OTA Financial 13FHR Quarterly holdings report by institutional manager | SEC 12 Oct 21

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

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COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
ABERDEEN GLBL PREM PROP	COM SH BEN INT	00302L108	491	81,118	SH		DFND	2	491	0	0
ADAMS DIVERSIFIED EQUITY	COM	006212104	309	15,624	SH		DFND	2	309	0	0
AGRICO ACQUISITION CORP-A	SHS	G41089106	551	55,100	SH		DFND	1 2	551	0	0
AMERANT BANCORP INC - B	CL B	023576200	358	15,434	SH		DFND	2	358	0	0
APOLLO STRATEGIC GROWTH-CL A	CL A	G0411R106	200	20,515	SH		DFND	1 2	200	0	0
AST SPACEMOBILE INC	*W EXP 04/06/202	00217D118	626	159,492	SH		DFND	2	626	0	0
BETTER WORLD ACQUISITION COR	COM	08772B104	337	33,496	SH		DFND	1 2	337	0	0
BLACKROCK ENH CAP AND INC	COM	09256A109	203	10,075	SH		DFND	2	203	0	0
BLUE SAFARI GROUP ACQUISIT-A	SHS	G1195R106	204	20,688	SH		DFND	1 2	204	0	0
BROOKFIELD REAL ASSETS INCOM	COM SHS BEN INT	112830104	214	10,276	SH		DFND	2	214	0	0
BURGUNDY TECHNOLOGY ACQUIS-A	CL A	G1702T116	412	41,505	SH		DFND	1 2	412	0	0
CADENCE BANCORP	CL A	12739A100	420	19,137	SH		DFND	2	420	0	0
CHESAPEAKE ENERGY CORP	*W EXP 09/02/202	165167180	433	14,825	SH		DFND	2	433	0	0
CHESAPEAKE ENERGY CORP	*W EXP 99/99/999	165167172	3,522	110,530	SH		DFND	2	3,522	0	0
CHESAPEAKE ENERGY CORP	*W EXP 99/99/999	165167164	1,318	36,410	SH		DFND	2	1,318	0	0
CLEARWAY ENERGY INC-A	CL A	18539C105	879	31,204	SH		DFND	2	879	0	0
CLOVER LEAF CAPITAL CORP -A	CL A	18915E105	313	31,415	SH		DFND	1 2	313	0	0
CUSHING MLP & INFRASTRUCTURE	COM	231631300	443	13,948	SH		DFND	2	443	0	0
DATCHAT INC	*W EXP 08/13/202	23816M115	206	23,971	SH		DFND	2	206	0	0
DESKTOP METAL INC-A	CL A	25058X105	541	75,590	SH		DFND	2	541	0	0
DISCOVERY INC-C	COM SER C	25470F302	732	30,165	SH		DFND	2	732	0	0
EAST STONE ACQUISITION CORP	SHS	G2911D108	284	27,901	SH		DFND	1 2	284	0	0
EATON VANCE FLOAT RT INC TR	COM	278279104	218	15,009	SH		DFND	2	218	0	0
EATON VANCE TAX-MANAGED GLOB	COM	27829F108	286	28,658	SH		DFND	2	286	0	0
FAR PEAK ACQUISITION CORP-A	CL A	G3312L103	453	45,600	SH		DFND	1 2	453	0	0
FOX CORP - CLASS B	COM	35137L204	591	15,928	SH		DFND	2	591	0	0
GIGINTERNATIONAL1 INC	COM	37518W106	260	26,409	SH		DFND	1 2	260	0	0
GLOBAL CONSUMER ACQUISITION	COM	37892B108	324	32,862	SH		DFND	1 2	324	0	0
GLOBAL SYNERGY ACQUISITION-A	SHS	G3934J106	302	30,872	SH		DFND	1 2	302	0	0
GOLDEN NUGGET ONLINE GAMING	CL A	38113L107	284	16,404	SH		DFND	2	284	0	0
GOLDEN PATH ACQUISITION CORP	ORDINARY SHARES	G4028H105	415	41,947	SH		DFND	1 2	415	0	0
GOLDMAN SACHS MLP & ENERGY R	COM	38148G206	547	50,868	SH		DFND	2	547	0	0
GREAT WESTERN BANCORP INC	COM	391416104	1,548	47,311	SH		DFND	2	1,548	0	0
GREENSKY INC-CLASS A	CL A	39572G100	961	86,018	SH		DFND	2	961	0	0
HOSTESS BRANDS INC	*W EXP 11/04/202	44109J114	1,343	450,947	SH		DFND	2	1,343	0	0
INTERNATIONAL MEDIA ACQ-A	COM	459867107	568	57,979	SH		DFND	1 2	568	0	0
INVESCO DYNAMIC CREDIT OPP	COM	46132R104	247	21,161	SH		DFND	2	247	0	0
INVESTORS BANCORP INC	COM	46146L101	371	24,580	SH		DFND	2	371	0	0
INVITAE CORP	COM	46185L103	926	32,600	SH		DFND	2	926	0	0
ISHARES CORE TOTAL BOND ETF	TOTAL USD	46434V613	1,643	30,861	SH		DFND	2	1,643	0	0
ISHARES IBOXX HIGH YLD CORP	ETF	464288513	1,634	18,684	SH		DFND	2	1,634	0	0
KAYNE ANDERSON ENERGY INFRAS	COM	486606106	320	40,000	SH		DFND	2	320	0	0
LIBERTY TRIPADVISOR HDG-A	COM SER A	531465102	308	99,772	SH		DFND	2	308	0	0
LUCID GROUP INC	*W EXP 07/23/202	549498111	434	38,437	SH		DFND	2	434	0	0
MERIDA MERGER CORP I	COM	58953M106	297	29,825	SH		DFND	1 2	297	0	0
MUDRICK CAPITAL ACQUISITIO-A	CL A	62477L107	395	39,790	SH		DFND	1 2	395	0	0
NB MLP & ENERGY INCOME	COM	64129H104	1,100	223,196	SH		DFND	2	1,100	0	0
NEXTERA ENERGY INC	UNIT 09/01/2022S	65339F796	870	14,857	SH		DFND	2	870	0	0
NUVEEN S&P500 DYNAM OVERWR	COM	6706EW100	201	11,775	SH		DFND	2	201	0	0
OCCIDENTAL PETROLEUM CORP	*W EXP 08/03/202	674599162	13,091	1,104,739	SH		DFND	2	13,091	0	0
OCEANTECH ACQUISITIONS- CL A	COM	675507107	234	23,740	SH		DFND	1 2	234	0	0
PERSHING SQUARE TONTINE -A	CL A	71531R109	1,706	86,634	SH		DFND	1 2	1,706	0	0
PIMCO FLOATING RATE	COM	72201J104	218	21,557	SH		DFND	2	218	0	0
PIMCO FLOATING RATE INC FUND	COM	72201H108	453	39,032	SH		DFND	2	453	0	0
PLAINS ALL AMER PIPELINE LP	UNIT LTD PARTN	726503105	2,487	244,603	SH		DFND	2	2,487	0	0
PONTEM CORP-CLASS A	CL A	G71707106	263	27,122	SH		DFND	1 2	263	0	0
PURECYCLE TECHNOLOGIES INC	*W EXP 03/17/202	74623V111	307	59,914	SH		DFND	2	307	0	0
PUTNAM MUN OPPTYS TR SBI	TR SH BEN INT	746922103	200	14,638	SH		DFND	2	200	0	0
RIOT BLOCKCHAIN INC	COM	767292105	3,968	154,400	SH		DFND	2	3,968	0	0
SCHWAB US AGGREGATE BOND ETF	TR US AGGREGATE B	808524839	1,489	27,459	SH		DFND	2	1,489	0	0
SCIPLAY CORP-CLASS A	CL A	809087109	631	30,530	SH		DFND	2	631	0	0
SPRING VALLEY ACQUIS-CLASS A	CL A	G8377A108	1,022	117,678	SH		DFND	1 2	1,022	0	0
SPROTT PHYSICAL GOLD TRUST	TR UNIT	85207H104	4,668	338,273	SH		DFND	2	4,668	0	0
SPROTT PHYSICAL SILVER TRUST	TR TR UNIT	85207K107	6,013	783,060	SH		DFND	2	6,013	0	0
TORTOISE ENERGY INFRASTRUCT	COM	89147L886	730	26,960	SH		DFND	2	730	0	0
TORTOISE MIDSTREAM ENERGY	COM	89148B200	1,017	35,241	SH		DFND	2	1,017	0	0
TORTOISE PIPELINE & ENERGY	COM	89148H207	351	14,662	SH		DFND	2	351	0	0
VANGUARD TOTAL BOND MARKET	BND MRKT	921937835	13,626	159,462	SH		DFND	2	13,626	0	0
YELLOWSTONE ACQUISIT CO-CL A	CL A	98566K105	271	26,760	SH		DFND	1 2	271	0	0
ZANITE ACQUISITION CORP-CL A	CL A	98907K103	397	39,360	SH		DFND	1 2	397	0	0

OTA Financial 13F-HRQuarterly holdings report by institutional manager