DFPG Investments 13FHR Quarterly holdings report by institutional manager | SEC 19 Oct 21

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

OMB Number:		3235-0006
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COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
ABBOTT LABS	COM	002824100	394	3,349	SH		SOLE		0	0	3,349
ABBVIE INC	COM	00287Y109	1,826	16,769	SH		SOLE		0	0	16,769
ACCENTURE PLC IRELAND	SHS CLASS A	G1151C101	362	1,069	SH		SOLE		0	0	1,069
ADOBE SYSTEMS INCORPORATED	COM	00724F101	555	913	SH		SOLE		0	0	913
ADVANCED MICRO DEVICES INC	COM	007903107	3,488	31,150	SH		SOLE		0	0	31,150
AIRBNB INC	COM CL A	009066101	1,342	7,871	SH		SOLE		0	0	7,871
ALIBABA GROUP HLDG LTD	SPONSORED ADS	01609W102	3,580	21,465	SH		SOLE		0	0	21,465
ALICO INC	COM	016230104	1,129	32,590	SH		SOLE		0	0	32,590
ALPHABET INC	CAP STK CL A	02079K305	4,542	1,609	SH		SOLE		0	0	1,609
ALPHABET INC	CAP STK CL C	02079K107	1,281	453	SH		SOLE		0	0	453
ALPHATEC HLDGS INC	COM NEW	02081G201	158	13,004	SH		SOLE		0	0	13,004
AMAZON COM INC	COM	023135106	6,986	2,117	SH		SOLE		0	0	2,117
AMERICAN FIN TR INC	COM CLASS A	02607T109	503	59,352	SH		SOLE		0	0	59,352
APOLLO COML REAL EST FIN INC	NOTE 4.750% 8/2	03762UAB1	15	15,000	PRN		SOLE		0	0	15,000
APOLLO COML REAL ESTATE FIN	NOTE 5.375%10/1	03762UAC9	10	10,000	PRN		SOLE		0	0	10,000
APPLE INC	COM	037833100	9,297	64,669	SH		SOLE		0	0	64,669
ARES CAPITAL CORP	COM	04010L103	491	23,422	SH		SOLE		0	0	23,422
ARK ETF TR	INNOVATION ETF	00214Q104	322	2,788	SH		SOLE		0	0	2,788
ASANA INC	CL A	04342Y104	3,880	33,381	SH		SOLE		0	0	33,381
ASML HOLDING N V	N Y REGISTRY SHS	N07059210	202	260	SH		SOLE		0	0	260
AUTODESK INC	COM	052769106	223	770	SH		SOLE		0	0	770
AVAYA HLDGS CORP	COM	05351X101	227	11,350	SH		SOLE		0	0	11,350
BAIDU INC	SPON ADR REP A	056752108	1,289	7,924	SH		SOLE		0	0	7,924
BERKSHIRE HATHAWAY INC DEL	CL B NEW	084670702	886	3,146	SH		SOLE		0	0	3,146
BK OF AMERICA CORP	COM	060505104	1,728	38,334	SH		SOLE		0	0	38,334
BLACKSTONE INC	COM	09260D107	2,026	16,602	SH		SOLE		0	0	16,602
BOEING CO	COM	097023105	552	2,539	SH		SOLE		0	0	2,539
BRIGHTSPIRE CAPITAL INC	COM CL A	10949T109	457	46,189	SH		SOLE		0	0	46,189
BROADCOM INC	COM	11135F101	1,360	2,734	SH		SOLE		0	0	2,734
BUMBLE INC	COM CL A	12047B105	1,765	33,282	SH		SOLE		0	0	33,282
CARNIVAL CORP	UNIT 99/99/9999	143658300	2,441	102,878	SH		SOLE		0	0	102,878
CASSAVA SCIENCES INC	COM	14817C107	251	4,700	SH		SOLE		0	0	4,700
CHARLES & COLVARD LTD	COM	159765106	32	11,611	SH		SOLE		0	0	11,611
CHEVRON CORP NEW	COM	166764100	500	4,596	SH		SOLE		0	0	4,596
CHEWY INC	CL A	16679L109	1,080	17,256	SH		SOLE		0	0	17,256
CISCO SYS INC	COM	17275R102	1,268	22,788	SH		SOLE		0	0	22,788
CLOUDFLARE INC	CL A COM	18915M107	259	1,569	SH		SOLE		0	0	1,569
COPART INC	COM	217204106	309	2,136	SH		SOLE		0	0	2,136
COSTCO WHSL CORP NEW	COM	22160K105	2,952	6,550	SH		SOLE		0	0	6,550
CREDIT SUISSE AG NASSAU BRH	X LINK SILVER	22542D449	90	16,902	SH		SOLE		0	0	16,902
CROWDSTRIKE HLDGS INC	CL A	22788C105	342	1,240	SH		SOLE		0	0	1,240
DANAHER CORPORATION	COM	235851102	487	1,622	SH		SOLE		0	0	1,622
DISNEY WALT CO	COM	254687106	526	3,017	SH		SOLE		0	0	3,017
DRAFTKINGS INC	COM CL A	26142R104	900	18,233	SH		SOLE		0	0	18,233
EIGER BIOPHARMACEUTICALS INC	COM	28249U105	219	32,430	SH		SOLE		0	0	32,430
ENERGY TRANSFER L P	COM UT LTD PTN	29273V100	6,073	610,979	SH		SOLE		0	0	610,979
ENTHUSIAST GAMING HLDGS INC	COM	29385B109	58	16,000	SH		SOLE		0	0	16,000
ETF SER SOLUTIONS	US GLB JETS	26922A842	505	21,424	SH		SOLE		0	0	21,424
EXTRA SPACE STORAGE INC	COM	30225T102	1,148	6,251	SH		SOLE		0	0	6,251
EXXON MOBIL CORP	COM	30231G102	984	15,874	SH		SOLE		0	0	15,874
FACEBOOK INC	CL A	30303M102	7,417	22,576	SH		SOLE		0	0	22,576
FIDELITY COVINGTON TRUST	MSCI CONSM DIS	316092204	291	3,526	SH		SOLE		0	0	3,526
FIDELITY COVINGTON TRUST	MSCI INFO TECH I	316092808	348	2,824	SH		SOLE		0	0	2,824
FIRST TR EXCHANGE TRADED FD	CLOUD COMPUTING	33734X192	1,070	9,547	SH		SOLE		0	0	9,547
FIRST TR EXCHANGE TRADED FD	NASDQ CLN EDGE	33737A108	256	2,643	SH		SOLE		0	0	2,643
FIRST TR EXCHANGE TRADED FD	US EQTY OPPT ETF	336920103	752	5,812	SH		SOLE		0	0	5,812
FIRST TR EXCHANGE-TRADED FD	CAP STRENGTH ETF	33733E104	249	3,205	SH		SOLE		0	0	3,205
FIRST TR EXCHANGE-TRADED FD	DJ INTERNT IDX	33733E302	268	1,100	SH		SOLE		0	0	1,100
FIRST TR EXCHANGE-TRADED FD	FIRST TR ENH NEW	33739Q408	5,696	95,080	SH		SOLE		0	0	95,080
FIRST TR EXCHANGE-TRADED FD	FIRST TR TA HIYL	33738D408	666	13,830	SH		SOLE		0	0	13,830
FIRST TR EXCHANGE-TRADED FD	FST LOW OPPT EFT	33739Q200	1,662	32,880	SH		SOLE		0	0	32,880
FIRST TR EXCHANGE-TRADED FD	RISNG DIVD ACHIV	33738R506	357	7,212	SH		SOLE		0	0	7,212
FIRST TR EXCHNG TRADED FD VI	TCW OPPORTUNIS	33740F805	230	4,305	SH		SOLE		0	0	4,305
FIRST TR NASDAQ 100 TECH IND	SHS	337345102	824	5,072	SH		SOLE		0	0	5,072
FIRST TR VALUE LINE DIVID IN	SHS	33734H106	1,233	30,246	SH		SOLE		0	0	30,246
FS KKR CAP CORP	COM	302635206	833	36,465	SH		SOLE		0	0	36,465
GILEAD SCIENCES INC	COM	375558103	1,118	16,408	SH		SOLE		0	0	16,408
GLOBAL NET LEASE INC	COM NEW	379378201	261	15,882	SH		SOLE		0	0	15,882
GLOBAL X FDS	NASDAQ 100 COVER	37954Y483	869	38,470	SH		SOLE		0	0	38,470
GOLDMAN SACHS GROUP INC	COM	38141G104	1,488	3,804	SH		SOLE		0	0	3,804
GRANITESHARES ETF TR	XOUT US LRG CP	38747R603	928	22,063	SH		SOLE		0	0	22,063
HEALTHEQUITY INC	COM	42226A107	6,242	98,107	SH		SOLE		0	0	98,107
HOME DEPOT INC	COM	437076102	340	989	SH		SOLE		0	0	989
HONEYWELL INTL INC	COM	438516106	201	919	SH		SOLE		0	0	919
ILLUMINA INC	COM	452327109	228	559	SH		SOLE		0	0	559
INNOVATOR ETFS TR	US EQTY BUF OCT	45782C771	2,585	77,669	SH		SOLE		0	0	77,669
INNOVATOR ETFS TR	US EQTY PWR BUF	45782C417	1,013	35,110	SH		SOLE		0	0	35,110
INTERNATIONAL BUSINESS MACHS	COM	459200101	241	1,680	SH		SOLE		0	0	1,680
INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT	46137V357	1,868	12,036	SH		SOLE		0	0	12,036
INVESCO QQQ TR	UNIT SER 1	46090E103	7,613	20,765	SH		SOLE		0	0	20,765
ISHARES GOLD TR	ISHARES NEW	464285204	2,261	66,124	SH		SOLE		0	0	66,124
ISHARES TR	0-5YR HI YL CP	46434V407	260	5,696	SH		SOLE		0	0	5,696
ISHARES TR	BLACKROCK ULTRA	46434V878	7,822	154,990	SH		SOLE		0	0	154,990
ISHARES TR	CORE S&P500 ETF	464287200	902	2,030	SH		SOLE		0	0	2,030
ISHARES TR	FLTG RATE NT ETF	46429B655	2,636	51,903	SH		SOLE		0	0	51,903
ISHARES TR	IBOXX INV CP ETF	464287242	280	2,094	SH		SOLE		0	0	2,094
ISHARES TR	TIPS BD ETF	464287176	2,387	18,536	SH		SOLE		0	0	18,536
ISHARES TR	U.S. FIN SVC ETF	464287770	292	1,502	SH		SOLE		0	0	1,502
J P MORGAN EXCHANGE-TRADED F	ULTRA SHRT INC	46641Q837	1,909	37,682	SH		SOLE		0	0	37,682
J P MORGAN EXCHANGE-TRADED F	ULTRA SHT MUNCPL	46641Q654	1,775	34,757	SH		SOLE		0	0	34,757
JD.COM INC	SPON ADR CL A	47215P106	301	3,711	SH		SOLE		0	0	3,711
JOHNSON & JOHNSON	COM	478160104	217	1,356	SH		SOLE		0	0	1,356
JPMORGAN CHASE & CO	COM	46625H100	2,370	14,499	SH		SOLE		0	0	14,499
L3HARRIS TECHNOLOGIES INC	COM	502431109	242	1,023	SH		SOLE		0	0	1,023
LILLY ELI & CO	COM	532457108	788	3,331	SH		SOLE		0	0	3,331
LOCKHEED MARTIN CORP	COM	539830109	1,697	4,687	SH		SOLE		0	0	4,687
LOWES COS INC	COM	548661107	205	945	SH		SOLE		0	0	945
MASTERCARD INCORPORATED	CL A	57636Q104	459	1,333	SH		SOLE		0	0	1,333
MICROSOFT CORP	COM	594918104	7,290	24,079	SH		SOLE		0	0	24,079
MODERNA INC	COM	60770K107	5,409	16,297	SH		SOLE		0	0	16,297
NETFLIX INC	COM	64110L106	352	555	SH		SOLE		0	0	555
NIKE INC	CL B	654106103	249	1,583	SH		SOLE		0	0	1,583
NIKOLA CORP	COM	654110105	284	25,376	SH		SOLE		0	0	25,376
NORTHERN LIGHTS FD TR	TOEWS AGLTY DNYM	66538J738	238	9,572	SH		SOLE		0	0	9,572
NORWEGIAN CRUISE LINE HLDG L	SHS	G66721104	1,938	72,840	SH		SOLE		0	0	72,840
NVIDIA CORPORATION	COM	67066G104	9,478	43,584	SH		SOLE		0	0	43,584
OATLY GROUP AB	SPONSORED ADS	67421J108	2,590	174,143	SH		SOLE		0	0	174,143
OCCIDENTAL PETE CORP	COM	674599105	4,345	135,826	SH		SOLE		0	0	135,826
OLD DOMINION FREIGHT LINE IN	COM	679580100	1,098	3,715	SH		SOLE		0	0	3,715
ORACLE CORP	COM	68389X105	709	7,439	SH		SOLE		0	0	7,439
OWL ROCK CAPITAL CORPORATION	COM	69121K104	5,945	412,254	SH		SOLE		0	0	412,254
PALANTIR TECHNOLOGIES INC	CL A	69608A108	1,931	79,317	SH		SOLE		0	0	79,317
PAYPAL HLDGS INC	COM	70450Y103	1,760	6,604	SH		SOLE		0	0	6,604
PENNYMAC CORP	NOTE 5.500%11/0	70932AAD5	20	20,000	PRN		SOLE		0	0	20,000
PEPSICO INC	COM	713448108	728	4,573	SH		SOLE		0	0	4,573
PFIZER INC	COM	717081103	229	5,486	SH		SOLE		0	0	5,486
PGIM ETF TR	ACTV HY BD ETF	69344A206	469	11,408	SH		SOLE		0	0	11,408
PHILIP MORRIS INTL INC	COM	718172109	301	3,050	SH		SOLE		0	0	3,050
PINTEREST INC	CL A	72352L106	4,029	76,721	SH		SOLE		0	0	76,721
PROSHARES TR	S&P 500 DV ARIST	74348A467	1,523	16,586	SH		SOLE		0	0	16,586
QUALCOMM INC	COM	747525103	2,260	17,567	SH		SOLE		0	0	17,567
RAYTHEON TECHNOLOGIES CORP	COM	75513E101	282	3,164	SH		SOLE		0	0	3,164
ROSS STORES INC	COM	778296103	2,958	27,353	SH		SOLE		0	0	27,353
ROYAL CARIBBEAN GROUP	COM	V7780T103	1,723	19,831	SH		SOLE		0	0	19,831
SALESFORCE COM INC	COM	79466L302	516	1,780	SH		SOLE		0	0	1,780
SANDRIDGE ENERGY INC	COM NEW	80007P869	1,609	130,516	SH		SOLE		0	0	130,516
SCHWAB STRATEGIC TR	US LRG CAP ETF	808524201	1,025	9,535	SH		SOLE		0	0	9,535
SCHWAB STRATEGIC TR	US TIPS ETF	808524870	220	3,494	SH		SOLE		0	0	3,494
SELECT SECTOR SPDR TR	ENERGY	81369Y506	2,106	36,921	SH		SOLE		0	0	36,921
SELECT SECTOR SPDR TR	FINANCIAL	81369Y605	264	6,781	SH		SOLE		0	0	6,781
SELECT SECTOR SPDR TR	SBI HEALTHCARE	81369Y209	327	2,565	SH		SOLE		0	0	2,565
SELECT SECTOR SPDR TR	TECHNOLOGY	81369Y803	215	1,390	SH		SOLE		0	0	1,390
SENSEONICS HLDGS INC	COM	81727U105	64	18,703	SH		SOLE		0	0	18,703
SERVICENOW INC	COM	81762P102	300	460	SH		SOLE		0	0	460
SHERWIN WILLIAMS CO	COM	824348106	1,702	5,824	SH		SOLE		0	0	5,824
SHOPIFY INC	CL A	82509L107	2,926	2,080	SH		SOLE		0	0	2,080
SILVERGATE CAP CORP	CL A	82837P408	325	2,031	SH		SOLE		0	0	2,031
SNOWFLAKE INC	CL A	833445109	2,609	7,856	SH		SOLE		0	0	7,856
SOFI TECHNOLOGIES INC	COM	83406F102	3,864	196,935	SH		SOLE		0	0	196,935
SPDR INDEX SHS FDS	DJ GLB RL ES ETF	78463X749	257	4,813	SH		SOLE		0	0	4,813
SPDR INDEX SHS FDS	PORTFOLIO DEVLPD	78463X889	498	13,504	SH		SOLE		0	0	13,504
SPDR S&P 500 ETF TR	TR UNIT	78462F103	2,066	4,668	SH		SOLE		0	0	4,668
SPDR SER TR	ICE PFD SEC ETF	78464A292	501	11,528	SH		SOLE		0	0	11,528
SPDR SER TR	PORTFOLIO INTRMD	78464A375	1,011	27,694	SH		SOLE		0	0	27,694
SPDR SER TR	PORTFOLIO S&P500	78464A854	359	6,909	SH		SOLE		0	0	6,909
SPDR SER TR	PRTFLO S&P500 HI	78468R788	393	9,686	SH		SOLE		0	0	9,686
SPDR SER TR	RUSSELL YIELD	78468R770	270	2,798	SH		SOLE		0	0	2,798
SPDR SER TR	S&P DIVID ETF	78464A763	208	1,707	SH		SOLE		0	0	1,707
SSGA ACTIVE ETF TR	BLACKSTONE SENR	78467V608	450	9,821	SH		SOLE		0	0	9,821
STAAR SURGICAL CO	COM PAR $0.01	852312305	746	6,525	SH		SOLE		0	0	6,525
STARBUCKS CORP	COM	855244109	284	2,538	SH		SOLE		0	0	2,538
STORE CAP CORP	COM	862121100	1,057	31,305	SH		SOLE		0	0	31,305
SURGALIGN HOLDINGS INC	COM	86882C105	438	429,000	SH		SOLE		0	0	429,000
TARGET CORP	COM	87612E106	1,582	6,536	SH		SOLE		0	0	6,536
TESLA INC	COM	88160R101	912	1,115	SH		SOLE		0	0	1,115
THE TRADE DESK INC	COM CL A	88339J105	217	2,810	SH		SOLE		0	0	2,810
THERAPEUTICSMD INC	COM	88338N107	7	10,000	SH		SOLE		0	0	10,000
THERMO FISHER SCIENTIFIC INC	COM	883556102	203	352	SH		SOLE		0	0	352
TWO HBRS INVT CORP	NOTE 6.250% 1/1	90187BAA9	20	20,000	PRN		SOLE		0	0	20,000
UNION PAC CORP	COM	907818108	267	1,207	SH		SOLE		0	0	1,207
UNITEDHEALTH GROUP INC	COM	91324P102	289	687	SH		SOLE		0	0	687
VALARIS LIMITED	CL A	G9460G101	1,654	47,304	SH		SOLE		0	0	47,304
VANECK ETF TRUST	FALLEN ANGEL HG	92189F437	258	7,817	SH		SOLE		0	0	7,817
VANECK ETF TRUST	RARE EARTH/STRTG	92189H805	245	2,200	SH		SOLE		0	0	2,200
VANGUARD BD INDEX FDS	TOTAL BND MRKT	921937835	2,071	24,226	SH		SOLE		0	0	24,226
VANGUARD CHARLOTTE FDS	TOTAL INT BD ETF	92203J407	756	13,265	SH		SOLE		0	0	13,265
VANGUARD INDEX FDS	EXTEND MKT ETF	922908652	1,327	6,992	SH		SOLE		0	0	6,992
VANGUARD INDEX FDS	GROWTH ETF	922908736	968	3,234	SH		SOLE		0	0	3,234
VANGUARD INDEX FDS	MCAP GR IDXVIP	922908538	725	2,934	SH		SOLE		0	0	2,934
VANGUARD INDEX FDS	REAL ESTATE ETF	922908553	249	2,338	SH		SOLE		0	0	2,338
VANGUARD INDEX FDS	S&P 500 ETF SHS	922908363	951	2,337	SH		SOLE		0	0	2,337
VANGUARD INDEX FDS	SMALL CP ETF	922908751	752	3,312	SH		SOLE		0	0	3,312
VANGUARD INDEX FDS	TOTAL STK MKT	922908769	4,383	19,109	SH		SOLE		0	0	19,109
VANGUARD INTL EQUITY INDEX F	FTSE EMR MKT ETF	922042858	222	4,330	SH		SOLE		0	0	4,330
VANGUARD SCOTTSDALE FDS	SHRT TRM CORP BD	92206C409	7,880	95,867	SH		SOLE		0	0	95,867
VANGUARD STAR FDS	VG TL INTL STK F	921909768	2,164	33,486	SH		SOLE		0	0	33,486
VANGUARD WHITEHALL FDS	HIGH DIV YLD	921946406	1,026	9,629	SH		SOLE		0	0	9,629
VANGUARD WORLD FDS	INF TECH ETF	92204A702	270	648	SH		SOLE		0	0	648
VERIZON COMMUNICATIONS INC	COM	92343V104	214	4,113	SH		SOLE		0	0	4,113
VIACOMCBS INC	CL B	92556H206	492	12,471	SH		SOLE		0	0	12,471
VISA INC	COM CL A	92826C839	492	2,184	SH		SOLE		0	0	2,184
ZOETIS INC	CL A	98978V103	3,634	18,135	SH		SOLE		0	0	18,135

DFPG Investments 13F-HRQuarterly holdings report by institutional manager