U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 12b-25/A
Amendment No. 1
NOTIFICATION OF LATE FILING
SEC File Number: 000-53723
☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR
For period ended: March 31, 2022
| ☐ | Transition Report on Form 10-K |
| ☐ | Transition Report on Form 20-F |
| ☐ | Transition Report on Form 11-K |
| ☐ | Transition Report on Form 10-Q |
| ☐ | Transition Report on Form N-SAR |
For the Transition Period Ended: N/A
| Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. |
PART I - REGISTRANT INFORMATION
| TAURIGA SCIENCES, INC. |
| Full Name of Registrant: |
| 4 Nancy Court, Suite 4 |
| Address of Principal Executive Office |
| Wappingers Falls, NY 12590 |
| City, State and Zip Code |
PART II - RULES 12b-25 (b) AND (c)
If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed.
☐ | (a) | The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense; |
| (b) | The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, 11-K or Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and | |
| (c) | The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached, if applicable. |
PART III - NARRATIVE
The Company is unable to file its annual report on Form 10-K for the period ended March 31, 2022 within the prescribed time period resulting from certain regulatory constraints imposed on companies in our industry, which are creating a significant financial hardship on the Company at this time — that we had reasonably anticipated would have been resolved as of the time of this report, but which remain unresolved. As a result, the inherent cost and expense in maintaining our public reporting obligations under the Exchange Act of 1934, as amended, will prohibit us from completing and obtaining required financial and other information without unreasonable effort and expense in a timely fashion. We currently plan to regain compliance as soon as reasonably possible.
PART IV - OTHER INFORMATION
| (1) | Name and telephone number of person to contact in regard to this notification |
| Seth Shaw | 917 | 796-9926 | ||
| (Name) | (Area Code) | (Telephone Number) |
| (2) | Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If the answer is no, identify report(s). |
☒ Yes ☐ No
| (3) | Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? |
☐ Yes ☒ No
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| Tauriga Sciences, Inc. |
| (Name of Registrant as Specified in Charter) |
has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.
| Date: | July 14, 2022 | |
| By: | /s/ Seth Shaw | |
| Seth Shaw | ||
| Title: | Chief Executive Officer |
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