SOBR Safe Form 3 / Ford Byron Fay ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Fay Ford Byron

(Last)

(First)

(Middle)

C/O SOBR SAFE, INC

885 ARAPAHOE ROAD

(Street)

BOULDER,

80302

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
06/12/2020

3. Issuer Name and Ticker or Trading Symbol
SOBR Safe, Inc. [ IMLED ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Non-Qualified Stock Option	⁽¹⁾	⁽¹⁾	Common Stock	24,053	0.263	D
Series A-1 Convertible Preferred Stock	⁽²⁾	⁽²⁾	Common Stock	⁽²⁾	1	I	See footnote⁽²⁾

Explanation of Responses:

1. The Reporting Person was granted an option on October 25, 2019, for 24,053 post reverse stock split shares of Common Stock pursuant to an engineering services agreement. The Options vest at the rate of 6,013.25 post reverse stock split shares quarterly commencing January 1, 2020. The Share Option expires October 24, 2024.

2. The Reporting Person owns $25,000 of membership interests in Sobre Safe, LLC("SSLLC"), a special purpose entity formed to invest in the Series A-1 Preferred Stock of the Issuer. As a member of SSLLC the Reporting Person has a right to distributions from SSLLC, which may include distributions of the Issuer's Series A-1 Preferred Stock or the common stock of the Issuer (if the Series A-1 is converted to common stock).

	/s/ Ford Byron Fay	06/22/2020
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

SOBR Safe (SOBR) Form 3SOBR Safe / Ford Byron Fay ownership change