UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 15
CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION
UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934
OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934.
Commission File Number: 001-38324
CASA SYSTEMS, INC.
(Exact name of registrant as specified in its charter)
100 Old River Road
Andover, Massachusetts 01810
(978) 688-6706
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)
Common Stock, par value $0.001 per share
(Title of each class of securities covered by this Form)
N/A
(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)
Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:
| | |
Rule 12g-4(a)(1) | | ☒ |
Rule 12g-4(a)(2) | | ☐ |
Rule 12h-3(b)(1)(i) | | ☐ |
Rule 12h-3(b)(1)(ii) | | ☐ |
Rule 15d-6 | | ☒ |
Rule 15d-22(b) | | ☐ |
Approximate number of holders of record as of the certification or notice date: 0*
* | As previously disclosed, on April 3, 2024, Casa Systems, Inc. commenced voluntary proceedings under chapter 11 of the United States Bankruptcy Code (the “Chapter 11 Cases”) in the United States Bankruptcy Court for the District of Delaware. As previously disclosed, on June 5, 2024, the Court entered its order (the “Confirmation Order”) confirming the Third Amended Joint Plan of Liquidation of Casa Systems, Inc. and its Debtor Affiliates (the “Plan”). On June 7, 2024 (the “Effective Date”), the Plan became effective pursuant to its terms. Pursuant to the Plan, all equity interests in the Company were cancelled as of the Effective Date and shall be of no further force and effect, whether surrendered for cancellation or otherwise. |
Pursuant to the requirements of the Securities Exchange Act of 1934, Casa Systems, Inc. has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.
| | | | | | |
Date: June 7, 2024 | | | | By: | | /s/ Edward Durkin |
| | | | | | Edward Durkin |
| | | | | | Chief Financial Officer |