBSIDIARY AND/OR OF ANY OTHER COMPANY (TO BE USED OUTSIDE OF PUBLIC OFFERING PERIODS) | Issuer | Yes | For | For | ||||
| DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUE, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, OF SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY, OF ANY SUBSIDIARY AND/OR OF ANY OTHER COMPANY, BY WAY OF A PUBLIC OFFERING OTHER THAN THAT MENTIONED IN ARTICLE L. 411-2-1DECREE OF THE FRENCH MONETARY AND FINANCIAL CODE (TO BE USED OUTSIDE OF PUBLIC OFFERING PERIODS) | Issuer | Yes | Against | Against | ||||
| DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUE, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, OF SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY, OF ANY SUBSIDIARY AND/OR OF ANY OTHER COMPANY, WITHIN THE CONTEXT OF AN OFFER REFERRED TO IN ARTICLE L. 411-2 1DECREE OF THE FRENCH MONETARY AND FINANCIAL CODE (OFFER RESERVED FOR A RESTRICTED CIRCLE OF INVESTORS) (TO BE USED OUTSIDE OF PUBLIC OFFERING PERIODS) | Issuer | Yes | Abstain | Abstain | ||||
| DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUE OF DEBT SECURITIES GRANTING ACCESS TO THE CAPITAL OF SUBSIDIARIES OF THE COMPANY AND/OR OF ANY OTHER COMPANY (TO BE USED OUTSIDE OF PUBLIC OFFERING PERIODS) | Issuer | Yes | Abstain | Abstain | ||||
| DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF AN ISSUE OF COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY, OF ANY SUBSIDIARY AND/OR OF ANY OTHER COMPANY WITH OR WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT (TO BE USED OUTSIDE OF PUBLIC OFFERING PERIODS) | Issuer | Yes | Against | Against | ||||
| DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO ISSUE, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY, OF ONE OF ITS SUBSIDIARIES AND/OR OF ANOTHER COMPANY IN CONSIDERATION OF CONTRIBUTIONS IN KIND (TO BE USED OUTSIDE OF PUBLIC OFFERING PERIODS) | Issuer | Yes | Against | Against | ||||
| DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO DECIDE TO INCREASE THE SHARE CAPITAL BY CAPITALISATION OF PREMIUMS, RESERVES, PROFITS OR OTHERS (TO BE USED OUTSIDE OF PUBLIC OFFERING PERIODS) | Issuer | Yes | Against | Against | ||||
| DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUE OF SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL RESERVED FOR MEMBERS OF SAVINGS PLANS, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF THE LATTER | Issuer | Yes | Against | Against | ||||
| AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO PROCEED WITH FREE ALLOCATIONS OF EXISTING SHARES OR SHARES TO BE ISSUED FOR THE BENEFIT OF EMPLOYEES AND CORPORATE OFFICERS OF THE GROUP OR SOME OF THEM | Issuer | Yes | Against | Against | ||||
| AMENDMENT OF ARTICLE 13 OF THE BY-LAWS IN ORDER TO ALLOW THE BOARD OF DIRECTORS TO TAKE DECISIONS BY WRITTEN CONSULTATION | Issuer | Yes | Abstain | Abstain | ||||
| AMENDMENT TO ARTICLE 14 AND ARTICLE 17 OF THE BY-LAWS IN ORDER TO ALIGN THEIR CONTENT WITH THE PACTE LAW | Issuer | Yes | Abstain | Abstain | ||||
| POWERS TO CARRY OUT FORMALITIES | Issuer | Yes | Abstain | Abstain | ||||
| HEXPOL AB | HXPLF | W4580B159 | 4/28/2021 | RESOLUTION CONCERNING ADOPTION OF THE INCOME STATEMENT AND BALANCE SHEET, AND OF THE CONSOLIDATED INCOME STATEMENT AND CONSOLIDATED BALANCE SHEET, ALL AS PER 31 DECEMBER 2020 | Issuer | Yes | For | For |
| RESOLUTION CONCERNING DISPOSITION OF THE COMPANY'S PROFIT AS SET FORTH IN THE BALANCE SHEET ADOPTED BY THE MEETING AND THE RECORD DATE FOR DIVIDEND DISTRIBUTION: THE BOARD PROPOSES THAT A DIVIDEND OF SEK 2.30 PER SHARE BE DECLARED AND THAT THE RECORD DATE FOR THE DIVIDEND SHALL BE 30 APRIL 2021. IF THE ANNUAL GENERAL MEETING SO RESOLVES, THE DIVIDEND IS EXPECTED TO BE DISTRIBUTED BY EUROCLEAR SWEDEN AB ON 5 MAY 2021 | Issuer | Yes | For | For | ||||
| RESOLUTION CONCERNING NAMED INDIVIDUALS CONCERNING DISCHARGE OF MEMBERS AND PERSONAL LIABILITY | Issuer | Yes | For | For | ||||
| DETERMINATION OF THE NUMBER OF MEMBERS AND DEPUTY MEMBERS OF THE BOARD: THE NUMBER OF BOARD MEMBERS SHALL BE SIX, WITHOUT DEPUTIES | Issuer | Yes | For | For | ||||
| DETERMINATION OF THE FEES TO BE PAID TO THE BOARD MEMBERS | Issuer | Yes | For | For | ||||
| DETERMINATION OF THE FEES TO BE PAID TO THE AUDITORS | Issuer | Yes | For | For | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| NEW ELECTION OF AUTHORISED PUBLIC ACCOUNTANTS JOAKIM FALCK AND KAROLINE TEDEVALL AS AUDITORS AND OF AUTHORISED PUBLIC ACCOUNTANTS OLA LARSMON AND PETER GUNNARSSON AS DEPUTY AUDITORS | Issuer | Yes | For | For | ||||
| PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: ELECTION OF MEMBERS OF THE NOMINATION COMMITTEE: SHAREHOLDERS JOINTLY REPRESENTING APPROXIMATELY 54 PER CENT OF THE VOTING RIGHTS IN THE COMPANY PROPOSE THAT THE AGM RESOLVE AS FOLLOWS PERTAINING TO NOMINATION COMMITTEE IN ANTICIPATION OF THE AGM 2022. THE NOMINATION COMMITTEE SHALL HAVE FOUR MEMBERS; RE-ELECTION OF MIKAEL EKDAHL (MELKER SCHORLING AB), HENRIK DIDNER (DIDNER AND GERGE FONDER), MARCUS LUTTGEN (ALECTA PENSIONSFORSAKRING) AND MATS GUSTAFSSON (LANNEBO FONDER). RE-ELECTION OF MIKAEL EKDAHL AS CHAIRMAN OF THE NOMINATION COMMITTEE. SHOULD A SHAREHOLDER WHO IS REPRESENTED BY ONE OF THE NOMINATION COMMITTEE'S MEMBERS CEASE TO BELONG TO THE LARGEST SHAREHOLDERS IN TERMS OF VOTING RIGHTS, OR SHOULD A MEMBER OF THE NOMINATION COMMITTEE NO LONGER BE EMPLOYED BY SUCH A SHAREHOLDER OR FOR SOME OTHER REASON DECIDE TO STEP DOWN FROM THE NOMINATION COMMITTEE PRIOR TO THE ANNUAL GENERAL MEETING 2022, THE NOMINATION COMMITTEE SHALL BE ENTITLED TO APPOINT ANOTHER REPRESENTATIVE OF THE LARGEST SHAREHOLDERS IN TERMS OF VOTING RIGHTS TO REPLACE SUCH A MEMBER | Security Holder | Yes | Abstain | Abstain | ||||
| RESOLUTION ON APPROVAL OF REMUNERATION REPORT | Issuer | Yes | Abstain | Abstain | ||||
| PROPOSAL OF GUIDELINES FOR THE REMUNERATION OF SENIOR EXECUTIVES | Issuer | Yes | Abstain | Abstain | ||||
| MANULIFE FINANCIAL CORPORATION | MFC | 56501R106 | 5/6/2021 | VOTE FOR ALL NOIMNEES | Issuer | Yes | For | For |
| APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS | Issuer | Yes | For | For | ||||
| ADVISORY RESOLUTION ACCEPTING APPROACH TO EXECUTIVE COMPENSATION | Issuer | Yes | Abstain | Abstain | ||||
| UNILEVER PLC | UL | G92087165 | 5/5/2021 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Issuer | Yes | For | For |
| APPROVE REMUNERATION REPORT | Issuer | Yes | Abstain | Abstain | ||||
| APPROVE REMUNERATION POLICY | Issuer | Yes | Abstain | Abstain | ||||
| APPROVE CLIMATE TRANSITION ACTION PLAN | Issuer | Yes | For | For | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| REAPPOINT KPMG LLP AS AUDITORS | Issuer | Yes | For | For | ||||
| AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS | Issuer | Yes | For | For | ||||
| AUTHORISE EU POLITICAL DONATIONS AND EXPENDITURE | Issuer | Yes | Against | Against | ||||
| APPROVE SHARES PLAN | Issuer | Yes | For | For | ||||
| AUTHORISE ISSUE OF EQUITY | Issuer | Yes | For | For | ||||
| AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS | Issuer | Yes | Against | Against | ||||
| AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Issuer | Yes | Against | Against | ||||
| AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Issuer | Yes | Against | Against | ||||
| AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS' NOTICE | Issuer | Yes | For | For | ||||
| ADOPT NEW ARTICLES OF ASSOCIATION | Issuer | Yes | Abstain | Abstain | ||||
| APPROVE REDUCTION OF THE SHARE PREMIUM ACCOUNT | Issuer | Yes | For | For | ||||
| DOMINO'S PIZZA GROUP PLC | DMPZF | G28113101 | 4/22/2021 | TO RECEIVE AND ADOPT THE AUDITED ACCOUNTS AND FINANCIAL STATEMENTS FOR THE 52 WEEKS ENDED 27 DECEMBER 2020 | Issuer | Yes | For | For |
| TO RE APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR | Issuer | Yes | For | For | ||||
| TO AUTHORISE THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO AGREE TO THE REMUNERATION OF THE AUDITOR | Issuer | Yes | For | For | ||||
| TO DECLARE PAYABLE THE RECOMMENDED FINAL DIVIDEND FOR THE 52 WEEKS ENDED 27 DECEMBER 2020 | Issuer | Yes | For | For | ||||
| VOTE FOR ALL NOMINEEES | Issuer | Yes | For | For | ||||
| TO APPROVE THE DIRECTORS REMUNERATION REPORT | Issuer | Yes | Abstain | Abstain | ||||
| AUTHORITY TO ALLOT SHARES | Issuer | Yes | Against | Against | ||||
| POLITICAL DONATIONS | Issuer | Yes | Against | Against | ||||
| DISAPPLICATION OF PRE-EMPTION RIGHTS | Issuer | Yes | Against | Against | ||||
| DISAPPLICATION OF PRE-EMPTION RIGHTS ADDITIONAL AUTHORITY | Issuer | Yes | Against | Against | ||||
| COMPANY'S AUTHORITY TO PURCHASE ITS OWN SHARES | Issuer | Yes | Against | Against | ||||
| AMENDMENT TO THE ARTICLES OF ASSOCIATION | Issuer | Yes | Abstain | Abstain | ||||
| REDUCED NOTICE OF GENERAL MEETINGS OTHER THAN AN ANNUAL GENERAL MEETING | Issuer | Yes | Against | Against | ||||
| FDM GROUP (HOLDINGS) PLC | FDDMF | G3405Y129 | 4/28/2021 | RECEIVE THE ANNUAL REPORT ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2020 TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITORS | Issuer | Yes | For | For |
| APPROVE THE DIRECTORS' REMUNERATION POLICY | Issuer | Yes | Abstain | Abstain | ||||
| APPROVE THE DIRECTORS' REMUNERATION REPORT (OTHER THAN THE PART CONTAINING THE DIRECTORS' REMUNERATION POLICY) FOR THE YEAR | Issuer | Yes | Abstain | Abstain | ||||
| DECLARE A FINAL ORDINARY DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2020 OF 15.0 PENCE FOR EACH ORDINARY SHARE IN THE CAPITAL OF THE COMPANY | Issuer | Yes | For | For | ||||
| APPROVE THE AMENDMENTS TO THE RULES OF THE 2014 PERFORMANCE SHARE PLAN | Issuer | Yes | Abstain | Abstain | ||||
| APPROVE THE RULES OF THE BUY-AS-YOU-EARN PLAN AND AUTHORISE THE DIRECTORS TO ADOPT THE PLAN | Issuer | Yes | Against | Against | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE AUDITOR | Issuer | Yes | For | For | ||||
| AUTHORISE THE DIRECTORS TO AGREE TO THE AUDITOR'S REMUNERATION | Issuer | Yes | For | For | ||||
| AUTHORISE THE DIRECTORS TO ALLOT SECURITIES PURSUANT TO SECTION 551 OF THE COMPANIES ACT 2006 | Issuer | Yes | Against | Against | ||||
| DISAPPLY PRE-EMPTION RIGHTS PURSUANT TO SECTION 570 OF THE COMPANIES ACT 2006 | Issuer | Yes | Against | Against | ||||
| DISAPPLY PRE-EMPTION RIGHTS PURSUANT TO SECTION 570 OF THE COMPANIES ACT 2006 IN ADDITIONAL LIMITED CIRCUMSTANCES | Issuer | Yes | Against | Against | ||||
| AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN SHARES PURSUANT TO SECTION 701 OF THE COMPANIES ACT 2006 | Issuer | Yes | Against | Against | ||||
| THAT A GENERAL MEETING (OTHER THAN AN ANNUAL GENERAL MEETING) MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Issuer | Yes | Against | Against | ||||
| KARO PHARMA AB | KARBF | W5304G127 | 4/21/2021 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Issuer | Yes | For | For |
| APPROVE ALLOCATION OF INCOME AND OMISSION OF DIVIDENDS | Issuer | Yes | For | For | ||||
| APPROVE DISCHARGE OF ALL NAMED INDIVIDUALS | Issuer | Yes | For | For | ||||
| DETERMINE NUMBER OF MEMBERS (6) AND DEPUTY MEMBERS (0) OF THE BOARD | Issuer | Yes | Abstain | Abstain | ||||
| APPROVE REMUNERATION OF DIRECTORS IN THE AGGREGATE AMOUNT OF SEK 2.1 MILLION | Issuer | Yes | Abstain | Abstain | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| APPROVE REMUNERATION OF AUDITOR | Issuer | Yes | For | For | ||||
| RATIFY ERNST & YOUNG AS AUDITOR | Issuer | Yes | For | For | ||||
| APPROVE REMUNERATION REPORT | Issuer | Yes | Abstain | Abstain | ||||
| AMEND ARTICLES RE EDITORIAL CHANGES SET MINIMUM (SEK 90 MILLION) AND MAXIMUM (SEK 360MILLION) SHARE CAPITAL SET MINIMUM (225 MILLION) AND MAXIMUM (900MILLION) NUMBER OF SHARES PARTICIPATION AT GENERAL MEETINGS PROXIES AND POSTAL VOTING | Issuer | Yes | Abstain | Abstain | ||||
| AUTHORIZE REISSUANCE OF REPURCHASED SHARES | Issuer | Yes | Against | Against | ||||
| APPROVE THE CREATION OF POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS | Issuer | Yes | Against | Against | ||||
| GLANBIA PLC | GLAPF | G39021103 | 5/6/2021 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Issuer | Yes | For | For |
| APPROVE FINAL DIVIDEND | Issuer | Yes | For | For | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS | Issuer | Yes | For | For | ||||
| APPROVE REMUNERATION REPORT | Issuer | Yes | Abstain | Abstain | ||||
| AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS' NOTICE | Issuer | Yes | For | For | ||||
| AUTHORISE ISSUE OF EQUITY | Issuer | Yes | For | For | ||||
| AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS | Issuer | Yes | Against | Against | ||||
| AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Issuer | Yes | Against | Against | ||||
| AUTHORISE MARKET PURCHASE OF SHARES | Issuer | Yes | Against | Against | ||||
| DETERMINE PRICE RANGE FOR REISSUANCE OF TREASURY SHARES | Issuer | Yes | For | For | ||||
| APPROVE RULE 37 WAIVER RESOLUTION IN RESPECT OF MARKET PURCHASES OF THE COMPANY'S OWN SHARES | Issuer | Yes | Against | Against | ||||
| APPROVE RULE 9 WAIVER RESOLUTION IN RESPECT OF SHARE ACQUISITIONS BY DIRECTORS | Issuer | Yes | Against | Against | ||||
| BAYERISCHE MOTOREN WERKE AG | BMWYY | D12096109 | 5/12/2021 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.90 PER ORDINARY SHARE AND EUR 1.92 PER PREFERRED SHARE | Issuer | Yes | For | For |
| APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Issuer | Yes | For | For | ||||
| APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 202 | Issuer | Yes | For | For | ||||
| RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR FISCAL YEAR 2021 | Issuer | Yes | For | For | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| APPROVE REMUNERATION POLICY | Issuer | Yes | Abstain | Abstain | ||||
| APPROVE REMUNERATION OF SUPERVISORY BOARD | Issuer | Yes | Abstain | Abstain | ||||
| AMEND ARTICLES RE: PARTICIPATION OF SUPERVISORY BOARD MEMBERS IN THE ANNUAL GENERAL MEETING BY MEANS OF AUDIO AND VIDEO TRANSMISSION | Issuer | Yes | Abstain | Abstain | ||||
| AMEND ARTICLES RE: PROOF OF ENTITLEMENT | Issuer | Yes | Abstain | Abstain | ||||
| AMEND ARTICLES RE: PARTICIPATION AND VOTING RIGHTS | Issuer | Yes | Abstain | Abstain | ||||
| AMEND AFFILIATION AGREEMENT WITH BMW BANK GMBH | Issuer | Yes | Abstain | Abstain | ||||
| MYCRONIC AB | MICLF | W6191U112 | 5/5/2021 | RESOLUTIONS REGARDING THE ADOPTION OF THE INCOME STATEMENT AND THE BALANCE SHEET AS WELL AS THE CONSOLIDATED INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET | Issuer | Yes | For | For |
| RESOLUTION REGARDING APPROPRIATION OF PROFIT OR LOSS IN ACCORDANCE WITH THE ADOPTED BALANCE SHEET: THE BOARD OF DIRECTORS PROPOSES AN ORDINARY DIVIDEND FOR THE FINANCIAL YEAR 2020 OF SEK 3,00 PER SHARE, WITH RECORD DATE PROPOSED TO BE 7 MAY 2021 AND DISBURSEMENT DATE ESTIMATED TO BE 12 MAY 2021 | Issuer | Yes | For | For | ||||
| RESOLUTION REGARDING DISCHARGE FROM LIABILITY OF MEMBERS OF THE BOARD FOR EACH NAME LISTED | Issuer | Yes | For | For | ||||
| RESOLUTION REGARDING NUMBER OF BOARD MEMBERS AND DEPUTY BOARD MEMBERS AND AUDITORS: THE NOMINATION COMMITTEE PROPOSES THAT THE BOARD OF DIRECTORS FOR THE PERIOD RUNNING UP UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING SHALL BE COMPOSED OF SIX MEMBERS WITH NO DEPUTY MEMBERS AND THAT ONE REGISTERED ACCOUNTING FIRM IS ELECTED AS AUDITOR | Issuer | Yes | Abstain | Abstain | ||||
| DETERMINATION OF FEES FOR THE MEMBERS OF THE BOARD OF DIRECTORS AND THE AUDITORS | Issuer | Yes | For | For | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| ELECTION OF AUDITOR: ERNST & YOUNG AB | Issuer | Yes | For | For | ||||
| RESOLUTION REGARDING APPROVAL OF THE REMUNERATION REPORT | Issuer | Yes | Abstain | Abstain | ||||
| RESOLUTION ON THE BOARD OF DIRECTORS' PROPOSAL REGARDING GUIDELINES FOR REMUNERATION TO SENIOR EXECUTIVES | Issuer | Yes | Abstain | Abstain | ||||
| RESOLUTION ON PROPOSAL REGARDING COMPOSITION OF NOMINATION COMMITTEE | Issuer | Yes | Abstain | Abstain | ||||
| RESOLUTION ON THE BOARD OF DIRECTORS' PROPOSAL ON AUTHORIZATION OF THE BOARD OF DIRECTORS TO RESOLVE TO ISSUE NEW SHARES | Issuer | Yes | For | For | ||||
| RESOLUTION ON THE BOARD OF DIRECTORS' PROPOSAL ON AUTHORIZATION OF THE BOARD OF DIRECTORS TO RESOLVE FOR THE COMPANY TO ACQUIRE ITS OWN SHARES | Issuer | Yes | Against | Against | ||||
| RESOLUTION ON THE BOARD OF DIRECTORS' PROPOSAL REGARDING LONG TERM INCENTIVE PROGRAM 2021 AND ITS TERMS | Issuer | Yes | Against | Against | ||||
| RESOLUTION ON THE BOARD OF DIRECTORS' PROPOSAL REGARDING LONG TERM INCENTIVE PROGRAM 2021 (LTIP 2021): TRANSFER OF THE COMPANY'S SHARES UNDER LTIP 2021 AND HEDGING ACTIVITIES | Issuer | Yes | Against | Against | ||||
| RESOLUTION ON THE BOARD OF DIRECTORS' PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION: IN ORDER TO BE ABLE TO USE THE ALTERNATIVES PROVIDED BY THE SWEDISH COMPANIES ACT TO DECIDE ON PROXY COLLECTION AND POSTAL VOTING, THE BOARD OF DIRECTORS PROPOSES THAT A NEW 11 SECTION IS INCLUDED IN THE ARTICLES OF ASSOCIATION, AND THAT THE ARTICLES OF ASSOCIATION BE RE-NUMBERED SO THAT THE CURRENT 11 SECTION BECOMES 12 SECTION | Issuer | Yes | Abstain | Abstain | ||||
| PLUS500 LTD. | PLSQF | M7S2CK109 | 5/4/2021 | VOTE FOR ALL NOMINEES | Issuer | Yes | For | For |
| TO RE-APPOINT KESSELMAN & KESSELMAN, A MEMBER FIRM OF PRICEWATERHOUSECOOPERS INTERNATIONAL LIMITED, AS THE INDEPENDENT EXTERNAL AUDITOR FOR 2021 | Issuer | Yes | For | For | ||||
| TO AUTHORISE THE BOARD OF DIRECTORS (OR, THE AUDIT COMMITTEE, IF AUTHORISED BY THE BOARD) TO FIX THE REMUNERATION OF THE INDEPENDENT EXTERNAL AUDITOR | Issuer | Yes | For | For | ||||
| TO AUTHORISE THE DIRECTORS PURSUANT TO ARTICLE 10(C) OF THE ARTICLES OF ASSOCIATION TO ALLOT AND ISSUE UP TO 5,099,475 ORDINARY SHARES (REPRESENTING JUST UNDER 5 PER CENT OF THE ISSUED SHARE CAPITAL (EXCLUDING SHARES HELD IN TREASURY)) FOR CASH AS IF ARTICLE 10(B) OF THE ARTICLES OF ASSOCIATION DID NOT APPLY TO SUCH ALLOTMENT. -THE AUTHORITY CONFERRED BY THIS RESOLUTION SHALL EXPIRE AT THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN 2022 OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 4 AUGUST 2022, UNLESS SUCH AUTHORITY IS RENEWED PRIOR TO THIS TIME. UNDER THE AUTHORITY CONFERRED BY THIS RESOLUTION, THE DIRECTORS MAY BEFORE SUCH EXPIRY MAKE AN OFFER OR ENTER INTO AN AGREEMENT WHICH WOULD OR MIGHT REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR, OR CONVERT ANY SECURITY INTO, SHARES TO BE GRANTED AFTER THE AUTHORITY EXPIRES AND THE DIRECTORS MAY ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR, OR CONVERT ANY SECURITY INTO, SHARES (AS THE CASE MAY BE) IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT AS IF THE RELEVANT AUTHORITY CONFERRED IN THIS RESOLUTION HAD NOT EXPIRED | Issuer | Yes | Against | Against | ||||
| TO AUTHORISE THE DIRECTORS PURSUANT TO ARTICLE 10(C) OF THE COMPANY'S ARTICLES OF ASSOCIATION TO ALLOT AND ISSUE UP TO 5,099,475 ORDINARY SHARES (REPRESENTING JUST UNDER 5 PER CENT. OF THE COMPANY'S ISSUED SHARE CAPITAL (EXCLUDING SHARES HELD IN TREASURY)) FOR CASH AS IF ARTICLE 10(B) OF THE ARTICLES OF ASSOCIATION DID NOT APPLY TO SUCH ALLOTMENT AND ISSUE, SUCH AUTHORITY TO BE LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES, TO BE USED ONLY FOR THE PURPOSES OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE BOARD DETERMINES TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE. - THE AUTHORITY CONFERRED BY THIS RESOLUTION SHALL EXPIRE AT THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN 2022 OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 4 AUGUST 2022, UNLESS SUCH AUTHORITY IS RENEWED PRIOR TO THIS TIME. UNDER THE AUTHORITY CONFERRED BY THIS RESOLUTION THE DIRECTORS MAY BEFORE SUCH EXPIRY MAKE AN OFFER OR ENTER INTO AN AGREEMENT WHICH WOULD OR MIGHT REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR, OR CONVERT ANY SECURITY INTO, SHARES TO BE GRANTED AFTER THE AUTHORITY EXPIRES AND THE DIRECTORS MAY ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR, OR CONVERT ANY SECURITY INTO, SHARES (AS THE CASE MAY BE) IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT AS IF THE RELEVANT AUTHORITY CONFERRED IN THIS RESOLUTION HAD NOT EXPIRED | Issuer | Yes | Against | Against | ||||
| TO AUTHORISE THE COMPANY TO MAKE PURCHASES OF UP TO 10,198,950 ORDINARY SHARES (REPRESENTING JUST UNDER 10 PER CENT OF THE COMPANY'S ISSUED SHARE CAPITAL (EXCLUDING SHARES HELD IN TREASURY)) FOR CASH, PROVIDED THAT: A. THE MINIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS NIS 0.01, SUCH MINIMUM PRICE BEING EXCLUSIVE OF ANY EXPENSES; B. THE MAXIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS THE HIGHER OF: (I) AN AMOUNT EQUAL TO 105 PER CENT OF THE AVERAGE OF THE MARKET VALUE FOR AN ORDINARY SHARE AS DERIVED FROM THE LONDON STOCK EXCHANGE PLC DAILY OFFICIAL LIST FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THAT ORDINARY SHARE IS CONTRACTED TO BE PURCHASED; AND (II) AN AMOUNT EQUAL TO THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE OF AN ORDINARY SHARE AND THE HIGHEST CURRENT INDEPENDENT BID FOR AN ORDINARY SHARE ON THE LONDON STOCK EXCHANGE AT THE TIME THE PURCHASE IS CARRIED OUT, SUCH MAXIMUM PRICE BEING EXCLUSIVE OF ANY EXPENSES; AND C. THIS AUTHORITY SHALL EXPIRE AT THE CONCLUSION OF THE ANNUAL GENERAL MEETING TO BE HELD IN 2022 OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 4 AUGUST 2022, UNLESS SUCH AUTHORITY IS RENEWED PRIOR TO THIS TIME. - UNDER THE AUTHORITY CONFERRED BY THIS RESOLUTION, THE COMPANY MAY BEFORE THE AUTHORITY EXPIRES MAKE AN OFFER OR ENTER INTO AN AGREEMENT TO PURCHASE ORDINARY SHARES UNDER THIS AUTHORITY WHICH WOULD OR MIGHT BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY, AND THE COMPANY MAY MAKE A PURCHASE OF ORDINARY SHARES IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT AS IF THE POWER CONFERRED IN THIS RESOLUTION HAD NOT EXPIRED | Issuer | Yes | Against | Against | ||||
| AS REQUIRED BY THE ISRAELI COMPANIES LAW, 5759-1999, TO RENEW THE REMUNERATION POLICY FOR DIRECTORS AND EXECUTIVES | Issuer | Yes | Abstain | Abstain | ||||
| TO APPROVE THE FEES PAYABLE TO PROF JACOB FRENKEL FOR HIS SERVICES AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF NIS 1,605,000 (APPROX. GBP 350,000) (PLUS VAT) GROSS PER ANNUM, EFFECTIVE AS OF THE DATE OF THE AGM, WHICH SHALL BE PAID TO PROF FRENKEL AS FOLLOWS: (A) NIS 1,260,000 (APPROX. GBP 275,000) AND VAT IN CASH, AND (B) NIS 345,000 (APPROX. GBP 75,000) BY THE ALLOTMENT OF ORDINARY SHARES | Issuer | Yes | Against | Against | ||||
| AS REQUIRED BY THE COMPANIES LAW AND IN ACCORDANCE WITH THE RECOMMENDATION OF THE REMUNERATION COMMITTEE AND THE BOARD OF DIRECTORS, TO APPROVE THE FOLLOWING REMUNERATION TERMS FOR MR DAVID ZRUIA, THE CHIEF EXECUTIVE OFFICER AND AN EXECUTIVE DIRECTOR OF THE COMPANY: (A) AN INCREASE IN THE FEES PAYABLE TO MR ZRUIA, AS AN AMENDMENT TO HIS EMPLOYMENT CONTRACT, FOR HIS SERVICES AS CHIEF EXECUTIVE OFFICER AND EXECUTIVE DIRECTOR FROM NIS 1,520,000 (APPROX. GBP 343,000) TO NIS 2,060,000 (APPROX. GBP 450,000) GROSS PER ANNUM, EFFECTIVE 1 JANUARY 2021. (B) THE PAYMENT TO MR ZRUIA OF AN ANNUAL BONUS FOR THE YEAR ENDING 31 DECEMBER 2021, WITH AN AGGREGATE VALUE OF UP TO 250 PER CENT OF THE SERVICE FEE (NIS 5,150,000 (APPROX. GBP 1,125,000)), AS SET FORTH IN THE EXPLANATORY NOTES. (C) THE GRANT TO MR ZRUIA OF AN LTIP AWARD WITH AN AGGREGATE VALUE OF UP TO 250 PER CENT OF THE SERVICE FEE (NIS 5,150,000 (APPROX. GBP 1,125,000)), THE EFFECTIVE GRANT DATE OF WHICH SHALL BE 1 JANUARY 2021 | Issuer | Yes | Abstain | Abstain | ||||
| AS REQUIRED BY THE COMPANIES LAW AND IN ACCORDANCE WITH THE RECOMMENDATION OF THE REMUNERATION COMMITTEE AND THE BOARD OF DIRECTORS, TO APPROVE THE FOLLOWING REMUNERATION TERMS FOR MR ELAD EVEN-CHEN, THE CHIEF FINANCIAL OFFICER AND AN EXECUTIVE DIRECTOR OF THE COMPANY: (A) AN INCREASE IN THE SERVICE CONTRACT FEE PAYABLE TO MR EVEN-CHEN FOR HIS SERVICES AS CHIEF FINANCIAL OFFICER AND EXECUTIVE DIRECTOR FROM NIS 1,700,000 (APPROX. GBP 384,000) TO NIS 2,060,000 (APPROX. GBP 450,000) (PLUS VAT) PER ANNUM, EFFECTIVE 1 JANUARY 2021. (B) THE PAYMENT TO EVEN-CHEN OF AN ANNUAL BONUS FOR THE YEAR ENDING 31 DECEMBER 2021, WITH AN AGGREGATE VALUE OF UP TO 250 PER CENT OF THE SERVICE CONTRACT FEE (NIS 5,150,000 (APPROX. GBP 1,125,000) (PLUS VAT)). (C) THE GRANT TO EVEN-CHEN OF AN LTIP AWARD WITH AN AGGREGATE VALUE OF UP TO 250 PER CENT. OF THE SERVICE CONTRACT FEE (NIS 5,150,000 (APPROX. GBP 1,125,000) (PLUS VAT)), THE EFFECTIVE GRANT DATE OF WHICH SHALL BE 1 JANUARY 2021 | Issuer | Yes | Abstain | Abstain | ||||
| AS REQUIRED BY THE COMPANIES LAW AND IN ACCORDANCE WITH THE RECOMMENDATION OF THE REMUNERATION COMMITTEE AND THE BOARD OF DIRECTORS, TO APPROVE A TAX BONUS PAYMENT OF NIS 4,250,000 (PLUS VAT) (APPROX. GBP 927,000), WHICH SHALL BE PAID TO EVEN-CHEN BY THE ALLOTMENT OF ORDINARY SHARES FOR THE EXTRAORDINARY CONTRIBUTION AND COMMITMENT IN OBTAINING A HIGHLY BENEFICIAL APPROVAL FROM THE ISRAEL TAX AUTHORITY AND THE ISRAEL INNOVATION AUTHORITY, THE EFFECTIVE PAYMENT DATE OF WHICH SHALL BE 1 JANUARY 2021, TO BE HELD BY EVEN-CHEN FOR A MINIMUM PERIOD OF TWO YEARS | Issuer | Yes | Against | Against | ||||
| AS AN ADVISORY VOTE, TO APPROVE THE DIRECTORS' REMUNERATION REPORT, IN THE FORM SET OUT ON PAGES 67 TO 75 OF THE COMPANY'S ANNUAL REPORT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Issuer | Yes | Abstain | Abstain | ||||
| ICA GRUPPEN AB | ICCGF | W4241E105 | 4/15/2021 | RESOLUTION ON ADOPTION OF THE INCOME STATEMENT AND THE BALANCE SHEET AND THE CONSOLIDATED INCOME STATEMENT AND BALANCE SHEET | Issuer | Yes | For | For |
| RESOLUTION ON DISPOSITION OF PROFITS IN ACCORDANCE WITH THE ADOPTED BALANCE SHEET AND ON RECORD DATE FOR DIVIDENDS: SEK 13.00 PER SHARE | Issuer | Yes | For | For | ||||
| RESOLUTION ON DISCHARGE FROM LIABILITY FOR THE MEMBER OF THE BOARD OF DIRECTORS FOR EACH NAMED PERSON | Issuer | Yes | For | For | ||||
| APPROVAL OF REMUNERATION REPORT | Issuer | Yes | Abstain | Abstain | ||||
| RESOLUTION ON THE NUMBER OF BOARD MEMBERS AND AUDITORS: MEMBERS (10) AND DEPUTY MEMBERS (0) OF BOARD DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY AUDITORS (0) | Issuer | Yes | Abstain | Abstain | ||||
| RESOLUTION ON BOARD MEMBERS' AND AUDITOR'S FEES | Issuer | Yes | For | For | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| ELECTION OF AUDITOR: KPMG AB | Issuer | Yes | For | For | ||||
| APPOINTMENT OF THE NOMINATION COMMITTEE | Issuer | Yes | For | For | ||||
| CAREL INDUSTRIES S.P.A. | CRL | T2R2A6107 | 4/20/2021 | TO AMEND ARTICLES 17 AND 23 OF THE BYLAWS IN COMPLIANCE WITH THE BUDGET LAW NO. 160/2019 CONTAINING PROVISIONS ON GENDER QUOTAS IN THE ADMINISTRATIVE AND CONTROL BODIES OF LISTED COMPANIES | Issuer | Yes | Abstain | Abstain |
| TO APPROVE THE BALANCE SHEET AS OF 31 DECEMBER 2020 AND TO PRESENT THE CONSOLIDATED BALANCE SHEET OF THE GROUP AS OF 31 DECEMBER 2020 | Issuer | Yes | For | For | ||||
| PROFIT ALLOCATION FOR FISCAL YEAR 2020 | Issuer | Yes | For | For | ||||
| TO APPOINT THE BOARD OF DIRECTORS AND TO STATE THE NUMBER OF DIRECTORS | Issuer | Yes | Abstain | Abstain | ||||
| TO APPOINT THE BOARD OF DIRECTORS AND TO STATE THE TERM OF OFFICE OF DIRECTORS | Issuer | Yes | For | For | ||||
| TO APPOINT THE BOARD OF DIRECTORS' MEMBERS. LIST PRESENTED BY LUIGI ROSSI LUCIANI S.A.P.A. E LUIGI NALINI S.A.P.A., REPRESENTING TOGETHER 56.17PCT OF THE SHARE CAPITAL: LUIGI ROSSI LUCIANI, LUIGI NALINI, FRANCESCO NALINI, CARLOTTA ROSSI LUCIANI, MARINA MANNA, CINZIA DONALISIO, GIOVANNI COSTA | Security Holder | Yes | Abstain | Abstain | ||||
| TO APPOINT THE BOARD OF DIRECTORS' MEMBERS. LIST PRESENTED BY AMUNDI ASSET MANAGEMENT SGR S.P.A.; ARCA FONDI SGR S.P.A.; EURIZON CAPITAL S.A.; EURIZON CAPITAL SGR S.P.A; KAIROS PARTNERS SGR S.P.A.; MEDIOLANUM INTERNATIONAL FUNDS LIMITED - CHALLENGE FUNDS - CHALLENGE ITALIAN EQUITY; MEDIOLANUM GESTIONE FONDI SGR S.P.A.; PRAMERICA SGR S.P.A., REPRESENTING TOGETHER 2.15072PCT OF THE SHARE CAPITAL: MARIA GRAZIA FILIPPINI | Security Holder | Yes | Abstain | Abstain | ||||
| TO APPOINT BOARD OF DIRECTORS' CHAIRMAN | Issuer | Yes | For | For | ||||
| TO APPOINT BOARD OF DIRECTORS' VICE CHAIRMAN | Issuer | Yes | For | For | ||||
| TO STATE DIRECTORS' EMOLUMENT | Issuer | Yes | For | For | ||||
| TO APPOINT THE THREE EFFECTIVE INTERNAL AUDITORS AND TWO ALTERNATIVE INTERNAL AUDITORS. LIST PRESENTED BY LUIGI ROSSI LUCIANI S.A.P.A. E LUIGI NALINI S.A.P.A., REPRESENTING TOGETHER 56.17PCT OF THE SHARE CAPITAL. EFFECTIVE INTERNAL AUDITOR: SAVERIO BOZZOLAN, CLAUDIA CIVOLANI, PAOLO FERRIN. ALTERNATIVE INTERNAL AUDITOR: FABIO GALLIO, CAMILLA MENINI | Security Holder | Yes | Abstain | Abstain | ||||
| TO APPOINT THE THREE EFFECTIVE INTERNAL AUDITORS AND TWO ALTERNATIVE INTERNAL AUDITORS. LIST PRESENTED BY AMUNDI ASSET MANAGEMENT SGR S.P.A.; ARCA FONDI SGR S.P.A.; EURIZON CAPITAL S.A.; EURIZON CAPITAL SGR S.P.A; KAIROS PARTNERS SGR S.P.A.; MEDIOLANUM INTERNATIONAL FUNDS LIMITED - CHALLENGE FUNDS - CHALLENGE ITALIAN EQUITY; MEDIOLANUM GESTIONE FONDI SGR S.P.A.; PRAMERICA SGR S.P.A., REPRESENTING TOGETHER 2.15072PCT OF THE SHARE CAPITAL. EFFECTIVE INTERNAL AUDITOR: PAOLO PRANDI. ALTERNATIVE INTERNAL AUDITOR: ALESSANDRA PEDERZOLI | Security Holder | Yes | Abstain | Abstain | ||||
| TO APPOINT THE CHAIRMAN OF THE BOARD OF INTERNAL AUDITORS | Issuer | Yes | For | For | ||||
| TO STATE INTERNAL AUDITORS' EMOLUMENT | Issuer | Yes | For | For | ||||
| TO APPROVE IN A BINDING WAY THE FIRST SECTION OF THE REPORT ON REWARDING POLICY FOR FISCAL YEAR 2021, PURSUANT TO ARTICLE 123-TER OF THE LEGISLATIVE DECREE 58/1998 AND ARTICLE 84-QUARTER OF CONSOB REGULATION NO. 11971/1999 | Issuer | Yes | Abstain | Abstain | ||||
| CONSULTATIVE VOTE ON THE SECOND SECTION OF THE REPORT ON EMOLUMENT PAID DURING FISCAL YEAR 2020 OR RELATED TO IT, PURSUANT TO ARTICLE 123-TER OF THE LEGISLATIVE DECREE 58/1998 AND ARTICLE 84-QUARTER OF CONSOB REGULATION NO. 11971/1999 | Issuer | Yes | Abstain | Abstain | ||||
| TO APPROVE A COMPENSATION PLAN BASED ON FINANCIAL INSTRUMENTS PURSUANT TO ART. 114-BIS OF LEGISLATIVE DECREE 24 FEBRUARY 1998 NO. 58, AS SUBSEQUENTLY AMENDED AND UPDATED | Issuer | Yes | Abstain | Abstain | ||||
| TO AUTHORIZE THE PURCHASE AND DISPOSAL OF OWN SHARES AND THE PERFORMANCE OF ACTS ON THEM, UPON REVOCATION OF THE PREVIOUS RESOLUTION APPROVED BY THE ORDINARY SHAREHOLDERS' MEETING ON 20 APRIL 2020 | Issuer | Yes | Against | Against | ||||
| NATIONAL GRID PLC | NGGTF | G6S9A7120 | 4/22/2021 | THAT, CONDITIONAL UPON THE PASSING OF RESOLUTION 2 (INCREASED BORROWING LIMIT), THE ACQUISITION BY THE COMPANY OF PPL WPD INVESTMENTS LIMITED, AS DESCRIBED IN THE CIRCULAR TO THE SHAREHOLDERS OF THE COMPANY DATED 31 MARCH 2021, ON THE TERMS AND SUBJECT TO THE CONDITIONS SET OUT IN THE SHARE PURCHASE AGREEMENT WITH PPL WPD LIMITED DATED 17 MARCH 2021, AS AMENDED, MODIFIED, RESTATED OR SUPPLEMENTED FROM TIME TO TIME (THE "WPD ACQUISITION"), TOGETHER WITH ALL ASSOCIATED AGREEMENTS AND ANCILLARY ARRANGEMENTS, BE AND ARE HEREBY APPROVED, AND THAT THE DIRECTORS OF THE COMPANY (OR A DULY AUTHORISED PERSON) BE AUTHORISED TO: (I) TAKE ALL SUCH STEPS, EXECUTE ALL SUCH AGREEMENTS, AND MAKE ALL SUCH ARRANGEMENTS, TO IMPLEMENT OR IN CONNECTION WITH THE WPD ACQUISITION; AND (II) AGREE AND MAKE ANY AMENDMENTS, VARIATIONS, WAIVERS OR EXTENSIONS TO THE TERMS OF THE WPD ACQUISITION OR THE SHARE PURCHASE AGREEMENT AND/OR ALL ASSOCIATED AGREEMENTS AND ANCILLARY ARRANGEMENTS RELATING THERETO (PROVIDING SUCH AMENDMENTS, VARIATIONS, WAIVERS OR EXTENSIONS ARE NOT OF A MATERIAL NATURE), IN EACH CASE WHICH THEY IN THEIR ABSOLUTE DISCRETION CONSIDER NECESSARY OR APPROPRIATE | Issuer | Yes | For | For |
| INCREASED BORROWING LIMIT: TO APPROVE, CONDITIONAL UPON THE PASSING OF RESOLUTION 1 (ACQUISITION OF PPL WPD INVESTMENTS LIMITED), IN ACCORDANCE WITH ARTICLE 93.1 OF THE COMPANY'S ARTICLES OF ASSOCIATION, BORROWINGS BY THE COMPANY AND/OR ANY OF ITS SUBSIDIARY UNDERTAKINGS (AS CALCULATED IN ACCORDANCE WITH ARTICLE 93) NOT EXCEEDING GBP 55,000,000,000, SUCH APPROVAL TO APPLY INDEFINITELY | Issuer | Yes | Abstain | Abstain | ||||
| TELENET GROUP HOLDING NV | TLGHF | B89957110 | 4/28/2021 | COMMUNICATION AND APPROVAL OF THE STATUTORY FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020, AND OF THE PROPOSED ALLOCATION OF THE RESULT, INCLUDING THE APPROVAL OF A DIVIDEND | Issuer | Yes | For | For |
| COMMUNICATION OF AND APPROVAL OF THE REMUNERATION REPORT, INCLUDED IN THE ANNUAL REPORT OF THE BOARD OF DIRECTORS, FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020 | Issuer | Yes | Abstain | Abstain | ||||
| IN ACCORDANCE WITH ARTICLE 7:89/1 OF THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS, APPROVAL OF REMUNERATION POLICY | Issuer | Yes | Abstain | Abstain | ||||
| TO GRANT DISCHARGE FROM LIABILITY TO THE DIRECTORS WHO WERE IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR FOR EACH INDIVIDUAL NAMED | Issuer | Yes | For | For | ||||
| TO GRANT DISCHARGE FROM LIABILITY TO THE STATUTORY AUDITOR FOR THE EXERCISE OF HIS MANDATE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020 | Issuer | Yes | For | For | ||||
| RE-APPOINTMENT OF MR. JOHN PORTER AS DIRECTOR FOR A TERM OF 4 YEARS, WITH IMMEDIATE EFFECT AND UNTIL THE CLOSING OF THE GENERAL SHAREHOLDERS MEETING OF 2025, WHICH WILL BE HELD TO DELIBERATE ON THE FINANCIAL STATEMENTS OF THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2024 | Issuer | Yes | For | For | ||||
| MANDATE OF THE DIRECTOR APPOINTED IS NOT REMUNERATED | Issuer | Yes | Abstain | Abstain | ||||
| RATIFICATION AND APPROVAL, IN AS FAR AS NEEDED AND APPLICABLE, IN ACCORDANCE WITH ARTICLE 7:151 OF THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS, OF THE TERMS AND CONDITIONS OF (I) THE PERFORMANCE SHARE PLANS, (II) THE SHARE OPTION PLANS AND (III) THE RESTRICTED SHARE PLANS ISSUED ON 11 MAY 2020 TO (SELECTED) EMPLOYEES OF THE COMPANY, WHICH MAY GRANT RIGHTS THAT EITHER COULD HAVE A SUBSTANTIAL IMPACT ON THE COMPANY'S ASSETS OR COULD GIVE RISE TO SUBSTANTIAL LIABILITY OR OBLIGATION OF THE COMPANY IN CASE OF A CHANGE OF CONTROL OVER THE COMPANY OR A PUBLIC TAKEOVER BID ON THE SHARES OF THE COMPANY | Issuer | Yes | Against | Against | ||||
| DIALOG SEMICONDUCTOR PLC | DLGNF | G5821P111 | 5/4/2021 | RECEIPT OF THE FINANCIAL REPORT AND ACCOUNTS | Issuer | Yes | For | For |
| APPROVAL OF DIRECTORS' REMUNERATION REPORT | Issuer | Yes | Abstain | Abstain | ||||
| RE-APPOINTMENT OF DELOITTE LLP AS AUDITOR | Issuer | Yes | For | For | ||||
| AUTHORITY TO AGREE TO THE AUDITOR'S REMUNERATION | Issuer | Yes | For | For | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| DIRECTORS' AUTHORITY TO ALLOT SHARES | Issuer | Yes | Against | Against | ||||
| ADDITIONAL AUTHORITY TO ALLOT SHARES IN CONNECTION WITH A RIGHTS ISSUE | Issuer | Yes | Against | Against | ||||
| DISAPPLICATION OF PRE-EMPTION RIGHTS | Issuer | Yes | Against | Against | ||||
| ADDITIONAL DISAPPLICATION OF PRE-EMPTION RIGHTS | Issuer | Yes | Against | Against | ||||
| AUTHORITY TO ENTER INTO CONTINGENT FORWARD SHARE PURCHASE CONTRACT WITH BARCLAYS BANK PLC | Issuer | Yes | Against | Against | ||||
| AUTHORITY TO ENTER INTO CONTINGENT FORWARD SHARE PURCHASE CONTRACT WITH GOLDMAN SACHS INTERNATIONAL | Issuer | Yes | Against | Against | ||||
| AUTHORITY TO ENTER INTO CONTINGENT FORWARD SHARE PURCHASE CONTRACT WITH HSBC BANK PLC | Issuer | Yes | Against | Against | ||||
| AUTHORITY TO ENTER INTO CONTINGENT FORWARD SHARE PURCHASE CONTRACT WITH MERRILL LYNCH INTERNATIONAL | Issuer | Yes | Against | Against | ||||
| NOTICE PERIOD FOR GENERAL MEETINGS | Issuer | Yes | Abstain | Abstain | ||||
| ATRESMEDIA CORPORACION DE MEDIOS DE CO | ATVDY | E0728T102 | 4/28/2021 | SCRUTINY AND APPROVAL OF THE ANNUAL ACCOUNTS AND MANAGEMENT REPORT FOR THE YEAR ENDED ON 31 DECEMBER 2020, BOTH ON AN INDIVIDUAL AND ON A CONSOLIDATED BASIS | Issuer | Yes | For | For |
| APPROVAL OF THE STATEMENT OF NON FINANCIAL INFORMATION AS OF 31 DECEMBER 2020, WHICH FORMS PART OF THE CONSOLIDATED MANAGEMENT REPORT | Issuer | Yes | For | For | ||||
| APPROVAL OF THE PROPOSAL CONCERNING THE APPROPRIATION OF THE PROFIT OBTAINED IN 2020 | Issuer | Yes | For | For | ||||
| APPROVAL OF CORPORATE MANAGEMENT BY THE BOARD OF DIRECTORS IN 2020 | Issuer | Yes | For | For | ||||
| RE ELECTION OF KPMG AUDITORES, S.L. AS EXTERNAL AUDITORS OF THE COMPANY AND ITS CONSOLIDATED GROUP OF COMPANIES FOR THE 2021 FINANCIAL YEAR | Issuer | Yes | For | For | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| APPROVAL OF THE LONG TERM VARIABLE REMUNERATION PLAN WITH SHARES DELIVERY FOR EXECUTIVE DIRECTORS AND MANAGERS | Issuer | Yes | Against | Against | ||||
| DIRECTORS REMUNERATION POLICY FOR THE YEARS 2021-2023 | Issuer | Yes | Abstain | Abstain | ||||
| DELEGATION OF POWERS TO FORMULATE, CONSTRUE, REMEDY AND ENFORCE THE RESOLUTIONS ADOPTED BY THE GENERAL MEETING, AND TO REPLACE THE POWERS GRANTED TO THE BOARD OF DIRECTORS BY THE MEETING | Issuer | Yes | Abstain | Abstain | ||||
| ADVISORY VOTE ON THE ANNUAL REPORT ON THE REMUNERATION OF THE DIRECTORS FOR THE 2020 FINANCIAL YEAR | Issuer | Yes | Abstain | Abstain | ||||
| AZIMUT HOLDING S.P.A. | AZIHF | T0783G106 | 4/29/2021 | TO APPROVE THE BALANCE SHEET AS OF 31 DECEMBER 2020, BOARD OF DIRECTORS' REPORT ON MANAGEMENT, INTERNAL AUDITORS' REPORT AND EXTERNAL AUDITORS' REPORT; TO PRESENT THE CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2020 AND RELATED ATTACHMENTS | Issuer | Yes | For | For |
| TO ALLOCATE THE DIVIDEND FOR THE YEAR AS OF 31 DECEMBER 2020 | Issuer | Yes | For | For | ||||
| TO PROPOSE THE PURCHASE AND DISPOSAL OF OWN SHARES | Issuer | Yes | Against | Against | ||||
| REPORT ON THE REWARDING POLICY AND EMOLUMENT PAID AS PER ART. 123-TER, ITEMS 3-BIS AND 6, OF THE LEGISLATIVE DECREE NO. 58/98 | Issuer | Yes | Abstain | Abstain | ||||
| RESOLUTIONS ON THE "SECOND SECTION" OF THE REPORT, AS PER ART. 123-TER, ITEM 6, OF LEGISLATIVE DECREE NO. 58/1998 | Issuer | Yes | Abstain | Abstain | ||||
| ELECTRICITE DE FRANCE S.A. | ECIFY | F2940H113 | 5/6/2021 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Issuer | Yes | For | For |
| APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Issuer | Yes | For | For | ||||
| ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 AND SETTING OF THE DIVIDEND | Issuer | Yes | For | For | ||||
| ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 AND SETTING OF THE DIVIDEND | Security Holder | Yes | Against | For | ||||
| PAYMENT OF INTERIM DIVIDENDS IN SHARES; DELEGATION OF POWERS GRANTED TO THE BOARD OF DIRECTORS | Issuer | Yes | Against | Against | ||||
| APPROVAL OF A REGULATED AGREEMENT; SUBSCRIPTION BY THE FRENCH STATE OF GREEN BONDS WITH AN OPTION TO CONVERT AND/OR EXCHANGE THEM FOR NEW OR EXISTING SHARES | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE STATUTORY AUDITORS' SPECIAL REPORT ON THE REGULATED AGREEMENTS AND COMMITMENTS | Issuer | Yes | For | For | ||||
| APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID OR AWARDED TO MR. JEAN-BERNARD LEVY, CHAIRMAN AND CHIEF EXECUTIVE OFFICER, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Issuer | Yes | Against | Against | ||||
| APPROVAL OF THE INFORMATION RELATING TO THE CORPORATE OFFICERS | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE COMPENSATION POLICY RELATING TO THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE COMPENSATION POLICY RELATING TO DIRECTORS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 | Issuer | Yes | Abstain | Abstain | ||||
| FIXED ANNUAL AMOUNT AS A COMPENSATION AWARDED TO THE BOARD OF DIRECTORS | Issuer | Yes | For | For | ||||
| RENEWAL OF TERMS OF OFFICE | Issuer | Yes | For | For | ||||
| AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN THE COMPANY'S SHARES | Issuer | Yes | Against | Against | ||||
| DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO PROCEED WITH CAPITAL INCREASES RESERVED FOR CATEGORIES OF BENEFICIARIES WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT | Issuer | Yes | Against | Against | ||||
| AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING TREASURY SHARES | Issuer | Yes | Against | Against | ||||
| POWERS TO CARRY OUT FORMALITIES | Issuer | Yes | Abstain | Abstain | ||||
| ENIGMO INC. | 3665 | J13589106 | 4/28/2021 | APPROVE APPROPRIATION OF SURPLUS | Issuer | Yes | For | For |
| AMEND ARTICLES RELATED TO SUBSTITUTE CORPORATE AUDITORS | Issuer | Yes | Abstain | Abstain | ||||
| APPOINT AS SUBSTITUTE CORPORATE AUDITOR OTANI, AKINORI | Issuer | Yes | For | For | ||||
| SAP SE | SAP | D66992104 | 5/12/2021 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.85 PER SHARE | Issuer | Yes | For | For |
| APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Issuer | Yes | For | For | ||||
| APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Issuer | Yes | For | For | ||||
| RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2021 | Issuer | Yes | For | For | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 10 BILLION APPROVE CREATION OF EUR 100 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS | Issuer | Yes | Against | Against | ||||
| AMEND CORPORATE PURPOSE | Issuer | Yes | Abstain | Abstain | ||||
| AMEND ARTICLES RE PROOF OF ENTITLEMENT | Issuer | Yes | Abstain | Abstain | ||||
| EURONEXT N.V. | EUXTF | N3113K397 | 5/11/2021 | APPROVE REMUNERATION REPORT | Issuer | Yes | Abstain | Abstain |
| ADOPT FINANCIAL STATEMENTS | Issuer | Yes | For | For | ||||
| APPROVE DIVIDENDS OF EUR 2.25 PER SHARE | Issuer | Yes | For | For | ||||
| APPROVE DISCHARGE OF MANAGEMENT BOARD | Issuer | Yes | For | For | ||||
| APPROVE DISCHARGE OF SUPERVISORY BOARD | Issuer | Yes | For | For | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| AMEND REMUNERATION POLICY FOR MANAGEMENT BOARD | Issuer | Yes | Abstain | Abstain | ||||
| AMEND REMUNERATION POLICY FOR SUPERVISORY BOARD | Issuer | Yes | Abstain | Abstain | ||||
| RATIFY ERNST & YOUNG ACCOUNTANTS LLP AS AUDITORS | Issuer | Yes | For | For | ||||
| AMEND ARTICLES OF ASSOCIATION | Issuer | Yes | Abstain | Abstain | ||||
| GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO 10 PERCENT OF ISSUED CAPITAL | Issuer | Yes | For | For | ||||
| AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE RIGHTS FROM SHARE ISSUANCES | Issuer | Yes | Against | Against | ||||
| AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL | Issuer | Yes | Against | Against | ||||
| SWEDISH ORPHAN BIOVITRUM AB | BIOVF | W95637117 | 5/4/2021 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Issuer | Yes | For | For |
| APPROVE ALLOCATION OF INCOME AND OMISSION OF DIVIDENDS | Issuer | Yes | For | For | ||||
| APPROVE DISCHARGE OF EACH INDIVIDUAL NAMED | Issuer | Yes | For | For | ||||
| APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 1.6 MILLION FOR CHAIRMAN, AND SEK 515 ,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK; APPROVE MEETING FEES | Issuer | Yes | Against | Against | ||||
| APPROVE REMUNERATION OF AUDITORS | Issuer | Yes | For | For | ||||
| DETERMINE NUMBER OF MEMBERS (8) AND DEPUTY MEMBERS (0) OF BOARD | Issuer | Yes | Abstain | Abstain | ||||
| DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY AUDITORS (0) | Issuer | Yes | Abstain | Abstain | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| RATIFY ERNST & YOUNG AS AUDITORS | Issuer | Yes | For | For | ||||
| APPROVE REMUNERATION REPORT | Issuer | Yes | Abstain | Abstain | ||||
| AMEND ARTICLES RE PROXIES AND POSTAL VOTING PARTICIPATION AT GENERAL MEETING | Issuer | Yes | Abstain | Abstain | ||||
| APPROVE LONG TERM INCENTIVE PROGRAM (MANAGEMENT PROGRAM) AND LONG TERM INCENTIVE PROGRAM (ALL EMPLOYEE PROGRAM) | Issuer | Yes | Against | Against | ||||
| APPROVE EQUITY PLAN FINANCING | Issuer | Yes | Against | Against | ||||
| APPROVE ALTERNATIVE EQUITY PLAN FINANCING | Issuer | Yes | Against | Against | ||||
| APPROVE CREATION OF POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS | Issuer | Yes | Against | Against | ||||
| APPROVE TRANSFER OF SHARES IN CONNECTION WITH PREVIOUS SHARE PROGRAMS | Issuer | Yes | Abstain | Abstain | ||||
| ATOS SE | AEXAY | F06116101 | 5/12/2021 | APPROVAL OF THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR THAT ENDED IN 2020 | Issuer | Yes | For | For |
| APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR THAT ENDED IN 2020 | Issuer | Yes | For | For | ||||
| ALLOCATION OF THE EARNINGS AS FOLLOWS: ORIGIN: EARNINGS: EUR 1,378,572,313.17 RETAINED EARNINGS: EUR 3,528,430,291.23 DISTRIBUTABLE INCOME: EUR 4,907,002,604.40 ALLOCATION: ORDINARY DIVIDENDS: EUR 98,945,910.90 (BASED ON 109,993,166 SHARES COMPOSING THE SHARE CAPITAL AS OF THE 31ST OF DECEMBER 2020, INCLUDING 53,265 TREASURY SHARES) RETAINED EARNINGS: EUR 4,808,056,693.50 THE SHAREHOLDERS WILL BE GRANTED A DIVIDEND OF EUR 0.90 PER SHARE (BASED ON 109,939,901 SHARES), ELIGIBLE TO THE 40 PER CENT DEDUCTION PROVIDED BY THE FRENCH GENERAL TAX CODE. THIS DIVIDEND WILL BE PAID ON THE 18TH OF MAY 2021. FOLLOWING THIS ALLOCATION, THE LEGAL RESERVE ACCOUNT WILL SHOW A NEW BALANCE OF EUR 10,999,316.60. THE AMOUNT CORRESPONDING TO THE TREASURY SHARES WILL BE ALLOCATED TO THE OTHER RESERVES ACCOUNT. FOR THE LAST THREE FINANCIAL YEARS, THE DIVIDENDS WERE PAID AS FOLLOWS: EUR 0.00 PER SHARE FOR FISCAL YEAR 2019 EUR 1.70 PER SHARE FOR FISCAL YEAR 2018 EUR 1.60 PER SHARE FOR FISCAL YEAR 2017 | Issuer | Yes | For | For | ||||
| RENEWAL OF THE APPOINTMENT OF MR VIVEK BADRINATH AS A DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR | Issuer | Yes | For | For | ||||
| RENEWAL OF THE APPOINTMENT OF MR BERTRAND MEUNIER AS A DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR | Issuer | Yes | For | For | ||||
| RENEWAL OF THE APPOINTMENT OF MRS AMINATA NIANE AS A DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR | Issuer | Yes | For | For | ||||
| RENEWAL OF THE APPOINTMENT OF MRS LYNN PAINE AS A DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR | Issuer | Yes | For | For | ||||
| APPROVAL OF THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS GOVERNED BY ARTICLE L.225-38 ET SEQ. OF THE FRENCH COMMERCIAL CODE, AND THE AGREEMENTS AUTHORIZED FOR SAID FISCAL YEAR REFERRED TO THEREIN | Issuer | Yes | For | For | ||||
| APPROVAL OF THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR BERTRAND MEUNIER AS CHAIRMAN OF THE BOARD OF DIRECTORS FOR THE 2020 FINANCIAL YEAR | Issuer | Yes | Against | Against | ||||
| APPROVAL OF THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR ELIE GIRARD AS MANAGING DIRECTOR FOR THE 2020 FINANCIAL YEAR | Issuer | Yes | Against | Against | ||||
| APPROVAL OF THE INFORMATION RELATED TO THE COMPENSATION APPLICABLE TO THE CORPORATE OFFICERS IN ACCORDANCE WITH ARTICLE L.22-10-9 I OF THE FRENCH COMMERCIAL CODE | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE POLICY OF THE COMPENSATION APPLICABLE TO THE DIRECTORS | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE POLICY OF THE COMPENSATION APPLICABLE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE POLICY OF THE COMPENSATION APPLICABLE TO THE MANAGING DIRECTOR | Issuer | Yes | Abstain | Abstain | ||||
| FAVOURABLE OPINION ON THE AMBITION OF THE COMPANY AND ITS GROUP IN TERMS OF 'NET ZERO EMISSIONS' DECARBONISATION | Issuer | Yes | Abstain | Abstain | ||||
| AUTHORIZATION FOR THE BOARD OF DIRECTORS TO BUY BACK THE COMPANY'S SHARES, SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 120.00, MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 10 PER CENT OF THE SHARES COMPOSING THE SHARE CAPITAL, MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 1,319,917,920.00. THIS AUTHORIZATION IS GIVEN FOR AN 18-MONTH PERIOD. THIS DELEGATION OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Issuer | Yes | Against | Against | ||||
| GRANT OF ALL POWERS TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS AND AT ITS SOLE DISCRETION, BY CANCELLING ALL OR PART OF THE SHARES HELD BY THE COMPANY IN CONNECTION WITH THE STOCK REPURCHASE PLAN, UP TO A MAXIMUM OF 10 PER CENT OF THE SHARE CAPITAL OVER A 24-MONTH PERIOD; THIS AUTHORIZATION IS GIVEN FOR A 26-MONTH PERIOD | Issuer | Yes | Against | Against | ||||
| AUTHORIZATION TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS, IN FAVOUR OF EMPLOYEES AND CORPORATE OFFICERS OF THE COMPANY OR RELATED COMPANIES WHO ARE MEMBERS OF A COMPANY SAVINGS PLAN OR ANY OTHER QUALIFIED EQUIVALENT PLAN, BY ISSUANCE OF SHARES OR OTHER EQUITY SECURITIES OF THE COMPANY, OR SECURITIES GIVING ACCESS TO EXISTING OR TO BE ISSUED SHARES OR OTHER EQUITY SECURITIES OF THE COMPANY, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS; THIS DELEGATION IS GIVEN FOR AN 18-MONTH PERIOD AND FOR A NOMINAL AMOUNT THAT SHALL NOT EXCEED 2 PER CENT OF THE SHARE CAPITAL | Issuer | Yes | Against | Against | ||||
| AUTHORIZATION TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL IN FAVOUR OF (I) EMPLOYEES, CORPORATE OFFICERS OF RELATED COMPANIES WITH THEIR HEAD OFFICE ABROAD, (II) AIF, UCITS, EMPLOYEE SHAREHOLDING INVESTED IN COMPANY'S EQUITIES WHOSE SHAREHOLDERS ARE REFERRED IN (I), (III) ANY CREDIT INSTITUTION SETTING UP ON BEHALF OF THE COMPANY A SHAREHOLDING OR SAVINGS PLAN FOR THE PERSONS REFERRED IN (I) TO OFFER A SHAREHOLDING-EMPLOYEE SAVINGS PLAN SIMILAR TO THE PLAN GRANTED TO THE OTHER EMPLOYEES OF THE ATOS GROUP, BY ISSUANCE OF SHARES (PREFERENCE SHARES EXCLUDED), SECURITIES GIVING ACCESS TO THE COMPANY'S SHARE CAPITAL (INCLUDING EQUITY SECURITIES GIVING RIGHT TO THE ALLOCATION OF DEBT SECURITIES), WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS; DELEGATION FOR 18 MONTHS, FOR A NOMINAL AMOUNT THAT SHALL NOT EXCEED 0.2 PER CENT OF THE SHARE CAPITAL AND COUNTING AGAINST THE OVERALL VALUE SET FORTH IN RESOLUTION 24 GRANTED ON JUNE 16, 2020 | Issuer | Yes | Against | Against | ||||
| AUTHORIZATION TO THE BOARD OF DIRECTORS TO GRANT, FOR FREE, ON ONE OR MORE OCCASIONS, EXISTING OR TO BE ISSUED SHARES, IN FAVOUR OF BENEFICIARIES TO BE CHOSEN AMONG THE EMPLOYEES OR THE CORPORATE OFFICERS OF THE COMPANY AND OR RELATED COMPANIES OR ECONOMIC INTEREST GROUPINGS; THEY MAY NOT REPRESENT MORE THAN 0.9 PER CENT OF THE SHARE CAPITAL, AMONG WHICH THE SHARES GRANTED TO THE MANAGING CORPORATE OFFICERS MAY NOT REPRESENT MORE THAN 0.09 PER CENT OF THE SHARE CAPITAL; THIS AUTHORIZATION IS GIVEN FOR A 38-MONTH PERIOD | Issuer | Yes | Abstain | Abstain | ||||
| AMENDMENT OF ARTICLES: NR 25: 'REGULATED AGREEMENTS', NR 28: 'PROVISIONS COMMON TO THE SHAREHOLDERS' MEETINGS', NR 33: 'DELIBERATIONS OF THE SHAREHOLDERS' MEETINGS' | Issuer | Yes | Abstain | Abstain | ||||
| GRANT OF FULL POWERS TO THE BEARER OF AN ORIGINAL, A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW | Issuer | Yes | Abstain | Abstain | ||||
| H & M HENNES & MAURITZ AB | HNNMY | W41422101 | 5/6/2021 | RESOLUTION ON ADOPTION OF THE INCOME STATEMENT AND BALANCE SHEET AS WELL AS THE CONSOLIDATED INCOME STATEMENT AND CONSOLIDATED BALANCE SHEET | Issuer | Yes | For | For |
| RESOLUTION ON DISPOSAL OF THE COMPANY'S EARNINGS IN ACCORDANCE WITH THE ADOPTED BALANCE SHEET: PROPOSAL BY THE BOARD OF DIRECTORS: THE BOARD OF DIRECTORS PROPOSES TO THE 2021 ANNUAL GENERAL MEETING THAT NO DIVIDEND IS PAID AND THAT THE FUNDS AT THE DISPOSAL OF THE GENERAL MEETING ARE CARRIED FORWARD | Issuer | Yes | For | For | ||||
| THE SHAREHOLDER CLEAN CLOTHES CAMPAIGN INTERNATIONAL OFFICE ("CCC") PROPOSES THAT THE ANNUAL GENERAL MEETING CALL ON THE COMPANY'S BOARD OF DIRECTORS TO PAY NO DIVIDEND FOR THIS FINANCIAL YEAR; THE COMPANY'S EARNINGS SHALL INSTEAD BE USED TO ENSURE ALL WORKERS IN THE SUPPLY CHAIN ARE PAID REMUNERATION EQUAL TO, OR GREATER THAN, WHAT THEY WERE PAID AT THE TIME BEFORE THE COVID-19 PANDEMIC STARTE; IN ADDITION, THOSE WORKERS WHO HAVE LOST THEIR JOBS SHALL RECEIVE THE SEVERANCE PAY TO WHICH THEY ARE ENTITLED; FOR THIS REASON, CCC ASKS THE COMPANY TO SIGN UP TO THE GUARANTEE FUND FOR SEVERANCE PAY FOR WORKERS WHICH MORE THAN 200 CIVIL SOCIETY ORGANISATIONS AND TRADE UNIONS ARE DEMANDING BE ESTABLISHED | Security Holder | Yes | Abstain | Abstain | ||||
| RESOLUTION ON DISCHARGE FROM LIABILITY FOR THE MEMBER OF THE BOARD OF DIRECTORS FOR EACH NAMED PERSON | Issuer | Yes | For | For | ||||
| ESTABLISHMENT OF THE NUMBER OF BOARD MEMBERS: EIGHT BOARD MEMBERS WITH NO DEPUTIES | Issuer | Yes | Abstain | Abstain | ||||
| ESTABLISHMENT OF THE NUMBER OF AUDITORS: THE NOMINATION COMMITTEE PROPOSES THAT ONE AUDITOR BE ELECTED | Issuer | Yes | Abstain | Abstain | ||||
| ESTABLISHMENT OF FEES TO THE BOARD | Issuer | Yes | For | For | ||||
| ESTABLISHMENT OF FEES TO THE AUDITORS | Issuer | Yes | For | For | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| ELECTION OF AUDITOR: THE NOMINATION COMMITTEE PROPOSES, IN ACCORDANCE WITH THE RECOMMENDATION BY THE AUDITING COMMITTEE THAT HAS BEEN APPROVED BY THE WHOLE BOARD AS A RECOMMENDATION, THAT REGISTERED ACCOUNTING FIRM DELOITTE AB BE ELECTED AS AUDITOR UNTIL THE CONCLUSION OF THE 2022 ANNUAL GENERAL MEETING; IF THE AGM APPROVES THE PROPOSAL, AUTHORISED PUBLIC ACCOUNTANT DIDRIK ROOS WILL BE THE AUDITOR-IN-CHARGE | Issuer | Yes | For | For | ||||
| ELECTION OF MEMBERS OF THE NOMINATION COMMITTEE: THAT THE ANNUAL GENERAL MEETING APPOINT THE CHAIRMAN OF THE BOARD KARL-JOHAN PERSSON AS WELL AS STEFAN PERSSON (NOMINATED BY RAMSBURY INVEST AB), LOTTIE THAM, JAN ANDERSSON (NOMINATED BY SWEDBANK ROBUR FONDER) AND ERIK DURHAN (NOMINATED BY NORDEA FONDER) AS THE NOMINATION COMMITTEE; THIS NOMINATION COMMITTEE SHALL TAKE UP ITS DUTIES IMMEDIATELY. ITS TERM OF OFFICE SHALL CONTINUE UNTIL A NEW NOMINATION COMMITTEE IS APPOINTED | Issuer | Yes | For | For | ||||
| ESTABLISHMENT OF PRINCIPLES FOR THE NOMINATION COMMITTEE | Issuer | Yes | For | For | ||||
| APPROVAL OF THE BOARD'S REMUNERATION REPORT | Issuer | Yes | Abstain | Abstain | ||||
| RESOLUTION ON GUIDELINES FOR REMUNERATION OF SENIOR EXECUTIVES | Issuer | Yes | Abstain | Abstain | ||||
| RESOLUTION ON THE BOARD'S PROPOSED AMENDMENT TO THE ARTICLES OF ASSOCIATION | Issuer | Yes | Abstain | Abstain | ||||
| THE SHAREHOLDER FONDAZIONE FINANZA ETICA PROPOSES THAT SECTION 14 OF THE ARTICLES OF ASSOCIATION BE AMENDED BY ADDING THE FOLLOWING ITEM: ITEM 12. ANNUAL PROXY VOTE AND REPORT ON CLIMATE CHANGE; THE ANNUAL CORPORATE PROXY STATEMENT SHALL INCLUDE A PROPOSAL REQUIRING AN ADVISORY VOTE BY THE SHAREHOLDERS EXPRESSING NON-BINDING ADVISORY APPROVAL OR DISAPPROVAL OF THE COMPANY'S PUBLIC CLIMATE POLICIES AND STRATEGIES, TAKING INTO ACCOUNT KEY CLIMATE-RELATED BENCHMARKS; THE BOARD OF DIRECTORS IS AUTHORISED TO INCLUDE IN THE COMPANY'S ANNUAL CORPORATE PROXY STATEMENT, OR IN ANOTHER PUBLICATION, A REPORT THAT CHARACTERISES THE SCALE AND PACE OF ITS RESPONSIVE MEASURES ASSOCIATED WITH CLIMATE CHANGE, INCLUDING REFERRING - ACCORDING TO THE BOARD'S ASSESSMENT - TO THE COMPANY'S ALIGNMENT WITH CLIMATE-RELATED BENCHMARKS; NOTHING IN THIS SECTION SHALL BE CONSTRUED AS CONSTRAINING THE BOARD'S OR THE MANAGEMENT'S DISCRETIONARY POWERS AS REGARDS DISCLOSING OR MANAGING ISSUES RELATED TO A CLIMATE TRANSITION | Security Holder | Yes | Abstain | Abstain | ||||
| THE SHAREHOLDER FONDAZIONE FINANZA ETICA PROPOSES THAT H&M: FULLY REPORTS THE SUSTAINABILITY GOALS THAT MUST BE ACHIEVED IN ORDER FOR VARIABLE REMUNERATION TO BE PAID TO SENIOR EXECUTIVES AND ANNUALLY REPORTS THE PERFORMANCE OF SENIOR EXECUTIVES AGAINST THOSE GOALS; DISCLOSES PRECISELY THE EXECUTIVES TO WHICH THE ABOVEMENTIONED GOALS APPLY; PUBLISHES THE RATIOS OF FIXED TO VARIABLE PAY FOR THE GROUP'S CEO AND CHAIRMAN AS WELL AS THE AVERAGE RATIO OF FIXED TO VARIABLE PAY FOR THE COMPANY'S SENIOR EXECUTIVES; INDICATES WHAT PART OF THE VARIABLE REMUNERATION IS BASED ON SUSTAINABILITY CRITERIA THAT ARE LINKED TO A LONG-TERM INCENTIVE PLAN; AND, WHERE APPLICABLE, EXPLAINS WHETHER OTHER COMPARABLE COMPANIES' REMUNERATION SYSTEMS HAVE BEEN TAKEN INTO ACCOUNT WHEN ESTABLISHING THE REMUNERATION SYSTEM FOR SENIOR EXECUTIVES; AND PROVIDES INFORMATION ON WHETHER EXTERNAL ADVISORS TOOK PART IN THE DEVELOPING THE REMUNERATION SYSTEM AND, IF SO, WHICH ADVISORS THESE ARE | Security Holder | Yes | For | N/A | ||||
| GLAXOSMITHKLINE PLC | GLAXF | G3910J112 | 5/5/2021 | TO RECEIVE AND ADOPT THE 2020 ANNUAL REPORT | Issuer | Yes | For | For |
| TO APPROVE THE ANNUAL REPORT ON REMUNERATION | Issuer | Yes | For | For | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| TO RE-APPOINT THE AUDITOR: DELOITTE LLP | Issuer | Yes | For | For | ||||
| TO DETERMINE REMUNERATION OF THE AUDITOR | Issuer | Yes | For | For | ||||
| TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE DONATIONS TO POLITICAL ORGANISATIONS AND INCUR POLITICAL EXPENDITURES | Issuer | Yes | Against | Against | ||||
| TO AUTHORISE ALLOTMENT OF SHARES | Issuer | Yes | Against | Against | ||||
| TO DISAPPLY PRE-EMPTION RIGHTS - GENERAL POWER | Issuer | Yes | Against | Against | ||||
| TO DISAPPLY PRE-EMPTION RIGHTS IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT | Issuer | Yes | Against | Against | ||||
| TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Issuer | Yes | Against | Against | ||||
| TO AUTHORISE EXEMPTION FROM STATEMENT OF NAME OF SENIOR STATUTORY AUDITOR | Issuer | Yes | Abstain | Abstain | ||||
| TO AUTHORISE REDUCED NOTICE OF A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING | Issuer | Yes | Against | Against | ||||
| MEKONOMEN AB | MEKO | W5615X116 | 5/7/2021 | RESOLUTION ON ADOPTION OF THE INCOME STATEMENT AND BALANCE SHEET AND THE CONSOLIDATED INCOME STATEMENT AND CONSOLIDATED BALANCE SHEET | Issuer | Yes | For | For |
| RESOLUTION ON DISCHARGE OF EACH INDIVIDUAL NAMED | Issuer | Yes | For | For | ||||
| RESOLUTION CONCERNING DISPOSITION OF THE COMPANY'S RESULT IN ACCORDANCE WITH THE ADOPTED BALANCE SHEET | Issuer | Yes | For | For | ||||
| DETERMINATION OF THE NUMBER OF DIRECTORS AND DEPUTY DIRECTORS: SEVEN (7) MEETING-ELECTED MEMBERS AND NO DEPUTY MEMBERS | Issuer | Yes | Abstain | Abstain | ||||
| DETERMINATION OF FEES TO THE BOARD | Issuer | Yes | For | For | ||||
| DETERMINATION OF FEES TO THE AUDITOR | Issuer | Yes | For | For | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| RE-ELECTION OF THE AUDITING FIRM PRICEWATERHOUSECOOPERS AB AS THE COMPANY'S AUDITOR FOR THE PERIOD UNTIL THE END OF THE ANNUAL GENERAL MEETING 2022; LINDA CORNELIUSSON WILL BE THE AUDITOR IN CHARGE, IF RE-ELECTED | Issuer | Yes | For | For | ||||
| RESOLUTION ON GUIDELINES FOR REMUNERATION OF SENIOR EXECUTIVES | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE BOARD'S REMUNERATION REPORT | Issuer | Yes | Abstain | Abstain | ||||
| RESOLUTION ON A LONG-TERM SHARE-BASED INCENTIVE PROGRAM 2021 | Issuer | Yes | Against | Against | ||||
| RESOLUTION ON AUTHORIZATION TO ISSUE NEW SHARES | Issuer | Yes | For | For | ||||
| RESOLUTION ON AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Issuer | Yes | Abstain | Abstain | ||||
| SUN LIFE FINANCIAL INC. | SLF | 866796105 | 5/6/2021 | VOTE FOR ALL NOMINEES | Issuer | Yes | For | For |
| APPOINTMENT OF DELOITTE LLP AS AUDITOR | Issuer | Yes | For | For | ||||
| SPECIAL RESOLUTION TO AMEND BY-LAW NO. 1 RE: MAXIMUM BOARD COMPENSATION | Issuer | Yes | Abstain | Abstain | ||||
| NON-BINDING ADVISORY VOTE ON APPROACH TO EXECUTIVE COMPENSATION | Issuer | Yes | Abstain | Abstain | ||||
| AVAST PLC | AVST | G0713S109 | 5/6/2021 | TO RECEIVE THE ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 AND THE REPORT OF THE DIRECTORS, TOGETHER WITH THE REPORTS OF THE AUDITORS THEREON | Issuer | Yes | For | For |
| TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Issuer | Yes | Abstain | Abstain | ||||
| TO DECLARE A FINAL DIVIDEND OF 11.2 US CENTS PER ORDINARY SHARE | Issuer | Yes | For | For | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| TO AUTHORISE THE DIRECTORS TO SET THE AUDITOR'S REMUNERATION | Issuer | Yes | For | For | ||||
| TO AUTHORISE THE COMPANY TO MAKE "POLITICAL DONATIONS" AND INCUR "POLITICAL EXPENDITURE" | Issuer | Yes | Against | Against | ||||
| TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Issuer | Yes | Against | Against | ||||
| AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS WITHOUT RESTRICTION AS TO USE | Issuer | Yes | Against | Against | ||||
| AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS IN CONNECTION WITH AN ACQUISITION OR CAPITAL INVESTMENT | Issuer | Yes | Against | Against | ||||
| TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Issuer | Yes | Against | Against | ||||
| TO APPROVE THE EMPLOYEE BENEFIT TRUST | Issuer | Yes | For | For | ||||
| TO AUTHORISE THE COMPANY TO CALL A GENERAL MEETING (OTHER THAN AN ANNUAL GENERAL MEETING) ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Issuer | Yes | Against | Against | ||||
| TPG TELECOM LIMITED | TPG | Q9159A141 | 5/6/2021 | ADOPTION OF 2020 REMUNERATION REPORT | Issuer | Yes | Abstain | Abstain |
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| CASCADES INC. | CADNF | 146900105 | 5/6/2021 | VOTE FOR ALL NOMINEES | Issuer | Yes | For | For |
| APPOINT PRICEWATERHOUSECOOPERS LLP, PARTNERSHIP OF CHARTERED PROFESSIONAL ACCOUNTANTS, AS INDEPENDENT AUDITOR AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX ITS REMUNERATION | Issuer | Yes | For | For | ||||
| TO CONSIDER AND, IF DEEMED ADVISABLE, APPROVE, ON AN ADVISORY BASIS, A RESOLUTION ACCEPTING THE APPROACH TO EXECUTIVE COMPENSATION | Issuer | Yes | Abstain | Abstain | ||||
| TO CONSIDER AND, IF DEEMED ADVISABLE, TO PASS A SPECIAL RESOLUTION FOR THE PURPOSE OF AMENDING THE ARTICLES OF THE CORPORATION, ALL AS MORE PARTICULARLY DESCRIBED IN THE MANAGEMENT PROXY CIRCULAR | Issuer | Yes | Abstain | Abstain | ||||
| TO CONSIDER THE SHAREHOLDER PROPOSAL A-1 AS SET FORTH IN SCHEDULE A TO THE MANAGEMENT PROXY CIRCULAR | Security Holder | Yes | Abstain | Abstain | ||||
| IA FINANCIAL CORPORATION INC. | IAFNF | 45075E104 | 5/6/2021 | VOTE FOR ALL NOMINEES | Issuer | Yes | For | For |
| APPOINTMENT OF DELOITTE LLP AS AUDITOR | Issuer | Yes | For | For | ||||
| ADVISORY RESOLUTION TO ACCEPT THE APPROACH CONCERNING EXECUTIVE COMPENSATION | Issuer | Yes | Against | Against | ||||
| CONSIDER, AND, IF DEEMED ADVISABLE, ADOPT A RESOLUTION TO RATIFY AMENDMENTS TO THE BY-LAWS RELATING TO THE HOLDING OF VIRTUAL SHAREHOLDERS MEETINGS AND CERTAIN OTHER MATTERS | Issuer | Yes | Abstain | Abstain | ||||
| PROPOSAL REGARDING THE APPOINTMENT OF A NEW EXTERNAL AUDITOR | Security Holder | Yes | Abstain | Abstain | ||||
| SOFTWARE AG | SWDAF | D7045M190 | 5/12/2021 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.76 PER SHARE | Issuer | Yes | For | For |
| APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Issuer | Yes | For | For | ||||
| APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Issuer | Yes | For | For | ||||
| RATIFY BDO AG AS AUDITOR FOR FISCAL YEAR 2021 | Issuer | Yes | For | For | ||||
| APPROVE REMUNERATION POLICY | Issuer | Yes | Abstain | Abstain | ||||
| APPROVE REMUNERATION OF SUPERVISORY BOARD | Issuer | Yes | Abstain | Abstain | ||||
| APPROVE CREATION OF EUR 14.8 MILLION POOL OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS | Issuer | Yes | Against | Against | ||||
| APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 750 MILLION; APPROVE CREATION OF EUR 14.8 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS | Issuer | Yes | Against | Against | ||||
| AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES | Issuer | Yes | Against | Against | ||||
| AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN REPURCHASING SHARES | Issuer | Yes | Against | Against | ||||
| AMEND ARTICLES RE: AGE LIMIT FOR SUPERVISORY BOARD MEMBERS | Issuer | Yes | Abstain | Abstain | ||||
| APPROVE AFFILIATION AGREEMENT WITH CUMULOCITY GMBH | Issuer | Yes | Abstain | Abstain | ||||
| BW LPG LTD. | BWLLY | G17384101 | 5/14/2021 | FIX NUMBER OF DIRECTORS AT EIGHT | Issuer | Yes | Abstain | Abstain |
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF USD 80,000 FOR THE CHAIRMAN AND USD 65,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK | Issuer | Yes | Against | Against | ||||
| APPROVE KPMG AS AUDITOR AND AUTHORIZE BOARD TO FIX ITS REMUNERATION | Issuer | Yes | For | For | ||||
| DRAEGERWERK AG & CO. KGAA | DGWPF | D22938118 | 5/7/2021 | APPROVE CREATION OF EUR 12 MILLION POOL OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS | Issuer | Yes | Against | Against |
| APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 650 MILLION; APPROVE CREATION OF EUR 12 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS | Issuer | Yes | Against | Against | ||||
| BPOST SA DE DROIT PUBLIC | BPOSF | B1306V108 | 5/12/2021 | APPROVAL OF STATUTORY ANNUAL ACCOUNTS PER 31 DECEMBER 2020, INCLUDING ALLOCATION OF THE RESULT | Issuer | Yes | For | For |
| APPROVAL OF THE REMUNERATION REPORT FOR THE FINANCIAL YEAR CLOSED ON 31 DECEMBER 2020 | Issuer | Yes | Abstain | Abstain | ||||
| DISCHARGE TO THE DIRECTORS | Issuer | Yes | For | For | ||||
| DISCHARGE TO THE STATUTORY AUDITORS | Issuer | Yes | For | For | ||||
| TERMINATE THE MANDATE OF MR. JEAN-PAUL VAN AVERMAET AS DIRECTOR WITH IMMEDIATE EFFECT | Issuer | Yes | For | For | ||||
| RENEW THE MANDATE OF MR. JOS DONVIL AS DIRECTOR FOR A TERM OF FOUR YEARS UNTIL THE CLOSE OF THE ANNUAL SHAREHOLDERS' MEETING OF 2025; THE DIRECTOR'S MANDATE WILL BE REMUNERATED IN ACCORDANCE WITH THE RESOLUTIONS OF THE SHAREHOLDERS' MEETING OF 25 APRIL 2000 | Issuer | Yes | For | For | ||||
| APPOINT MR. MOHSSIN EL GHABRI AS DIRECTOR FOR A TERM OF FOUR YEARS UNTIL THE CLOSE OF THE ANNUAL SHAREHOLDERS' MEETING OF 2025; THE DIRECTOR'S MANDATE WILL BE REMUNERATED IN ACCORDANCE WITH THE RESOLUTION OF THE SHAREHOLDERS' MEETING OF 25 APRIL 2000 | Issuer | Yes | For | For | ||||
| APPOINT THE ADDITIONAL CANDIDATE(S) PROPOSED BY THE BELGIAN STATE IN ACCORDANCE WITH ITS NOMINATION RIGHT UNDER ARTICLE 14, SECTION 2 OF THE ARTICLES OF ASSOCIATION AS DIRECTOR FOR A TERM OF FOUR YEARS UNTIL THE CLOSE OF THE ANNUAL SHAREHOLDERS' MEETING OF 2025; THE MANDATE(S) WILL BE REMUNERATED IN ACCORDANCE WITH THE RESOLUTION OF THE SHAREHOLDERS' MEETING OF 25 APRIL 2000 | Issuer | Yes | For | For | ||||
| APPOINT THE CANDIDATES PROPOSED BY THE BOARD OF DIRECTORS UPON RECOMMENDATION OF THE REMUNERATION AND NOMINATION COMMITTEE, AS DIRECTORS FOR A TERM TO BE DETERMINED; BASED ON THE INFORMATION MADE AVAILABLE TO THE COMPANY, THE CANDIDATES QUALIFY AS INDEPENDENT DIRECTORS ACCORDING TO THE GENERAL INDEPENDENCE CRITERION PROVIDED FOR BY ARTICLE 7:87 OF THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS AND THE SPECIFIC INDEPENDENCE CRITERIA LAID DOWN IN ARTICLE 3.5 OF THE CORPORATE GOVERNANCE CODE AND APPOINTS THEM AS INDEPENDENT DIRECTORS; THE SHAREHOLDERS' MEETING RESOLVES THAT THE MANDATES WILL BE REMUNERATED IN ACCORDANCE WITH THE RESOLUTION OF THE SHAREHOLDERS' MEETING OF 25 APRIL 2000 | Issuer | Yes | For | For | ||||
| APPROVAL OF THE REMUNERATION POLICY | Issuer | Yes | Abstain | Abstain | ||||
| REAPPOINT (I) EY BEDRIJFSREVISOREN - REVISEURS D'ENTREPRISES SRL/BV (0446.334.711), WITH REGISTERED SEAT AT DE KLEETLAAN 2, 1831 DIEGEM, AND (II) PVMD BEDRIJFSREVISOREN - REVISEURS D'ENTREPRISES SC/CV (0471.089.804), WITH REGISTERED SEAT AT AVENUE D'ARGENTEUIL 51, 1410 WATERLOO, AS STATUTORY AUDITORS FOR A RENEWABLE THREE-YEAR TERM ENDING AFTER THE ORDINARY GENERAL MEETING OF 2024; EY BEDRIJFSREVISOREN - REVISEURS D'ENTREPRISES SRL/BV HAS APPOINTED HAN WEVERS (MEMBER OF THE INSTITUUT VAN DE BEDRIJFSREVISOREN/INSTITUT DE REVISEURS D'ENTREPRISES) AS ITS PERMANENT REPRESENTATIVE; PVMD BEDRIJFSREVISOREN - REVISEURS D'ENTREPRISES SC/CV HAS APPOINTED ALAIN CHAERELS (MEMBER OF THE INSTITUUT VAN DE BEDRIJFSREVISOREN/INSTITUT DE REVISEURS D'ENTREPRISES) AS ITS PERMANENT REPRESENTATIVE; THE AGGREGATE REMUNERATION OF BOTH STATUTORY AUDITORS AMOUNTS TO EUR 322,917 PER YEAR, SUBJECT TO ANNUAL INDEXATION | Issuer | Yes | For | For | ||||
| GRANT A SPECIAL POWER OF ATTORNEY TO MR. FRANCOIS SOENEN, MRS. HELENE MESPOUILLE AND MRS. PAULINE ORBAN EACH ACTING INDIVIDUALLY AND WITH POWER OF SUBSTITUTION, TO REPRESENT THE COMPANY FOR THE PURPOSE OF THE ACCOMPLISHMENT OF ALL NECESSARY FILING AND PUBLICATION FORMALITIES RESULTING FROM THE AFOREMENTIONED RESOLUTIONS; EACH OF THE ATTORNEYS IS, IN THIS REGARD, AUTHORIZED TO TAKE ALL ACTIONS THAT ARE NECESSARY OR USEFUL TO COMPLY WITH THE FORMALITIES IN RELATION TO ANY FILING REQUIREMENTS AND PUBLICATIONS | Issuer | Yes | Abstain | Abstain | ||||
| CENTAMIN PLC | CEE | G2055Q105 | 5/11/2021 | TO RECEIVE AND ADOPT THE ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 TOGETHER WITH THE STRATEGIC AND GOVERNANCE REPORTS AND THE AUDITOR'S REPORT ON THOSE ACCOUNTS | Issuer | Yes | For | For |
| TO DECLARE A FINAL DIVIDEND OF 3 US CENTS (USD 0.03) PER ORDINARY SHARE AS RECOMMENDED BY THE DIRECTORS IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2020, TO HOLDERS OF ORDINARY SHARES ON THE REGISTER OF MEMBERS ON THE RECORD DATE OF 21 MAY 2021 | Issuer | Yes | For | For | ||||
| TO RECEIVE AND APPROVE THE DIRECTORS' REMUNERATION REPORT (OTHER THAN THE DIRECTORS' REMUNERATION POLICY) FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Issuer | Yes | Abstain | Abstain | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| TO APPOINT PRICEWATERHOUSECOOPERS LLP AS THE AUDITOR TO HOLD OFFICE FROM THE CONCLUSION OF THIS MEETING UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AT WHICH THE ACCOUNTS ARE LAID BEFORE THE MEETING | Issuer | Yes | For | For | ||||
| TO AUTHORISE THE DIRECTORS TO AGREE TO THE REMUNERATION OF THE AUDITOR | Issuer | Yes | For | For | ||||
| ALLOTMENT OF RELEVANT SECURITIES | Issuer | Yes | Against | Against | ||||
| THAT SUBJECT TO THE PASSING OF FOREGOING RESOLUTION, THE DIRECTORS BE GENERALLY EMPOWERED TO ALLOT EQUITY SECURITIES PURSUANT TO THE AUTHORITY CONFERRED BY FOREGOING RESOLUTION | Issuer | Yes | Against | Against | ||||
| MARKET PURCHASES OF ORDINARY SHARES | Issuer | Yes | Against | Against | ||||
| NN GROUP N.V. | NN | N64038107 | 5/20/2021 | PROPOSAL TO GIVE A POSITIVE ADVICE ON THE 2020 REMUNERATION REPORT | Issuer | Yes | Abstain | Abstain |
| PROPOSAL TO ADOPT THE ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR 2020 | Issuer | Yes | For | For | ||||
| PROPOSAL TO PAY OUT A FINAL DIVIDEND OF EUR 1.47 PER ORDINARY SHARE, OR APPROXIMATELY EUR 456 MILLION IN TOTAL | Issuer | Yes | For | For | ||||
| PROPOSAL TO RELEASE THE MEMBERS OF THE EXECUTIVE BOARD FROM LIABILITY FOR THEIR RESPECTIVE DUTIES PERFORMED DURING THE FINANCIAL YEAR 2020 | Issuer | Yes | For | For | ||||
| PROPOSAL TO RELEASE THE MEMBERS OF THE SUPERVISORY BOARD FROM LIABILITY FOR THEIR RESPECTIVE DUTIES PERFORMED DURING THE FINANCIAL YEAR 2020 | Issuer | Yes | For | For | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| PROPOSAL TO APPROVE AN INCREASE OF VARIABLE REMUNERATION CAPS IN SPECIAL CIRCUMSTANCES | Issuer | Yes | Against | Against | ||||
| PROPOSAL TO DESIGNATE THE EXECUTIVE BOARD AS THE COMPETENT BODY TO RESOLVE TO ISSUE ORDINARY SHARES AND TO GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES | Issuer | Yes | For | For | ||||
| PROPOSAL TO DESIGNATE THE EXECUTIVE BOARD AS THE COMPETENT BODY TO RESOLVE TO LIMIT OR EXCLUDE PREEMPTIVE RIGHTS OF EXISTING SHAREHOLDERS WHEN ISSUING ORDINARY SHARES AND GRANTING RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES | Issuer | Yes | Against | Against | ||||
| PROPOSAL TO DESIGNATE THE EXECUTIVE BOARD AS THE COMPETENT BODY TO RESOLVE TO ISSUE ORDINARY SHARES AND TO GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES BY WAY OF A RIGHTS ISSUE | Issuer | Yes | For | For | ||||
| PROPOSAL TO AUTHORISE THE EXECUTIVE BOARD TO ACQUIRE ORDINARY SHARES IN THE COMPANY'S SHARE CAPITAL | Issuer | Yes | Against | Against | ||||
| PROPOSAL TO REDUCE THE ISSUED SHARE CAPITAL BY CANCELLATION OF ORDINARY SHARES HELD BY THE COMPANY | Issuer | Yes | For | For | ||||
| SG FLEET GROUP LTD. | SGFLF | Q8T58M106 | 5/11/2021 | FOR THE PURPOSES OF SECTIONS 260A AND 260B(2) OF THE CORPORATIONS ACT 2001, APPROVAL IS GIVEN FOR LEASEPLAN AUSTRALIA LIMITED (IN RESPECT OF WHICH THE COMPANY WILL BE THE LISTED HOLDING COMPANY IMMEDIATELY AFTER COMPLETION OF ITS ACQUISITION BY SG FLEET MANAGEMENT PTY LTD) TO GIVE FINANCIAL ASSISTANCE FROM TIME TO TIME IN CONNECTION WITH THE "TRANSACTION", AS DESCRIBED IN THE EXPLANATORY NOTES ACCOMPANYING THE NOTICE OF GENERAL MEETING OF THE SHAREHOLDERS DATED 9 APRIL 2021 | Issuer | Yes | For | For |
| SMARTGROUP CORPORATION LIMITED | STGXF | Q8515C106 | 5/12/2021 | ADOPTION OF REMUNERATION REPORT | Issuer | Yes | Abstain | Abstain |
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| APPROVAL OF ISSUES OF SECURITIES UNDER LOAN FUNDED SHARE PLAN | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL TO ISSUE SHARES TO MR TIMOTHY LOOI | Issuer | Yes | Abstain | Abstain | ||||
| ULTRA ELECTRONICS HOLDINGS PLC | UEHPY | G9187G103 | 5/12/2021 | TO RECEIVE THE COMPANY'S ACCOUNTS, THE STRATEGIC REPORT AND REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Issuer | Yes | For | For |
| TO RECEIVE AND APPROVE THE DIRECTORS' REMUNERATION REPORT (EXCLUDING THE SUMMARY OF THE DIRECTORS' REMUNERATION POLICY) AS SET OUT ON PAGES 88 TO 101 OF THE ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2020 | Issuer | Yes | Abstain | Abstain | ||||
| TO DECLARE A FINAL DIVIDEND FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 OF 41.5P PER ORDINARY SHARE, AS RECOMMENDED BY THE DIRECTORS, PAYABLE ON 14 MAY 2021 TO SHAREHOLDERS ON THE REGISTER OF MEMBERS OF THE COMPANY AT THE CLOSE OF BUSINESS ON 9 APRIL 2021 | Issuer | Yes | For | For | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| TO RE-APPOINT DELOITTE LLP AS THE AUDITOR TO HOLD OFFICE FROM THE CONCLUSION OF THE ANNUAL GENERAL MEETING UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | Issuer | Yes | For | For | ||||
| TO AUTHORISE THE DIRECTORS TO AGREE TO THE REMUNERATION OF THE AUDITOR | Issuer | Yes | For | For | ||||
| AUTHORITY TO ALLOT SHARES | Issuer | Yes | Against | Against | ||||
| AUTHORITY TO DIS-APPLY PRE-EMPTION RIGHTS | Issuer | Yes | Against | Against | ||||
| ADDITIONAL AUTHORITY TO DIS-APPLY PRE-EMPTION RIGHTS | Issuer | Yes | Against | Against | ||||
| AUTHORITY TO PURCHASE OWN SHARES | Issuer | Yes | Against | Against | ||||
| THAT A GENERAL MEETING, OTHER THAN AN ANNUAL GENERAL MEETING, MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Issuer | Yes | Against | Against | ||||
| ALD S.A. | 3AL | F0195N108 | 5/13/2021 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020 | Issuer | Yes | For | For |
| APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020 | Issuer | Yes | For | For | ||||
| ALLOCATION OF INCOME FOR THE YEAR ENDED DECEMBER 31, 2020 AND DISTRIBUTION OF A DIVIDEND | Issuer | Yes | For | For | ||||
| APPROVAL OF THE STATUTORY AUDITORS' REPORT ON RELATED PARTY AGREEMENTS REFERRED TO IN ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE | Issuer | Yes | For | For | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | for | ||||
| APPROVAL OF REPORT ON THE COMPENSATION OF CORPORATE OFFICERS PURSUANT TO ARTICLE L. 22-10-34 I OF THE COMMERCIAL CODE | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE COMPONENTS OF THE TOTAL COMPENSATION AND BENEFITS IN KIND PAID DURING OR AWARDED IN RESPECT OF THE 2020 FINANCIAL YEAR TO MR MICHAEL MASTERSON, CHIEF EXECUTIVE OFFICER UNTIL MARCH 27, 2020, PURSUANT TO ARTICLE L. 22-10-34 II OF THE COMMERCIAL CODE | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE COMPONENTS OF THE TOTAL COMPENSATION AND BENEFITS IN KIND PAID DURING OR AWARDED IN RESPECT OF THE 2020 FINANCIAL YEAR TO MR TIM ALBERTSEN, DEPUTY CHIEF EXECUTIVE OFFICER AND THEN CHIEF EXECUTIVE OFFICER FROM MARCH 27, 2020, PURSUANT TO ARTICLE L. 22-10-34 II OF THE COMMERCIAL CODE | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE COMPONENTS OF THE TOTAL COMPENSATION AND BENEFITS IN KIND PAID DURING OR AWARDED IN RESPECT OF THE 2020 FINANCIAL YEAR TO MR GILLES BELLEMERE, DEPUTY CHIEF EXECUTIVE OFFICER, PURSUANT TO ARTICLE L. 22-10-34 II OF THE COMMERCIAL CODE | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE COMPONENTS OF THE TOTAL COMPENSATION AND BENEFITS IN KIND PAID DURING OR AWARDED IN RESPECT OF THE 2020 FINANCIAL YEAR TO MR JOHN SAFFRETT, DEPUTY CHIEF EXECUTIVE OFFICER, PURSUANT TO ARTICLE L. 22-10-34 II OF THE COMMERCIAL CODE | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE COMPENSATION POLICY FOR THE CHIEF EXECUTIVE OFFICER AND THE DEPUTY CHIEF EXECUTIVE OFFICERS PURSUANT TO ARTICLE L. 22-10-8 II OF THE COMMERCIAL CODE | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS AND THE DIRECTORS OF THE COMPANY PURSUANT TO ARTICLE L. 22-10-8 II OF THE COMMERCIAL CODE | Issuer | Yes | Abstain | Abstain | ||||
| AUTHORIZATION FOR THE BOARD OF DIRECTORS TO TRANSACT ON THE COMPANY'S SHARES UP TO A MAXIMUM OF 5% OF THE SHARE CAPITAL | Issuer | Yes | Against | Against | ||||
| AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL THROUGH THE CANCELLATION OF SHARES PREVIOUSLY REPURCHASED UNDER SHARE BUYBACK PROGRAMMES | Issuer | Yes | Against | Against | ||||
| AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF 38 MONTHS, TO GRANT BONUS SHARES, EITHER EXISTING OR TO BE ISSUED, TO THE OFFICERS, EMPLOYEES OR CERTAIN CATEGORIES OF THEM, UP TO A MAXIMUM NOMINAL AMOUNT OF 2,424,621.84 EUROS, I.E., 0.4% OF THE SHARE CAPITAL, AUTOMATICALLY ENTAILING THE WAIVER BY SHAREHOLDERS OF THEIR PREFERENTIAL SUBSCRIPTION RIGHT | Issuer | Yes | Against | Against | ||||
| DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL THROUGH THE ISSUANCE OF EQUITIES OR EQUITY SECURITIES PROVIDING ACCESS TO OTHER EQUITY SECURITIES OF THE COMPANY OR PROVIDING RIGHTS TO THE ALLOCATION OF DEBT SECURITIES AND THE ISSUANCE OF SECURITIES GIVING ACCESS TO EQUITY SECURITIES OF THE COMPANY TO BE ISSUED, WITH PREFERENTIAL SUBSCRIPTION RIGHTS, WITHIN THE LIMIT OF A MAXIMUM NOMINAL AMOUNT OF 300 MILLION EUROS | Issuer | Yes | Against | Against | ||||
| DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES OR EQUITY SECURITIES GIVING ACCESS TO OTHER EQUITY SECURITIES OF THE COMPANY OR ENTITLING HOLDERS TO THE ALLOTMENT OF DEBT SECURITIES, AND TO ISSUE SECURITIES GIVING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH WAIVER OF SHAREHOLDERS' PREEMPTIVE RIGHTS AND BY MEANS OF A PUBLIC OFFERING OTHER THAN THOSE REFERRED TO IN ARTICLE L. 411-2 1 OF THE FRENCH MONETARY AND FINANCIAL CODE, UP TO A MAXIMUM PAR VALUE OF 60 MILLION EUROS, FOR A PERIOD OF 26 MONTHS | Issuer | Yes | Against | Against | ||||
| DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES OR EQUITY SECURITIES GIVING ACCESS TO OTHER EQUITY SECURITIES OF THE COMPANY OR ENTITLING HOLDERS TO THE ALLOTMENT OF DEBT SECURITIES, AND TO ISSUE SECURITIES GIVING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITHOUT SHAREHOLDERS' PRE-EMPTIVE RIGHTS AND BY MEANS OF A PUBLIC OFFERING AS REFERRED TO IN ARTICLE L. 411-2 1 OF THE FRENCH MONETARY AND FINANCIAL CODE, UP TO A MAXIMUM NOMINAL VALUE OF 60 MILLION EUROS, FOR A PERIOD OF 26 MONTHS | Issuer | Yes | Against | Against | ||||
| DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SHARES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE, WITH OR WITHOUT SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS, UP TO A MAXIMUM OF 15% OF THE INITIAL ISSUE, FOR A PERIOD OF 26 MONTHS | Issuer | Yes | Against | Against | ||||
| DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY INCORPORATION OF RESERVES, PROFITS, PREMIUMS OR OTHER AMOUNTS WHOSE CAPITALIZATION WOULD BE ALLOWED UP TO A MAXIMUM NOMINAL AMOUNT OF 300 MILLION EUROS, FOR A PERIOD OF 26 MONTHS | Issuer | Yes | Against | Against | ||||
| DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES OR EQUITY SECURITIES GIVING ACCESS TO OTHER EQUITY SECURITIES OF THE COMPANY OR GIVING ENTITLEMENT TO THE ALLOTMENT OF DEBT SECURITIES, AND TO ISSUE SECURITIES GIVING ACCESS TO EQUITY SECURITIES TO BE ISSUED, UP TO A LIMIT OF 10% OF THE SHARE CAPITAL, IN ORDER TO REMUNERATE CONTRIBUTIONS IN KIND, FOR A PERIOD OF 26 MONTHS | Issuer | Yes | Against | Against | ||||
| DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO CARRY OUT CAPITAL INCREASES OR SHARE SALES RESERVED FOR MEMBERS OF A COMPANY OR GROUP SAVINGS PLAN, WITHOUT SHAREHOLDERS' PREEMPTIVE RIGHTS, UP TO A MAXIMUM NOMINAL AMOUNT OF 1,818,466.38 EUROS, I.E. 0.3% OF THE SHARE CAPITAL, FOR A PERIOD OF 26 MONTHS | Issuer | Yes | Against | Against | ||||
| POWERS AND FORMALITIES | Issuer | Yes | Abstain | Abstain | ||||
| CARREFOUR SA | CRRFY | F13923119 | 5/21/2021 | APPROVAL OF THE COMPANY FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020 | Issuer | Yes | For | For |
| APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020 | Issuer | Yes | For | For | ||||
| ALLOCATION OF EARNINGS AND SETTING OF THE DIVIDEND | Issuer | Yes | For | For | ||||
| APPROVAL OF RELATED-PARTY AGREEMENTS REFERRED TO IN ARTICLES L. 225-38 ET SEQ. OF THE FRENCH COMMERCIAL CODE | Issuer | Yes | Abstain | Abstain | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| RENEWAL OF THE APPOINTMENT OF DELOITTE & ASSOCIES AS PRINCIPAL STATUTORY AUDITOR AND TERMINATION OF THE APPOINTMENT OF BEAS AS ALTERNATE STATUTORY AUDITOR | Issuer | Yes | For | For | ||||
| TERMINATION OF THE APPOINTMENTS OF KPMG SA AS PRINCIPAL STATUTORY AUDITOR AND SALUSTRO AS ALTERNATE STATUTORY AUDITOR | Issuer | Yes | For | For | ||||
| APPROVAL OF THE INFORMATION RELATING TO THE COMPENSATION OF COMPANY OFFICERS REFERRED TO IN ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL CODE | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS OF THE TOTAL COMPENSATION AND BENEFITS IN KIND DUE OR PAID FOR THE 2020 FINANCIAL YEAR TO ALEXANDRE BOMPARD, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Issuer | Yes | Against | Against | ||||
| APPROVAL OF THE 2021 COMPENSATION POLICY FOR THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE 2021 COMPENSATION POLICY FOR DIRECTORS | Issuer | Yes | Abstain | Abstain | ||||
| AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS FOR A PERIOD OF 18 MONTHS TO TRADE IN COMPANY SHARES | Issuer | Yes | Against | Against | ||||
| AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS FOR A PERIOD OF 18 MONTHS TO REDUCE THE SHARE CAPITAL BY CANCELLING SHARES | Issuer | Yes | For | For | ||||
| AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS FOR A PERIOD OF 26 MONTHS TO ISSUE SHARES AND EQUITY SECURITIES GIVING ACCESS TO OTHER EQUITY SECURITIES OR CONFERRING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES, AS WELL AS SECURITIES GIVING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH PRE-EMPTIVE SUBSCRIPTION RIGHTS FOR EXISTING SHAREHOLDERS, FOR A MAXIMUM NOMINAL AMOUNT OF FIVE HUNDRED (500) MILLION EUROS | Issuer | Yes | For | For | ||||
| AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS FOR A PERIOD OF 26 MONTHS TO ISSUE SHARES AND EQUITY SECURITIES GIVING ACCESS TO OTHER EQUITY SECURITIES OR CONFERRING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES, AS WELL AS SECURITIES GIVING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS FOR EXISTING SHAREHOLDERS, BY WAY OF PUBLIC OFFERING OTHER THAN THOSE WITHIN THE SCOPE OF ARTICLE L. 411-2 1 OF THE FRENCH MONETARY AND FINANCIAL CODE OR BY WAY OF PUBLIC OFFERING IMPLEMENTED BY THE COMPANY ON THE SECURITIES OF ANOTHER COMPANY, FOR A MAXIMUM NOMINAL AMOUNT OF ONE HUNDRED SEVENTY-FIVE (175) MILLION EUROS | Issuer | Yes | Against | Against | ||||
| AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS FOR A PERIOD OF 26 MONTHS TO ISSUE SHARES AND EQUITY SECURITIES GIVING ACCESS TO OTHER EQUITY SECURITIES OR CONFERRING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES, AS WELL AS SECURITIES GIVING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS FOR EXISTING SHAREHOLDERS, BY WAY OF AN OFFER WITHIN THE SCOPE OF ARTICLE L. 411-2 1 OF THE FRENCH MONETARY AND FINANCIAL CODE, FOR A MAXIMUM NOMINAL AMOUNT OF ONE HUNDRED SEVENTY- FIVE (175) MILLION EUROS | Issuer | Yes | Against | Against | ||||
| AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS FOR A PERIOD OF 26 MONTHS TO INCREASE THE NUMBER OF SHARES TO BE ISSUED IN THE CASE OF AN INCREASE IN SHARE CAPITAL, WITH OR WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS FOR EXISTING SHAREHOLDERS, BY UP TO 15% ABOVE THE INITIAL SHARE CAPITAL INCREASE | Issuer | Yes | Against | Against | ||||
| AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS FOR A PERIOD OF 26 MONTHS TO ISSUE SHARES AND EQUITY SECURITIES, NOT EXCEEDING 10% OF THE SHARE CAPITAL, GIVING ACCESS TO OTHER EQUITY SECURITIES OR CONFERRING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES, AS WELL AS SECURITIES GIVING ACCESS TO EQUITY SECURITIES TO BE ISSUED, IN REMUNERATION OF CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY | Issuer | Yes | Against | Against | ||||
| AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS FOR A PERIOD OF 26 MONTHS TO INCREASE THE SHARE CAPITAL BY INCORPORATION OF PREMIUMS, RESERVES AND PROFITS FOR A MAXIMUM NOMINAL AMOUNT OF FIVE HUNDRED (500) MILLION EUROS | Issuer | Yes | Against | Against | ||||
| AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS FOR A PERIOD OF 26 MONTHS TO INCREASE THE SHARE CAPITAL, WITHOUT PRE-EMPTIVE SUBSCRIPTIONS RIGHTS FOR EXISTING SHAREHOLDERS, IN FAVOUR OF EMPLOYEES WHO ARE MEMBERS OF A COMPANY SAVINGS PLAN, FOR A MAXIMUM NOMINAL AMOUNT OF THIRTY-FIVE (35) MILLION EUROS | Issuer | Yes | Against | Against | ||||
| AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS FOR A PERIOD OF 26 MONTHS TO ALLOCATE FREE NEW OR EXISTING SHARES TO EMPLOYEES AND OFFICERS OF THE COMPANY AND ITS SUBSIDIARIES, ENTAILING A WAIVER BY EXISTING SHAREHOLDERS OF THEIR PRE-EMPTIVE SUBSCRIPTION RIGHTS TO THE FREE SHARES TO BE ISSUED, WITHIN A LIMIT OF 0.8% OF THE CAPITAL | Issuer | Yes | Against | Against | ||||
| POWERS TO CARRY OUT FORMALITIES | Issuer | Yes | Abstain | Abstain | ||||
| KINROSS GOLD CORPORATION | KGC | 496902404 | 5/12/2021 | VOTE FOR ALL NOMINEES | Issuer | Yes | For | For |
| TO APPROVE THE APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, AS AUDITOR OF THE COMPANY FOR THE ENSUING YEAR AND TO AUTHORIZE THE DIRECTORS TO FIX ITS REMUNERATION | Issuer | Yes | For | For | ||||
| TO CONSIDER AND, IF THOUGHT FIT, TO PASS, AN ORDINARY RESOLUTION RECONFIRMING THE SHAREHOLDER RIGHTS PLAN | Issuer | Yes | For | For | ||||
| TO CONSIDER, AND, IF DEEMED APPROPRIATE, TO PASS AN ADVISORY RESOLUTION ON THE APPROACH TO EXECUTIVE COMPENSATION | Issuer | Yes | Abstain | Abstain | ||||
| ASAHI CO.,LTD. | 3333 | J02571107 | 5/15/2021 | APPROVE APPROPRIATION OF SURPLUS | Issuer | Yes | For | For |
| AMEND ARTICLES TO INCREASE THE BOARD OF DIRECTORS SIZE, ADOPT REDUCTION OF LIABILITY SYSTEM FOR DIRECTORS, AND TRANSITION TO A COMPANY WITH SUPERVISORY COMMITTEE | Issuer | Yes | Abstain | Abstain | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| APPROVE DETAILS OF THE COMPENSATION TO BE RECEIVED BY DIRECTORS (EXCLUDING DIRECTORS WHO ARE AUDIT AND SUPERVISORY COMMITTEE MEMBERS) | Issuer | Yes | Abstain | Abstain | ||||
| APPROVE DETAILS OF THE COMPENSATION TO BE RECEIVED BY THE DIRECTORS WHO ARE AUDIT AND SUPERVISORY COMMITTEE MEMBERS | Issuer | Yes | Abstain | Abstain | ||||
| APPROVE DETAILS OF THE STOCK COMPENSATION TO BE RECEIVED BY DIRECTORS (EXCLUDING DIRECTORS WHO ARE AUDIT AND SUPERVISORY COMMITTEE MEMBERS AND OUTSIDE DIRECTORS) | Issuer | Yes | Against | Against | ||||
| ECONOCOM GROUP SE | ECOGF | B33899178 | 5/18/2021 | REIMBURSEMENT OF THE ISSUE PREMIUM CONSIDERED AS PAID-UP CAPITAL, IN ACCORDANCE WITH ARTICLES 7:208 AND 7:209 OF THE CODE ON COMPANIES AND ASSOCIATIONS, INCLUDING THE TREASURY SHARES HELD BY THE COMPANY, BY DEBIT FROM THE NON-DISTRIBUTABLE "ISSUE PREMIUM" ACCOUNT, FOR AN AMOUNT OF 0.12 EURO PER OUTSTANDING SHARE EXISTING AT THE DATE OF THE COUPON DETACHMENT; THE COUPON DETACHMENT ENTITLING TO THE REIMBURSEMENT OF THE ISSUE PREMIUM WILL TAKE PLACE AT THE END OF A TWO-MONTH PERIOD STARTING ON THE DATE OF PUBLICATION OF THIS RESOLUTION IN THE BELGIAN STATE GAZETTE; IN ACCORDANCE WITH ARTICLE 7:209 OF THE CODE ON COMPANIES AND ASSOCIATIONS, PAYMENT SHALL OCCUR AFTER COUPON DETACHMENT | Issuer | Yes | Abstain | Abstain |
| GRANTING OF POWERS OF ATTORNEY TO EXECUTE THE FOREGOING RESOLUTIONS | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE STATUTORY FINANCIAL STATEMENTS | Issuer | Yes | For | For | ||||
| APPROVAL OF THE ALLOCATION OF PROFITS FOR THE FINANCIAL YEAR WHICH ENDED ON DECEMBER 31, 2020 OF 13.310.184,60 EUROS TO THE RESULT CARRIED FORWARD FOR 13.310.184,60 EUROS | Issuer | Yes | For | For | ||||
| PROPOSAL TO GRANT DISCHARGE TO THE DIRECTORS | Issuer | Yes | For | For | ||||
| PROPOSAL TO GRANT DISCHARGE TO THE AUDITOR | Issuer | Yes | For | For | ||||
| PROPOSAL TO RENEW ROBERT BOUCHARD'S APPOINTMENT AS DIRECTOR | Issuer | Yes | For | For | ||||
| PROPOSAL TO RENEW VERONIQUE DI BENEDETTO'S APPOINTMENT AS DIRECTOR | Issuer | Yes | For | For | ||||
| PROPOSAL TO ACKNOWLEDGE THE TERMINATION OF GASPARD DURRLEMAN'S MANDATE AS DIRECTOR | Issuer | Yes | For | for | ||||
| PROPOSAL TO APPOINT AS AUDITOR OF THE COMPANY ERNST ET YOUNG REVISEURS D'ENTREPRISES SRL, PRIVATE LIMITED COMPANY | Issuer | Yes | For | For | ||||
| APPROVAL OF THE REMUNERATION REPORT | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE REMUNERATION POLICY | Issuer | Yes | Abstain | Abstain | ||||
| AUTHORISATION TO GRANT A MAXIMUM OF 4,000,000 FREE SHARES AS PART OF AN INCENTIVE PLAN IN FAVOUR OF MANAGERS AND TO GRANT VARIABLE REMUNERATION TO EXECUTIVE DIRECTORS AND OTHER MANAGERS | Issuer | Yes | Against | Against | ||||
| PROPOSAL TO GRANT POWERS OF ATTORNEY TO THE MANAGING DIRECTOR AND EACH OF THE GENERAL DIRECTORS | Issuer | Yes | Abstain | Abstain | ||||
| NORDIC ENTERTAINMENT GROUP AB | NENTF | W5806J108 | 5/19/2021 | RESOLUTION ON THE ADOPTION OF THE INCOME STATEMENT AND THE BALANCE SHEET AND THE CONSOLIDATED INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET | Issuer | Yes | For | For |
| RESOLUTION ON THE DISPOSITIONS OF THE COMPANY'S RESULTS AS STATED IN THE ADOPTED BALANCE SHEET | Issuer | Yes | For | For | ||||
| RESOLUTION ON DISCHARGE OF LIABILITY FOR EACH INDIVIDUAL NAMED | Issuer | Yes | For | For | ||||
| RESOLUTION ON APPROVAL OF REMUNERATION REPORT | Issuer | Yes | Abstain | Abstain | ||||
| DETERMINATION OF THE NUMBER OF MEMBERS OF THE BOARD: SIX | Issuer | Yes | Abstain | Abstain | ||||
| DETERMINATION OF REMUNERATION TO THE MEMBERS OF THE BOARD AND THE AUDITOR | Issuer | Yes | Abstain | Abstain | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| DETERMINATION OF THE NUMBER OF AUDITORS AND ELECTION OF AUDITOR | Issuer | Yes | For | For | ||||
| RESOLUTION REGARDING AUTHORISATION FOR THE BOARD TO RESOLVE ON REPURCHASE OF OWN SHARES | Issuer | Yes | Against | Against | ||||
| RESOLUTION REGARDING THE BOARD'S PROPOSAL TO IMPLEMENT A LONG-TERM INCENTIVE PLAN 2021 | Issuer | Yes | Against | Against | ||||
| AUTHORISATION FOR THE BOARD TO ISSUE CLASS C SHARES | Issuer | Yes | Against | Against | ||||
| AUTHORISATION TO RESOLVE TO REPURCHASE OWN CLASS C SHARES | Issuer | Yes | Against | Against | ||||
| RESOLUTION REGARDING TRANSFER OF OWN CLASS B SHARES | Issuer | Yes | Against | Against | ||||
| RESOLUTION REGARDING SWAP AGREEMENT WITH THIRD PARTY IN RELATION TO LONG-TERM INCENTIVE PLAN 2021 | Issuer | Yes | Against | Against | ||||
| RESOLUTION REGARDING AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Issuer | Yes | Abstain | Abstain | ||||
| FRESENIUS SE & CO. KGAA | FSNUY | D27348263 | 5/21/2021 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Issuer | Yes | For | For |
| APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.88 PER SHARE | Issuer | Yes | For | For | ||||
| APPROVE DISCHARGE OF PERSONALLY LIABLE PARTNER FOR FISCAL YEAR 2020 | Issuer | Yes | For | For | ||||
| APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Issuer | Yes | For | For | ||||
| RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITOR FOR FISCAL YEAR 2021 | Issuer | Yes | For | For | ||||
| APPROVE REMUNERATION POLICY | Issuer | Yes | Abstain | Abstain | ||||
| APPROVE REMUNERATION OF SUPERVISORY BOARD | Issuer | Yes | Abstain | Abstain | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| FRESENIUS MEDICAL CARE AG & CO. KGAA | FMCQF | D2734Z10 | 5/20/2021 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Issuer | Yes | For | For |
| APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.34 PER SHARE | Issuer | Yes | For | For | ||||
| APPROVE DISCHARGE OF PERSONALLY LIABLE PARTNER FOR FISCAL YEAR 2020 | Issuer | Yes | For | For | ||||
| APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Issuer | Yes | For | For | ||||
| RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITOR FOR FISCAL YEAR 2021 | Issuer | Yes | For | For | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES | Issuer | Yes | Against | Against | ||||
| SHIMAMURA CO.,LTD. | SHAOF | J72208101 | 5/14/2021 | APPROVE APPROPRIATION OF SURPLUS | Issuer | Yes | For | For |
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| SANNE GROUP PLC | SNNRF | G7805V106 | 5/19/2021 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2020, TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITOR'S REPORT ON THOSE ACCOUNTS | Issuer | Yes | For | For |
| TO APPROVE THE DIRECTORS' REMUNERATION REPORT (OTHER THAN THE PART CONTAINING THE DIRECTORS' REMUNERATION POLICY) FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 AS SET OUT ON PAGES 85 TO 106 OF THE 2020 ANNUAL REPORT AND ACCOUNTS | Issuer | Yes | Abstain | Abstain | ||||
| TO APPROVE A FINAL DIVIDEND OF 9.9 PENCE PER ORDINARY SHARE | Issuer | Yes | For | For | ||||
| TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE AUDITOR UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AT WHICH ACCOUNTS ARE LAID BEFORE THE MEETING | Issuer | Yes | For | For | ||||
| TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITOR | Issuer | Yes | For | For | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| THAT, THE DIRECTORS OF THE COMPANY BE GENERALLY AND UNCONDITIONALLY AUTHORISED (WITHOUT PREJUDICE TO THE AUTHORITIES CONFERRED ON THE DIRECTORS ELSEWHERE IN THESE RESOLUTIONS) FOR THE PURPOSES OF ARTICLE 9 OF THE ARTICLES OF ASSOCIATION TO EXERCISE ALL THE POWERS OF THE COMPANY TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE ARTICLES) AND TO GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO EQUITY SECURITIES: (I) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 495,262.82 FOR GENERAL PURPOSES (SUCH AMOUNT TO BE REDUCED BY ANY EQUITY SECURITIES ALLOTTED BY THE DIRECTORS PURSUANT TO THE POWER IN PARAGRAPH (II) OF THIS RESOLUTION IN EXCESS OF GBP 495,262.82); AND (II) ONLY WHERE SUCH EQUITY SECURITIES HAVE BEEN OFFERED BY WAY OF A PRE-EMPTIVE ISSUE (AS DEFINED IN THE ARTICLES) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 990,525.64 (SUCH AMOUNT TO BE REDUCED BY ANY EQUITY SECURITIES ALLOTTED BY THE DIRECTORS PURSUANT TO THE POWER IN PARAGRAPH (I) OF THIS RESOLUTION), SUCH AUTHORITIES (BEING THE AUTHORISED ALLOTMENT AMOUNT AS DEFINED IN THE ARTICLES) TO APPLY UNTIL THE EARLIER OF 15 MONTHS AFTER THE PASSING OF THIS RESOLUTION AND THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AFTER THE PASSING OF THIS RESOLUTION BUT, IN EACH CASE, DURING THIS PERIOD THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED AFTER THE AUTHORITY ENDS AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT ENDED | Issuer | Yes | Against | Against | ||||
| THAT, SUBJECT TO AND CONDITIONALLY UPON THE PASSING OF FOREGOING RESOLUTION, THE DIRECTORS BE GIVEN POWER TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE ARTICLES) UNDER THE AUTHORITY GIVEN BY FOREGOING RESOLUTION AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY IN TREASURY FOR CASH AS IF ARTICLE 10 OF THE ARTICLES DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH POWER TO BE LIMITED TO THE GENERAL ALLOTMENT OF EQUITY SECURITIES AND/OR THE SALE OF TREASURY SHARES UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 74,289.42 (BEING, TOGETHER WITH ANY AUTHORITY GRANTED PURSUANT TO NEXT RESOLUTION, THE NON-PRE-EMPTIVE AMOUNT, AS DEFINED IN THE ARTICLES), SUCH POWER TO APPLY UNTIL THE EARLIER OF 15 MONTHS AFTER THE PASSING OF THIS RESOLUTION AND THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AFTER THE PASSING OF THIS RESOLUTION BUT, IN EACH CASE, DURING THIS PERIOD THE COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND/OR TREASURY SHARES TO BE SOLD) AFTER THE POWER ENDS AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES (AND/OR SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE POWER HAD NOT ENDED | Issuer | Yes | Against | Against | ||||
| THAT, SUBJECT TO AND CONDITIONALLY UPON THE PASSING OF FOREGOING RESOLUTION, THE DIRECTORS BE GIVEN POWER TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE ARTICLES) UNDER THE AUTHORITY GIVEN BY FOREGOING RESOLUTION AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY IN TREASURY FOR CASH AS IF ARTICLE 10 OF THE ARTICLES DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH POWER TO BE LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES AND/OR THE SALE OF TREASURY SHARES UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 74,289.42 (BEING, TOGETHER WITH ANY AUTHORITY GRANTED PURSUANT TO RESOLUTION 16, THE NON-PRE-EMPTIVE AMOUNT, AS DEFINED IN THE ARTICLES), AND USED ONLY FOR THE PURPOSES OF FINANCING (OR REFINANCING, IF THE POWER IS TO BE USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE DIRECTORS DETERMINE TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE, SUCH POWER TO APPLY UNTIL THE EARLIER OF 15 MONTHS AFTER THE PASSING OF THIS RESOLUTION AND THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AFTER THE PASSING OF THIS RESOLUTION BUT, IN EACH CASE, DURING THIS PERIOD THE COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND/OR TREASURY SHARES TO BE SOLD) AFTER THE POWER ENDS AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES (AND/OR SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE POWER HAD NOT ENDED | Issuer | Yes | Against | Against | ||||
| THAT, THE COMPANY BE AUTHORISED FOR THE PURPOSES OF ARTICLE 57 OF THE COMPANIES (JERSEY) LAW 1991 (THE LAW) TO MAKE ONE OR MORE MARKET PURCHASES OF ITS ORDINARY SHARES, SUCH POWER TO BE LIMITED: (A) TO A MAXIMUM NUMBER OF 14,857,885 ORDINARY SHARES; (B) BY THE CONDITION THAT THE MINIMUM PRICE (EXCLUSIVE OF EXPENSES) WHICH MAY BE PAID FOR AN ORDINARY SHARE IS ITS NOMINAL VALUE; (C) BY THE CONDITION THAT THE MAXIMUM PRICE (EXCLUSIVE OF EXPENSES) WHICH MAY BE PAID FOR AN ORDINARY SHARE IS NOT MORE THAN THE HIGHER OF: (I) AN AMOUNT EQUAL TO 105 PER CENT OF THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS FOR AN ORDINARY SHARE (AS DERIVED FROM THE LONDON STOCK EXCHANGE'S DAILY OFFICIAL LIST) FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THAT ORDINARY SHARE IS CONTRACTED TO BE PURCHASED; AND (II) AN AMOUNT EQUAL TO THE HIGHER OF: (I) THE PRICE OF THE LAST INDEPENDENT TRADE OF AN ORDINARY SHARE; AND (II) THE HIGHEST CURRENT INDEPENDENT BID FOR AN ORDINARY SHARE ON THE LONDON STOCK EXCHANGE AT THE TIME THE PURCHASE IS CARRIED OUT, SUCH POWER TO APPLY UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AFTER THE PASSING OF THIS RESOLUTION BUT IN EACH CASE SO THAT THE COMPANY MAY ENTER INTO A CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY BE COMPLETED OR EXECUTED WHOLLY OR PARTLY AFTER THE POWER ENDS AND THE COMPANY MAY PURCHASE ORDINARY SHARES PURSUANT TO ANY SUCH CONTRACT AS IF THE POWER HAD NOT ENDED AND, PURSUANT TO ARTICLE 58A OF THE LAW, THE COMPANY MAY HOLD AS TREASURY SHARES ANY ORDINARY SHARES PURCHASED PURSUANT TO THE AUTHORITY CONFERRED BY THIS RESOLUTION | Issuer | Yes | Against | Against | ||||
| THAT, IN CONNECTION WITH THE PROPOSALS TO PERMIT THE BOARD OF DIRECTORS TO HAVE THE FLEXIBILITY TO DETERMINE WHETHER ANY GENERAL MEETING IS TO BE HELD AS A FULLY ELECTRONIC GENERAL MEETING THE FOLLOWING AMENDMENTS BE MADE TO THE ARTICLES: (A) ARTICLE 59 SHALL BE AMENDED BY THE INSERTION OF THE WORDS "FULLY ELECTRONIC GENERAL MEETING OR A" AFTER THE WORDS "THE BOARD SHALL DETERMINE WHETHER ANY GENERAL MEETING IS TO BE HELD AS A" AND BEFORE THE WORDS "PHYSICAL GENERAL MEETING OR A COMBINED PHYSICAL AND ELECTRONIC GENERAL MEETING."; (B) ARTICLE 83A SHALL BE AMENDED BY: (I) THE INSERTION OF THE WORDS "FULLY ELECTRONICALLY" AFTER THE WORDS "THE BOARD MAY RESOLVE TO ENABLE A GENERAL MEETING TO BE HELD" AND BEFORE THE WORDS "OR CONDUCTED AT ONE OR MORE PHYSICAL VENUES"; (II) THE INSERTION OF THE FOLLOWING WORDS AS ADDITIONAL SENTENCES AT THE END OF THAT ARTICLE "WHERE THE BOARD DECIDES TO HOLD A FULLY ELECTRONIC GENERAL MEETING THE PLACE OF THE MEETING SHALL BE THE RELEVANT ELECTRONIC PLATFORM THAT IS USED; NOTWITHSTANDING ANY OTHER PROVISION OF THESE ARTICLES, TO THE EXTENT A GENERAL MEETING IS HELD FULLY ELECTRONICALLY OR AS A COMBINED PHYSICAL AND ELECTRONIC MEETING, THE DIRECTORS MAY UTILISE, OR APPROVE THE UTILISATION OF, ANY SYSTEMS WITHIN ANY RELEVANT ELECTRONIC PLATFORM AS THEY IN THEIR ABSOLUTE DISCRETION MAY THINK FIT WITH RESPECT TO METHODS OF COMMUNICATION (INCLUDING HOW THE RIGHT TO SPEAK IS MANIFESTED) BETWEEN PARTICIPANTS AT THE MEETING AND/OR THE APPOINTMENT OF PROXIES AND/OR THE RECEIPT OF PROXY FORMS AND/OR RECEIPT OF, OR PROCESSING OF, VOTES OR VOTING INSTRUCTIONS FOR USE AT ANY SUCH GENERAL MEETING."; AND (III) ON THE PASSING OF THIS RESOLUTION THE ARTICLES SHALL BE UPDATED ACCORDINGLY AND A NEW CLEAN VERSION OF THE ARTICLES SHALL BE FILED WITH THE REGISTRAR OF COMPANIES IN JERSEY | Issuer | Yes | Abstain | Abstain | ||||
| SUGI HOLDINGS Co. LTD. | SGIPF | J7687M106 | 5/19/2021 | VOTE FOR ALL NOMINEES | Issuer | Yes | For | For |
| ALBIOMA | ABMAF | F0190K109 | 5/25/2021 | THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE COMPANY'S FINANCIAL STATEMENTS FOR THE FISCAL YEAR THAT ENDED IN 2020, AS PRESENTED TO THE MEETING, SHOWING EARNINGS AMOUNTING TO EUR 23,392,000.00; THE SHAREHOLDERS' MEETING ACKNOWLEDGES THAT NO EXPENSES AND CHARGES THAT ARE NOT TAX-DEDUCTIBLE WERE RECORDED FOR SAID FINANCIAL YEAR | Issuer | Yes | For | For |
| THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE CONSOLIDATED FINANCIAL STATEMENTS FOR SAID FISCAL YEAR, AS PRESENTED TO THE MEETING, SHOWING NET INCOME AMOUNTING TO EUR 55,314,000.00 (GROUP SHARE) | Issuer | Yes | For | For | ||||
| THE SHAREHOLDERS' MEETING APPROVES THE RECOMMENDATIONS OF THE BOARD OF DIRECTORS AND RESOLVES TO ALLOCATE THE EARNINGS FOR THE YEAR AS FOLLOWS: ORIGIN EARNINGS: EUR 23,391,512.48 RETAINED EARNINGS: EUR 115,827,955.57 DISTRIBUTABLE INCOME: EUR 139,219,468.05 ALLOCATION LEGAL RESERVE: EUR 1,237.30 DIVIDENDS: EUR 24,970,772.80 RETAINED EARNINGS: EUR 114,247,457.95 TOTAL: EUR 139,219,468.05; THESE AMOUNTS ARE CALCULATED ON THE BASIS OF THE NUMBER OF SHARES COMPOSING THE SHARE CAPITAL AND THE NUMBER OF SHARES HELD BY THE COMPANY ON DECEMBER 31ST 2020; THE SHAREHOLDERS WILL BE GRANTED A NET DIVIDEND OF EUR 0.80 PER SHARE THAT WILL BE ELIGIBLE FOR THE 40 PERCENT DEDUCTION PROVIDED BY THE FRENCH GENERAL TAX CODE; THIS DIVIDEND WILL BE PAID ON JULY 9TH 2021 | Issuer | Yes | For | For | ||||
| THE SHAREHOLDERS' MEETING RESOLVES TO AWARD TO EACH SHAREHOLDER, OF UP TO 50 PERCENT OF THE DISTRIBUTED DIVIDEND OF EUR 0.80 PER SHARE, I.E. AN AMOUNT OF EUR 0.40 PER SHARE, AN OPTION BETWEEN A PAYMENT IN CASH AND IN NEW SHARES, THE OTHER 50 PERCENT BEING PAID IN CASH; THE OPTION SHOULD BE EXERCISED ONLY FOR THE TOTALITY OF THE DIVIDEND FRACTION, I.E. 50 PERCENT, TO WHICH IT RELATES AND WILL BE EFFECTIVE FROM JUNE 14TH 2021 TO JULY 5TH 2021 (INCLUSIVE); THE SHAREHOLDERS WHO HAVE NOT OPTED FOR THE PAYMENT OF 50 PERCENT OF THEIR DIVIDEND IN NEW SHARES AT THE END OF THIS PERIOD, WILL BE PAID IN CASH; IF THE AMOUNT OF THE DIVIDENDS FOR WHICH THE OPTION IS EXERCISED DOES NOT CORRESPOND TO A WHOLE NUMBER OF SECURITIES, THE SHAREHOLDER WILL RECEIVE THE NUMBER OF SHARES IMMEDIATELY LOWER PLUS AN AMOUNT IN CASH; THE DIVIDEND PAYMENT WILL BE CARRIED OUT IN CASH OR IN SHARES ON JULY 9TH 2021; THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS | Issuer | Yes | For | For | ||||
| THE SHAREHOLDERS' MEETING APPROVES THE INFORMATION RELATED TO THE COMPENSATION APPLICABLE TO THE CORPORATE OFFICERS FOR FISCAL YEAR PRESENTED IN THE REPORT ON CORPORATE GOVERNANCE REFERRED TO IN ARTICLE L.225-37 OF THE FRENCH COMMERCIAL CODE | Issuer | Yes | Abstain | Abstain | ||||
| THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE COMPENSATION DUE OR AWARDED TO THE CHIEF EXECUTIVE OFFICER, MR. FREDERIC MOYNE, FOR FISCAL YEAR | Issuer | Yes | Abstain | Abstain | ||||
| THE SHAREHOLDERS' MEETING APPROVES THE COMPENSATION POLICY APPLICABLE TO THE CORPORATE OFFICERS AS OF JANUARY 1ST 2021 | Issuer | Yes | Abstain | Abstain | ||||
| THE SHAREHOLDERS' MEETING, AFTER REVIEWING THE REPORT OF THE BOARD OF DIRECTORS AND THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS GOVERNED BY ARTICLE L.225-38 OF THE FRENCH COMMERCIAL CODE, DULY RECORDS THAT NO AGREEMENT NOT YET APPROVED BY THE SHAREHOLDERS' MEETING HAS BEEN AUTHORISED BY THE BOARD OF DIRECTORS DURING FISCAL YEAR | Issuer | Yes | Abstain | Abstain | ||||
| THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MR. FREDERIC MOYNE AS DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Issuer | Yes | For | For | ||||
| SUBJECT TO THE CONDITION PRECEDENT OF THE ADOPTION OF RESOLUTION NUMBER 22, THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MR. JEAN-CARLOS ANGULO AS DIRECTOR FOR A 2-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2022 FISCAL YEAR, OR FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR IN THE ABSENCE OF THE IMPLEMENTATION OF SAID CONDITION PRECEDENT | Issuer | Yes | For | For | ||||
| SUBJECT TO THE CONDITION PRECEDENT OF THE ADOPTION OF RESOLUTION NUMBER 22, THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF BPIFRANCE INVESTISSEMENT COMPANY AS DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR, OR FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR IN THE ABSENCE OF THE IMPLEMENTATION OF SAID CONDITION PRECEDENT | Issuer | Yes | For | For | ||||
| THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MR. FRANK LACROIX AS DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Issuer | Yes | For | For | ||||
| SUBJECT TO THE CONDITION PRECEDENT OF THE ADOPTION OF RESOLUTION NUMBER 22, THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MRS. ULRIKE STEINHORST AS DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2023 FISCAL YEAR, OR FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR IN THE ABSENCE OF THE IMPLEMENTATION OF SAID CONDITION PRECEDENT | Issuer | Yes | For | For | ||||
| THE SHAREHOLDERS' MEETING AUTHORISES THE BOARD OF DIRECTORS TO BUY BACK THE COMPANY'S SHARES ON THE OPEN MARKET, SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 60.00 MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 10 PERCENT OF THE SHARES COMPOSING THE SHARE CAPITAL, MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 35,000,000; THE NUMBER OF SHARES ACQUIRED BY THE COMPANY WITH A VIEW TO RETAINING OR DELIVERING IN CASH OR IN AN EXCHANGE AS PART OF A MERGER, DIVESTMENT OR CAPITAL CONTRIBUTION CANNOT EXCEED 5 PERCENT OF THE SHARES COMPOSING THE SHARE CAPITAL; THE NUMBER OF TREASURY SHARES TO BE HELD BY THE COMPANY SHALL NOT EXCEED 10 PERCENT OF THE SHARES COMPOSING THE SHARE CAPITAL; THIS AUTHORISATION, GIVEN FOR AN 18-MONTH PERIOD, SUPERSEDES THE AUTHORISATION GIVEN BY THE SHAREHOLDERS' MEETING OF MAY 29TH 2020 AND CANNOT BE USED IN THE CONTEXT OF A PUBLIC OFFER; THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS | Issuer | Yes | Against | Against | ||||
| THE SHAREHOLDERS' MEETING GRANTS ALL POWERS TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS, BY CANCELLING ALL OR PART OF THE SHARES HELD BY THE COMPANY IN CONNECTION WITH ANY AUTHORISED STOCK REPURCHASE PLAN, UP TO A MAXIMUM OF 10 PERCENT OF THE SHARE CAPITAL OVER A 24-MONTH PERIOD; THIS AUTHORISATION IS GIVEN FOR AN 18-MONTH PERIOD AND SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT; HOWEVER, IT CANNOT BE USED IN THE CONTEXT OF A PUBLIC OFFER; THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Issuer | Yes | Against | Against | ||||
| THE SHAREHOLDERS' MEETING AUTHORISES THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL UP TO 30 PERCENT OF THE CAPITAL, BY ISSUANCE OF SHARES, SECURITIES GIVING ACCESS TO EQUITY SECURITIES TO BE ISSUED OF THE COMPANY OR ITS SUBSIDIARIES, EQUITY SECURITIES GIVING ACCESS TO OTHER EQUITY SECURITIES OR GIVING RIGHT TO THE ALLOCATION OF DEBT SECURITIES (PREFERENCE SHARES AND SECURITIES GIVING ACCESS TO PREFERENCE SHARES EXCLUDED), WITH PREFERENTIAL SUBSCRIPTION RIGHTS MAINTAINED; THIS AMOUNT CONSTITUTES AN OVERALL VALUE ON WHICH ALL CAPITAL INCREASES CARRIED OUT UNDER RESOLUTIONS NR, 17 (IF THIS ONE IS CARRIED OUT UNDER THIS RESOLUTION), 18 TO 20 SHALL COUNT AGAINST; MAXIMUM NOMINAL AMOUNT OF DEBT SECURITIES: EUR 200,000,000; THIS AMOUNT CONSTITUTES AN OVERALL VALUE ON WHICH ALL ISSUES OF DEBT SECURITIES CARRIED OUT UNDER RESOLUTION NR, 18 SHALL COUNT AGAINST; THIS AUTHORISATION, GRANTED FOR 26 MONTHS, SUPERSEDES ANY EARLIER DELEGATIONS TO THE SAME EFFECT AND CANNOT BE USED IN THE CONTEXT OF A PUBLIC OFFER | Issuer | Yes | Against | Against | ||||
| THE SHAREHOLDERS' MEETING AUTHORISES THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SHARES OR SECURITIES TO BE ISSUED IN THE EVENT THOSE GRANTED UNDER RESOLUTION 16 HEREIN EXCEED THE INITIAL NUMBER OF SECURITIES TO BE ISSUED (OVERSUBSCRIPTION), WITH OR WITHOUT PREFERENTIAL SUBSCRIPTION RIGHT OF SHAREHOLDERS, WITHIN 30 DAYS OF THE CLOSING OF THE SUBSCRIPTION PERIOD, UP TO A MAXIMUM OF 15 PERCENT OF THE NUMBER OF SHARES OR SECURITIES PROPOSED IN THE CONTEXT OF THE INITIAL ISSUE AND AT THE SAME PRICE; THE NOMINAL AMOUNT OF THE ISSUES DECIDED UNDER THIS RESOLUTION SHALL COUNT AGAINST THE AMOUNT OF THE CEILING REFERRED TO IN RESOLUTION UNDER WHICH THE INITIAL ISSUE IS CARRIED OUT; THIS DELEGATION IS GIVEN FOR A 26-PERIOD AND SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT; HOWEVER, IT CANNOT BE USED IN THE CONTEXT OF A PUBLIC OFFER; THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Issuer | Yes | Against | Against | ||||
| THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO INCREASE ON ONE OR MORE OCCASIONS, IN FRANCE OR ABROAD, THE SHARE CAPITAL UP TO A MAXIMUM NOMINAL AMOUNT OF 10 PERCENT OF THE SHARE CAPITAL, BY ISSUANCE BY WAY OF AN OFFER GOVERNED BY ARTICLE L.411-2-I OF THE MONETARY AND FINANCIAL CODE, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS, OF DEBT SECURITIES GIVING ACCESS TO EQUITY SECURITIES TO BE ISSUED OF THE COMPANY AND-OR ITS SUBSIDIARIES (PREFERENCE SHARES AND SECURITIES GIVING ACCESS TO PREFERENCE SHARES EXCLUDED); THE MAXIMUM NOMINAL AMOUNT OF DEBT SECURITIES WHICH MAY BE ISSUED SHALL NOT EXCEED EUR 200,000,000. THE PRESENT DELEGATION IS GIVEN FOR A 26-MONTH PERIOD AND SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT; HOWEVER, IT CANNOT BE USED IN THE CONTEXT OF A PUBLIC OFFER; THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Issuer | Yes | Against | Against | ||||
| THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL, UP TO 10 PERCENT OF THE SHARE CAPITAL, BY ISSUING ORDINARY SHARES OF THE COMPANY AND-OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL OF THE COMPANY AND-OR ITS SUBSIDIARIES, IN CONSIDERATION FOR THE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND COMPOSED OF CAPITAL SECURITIES OR SECURITIES; THIS AMOUNT SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH IN RESOLUTION NUMBER 16 AND THE OVERALL SUB-CEILING SET FORTH IN RESOLUTION NUMBER 18 OR IN RESOLUTIONS OF THE SAME KIND WHICH COULD POSSIBLY REPLACE SAID RESOLUTIONS DURING THIS DELEGATION'S VALIDITY; THIS AUTHORISATION, GRANTED FOR A 26-MONTH PERIOD, SUPERSEDES ANY EARLIER DELEGATIONS TO THE SAME EFFECT AND CANNOT BE USED IN THE CONTEXT OF A PUBLIC OFFER; THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Issuer | Yes | Against | Against | ||||
| THE SHAREHOLDERS' MEETING AUTHORISES THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS, AT ITS SOLE DISCRETION, UP TO A MAXIMUM NOMINAL AMOUNT OF 1.5 PERCENT OF THE SHARE CAPITAL, IN FAVOUR OF MEMBERS OF A COMPANY OR GROUP SAVINGS PLAN JOINTLY ESTABLISHED BETWEEN THE COMPANY AND RELATED COMPANIES, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS, BY ISSUANCE OF SHARES AND-OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL; THIS AMOUNT SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH IN RESOLUTION NUMBER 16 AND THE OVERALL SUB-CEILING SET FORTH IN RESOLUTION NUMBER 18 OR IN RESOLUTIONS OF THE SAME KIND WHICH COULD POSSIBLY REPLACE SAID RESOLUTIONS DURING THIS DELEGATION'S VALIDITY; THIS DELEGATION IS GIVEN FOR A 26-MONTH PERIOD AND CANNOT BE USED IN THE CONTEXT OF A PUBLIC OFFER; THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Issuer | Yes | Against | Against | ||||
| THE SHAREHOLDERS' MEETING DELEGATES TO THE BOARD OF DIRECTORS ALL POWERS IN ORDER TO INCREASE THE SHARE CAPITAL, IN ONE OR MORE OCCASIONS AND AT ITS SOLE DISCRETION, BY WAY OF CAPITALIZING RESERVES, PROFITS, PREMIUMS OR OTHER MEANS, PROVIDED THAT SUCH CAPITALIZATION IS ALLOWED BY LAW AND UNDER THE BYLAWS, BY ISSUING BONUS SHARES AND-OR RAISING THE PAR VALUE OF EXISTING SHARES; THE MAXIMAL NOMINAL AMOUNT OF CAPITAL INCREASES TO BE CARRIED OUT UNDER THIS DELEGATION OF AUTHORITY SHALL NOT EXCEED THE AMOUNT OF THE SUMS THAT COULD BE CAPITALIZING AS AT THE DAY OF THE DECISION BY THE BOARD OF DIRECTORS; THIS AUTHORISATION IS GIVEN FOR A 26-MONTH PERIOD AND SUPERSEDES THE AUTHORISATION GIVEN BY THE SHAREHOLDERS' MEETING OF MAY 27TH 2019 IN RESOLUTION NR, 18; HOWEVER, IT CANNOT BE USED IN THE CONTEXT OF A PUBLIC OFFER; THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Issuer | Yes | Against | Against | ||||
| THE SHAREHOLDERS' MEETING DECIDES TO AMEND ARTICLE NUMBER 19 OF THE BYLAWS, PERTAINING TO THE COMPOSITION OF THE BOARD OF DIRECTORS, THE APPOINTMENT OF THE MEMBERS AND THE DURATION OF THEIR TERM-OF-OFFICE | Issuer | Yes | Abstain | Abstain | ||||
| THE SHAREHOLDERS' MEETING GRANTS FULL POWERS TO THE BEARER OF AN ORIGINAL, A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW | Issuer | Yes | For | For | ||||
| ONTEX GROUP N.V | ONXXF | B6S9X0109 | 5/25/2021 | APPROVAL OF THE STATUTORY (NON-CONSOLIDATED) ANNUAL ACCOUNTS OF THE COMPANY FOR THE FINANCIAL YEAR THAT ENDED ON 31 DECEMBER 2020, INCLUDING THE ALLOCATION OF RESULTS | Issuer | Yes | For | For |
| APPROVAL OF THE RELEASE FROM LIABILITY OF THE PERSONS WHO SERVED AS DIRECTORS DURING THE FINANCIAL YEAR THAT ENDED ON 31 DECEMBER 2020 FOR THE PERFORMANCE OF THEIR DUTIES DURING THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Issuer | Yes | For | For | ||||
| APPROVAL OF THE RELEASE FROM LIABILITY OF THE STATUTORY AUDITOR FOR THE PERFORMANCE OF ITS DUTIES DURING THE FINANCIAL YEAR THAT ENDED ON 31 DECEMBER 2020 | Issuer | Yes | For | For | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| APPROVAL OF THE REMUNERATION REPORT INCLUDED IN THE CORPORATE GOVERNANCE STATEMENT OF THE ANNUAL REPORT OF THE BOARD FOR THE FINANCIAL YEAR THAT ENDED ON 31 DECEMBER 2020 | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE REMUNERATION REPORT | Issuer | Yes | Abstain | Abstain | ||||
| PROPOSAL TO APPROVE THE ALIGNMENT OF THE ARTICLES OF ASSOCIATION WITH THE PROVISIONS OF THE NEW BELGIAN CODE OF COMPANIES AND ASSOCIATIONS OF MARCH 23, 2019 AND ADOPTION OF THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Issuer | Yes | Abstain | Abstain | ||||
| PROPOSAL TO GRANT A SPECIAL POWER OF ATTORNEY TO EACH DIRECTOR OF THE COMPANY, AS WELL AS TO MR. JONAS DEROO AND MS. BENEDICTE LEROY, EACH ACTING INDIVIDUALLY AND WITH THE POWER OF SUBSTITUTION, TO DO ALL THAT IS NECESSARY OR USEFUL TO IMPLEMENT ALL OF THE ABOVE RESOLUTIONS | Issuer | Yes | Abstain | Abstain | ||||
| IPSOS SA | IPSOF | F5310M109 | 5/27/2021 | APPROVAL OF THE PARENT COMPANY FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2020 | Issuer | Yes | For | For |
| APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2020 | Issuer | Yes | For | For | ||||
| APPROPRIATION OF EARNINGS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2020 AND DISTRIBUTION OF A DIVIDEND OF 0.90 PER SHARE | Issuer | Yes | For | For | ||||
| RELATED-PARTY AGREEMENTS | Issuer | Yes | Abstain | Abstain | ||||
| REAPPOINTMENT OF ANNE MARION-BOUCHACOURT AS DIRECTOR | Issuer | Yes | For | For | ||||
| APPROVAL OF THE COMPENSATION AND BENEFITS PAID OR AWARDED FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2020 TO DIDIER TRUCHOT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Issuer | Yes | Abstain | Abstain | ||||
| CONSULTATIVE VOTE ON THE COMPENSATION AND BENEFITS PAID OR AWARDED FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2020 TO PIERRE LE MANH, DEPUTY CHIEF EXECUTIVE OFFICER | Issuer | Yes | Abstain | Abstain | ||||
| CONSULTATIVE VOTE ON THE COMPENSATION AND BENEFITS PAID OR AWARDED FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2020 TO LAURENCE STOCLET, DEPUTY CHIEF EXECUTIVE OFFICER | Issuer | Yes | Abstain | Abstain | ||||
| CONSULTATIVE VOTE ON THE COMPENSATION AND BENEFITS PAID OR AWARDED FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2020 TO HENRI WALLARD, DEPUTY CHIEF EXECUTIVE OFFICER | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER (APPLICATION TO MR DIDIER TRUCHOT FROM JANUARY 1, 2021 TO THE DATE OF SEPARATION OF DUTIES) | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE COMPENSATION POLICY FOR THE CHIEF EXECUTIVE OFFICER (APPLICATION FROM THE DATE OF SEPARATION OF DUTIES) | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS (APPLICATION TO MR DIDIER TRUCHOT FROM THE DATE OF SEPARATION OF DUTIES) | Issuer | Yes | Abstain | Abstain | ||||
| CONSULTATIVE VOTE ON THE COMPENSATION POLICY FOR THE DEPUTY CHIEF EXECUTIVE OFFICERS | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE COMPENSATION POLICY FOR DIRECTORS | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE INFORMATION ON CORPORATE OFFICERS' COMPENSATION INDICATED IN ARTICLE L.22-10-9 I OF THE FRENCH COMMERCIAL CODE | Issuer | Yes | Abstain | Abstain | ||||
| AUTHORIZATION FOR THE BOARD OF DIRECTORS TO ENABLE THE COMPANY TO BUY BACK ITS OWN SHARES, UP TO A MAXIMUM OF 10% OF ITS SHARE CAPITAL | Issuer | Yes | Against | Against | ||||
| AUTHORIZATION FOR THE BOARD OF DIRECTORS TO CANCEL SHARES BOUGHT BACK BY THE COMPANY UNDER ITS SHARE BUYBACK PROGRAM, UP TO 10% OF ITS SHARE CAPITAL PER 24-MONTH PERIOD | Issuer | Yes | Abstain | Abstain | ||||
| POWERS TO CARRY OUT LEGAL FORMALITIES REQUIRED TO IMPLEMENT THE DECISIONS OF THE GENERAL SHAREHOLDERS' MEETING | Issuer | Yes | Abstain | Abstain | ||||
| UNITED INTERNET AG | UDIRF | D8542B125 | 5/27/2021 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.50 PER SHARE | Issuer | Yes | For | For |
| APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER RALPH DOMMERMUTH FOR FISCAL YEAR 2020 | Issuer | Yes | For | For | ||||
| APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER FRANK KRAUSE FOR FISCAL YEAR 2020 | Issuer | Yes | For | For | ||||
| APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER MARTIN MILDNER FOR FISCAL YEAR 2020 | Issuer | Yes | For | For | ||||
| APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Issuer | Yes | For | For | ||||
| RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR FISCAL YEAR 2021 | Issuer | Yes | For | For | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| APPROVE REMUNERATION POLICY | Issuer | Yes | Abstain | Abstain | ||||
| APPROVE REMUNERATION OF SUPERVISORY BOARD | Issuer | Yes | Abstain | Abstain | ||||
| AMS AG | AMS | A0400Q115 | 6/2/2021 | APPROVE ALLOCATION OF INCOME | Issuer | Yes | For | For |
| APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Issuer | Yes | For | For | ||||
| APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Issuer | Yes | For | For | ||||
| APPROVE REMUNERATION OF SUPERVISORY BOARD MEMBERS | Issuer | Yes | Abstain | Abstain | ||||
| RATIFY AUDITORS FOR FISCAL YEAR 2021 | Issuer | Yes | For | For | ||||
| APPROVE REMUNERATION POLICY | Issuer | Yes | Abstain | Abstain | ||||
| APPROVE REMUNERATION REPORT | Issuer | Yes | Abstain | Abstain | ||||
| APPROVE INCREASE IN SIZE OF SUPERVISORY BOARD | Issuer | Yes | Abstain | Abstain | ||||
| ELECT SUPERVISORY BOARD MEMBER | Issuer | Yes | For | For | ||||
| CHANGE COMPANY NAME | Issuer | Yes | For | For | ||||
| APPROVE CREATION OF POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS | Issuer | Yes | Against | Against | ||||
| AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES | Issuer | Yes | Against | Against | ||||
| NORWAY ROYAL SALMON ASA | NRS | R6333E105 | 5/27/2021 | ELECT CHAIRMAN OF MEETING; DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Issuer | Yes | For | For |
| APPROVE NOTICE OF MEETING AND AGENDA | Issuer | Yes | For | For | ||||
| ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS; APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF NOK 3.00 PER SHARE | Issuer | Yes | For | For | ||||
| APPROVE REMUNERATION POLICY AND OTHER TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT | Issuer | Yes | Abstain | Abstain | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF NOK 423,000 FOR CHAIRMAN, NOK 326,000 FOR EVENTUAL DEPUTY CHAIRMAN AND NOK 291,000 FOR OTHER DIRECTORS; APPROVE FEES FOR COMMITTEE WORK | Issuer | Yes | Against | Against | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| APPROVE REMUNERATION OF NOMINATING COMMITTEE | Issuer | Yes | For | For | ||||
| APPROVE REMUNERATION OF AUDITORS | Issuer | Yes | For | For | ||||
| AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OF REPURCHASED SHARES | Issuer | Yes | Against | Against | ||||
| APPROVE CREATION OF NOK 4.4 MILLION POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS | Issuer | Yes | Against | Against | ||||
| ENAGAS S.A. | ENGGF | E41759106 | 5/26/2021 | TO EXAMINE AND, IF APPROPRIATE, APPROVE THE 2020 ANNUAL ACCOUNTS (BALANCE SHEET, INCOME STATEMENT, STATEMENT OF CHANGES IN EQUITY, CASH FLOW-STATEMENT AND NOTES) AND MANAGEMENT REPORT OF THE COMPANY AND ITS CONSOLIDATED GROUP | Issuer | Yes | For | For |
| TO APPROVE THE CONSOLIDATED NON-FINANCIAL INFORMATION STATEMENT INCLUDED IN THE GROUP MANAGEMENT REPORT FOR FINANCIAL YEAR 2020 | Issuer | Yes | For | For | ||||
| TO APPROVE, IF APPLICABLE, THE PROPOSED DISTRIBUTION OF PROFIT FOR 2020 | Issuer | Yes | For | For | ||||
| TO APPROVE, IF APPROPRIATE, THE PERFORMANCE OF THE BOARD OF DIRECTORS FOR FINANCIAL YEAR 2020 | Issuer | Yes | For | For | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| AMENDMENT OF THE FOLLOWING ARTICLE OF THE ARTICLES OF ASSOCIATION IN ORDER TO ADAPT THEM TO LAW 5/2021 OF APRIL 12, WHICH AMENDS THE REVISED TEXT OF THE CORPORATE ENTERPRISES ACT, APPROVED BY ROYAL LEGISLATIVE DECREE 1/2010 OF JULY 2, AND OTHER FINANCIAL REGULATIONS WITH REGARD TO THE ENCOURAGEMENT OF LONG-TERM INVOLVEMENT BY SHAREHOLDERS IN LISTED COMPANIES, AND INCORPORATION OF A NEW ARTICLE, 27 BIS, TO AUTHORISE, WHEN SO PERMITTED BY THE APPLICABLE REGULATIONS, THE CONVENING OF GENERAL MEETINGS TO BE HELD EXCLUSIVELY BY TELEMATIC MEANS; THE FOLLOWING PROPOSAL SHALL BE PUT TO VOTE SEPARATELY: AMENDMENT OF ARTICLE 7 ("ACCOUNTING RECORDS AND IDENTITY OF SHAREHOLDERS) OF PART II (SHARE CAPITAL AND SHARES) OF THE ARTICLES OF ASSOCIATION | Issuer | Yes | Abstain | Abstain | ||||
| AMENDMENT OF THE FOLLOWING ARTICLE OF THE ARTICLES OF ASSOCIATION IN ORDER TO ADAPT THEM TO LAW 5/2021 OF APRIL 12, WHICH AMENDS THE REVISED TEXT OF THE CORPORATE ENTERPRISES ACT, APPROVED BY ROYAL LEGISLATIVE DECREE 1/2010 OF JULY 2, AND OTHER FINANCIAL REGULATIONS WITH REGARD TO THE ENCOURAGEMENT OF LONG-TERM INVOLVEMENT BY SHAREHOLDERS IN LISTED COMPANIES, AND INCORPORATION OF A NEW ARTICLE, 27 BIS, TO AUTHORISE, WHEN SO PERMITTED BY THE APPLICABLE REGULATIONS, THE CONVENING OF GENERAL MEETINGS TO BE HELD EXCLUSIVELY BY TELEMATIC MEANS; THE FOLLOWING PROPOSAL SHALL BE PUT TO VOTE SEPARATELY: AMENDMENT OF ARTICLES 18 ("GENERAL MEETING") AND 27 ("ATTENDANCE, PROXIES AND VOTING AT GENERAL MEETINGS") OF SECTION 1 (GENERAL MEETING) OF PART III (CORPORATE BODIES) OF THE ARTICLES OF ASSOCIATION | Issuer | Yes | Abstain | Abstain | ||||
| AMENDMENT OF THE FOLLOWING ARTICLE OF THE ARTICLES OF ASSOCIATION IN ORDER TO ADAPT THEM TO LAW 5/2021 OF APRIL 12, WHICH AMENDS THE REVISED TEXT OF THE CORPORATE ENTERPRISES ACT, APPROVED BY ROYAL LEGISLATIVE DECREE 1/2010 OF JULY 2, AND OTHER FINANCIAL REGULATIONS WITH REGARD TO THE ENCOURAGEMENT OF LONG-TERM INVOLVEMENT BY SHAREHOLDERS IN LISTED COMPANIES, AND INCORPORATION OF A NEW ARTICLE, 27 BIS, TO AUTHORISE, WHEN SO PERMITTED BY THE APPLICABLE REGULATIONS, THE CONVENING OF GENERAL MEETINGS TO BE HELD EXCLUSIVELY BY TELEMATIC MEANS; THE FOLLOWING PROPOSAL SHALL BE PUT TO VOTE SEPARATELY: INCORPORATION OF A NEW ARTICLE, 27 BIS ("GENERAL MEETING EXCLUSIVELY BY REMOTE MEANS") TO SECTION ONE (GENERAL MEETING) OF PART III (CORPORATE BODIES) OF THE ARTICLES OF ASSOCIATION | Issuer | Yes | Abstain | Abstain | ||||
| AMENDMENT OF THE FOLLOWING ARTICLE OF THE ARTICLES OF ASSOCIATION IN ORDER TO ADAPT THEM TO LAW 5/2021 OF APRIL 12, WHICH AMENDS THE REVISED TEXT OF THE CORPORATE ENTERPRISES ACT, APPROVED BY ROYAL LEGISLATIVE DECREE 1/2010 OF JULY 2, AND OTHER FINANCIAL REGULATIONS WITH REGARD TO THE ENCOURAGEMENT OF LONG-TERM INVOLVEMENT BY SHAREHOLDERS IN LISTED COMPANIES, AND INCORPORATION OF A NEW ARTICLE, 27 BIS, TO AUTHORISE, WHEN SO PERMITTED BY THE APPLICABLE REGULATIONS, THE CONVENING OF GENERAL MEETINGS TO BE HELD EXCLUSIVELY BY TELEMATIC MEANS. THE FOLLOWING PROPOSAL SHALL BE PUT TO VOTE SEPARATELY: AMENDMENT OF ARTICLES 36 ("REMUNERATION OF THE BOARD OF DIRECTORS"), 39 ("BOARD MEETINGS"), 43 ("DELEGATION OF POWERS") AND 44 ("AUDIT AND COMPLIANCE COMMITTEE") OF SECTION TWO (BOARD OF DIRECTORS) OF PART III (CORPORATE BODIES) OF THE ARTICLES OF ASSOCIATION | Issuer | Yes | Abstain | Abstain | ||||
| AMENDMENT OF THE FOLLOWING ARTICLE OF THE ARTICLES OF ASSOCIATION IN ORDER TO ADAPT THEM TO LAW 5/2021 OF APRIL 12, WHICH AMENDS THE REVISED TEXT OF THE CORPORATE ENTERPRISES ACT, APPROVED BY ROYAL LEGISLATIVE DECREE 1/2010 OF JULY 2, AND OTHER FINANCIAL REGULATIONS WITH REGARD TO THE ENCOURAGEMENT OF LONG-TERM INVOLVEMENT BY SHAREHOLDERS IN LISTED COMPANIES, AND INCORPORATION OF A NEW ARTICLE, 27 BIS, TO AUTHORISE, WHEN SO PERMITTED BY THE APPLICABLE REGULATIONS, THE CONVENING OF GENERAL MEETINGS TO BE HELD EXCLUSIVELY BY TELEMATIC MEANS; THE FOLLOWING PROPOSAL SHALL BE PUT TO VOTE SEPARATELY: AMENDMENT OF ARTICLES 49 ("PREPARATION OF THE ANNUAL ACCOUNTS") AND 55 ("FILING AND PUBLICATION OF THE ANNUAL ACCOUNTS") OF PART V (ANNUAL ACCOUNTS) OF THE ARTICLES OF ASSOCIATION | Issuer | Yes | Abstain | Abstain | ||||
| AMENDMENT OF THE FOLLOWING ARTICLE OF THE RULES AND REGULATIONS OF GENERAL SHAREHOLDERS' MEETINGS IN ORDER TO ADAPT THEM TO LAW 5/2021 OF APRIL 12, WHICH AMENDS THE REVISED TEXT OF THE CORPORATE ENTERPRISES ACT, APPROVED BY ROYAL LEGISLATIVE DECREE 1/2010 OF JULY 2, AND OTHER FINANCIAL REGULATIONS WITH REGARD TO THE ENCOURAGEMENT OF LONG-TERM INVOLVEMENT BY SHAREHOLDERS IN LISTED COMPANIES; THE FOLLOWING PROPOSAL SHALL BE PUT TO VOTE SEPARATELY: AMENDMENT OF ARTICLE 4 ("POWERS OF THE GENERAL MEETING") OF THE RULES AND REGULATIONS OF THE GENERAL SHAREHOLDERS' MEETINGS | Issuer | Yes | Abstain | Abstain | ||||
| AMENDMENT OF THE FOLLOWING ARTICLE OF THE RULES AND REGULATIONS OF GENERAL SHAREHOLDERS' MEETINGS IN ORDER TO ADAPT THEM TO LAW 5/2021 OF APRIL 12, WHICH AMENDS THE REVISED TEXT OF THE CORPORATE ENTERPRISES ACT, APPROVED BY ROYAL LEGISLATIVE DECREE 1/2010 OF JULY 2, AND OTHER FINANCIAL REGULATIONS WITH REGARD TO THE ENCOURAGEMENT OF LONG-TERM INVOLVEMENT BY SHAREHOLDERS IN LISTED COMPANIES; THE FOLLOWING PROPOSAL SHALL BE PUT TO VOTE SEPARATELY: AMENDMENT OF ARTICLES 5 ("CONVENING GENERAL MEETINGS"), 7 ("SHAREHOLDERS' RIGHT TO INFORMATION"), 9 ("ATTENDANCE RIGHTS"), 10 ("PROXY RIGHTS"), 11 ("VOTING RIGHTS") AND 14 ("ATTENDANCE AND SPEECHES BY OTHERS") OF THE RULES AND REGULATIONS OF GENERAL SHAREHOLDERS' MEETINGS | Issuer | Yes | Abstain | Abstain | ||||
| AMENDMENT OF THE FOLLOWING ARTICLE OF THE RULES AND REGULATIONS OF GENERAL SHAREHOLDERS' MEETINGS IN ORDER TO ADAPT THEM TO LAW 5/2021 OF APRIL 12, WHICH AMENDS THE REVISED TEXT OF THE CORPORATE ENTERPRISES ACT, APPROVED BY ROYAL LEGISLATIVE DECREE 1/2010 OF JULY 2, AND OTHER FINANCIAL REGULATIONS WITH REGARD TO THE ENCOURAGEMENT OF LONG-TERM INVOLVEMENT BY SHAREHOLDERS IN LISTED COMPANIES. THE FOLLOWING PROPOSAL SHALL BE PUT TO VOTE SEPARATELY: AMENDMENT OF ARTICLE 16 ("PUBLICITY") OF THE RULES AND REGULATIONS OF GENERAL SHAREHOLDERS' MEETINGS | Issuer | Yes | Abstain | Abstain | ||||
| TO DELEGATE TO THE BOARD OF DIRECTORS, FOR A MAXIMUM OF FIVE YEARS AND WITH EXPRESS REPLACEMENT POWERS, THE POWER TO RESOLVE ISSUING, ONE OR MORE TIMES, ANY FIXED-INCOME SECURITIES OR ANALOGOUS SIMPLE OR SECURED DEBT INSTRUMENTS FOR A MAXIMUM OF FIVE BILLION EUROS (EUR 5,000,000,000) | Issuer | Yes | Abstain | Abstain | ||||
| TO DELEGATE TO THE BOARD OF DIRECTORS, FOR A MAXIMUM OF FIVE YEARS AND WITH EXPRESS REPLACEMENT POWERS, THE POWER TO RESOLVE ISSUING, ONE OR MORE TIMES, ANY FIXED-INCOME SECURITIES OR ANALOGOUS CONVERTIBLE DEBT INSTRUMENTS OR THOSE WHICH GIVE THE RIGHT TO SUBSCRIBE TO COMPANY SHARES OR WHICH CAN BE EXCHANGED OR GIVE THE RIGHT TO BUY SHARES OF THE COMPANY OR OF OTHER COMPANIES, FOR A MAXIMUM OF ONE BILLION EUROS (EUR 1,000,000,000); AND TO INCREASE SHARE CAPITAL BY THE NECESSARY AMOUNT AND EXCLUDE, WHERE APPLICABLE, THE PRE-EMPTIVE SUBSCRIPTION RIGHT UP TO A LIMIT OF 10% OF SHARE CAPITAL AT THE TIME OF THIS DELEGATION OF POWERS | Issuer | Yes | Against | Against | ||||
| TO APPROVE, FOR THE PURPOSES OF ARTICLE 529 NOVODECIES OF THE CORPORATE ENTERPRISES ACT, THE DIRECTORS' REMUNERATION POLICY FOR THE 2022, 2023 AND 2024 FINANCIAL YEARS | Issuer | Yes | Abstain | Abstain | ||||
| TO SUBMIT THE ANNUAL REPORT ON DIRECTORS' REMUNERATION REFERRED TO IN ARTICLE 541 OF THE CORPORATE ENTERPRISES ACT TO AN ADVISORY VOTE | Issuer | Yes | Abstain | Abstain | ||||
| TO DELEGATE AUTHORISATION TO SUPPLEMENT, DEVELOP, IMPLEMENT, RECTIFY AND FORMALISE THE RESOLUTIONS ADOPTED AT THE GENERAL SHAREHOLDERS MEETING | Issuer | Yes | Abstain | Abstain | ||||
| LINAMAR CORPORATION | LIMAF | 53278L100 | 5/27/2021 | RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED ACCOUNTANTS, AS AUDITOR AND AUTHORIZE THE DIRECTORS TO FIX ITS REMUNERATION | Issuer | Yes | For | For |
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| ALAMOS GOLD INC. | AGI | .011532108. | 5/27/2021 | VOTE FOR ALL NOMINEES | Issuer | Yes | For | For |
| APPOINTMENT OF KPMG LLP AS AUDITOR FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX ITS REMUNERATION | Issuer | Yes | For | For | ||||
| TO CONSIDER, AND IF DEEMED ADVISABLE, PASS A RESOLUTION TO APPROVE AN ADVISORY RESOLUTION ON THE APPROACH TO EXECUTIVE COMPENSATION | Issuer | Yes | Abstain | Abstain | ||||
| PROSIEBENSAT.1 MEDIA SE | PBSFF | D6216S143 | 6/1/2021 | RESOLUTION ON THE USE OF BALANCE SHEET PROFITS FOR THE FISCAL YEAR 2020 | Issuer | Yes | For | For |
| FORMAL APPROVAL OF ACTS OF THE EXECUTIVE BOARD FOR THE FISCAL YEAR 2020 | Issuer | Yes | Abstain | Abstain | ||||
| FORMAL APPROVAL OF ACTS OF THE SUPERVISORY BOARD FOR THE FISCAL YEAR 2020 | Issuer | Yes | Abstain | Abstain | ||||
| APPOINTMENT OF THE AUDITOR FOR THE FISCAL YEAR 2021 AS WELL AS THE AUDITOR FOR A REVIEW OF FINANCIAL REPORTS/ FINANCIAL INFORMATION DURING THE FISCAL YEAR 2021 AND IN THE FISCAL YEAR 2022 DURING THE PERIOD UNTIL THE NEXT ORDINARY SHAREHOLDERS' MEETING: A) UPON RECOMMENDATION OF ITS AUDIT AND FINANCE COMMITTEE, THE SUPERVISORY BOARD PROPOSES THAT ERNST & YOUNG GMBH WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, STUTTGART, BE APPOINTED (1) AS AUDITOR FOR THE COMPANY AND THE GROUP FOR THE FISCAL YEAR 2021 AS WELL AS FOR THE AUDITOR'S POSSIBLE REVIEW OF FINANCIAL REPORTS/FINANCIAL INFORMATION SET UP DURING THE FISCAL YEAR 2021; AND (2) FOR THE AUDITOR'S POSSIBLE REVIEW OF FINANCIAL REPORTS/FINANCIAL INFORMATION SET UP DURING THE FISCAL YEAR 2022 IN THE PERIOD UNTIL THE NEXT ORDINARY SHAREHOLDERS' MEETING IN 2022 | Issuer | Yes | For | For | ||||
| APPOINTMENT OF THE AUDITOR FOR THE FISCAL YEAR 2021 AS WELL AS THE AUDITOR FOR A REVIEW OF FINANCIAL REPORTS/ FINANCIAL INFORMATION DURING THE FISCAL YEAR 2021 AND IN THE FISCAL YEAR 2022 DURING THE PERIOD UNTIL THE NEXT ORDINARY SHAREHOLDERS' MEETING: IN THE EVENT THAT THE ABOVE PROPOSED RESOLUTION DOES NOT RECEIVE THE REQUIRED MAJORITY IN THE VOTE AT THE SHAREHOLDERS' MEETING, THE SUPERVISORY BOARD, BASED ON THE RECOMMENDATION OF ITS AUDIT AND FINANCE COMMITTEE, PROPOSES AS AN ALTERNATIVE, PRICEWATERHOUSECOOPERS GMBH WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, FRANKFURT AM MAIN, BE APPOINTED (1) AS AUDITOR FOR THE COMPANY AND THE GROUP FOR THE FISCAL YEAR 2021 AS WELL AS FOR THE AUDITOR'S POSSIBLE REVIEW OF FINANCIAL REPORTS/FINANCIAL INFORMATION SET UP DURING THE FISCAL YEAR 2021; AND (2) FOR THE AUDITOR'S POSSIBLE REVIEW OF FINANCIAL REPORTS/FINANCIAL INFORMATION SET UP DURING THE FISCAL YEAR 2022 IN THE PERIOD UNTIL THE NEXT ORDINARY SHAREHOLDERS' MEETING IN 2022 | Issuer | Yes | For | For | ||||
| RESOLUTION ON THE APPROVAL OF THE REMUNERATION SYSTEM FOR THE MEMBERS OF THE EXECUTIVE BOARD | Issuer | Yes | Abstain | Abstain | ||||
| RESOLUTION ON THE CONFIRMATION OF THE REMUNERATION OF THE MEMBERS OF THE SUPERVISORY BOARD | Issuer | Yes | Abstain | Abstain | ||||
| RESOLUTION ON THE CANCELLATION OF THE EXISTING AUTHORIZED CAPITAL (AUTHORIZED CAPITAL 2016), THE CREATION OF A NEW AUTHORIZED CAPITAL WITH AUTHORIZATION FOR THE EXCLUSION OF PREEMPTIVE RIGHTS (AUTHORIZED CAPITAL 2021) AS WELL AS A RESPECTIVE AMENDMENT OF SECTION 4 OF THE ARTICLES OF INCORPORATION (AMOUNT AND SUBDIVISION OF THE SHARE CAPITAL) | Issuer | Yes | Against | Against | ||||
| RESOLUTION ON THE CANCELLATION OF THE EXISTING AUTHORIZATION OF THE EXECUTIVE BOARD TO ISSUE CONVERTIBLE BONDS AND/OR OPTION BONDS AND THE ASSOCIATED CONTINGENT CAPITAL (CONTINGENT CAPITAL 2016) AND THE GRANTING OF A NEW AUTHORIZATION OF THE EXECUTIVE BOARD TO ISSUE CONVERTIBLE BONDS AND/OR OPTION BONDS WITH AUTHORIZATION TO EXCLUDE PREEMPTIVE RIGHTS, THE CREATION OF NEW CONTINGENT CAPITAL (CONTINGENT CAPITAL 2021) AND CORRESPONDING AMENDMENTS TO THE ARTICLES OF INCORPORATION IN SECTION 4 (AMOUNT AND SUBDIVISION OF THE SHARE CAPITAL) | Issuer | Yes | Against | Against | ||||
| DEUTSCHE WOHNEN SE | DWHHF | D2046U176 | 6/1/2021 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.03 PER SHARE | Issuer | Yes | For | For |
| APPROVE DISCHARGE OF INDIVIDUALS NAMED | Issuer | Yes | For | For | ||||
| RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2021 | Issuer | Yes | For | For | ||||
| ELECT FLORIAN STETTER TO THE SUPERVISORY BOARD | Issuer | Yes | For | For | ||||
| APPROVE REMUNERATION POLICY | Issuer | Yes | Abstain | Abstain | ||||
| APPROVE REMUNERATION OF SUPERVISORY BOARD | Issuer | Yes | Abstain | Abstain | ||||
| AMEND ARTICLES RE: PARTICIPATION OF SUPERVISORY BOARD MEMBERS IN THE ANNUAL GENERAL MEETING BY MEANS OF AUDIO AND VIDEO TRANSMISSION | Issuer | Yes | Abstain | Abstain | ||||
| AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES | Issuer | Yes | Against | Against | ||||
| AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN REPURCHASING SHARES | Issuer | Yes | Against | Against | ||||
| EVONIK INDUSTRIES AG | EVKIF | D2R90Y117 | 6/2/2021 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.15 PER SHARE | Issuer | Yes | For | For |
| APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Issuer | Yes | For | For | ||||
| APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Issuer | Yes | For | For | ||||
| RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2021 | Issuer | Yes | For | For | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| KOHNAN SHOJI CO.,LTD. | 7516 | J3479K101 | 5/27/2021 | VOTE FOR ALL NOMINEES | Issuer | Yes | For | For |
| APPOINT CORPORATE AUDITORS | Issuer | Yes | For | For | ||||
| APPOINT ACCOUNTING AUDITORS | Issuer | Yes | For | For | ||||
| APPROVE PAYMENT OF BONUSES TO CORPORATE OFFICERS | Issuer | Yes | Against | Against | ||||
| APPROVE DETAILS OF THE COMPENSATION TO BE RECEIVED BY DIRECTORS | Issuer | Yes | Abstain | Abstain | ||||
| ILIAD S.A. | ILIAF | F4958P102 | 6/2/2021 | APPROVAL OF THE PARENT COMPANY FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020 | Issuer | Yes | For | For |
| APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020 | Issuer | Yes | For | For | ||||
| APPROPRIATION OF PROFIT FOR THE YEAR ENDED DECEMBER 31, 2020 (AS PRESENTED IN THE PARENT COMPANY FINANCIAL STATEMENTS) AND APPROVAL OF A DIVIDEND PAYMENT | Issuer | Yes | For | For | ||||
| APPROVAL OF RELATED-PARTY AGREEMENTS GOVERNED BY ARTICLES L 225-38 ET SEQ. OF THE FRENCH COMMERCIAL CODE | Issuer | Yes | Abstain | Abstain | ||||
| RE-APPOINTMENT OF DELOITTE & ASSOCIES AS STATUTORY AUDITORS | Issuer | Yes | For | For | ||||
| RE-APPOINTMENT OF BEAS AS ALTERNATE AUDITORS | Issuer | Yes | For | For | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| SETTING THE ANNUAL AMOUNT OF REMUNERATION ALLOCATED TO MEMBERS OF THE BOARD OF DIRECTORS | Issuer | Yes | For | For | ||||
| APPROVAL OF THE INFORMATION PROVIDED IN ACCORDANCE WITH ARTICLE L. 22-10-9 I OF THE FRENCH COMMERCIAL CODE | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE COMPONENTS OF COMPENSATION PAID DURING, OR ALLOCATED FOR, THE YEAR ENDED DECEMBER 31, 2020 TO XAVIER NIEL IN HIS CAPACITY AS SENIOR VICE-PRESIDENT UNTIL MARCH 16, 2020 | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE COMPONENTS OF COMPENSATION PAID DURING, OR ALLOCATED FOR, THE YEAR ENDED DECEMBER 31, 2020 TO XAVIER NIEL IN HIS CAPACITY AS CHAIRMAN OF THE BOARD OF DIRECTORS FROM MARCH 16, 2020 | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE COMPONENTS OF COMPENSATION PAID DURING, OR ALLOCATED FOR, THE YEAR ENDED DECEMBER 31, 2020 TO MAXIME LOMBARDINI IN HIS CAPACITY AS CHAIRMAN OF THE BOARD OF DIRECTORS UNTIL MARCH 16, 2020 | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE COMPONENTS OF COMPENSATION PAID DURING, OR ALLOCATED FOR, THE YEAR ENDED DECEMBER 31, 2020 TO THOMAS REYNAUD IN HIS CAPACITY AS CHIEF EXECUTIVE OFFICER | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE COMPONENTS OF COMPENSATION PAID DURING, OR ALLOCATED FOR, THE YEAR ENDED DECEMBER 31, 2020 TO RANI ASSAF IN HIS CAPACITY AS SENIOR VICE-PRESIDENT | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE COMPONENTS OF COMPENSATION PAID DURING, OR ALLOCATED FOR, THE YEAR ENDED DECEMBER 31, 2020 TO ANTOINE LEVAVASSEUR IN HIS CAPACITY AS SENIOR VICE-PRESIDENT | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE COMPENSATION POLICY FOR THE CHIEF EXECUTIVE OFFICER | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE COMPENSATION POLICY FOR THE SENIOR VICE-PRESIDENTS | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE COMPENSATION POLICY FOR THE DIRECTORS | Issuer | Yes | Abstain | Abstain | ||||
| AUTHORIZATION FOR THE BOARD OF DIRECTORS TO CARRY OUT A SHARE BUYBACK PROGRAM | Issuer | Yes | Against | Against | ||||
| AUTHORIZATION FOR THE BOARD OF DIRECTORS, TO ISSUE, WITH PRE-EMPTIVE SUBSCRIPTION RIGHTS, ORDINARY SHARES AND/OR SECURITIES CARRYING RIGHTS TO SHARES OR TO THE ALLOCATION OF DEBT SECURITIES OF THE COMPANY, ANY SUBSIDIARY OF THE COMPANY AND/OR ANY OTHER ENTITY | Issuer | Yes | For | For | ||||
| AUTHORIZATION FOR THE BOARD OF DIRECTORS, TO ISSUE BY WAY OF A PUBLIC OFFERING - OTHER THAN AN OFFERING THAT FALLS WITHIN THE SCOPE OF ARTICLE L. 411-2 1 OF THE FRENCH MONETARY AND FINANCIAL CODE - AND WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS, ORDINARY SHARES AND/OR SECURITIES CARRYING RIGHTS TO SHARES OR TO THE ALLOCATION OF DEBT SECURITIES OF THE COMPANY, ANY SUBSIDIARY OF THE COMPANY AND/OR ANY OTHER ENTITY | Issuer | Yes | Against | Against | ||||
| AUTHORIZATION FOR THE BOARD OF DIRECTORS TO ISSUE, BY WAY OF AN OFFERING THAT FALLS WITHIN THE SCOPE OF ARTICLE L. 411-2 1 OF THE FRENCH MONETARY AND FINANCIAL CODE AND WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS, ORDINARY SHARES AND/OR SECURITIES CARRYING RIGHTS TO SHARES OR TO THE ALLOCATION OF DEBT SECURITIES OF THE COMPANY, ANY SUBSIDIARY OF THE COMPANY AND/OR ANY OTHER ENTITY | Issuer | Yes | Against | Against | ||||
| AUTHORIZATION FOR THE BOARD OF DIRECTORS TO SET THE ISSUE PRICE FOR ISSUES, CARRIED OUT WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS THROUGH A PUBLIC OFFERING OR AN OFFERING THAT FALLS WITHIN THE SCOPE OF ARTICLE L. 411-2 1 OF THE FRENCH MONETARY AND FINANCIAL CODE, OF SHARES, AND/OR EQUITY SECURITIES CARRYING RIGHTS TO OTHER EQUITY SECURITIES OR TO THE ALLOCATION OF DEBT SECURITIES, AND/OR SECURITIES CARRYING RIGHTS TO NEW EQUITY SECURITIES OF THE COMPANY, SUBJECT TO THE TERMS AND CONDITIONS SET BY THE SHAREHOLDERS AND A CEILING OF 10% OF THE COMPANY'S CAPITAL | Issuer | Yes | Against | Against | ||||
| AUTHORIZATION FOR THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES INCLUDED IN AN ISSUE CARRIED OUT WITH OR WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS | Issuer | Yes | Against | Against | ||||
| AUTHORIZATION FOR THE BOARD OF DIRECTORS TO ISSUE SHARES AND/OR EQUITY SECURITIES CARRYING RIGHTS TO OTHER EQUITY SECURITIES OF THE COMPANY, IN PAYMENT FOR CONTRIBUTIONS IN KIND MADE TO THE COMPANY AND CONSISTING OF EQUITY SECURITIES OR SECURITIES CARRYING RIGHTS TO SHARES OF ANOTHER ENTITY | Issuer | Yes | Against | Against | ||||
| AUTHORIZATION FOR THE BOARD OF DIRECTORS TO ISSUE SHARES, EQUITY SECURITIES CARRYING RIGHTS TO OTHER EQUITY SECURITIES OR TO THE ALLOCATION OF DEBT SECURITIES, AND/OR SECURITIES CARRYING RIGHTS TO NEW EQUITY SECURITIES OF THE COMPANY, IN THE EVENT OF A PUBLIC OFFERING WITH A STOCK COMPONENT INITIATED BY THE COMPANY | Issuer | Yes | Abstain | Abstain | ||||
| AUTHORIZATION FOR THE BOARD OF DIRECTORS TO INCREASE THE COMPANY'S SHARE CAPITAL BY CAPITALIZING RESERVES, PROFIT, ADDITIONAL PAID-IN CAPITAL OR OTHER ELIGIBLE ITEMS | Issuer | Yes | Against | Against | ||||
| AUTHORIZATION FOR THE BOARD OF DIRECTORS TO ISSUE SHARES OF THE COMPANY TO MEMBERS OF AN EMPLOYEE STOCK OWNERSHIP PLAN, WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS | Issuer | Yes | Against | Against | ||||
| AUTHORIZATION FOR THE BOARD OF DIRECTORS TO REDUCE THE COMPANY'S CAPITAL BY CANCELING TREASURY SHARES | Issuer | Yes | Abstain | Abstain | ||||
| AMENDMENT TO ARTICLE 28 OF THE COMPANY'S BYLAWS, "QUORUM AND VOTING AT SHAREHOLDERS' MEETINGS" | Issuer | Yes | Abstain | Abstain | ||||
| POWERS TO CARRY OUT FORMALITIES | Issuer | Yes | Abstain | Abstain | ||||
| SALMAR ASA | SALRY | R7445C102 | 6/8/2021 | ELECT CHAIRMAN OF MEETING; DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Issuer | Yes | For | For |
| APPROVE NOTICE OF MEETING AND AGENDA | Issuer | Yes | For | For | ||||
| ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS; APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF NOK 20 PER SHARE | Issuer | Yes | For | For | ||||
| APPROVE REMUNERATION OF DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK; APPROVE REMUNERATION OF NOMINATING COMMITTEE | Issuer | Yes | For | For | ||||
| APPROVE REMUNERATION OF AUDITORS | Issuer | Yes | For | For | ||||
| APPROVE CORPORATE GOVERNANCE STATEMENT | Issuer | Yes | For | For | ||||
| APPROVE SHARE-BASED INCENTIVE PLAN | Issuer | Yes | Against | Against | ||||
| APPROVE, ON AN ADVISORY BASIS, REMUNERATION POLICY AND OTHER TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT | Issuer | Yes | Abstain | Abstain | ||||
| APPROVE REMUNERATION POLICY AND OTHER TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT | Issuer | Yes | Abstain | Abstain | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| APPROVE CREATION OF NOK 2.8 MILLION POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS | Issuer | Yes | Against | Against | ||||
| AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OF REPURCHASED SHARES | Issuer | Yes | Against | Against | ||||
| APPROVE ISSUANCE OF CONVERTIBLE LOANS WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF NOK 2 BILLION; APPROVE CREATION OF NOK 2.8 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS | Issuer | Yes | Against | Against | ||||
| AUTHORIZE SHARE REPURCHASE PROGRAM AND CANCELLATION OF REPURCHASED SHARES | Issuer | Yes | Against | Against | ||||
| BRP INC. | DOO | 05577W200 | 6/3/2021 | VOTE FOR ALL NOMINEES | Issuer | Yes | For | For |
| APPOINTMENT OF DELOITTE LLP, CHARTERED PROFESSIONAL ACCOUNTANTS, AS INDEPENDENT AUDITOR | Issuer | Yes | For | For | ||||
| ADOPTION OF AN ADVISORY NON-BINDING RESOLUTION IN RESPECT OF THE APPROACH TO EXECUTIVE COMPENSATION | Issuer | Yes | Abstain | Abstain | ||||
| PROSEGUR COMPANIA DE SEGURIDAD SA | PGCSF | E83453188 | 6/3/2021 | APPROVAL OF THE INDIVIDUAL FINANCIAL STATEMENTS AND MANAGEMENT REPORT AND THE CONSOLIDATED FINANCIAL STATEMENTS AND MANAGEMENT REPORT OF THE COMPANY AND ITS SUBSIDIARIES FOR THE FINANCIAL YEAR 2020 | Issuer | Yes | For | For |
| APPROVAL OF THE ALLOCATION OF 2020 RESULTS | Issuer | Yes | For | For | ||||
| APPROVAL OF THE STATEMENT OF NON FINANCIAL INFORMATION OF THE COMPANY AND ITS SUBSIDIARIES FOR THE FINANCIAL YEAR 2020 | Issuer | Yes | For | For | ||||
| APPROVAL OF THE MANAGEMENT OF THE BOARD OF DIRECTORS IN 2020 | Issuer | Yes | For | For | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| ESTABLISHMENT OF THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS AT NINE | Issuer | Yes | Abstain | Abstain | ||||
| AMENDMENT TO ARTICLES 15 CALLING GENERAL SHAREHOLDERS MEETINGS, 17 RIGHT TO ATTENDANCE AND REPRESENTATION, 17 BIS ATTENDANCE BY ELECTRONIC MEANS, 19 DISTANCE VOTING AND 20 CHAIRPERSON AND SECRETARY OF THE GENERAL SHAREHOLDERS MEETING OF THE BYLAWS IN ORDER TO PERMIT THE GENERAL SHAREHOLDERS MEETING TO BE HELD BY EXCLUSIVELY ELECTRONIC MEANS | Issuer | Yes | Abstain | Abstain | ||||
| AMENDMENT TO ARTICLES 21 BOARD OF DIRECTORS, 22 TERM OF OFFICE AND REMUNERATION OF DIRECTORS, 24 FACULTIES OF THE BOARD OF DIRECTORS AND 26 APPOINTMENTS AND REMUNERATION COMMITTEE OF THE BYLAWS REGARDING THE ADVISORY COMMITTEES OF THE BOARD OF DIRECTORS | Issuer | Yes | Abstain | Abstain | ||||
| AMENDMENT TO ARTICLES 7 PUBLICATION OF THE CALL NOTICE, 11 REPRESENTATION, 13 PLACE AND TIME OF THE MEETING, 17 BIS ATTENDANCE BY ELECTRONIC MEANS, 20 SHAREHOLDERS SPEECHES AND RIGHT OF INFORMATION AT THE GENERAL SHAREHOLDERS MEETING AND 23 MINUTES OF THE GENERAL SHAREHOLDERS MEETING OF THE REGULATIONS OF THE GENERAL SHAREHOLDERS MEETING IN ORDER TO PERMIT THE GENERAL SHAREHOLDERS MEETING TO BE HELD BY EXCLUSIVELY ELECTRONIC MEANS | Issuer | Yes | Abstain | Abstain | ||||
| CONSULTATIVE VOTE ON THE ANNUAL REPORT ON THE DIRECTORS REMUNERATION FOR 2020 | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE LONG TERM GLOBAL OPTIMUM PLAN TO DRIVE THE DIGITAL TRANSFORMATION OF THE COMPANY FOR THE MANAGING DIRECTOR | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF THE 2021 2023 LONG TERM INCENTIVE PLAN 2021 FOR THE MANAGING DIRECTOR AND THE EXECUTIVES | Issuer | Yes | Against | Against | ||||
| DELEGATION OF POWERS TO FORMALIZE, INTERPRET, CORRECT AND EXECUTE THE RESOLUTIONS ADOPTED BY THE GENERAL SHAREHOLDERS MEETING | Issuer | Yes | For | For | ||||
| DOLLARAMA INC. | DLMAF | 25675T107 | 6/9/2021 | VOTE FOR ALL NOMINEES | Issuer | Yes | For | For |
| APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED PROFESSIONAL ACCOUNTANTS, AS AUDITOR FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX ITS REMUNERATION | Issuer | Yes | For | For | ||||
| ADOPTION OF AN ADVISORY NON-BINDING RESOLUTION IN RESPECT OF THE APPROACH TO EXECUTIVE COMPENSATION | Issuer | Yes | Abstain | Abstain | ||||
| ADOPTION OF A PROPOSAL REQUESTING THE PRODUCTION OF A REPORT ON HUMAN RIGHTS' RISKS ARISING OUT OF THE USE OF THIRD-PARTY EMPLOYMENT AGENCIES | Security Holder | Yes | For | Against | ||||
| WM MORRISON SUPERMARKETS PLC | MRWSY | G62748119 | 6/10/2021 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Issuer | Yes | For | For |
| APPROVE REMUNERATION REPORT | Issuer | Yes | Abstain | Abstain | ||||
| APPROVE FINAL DIVIDEND | Issuer | Yes | For | For | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR | Issuer | Yes | For | For | ||||
| AUTHORISE BOARD TO FIX REMUNERATION OF AUDITOR | Issuer | Yes | For | For | ||||
| AUTHORISE UK POLITICAL DONATIONS AND EXPENDITURE | Issuer | Yes | Against | Against | ||||
| AUTHORISE ISSUE OF EQUITY | Issuer | Yes | For | For | ||||
| AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS | Issuer | Yes | Against | Against | ||||
| AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Issuer | Yes | Against | Against | ||||
| AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS' NOTICE | Issuer | Yes | For | For | ||||
| ADOPT NEW ARTICLES OF ASSOCIATION | Issuer | Yes | Abstain | Abstain | ||||
| ELDORADO GOLD CORPORATION | EGO | 284902509 | 6/10/2021 | VOTE FOR ALL NOMINEES | Issuer | Yes | For | For |
| APPOINTMENT OF KPMG AS AUDITOR FOR THE ENSUING YEAR | Issuer | Yes | For | For | ||||
| AUTHORIZE THE DIRECTORS TO FIX THE AUDITOR'S PAY | Issuer | Yes | For | For | ||||
| APPROVE AN ORDINARY RESOLUTION SUPPORTING THE APPROACH TO EXECUTIVE COMPENSATION ON AN ADVISORY BASIS | Issuer | Yes | Abstain | Abstain | ||||
| APPROVE AN ORDINARY RESOLUTION APPROVING AMENDMENTS TO THE PERFORMANCE SHARE UNIT PLAN AND THE ADOPTION OF THE AMENDED AND RESTATED PERFORMANCE SHARE UNIT PLAN | Issuer | Yes | Against | Against | ||||
| B2GOLD CORP. | BTG | 11777Q209 | 6/11/2021 | TO SET THE NUMBER OF DIRECTORS AT NINE | Issuer | Yes | Abstain | Abstain |
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITOR FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX ITS REMUNERATION | Issuer | Yes | For | For | ||||
| TO APPROVE THE AMENDED ADVANCE NOTICE POLICY | Issuer | Yes | Abstain | Abstain | ||||
| TO APPROVE CERTAIN MATTERS RELATING TO THE 2018 STOCK OPTION PLAN | Issuer | Yes | Against | Against | ||||
| TO APPROVE A NON-BINDING ADVISORY RESOLUTION ACCEPTING THE APPROACH TO EXECUTIVE COMPENSATION | Issuer | Yes | Abstain | Abstain | ||||
| CI FINANCIAL CORP. | CIXX | 125491100 | 6/16/2021 | VOTE FOR ALL NOMINEES | Issuer | Yes | For | For |
| TO APPOINT ERNST & YOUNG LLP AS AUDITOR FOR THE ENSUING YEAR AND AUTHORIZE THE DIRECTORS TO FIX ITS REMUNERATION | Issuer | Yes | For | For | ||||
| ON AN ADVISORY BASIS, TO ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION | Issuer | Yes | Abstain | Abstain | ||||
| TOYOTA MOTOR CORPORATION | TM | J92676113 | 6/16/2021 | VOTE FOR ALL NOMINEES | Issuer | Yes | For | For |
| APPOINT A SUBSTITUTE CORPORATE AUDITOR | Issuer | Yes | For | For | ||||
| AMEND ARTICLES TO ELIMINATE THE ARTICLES RELATED TO CLASS SHARES | Issuer | Yes | Abstain | Abstain | ||||
| STRABAG SE | STBBF | A8363A118 | 6/18/2021 | APPROVAL OF USAGE OF EARNINGS | Issuer | Yes | For | For |
| DISCHARGE MANAGEMENT BOARD | Issuer | Yes | For | For | ||||
| DISCHARGE SUPERVISORY BOARD | Issuer | Yes | For | For | ||||
| ELECTION OF ADDITIONAL EXTERNAL AUDITOR | Issuer | Yes | For | For | ||||
| ELECTIONS TO SUPERVISORY BOARD | Issuer | Yes | For | For | ||||
| APPROVAL OF REMUNERATION REPORT | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF REMUNERATION TO SUPERVISORY BOARD | Issuer | Yes | Abstain | Abstain | ||||
| APPROVAL OF CAPITAL DECREASE BY CANCELLATION OF OWN SHARES | Issuer | Yes | For | For | ||||
| ITOCHU CORPORATION | ITOCF | J2501P104 | 6/18/2021 | APPROVE APPROPRIATION OF SURPLUS | Issuer | Yes | For | For |
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| APPOINT AS CORPORATE AUDITOR MAJIMA, SHINGO | Issuer | Yes | For | For | ||||
| APPOINT AS CORPORATE AUDITOR KIKUCHI, MASUMI | Issuer | Yes | For | For | ||||
| NIPPON TELEGRAPH AND TELEPHONE CORPORATION | NPPXF | J59396101 | 6/24/2021 | APPROVE APPROPRIATION OF SURPLUS | Issuer | Yes | For | For |
| APPROVE DETAILS OF THE PERFORMANCE-BASED STOCK COMPENSATION TO BE RECEIVED BY DIRECTORS | Issuer | Yes | Against | Against | ||||
| APPROVE DETAILS OF THE COMPENSATION TO BE RECEIVED BY DIRECTORS | Issuer | Yes | Abstain | Abstain | ||||
| PROPOSAL TO REMOVE AS DIRECTOR SHIBUTANI, NAOKI | Security Holder | Yes | Abstain | Abstain | ||||
| T&D HOLDINGS, INC. | TDHOY | J86796109 | 6/25/2021 | APPROVE APPROPRIATION OF SURPLUS | Issuer | Yes | For | For |
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| EBRO FOODS S.A. | EBRPF | E38028135 | 6/29/2021 | APPROVE CONSOLIDATED AND STANDALONE FINANCIAL STATEMENTS | Issuer | Yes | For | For |
| APPROVE NON-FINANCIAL INFORMATION STATEMENT | Issuer | Yes | For | For | ||||
| APPROVE DISCHARGE OF BOARD | Issuer | Yes | For | For | ||||
| APPROVE ALLOCATION OF INCOME AND DIVIDENDS | Issuer | Yes | For | For | ||||
| APPROVE REMUNERATION OF DIRECTORS | Issuer | Yes | For | For | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| AMEND ARTICLE 5 RE: REGISTERED OFFICE | Issuer | Yes | For | For | ||||
| AMEND ARTICLE 13 RE: ATTENDANCE | Issuer | Yes | For | For | ||||
| AMEND ARTICLE 14 RE: PROXIES | Issuer | Yes | Abstain | Abstain | ||||
| AMEND ARTICLE 17 RE: PRESIDING BOARD, INFORMATION, DISCUSSION AND VOTING, VOTING AND REPRESENTATION BY REMOTE MEANS | Issuer | Yes | Abstain | Abstain | ||||
| AMEND ARTICLE 17 BIS RE: ALLOW SHAREHOLDER MEETINGS TO BE HELD IN VIRTUAL-ONLY FORMAT | Issuer | Yes | Abstain | Abstain | ||||
| AMEND ARTICLE 22 RE: DIRECTOR REMUNERATION | Issuer | Yes | Abstain | Abstain | ||||
| AMEND ARTICLE 28 RE: EXECUTIVE COMMITTEE, AUDIT AND COMPLIANCE COMMITTEE, NOMINATION AND REMUNERATION COMMITTEE AND OTHER COMMITTEES | Issuer | Yes | Abstain | Abstain | ||||
| AMEND ARTICLE 34 RE: APPROVAL OF ACCOUNTS AND ALLOCATION OF PROFITS | Issuer | Yes | For | For | ||||
| AMEND ARTICLE 5 OF GENERAL MEETING REGULATIONS RE: INFORMATION ON COMPANY'S WEBSITE | Issuer | Yes | Abstain | Abstain | ||||
| AMEND ARTICLE 6 OF GENERAL MEETING REGULATIONS RE: SHAREHOLDERS' RIGHT TO INFORMATION | Issuer | Yes | For | For | ||||
| AMEND ARTICLE 7 OF GENERAL MEETING REGULATIONS RE: RIGHT TO ATTEND AND PROXIES | Issuer | Yes | For | For | ||||
| AMEND ARTICLE 11 OF GENERAL MEETING REGULATIONS RE: START OF THE MEETING AND SHAREHOLDERS' REQUESTS FOR INTERVENTION | Issuer | Yes | For | For | ||||
| AMEND ARTICLE 12 OF GENERAL MEETING REGULATIONS RE: SHAREHOLDERS' PARTICIPATION | Issuer | Yes | For | For | ||||
| AMEND ARTICLE 13 BIS OF GENERAL MEETING REGULATIONS RE: VOTING AND GRANTING OF PROXIES BY REMOTE MEANS | Issuer | Yes | Abstain | Abstain | ||||
| AMEND ARTICLE 13 TER OF GENERAL MEETING REGULATIONS RE: ALLOW SHAREHOLDER MEETINGS TO BE HELD IN VIRTUAL-ONLY FORMAT | Issuer | Yes | Abstain | Abstain | ||||
| AMEND ARTICLE 14 OF GENERAL MEETING REGULATIONS RE: VOTING AND RESOLUTIONS | Issuer | Yes | Abstain | Abstain | ||||
| AMEND REMUNERATION POLICY FOR FY 2019, 2020 AND 2021 | Issuer | Yes | Abstain | Abstain | ||||
| APPROVE REMUNERATION POLICY FOR FY 2022, 2023 AND 2024 | Issuer | Yes | Abstain | Abstain | ||||
| ADVISORY VOTE ON REMUNERATION REPORT | Issuer | Yes | Against | Against | ||||
| AUTHORIZE INCREASE IN CAPITAL UP TO 50 PERCENT VIA ISSUANCE OF EQUITY OR EQUITY-LINKED SECURITIES, EXCLUDING PREEMPTIVE RIGHTS OF UP TO 20 PERCENT | Issuer | Yes | For | For | ||||
| AUTHORIZE COMPANY TO CALL EGM WITH 15 DAYS' NOTICE | Issuer | Yes | Against | Against | ||||
| AUTHORIZE BOARD TO RATIFY AND EXECUTE APPROVED RESOLUTIONS | Issuer | Yes | Abstain | Abstain | ||||
| KDDI CORPORATION | 9433 | J31843105 | 6/23/2021 | APPROVE APPROPRIATION OF SURPLUS | Issuer | Yes | For | For |
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| APPOINT AS CORPORATE AUDITOR ASAHINA, YUKIHIRO | Issuer | Yes | For | For | ||||
| NOJIMA CO.,LTD | 7419 | J58977109 | 6/17/2021 | VOTE FOR ALL NOMINEES | Issuer | Yes | For | For |
| APPROVE ISSUANCE OF SHARE ACQUISITION RIGHTS AS STOCK OPTIONS | Issuer | Yes | Against | Against | ||||
| Z HOLDINGS CORPORATION | 4689 | J9894K105 | 6/18/2021 | AMEND ARTICLES TO ESTABLISH THE ARTICLES RELATED TO SHAREHOLDER MEETING HELD WITHOUT SPECIFYING A VENUE | Issuer | Yes | Abstain | Abstain |
| APPOINT DIRECTORS WHO ARE NOT NAMED AUDIT AND SUPERVISORY COMMITTEE MEMBERS | Issuer | Yes | For | For | ||||
| APPOINT NAMED DIRECTORS | Issuer | Yes | For | For | ||||
| KOMERI CO.,LTD. | 8218 | J3590M101 | 6/25/2021 | APPOINT DIRECTORS WHO ARE NOT NAMED AUDIT AND SUPERVISORY COMMITTEE MEMBERS | Issuer | Yes | For | For |
| APPROVE DETAILS OF THE PERFORMANCE-BASED STOCK COMPENSATION TO BE RECEIVED BY DIRECTORS (EXCLUDING IRECTORS WHO ARE AUDIT AND SUPERVISORY COMMITTEE MEMBERS) | Issuer | Yes | Against | Against | ||||
| SCSK CORPORATION | 9719 | J70081104 | 6/23/2021 | AMEND ARTICLES TO APPROVE MINOR REVISIONS | Issuer | Yes | Abstain | Abstain |
| APPOINT DIRECTORS WHO ARE NOT NAMED AUDIT AND SUPERVISORY COMMITTEE MEMBERS | Issuer | Yes | For | For | ||||
| APPOINT NAMED DIRECTORS | Issuer | Yes | For | For | ||||
| TOMOKU CO.,LTD | 3946 | J89236103 | 6/23/2021 | APPROVE APPROPRIATION OF SURPLUS | Issuer | Yes | For | For |
| APPOINT AS SUBSTITUTE CORPORATE AUDITOR KANAZAWA, TOSHIAKI | Issuer | Yes | For | For | ||||
| FUJI CORPORATION LIMITED | 8860 | J1R541101 | 6/29/2021 | APPROVE APPROPRIATION OF SURPLUS | Issuer | Yes | For | For |
| APPOINT NAMED DIRECTORS | Issuer | Yes | For | For | ||||
| APPOINT AS CORPORATE AUDITOR MATSUDA, SHIGEKI | Issuer | Yes | For | For | ||||
| APPOINT AS SUBSTITUTE CORPORATE AUDITOR ABE, MASAAKI | Issuer | Yes | For | For | ||||
| APPROVE DETAILS OF THE RESTRICTED SHARE COMPENSATION TO BE RECEIVED BY DIRECTORS (EXCLUDING OUTSIDE DIRECTORS) | Issuer | Yes | Against | Against | ||||
| PANASONIC CORPORATION | PCRFY | J6354Y104 | 6/24/2021 | APPROVE ABSORPTION-TYPE COMPANY SPLIT AGREEMENT | Issuer | Yes | For | For |
| AMEND ARTICLES TO CHANGE OFFICIAL COMPANY NAME, AMEN D BUSINESS LINES, APPROVE MINOR REVISIONS | Issuer | Yes | Abstain | Abstain | ||||
| APPOINT NAMED DIRECTORS | Issuer | Yes | For | For | ||||
| APPROVE DETAILS OF THE COMPENSATION TO BE RECEIVED BY OUTSIDE DIRECTORS | Issuer | Yes | Abstain | Abstain | ||||
| TAKASAGO INTERNATIONAL CORPORATION | 4914 | J80937113 | 6/24/2021 | APPROVE APPROPRIATION OF SURPLUS | Issuer | Yes | For | For |
| APPOINT NAMED DIRECTORS | Issuer | Yes | For | For | ||||
| APPOINT AS CORPORATE AUDITOR KAWAKAMI, YUKIHIRO | Issuer | Yes | For | For | ||||
| NIHON CHOUZAI CO.,LTD. | 3341 | J5019F104 | 6/24/2021 | APPROVE APPROPRIATION OF SURPLUS | Issuer | Yes | For | For |
| APPOINT DIRECTORS WHO ARE NOT NAMED AUDIT AND SUPERVISORY COMMITTEE MEMBERS | Issuer | Yes | For | For | ||||
| APPOINT AS SUBSTITUTE DIRECTORS WHO IS AUDIT AND SUPERVISORY COMMITTEE MEMBER HARADA, SHI | Issuer | Yes | For | For | ||||
| APPROVE PAYMENT OF ACCRUED BENEFITS ASSOCIATED WITH ABOLITION OF BENEFITS ASSOCIATED WITH ABOLITION OF RETIREMENT BENEFIT SYSTEM FOR CURRENT DIRECTORS | Issuer | Yes | Abstain | Abstain | ||||
| APPROVE DETAILS OF THE NEW STOCK COMPENSATION TO BE RECEIVED BY DIRECTORS | Issuer | Yes | Against | Against | ||||
| APPROVE PAYMENT OF BONUSES TO CORPORATE OFFICERS | Issuer | Yes | Abstain | Abstain | ||||
| OBAYASHI CORPORATION | OBYCF | J59826107 | 6/24/2021 | APPROVE APPROPRIATION OF SURPLUS | Issuer | Yes | For | For |
| APPOINT NAMED DIRECTORS | Issuer | Yes | For | For | ||||
| APPROVE DETAILS OF THE COMPENSATION TO BE RECEIVED BY DIRECTORS | Issuer | Yes | Abstain | Abstain | ||||
| APPROVE DETAILS OF THE STOCK COMPENSATION TO BE RECEIVED BY DIRECTORS | Issuer | Yes | Against | Against | ||||
| KINDEN CORPORATION | 1944 | J33093105 | 6/24/2021 | APPROVE APPROPRIATION OF SURPLUS | Issuer | Yes | For | For |
| APPROVE PAYMENT OF BONUSES TO DIRECTORS | Issuer | Yes | Abstain | Abstain | ||||
| APPOINT NAMED DIRECTORS | Issuer | Yes | For | For | ||||
| RAIZNEXT CORPORATION | SKEGF | J6425P108 | 6/24/2021 | APPROVE APPROPRIATION OF SURPLUS | Issuer | Yes | For | For |
| APPOINT DIRECTORS WHO ARE NOT NAMED AUDIT AND SUPERVISORY COMMITTEE MEMBERS | Issuer | Yes | For | For | ||||
| APPOINT DIRECTORS WHO ARE NAMED AUDIT AND SUPERVISORY COMMITTEE MEMBERS | Issuer | Yes | For | For | ||||
| C.I. TAKIRON CORPORATION | 4215 | J81453110 | 6/25/2021 | APPROVE APPROPRIATION OF SURPLUS | Issuer | Yes | For | For |
| APPOINT NAMED DIRECTORS | Issuer | Yes | For | For | ||||
| APPOINT AS SUBSTITUTE CORPORATE AUDITOR HONDA, TAKASH | Issuer | Yes | For | For | ||||
| APPROVE DETAILS OF STOCK COMPENSATION TO BE RECEIVED BY DIRECTORS | Issuer | Yes | Against | Against | ||||
| APPROVE DETAILS OF RESTRICTED SHARE COMPENSATION TO BE RECEIVED BY DIRECTORS | Issuer | Yes | Against | Against | ||||
| SQUARE ENIX HOLDINGS CO.,LTD | SQNXF | J7659R109 | 6/25/2021 | APPOINT DIRECTORS WHO ARE NOT NAMED AUDIT AND SUPERVISORY COMMITTEE MEMBERS | Issuer | Yes | For | For |
| APPROVE DETAILS OF THE RESTRICTED SHARE COMPENSATION TO BE RECEIVED BY DIRECTORS (EXCLUDING DIRECTORS WHO ARE AUDIT AND SUPERVISORY COMMITTEE MEMBERS) | Issuer | Yes | Against | Against | ||||
| FEED ONE CO.,LTD. | 2060 | J1346M102 | 6/25/2021 | APPROVE APPROPRIATION OF SURPLUS | Issuer | Yes | For | For |
| APPOINT NAMED DIRECTORS | Issuer | Yes | For | For | ||||
| APPOINT AS CORPORATE AUDITOR YANO, EIICJHI | Issuer | Yes | For | For | ||||
| TOWA PHARMACEUTICAL CO.,LTD. | TWAPF | J90505108 | 6/25/2021 | APPROVE APPROPRIATION OF SURPLUS | Issuer | Yes | For | For |
| APPOINT DIRECTORS WHO ARE NO NAMED AUDIT AND SUPERVISORY COMMITTEE MEMBERS | Issuer | Yes | For | For | ||||
| APPOINT NAMED DIRECTORS WHO ARE AUDIT AND SUPERVISORY COMMITTEE MEMBERS | Issuer | Yes | For | For | ||||
| RENGO CO.,LTD. | RNGOF | J64382104 | 6/29/2021 | APPOINT NAMED DIRECTORS | Issuer | Yes | For | For |
| APPROVE DETAILS OF THE COMPENSATION TO BE RECEIVED BY DIRECTORS | Issuer | Yes | Against | Against | ||||
| WACOM CO.,LTD. | WACMF | J9467Z109 | 6/29/2021 | APPOINT DIRECTORS WHO ARE NOT NAMED AUDIT AND SUPERVISORY COMMITTEE MEMBERS | Issuer | Yes | For | For |
| APPOINT NAMED DIRECTORS WHO ARE AUDIT AND SUPERVISORY COMMITTEE MEMBERS | Issuer | Yes | For | For | ||||
| PRESSANCE CORP. | PSSKF | J6437H102 | 6/25/2021 | AMEND ARTICLES TO CHANGE FISCAL YEAR END | Issuer | Yes | Abstain | Abstain |
| APPOINT DIRECTORS WHO ARE NOT NAMED AUDIT AND SUPERVISORY COMMITTEE MEMBERS | Issuer | Yes | For | For | ||||
| APPOINT NAMED DIRECTORS WHO ARE AUDIT AND SUPERVISORY COMMITTEE MEMBERS | Issuer | Yes | For | For | ||||
| NINTENDO CO.,LTD. | NTDOF | J51699106 | 6/29/2021 | APPROVE APPROPRIATION OF SURPLUS | Issuer | Yes | For | For |
| APPOINT DIRECTORS WHO ARE NOT NAMED AUDIT AND SUPERVISORY COMMITTEE MEMBERS | Issuer | Yes | For | For | ||||
| ORGANOGENESIS HOLDINGS INC. | ORGO | J61697108 | 6/29/2021 | APPROVE APPROPRIATION OF SURPLUS | Issuer | Yes | For | For |
| APPOINT NAMED DIRECTORS | Issuer | Yes | For | For | ||||
| APPOINT AS CORPORATE AUDITOR HANANO, NOBUKO | Issuer | Yes | For | For | ||||
| APPOINT AS SUBSTITUTE CORPORATE AUDITOR ITO, TOMOAKI | Issuer | Yes | For | For | ||||
| APPOINT AS SUBSTITUTE CORPORATE AUDITOR WADA, MASAO | Issuer | Yes | For | For | ||||
| DAIWABO HOLDINGS CO.,LTD. | 3107 | J1R29Q108 | 6/29/2021 | APPROVE APPROPRIATION OF SURPLUS | Issuer | Yes | For | For |
| APPOINT NAMED DIRECTORS | Issuer | Yes | For | For | ||||
| FRESNILLO PLC | FNLPF | G371E2108 | 6/24/2021 | RECEIVING THE 2020 REPORT AND ACCOUNTS | Issuer | Yes | For | For |
| APPROVAL OF THE FINAL DIVIDEND | Issuer | Yes | For | For | ||||
| APPROVAL OF THE ANNUAL REPORT ON REMUNERATION | Issuer | Yes | For | For | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| RE-APPOINTMENT OF ERNST & YOUNG LLP AS AUDITOR | Issuer | Yes | For | For | ||||
| AUTHORITY TO SET THE REMUNERATION OF THE AUDITOR | Issuer | Yes | For | For | ||||
| DIRECTORS AUTHORITY TO ALLOT SHARES | Issuer | Yes | Against | Against | ||||
| AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS FOR SHARES ISSUED WHOLLY FOR CASH | Issuer | Yes | Against | Against | ||||
| AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS FOR SHARES ISSUED WHOLLY FOR CASH AND USED ONLY FOR FINANCING ACQUISITIONS OR CAPITAL INVESTMENTS | Issuer | Yes | Against | Against | ||||
| AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN SHARES | Issuer | Yes | Against | Against | ||||
| NOTICE PERIOD OF 14 CLEAR DAYS FOR A GENERAL MEETING | Issuer | Yes | For | For | ||||
| APPROVAL TO ADOPT NEW ARTICLES OF ASSOCIATION | Issuer | Yes | Abstain | Abstain | ||||
| RED ELECTRICA CORP, S.A. | RDEIF | E01730930 | 6/29/2021 | APPROVE STANDALONE FINANCIAL STATEMENTS | Issuer | Yes | For | For |
| APPROVE CONSOLIDATED FINANCIAL STATEMENTS | Issuer | Yes | For | For | ||||
| APPROVE ALLOCATION OF INCOME AND DIVIDENDS | Issuer | Yes | Abstain | Abstain | ||||
| APPROVE NON-FINANCIAL INFORMATION STATEMENT | Issuer | Yes | Abstain | Abstain | ||||
| APPROVE DISCHARGE OF BOARD | Issuer | Yes | Abstain | Abstain | ||||
| VOTE FOR ALL NOMINEES | Issuer | Yes | Abstain | Abstain | ||||
| RATIFY APPOINTMENT OF AND ELECT RICARDO GARCIA HERRERA AS DIRECTOR | Issuer | Yes | Abstain | Abstain | ||||
| AMEND ARTICLES RE: CORPORATE PURPOSE, NATIONALITY AND REGISTERED OFFICE | Issuer | Yes | Abstain | Abstain | ||||
| AMEND ARTICLES RE: SHARE CAPITAL AND SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS | Issuer | Yes | Abstain | Abstain | ||||
| AMEND ARTICLES RE: GENERAL MEETINGS, MEETING TYPES, QUORUM, RIGHT TO INFORMATION AND ATTENDANCE, CONSTITUTION, DELIBERATIONS AND REMOTE VOTING | Issuer | Yes | Abstain | Abstain | ||||
| AMEND ARTICLES RE: ALLOW SHAREHOLDER MEETINGS TO BE HELD IN VIRTUAL-ONLY FORMAT | Issuer | Yes | Abstain | Abstain | ||||
| AMEND ARTICLES RE: BOARD, AUDIT COMMITTEE, APPOINTMENT AND REMUNERATION COMMITTEE AND SUSTAINABILITY COMMITTEE | Issuer | Yes | Abstain | Abstain | ||||
| AMEND ARTICLES RE: ANNUAL ACCOUNTS | Issuer | Yes | Abstain | Abstain | ||||
| AMEND ARTICLES OF GENERAL MEETING REGULATIONS RE: PURPOSE AND VALIDITY OF THE REGULATIONS, AND ADVERTISING | Issuer | Yes | Abstain | Abstain | ||||
| AMEND ARTICLE 2 OF GENERAL MEETING REGULATIONS RE: CORPORATE WEBSITE | Issuer | Yes | Abstain | Abstain | ||||
| AMEND ARTICLES OF GENERAL MEETING REGULATIONS RE: COMPETENCES AND MEETING TYPES | Issuer | Yes | Abstain | Abstain | ||||
| AMEND ARTICLES OF GENERAL MEETING REGULATIONS RE: ALLOW SHAREHOLDER MEETINGS TO BE HELD IN VIRTUAL-ONLY FORMA | Issuer | Yes | Abstain | Abstain | ||||
| AMEND ARTICLES OF GENERAL MEETING REGULATIONS RE: QUORUM, CHAIRMAN OF THE GENERAL MEETING, CONSTITUTION, DELIBERATION, ADOPTION OF RESOLUTIONS AND PUBLICITY | Issuer | Yes | Abstain | Abstain | ||||
| APPROVE REMUNERATION REPORT | Issuer | Yes | Abstain | Abstain | ||||
| APPROVE REMUNERATION OF EXECUTIVE DIRECTORS AND NON-EXECUTIVE DIRECTORS | Issuer | Yes | Against | Against | ||||
| APPROVE LONG-TERM INCENTIVE PLAN | Issuer | Yes | Against | Against | ||||
| APPROVE REMUNERATION POLICY | Issuer | Yes | Against | Against | ||||
| RENEW APPOINTMENT OF KPMG AUDITORES AS AUDITOR | Issuer | Yes | For | For | ||||
| AUTHORIZE BOARD TO RATIFY AND EXECUTE APPROVED RESOLUTIONS | Issuer | Yes | Abstain | Abstain | ||||
| KAGA ELECTRONICS CO.,LTD | 8154 | J28922102 | 6/29/2021 | APPROVE APPROPRIATION OF SURPLUS | Issuer | Yes | For | For |
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| SUNDRUG CO.,LTD. | SDGCF | J78089109 | 6/26/2021 | APPROVE APPROPRIATION OF SURPLUS | Issuer | Yes | For | for |
| GEO HOLDINGS CORPORATION | GEOCF | J17768102 | 6/29/2021 | APPROVE APPROPRIATION OF SURPLUS | Issuer | Yes | For | For |
| VOTE FOR ALL NOMINEES | Issuer | Yes | For | For | ||||
| APPOINT AS CORPORATE AUDITOR KOMIYAMA, FUTOSHI | Issuer | Yes | For | For | ||||
| APPOINT AS SUBSTITUTE CORPORATE AUDITOR HIRAMATSU, YUTAKA | Issuer | Yes | For | For |
