DFPG Investments 13FHR Quarterly holdings report by institutional manager | SEC 31 Jan 22

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

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COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
ABBOTT LABS	COM	002824100	386	3,099	SH		SOLE		0	0	3,099
ABBVIE INC	COM	00287Y109	2,085	15,671	SH		SOLE		0	0	15,671
ACCENTURE PLC IRELAND	SHS CLASS A	G1151C101	396	1,155	SH		SOLE		0	0	1,155
ADOBE SYSTEMS INCORPORATED	COM	00724F101	468	917	SH		SOLE		0	0	917
ADVANCED MICRO DEVICES INC	COM	007903107	3,426	28,110	SH		SOLE		0	0	28,110
AIRBNB INC	COM CL A	009066101	2,433	15,401	SH		SOLE		0	0	15,401
ALIBABA GROUP HLDG LTD	SPONSORED ADS	01609W102	3,834	29,263	SH		SOLE		0	0	29,263
ALICO INC	COM	016230104	1,127	30,960	SH		SOLE		0	0	30,960
ALPHABET INC	CAP STK CL A	02079K305	4,149	1,556	SH		SOLE		0	0	1,556
ALPHABET INC	CAP STK CL C	02079K107	1,226	459	SH		SOLE		0	0	459
AMAZON COM INC	COM	023135106	5,478	1,806	SH		SOLE		0	0	1,806
AMERICAN AIRLS GROUP INC	COM	02376R102	381	22,720	SH		SOLE		0	0	22,720
AMERICAN EXPRESS CO	COM	025816109	467	2,905	SH		SOLE		0	0	2,905
AMERICAN FIN TR INC	COM CLASS A	02607T109	482	57,464	SH		SOLE		0	0	57,464
APOLLO COML REAL ESTATE FIN	NOTE 4.750% 8/2	03762UAB1	15	15,000	PRN		SOLE		0	0	15,000
APOLLO COML REAL ESTATE FIN	NOTE 5.375%10/1	03762UAC9	10	10,000	PRN		SOLE		0	0	10,000
APPLE INC	COM	037833100	10,464	63,606	SH		SOLE		0	0	63,606
ARES CAPITAL CORP	COM	04010L103	383	17,967	SH		SOLE		0	0	17,967
ARK ETF TR	INNOVATION ETF	00214Q104	212	2,788	SH		SOLE		0	0	2,788
ASANA INC	CL A	04342Y104	1,839	34,424	SH		SOLE		0	0	34,424
AT&T INC	COM	00206R102	212	7,846	SH		SOLE		0	0	7,846
AUTODESK INC	COM	052769106	221	875	SH		SOLE		0	0	875
AVAYA HLDGS CORP	COM	05351X101	181	10,000	SH		SOLE		0	0	10,000
BAIDU INC	SPON ADR REP A	056752108	308	1,899	SH		SOLE		0	0	1,899
BERKSHIRE HATHAWAY INC DEL	CL B NEW	084670702	971	3,121	SH		SOLE		0	0	3,121
BEST BUY INC	COM	086516101	976	10,282	SH		SOLE		0	0	10,282
BK OF AMERICA CORP	COM	060505104	355	7,752	SH		SOLE		0	0	7,752
BLACKROCK TAX MUNICPAL BD TR	SHS	09248X100	210	8,862	SH		SOLE		0	0	8,862
BLACKSTONE INC	COM	09260D107	1,830	16,405	SH		SOLE		0	0	16,405
BLUE OWL CAPITAL INC	COM CL A	09581B103	187	14,716	SH		SOLE		0	0	14,716
BOEING CO	COM	097023105	594	2,771	SH		SOLE		0	0	2,771
BRIGHTSPIRE CAPITAL INC	COM CL A	10949T109	469	50,553	SH		SOLE		0	0	50,553
BROADCOM INC	COM	11135F101	1,480	2,703	SH		SOLE		0	0	2,703
CARNIVAL CORP	COMMON STOCK	143658300	1,401	67,363	SH		SOLE		0	0	67,363
CATERPILLAR INC	COM	149123101	1,137	5,249	SH		SOLE		0	0	5,249
CHARLES & COLVARD LTD	COM	159765106	28	11,611	SH		SOLE		0	0	11,611
CHEVRON CORP NEW	COM	166764100	591	4,604	SH		SOLE		0	0	4,604
CISCO SYS INC	COM	17275R102	1,158	19,934	SH		SOLE		0	0	19,934
CITIGROUP INC	COM NEW	172967424	1,186	18,399	SH		SOLE		0	0	18,399
COCA COLA CO	COM	191216100	232	3,821	SH		SOLE		0	0	3,821
COMPASS DIVERSIFIED	SH BEN INT	20451Q104	221	8,471	SH		SOLE		0	0	8,471
COPART INC	COM	217204106	275	2,139	SH		SOLE		0	0	2,139
COSTCO WHSL CORP NEW	COM	22160K105	2,521	5,220	SH		SOLE		0	0	5,220
DANAHER CORPORATION	COM	235851102	459	1,622	SH		SOLE		0	0	1,622
DISNEY WALT CO	COM	254687106	408	2,762	SH		SOLE		0	0	2,762
EIGER BIOPHARMACEUTICALS INC	COM	28249U105	135	32,430	SH		SOLE		0	0	32,430
ENERGY TRANSFER L P	COM UT LTD PTN	29273V100	5,941	623,433	SH		SOLE		0	0	623,433
ENTHUSIAST GAMING HLDGS INC	COM	29385B109	23	10,000	SH		SOLE		0	0	10,000
ETF SER SOLUTIONS	US GLB JETS	26922A842	2,999	140,294	SH		SOLE		0	0	140,294
EXTRA SPACE STORAGE INC	COM	30225T102	1,272	6,509	SH		SOLE		0	0	6,509
EXXON MOBIL CORP	COM	30231G102	802	10,945	SH		SOLE		0	0	10,945
FIDELITY COVINGTON TRUST	MSCI CONSM DIS	316092204	274	3,455	SH		SOLE		0	0	3,455
FIDELITY COVINGTON TRUST	MSCI INFO TECH I	316092808	342	2,817	SH		SOLE		0	0	2,817
FIRST TR EXCHANGE TRADED FD	CLOUD COMPUTING	33734X192	786	8,513	SH		SOLE		0	0	8,513
FIRST TR EXCHANGE TRADED FD	NASDQ CLN EDGE	33737A108	251	2,643	SH		SOLE		0	0	2,643
FIRST TR EXCHANGE TRADED FD	US EQTY OPPT ETF	336920103	620	5,812	SH		SOLE		0	0	5,812
FIRST TR EXCHANGE-TRADED FD	CAP STRENGTH ETF	33733E104	258	3,271	SH		SOLE		0	0	3,271
FIRST TR EXCHANGE-TRADED FD	DJ INTERNT IDX	33733E302	232	1,161	SH		SOLE		0	0	1,161
FIRST TR EXCHANGE-TRADED FD	FIRST TR ENH NEW	33739Q408	5,540	92,655	SH		SOLE		0	0	92,655
FIRST TR EXCHANGE-TRADED FD	FIRST TR TA HIYL	33738D408	618	13,028	SH		SOLE		0	0	13,028
FIRST TR EXCHANGE-TRADED FD	FST LOW OPPT EFT	33739Q200	1,636	32,834	SH		SOLE		0	0	32,834
FIRST TR EXCHANGE-TRADED FD	RISNG DIVD ACHIV	33738R506	370	7,430	SH		SOLE		0	0	7,430
FIRST TR EXCHNG TRADED FD VI	TCW OPPORTUNIS	33740F805	335	6,418	SH		SOLE		0	0	6,418
FIRST TR NASDAQ 100 TECH IND	SHS	337345102	785	5,079	SH		SOLE		0	0	5,079
FIRST TR VALUE LINE DIVID IN	SHS	33734H106	1,245	29,750	SH		SOLE		0	0	29,750
FS KKR CAP CORP	COM	302635206	723	32,871	SH		SOLE		0	0	32,871
GLOBAL NET LEASE INC	COM NEW	379378201	225	15,882	SH		SOLE		0	0	15,882
GLOBAL X FDS	RUSSELL 2000	37954Y459	886	38,867	SH		SOLE		0	0	38,867
GOLDMAN SACHS GROUP INC	COM	38141G104	1,316	3,781	SH		SOLE		0	0	3,781
GRANITESHARES ETF TR	XOUT US LRG CP	38747R603	903	22,063	SH		SOLE		0	0	22,063
HEALTHEQUITY INC	COM	42226A107	4,808	98,097	SH		SOLE		0	0	98,097
HOME DEPOT INC	COM	437076102	371	1,061	SH		SOLE		0	0	1,061
INDEPENDENCE RLTY TR INC	COM	45378A106	963	43,086	SH		SOLE		0	0	43,086
INNOVATOR ETFS TR	US EQTY BUF OCT	45782C771	2,606	77,669	SH		SOLE		0	0	77,669
INNOVATOR ETFS TR	US EQTY PWR BUF	45782C417	1,028	35,110	SH		SOLE		0	0	35,110
INTERNATIONAL BUSINESS MACHS	COM	459200101	232	1,776	SH		SOLE		0	0	1,776
INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT	46137V357	1,845	11,876	SH		SOLE		0	0	11,876
INVESCO QQQ TR	UNIT SER 1	46090E103	7,079	19,571	SH		SOLE		0	0	19,571
ISHARES GOLD TR	ISHARES NEW	464285204	2,313	66,164	SH		SOLE		0	0	66,164
ISHARES TR	0-5YR HI YL CP	46434V407	347	7,717	SH		SOLE		0	0	7,717
ISHARES TR	BLACKROCK ULTRA	46434V878	7,948	157,816	SH		SOLE		0	0	157,816
ISHARES TR	CORE S&P500 ETF	464287200	964	2,148	SH		SOLE		0	0	2,148
ISHARES TR	FLTG RATE NT ETF	46429B655	2,630	51,903	SH		SOLE		0	0	51,903
ISHARES TR	IBOXX INV CP ETF	464287242	282	2,202	SH		SOLE		0	0	2,202
ISHARES TR	TIPS BD ETF	464287176	2,315	18,491	SH		SOLE		0	0	18,491
ISHARES TR	U.S. FIN SVC ETF	464287770	285	1,494	SH		SOLE		0	0	1,494
J P MORGAN EXCHANGE-TRADED F	ULTRA SHRT INC	46641Q837	2,170	43,007	SH		SOLE		0	0	43,007
J P MORGAN EXCHANGE-TRADED F	ULTRA SHT MUNCPL	46641Q654	973	19,097	SH		SOLE		0	0	19,097
JD.COM INC	SPON ADR CL A	47215P106	330	4,285	SH		SOLE		0	0	4,285
JOHNSON & JOHNSON	COM	478160104	221	1,336	SH		SOLE		0	0	1,336
JPMORGAN CHASE & CO	COM	46625H100	1,869	12,658	SH		SOLE		0	0	12,658
KOSMOS ENERGY LTD	COM	500688106	50	11,500	SH		SOLE		0	0	11,500
L3HARRIS TECHNOLOGIES INC	COM	502431109	230	1,023	SH		SOLE		0	0	1,023
LILLY ELI & CO	COM	532457108	810	3,331	SH		SOLE		0	0	3,331
LOCKHEED MARTIN CORP	COM	539830109	1,689	4,502	SH		SOLE		0	0	4,502
MARSH & MCLENNAN COS INC	COM	571748102	346	2,190	SH		SOLE		0	0	2,190
MASTERCARD INCORPORATED	CL A	57636Q104	479	1,315	SH		SOLE		0	0	1,315
META PLATFORMS INC	CL A	30303M102	6,763	21,365	SH		SOLE		0	0	21,365
MICROSOFT CORP	COM	594918104	6,638	22,008	SH		SOLE		0	0	22,008
MODERNA INC	COM	60770K107	363	2,166	SH		SOLE		0	0	2,166
NETFLIX INC	COM	64110L106	287	564	SH		SOLE		0	0	564
NIKE INC	CL B	654106103	227	1,592	SH		SOLE		0	0	1,592
NIKOLA CORP	COM	654110105	82	10,296	SH		SOLE		0	0	10,296
NORTHERN LIGHTS FD TR	TOEWS AGLTY DNYM	66538J738	235	9,699	SH		SOLE		0	0	9,699
NORWEGIAN CRUISE LINE HLDG L	SHS	G66721104	918	43,645	SH		SOLE		0	0	43,645
NVIDIA CORPORATION	COM	67066G104	11,831	48,989	SH		SOLE		0	0	48,989
OATLY GROUP AB	SPONSORED ADS	67421J108	136	19,942	SH		SOLE		0	0	19,942
OCCIDENTAL PETE CORP	COM	674599105	8,477	242,547	SH		SOLE		0	0	242,547
OLD DOMINION FREIGHT LINE IN	COM	679580100	1,142	3,720	SH		SOLE		0	0	3,720
ORACLE CORP	COM	68389X105	477	5,769	SH		SOLE		0	0	5,769
OWL ROCK CAPITAL CORPORATION	COM	69121K104	6,170	426,096	SH		SOLE		0	0	426,096
PALANTIR TECHNOLOGIES INC	CL A	69608A108	275	18,816	SH		SOLE		0	0	18,816
PAYPAL HLDGS INC	COM	70450Y103	931	5,374	SH		SOLE		0	0	5,374
PENNYMAC CORP	NOTE 5.500%11/0	70932AAD5	20	20,000	PRN		SOLE		0	0	20,000
PEPSICO INC	COM	713448108	793	4,559	SH		SOLE		0	0	4,559
PFIZER INC	COM	717081103	346	6,398	SH		SOLE		0	0	6,398
PGIM ETF TR	ACTV HY BD ETF	69344A206	513	12,846	SH		SOLE		0	0	12,846
PHILIP MORRIS INTL INC	COM	718172109	357	3,504	SH		SOLE		0	0	3,504
PINTEREST INC	CL A	72352L106	1,332	41,702	SH		SOLE		0	0	41,702
PROSHARES TR	S&P 500 DV ARIST	74348A467	1,570	16,601	SH		SOLE		0	0	16,601
PUBLIC STORAGE	COM	74460D109	247	702	SH		SOLE		0	0	702
QUALCOMM INC	COM	747525103	3,084	18,520	SH		SOLE		0	0	18,520
RAYTHEON TECHNOLOGIES CORP	COM	75513E101	303	3,424	SH		SOLE		0	0	3,424
ROSS STORES INC	COM	778296103	2,665	27,353	SH		SOLE		0	0	27,353
ROYAL CARIBBEAN GROUP	COM	V7780T103	1,095	13,494	SH		SOLE		0	0	13,494
SALESFORCE COM INC	COM	79466L302	406	1,820	SH		SOLE		0	0	1,820
SANDRIDGE ENERGY INC	COM NEW	80007P869	1,411	141,511	SH		SOLE		0	0	141,511
SCHWAB STRATEGIC TR	US DIVIDEND EQ	808524797	239	3,035	SH		SOLE		0	0	3,035
SCHWAB STRATEGIC TR	US LRG CAP ETF	808524201	1,046	9,817	SH		SOLE		0	0	9,817
SCHWAB STRATEGIC TR	US TIPS ETF	808524870	234	3,838	SH		SOLE		0	0	3,838
SELECT SECTOR SPDR TR	ENERGY	81369Y506	1,971	30,937	SH		SOLE		0	0	30,937
SELECT SECTOR SPDR TR	FINANCIAL	81369Y605	264	6,781	SH		SOLE		0	0	6,781
SELECT SECTOR SPDR TR	SBI HEALTHCARE	81369Y209	330	2,521	SH		SOLE		0	0	2,521
SELECT SECTOR SPDR TR	TECHNOLOGY	81369Y803	216	1,370	SH		SOLE		0	0	1,370
SENSEONICS HLDGS INC	COM	81727U105	50	18,703	SH		SOLE		0	0	18,703
SERVICENOW INC	COM	81762P102	243	471	SH		SOLE		0	0	471
SHERWIN WILLIAMS CO	COM	824348106	1,745	5,863	SH		SOLE		0	0	5,863
SHOPIFY INC	CL A	82509L107	2,185	2,134	SH		SOLE		0	0	2,134
SNOWFLAKE INC	CL A	833445109	1,599	5,726	SH		SOLE		0	0	5,726
SOFI TECHNOLOGIES INC	COM	83406F102	1,806	120,391	SH		SOLE		0	0	120,391
SPDR INDEX SHS FDS	DJ GLB RL ES ETF	78463X749	232	4,393	SH		SOLE		0	0	4,393
SPDR INDEX SHS FDS	PORTFOLIO DEVLPD	78463X889	538	15,058	SH		SOLE		0	0	15,058
SPDR S&P 500 ETF TR	TR UNIT	78462F103	2,287	5,118	SH		SOLE		0	0	5,118
SPDR SER TR	ICE PFD SEC ETF	78464A292	449	10,689	SH		SOLE		0	0	10,689
SPDR SER TR	PORTFOLIO INTRMD	78464A375	1,076	30,279	SH		SOLE		0	0	30,279
SPDR SER TR	PORTFOLIO S&P500	78464A854	363	6,909	SH		SOLE		0	0	6,909
SPDR SER TR	PRTFLO S&P500 HI	78468R788	412	9,686	SH		SOLE		0	0	9,686
SPDR SER TR	RUSSELL YIELD	78468R770	276	2,798	SH		SOLE		0	0	2,798
SPDR SER TR	S&P DIVID ETF	78464A763	267	2,118	SH		SOLE		0	0	2,118
SSGA ACTIVE ETF TR	BLACKSTONE SENR	78467V608	429	9,380	SH		SOLE		0	0	9,380
STAAR SURGICAL CO	COM PAR $0.01	852312305	515	7,045	SH		SOLE		0	0	7,045
SURGALIGN HOLDINGS INC	COM	86882C105	47	64,000	SH		SOLE		0	0	64,000
TARGET CORP	COM	87612E106	1,457	6,570	SH		SOLE		0	0	6,570
TESLA INC	COM	88160R101	1,203	1,208	SH		SOLE		0	0	1,208
THERAPEUTICSMD INC	COM	88338N107	3	10,000	SH		SOLE		0	0	10,000
THERMO FISHER SCIENTIFIC INC	COM	883556102	207	352	SH		SOLE		0	0	352
UNION PAC CORP	COM	907818108	295	1,219	SH		SOLE		0	0	1,219
UNITEDHEALTH GROUP INC	COM	91324P102	322	696	SH		SOLE		0	0	696
VANECK ETF TRUST	FALLEN ANGEL HG	92189F437	250	7,817	SH		SOLE		0	0	7,817
VANECK ETF TRUST	RARE EARTH/STRTG	92189H805	242	2,200	SH		SOLE		0	0	2,200
VANGUARD BD INDEX FDS	TOTAL BND MRKT	921937835	2,077	25,000	SH		SOLE		0	0	25,000
VANGUARD CHARLOTTE FDS	TOTAL INT BD ETF	92203J407	740	13,539	SH		SOLE		0	0	13,539
VANGUARD INDEX FDS	EXTEND MKT ETF	922908652	705	4,312	SH		SOLE		0	0	4,312
VANGUARD INDEX FDS	GROWTH ETF	922908736	926	3,221	SH		SOLE		0	0	3,221
VANGUARD INDEX FDS	MCAP GR IDXVIP	922908538	647	2,934	SH		SOLE		0	0	2,934
VANGUARD INDEX FDS	REAL ESTATE ETF	922908553	247	2,338	SH		SOLE		0	0	2,338
VANGUARD INDEX FDS	S&P 500 ETF SHS	922908363	1,020	2,482	SH		SOLE		0	0	2,482
VANGUARD INDEX FDS	SMALL CP ETF	922908751	689	3,312	SH		SOLE		0	0	3,312
VANGUARD INDEX FDS	TOTAL STK MKT	922908769	4,392	19,488	SH		SOLE		0	0	19,488
VANGUARD INTL EQUITY INDEX F	FTSE EMR MKT ETF	922042858	218	4,330	SH		SOLE		0	0	4,330
VANGUARD SCOTTSDALE FDS	SHRT TRM CORP BD	92206C409	6,751	83,926	SH		SOLE		0	0	83,926
VANGUARD SPECIALIZED FUNDS	DIV APP ETF	921908844	218	1,351	SH		SOLE		0	0	1,351
VANGUARD STAR FDS	VG TL INTL STK F	921909768	3,125	49,606	SH		SOLE		0	0	49,606
VANGUARD WHITEHALL FDS	HIGH DIV YLD	921946406	1,027	9,242	SH		SOLE		0	0	9,242
VANGUARD WORLD FDS	INF TECH ETF	92204A702	262	637	SH		SOLE		0	0	637
VERIZON COMMUNICATIONS INC	COM	92343V104	253	4,747	SH		SOLE		0	0	4,747
VISA INC	COM CL A	92826C839	405	1,890	SH		SOLE		0	0	1,890
WALMART INC	COM	931142103	235	1,664	SH		SOLE		0	0	1,664
ZOETIS INC	CL A	98978V103	3,064	15,173	SH		SOLE		0	0	15,173

DFPG Investments 13F-HRQuarterly holdings report by institutional manager