UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) – December 8, 2021
THE BANK OF NEW YORK MELLON CORPORATION
(Exact name of registrant as specified in its charter)
| | | | | | | | |
| Delaware | 001-35651 | 13-2614959 |
(State or other jurisdiction
of incorporation) | (Commission
File Number) | (I.R.S. Employer
Identification No.) |
240 Greenwich Street
New York, New York 10286
(Address of principal executive offices) (Zip Code)
Registrant’s telephone number, including area code – (212) 495-1784
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
| | | | | | | | |
Title of each class | Trading
symbol(s) | Name of each exchange
on which registered |
| Common Stock, $0.01 par value | BK | New York Stock Exchange |
| | |
| 6.244% Fixed-to-Floating Rate Normal Preferred Capital Securities of Mellon Capital IV | BK/P | New York Stock Exchange |
| (fully and unconditionally guaranteed by The Bank of New York Mellon Corporation) | | |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 under the Securities Act (17 CFR 230.405) or Rule 12b-2 under the Exchange Act (17 CFR 240.12b-2).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
ITEM 8.01. OTHER EVENTS.
The Bank of New York Mellon Corporation (the “Company”) announced changes to its business segments, which became effective in the fourth quarter of 2021.
Exhibit 99.1 contains historical quarterly business segment financial data revised to reflect the new business segments for the quarters ended March 31, June 30, Sept. 30 and Dec. 31, 2020, the quarters ended March 31, June 30 and Sept. 30, 2021 and for the full years ended Dec. 31, 2019 and Dec. 31, 2020. The exhibit also provides information related a certain reclassification on the consolidated income statement. The new business segments did not impact the previously reported consolidated financial results of the Company, and the reclassification did not impact the previously reported consolidated total fee and other revenue, income before taxes or net income of the Company.
Exhibit 99.1 reflects the format the Company plans to use to present its financial results beginning with the fourth quarter of 2021, in conjunction with the planned earnings release on January 18, 2022. Exhibit 99.1 is incorporated by reference into this Item 8.01.
ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS.
(d) EXHIBITS.
| | | | | | | | |
| Exhibit | | |
| Number | | Description |
| | |
| 99.1 | | | |
| | |
| 104 | | | Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | | | | |
| The Bank of New York Mellon Corporation (Registrant)
|
| Date: December 8, 2021 | By: /s/ James J. Killerlane III |
| Name: James J. Killerlane III
Title: Secretary |
