K2 Principal Fund 13FHR Quarterly holdings report by institutional manager | SEC 11 May 23

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

OMB Number:		3235-0006
Expires:	Oct 31, 2018
Estimated average burden
hours per response:		23.8

COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
10X CAP VENTURE ACQSTN CORP	W EXP 04/19/202	G87076116	17,077	134,569	SH		SOLE		134,569	0	0
ABRI SPAC I INC	W EXP 09/18/202	00085X113	16,735	327,492	SH		SOLE		327,492	0	0
ACCRETION ACQUISITION CORP	W EXP 03/01/202	00438Y115	11,579	330,839	SH		SOLE		330,839	0	0
ACCRETION ACQUISITION CORP	RIGHT 03/01/2028	00438Y123	45,496	478,907	SH		SOLE		478,907	0	0
ACTIVISION BLIZZARD INC	COM	00507V109	1,557,738	18,200	SH	Call	SOLE		18,200	0	0
ACTIVISION BLIZZARD INC	COM	00507V109	3,265,430	38,152	SH		SOLE		38,152	0	0
ACUITYADS HLDGS INC	COM	00510L106	57,780	27,000	SH	Call	SOLE		27,000	0	0
ACUITYADS HLDGS INC	COM	00510L106	5,915,354	2,764,184	SH		SOLE		2,764,184	0	0
AEROJET ROCKETDYNE HLDGS INC	COM	007800105	2,243,374	39,939	SH		SOLE		39,939	0	0
AFFIRM HLDGS INC	COM CL A	00827B106	3,631,194	322,200	SH	Call	SOLE		322,200	0	0
AKERNA CORP	COM NEW	00973W300	39,102	48,877	SH		SOLE		48,877	0	0
ALBERTSONS COS INC	COMMON STOCK	013091103	5,832,925	280,699	SH		SOLE		280,699	0	0
ALCOA CORP	COM	013872106	2,681,280	63,000	SH	Put	SOLE		63,000	0	0
ALPHAVEST ACQUISITION CORP	RIGHT 06/19/2024	G0283A116	15,000	125,000	SH		SOLE		125,000	0	0
ALPHAVEST ACQUISITION CORP	ORDINARY SHARES	G0283A108	1,281,172	124,265	SH		SOLE		124,265	0	0
ALSET CAPITAL ACQUISITION CO	CLASS A COM	02115M109	2,711,869	264,831	SH		SOLE		264,831	0	0
ALTENERGY ACQUISITION CORP	W EXP 10/29/202	02157M116	1,323	16,521	SH		SOLE		16,521	0	0
ALTERYX INC	NOTE 0.500 8/0	02156BAD5	4,502,507	4,815	PRN		SOLE		4,815	0	0
ALTITUDE ACQUISITION CORP	W EXP 11/30/202	02156Y111	1,753	34,243	SH		SOLE		34,243	0	0
ALTITUDE ACQUISITION CORP	COM CL A	02156Y103	101,800	10,000	SH		SOLE		10,000	0	0
AMBEV SA	SPONSORED ADR	02319V103	1,135,442	402,639	SH		SOLE		402,639	0	0
AMERICAN ACQUISITION OPPT IN	W EXP 05/28/202	02369M110	6,680	222,660	SH		SOLE		222,660	0	0
AMERICAS GOLD AND SILVER COR	COM	03062D100	155,520	324,000	SH		SOLE		324,000	0	0
ANZU SPECIAL ACQUISITIN CORP	COM CL A	03737A101	1,597,247	158,930	SH		SOLE		158,930	0	0
APARTMENT INVT MGMT CO	CL A	03748R747	384,500	50,000	SH	Call	SOLE		50,000	0	0
APARTMENT INVT MGMT CO	CL A	03748R747	1,254,946	163,192	SH		SOLE		163,192	0	0
APOLLO STRATEGIC GRWT CPTL I	SHS CL A	G0412A102	1,466,027	143,027	SH		SOLE		143,027	0	0
APOLLOMICS INC	W EXP 04/01/202	G0411D115	2,293	21,710	SH		SOLE		21,710	0	0
ARCELORMITTAL SA LUXEMBOURG	NY REGISTRY SH	03938L203	3,614,400	120,000	SH	Put	SOLE		120,000	0	0
ARISZ ACQUISITION CORP	RIGHT 99/99/9999	040450124	35,538	507,690	SH		SOLE		507,690	0	0
ARISZ ACQUISITION CORP	COMMON STOCK	040450108	723,101	70,204	SH		SOLE		70,204	0	0
AROGO CAPITAL ACQUISITION CO	W EXP 03/23/202	042644112	3,000	50,000	SH		SOLE		50,000	0	0
AROGO CAPITAL ACQUISITION CO	CLASS A COM	042644104	2,374,296	227,423	SH		SOLE		227,423	0	0
ARROWROOT ACQUISITION CORP	W EXP 03/02/202	04282M110	8,287	69,000	SH		SOLE		69,000	0	0
ARS PHARMACEUTICALS INC	COM	82835W108	115,878	17,800	SH	Call	SOLE		17,800	0	0
ARS PHARMACEUTICALS INC	COM	82835W108	726,516	111,600	SH	Put	SOLE		111,600	0	0
ARS PHARMACEUTICALS INC	COM	82835W108	17,489,051	2,686,490	SH		SOLE		2,686,490	0	0
ASSERTIO HOLDINGS INC	COM NEW	04546C205	179,819	28,229	SH		SOLE		28,229	0	0
ATLANTICA SUSTAINABLE INFR P	SH	G0751N103	3,077,196	104,100	SH	Call	SOLE		104,100	0	0
ATLANTICA SUSTAINABLE INFRA	NOTE 4.000 7/1	04916EAB0	19,748,532	19,300	PRN		SOLE		19,300	0	0
AVALON ACQUISITION INC	W EXP 12/31/202	05338E119	15,940	177,113	SH		SOLE		177,113	0	0
AVALON ACQUISITION INC	CLASS A COM	05338E101	2,189,450	210,120	SH		SOLE		210,120	0	0
AXIOS SUSTAINABLE GRW ACQ CO	RIGHT 99/99/9999	G0703K124	47,877	312,923	SH		SOLE		312,923	0	0
BANK NOVA SCOTIA HALIFAX	COM	064149107	24,263,448	481,800	SH	Call	SOLE		481,800	0	0
BANNIX ACQUISITION CORP	W EXP 07/31/202	066644113	7,650	300,000	SH		SOLE		300,000	0	0
BANNIX ACQUISITION CORP	RIGHT 07/31/2026	066644121	26,870	193,307	SH		SOLE		193,307	0	0
BAYTEX ENERGY CORP	COM	07317Q105	375,000	100,000	SH	Put	SOLE		100,000	0	0
BEARD ENERGY TRANSITION ACQ	CL A COM	07402Q101	823,852	79,484	SH		SOLE		79,484	0	0
BERENSON ACQUISITION CORP I	CL A COM	083690107	455,708	44,787	SH		SOLE		44,787	0	0
BLACK DIAMOND THERAPEUTICS I	COM	09203E105	21,387	11,316	SH		SOLE		11,316	0	0
BLACK MOUNTAIN ACQ CORP	W EXP 10/15/202	09216A116	15,338	227,900	SH		SOLE		227,900	0	0
BLACKLINE INC	COM	09239B109	2,350,250	35,000	SH	Call	SOLE		35,000	0	0
BLOCKCHAIN MOON ACQUISITN CO	RIGHT 10/14/2026	09370F117	33,764	643,127	SH		SOLE		643,127	0	0
BLOCKCHAIN MOON ACQUISITN CO	W EXP 10/14/202	09370F125	12,906	686,506	SH		SOLE		686,506	0	0
BLUE WORLD ACQUISITION CORP	W EXP 01/10/202	G1263E136	3,704	178,087	SH		SOLE		178,087	0	0
C5 ACQUISITION CORPORATION	CL A COM	12530D105	143,550	13,750	SH		SOLE		13,750	0	0
CAMPING WORLD HLDGS INC	CL A	13462K109	521,750	25,000	SH	Call	SOLE		25,000	0	0
CANOPY GROWTH CORP	COM	138035100	1,750,000	1,000,000	SH	Put	SOLE		1,000,000	0	0
CARNIVAL CORP	COMMON STOCK	143658300	507,500	50,000	SH	Call	SOLE		50,000	0	0
CARNIVAL CORP	COMMON STOCK	143658300	2,030,000	200,000	SH	Put	SOLE		200,000	0	0
CARNIVAL CORP	COMMON STOCK	143658300	507,500	50,000	SH		SOLE		50,000	0	0
CENTERRA GOLD INC	COM	152006102	745,344	115,200	SH		SOLE		115,200	0	0
CF ACQUISITION CORP IV	W EXP 12/31/202	12520T110	7,134	74,311	SH		SOLE		74,311	0	0
CF ACQUISITION CORP VIII	W EXP 03/31/202	12520C117	25,826	246,196	SH		SOLE		246,196	0	0
CF INDS HLDGS INC	COM	125269100	3,624,500	50,000	SH	Call	SOLE		50,000	0	0
CHATHAM LODGING TR	COM	16208T102	524,500	50,000	SH	Call	SOLE		50,000	0	0
CHAVANT CAPITAL ACQUISITN CO	W EXP 99/99/999	G2058L111	9,011	360,426	SH		SOLE		360,426	0	0
CHURCHILL CAPITAL CORP V	COM CL A	17144T107	2,016,000	200,000	SH		SOLE		200,000	0	0
CIIG CAPITAL PARTNERS II INC	W EXP 02/28/202	12561U117	14,792	118,340	SH		SOLE		118,340	0	0
CLEVELAND-CLIFFS INC NEW	COM	185899101	458,250	25,000	SH	Call	SOLE		25,000	0	0
CLEVELAND-CLIFFS INC NEW	COM	185899101	1,833,000	100,000	SH	Put	SOLE		100,000	0	0
CLIMATEROCK	CLASS A ORD	G2311X100	2,035,755	196,312	SH		SOLE		196,312	0	0
CNH INDL N V	SH	N20944109	1,527,000	100,000	SH	Call	SOLE		100,000	0	0
COLOMBIER ACQUISITION CORP	CL A	19533H108	222,354	21,950	SH		SOLE		21,950	0	0
CONSILIUM ACQUISITN CORP I L	W EXP 06/01/202	G2365L119	852	31,000	SH		SOLE		31,000	0	0
CRESCERA CAP ACQUISITION COR	CLASS A ORD SHS	G26507106	1,046,000	100,000	SH		SOLE		100,000	0	0
DATA KNIGHTS ACQUISITION COR	W EXP 11/11/202	237699111	8,754	335,408	SH		SOLE		335,408	0	0
DEEP MEDICINE ACQUISITION CO	RIGHT 10/22/2026	243733110	36,883	254,190	SH		SOLE		254,190	0	0
DMY TECHNOLOGY GROUP INC VI	CL A COM	233247105	516,013	50,490	SH		SOLE		50,490	0	0
DOCUSIGN INC	NOTE 1/1	256163AD8	9,784,586	10,230	PRN		SOLE		10,230	0	0
DOORDASH INC	CL A	25809K105	8,211,952	129,200	SH	Call	SOLE		129,200	0	0
DRAFTKINGS INC NEW	COM CL A	26142V105	2,342,560	121,000	SH	Call	SOLE		121,000	0	0
DROPBOX INC	NOTE 3/0	26210CAC8	14,092,308	15,859	PRN		SOLE		15,859	0	0
DUET ACQUISITION CORP	CLASS A COM	26431Q106	522,670	50,500	SH		SOLE		50,500	0	0
EF HUTTON ACQUISITION CORP I	COM	28201D109	1,796,305	174,908	SH		SOLE		174,908	0	0
ENERGEM CORP	W EXP 11/15/202	G30449121	40,901	527,749	SH		SOLE		527,749	0	0
ENPHYS ACQUISITION CORP	W EXP 99/99/999	G3167L117	6,432	53,600	SH		SOLE		53,600	0	0
ENVESTNET INC	NOTE 0.750 8/1	29404KAE6	11,276,000	12,500	PRN		SOLE		12,500	0	0
EUCRATES BIOMEDICAL ACQU COR	W EXP 10/23/202	G3141W122	1,139	34,509	SH		SOLE		34,509	0	0
EVERBRIDGE INC	NOTE 0.12512/1	29978AAC8	637,462	700	PRN		SOLE		700	0	0
FIRST HORIZON CORPORATION	COM	320517105	889,000	50,000	SH	Put	SOLE		50,000	0	0
FIRST HORIZON CORPORATION	COM	320517105	5,917,149	332,798	SH		SOLE		332,798	0	0
FIRST MAJESTIC SILVER CORP	COM	32076V103	721,000	100,000	SH	Put	SOLE		100,000	0	0
FLAME ACQUISITION CORP	W EXP 02/26/202	33850F116	156,472	274,512	SH		SOLE		274,512	0	0
FORTUNA SILVER MINES INC	COM	349915108	809,840	212,000	SH	Call	SOLE		212,000	0	0
FRANCO NEV CORP	COM	351858105	4,374,000	30,000	SH	Call	SOLE		30,000	0	0
FREEPORT-MCMORAN INC	CL B	35671D857	25,568,750	625,000	SH	Put	SOLE		625,000	0	0
FRESHPET INC	COM	358039105	17,858,063	269,800	SH	Call	SOLE		269,800	0	0
FRESHPET INC	COM	358039105	3,408,785	51,500	SH	Put	SOLE		51,500	0	0
FTAC EMERALD ACQUISITION COR	W EXP 10/19/202	29103K118	1,145	10,886	SH		SOLE		10,886	0	0
FUTURETECH II ACQUISITION CO	CLASS A COM	36119D103	627,000	60,000	SH		SOLE		60,000	0	0
GAMESTOP CORP NEW	CL A	36467W109	407,730	17,712	SH		SOLE		17,712	0	0
GARDINER HEALTHCARE ACQTS CO	W EXP 07/30/202	365506112	22,212	232,100	SH		SOLE		232,100	0	0
GIGCAPITAL 5 INC	W EXP 03/28/202	37519U117	12,075	481,095	SH		SOLE		481,095	0	0
GLOBAL SYSTEMS DYNAMICS INC	W EXP 04/01/202	37653T116	36,755	596,678	SH		SOLE		596,678	0	0
GLOBALINK INVT INC	W EXP 12/03/202	37892F125	4,160	400,000	SH		SOLE		400,000	0	0
GLOBALINK INVT INC	RIGHT 12/06/2026	37892F117	26,248	397,692	SH		SOLE		397,692	0	0
GLOBUS MED INC	CL A	379577208	2,832,000	50,000	SH	Call	SOLE		50,000	0	0
GLOBUS MED INC	CL A	379577208	1,679,206	29,647	SH		SOLE		29,647	0	0
GOAL ACQUISITIONS CORP	W EXP 02/11/202	38021H115	1,826	60,855	SH		SOLE		60,855	0	0
GOLDENSTONE ACQUISITION LTD	COM	38136Y102	1,664,461	160,430	SH		SOLE		160,430	0	0
GRAPHITE BIO INC	COM	38870X104	2,375,569	969,620	SH		SOLE		969,620	0	0
GREEN VISOR FIN TEC ACQ CORP	W EXP 10/27/202	G4166K126	6,916	98,796	SH		SOLE		98,796	0	0
GSR II METEORA ACQUISITN COR	CLASS A COM	36263W105	127,522	12,321	SH		SOLE		12,321	0	0
HASBRO INC	COM	418056107	4,096,547	76,300	SH	Call	SOLE		76,300	0	0
HAWKS ACQUISITION CORP	CL A	42032P108	1,639,007	161,161	SH		SOLE		161,161	0	0
HEARTLAND MEDIA ACQUISITION	W EXP 99/99/999	42237V116	6,579	77,398	SH		SOLE		77,398	0	0
HERTZ GLOBAL HLDGS INC	COM NEW	42806J700	4,367,349	268,100	SH	Call	SOLE		268,100	0	0
HERTZ GLOBAL HLDGS INC	COM NEW	42806J700	1,849,485	113,535	SH		SOLE		113,535	0	0
HORIZON ACQUISITION CORPORAT	W EXP 10/19/202	G46044114	313,689	667,423	SH		SOLE		667,423	0	0
HORIZON THERAPEUTICS PUB L	SH	G46188101	2,215,542	20,300	SH		SOLE		20,300	0	0
HUB CYBER SECURITY LTD	W EXP 08/22/202	M6000J119	1,400,108	2,154,013	SH		SOLE		2,154,013	0	0
HUB CYBER SECURITY LTD	W EXP 02/27/202	M6000J127	50,568	404,542	SH		SOLE		404,542	0	0
HUB CYBER SECURITY LTD	ORD SHS	M6000J101	2,164,525	1,665,019	SH		SOLE		1,665,019	0	0
INDUS REALTY TRUST INC	COM	45580R103	3,578,666	53,985	SH		SOLE		53,985	0	0
INDUSTRIAL TECH ACQSTNS II I	CLASS A COM	45635R108	1,379,137	132,737	SH		SOLE		132,737	0	0
INSPIRE MED SYS INC	COM	457730109	1,404,420	6,000	SH	Call	SOLE		6,000	0	0
INTERNATIONAL MEDIA ACQUISIT	W EXP 07/21/202	459867115	2,954	98,456	SH		SOLE		98,456	0	0
INVESTCORP EUROPE ACQUISITIO	CLASS A ORD SHS	G4923T105	668,603	63,920	SH		SOLE		63,920	0	0
ISHARES GOLD TR	ISHARES NEW	464285204	9,155,650	245,000	SH	Call	SOLE		245,000	0	0
ISHARES SILVER TR	ISHARES	46428Q109	4,202,800	190,000	SH	Call	SOLE		190,000	0	0
ISHARES SILVER TR	ISHARES	46428Q109	553,000	25,000	SH	Put	SOLE		25,000	0	0
ISHARES TR	20 YR TR BD ETF	464287432	14,891,800	140,000	SH	Call	SOLE		140,000	0	0
ISHARES TR	20 YR TR BD ETF	464287432	10,637,000	100,000	SH	Put	SOLE		100,000	0	0
ISHARES TR	IBOXX HI YD ETF	464288513	20,307,841	268,800	SH	Put	SOLE		268,800	0	0
ISHARES TR	RUSSELL 2000 ETF	464287655	4,460,000	25,000	SH	Put	SOLE		25,000	0	0
ISRAEL ACQUISITIONS CORP	W EXP 99/99/999	G49667119	16,510	127,000	SH		SOLE		127,000	0	0
ISRAEL ACQUISITIONS CORP	CLASS A ORD	G49667101	1,276,683	124,798	SH		SOLE		124,798	0	0
JOHNSON JOHNSON	COM	478160104	7,905,000	51,000	SH	Call	SOLE		51,000	0	0
JOHNSON JOHNSON	COM	478160104	525,295	3,389	SH		SOLE		3,389	0	0
JUNIPER II CORP	CL A COM	48203N103	521,092	50,250	SH		SOLE		50,250	0	0
JUPITER ACQUISITION CORP	W EXP 08/17/202	482082112	10,149	113,274	SH		SOLE		113,274	0	0
JUPITER WELLNESS ACQUISITION	RIGHT 12/31/2028	48208E116	87,484	218,709	SH		SOLE		218,709	0	0
KIMBELL TIGER ACQUISITION CO	W EXP 09/15/202	49436K114	5,000	50,000	SH		SOLE		50,000	0	0
KINROSS GOLD CORP	COM	496902404	942,000	200,000	SH	Put	SOLE		200,000	0	0
LAMF GLOBAL VENTURES CORP I	CLASS A ORD	G5338L108	1,734,982	166,027	SH		SOLE		166,027	0	0
LIBERTY RES ACQUISITION CORP	CLASS A COM	53118A105	1,704,560	162,339	SH		SOLE		162,339	0	0
LIFE STORAGE INC	COM	53223X107	3,904,122	29,782	SH		SOLE		29,782	0	0
LIFE TIME GROUP HOLDINGS INC	COMMON STOCK	53190C102	936,852	58,700	SH	Call	SOLE		58,700	0	0
LSB INDS INC	COM	502160104	929,700	90,000	SH	Call	SOLE		90,000	0	0
LUCY SCIENTIFIC DISCOVERY IN	COM	54960E104	293,742	296,709	SH		SOLE		296,709	0	0
LYFT INC	NOTE 1.500 5/1	55087PAB0	1,762,260	2,000	PRN		SOLE		2,000	0	0
LYFT INC	CL A COM	55087P104	852,840	92,000	SH	Call	SOLE		92,000	0	0
M3 BRIGADE ACQUISITION III	W EXP 07/31/202	55407R111	87,972	237,763	SH		SOLE		237,763	0	0
MARATHON PETE CORP	COM	56585A102	8,089,800	60,000	SH	Put	SOLE		60,000	0	0
MARATHON PETE CORP	COM	56585A102	2,966,260	22,000	SH		SOLE		22,000	0	0
MAXAR TECHNOLOGIES INC	COM	57778K105	1,290,490	25,274	SH		SOLE		25,274	0	0
MOBIV ACQUISITION CORP	CLASS A COM	60742N106	842,442	81,082	SH		SOLE		81,082	0	0
MONTEREY BIO ACQUISITION COR	W EXP 10/05/202	61240F116	10,800	400,000	SH		SOLE		400,000	0	0
MONTEREY CAP ACQUISITION COR	W EXP 01/01/202	61244M117	10,551	162,317	SH		SOLE		162,317	0	0
MOUNTAIN CREST ACQSITN CORP	RIGHT 08/30/2022	62404B115	114,634	564,700	SH		SOLE		564,700	0	0
MOUNTAIN CREST ACQUSITN CRP	RIGHT 06/29/2026	62403K116	19,942	105,014	SH		SOLE		105,014	0	0
MR COOPER GROUP INC	COM	62482R107	1,188,130	29,000	SH	Call	SOLE		29,000	0	0
MR COOPER GROUP INC	COM	62482R107	10,537,935	257,211	SH		SOLE		257,211	0	0
NABORS INDS INC	NOTE 0.750 1/1	62957HAB1	3,463,926	3,619	PRN		SOLE		3,619	0	0
NATIONAL INSTRS CORP	COM	636518102	3,692,861	70,461	SH		SOLE		70,461	0	0
NEVRO CORP	COM	64157F103	3,672,840	101,600	SH	Call	SOLE		101,600	0	0
NORTHVIEW ACQUISITION CORP	W EXP 08/02/202	66718N111	11,525	144,066	SH		SOLE		144,066	0	0
NOVA VISION ACQUISITION CORP	RIGHT 12/23/2023	G6759A134	24,767	103,152	SH		SOLE		103,152	0	0
NOVA VISION ACQUISITION CORP	W EXP 12/31/202	G6759A118	7,797	202,000	SH		SOLE		202,000	0	0
NUTANIX INC	NOTE 0.25010/0	67059NAH1	10,822,110	13,000	PRN		SOLE		13,000	0	0
NUVASIVE INC	NOTE 1.000 6/0	670704AL9	1,658,444	1,670	PRN		SOLE		1,670	0	0
NUVASIVE INC	NOTE 0.375 3/1	670704AJ4	1,338,750	1,500	PRN		SOLE		1,500	0	0
NUVASIVE INC	COM	670704105	1,477,659	35,770	SH		SOLE		35,770	0	0
OAK STR HEALTH INC	NOTE 3/1	67181AAB3	1,972,000	2,000	PRN		SOLE		2,000	0	0
OXUS ACQUISITION CORP	W EXP 99/99/999	G6859L121	4,400	100,000	SH		SOLE		100,000	0	0
PEBBLEBROOK HOTEL TR	NOTE 1.75012/1	70509VAA8	5,352,669	6,300	PRN		SOLE		6,300	0	0
PEBBLEBROOK HOTEL TR	COM	70509V100	351,000	25,000	SH	Call	SOLE		25,000	0	0
PELOTON INTERACTIVE INC	NOTE 2/1	70614WAB6	3,800,000	5,000	PRN		SOLE		5,000	0	0
PELOTON INTERACTIVE INC	CL A COM	70614W100	4,563,216	402,400	SH	Call	SOLE		402,400	0	0
PENNYMAC FINL SVCS INC NEW	COM	70932M107	5,245,680	88,000	SH	Call	SOLE		88,000	0	0
PENNYMAC MTG INVT TR	COM	70931T103	10,351,442	839,533	SH		SOLE		839,533	0	0
PHARMACYTE BIOTECH INC	COM NEW	71715X203	2,062,624	723,271	SH		SOLE		723,271	0	0
PHILLIPS 66	COM	718546104	2,534,500	25,000	SH	Put	SOLE		25,000	0	0
PIEDMONT LITHIUM INC	COM	72016P105	900,750	15,000	SH	Call	SOLE		15,000	0	0
PLUM ACQUISITION CORP I	W EXP 03/15/202	G7134L118	6,701	35,271	SH		SOLE		35,271	0	0
PLUM ACQUISITION CORP I	CLASS A ORD SHS	G7134L126	252,082	24,474	SH		SOLE		24,474	0	0
PRIME NO ACQUISITION I CORP	W EXP 07/31/202	74168P115	4,825	113,521	SH		SOLE		113,521	0	0
PRIME NO ACQUISITION I CORP	COM CL A	74168P107	777,833	75,008	SH		SOLE		75,008	0	0
PROJECT ENERGY REIMAGINED AC	W EXP 10/28/202	G72556114	986	13,815	SH		SOLE		13,815	0	0
PROSOMNUS INC	W EXP 04/20/202	50535E116	40,099	253,794	SH		SOLE		253,794	0	0
PYROPHYTE ACQUISITION CORP	W EXP 05/03/202	G7308P127	10,886	120,950	SH		SOLE		120,950	0	0
QUANTUMSCAPE CORP	COM CL A	74767V109	327,200	40,000	SH	Put	SOLE		40,000	0	0
REDWOOD TRUST INC	COM	758075402	67,400	10,000	SH	Call	SOLE		10,000	0	0
REDWOOD TRUST INC	COM	758075402	3,924,709	582,301	SH		SOLE		582,301	0	0
REDWOODS ACQUISITION CORP	W EXP 03/15/202	758083117	1,767	35,335	SH		SOLE		35,335	0	0
REDWOODS ACQUISITION CORP	COM	758083109	2,167,089	209,786	SH		SOLE		209,786	0	0
RINGCENTRAL INC	NOTE 3/0	76680RAF4	6,881,448	7,799	PRN		SOLE		7,799	0	0
RIVIAN AUTOMOTIVE INC	COM CL A	76954A103	1,207,440	78,000	SH	Call	SOLE		78,000	0	0
ROC ENERGY ACQUISITION CORP	RIGHT 11/30/2028	77118V116	145,490	447,661	SH		SOLE		447,661	0	0
ROCKET COS INC	COM CL A	77311W101	353,340	39,000	SH	Put	SOLE		39,000	0	0
ROSE HILL ACQUISITION CORP	W EXP 10/07/202	G7637J123	6,380	100,000	SH		SOLE		100,000	0	0
ROTH CH ACQUISITION IV CO	W EXP 07/01/202	77867P112	172,999	613,688	SH		SOLE		613,688	0	0
ROTH CH ACQUISITION V CO	W EXP 12/10/202	77867R118	8,930	198,014	SH		SOLE		198,014	0	0
ROYAL BK CDA SUSTAINABL	COM	780087102	3,345,300	35,000	SH	Call	SOLE		35,000	0	0
ROYAL CARIBBEAN GROUP	COM	V7780T103	10,611,250	162,500	SH	Put	SOLE		162,500	0	0
ROYAL GOLD INC	COM	780287108	11,544,191	89,000	SH	Call	SOLE		89,000	0	0
SAN JUAN BASIN RTY TR	UNIT BEN INT	798241105	625,940	59,500	SH	Call	SOLE		59,500	0	0
SAN JUAN BASIN RTY TR	UNIT BEN INT	798241105	12,127,509	1,152,805	SH		SOLE		1,152,805	0	0
SELINA HOSPITALITY PLC	ORDINARY SHARES	G8059B101	333,368	215,076	SH		SOLE		215,076	0	0
SEMTECH CORP	COM	816850101	506,940	21,000	SH		SOLE		21,000	0	0
SERITAGE GROWTH PPTYS	CL A	81752R100	6,379,123	810,562	SH		SOLE		810,562	0	0
SERITAGE GROWTH PPTYS	CL A	81752R100	393,500	50,000	SH	Call	SOLE		50,000	0	0
SHAW COMMUNICATIONS INC	CL B CONV	82028K200	3,819,507	127,700	SH		SOLE		127,700	0	0
SIGMA LITHIUM CORPORATION	COM	826599102	383,724	10,200	SH	Put	SOLE		10,200	0	0
SIGNAL HILL ACQUISITION CORP	CLASS A COM	82664R105	2,179,478	209,969	SH		SOLE		209,969	0	0
SMX SEC MATTERS PLC	W EXP 03/07/202	G8267K117	4,640	92,801	SH		SOLE		92,801	0	0
SOLITARIO ZINC CORP	COM	8342EP107	586,878	886,656	SH		SOLE		886,656	0	0
SPDR GOLD TR	GOLD SHS	78463V107	7,328,800	40,000	SH	Put	SOLE		40,000	0	0
SPDR SER TR	SP METALS MNG	78464A755	19,403,400	365,000	SH	Put	SOLE		365,000	0	0
SPDR SER TR	SP REGL BKG	78464A698	2,193,000	50,000	SH	Put	SOLE		50,000	0	0
SPDR SP 500 ETF TR	TR UNIT	78462F103	20,469,501	50,000	SH	Put	SOLE		50,000	0	0
SPIRIT AIRLS INC	NOTE 1.000 5/1	848577AB8	8,483,128	10,491	PRN		SOLE		10,491	0	0
SPIRIT AIRLS INC	COM	848577102	2,416,283	140,727	SH		SOLE		140,727	0	0
SPLUNK INC	NOTE 1.125 9/1	848637AD6	4,257,870	4,415	PRN		SOLE		4,415	0	0
SPLUNK INC	NOTE 0.500 9/1	848637AC8	13,024,866	13,339	PRN		SOLE		13,339	0	0
SPORTSMAP TECH ACQUISITIN CO	W EXP 09/01/202	84921J116	8,269	271,100	SH		SOLE		271,100	0	0
SPOTIFY USA INC	NOTE 3/1	84921RAB6	10,864,490	13,000	PRN		SOLE		13,000	0	0
SSR MINING IN	NOTE 2.500 4/0	784730AB9	5,471,050	5,000	PRN		SOLE		5,000	0	0
STAR HLDGS	SHS BEN INT	85512G106	244,138	14,039	SH		SOLE		14,039	0	0
STEEL DYNAMICS INC	COM	858119100	339,180	3,000	SH		SOLE		3,000	0	0
STRATIM CLOUD ACQUISITION CO	W EXP 03/05/202	86309R115	7,614	38,090	SH		SOLE		38,090	0	0
SUMMIT HOTEL PPTYS	NOTE 1.500 2/1	866082AA8	8,022,656	9,375	PRN		SOLE		9,375	0	0
SUMMIT HOTEL PPTYS INC	COM	866082100	175,000	25,000	SH	Call	SOLE		25,000	0	0
TARGET CORP	COM	87612E106	27,726,463	167,400	SH	Call	SOLE		167,400	0	0
TG VENTURE ACQUISITION CORP	CLASS A COM	87251T109	438,840	42,400	SH		SOLE		42,400	0	0
THE GROWTH FOR GOOD ACQU COR	W EXP 11/12/202	G41522114	13,261	147,342	SH		SOLE		147,342	0	0
TKB CRITICAL TECHNOLOGIES 1	CLASS A ORD	G88935112	572,707	55,068	SH		SOLE		55,068	0	0
TOLL BROTHERS INC	COM	889478103	9,400,698	156,600	SH	Call	SOLE		156,600	0	0
TOLL BROTHERS INC	COM	889478103	600,300	10,000	SH	Put	SOLE		10,000	0	0
TORTOISEECOFIN ACQUISITION C	W EXP 07/22/202	G8956E117	1,863	18,631	SH		SOLE		18,631	0	0
TRADEUP ACQUISITION CORP	W EXP 07/19/202	89268A115	8,599	118,936	SH		SOLE		118,936	0	0
TRIPADVISOR INC	NOTE 0.250 4/0	896945AD4	8,699,460	10,500	PRN		SOLE		10,500	0	0
TRIPLE FLAG PRECIOUS METAL	COM	89679M104	2,007,706	99,737	SH		SOLE		99,737	0	0
TRISTAR ACQUISITION I CORP	W EXP 99/99/999	G9074V114	18,230	184,138	SH		SOLE		184,138	0	0
TWO HBRS INVT CORP	COM	90187B804	4,997,855	339,759	SH		SOLE		339,759	0	0
U HAUL HOLDING COMPANY	COM SER N	023586506	207,400	4,000	SH	Call	SOLE		4,000	0	0
UNITED STATES STL CORP NEW	COM	912909108	1,305,000	50,000	SH	Call	SOLE		50,000	0	0
UNITED STS OIL FD LP	UNITS	91232N207	6,644,000	100,000	SH	Call	SOLE		100,000	0	0
VERDE CLEAN FUELS INC	W EXP 02/15/202	923372114	2,998	15,600	SH		SOLE		15,600	0	0
VERDE CLEAN FUELS INC	CLASS A COM	923372106	127,688	75,000	SH		SOLE		75,000	0	0
VISION SENSING ACQUISITION C	W EXP 10/21/202	92838J111	1,694	33,875	SH		SOLE		33,875	0	0
VIVEON HEALTH ACQUISITION CO	W EXP 99/99/999	92853V114	8,655	576,980	SH		SOLE		576,980	0	0
VMWARE INC	CL A COM	928563402	3,763,853	30,147	SH		SOLE		30,147	0	0
WAYFAIR INC	NOTE 1.12511/0	94419LAD3	4,331,950	5,000	PRN		SOLE		5,000	0	0
WAYFAIR INC	CL A	94419L101	1,201,900	35,000	SH	Call	SOLE		35,000	0	0
WESTROCK COFFEE CO	COM	96145W103	573,750	93,750	SH		SOLE		93,750	0	0
WILLIAMS ROWLAND ACQUISITION	COM	96951B102	780,097	76,107	SH		SOLE		76,107	0	0
WINGSTOP INC	COM	974155103	1,799,084	9,800	SH	Put	SOLE		9,800	0	0
WINVEST ACQUISITION CORP	RIGHT 99/99/9999	97655B125	28,585	461,049	SH		SOLE		461,049	0	0
WINVEST ACQUISITION CORP	W EXP 08/09/202	97655B117	11,123	585,446	SH		SOLE		585,446	0	0
WISDOMTREE INC	NOTE 4.250 6/1	97717PAB0	12,519,480	12,000	PRN		SOLE		12,000	0	0
WORLD ACCEP CORPORATION	COM	981419104	1,102,177	13,233	SH		SOLE		13,233	0	0
YAMANA GOLD INC	COM	98462Y100	7,092,546	1,212,401	SH		SOLE		1,212,401	0	0
YOTTA ACQUISITION CORPORATIO	COMMON STOCK	98741Y103	500,773	48,666	SH		SOLE		48,666	0	0

K2 Principal Fund 13F-HRQuarterly holdings report by institutional manager