Steven Sell Form 3 agilon health / Steven Sell ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Sell Steven

(Last)

(First)

(Middle)

C/O AGILON HEALTH, INC.

1 WORLD TRADE CENTER, SUITE 2000

(Street)

LONG BEACH

90831

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
04/14/2021

3. Issuer Name and Ticker or Trading Symbol
agilon health, inc. [ AGL ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
CEO & President

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Options (Rights to Buy)	⁽¹⁾	05/22/2030	Common Stock	2,000,000	4.5	D
Options (Rights to Buy)	⁽²⁾	05/22/2030	Common Stock	2,500,000	10.12	D
Options (Rights to Buy)	⁽³⁾	05/22/2030	Common Stock	1,000,000	4.5	D

Explanation of Responses:

1. These options were granted on May 22, 2020, and will vest in five equal installments on each anniversary of June 1, 2020, subject to continued employment.

2. These options were granted on May 22, 2020, and will vest in five equal installments on each anniversary of June 1, 2020, subject to (x) continued employment and (y) the achievement by CD&R Vector Holdings, L.P. of a return of at least three times its initial investment in agilon health, inc.

3. These options were granted on May 22, 2020, and will vest upon the completion of the initial public offering of agilon health, inc., subject to continued employment.

Remarks:

Exhibit List: Ex.24 - Power of Attorney

	/s/ Lyn Amor Macaraeg, as Attorney-in-Fact	04/14/2021
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Steven Sell Form 3agilon health / Steven Sell ownership change