UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
________
FORM N-PX
________
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-22431
RiverPark Funds Trust
(Exact name of registrant as specified in charter)
________
156 West 56th Street
17th Floor
New York, NY 10019
(Address of principal executive offices)
________
Morty Schaja
156 West 56th Street
17th Floor
New York, NY 10019
(Name and address of agent for service)
________
Registrant’s telephone number, including area code: 1-212-484-2100
Date of Fiscal Year End: September 30
Date of Reporting Period: July 1, 2019 to June 30, 2020
________
Item 1. Proxy Voting Record.
Attached are the proxy voting records for the following Funds, each a series of RiverPark Funds Trust:
RiverPark Floating Rate CMBS Fund
RiverPark Large Growth Fund
RiverPark Long/Short Opportunity Fund
RiverPark Short Term High Yield Fund
RiverPark Strategic Income Fund
RiverPark/Wedgewood Fund
Non-Voting Funds
RiverPark Floating Rate CMBS Fund
No securities held by the RiverPark Floating Rate CMBS Fund had proxy votes during the reporting period.
Accordingly, no votes have been cast on securities by this Fund during the reporting period.
RiverPark Large Growth Fund |
| Proposal | | Proposed by | Mgt. Position | Registrant Voted |
ADOBE INC
Security ID: 00724F101
Ticker: ADBE
Meeting Date: 09-Apr-20
Meeting Type: Annual
1A. | Election of Director: Amy Banse | | Management | For | Voted - For |
1B. | Election of Director: Frank Calderoni | | Management | For | Voted - For |
1C. | Election of Director: James Daley | | Management | For | Voted - For |
1D. | Election of Director: Laura Desmond | | Management | For | Voted - For |
1E. | Election of Director: Charles Geschke | | Management | For | Voted - For |
1F. | Election of Director: Shantanu Narayen | | Management | For | Voted - For |
1G. | Election of Director: Kathleen Oberg | | Management | For | Voted - For |
1H. | Election of Director: Dheeraj Pandey | | Management | For | Voted - For |
1I. | Election of Director: David Ricks | | Management | For | Voted - For |
1J. | Election of Director: Daniel Rosensweig | | Management | For | Voted - For |
1K. | Election of Director: John Warnock | | Management | For | Voted - For |
2. | Approve the 2020 Employee Stock Purchase Plan, which amends and restates the 1997 Employee Stock Purchase Plan. | | Management | For | Voted - For |
3. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending on November 27, 2020. | | Management | For | Voted - For |
4. | Approve, on an advisory basis, the compensation of our named executive officers. | | Management | For | Voted - For |
5. | Consider and vote upon one stockholder proposal. | | Shareholder | Against | Voted - Against |
ALPHABET INC.
Security ID: 02079K305
Ticker: GOOGL
Meeting Date: 03-Jun-20
Meeting Type: Annual
1.1 | Director: Larry Page | | Management | For | Voted - For |
1.2 | Director: Sergey Brin | | Management | For | Voted - For |
1.3 | Director: Sundar Pichai | | Management | For | Voted - For |
1.4 | Director: John L. Hennessy | | Management | For | Voted - For |
1.5 | Director: Frances H. Arnold | | Management | For | Voted - For |
1.6 | Director: L. John Doerr | | Management | For | Voted - For |
1.7 | Director: Roger W. Ferguson, Jr. | | Management | For | Voted - For |
1.8 | Director: Ann Mather | | Management | For | Voted - For |
1.9 | Director: Alan R. Mulally | | Management | For | Voted - For |
1.10 | Director: K. Ram Shriram | | Management | For | Voted - For |
1.11 | Director: Robin L. Washington | | Management | For | Voted - For |
2. | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2020. | | Management | For | Voted - For |
3. | An amendment to Alphabet's Amended and Restated 2012 Stock Plan to increase the share reserve by 8,500,000 shares of Class C capital stock. | | Management | For | Voted - For |
4. | Advisory vote to approve named executive officer compensation. | | Management | For | Voted - For |
5. | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | | Shareholder | Against | Voted - Against |
6. | A stockholder proposal regarding a report on arbitration of employment-related claims, if properly presented at the meeting. | | Shareholder | Against | Voted - Against |
7. | A stockholder proposal regarding the establishment of a human rights risk oversight committee, if properly presented at the meeting. | | Shareholder | Against | Voted - Against |
8. | A stockholder proposal regarding non-binding vote on amendment of bylaws, if properly presented at the meeting. | | Shareholder | Against | Voted - Against |
9. | A stockholder proposal regarding a report on sustainability metrics, if properly presented at the meeting. | | Shareholder | Against | Voted - Against |
10. | A stockholder proposal regarding a report on takedown requests, if properly presented at the meeting. | | Shareholder | Against | Voted - Against |
11. | A stockholder proposal regarding majority vote for election of directors, if properly presented at the meeting. | | Shareholder | Against | Voted - Against |
12. | A stockholder proposal regarding a report on gender/racial pay equity, if properly presented at the meeting. | | Shareholder | Against | Voted - Against |
13. | A stockholder proposal regarding the nomination of human rights and/or civil rights expert to the board, if properly presented at the meeting. | | Shareholder | Against | Voted - Against |
14. | A stockholder proposal regarding a report on whistleblower policies and practices, if properly presented at the meeting | | Shareholder | Against | Voted - Against |
AMAZON.COM, INC.
Security ID: 023135106
Ticker: AMZN
Meeting Date: 27-May-20
Meeting Type: Annual
1A. | Election of director: Jeffrey P. Bezos | | Management | For | Voted - For |
1B. | Election of director: Rosalind G. Brewer | | Management | For | Voted - For |
1C. | Election of director: Jamie S. Gorelick | | Management | For | Voted - For |
1D. | Election of director: Daniel P. Huttenlocher | | Management | For | Voted - For |
1E. | Election of director: Judith A. McGrath | | Management | For | Voted - For |
1F. | Election of director: Indra K. Nooyi | | Management | For | Voted - For |
1G. | Election of director: Jonathan J. Rubinstein | | Management | For | Voted - For |
1H. | Election of director: Thomas O. Ryder | | Management | For | Voted - For |
1I. | Election of director: Patricia Q. Stonesifer | | Management | For | Voted - For |
1J. | Election of director: Wendell P. Weeks | | Management | For | Voted - For |
2. | Ratification Of The Appointment Of Ernst & Young Llp As Independent Auditors | | Management | For | Voted - For |
3. | Advisory Vote To Approve Executive Compensation | | Management | For | Voted - For |
4. | Approval Of Amendment To Restated Certificate Of Incorporation To Lower Stock Ownership Threshold For Shareholders To Request A Special Meeting | | Management | For | Voted - For |
5. | Shareholder Proposal Requesting A Report On Effects Of Food Waste | | Shareholder | Against | Voted - Against |
6. | Shareholder Proposal Requesting A Report On Customer Use Of Certain Technologies | | Shareholder | Against | Voted - Against |
7. | Shareholder Proposal Requesting A Report On Potential Customer Misuse Of Certain Technologies | | Shareholder | Against | Voted - Against |
8. | Shareholder Proposal Requesting A Report On Efforts To Restrict Certain Products | | Shareholder | Against | Voted - Against |
9. | Shareholder Proposal Requesting A Mandatory Independent Board Chair Policy | | Shareholder | Against | Voted - Against |
10. | Shareholder Proposal Requesting An Alternative Report On Gender/Racial Pay | | Shareholder | Against | Voted - Against |
11. | Shareholder Proposal Requesting A Report On Certain Community Impacts | | Shareholder | Against | Voted - Against |
12. | Shareholder Proposal Requesting A Report On Viewpoint Discrimination | | Shareholder | Against | Voted - Against |
13. | Shareholder Proposal Requesting A Report On Promotion Data | | Shareholder | Against | Voted - Against |
14. | Shareholder Proposal Requesting An Additional Reduction In Threshold For Calling Special Shareholder Meetings | | Shareholder | Against | Voted - Against |
15. | Shareholder Proposal Requesting A Specific Supply Chain Report Format | | Shareholder | Against | Voted - Against |
16. | Shareholder Proposal Requesting Additional Reporting On Lobbying | | Shareholder | Against | Voted - Against |
AMERICAN TOWER CORPORATION
Security ID: 03027X100
Ticker: AMT
Meeting Date: 18-May-20
Meeting Type: Annual
1A. | Election of Director: Thomas A. Bartlett | | Management | For | Voted - For |
1B. | Election of Director: Raymond P. Dolan | | Management | For | Voted - For |
1C. | Election of Director: Robert D. Hormats | | Management | For | Voted - For |
1D. | Election of Director: Gustavo Lara Cantu | | Management | For | Voted - For |
1E. | Election of Director: Grace D. Lieblein | | Management | For | Voted - For |
1F. | Election of Director: Craig Macnab | | Management | For | Voted - For |
1G. | Election of Director: JoAnn A. Reed | | Management | For | Voted - For |
1H. | Election of Director: Pamela D.A. Reeve | | Management | For | Voted - For |
1I. | Election of Director: David E. Sharbutt | | Management | For | Voted - For |
1J. | Election of Director: Bruce L. Tanner | | Management | For | Voted - For |
1K. | Election of Director: Samme L. Thompson | | Management | For | Voted - For |
2. | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2020. | | Management | For | Voted - For |
3. | To approve, on an advisory basis, the Company's executive compensation. | | Management | For | Voted - For |
4. | To require periodic reports on political contributions and expenditures. | | Shareholder | Against | Voted - Against |
5. | To amend the bylaws to reduce the ownership threshold required to call a special meeting of the stockholders. | | Shareholder | Against | Voted - Against |
APPLE INC.
Security ID: 037833100
Ticker: AAPL
Meeting Date: 26-Feb-20
Meeting Type: Annual
1A. | Election of Director: James Bell | | Management | For | Voted - For |
1B. | Election of Director: Tim Cook | | Management | For | Voted - For |
1C. | Election of Director: Al Gore | | Management | For | Voted - For |
1D. | Election of Director: Andrea Jung | | Management | For | Voted - For |
1E. | Election of Director: Art Levinson | | Management | For | Voted - For |
1F. | Election of Director: Ron Sugar | | Management | For | Voted - For |
1G. | Election of Director: Sue Wagner | | Management | For | Voted - For |
2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for 2020 | | Management | For | Voted - For |
3. | Advisory vote to approve executive compensation | | Management | For | Voted - For |
4. | A shareholder proposal entitled "Shareholder Proxy Access Amendments" | | Shareholder | Against | Voted - Against |
5. | A shareholder proposal relating to sustainability and executive compensation | | Shareholder | Against | Voted - Against |
6. | A shareholder proposal relating to policies on freedom of expression | | Shareholder | Against | Voted - Against |
AUTODESK, INC.
Security ID: 052769106
Ticker: ADSK
Meeting Date: 18-Jun-20
Meeting Type: Annual
1A. | Election of Director: Andrew Anagnost | | Management | For | Voted - For |
1B. | Election of Director: Karen Blasing | | Management | For | Voted - For |
1C. | Election of Director: Reid French | | Management | For | Voted - For |
1D. | Election of Director: Dr. Ayanna Howard | | Management | For | Voted - For |
1E. | Election of Director: Blake Irving | | Management | For | Voted - For |
1F. | Election of Director: Mary T. McDowell | | Management | For | Voted - For |
1G. | Election of Director: Stephen Milligan | | Management | For | Voted - For |
1H. | Election of Director: Lorrie M. Norrington | | Management | For | Voted - For |
1I. | Election of Director: Betsy Rafael | | Management | For | Voted - For |
1J. | Election of Director: Stacy J. Smith | | Management | For | Voted - For |
2. | Ratify the appointment of Ernst & Young LLP as Autodesk, Inc.'s independent registered public accounting firm for the fiscal year ending January 31, 2021. | | Management | For | Voted - For |
3. | Approve, on an advisory (non-binding) basis, the compensation of Autodesk, Inc.'s named executive officers. | | Management | For | Voted - For |
CME GROUP INC.
Security ID: 12572Q105
Ticker: CME
Meeting Date: 06-May-20
Meeting Type: Annual
1A. | Election of Equity Director: Terrence A. Duffy | | Management | For | Voted - For |
1B. | Election of Equity Director: Timothy S. Bitsberger | | Management | For | Voted - For |
1C. | Election of Equity Director: Charles P. Carey | | Management | For | Voted - For |
1D. | Election of Equity Director: Dennis H. Chookaszian | | Management | For | Voted - For |
1E. | Election of Equity Director: Bryan T. Durkin | | Management | For | Voted - For |
1F. | Election of Equity Director: Ana Dutra | | Management | For | Voted - For |
1G. | Election of Equity Director: Martin J. Gepsman | | Management | For | Voted - For |
1H. | Election of Equity Director: Larry G. Gerdes | | Management | For | Voted - For |
1I. | Election of Equity Director: Daniel R. Glickman | | Management | For | Voted - For |
1J. | Election of Equity Director: Daniel G. Kaye | | Management | For | Voted - For |
1K. | Election of Equity Director: Phyllis M. Lockett | | Management | For | Voted - For |
1L. | Election of Equity Director: Deborah J. Lucas | | Management | For | Voted - For |
1M. | Election of Equity Director: Terry L. Savage | | Management | For | Voted - For |
1N. | Election of Equity Director: Rahael Seifu | | Management | For | Voted - For |
1O. | Election of Equity Director: William R. Shepard | | Management | For | Voted - For |
1P. | Election of Equity Director: Howard J. Siegel | | Management | For | Voted - For |
1Q. | Election of Equity Director: Dennis A. Suskind | | Management | For | Voted - For |
2. | Ratification of the appointment of Ernst & Young as our independent registered public accounting firm for 2020. | | Management | For | Voted - For |
3. | Advisory vote on the compensation of our named executive officers. | | Management | For | Voted - For |
CONSTELLATION BRANDS, INC.
Security ID: 21036P108
Ticker: STZ
Meeting Date: 16-Jul-19
Meeting Type: Annual
1.1 | Director: Jennifer M. Daniels | | Management | For | Voted - For |
1.2 | Director: Jerry Fowden | | Management | For | Voted - For |
1.3 | Director: Ernesto M. Hernandez | | Management | For | Voted - For |
1.4 | Director: Susan S. Johnson | | Management | For | Voted - For |
1.5 | Director: James A. Locke III | | Management | For | Voted - For |
1.6 | Director: Daniel J. McCarthy | | Management | For | Voted - For |
1.7 | Director: William A. Newlands | | Management | For | Voted - For |
1.8 | Director: Richard Sands | | Management | For | Voted - For |
1.9 | Director: Robert Sands | | Management | For | Voted - For |
1.10 | Director: Judy A. Schmeling | | Management | For | Voted - For |
2. | To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending February 29, 2020 | | Management | For | Voted - For |
3. | To approve, by an advisory vote, the compensation of the Company's named executive officers as disclosed in the Proxy Statement | | Management | For | Voted - For |
DEXCOM, INC.
Security ID: 252131107
Ticker: DXCM
Meeting Date: 21-May-20
Meeting Type: Annual
1A. | Election of Director: Richard A. Collins | | Management | For | Voted - For |
1B. | Election of Director: Mark G. Foletta | | Management | For | Voted - For |
1C. | Election of Director: Eric J. Topol, M.D. | | Management | For | Voted - For |
2. | To ratify the selection by the audit committee of our Board of Directors of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | | Management | For | Voted - For |
3. | Advisory resolution to approve executive compensation. | | Management | For | Voted - For |
EQUINIX, INC.
Security ID: 29444U700
Ticker: EQIX
Meeting Date: 18-Jun-20
Meeting Type: Annual
1.1 | Director: Thomas Bartlett | | Management | For | Voted - For |
1.2 | Director: Nanci Caldwell | | Management | For | Voted - For |
1.3 | Director: Adaire Fox-Martin | | Management | For | Voted - For |
1.4 | Director: Gary Hromadko | | Management | For | Voted - For |
1.5 | Director: William Luby | | Management | For | Voted - For |
1.6 | Director: Irving Lyons III | | Management | For | Voted - For |
1.7 | Director: Charles Meyers | | Management | For | Voted - For |
1.8 | Director: Christopher Paisley | | Management | For | Voted - For |
1.9 | Director: Sandra Rivera | | Management | For | Voted - For |
1.10 | Director: Peter Van Camp | | Management | For | Voted - For |
2. | To approve, by a non-binding advisory vote, the compensation of Equinix's named executive officers. | | Management | For | Voted - For |
3. | To approve the Equinix, Inc. 2020 Equity Incentive Plan. | | Management | For | Voted - For |
4. | To ratify the appointment of PricewaterhouseCoopers LLP as Equinix's independent registered public accounting firm for the fiscal year ending December 31, 2020. | | Management | For | Voted - For |
5. | Stockholder proposal related to political contributions disclosure and oversight. | | Shareholder | Against | Voted - Against |
EXACT SCIENCES CORPORATION
Security ID: 30063P105
Ticker: EXAS
Meeting Date: 25-Jul-19
Meeting Type: Annual
1.1 | Director: Kevin T. Conroy | | Management | For | Voted - For |
1.2 | Director: Katherine S. Zanotti | | Management | For | Voted - For |
2. | Proposal to ratify the selection of BDO USA, LLP as our independent registered public accounting firm for 2019. | | Management | For | Voted - For |
3. | Proposal to approve on an advisory basis the compensation of the Company's named executive officers. | | Management | For | Voted - For |
4. | Proposal to approve the Exact Sciences Corporation 2019 Omnibus Long-Term Incentive Plan. | | Management | For | Voted - For |
FACEBOOK, INC.
Security ID: 30303M102
Ticker: FB
Meeting Date: 27-May-20
Meeting Type: Annual
1.1 | Director: Peggy Alford | | Management | For | Voted - For |
1.2 | Director: Marc L. Andreessen | | Management | For | Voted - For |
1.3 | Director: Andrew W. Houston | | Management | For | Voted - For |
1.4 | Director: Nancy Killefer | | Management | For | Voted - For |
1.5 | Director: Robert M. Kimmitt | | Management | For | Voted - For |
1.6 | Director: Sheryl K. Sandberg | | Management | For | Voted - For |
1.7 | Director: Peter A. Thiel | | Management | For | Voted - For |
1.8 | Director: Tracey T. Travis | | Management | For | Voted - For |
1.9 | Director: Mark Zuckerberg | | Management | For | Voted - For |
2. | To ratify the appointment of Ernst & Young LLP as Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2020. | | Management | For | Voted - For |
3. | To approve the director compensation policy. | | Management | For | Voted - For |
4. | A stockholder proposal regarding change in stockholder voting. | | Shareholder | Against | Voted - Against |
5. | A stockholder proposal regarding an independent chair. | | Shareholder | Against | Voted - Against |
6. | A stockholder proposal regarding majority voting for directors. | | Shareholder | Against | Voted - Against |
7. | A stockholder proposal regarding political advertising. | | Shareholder | Against | Voted - Against |
8. | A stockholder proposal regarding human/civil rights expert on board. | | Shareholder | Against | Voted - Against |
9. | A stockholder proposal regarding report on civil and human rights risks. | | Shareholder | Against | Voted - Against |
10. | A stockholder proposal regarding child exploitation. | | Shareholder | Against | Voted - Against |
11. | A stockholder proposal regarding median gender/racial pay gap. | | Shareholder | Against | Voted - Against |
ILLUMINA, INC.
Security ID: 452327109
Ticker: ILMN
Meeting Date: 27-May-20
Meeting Type: Annual
1A. | Election of Director: Caroline Dorsa | | Management | For | Voted - For |
1B. | Election of Director: Robert S. Epstein, M.D. | | Management | For | Voted - For |
1C. | Election of Director: Scott Gottlieb, M.D. | | Management | For | Voted - For |
1D. | Election of Director: Philip W. Schiller | | Management | For | Voted - For |
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 3, 2021. | | Management | For | Voted - For |
3. | To approve, on an advisory basis, the compensation of the named executive officers as disclosed in the Proxy Statement. | | Management | For | Voted - For |
4. | To approve, on an advisory basis, a stockholder proposal regarding political disclosures. | | Shareholder | Against | Voted - Against |
INTUITIVE SURGICAL, INC.
Security ID: 46120E602
Ticker: ISRG
Meeting Date: 23-Apr-20
Meeting Type: Annual
1A. | Election of Director: Craig H. Barratt, Ph.D. | | Management | For | Voted - For |
1B. | Election of Director: Joseph C. Beery | | Management | For | Voted - For |
1C. | Election of Director: Gary S. Guthart, Ph.D. | | Management | For | Voted - For |
1D. | Election of Director: Amal M. Johnson | | Management | For | Voted - For |
1E. | Election of Director: Don R. Kania, Ph.D. | | Management | For | Voted - For |
1F. | Election of Director: Amy L. Ladd, M.D. | | Management | For | Voted - For |
1G. | Election of Director: Keith R. Leonard, Jr. | | Management | For | Voted - For |
1H. | Election of Director: Alan J. Levy, Ph.D. | | Management | For | Voted - For |
1I. | Election of Director: Jami Dover Nachtsheim | | Management | For | Voted - For |
1J. | Election of Director: Mark J. Rubash | | Management | For | Voted - For |
2. | To approve, by advisory vote, the compensation of the Company's Named Executive Officers. | | Management | For | Voted - For |
3. | The ratification of appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | | Management | For | Voted - For |
4. | To approve the Company's Amended and Restated 2010 Incentive Award Plan. | | Management | For | Voted - For |
5. | To approve the amendment of the Certificate of Incorporation to adopt simple majority voting provisions. | | Management | For | Voted - For |
6. | To approve the amendment of the Certificate of Incorporation to permit stockholders to call a special meeting. | | Management | For | Voted - For |
IQVIA HOLDINGS INC.
Security ID: 46266C105
Ticker: IQV
Meeting Date: 06-Apr-20
Meeting Type: Annual
1.1 | Director: Carol J. Burt | | Management | For | Voted - For |
1.2 | Director: Colleen A. Goggins | | Management | For | Voted - For |
1.3 | Director: Ronald A. Rittenmeyer | | Management | For | Voted - For |
2. | An advisory (non-binding) vote to approve executive compensation. | | Management | For | Voted - For |
3. | The ratification of the appointment of PricewaterhouseCoopers LLP as IQVIA Holdings Inc.'s independent registered public accounting firm for the year ending December 31, 2020. | | Management | For | Voted - For |
MASTERCARD INCORPORATED
Security ID: 57636Q104
Ticker: MA
Meeting Date: 16-Jun-20
Meeting Type: Annual
1A. | Election of Director: Richard Haythornthwaite | | Management | For | Voted - For |
1B. | Election of Director: Ajay Banga | | Management | For | Voted - For |
1C. | Election of Director: Richard K. Davis | | Management | For | Voted - For |
1D. | Election of Director: Steven J. Freiberg | | Management | For | Voted - For |
1E. | Election of Director: Julius Genachowski | | Management | For | Voted - For |
1F. | Election of Director: Choon Phong Goh | | Management | For | Voted - For |
1G. | Election of Director: Merit E. Janow | | Management | For | Voted - For |
1H. | Election of Director: Oki Matsumoto | | Management | For | Voted - For |
1I. | Election of Director: Youngme Moon | | Management | For | Voted - For |
1J. | Election of Director: Rima Qureshi | | Management | For | Voted - For |
1K. | Election of Director: José Octavio Reyes Lagunes | | Management | For | Voted - For |
1L. | Election of Director: Gabrielle Sulzberger | | Management | For | Voted - For |
1M. | Election of Director: Jackson Tai | | Management | For | Voted - For |
1N. | Election of Director: Lance Uggla | | Management | For | Voted - For |
2. | Advisory approval of Mastercard's executive compensation | | Management | For | Voted - For |
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2020 | | Management | For | Voted - For |
MICROSOFT CORPORATION
Security ID: 594918104
Ticker: MSFT
Meeting Date: 04-Dec-19
Meeting Type: Annual
1A. | Election of Director: William H. Gates III | | Management | For | Voted - For |
1B. | Election of Director: Reid G. Hoffman | | Management | For | Voted - For |
1C. | Election of Director: Hugh F. Johnston | | Management | For | Voted - For |
1D. | Election of Director: Teri L. List-Stoll | | Management | For | Voted - For |
1E. | Election of Director: Satya Nadella | | Management | For | Voted - For |
1F. | Election of Director: Sandra E. Peterson | | Management | For | Voted - For |
1G. | Election of Director: Penny S. Pritzker | | Management | For | Voted - For |
1H. | Election of Director: Charles W. Scharf | | Management | For | Voted - For |
1I. | Election of Director: Arne M. Sorenson | | Management | For | Voted - For |
1J. | Election of Director: John W. Stanton | | Management | For | Voted - For |
1K. | Election of Director: John W. Thompson | | Management | For | Voted - For |
1L. | Election of Director: Emma Walmsley | | Management | For | Voted - For |
1M. | Election of Director: Padmasree Warrior | | Management | For | Voted - For |
2. | Advisory vote to approve named executive officer compensation | | Management | For | Voted - For |
3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2020 | | Management | For | Voted - For |
4. | Shareholder Proposal - Report on Employee Representation on Board of Directors | | Shareholder | Against | Voted - Against |
5. | Shareholder Proposal - Report on Gender Pay Gap | | Shareholder | Against | Voted - Against |
NIKE, INC.
Security ID: 654106103
Ticker: NKE
Meeting Date: 19-Sep-19
Meeting Type: Annual
1.1 | Director: Alan B. Graf, Jr. | | Management | For | Voted - For |
1.2 | Director: Peter B. Henry | | Management | For | Voted - For |
1.3 | Director: Michelle A. Peluso | | Management | For | Voted - For |
2. | To approve executive compensation by an advisory vote. | | Management | For | Voted - For |
3. | To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm. | | Management | For | Voted - For |
NORTHROP GRUMMAN CORPORATION
Security ID: 666807102
Ticker: NOC
Meeting Date: 20-May-20
Meeting Type: Annual
1A. | Election of Director: Kathy J. Warden | | Management | For | Voted - For |
1B. | Election of Director: Marianne C. Brown | | Management | For | Voted - For |
1C. | Election of Director: Donald E. Felsinger | | Management | For | Voted - For |
1D. | Election of Director: Ann M. Fudge | | Management | For | Voted - For |
1E. | Election of Director: Bruce S. Gordon | | Management | For | Voted - For |
1F. | Election of Director: William H. Hernandez | | Management | For | Voted - For |
1G. | Election of Director: Madeleine A. Kleiner | | Management | For | Voted - For |
1H. | Election of Director: Karl J. Krapek | | Management | For | Voted - For |
1I. | Election of Director: Gary Roughead | | Management | For | Voted - For |
1J. | Election of Director: Thomas M. Schoewe | | Management | For | Voted - For |
1K. | Election of Director: James S. Turley | | Management | For | Voted - For |
1L. | Election of Director: Mark A. Welsh III | | Management | For | Voted - For |
2. | Proposal to approve, on an advisory basis, the compensation of the Company's Named Executive Officers. | | Management | For | Voted - For |
3. | Proposal to ratify the appointment of Deloitte & Touche LLP as the Company's Independent Auditor for fiscal year ending December 31, 2020. | | Management | For | Voted - For |
4. | Shareholder proposal that the Company assess and report on potential human rights impacts that could result from governments' use of the Company's products and services, including in conflict-affected areas. | | Shareholder | Against | Voted - Against |
5. | Shareholder proposal to move to a 3% ownership threshold for shareholders to request action by written consent. | | Shareholder | Against | Voted - Against |
PALO ALTO NETWORKS, INC.
Security ID: 697435105
Ticker: PANW
Meeting Date: 09-Dec-19
Meeting Type: Annual
1A. | Election of Class II Director: Asheem Chandna | | Management | For | Voted - For |
1B. | Election of Class II Director: James J. Goetz | | Management | For | Voted - For |
1C. | Election of Class II Director: Mark D. McLaughlin | | Management | For | Voted - For |
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending July 31, 2020. | | Management | For | Voted - For |
3. | To approve, on an advisory basis, the compensation of our named executive officers. | | Management | For | Voted - For |
PAYPAL HOLDINGS, INC.
Security ID: 70450Y103
Ticker: PYPL
Meeting Date: 21-May-20
Meeting Type: Annual
1A. | Election of Director: Rodney C. Adkins | | Management | For | Voted - For |
1B. | Election of Director: Jonathan Christodoro | | Management | For | Voted - For |
1C. | Election of Director: John J. Donahoe | | Management | For | Voted - For |
1D. | Election of Director: David W. Dorman | | Management | For | Voted - For |
1E. | Election of Director: Belinda J. Johnson | | Management | For | Voted - For |
1F. | Election of Director: Gail J. McGovern | | Management | For | Voted - For |
1G. | Election of Director: Deborah M. Messemer | | Management | For | Voted - For |
1H. | Election of Director: David M. Moffett | | Management | For | Voted - For |
1I. | Election of Director: Ann M. Sarnoff | | Management | For | Voted - For |
1J. | Election of Director: Daniel H. Schulman | | Management | For | Voted - For |
1K. | Election of Director: Frank D. Yeary | | Management | For | Voted - For |
2. | Advisory vote to approve named executive officer compensation. | | Management | For | Voted - For |
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditor for 2020. | | Management | For | Voted - For |
4. | Stockholder Proposal - Stockholder right to act by written consent. | | Shareholder | Against | Voted - Against |
5. | Stockholder Proposal - Human and indigenous peoples' rights. | | Shareholder | Against | Voted - Against |
PINTEREST, INC.
Security ID: 72352L106
Ticker: PINS
Meeting Date: 21-May-20
Meeting Type: Annual
1A. | Election of Class I Director: Jeffrey Jordan | | Management | For | Voted - For |
1B. | Election of Class I Director: Jeremy Levine | | Management | For | Voted - For |
1C. | Election of Class I Director: Gokul Rajaram | | Management | For | Voted - For |
2. | Ratify the audit committee's selection of Ernst & Young LLP as the company's independent registered public accounting firm for the fiscal year 2020 | | Management | For | Voted - For |
3. | Approve, on an advisory basis, the frequency of future advisory votes to approve our named executive officers' compensation | | Management | 1 Year | Voted - 1 Year |
RINGCENTRAL, INC.
Security ID: 76680R206
Ticker: RNG
Meeting Date: 05-Jun-20
Meeting Type: Annual
1.1 | Director: Vladimir Shmunis | | Management | For | Voted - For |
1.2 | Director: Kenneth Goldman | | Management | For | Voted - For |
1.3 | Director: Michelle McKenna | | Management | For | Voted - For |
1.4 | Director: Godfrey Sullivan | | Management | For | Voted - For |
1.5 | Director: Robert Theis | | Management | For | Voted - For |
1.6 | Director: Allan Thygesen | | Management | For | Voted - For |
1.7 | Director: Neil Williams | | Management | For | Voted - For |
2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2020. | | Management | For | Voted - For |
3. | To approve, on an advisory (non-binding) basis, the named executive officers' compensation, as disclosed in the proxy statement. | | Management | For | Voted - For |
SALESFORCE.COM, INC.
Security ID: 79466L302
Ticker: CRM
Meeting Date: 11-Jun-20
Meeting Type: Annual
1A. | Election of Director: Marc Benioff | | Management | For | Voted - For |
1B. | Election of Director: Craig Conway | | Management | For | Voted - For |
1C. | Election of Director: Parker Harris | | Management | For | Voted - For |
1D. | Election of Director: Alan Hassenfeld | | Management | For | Voted - For |
1E. | Election of Director: Neelie Kroes | | Management | For | Voted - For |
1F. | Election of Director: Colin Powell | | Management | For | Voted - For |
1G. | Election of Director: Sanford Robertson | | Management | For | Voted - For |
1H. | Election of Director: John V. Roos | | Management | For | Voted - For |
1I. | Election of Director: Robin Washington | | Management | For | Voted - For |
1J. | Election of Director: Maynard Webb | | Management | For | Voted - For |
1K. | Election of Director: Susan Wojcicki | | Management | For | Voted - For |
2. | Amendment and restatement of our 2013 Equity Incentive Plan. | | Management | For | Voted - For |
3. | Amendment and restatement of our 2004 Employee Stock Purchase Plan. | | Management | For | Voted - For |
4. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2021. | | Management | For | Voted - For |
5. | An advisory vote to approve the fiscal 2020 compensation of our named executive officers. | | Management | For | Voted - For |
6. | A stockholder proposal requesting the ability of stockholders to act by written consent, if properly presented at the meeting. | | Shareholder | Against | Voted - Against |
SERVICENOW, INC.
Security ID: 81762P102
Ticker: NOW
Meeting Date: 17-Jun-20
Meeting Type: Annual
1A. | Election of Director: William R. McDermott | | Management | For | Voted - For |
1B. | Election of Director: Anita M. Sands | | Management | For | Voted - For |
1C. | Election of Director: Dennis M. Woodside | | Management | For | Voted - For |
2. | To approve, on an advisory basis, the compensation of our Named Executive Officers ("Say-on-Pay"). | | Management | For | Voted - For |
3. | Ratification of PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2020. | | Management | For | Voted - For |
4. | To approve an amendment to our Restated Certificate of Incorporation to declassify our Board of Directors. | | Management | For | Voted - For |
5. | To hold an advisory vote on the frequency of future advisory votes on executive compensation. | | Management | 1 Year | Voted - 1 Year |
SHOPIFY INC.
Security ID: 82509L107
Ticker: SHOP
Meeting Date: 27-May-20
Meeting Type: Annual
1.1 | Director: Tobias Lütke | | Management | For | Voted - For |
1.2 | Director: Robert Ashe | | Management | For | Voted - For |
1.3 | Director: Gail Goodman | | Management | For | Voted - For |
1.4 | Director: Colleen Johnston | | Management | For | Voted - For |
1.5 | Director: Jeremy Levine | | Management | For | Voted - For |
1.6 | Director: John Phillips | | Management | For | Voted - For |
2 | Resolution approving the re-appointment of PricewaterhouseCoopers LLP as auditors of the Company and authorizing the Board of Directors to fix their remuneration. | | Management | For | Voted - For |
3 | Non-binding advisory resolution that the shareholders accept the Company's approach to executive compensation as disclosed in the Management Information Circular for the Meeting. | | Management | For | Voted - For |
THE WALT DISNEY COMPANY
Security ID: 254687106
Ticker: DIS
Meeting Date: 11-Mar-20
Meeting Type: Annual
1A. | Election of Director: Susan E. Arnold | | Management | For | Voted - For |
1B. | Election of Director: Mary T. Barra | | Management | For | Voted - For |
1C. | Election of Director: Safra A. Catz | | Management | For | Voted - For |
1D. | Election of Director: Francis A. deSouza | | Management | For | Voted - For |
1E. | Election of Director: Michael B.G. Froman | | Management | For | Voted - For |
1F. | Election of Director: Robert A. Iger | | Management | For | Voted - For |
1G. | Election of Director: Maria Elena Lagomasino | | Management | For | Voted - For |
1H. | Election of Director: Mark G. Parker | | Management | For | Voted - For |
1I. | Election of Director: Derica W. Rice | | Management | For | Voted - For |
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's registered public accountants for fiscal 2020. | | Management | For | Voted - For |
3. | To approve the advisory resolution on executive compensation. | | Management | For | Voted - For |
4. | To approve an amendment to the Company's Amended and Restated 2011 Stock Incentive Plan. | | Management | For | Voted - For |
5. | Shareholder proposal requesting an annual report disclosing information regarding the Company's lobbying policies and activities. | | Shareholder | Against | Voted - Against |
TWILIO INC.
Security ID: 90138F102
Ticker: TWLO
Meeting Date: 03-Jun-20
Meeting Type: Annual
1.1 | Director: Richard Dalzell | | Management | For | Voted - For |
1.2 | Director: Jeffrey Immelt | | Management | For | Voted - For |
1.3 | Director: Erika Rottenberg | | Management | For | Voted - For |
2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2020. | | Management | For | Voted - For |
3. | To approve, on a non-binding advisory basis, the compensation of our named executive officers. | | Management | For | Voted - For |
TWITTER, INC.
Security ID: 90184L102
Ticker: TWTR
Meeting Date: 27-May-20
Meeting Type: Annual
1A. | Election of Director: Omid R. Kordestani | | Management | For | Voted - For |
1B. | Election of Director: Ngozi Okonjo-Iweala | | Management | For | Voted - For |
1C. | Election of Director: Bret Taylor | | Management | For | Voted - For |
2. | To approve, on an advisory basis, the compensation of our named executive officers. | | Management | For | Voted - For |
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2020. | | Management | For | Voted - For |
4. | A stockholder proposal regarding an EEO policy risk report. | | Shareholder | Against | Voted - Against |
UBER TECHNOLOGIES INC
Security ID: 90353T100
Ticker: UBER
Meeting Date: 11-May-20
Meeting Type: Annual
1A. | Election of Director: Ronald Sugar | | Management | For | Voted - For |
1B. | Election of Director: Ursula Burns | | Management | For | Voted - For |
1C. | Election of Director: Robert Eckert | | Management | For | Voted - For |
1D. | Election of Director: Amanda Ginsberg | | Management | For | Voted - For |
1E. | Election of Director: Dara Khosrowshahi | | Management | For | Voted - For |
1F. | Election of Director: Wan Ling Martello | | Management | For | Voted - For |
1G. | Election of Director: Yasir Al-Rumayyan | | Management | For | Voted - For |
1H. | Election of Director: John Thain | | Management | For | Voted - For |
1I. | Election of Director: David Trujillo | | Management | For | Voted - For |
2. | Approval, by non-binding vote, of the 2019 compensation paid to the Company's named executive officers. | | Management | For | Voted - For |
3. | Approval, by non-binding vote, of the frequency of executive compensation votes. | | Management | 1 Year | Voted - 1 Year |
4. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2020. | | Management | For | Voted - For |
VISA INC.
Security ID: 92826C839
Ticker: V
Meeting Date: 28-Jan-20
Meeting Type: Annual
1A. | Election of Director: Lloyd A. Carney | | Management | For | Voted - For |
1B. | Election of Director: Mary B. Cranston | | Management | For | Voted - For |
1C. | Election of Director: Francisco Javier Fernández-Carbajal | | Management | For | Voted - For |
1D. | Election of Director: Alfred F. Kelly, Jr. | | Management | For | Voted - For |
1E. | Election of Director: Ramon L. Laguarta | | Management | For | Voted - For |
1F. | Election of Director: John F. Lundgren | | Management | For | Voted - For |
1G. | Election of Director: Robert W. Matschullat | | Management | For | Voted - For |
1H. | Election of Director: Denise M. Morrison | | Management | For | Voted - For |
1I. | Election of Director: Suzanne Nora Johnson | | Management | For | Voted - For |
1J. | Election of Director: John A. C. Swainson | | Management | For | Voted - For |
1K. | Election of Director: Maynard G. Webb, Jr. | | Management | For | Voted - For |
2. | Advisory vote to approve executive compensation. | | Management | For | Voted - For |
3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2020 fiscal year. | | Management | For | Voted - For |
RiverPark Long/Short Opportunity Fund |
| Proposal | | Proposed by | Mgt. Position | Registrant Voted |
ADOBE INC
Security ID: 00724F101
Ticker: ADBE
Meeting Date: 09-Apr-20
Meeting Type: Annual
1A. | Election of Director: Amy Banse | | Management | For | Voted - For |
1B. | Election of Director: Frank Calderoni | | Management | For | Voted - For |
1C. | Election of Director: James Daley | | Management | For | Voted - For |
1D. | Election of Director: Laura Desmond | | Management | For | Voted - For |
1E. | Election of Director: Charles Geschke | | Management | For | Voted - For |
1F. | Election of Director: Shantanu Narayen | | Management | For | Voted - For |
1G. | Election of Director: Kathleen Oberg | | Management | For | Voted - For |
1H. | Election of Director: Dheeraj Pandey | | Management | For | Voted - For |
1I. | Election of Director: David Ricks | | Management | For | Voted - For |
1J. | Election of Director: Daniel Rosensweig | | Management | For | Voted - For |
1K. | Election of Director: John Warnock | | Management | For | Voted - For |
2. | Approve the 2020 Employee Stock Purchase Plan, which amends and restates the 1997 Employee Stock Purchase Plan. | | Management | For | Voted - For |
3. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending on November 27, 2020. | | Management | For | Voted - For |
4. | Approve, on an advisory basis, the compensation of our named executive officers. | | Management | For | Voted - For |
5. | Consider and vote upon one stockholder proposal. | | Shareholder | Against | Voted - Against |
ALPHABET INC.
Security ID: 02079K305
Ticker: GOOGL
Meeting Date: 03-Jun-20
Meeting Type: Annual
1.1 | Director: Larry Page | | Management | For | Voted - For |
1.2 | Director: Sergey Brin | | Management | For | Voted - For |
1.3 | Director: Sundar Pichai | | Management | For | Voted - For |
1.4 | Director: John L. Hennessy | | Management | For | Voted - For |
1.5 | Director: Frances H. Arnold | | Management | For | Voted - For |
1.6 | Director: L. John Doerr | | Management | For | Voted - For |
1.7 | Director: Roger W. Ferguson, Jr. | | Management | For | Voted - For |
1.8 | Director: Ann Mather | | Management | For | Voted - For |
1.9 | Director: Alan R. Mulally | | Management | For | Voted - For |
1.10 | Director: K. Ram Shriram | | Management | For | Voted - For |
1.11 | Director: Robin L. Washington | | Management | For | Voted - For |
2. | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2020. | | Management | For | Voted - For |
3. | An amendment to Alphabet's Amended and Restated 2012 Stock Plan to increase the share reserve by 8,500,000 shares of Class C capital stock. | | Management | For | Voted - For |
4. | Advisory vote to approve named executive officer compensation. | | Management | For | Voted - For |
5. | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | | Shareholder | Against | Voted - Against |
6. | A stockholder proposal regarding a report on arbitration of employment-related claims, if properly presented at the meeting. | | Shareholder | Against | Voted - Against |
7. | A stockholder proposal regarding the establishment of a human rights risk oversight committee, if properly presented at the meeting. | | Shareholder | Against | Voted - Against |
8. | A stockholder proposal regarding non-binding vote on amendment of bylaws, if properly presented at the meeting. | | Shareholder | Against | Voted - Against |
9. | A stockholder proposal regarding a report on sustainability metrics, if properly presented at the meeting. | | Shareholder | Against | Voted - Against |
10. | A stockholder proposal regarding a report on takedown requests, if properly presented at the meeting. | | Shareholder | Against | Voted - Against |
11. | A stockholder proposal regarding majority vote for election of directors, if properly presented at the meeting. | | Shareholder | Against | Voted - Against |
12. | A stockholder proposal regarding a report on gender/racial pay equity, if properly presented at the meeting. | | Shareholder | Against | Voted - Against |
13. | A stockholder proposal regarding the nomination of human rights and/or civil rights expert to the board, if properly presented at the meeting. | | Shareholder | Against | Voted - Against |
14. | A stockholder proposal regarding a report on whistleblower policies and practices, if properly presented at the meeting | | Shareholder | Against | Voted - Against |
AMAZON.COM, INC.
Security ID: 023135106
Ticker: AMZN
Meeting Date: 27-May-20
Meeting Type: Annual
1A. | Election of director: Jeffrey P. Bezos | | Management | For | Voted - For |
1B. | Election of director: Rosalind G. Brewer | | Management | For | Voted - For |
1C. | Election of director: Jamie S. Gorelick | | Management | For | Voted - For |
1D. | Election of director: Daniel P. Huttenlocher | | Management | For | Voted - For |
1E. | Election of director: Judith A. McGrath | | Management | For | Voted - For |
1F. | Election of director: Indra K. Nooyi | | Management | For | Voted - For |
1G. | Election of director: Jonathan J. Rubinstein | | Management | For | Voted - For |
1H. | Election of director: Thomas O. Ryder | | Management | For | Voted - For |
1I. | Election of director: Patricia Q. Stonesifer | | Management | For | Voted - For |
1J. | Election of director: Wendell P. Weeks | | Management | For | Voted - For |
2. | Ratification Of The Appointment Of Ernst & Young Llp As Independent Auditors | | Management | For | Voted - For |
3. | Advisory Vote To Approve Executive Compensation | | Management | For | Voted - For |
4. | Approval Of Amendment To Restated Certificate Of Incorporation To Lower Stock Ownership Threshold For Shareholders To Request A Special Meeting | | Management | For | Voted - For |
5. | Shareholder Proposal Requesting A Report On Effects Of Food Waste | | Shareholder | Against | Voted - Against |
6. | Shareholder Proposal Requesting A Report On Customer Use Of Certain Technologies | | Shareholder | Against | Voted - Against |
7. | Shareholder Proposal Requesting A Report On Potential Customer Misuse Of Certain Technologies | | Shareholder | Against | Voted - Against |
8. | Shareholder Proposal Requesting A Report On Efforts To Restrict Certain Products | | Shareholder | Against | Voted - Against |
9. | Shareholder Proposal Requesting A Mandatory Independent Board Chair Policy | | Shareholder | Against | Voted - Against |
10. | Shareholder Proposal Requesting An Alternative Report On Gender/Racial Pay | | Shareholder | Against | Voted - Against |
11. | Shareholder Proposal Requesting A Report On Certain Community Impacts | | Shareholder | Against | Voted - Against |
12. | Shareholder Proposal Requesting A Report On Viewpoint Discrimination | | Shareholder | Against | Voted - Against |
13. | Shareholder Proposal Requesting A Report On Promotion Data | | Shareholder | Against | Voted - Against |
14. | Shareholder Proposal Requesting An Additional Reduction In Threshold For Calling Special Shareholder Meetings | | Shareholder | Against | Voted - Against |
15. | Shareholder Proposal Requesting A Specific Supply Chain Report Format | | Shareholder | Against | Voted - Against |
16. | Shareholder Proposal Requesting Additional Reporting On Lobbying | | Shareholder | Against | Voted - Against |
AMERICAN TOWER CORPORATION
Security ID: 03027X100
Ticker: AMT
Meeting Date: 18-May-20
Meeting Type: Annual
1A. | Election of Director: Thomas A. Bartlett | | Management | For | Voted - For |
1B. | Election of Director: Raymond P. Dolan | | Management | For | Voted - For |
1C. | Election of Director: Robert D. Hormats | | Management | For | Voted - For |
1D. | Election of Director: Gustavo Lara Cantu | | Management | For | Voted - For |
1E. | Election of Director: Grace D. Lieblein | | Management | For | Voted - For |
1F. | Election of Director: Craig Macnab | | Management | For | Voted - For |
1G. | Election of Director: JoAnn A. Reed | | Management | For | Voted - For |
1H. | Election of Director: Pamela D.A. Reeve | | Management | For | Voted - For |
1I. | Election of Director: David E. Sharbutt | | Management | For | Voted - For |
1J. | Election of Director: Bruce L. Tanner | | Management | For | Voted - For |
1K. | Election of Director: Samme L. Thompson | | Management | For | Voted - For |
2. | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2020. | | Management | For | Voted - For |
3. | To approve, on an advisory basis, the Company's executive compensation. | | Management | For | Voted - For |
4. | To require periodic reports on political contributions and expenditures. | | Shareholder | Against | Voted - Against |
5. | To amend the bylaws to reduce the ownership threshold required to call a special meeting of the stockholders. | | Shareholder | Against | Voted - Against |
APPLE INC.
Security ID: 037833100
Ticker: AAPL
Meeting Date: 26-Feb-20
Meeting Type: Annual
1A. | Election of Director: James Bell | | Management | For | Voted - For |
1B. | Election of Director: Tim Cook | | Management | For | Voted - For |
1C. | Election of Director: Al Gore | | Management | For | Voted - For |
1D. | Election of Director: Andrea Jung | | Management | For | Voted - For |
1E. | Election of Director: Art Levinson | | Management | For | Voted - For |
1F. | Election of Director: Ron Sugar | | Management | For | Voted - For |
1G. | Election of Director: Sue Wagner | | Management | For | Voted - For |
2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for 2020 | | Management | For | Voted - For |
3. | Advisory vote to approve executive compensation | | Management | For | Voted - For |
4. | A shareholder proposal entitled "Shareholder Proxy Access Amendments" | | Shareholder | Against | Voted - Against |
5. | A shareholder proposal relating to sustainability and executive compensation | | Shareholder | Against | Voted - Against |
6. | A shareholder proposal relating to policies on freedom of expression | | Shareholder | Against | Voted - Against |
AUTODESK, INC.
Security ID: 052769106
Ticker: ADSK
Meeting Date: 18-Jun-20
Meeting Type: Annual
1A. | Election of Director: Andrew Anagnost | | Management | For | Voted - For |
1B. | Election of Director: Karen Blasing | | Management | For | Voted - For |
1C. | Election of Director: Reid French | | Management | For | Voted - For |
1D. | Election of Director: Dr. Ayanna Howard | | Management | For | Voted - For |
1E. | Election of Director: Blake Irving | | Management | For | Voted - For |
1F. | Election of Director: Mary T. McDowell | | Management | For | Voted - For |
1G. | Election of Director: Stephen Milligan | | Management | For | Voted - For |
1H. | Election of Director: Lorrie M. Norrington | | Management | For | Voted - For |
1I. | Election of Director: Betsy Rafael | | Management | For | Voted - For |
1J. | Election of Director: Stacy J. Smith | | Management | For | Voted - For |
2. | Ratify the appointment of Ernst & Young LLP as Autodesk, Inc.'s independent registered public accounting firm for the fiscal year ending January 31, 2021. | | Management | For | Voted - For |
3. | Approve, on an advisory (non-binding) basis, the compensation of Autodesk, Inc.'s named executive officers. | | Management | For | Voted - For |
CME GROUP INC.
Security ID: 12572Q105
Ticker: CME
Meeting Date: 06-May-20
Meeting Type: Annual
1A. | Election of Equity Director: Terrence A. Duffy | | Management | For | Voted - For |
1B. | Election of Equity Director: Timothy S. Bitsberger | | Management | For | Voted - For |
1C. | Election of Equity Director: Charles P. Carey | | Management | For | Voted - For |
1D. | Election of Equity Director: Dennis H. Chookaszian | | Management | For | Voted - For |
1E. | Election of Equity Director: Bryan T. Durkin | | Management | For | Voted - For |
1F. | Election of Equity Director: Ana Dutra | | Management | For | Voted - For |
1G. | Election of Equity Director: Martin J. Gepsman | | Management | For | Voted - For |
1H. | Election of Equity Director: Larry G. Gerdes | | Management | For | Voted - For |
1I. | Election of Equity Director: Daniel R. Glickman | | Management | For | Voted - For |
1J. | Election of Equity Director: Daniel G. Kaye | | Management | For | Voted - For |
1K. | Election of Equity Director: Phyllis M. Lockett | | Management | For | Voted - For |
1L. | Election of Equity Director: Deborah J. Lucas | | Management | For | Voted - For |
1M. | Election of Equity Director: Terry L. Savage | | Management | For | Voted - For |
1N. | Election of Equity Director: Rahael Seifu | | Management | For | Voted - For |
1O. | Election of Equity Director: William R. Shepard | | Management | For | Voted - For |
1P. | Election of Equity Director: Howard J. Siegel | | Management | For | Voted - For |
1Q. | Election of Equity Director: Dennis A. Suskind | | Management | For | Voted - For |
2. | Ratification of the appointment of Ernst & Young as our independent registered public accounting firm for 2020. | | Management | For | Voted - For |
3. | Advisory vote on the compensation of our named executive officers. | | Management | For | Voted - For |
DEXCOM, INC.
Security ID: 252131107
Ticker: DXCM
Meeting Date: 21-May-20
Meeting Type: Annual
1A. | Election of Director: Richard A. Collins | | Management | For | Voted - For |
1B. | Election of Director: Mark G. Foletta | | Management | For | Voted - For |
1C. | Election of Director: Eric J. Topol, M.D. | | Management | For | Voted - For |
2. | To ratify the selection by the audit committee of our Board of Directors of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | | Management | For | Voted - For |
3. | Advisory resolution to approve executive compensation. | | Management | For | Voted - For |
EQUINIX, INC.
Security ID: 29444U700
Ticker: EQIX
Meeting Date: 18-Jun-20
Meeting Type: Annual
1.1 | Director: Thomas Bartlett | | Management | For | Voted - For |
1.2 | Director: Nanci Caldwell | | Management | For | Voted - For |
1.3 | Director: Adaire Fox-Martin | | Management | For | Voted - For |
1.4 | Director: Gary Hromadko | | Management | For | Voted - For |
1.5 | Director: William Luby | | Management | For | Voted - For |
1.6 | Director: Irving Lyons III | | Management | For | Voted - For |
1.7 | Director: Charles Meyers | | Management | For | Voted - For |
1.8 | Director: Christopher Paisley | | Management | For | Voted - For |
1.9 | Director: Sandra Rivera | | Management | For | Voted - For |
1.10 | Director: Peter Van Camp | | Management | For | Voted - For |
2. | To approve, by a non-binding advisory vote, the compensation of Equinix's named executive officers. | | Management | For | Voted - For |
3. | To approve the Equinix, Inc. 2020 Equity Incentive Plan. | | Management | For | Voted - For |
4. | To ratify the appointment of PricewaterhouseCoopers LLP as Equinix's independent registered public accounting firm for the fiscal year ending December 31, 2020. | | Management | For | Voted - For |
5. | Stockholder proposal related to political contributions disclosure and oversight. | | Shareholder | Against | Voted - Against |
EXACT SCIENCES CORPORATION
Security ID: 30063P105
Ticker: EXAS
Meeting Date: 25-Jul-19
Meeting Type: Annual
1.1 | Director: Kevin T. Conroy | | Management | For | Voted - For |
1.2 | Director: Katherine S. Zanotti | | Management | For | Voted - For |
2. | Proposal to ratify the selection of BDO USA, LLP as our independent registered public accounting firm for 2019. | | Management | For | Voted - For |
3. | Proposal to approve on an advisory basis the compensation of the Company's named executive officers. | | Management | For | Voted - For |
4. | Proposal to approve the Exact Sciences Corporation 2019 Omnibus Long-Term Incentive Plan. | | Management | For | Voted - For |
FACEBOOK, INC.
Security ID: 30303M102
Ticker: FB
Meeting Date: 27-May-20
Meeting Type: Annual
1.1 | Director: Peggy Alford | | Management | For | Voted - For |
1.2 | Director: Marc L. Andreessen | | Management | For | Voted - For |
1.3 | Director: Andrew W. Houston | | Management | For | Voted - For |
1.4 | Director: Nancy Killefer | | Management | For | Voted - For |
1.5 | Director: Robert M. Kimmitt | | Management | For | Voted - For |
1.6 | Director: Sheryl K. Sandberg | | Management | For | Voted - For |
1.7 | Director: Peter A. Thiel | | Management | For | Voted - For |
1.8 | Director: Tracey T. Travis | | Management | For | Voted - For |
1.9 | Director: Mark Zuckerberg | | Management | For | Voted - For |
2. | To ratify the appointment of Ernst & Young LLP as Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2020. | | Management | For | Voted - For |
3. | To approve the director compensation policy. | | Management | For | Voted - For |
4. | A stockholder proposal regarding change in stockholder voting. | | Shareholder | Against | Voted - Against |
5. | A stockholder proposal regarding an independent chair. | | Shareholder | Against | Voted - Against |
6. | A stockholder proposal regarding majority voting for directors. | | Shareholder | Against | Voted - Against |
7. | A stockholder proposal regarding political advertising. | | Shareholder | Against | Voted - Against |
8. | A stockholder proposal regarding human/civil rights expert on board. | | Shareholder | Against | Voted - Against |
9. | A stockholder proposal regarding report on civil and human rights risks. | | Shareholder | Against | Voted - Against |
10. | A stockholder proposal regarding child exploitation. | | Shareholder | Against | Voted - Against |
11. | A stockholder proposal regarding median gender/racial pay gap. | | Shareholder | Against | Voted - Against |
ILLUMINA, INC.
Security ID: 452327109
Ticker: ILMN
Meeting Date: 27-May-20
Meeting Type: Annual
1A. | Election of Director: Caroline Dorsa | | Management | For | Voted - For |
1B. | Election of Director: Robert S. Epstein, M.D. | | Management | For | Voted - For |
1C. | Election of Director: Scott Gottlieb, M.D. | | Management | For | Voted - For |
1D. | Election of Director: Philip W. Schiller | | Management | For | Voted - For |
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 3, 2021. | | Management | For | Voted - For |
3. | To approve, on an advisory basis, the compensation of the named executive officers as disclosed in the Proxy Statement. | | Management | For | Voted - For |
4. | To approve, on an advisory basis, a stockholder proposal regarding political disclosures. | | Shareholder | Against | Voted - Against |
INTUITIVE SURGICAL, INC.
Security ID: 46120E602
Ticker: ISRG
Meeting Date: 23-Apr-20
Meeting Type: Annual
1A. | Election of Director: Craig H. Barratt, Ph.D. | | Management | For | Voted - For |
1B. | Election of Director: Joseph C. Beery | | Management | For | Voted - For |
1C. | Election of Director: Gary S. Guthart, Ph.D. | | Management | For | Voted - For |
1D. | Election of Director: Amal M. Johnson | | Management | For | Voted - For |
1E. | Election of Director: Don R. Kania, Ph.D. | | Management | For | Voted - For |
1F. | Election of Director: Amy L. Ladd, M.D. | | Management | For | Voted - For |
1G. | Election of Director: Keith R. Leonard, Jr. | | Management | For | Voted - For |
1H. | Election of Director: Alan J. Levy, Ph.D. | | Management | For | Voted - For |
1I. | Election of Director: Jami Dover Nachtsheim | | Management | For | Voted - For |
1J. | Election of Director: Mark J. Rubash | | Management | For | Voted - For |
2. | To approve, by advisory vote, the compensation of the Company's Named Executive Officers. | | Management | For | Voted - For |
3. | The ratification of appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | | Management | For | Voted - For |
4. | To approve the Company's Amended and Restated 2010 Incentive Award Plan. | | Management | For | Voted - For |
5. | To approve the amendment of the Certificate of Incorporation to adopt simple majority voting provisions. | | Management | For | Voted - For |
6. | To approve the amendment of the Certificate of Incorporation to permit stockholders to call a special meeting. | | Management | For | Voted - For |
IQVIA HOLDINGS INC.
Security ID: 46266C105
Ticker: IQV
Meeting Date: 06-Apr-20
Meeting Type: Annual
1.1 | Director: Carol J. Burt | | Management | For | Voted - For |
1.2 | Director: Colleen A. Goggins | | Management | For | Voted - For |
1.3 | Director: Ronald A. Rittenmeyer | | Management | For | Voted - For |
2. | An advisory (non-binding) vote to approve executive compensation. | | Management | For | Voted - For |
3. | The ratification of the appointment of PricewaterhouseCoopers LLP as IQVIA Holdings Inc.'s independent registered public accounting firm for the year ending December 31, 2020. | | Management | For | Voted - For |
MASTERCARD INCORPORATED
Security ID: 57636Q104
Ticker: MA
Meeting Date: 16-Jun-20
Meeting Type: Annual
1A. | Election of Director: Richard Haythornthwaite | | Management | For | Voted - For |
1B. | Election of Director: Ajay Banga | | Management | For | Voted - For |
1C. | Election of Director: Richard K. Davis | | Management | For | Voted - For |
1D. | Election of Director: Steven J. Freiberg | | Management | For | Voted - For |
1E. | Election of Director: Julius Genachowski | | Management | For | Voted - For |
1F. | Election of Director: Choon Phong Goh | | Management | For | Voted - For |
1G. | Election of Director: Merit E. Janow | | Management | For | Voted - For |
1H. | Election of Director: Oki Matsumoto | | Management | For | Voted - For |
1I. | Election of Director: Youngme Moon | | Management | For | Voted - For |
1J. | Election of Director: Rima Qureshi | | Management | For | Voted - For |
1K. | Election of Director: José Octavio Reyes Lagunes | | Management | For | Voted - For |
1L. | Election of Director: Gabrielle Sulzberger | | Management | For | Voted - For |
1M. | Election of Director: Jackson Tai | | Management | For | Voted - For |
1N. | Election of Director: Lance Uggla | | Management | For | Voted - For |
2. | Advisory approval of Mastercard's executive compensation | | Management | For | Voted - For |
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2020 | | Management | For | Voted - For |
MICROSOFT CORPORATION
Security ID: 594918104
Ticker: MSFT
Meeting Date: 04-Dec-19
Meeting Type: Annual
1A. | Election of Director: William H. Gates III | | Management | For | Voted - For |
1B. | Election of Director: Reid G. Hoffman | | Management | For | Voted - For |
1C. | Election of Director: Hugh F. Johnston | | Management | For | Voted - For |
1D. | Election of Director: Teri L. List-Stoll | | Management | For | Voted - For |
1E. | Election of Director: Satya Nadella | | Management | For | Voted - For |
1F. | Election of Director: Sandra E. Peterson | | Management | For | Voted - For |
1G. | Election of Director: Penny S. Pritzker | | Management | For | Voted - For |
1H. | Election of Director: Charles W. Scharf | | Management | For | Voted - For |
1I. | Election of Director: Arne M. Sorenson | | Management | For | Voted - For |
1J. | Election of Director: John W. Stanton | | Management | For | Voted - For |
1K. | Election of Director: John W. Thompson | | Management | For | Voted - For |
1L. | Election of Director: Emma Walmsley | | Management | For | Voted - For |
1M. | Election of Director: Padmasree Warrior | | Management | For | Voted - For |
2. | Advisory vote to approve named executive officer compensation | | Management | For | Voted - For |
3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2020 | | Management | For | Voted - For |
4. | Shareholder Proposal - Report on Employee Representation on Board of Directors | | Shareholder | Against | Voted - Against |
5. | Shareholder Proposal - Report on Gender Pay Gap | | Shareholder | Against | Voted - Against |
NIKE, INC.
Security ID: 654106103
Ticker: NKE
Meeting Date: 19-Sep-19
Meeting Type: Annual
1.1 | Director: Alan B. Graf, Jr. | | Management | For | Voted - For |
1.2 | Director: Peter B. Henry | | Management | For | Voted - For |
1.3 | Director: Michelle A. Peluso | | Management | For | Voted - For |
2. | To approve executive compensation by an advisory vote. | | Management | For | Voted - For |
3. | To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm. | | Management | For | Voted - For |
NORTHROP GRUMMAN CORPORATION
Security ID: 666807102
Ticker: NOC
Meeting Date: 20-May-20
Meeting Type: Annual
1A. | Election of Director: Kathy J. Warden | | Management | For | Voted - For |
1B. | Election of Director: Marianne C. Brown | | Management | For | Voted - For |
1C. | Election of Director: Donald E. Felsinger | | Management | For | Voted - For |
1D. | Election of Director: Ann M. Fudge | | Management | For | Voted - For |
1E. | Election of Director: Bruce S. Gordon | | Management | For | Voted - For |
1F. | Election of Director: William H. Hernandez | | Management | For | Voted - For |
1G. | Election of Director: Madeleine A. Kleiner | | Management | For | Voted - For |
1H. | Election of Director: Karl J. Krapek | | Management | For | Voted - For |
1I. | Election of Director: Gary Roughead | | Management | For | Voted - For |
1J. | Election of Director: Thomas M. Schoewe | | Management | For | Voted - For |
1K. | Election of Director: James S. Turley | | Management | For | Voted - For |
1L. | Election of Director: Mark A. Welsh III | | Management | For | Voted - For |
2. | Proposal to approve, on an advisory basis, the compensation of the Company's Named Executive Officers. | | Management | For | Voted - For |
3. | Proposal to ratify the appointment of Deloitte & Touche LLP as the Company's Independent Auditor for fiscal year ending December 31, 2020. | | Management | For | Voted - For |
4. | Shareholder proposal that the Company assess and report on potential human rights impacts that could result from governments' use of the Company's products and services, including in conflict-affected areas. | | Shareholder | Against | Voted - Against |
5. | Shareholder proposal to move to a 3% ownership threshold for shareholders to request action by written consent. | | Shareholder | Against | Voted - Against |
PALO ALTO NETWORKS, INC.
Security ID: 697435105
Ticker: PANW
Meeting Date: 09-Dec-19
Meeting Type: Annual
1A. | Election of Class II Director: Asheem Chandna | | Management | For | Voted - For |
1B. | Election of Class II Director: James J. Goetz | | Management | For | Voted - For |
1C. | Election of Class II Director: Mark D. McLaughlin | | Management | For | Voted - For |
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending July 31, 2020. | | Management | For | Voted - For |
3. | To approve, on an advisory basis, the compensation of our named executive officers. | | Management | For | Voted - For |
PAYPAL HOLDINGS, INC.
Security ID: 70450Y103
Ticker: PYPL
Meeting Date: 21-May-20
Meeting Type: Annual
1A. | Election of Director: Rodney C. Adkins | | Management | For | Voted - For |
1B. | Election of Director: Jonathan Christodoro | | Management | For | Voted - For |
1C. | Election of Director: John J. Donahoe | | Management | For | Voted - For |
1D. | Election of Director: David W. Dorman | | Management | For | Voted - For |
1E. | Election of Director: Belinda J. Johnson | | Management | For | Voted - For |
1F. | Election of Director: Gail J. McGovern | | Management | For | Voted - For |
1G. | Election of Director: Deborah M. Messemer | | Management | For | Voted - For |
1H. | Election of Director: David M. Moffett | | Management | For | Voted - For |
1I. | Election of Director: Ann M. Sarnoff | | Management | For | Voted - For |
1J. | Election of Director: Daniel H. Schulman | | Management | For | Voted - For |
1K. | Election of Director: Frank D. Yeary | | Management | For | Voted - For |
2. | Advisory vote to approve named executive officer compensation. | | Management | For | Voted - For |
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditor for 2020. | | Management | For | Voted - For |
4. | Stockholder Proposal - Stockholder right to act by written consent. | | Shareholder | Against | Voted - Against |
5. | Stockholder Proposal - Human and indigenous peoples' rights. | | Shareholder | Against | Voted - Against |
PINTEREST, INC.
Security ID: 72352L106
Ticker: PINS
Meeting Date: 21-May-20
Meeting Type: Annual
1A. | Election of Class I Director: Jeffrey Jordan | | Management | For | Voted - For |
1B. | Election of Class I Director: Jeremy Levine | | Management | For | Voted - For |
1C. | Election of Class I Director: Gokul Rajaram | | Management | For | Voted - For |
2. | Ratify the audit committee's selection of Ernst & Young LLP as the company's independent registered public accounting firm for the fiscal year 2020 | | Management | For | Voted - For |
3. | Approve, on an advisory basis, the frequency of future advisory votes to approve our named executive officers' compensation | | Management | 1 Year | Voted - 1 Year |
RINGCENTRAL, INC.
Security ID: 76680R206
Ticker: RNG
Meeting Date: 05-Jun-20
Meeting Type: Annual
1.1 | Director: Vladimir Shmunis | | Management | For | Voted - For |
1.2 | Director: Kenneth Goldman | | Management | For | Voted - For |
1.3 | Director: Michelle McKenna | | Management | For | Voted - For |
1.4 | Director: Godfrey Sullivan | | Management | For | Voted - For |
1.5 | Director: Robert Theis | | Management | For | Voted - For |
1.6 | Director: Allan Thygesen | | Management | For | Voted - For |
1.7 | Director: Neil Williams | | Management | For | Voted - For |
2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2020. | | Management | For | Voted - For |
3. | To approve, on an advisory (non-binding) basis, the named executive officers' compensation, as disclosed in the proxy statement. | | Management | For | Voted - For |
SALESFORCE.COM, INC.
Security ID: 79466L302
Ticker: CRM
Meeting Date: 11-Jun-20
Meeting Type: Annual
1A. | Election of Director: Marc Benioff | | Management | For | Voted - For |
1B. | Election of Director: Craig Conway | | Management | For | Voted - For |
1C. | Election of Director: Parker Harris | | Management | For | Voted - For |
1D. | Election of Director: Alan Hassenfeld | | Management | For | Voted - For |
1E. | Election of Director: Neelie Kroes | | Management | For | Voted - For |
1F. | Election of Director: Colin Powell | | Management | For | Voted - For |
1G. | Election of Director: Sanford Robertson | | Management | For | Voted - For |
1H. | Election of Director: John V. Roos | | Management | For | Voted - For |
1I. | Election of Director: Robin Washington | | Management | For | Voted - For |
1J. | Election of Director: Maynard Webb | | Management | For | Voted - For |
1K. | Election of Director: Susan Wojcicki | | Management | For | Voted - For |
2. | Amendment and restatement of our 2013 Equity Incentive Plan. | | Management | For | Voted - For |
3. | Amendment and restatement of our 2004 Employee Stock Purchase Plan. | | Management | For | Voted - For |
4. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2021. | | Management | For | Voted - For |
5. | An advisory vote to approve the fiscal 2020 compensation of our named executive officers. | | Management | For | Voted - For |
6. | A stockholder proposal requesting the ability of stockholders to act by written consent, if properly presented at the meeting. | | Shareholder | Against | Voted - Against |
SERVICENOW, INC.
Security ID: 81762P102
Ticker: NOW
Meeting Date: 17-Jun-20
Meeting Type: Annual
1A. | Election of Director: William R. McDermott | | Management | For | Voted - For |
1B. | Election of Director: Anita M. Sands | | Management | For | Voted - For |
1C. | Election of Director: Dennis M. Woodside | | Management | For | Voted - For |
2. | To approve, on an advisory basis, the compensation of our Named Executive Officers ("Say-on-Pay"). | | Management | For | Voted - For |
3. | Ratification of PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2020. | | Management | For | Voted - For |
4. | To approve an amendment to our Restated Certificate of Incorporation to declassify our Board of Directors. | | Management | For | Voted - For |
5. | To hold an advisory vote on the frequency of future advisory votes on executive compensation. | | Management | 1 Year | Voted - 1 Year |
SHOPIFY INC.
Security ID: 82509L107
Ticker: SHOP
Meeting Date: 27-May-20
Meeting Type: Annual
1.1 | Director: Tobias Lütke | | Management | For | Voted - For |
1.2 | Director: Robert Ashe | | Management | For | Voted - For |
1.3 | Director: Gail Goodman | | Management | For | Voted - For |
1.4 | Director: Colleen Johnston | | Management | For | Voted - For |
1.5 | Director: Jeremy Levine | | Management | For | Voted - For |
1.6 | Director: John Phillips | | Management | For | Voted - For |
2 | Resolution approving the re-appointment of PricewaterhouseCoopers LLP as auditors of the Company and authorizing the Board of Directors to fix their remuneration. | | Management | For | Voted - For |
3 | Non-binding advisory resolution that the shareholders accept the Company's approach to executive compensation as disclosed in the Management Information Circular for the Meeting. | | Management | For | Voted - For |
THE WALT DISNEY COMPANY
Security ID: 254687106
Ticker: DIS
Meeting Date: 11-Mar-20
Meeting Type: Annual
1A. | Election of Director: Susan E. Arnold | | Management | For | Voted - For |
1B. | Election of Director: Mary T. Barra | | Management | For | Voted - For |
1C. | Election of Director: Safra A. Catz | | Management | For | Voted - For |
1D. | Election of Director: Francis A. deSouza | | Management | For | Voted - For |
1E. | Election of Director: Michael B.G. Froman | | Management | For | Voted - For |
1F. | Election of Director: Robert A. Iger | | Management | For | Voted - For |
1G. | Election of Director: Maria Elena Lagomasino | | Management | For | Voted - For |
1H. | Election of Director: Mark G. Parker | | Management | For | Voted - For |
1I. | Election of Director: Derica W. Rice | | Management | For | Voted - For |
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's registered public accountants for fiscal 2020. | | Management | For | Voted - For |
3. | To approve the advisory resolution on executive compensation. | | Management | For | Voted - For |
4. | To approve an amendment to the Company's Amended and Restated 2011 Stock Incentive Plan. | | Management | For | Voted - For |
5. | Shareholder proposal requesting an annual report disclosing information regarding the Company's lobbying policies and activities. | | Shareholder | Against | Voted - Against |
TWILIO INC.
Security ID: 90138F102
Ticker: TWLO
Meeting Date: 03-Jun-20
Meeting Type: Annual
1.1 | Director: Richard Dalzell | | Management | For | Voted - For |
1.2 | Director: Jeffrey Immelt | | Management | For | Voted - For |
1.3 | Director: Erika Rottenberg | | Management | For | Voted - For |
2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2020. | | Management | For | Voted - For |
3. | To approve, on a non-binding advisory basis, the compensation of our named executive officers. | | Management | For | Voted - For |
TWITTER, INC.
Security ID: 90184L102
Ticker: TWTR
Meeting Date: 27-May-20
Meeting Type: Annual
1A. | Election of Director: Omid R. Kordestani | | Management | For | Voted - For |
1B. | Election of Director: Ngozi Okonjo-Iweala | | Management | For | Voted - For |
1C. | Election of Director: Bret Taylor | | Management | For | Voted - For |
2. | To approve, on an advisory basis, the compensation of our named executive officers. | | Management | For | Voted - For |
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2020. | | Management | For | Voted - For |
4. | A stockholder proposal regarding an EEO policy risk report. | | Shareholder | Against | Voted - Against |
UBER TECHNOLOGIES INC
Security ID: 90353T100
Ticker: UBER
Meeting Date: 11-May-20
Meeting Type: Annual
1A. | Election of Director: Ronald Sugar | | Management | For | Voted - For |
1B. | Election of Director: Ursula Burns | | Management | For | Voted - For |
1C. | Election of Director: Robert Eckert | | Management | For | Voted - For |
1D. | Election of Director: Amanda Ginsberg | | Management | For | Voted - For |
1E. | Election of Director: Dara Khosrowshahi | | Management | For | Voted - For |
1F. | Election of Director: Wan Ling Martello | | Management | For | Voted - For |
1G. | Election of Director: Yasir Al-Rumayyan | | Management | For | Voted - For |
1H. | Election of Director: John Thain | | Management | For | Voted - For |
1I. | Election of Director: David Trujillo | | Management | For | Voted - For |
2. | Approval, by non-binding vote, of the 2019 compensation paid to the Company's named executive officers. | | Management | For | Voted - For |
3. | Approval, by non-binding vote, of the frequency of executive compensation votes. | | Management | 1 Year | Voted - 1 Year |
4. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2020. | | Management | For | Voted - For |
VISA INC.
Security ID: 92826C839
Ticker: V
Meeting Date: 28-Jan-20
Meeting Type: Annual
1A. | Election of Director: Lloyd A. Carney | | Management | For | Voted - For |
1B. | Election of Director: Mary B. Cranston | | Management | For | Voted - For |
1C. | Election of Director: Francisco Javier Fernández-Carbajal | | Management | For | Voted - For |
1D. | Election of Director: Alfred F. Kelly, Jr. | | Management | For | Voted - For |
1E. | Election of Director: Ramon L. Laguarta | | Management | For | Voted - For |
1F. | Election of Director: John F. Lundgren | | Management | For | Voted - For |
1G. | Election of Director: Robert W. Matschullat | | Management | For | Voted - For |
1H. | Election of Director: Denise M. Morrison | | Management | For | Voted - For |
1I. | Election of Director: Suzanne Nora Johnson | | Management | For | Voted - For |
1J. | Election of Director: John A. C. Swainson | | Management | For | Voted - For |
1K. | Election of Director: Maynard G. Webb, Jr. | | Management | For | Voted - For |
2. | Advisory vote to approve executive compensation. | | Management | For | Voted - For |
3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2020 fiscal year. | | Management | For | Voted - For |
RiverPark Short Term High Yield Fund |
| Proposal | | Proposed by | Mgt. Position | Registrant Voted |
GORDON POINTE ACQUISITION CORP
Security ID: 382788107
Ticker: GPAQ
Meeting Date: 26-Jul-19
Meeting Type: Special
1. | Extension Amendment: Proposal to amend the Company's Amended and Restated Certificate of Incorporation to extend the date by which the Company must consummate a business combination from July 30, 2019 to October 31, 2019, plus an option for the Company to further extend such date up to three times, each by an additional 30 days. | | Management | For | Voted - For |
2. | Trust Amendment: Proposal to amend the Investment Management Trust Agreement, dated as of January 24, 2018, between the Company and Continental Stock Transfer & Trust Company ("Continental"), to extend the date on which Continental must liquidate the Trust Account established in connection with the Company's initial public offering if the Company has not completed a business combination from July 30, 2019 to October 31, 2019, plus an option for the Company to further extend such date up to three times, each by an additional 30 days. | | Management | For | Voted - For |
Meeting Date: 24-Jan-20
Meeting Type: Special
1. | Extension Amendment: Proposal to amend the Company's Amended and Restated Certificate of Incorporation, as previously amended, to extend the date by which the Company must consummate a business combination from January 29, 2020 to February 29, 2020, plus an option for the Company to further extend such date for an additional 30 days. | | Management | For | Voted - For |
2. | Trust Amendment: Proposal to amend the Investment Management Trust Agreement, dated as of January 24, 2018, between the Company and Continental Stock Transfer & Trust Company ("Continental"), to extend the date on which Continental must liquidate the Trust Account established in connection with the Company's initial public offering if the Company has not completed a business combination from January 29, 2020 to February 29, 2020, plus an option for the Company to further extend such date for an additional 30 days. | | Management | For | Voted - For |
Meeting Date: 25-Mar-20
Meeting Type: Special
1. | The Business Combination Proposal: To approve an Agreement and Plan of Merger, (a) GPAQ Acquiror Merger Sub, Inc. ("Acquiror Merger Sub"), a wholly owned subsidiary of GPAQ Acquisition Holdings, Inc., a Delaware corporation and wholly-owned subsidiary of GPAQ ("Holdings"), will be merged with and into GPAQ, with GPAQ continuing as the surviving entity and a wholly-owned subsidiary of Holdings, and (b) GPAQ Company Merger Sub, LLC, a wholly- owned subsidiary of Holdings ("Company Merger sub") will be merged with and into HOF Village Newco, LLC | | Management | For | Voted - Against |
2. | Changing the name of Holdings to "Hall of Fame Resort & Entertainment Company". | | Management | For | Voted - Against |
3. | Having a single class of common stock and an authorized 100,000,000 shares of common stock. | | Management | For | Voted - Against |
4. | Fixing the number of directors of Holdings at eleven, subject to change by resolution adopted by the affirmative vote of at least a majority of the board of directors then in office. | | Management | For | Voted - Against |
5. | Dividing the board of directors of Holdings into three classes with staggered three-year terms. | | Management | For | Voted - Against |
6. | Providing that the Court of Chancery of the State of Delaware or, if such court does not have subject matter jurisdiction thereof, another state or federal court located within the State of Delaware, shall be the exclusive forum for certain actions and claims. | | Management | For | Voted - Against |
7. | Removing various provisions applicable only to special purpose acquisition corporations contained in GPAQ's current amended and restated certificate of incorporation (such as the obligation to dissolve and liquidate if a business combination is not consummated in a certain period of time). | | Management | For | Voted - Against |
8. | Conditioned upon the approval of Proposals No. 2 through 7, a proposal to approve the proposed Amended and Restated Certificate of Incorporation of Holdings as a whole, which includes the approval of all other changes in the proposed Amended and Restated Certificate of Incorporation as of the closing of the business combination. | | Management | For | Voted - Against |
9. | The Incentive Plan Proposal -To approve and adopt the GPAQ Acquisition Holdings, Inc. 2020 Omnibus Incentive Plan. | | Management | For | Voted - Against |
BLACK RIDGE ACQUISITION CORP.
Security ID: 09216T107
Ticker: BRAC
Meeting Date: 09-Jul-19
Meeting Type: Special
1. | Extension of Corporate Life: Amend the Company's amended and restated certificate of incorporation to extend the date that the Company has to consummate a business combination to August 10, 2019. | | Management | For | Voted - Against |
Meeting Date: 09-Aug-19
Meeting Type: Special
1. | To consider and vote upon a proposal to approve and adopt the Agreement and Plan of Reorganization, dated as of December 19, 2018, and to approve the transactions contemplated thereby. | | Management | For | Voted - Against |
2a. | To approve amendments to the amended and restated certificate of incorporation of BRAC, effective following the business combination, to: change the name of BRAC from "Black Ridge Acquisition Corp." to "Allied Esports Entertainment, Inc." | | Management | For | Voted - Against |
2b. | To approve amendments to the amended and restated certificate of incorporation of BRAC, effective following the business combination, to: increase the number of authorized shares of BRAC Common Stock. | | Management | For | Voted - Against |
2c. | To approve amendments to the amended and restated certificate of incorporation of BRAC, effective following the business combination, to: remove provisions that will no longer be applicable to BRAC after the business combination. | | Management | For | Voted - Against |
3a. | To Elect the following Class A Director to serve until 2020 annual meeting: Ken DeCubellis | | Management | For | Voted - Against |
3b. | To Elect the following Class A Director to serve until 2020 annual meeting: Lyle Berman | | Management | For | Voted - Against |
3c. | To Elect the following Class A Director to serve until 2020 annual meeting: Benjamin Oehler | | Management | For | Voted - Against |
3d. | To Elect the following Class B Director to serve until 2021 annual meeting: Dr. Kan Hee Anthony Tyen | | Management | For | Voted - Against |
3e. | To Elect the following Class B Director to serve until 2021 annual meeting: Ho min Kim | | Management | For | Voted - Against |
3f. | To Elect the following Class B Director to serve until 2021 annual meeting: Bradley Berman | | Management | For | Voted - Against |
3g. | To Elect the following Class B Director to serve until 2021 annual meeting: Joseph Lahti | | Management | For | Voted - Against |
3h. | To Elect the following Class C Director to serve until 2022 annual meeting: Frank Ng | | Management | For | Voted - Against |
3i. | To Elect the following Class C Director to serve until 2022 annual meeting: Eric Yang | | Management | For | Voted - Against |
3j. | To Elect the following Class C Director to serve until 2022 annual meeting: Adam Pliska | | Management | For | Voted - Against |
3k. | To Elect the following Class C Director to serve until 2022 annual meeting: Maya Rogers | | Management | For | Voted - Against |
4. | To approve an equity incentive plan to be effective upon consummation of the business combination. | | Management | For | Voted - Against |
5. | To adjourn the annual meeting to a later date or dates if determined by the officer presiding over the meeting. | | Management | For | Voted - Against |
CAPITOL INVESTMENT CORP. IV
Security ID: G18920101
Ticker: CIC
Meeting Date: 16-Jul-19
Meeting Type: Special
1a. | The domestication of Capitol Investment Corp. IV ("Capitol") in Delaware. | | Management | For | Voted - Against |
1b. | The approval and adoption of the Agreement and Plan of Merger, dated as of April 7, 2019. | | Management | For | Voted - Against |
2a. | To approve the following material differences between the constitutional documents of Capitol that will be in effect upon the closing of the transactions and Capitol's current amended and restated memorandum and articles of association: The name of the new public entity will be "Nesco Holdings, Inc " as opposed to "Capitol Investment Corp. IV". | | Management | For | Voted - Against |
2b. | To approve the following material differences between the constitutional documents of Capitol that will be in effect upon the closing of the transactions and Capitol's current amended and restated memorandum and articles of association: Capitol will have 250,000,000 authorized shares of common stock and 5,000,000 authorized shares of preferred stock, as opposed to Capitol having 400,000,000 authorized Class A ordinary shares, 50,000,000 authorized Class B ordinary shares, and 1,000,000 authorized preference shares. | | Management | For | Voted - Against |
2c. | To approve the following material differences between the constitutional documents of Capitol that will be in effect upon the closing of the transactions and Capitol's current amended and restated memorandum and articles of association: The restatement of Capitol's amended and restated memorandum and articles of association into a certificate of incorporation and bylaws. | | Management | For | Voted - Against |
3a. | Election of Class A Director (to serve until 2020 annual meeting or until their successors are elected and qualified or their earlier resignation or removal): Lee Jacobson | | Management | For | Voted - Abstain |
3b. | Election of Class A Director (to serve until 2020 annual meeting or until their successors are elected and qualified or their earlier resignation or removal): L. Dyson Dryden | | Management | For | Voted - Abstain |
3c. | Election of Class B Director (to serve until 2021 annual meeting or until their successors are elected and qualified or their earlier resignation or removal): Jeffrey Stoops | | Management | For | Voted - Abstain |
3d. | Election of Class B Director (to serve until 2021 annual meeting or until their successors are elected and qualified or their earlier resignation or removal): Rahman D'Argenio | | Management | For | Voted - Abstain |
3e. | Election of Class C Director (to serve until 2022 annual meeting or until their successors are elected and qualified or their earlier resignation or removal): Mark D. Ein | | Management | For | Voted - Abstain |
3f. | Election of Class C Director (to serve until 2022 annual meeting or until their successors are elected and qualified or their earlier resignation or removal): Doug Kimmelman | | Management | For | Voted - Abstain |
3g. | Election of Class C Director (to serve until 2022 annual meeting or until their successors are elected and qualified or their earlier resignation or removal): William Plummer | | Management | For | Voted - Abstain |
4. | To approve the adoption of the 2019 Omnibus Incentive Plan. | | Management | For | Voted - Against |
5. | To adjourn the general meeting to a later date or dates, if necessary, if Captiol is unable to consummate the mergers for any reason. | | Management | For | Voted - Against |
GORDON POINTE ACQUISITION CORP
Security ID: 382788107
Ticker: GPAQ
Meeting Date: 30-Mar-20
Meeting Type: Special
1. | Extension Amendment: Proposal to amend the Company's Amended and Restated Certificate of Incorporation, as previously amended, to extend the date by which the Company must consummate a business combination for forty-five (45) days from March 30, 2020 to May 14, 2020. | | Management | For | Voted - Against |
2. | Trust Amendment: Proposal to amend the Investment Management Trust Agreement, dated as of January 24, 2018, as amended, between the Company and Continental Stock Transfer & Trust Company ("Continental"), to extend the date on which Continental must liquidate the Trust Account established in connection with the Company's initial public offering if the Company has not completed a business combination for forty-five (45) days from March 30, 2020 to May 14, 2020. | | Management | For | Voted - Against |
MUDRICK CAPITAL ACQUISITION CORPORATION
Security ID: 624745105
Ticker: MUDS
Meeting Date: 10-Feb-20
Meeting Type: Special
1. | Approval of an amendment to the Company's Amended and Restated Certificate of Incorporation to extend the date by which the Company has to consummate a business combination (the "Extension") for an additional six months, from February 12, 2020 (the "Current Termination Date") to August 12, 2020 (the "Extended Termination Date"). | | Management | For | Voted - Against |
OPES ACQUISITION CORP.
Security ID: 68373P100
Ticker: OPES
Meeting Date: 16-Sep-19
Meeting Type: Special
1. | Extension of Corporate Life: Amend the Company's amended and restated certificate of incorporation to extend the date that the Company has to consummate a business combination to November 15, 2019. | | Management | For | Voted - Against |
2. | Early Termination: Approve the Company's early winding up and redemption of 100% of the outstanding public shares if determined by the Company's board of directors. | | Management | For | Voted - For |
PURE ACQUISITION CORP.
Security ID: 74621Q106
Ticker: PACQ
Meeting Date: 15-May-20
Meeting Type: Special
1) | The Extension Amendment Proposal - To amend the Company's second amended and restated certificate of incorporation to extend the date by which the Company has to consummate a business combination from May 21, 2020 to August 21, 2020, or such earlier date as determined by the Board. | | Management | For | Voted - Against |
2) | The Adjournment Proposal - To approve the adjournment of the special meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of proposal 1. | | Management | For | Voted - Against |
RiverPark Strategic Income Fund |
| Proposal | | Proposed by | Mgt. Position | Registrant Voted |
ALPINE INCOME PROPERTY TRUST, INC.
Security ID: 02083X103
Ticker: PINE
Meeting Date: 24-Jun-20
Meeting Type: Annual
1.1 | Election of Director: John P. Albright | | Management | For | Voted - For |
1.2 | Election of Director: Mark O. Decker, Jr. | | Management | For | Voted - For |
1.3 | Election of Director: M. Carson Good | | Management | For | Voted - For |
1.4 | Election of Director: Andrew C. Richardson | | Management | For | Voted - For |
1.5 | Election of Director: Jeffrey S. Yarckin | | Management | For | Voted - For |
2. | Ratify selection of Grant Thornton as the Company's Auditors | | Management | For | Voted - For |
AMCI ACQUISITON CORP.
Security ID: 00165R101
Ticker: AMCI
Meeting Date: 16-Dec-19
Meeting Type: Annual
1.1 | Director: Jason Grant | | Management | For | Voted - For |
2 | Ratification of the selection by the audit committee of Marcum LLP to serve as our independent registered public accounting firm for the year ending December 31, 2019. | | Management | For | Voted - For |
CONSOLIDATED-TOMOKA LAND CO.
Security ID: 210226106
Ticker: CTO
Meeting Date: 29-Apr-20
Meeting Type: Annual
1.1 | Election of Director: John P. Albright | | Management | For | Voted - For |
1.2 | Election of Director: George R. Brokaw | | Management | For | Voted - For |
1.3 | Election of Director: Laura M. Franklin | | Management | For | Voted - For |
1.4 | Election of Director: R. Blakeslee Gable | | Management | For | Voted - For |
1.5 | Election of Director: Christopher W. Haga | | Management | For | Voted - For |
1.6 | Election of Director: Howard C. Serkin | | Management | For | Voted - For |
1.7 | Election of Director: Casey R. Wold | | Management | For | Voted - For |
2. | Ratify selection of Grant Thornton as the Company's Auditors | | Management | For | Voted - For |
3. | Advisory Vote to Approve Executive Compensation | | Management | For | Voted - For |
4 | Amendment to the Consolidated-Tomoka Land Co. Second Amended and Restated 2010 Equity Incentive Plan to increase the number of shares thereunder | | Management | For | Voted - For |
5. | Change the name of the Company from Consolidated- Tomoka Land Co. to CTO Realty Growth, Inc. | | Management | For | Voted - For |
GEORG JENSEN DAMASK A/S
Security ID: K40294AA6
Meeting Date: 04-Oct-19
Meeting Type: Oth
| An Abstain Vote Can Have The Same Effect As An Against Vote If The Meeting Require Approval From Majority Of Participants To Pass A Resolution | | Non-Voting | | Non-Voting |
| Market Rules Require Disclosure Of Beneficial Owner Information For All Voted Accounts. If An Account Has Multiple Beneficial Owners, You Will Need To Provide The Breakdown Of Each Beneficial Owner Name, Address And Share Position To Your Client Service Representative. This Information Is Required In Order For Your Vote To Be Lodged | | Non-Voting | | Non-Voting |
| Important Market Processing Requirement: A Beneficial Owner Signed Power Of Attorney (Poa) Is Required In Order To Lodge And Execute Your Voting Instructions In This Market. Absence Of A Poa, May Cause Your Instructions To Be Rejected. If You Have Any Questions, Please Contact Your Client Service Representative | | Non-Voting | | Non-Voting |
1 | As The Purchase Of The Minority Stake (Defined In Section 1 Above) Will Constitute A Breach Of Paragraph (Ix) Of Clause 13.2 (Distributions) Of The Terms And Conditions, The Issuer Hereby Kindly Requests The Bondholders' Consent To The Following Waivers: A) Consent To The Issuer's Purchase Of The Minority Stake For A Purchase Price Amounting To Dkk 10,000,000; And B) Waive Any Default In Relation To Paragraph (Ix) Of Clause 13.2 (Distributions) Under The Terms And Conditions Which May Occur As A Result Of Carrying Out The Purchase Of The Minority Stake | | Management | For | Voted - Against |
| Please Note That This Is A Written Resolution, A Physical Meeting Is Not Being Held For This Company. Therefore, If You Wish To Vote, You Must Return Your Instructions By The Indicated Cutoff Date. Thank You | | Non-Voting | | Non-Voting |
MPC CONTAINER SHIPS INVEST B.V.
Security ID: R4S03TAA4
Meeting Date: 05-Jul-19
Meeting Type: Bond
1 | Approval Of The Summons | | Management | For | Voted - Against |
2 | Approval Of The Agenda | | Management | For | Voted - Against |
3 | Election Of Two Persons To Co- Sign The Minutes Together With The Chairman | | Management | For | Voted - For |
4 | Request For Adoption Of The Proposal | | Management | For | Voted - Against |
| 24 Jun 2019: Please Note That There Is A Minimum To Vote: 200000 And Multiple: 100000. | | Non-Voting | | Non-Voting |
| 24 Jun 2019: Please Note That This Is A Revision Due To Addition Of Comment. If You Have Already Sent In Your Votes, Please Do Not Vote Again Unless You Decide To Amend Your Original Instructions. Thank You. | | Non-Voting | | Non-Voting |
RiverPark/Wedgewood Fund |
| Proposal | | Proposed by | Mgt. Position | Registrant Voted |
ALCON INC.
Security ID: H01301128
Ticker: ALC
Meeting Date: 06-May-20
Meeting Type: Annual
1. | Approval of the operating and financial review of Alcon Inc., the annual financial statements of Alcon Inc. and the consolidated financial statements for 2019 | | Management | For | Voted - For |
2. | Discharge of the Members of the Board of Directors and the Members of the Executive Committee | | Management | For | Voted - For |
3. | Appropriation of earnings as per the balance sheet of Alcon Inc. of December 31, 2019. | | Management | For | Voted - For |
4A. | Consultative vote on the 2019 Compensation Report | | Management | For | Voted - For |
4B. | Binding vote on the maximum aggregate amount of compensation of the Board of Directors for the next term of office, i.e. from the 2020 Annual General Meeting to the 2021 Annual General Meeting | | Management | For | Voted - For |
4C. | Binding vote on the maximum aggregate amount of compensation of the Executive Committee for the following financial year, i.e. 2021 | | Management | For | Voted - For |
5A. | Re-election of Director: F. Michael Ball (as Member and Chairman) | | Management | For | Voted - For |
5B. | Re-election of Director: Lynn D. Bleil (as Member) | | Management | For | Voted - For |
5C. | Re-election of Director: Arthur Cummings (as Member) | | Management | For | Voted - For |
5D. | Re-election of Director: David J. Endicott (as Member) | | Management | For | Voted - For |
5E. | Re-election of Director: Thomas Glanzmann (as Member) | | Management | For | Voted - For |
5F. | Re-election of Director: D. Keith Grossman (as Member) | | Management | For | Voted - For |
5G. | Re-election of Director: Scott Maw (as Member) | | Management | For | Voted - For |
5H. | Re-election of Director: Karen May (as Member) | | Management | For | Voted - For |
5I. | Re-election of Director: Ines Pöschel (as Member) | | Management | For | Voted - For |
5J. | Re-election of Director: Dieter Spälti (as Member) | | Management | For | Voted - For |
6A. | Re-election of the Member of the Compensation Committee: Thomas Glanzmann | | Management | For | Voted - For |
6B. | Re-election of the Member of the Compensation Committee: D. Keith Grossman | | Management | For | Voted - For |
6C. | Re-election of the Member of the Compensation Committee: Karen May | | Management | For | Voted - For |
6D. | Re-election of the Member of the Compensation Committee: Ines Pöschel | | Management | For | Voted - For |
7. | Re-election of the independent representative, Hartmann Dreyer Attorneys- at-law | | Management | For | Voted - For |
8. | Re-election of the statutory auditors, PricewaterhouseCoopers SA, Geneva | | Management | For | Voted - For |
9. | Note: General instruction in case of new agenda items or proposals during the Annual General Meeting (please check one box only). * If you vote FOR, you will be voting in accordance with the recommendation of the Board of Directors. ** If you vote ABSTAIN, you will ABSTAIN from voting. | | Management | For | Take No Action |
ALPHABET INC.
Security ID: 02079K305
Ticker: GOOGL
Meeting Date: 03-Jun-20
Meeting Type: Annual
1.1 | Director: Larry Page | | Management | For | Voted - For |
1.2 | Director: Sergey Brin | | Management | For | Voted - For |
1.3 | Director: Sundar Pichai | | Management | For | Voted - For |
1.4 | Director: John L. Hennessy | | Management | For | Voted - For |
1.5 | Director: Frances H. Arnold | | Management | For | Voted - For |
1.6 | Director: L. John Doerr | | Management | For | Voted - For |
1.7 | Director: Roger W. Ferguson, Jr. | | Management | For | Voted - For |
1.8 | Director: Ann Mather | | Management | For | Voted - For |
1.9 | Director: Alan R. Mulally | | Management | For | Voted - For |
1.10 | Director: K. Ram Shriram | | Management | For | Voted - For |
1.11 | Director: Robin L. Washington | | Management | For | Voted - For |
2. | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2020. | | Management | For | Voted - For |
3. | An amendment to Alphabet's Amended and Restated 2012 Stock Plan to increase the share reserve by 8,500,000 shares of Class C capital stock. | | Management | For | Voted - For |
4. | Advisory vote to approve named executive officer compensation. | | Management | For | Voted - For |
5. | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | | Shareholder | Against | Voted - Against |
6. | A stockholder proposal regarding a report on arbitration of employment-related claims, if properly presented at the meeting. | | Shareholder | Against | Voted - Against |
7. | A stockholder proposal regarding the establishment of a human rights risk oversight committee, if properly presented at the meeting. | | Shareholder | Against | Voted - Against |
8. | A stockholder proposal regarding non-binding vote on amendment of bylaws, if properly presented at the meeting. | | Shareholder | Against | Voted - Against |
9. | A stockholder proposal regarding a report on sustainability metrics, if properly presented at the meeting. | | Shareholder | Against | Voted - Against |
10. | A stockholder proposal regarding a report on takedown requests, if properly presented at the meeting. | | Shareholder | Against | Voted - Against |
11. | A stockholder proposal regarding majority vote for election of directors, if properly presented at the meeting. | | Shareholder | Against | Voted - Against |
12. | A stockholder proposal regarding a report on gender/racial pay equity, if properly presented at the meeting. | | Shareholder | Against | Voted - Against |
13. | A stockholder proposal regarding the nomination of human rights and/or civil rights expert to the board, if properly presented at the meeting. | | Shareholder | Against | Voted - Against |
14. | A stockholder proposal regarding a report on whistleblower policies and practices, if properly presented at the meeting | | Shareholder | Against | Voted - Against |
APPLE INC.
Security ID: 037833100
Ticker: AAPL
Meeting Date: 26-Feb-20
Meeting Type: Annual
1A. | Election of Director: James Bell | | Management | For | Voted - For |
1B. | Election of Director: Tim Cook | | Management | For | Voted - For |
1C. | Election of Director: Al Gore | | Management | For | Voted - For |
1D. | Election of Director: Andrea Jung | | Management | For | Voted - For |
1E. | Election of Director: Art Levinson | | Management | For | Voted - For |
1F. | Election of Director: Ron Sugar | | Management | For | Voted - For |
1G. | Election of Director: Sue Wagner | | Management | For | Voted - For |
2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for 2020 | | Management | For | Voted - For |
3. | Advisory vote to approve executive compensation | | Management | For | Voted - For |
4. | A shareholder proposal entitled "Shareholder Proxy Access Amendments" | | Shareholder | Against | Voted - Against |
5. | A shareholder proposal relating to sustainability and executive compensation | | Shareholder | Against | Voted - Against |
6. | A shareholder proposal relating to policies on freedom of expression | | Shareholder | Against | Voted - Against |
BOOKING HOLDINGS INC.
Security ID: 09857L108
Ticker: BKNG
Meeting Date: 04-Jun-20
Meeting Type: Annual
1.1 | Director: Timothy M. Armstrong | | Management | For | Voted - For |
1.2 | Director: Jeffery H. Boyd | | Management | For | Voted - For |
1.3 | Director: Glenn D. Fogel | | Management | For | Voted - For |
1.4 | Director: Mirian M. Graddick-Weir | | Management | For | Voted - For |
1.5 | Director: Wei Hopeman | | Management | For | Voted - For |
1.6 | Director: Robert J. Mylod, Jr. | | Management | For | Voted - For |
1.7 | Director: Charles H. Noski | | Management | For | Voted - For |
1.8 | Director: Nicholas J. Read | | Management | For | Voted - For |
1.9 | Director: Thomas E. Rothman | | Management | For | Voted - For |
1.10 | Director: Bob van Dijk | | Management | For | Voted - For |
1.11 | Director: Lynn M. Vojvodich | | Management | For | Voted - For |
1.12 | Director: Vanessa A. Wittman | | Management | For | Voted - For |
2. | Advisory vote to approve 2019 executive compensation. | | Management | For | Voted - For |
3. | Ratification of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | | Management | For | Voted - For |
4. | Stockholder proposal requesting the right of stockholders to act by written consent. | | Shareholder | Against | Voted - Against |
BRISTOL-MYERS SQUIBB COMPANY
Security ID: 110122108
Ticker: BMY
Meeting Date: 05-May-20
Meeting Type: Annual
1A. | Election of Director: Peter J. Arduini | | Management | For | Voted - For |
1B. | Election of Director: Robert Bertolini | | Management | For | Voted - For |
1C. | Election of Director: Michael W. Bonney | | Management | For | Voted - For |
1D. | Election of Director: Giovanni Caforio, M.D. | | Management | For | Voted - For |
1E. | Election of Director: Matthew W. Emmens | | Management | For | Voted - For |
1F. | Election of Director: Julia A. Haller, M.D. | | Management | For | Voted - For |
1G. | Election of Director: Dinesh C. Paliwal | | Management | For | Voted - For |
1H. | Election of Director: Theodore R. Samuels | | Management | For | Voted - For |
1I. | Election of Director: Vicki L. Sato, Ph.D. | | Management | For | Voted - For |
1J. | Election of Director: Gerald L. Storch | | Management | For | Voted - For |
1K. | Election of Director: Karen H. Vousden, Ph.D. | | Management | For | Voted - For |
1L. | Election of Director: Phyllis R. Yale | | Management | For | Voted - For |
2. | Advisory vote to approve the compensation of our Named Executive Officers. | | Management | For | Voted - For |
3. | Ratification of the appointment of an independent registered public accounting firm. | | Management | For | Voted - For |
4. | Shareholder Proposal on Separate Chair & CEO. | | Shareholder | Against | Voted - Against |
5. | Shareholder Proposal on Shareholder Right to Act by Written Consent. | | Shareholder | Against | Voted - Against |
CDW CORP
Security ID: 12514G108
Ticker: CDW
Meeting Date: 21-May-20
Meeting Type: Annual
1a. | Election of Director: Steven W. Alesio | | Management | For | Voted - For |
1b. | Election of Director: Barry K. Allen | | Management | For | Voted - For |
1c. | Election of Director: Lynda M. Clarizio | | Management | For | Voted - For |
1d. | Election of Director: Christine A. Leahy | | Management | For | Voted - For |
1e. | Election of Director: David W. Nelms | | Management | For | Voted - For |
1f. | Election of Director: Joseph R. Swedish | | Management | For | Voted - For |
1g. | Election of Director: Donna F. Zarcone | | Management | For | Voted - For |
2. | To approve, on an advisory basis, named executive officer compensation. | | Management | For | Voted - For |
3. | To ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. | | Management | For | Voted - For |
EDWARDS LIFESCIENCES CORPORATION
Security ID: 28176E108
Ticker: EW
Meeting Date: 07-May-20
Meeting Type: Annual
1A. | Election of Director: Michael A. Mussallem | | Management | For | Voted - For |
1B. | Election of Director: Kieran T. Gallahue | | Management | For | Voted - For |
1C. | Election of Director: Leslie S. Heisz | | Management | For | Voted - For |
1D. | Election of Director: William J. Link, Ph.D. | | Management | For | Voted - For |
1E. | Election of Director: Steven R. Loranger | | Management | For | Voted - For |
1F. | Election of Director: Martha H. Marsh | | Management | For | Voted - For |
1G. | Election of Director: Ramona Sequeira | | Management | For | Voted - For |
1H. | Election of Director: Nicholas J. Valeriani | | Management | For | Voted - For |
2. | Advisory Vote To Approve Compensation Of Named Executive Officers. | | Management | For | Voted - For |
3. | Approval Of The 2020 Nonemployee Directors Stock Incentive Program. | | Management | For | Voted - For |
4. | Approval Of Amendment Of The Certificate Of Incorporation To Increase The Number Of Authorized Shares Of Common Stock For The Purpose Of Effecting A Three-For- One Stock Split. | | Management | For | Voted - For |
5. | Ratification Of Appointment Of Independent Registered Public Accounting Firm. | | Management | For | Voted - For |
6. | Advisory Vote On A Stockholder Proposal Regarding Action By Written Consent. | | Shareholder | Against | Voted - Against |
ELECTRONIC ARTS INC.
Security ID: 285512109
Ticker: EA
Meeting Date: 08-Aug-19
Meeting Type: Annual
1a. | Election of Director to serve for one year term: Leonard S. Coleman | | Management | For | Voted - For |
1b. | Election of Director to serve for one year term: Jay C. Hoag | | Management | For | Voted - For |
1c. | Election of Director to serve for one year term: Jeffrey T. Huber | | Management | For | Voted - For |
1d. | Election of Director to serve for one year term: Lawrence F. Probst | | Management | For | Voted - For |
1e. | Election of Director to serve for one year term: Talbott Roche | | Management | For | Voted - For |
1f. | Election of Director to serve for one year term: Richard A. Simonson | | Management | For | Voted - For |
1g. | Election of Director to serve for one year term: Luis A. Ubinas | | Management | For | Voted - For |
1h. | Election of Director to serve for one year term: Heidi J. Ueberroth | | Management | For | Voted - For |
1i. | Election of Director to serve for one year term: Andrew Wilson | | Management | For | Voted - For |
2. | Advisory vote on the compensation of the named executive officers. | | Management | For | Voted - For |
3. | Ratification of the appointment of KPMG LLP as our independent public registered accounting firm for the fiscal year ending March 31, 2020. | | Management | For | Voted - For |
4. | Approve our 2019 Equity Incentive Plan. | | Management | For | Voted - For |
5. | Amend and Restate our Certificate of Incorporation to permit stockholders holding 25% or more of our common stock to call special meetings. | | Management | For | Voted - For |
6. | To consider and vote upon a stockholder proposal, if properly presented at the Annual Meeting, to enable stockholders holding 15% or more of our common stock to call special meetings. | | Shareholder | Against | Voted - Against |
FACEBOOK, INC.
Security ID: 30303M102
Ticker: FB
Meeting Date: 27-May-20
Meeting Type: Annual
1.1 | Director: Peggy Alford | | Management | For | Voted - For |
1.2 | Director: Marc L. Andreessen | | Management | For | Voted - For |
1.3 | Director: Andrew W. Houston | | Management | For | Voted - For |
1.4 | Director: Nancy Killefer | | Management | For | Voted - For |
1.5 | Director: Robert M. Kimmitt | | Management | For | Voted - For |
1.6 | Director: Sheryl K. Sandberg | | Management | For | Voted - For |
1.7 | Director: Peter A. Thiel | | Management | For | Voted - For |
1.8 | Director: Tracey T. Travis | | Management | For | Voted - For |
1.9 | Director: Mark Zuckerberg | | Management | For | Voted - For |
2. | To ratify the appointment of Ernst & Young LLP as Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2020. | | Management | For | Voted - For |
3. | To approve the director compensation policy. | | Management | For | Voted - For |
4. | A stockholder proposal regarding change in stockholder voting. | | Shareholder | Against | Voted - Against |
5. | A stockholder proposal regarding an independent chair. | | Shareholder | Against | Voted - Against |
6. | A stockholder proposal regarding majority voting for directors. | | Shareholder | Against | Voted - Against |
7. | A stockholder proposal regarding political advertising. | | Shareholder | Against | Voted - Against |
8. | A stockholder proposal regarding human/civil rights expert on board. | | Shareholder | Against | Voted - Against |
9. | A stockholder proposal regarding report on civil and human rights risks. | | Shareholder | Against | Voted - Against |
10. | A stockholder proposal regarding child exploitation. | | Shareholder | Against | Voted - Against |
11. | A stockholder proposal regarding median gender/racial pay gap. | | Shareholder | Against | Voted - Against |
FASTENAL COMPANY
Security ID: 311900104
Ticker: FAST
Meeting Date: 25-Apr-20
Meeting Type: Annual
1A. | Election of Director: Willard D. Oberton | | Management | For | Voted - For |
1B. | Election of Director: Michael J. Ancius | | Management | For | Voted - For |
1C. | Election of Director: Michael J. Dolan | | Management | For | Voted - For |
1D. | Election of Director: Stephen L. Eastman | | Management | For | Voted - For |
1E. | Election of Director: Daniel L. Florness | | Management | For | Voted - For |
1F. | Election of Director: Rita J. Heise | | Management | For | Voted - For |
1G. | Election of Director: Daniel L. Johnson | | Management | For | Voted - For |
1H. | Election of Director: Nicholas J. Lundquist | | Management | For | Voted - For |
1I. | Election of Director: Scott A. Satterlee | | Management | For | Voted - For |
1J. | Election of Director: Reyne K. Wisecup | | Management | For | Voted - For |
2. | Ratification of the appointment of KPMG LLP as independent registered public accounting firm for the 2020 fiscal year. | | Management | For | Voted - For |
3. | Approval, by non-binding vote, of executive compensation. | | Management | For | Voted - For |
4. | A shareholder proposal related to diversity reporting. | | Shareholder | Against | Voted - Against |
FLEETCOR TECHNOLOGIES INC.
Security ID: 339041105
Ticker: FLT
Meeting Date: 11-Jun-20
Meeting Type: Annual
1.1 | Election of Director for a one year term: Steven T. Stull | | Management | For | Voted - For |
1.2 | Election of Director for a one year term: Michael Buckman | | Management | For | Voted - For |
1.3 | Election of Director for a one year term: Thomas M. Hagerty | | Management | For | Voted - For |
2. | Ratify the reappointment of Ernst & Young LLP as FLEETCOR's independent public accounting firm for 2020 | | Management | For | Voted - For |
3. | Advisory vote to approve named executive officer compensation | | Management | For | Voted - For |
4. | Shareholder proposal for a shareholder right to call special shareholder meetings | | Shareholder | Against | Voted - Against |
5. | Shareholder proposal requiring that financial performance metrics in incentive awards be adjusted to exclude the impact of share repurchases | | Shareholder | Against | Voted - Against |
KEYSIGHT TECHNOLOGIES, INC.
Security ID: 49338L103
Ticker: KEYS
Meeting Date: 19-Mar-20
Meeting Type: Annual
1.1 | Election of Director: Paul N. Clark | | Management | For | Voted - For |
1.2 | Election of Director: Richard P. Hamada | | Management | For | Voted - For |
1.3 | Election of Director: Paul A. Lacouture | | Management | For | Voted - For |
2. | To ratify the Audit and Finance Committee's appointment of PricewaterhouseCoopers LLP as Keysight's independent registered public accounting firm. | | Management | For | Voted - For |
3. | To approve, on a non-binding advisory basis, the compensation of Keysight's named executive officers. | | Management | For | Voted - For |
MOTOROLA SOLUTIONS, INC.
Security ID: 620076307
Ticker: MSI
Meeting Date: 11-May-20
Meeting Type: Annual
1A. | Election of Director for a One-Year Term: Gregory Q. Brown | | Management | For | Voted - For |
1B. | Election of Director for a One-Year Term: Kenneth D. Denman | | Management | For | Voted - For |
1C. | Election of Director for a One-Year Term: Egon P. Durban | | Management | For | Voted - For |
1D. | Election of Director for a One-Year Term: Clayton M. Jones | | Management | For | Voted - For |
1E. | Election of Director for a One-Year Term: Judy C. Lewent | | Management | For | Voted - For |
1F. | Election of Director for a One-Year Term: Gregory K. Mondre | | Management | For | Voted - For |
1G. | Election of Director for a One-Year Term: Anne R. Pramaggiore | | Management | For | Voted - For |
1H. | Election of Director for a One-Year Term: Joseph M. Tucci | | Management | For | Voted - For |
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for 2020. | | Management | For | Voted - For |
3. | Advisory approval of the Company's executive compensation. | | Management | For | Voted - For |
4. | Shareholder Proposal re: Political Spending Disclosure. | | Shareholder | Against | Voted - Against |
NVIDIA CORPORATION
Security ID: 67066G104
Ticker: NVDA
Meeting Date: 09-Jun-20
Meeting Type: Annual
1A. | Election of Director: Robert K. Burgess | | Management | For | Voted - For |
1B. | Election of Director: Tench Coxe | | Management | For | Voted - For |
1C. | Election of Director: Persis S. Drell | | Management | For | Voted - For |
1D. | Election of Director: Jen-Hsun Huang | | Management | For | Voted - For |
1E. | Election of Director: Dawn Hudson | | Management | For | Voted - For |
1F. | Election of Director: Harvey C. Jones | | Management | For | Voted - For |
1G. | Election of Director: Michael G. McCaffery | | Management | For | Voted - For |
1H. | Election of Director: Stephen C. Neal | | Management | For | Voted - For |
1I. | Election of Director: Mark L. Perry | | Management | For | Voted - For |
1J. | Election of Director: A. Brooke Seawell | | Management | For | Voted - For |
1K. | Election of Director: Mark A. Stevens | | Management | For | Voted - For |
2. | Approval of our executive compensation. | | Management | For | Voted - For |
3. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2021. | | Management | For | Voted - For |
4. | Approval of an amendment and restatement of our Amended and Restated 2007 Equity Incentive Plan. | | Management | For | Voted - For |
5. | Approval of an amendment and restatement of our Amended and Restated 2012 Employee Stock Purchase Plan. | | Management | For | Voted - For |
PAYPAL HOLDINGS, INC.
Security ID: 70450Y103
Ticker: PYPL
Meeting Date: 21-May-20
Meeting Type: Annual
1A. | Election of Director: Rodney C. Adkins | | Management | For | Voted - For |
1B. | Election of Director: Jonathan Christodoro | | Management | For | Voted - For |
1C. | Election of Director: John J. Donahoe | | Management | For | Voted - For |
1D. | Election of Director: David W. Dorman | | Management | For | Voted - For |
1E. | Election of Director: Belinda J. Johnson | | Management | For | Voted - For |
1F. | Election of Director: Gail J. McGovern | | Management | For | Voted - For |
1G. | Election of Director: Deborah M. Messemer | | Management | For | Voted - For |
1H. | Election of Director: David M. Moffett | | Management | For | Voted - For |
1I. | Election of Director: Ann M. Sarnoff | | Management | For | Voted - For |
1J. | Election of Director: Daniel H. Schulman | | Management | For | Voted - For |
1K. | Election of Director: Frank D. Yeary | | Management | For | Voted - For |
2. | Advisory vote to approve named executive officer compensation. | | Management | For | Voted - For |
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditor for 2020. | | Management | For | Voted - For |
4. | Stockholder Proposal - Stockholder right to act by written consent. | | Shareholder | Against | Voted - Against |
5. | Stockholder Proposal - Human and indigenous peoples' rights. | | Shareholder | Against | Voted - Against |
S&P GLOBAL INC.
Security ID: 78409V104
Ticker: SPGI
Meeting Date: 13-May-20
Meeting Type: Annual
1A. | Election of Director: Marco Alverà | | Management | For | Voted - For |
1B. | Election of Director: William J. Amelio | | Management | For | Voted - For |
1C. | Election of Director: William D. Green | | Management | For | Voted - For |
1D. | Election of Director: Charles E. Haldeman, Jr. | | Management | For | Voted - For |
1E. | Election of Director: Stephanie C. Hill | | Management | For | Voted - For |
1F. | Election of Director: Rebecca Jacoby | | Management | For | Voted - For |
1G. | Election of Director: Monique F. Leroux | | Management | For | Voted - For |
1H. | Election of Director: Maria R. Morris | | Management | For | Voted - For |
1I. | Election of Director: Douglas L. Peterson | | Management | For | Voted - For |
1J. | Election of Director: Edward B. Rust, Jr. | | Management | For | Voted - For |
1K. | Election of Director: Kurt L. Schmoke | | Management | For | Voted - For |
1L. | Election of Director: Richard E. Thornburgh | | Management | For | Voted - For |
2. | Approve, on an advisory basis, the executive compensation program for the Company's named executive officers. | | Management | For | Voted - For |
3. | Approve an amendment to the Company's Certificate of Incorporation to permit removal of a Director with or without cause. | | Management | For | Voted - For |
4. | Ratify the selection of Ernst & Young LLP as our independent auditor for 2020. | | Management | For | Voted - For |
STARBUCKS CORPORATION
Security ID: 855244109
Ticker: SBUX
Meeting Date: 18-Mar-20
Meeting Type: Annual
1A. | Election of Director: Richard E. Allison, Jr. | | Management | For | Voted - For |
1B. | Election of Director: Rosalind G. Brewer | | Management | For | Voted - For |
1C. | Election of Director: Andrew Campion | | Management | For | Voted - For |
1D. | Election of Director: Mary N. Dillon | | Management | For | Voted - For |
1E. | Election of Director: Isabel Ge Mahe | | Management | For | Voted - For |
1F. | Election of Director: Mellody Hobson | | Management | For | Voted - For |
1G. | Election of Director: Kevin R. Johnson | | Management | For | Voted - For |
1H. | Election of Director: Jørgen Vig Knudstorp | | Management | For | Voted - For |
1I. | Election of Director: Satya Nadella | | Management | For | Voted - For |
1J. | Election of Director: Joshua Cooper Ramo | | Management | For | Voted - For |
1K. | Election of Director: Clara Shih | | Management | For | Voted - For |
1L. | Election of Director: Javier G. Teruel | | Management | For | Voted - For |
1M. | Election of Director: Myron E. Ullman, III | | Management | For | Voted - For |
2. | Advisory resolution to approve our executive officer compensation | | Management | For | Voted - For |
3. | Ratification of selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2020 | | Management | For | Voted - For |
4. | EEO Policy Risk Report | | Shareholder | Against | Voted - Against |
TRACTOR SUPPLY COMPANY
Security ID: 892356106
Ticker: TSCO
Meeting Date: 07-May-20
Meeting Type: Annual
1.1 | Director: Cynthia T. Jamison | | Management | For | Voted - For |
1.2 | Director: Ricardo Cardenas | | Management | For | Voted - For |
1.3 | Director: Denise L. Jackson | | Management | For | Voted - For |
1.4 | Director: Thomas A. Kingsbury | | Management | For | Voted - For |
1.5 | Director: Ramkumar Krishnan | | Management | For | Voted - For |
1.6 | Director: George MacKenzie | | Management | For | Voted - For |
1.7 | Director: Edna K. Morris | | Management | For | Voted - For |
1.8 | Director: Mark J. Weikel | | Management | For | Voted - For |
1.9 | Director: Harry A. Lawton III | | Management | For | Voted - For |
2. | To ratify the re-appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 26, 2020 | | Management | For | Voted - For |
3. | Say on Pay - An advisory vote to approve executive compensation | | Management | For | Voted - For |
4. | To approve an amendment to the Certificate of Incorporation to eliminate the supermajority voting requirements contained therein | | Management | For | Voted - For |
VISA INC.
Security ID: 92826C839
Ticker: V
Meeting Date: 28-Jan-20
Meeting Type: Annual
1A. | Election of Director: Lloyd A. Carney | | Management | For | Voted - For |
1B. | Election of Director: Mary B. Cranston | | Management | For | Voted - For |
1C. | Election of Director: Francisco Javier Fernández-Carbajal | | Management | For | Voted - For |
1D. | Election of Director: Alfred F. Kelly, Jr. | | Management | For | Voted - For |
1E. | Election of Director: Ramon L. Laguarta | | Management | For | Voted - For |
1F. | Election of Director: John F. Lundgren | | Management | For | Voted - For |
1G. | Election of Director: Robert W. Matschullat | | Management | For | Voted - For |
1H. | Election of Director: Denise M. Morrison | | Management | For | Voted - For |
1I. | Election of Director: Suzanne Nora Johnson | | Management | For | Voted - For |
1J. | Election of Director: John A. C. Swainson | | Management | For | Voted - For |
1K. | Election of Director: Maynard G. Webb, Jr. | | Management | For | Voted - For |
2. | Advisory vote to approve executive compensation. | | Management | For | Voted - For |
3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2020 fiscal year. | | Management | For | Voted - For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
RiverPark Funds Trust
By: /s/ Morty Schaja
Morty Schaja
President
Date: August 18, 2020